Water and Energy:
Leveraging Voluntary Programs to
Save Both Water and Energy
Prepared By:

ICF International
1725 Eye Street, Suite 1000
Washington, DC 20006
Prepared For:

Climate Protection Partnerships Divisionj
and Municipal Support Division
U.S. Environmental Protection Agency
Washington, DC
March 2008

-------
                                      Table of Contents
Executive Summary	vi
  Overview of Water Use in the United States	vii
  Energy and Water Are Linked	viii
  Opportunities for Energy and Water Efficiency	viii
  Leveraging EPA Programs	ix
1.   Introduction	1-1
2.   Overview of Water Use in the United States	2-1
  2.1  Water Withdrawal, Consumption, and Return	2-1
  2.2  Overview of Water Use: Withdrawal and Consumption	2-2
     2.2.1  Thermoelectric Power	2-2
     2.2.2  Irrigation	2-4
     2.2.3  Public Supply	2-6
     2.2.4  Remaining Uses	2-7
     2.2.5  Per Capita Withdrawals by State	2-7
     2.2.6  Freshwater Consumption	2-8
  2.3  Trends in Water Use	2-8
3.   Water Supply and Wastewater Treatment Systems	3-1
  3.1  Water Supply Systems	3-1
     3.1.1  Water System Industry	3-2
     3.1.2  Typical Water Supply Processes	3-6
     3.1.3  The Energy Intensity of Water Supply and Opportunities to Improve Efficiency	3-9
     3.1.4  Improving Water Delivery Efficiency: Water Loss Control	3-12
  3.2  Wastewater Treatment	3-19
     3.2.1  Wastewater Treatment Industry	3-19
     3.2.2  The Energy Intensity of Wastewater Treatment	3-26
     3.2.3  Principal Electricity Uses at Wastewater Treatment Plants and Opportunities for
           Improved Energy Efficiency	3-31
  3.3  Linkage Opportunities with Energy Efficiency Programs	3-36
4.   Power Generation	4-1
  4.1  Water Uses at Power Plants	4-1
     4.1.1  Power Plant Cooling Water	4-1
     4.1.2  Other Uses of Water at Power Plants	4-3
  4.2  The Rate of Water Consumption at Power Plants	4-4
     4.2.1  Cooling Water Consumption at Power Plants	4-4
     4.2.2  Other Uses of Water	4-9
  4.3  Dry Cooling	4-9
  4.4  The Water Impacts of Energy Efficiency	4-12
5.   Residential Water Consumption	5-1
  5.1  Residential End Uses	5-1
  5.2  Opportunities to Improve Residential Water Use Efficiency	5-7
     5.2.1  Measured Water Savings	5-7
     5.2.2  Cost Effectiveness	5-15

-------
                                     Table of Contents
                                        (Continued)

  5.3  Water Prices and Billing	5-17
  5.4  Linkage Opportunities with Energy Efficiency Programs	5-19
6.   Commercial and Institutional Water Consumption	6-1
  6.1  Commercial and Institutional End Uses	6-2
  6.2  Opportunities to Improve Commercial and Institutional End Use Efficiency	6-5
     6.2.1  Landscaping	6-6
     6.2.2  Restrooms	6-7
     6.2.3  Cooling Water	6-9
     6.2.4  Other Water Savings Opportunities	6-12
7.   Leveraging Efficiency Programs to Improve Energy and Water Use Efficiency	7-1
  7.1  Energy Efficiency Programs	7-1
  7.2  The Impact of Energy Efficiency on Water Use in Power Generation	7-5
  7.3  Water Efficiency Programs	7-6
  7.4  The Impact of Water Efficiency on Electricity Usage at Water Supply and Wastewater
  Treatment Facilities	7-7
  7.5  Opportunities for Water Supply and Wastewater Utilities to Improve Energy and Water
  Use Efficiency Together	7-8
  7.6  Opportunities for Residential Customers to Improve Energy and Water
  Efficiency Together	7-11
  7.7  Opportunities Among Commercial Customers to Improve Energy and Water
  Efficiency Together	7-14
  7.8  Potential Water and Energy Savings Resulting From Leveraging Energy and Water
  Efficiency Programs	7-19
     7.8.1  Potential Water Savings By Leveraging the ENERGY STAR Program	7-20
     7.8.2  Potential Energy Savings By Leveraging the WaterSense Program	7-21
     7.8.3  Summary of Potential Program Strategies: Linkage to Improving Water and Energy
           Efficiency	7-30
  7.9  Conclusion	7-31
8.   References	8-1

-------
                                       List of Exhibits
Exhibit ES-1: Summary of Water Withdrawal and Consumption in 2000	xii
Exhibit ES-2: Water Savings: Retrofitting an Average Home with Water Conserving Fixtures and
     Appliances3	xiii
Exhibit ES-3: Water Savings: Efficient Practices Among Commercial and Institutional Customers
     in California3	xiii
Exhibit ES-4: Opportunities to Leverage Water and Energy Efficiency Programs	xiv
Exhibit ES-5: Status of Labeling Programs for Products that Use Energy and Water	xv
Exhibit ES-6: Water and Energy Savings Estimates for 20153	xvi
Exhibit 2-1: Water Withdrawal by Sector in 2000	2-3
Exhibit 2-2: Top States for Water Withdrawal for Power Plant Cooling in 2000	2-3
Exhibit 2-3: Top States for Irrigated Land in 2000	2-4
Exhibit 2-4: Irrigation Water Applied and Irrigated Land by Crop in 1998	2-5
Exhibit 2-5: Portion of Production from Irrigated Land: By Crop for 1998	2-6
Exhibit 2-6: Per Capita Water Withdrawal by  State in 1995: Power Plant Cooling, Irrigation, and
     Other	2-9
Exhibit 2-7: Consumptive Use of Freshwater by Sector (1995)	2-10
Exhibit 2-8: Trend in Water Withdrawal	2-11
Exhibit 2-9: Trend in Water Withdrawal per Capita for Public Supply, Domestic, and
     Industrial/Other	2-13
Exhibit 2-10: Summary of Water Withdrawal and Consumption in 2000	2-14
Exhibit 3-1: Water Use Cycle	3-1
Exhibit 3-2: Water Systems by Number of People Served	3-3
Exhibit 3-3: Water Systems by Water Source	3-4
Exhibit 3-4: Revenue by Source and Water Sales Revenue by Customer Type	3-5
Exhibit 3-5: Type of Capital Expense by Ownership	3-6
Exhibit 3-6: Surface Water Distribution	3-7
Exhibit 3-7: Groundwater Distribution	3-8
Exhibit 3-8: Surface Water Treatment Processes	3-8
Exhibit 3-9: Percentage of Plants Using Various Treatment Processes	3-8
Exhibit 3-10: Electricity Consumption for Surface Water Treatment Plants	3-9
Exhibit 3-11: Treatment Processes Used by Iowa Drinking Water Source	3-10
Exhibit 3-12: Embedded Upstream and Downstream Energy Use in California	3-11
Exhibit 3-13: Example Water Supply Energy  Efficiency Improvements	3-12
Exhibit 3-14: Unaccounted for Water by System Size: Community Water Systems	3-14
Exhibit 3-15: Selected State Standards for Reporting Unaccounted for Water	3-15
Exhibit 3-16: Standard Water Audit Format	3-15
Exhibit 3-17: Overview of a Water Audit	3-16
Exhibit 3-18: Reductions in Unaccounted For Water in Communities with Leak Detection
     and Repair Programs	3-18
Exhibit 3-19: Number of Wastewater Treatment Plants by State and Size	3-21
Exhibit 3-20: Population  Served by Wastewater Treatment Plant Size	3-22
Exhibit 3-21: Typical Processes at Wastewater Treatment Plants	3-23
Exhibit 3-22: Wastewater Treatment Plant Revenue Sources:  AMSA Survey	3-25
Exhibit 3-23: Wastewater Treatment Plant Expenditures: AMSA Survey	3-25
Exhibit 3-24: Prevalence of Onsite Wastewater Treatment for  Households by State (1990)	3-26
Exhibit 3-25: Electricity Consumption at Typical Wastewater Treatment Plants	3-28

-------
                                       List of Exhibits
                                        (Continued)

Exhibit 3-26: Total Electricity Consumption Reported by Process Type in Iowa Plants	3-29
Exhibit 3-27: Portion of Plants with Activated Sludge Treatment: National Estimate	3-30
Exhibit 3-28: kWh per Million Gallons Treated Estimated from the AMSA Survey	3-30
Exhibit 3-29: Energy Intensity Versus BOD Removal from AMSA Survey	3-31
Exhibit 3-30: Aeration  and Pumping	3-32
Exhibit 3-31: Portion of Plants with Anaerobic Digestion and Digester Gas Utilization:
     National Estimate	3-33
Exhibit 3-32: Example Case Studies of the Use of Fine Pore Diffusers	3-35
Exhibit 4-1: Typical Cooling Water Configurations	4-2
Exhibit 4-2: Water Withdrawal for Power Plant Cooling Water	4-5
Exhibit 4-3: Water Consumption for Power Plant Cooling Water	4-6
Exhibit 4-4: Cooling Water Withdrawal and Consumption for Steam Plant Cooling	4-8
Exhibit 4-5: Typical Dry Cooling Configuration	4-10
Exhibit 4-6: National Average Energy Penalty by Cooling System Type	4-11
Exhibit 5-1: Overview of Residential End Uses of Water	5-4
Exhibit 5-2: Indoor Residential Water Use by End Use and Study Site (gallons per capita per day)	5-5
Exhibit 5-3: Indoor Residential Water Use by End Use and Study Site	5-6
Exhibit 5-4: Comparison in Indoor Water Use Measurements Among Studies (gpcd)	5-7
Exhibit 5-5: Typical Tips for Saving Water	5-8
Exhibit 5-6: Baseline Water Use from Aquacraft Retrofit Studies (gallons per capita per day)	5-9
Exhibit 5-7: Measured Water Use Reductions in Retrofit Studies (gallons per capita per day)	5-10
Exhibit 5-8: Water Use at Three Representative Home Types	5-13
Exhibit 5-9: Water Efficient Landscape Irrigation Recommendations	5-15
Exhibit 5-10: Simple Payback for Water Saving Fixtures and Appliances	5-16
Exhibit 5-11: Water Rates Observed in 12 Study Locations	5-18
Exhibit 6-1: Commercial, Institutional, and Industrial Water Withdrawals (2000)	6-1
Exhibit 6-2: Relative Water Use Among Commercial and Industrial Customer Categories	6-2
Exhibit 6-3: Water Balance for Common Commercial and Institutional Customer Types	6-4
Exhibit 6-4: Water Balance for Commercial and Institutional Customers in Westminster, Colorado	6-4
Exhibit 6-5: Water Balance for Commercial and Industrial Customers in California	6-5
Exhibit 6-6: Potential Water Savings in Nine C&l Sectors in California (2000)	6-6
Exhibit 6-7: Potential Water Savings in Nine C&l Customer Groups in California (2000)	6-7
Exhibit 6-8: Water Requirements for Cooling Towers as a Function of Cycles of Concentration	6-11
Exhibit 7-1: Public Benefit Funding for Energy Efficiency Programs	7-2
Exhibit 7-2: Energy Intensity of Water Supply and Treatment	7-8
Exhibit 7-3: Stakeholders Contributing to the Development of the  ENERGY STAR Water
     and Wastewater Focus	7-10
Exhibit 7-4: Populations in Counties that are ENERGY STAR Partners	7-11
Exhibit 7-5: Variability in Water Use Among ENERGY STAR Labeled Clothes Washers Pre-2007	7-13
Exhibit 7-6:. Water Efficiency Rebate Programs and Associated Energy Savings for Residential
     Products	7-14
Exhibit 7-7: ENERGY  STAR Building and Product Offerings for Ratable Building Types (as of
     September 2007)	7-16
Exhibit 7-8: Water Efficiency  Rebate Programs and Associated Energy Savings for Commercial
     Sector	7-19
                                                                                            IV

-------
                                      List of Exhibits
                                       (Continued)

Exhibit 7-9: ENERGY STAR Program Energy and Water Savings in 2006	7-24
Exhibit 7-10: Potential Energy and Water Savings in 2015	7-26
Exhibit 7-11: Potential Savings from Water Saving Strategies by 2015	7-28

-------
                                 Executive Summary

Water and energy are critical resources that affect virtually all aspects of daily life. Ensuring
these resources are available in sufficient quantities when and where society needs them
entails significant investments in planning, infrastructure development, operations and
maintenance. Users of energy and water pay for these investments through their routine utility
bills. As water and energy planners assess and undertake policies and programs to maintain the
reliability of these systems, meet the growing demand for water and energy, and address
scarcity, among other objectives, improving the efficiency in the use of these resources in
homes, buildings, and industry is frequently identified as an important strategy. Recent studies
project that more than $220 billion  is needed to update and expand our water treatment and
delivery systems over the next twenty years and more than $400 billion is necessary to meet the
growing demand for electricity over the next twenty-five years. The numerous energy and water
efficiency measures that can save  these resources at costs lower than those for providing new
supply and distribution infrastructure can contribute to significant savings.

To date, most significant water efficiency initiatives have been implemented locally and
regionally, particularly during periods of droughts. A national water efficiency program that
collects and broadly distributes information on water savings policies, strategies, and options
could have a significant impact  in addressing a growing water supply and infrastructure cost
issue. Local and regional programs can leverage the national efforts, to enhance their
effectiveness.
Recognizing this need, the U.S. Environmental Protection Agency (EPA) launched the
WaterSenseฎ program in June 2006. WaterSense is a voluntary public-private partnership
program that seeks to protect the future of our nation's water supply by promoting water
efficiency and enhancing the market for water-efficient products, programs, and practices.
WaterSense addresses residential and commercial water use. Products and programs that
receive the WaterSense label meet water efficiency and performance criteria. As of Fall 2007,
the WaterSense program includes  specifications for certification programs for irrigation
professionals, high-efficiency toilets,  residential bathroom sink faucets, and has efforts
underway to include showerhead and irrigation controllers.

Energy efficiency efforts have been underway in many areas of the United States for more than
a decade and already have provided significant water savings in addition to energy savings.
These efforts touch many of the same products, practices, people and institutions that are the
focus of local water efficiency efforts. Many of the energy efficiency efforts that are administered
by utilities and state energy programs leverage the ENERGY STARฎ program which provides a
national platform for efficiency efforts, including national outreach and linkages to retailers and
product manufacturers.  ENERGY STAR was developed by EPA in 1992 and has grown to
include more than 50 product categories, new homes, and a range of residential, commercial
and industrial energy efficiency practices.

Because energy use and water use are closely intertwined in important ways, energy efficiency
initiatives offer opportunities for delivering significant water savings, and similarly, water
efficiency initiatives offer opportunities for delivering significant energy savings. Consequently,
EPA's existing voluntary programs can be a valuable resource for helping to advance water and
energy efficiency together.
The goal of this report is to illustrate the co-benefits of energy and water efficiency programs
and summarize the current and future opportunities to be pursued under the ENERGY STAR
and WaterSense programs to save both energy and water. The report provides a summary of
water use in the United  States,  identifies the areas where energy and water are closely
                                                                                      VI

-------
intertwined and outlines strategies for delivering additional water savings through energy
efficiency efforts, including opportunities with the ENERGY STAR program, and additional
energy savings through water efficiency efforts, including those with the WaterSense program.
The report concludes with a summary of the potential energy and water savings associated with
the ENERGY STAR and WaterSense programs.

Overview of Water Use in the United States

In 2000, about 408,000 million gallons per day (mgd)1 of water was withdrawn from surface
water and groundwater sources in the United States. This water was used for the following
purposes (as shown in Exhibit ES-1):

   •   Nearly half of this water, 195,000 mgd, is used for power plant cooling. After it is used,
       nearly all of this power plant cooling water is returned to a stream, lake, or ocean fairly
       close to where it was withdrawn.

   •   About 34 percent of this water, 137,000 mgd, is used for irrigating crops and other farm
       uses. About 61 percent of this water is consumed during irrigation, 19 percent is lost
       during conveyance, and 20 percent is returned to lakes or streams. The portion of
       irrigation water that is consumed, about 83,000 mgd in 2000, is by far the largest
       consumptive use of water in the United States. The overwhelming majority of U.S. crop
       production comes from irrigated fields.

   •   About 11 percent, 46,900 mgd, is used for residential and commercial purposes.
       Community water systems withdraw about 43,300 mgd to supply drinking water to
       residential and commercial customers, and self-supplied water for domestic uses (i.e.,
       water wells at people's homes) added about 3,600 mgd. In total, this water use is about
       164 gallons per capita per day (gpcd), 70 percent of which is for residential water use.
       About 60 percent of residential water use (or 70 gpcd) is for indoor purposes (toilets,
       showers, baths, sinks, laundry). Customers pay approximately $33 billion a year for this
       water and an equivalent amount for managing the wastewater that results.

   •   The remainder of water use is for industrial processes (self supplied), mining, livestock
       and other miscellaneous uses, accounting for about 7 percent of total water withdrawals.
Looking across the major uses for water shows the following broad trends and  concerns for the
future:

   •   Although water use for power plant cooling has been stable in recent years, as the result
       of shifts in cooling technology, it may increase as the power sector continues to grow.

   •   Agricultural irrigation is likely to remain stable or decline as improvements in efficiency
       continue.

   •   Increasing populations are expected to put pressure on public water supplies.

   •   The ability of public water systems to meet the needs of the growing population will
       continue to receive considerable attention. Improved efficiency of residential and
       commercial water use may be key elements to offset the impacts of this increased
       demand.
 This volume of water is equal to about 1,400 gallons per capita per day (gpcd).
                                                                                    VII

-------
Energy and Water Are Linked

The supply, delivery, and use of water and energy are intertwined in important ways. A better
understanding of these relationships can assist in developing strategies that deliver greater
energy and water savings and associated environmental benefits. These linkages include:

   •   Electricity is used to deliver water to residential and commercial customers and to treat
       the wastewater customers generate. Water supply and wastewater treatment systems
       typically represent the largest energy expenditures by municipalities that provide these
       services. Nationally, annual electricity consumption required for water supply and
       treatment totaled about 30 billion kWh and  7 billion kWh respectively, or nearly
       one percent of  total electricity generation, at a cost of about $3 billion.

   •   Energy is used to pump irrigation water. In  1998 farms spent about $1.2 billion on
       energy for irrigation. Electricity use accounted for about two-thirds of the total, or about
       10 billion kWh.

   •   Water is used for cooling in the vast majority of electric power generation in the U.S.
       today. The availability and quality of cooling water is vital to maintaining efficient
       electricity production. On average across the country each kWh generated consumes
       about 0.2 to 0.3 gallons of water, although the rate varies for different cooling system
       technologies.

   •   Water and energy are used jointly under many circumstances, particularly where hot
       water is needed,  so that efforts to use one resource more efficiently often help use the
       other resource  more efficiently as well.

   •   Water and energy substitute for each other under some circumstances, so that efforts to
       reduce the use of one resource can increase the use of the other resource.

In addition to these direct interactions between water and energy, there are indirect influences.

   •   When water use is reduced, electricity requirements are reduced indirectly as less water
       needs to be pumped by the water supply system.

   •   When energy is saved, water requirements are reduced indirectly as lower electricity
       demand means less cooling water required at the power plant.

Opportunities for Energy and Water Efficiency

Although drinking water supplies are only about 11 percent of total water withdrawal, they
receive considerable attention because of the importance of adequate supply to support
population and economic growth. Additionally, financial  pressures on water supply systems and
wastewater treatment systems have received significant attention in recent years.
Consequently, there is particular interest in ensuring that water resources are used efficiently to
not only stretch supplies, but also to help contain delivery and treatment costs.
Enhancing water efficiency among residential, commercial, and industrial customers can
contribute significantly to addressing these challenges. Numerous studies show, particularly for
residential and commercial customers, that cost effective techniques can reduce typical water
use by 20 to 40 percent without reducing the services derived from the water (See Exhibit ES-2
and Exhibit ES-3). Commonly identified strategies  include:

   •   Residential Customers. As consumers change over existing pre-EPAct plumbing fixtures
       and appliances, they can realize savings of over 20 percent by buying currently available
                                                                                     VIM

-------
       products. By investing in ENERGY STAR and WaterSense products, consumers could
       save an additional 15 percent.

   •   Commercial Customers. Savings of about 20 to 40 percent of current baseline water use
       are possible depending upon the type of commercial establishment. Common strategies
       include accelerated replacement of toilets that are flushed many times per day with high-
       efficiency toilets, improved operation of building cooling systems (typically the largest
       use of water in buildings with such systems); addressing water used to provide cooling
       for refrigeration as well as industrial processes;  and employing resource-efficient
       products used in water-intensive commercial applications such as commercial kitchens
       and laundries.

Additionally, improving the efficiency of water supply and treatment operations themselves can
help relieve financial pressures. Capturing the significant opportunities to  reduce leakage in
supply systems not only helps stretch existing supplies, it also reduces operating costs.

Leveraging EPA Programs

There are a number of opportunities for pursuing greater water and energy savings. As an
example, recent utility and other efforts across the country to promote resource-efficient clothes
washers and dishwashers, leveraging the ENERGY STAR program in many cases, have
already helped save over 140 million gallons per day (mgd) of water as of 2006. More broadly,
energy efficiency efforts linked to the ENERGY STAR program saved more than 180 mgd of
power plant cooling water in 2006. By 2015, the growth of the ENERGY STAR program is
expected to save approximately 600 mgd directly, plus an additional 430 mgd of power plant
cooling water.

There are significant additional opportunities to leverage ongoing energy efficiency initiatives to
capture additional water savings. These opportunities include

   •   designating additional products that save both energy and water as "resource efficient,"
       and designing outreach and incentive programs around them with particular focus on
       energy and water intensive market segments;

   •   integrating residential water savings opportunities into ongoing home energy audit and
       retrofit programs;

   •   integrating water savings opportunities into commercial audit and technical assistance
       programs; and

   •   focusing on the energy efficiency and water delivery efficiency of the water supply
       industry.

EPA's voluntary programs can be leveraged to provide greater savings of both energy and
water in each of these areas, as summarized in Exhibit ES-4. The ENERGY STAR program
offers a number of strategies for promoting energy efficiency to the general public, businesses,
and industries. Many of these strategies are used by state and utility-based energy efficiency
programs that currently spend about $3 billion each  year to advance  energy efficiency across
key market sectors. The new WaterSense program offers new strategies to leverage. The more
detailed opportunities include:

   •   Product Labeling of Water Efficient Products: WaterSense is labeling and promoting the
       use of high-performing, high-efficiency residential and commercial plumbing fixtures.
       Several states and water utilities have programs and  initiatives promoting and rebating
       consumers for the installation of these types of products and are in a good position to
       leverage the WaterSense label to further their efforts. A list of products that are either
                                                                                     IX

-------
     already covered by the WaterSense program or which are anticipated to be examined
     for possible coverage under this program is provided in Exhibit ES-4.

  •  Product Labeling of Products Using Energy and Water: A number of products in the
     commercial and residential sector use energy and water simultaneously, particularly
     when they deliver hot water. Products that  use both energy and water efficiently, and
     which meet the performance expectations of consumers, can be promoted with a single
     product label such as WaterSense or ENERGY STAR as appropriate. This would
     provide consumers with a single label that communicates a good investment and
     improved resource efficiency without sacrificing performance. A list of products that use
     energy and water and which are either already covered by the ENERGY STAR program
     or which are anticipated to be examined for possible coverage under the ENERGY
     STAR or WaterSense programs is provided in Exhibit ES-5.

  •  Existing Homes: Many water utilities, electric  utilities, and state energy efficiency
     programs offer residential audit and retrofit programs which may offer an opportunity for
     greater outreach on water saving measures such as efficient plumbing fixtures, including
     toilets, showerheads, and faucet aerators, among other home improvement projects
     which can include updating appliances as well. In addition,  EPA  is working with the DOE
     and HUD on a new initiative for existing homes called Home Performance with  ENERGY
     STAR which may  provide a useful delivery  mechanism. Significant water savings on the
     order of 27 gallons per capita per day (approximately 40 percent of a typical households
     daily water use) can be achieved when  pre-EPAct fixtures are replaced with WaterSense
     and ENERGY STAR appliances, nearly 15 percent greater than  if the products just met
     minimum efficiency standards (see Exhibit  ES-2).2 Home Performance with ENERGY
     STAR is a whole house retrofit service offered by certified home professionals and
     backed by a local, credible organization working in partnership with the federal
     government. Home professionals demonstrate the potential savings to the  home owner
     who is undertaking a variety of home improvement efforts, perform the improvements at
     the request of the homeowner, and provide third party review of their work. This program
     is currently underway in key regions of the  country and is being expanded to other
     regions.

  •  New Homes Construction: Improving the efficiency of the delivery of hot water in new
     homes offers an opportunity to save energy and water simultaneously and  could be
     explored as a possible measure for an ENERGY STAR home at a future point.  Further,
     EPA's WaterSense program is developing a water-efficient new homes program that
     establishes criteria and a certification process for certifying  the indoor and outdoor water
     efficiency of a new home.

  •  Commercial Building  Performance: The corporate energy management approach being
     used by EPA to promote energy efficiency  in commercial buildings can  be expanded to
     promote water savings. Key opportunities include:

     o  Expanding the energy efficiency rating system developed by EPA to help measure
         and improve building energy use to  incorporate water use and allow for a more
         unified energy and water assessment. An analysis of commercial and institutional
         customers in California reports significant water savings potential through the
         adoption of efficient practices (see Exhibit ES-3).
These savings do not include potential improvements in landscape irrigation practices that may also be achieved.

-------
       o  Providing outreach on the suite of energy and water efficient commercial products
          used in energy and water intensive commercial applications such as commercial
          kitchens to the many market segments that have commercial kitchens including
          restaurants, hospitals, schools, and hotels;

       o  Promoting improved performance of building cooling towers through improved
          efficiency of the heating, cooling, and ventilation system and improved management
          of the cooling water;
       o  Promoting more efficient plumbing products; and

       o  Addressing water-cooled versus air-cooled cooling equipment such as ice machines.

   •   The Water Supply and Wastewater Treatment Industry Focus: The water supply and
       wastewater treatment industries warrant specific attention to capture energy savings
       opportunities, which will help reduce financial pressures on these industries. An
       integrated approach to improving energy efficiency and reducing water leakage would
       offer municipalities the greatest benefits.  Such an approach includes facility level
       benchmarking, dissemination of best practices and enhanced peer exchange.

   •   Certification Programs for Irrigation Professionals: Commercial and residential outdoor
       water use in the  United States accounts for more than seven billion gallons of water
       each day, mainly for landscape irrigation. WaterSense's final specifications for
       certification programs for irrigation professionals address both efficient irrigation  system
       components and services. These specifications will help customers identify professional
       service providers that embrace and encourage the use of water-efficient practices to
       enhance performance and efficiency.

   •   Improved Water Loss Control: As water utilities voluntarily reduce water loss both energy
       and water savings can be achieved.

Building partnerships around these areas for the ENERGY STAR and WaterSense programs
has the potential to achieve significant energy and water savings. Exhibit ES-6 presents the
savings for the current ENERGY STAR program and for expanding energy and water efficiency
initiatives. As indicated,  expanding energy and water efficiency efforts could save significant
amounts of water across the country over the next ten years. Expanded energy efforts in terms
of intensified promotion  of ENERGY STAR clothes washers and dishwashers and improved
cooling tower performance in buildings, could save an additional 160 mgd in water savings.
Expanded water initiatives such as  reductions in water loss and accelerated use of more
efficient plumbing products such as EPAct compliant toilets and urinals in the commercial and
residential sectors, could provide an additional 270 mgd  and 630 mgd in water savings,
respectively. When combined with expected savings from ongoing efforts of 600 mgd from the
ENERGY STAR program and 1,600 mgd from the natural replacement of EPAct compliant
toilets in the residential sector, these combined efforts could provide approximately 3,300 mgd
in direct water savings, or the equivalent of the residential indoor water use of approximately
45 million people (see Exhibit ES-6).

These water savings estimates are conservative for two reasons. First, many water savings
options were not quantified, including WaterSense  labeled products, commercial and industrial
process opportunities, and agricultural irrigation improvements. Second, only a portion of the full
technical potential of the evaluated options was included, representing what could realistically
be accomplished over a period of about 10 years, primarily by focusing on those savings that
can be achieved by leveraging major initiatives currently underway.
                                                                                     XI

-------
Exhibit ES-1: Summary of Water Withdrawal and Consumption in 2000
   Withdrawals
                  Saline
                        Freshwater
                                                                                                  Saline
                                                                                                  'omestic
                          Power Plant Cooling
                               Irrigation        /Public SupfjTy   Industrial/Other
                     "••60
100
150
200
250
300
400
450
                                      Millions of Gallons per Day (thousands)
                              Consumption
                                          0    20    40    60    80   100   120
                                            Millions of Gallons per Day (Thousands)
                                                                                                                                   XII

-------
Exhibit ES-2: Water Savings: Retrofitting an Average Home with Water Conserving
Fixtures and Appliances3
                                                                                      new
                                                                                      • Bath
                                                                                      D Other
                                                                                      • Leak
                                                                                      O Faucet
                                                                                      D Show er
                                                                                      • CW
                                                                                      D Toilet
                Average Home
          EPAct Home
        WaterSense and ENERGY STAR
                 Home
a For more information see Section 5.
CW = clothes washer; DW = dishwasher
Exhibit ES-3: Water Savings: Efficient Practices Among Commercial and Institutional
Customers in California3
     400
         Landscaping
                     Restroom
Cooling
                                           Kitchen
Laundry
                                                               Process
                                                                           Other
                                    D Current Use • Efficient Use
1 For more information see Section 6.
                                                                                        XIII

-------
Exhibit ES-4: Opportunities to Leverage Water and Energy Efficiency Programs
Water and Energy Efficiency Opportunities
Opportunities to Leverage Efficiency Programs
Residential
Water efficient plumbing fixtures (HETs, faucets,
showerheads)
Water-efficient clothes washers and dishwashers
New and existing homes
Water-efficient landscaping
• Promote WaterSense labeled plumbing products
• Assess and account for embedded energy savings
associated with conveyance, distribution, and
treatment of water
• Integrate water efficiency specifications into
ENERGY STAR appliance labeling, as appropriate
• Explore new home construction, and home audit
and retrofit programs to identify opportunities for
enhancement
• Promote WaterSense Certification Program for
Irrigation Professionals
• Integrate water-efficient landscaping messaging
into ENERGY STAR Homes outreach to
homebuilders and customers
Commercial
Water efficient plumbing fixtures (HETs, faucets)
Water-efficient commercial products, such as
clothes washers, dishwashers, steam cookers,
others
Water-efficient commercial cooling
Water-efficient landscaping
Whole building efficiency
• Promote WaterSense labeled plumbing products
• Assess and account for embedded energy savings
associated with conveyance, distribution, and
treatment of water
• Integrate water specifications into ENERGY STAR
product labeling
• Promote efficient products as part of water and
energy efficient commercial buildings initiatives
• Integrate into high performance building programs
• Limited opportunities currently identified to
leverage energy efficiency programs
• Integrate water use tracking and management into
energy management programs
Industrial
Improved efficiency of water treatment and waste
water treatment systems
• Develop and promote facility level benchmarking,
best practices, and enhanced peer exchange
                                                                              XIV

-------
Exhibit ES-5: Status of Labeling Programs for Products that Use Energy and Water
Water Efficiency Opportunities
Status as of Spring 2007
Residential
Clothes Washers
Dishwashers
High-Efficiency Toilets
Bathroom Sink Faucets
Irrigation Control Technologies
Showerheads
Updated ENERGY STAR specification effective
January 2007. Includes Maximum Water Factor
of 8.0.
Updated ENERGY STAR specification effective
January 2007.
New WaterSense specification effective January
2007.
New WaterSense specification effective October
2007.
New WaterSense specification development
process initiated in Spring 2007.
New WaterSense specification development
process initiated in Summer 2007.
Commercial
Commercial Dishwashers
Ice Machines
Steam Cookers
Irrigation Control Technologies
Autoclaves/Sterilizers
Commercial Clothes Washers
Commercial Toilets and Urinals
Softserve Machines
New ENERGY STAR specification effective
October 2007.
New ENERGY STAR specification effective
January 2008.
ENERGY STAR specification introduced in
2003. In June 2007 EPA provided information on
water use of these ENERGY STAR products.
New WaterSense specification development
process initiated in Spring 2007.
Examine in 2008.
Examine in 2008.
Examine in 2008.
Examine in 2008.
                                                                             XV

-------
Exhibit ES-6: Water and Energy Savings Estimates for 2015a
Activity
Water Savings (mgd)
Direct Savings in
Water Supply and
Treatment
Indirect Savings in
Power Plant
Cooling Water
Direct Energy
Savings
(million kWh/year)
ENERGY STAR: Expected Activities
ENERGY STAR products"
ENERGY STAR buildings
Subtotal'
593C
3d
596
320b
110e
430
257,000b
89,900e
346,900
ENERGY STAR: Potential Expanded Activities
Intensified residential clothes washer and
dishwasher promotion
Water supply and wastewater treatment
focus
Intensified improvement in building
cooling tower operations
Subtotal'
133
0
26
160
8
3
<1
11
6,750
2,110
(not estimated)
8,860
General Water Saving Strategies: Expected Activities
Natural replacement of toilets to EPAct
compliant toilets (residential) — (assuming
95 million people use EPAct toilets)
Natural replacement of urinals to EPAct
compliant urinals (commercial)
Subtotal'
1,620
(not estimated)
1,620
1
(not estimated)
1
0
(not estimated)
0
General Water Saving Strategies: Potential Expanded Activities
Reduction in real loss during water supply
Accelerated replacement of toilets to
EPAct compliant toilets (residential) —
(assuming an additional 25 million people
use EPAct toilets)
An additional 2 million EPAct toilets and 2
million EPAct urinals (commercial)
Subtotal'
270
430
200
900
<1
<1
<1
1
150
0
0
150
WaterSense: Expected Activities
• High-efficiency toilets (HETs)
• High-efficiency faucets
• Certification Program for Irrigation
Professionals
• Additional labeled products that save
water
Total'
(under development)
3,276
(under development)
443
(under development)
355,910
a For detailed explanation of all assumptions used please see section 7.8.
b Includes all ENERGY STAR qualified products, including both EPA and DOE products, such as appliances, consumer
electronics, and office equipment.
c Direct water savings for all ENERGY STAR products only include residential dishwashers and clothes washers, and
exclude other water consuming ENERGY STAR products such as commercial dishwashers, ice machines, and steam
cookers for which estimates are 'under development'.
d Direct water savings result from improved cooling tower operations.
e Direct energy savings and indirect water savings result from all energy efficiency initiatives.
'Totals do not include savings from activities that are 'under development' or 'not estimated'. Additionally, totals may not add
due to independent rounding.
                                                                                                       XVI

-------
                                   1.  Introduction

Water is a critical resource that affects virtually all aspects of daily life. Historically, populations
have settled near reliable sources of clean water. Access to adequate, high-quality water
supplies is no less important today.  In the United States, water resources are protected by the
Clean Water Act, the Safe  Drinking  Water Act, and  other legislation, with the aim of maintaining
or enhancing our water resources. Wthin this regulatory structure, and related legal framework
of water ownership and use rights, water resource management decisions address changing
and competing demands for water.

The U.S. Environmental Protection Agency, other federal agencies,  states, and local
governments work to protect the quality  and health  of our nation's water resources and
ecosystems, including working to achieve the following:

   •   maintain and enhance compliance with safe drinking water standards to protect human
       health;

   •   reduce pollution in waters with fish advisories to enhance the safety of fish and shellfish
       for human consumption;

   •   restore polluted waters to make them safe for swimming and to maintain healthy
       watersheds;

   •   promote healthy coastal waters through better effluent  management and control; and

   •   protect and expand the quality and quantity  of wetlands.

Each of the water uses discussed in this report balances the beneficial use of water with
potential impacts on water resources.

   •   Power plant cooling is the largest use of water in the United States. A properly operating
       cooling system is required to produce electricity efficiently and  reliably. Using water for
       power plant cooling affects local  aquatic ecosystems. Even though nearly all power plant
       cooling water is discharged back to the river or lake from which it was withdrawn, the
       water intake structures themselves have an impact, as does the reduction in river flow in
       some cases. The discharge  of the water has impacts as well, due to the higher
       temperature of the water as  well  as its trace contaminants.

   •   Agricultural irrigation is the second largest water use in the United States. Irrigation is
       critical for the production of all our major crops, more than 80 percent of which are
       produced on irrigated lands.  Diverting water for irrigation can affect the flow rates in
       rivers, which may be needed to maintain ecosystems. Competition between irrigation
       needs and fish protection requirements has  been contentious in various areas for years.
       Runoff from irrigated fields has also been a  concern, as the water is often nutrient rich
       from fertilizer application, or  may contain trace amounts of pesticides used on crops.  As
       a result,  runoff controls are typically used to protect surface water resources.

   •   Public drinking water supply is the third largest use of water. Although the amount of
       water used for residential and commercial uses is modest compared to power plant
       cooling and irrigation, this water supports population and economic growth—and
       consequently is vital to the health of our cities and communities. The concentrated use
       and discharge of the water (after treatment)  can be an  important factor in the health of
       local water resources. Additionally, the discharge of untreated wastewater during heavy
       rains continues to be of concern  in some areas. The costs of maintaining and expanding
       aging piping networks and treatment facilities are putting a financial strain on the water
                                                                                     1-1

-------
       supply and treatment infrastructure. The cost and availability of additional water supply
       to support a growing population are concerns in many areas as well.

Using water efficiently is one component of an overall strategy for balancing the beneficial uses
of water with our national goal to protect and enhance environmental quality. Water use
efficiency helps existing water supplies serve growing populations,  and can help reduce the
need for costly expansion of water supply and treatment facilities.

To help identify opportunities to promote water efficiency, this report examines the relationship
between water and energy. Like water, energy is a critical resource that affects virtually all
aspects of modern life. We are reminded of our reliance on energy  during events such as the
August 2003 blackout of the northeastern United States and  parts of Canada. Since the energy
price shocks of the 1970s, the United States has promoted energy efficiency in transportation,
buildings, and products, through the use of regulations, building codes, and voluntary programs.
As described in this report, the interrelationship between energy and water provides
opportunities to promote the efficiency of both resources simultaneously.

   •   Electricity is used to deliver water for public supply and treat wastewater: Electricity is
       used to pump and treat water for delivery to users. Prior to being discharged,
       wastewater is treated in wastewater treatment plants  that rely on electricity for pumping
       and aerating water. Using water more efficiently can reduce the volume of water pumped
       so that energy requirements of these facilities are reduced.  Improved energy efficiency
       at these facilities can also help relieve the financial pressure on the water supply and
       treatment industries.

   •   Energy is used to pump irrigation water: Energy expenditures of about $1.2 billion were
       reported for on-farm pumping of irrigation water in 1998 (MASS, 1999, p. 40). Electricity
       costs were about two-thirds of the total, or about $800 million (MASS, 1999, p. 41). More
       efficient irrigation practices can reduce energy use.

   •   Water is used to produce electricity: Water is used for cooling in the vast majority of
       electric power generation in the U.S. today. The availability and quality of cooling water
       is vital to maintaining efficient electricity production. Energy  efficiency that reduces
       electricity production also reduces water requirements for power plant cooling.

   •   Water is used in oil refining: Water is a critical input for oil refining, where it is used
       primarily as part of cooling processes. In fact, more water is used in refineries than crude
       oil.

   •   Water and energy are used jointly in products and processes: Water and energy are
       used jointly under many circumstances. Efforts to use one resource more efficiently
       often help use  the other resource more efficiently as well. Opportunities to use both
       water and energy more efficiently exist in residential,  commercial  and industrial
       applications. Opportunities to improve water and energy efficiency together include:

       >  resource-efficient clothes washers use less energy and less water than standard
          models while maintaining cleaning performance;
       >  resource efficient connectionless steam cookers use less energy and less water and
          provide the same or better cooking capability compared  to standard models;  and

       >  water-efficient pre-rinse spray valves save energy by using less hot water (pre-rinse
          spray valves are used to rinse dishes in commercial kitchens)—the valves can  be
          designed to maintain cleaning  performance.
                                                                                     1-2

-------
   •   Water and energy are substitutes in some processes: Water and energy may substitute
       for each other under some circumstances, so that efforts to reduce the use of one
       resource increase the use of the other resource.3

Given the inter-related nature of these resources, increased attention is being given to
opportunities to improve efficiency of both water and energy use simultaneously. In particular,
the combined value of both water savings and energy savings increases the cost effectiveness
of some efficiency measures. Given the ongoing and expected continued  pressures on the
existing water supply and treatment infrastructure, an integrated approach to water and energy
efficiency will likely be increasingly important in the future.

The remainder of this paper is organized as follows:

   •   Section 2 presents an overview of water use in the United States,  including recent and
       expected future trends.

   •   Section 3 examines energy use the in water supply and wastewater treatment systems.

   •   Section 4 describes how water is used for electric power production, including power
       plant cooling.

   •   Section 5 presents residential water uses, and identifies how water and energy are used
       together in several products.

   •   Section 6 reviews commercial and institutional water uses, including methods for
       examining process water uses; and

   •   Section 7 summarizes the interrelationship between water and energy, and examines
       how efficiency programs can provide joint benefits for both resources.

In addition to outlining the relationship between water and energy, this paper also explores
where voluntary programs can provide a platform for jointly promoting water and energy
efficiency.
3 One example of the substitution of water for energy is the use of water for cooling in a refrigeration
cycle, such as an air conditioner or ice machine. For example, a water-cooled ice machine uses less
energy to provide cooling than an air cooled system, which does not use water. However, while installing
a water-cooled ice machine may save energy it uses a significant amount of water in the process. EPA
decided not to include water-cooled ice machines in its ENERGY STAR specification due to the fact that
these machines use more water than air-cooled ice machines (ENERGY STAR, 2007a).
                                                                                     1-3

-------
                  2.  Overview of Water Use in the United States

The U.S. Geological Survey (USGS) has reported on U.S. water supplies and uses since 1950,
providing a comprehensive picture of how water is withdrawn and used throughout the country.
This section first defines three standard terms that are used to describe how water is managed:
withdrawal; consumption; and return. Then, an overview of the major uses is provided. This
section ends with a summary of the recent trends in water use, including use per capita, as well
as expected future trends.

2.1 Water Withdrawal, Consumption, and Return

Several terms are commonly used to describe how water is used, including taking it from its
source, using it for some beneficial purpose, and then discharging it. This paper adopts the
standard terminology that describes these  activities: withdrawal,  consumption, and return.
These terms have precise meanings, which are important to understand when reviewing water
use:

   •   Water Withdrawal: Water withdrawal is the removal of water from the ground or the
       diversion of water from a surface water source for use (USGS, 2004,  p. 46). The term
       "offstream use" is also used to mean water that is withdrawn for some use. A surface
       water source may be a river, lake, or ocean.

   •   Water Consumption: A portion of the water that is withdrawn may be consumed.
       Consumption is defined as the water that is "evaporated, transpired, incorporated into
       products or crops, consumed by humans or livestock, or otherwise removed from the
       immediate water environment" (USGS, 2004, p. 44). In other words, water is consumed
       when it is no longer available to be used or returned to a  receiving body of water. A
       "consumptive use" of water is a use that consumes water. A "non-consumptive use" of
       water is a use that allows the water to be released back to a receiving body of water.

   •   Return Flow: The "return flow"  is the portion of water that is withdrawn but not
       consumed. More precisely, the return flow is the water that "reaches a ground-water or
       surface water source after release from the point of use and thus becomes available for
       further use" (USGS, 2004, p. 45).

By definition, water consumption plus  return flow must equal water withdrawal. All three
quantities are important for understanding water resource management. The withdrawal of
water, even if it is not consumed, can  have a significant impact on water resources. Water
consumption, of course, reduces the amount of water available for others to use. The return flow
may help replenish surface water or groundwater supplies. However, the quality of the return
flow and its impacts on the receiving water body must be considered.

Water is withdrawn from groundwater, lakes, streams, and oceans for a variety of uses. The
largest water withdrawals in the U.S. are for thermoelectric power plant cooling and irrigation.
Only a portion of the water withdrawn  for these purposes is consumed, however. For example,
about 98 percent of the water withdrawn for power plant cooling  is discharged back to a
receiving body of water: the return flow equals 98 percent of the  withdrawal. Although the quality
of the water may be changed (for example, its temperature may  be increased and trace
contaminants may be added), only 2 percent of the water is consumed (described further in
Section 4).

Hydroelectric power, in which turbine generators are driven by falling water, is considered an
"instream use" of water (USGS, 1998, p. 54). The water that is used to produce hydroelectric
power is immediately available for use downstream. Consequently, it is neither withdrawn nor
                                                                                  2-1

-------
consumed. Similarly, recreational uses of lakes and rivers, for boating, fishing, swimming, and
other activities, are not defined as water withdrawal or consumption. It has been pointed out that
the creation of a reservoir causes a substantial increase in evaporation, which may be
considered a consumptive use of water because the water is no longer available for use
downstream (Torcellini, et al., 2003, p. 3). However, the USGS does not estimate this water
consumption,  and consequently it is not included in this section.

Throughout this paper, the term "water use" is used generally to refer to activities that involve
water withdrawal  and/or consumption. The terms "withdrawal" and "consumption" are used for
their specific definitions presented above.

2.2 Overview of Water Use: Withdrawal and Consumption

Water in the United States comes from two main sources: surface water sources such as lakes,
rivers, and oceans; and groundwater sources from which water is extracted using wells. Surface
water sources provide almost 80 percent of the water used in the United States (USGS, 2004,
p. 6). Both freshwater and saline water are withdrawn for use.4 Lakes, rivers, and groundwater
provide freshwater. Oceans are the primary source of saline water, although some saline water
is also withdrawn from groundwater and lakes. Freshwater accounts for nearly 85 percent of
total  withdrawals  (USGS, 2004, p. 6).


USGS estimates for the year 2000 that the United States withdrew about 408,000 million
gallons per day  (mgd) (USGS, 2004, p. 7).

Exhibit 2-1 shows the breakdown of water withdrawal for each of eight sectors. As shown in the
exhibit, two sectors account for more than 80 percent of total withdrawals: thermoelectric power
plant cooling and irrigation. Withdrawals for public water supplies are about 10 percent, and the
remaining five uses combine for less than 10 percent of all withdrawals.

   2.2.1  Thermoelectric Power
Almost half of all  the  water withdrawn in 2000 was for cooling water at thermoelectric power
plants. As described  in more detail in Section 4, the water is used to condense steam that is
used to drive turbines for generating electricity. More than 195,000 mgd are withdrawn for this
purpose, including 136,000 mgd of freshwater. The five states with the largest withdrawals for
power plant cooling were Texas, California, Florida, Illinois and North Carolina (USGS, 2004,
p. 36). However,  California and Florida withdraw more than 95 percent of this water from saline
sources. The top  five states in terms of freshwater withdrawals for power plant cooling are
Illinois, Texas, Tennessee, Ohio, and Alabama (USGS, 2004, p. 36) (see Exhibit 2-2).

On average, a small  percentage of the water withdrawn for power plant cooling is consumed, on
the order of about 1 to 2 percent (see Section 4). This still represents a significant volume of
water (2000 - 4000 mgd). Therefore, local and regional impacts of power plant cooling water
usage can be  significant, in terms of both water consumption and impacts on local water
resources.
4 Saline water is defined as containing 1,000 milligrams per liter or more of dissolved solids (USGS, 2004,
p. 2).
                                                                                  2-2

-------
Exhibit 2-1: Water Withdrawal by Sector in 2000
              Mining, 0.9%
           Domestic, 0.9%
       Aquaculture, 0.9%
      Industrial, 4.8%—-;

 Public Supply, 10.6%
                            ^Livestock, 0.4%
    Irrigation, 33.6%
                                           Thermoelectric Power,
                                                 47.9%
Total Withdrawal: 408,000 million gallons per day.
Source: USGS, 2004, p. 7.
Exhibit 2-2: Top States for Water Withdrawal for Power Plant Cooling in 2000
State
Freshwater
Withdrawal
(mgd)
Saline Water
Withdrawal
(mgd)
Total Withdrawal
(mgd)
Top Five States in terms of Total Withdrawal for Power Plant Cooling
(sorted by total withdrawal)
Texas
California
Florida
Illinois
North Carolina
9,820
352
658
11,300
7,850
3,440
12,600
12,000
0
1,620
13,300
12,900
12,600
11,300
9,470
Top Five States in terms of Freshwater Withdrawal for Power Plant Cooling
(sorted by freshwater withdrawal)
Illinois
Texas
Tennessee
Ohio
Alabama
11,300
9,820
9,040
8,590
8,190
0
3,440
0
0
0
11,300
13,300
9,040
8,590
8,190
National Total
All States
136,000
59,500
195,000
Figures may not sum to totals due to independent rounding.
mgd = million gallons per day.
Source: USGS, 2004, p. 36.
                                                                                          2-3

-------
   2.2.2 Irrigation
Irrigation water use accounts for the second largest amount of withdrawal in 2000, roughly
137,000 mgd or about a third of all water withdrawal (USGS, 2004, p. 7). Uses considered to be
irrigation include water that is supplied by irrigation systems in agriculture, as well as pre-
irrigation, field preparation, crop cooling, harvesting, dust suppression, leaching salts from roots,
and any water lost in irrigation water conveyance. All irrigation withdrawals are freshwater.

Almost 60 percent of irrigation water comes from surface sources, with the remainder from
groundwater supplies. The majority of the withdrawals are concentrated in states with large
amounts of irrigated land. California, Nebraska, Texas, Arkansas and Idaho alone account for
about 53 percent of the irrigated  acreage and irrigation water withdrawals (see Exhibit 2-3)
(USGS, 2004, p. 21).

Exhibit 2-3: Top States for Irrigated Land in 2000
State
Irrigated Land
(000 acres)
Irrigation Water
Withdrawal
(mgd)
Top Five States in terms of Irrigated Land
California
Nebraska
Texas
Arkansas
Idaho
10,100
7,820
6,490
4,510
3,750
30,500
8,790
8,630
7,910
17,100
National Total
All States
61,900
137,000
Source: USGS, 2004, p. 21.


Water used for irrigation is often not metered, and consequently the water withdrawal data rely
on various types of estimates. For example, withdrawal may be estimated from crop acreage
and application rates  (USGS, 2004, p. 20). For the year 2000, USGS did not estimate the
portion of irrigation water that is consumed, and the portion that is returned to a receiving body.
Recognizing that uncertainly exists in the source data and estimates, USGS did make an
estimate for 1995, indicating that about 61  percent of irrigation water is consumed, making it the
largest consumptive use of water nationally by far (USGS, 1998, p. 32). An additional
19 percent of irrigation water was estimated to be lost to conveyance losses (evaporation and
leakage). The return flow was estimated at 20 percent of withdrawal.

The National Agricultural Statistics Service (NASS) of the U.S. Department of Agriculture
(USDA) periodically collects data on water used for irrigation, including the 1998 Farm and
Ranch Irrigation Survey (FRIS) (NASS, 1999). FRIS  data show that the top five irrigated crops
in terms of water applied in 1998 were: alfalfa for hay; corn for grain or seed; orchards;  rice; and
cotton. These five crops accounted for about 57 percent of the irrigation water applied in 1998.
Exhibit 2-4 shows the portion of applied irrigation  water and portion of total irrigated land by crop
in that year.

Of note is that for most crops, the overwhelming majority of annual production comes from
irrigated lands. Exhibit 2-5 shows the portion of each crop that is produced from irrigated land
(versus non-irrigated  land). For example, 80 percent of corn is produced from irrigated land. The
value of the crops produced is significant. The top five irrigated crops in 1998 had a value of
about $48.3 billion.
                                                                                    2-4

-------
Exhibit 2-4: Irrigation Water Applied and Irrigated Land by Crop in 1998
20%
18% --
o> 14% --
w
g- 12% --
d
u>
"o




I




^ J'
///




m
\\ i jn
M nh
T4KJ 1
M " ITi
nrhr^mmrn^
' WfWW'^

<,& J? " % ^ <^ x/ 0<*' •% Water D% Acres
X (.C? tn^ A ^y
•^^ Oฐ ^
0^
Total irrigation water applied for these crops calculated as 77,600 mgd.
Total acres of harvested irrigated land forthese crops calculated as 50.1 million acres.
Source: Analysis of data in MASS (1999).
                                                                                          2-5

-------
Exhibit 2-5: Portion of Production from Irrigated Land: By Crop for 1998
        100%
           It
        70% - -
      2
      ^  50%

      ฐ  40%
      "o
      as  30%

        20%

        10%
I
Units of production vary by crop. No bar is shown for crops for which comparable production data for
irrigated and non-irrigated production are not available.
Source: Analysis of data in MASS (1999).
   2.2.3 Public Supply
Public supply is the third largest purpose for which water is withdrawn. Described in more detail
in Section 3, public supply refers to "systems for the provision to the public of water for human
consumption through pipes or, after August 5, 1998, other constructed conveyances, if such
system has at least fifteen service connections or regularly serves an average of at least twenty-
five individuals daily at least 60 days out of the year" (40 CFR Part 141, 2004, Section 141.2).
USGS estimates for 2000 that public supply accounted for withdrawals of 43,300 mgd, or
roughly 11 percent of the total (USGS, 2004, p. 13).
Water provided through public supply can be used for any number of purposes, including
residential, commercial, or industrial uses.  Some public supply may be used for thermoelectric
power purposes, although this use is not a significant use of water in this sector. Roughly
242 million people are served by water from public suppliers, and as expected, states with the
largest populations drew the greatest amounts of water. Residential water use accounts for
about two-thirds of public water supply.
A portion of the water delivered by public water supply systems is consumed, for example
through evaporation or consumption by people. The portion that is not consumed is typically
discharged to a sewer system. Prior to release to a receiving body of water, the water is treated
at a sewage treatment plant as described in Section 3. USGS estimated that about 80 percent
of public supply water is  returned to receiving bodies of water, with about 20 percent consumed
(USGS,  1998, p. 19).

The return flow from wastewater treatment plants in coastal cities is often discharged into the
ocean. Although the treated freshwater is returned to a receiving body of water (the ocean in
this case), it is not available as a freshwater resource. Consequently, from the perspective of
                                                                                    2-6

-------
available freshwater supply, the water in the return flow may be considered to be "consumed"
because it is no longer available for other freshwater uses.

   2.2.4 Remaining Uses
The remaining uses of water account for about 10 percent of total withdrawals.

   •   Industrial: Nearly five percent of water is withdrawn by industry for use in manufacturing
       facilities. The water is used for fabrication, processing, washing, diluting, cooling,
       transporting the  product,  putting water into the product, or for sanitation  needs within a
       manufacturing facility. Recognizing that public supplies may provide water to industrial
       customers, the water withdrawal included by the USGS in this sector is the amount that
       is self-supplied by the companies themselves (USGS, 2004, p. 29). USGS estimated
       that about 15 percent of this water is consumed, with about 85 percent returned to a
       receiving body of water (USGS, 1998, p. 19).

   •   Aquaculture: Less than one percent of water withdrawal is for aquaculture. Typically,
       finfish or shellfish are produced in water using water for controlled feeding, sanitation,
       and harvesting procedures. Surface water accounted for about 70 percent of the total of
       3,700 mgd of withdrawals in 2000. Idaho uses more than half of the total water in
       aquaculture in the United States, due to their large fish-hatcheries for commercial sale
       (USGS, 2004, p. 26).

   •   Domestic Water Usage: Domestic water usage refers to residential water usage that is
       supplied primarily by residential wells. This sector is comprised of people who have their
       own water wells on their properties. Withdrawal for domestic use is less  than
       one percent of total withdrawal, and is about four percent of freshwater groundwater
       withdrawals.

   •   Mining: Water is used in mining for the extraction of minerals,  accounting for less than
       one percent of total withdrawals. Coal, iron, sand, gravel, crude oil and natural gas
       require water in  their mining operations for quarrying, milling, adding water and other
       operations and activities. The total of 3,490 mgd is estimated for the 22  states which
       require reporting of water uses in mining (USGS, 2004, p. 32). Dewatering to enable
       mining is not considered a water withdrawal unless the water is put to beneficial use.

   •   Livestock: Accounting for less than one percent of the total water usage, livestock water
       consists of the watering of livestock, feedlots, and water associated with the daily
       operations and other on-farm activities. Other livestock water uses include the cooling of
       facilities for the animals and products, dairy sanitation, cleaning of facilities, waste
       disposal and any water loss (USGS, 2004, p. 23). California, Texas and  Oklahoma
       account for almost 50 percent of the total livestock water usage, estimated to be about
       1,760 mgd.  However, few states require livestock water reporting, so the estimates are
       created based on animal counts and averages of gallons of water per animal type per
       day (USGS, 2004, p. 23).

   2.2.5 Per Capita Withdrawals by State
Exhibit 2-6 shows the average per capita water withdrawal by state for 1995 for power plant
cooling, irrigation, and other uses. The total per capita is shown, along with per  capita
withdrawal for each category (note changes in scale). As shown in the exhibit, the four states
with the highest per capita total withdrawal rates are Wyoming,  Idaho, Montana, and Nebraska.
These four states withdraw large amounts of water for irrigation and have relatively modest
populations. Idaho also  has large withdrawal per capita for other uses, as the result of the large
                                                                                    2-7

-------
amounts of water used for aquaculture. Power plant cooling and irrigation dominate the
withdrawals for nearly all states.

   2.2.6 Freshwater Consumption
Although USGS did not estimate water consumption for 2000, the data for 1995 include
estimates of freshwater consumption.  In 1995, freshwater withdrawals were estimated at
341,000 mgd, slightly below the 345,000 mgd estimated for 2000 (USGS, 1998, p. 9 and USGS,
2004, p. 7). Of the total freshwater withdrawal in 1995, 100,000 mgd, or about 29  percent was
estimated to have been consumed (USGS, 1998, p. 19). Exhibit 2-7 shows a summary of the
water consumption by use. As shown  in the exhibit, irrigation and livestock represent the largest
component of freshwater consumption (the irrigation and livestock categories were combined in
the 1995 USGS data).

2.3 Trends in Water Use

The USGS data provide an overview of trends in water withdrawals over time. As  shown in
Exhibit 2-8, total withdrawals increased from  1950 through 1980, and then declined and
stabilized.  Withdrawals for both power plant cooling and irrigation follow this pattern. The pattern
of per capita withdrawals shows declines since  1980.

The stabilization of water withdrawals  for power plant cooling reflects a shift in cooling system
technology from once-through cooling to recirculating cooling systems that use cooling towers
(see Section 4). With the continued expansion of electric power production, the withdrawal and
consumption of water for power plant cooling may start to increase again. EPRI analyzed future
freshwater requirements for power plant cooling and found that under "business as usual"
conditions, freshwater consumption could increase by nearly 20 percent from 2000 levels by
2020 (EPRI, 2002, p. 6-4). This increase in water consumption would be a change from the
recent past in which water consumption for power plant cooling was relatively flat.
                                                                                  2-8

-------
Exhibit 2-6: Per Capita Water Withdrawal by State in 1995: Power Plant Cooling, Irrigation, and Other
  ^M = Power Plant Cooling I   I = Irrigation I   I = Other Uses                        Power Plant Cooling
                         Irrigation


1
Q. '
2
•Q.
8.
1

1










1

n
S5E

. •





1




li „ 1
State
Other Uses
Source: Analysis of data in USGS, 1998.
                                                                                                                   2-9

-------
Exhibit 2-7: Consumptive Use of Freshwater by Sector (1995)
                                               Industrial &
                                              Mining, 4.1%
                                          Public Supply
                                          & Domestic, —	
                                            8.0%
Thermoelectric
 Power, 3.3%
                                                                       Irrigation &
                                                                       Livestock,
                                                                        84.6%
Total freshwater withdrawal in 1995 was 340,000 mgd. Total domestic consumptive use was 100,000
mgd.
Source: USGS, 1998, p. 19.


The potential change in freshwater consumption for power plant cooling varies across regions.
For example, in the California/Southern Nevada region, the EPRI analysis estimates a large
percentage increase in freshwater consumption. The percentage increase is large because in
2000 the water withdrawal for power plant cooling in the California/Southern Nevada region was
almost entirely saline (ocean) water (saline water accounted for more than 97 percent of water
withdrawal for power plant cooling in California and Nevada, USGS, 2004, p. 36). EPRI
estimates that future electricity production in this region will rely more on freshwater supplies, so
that freshwater consumption  could nearly double from its current (modest) level by 2020. The
New England region could also experience a doubling in freshwater withdrawals by 2020, again
starting from a modest level in 2000.

In contrast, the New York and Texas regions could experience small declines in freshwater
requirements for power production.  In these regions in 2000, freshwater accounted for
45 percent (New York) and 74 percent (Texas) of withdrawals for power plant cooling. Potential
shifts in the mix of power generation technologies toward combined cycle units  are estimated to
be sufficient to reduce freshwater consumption for cooling in these areas.

EPRI's national and regional  estimates are both sensitive to assumptions regarding potential
changes in the mix of power generation technologies employed in the next 20 years. A massive
shift away from coal-fired steam plants to gas-fired combined cycle units could reduce total
water consumption for cooling, so that most regions experience a decline in water requirements
for power plant cooling (EPRI, 2002, p. 6-5). However,  this scenario envisions an 85 percent
decline in coal-fired power production and a 14-fold increase in gas-fired combined cycle
electricity production (EPRI, 2002, p. 4-2), which would be considered unlikely under current
energy and environmental policies.
The trend in water withdrawals for irrigation was driven by the expansion of irrigated acres,
particularly through 1980. Much of this increase was experienced in the western states (USGS,
2004, p. 40). While the amount of land under irrigation increased, the rate of water application to
irrigated land was declining. After 1980, the reduction in the application rate outweighed the
modest increase in land under irrigation, causing the withdrawal rate to decline  and then
stabilize (Dziegielewski, et al., 2002, pp. ES-4 to ES-6). Marlow (1999) estimated that the
                                                                                   2-10

-------
Exhibit 2-8: Trend in Water Withdrawal
                      Trend in Total Water Withdrawal in the United States
     500
           1950    1955     1960     1965     1970    1975    1980    1985
                                                                          1990
                                                                                  1995    2000
                               -Thermoelectric Power •
                                                    -Irrigation
                                                               -Other •
                                                                        -Total
                    Trend in Water Withdrawal Per Capita in the United States
     2,500
             1950    1955    1960     1965    1970    1975     1980    1985    1990     1995    2000
                                -Thermoelectric Power —•—Irrigation —&—Other —K—Total
Source: USGS, 2004.
                                                                                             2-11

-------
reduction in the rate of irrigation water application was due to two primary causes: (1) about
33 to 50 percent of the reduction is associated with a shift in irrigated acreage after 1980 to
cooler northern states or humid eastern states in which irrigation requirements are lower; and
(2) about 50 to 67 percent of the reduction is due to efficiency gains from improved irrigation
technologies and water management practices (Marlow,  1999, p. 7).

With significant competition for water in the west, increases in water use for irrigation are
probably not likely. Rather, irrigation  use may continue to become more efficient so that
additional water is made available for urban requirements. An example of a farmland-to-urban
water use shift is the recent program adopted by the Metropolitan Water District (MWD) in
California. Farmers in the Palo Verde Irrigation District of Riverside and Imperial counties have
agreed to rotate a portion of their cropland in and out of production in order to transfer unused
irrigation water to urban Southern California (Business Wire, 2004). The deal will  provide about
22 mgd to 100 mgd annually.

With the U.S. population expected to increase by nearly 20 percent from 2000 to  2020 and
nearly 50 percent from 2000 to 2050 (U.S. Census Bureau, 2007b), water withdrawal and
consumption for public supply may increase. Three states,  California, Texas and  Florida, are
expected to account for nearly 50 percent of the increase in population through 2025 (U.S.
Census Bureau, 2007a). Exhibit 2-9  shows the trend in per capita water withdrawals for
purposes other than power plant cooling and irrigation. The trend is shown for three categories:
public supply; domestic; and industrial/other. As shown in the exhibit, the trend in water
withdrawal per capita for public supply  shows an increase through 1980, followed by relatively
flat withdrawal per capita for the past 20 years. Water in this category is used  primarily for
residential and commercial uses.  Because population has grown while  use per person has
remained flat, total withdrawals for public supply increased 27 percent from 1980, reaching
43,300 mgd in 2000 (USGS, 2004, p. 40). If use per capita remains unchanged, population
growth will continue to lead to increases in withdrawals for public supply.

As discussed in Sections 5 and 6, substantial opportunities exist for improved efficiency in water
use in both residential and commercial applications. For example, the Pacific Institute examined
opportunities for conservation and improved efficiency in urban water usage in California
(Gleick, et al., 2003). For residential  uses, using conservative estimation methods, the
conservation potential was found  to be nearly 40 percent of current indoor usage, or about
800 mgd in California alone (Gleick,  et al., 2003,  p. 2). Smart water management policies are
proposed to realize the potential savings in California (Gleick, et al., 2003,  pp. 6,  13).

In contrast to withdrawals for public supply, withdrawals for industrial use and other
miscellaneous uses have declined substantially on a per capita basis over the past 50 years.
Dziegielewski, et al. suggests that this  decline is driven in part by improvements in efficiency,
but more substantially by a shift in industrial activity. In particular, they point to significant
reductions in employment in the primary metals industry  as an indication of reduced activity in
this water intensive industry (SIC  33) (Dziegielewski, et al., 2002, pp. 3-6 to 3-8).  USGS (1998,
p. 62) makes a  similar argument,  and also highlights the  growth in water recycling among
industrial users as a factor reducing the intensity of water use in  this sector.
Based on these factors, the outlook for future rates of water withdrawal and use in the U.S. is
mixed. Although water use for power plant cooling has been stable in recent years as the result
of shifts in cooling technology, it may increase as the power sector continues to grow. Whether
water use in the power sector increases depends, in part, on the mix of power generation
technologies that is built in the next 20  years.  Irrigation is likely to remain stable or decline as
improvements in efficiency continue. Increasing population has the potential to put pressure on
public water supplies. Although public supply accounts for only about 10 percent  of total water
                                                                                   2-12

-------
withdrawals, the ability of public water systems to meet the needs of the growing population will
continue to receive considerable attention as water supply is necessary for life and economic
growth. Improved efficiency of residential and commercial water use is expected to help offset
the impacts of this increased demand.

Exhibit 2-9: Trend in Water Withdrawal per Capita for Public Supply, Domestic, and
Industrial/Other
     250
          1950
                 1955
                        1960
                               1965    1970
                                             1975
                                                    1980
                                                           1985
                                                                  1990
                                                                         1995
                                                                                2000
                                - Public Supply —•— Domestic —&— Industrial/Other
Source: USGS, 2004.


Exhibit 2-10 summarizes recent rates of water use and expected future trends. The top bar
shows water withdrawals divided by major category: power plant cooling, irrigation, public
supply, domestic, and industrial/other. Saline water is used for a portion of power plant cooling
and industrial uses. The bottom bar shows water consumption (note the change in scale).
Irrigation uses account for the overwhelming majority of annual consumption.
                                                                                    2-13

-------
Exhibit 2-10: Summary of Water Withdrawal and Consumption in 2000
   Withdrawals
                 Saline
                       Freshwater
                                                                                              Saline
                                                                                               'omestic
                         Power Plant Cooling
                              Irrigation         /Public SupfjTy   Industrial/Other
                     "••60
100
150
200
250
300 /
                                     Millions of Gallons per Day (thousands)
400
450
"-..
\
'\
\
\
Consumption
/ / 77
i / //
I / //
i

0 20 40 60 80 100 120
Millions of Gallons per Day (Thousands)
Category
Power Plant Cooling
Irrigation
Public Supply and Domestic
Industrial/Other
Trend in Water Use
Expected to increase with growth in the power sector. Trend sensitive to the mix of generation technologies built.
Expected to remain stable, and possibly decline with improved efficiency of use.
Expected to increase with increases in population. Reductions in per capita use required to stabilize future use.
Trend sensitive to changes in industrial activity. Recycling has reduced use.
Source: USGS (1998) and USGS (2004).
                                                                                                                            2-14

-------
               3.   Water Supply and Wastewater Treatment Systems

Water supply systems provide potable water throughout the United States, serving residential,
commercial, institutional, and industrial customers. In most communities, municipal wastewater
collection and treatment services are also provided, in which sewer systems are used to collect
wastewater that is treated at wastewater treatment plants prior to discharge. These two
industries, water supply systems and wastewater treatment systems, are significant
components of our water system infrastructure. Exhibit 3-1 provides an overview of a common
water use cycle.

Exhibit 3-1: Water Use Cycle
       Source
              Water
            Conveyance
_r
Treatment
                            Recycled Water
                              Treatment
            Wastewater
            Discharge
     Wastewater
      Treatment
  Water
Distribution
                         Recycled
                          Water
                       Distribution
                  Wastewater
                  Collection
       Source
                                                                       Outside the retail meter
                                     End-Use

                                    Agricultural
                                     Residential
                                    Commercial
                                     Industrial
Source: CEC, 2005, p. 7.
Water supply and wastewater treatment are also significant users of energy. In many
communities, the energy requirements for water supply and treatment are the largest energy
expenditures for the municipality. Information on opportunities for improving energy efficiency at
water supply and treatment facilities has been developed and disseminated in various
programs. Nevertheless, there appear to be significant opportunities for continued improvement
at many facilities. This section first examines water supply systems, and then wastewater
treatment systems. Within each subsection, background information is provided on each
industry, followed by an assessment of energy use and potential energy savings. The potential
for water savings is also examined.

3.1 Water Supply Systems

This section discusses water supply systems.  First the industry is described, followed by a
summary of the processes used in supplying water. Then, the energy  intensity of water supply
systems is estimated, along with a review of opportunities to improve energy efficiency. This
section concludes with a discussion of water delivery efficiency, "unaccounted for water," and
water savings opportunities.
                                                                                   3-1

-------
   3.1.1  Water System Industry
The U.S.  EPA maintains an official database of all public drinking water systems using
information collected and submitted by the states: Safe Drinking Water Information
System/Federal (SDWIS/Fed) (USEPA, 2001 a). Based on the most current SDWIS/Fed data,
there are approximately 161,000 public drinking water systems in the United States, which are
defined as: "systems for the provision to the public of water for human consumption through
pipes or,  after August 5,  1998, other constructed conveyances, if such a system has at least
fifteen service connections or regularly serves an average of at least twenty-five individuals daily
at least 60 days out of the year" (40 CFR Part 141, 2004,  Section 141.2).
Public water systems are often divided into three types for purposes of describing their
characteristics (40 CFR Part 141, 2004, Section 141.2):

   •   Community Water System: A public water system  that  serves at least 15 service
       connections used by year-round residents or regularly  serves at least 25 year-round
       residents.

   •   Non-Transient Non-Community Water System: A public water system that is not a
       community water system and that regularly serves at least 25 of the same persons over
       six months per year. Some examples are schools, factories, office buildings, and
       hospitals which have their own water systems.

   •   Transient Non-Community Water System: A public water system that is not a community
       water system and that does not regularly serve at  least 25 of the same persons over six
       months per year. Examples are a gas station or campground where people do not
       remain for long periods of time.

Exhibit 3-2 shows the approximately 161,000 systems by  type, size, and number of people
served. As shown in the exhibit, community water systems serve a population of more than
273 million.5 The approximately 3,900 large  and very large community water systems  (those
serving more than 10,000 people) serve a total of about 221 million. Most people in the U.S.
receive their water from these large community systems.

Exhibit 3-3 shows the number of systems and  people served by water source. As shown in the
exhibit, most people served by community water systems get their water from surface water
sources (68 percent). However, about 75 percent of the 53,000 community water systems have
groundwater as their sole or principal source.

To support the Agency's regulatory development and implementation efforts, EPA periodically
conducts a survey of community water systems (USEPA,  2002a). The most recent survey,
conducted in 2000, received responses from 1,246 system operators covering the full  range of
sizes in terms of populations served (USEPA,  2002a, p. 3). The data collected in the survey
apply only to community water systems, and do not include the non-community systems
(transient and non-transient).  The survey results include the following:

   •   The overwhelming majority of large community water systems are publicly owned
       (USEPA, 2002a, Table 3). About 85 percent of the systems serving more than 10,000
5 The total populations served listed in Exhibit 3-2 and Exhibit 3-3 sum to more than the total national
population. This occurs for two reasons. Some people are served part of the year by transient systems
(such as camp grounds) as well as by the community water system at their place of residence. These
people are consequently counted twice. Also, the population served includes those served directly (i.e.,
retail water customers) as well as those served through the sale of water to other public water suppliers
(i.e., wholesale customers) (USEPA, 2002a, p. 3). The inclusion of wholesale customers also contributes
to double counting.
                                                                                   3-2

-------
       people are publicly owned, and about 91 percent of systems serving more than 100,000
       people are publicly owned. Overall, however, the number of systems is split evenly
       between public and private ownership: 51 percent are privately owned and 49 percent
       are publicly owned (USEPA, 2002a, p. 8).

   •   Of the 51 percent of the systems that are privately owned, 27 percent are for-profit and
       34 percent are not-for-profit (USEPA, 2002a, p. 8). The remaining 39 percent of the
       private systems are ancillary, meaning the water supply is not the primary purpose of the
       business, such as a mobile home park which has its own water system. These systems
       tend to serve small populations and often do not bill customers for water (USEPA,
       2002a, p. 8-9).

   •   More than 90 percent of the total water produced is controlled by publicly owned
       systems (USEPA, 2002a, p. 10).

   •   In 2000, residential customers accounted for two-thirds of retail water deliveries, while
       commercial, industrial, agricultural, and other non-residential customers account for the
       balance. The average residential connection (which is typically a residential household)
       received about 325 gallons per day, while the average non-residential  customer received
       nearly 1,700 gallons per day (USEPA,  2002a, p. 10).

   •   Fifty percent of the water produced comes from surface sources, 30 percent comes from
       the ground and 20 percent of the water is purchased from other entities following
       treatment (USEPA, 2002a, p. 8).
Exhibit 3-2: Water Systems by Number of People Served
Water System Type
# systems
Community PฐP Served
Water Systems oX)0fsystems
% of pop
# systems
Non-Transient Pop served
Non-Community
Water Systems % ฐf systems
% of pop
# systems
Transient Non- Pop served
Community
Water Systems % ฐf systems
% of pop
Total Number of Systems
System Size by Population Served
Very Small
500 or less
30,417
5,010,834
57%
2%
16,785
2,327,575
85%
37%
85,366
7,315,647
97%
31%
132,568
Small
501-3,300
14,394
20,261 ,508
27%
7%
2,786
2,772,334
14%
44%
2,657
2,602,706
3%
11%
19,837
Medium
3,301-
10,000
4,686
27,201,137
9%
10%
97
506,124
0%
8%
96
528,624
0%
2%
4,879
Large
10,001-
100,000
3,505
98,706,485
7%
36%
16
412,463
0%
7%
29
619,248
0%
3%
3,550
Very Large
>100,000
361
122,149,436
1%
44%
2
279,846
0%
4%
4
12,269,000
0%
53%
367
Total
53,363
273,329,400
100%
100%
19,686
6,298,342
100%
100%
88,152
23,335,225
100%
100%
161,201
 See text for definitions of the water system types.
 Source: USEPA (2004b).
                                                                                  3-3

-------
Exhibit 3-3: Water Systems by Water Source
Water System Type
# systems
Community PฐP served
Water Systems 0/0 of systems
% of pop
# systems
Non-Transient Pop served
Non-Community
Water Systems % of systems
% of pop
# systems
Transient Non- Pop served
Community
Water Systems % of systems
% of pop
Total Number of Systems
System by Water Source
Groundwater
41,499
86,348,074
78%
32%
18,908
5,568,192
96%
87%
86,061
10,527,089
98%
45%
146,468
Surface Water
11,864
186,981,326
22%
68%
778
730,150
4%
12%
2,091
12,808,136
2%
55%
14,733
Total
53,363
273,329,400
100%
100%
19,686
6,298,342
100%
100%
88,152
23,335,225
100%
100%
161,201
 Groundwater systems = groundwaterand purchased groundwater.
 Surface water systems = surface water, purchased surface water, groundwater under the direct
 influence of surface water, and purchased groundwater under the direct influence of surface water.
 Source: USEPA (2004b).


The majority of the revenue earned by community water systems comes from water sales,
which in 2000 accounted for $33 billion, or 85 percent of total water system revenues of
$39 billion (USEPA,  2002a, pp. 15-16). Water is typically sold on the basis of the amount of
water used. Other sources of revenue, which are typically not based on consumption, include:
development fees, connection  fees, fines and other payments. Residential customers provided
the majority of water sales revenue across systems of all sizes (USEPA, 2002a, p. 16). Exhibit
3-4 presents the distribution of revenue sources, along with the distribution of water sales
revenue by customer type.
As of 2000, the annual revenue for all water systems exceeded their annual expenses of $32.2
billion. Nevertheless, in 2000 about 30 to 40 percent of water systems reported operating
deficits (USEPA, 2002a, p. iv), with smaller systems tending to be more likely to be operating
with deficits or losses (USEPA, 2002a, p. 37).
Expenses incurred by water systems are divided into three types:

   •   operations and maintenance (O&M) accounts for 70 percent of expenditures;

   •   interest and repayment of debt equals 20 percent; and

   •   non-routine expenses, including capital investments make up 10 percent.
For O&M, an average of 38 percent of the budget is for employee costs, with the  remaining
required for other operational requirements. However, as systems become larger, O&M
accounts for a smaller portion of the budget (USEPA, 2002a, p.  17-18).
Capital spending by  community water systems is currently averaging about $10 billion annually.
Almost half of this sum is spent on the replacement and upkeep of distribution and transmission
lines or pipes. Projects involving treatment accounted for about 20 percent of this spending.
                                                                                   3-4

-------
Exhibit 3-5 details the areas where capital spending is focused for both public and privately
owned community water systems (USEPA, 2002a,  p. 19).

Several studies have examined whether a quantifiable gap exists between projected drinking
water investment needs and available resources. EPA estimated needs expected over the
twenty year period of 2000 to 2019 and found that a significant funding gap could develop if the
current level of spending does not increase at a real rate of growth of 3 percent each year
(above the rate of inflation) (USEPA, 2002a,  p. ES-1). This real increase in expenditures is
estimated to be needed for several reasons:

   •   Systems are aging: Pipes often have life cycles that last upwards of 50 to 100 years, but
       aging pipes require increasing amounts of maintenance and (eventually) replacement.

   •   Population shifts and increases: Water systems will need to increase capacity to handle
       increases in the U.S. population (expected to be 325 million by 2020),  as well as
       continued migration to certain areas of the country, such as the southwest. Recent
       trends show a stable level of per capita use of public water supply, indicating that
       population growth will lead to increased water use (USGS, 2004, p. 40).

   •   Current treatment may not be sufficient: New treatment requirements have been
       proposed that will require additional investment.  Deterioration of intake water quality may
       also contribute to increased treatment needs.
Based on the 1999 Drinking Water Infrastructure Needs Survey, the capital investment needed
was estimated at $150.9 billion over 20 years, including $78.7 billion for transmission and
distribution pipelines and related infrastructure, $63 billion for treatment systems, storage
systems, and water supplies, and $9.3 billion to comply with future regulations (USEPA, 2002c,
p. 30). This assessment was adjusted upward to $209.3 billion to account for under-reporting of
needs by survey respondents (USEPA, 2002c, p. 30).6 Converting the estimates from 1999
dollars to 2001 dollars yields $218 billion.

Exhibit 3-4: Revenue by Source and Water Sales Revenue by Customer Type
 Revenue by Source
                                                      Wholesale
                                                       2.3%
Water Sales Revenue
 by Customer Type
Source: USEPA (2002b), Table 51 and Table 52.
6 Adjusted figures are: $115.6 billion for transmission and distribution pipelines and related infrastructure,
$84.4 billion for treatment systems, storage systems, and water supplies, and $9.3 billion to comply with
future regulations (1999 dollars) (USEPA, 2002c, p. 31).
                                                                                    3-5

-------
Exhibit 3-5: Type of Capital Expense by Ownership
  Publicly
  Owned
  Systems
Source
        Storage
         12%
Privately
Owned
Systems
                                                 Source
                                                  9%
Source: USEPA (2002b), p. 19.


AWWA's May 2001 study of investment needs also estimated significant resource requirements,
totaling $250 billion over the next 30 years for pipe replacement and system expansion (AWWA,
2001). The Congressional Budget Office (CBO, 2002) conducted an independent estimate of
investment needs and compared the figures to previously published values.  Because the CBO
analysis examined expected costs as financed, as opposed to total capital costs, the figures are
not comparable to those presented here. However, the study concludes that investment
requirements in the period of 2000 to 2019 may average $11.6 billion to $20.1 billion per year
(CBO, 2002, p. ix). It further states that the higher figure represents an increase of nearly
$10 billion in annual expenditure above the 1999  level.

Based on these assessments, water supply systems are expected to continue to be under
financial pressure to increase capacity, comply with water quality requirements, and keep rates
as low as possible.

   3.1.2 Typical Water Supply Processes
The vast majority of water is supplied to cities and communities from surface water (rivers and
lakes), groundwater wells, and desalination of salt water or the recycling of wastewater (Burton,
1996, p. 3-2). In California, the use of recycled water is rapidly gaining support as a water
supply. The adjacent textbox provides an overview of recycled water use in California. Surface
water supplies require treatment and disinfection  prior to distribution due to the impurities
acquired from surface runoff. This runoff can  create mineral deposits, muddy silt and debris in
streams and plant and algae growth. Disinfection  is also required because surface water is the
primary disposal point for wastewater (Burton, 1996, p. 3-2).

Recycled Water Use in California
In California the fastest  growing new source of water in the state is not a new source, rather it is
the use of recycled water from wastewater systems. Faced with increasingly stringent
requirements governing the disposal of wastewater and limited water supplies, many agencies
are now installing additional treatment facilities that can purify wastewater to the point where it
can be substituted for freshwater in many applications, including power plant cooling and
landscape irrigation. The primary benefit of increasing the use of recycled water, from an energy
perspective, is the displacement of other, more energy-intensive water supplies. Since recycled
water is often a by-product of existing secondary  and tertiary wastewater treatment processes, it
is the least energy-intensive source in the state's  water supply (Source: CEC, 2005, p. 28).
                                                                                    3-6

-------
Groundwater is created when rain water or other sources percolate into the soil. While passing
through the ground, water comes into contact with a number of substances which are readily
soluble, resulting in higher levels of 'hardness' and increased mineral concentration in the water.
Most groundwater is only treated with disinfection. However, groundwater contamination from
industrial, agricultural or other sources can lead to the need for extensive treatment of
groundwater prior to consumption (Burton, 1996, p. 3-3).

Exhibit 3-6 and Exhibit 3-7 show the process of obtaining and distributing surface water and
groundwater, respectively. As shown, the  primary task is transporting the water from one place
to another. The typical process for surface water treatment includes (see Exhibit 3-8):

   •   raw water is screened to remove debris and contaminants;

   •   water is often pre-oxidized using chlorine or potassium permanganate to kill pathogenic
       organisms and eliminate taste and odor;

   •   aluminum sulfate (alum) and/or polymers are added to aid in the coagulation and
       flocculation  of colloidal particles,7 which are then removed by sedimentation (when
       available) and filtration; and

   •   the water is disinfected to kill any remaining organisms and  provide a disinfectant
       residual throughout the distribution system to prevent growth of further organisms.
Exhibit 3-6: Surface Water Distribution
Surface Water Systems
Pjijnr jฃ_ _i
L— ^_-— — ^_J K Water
^^_^__ Pumped tn > Ireatment
s~ n .A \s Facility
f Reservoir A J
^ 	 ^
^
N /
Booster or \
Dist. Pumps/
|/ Dis
Pu

^\
Storage
Reservoir
A
& K
tribution \
mps /
V
Source: Burton (1996), p. 3-3.
7 Colloidal particles are fine particles that must be removed from the water by coagulation.
                                                                                     3-7

-------
Exhibit 3-7: Groundwater Distribution
   Ground Water Systems
                                                             Storage
                                                            Reservoir
                                       Booster or
                                       Dist. Pumps
                                                      Distribution
                                                      Pumps
Source: Burton (1996), p. 3-3.

Exhibit 3-8: Surface Water Treatment Processes
   Typical Surface Water Treatment Plant Process
                                                    Lime
                                                             Chlorine
           High
          Service
          Pumps
                                                                                     To
                                                                              Distribution
         Chlorine
         or Ozone
                Alum &
                Polymar
 I   PI = Water
Dec anted Wash water
  to Rapid Mix Box
      = Chemicals, Washwater or Sludge
Source: Burton (1996), p. 3-7.
The treatment process for groundwater is less complicated than that of surface water, consisting
primarily of pumping the water to the surface and chlorinating for disinfection and removal of
odor and taste. Exhibit 3-9 lists the portion of community water systems that reported using
disinfection alone versus disinfection with additional treatment processes. As shown in the
exhibit, 55 percent of groundwater systems report using disinfection only. In contrast, only
11 percent of surface water plants report using this amount of treatment.

Exhibit 3-9: Percentage of Plants Using Various Treatment Processes
Treatment Practice
Disinfection Only
Disinfection and Other Treatment
Groundwater Plants
55%
45%
Surface Water Plants
11%
89%
Disinfection and other treatment may include: chemical addition, ion exchange, activated alumina,
aeration, filtration (various types), and softening.
Source: USEPA (2002b), p. 12.
                                                                                     3-8

-------
   3.1.3 The Energy Intensity of Water Supply and Opportunities to Improve Efficiency
EPRI estimated electricity consumption at about 30 billion kWh for public water systems in the
year 2000 (EPRI, 2000, p. 2-4). The pumping of water is the primary consumer of energy,
including pumping to deliver untreated water to a treatment plant, deliver treated water to
customers, and to clean water filters. In California, water pumping is the single most significant
use of electricity in the state, using seven percent of the total usage. Electricity costs can
compose anywhere between 20 and 80 percent of a water utility's total operating budget
(Business Wire, 2001).

An often-cited source of energy intensity  estimates for water supply systems is the EPRI-funded
study Water and Wastewater Industries:  Characteristics and Energy Management Opportunities
(Burton, 1996). This study reviewed  data on energy consumption in various processes to
produce estimates of electricity usage in  "generic" water supply plants ranging from 1  mgd to
100 mgd (Burton,  1996, p. 3-28).

Using the basic schematic shown in  Exhibit 3-6, and including the processes presented in
Exhibit 3-8, a surface water supply system would have an estimated total electricity
consumption of 1,400 to 1,500 kWh per million gallons of water supplied (Burton, 1996, p. 3-30).
This total includes the pumping of the raw water to the treatment plant, the treatment of the
water, and the pumping of the water for distribution. The energy intensity was estimated to vary
slightly by the flow rate of the plant (see Exhibit 3-10).
Burton  (1996) estimated electricity consumption for groundwater systems at about 1,824 kWh
per million gallons of water. Pumping accounts for 99 percent of the estimated requirement, with
the chlorination  process requiring less than 1  percent of the electricity needed (Burton, 1996,
p. 3-30).
Exhibit 3-10: Electricity Consumption for Surface Water Treatment Plants
Water Supply Plant Size
1 mgd
5 mgd
10 mgd
20 mgd
50 mgd
100 mgd
Source: Burton (1996), p.
Electricity Consumption
(kWh/million gallons)
1,483
1,418
1,406
1,409
1,408
1,407
3-30.
Portion of Energy Used for
Pumping
89%
93%
94%
94%
91%
94%

Of note is that energy requirements can vary significantly with local circumstances. Pumping
from deep groundwater wells requires more energy than pumping from shallow wells. Variations
in topography may necessitate pumping to higher elevations in some areas. Alternatively,
surface water may be delivered in part by means of gravity, thereby having lower energy
requirements for collecting the raw water prior to treatment. Several examples of the energy
intensity of water supply are as follows.

   •   The Madera Valley Water Company reported using about 1.27 million kWh to deliver
       about 519 million gallons of water in 1993, for an energy intensity of about 2,400 kWh
       per million gallons (CEC, 2003a). This system serves 1,600 residential customers with
       groundwater drawn from within their distribution system.
   •   The Iowa Association of Municipal Utilities (IAMU) conducted a detailed survey and
       analysis to assess energy consumption at water supply plants (IAMU, 2002).
                                                                                   3-9

-------
      Approximately 300 plants provided data from which the energy intensity of their
      operations could be calculated. The average energy intensity was about 2,770 kWh per
      million gallons of water (IAMU, 2002, p. 11). Nearly all the water systems in the survey
      were groundwater systems, with only eight systems listed as surface water (IAMU, 2002,
      p. 9). The treatment processes used at the responding plants are consistent with the
      pattern discussed above, with less treatment being performed at the groundwater based
      plants (see Exhibit 3-11). It should be noted that all the treatment plants in the survey
      are very small, with all but five of the respondents serving fewer than 10,000 people.

Exhibit 3-11: Treatment Processes Used by Iowa Drinking Water Source
Treatment Performed
Primary Water Source
(Number of respondents)
Deep Wells
(157)
Disinfection 96%
Fluoridation 34%
Iron Removal 62%
Chemical Sedimentation 41%
Cation/Anion Exchange 24%
Byproduct Management 18%
Shallow-Deep
Wells
(33)
100%
30%
15%
48%
21%
18%
Shallow Wells
(109)
95%
53%
46%
39%
24%
16%
Surface Water
(8)
100%
88%
75%
100%
38%
88%
 The survey did not define "Shallow" or "Deep" wells. Respondents self-identified their well depths.
 Some respondents indicated both Shallow and Deep wells and are listed as "Shallow-Deep."
 Source: IAMU (2002), p. 10.


   •   The American Water Works Association performed a study in 2003 called Best Practices
       for Energy Management. In that study, sixteen water utilities reported their volume of
       water delivered per unit of energy used. The results showed a large degree of variability,
       which could be due to any number of characteristics unique to the individual utilities.
       Nevertheless, the majority of the utilities reported figures similar to the numbers from
       Burton (1996) presented above, averaging about 1,500 kWh per million gallons of water
       (AWWA RF, 2003, p. 27).

   •   An overall study of California's water systems found that approximately 9,000 kWh per
       million gallons is required to transport State Water Project water to Southern California
       on average, and 6,000 kWh per million gallons is required to pump water through the
       Colorado  River Aqueduct to Southern California (Wilkinson, 2000, p. 6). This level of
       energy use is noted as being uniquely intensive, and unlikely to be observed in other
       locations  in the U.S. Exhibit 3-12 shows the embedded upstream and downstream
       energy from each aspect of the water use cycle in California.

   •   Recently,  the American Water Works Association  Research Foundation (AWWA RF)
       conducted a study to develop an energy index for water utilities (AWWA RF, 2007).
       Surveys were distributed to water utilities serving populations of greater than 10,000.
       Eighty-five percent of U.S. community water systems serve populations of 10,000 or
       more. The final data analysis included responses from 125 water utilities, which
       indicated  that energy usage varies between 324 to 2,360 kWh per million gallons.
                                                                                  3-10

-------
Exhibit 3-12: Embedded Upstream and Downstream Energy Use in California
Aspect of Water Use Cycle
Northern California kWh/MG
Southern California kWh/MG
Water Supply and Conveyance
Water Treatment
Water Distribution
Wastewater Treatment
Regional Total
2,117

111

1,272

1,911

5,411
9,727

111

1,272

1,911

13,022
Source: CEC (2006), p. 22
Because the energy requirements for water supply are substantial, a variety of investigations
have been conducted to identify opportunities to improve efficiency and/or reduce operating
costs. Efforts have focused on pumping because it accounts for the overwhelming majority of
energy consumption. Most methods to improve efficiency or reduce costs at water supply
facilities can be grouped into the following categories (AWWA RF, 2003, p. 2-1, 2).

   •   Maintenance and Operations: The use  of the existing  infrastructure can be optimized
       through the testing and maintenance of pumps, as well as the regular repair of motors.
       Strategically using  the available storage capacity can  reduce the amount of pumping
       required during peak time periods when electricity prices may be higher than off-peak.

   •   Improving equipment efficiency: By installing energy-efficient motors and pumps,
       facilities can save between 15 to 30 percent compared to standard motors and pumps.
       Improvements can also be found in upgrading computer control systems.

Burton recommends similar energy management options for reducing costs (Burton, 1996,
p. 3-32). High-efficiency equipment and effective control can improve efficiency so that less
electricity is required to satisfy the same pumping  need. Using storage effectively can not only
reduce peak load requirements, but can enable pumps to operate in their most efficient ranges
more often, thereby also improving efficiency.

A benchmarking study completed in 2003 involving 24 utilities nationwide recommended
strategic energy management planning and implementation. From the perspective of asset
performance, it was recommended that utilities optimize existing process operations, adjust
operations so equipment runs in an efficient range, maintain equipment, and include energy
efficiency in equipment decisions.  Finally, the study suggested that operations managers use
historical and real-time energy use data when making operations decisions (AWWA RF, 2003,
PP. 1,37).

A case study of the Southwest Water Utility (SWWU), which put the areas for improvement
listed above into practice, found the following to be particularly important (AWWA RF, 2003,
p. 156-159):

   •   Optimized Pumping Design: Benefits are achieved through the ability to reduce pumping
       energy demand by selecting the optimum number of pumps to operate. The choice of
       the number of pumps to operate and which pumps to operate is made by matching the
       required flow rates with the efficient operating ranges  of the individual pumps.

   •   Planning Pump Operations: Planning efforts provide several components for increased
       efficiency, including optimum reservoir levels, pumping station plans, and total storage.
       Focusing on the proper storage requirements and adequate operating plans allow for
       optimum efficiency for the whole system.
                                                                                  3-11

-------
Exhibit 3-13 lists examples of successful efforts to improve the energy efficiency of water supply
through process optimization, improved maintenance, and the installation of high-efficiency
equipment. The potential national savings from cost-effective practices have not been
estimated. An average five percent savings on overall electricity usage in the water supply
industry would translate into annual savings of about 1.5 billion kWh based on total annual
electric consumption of 30 billion kWh.

Compared to the examples in Exhibit 3-13, five percent may be a conservative estimate. Larger
municipal water systems, with full-time professional engineering staff, may have optimized their
systems to a large degree.  Smaller systems, with fewer technical resources, are likely to have
been slower to adopt advancing measures and could potentially see improvements of
30 percent or more. The lack of an effective energy intensity benchmark against which to
assess current performance limits the ability to estimate the potential national improvement in
energy efficiency across the industry.

   3.1.4 Improving Water Delivery Efficiency: Water Loss Control
While improving the energy efficiency of water supply can  reduce the energy intensity of the
process, opportunity also exists to improve the efficiency of water delivery itself. In particular, a
significant amount of water is lost through leakage and other factors. Reducing losses during
delivery not only helps conserve water, it also reduces the amount of energy required to operate
the system.

Exhibit 3-13: Example Water Supply Energy Efficiency Improvements
New Jersey. The New Jersey American Water Company installed variable-frequency drives (VFDs) on
various pumping applications to help control motor and equipment speed. With the installation, they were
able to improve their operational control, increase standby power, and provide better control of water
withdrawal from storage. They estimate their annual savings at about $228,000 and project paybacks for
their  four sites ranged from two to  eighteen months (EPRI, 1997, p. 3-4).

Pleasanton, California. The City of Pleasanton, California developed an operations and maintenance
program for their water system which included the installation  of energy-efficient pumps and motors. In
the first 16 months of the program, they estimated savings of over $90,000, or 34 percent  of their annual
energy cost. Ongoing efforts to improve their operations have continued to yield reductions in energy
billing (EPRI, 1997, p. 7-3).

Madera Valley, California. Madera Valley Water Company reported significant energy savings from the
use of variable frequency drives (VFDs)  and programmable logic controllers (CEC, 2003a). The VFDs
and controllers enabled the operators to distribute water more evenly throughout the pressure zone, and
allowed them to reduce the zone's pressure differential from 22 to 5 psi. They report annual savings of
15 percent in energy cost despite a 22 percent increase in water delivery.

Southern California.  Given the importance of energy used for  pumping, Southern California Edison (SCE)
provides pump test services to their agriculture and water supply electricity customers. The program is
credited with not only identifying energy efficiency improvement opportunities,  but with helping to promote
the adoption of improved maintenance practices (SCE, 1998,  p. 3-9). Part of the success of the program
is attributed to improved information being available to help select efficient motors and pumps to meet
their  needs (SCE, 1998, p. 5-18 to 5-19). Energy savings estimates for the program are not currently
available, however.
Discussion of water loss and estimates of water leakage often refer to information about
"unaccounted for" water. Unaccounted for water is typically taken to be the difference between
water produced (as measured by meters at the supply facilities) and metered water use (water
sales and non-revenue water use as measured by customer meters or estimated for non-
                                                                                      3-12

-------
metered activities). Expressed as a percentage of water production, unaccounted for water is
typically calculated as (Lahlou, 2001, p. 2):

       Unaccounted for Water (%) = (Production - Metered Use) x 100%
                                               Production

where Production and Metered Use are expressed  in common units such as millions of gallons
(or millions of gallons per day).

Unaccounted for water has been criticized as an inadequate metric of the performance of water
supply systems, as well as a misleading indicator of the amount of water that is lost due to
leakage or other factors (AWWA,  2003, p. 67).  Not  all water calculated to be unaccounted for is
in fact lost or leaked. Unaccounted for water can be attributed to the following causes (AWWA,
1999, p. 28-31):

   •  Accounting error - Discrepancies between production and metered use occur due to
       inaccurate billing cycles, misread meters,  improper calculations or computer
       programming errors.

   •   Unauthorized connections - This occurs accidentally in cases where a connection is
       listed as inactive, but water is still extracted  from it. This occurs deliberately when a
       customer taps into a main to avoid paying for water.

   •   Malfunctioning distribution-system controls - Water loss may result from improper
       application, malfunctioning, or improperly set system controls such as valves.

   •   Reservoir seepage and leakage - Loss resulting from tears in linings, bottoms or walls,
       or storage tanks or ponds.

   •   Evaporation - Clean/veils and reservoirs that are open to the atmosphere lose a certain
       amount of water to evaporation.

   •   Reservoir overflow - Reservoirs can overflow when the control valve, normally set to
       prevent the tank from overflowing, is faulty or missing.

   •   Unauthorized water use - Usually occurs when individuals vandalize fire hydrants.

   •   Leaks - Losses from leaks that are both visible and non-visible in distribution and
      transportation pipes.

Authorized un-metered use can also be counted as unaccounted for water if the quantity is  not
estimated  and added to the metered usage. Authorized un-metered uses typically include
firefighting and firefighter training, the flushing of mains, storm drains, and sewers, and street
cleaning. Authorized un-metered use may also include water provided for schools, landscaping
and irrigation in public areas, decorative public water facilities, swimming pools, construction
sites, and water quality testing and processing  at water treatment plants (AWWA, 1999,
p.  19-27).

Exhibit 3-14 shows estimates of unaccounted for water for community water systems  by size.
Although the average is roughly 8.4 percent, unaccounted for rates vary substantially among
water providers. The differences may in part be due to variations in the methods used to define
and measure unaccounted for water. Different state agencies have various definitions for
unaccounted for water, with most differentiating between metered and un-metered water.
                                                                                   3-13

-------
Exhibit 3-14: Unaccounted for Water by System Size: Community Water Systems

# systems
Community
Water Systems Unaccounted
For Water
System Size by Population Served
Very Small
500 or less
30,417
2.8%
Small
501-3,300
14,394
9.1%
Medium
3,301-
10,000
4,686
1 1 .4%
Large
10,001-
100,000
3,505
9.4%
Very Large
>100,000
361
7.4%
Total
53,363
8.4%
 Source: Analysis of data in USEPA (2002b).


Some states have reporting requirements for unaccounted for water based on the percentage
found during their water accounting efforts. For example, the Massachusetts Department of
Environmental Protection requires that if a system has 15 percent or greater water loss or uses
100,000 gallons per day with any percentage of unaccounted for water, the system must report
the loss and submit plans to correct the  problem.  The percentage threshold required to report
loss varies from state to state and by agency. Exhibit 3-15 is an example of some of the agency
standards for reporting unaccounted for water.

There is currently a movement among state and regional agencies to refine the definitions,
measurements and standards used to evaluate water loss (Beecher, 2002, p. 4, 27). The
AWWA Water Loss Control Committee has recommended a standard set of water accounting
definitions, and has proposed that the term "unaccounted for" water no longer be used. Rather,
the committee recommends that all water be accounted  for in a systematic way so that useful
operating metrics can be estimated.
Exhibit 3-16 presents a summary of the  recommended water accounting relationships.
Accounting for the water resource is done in terms of authorized consumption, apparent losses,
and real losses. The real losses are leaks. Apparent losses are due to unauthorized
consumption and metering and data inaccuracies. Apparent losses are not inefficiencies in the
use of the water resource, but rather represent water for which no revenue is collected. AWWA
(2003) recommends that the financial accounting for the water be organized to work with the
resource accounting so that the  implications of real water losses and non-revenue water for
system finances can be assessed.
                                                                                 3-14

-------
Exhibit 3-15: Selected State Standards for Reporting Unaccounted for Water
        State
                Agency
  Reporting Standard
 Arizona
 California
 Florida
 Florida
 Georgia
 Indiana
 Kansas
 Kentucky
 Louisiana
 Massachusetts
 Minnesota
 Missouri
 North Carolina

 Ohio
 Oregon
 Pennsylvania

 Pennsylvania
 Rhode Island
 South Carolina

 South Carolina
 Texas
 Texas
 Washington
 West Virginia
 Wisconsin
 Delaware River Basin
 Commission
Department of Water Resources
Urban Water Conservation Council
Southwest Florida Water Management District
St. Johns River Water Management District
Environmental Protection Division
Department of Environmental Management
Kansas Water Office
Department of Energy
Department of Environmental Quality
Department of Environmental Protection
Department of Natural Resources
Department of Natural Resources
Division of Water Resources
Public Utility Commission and Environmental
Protection Agency
Water Resources Division
Public Utility Commission
Bureau of Water and Wastewater
Management
Water Resources Board
Public Service Commission
Department of Health and Environmental
Control
Water Development Board
Natural Resources Conservation Commission
Department of Health
Public Service Commission
Public Service Commission

Delaware River Basin Commission
10% (large), 15% (small)
         10%
     12% or less
         10%
    Less than 10%
      10-20%
         15%
         15%
         15%
         15%
         10%
         10%
         15%

         15%
      10-15%
         20%

      10-15%
      10-15%
        7.50%

         10%
      10-15%
         20%
 20% (10% proposed)
         15%
15% (large), 25% (small)

         15%
 Source: Beecher (2002), p. 13.
Exhibit 3-16: Standard Water Audit Format
Resource Accounting
Total Water
Supply
Authorized
Consumption
Apparent
Losses
Real Losses
Financial Accounting
Revenue Water
Unbilled Authorized
Consumption
Non-revenue Water
Activities/Causes
Billed metered consumption
Billed un-metered consumption
Unbilled metered consumption
Unbilled un-metered consumption
Unauthorized consumption
Customer meter inaccuracies and data errors
Leakage on mains
Leakage and overflows at storage
Leakage on service connections to customer
meter
Source: Adapted from AWWA (2003), p. 72.
                                                                                     3-15

-------
Using these accounting definitions, AWWA (2003) recommends that the volume of real losses
be reported, rather than a percent loss or percent unaccounted for. The volume of water loss
should be compared to a system-specific estimate of unavoidable annual  real losses (UARL) to
assess how well the system is being operated. The UARL can be calculated from system
parameters, such as miles of main and number of service connections, and represents the
minimum level of leakage that could exist if all possible leak reduction activities were
successfully in place (AWWA, 2003, p. 72). AWWA calls the ratio of real losses to UARL the
Infrastructure Leakage Index (ILI).

Lower ILI values indicate more resource efficient systems. Recognizing that there are costs
associated with reducing leakage rates, the AWWA defines the "economic leakage level" (ELL)
as the target ILI for systems to shoot for (AWWA, 2003, p. 72). The ELL will be system-specific,
depending on the particulars of the system infrastructure, resource costs,  and costs of leak
detection. While methods are under development to standardize ELL calculations, AWWA
recommends that systems calculate their ILI using water audits. Additionally, AWWA observes
that ILI values above eight are almost certainly higher than any expected value of ELL, and that
actions to reduce leakage should be intensified if a water audit indicates an ILI of eight or more
(AWWA, 2003, p. 75).
A water audit identifies the amount of water that is lost and what that  loss  costs a utility. As
summarized in Exhibit 3-17, the process involves checking the accuracy of records and control
equipment, as well as recommending programs designed to reduce distribution system losses
(AWWA, 1999, p. 1). Following the audit, the supplier analyzes the value of the losses and what
it may cost to implement potential  corrective and preventive measures. A  plan for how to attack
the problem is then  put into place based on need and financial viability (AWWA, 1999, p. 5-10).

Exhibit 3-17: Overview of a Water Audit
Steps for Performing a Water Audit to Assess the Causes of Real Water Losses
The first step in the water audit process is to choose a time period that allows the analysis and evaluation
of total water system use—this is usually at least one year. Also important is to choose an official unit of
measure, such as gallons. The following tasks are then performed:
   •   Measure the Supply - Identifying and mapping the sources, measure the water from each source
       and calculate total supply.
   •   Measure Authorized Metered Use - Identify all the metered uses and calculate the total from
       available records.
   •   Measure Authorized Un-metered Use - Identify un-metered uses and estimate the total amount
       based on activity information.
   •   Assess Meter Accuracy - Estimate the accuracy of the supply and usage meter data to estimate
       the contribution of meter accuracy on the apparent discrepancy between supply and use.
   •   Calculate Water Losses - Calculate the total apparent water loss and estimate the amount of
       unaccounted for water by type of loss (e.g., unauthorized un-metered use and leakage).
   •   Analyze Audit Results -  Evaluate the value and cost of reducing losses, such as through
       enhanced leak detection and  repair. Compute the Infrastructure Leakage Index and intensify leak
       reduction efforts if the ILI is high.
AWWA (2003) recommends a four-component approach to control real losses (AWWA, 2003,
p. 77):
                                                                                    3-16

-------
   •   Pressure management: lower operating pressures can reduce leakage rates, particularly
       from small leaks.

   •   Pipeline materials management: selection, installation, and maintenance of pipeline
       materials.

   •   Active leakage control: regular inspection of mains and connections for leakage.

   •   Leak repair: timely and high quality repairs of leaks.

Many leaks are highly visible and readily identified and repaired. Non-visible leaks, however,
may remain unknown for extended periods of time. According to one analysis, most
underground, non-visible leaks remain undetected an average of two years, and many
examples exist of leaks that are never detected (AWWA, 1999, p. 35). A leak detection program
may be undertaken to uncover the non-visible leaks that would otherwise persist over time.
Underground leaks are a major cost for municipalities. The actual cost of these leaks can be
determined in numerous ways and is based on the cost of water in the area. For an individual
leak, the  amount lost in a given period of time, multiplied by the retail value of the water will
provide a dollar amount (Lahlou, 2001, p. 1). Examples of the reported costs of leaks include
the following.

   •   The City of Beverly Hills had a 1/4 inch leak in  an underground steel main for an
       estimated duration of two years. Flow from the leak was calculated at 53 gallons per
       minute, losing almost 56 million gallons of water, valued at $43,000 (AWWA, 1999, p.
       35).

   •   The Walnut Valley Water District found a leak in a mainline estimated to be losing
       12 gallons per minute. The 2-year duration cost the district almost 13 million gallons of
       water at approximately $9,600 (AWWA, 1999, p. 36).

   •   The City of Santa Clara found a leak in a main that was flowing into an adjacent sewer at
       98 gallons per minute. Water lost from the leak during the estimated 2 years was over
       100 million gallons, costing $47,000 (AWWA, 1999, p. 36).
To reduce these water losses, leak detection can reduce the time prior to the leak being
discovered. The cost of leak detection includes the cost of both equipment and personnel and
may range from $75 to $300 per mile of main (performed by utility staff) or from $150 to $500
per mile of main when conducted by contractors. These costs do not include leak repair costs,
which would be expected to be incurred once the leak was detected in any case (AWWA, 1999,
p. 2).

While saving money by reducing water loss is the primary benefit gained from leak detection
programs, additional benefits exist that are more difficult to quantify, including the following
(AWWA,  1999, p.  3 and Lahlou, 2001, p. 2):

   •   Increased knowledge of the distribution system: Personnel become more familiar with
       the distribution system, allowing for a quicker response to future emergencies.

   •   More efficient use of existing supplies: The reduction of water loss helps to conserve
       water supplies and defers the need for finding new sources.

   •   Improvements in public health and property: In locating a leak before it damages
       property, water suppliers  also maintain public health and safety.

   •   Improved public relations: In addition to preventing property damage, the detection could
       improve environmental conditions and increase firefighting capabilities.
                                                                                   3-17

-------
   •   Reduction of legal liability: The supplier shields themselves from legal issues with a
       decrease in property damage and public health concerns.

   •   Less disruption for customers: Leak detection can prevent the shutdown of water
       supplies to consumers.

   •   Reduced risk of contamination: If a leak is letting water out, there is a possibility that
       certain type of contaminants could also be coming into the supply.
In 2003, Western Resource Advocates looked at water supply and demand management
programs in 13 urban communities in the Southwestern  U.S. (WRA, 2003). Seven of the 13
communities reported that they implement leak detection and repair programs.  As shown in
Exhibit 3-18, five of the seven communities showed reductions in unaccounted for water
between 1994 and 2001. The reductions were about 6.6 gallons per capita per day, or about
2,400 gallons per capita per year. Overall, average unaccounted for water was reduced  from
9.1 percent to 6.7 percent on average. Two communities showed an  increase in unaccounted
for water during this period. Tempe, which reported an increase of 6 gallons per capita per day
in unaccounted for water, reported that in 2002 they intensified their leak detection and repair
program to cover their entire system rather than only its  oldest portions (WRA,  2003, p.  170).

Exhibit 3-18: Reductions in Unaccounted For Water in Communities with  Leak Detection
and Repair Programs
City
Denver, CO
El Paso, TX
Grand Junction, CO
Highlands Ranch, CO
Las Vegas, NV
Phoenix, AZ
Tempe, AZ
Average
UAF
1994
14
24
47
2
31
30
8
22.3
Water (Gallons/capita-day)
2001 Change
9 -5
17 -7
24 -23
9 7
14 -17
23 -7
14 6
15.7 -6.6
% Change
-36%
-29%
-49%
350%
-55%
-23%
75%
-29%
UAF Water %
1994
6.3%
1 1 .6%
18.2%
1.1%
9.4%
12.4%
3.0%
9.1%
2001
4.4%
10.2%
10.3%
4.7%
4.6%
9.7%
4.5%
6.7%
Change
-1 .9%
-1 .4%
-7.9%
3.6%
-4.7%
-2.7%
1 .5%
2.4%
 Source: WRA, 2003.


Another example of the benefits of reducing leakage is the savings achieved by the Philadelphia
Water Department. In 2000, the Department implemented rigorous water audit practices based
on the International Water Association format (AWWA, 2003, pp. 72). Through pipeline
replacement, improved leak detection, faster repairs, and improved accuracy in billing, the city
recovered about 10.5 million gallons a day of real and apparent losses, saving about $9.8
million in  lost water costs over five years (Ghezzi, 2005). A portion of these savings is
associated with energy savings due to reduced pumping and treatment of real losses.

On a national level, it is premature to estimate the potential reduction in leakage that could be
achieved through intensified  leak management. Following the restructuring of the water industry
in the United Kingdom in  1989, steps were taken to reduce real water losses. Systematic
methods  for managing leakage have reportedly reduced by 85 percent the leakage that exceeds
the UARL, bringing I LI values to less than two in many cases (AWWA, 2003, pp. 68, 75). The
potential to reduce leaks  in the United States is likely to be at least as large as existed in the
U.K.  prior to restructuring. For purposes of estimating potential, we assume that leaks could be
reduced by an amount equal to one percent of total water delivery, or about 550 mgd. If the
current leak rate is about 10  percent, this improvement of one percent is a 10 percent reduction
                                                                                 3-18

-------
in total leaks. Based on total energy consumption of 30 billion kWh per year, this leak reduction
would save 300 million kWh per year.

3.2 Wastewater Treatment

This section discusses wastewater treatment systems. First the industry is described, including
a summary of the processes used to treat wastewater. Then, the energy intensity of water
treatment is estimated, along with a review of opportunities to improve energy efficiency.

   3.2.1 Wastewater Treatment Industry
Municipal wastewater is collected and treated in most communities throughout the United
States. The facilities that treat municipal wastewater prior to discharge are called wastewater
treatment plants, and because nearly all of the plants are owned by public institutions
(municipalities or specially designated districts), they are often referred to collectively as Publicly
Owned Treatment Works (POTWs). The primary purpose of POTWs is to treat wastewater to a
degree that allows its discharge into surface or groundwater or that enables its reuse. The type
of treatment performed varies with local conditions and water quality needs. POTWs typically
treat wastewater from residential, commercial, and institutional sources.  Industrial wastewater
often has special treatment needs, so that in  many cases, industrial wastewater is treated  at the
industrial facility prior to its discharge into  the sewer system. Once in the sewer system, it flows
to the POTW where it is treated as part of the overall municipal waste stream. In other cases,
industrial wastewater is treated completely at the industrial site and is not discharged into the
sewer system.

Approximately 16,000 POTWs were operating in the United States in 2000. Comprehensive
data describing the basic operating characteristics of these plants are collected periodically by
the U.S. EPA through a survey of water quality programs and projects eligible for funding under
the Clean Water State Revolving Fund (USEPA, 2003b,  p. xiii). Exhibit 3-19 lists the number of
wastewater treatment plants by state and  size, and Exhibit 3-20 lists the number of people
served and total flow rate. In 2000, about 210 million people were served by POTWs. The
approximately 1,600 plants with flows greater than 2.5 million gallons per day (mgd) served
about 167 million people, or about 105,000 people per plant on average. Twenty-two plants
serve more than  1 million people each, with flow rates typically above 100 mgd.  The 14,500
plants that reported flows of less than 2.5  mgd served a total population of about 42.8 million,
with an average of about 3,000 people served per plant. The average flow rate per person
increases with plant size, from about 98 gallons per person per day (gal/person-day) for the
smallest plants to more than 200 gal/person-day for the largest plants (see Exhibit 3-20).

Driven by the Clean Water Act and its regulatory requirements, substantial progress has been
made in the past 30 years to provide adequate wastewater treatment. The minimum level of
treatment currently required is  "secondary treatment," which is defined in terms of the
concentration and removal of two conventional pollutants: biochemical oxygen demand (BOD5)
and suspended solids (USEPA, 2003b,  p. Glossary-4). The number of facilities providing less
than secondary treatment declined from 4,800 in 1972 to 868 in 1992, and further declined to
just 47 in 2000 (USEPA, 2003b, pp. 3-3 to 3-4). Most of the remaining facilities providing less
than secondary treatment have received or asked for waivers from the requirement. Advanced
treatment, exceeding the requirements of secondary treatment, is provided by nearly 5,000
plants to reduce concentrations of non-conventional pollutants, including nitrogen and
phosphorus.

Exhibit 3-21  shows the treatment processes that are typically used at the two principal types of
wastewater treatment plants: those without activated sludge treatment and those with activated
sludge treatment. For both types of plants, raw untreated wastewater is collected by the sewer
                                                                                  3-19

-------
system. At the treatment plant, the wastewater is screened and grit is removed. Primary settling
is used to remove the settleable solids. At plants without activated sludge treatment, the
wastewater is often treated using trickling filters: the wastewater flows over a filter medium with
a large surface area. Treatment occurs through biological action. The wastewater then goes
through secondary settling, and is disinfected prior to discharge. The biosolids collected in the
settling tanks are typically thickened, and may be treated using anaerobic digestion prior to
disposal. As discussed below, anaerobic digestion is not commonly used in trickling filter
treatment plants.

Plants with activated sludge treatment are capable of handling higher pollutant loadings.
Activated sludge treatment tanks use biological action to treat the waste, and can be designed
to include nitrification (conversion of ammonia to nitrate). Additional treatment processes may
include the addition of chemicals and filtration prior to disinfection and discharge. As with
trickling filter plants, activated sludge plants may include anaerobic digestion of biosolids.

Information regarding the financial characteristics of wastewater treatment plants is available
from the Association of Metropolitan Sewerage Agencies (AMSA) periodic survey of its
members. AMSA's most recent survey, conducted in 2001 and published in 2002, obtained
responses from 126 wastewater treatment agencies, with 458  plants serving approximately
87 million people (AMSA, 2002). Although the survey is not a statistical representation of all
POTWs, it provides insight into  industry's finances and operating issues. The agencies that
responded have a total average daily flow of about 12,500 mgd, accounting for about 40 percent
of the national average daily treatment as computed by EPA (USEPA, 2003b).

As shown in Exhibit 3-22, user fees account for the majority (57 percent) of the $12 billion in
revenue received by the agencies that responded to the AMSA survey.  Federal and state grants
accounted for a relatively small  portion of revenue, as did the State Revolving Fund for loans
(SRF). Comparison with previous AMSA surveys indicates that this pattern of revenue sources
has been consistent for the past 10 years. One key trend noted in the study is a continuing
increase in long term debt held  by the respondents (AMSA, 2002, p. 6).
                                                                                   3-20

-------
Exhibit 3-19: Number of Wastewater Treatment Plants by State and Size

State
Alabama
Alaska
American Samoa
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
District of Columbia
Florida
Georgia
Guam
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Maryland
Massachusetts
Michigan
Minnesota
Mississippi
Missouri
Montana
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Ohio
Oklahoma
Oregon
Pennsylvania
Puerto Rico
Rhode Island
Average Daily Flow Rate (millions of gallons per day)
<0.5
148
34
1
104
265
318
230
31
10
0
82
219
3
8
133
525
254
643
576
147
243
100
92
44
268
458
230
546
179
432
37
57
52
35
350
204
271
524
409
137
454
5
5
0.5-2.5
84
7
1
42
57
131
55
30
5
0
96
83
2
5
26
127
95
61
37
56
68
27
36
52
90
38
55
76
19
23
9
20
54
16
140
85
8
144
54
46
209
14
6
2.5-7.5
25
3
0
12
13
63
9
22
2
0
69
28
1
6
8
35
31
15
15
14
33
11
12
16
20
13
10
12
4
6
2
7
26
6
50
25
4
59
17
15
60
6
7
7.5-30
13
0
0
5
1
47
7
7
0
0
24
17
0
1
2
29
15
4
5
5
7
2
8
10
12
4
4
8
2
3
1
1
18
0
25
13
1
21
5
7
12
4
3
30-75
2
1
0
1
0
7
1
1
1
0
6
2
0
1
0
0
4
1
1
1
2
0
1
2
5
0
1
4
0
1
1
0
4
1
10
1
0
8
2
2
1
1
0
>75
0
0
0
1
0
7
1
0
0
1
1
1
0
0
0
3
3
0
0
1
2
0
1
1
1
1
0
0
0
0
0
0
2
0
9
0
0
4
0
0
4
0
0
                                                                            3-21

-------

State
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virgin Islands
Virginia
Washington
West Virginia
Wisconsin
Wyoming
Grand Total
Average Daily Flow Rate (millions of gallons per day)
<0.5
86
264
144
937
69
63
8
152
149
143
488
66
11,432
0.5-2.5
67
13
67
300
18
15
2
43
56
54
77
12
3,013
2.5-7.5
22
1
24
73
7
3
1
9
19
9
17
5
982
7.5-30
10
1
6
32
6
0
0
16
13
4
8
0
449
30-75
1
0
5
9
2
0
0
3
2
0
1
1
101
>75
0
0
0
6
0
0
0
0
1
0
1
0
52
 Source: USEPA, 2003c.
Exhibit 3-20: Population Served by Wastewater Treatment Plant Size

Number of Plants
Total Population
Served (millions)
Population/Plant
Total Reported
Flow (mgd)
Average Flow/Plant
(mgd)
Flow/Person
(gal/day per person)
Average Daily Flow Rate (millions of gallons per day)
<0.5
1 1 ,432
15.0
1,314
1,472
0.13
98
0.5-2.5
3,013
27.8
9,213
3,363
1.1
121
2.5-7.5
982
33.6
34,251
4,161
4.2
124
7.5-30
449
47.4
105,597
6,105
13.6
129
30-75
101
35.2
348,897
4,692
46.4
133
>75
52
51.3
985,839
10,484
201.6
204
Total
16,029
210.3
13,120
30,275
1.9
144
 Source: Analysis of data from USEPA (2003b).
                                                                                3-22

-------
Exhibit 3-21: Typical Processes at Wastewater Treatment Plants
      	Treatment Processes: No Activated Sludge Treatment
                           Primary
                           Settlin
                                                Secondary
                                                    ttling
     Influent
      Waste
      Water
                                                                               Disinfection
                                                                                          Final
                                                                                       Effluent to
                                                                                        Disposal
            Wastewater
            Biosolids
  Gravi
Thickening
                                            Anaerobic Digestion
To incineration
and/or disposal
                        Treatment Processes: With Activated Sludge Treatment
                      Primary
                      Settlim
                                        Secondary
                                           ttling
                                                                             FHt'ratipn \

                                                                                 .-.•Disinfection
                                                                                            Final
                                                                                          Effluent to
                                                                                          Disposal
                                                                                   Solids to Disposal
                                                                                 Waste
                                                                               returns to
                                                                               Headworks
            Wastewater
            Biosolids/Waste
                                       Anaerobic Digestion
                                          To incineration
                                          and/or disposal
 Source: From Burton, 1996, pp. 2-23 and 2-25.
                                                                                                  3-23

-------
Exhibit 3-23 shows that the largest expenditure for wastewater treatment plants is for operation
and maintenance (37 percent) followed by debt service (20 percent). Total expenditures among
the AMSA survey respondents was about $12 billion, or about $2,800 per million gallons of
water treated. Using this cost per million gallons to extrapolate to the entire industry, total
expenditures would be on the order of 30,275 mgd x 365 days x $2,800/million gallons =
$31 billion per year. In making this extrapolation it must be recalled that the AMSA survey is not
representative of the industry as a whole, and in particular small plants are under-represented in
their data.

While considerable investment has been made to construct wastewater treatment capacity,
additional investment is needed to maintain progress. As part of the U.S. EPA Clean
Watersheds Needs Survey report for 2000 (EPA, 2003b. p. 3-1), states identified $57.2 billion in
needed investment in secondary and advanced wastewater treatment. An additional
$54.1 billion in investment is needed for wastewater collection and conveyance systems
(primarily sewer improvements). Finally, $50.6 billion was identified for correcting problems with
sewer systems that combine storm runoff with wastewater.8

The Congressional Budget Office (CBO, 2002) conducted an independent estimate of
investment needs and compared the figures to previously published values. Because the CBO
analysis examined expected costs as financed, as opposed to total capital costs, the figures are
not comparable to those presented here. However, the study concludes that investment
requirements in the period of 2000 to 2019 may average $13 billion to $20.9 billion per year
(CBO, 2002, p. ix). It further states that the higher figure represents an increase of about
$10 billion in annual expenditure above the 1999 level. An analysis of investment requirements
by the U.S. EPA produced results consistent with these estimates (USEPA, 2002c).
Consequently, POTWs will likely remain under financial pressure to  meet current standards,
maintain existing systems, and expand to meet growing needs.

Of note is that while the majority or households are connected to sewers and are served by
POTWs, a sizable minority use onsite wastewater treatment systems. The U.S. Census
Bureau's American Housing Survey for 2001  reports that 21 percent of the 105.4 million year-
round occupied housing units used a septic tank, cesspool, or chemical toilet (AHS, 2002,
Table 1A-4). These systems are used  in about 51 percent of seasonally-occupied housing units.
The prevalence of onsite treatment varies by state, with nine states reporting for 1990 (the most
recent state-level data available) that more than 40 percent of households use onsite treatment:
Maine; New Hampshire; Vermont; West Virginia; Kentucky; North Caroline; South Carolina;
Mississippi; and Alabama (see Exhibit 3-24).
The operation and maintenance of onsite treatment systems are typically left to homeowners.
System failures have been identified as an important problem, not only affecting homeowners,
but also affecting groundwater quality or other environmental resources (USEPA, 2002c, pp.  1-4
to 1-5). Nevertheless, the improved design and use of onsite wastewater treatment is an
alternative to continued expansion of sewers and POTWs in some areas.
 Earlier-built sewer systems collect storm water runoff and wastewater in a combined sewer system.
During periods of heavy rainfall, the combined flow can overload the wastewater treatment plant such that
untreated wastewater must be discharged along with the storm water runoff.
                                                                                  3-24

-------
Exhibit 3-22: Wastewater Treatment Plant Revenue Sources: AMSA Survey
               Fed/State     Developer
                Grants  A   /  Contrib.
                   Fees I
               SRF
           Other
        Taxes
      Interest
   Reserves
                                             User Charges
          Bonds
Source: AMSA (2002).

Exhibit 3-23: Wastewater Treatment Plant Expenditures: AMSA Survey
                             Other
               Capital Reserves
          Capital Acquisition
            Reserves
    Capital Replacement
           Capital Expansion
                                                 O&M
                                  Debt Service
Source: AMSA (2002).
                                                                                     3-25

-------
Exhibit 3-24: Prevalence of Onsite Wastewater Treatment for Households by State (1990)
100% -n-ini-ii-ixBBDBXi-iDi-ixoBBi-ini-ianDi-ii-ir-
IUU/0 ............... . . • .
90%
on0/, • .
70% • '___'_•
60%
50%
40%
Qf)0/,

1 n0/,
0% 	 	 	 	 .
— i^Nce
-------
rates. For all the plant types, the energy requirement per million gallons of water treated is
estimated to decline for larger plants. For plants above 10 mgd the estimates include potential
energy recovery from biogas produced during anaerobic digestion of biosolids. The top area of
the bars (lighter shading) represents the electricity that could be offset from the use of  biogas.

As shown in the exhibit, increasing levels of treatment require additional energy. A 10 mgd
activated sludge plant without advanced treatment is estimated to require about 1,200  kWh per
million gallons. An activated sludge plant with advanced treatment and nitrification of the same
size is estimated to required about 1,800 kWh per million gallons, or about 50 percent more.

Using these figures, along with the 1996 characterization of POTWs from EPA's survey, EPRI
estimated total electricity consumption at POTWs at about 21 billion kWh in 2000, or about
1,800 kWh per million gallons of water treated (EPRI, 2000, p. 3-8).9 This energy intensity
reflects an average across the various treatment types and plant sizes, and no allowance for
onsite electricity generation from biogas was included (EPRI, 2000, p. 3-6).

The New York State Energy Research and Development Authority (NYSERDA) estimated that
municipal wastewater treatment plants used about 1.5 billion kWh in 1995 to treat an average of
3,500 mgd in New York (NYSERDA, 1995a, p. 1). The implied energy intensity is about
1,200 kWh/million  gallons. In a study for The Northwest Energy Efficiency Alliance (NEEA),
Quantum Consulting estimated that municipal wastewater treatment plants consume about
997 million kWh annually to treat about 1,500 mgd in the Pacific Northwest (Quantum,  2001,
p. 3-8). The implied energy intensity is about 1,821  kWh/million gallons. Quantum estimated that
the energy consumption at the 20  largest plants, which account for 1,000 mgd of treatment was
about 400 million kWh, or about 1,100 kWh/million gallons (Quantum, 2001, p. 1-2).

The Iowa Association of Municipal Utilities (IAMU) conducted a detailed survey and analysis to
assess energy consumption at wastewater treatment plants (IAMU, 2002). A total of 343 plants
provided data showing the average energy consumption was 1,150 kWh/million gallons for the
wastewater treatment plants and an additional 420 kWh/million gallons for pumping as part of
wastewater collection (i.e., sewer pumping stations) (IAMU, 2002, executive summary). The
average energy consumption for the treatment plants reported by IAMU is significantly affected
by the mix of treatment processes used in the plants included in the study. Additionally, all the
treatment plants in the  survey are  very small, with nearly all of the respondents serving fewer
than 10,000 people.
9 Average energy consumption is estimated as:
       21 billion kWh / [32,175 mgd x 365 days] = 1,788 kWh/million gallons.
                                                                                 3-27

-------
Exhibit 3-25: Electricity Consumption at Typical Wastewater Treatment Plants
                      Trickling Filter Plant
Activated Sludge Plant
3 000
2 500
c 2 000
o '
a
o 1 500

I
500
o





















Energy recovered from biogas
combustion (top area).
/




' 	


1 5 10 20
Million Gallons Per Day



50




	
100





Activated Sludge and Advanced Treatment without Nitrification
3 000
2 500

"re
O)
o 1 500
> 1 000

















Energy
recovered from biogas
combustion (top area).
_






1 5 10 20
Million Gallons Per Day
J
50
E


-
100






3 000
2 500
c 2 000 -
o '
a
o 1 500 -

I
500
o









Energy recovered from biogas
combustion (top area).









—
/^^^







1 5 10 20 50 100
Million Gallons Per Day
Activated Sludge and Advanced Treatment with Nitrification
3 000
2 500

"re
O)
o 1 500 -
> 1 000 -










Energy recovered from biogas
combustion (top area).












/ m









1 5 10 20 50 100
Million Gallons Per Day
Source: Burton (1996).
                                                                                                                      3-28

-------
In the Iowa study, only 10 percent of the respondents (34 plants) reported the use of activated
sludge treatment, while 76 percent reported the use of ponds and lagoons (IAMU, 2002, p. 30).
The survey showed that significantly more electricity was used in plants that included activated
sludge treatment, which is consistent with other sources reviewed (e.g., Burton, 1996). Exhibit
3-26 shows the range of reported energy consumption in the IAMU  study by treatment process
type. As shown in the exhibit, most of the respondents report using  non-aerated facultative
lagoons, which they report as having about one-third the energy requirements of plants using
activated sludge  processes.
Nationally, activated sludge treatment is much more  prevalent than observed in the Iowa
survey. Analysis  of the facility data from USEPA (2003b) shows that about 34 percent of all
plants have activated sludge treatment (many of which also have various types of advanced
treatment as well). The larger plants have a higher prevalence of activated sludge treatment, so
that about 70 percent of the total national flow is treated in plants with activated sludge
treatment (see Exhibit 3-27). With this national perspective, the average electricity consumption
reported in the IAMU study is biased downward because of the relatively infrequent use of
activated sludge  treatment among the respondents.
The AMSA survey discussed above collected information on the cost of electricity consumed at
plants, although not the amount of electricity in kWh. Recognizing that electricity rates can vary
across plants, we can make a rough estimate of the energy consumed using an average
commercial electricity rate of $0.077/kWh.10 The average electricity expenditure reported was
about $113 per million  gallons of treated water, which implies an energy intensity of about
1,500 kWh per million gallons. Of interest is that the implied energy intensity varies significantly
among the AMSA survey respondents.  As shown in Exhibit 3-28, the estimated energy
consumption varies from less than 1,000 kWh per million gallons to more than 3,000 kWh per
million gallons.
In addition to  the treatment processes used at a plant, another factor that may contribute to the
variation in energy intensity is the amount of pollutants that must be removed from the waste
stream. Exhibit 3-29 shows that for the  data in the AMSA survey, little correlation exists between
the energy intensity of the treatment and the amount of BOD removed per million gallons of
treated water. Further investigation is warranted to understand whether and  to what  extent the
treatment energy requirements are affected by the pollutant loading.
Exhibit 3-26: Total Electricity Consumption Reported by Process Type in Iowa Plants
Treatment Process
Activated Sludge
Trickling Filter
Activated Sludge + Trickling Filter
Rotating Biological Contactor
Non-aerated Facultative Lagoon
Aerated Facultative Lagoon
Electricity Used (kWh/million gallons)
3,250 to 4,400
750 to 1 ,400
1,250 to 3,1 00
3,200
300 to 1 ,400
1,550 to 1,800
# of Respondents
19
27
4
4
130
62
All estimates are for the entire electricity requirement of the plants. All plants serving less than 10,000
people. Fewer than 343 respondents listed because not all respondents included complete energy data.
Source: IAMU (2002), p. 33.
10 The average electricity rate for commercial customers as reported by the Energy Information Agency
for 2002 (EIA, 2005a).
                                                                                   3-29

-------
Exhibit 3-27: Portion of Plants with Activated Sludge Treatment: National Estimate

Number of Plants
% of Plants with
Activated Sludge
Treatment
Total Reported
Flow (mgd)
% of Flow with
Activated Sludge
Treatment
Average Daily Flow Rate (millions of gallons per day)
<0.5
1 1 ,432
25%
1,472
32%
0.5-2.5
3,013
49%
3,363
52%
2.5-7.5
982
64%
4,161
65%
7.5-30
449
76%
6,105
78%
30-75
101
82%
4,692
82%
>75
52
79%
10,484
72%
Total
16,029
34%
30,275
70%
 Source: Analysis of data from USEPA (2003b).
Exhibit 3-28: kWh per Million Gallons Treated Estimated from the AMSA Survey
6 000
5 000
^ **S * t*
iAซr* •*** * * * *


0 50 100 150 200 250
Million Gallons Per Day (Total for the Reporting Agency)
Source: Analysis of data in AMSA (2002).
                                                                               3-30

-------
Exhibit 3-29: Energy Intensity Versus BOD Removal from AMSA Survey
kWh/Million Gallons
4 000
3 500
3 000
2 500 -
2 000
1 500
1 000 -
500 -
o



•
* •• V * .
* • t * **V *ซJ • *
• * *
*t \ • *
4
0.0 50.0 100.0 150.0 200.0 250.0 300.0
Pounds of BOD Removed per Million Gallons
Source: Analysis of data in AMSA (2002).
   3.2.3 Principal Electricity Uses at Wastewater Treatment Plants and Opportunities for
         Improved Energy Efficiency
Although the energy intensity estimates reviewed above vary somewhat, they all indicate that
energy consumption by wastewater treatment plants is significant. As a result, there has been
considerable investigation to identify the major uses of electricity in wastewater treatment plants
and to develop guidance and strategies for improving efficiency. The Water Environment
Federation (WEF) has assembled a comprehensive review of the major uses of energy in
wastewater treatment plants along with recommendations for improving efficiency (WEF, 1997).
Additional reviews and guidance include:

   •   EPRI guidance documents on energy audits and energy efficiency retrofits (EPRI 1994
       and  1998);

   •   NYSERDA technology assessment and energy reference  guide (NYSERDA, 1995a and
       1995b); and

   •   various USEPA publications including an energy audit manual with supporting data
       (USEPA, 1986).

While each  treatment plant is unique, it is generally the case that  aeration and pumping are the
two most important uses of electricity. At plants that include activated sludge treatment (which
are 70 percent of the plants with flows exceeding 2.5 mgd), aeration  is typically the dominant
use of electricity. As discussed above and summarized in Exhibit 3-27,  70 percent of the
national wastewater flow is treated at plants with activated sludge treatment. NYSERDA (1995a)
found that aeration accounts for 67 percent of electricity usage at plants that include activated
sludge  treatment, with pumping accounting for 21 percent. The data in Burton (1996) indicate
that aeration accounts for about 30 to 55 percent of electricity use at plants with activated
                                                                                 3-31

-------
sludge treatment, depending on size and other processes also employed. Exhibit 3-30
summarizes the role of aeration and pumping in wastewater treatment.

Anaerobic digestion, a process used to stabilize organic sludge, can also be an important user
of electricity. Organic matter is digested under conditions without oxygen at temperatures of
about 90ฐF to 95ฐF (WEF, 1997, p. 127). Unlike other wastewater treatment processes,
anaerobic digestion has the potential to be a net energy producer. The biogas (methane)
produced during anaerobic digestion can be recovered and used to produce electricity. The
waste heat from the electricity production is typically more than is needed to heat the digester
(WEF, 1997, p. 127). If the biogas is not recovered and used, the process can be a significant
energy consumer because of the heat required to keep the digester at temperature.
Analysis of the data in USEPA (2003b) indicates that anaerobic digestion  is less prevalent than
activated sludge treatment (see Exhibit 3-31), with 52 percent of flow being treated at the
19 percent of the plants with anaerobic digestion. The data also show that utilization of the
biogas from anaerobic digestion  is relatively uncommon, with only 15 percent of the flow being
treated at plants that report using this energy recovery technology (see Exhibit 3-31). An
assessment of the factors that limit energy recovery from anaerobic digestion is needed to
understand better how to take advantage of this potential energy source.
Various other processes use electricity in wastewater treatment plants. Among these are
lighting and space conditioning requirements, which are similar to the needs in other
commercial and industrial buildings.
Despite the significant energy requirements at wastewater treatment plants,  energy issues are
only one of the many competing  priorities that must be handled by plant operators. Plant
operators focus primarily on ensuring that plants meets effluent quality requirements and on
keeping operating costs in line with expectations. Capital improvements are undertaken to
increase capacity to handle increasing loads as well as to enhance the ability to comply with
permit requirements. The expertise of plant personnel is primarily in ensuring that the plant
operates to meet its permit and effluent requirements, and is less focused on energy analysis
and assessment.
Exhibit 3-30: Aeration and Pumping
Aeration is fundamental to the biological treatment of wastewater. Dissolved oxygen is required to
stabilize organic material (i.e., remove BOD) as well as to nitrify and denitrify the waste stream. Aeration
is also used to promote mixing to keep solids in suspension. There are two main types of aeration
systems (WEF, 1997):

   •   diffused air systems blow air into the water using blowers and diffusers; and

   •   mechanical aerators thrash the water surface to drive in air bubbles and typically consist of an
       impeller driven on  a vertical or horizontal shaft.

The efficiency of aeration systems  can vary considerably, depending on the design of the equipment, how
it is operated, and how it is maintained. Considerable energy savings have been achieved through
evaluations and modifications of aeration system operations.

Pumping is used to move water and solids through treatment plants. Most features affecting pump system
efficiency are determined during design and construction, including pipe configurations and changes in
elevations. Nevertheless, there are some operation and maintenance practices that can  be implemented
to improve efficiency. Because of the complexity of factors affecting pumping efficiency, considerable
effort can be required to identify  improvements (WEF, 1997, p. 63).
                                                                                     3-32

-------
Exhibit 3-31: Portion of Plants with Anaerobic Digestion and Digester Gas Utilization:
National Estimate

Number of Plants
% of Plants with
Anaerobic Digestion
Treatment
% of Plants with
Digester Gas
Utilization
Total Reported
Flow (mgd)
% of Flow with
Anaerobic Digestion
Treatment
% of Flow with
Digester Gas
Utilization
Average Daily Flow Rate (millions of gallons per day)
<0.5
1 1 ,432
10%
0%
1,472
16%
1%
0.5-2.5
3,013
36%
2%
3,363
38%
3%
2.5-7.5
982
49%
6%
4,161
49%
6%
7.5-30
449
54%
10%
6,105
55%
12%
30-75
101
48%
10%
4,692
47%
10%
>75
52
71%
35%
10,484
63%
29%
Total
16,029
19%
1%
30,275
52%
15%
 Source: Analysis of data from USEPA (2003b).


Consequently, despite the efforts mentioned above to understand and improve energy
efficiency, there appears to be a relative lack of attention given to energy issues at many plants.
The AMSA survey provides evidence that energy management is not a high priority for most
plant operators. When asked whether "responding agencies used benchmarks to evaluate their
utility performance, and if so, which benchmarks are used," 64 of the 132 responding agencies
said that they use one or more performance benchmarks, and four agencies indicated that they
were developing a benchmarking system (AMSA, 2002, p. 19). Only one respondent mentioned
energy cost per million gallons treated (AMSA, 2002, p. 139).

The five most frequently listed benchmarks were:

   •   Total Cost Per Million Gallons (or 1,000 Gallons) Treated (37 respondents);

   •   Total Cost Per Dry Ton Biosolids Disposed or Beneficially Reused (10 respondents);

   •   O&M Costs Per Mile Sewer Pipe - Cleaning, Repair, Replacement, and/or Installation
       (10 respondents);

   •   Number of Overflows/Pump Station Bypasses - Per Year/Month or Per Mile (8
       respondents); and
   •   Number of NPDES Permit Violations/Near Misses (8 respondents).

These survey results are consistent with the views of plant operators reported by Quantum
regarding the most important criteria for making equipment purchase decisions. Criteria listed by
respondents as "very important" were: operating costs; ease of operation; ability to handle
increased flow; reliability; regulator-approved; used at other regional facilities; and payback
period (Quantum, 2001, p. 4-5).  Energy efficiency fell into the  category of "somewhat important"
as a criterion for making equipment purchase decisions.
This relative lack of attention on energy use is probably driven by the fact that energy costs are
only about 10 percent of operating costs. Nevertheless, there  is ample evidence that significant
cost-effective energy efficiency improvements can be made. While recognizing again that each
                                                                                 3-33

-------
plant poses unique challenges and opportunities, the two areas mentioned most often are
aeration and pumping.

Due to variations in flow rates and aeration requirements, many aeration systems are not
optimized for operating conditions encountered. Within the constraints of the basic facility
design, case studies demonstrate that aeration systems can be reconfigured and controlled to
improve energy efficiency by impressive amounts.

Because wastewater flows and BOD concentrations vary both during the day and across days,
improved aerator control to better match aeration with oxygen requirements can improve energy
efficiency. Using dissolved oxygen (DO) probes, operators can adjust the systems, or
automated control systems can adjust aeration rates in real time (WEF, 1997, pp. 110-111). The
California Process Optimization Program (CalPOP), which is focusing on improving efficiency in
wastewater treatment plants, has implemented multiple projects focusing on aeration efficiency
(CalPOP, 2008), including the following:

    •   Riverbank Wastewater Facility (1.5 to 4.0 mgd): Based on the monitoring from a newly
       installed DO monitoring system, selected aerators could be turned off. Energy use was
       reduced an average of 18 percent, saving $20,000 annually.

    •   A venal Wastewater Facility (1.7 mgd): A DO monitoring system was added to an existing
       control system to match aeration needs to measured DO levels. A variable frequency
       drive (VFD) was installed on the one aerator that runs continuously so that the control
       system  could throttle the speed of the aerator. The second aerator is only run as needed
       during high demand for DO. Annual savings are estimated at 15 percent of energy use,
       or $38,000.

    •   Nipomo Wastewater Aerated Lagoon (1 mgd): Based on DO monitoring, the aerator
       manifold was reconfigured so that only two of three 50 hp blowers need to operate
       simultaneously. Blower usage was reduced by one third.

    •   Red Bluff Wastewater Facility  (2.5  mgd): DO monitoring  identified over-aeration. The
       existing control system was re-set to reduce aeration costs 25 percent.

Another aspect of aeration to examine is how efficiently the system is dissolving oxygen in the
wastewater. Improving the oxygen transfer efficiency (OTE) will reduce the aeration energy
requirement. Careful selection and use of diffusers that create fine bubbles can improve OTE
compared to coarse bubble aerators,  and reduce energy requirements (WEF, 1997, p. 115).
Care must be taken to maintain the diffusers to prevent fouling, however. Exhibit 3-32 lists case
histories of OTE improvements with fine pore diffusers. USEPA (1999) also lists examples of
the use of this technology.

Improving pumping efficiency requires site-specific data on the variability of pumping
requirements and other factors affecting load. Efficient motors and VFDs are often mentioned,
along with proper sizing of pumps to meet varying needs (e.g., NYSERDA, 1995b). The
California Energy Commission (CEC) reports several case studies of savings from these
technologies, including the Encina Wastewater Authority (36 mgd). In their project they report
saving $21,000 per year through the use of VFDs and $15,000 per year through the use of high-
efficiency motors (CEC, 2003b). East Bay Municipal Utility District (EBMUD) reports saving
$273,000 annually through the use of high-efficiency pumps and motors with VFDs (CEC,
2003b). These  savings were estimated to be about 50 percent of the facility's baseline pumping
costs.
                                                                                  3-34

-------
Exhibit 3-32: Example Case Studies of the Use of Fine Pore Diffusers
Plant (capacity)
Frankenmuth, Ml (18 mgd)
Glastonbury, CT (3.6 mgd)
Green Bay, Wl (52.5 mgd)
Hartford, CT (60 mgd)
Ridgewood, NJ (3 mgd)
Wittier Narrows, CA (15 mgd)
Cleveland, Wl (0.2 mgd)
Plymouth, Wl (1.65 mgd)
Renton, WA (72 mgd)
Technology
Ceramic disc diffusers
Rigid porous plastic diffusers
Ceramic disc diffusers
Fine pore dome diffusers
Fine pore diffusers
Disc and dome diffusers
Porous plastic plate fine pore
diffusers
Ceramic disc diffusers
Perforated flexible membrane
tube diffusers
Cost
$190,000
$28,000
Not reported
$600,000
Not reported
Not reported
$11,500
$220,000
$380,000
Payback
Not reported
2 years
4.5 years
<2 years
10-11 years
2.8 years
5 years
11 years
4 years
Source: WEF (1997), pp. 115-120.


Quantum reports that 60 percent of facilities in the Pacific Northwest currently use variable
speed drives,  and 30 percent would consider using them (Quantum, 2001, p. 4-6). The extent to
which these energy efficiency measures are deployed nationally has not been assessed.

To estimate potential national cost-effective energy savings at wastewater treatment plants, we
can make some assumptions. Our assumptions are in agreement with the estimates for
wastewater treatment plant energy consumption as indicated in the recently completed AWWA
RF study (2007). First, we consider the aeration requirements at plants with activated sludge
treatment:

   •   Electricity use for aeration is significant at plants with activated sludge treatment. Based
       on Burton (1996), aeration requires at least 500 kWh per million  gallons of water treated.
       Based on other data discussed above, the aeration requirements may be as high as
       50 percent of total energy use. Because  the total energy use for plants with activated
       sludge processes are higher than the average, the aeration requirements could be about
       1,000 kWh per million gallons, based on  50 percent of a 2,000 kWh of total energy use.
       We use a range of 500 to 1,000 kWh per million gallons for purposes of making this
       order of magnitude estimate.

   •   Improved aeration control is likely achievable at most plants. The largest plants may
       have already implemented automated controls, but even when controls are in place,
       improvements are typically possible (WEF, 1997, p. 110). We can assume
       conservatively that on average a 10 percent efficiency improvement can be achieved in
       a cost effective manner. In the case studies we note that the savings were larger.

   •   The total wastewater flow at plants with activated sludge treatment is about 21,000 mgd
       (see Exhibit 3-27).

Using these figures, the energy efficiency potential from improved aeration at activated sludge
facilities is:

   Savings   = 500 to 1,000 kWh/million gallons x 10% improvement x 21,000 mgd x 365 days
             = 383 to 766 million kWh per year from improved aeration systems.

Next, we can look at the pumping requirements  at all plants. We have less evidence regarding
the savings potential for pumping. The pumping energy requirements are on the order of
150 kWh per million gallons (Burton, 1996). Recognizing that not all pumping situations are
                                                                                 3-35

-------
suitable for improved efficiency, we assume a 2 percent average efficiency improvement. Using
these assumptions, the total savings across all facilities is:

   Savings   = 150 kWh/million gallons x 2% improvement x 31,275 mgd x 365 days
             = 34 million kWh per year from improved pumping systems.

At $0.077/kWh, these combined savings are worth about $32 to $62 million annually. Additional
characterization and evaluation is needed to improve these estimates. However, based on the
information available,  they are a reasonable order of magnitude estimate.

Energy recovery from the use of digester gas  may also be valuable. Based on the statistics from
USEPA (2003b), it appears that there is significant untapped potential. No estimate of the
energy recovery is made at this time, however.

3.3 Linkage Opportunities with Energy Efficiency Programs

Energy efficiency programs provide resources for capturing untapped energy efficiency
opportunities at both water supply and wastewater treatment systems. Conditions in these
industries that suggest an  energy efficiency effort tailored to them could result in significant
energy savings include:

   •   cost effective energy efficiency improvements appear to be available that are not being
       undertaken due to  informational or other barriers;

   •   there appears to be a lack of recognized energy performance benchmarks against which
       system operators can evaluate their energy performance and motivate action; and

   •   energy costs are substantial in the water supply and wastewater treatment industries.

Section 7 discusses resources available from  energy-efficiency programs.
                                                                                 3-36

-------
                               4.  Power Generation

No sector demonstrates the interconnected nature of water and energy more than the electric
power industry. In 2002, more than 4,500 power plants produced electric power throughout the
United States. The overwhelming majority of water used in the industry is for cooling steam that
is used to produce power. As described in Section 2, water withdrawal for power plant cooling is
the largest single use of water in the U.S., estimated at 195,000 million gallons per day (mgd)
(USGS, 2004, p. 6). Approximately 70 percent of the water withdrawal comes from freshwater
sources, totaling about 136,000 mgd. This withdrawal is about equal to all the freshwater
withdrawn for irrigation (the second largest use), and is more than three times the total
withdrawal for public water supplies (USGS, 2004, p. 6).
While the amount of water withdrawn is substantial, water consumption is a small fraction of the
total. On average, most of the water is returned to the lake, river, or harbor from which it was
withdrawn, with about two percent of the water being consumed (USGS, 1998, p. 48). The
amount of consumption varies significantly across facilities, depending primarily on the type of
cooling system used.

The importance of water supplies for power plant siting, and the impact of power plant water use
on surrounding water resources, have received considerable attention over the past 30 years.
Water withdrawal and discharge are regulated by the Clean Water Act, under which regulatory
requirements continue to be examined and revised (e.g., USEPA, 2001 c). Most recently, the
competing requirements for increasing both power production and water supply,  particularly in
the water-limited but rapidly growing southwest, have been highlighted (Hewlett Foundation,
2003). Consequently, there is considerable interest in opportunities to reduce the water
requirements for power production.
This section first summarizes the principal uses of water at power plants. Then, we calculate the
amount of water withdrawn  and consumed to estimate the water intensity of electricity
production. The potential role of dry cooling is discussed as a means of reducing water
consumption by new electric power plants. Finally, this section concludes with an estimate of
the impact of energy efficiency on water consumption by power plants.

4.1 Water Uses at Power Plants

   4.1.1  Power Plant Cooling Water
Electric power generation uses water in several ways and varying amounts depending on the
type of generation technology and cooling system employed (CEC, 2002, p. 1-3). Water is used
primarily for condensing steam, which is referred to as power plant cooling. The basic process is
shown in Exhibit 4-1. A boiler or other heat source is used to produce steam, which is used to
turn a turbine. The turbine turns the generator, which produces electricity. After turning the
turbine, the steam must be condensed back to water. A condenser is used to transfer the heat
from the steam to cooling water. The condensed water is pumped back to the boiler to start the
cycle again.
Cooling water systems are configured in two types: once-through and recirculating.

   •  Once-Through Systems. In cooling systems that only use water once—i.e., once-through
      systems—the cooling water is drawn from a source such as a river,  lake or ocean. The
      cooling water takes the heat that is transferred from the steam in the condenser and is
      discharged, typically back to its source. The cooling water typically increases by about
      20ฐF  (CEC, 2002, p. 2-4), and can increase by more than 30ฐF (CEC, 2001, p. 27).
                                                                                  4-1

-------
    •  Recirculating Systems. Some cooling systems recirculate the cooling water. As shown
       with dashed lines in the exhibit, the recirculated cooling water is typically cooled using a
       cooling tower. The cooled water can then be pumped back to the condenser to pick up
       heat. In some cases a cooling pond is used in place of a cooling tower.
Condensing steam in the condenser is a critical component of the power plant. A properly
operating condenser, with cooling water at the appropriate temperature, prevents backpressure
from building up at the turbine. If backpressure builds up, a 5 to 10 percent reduction in
electricity production can occur (USEPA, 2001 c, pp. 3-9 to 3-12). If the backpressure rises to
unacceptable levels, the plant must be taken off line. Consequently, care is taken to ensure that
the cooling system operates properly.

Exhibit 4-1: Typical Cooling Water Configurations
                       Boiler or Other
                        Heat Source
                                        Steam
    Pump
         Recirculating Cooling Water
 Cooling Water
  Discharge
(Once Through)
               Recirculating (
              Cooling Waterj
Cooling Tower
I
t
                      Pump
                                  Cooling Water
                                     Intake
                                         Cooling Water
                                          Discharge
                                         (Recirculating)
Once-through cooling systems withdraw very large amounts of water, and discharge virtually all
the water back to its original source. Prior to the enactment of the Clean Water Act, once-
through cooling was the dominant choice for power plant design (Micheletti and Burns, undated,
p. 3). Following the requirement that best available technologies be used to minimize the
environmental impact of cooling water use, recirculating systems became the standard cooling
method for newly constructed power plants (Micheletti and Burns, undated, p. 2). Recirculating
systems withdraw much less water, but a portion of the water is evaporated in the cooling tower.

Nearly all the power plants in the United States that use steam turbines use either once-through
or recirculating cooling water systems (or a combination of both). The steam may be produced
                                                                                     4-2

-------
by coal, gas, nuclear energy, or other fuels. In nearly all cases, however, cooling water is used
to condense the steam. About two-thirds of the utility electric power plant capacity in the U.S. is
steam generation (analysis of data in El A, 2008) and about 85 percent of recent U.S. electricity
production was from steam (EPRI, 2002,  p. vii). Consequently, cooling water is commonly used
to condense steam at power plants in the U.S.

About 22 percent of electric power generating capacity is combustion turbines in which fuel
(typically natural  gas) is burned directly in a turbine.11 Because steam is not used in the
process, cooling  water is not used to condense steam. Nearly one-third of this combustion
turbine capacity is configured in combination with a steam turbine to provide a "combined cycle"
power plant. In this configuration, fuel is burned directly in the combustion turbine to turn a
generator. The exhaust from the turbine is hot, so it can be used to produce steam.

In Exhibit 4-1, the hot exhaust from the combustion turbine would be the heat source for the
steam. Once the steam is produced, the process of using the steam to produce electricity is as
depicted in the exhibit. Consequently, in combined cycle power plants, cooling water is used on
the steam portion of the power production, but not on the combustion portion.12

The remaining electric power capacity in the  U.S. is made up of hydroelectric power (about
10 percent) and other miscellaneous sources. Cooling water is not used in these other plants.

    4.1.2 Other Uses of Water at Power Plants
Water is used at electric power plants for several purposes in addition to cooling water for
condensing steam, including the following (CEC, 2002, p 1-4):

    •   Steam: The water for producing steam must be replaced  periodically.

    •   Emissions Control: Water is used  in some NOx control systems.

    •   Auxiliary Equipment Cooling: Water may be used to cool  various pieces of equipment.
       Chief among the cooling applications can be intake air cooling for combustion turbines.
       Intake air to the combustion turbine may be cooled to prevent loss of power output of the
       turbine, particularly during hot weather (TICA, 2008).

    •   Plant Maintenance and Personnel Needs: Water is used for cleaning and related uses,
       as well as for toilets, showers, drinking water, and other personnel needs.

Although these water uses are small compared to cooling water withdrawals, they can comprise
up to nearly one-third of total water consumption at individual combined cycle power plants with
recirculating cooling systems (CEC, 2002, p. 1-4).

One study recently examined whether hydroelectric power is an important consumer of water
(Torcellini, et al., 2003). Water flowing through turbines and  into the river is not considered a
consumptive use of water because the water is immediately available for other uses. However,
the authors examined the increased evaporation associated with converting a flowing stream to
a reservoir. When viewed in this way, the creation of a reservoir causes a substantial increase
in evaporation, which may be considered a consumptive use of water because the water is no
longer available for use downstream  (Torcellini, et al., 2003, p. 3). The amount of increased
11 A combustion turbine is similar to a jet engine, in which fuel is combusted to turn the turbine directly
without the use of steam.
12 Gas-fired combined cycle power plants are increasingly the design of choice of new plant construction.
By virtue of using the waste heat from the combustion cycle, they are more efficient than traditional steam
plants. Additionally, by using natural gas, they have lower air emissions than typical coal-fired plants.
                                                                                    4-3

-------
evaporation was calculated to be significant, with total water consumption more than double the
consumption for power plant cooling water.13

It is important to recognize that dams and reservoirs have wide ranging impacts on the local
environment, as well as diverse benefits in terms of water supply, recreation, and flood control.
It is inappropriate to assign 100 percent of the evaporative consumption of water from reservoirs
solely to electric power production. For purposes of this report, we acknowledge that these
evaporative losses are significant, but do not address them further.
As mentioned above, once-through cooling systems increase the temperature of the cooling
water prior to its discharge. The increased water temperature can increase the amount of
evaporation from the receiving body of water (EPRI, 2002, p. 3-2). These incremental
evaporative losses can be significant,  and may be considered a consumptive use of water from
these plants even though the consumption does not occur on site.

4.2 The Rate of Water Consumption at Power Plants

   4.2.1  Cooling Water Consumption at Power Plants
The rate of water consumption in power plants is typically expressed in terms of water use per
unit of electricity produced, or gallons  per kWh. While various studies have examined water use
from power plant cooling, the underlying data on water withdrawal, discharge, and use originate
from the Energy Information Administration (EIA) Form 767. Using this form, power plants with
capacities of 100 MW or more report their annual water use for power plant cooling. These data
can be compared to the power generation reported  by the same plants on Form 767 to calculate
water use per kWh.
The Form 767 data for 2002 show considerable variability.14 The data include the following:

   •   Water withdrawal, discharge and consumption are reported for each cooling system in
       units of cubic feet per second.  These data represent annual average values.

   •   The type of cooling system is identified, including  once-through versus recirculating
       systems.

   •   A single power plant may have multiple cooling systems, so that a single power plant
       may have both once-through and recirculating cooling systems.

   •   A single power plant may have multiple generating units. The electricity generation data
       reported in Form  767 include only the generation at those units for which cooling water is
       used. The generation  data do not include, for example, generation from combustion
       turbines that do not use cooling water, but are located at the same power plant.

The total dataset provided information on 1,625 cooling systems at 734 different power plants.
These observations were summarized into plants with once-through systems, recirculating
systems, and mixed systems (in which both once-through and recirculating types are reported).
Exhibit 4-2 shows the estimates of water withdrawal per kWh generated for once-through and
recirculating systems. As shown in the exhibit, the withdrawal rate for once-through systems is
13 The comparison here is for water consumption, not water withdrawal. The increased evaporation due to
reservoirs was estimated to be more than double the water consumption associated with power plant
cooling. As discussed in the text, only a small fraction of the water withdrawn for power plant cooling is in
fact consumed.
14 Some apparent data entry errors were identified by comparing 2002 data with 2000 and 2001 data for
the same plants. One significant data edit performed was the replacement of water withdrawal and
consumption values of 1706 cubic feet per second with 17.6 for one power plant (#6139, in Texas) based
on comparison with previous years.
                                                                                    4-4

-------
much larger than for recirculating systems, ranging from 15 gallons per kWh to more than
200 gallons per kWh. By comparison, the withdrawal rates for recirculating systems are nearly
all below 10 gallons per kWh.

Exhibit 4-2: Water Withdrawal for Power Plant Cooling Water
                                 Once Through Cooling Systems
                                      (285 Observations)
     250
     200
   S) 150
   ฃ 100
   HI

   I
                  *ซ*
 AปT    L **
/  * +S  ~.
                     5,000,000
           10,000,000         15,000,000

                Generation (MWh)
20,000,000
25,000,000
                                  Recirculating Cooling Systems
                                      (209 Observations)
     250
                     5,000,000
           10,000,000         15,000,000

                Generation (MWh)
20,000,000
25,000,000
Source: Analysis of EIA Form 767 data for 2002 (EIA, 2004).
                                                                                         4-5

-------
Exhibit 4-3: Water Consumption for Power Plant Cooling Water
                                     Once Through Cooling Systems
                                          (285 Observations)
   E
   3
   to
   3
      4.5
      4.0
      3.5
      3.0
      2.5
2.0
1.5
                       5,000,000
10,000,000         15,000,000
     Generation (MWh)
                                                                    20,000,000
                 25,000,000
                                     Recirculating Cooling Systems
                                          (209 Observations)
      0.0
                       5,000,000
                                  10,000,000         15,000,000
                                       Generation (MWh)
20,000,000
                                                   25,000,000
Source: Analysis of EIA Form 767 data for 2002 (EIA, 2004).
                                                                                                  4-6

-------
Exhibit 4-3 shows that recirculating systems consume more water than once-through systems.
As shown in the exhibit, recirculating systems typically consume about 0.5 gallons per kWh,
while nearly all the once-through systems are substantially below that level. Summary statistics
for the available data include:15

   •   Once-through systems:

       >  The average water consumption rate is about 0.11 gallons per kWh. This average is
          influenced heavily by the relatively small number of observations with non-zero
          consumption rates: 86 percent of the observations report no water consumption (all
          the water withdrawn is reported as being discharged).

       >  The median rate of water withdrawal is 54 gallons per kWh. The 25th and 75th
          percentile values are 36 and 87 gallons per kWh, respectively.
       >  Total electricity production from the plants in the data set was about 915 million MWh
          in 2002, or about 24 percent of the national total.

       >  The estimates are based on data for 285 power plants with only once-through
          cooling systems and valid and complete data for purposes of performing the
          calculations.

   •   Recirculating systems:

       >  The average water consumption rate is 0.75 gallons per kWh. The median
          consumption rate is 0.55 gallons per kWh. The 25th and 75th percentile values are
          0.39 and 0.88 gallons per kWh, respectively.

       >  The median rate of water withdrawal is 0.81 gallons per kWh. The 25th and 75th
          percentile values are 0.57 and 1.9 gallons per kWh,  respectively. These withdrawal
          rates are on the order of 1.5 to 2.2 percent of the withdrawal rates for once-through
          cooling systems.
       >  Total electricity production from the plants in the data set was about 990 million MWh
          in 2002, or about 26 percent of the national total.

       >  The estimates are based on data for 209 power plants with recirculating cooling
          systems and valid and complete data for purposes of performing the calculations.

These water withdrawal and consumption figures for cooling water are consistent with recent
estimates by CEC and EPRI (see Exhibit 4-4).

Because these values apply to steam condensing, they do not reflect the water intensity of
electricity production using combined cycle power plant configurations. Typically, the total
generating capacity of a combined cycle plant is two-thirds from combustion turbines and one-
third from steam turbine generation. Because the combustion turbines use no cooling water to
condense steam, the total cooling water consumption is associated only with the steam turbine
portion of the  plant. As a result, water withdrawal and consumption per kWh for the complete
combined cycle plant is about one-third the value for the steam portion alone.

For example,  a combined cycle plant may produce 480,000 MWh in a year, with 320,000 MWh
coming from the combustion turbine and 160,000  MWh coming from the steam turbine. If the
cooling water requirement for the steam cycle is 0.6 gallons per kWh, then the total cooling
water consumption would be 0.6 gallons/kWh x 160,000,000 kWh = 96 million gallons. This
cooling water requirement would then be divided by the total plant output of 480,000 MWh to
15 Note that the data for 2002 do not include nuclear power plants.
                                                                                   4-7

-------
calculate the total water consumption per kWh for the entire plant, which would be 0.2 gallons
per kWh.

The total cooling water consumption for all electric power production in the U.S. depends on the
mix of generating technologies used and the mix of cooling systems used. Unfortunately, the
data needed to match cooling system use to actual power generation is lacking (EPRI, 2002,
p. 4-5). As demonstrated above, there is wide variation in water consumption among plants and
between once-through and recirculating cooling systems. Additionally, the portion of power
produced by combustion turbines and combustion turbines in combination with steam turbines
(combined cycle) influences the average rate of water consumption.

Exhibit 4-4: Cooling Water Withdrawal  and Consumption for Steam Plant Cooling

This Paper
Median
(25th to 75th percentile)
CEC (2002)
EPRI (2002)
Once-through Cooling
Withdrawal Rate
(gallons/kWh)
Consumption Rate
(gallons/kWh)
54
(36 to 87)
0
(0 to 0)a
30 to 45
Negligible
20 to 50 (fossil)
25 to 60 (nuclear)
About 1% of withdrawal"
Recirculating Cooling
Withdrawal Rate
(gallons/kWh)
Consumption Rate
(gallons/kWh)
0.81
(0.57 to 1.9)
0.55
(0.39 to 0.88)
0.6 to 0.9
0.72
0.5 to 0.6 (fossil)
0.8 to 1.1 (nuclear)
0.48 (fossil)
0.72 (nuclear)
a 86 percent of the observations reported no water consumption.
b Includes increased evaporation from the receiving body of water due to temperature increase in the
cooling water.
Values reported for steam cycle only. Not applicable to combined cycle power plant cooling. See text.
Estimates for this paper from analysis of EIA Form 767 data (EIA, 2004).
Recognizing these data limitations, EPRI estimated total cooling water consumption at
approximately 2,300 to 3,000 million gallons per day (mgd) for the year 2000 (EPRI, 2002,
p. 6-3).16 Given total annual electricity generation of about 3,800 million MWh in 2000 (EIA,
2007a),  the average rate of water consumption is about 0.2 to 0.3 gallons per kWh. This
estimate is a total average across all electricity production, including electricity that does not
require cooling water (such as hydroelectric power and electricity from combustion turbines).

As discussed above,  evaporation from streams and lakes may be increased by the higher
temperature of the water discharged from once-through cooling systems. For once-through
cooling the amount of evaporation may be on the order of 0.3 gallons per kWh, or about
one percent of the water withdrawal for this type of cooling (EPRI, 2002, p. 3-2). This figure is
included in the EPRI estimate of water consumption. Increased evaporation is not expected for
recirculating cooling systems because the water is cooled prior to its discharge (see Exhibit 4-
1).
16
  The EPRI (2002) estimate is for freshwater consumption. Saline water consumption for cooling water is
expected to be very small because coastal cooling systems are typically once-through designs.
Consequently, the estimate of freshwater consumption is taken as total consumption.
                                                                                    4-8

-------
The cooling water consumption requirements of newly constructed power plants can vary
substantially. Given that once-through cooling for steam cycles is not expected to be used, the
options for new plants may include:

   •  combustion turbine with no cooling water consumption;

   •  combined cycle power plant with a recirculating cooling  system consuming about
      0.2 gallons per kWh; and

   •  steam plant with a recirculating cooling system consuming about 0.6 gallons per kWh.

Additionally, dry cooling systems are emerging as an alternative (see below). The relative
environmental attributes of each of the options is undergoing examination and debate (see, e.g.,
CEC, 2002 and USEPA, 2001 c).
   4.2.2 Other Uses of Water
The other uses of water are typically much smaller than cooling water consumption. CEC
estimated these other uses for various configurations of power  production, including (CEC,
2000, p. 1-4):

   •  Stand alone steam plant: 0.03 gallons per kWh for evaporation, blowdown, and other
      uses. This water use is about 5 percent of the average water use per kWh for
      recirculating cooling water systems at steam plants.

   •  Combustion turbine: 0.15 gallons per kWh for inlet air cooling, emissions control, and
      other uses. No cooling water is used at these plants.17 This rate of water usage is about
      25 percent of the average  recirculating cooling water use at steam plants.

   •  Combined cycle power plant: 0.11 gallons per kWh, computed as 2/3 times the rate for
      the combustion turbines plus 1/3 times the rate for steam plants.18 This rate of water use
      is about 50 percent of the use for recirculating cooling water estimated for these plants.

Water may also be used for coal gasification at some facilities.  Although not in wide use, EPRI
estimates water consumption at about 0.15 gallons per kWh for gasification when used in
combined cycle configurations (EPRI, 2002, p. 3-7).

As combustion turbines and combined cycle power plants account for an increasing share of
future total electricity production in the U.S., these water uses will take on increasing importance
in overall water consumption. Because steam plants currently dominate total electricity
production, these  uses remain minor.

4.3 Dry Cooling

Dry cooling is emerging as a technical option for reducing water withdrawal and consumption by
electric power plants. As shown in Exhibit 4-5, steam is condensed in an air cooled condenser
that uses no water. The air cooled condenser is similar to an enormous automobile radiator. The
steam is passed through pipes with fins over which air is blown. The air picks up the heat from
the steam, thereby condensing the steam to water.

The principal concerns regarding dry cooling are its cost and its decline in capacity during  hot
weather. The decline in cooling capacity causes a reduction in the amount of power that can be
produced, and is called an "energy penalty." Unfortunately,  it is precisely during hot weather that
17 The water consumption for inlet air cooling at combustion turbines was estimated to be about 0.036 to
0.072 gallons per kWh for those turbines that use it (CEC, 2002, p. 6-3).
18 The calculation is: 0.03 / 3 + 0.15 x 2 / 3 = 0.11.
                                                                                   4-9

-------
a reduction in production capacity is generally most unfavorable. The severity of this concern
regarding cooling capacity depends on the temperature profile of the site. More hours of high
temperatures translate into greater concern over loss of capacity.
USEPA (2001) estimated the magnitude of the energy penalty for a range of conditions. Exhibit
4-6 summarizes the estimates for average load conditions and peak load conditions during hot
summer weather. As shown in the exhibit, current expectations are that the reduction  in
generating capacity can be significant when using dry cooling.

Exhibit 4-5: Typical Dry Cooling Configuration
                     Boiler or Other
                      Heat Source
 Pump
                                       Steam
                                                                   Generator
                                               Steam Turbine
                 Air Cooled Condenser
                        Fan
                                        Air Flow
These energy penalties are not inevitable, however. To overcome this problem with cooling
capacity, the size of the air cooled condenser can be increased so that under high ambient
temperature conditions the system has adequate cooling capacity. Increasing the size increases
capital and operating costs. A larger facility also requires more land, and may be taller, making it
more visible. Another option for addressing this problem is to operate a combined or "hybrid"
wet and dry cooling system. The wet portion  of the cooling system would only be used when
high temperature conditions were encountered. A hybrid system also adds capital and operating
costs, as well as operating complexity. Micheletti and Burns (undated, p. 12) indicate that the
operational complexities could be significant.
Given that the energy penalties can be addressed through system design, the primary issue to
be considered for dry cooling is not energy penalties,  but rather cost. At this time, the
construction and operating experience with dry cooled systems is extremely limited in the U.S.
(Micheletti and Burns, undated, p. 9), and the available literature contains little quantitative cost
information (CEC, 2002, p. 3-3). The optimal tradeoff among design capacity and operating
                                                                                   4-10

-------
parameters for a full range of ambient temperature conditions has not been defined.
Consequently, the increased costs of dry systems, and the cost-optimal tradeoff between
energy penalty and capital and operating costs, are not known precisely.
CEC (2002) summarizes the history of the use of dry cooling in the U.S. and around the world.
We do not repeat the information here but note that dry cooling has been used more frequently
in Europe and South Africa than in the U.S., particularly in areas where cooling water is not
available. Its first large U.S.  installation (330 MW power plant) was at a coal mine in Wyoming in
1977 where water supplies were limited (CEC, 2002, p. 3-5). Very few plants were built in the
U.S. using dry cooling through the  1980s and 1990s.
Increasingly, dry cooling power plants are starting to be proposed and built to address water
supply and environmental concerns. Maher (2002) summarizes dry power plant cooling activity
in southern Nevada, showing that the majority of new capacity is  proposed with dry cooling.
Dougherty discusses dry cooling power plants proposed and built in Massachusetts, including
the conclusion that dry cooling is being recognized as the best alternative for avoiding permitting
impasses in the state (Dougherty, 2002,  p. 17). Despite these recent trends, power generation
capacity on dry cooling remains limited in the U.S. (CEC, 2002, p. 3-6).

Exhibit 4-6: National Average Energy Penalty by Cooling System Type
Cooling Type
Recirculating versus
Once Through
Dry Cooling versus
Once Through
Dry Cooling versus
Recirculating
Nuclear Power
Average
Load
1 .7%
8.5%
6.8%
Peak
Load
1 .9%
1 1 .4%
9.6%
Combined Cycle
Average
Load
0.4%
2.1%
1 .7%
Peak
Load
0.4%
2.8%
2.4%
Fossil Fuel
Average
Load
1 .7%
8.6%
6.9%
Peak
Load
1 .7%
10.0%
8.4%
Average Load = 67% capacity.
Peak Load = 100% capacity during hot weather.
Estimates are national averages. Results vary by location.
Source: USEPA (2001), p. 3-2.


Because the design and cost of dry cooling systems are sensitive to site-specific temperature
conditions, CEC (2002) examined four California locations to compare the costs and benefits of
alternative cooling options. For a 500 MW gas-fired combined cycle power plant that is typical of
the new plants proposed for California, the incremental capital costs of dry cooling over a
recirculated cooling water system was about $15 million to $44 million (CEC, 2002, p. 9-3). The
range is driven by the temperature conditions across the four sites. The higher incremental
costs are expected for the desert study site that has high ambient temperatures for a large
number of hours. The lower costs are for a Bay area location that rarely experiences high
temperatures. No incremental operating and maintenance costs were identified. For purposes of
comparing the alternative cooling systems, the cooling systems were  designed to enable the
power plant to perform at the level that would be achieved using a typical recirculating water
cooling system.

The total initial capital cost for a gas-fired combined cycle power plant in California is on the
order of $600 per kW (CEC, 2003c, p. C-3 and CEC, 2000, p. 36), making the approximate total
cost for the CEC example about $300 million. The  incremental capital cost of the dry cooling
systems adds about 5 percent to 15 percent to these capital costs. Because the capital  costs
                                                                                  4-11

-------
are only a portion of the total levelized cost for a new power plant, the percent impact of the
increased capital costs on total levelized costs per kWh will be less, possibly on the order of
1 percent to 7 percent.
An analysis by the Hewlett Foundation estimates an increase in capital costs of about
3.5 percent for dry cooling, with an impact on total  annualized costs of about 0.19 cents per
kWh over and above the costs for a typical recirculating cooling  system (Hewlett Foundation,
2003, p. 12). This impact on total annualized cost is consistent with the range developed from
the CEC analysis.

Given the relative lack of design and operating experience for dry cooling systems in the U.S.,
much remains to be learned regarding the cost and performance tradeoffs under the diverse
operating conditions encountered across the country. As the competing needs for water supply
and electricity production are addressed, dry cooling may take on increased importance,
particularly in arid and semi-arid locations. In areas with adequate water supply, such as
Massachusetts, dry cooling systems may be considered as a means of reducing overall impacts
on water resources.

4.4 The Water Impacts of Energy Efficiency

National, regional, and local energy efficiency programs promote energy-efficiency products,
processes, and practices. The programs are designed to reduce overall energy  costs for
consumers, as well as prevent pollution associated with the production and use of energy. By
improving energy efficiency and reducing energy production, water consumption associated with
electricity production is also reduced. Section 7.2 presents several examples of the key
relationships between energy efficiency and water efficiency opportunities.
                                                                                   4-12

-------
                        5.  Residential Water Consumption

Residential water is supplied primarily by two sources: public water supply systems and self-
supply from groundwater wells. As discussed in Section 2, public supply systems accounted for
about 10.6 percent of annual water withdrawals in 2000, while self-supply accounted for about
0.9 percent. Together, these two sources are the third largest sector for withdrawals, after
power plant cooling and irrigation (USGS, 2004, p. 7).  Residential water use accounts for about
two-thirds of the water use in this sector, or about 7 percent of annual withdrawals. The
remaining one-third of the water is used for commercial, institutional, and other uses.

Also referred to generally as "urban water use," these withdrawals  amounted to about
46,900 million gallons per day  (mgd) of freshwater in 2000. A substantial portion of this
withdrawal is consumed, estimated at about 19 percent or about 8,000  mgd in 1995 (USGS,
1998, p. 19). Consumption includes landscaping irrigation, conveyance losses (leaks),
evaporation, and water consumed by drinking. In 1995, this water consumption was second only
to water consumed for irrigation.  The urban water that is not consumed is typically treated in a
wastewater treatment plant (see  Section 3) and discharged to a receiving body of water.19

Although withdrawal and consumption are small compared to water used for irrigation,  urban
water use is typically highly visible. Population growth and economic development depend
critically on continued access to high quality, reliable sources of water. Consequently, states
and community water systems work to ensure adequate supply and delivery to meet evolving
needs. Recognizing  the importance of protecting drinking  water quality, the 1996 Amendments
to the Safe Drinking  Water Act (SDWA), required states to develop comprehensive Source
Water Assessment Programs (SWAP) that:

   •   identify the areas that supply public tap water;

   •   inventory contaminants and assess water system susceptibility to contamination; and

   •   inform the public of the results (USEPA, 1997a).

All 50 states have had their SWAPs approved by EPA (USEPA, 2001 b).

As discussed above in Section 3, about 161,000 public and private water supply systems
provide potable water throughout the United States, serving residential, commercial,
institutional, and industrial customers. Community water systems serve a population of more
than 273 million, and approximately 3,900 large and very  large community water systems (those
serving more than 10,000 people) serve a total of about 221 million. Most people in the U.S.
receive their water from these large community systems.

This section reviews residential end uses of water and summarizes opportunities for improved
efficiency. The impact of water rates and billing on consumption is  discussed briefly. This
section concludes with a discussion of the links between residential water and energy efficiency
programs.

5.1 Residential End Uses

Residential water uses are generally familiar, and include both indoor and outdoor uses. Indoor
water use is typically defined by the fixtures that use the water, including:

   •  toilets;
19 Of note is that in coastal communities, the treated wastewater is often discharged to the ocean, so that
the treated water is not available for freshwater uses downstream. Consequently, although the water is
discharged, it is not available for beneficial use by others and may be considered to be consumed.
                                                                                   5-1

-------
   •   showers and baths;

   •   clothes washers (laundry);

   •   faucets;

   •   dishwashers; and

   •   other (e.g., evaporative coolers).
Outdoor water use is often considered as a single category, and includes irrigation for lawns
and gardens, water for pools and spas, and other uses. Leaks are encountered both inside and
outside residences, and may include leaking pipes and faulty valves (e.g., a leaking faucet or
toilet).

This section focuses on indoor uses of water. This focus is not meant to imply that outdoor uses
are not important. Outdoor use is highly variable, and in arid climates, outdoor residential water
use can exceed indoor use. Examining the factors affecting outdoor use and the opportunities
for improving efficiency, although beyond the scope of this report, are important topics worthy of
investigation.

To aid  in water supply and delivery planning, studies have been conducted to understand
residential water use. Most recently, studies have examined opportunities to reduce water use,
particularly indoor uses, through the use of water-efficient appliances and fixtures. The 1984
study by Brown and Caldwell for the Department of Housing and Urban Development (HUD) is
an often referenced work that examined water use rates for selected residential appliances and
fixtures (Brown and Caldwell, 1984 and Mayer, et al., 1999). Multiple studies in the 1980s and
1990s  examined billing data and metered individual fixtures and appliances to better understand
the pattern of residential water use.
In the mid-1990s a new method of examining residential end uses of water was developed, and
subsequently deployed in a large scale study of 1,188 homes in 12 cities in the U.S. and
Canada. The study, titled Residential End Uses of Water (Mayer,  et al., 1999), provides the
most complete picture of indoor residential water use available today (see Exhibit 5-1). Three
follow-on studies were subsequently conducted using the same method that examined the
impact of installing water-efficient appliances and fixtures on water use in the home.

Exhibit 5-2 presents the measured indoor water use by end use for each  of the 12 study sites.
As shown in the exhibit, the mean indoor water consumption  in gallons per capita per day
(gpcd)  varied from 57.1 gpcd in Seattle to 83.5 gpcd in Eugene, with an overall average of
69.3 gpcd. Water use for toilets,  clothes washers, and showers are the three largest uses in
nearly  all the cities. The data are shown graphically in Exhibit 5-3.

Mayer, et al. (1999) present a detailed analysis of each end use. Highlights include:

   •   Toilets: Water for toilet flushing is the largest use in 10 of the 12 locations. The cities
       with the lowest per capita toilet water use also had the lowest mean flush volume
       (gallons per flush) and the highest saturation of ultra-low flush (ULF) toilets as revealed
       by the measured flow data.20 These data support the assertion that ULF toilets can
       reduce water usage in the home. Of note is that the mean flushes per capita per day did
       not increase for ULF toilets (Mayer, et al., 1999, p. 109).
20 Ultra-low flush toilets are defined as having a design flush rate of less than or equal to 1.6 gallons per
flush. For purposes of the analysis in Mayer, et al. (1999), all flushes under 2.0 gallons were counted as
ULF toilet flushes.
                                                                                     5-2

-------
   •   Clothes Washers: The data in Mayer, et al. (1999) were collected prior to the significant
       adoption of resource efficient clothes washers. Consequently, little variation was found in
       the water use per capita per day. The average volume per load was 40.9 gallons and the
       average number of washer loads per capita per day was relatively constant at 0.37
       across the study sites (Mayer, et al., 1999, pp. 95, 103).

   •   Showers: While there is variation in the amount of water used for showers across the
       study locations, the mean shower flow rate (in gallons per minute, gpm) was found to be
       relatively constant across all the locations. The variation in water use appears to be
       driven by the frequency of showers per person, which is probably correlated with the
       ages of the occupants.  The average flow rates were all below the 2.5 gpm mandated
       under the Energy Policy Act of 1992 (EPAct), indicating that many users reduce their
       shower flow rates to under this level even though they do not have a low flow
       showerhead (Mayer, etal., 1999, p. 110).21 However, only 15 percent of the homes
       studied had EPAct compliant flow rates exclusively.  The majority of the homes
       (60 percent) had a mixture of pre-EPAct flow rates and EPAct compliant flow rates, and
       25 percent of the homes had all their showers exceed the EPAct flow rate (Mayer, et al.,
       1999, p. 143). Consequently, although the average flow rate is less than 2.5 gpm,
       85 percent of the homes have data showing that some or all of their showers have flow
       rates exceeding 2.5 gpm. The study was able to compare homes in which all showers
       taken had flow rates below 2.5 gpm (LF Homes) with those in which all showers taken
       had flow rates above 2.5 gpm (non-LF Homes). The LF Homes used about 4.5 gpcd less
       water for showers compared to non-LF Homes, despite taking slightly  longer showers  on
       average (Mayer, etal.,  1999, p. 134).

   •   Leaks: The rate of leakage was highly variable. The median leak rate of 4.2 gallons per
       home per day (gphd) is well below the average rate  of 21.9 gphd. Nearly 67 percent of
       the homes measured had leak rates below 10 gphd, and 5.5 percent of the homes had
       leak rates of more than 100 gphd ((Mayer, etal., 1999, p. 139). A small portion of the
       homes account for the majority of the leakage.
Mayer, et al. compare their results to previous studies (see  Exhibit 5-4). The two largest studies,
Mayer, et al. and the HUD study, have similar overall results (Mayer, et al., 1999, p. 128). While
noting the general consistency of the various study results,  it is important to recall that the study
by Mayer, et al. was not meant to be statistically representative of cities generally. Demographic
characteristics, such as  age and time spent away from home (e.g., at work or school) have an
impact on indoor water use in the home. Additionally, the price of water has been measured to
have an impact on consumption, with higher prices for water and sewer services tending to
reduce indoor water use. Nevertheless, the relative similarity of the results across the study
sites provides some measure of confidence in the indoor use data despite potential regional
differences.
21 As of January 1, 1994, all newly manufactured shower heads were required by EPAct to have flow
rates of 2.5 gpm or less at a water pressure of 80 pounds per square inch (psi). Complying shower heads
are often referred to as "low flow" showerheads.
                                                                                  5-3

-------
Exhibit 5-1:  Overview of Residential End Uses of Water
Overview. Residential End Uses of Water presents a comprehensive measurement and analysis study of
residential water use in 12 cities in North America. The objective of the study was to provide specific data
on the end uses of water in residential settings, and to develop predictive models to forecast residential
water demand. Funded by the American Water Works Association Research Foundation (AWWARF), the
study was led by Aquacraft, Inc. and was conducted with the cooperation and assistance of the local
water utilities and their customers.
Water use was measured at 1,188 homes in 12 cities. Individual end use data were obtained for two two-
week periods at each house. Demographic data for each house were also obtained from the occupants,
along with billing data from the  utilities.
Measurement Method. This study was the first large scale deployment of a new measurement technique
that enabled end use data to be collected in a cost-effective manner. A data logger was installed on each
home's water meter that recorded cumulative water use every 10 seconds. The data loggers provided two
weeks of virtually continuous flow data for each of two measurement periods for each home. The
signature flow pattern of each end use appliance and fixture was identified using pattern recognition
software, so that the total flow could  be segmented into each end use. The segmented flow data provide
the detailed flow measurements by end use. Both the accuracy of the data loggers and the segmentation
of the total flow into individual end uses were verified. For example, the signature flow pattern for each
toilet in the house was determined and then detected  in the data. The number of times each toilet was
flushed, and the amount of water used for each flush, were then able to be  calculated.
Results. Residential End Uses of Water provides detailed measurements of water use by  end use in
each of the  12 study locations.  The 12 locations were not selected to be statistically representative of all
cities in North America. Nevertheless, the indoor uses of water show consistent patterns across the cities.
The average indoor water use was 69.3 gallons per capita per day (gpcd), with toilets, clothes washers,
and showers accounting for 65 percent of the total indoor use. Total indoor water use was  correlated with
the number of residents in the home. Outdoor use was highly variable, depending on weather, lot size,
and other factors.
Availability: The study is available from the American Water Works Association (AWWA)  bookstore at:
http://www.awwa.org/bookstore/productlist.cfm?cat=0.
Source: Mayer, etal., 1999.
                                                                                          5-4

-------
Exhibit 5-2: Indoor Residential Water Use by End Use and Study Site (gallons per capita per day)
Study Site
Seattle, WA
San Diego, CA
Boulder, CO
Lompoc, CA
Tampa, FL
Walnut Valley
WD, CA
Denver, CO
Las Virgenes
MWD, CA
Waterloo &
Cambridge, Ont.
Phoenix, AZ
Scottsdale &
Tempe, AZ
Eugene, OR
12 Study Sites
#Obs
99
100
100
100
99
99
99
100
95
100
99
98
1188
People/
House
2.8
2.7
2.4
2.8
2.4
3.3
2.7
3.1
3.1
2.9
2.3
2.5
2.8
Toilet
17.1
15.8
19.8
16.6
16.7
18.0
21.1
15.7
20.3
19.6
18.4
22.9
18.5
Clothes
Washer
12.0
16.3
14.0
15.3
14.2
14.1
15.6
16.8
13.7
16.9
14.5
17.1
15.0
Shower
11.4
9.0
13.1
11.1
10.2
11.7
12.9
11.4
8.3
12.5
12.6
15.1
11.6
Faucet
8.7
10.8
11.6
9.9
12.0
12.3
10.5
11.2
11.4
9.6
11.2
11.9
10.9
Leak
5.9
4.6
3.4
10.1
10.8
7.6
5.8
11.2
8.2
14.8
17.6
13.6
9.5
Other
0.0
0.3
0.2
0.9
0.3
2.3
0.5
1.1
6.0
2.2
5.0
0.1
1.6
Bath
1.1
0.5
1.4
1.2
1.1
1.0
1.6
1.3
1.9
1.2
0.9
1.5
1.2
Dish-
washer
1.0
0.9
1.4
0.8
0.6
0.8
1.2
0.9
0.8
0.8
1.1
1.4
1.0
Mean
57.1
58.3
64.7
65.8
65.8
67.8
69.3
69.6
70.6
77.6
81.4
83.5
69.3
Median
54.0
54.1
60.3
56.1
59.0
63.3
64.9
61.0
59.5
66.9
63.4
63.8
60.5
Std Dev
28.6
23.4
25.8
33.4
33.5
30.8
35.0
38.6
44.6
44.8
67.6
68.9
39.6
Source: Mayer, et al. (1999).


Distribution by end use for the 12 Study Sites:
(CW = clothes washer; DW = dishwasher)
Bath
                                                                                                                    5-5

-------
Exhibit 5-3: Indoor Residential Water Use by End Use and Study Site
     re
     Q
V
Q.
re
O
ฃ
U)
re
O
                                                                                              now
                                                                                              • Bath
                                                                                              D Other
                                                                                              DLeak
                                                                                              D Faucet
                                                                                              D Shower
                                                                                              • CW
                                                                                              D Toilet
                                          ^

Source: Mayer, et al. (1999).
CW = clothes washer; DW = dishwasher
                                                                                                                        5-6

-------
Exhibit 5-4: Comparison in Indoor Water Use Measurements Among Studies (gpcd)
Fixture
Toilet
Shower & Bath
Laundry
Faucets
Dishwasher
Other
Leaks
Total
# of homes
1984
HUD
Study
24.3
18.9
12.6
10.4
—
—
-
66.2
210
1991
East Bay
MUD (CA)
12.8
13.5
-
-
—
13.7
-
40.0
25
1993
Tampa (FL)
13.7
11.0
-
-
—
26.0
-
50.7
25
1994
Heatherwood
(CO)
15.1
11.1
14.4
9.1
1.9
—
7.2a
58.8
16
1995
Westminster
(CO)
pre-1977
housing
18.4
14.1
14.7
6.7
0.8
7.3
1.5a
63.5
20
1995
Westminster
(CO)
post-1984
housing
14.1
14.1
13.0
5.3
0.7
0.1
3.3a
50.6
20
1998 Data
12 cities
Mayer, et al.
18.5
12.8
15.0
10.9
1.0
1.6
9.5a
69.3
1,188
3 Leakage includes indoor and outdoor leaks.
Source: Mayer, et al. (1999), p. 129.
Sources cited: Brown and Caldwell (1984); Aher, at el. (1991); Anderson, et al. (1993), Aquacraft (1994) and
Aquacraft (1996).
5.2 Opportunities to Improve Residential Water Use Efficiency

There has been considerable research and investigation into opportunities to improve water
efficiency and reduce residential water use. The available data strongly support the conclusion
that indoor water use can be reduced significantly using cost-effective retrofit fixtures and
appliances. The WaterSense program is developing a series of product specifications for high
performing, high-efficiency fixtures that exceed the EPAct water use requirement. Products that
meet these specifications are currently available on the market or can readily be brought to
market. Accelerated retirement of old fixtures and replacement with new WaterSense labeled
fixtures is cost effective in most cases (see discussion on cost effectiveness in section 5.2.2).

   5.2.1  Measured Water Savings
Numerous water conserving "tips for consumers" are available that describe both behavioral
options and opportunities for replacing appliances and fixtures.22 The water saving tips from the
U.S. Environmental Protection Agency are available at USEPA (2007a), and the "water saver
home" profile is hosted by CUWCC (2006). The Federal Energy Management Program (FEMP)
has developed recommendations for using domestic water conservation technologies and
practices in government facilities,  including housing, hospitals, and office buildings (FEMP,
2002). Landscaping styles and irrigation  alternatives that are suitable for local conditions are
often promoted. In many cases, efforts to promote efficiency are emphasized during drought
conditions (e.g., PDEP (2003) and Massachusetts (2004)). Recommendations for saving water
typically address the major residential  uses of water, as summarized in Exhibit 5-5.
22
  An Internet search on "tips for saving water" yields numerous sites. Examples from around the U.S.
include: CUWCC (2006), LCRA (2008), American Water (2008), GDNR (2004).
                                                                                    5-7

-------
Exhibit 5-5: Typical Tips for Saving Water
End Use
Toilet
Shower
Faucets
Clothes Washer
Dishwashers
Irrigation
Behavioral Recommendations
Check for leaks and replace leaking
flapper valves.
Take shorter showers (during
drought conditions). Reduce flow
rate during showers.
Do not allow the water to run
unnecessarily (e.g., while shaving
or brushing teeth).
Wash full loads.
Wash full loads.
Limit watering to late evenings to
reduce evaporation. Only apply the
amount of water needed by the
plants. Check for and repair leaks.
Do not allow the water to run
unnecessarily.
Appliance/Fixture Recommendations
Replace old toilets with new WaterSense
labeled high efficiency toilets (HETs) or
models that comply with the EPAct limits
of 1.6 gallons per flush.
Replace shower heads with showerheads
that comply with the EPAct limits of
2.5 gpm maximum.
Install faucet aerators or replace faucets
to with WaterSense labeled faucets or
faucet accessories when available or
models that comply with the EPAct limits
of 2.2 gpm (kitchen) and 2.2 gpm
(lavatory) maxim urns.
Replace standard washers with ENERGY
STAR qualified clothes washers.
Replace standard dishwashers with
resource-efficient dishwashers (that carry
the ENERGY STAR label) that save water
and energy.
Install WaterSense labeled irrigation
products when available or irrigation
timers. Use WaterSense certified
irrigation professionals or modify
landscaping to require less water.
The water savings achievable, particularly with appliance and fixture retrofits, have been
measured and documented in multiple studies. In addition to documenting the savings under
laboratory conditions, field studies have demonstrated the effectiveness of water conserving
technologies under typical operating conditions in homes.  Most recently, several retrofit studies
have been conducted to measure the savings using the following method:

   •   Select Homes: Homes are selected for the study and data are collected for each,
       including demographic data and past billing data.

   •   Measure a Baseline: Baseline water use is measured under typical conditions for a
       period such as two weeks.

   •   Install New Appliances and Fixtures: New appliances and fixtures, such as clothes
       washers, toilets, and shower heads, are installed in the homes included in the study.

   •   Measure Post-Installation Water Use: Following  a period of adjustment (such as several
       months), water use is measured under typical conditions.

   •   Estimate Savings: The water savings are estimated as the difference between the post-
       installation use and the baseline use. A control group of homes that did not receive the
       retrofits may be used to examine potential changes in use unrelated to the retrofit
       installations.
This method can provide estimates of the impact of specific retrofit technologies on actual water
use under field conditions. Impacts on residential irrigation use are not typically assessed using
this method because irrigation requirements vary substantially during the year,  and brief
                                                                                    5-8

-------
measurements (e.g., for two weeks at a time) cannot quantify the impact of changes in
practices.
With funding from the U.S. EPA and others, Aquacraft, Inc. recently conducted retrofit studies in
three locations: Seattle, Washington, East Bay Municipal Utility District (EBMUD, Oakland,
California), and Tampa, Florida. The studies examined water savings from retrofitting toilets,
clothes washers, shower heads, and faucets. The study participants were selected to represent
customers with indoor use of more than 60 gpcd, which as a group puts the participants above
the average use in these three areas. Baseline water use reasonably corresponded to
expectations, as shown in Exhibit 5-6. One difference identified was that the leakage rates in
Tampa and EBMUD were significantly higher than the rates found in Mayer, et al. (1999) (see
Exhibit 5-2).
Exhibit 5-6: Baseline Water Use from Aquacraft Retrofit Studies (gallons per capita per day)

End Use
Bath
Clothes Washer
Dishwasher
Faucet
Leak
Shower
Toilet
Other
Total
# Homes
People/Home
Retrofit Studies
Tampa
2.6
14.7
0.6
9.4
18.9
12.7
17.9
0.5
77.2
26
2.91
EBMUD
3.0
13.9
1.0
10.5
25.7
12.0
19.9
0.1
86.2
33
2.55
Seattle
3.7
14.8
1.4
9.2
6.5
9.0
18.8
0.2
63.6
37
2.54

REUW
1.2
15.0
1.0
10.9
9.5
11.6
18.5
1.6
69.3
1,188
2.80
 REUW = Residential End Uses of Water study by Mayer, et al. (1999).
 Source: Aquacraft, 2004, p. 29.


The results of these three retrofit studies confirm that indoor water use can be reduced
significantly using readily available retrofit technologies. The technologies examined were:

   •  Toilets: Replace pre-1994 toilets with ultra-low flush (ULF) toilets that comply with the
       1.6 gallon maximum flush requirements in EPAct.

   •  Clothes Washers: Replace standard clothes washers with ENERGY STAR qualified
      clothes washers.23

   •  Showerheads: Replace pre-1994 showerheads with low-flow (LF) showerheads that
      comply with the 2.5 gallon per minute  maximum flow rate in EPAct.

   •   Faucets: Install aerators on kitchen and bathroom faucets or replace faucets with models
      that comply with the EPAct maximum  flow requirements.

The results of the studies show that ULF toilets can save approximately  10 gpcd and resource
efficient clothes washers, including ENERGY STAR models, can save about 5 to 7 gpcd.  There
23
  See Section 7.6 for ENERGY STAR clothes washer saving opportunities.
                                                                                   5-9

-------
was more variability in the savings from low-flow showerheads and faucets that comply with
EPAct flow rates (see Exhibit 5-7).
Of note is that the retrofits also reduced leaks, primarily from toilets. As shown in Exhibit 5-7,
leaks were reduced in all three study locations, by significant amounts relative to the baseline
leak rates in each location. These leak reductions were primarily associated with the elimination
of leaking toilets through the retrofits with new toilets. When the reductions from the appliances
and fixtures are added to the reductions from the leaks, the overall impact on indoor residential
water use is a reduction of about 35 percent to 50 percent. This amount of reduction is achieved
using current technologies that are widely available. In the case of the ULF toilets, faucets, and
low-flow showerheads, these performance levels are required by EPAct in all new products. The
studies  demonstrate that pre-EPAct products continue to be in widespread use.
Exhibit 5-7: Measured Water Use Reductions in Retrofit Studies
(gallons per capita per day)


Study

ULF
Toilets


cw


SH Faucets
Aquacraft Retrofit Studies
Tampa (2003)
EBMUD (2003)
Seattle (2000)
10.1
10.1
10.9
6.9
5.2
5.6
3.5 3.2
1.3 0.0
0.3 1.2
Comparison Retrofit Studies
SWEEP (2001)
Mayer, et al. (1999)
Westminster (1999)
Bern, Kansas (1998)
Heatherwood (1996)
MWD( 1992-94)
Tampa (1993)
EBMUD (1991)

10.5


2.6
11.4
6.1
5.3
5.3

4.6
7.2
10.9




4.5




3.6
1.7
Total:
Toilets, CW,
SH & Faucets

23.7
16.6
18.0










Reduction3
Leaks (% of Baseline)

15.2 50%
16.8 39%
4.3 35%









 ULF Toilets = Ultra Low Flush Toilets. Retrofit is a toilet complying with EPAct maximum of 1.6 gallons
 per flush. Some retrofits included dual flush modes, with partial flush volumes (for liquid wastes) of less
 than 1.0 gallon per flush.
 CW= Clothes Washer. Retrofit is one of several ENERGY STAR labeled clothes washers.
 SH = Showerheads. Retrofit is a showerhead complying with EPAct maximum flow of 2.5 gallons per
 minute.
 3 Reduction = Reduction from toilets, clothes washers, showerheads and faucets and leak reduction
 divided by total baseline (from
 Exhibit 5-6).
 Source: Aquacraft (2004), pp. 56, 60, 65.
 Sources cited: Brown and Caldwell (1984); Aher, at el. (1991); Chesnutt, et al. (1992); Anderson, et al.
 (1993), Aquacraft (1994); Aquacraft (1996); and Tomlinson and Rizy (1998), Sullivan, et. al. (2001).
Aquacraft (2004) compares the results from the three studies to previous studies and finds
similar water savings from these appliances and fixtures. In addition to the studies identified in
Exhibit 5-7, additional studies provide supporting evidence for the water savings estimates.2
Two examples are as follows:
24
24
  Gleick, et al. (2003) discusses additional evidence for water saving estimates.
                                                                                      5-10

-------
   •   A study focusing on clothes washers was conducted by Oak Ridge National Laboratory
       in Boston in 2000 (Durfee and Tomlinson, 2001). The savings reported for 50
       condominiums was calculated to be about 4.1 gpcd. This value is less than the
       approximately 5 to 7 gpcd found by Aquacraft. A portion of the difference appears to be
       accounted for by the fewer loads of laundry per person found in the Boston study (0.32
       loads per person per day) compared to the results from the Aquacraft studies (0.32 to
       0.42 loads per person per day). Of note is that the average age of the Boston study
       participants was above 50 (Durfee and Tomlinson, 2001, p. 6).

   •   The Jordan Valley Water Conservancy District evaluated the savings from replacing 275
       residential toilets with three models of ULF toilets (Mohadjer, 2003). The average water
       savings for the 42 toilets with flow measurements and flush counters was 8.1 gpcd
       (Mohadjer, 2003, p. 9). Additionally, the authors noted that the replacements reduced
       toilet leaks by a comparable amount (Mohadjer, 2003, p. 10).

In addition to these technologies, resource-efficient, including ENERGY STAR, dishwashers
have also been examined for their water savings. The Save Water and Energy Education
Program (SWEEP) found a 39 percent reduction in dishwasher water use when ENERGY STAR
labeled dishwashers replaced existing dishwashers in 50 homes in two Oregon communities
(Sullivan, et al., 2001, p. 34). Overall, this study found a 25 percent reduction in indoor water
use from retrofitting toilets, clothes washers, and dishwaters (leaks were not measured)
(Sullivan, etal.,2001, p. 26).

While all these data point to significant savings, the measurements were typically performed
within several months of retrofit installation. The persistence of the savings remains to be
assessed. Water savings from clothes washers, faucets and showerheads would be expected to
remain so long as the appliance  or fixture remains in place. However, there has been some
concern that water savings from  ULF toilets may not be maintained. Over time, toilet flapper
valves wear out and need to be replaced.25 Replacement flapper valves tend to increase the
flush volumes of toilets, in some  cases significantly (NAHB Research Center, 2002).
Additionally, leaks from flapper valves (the primary source of leaks), may reappear due to  valve
deterioration over time. Consequently, attention to replacement flapper valves and how they
affect water use is a high priority. To address this issue, trim durability and marking
requirements were incorporated  into ASME Standard A112.19.5-Trim for Water-Closet Bowls,
Tanks, and Urinals. Meeting this standard is a requirement for HETs carrying the WaterSense
Label.

Lack of consumer acceptance or changes in consumer behavior can also affect the savings
achieved. The Aquacraft, Boston, and Jordan Valley studies each examined customer
satisfaction. In all cases, customer satisfaction was higher for the newly retrofitted products than
it was for the original fixtures and appliances. Although possible concerns have been raised
regarding the performance of ULF toilets,  the studies reviewed here did not find customer
dissatisfaction problems with ULF toilets.  The Jordan Valley study noted that one of the three
ULF toilet models used in  that study performed less well compared to the others, with only
69 percent of recipients recommending  it  to others, while the other models were recommended
by 92 percent and 96 percent of  recipients (Mohadjer, 2003, p.  5).
25 Most residential toilet designs use a flapper valve to effectuate the flushing of the toilet. The activation
of the flush handle lifts the flapper valve, which allows water to flow from the tank into the bowl for the
flush. As the flapper valve wears, it may not seal completely, causing the toilet to leak. Replacement
flapper valves are often different configurations from the original designs, such that the average flush
volume is increased. See NAHB Research Center (2002) and Gauley and Koeller (2003) for additional
information on replacement flapper valves.
                                                                                   5-11

-------
Recently, increased attention has been paid to the performance of toilets, including developing
improved test methods that better reflect field conditions (Gauley and Koeller, 2003).26 Tests
show a wide range in the performance of ULF toilets, in terms of the amount of solid waste that
is cleared reliably in a single flush (Gauley and Koeller, 2003, pp. 7-8). The high satisfaction
with the retrofit toilets in the above studies appears to be due to the use of models that generally
perform well. The one model that was a concern in the Jordan Valley study was not rated highly
by Gauley and Koeller. With release of the WaterSense MET specification and the labeling of
these products, consumers will have assurances on the performance and water saving potential
of these products.

Based on a review of the available data, the evidence supports strongly that water conserving
fixtures and appliances are effective in reducing water use under realistic field conditions. In a
comprehensive review of water supply and conservation options, Western Resource Advocates
(2003) estimated water use for homes equipped with a range of fixtures and appliances.  Based
on their analysis, we can identify water use patterns of three types of homes:

   •  Average Homes that use  water according to the estimates in Mayer, et al.  (1999).

   •   EPAct Homes that include fixtures and appliances that comply with EPAct standards,
       including ULF toilets, LF shower heads and LF faucets.

   •  WaterSense and ENERGY STAR Homes that include WaterSense labeled high-
      efficiency toilets  and faucets, that go beyond EPAct requirements and reduce leaks an
      additional 2 gpcd beyond  EPAct Homes. Additionally, these homes include ENERGY
      STAR clothes washers and dishwashers, which combined generate a savings of
      approximately 9  gpcd beyond EPAct Homes.27

Exhibit 5-8 presents the estimates for these three  configurations. As shown in the exhibit, the
total water use per capita per day can be reduced significantly using these measures.  By
switching from pre-EPAct to currently available EPAct compliant plumbing fixtures and
appliances, consumers can realize savings of over 20 percent. Additionally, by investing  in
ENERGY STAR and WaterSense products, consumers could save an additional 15 percent.
Combined these measures have  the potential to reduce water consumption by approximately 40
percent or about 27 gpcd compared to average home water consumption.
26 Performance tests for ULF toilets that meet the EPAct maximum flow requirements were adopted by
industry. However, some have commented that the standards are not adequately rigorous such that some
poorly performing models have reached consumers (GAO, 2000, p. 26). GAO (2000) summarizes the
history of performance testing standards for ULF toilets.
27 ENERGY STAR clothes washers are 55 percent more efficient and ENERGY STAR dishwashers are
33 percent more efficient than conventional units. Water savings based on the following water usage
estimates: ENERGY STAR clothes washer uses 5,748 gallons per year; a conventional clothes washer
uses 12,741 gallons per year; an ENERGY STAR dishwasher uses 860 gallons per year; and a
conventional dishwasher uses 1,290 gallons per year (ENERGY STAR, 2008a, ENERGY STAR, 2007b).
                                                                                  5-12

-------
Exhibit 5-8: Water Use at Three Representative Home Types
                                                                                  new
                                                                                  • Bath
                                                                                  D Other
                                                                                  • Leak
                                                                                  D Faucet

                                                                                  D Show er
                                                                                  • CW
                                                                                  D Toilet
               Average Home
EPAct Home
WaterSense and ENERGY STAR
         Home
Not included in these assessments of residential water efficiency options are techniques for
reducing the loss of water down the drain while a person waits for hot water to reach the point of
use (such  as the faucet, shower, or tub). Such losses can be on the order of one to three
gallons each time a fixture is used (Ally, et al., 2002, p. 1). Tankless water heaters that are
located at  the point of use (e.g., the shower) can provide hot water on demand, thereby
reducing or eliminating this water loss. Hot water recirculating systems are also being
considered for residential applications (Ally, et al., 2002). These recirculating systems return
water from the hot water line back to the hot water tank until the water reaching the fixture
reaches the desired temperature. Once the temperature is reached, a valve opens so that the
hot water can flow to  the fixture. Additionally leaks, which consume 9.5 gpcd on  average, can by
identified and reduced through home audits.
The components for recirculating  systems can be  obtained from retail stores (Ally, et al., 2002,
p.  1). A key design element for the system in residential applications is that the recirculation
pump only runs  briefly (typically less than 30 seconds) when the hot water is turned on. One
system, developed initially through the Department of Energy's Inventions and Innovation grant
program, has reportedly been  implemented widely in multifamily and commercial applications
(Moore, et al., 2004, p. 6-265).
While not examined in detail in this paper, outdoor residential water use is significant in some
areas. Mayer, et al., report that outdoor use per home varied from 7,800 gallons per year to
213,200 gallons per year (Mayer, etal., 1999, p. 114). Factors affecting the rate of use include
climate, irrigable area, and application rate. During periods of drought, restrictions are often put
in  place to reduce outdoor water use.  Improved  irrigation practices, including recommendations
listed  in Exhibit 5-9, can improve water use efficiency on  a more permanent basis.

Landscape design and maintenance have a significant impact on irrigation requirements. The
choice of turf and garden plants is important, as is the decision regarding the sizes of areas
covered by turf,  plants, and  hardscape (such as patio areas). Through the systematic
                                                                                   5-13

-------
application of xeriscaping principles, water conservation can be promoted. The California Urban
Water Conservation Council summarizes xeriscape principles as (CUWCC, 2006):
   •   planning and design;
   •   soil improvements;
   •   efficient irrigation;
   •   zoning of plants;
   •   mulches;
   •   turf alternatives; and
   •   appropriate maintenance.
Gleick, et al. estimate that residential outdoor use can be reduced 25 to 40 percent in California
(Gleick, et al., 2003, p. 2). We do not examine further the potential water savings from outdoor
use in this paper.
The cost effectiveness of the opportunities to reduce indoor water use is discussed next.
                                                                                    5-14

-------
Exhibit 5-9: Water Efficient Landscape Irrigation Recommendations
Drip Irrigation: Drip irrigation, also called trickle or micro-irrigation, applies water slowly and directly to the
roots of plants through small flexible pipes and flow control devices called emitters. Drip irrigation uses 30
to 50 percent less water than sprinkler irrigation and usually costs less to install. Since water is applied
directly to the root zone, evaporation and runoff are minimized.
Drip irrigation is recommended for use on trees, shrubs, and flowers in the high- and moderate-water-use
zones of the landscape to maximize efficiency. Several types of drip irrigation systems can be adapted to
suit a variety of applications, from watering individual trees and shrubs to beds of annuals, herbaceous
perennials, ground covers, or mixed borders.
Hand Watering: Hand watering can be an effective and efficient way of applying water to selected plants
that show signs of stress during dry periods. The direct application of water to the base of the plant,
provided it is applied slowly enough to be absorbed by the soil, uses less water and is more efficient than
sprinkler irrigation. To avoid runoff when using  a hand-held hose, use a nozzle that divides the spray into
rain-size droplets. Some nozzles have built-in spray pattern adjustments.
Operating  Sprinklers at Night: The best time to irrigate with sprinklers is after 9 p.m. and before 9 a.m.
During this time there is generally less wind, a lower temperature, and less sunlight, resulting in less
water loss to evaporation. Drip irrigation systems can  be operated at any time of day because the foliage
stays dry and therefore evaporative water loss  is not a problem.
An automatic controller attached to the irrigation system turns the system on and off and controls the
water flow through the various zones according to a pre-set time clock. It allows you to set the length of
time each zone operates as well as the days of the week and time of day. The controller should be
reprogrammed frequently during the growing season because water needs change from week to week.
Advanced  Controllers: Advanced controllers can help  match  water application rates to actual plant
requirements. A rainfall sensor detects rainfall and prevents the irrigation system from operating if
significant rainfall has occurred. Another type of sensor measures soil moisture and overrides the system
when soil moisture is adequate. More sophisticated systems that allow irrigation to  be adjusted based on
weather conditions were recently evaluated in California (MWD, 2004). These systems match water
application rates to estimated evapotranspiration (ET), which is a measure of the rate at which plants lose
water through evaporation and transpiration.  Advanced ET-driven controllers appear to have the potential
to improve irrigation efficiency significantly. WaterSense is in the process of developing specifications for
irrigation control technologies.
Irrigation Professionals: Up to 50 percent of water used for landscape irrigation is lost due to over-
watering, evaporation, or bad irrigation system design or maintenance. WaterSense labeled certification
programs:
    •   Verify professional proficiency in water-efficient irrigation system design, performance audits, and
       installation and maintenance.
    •   Test designers, installation/maintenance professionals, and/or auditors on their water efficiency
       knowledge through examinations.
    •   Certify only experienced irrigation system designers  and installation/ maintenance professionals.
    •   Require independent oversight.
    •   Require that professionals periodically renew  their certification to demonstrate awareness of
       recent technology and innovations.
Source (unless otherwise noted): NCCES, 1996.
    5.2.2 Cost Effectiveness
The cost effectiveness of water saving fixtures and appliances can be examined from the
consumer perspective and the water utility perspective. The Aquacraft retrofit studies examined
costs and benefits from the consumer's point of view. The typical cost of the product and its
installation were compared to a consumer's expected water and sewer bill savings. Energy
                                                                                           5-15

-------
savings were also included for hot water savings. The results showed that the payback to
consumers can be relatively short for ULF toilets, LF showerheads and aerators.

The payback time for ULF toilet replacement in Tampa, Florida, was estimated to be less than
two years (see Exhibit 5-10). The incremental toilet cost, including installation, was estimated at
$285, and the annual savings per toilet were estimated at $143.68 (Aquacraft, 2004, p. 88). The
payback period estimated for EBMUD was higher due to lower water costs. Also, in addition to
the replacement toilet costing $285, a second replacement toilet was also evaluated with an
incremental cost of $470 (Aquacraft, 2003, p. 93-94).

The payback periods for resource efficient clothes washers are estimated based on combined
savings from water and energy. The Tampa, Florida, estimates use a range of incremental costs
for the clothes washer of $450 to $550, yielding a payback period of about 5.5 years (Aquacraft,
2004, p. 90). The payback period for EBMUD is estimated to be shorter, despite lower water
rates, because the incremental costs of the clothes washers were estimated to be lower. In the
EBMUD estimates, the incremental costs ranged from $61 to $199 (Aquacraft, 2003, p. 97).
For low flow showerheads, both studies used $25 per showerhead as the incremental cost. The
differences in payback times are due to differences in  water costs as well as differences in
measured water savings associated with low flow showerheads in each location. Energy
savings associated with reduced hot water usage were not included in the estimates.

Exhibit 5-10: Simple Payback for Water Saving Fixtures and Appliances
Fixture or Appliance
Value of Water Savings3
ULF Toilet
Resource Efficient Clothes Washerb
LF Showerheads
Faucet Aerators
Tampa (FL)
$3.98 - $5.32 / 1 00 cubic feet
($5.32 -$7.11 / 1000 gal)
2 years
5.5- 5.7 years0
1 .6 years
0.8 years
EBMUD (CA)
$2.20/ 100 cubic feet
($2.94/1 000 gal)
3. 7 -6. 4 years
1.1 -2. 9 years0
3.5 years
~
3 Value to consumer based on reduced water and sewer bills.
b Payback for clothes washer calculated for incremental costs over a standard model.
c Includes energy savings for reduced hot water use.
Sources: Aquacraft (2003), pp. 93, 94, 97, 98. Aquacraft (2004), pp. 87, 88, 90, 91, 92.


Based on the payback periods reported for these products, the  replacement of pre-EPAct toilets
and showerheads is cost effective. When a clothes washer needs to be replaced, it is cost
effective to replace it with  a resource efficient model. This result is consistent with the labeling of
clothes washers by the ENERGY STAR program. The program only labels cost-effective
technologies that conform with a set of labeling principles, including: the resource savings must
be cost effective, so that the savings outweigh incremental product costs; the performance of
the labeled product must be as good or better than standard products; the labeled products
must be available from multiple sources; the energy savings must be significant; and the label
must convey useful information to consumers who would otherwise  be  unaware of the labeled
product's resource-saving characteristics.
Gleick, et al. (2003) took the alternative view of cost effectiveness, comparing the net cost of the
product and its installation to the marginal cost of obtaining new water supply. The incremental
cost of additional supply in California was estimated to be at least $600 per acre-foot, or about
$1.38 per 100 cubic feet (ccf)  (Gleick, et al., 2003, p. 115). Compared to this cost,  the
accelerated replacement of LF showerheads was found to be cost effective, and the accelerated
installation of ULF toilets was  found to be approximately equal to the marginal cost of additional
                                                                                  5-16

-------
water supply (Gleick, et al., 2003, p. 120). These results are consistent with the observation that
water utilities often provide rebates or other promotions for retrofitting these two fixtures.

5.3 Water Prices and Billing

Water prices and billing practices are important for water efficiency for two reasons. First, water
prices should be set to provide the proper incentive to adopt water conserving technologies and
practices. Second, in order for the prices to have their desired impact, they must be billed to
consumers.

Water pricing and billing policies have evolved in the United States.  Historically, the costs of
water supply were recovered in property taxes or similar government collections. Under these
circumstances, water use was not metered and consumers did not pay for water based on the
amount they used. Because the marginal cost of water was zero to customers, there was no
incentive to use water efficiently.

Metering of most individual water customers became the norm in the U.S. after the 1950s. Wth
metered accounts, individual consumers started to pay for water on  the basis of the amount
they used. This "volumetric billing" approach provides an incentive for consumers to use water
efficiently. To promote overall efficiency, the price charged  to customers must reflect the actual
cost of supplying the water. Gleick, et al.  (2003) discuss the importance of setting water rates to
include the short term cost of water delivery as well as the long term cost of increasing supply
capacity (Gleick, etal., 2003, pp. 149-153).

The topic of water pricing is beyond the scope of this paper. However, we note that water
pricing varies significantly across jurisdictions. As a result, there  are varying incentives for
adopting water conserving practices and  products. Residential water rates typically include a
monthly connection (or meter) charge, on the order of $5 to $15  per month, as well as a
volumetric rate for the water actually used. The volumetric rate may take several forms:

   •   a flat water rate is a constant rate per unit of water,  such  as $2.00 per 1,000 gallons;

   •   a seasonal water rate incorporates different prices for different seasons;

   •   an increasing block water rate has a rate that increases with the amount of water used
       so that customers who use more water pay a higher rate  for  their marginal consumption;

   •   a decreasing block water rate has a rate that declines with the amount of water used so
       that customers who use more water pay a lower rate for their marginal consumption; and

   •   target water rates  have prices that typically increase for customers  that exceed their
       target amount of water use, such as exceeding 120 percent of use  in the same month in
       the previous year.

The payback analysis conducted by Aquacraft shows the variation in pricing in two jurisdictions
(see Exhibit 5-10). Mayer, et al. (1999) summarize water rates in their 12 study locations. As
shown in Exhibit 5-11, both flat rates and increasing block rates were observed. The flat rates
and the rate for the first block of water use are primarily less than $2.00 per 1,000 gallons in
these data. The highest rates in the increasing block rates can exceed that level, and can
exceed $5.00 per 1,000 gallons.

An analysis of data from 658 water suppliers in the AWWA Water Stats Survey (AWWA, 1996)
indicates that 42 percent of the respondents had increasing block rates. The average rate for
the initial blocks was about $1.85 per 1,000 gallons. Flat rates were observed  in about
26 percent of the systems, with a similar average rate.  Of note is that the rates across systems
vary significantly, consistent with the observations reported by Mayer, et al.
                                                                                   5-17

-------
The Utah Division of Water Resources reports that water rates in Mountain States range from
about $1.16 per 1,000 gallons in Utah to about $2.66 per 1,000 gallons in New Mexico, with a
national average for the U.S. of about $1.87 (Utah, 1997). The USEPA Community Water
System Survey reports that the revenue from  residential customers averages about $3.11 per
1,000 gallons across all water systems (USEPA, 2002a, Table 55, p. 86). This figure includes
the monthly connection charge, and consequently is higher than the volumetric rate. Based on
this review, a representative volumetric water rate for residential customers is on the order of
about $1.90 per 1,000 gallons of water.

Exhibit 5-11: Water Rates Observed in 12 Study Locations
Location
City of Boulder, CO
Denver Water Department, CO
Eugene Water and Electric Board,
OR
Belleview: Seattle Public Utilities,
WA
Highline: Seattle Public Utilities, WA
Northshore: Seattle Public Utilities,
WA
San Diego Water Department, CA
Tampa Water Department, FL
Las Virgenes Municipal Water
District, CA
Walnut Valley Water District, CA
City of Phoenix, AZ
Scottsdale, AZ
Tempe, AZ
Waterloo, Ontario
Cambridge, Ontario
City of Lompoc, CA
Water Rate
Increasing block rate in three blocks
Increasing block rate in two blocks
Flat water rate
Increasing block rate in four blocks
Flat water rate
Increasing block rate in four blocks
Increasing block rate in two blocks
Increasing block rate in two blocks
Increasing block rates in four blocks
across five tiers of users
Flat water rate
Increasing block rate in two blocks
Increasing block rate in two blocks
Increasing block rate in six blocks
Flat water rate
Flat water rate
Flat water rate
Rate per 1,000 Gallons
$1.20 to $2. 85
$1.25 to $1.50
$0.76
$1.51 to $4. 36
$2.58
$1.47 to $3.74
$1.89 to $2.07
$1.20 to $1.95
$1.58 to $5.98
$1.93
$0.00ato$1.59
$1.22 to $1.95
$0.79 to $1.1 3
$1.87
$1.64
$2.18
3 The rate for the first block of 4,490 gallons per month is reported as $0.00. The rate for use above this
amount is $1.59 per 1,000 gallons.
Source: Mayer, et al., 1999, pp. 56-57.


Wastewater treatment costs are also significant for many residential customers. As with water
supply rates, wastewater treatment rates may include several components, including a fixed
monthly cost, a volumetric rate, and a rate (tax) based on property value. The Association of
Metropolitan Sewerage Agencies (AMSA) survey conducted in 2001 and published in 2002
found that the most common wastewater treatment rate structure was a connection charge plus
a volumetric rate, accounting for 43 percent of the 114 respondents to this portion of the survey
(AMSA, 2002, p. 85). About 34 percent reported using volumetric rates only, and 12 percent
reported using fixed connection charges exclusively. The remainder reported using tax
assessments either alone or in combination with other charges.

For those agencies that use volumetric rates, the water volume may be measured as all of the
metered water usage  by the customer, or in some cases as less than all the metered usage, to
reflect water used for irrigation that does not enter the wastewater treatment system (AMSA,
2002, p. 82). When used in combination with a connection charge, the volumetric rates reported
                                                                                 5-18

-------
ranged from $0.82 to $4.10 per 1,000 gallons, with a mean value of $2.27 (AMSA, 2002, p. 87).
When used alone, the volumetric rates ranged from $0.59 to $7.83 per 1,000 gallons, with a
mean value of $3.00. Wastewater treatment rates, therefore, are as important as water supply
rates in terms of economic incentives to consumers to use water efficiently.

There is one customer segment that has generally not faced water prices in the U.S.: residents
of multifamily buildings. In most cases, multifamily buildings are "master metered" for water,
meaning that a single water meter serves the entire building. Under these circumstances, water
costs are recovered in rent payments and residents face a marginal cost of water of zero. Until
recently, building owners were deterred from billing  customers individually for water because
effectively they were required to become mini-water distribution companies if they installed sub-
meters for purposes of billing tenants individually. As such, they would be required to comply
with water supply system regulations and reporting.

This sub-metering policy was changed in December 2003 (Federal Register, 2003). Under the
new policy, building owners may install sub-meters for purposes of charging  tenants for their
individual water use without becoming a water supply distribution company. Various studies
have estimated  the impact that this policy change could have on water use (see, e.g., Koplow
and Lownie (1999)  and Goodman (1999)), showing  that significant reductions in water use can
result. For purposes of promoting water use efficiency, billing water directly to consumers will
provide an incentive for those consumers to pay more attention to their water using behaviors.

5.4 Linkage Opportunities with Energy Efficiency Programs

There are several potential links between residential water use efficiency and energy efficiency
initiatives including:

   •   residential products that use both energy and water directly; and

   •   residential products that use water directly and indirectly require energy for water supply
       and treatment.

These linkages  are discussed  in Section 7, including new program strategies for leveraging
energy-efficiency activities to improve water efficiency and vice versa.
                                                                                   5-19

-------
               6.  Commercial and Institutional Water Consumption

Public water supply systems are the principal source of water for commercial and institutional
customers. As discussed in Section 2, public supply systems accounted for about 10.6 percent
of annual water withdrawals in 2000, which is the third largest sector for withdrawals, after
power plant cooling and irrigation (USGS, 2004, p. 7). Non-residential use, including
commercial, institutional and a portion of industrial water use, accounts for nearly one-third of
the public water supply sector nationally, or about 3.5 percent of annual withdrawals. In 2000,
this water use totaled about 14,400 million gallons per day (mgd).

The relative importance of non-residential water use varies significantly across communities,
depending on the types and sizes of commercial, institutional, and industrial activities that are
present. These water users are highly diverse, with widely varying water use intensities.
Commercial and institutional water customers include: office buildings; hotels/motels;
warehouses; education; laundries; and many others. Industrial water users are equally diverse,
with use often driven by process-specific requirements. Large industrial water users typically
have their own water supply and treatment systems, and are not supplied by public water supply
systems. USGS estimated that in 1995 only about 17  percent of water used by industrial
customers was supplied by pubic water systems (USGS, 1998, p. 19). The industrial customers
that are served by public supply systems account for about 10 percent of the public supply
water use.

Exhibit 6-1 shows the relationship among the sources of water for these customers. As shown in
the exhibit, commercial and institutional customers are served by public supply systems.
Industrial customers are served both by public supply systems and through their own self
supply.
This section reviews the water uses that are common across many of the commercial and
institutional customers served by  public supply systems. Opportunities to improve water use
efficiency are discussed.

Exhibit 6-1: Commercial, Institutional, and Industrial Water Withdrawals (2000)
    Public Supply Systems: 43,300 mgd (2000)
                            Commercial
                           & Institutional
                              23%
Industrial/Mining Self Supply: 23,280 mgd (2000)
                                                               Industrial &
                                                               Mining Self
                                                                Supply
Percentages are national approximations. Distributions vary significantly across communities (see text).
Sources: USGS, 2004, p. 7 and USGS, 1998, p. 19.
                                                                                    6-1

-------
6.1 Commercial and Institutional End Uses
Commercial and institutional (C&l) water users are highly diverse. Because there is no
universally adopted set of customer definitions among water utilities, aggregate data on water
use and use intensity are not readily available. A recent review and  analysis of C&l water use by
Dziegielewski, et al.  (2000) summarizes the available data. Using data from USEPA (1997b),
they estimated the relative water use among 21 customer categories. The data, shown in
Exhibit 6-2, are from 12 cities in Texas, New York, California, Florida, Oregon, and Minnesota
for various years from 1992 through 1995.

Exhibit 6-2: Relative Water Use Among Commercial and Industrial Customer Categories
Commercial/Institutional
Customer Category
Utilities and infrastructure
Hospitality
Warehousing
Offices
Health care
Irrigation
Education
Miscellaneous
Grocery/Other Sales
Services (miscellaneous)
Laundries
Vehicle dealers and services
Meeting and recreation
Church
Communication and research
Non-profit service org.
Landscape
Transport and fuels
Car Wash
Military
Passenger terminals
Percent
Average
22.8%
14.8%
12.4%
9.2%
7.3%
6.2%
5.9%
5.7%
5.5%
2.4%
1 .7%
1 .2%
1.1%
0.7%
0.7%
0.7%
0.6%
0.4%
0.3%
0.3%
0.2%
of C&l
Low
0.7%
5.5%
3.0%
5.7%
3.5%
0.3%
0.3%
0.1%
3.0%
0.2%
1.1%
0.2%
0.0%
0.2%
0.1%
0.2%
0.1%
0.0%
0.2%
0.0%
0.0%
Use
High
73.0%
34.9%
30.8%
15.8%
17.2%
21 .9%
1 1 .4%
31.1%
18.2%
13.1%
5.9%
4.8%
9.6%
2.8%
7.8%
2.3%
2.3%
1 .4%
2.5%
2.4%
2.3%
# Cities
Reporting
10
12
10
11
10
10
10
4
12
10
8
12
11
11
10
7
7
7
9
3
9
 Based on an analysis of data for 12 cities. Average is weighted across the 12 cities.
 Low (High) is the lowest (highest) reported value across the 12 cities. Not all
 categories are reported by all 12 cities (see text).
 Source: Dziegielewski, etal., 2000, pp. 15-16.


As shown in the exhibit, the customer categories with the largest average use are:

   •   Utilities and infrastructure accounted, on average, for about 23 percent of C&l water use.
       These customers include police and fire stations, public works/utilities, electric steam,
       natural gas, gas production and distribution, sanitary collection and disposal,
       construction, fumigating, and septic tank cleaning.

   •   Hospitality customers accounted for nearly 15 percent of C&l water use. These
       customers include overnight accommodations (hotels and motels), restaurants/bars, and
       other group shelters.
                                                                                    6-2

-------
   •   Warehousing operations accounted for about 12 percent of C&l water use.

   •   Offices buildings of all types accounted for more than 9 percent of C&l water use.
       Buildings include those for finance, insurance, real estate, and government.

The Low and High values  listed in the exhibit emphasize that there is considerable variability in
the importance of each of the customer categories across cities, including those with the highest
water use. For example, although Warehousing has the third largest use on average, one city
reported that this category accounted for only 3 percent of C&l water use. Of the 12 cities
included in the data, two cities did not report water use  for this category at all. The number of
cities reporting for each customer category is listed in the exhibit.

Wthin each of these customer categories, water is used for a variety of purposes, which can be
summarized generally in the following categories:

   •   Domestic water use:
       >  toilets, faucets, baths/showers, and general  cleaning;

       >  kitchen water use: food preparation, dishwashing, ice machines, other activities;

   •   Space cooling and heating:
       >  cooling water for air conditioners;

       >  boiler water for heating;

   •   Outdoor uses, for landscaping, pools, and other purposes; and

   •   Process-specific uses, such as:  process rinses,  photographic processing, car washing,
       laundry, process cooling, other.

Based on a review of available data and analyses of water measurements at 24 locations,
Dziegielewski, et al. found wide variations in water use  by different customer types across these
categories. Similar variation in use is also reported in the water balance data presented by the
North Carolina Department of Environment and Natural Resources (NCDENR). Despite this
variation, a common theme of the estimates is that domestic water uses are significant among
nearly all of the C&l customers examined. Exhibit 6-3 shows the water balance estimates from
NCDENR. As shown in the exhibit, domestic water uses comprise an important portion of use
for four of the six categories of customers. Water use for cooling and heating is also
considerable, such that these two uses together account for more than 45 percent of the total
use among five of the six customer types  shown. Not surprisingly, washing/sanitation is a
significant use among food processors, and laundry is a significant use among hotels and
motels.
Mayer (undated) presents similar estimates from a 2001 study in Westminster, Colorado. As
shown in Exhibit 6-4, these data also show that domestic uses are significant. However, these
data show less importance for cooling/heating and greater importance of landscaping. Among
restaurants,  kitchen uses of water dominate, accounting for more than 50 percent of water use
at restaurants.

Gleick, et al. (2003) reviewed data on water supplied to non-residential customers in California,
and examined eight C&l customer groups and nine industrial customer groups in detail. The
average water balance for all sectors showed that landscaping was the largest use, followed by
process water, domestic use, and cooling applications (see  Exhibit 6-5). Gleick, et al. agree with
other authors that the ability to characterize C&l water use is hampered by a lack of
comprehensive data and standard definitions for customer types and water uses (Gleick, et al.,
2003, p. 88). Nevertheless, the data indicate overall that domestic uses and cooling water are
                                                                                   6-3

-------
significant uses across C&l customers. Also, process water requirements are highly variable
and specific to individual customer groups.
Exhibit 6-3: Water Balance for Common Commercial and Institutional Customer Types
   a
   •s
                Office
                            Manufacturer
                                         Food Processor
                                                       School/University
                                                                       Hotel/Motel
                                                                                     Health Care
             • Domestic        •Cooling/Heating
             D Once-Through Cooling • Laundry
             D Washing/Sanitation   n Landscaping
             D Process          • Kitchen
1 Unaccounted For
I Leaks/Other Misc.
Source: NCDENR, 1998, pp. 18-19.
Exhibit 6-4: Water Balance for Commercial and Institutional Customers in
Westminster, Colorado
              Office
                       Mfg./lnst
Retail    Shopping Ctr  Hotel/Motel   Health Svc  AutoSrvcStn  Restaurant   Recreation
                         D Domestic • Cooling/Heating n Landscaping n Laundry • Process n Kitchen • Other
Source: Mayer (undated).
                                                                                               6-4

-------
Exhibit 6-5: Water Balance for Commercial and Industrial Customers in California
Water Use
Landscaping
Process Water
Domestic Water Uses (restrooms)
Cooling Water
Other Uses
Kitchen
Laundry
% of Total
35%
17%
16%
15%
9%
6%
2%
Source: Gleick, et al., 2003, p. 83.
6.2 Opportunities to Improve Commercial and Institutional End Use Efficiency

Recognizing the diversity of water use in the C&l sector, there is no single technology or
practice for improving water efficiency among these customers. Particularly when process-
related uses are significant, a systematic assessment of facility operations is warranted. The
California Department of Water Resources (CDWR) recommends that large water users
conduct water inventories and audits to identify opportunities to improve water management,
including (CDWR, 1994, pp. 22-30):28

   •   Audit Preparation: Assemble utility records, plumbing diagrams, and previous surveys.
       Define the scope of the audit, including describing the site(s) and processes included.

   •   Facility Survey: Identify all water-using equipment and processes. Confirm  plumbing
       configurations and quantify current flow  rates and quality needs.  Target: cooling and
       heating systems; process equipment; and domestic use.

   •   Determine Full Cost of Water: Identify all charges associated with using water, including
       water purchases, treatment costs, wastewater discharge fees, and energy used to heat
       or pump water. Calculate the unit costs of using water.

   •   Identify and Evaluate Opportunities: Assess current water use and identify opportunities
       to cost-effectively improve water management efficiency.
       >  Minimum water requirements: Identify the minimum water requirements to
       accomplish each task.  Examine both behavioral and equipment options for improving
       efficiency.
       >  Recirculation and Reuse: Recirculate water within a process  when possible. Cooling
       and heating water should be  recirculated in nearly all cases. Assess how water quality
       limits the ability to recirculate water, and estimate the amount of  recirculation that stays
       within the necessary quality parameters. Examine options for treating the water to
       enable additional recirculation or reuse in other processes.

       >  Cost Effectiveness: Evaluate the cost effectiveness of management improvements to
       identify the options that save the most water and are most cost effective. The full
       lifecycle costs and benefits of the options should be examined, including co-benefits or
       costs associated with changes in energy use, production quality, and labor
       requirements.
28
  NCDENR (1998) presents a similar approach. See pp. 20-29.
                                                                                   6-5

-------
To be successful, the audit and evaluation must be followed by an action plan to implement the
cost-effective opportunities. CDWR lists examples of projects that completed audits and
improvements, as well as estimates of potential savings at a wide variety of C&l customers.
Several of the completed projects include (CDWR, 1994, pp. 48-77):

   •   Automotive  Paint Manufacturer: Reduced wastewater discharge through the installation
       of an ultrafiltration/reverse osmosis treatment system that enabled process water
       recycling. Installation costs were $454,000 and annual net savings were $205,000. The
       improvements saved 3.6 billion  Btu and 380,000 gallons of water annually.

   •   Food Processor:  Reduced excess boiler blowdown through analysis of steam purity
       requirements. Installation costs  were $45,000 and first year savings of energy, water and
       treatment costs totaled $186,000.

   •   Commercial Laundry: Installed water treatment and recycling system to reduce
       wastewater discharge. Installed costs were $37,137 and annual savings were $28,345.
       The improvements saved 11 million gallons of water annually, plus energy.
Gleick, et al. conducted assessments of water efficiency improvements for each of nine sectors
in California, considering the end uses  in each sector and the cost-effective opportunities to
improve efficiency.  Overall, the estimated savings were found to total about 39 percent of
current baseline use. Exhibit 6-6 shows the current use by end use and the estimated use if
currently available cost-effective measures were implemented. Results for each of the nine
sectors are summarized  in Exhibit 6-7

Exhibit 6-6: Potential Water Savings  in Nine C&l Sectors in California (2000)
                                         • Other

                                         D Process

                                         • Laundry

                                         D Kitchen

                                         D Cooling

                                         • Restroom

                                         D Landscaping
              Current Use
Efficient Use
Source: Analysis of data in Gleick, et al. (2003), Appendix E.
   6.2.1 Landscaping
Savings from landscaping contribute most to the reduction in use. These landscaping results
are driven in part by the California climate, and consequently cannot be generalized nationally.
The primary approach for reducing water use for landscaping is to reduce the over-application
of water using improved controls and sensors (Gleick, et al., 2003, Appendix D, p. 12).
                                                                                    6-6

-------
    6.2.2   Restrooms
Water savings in restrooms is the largest opportunity to save water among indoor uses. These
savings are important in all the sectors examined. Significant water savings can be realized by
replacing older toilets with toilets that meet the 1.6 gallons per flush performance requirements
of the Energy Policy Act of 1992 (EPAct). Gleick, et al. estimate that accelerated toilet
replacement is cost effective for toilets that are flushed 15 times or more per day (Gleick, et al.,
2003, p. 141), which is common in C&l customer facilities.
Exhibit 6-7: Potential Water Savings in Nine C&l Customer Groups in California (2000)
                Office Buildings
  Hotels
           Current Use
                       Efficient Use
                                                           Current Use
                                                                       Efficient Use
                                                                                   • Other
                                                                                   D Process
                                                                                   • Laundry
                                                                                   D Kitchen
                                                                                   D Cooling
                                                                                   • Restroom
                                                                                   D Landscaping
                   Hospitals
Laundries
           Current Use
                       Efficient Use
                                  • Other
                                  D Process
                                  • Laundry
                                  D Kitchen
                                  D Cooling
                                  • Restroom
                                  D Landscaping
                • Other
                D Process
                • Laundry
                D Kitchen
                D Cooling
                • Restroom
                D Landscaping
                                                           Current Use
                                                                       Efficient Use
(Continued on next page)
                                                                                           6-7

-------
Exhibit6-7: Potential Water Savings in Nine C&l Customer Groups in California (2000) (continued)
                   Restaurants
  Groceries
            Current Use
                         Efficient Use
                                                                                        • Other
                                                                                        D Process
                                                                                        • Laundry
                                                                                        D Kitchen
                                                                                        D Cooling
                                                                                        • Restroom
                                                                                        D Landscaping
                                                               Current Use
                                                                            Efficient Use
                   Other Retail
Schools (K-12)
      120
                                     • Other
                                     D Process
                                     • Laundry
                                     D Kitchen
                                     D Cooling
                                     • Restroom
                                     D Landscapin
            Current Use
                         Efficient Use

I
= 150 -
O
.1
= 100 -
s
o>
tn
= 50-
1









\
\\
x\
\v







Current Use Efficient Use



• Other
D Process
• Laundry
D Kitchen
D Cooling
• Restroom
D Landscaping

                 Schools (Other)
35
">
re
Q 30 -
1
tn 25 -
ฃ
Water Use (Million G
D en o en i



!
^_^_


\
\\
\\
\









Current Use Efficient Use


• Other
O Process
• Laundry
D Kitchen
D Cooling
• Restroom
D Landscaping

Source: Analysis of data in Gleick, et al. (2003), Appendix E.
The extrapolation of the restroom savings estimate to a national figure can only be done
approximately. The Gleick, et al.  estimate considers the baseline use of toilets and other EPAct
                                                                                                 6-8

-------
compliant products by customer type. The baseline nationally may not correspond to the
estimates for California. Nevertheless, the 50 percent reduction in this use can be applied to the
portion of C&l use in this category, which is on the order of 15 to 30 percent, to estimate
potential savings of 750 to 1,500 mgd.29 Efforts to promote toilets that are more efficient than
those that meet the standard could make an important contribution to these savings.

Urinals are another opportunity for significant savings. The national standard for urinals is 1 gpf.
High Efficiency Urinals (HEU), defined as flushing at 0.5 gpf or less, have existed in the
marketplace for the past 15 years. Today, manufacturers are developing and refining urinal
models that flush at 0.5-gpf and below, some with as little as 1-pint of water.

Zero water urinals, first introduced in the early 1990s, use no water at all. Instead, they use a
"trap" that separates the sewer line from the indoor space. Conventional plumbing fixtures
(including urinals) use a u-shaped pipe that stays filled with water as the trap that prevents
sewer gases from escaping into the room. Flush water is required to move wastes through the
conventional trap. In zero water urinals, a mini-trap is used that provides a seal using a specially
designed liquid that floats on top of the waste. The waste flows through  the mini-trap and down
the drain without the aid of flush water.

Relative to an EPAct compliant urinal, a zero water urinal can save about 7,800 gallons per year
(assuming 30 flushes per day for 260 days per year). However promising, the zero water urinal
has raised some concerns, including issues of maintenance requirements, questions about the
life expectancy of the liquid seal (or cartridge), concerns over build-up of urine solids in the
drainlines behind these fixtures, and, questions about the cost-effectiveness of zero water
urinals in areas where water and sewer charges are low. Further research and testing of zero
water urinals is ongoing.

    6.2.3 Cooling Water
Improved operation of cooling systems is the second largest opportunity identified by Gleick, et
al. among indoor water C&l uses. Although water is used for a variety of cooling needs, in the
C&l sector it is primarily used as part of the heating, ventilation and air conditioning (HVAC)
system that provides space cooling. When water is used for this purpose in a commercial
building,  it is typically the largest use of water in the building. Water may also be used to provide
cooling for refrigeration as well as industrial processes.

Water use for cooling purposes is sufficiently important to warrant providing some detail on  it
here. Water provides cooling by acting as a sink for excess heat.  By flowing water through a
heat exchanger, heat is transferred from its source to the water. As a result, the water
temperature increases. Examples of equipment that use cooling water include:

    •   air conditioners that transfer heat from inside the building to the cooling water;

    •   refrigeration systems that transfer heat from inside the refrigerated space to the cooling
       water; and

    •   compressors that transfer heat from the compressed air or other fluid to the cooling
       water.30

After the water is heated, it may be discharged. However, this "once-through" cooling is
considered to be particularly wasteful. To save water, it is preferred to recirculate the cooling
29 Total C&l use is about 14,400 mgd x 70 percent (from Exhibit 6-1) = 10,080 mgd. Of this use, restroom
use is about 15 to 30 percent, or 1,500 to 3,000 mgd. A 50 percent savings would be 750 to 1,500 mgd.
30 Air heats up when
water is often used.
30 Air heats up when compressed. To maintain the compressed air at an acceptable temperature, cooling
                                                                                     6-9

-------
water so that it is used multiple times. Before it can be reused, however, the cooling water itself
must be cooled, which is typically accomplished using a cooling tower.

The cooling tower is critical to the recirculation of the cooling water. After it flows through the
heat exchanger, the heated water is pumped to the cooling tower where it is sprayed downward,
forming small droplets. As the droplets fall, air is blown up through the tower, so that the
droplets contact the air. Some of the water droplets evaporate, causing the air to absorb heat,
and thereby  reducing the temperature of the remaining water. The evaporation of the water in
the cooling tower is the primary mechanism by which  the water is cooled prior to its recirculation
to the heat exchanger. The evaporation also reduces  the quantity of the cooling water, so that
additional  cooling water must be added. Some droplets also drift out of the cooling tower without
evaporating, creating an additional loss of water.

The proper design, operation, and maintenance of cooling towers and cooling water systems
have received considerable attention because of the impact they have on both water and
energy use.  If the cooling water system is not functioning properly, the efficiency of the air
conditioner or refrigeration system may suffer, resulting in increased energy costs. Additionally,
a poorly operating cooling water system can waste substantial quantities of water.

Of note is  that water-cooled air conditioning systems are more energy efficient than air-cooled
systems. Residential air conditions, and small commercial air conditioners, do not typically
include water cooling. For larger systems, however, the energy savings from increased energy
efficiency  more than offset the cost of installing water  cooling equipment. Consequently, shifting
from water cooling to air cooling is not recommended  for larger systems as a means of saving
water. In fact, in California newly installed systems above 300 tons are required to be water
cooled systems.31

Recognizing the opportunity to improve cooling tower  operations, particularly on commercial
buildings,  the San Jose Environmental Services Department (SJESD) developed  guidelines for
managing  water in cooling systems. The objective of their guidelines is to reduce  water use and
discharge  to the San Jose/Santa Clara Water Pollution Control Plant, one of the largest
advanced  wastewater treatment facilities in California (SJESD, 2002, p. iv).

The most  effective method of reducing the amount of  water used in a cooling system is to
ensure that the water is recirculated as many times as possible. The number of recirculation
cycles that can be used is limited by the build up of dissolved solids and salts in the water.
Because a portion of the water evaporates in the cooling tower, the concentration of solids and
salts increases in the remaining water. When the concentration reaches a level that can
damage the  cooling system or cause scale to build up on system components, the water must
be discharged and replaced with freshwater.

Exhibit 6-8 displays the amount of water used as a function of the number of cycles of
concentration of the cooling water (cycles of concentration refers to the number of times the
water is recirculated). As shown in the exhibit, the water requirements per ton-hour of air
conditioning  are reduced with increased cycles of concentration.  It is not uncommon for cooling
towers to be operated in the range of two to four cycles of concentration. Substantial reductions
in water use can be achieved by increasing the cycles of concentration  to the range of four to
six. This can typically be accomplished through the use of chemical treatments for the water, as
well as through better cooling water quality monitoring and water discharge control. Gleick, et al.
estimated  that overall a 39 percent improvement in cooling water efficiency is possible in
31 "Tons" is used to describe the amount of cooling provided by an air conditioning system. One ton of
cooling is the ability to remove 12,000 Btu of heat per hour.
                                                                                   6-10

-------
California, which includes replacing once-through cooling with recirculated cooling in some
applications.

Although no national data are available that describe water use in cooling towers, an
approximate value can be developed for water use in air conditioning of commercial buildings
using data from CBECS (1999).

   •   Buildings with Cooling Towers:  Buildings over 50,000 square feet with central chillers or
       district chilled water are assumed to use cooling towers. The total inventory of these
       buildings was 14,256 million square feet in 1999 (CBECS, Table B7).

   •   Tons of Air Conditioning: As an approximation, we assume one ton of cooling per
       350 square feet of space.

   •   Water Use: Recognizing that the water consumption varies with the manner in which the
       cooling tower is operated, we adopt assumptions of water circulation of 3 gallons per
       minute per ton of cooling and a water use rate of 1.5 percent. These values imply
       2.7 gallons of water use per ton-hour of cooling, which represents about three cycles of
       concentration (see Exhibit 6-8).

   •   Cooling: On average, the air conditioning system is assumed to run 26 weeks per year,
       5.5 days per week, 12 hours per day at half load on average, yielding 858 hours of
       equivalent full load operation.

Exhibit 6-8: Water Requirements for Cooling Towers as a Function of Cycles
of Concentration
    0.0
                                      Cycles of Concentration
                                1.25 kW/ton

                                -0.75kW/ton
 1.00 kW/ton

-O.SOkW/ton
Note: kW/ton of cooling values represent a range of air conditioner efficiencies. More efficient systems
(lower kW/ton) require less cooling system water. A "Ton Hour" is one ton of cooling operating for one
hour, which is equal to 12,000 Btu of cooling.
                                                                                    6-11

-------
Using these assumptions, total national cooling water use for air conditioning is roughly
260 mgd. While Gleick, et al. estimate a 39 percent reduction in cooling water use, we can
assume conservatively a 10 percent reduction, implying a savings of 26 mgd. To put this figure
into context, we recall that retrofitting a home with ULF toilets saves about 10 gallons per capita
per day (gpcd). This savings of 26 mgd is equivalent to having 2.6 million people's homes
retrofitted with ULF toilets.

   6.2.4 Other Water Savings Opportunities
Additional water efficiency improvements are possible among C&l customers. One customer
segment that has received attention is restaurants, which have relatively high water  use
intensities.  Resource-efficient commercial dishwashers, pre-rinse spray valves,32 and other
options are available. For example, despite the diverse and fragmented nature of the restaurant
sector, the California Urban Water Conservation Council (CUWCC) has implemented a
successful program to replace pre-rinse spray valves in food service establishments in
California. In its first phase (October 2002 through December 2003), the program replaced
16,896 high-flow pre-rinse spray valves with more efficient models, and estimates it will replace
an additional 24,700 in 2004 and 2005 (CUWCC, 2004, p.  1).

The annual savings for each retrofit was measured at about 57,000 gallons (CUWCC, 2004,
p. 9), less than the expected savings of about 65,000 gallons per retrofit.33 Annual energy
savings were 336 Therms per retrofit for facilities with gas hot water and 7,629 kWh  per retrofit
for electric hot water sites (CUWCC, 2004, pp. 10-11). The savings from the nearly 17,000
replacement pre-rinse valves is therefore about 2.6 mgd. The CUWCC estimates that there are
more than 130,000 high-flow pre-rinse  spray valves being used in California alone (CUWCC,
2003, p. 3). Nationally, the water and energy savings associated with promoting these products
can be substantial.
32 Pre-rinse spray valves are handheld devices commonly used by commercial kitchens (e.g., in
restaurants, hospitals, educational institutions, and government facilities) to rinse dishware before it
enters a dishwasher. The valves generally consist of a spray nozzle, a squeeze lever to control water
flow, and a dish guard bumper.
33 The water savings achieved in the CUWCC pre-rinse spray valve program reportedly fell below
expectations because the food service facilities served by the program were smaller on average than
originally planned. See CUWCC (2004, p. 8).
                                                                                    6-12

-------
 7.   Leveraging Efficiency Programs to Improve Energy and Water Use Efficiency

This section presents opportunities for leveraging existing energy and water efficiency programs
to improve resource efficiencies for both energy and water. Saving the two resources at the
same time provides several benefits, including:

    •   Cost Effectiveness: The combined benefit of saving both energy and water improves the
       cost effectiveness of the efficiency measures as well as program implementation.

    •   Resources: By addressing both energy and water together, the resources of energy and
       water organizations can be brought together and leveraged for larger impact. In
       particular, the established program implementation infrastructure of efficiency programs
       can be leveraged to promote both energy and water use efficiency.
First, an overview of energy efficiency programs is provided, in particular the national ENERGY
STAR program, followed by a description of the impacts of energy efficiency on water use in
power generation. The recently launched WaterSense program and other water efficiency
programs are described next, followed by a description of the energy savings associated with
water efficiency initiatives. These two sections provide approaches for assessing the indirect
benefits of energy efficiency and water efficiency programs. The next sections focus on
opportunities for improving energy and water efficiency together by leveraging existing energy
efficiency programs for three key sectors: water supply and wastewater utilities; residential; and
commercial. These sections primarily focus on opportunities to leverage existing programs.
Finally, estimates of joint water and energy savings potential are summarized.

7.1 Energy Efficiency Programs

Energy-efficiency programs focus on reducing the energy intensity of products and processes
while maintaining or enhancing the level of services derived from them. Through improved
engineering and innovation, the energy intensity of various products and processes may decline
over time as part of a natural trend. At the same time, new energy-using products and
processes are introduced that increase energy use. Energy-efficiency strategies focus on
accelerating reductions in energy intensity, so that energy use is less than what otherwise would
have been the case. Energy efficiency is typically achieved using cost-effective technologies
and practices.

In the 1980s and 1990s, energy-efficiency programs were included in integrated resource
planning (IRP) activities performed by electric utilities under state regulation. With the advent of
restructuring of the electric industry, IRP was abandoned in many states. Energy-efficiency
programs are now implemented by utilities and other organizations based on two underlying
rationales:

    •   Public Good: Promoting energy efficiency is considered a "public good" that is best
       provided through a government-directed process. Typically the goal is to obtain the
       greatest energy savings possible with the available resources, with the level of funding
       set as a  matter of policy. The Public Good approach has generally been adopted during
       the process of electric industry restructuring.

    •   Resource Acquisition: Energy-efficiency resources may be procured within the context of
       a resource procurement process. Under this view, the cost of procuring energy efficiency
       is assessed relative to the incremental cost of energy supply, typically within a regulatory
       framework.
                                                                                    7-1

-------
The American Council for an Energy-Efficient Economy (ACEEE) provides a list of states with
funding for energy efficiency programs as shown in Exhibit 7-1. These 29 states budget nearly
$3 billion of public benefit funds annually for energy-efficiency programs. The seven states with
the largest budgets account for the majority of these expenditures, totaling almost $2 billion
annually.

Exhibit 7-1: Public Benefit Funding for Energy Efficiency Programs
State
Arizona
California
Colorado
Connecticut
Delaware
District of Columbia
Florida
Idaho
Iowa
Illinois
Maine
Massachusetts
Michigan
Minnesota
Montana
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
Ohio
Oregon
Pennsylvania
Rhode Island
Texas
Vermont
Washington
Wisconsin
Total
Funding Rate
Mills/kWh
0.71
4.81
0.69
4.00
0.27
0.90
0.64
0.84
1.00
0.60
1.98
3.00
0.61
1.80
1.12
1.80
3.00
1.90
0.01
1.73
0.03
0.82
1.90
0.91
2.30
1.00
4.21
2.20
2.80

Notes
LI, R
LI, R
R
LI, R
LI, R
LI, R
LI

LI
LI, R
LI
LI, R
LI, R
R
LI, R
LI, R
LI
LI, R

LI, R

LI, R
LI, R
LI, R
LI, R
LI
LI

LI, R

Annual Budget
(millions)
$27.7
$913.2
$29.0
$125.9
$2.5
$10.0
$110.4
$16.0
$32.0
$80.0
$22.1
$147.6
$60.0
$101.7
$14.0
$53.0
$33.1
$154.1
$1.0
$218.1
$3.8
$117.0
$61.7
$132.0
$18.4
$244.0
$24.8
$66.4
$162.5
$2982.0
 LI = includes some funding for low income assistance.
 R = includes some funding for renewable energy.
 Source: ACEEE, 2007. http://www.aceee.org/briefs/mktabl.htm. (Last
 updated September, 2007).
These public benefits funded activities do not include utility-specific programs that are
undertaken for procurement purposes or as directed by public utilities commissions. For
                                                                                     7-2

-------
example, in California, the investor owned utilities are currently implementing energy-efficiency
programs with procurement funding that is in addition to the public benefit funding, and nearly
as large. Similarly, We Energies in Wisconsin implemented a $43 million four-year energy
efficiency program, as part of an agreement with the Public Service Commission of Wsconsin.
The $43 million runs through 2008, after which We Energies will continue to spend up to $12
million per year pending development and approval of a new plan.

Regional initiatives, such as the Northwest Energy Efficiency Alliance, Northeast Energy
Efficiency Partnership, Midwest Energy Efficiency Alliance, and the Southwest Energy Efficiency
Partnership are also active. These organizations often coordinate or harmonize activities across
utilities or states. Some of these regional organizations also implement programs using public
benefits funding from the states or utilities.

National organizations, such as the Consortium for Energy Efficiency (CEE), the Alliance to
Save  Energy, the American Council for an Energy-Efficient Economy (ACEEE) and others play
important roles in the specification and promotion of energy efficiency programs. Electric Power
Research Institute (EPRI) and state organizations, such as the California Energy Commission
and the New York State Energy Research and Development Authority (NYSERDA), also
contribute significantly to the analysis and research of energy efficiency opportunities.
As the largest energy consumer in the country, the federal government has a significant
responsibility to use energy efficiently. The Department of Energy's Federal Energy
Management Program (FEMP) works to advance energy efficiency and water conservation at
federal facilities (USDOE, 2006).  FEMP provides technical assistance and guidance for: new
construction; retrofits; equipment procurement; operation and maintenance; and utility
management.

The largest national energy efficiency program in the United States is the ENERGY STAR
program, led by the U.S.  Environmental Protection Agency and the Department of Energy.
ENERGY STAR is a voluntary program that gives businesses, institutions,  and government
agencies the power to reduce the pollution that causes global warming while enhancing their
financial value. ENERGY STAR uses multiple strategies to promote efficiency: labeling of
consumer products and homes; labeling of commercial (i.e., business) products; residential
home performance; commercial building energy performance rating; and sector focus for
commercial and industrial customers. Many  of the state and regional energy efficiency programs
leverage resources provided by ENERGY STAR, including product specifications and analysis
tools.  Most typically, the state and regional programs promote ENERGY STAR labeled products
and adopt ENERGY STAR targets for homes and buildings. By partnering with ENERGY STAR,
organizations gain access to information, tools, and resources for improving energy and
environmental performance (USEPA, 2004b).

Activities that are motivated by energy-efficiency objectives can promote water use efficiency
both directly and  indirectly. Given  the resources and infrastructure dedicated to promoting
energy efficiency nationally, regionally, and locally, opportunities to leverage energy efficiency
activities to achieve water use efficiency benefits should be explored. A recent example is the
ruling by the California public utilities commission for electric and water utilities to form
partnerships in developing pilot programs. The adjacent textbox provides additional details on
this rulemaking. The following sections describe approaches for capturing joint water and
energy efficiency benefits from energy-efficiency programs.
                                                                                   7-3

-------
California Rulemaking by Public Utilities Commission

On October 16, 2006, the Assigned Commissioner to the energy efficiency proceeding (Rulemaking 06-
04-010) issued a ruling soliciting investor-owned utility applications for an approximately $10 million one-
year pilot program to explore the issue of counting embedded energy savings associated with water use
efficiency. More specifically, the ruling asked the four largest investor owned energy utilities (lOUs),
Pacific Gas and Electric, Southern California Gas Company, Southern California Edison, and San Diego
Gas  and Electric, to partner with one large water provider to implement a jointly funded program designed
to maximize embedded energy savings per dollar of program cost. This pilot would focus on efforts that
would:

   a)   Conserve water;
   b)   Use less energy-intensive water (gravity-fed or recycling versus groundwater, aqueducts or
        desalination); and
   c)   Make delivery and treatment systems more efficient.

Funding for these programs was to be separate from the 2006-2008 energy efficiency program cycle and
as such, the utilities were directed that they may not get credit for these savings towards their 2006-2008
savings goals since the primary purpose of measuring such savings would be the understanding of
program benefits, rather than affecting rewards or penalties.

The utilities filed applications on January  15, 2007 seeking approval of one-year pilot programs  as
directed in the October ruling. Following the submittal of the pilot applications the Commission held a pre-
hearing conference at which various parties expressed an interest in having the Commission convene
additional workshops to further understand and develop the pilot program proposals. Over the next
several months the Commission held several workshops and developed a utility territory-specific
calculator modeled on the E3 energy efficiency cost-effectiveness calculator to provide ex-ante  cost-
effectiveness values based on the programs the utilities submitted in their January applications.3 The
utilities were subsequently directed to serve supplemental testimony proposing revised pilot programs on
June 14, 2007 and  additional testimony on July 11, 2007.

On December 20, 2007, the CPUC approved modified pilot programs, through which the four largest
energy lOUs will develop partnerships with water agencies, undertake specific water conservation and
efficiency programs, and measure the results.b The Commission also approved funding for two additional
state-wide foundational studies to develop the information needed to make meaningful decisions about
the value of the programs. These studies will help the Commission to understand more accurately the
relationship between water savings and the reduction of energy use, and the extent to which those
reductions would vary for different water agencies. The first study is a Statewide/Regional Water-Energy
Relationship Study designed  to establish  the relationship between annual climate and hydrology variation,
regional and statewide water demand variations and statewide energy use by the water system. The
second study is a Water Agency/Function Component Study which includes a redefined Load Profile
Study designed to establish detailed annual and daily profiles for energy use as a function of water
delivery requirements within the California water system.

As the Commission states: "The period for the pilot programs and studies will begin January 1, 2008, will
run for 18 months, and will consist of three phases. First, the utilities will design their programs while the
utilities and Energy Division retain consultants to undertake evaluations and studies. Second, the
consultants will  begin baseline studies, and work with the utilities to  ensure that the pilot programs are
likely to produce useful information. Third, the utilities will implement the approved pilot programs for one
year, beginning July 1, 2008. If the Energy Division is able to obtain  consultants and prepare for the
commencement of programs prior to July 1, 2008, it will notify the utilities of this change, and provide an
earlier date by which the utilities may begin their 12-month programs."

3 E3 is CPUC's computational tool, which is used to calculate the energy-efficiency and cost-effectiveness of utility
efficiency programs.
b Decision (D.)  07-12-050, "Order Approving Pilot Water Conservation Programs Within the Energy Utilities' Energy
Efficiency Programs" in Application 07-01-024, et.al.,  available at:
http://docs.cpuc.ca.gov/WORD_PDF/FINAL_DECISION/76926.
                                                                                             7-4

-------
7.2 The Impact of Energy Efficiency on Water Use in Power Generation

The intensity of water use and consumption during electricity production is reviewed in Section
4.2. The principal water use in this sector is for cooling water to condense steam in steam
generation electric power plants. Withdrawal for power plant cooling is the single largest use of
water, accounting for about 48 percent of annual withdrawals in the United States. Water
consumption at power plants is much smaller, however, because nearly all the cooling water is
returned to a receiving body of water. Consequently, power plant cooling accounts for only
about 5 percent of annual water consumption.

By improving energy efficiency and reducing energy production,  energy-efficiency programs can
reduce water consumption associated with electricity production. The size of the impact of these
programs on water consumption depends on  how power generation is affected. If construction
of new generating capacity is reduced or delayed by improved energy efficiency, the rate of
water savings is driven by the amount of water that otherwise would have been used by the
newly constructed power plant. The rate of water usage by new combined cycle power plants
may be on the order of 0.2 gallons per kWh for cooling water, plus  an additional 0.11 gallons per
kWh for non-cooling uses, for a total of about 0.3 gallons per kWh.  For new steam plants with
recirculating water cooling, the water use is expected to be about 0.6 gallons per kWh. If a new
plant is built with dry cooling, the water requirements could be reduced to 0.11 gallons per kWh
or less.34

To the extent that energy efficiency reduces the operation of existing power plants, the impact
on water usage depends on which plants are  run less than otherwise would have been the
case,  and the water consumption rates per kWh  at those plants.  Unfortunately, the data
required to assess precisely the marginal impact of energy efficiency on power generation by
cooling system are not available. However, based on the estimates discussed above,  a range
can be developed.

The minimum water usage for electricity production today is for combustion turbines, which  is
about 0.15 gallons per kWh for non-cooling water uses. Although steam plants with dry cooling
would use less water, these plants are not in common use today. Combined cycle power plants
with recirculating cooling systems use about 0.3  gallons per kWh for cooling and non-cooling
uses.  This estimate is also the magnitude of the  use estimated for once-through cooling
systems for steam plants. Finally, a steam plant with recirculating cooling consumes about
0.6 gallons per kWh. Therefore, the marginal  impact of energy efficiency on water consumption
at existing power plants can be expected to be about 0.15 to 0.6 gallons per kWh.
The impact of energy efficiency on water use  by  power plants was  assessed in a study of the
southwest U.S. by the Hewlett Foundation (2002). Based on a review of power plant water
consumption in Arizona, Colorado, Nevada, New Mexico, Utah and Wyoming, the authors
estimated that water consumption in power plants would be reduced by about 21 billion gallons
by 2010 through enhanced energy efficiency35 (Hewlett Foundation, 2002, p. 3-24). This rate of
savings computes to about 0.5 gallons per kWh,  which is within the range of values presented
here. The water usage rates in the study were similar to the values discussed  above:
0.67 gallons per kWh  for recirculating cooling at a steam plant and  0.33 gallons per kWh for a
gas-fired combined cycle unit (Hewlett Foundation, 2002, p. ES-8).
34 The rate of water use and consumption by electric power plants is presented in Section 4.2.
35 The study estimates total water savings of 24.7 billion gallons of which about 15 to 18 percent is
estimated to be associated with resource-efficient clothes washers. The remainder of the savings is due
to reductions in water use by electric power plants.
                                                                                   7-5

-------
A similar estimate can be made for the energy efficiency savings realized by the ENERGY
STAR program. The program estimates that it saved about 69 billion kWh in 2005 through its
labeled products such as computers, office equipment, lighting and appliances. Using a water
consumption rate of 0.45 gallons per kWh for power plant cooling and other uses (a middle
figure from the range discussed above), the water savings associated with these energy savings
are 31 billion gallons  in 2005, or about 85 million gallons per day (mgd). To put this value in
perspective, we can use the average per capita residential use of water of about 70 gallons per
day for indoor uses (excluding landscaping - see Section 5.1). The water that is saved indirectly
at power plants by the energy savings achieved through the ENERGY STAR program in 2005 is
equal to the water used by about 1.3 million people. Because the ENERGY STAR'S energy
savings are forecasted to be increasing over time, the indirect water savings associated with
reductions in power plant water consumption will also continue to grow.

This impact of energy-efficiency programs on water use in power generation is of interest in two
ways. First, the water-saving  benefits of energy-efficiency efforts can be included in the
estimates  of the benefits of investing in energy efficiency. These benefits can be important if
cooling water availability is a factor constraining the ability to increase power production in a
region. For example,  Georgia Power lost a bid in 2002 to draw water from the Chattahooche
and EPA ordered a power plant in  Massachusetts to reduce water withdrawals (Hoffman, 2006,
p. 19).

Second, the water savings associated with energy-efficiency efforts may be relevant for water
resource planning purposes. The forecasted increases in water requirements for electricity
production are sensitive to the expected rate of increase in electricity demand. Insofar as a
portion of the increased demand for power can be satisfied through improved energy efficiency,
the expected increase in water requirements could be reduced.36

7.3 Water Efficiency Programs

The growing population and aging  water infrastructure of the United States are putting
increasing stress on available water supplies, making water resource protection a national
priority. Using water more efficiently helps preserve water supplies for future generations, saves
money, and reduces stress on water systems and the environment. To protect and preserve
these limited resources, water efficiency programs are encouraging governments, utilities,
manufacturers, businesses, communities, and individual consumers to increase their water
efficiency by purchasing water-efficient products and adopting water-efficient practices.

There are  numerous state- and utility-run water-efficiency programs promoting the efficient use
and conservation of water resources. Many of these programs focus on increasing the efficiency
of individual household and business' water use by promoting use of high-efficiency, high-
performing water-using products and processes. These efforts take the form of rebate programs
for the installation of high-efficiency products and outreach and education on the value of
conserving our water resources.

The WaterSense program seeks to promote water efficiency and enhance the market for water-
efficient products and services at the national level. Fundamentally, the goal of WaterSense is
36 In 2005, DOE launched the National Energy-Water Roadmap Program, as requested in Congressional
appropriations in FY 2005. The purpose of the Roadmap is to assess the effectiveness of existing
programs within the Department of Energy and other Federal agencies in addressing energy and water
related issues, and to assist the DOE in defining the direction of research, development, demonstration,
and commercialization efforts to ensure that energy and water related issues are being adequately and
efficiently addressed, in particular, those issues associated with providing adequate energy and water
supplies. Source: http://www.sandia.gov/energy-water/roadmap_process.htm.
                                                                                     7-6

-------
to decrease indoor and outdoor non-agricultural water use through high-efficiency products and
best management practices. The program helps consumers identify water-efficient products in
the marketplace, while ensuring product performance and encouraging innovation in
manufacturing. Through its product labeling efforts, WaterSense promotes and enhances the
market for water-efficient products and services. As examples, WaterSense finalized its
specifications for the certification of irrigation professionals in October 2006, high efficiency
toilets in January 2007, and bathroom sink faucets in October 2007. Other products currently
under review include showerheads; irrigation control technologies; drip irrigation; valve-type
(commercial) toilets; and urinals.

7.4  The Impact of Water Efficiency on Electricity Usage at Water Supply and
     Wastewater Treatment Facilities

Actions that improve water efficiency have the potential to reduce the energy requirements for
water supply and wastewater treatment. Consequently, water-efficiency programs can
contribute to energy efficiency goals. The energy intensity of water supply and treatment can be
expressed in terms of kWh of electricity used per million gallons of water supplied or treated.
This electric energy is measured  as the energy used on-site at the facilities.37 For water supply
systems, a representative energy intensity figure of about 1,500 kWh per million gallons of water
supplied can be used, although the energy intensity varies with local conditions.38 This electricity
is used almost exclusively for pumping. The total electricity consumption for community water
supply systems was estimated at about 30 billion kWh per year, which is about 0.75 percent of
total national electricity  sales in 2002 (EIA, 2007b, Table ES).

The energy intensity of wastewater treatment is divided into two pieces: electricity used for
pumping and electricity used for aeration (see Section 3.2.2). A representative value of 150 kWh
per million gallons of water can be used for pumping requirements at wastewater treatment
plants, although, again, requirements vary with local conditions. Aeration  requirements vary
from about 500 to 1,000 kWh per million gallons of water treated in plants that use activated
sludge treatment processes. Approximately 70 percent of the wastewater treatment flow is
treated with activated sludge treatment, so the average energy intensity can be estimated at
about 350 to 700 kWh per million gallons of water, or a middle value of about 525 kWh per
million gallons of water  treated. The total electricity consumption for wastewater treatment was
about 1.7 billion kWh and 5.7 billion kWh per year for pumping and aeration respectively. These
energy intensities are shown in Exhibit 7-2.
37 The amount of energy used could also be expressed in terms of the primary energy used to produce
the electricity that is used on site. The amount of primary energy required would reflect the efficiency of
the electricity generation technology as well as losses from transmission and distribution.
on
  In some areas (such as California), the energy intensity of water supply has been estimated to be much
larger. See Section 3.1.3.
                                                                                     7-7

-------
Exhibit 7-2: Energy Intensity of Water Supply and Treatment
Activity
Electricity Used in Water Supply
Electricity for Pumping in
Wastewater Treatment
Electricity for Aeration in Wastewater
Treatment
Energy Intensity
(kWh/million gallons)3
1,500
150
525
Total Annual
Electricity Use
(billion kWh)
30.0
1.7
5.7
Percent of
National
Electricity Sales
0.75%
0.04%
0.15%
aThe energy intensity estimates presented here are within the range presented in the recently published
AWWA RF Study (AWWA RF, 2007). However, due to the publication schedule for this report, the AWWA
RF energy intensity data could not be used to revise energy intensity estimates used in this report.
Energy intensity varies with local conditions, in some cases by substantial amounts. See section 3.
These intensity factors can be used to estimate the impacts of improving water efficiency on
electricity use. For example, if a water conservation program can reduce residential water use
by one million gallons per day (mgd), the electricity savings from reduced water supply can be
estimated as: 1,500 kWh per million gallons x 1 mgd x 365 days per year = 547,500 kWh/year.
If this same program also reduces wastewater flows by 1 mgd, the savings in wastewater
pumping would be 150 kWh per million gallons x 1mgd x 365 days per year = 54,750 kWh/year.
Electricity used for aeration at treatment plants may also be reduced if the water conservation
program also reduces pollutant loading. The savings would be calculated in the same manner.

Combining the pumping energy savings, the total electric energy savings would be about
600,000 kWh/year. This electricity would power about 55 average residential customers each
year.39 This indirect energy efficiency benefit can be considered an added consequence of the
water efficiency improvement.
7.5 Opportunities for Water Supply and Wastewater Utilities to Improve Energy
    and Water Use Efficiency Together

Electricity is an important input to the water supply system as well as for the treatment of
wastewater in publicly owned treatment works (POTWs, or wastewater treatment plants). Both
water supply and wastewater treatment are often provided by municipal governments. The
energy required for these services is often the largest energy expenditure for a local
government. The energy use in water supply and wastewater treatment facilities can be
addressed in two ways. Water efficiency measures can reduce the demand for water supply and
wastewater treatment, thereby reducing the energy requirements at these facilities. Additionally,
energy efficiency measures can be implemented at these facilities.

While improving water use efficiency among customers provides the indirect energy benefits
described in the previous section, improved operation of the water supply system and the
wastewater treatment system can return substantial improvements in energy efficiency. As
discussed above in Sections 3.1.3 and 3.2.3, case studies demonstrate substantial
opportunities to improve efficiency through:

   •   improved pumping efficiency, including using more efficient motors, better controls, and
       pumping configurations that better match pump  capacity to desired flow rates; and
39
  The average residential customer in the United States used about 10,800 kWh in 2003 (EIA, 2005b,
Table 1a and Table 1b).
                                                                                   7-8

-------
   •   improved aeration monitoring and controls at wastewater treatment plants.
Additionally, substantial opportunity exists to reduce leakage in the water supply sector.
Reducing leakage simultaneously reduces energy and water consumption, thereby providing
two sets of savings.
Recognizing that the water supply and wastewater treatment industries have untapped energy-
efficiency potential, the ACEEE convened a workshop to initiate the development of a roadmap
for improving energy efficiency in these two industries (ACEEE,  2005). This workshop found
that there has not been a coordinated approach for capturing energy efficiency opportunities in
this sector in the United States. Although individual  energy-efficiency programs  have been
implemented in various locations, the workshop participants acknowledged the need for an
over-arching initiative that would address a range of needs, including (ACEEE, 2005, p. vi):

   •   the development  of best practice guidelines, particularly  focusing on an overall systems
       approach to performance;

   •   data collection to support performance assessments relative to best practice guidelines;

   •   research and development; and

   •   information exchange to identify, collect, and disseminate information.
To address these needs, the U.S. Environmental Protection Agency is working with a broad
group of stakeholders to  build an energy-efficiency Focus in the water supply and wastewater
industries. A Focus, implemented as part of the ENERGY STAR program, is a targeted effort to
improve the energy efficiency within a specific industry or combination  of industries.40 Through
this effort,  EPA is working to provide the industry's managers with the tools to achieve greater
success in their energy management programs, and create a supportive environment where
energy efficiency ideas and opportunities are shared. Specific objectives include developing the
following (USEPA, 2005):

   •   a strong network  of partners (public and private drinking  water organizations,
       POTWs/local governments, and related industry, national, and state associations);

   •   an  energy performance rating system for each industry that is normalized for the
       appropriate variables such as weather, climate, plant/system characteristics, and
       regional differences;

   •   an  Energy Efficiency Assessment and Opportunities Report for each industry that
       describes best practices to increase energy  and water efficiency;

   •   Energy Management Guidelines to help organizations set goals and determine action
       steps; and

   •   innovative solutions to financing energy efficiency projects,
Through the summer of 2005, the ENERGY STAR Water and Wastewater Focus has involved a
diverse set of stakeholders listed. Following progress in the initial industry Focus, EPA intends
to expand  the effort to all organizations in the water and  wastewater sector.
Recognizing that a substantial portion of the water supply and wastewater treatment industries
resides in local governments, the ENERGY STAR program has  resources tailored to the needs
40 An ENERGY STAR Focus is a targeted effort to improve energy efficiency in a specific industry. Each
Focus creates momentum for continuous improvement in energy performance, providing tools and
support, including energy performance evaluation tools and guidelines, financing information, and
technical training. Recognition for improved energy performance is also an important program element.
                                                                                    7-9

-------
of local governments. As of the Fall of 2007, ENERGY STAR lists 191 local governments and
agencies as program partners in 39 states and the District of Columbia.41 As shown in Exhibit 7-
4, the 72 counties that are partners in the program have a total population of over 50 million.
The program's extensive experience working with local governments provides a strong basis for
developing the tools and methods for working with the water supply and wastewater treatment
industries to improve energy efficiency.

Exhibit 7-3: Stakeholders Contributing to the Development of the ENERGY STAR Water
and Wastewater Focus
The American Council for An Energy Efficient
Economy (ACEEE)
Association of Metropolitan Water Agencies
(AMWA)
Alliance to Save Energy (ASE)
AWWA Research Foundation (AwwaRF)
California Energy Commission (CEC)
Consortium for Energy Efficiency (GEE)
Columbus (GA) Water Works
Electric Power Research Institute (EPRI)
Lawrence Berkeley National Laboratory (LBNL)
Los Angeles - Bureau of Sanitation
Metropolitan Council Environmental Services
National Association of Clean Water Agencies
(NACWA)
National Association of Regulatory Utility
Commissioners (NARUC)
National Association of Water Companies (NAWC)
New York State Energy Research and
Development Authority (NYSERDA)
Oakridge National Laboratory (ORNL)
Public Technology Institute (PTI)
Water Environment Federation (WEF)
Wsconsin Focus on Energy
Washington Suburban Sanitary Commission
(WSSC)
WateReuse Association
Source: Analysis of water and wastewater participants from: www.energystar.gov. Water and wastewater
participant list: http://www.energystar.gov/ia/business/government/wastewater_participants.pdf
41 Five local government program partners are water or wastewater treatment utilities: Central Contra
Costa Sanitary District, California; Louisville & Jefferson Metropolitan Sewer District, Kentucky; West
Point Treatment Plant, Washington; North Shore Water Commission, Wsconsin; and Oak Creek Water
and Sewer Utility, Wsconsin. Based on activities motivated through the program, the Louisville &
Jefferson County Metropolitan Sewer District (L&JC) reports saving 1.5 million kWh per year worth more
than $600,000 annually (Cunningham, et al., 2001). The L&JC activities included: billing analysis that
identified rate optimization opportunities of $120,000 annually; lighting  upgrades, including T-8 retrofits,
delamping, occupancy sensors; and LED exit sign retrofits; improved HVAC controls; improved
specification of pump configurations to ensure efficiency during periods of low, average, and high flow;
and high-efficiency pump and motor purchases based on detailed efficiency and payback analyses. L&JC
also reports reducing energy consumption for aeration through process changes at their largest
wastewater treatment plant (Cunningham, et al., 2001).
                                                                                      7-10

-------
Exhibit 7-4: Populations in Counties that are ENERGY STAR Partners

State
Alabama
Arizona
Arkansas
California
Colorado
Delaware
Florida
Georgia
Hawaii
Idaho
Illinois
Iowa
Kentucky
Maryland
Michigan
Minnesota
#of
Counties
1
3
1
6
3
1
6
4
1
2
2
3
2
2
3
2

Population
113,000
3,995,000
367,000
17,744,000
1,386,000
526,000
6,602,000
1,907,000
910,000
381,000
981,000
501,000
972,000
1,720,000
473,000
254,000



















State
Missouri
Nebraska
New Jersey
North Carolina
Ohio
Oregon
Pennsylvania
Tennessee
Texas
Utah
Vermont
Virginia
Washington
West Virginia
Wisconsin
Total
#of
Counties
1
1
1
1
4
2
4
1
1
1
1
6
2
1
3
72

Population
664,000
44,000
531,000
787,000
1,885,000
787,000
1,421,000
94,000
493,000
979,000
150,000
1,062,000
2,013,000
24,000
669,000
50,435,000
 Source: Analysis of local government partner list from: www.energystar.gov.
 Population data from: http://www.census.gov/popest/estimates.php (July 1, 2006 Estimates).
7.6 Opportunities for Residential Customers to Improve Energy and Water
    Efficiency Together
The key residential products that use both energy and water are: clothes washers; dishwashers;
showers; and faucets. Two of these products, clothes washers and dishwashers, are eligible to
earn the ENERGY STAR label; additionally, as of October 2007, faucets are eligible to earn the
WaterSense label. The WaterSense program is in the process of developing specifications for
high-efficiency showerheads, and these products may soon be eligible to earn the WaterSense
label. The principal way in which these products save energy is through the reduction in their
use of hot water. The combined water and energy savings achieved by these products make
them cost effective for consumers. Product labeling and home audits are two strategies for
capturing energy and water efficiency.
ENERGY STAR Labeling. Through 2006, the ENERGY STAR program is estimated to be
responsible for cumulative sales of 11.4 million ENERGY STAR labeled clothes washers and
28.7 million ENERGY STAR labeled dishwashers. The annual direct water savings from these
products are:

•  clothes washers: 80 mgd;42 and

•  dishwashers: 59 mgd.43
  Annual water savings of an ENERGY STAR clothes washer over a conventional clothes washer is 5,608 gallons
per year (gpy) for a 2004 specification unit (ENERGY STAR Clothes Washer Savings Calculator, last updated
10/11/2006) and zero gpy fora pre-2004 specification unit. Through 2006 6.16 million pre-2004 and 5.24 million 2004
specification units were shipped (Sanchez et al., 2007).
4 Annual water savings of an ENERGY STAR dishwasher over a conventional dishwasher is 860 gallons per year for
a 2004 specification unit (ENERGY STAR Dishwasher Savings Calculator, last updated 2/15/2005) and zero for a
                                                                                   7-11

-------
These direct water savings are in addition to the indirect water savings achieved through energy
efficiency.
Variability exists in the water consumption of some products. For example, the variability in
clothes washer water use was reported in the retrofit studies discussed in Section 5.2. The
ENERGY STAR program has taken steps to capture additional water savings within the
ENERGY STAR product labeling framework. For example, the clothes washer specification for
ENERGY STAR includes a water efficiency requirement that took effect January 1, 2007. The
specification includes a maximum water factor, along with a minimum energy factor. The
shaded area in Exhibit 7-5 shows the specifications for clothes washers and illustrates that
some models use more water than others per unit of washer capacity. ENERGY STAR also
revised specifications for dishwashers as of January 1, 2007.
Combining the energy and water specifications under a single  label has several benefits. The
single designation will clarify the choice of resource-efficient washers in the marketplace,
simplifying purchase decisions for consumers. Using a single label simplifies participation for
manufacturers, and enables energy and water utilities to adopt a uniform set of products to
promote in local and regional energy and water efficiency  programs. Additionally, combining
water and energy specifications  in a single program prevents unnecessary program duplication
at the federal level.
pre-2004 specification unit. Through 2006 3.57 million pre-2004 and 25.11 million 2004 specification units were
shipped (Sanchez et al., 2007).
                                                                                   7-12

-------
Exhibit 7-5: Variability in Water Use Among ENERGY STAR Labeled Clothes Washers
Pre-2007


14.0 -
12.0 -
,_ 10.0 -
V. 0
S "
C ra
O "- 8.0 -
1
> 6.0 -
i • 4.0 -
2.0 -


*:
•* * ^
*% ^H
	 -.3
.
• ^
Wew ENERGYSTAR fc
Specification (1/1/2007)

*'*""* 	
^v : * ^
*v^^^ *
**


0.0 0.5 1.0 1.5 2.0 2.5 3.0
Modified Energy Factor
Better 	 *

Modified Energy Factor = a measurement of the relative efficiency of the unit. Higher values represent
greater efficiency.
Water Factor = water use per unit of washer capacity. Lower values represent greater efficiency.
ENERGY STAR specifications are: Maximum Water Factor of 8.0 and Minimum Modified Energy Factor
of 1.72.
Data shown are for all ENERGY STAR labeled products listed on the ENERGY STAR website as of
September 2005.
Source: ENERGY STAR (www.energystar.gov).


Home Performance with ENERGY STAR. "Home Performance with ENERGY STAR," an
ENERGY STAR program that focuses on improving residential energy use, may provide an
opportunity to promote water efficiency. As part of Home Performance, trained and certified
home inspectors conduct detailed assessments of the way energy is used in homes. Through
this branded service that leverages public recognition of the ENERGY STAR label, the objective
is to make homes more comfortable with lower energy bills. Home Performance is now available
in more than 15 states.
Home Performance implementers have identified water efficiency assessments as a value-
added service that could potentially be incorporated into the program. EPA should examine the
best approaches for achieving increased water efficiency in existing homes, including additional
training and tools for  ongoing water utility audit programs.

WaterSense labeling addresses the single  largest opportunity to save water in the home, HET
toilets. HET toilets do not save energy directly, however, the water savings associated with
these products would save energy in the water supply and wastewater treatment sectors, as
described in  previous sections. Through the specification of performance characteristics based
on accepted  test methods, the program identifies HETs that can both perform well and use less
water than required under EPAct.
                                                                                7-13

-------
Residential Rebate Programs. Water utilities have offered rebate programs for many years in
order to promote efficient water use. Typically these programs consist of a financial incentive or
rebate that is offered to residential customers to reduce the capital cost of purchasing and
installing water efficient fixtures. These programs can be directed at retrofitting existing homes
or encouraging builders of new homes to install high efficiency appliances. These programs
cover a wide range of fixture types including showerheads, toilets, and clothes washers. Exhibit
7-6 below contains information on estimated water and energy savings in Southern California
(MWD, 2006).
Exhibit 7-6:. Water Efficiency Rebate Programs and Associated Energy Savings for
Residential Products
Device/Program
Residential Indoor
High-Efficiency Toilet (MET)
MET Upgrade/New Construction
Ultra Low Flush Toilet (ULFT)
High-Efficiency Clothes Washer
Water
Savings
per Year
(Acre-
Feet)

0.04
0.01
0.03
0.02
Lifetime
Water
Savings
(Acre-
Feet)

0.85
0.16
0.70
0.23
Lifetime
Energy
Savings
(kWh)a

3,574
658
2,925
986
a Assumes 4,200 kWh/acre-foot for indoor water use and 3,500 kWh/acre-foot for outdoor use.
Source: Metropolitan Water District of Southern California, 2006.
7.7 Opportunities Among Commercial Customers to Improve Energy and Water
    Efficiency Together
Strong links exist between water efficiency and energy efficiency among commercial customers.
Opportunities to capture energy and water savings can be defined in terms of four strategies
used to promote efficiency: systems-oriented building performance; product labeling; sector-
specific assessments and commercial rebate programs. Each is discussed in turn.

Systems-Oriented Building Performance. Over the past 20 years, the energy efficiency
community has worked with many organizations to refine and promote an effective energy
management approach for commercial buildings. The preferred approach emphasizes the need
to measure and improve buildings as a system, including the impacts of operations and
maintenance. Additionally, the importance of corporate commitment to improving energy
efficiency has been noted. In the ENERGY STAR program, the systems-oriented approach has
been shown to deliver twice the energy savings for a given investment as alternative
approaches (USEPA, 2004a), and it is essential to seeing progress in the energy efficiency of
buildings over the next decades.

Fundamental to this systems-oriented approach is the ability to measure a building's total
performance. Within the ENERGY STAR framework, the national energy performance rating
system for buildings has been in use since 1999. The framework is based  on the statistical
regression analysis of national survey data (the Energy Information Administration's
Commercial Building Energy Consumption Survey, CBECS). The system is currently capable of
rating 13 building types (offices, bank branches, courthouses, financial centers,  K-12 schools,
                                                                                 7-14

-------
acute care and children's hospitals, medical office buildings, hotels/motels, retail stores,
supermarkets, residence halls/dormitories, warehouses, and wastewater treatment facilities).
These building types account for more than half of all US commercial buildings. ENERGY STAR
is continually looking for opportunities to expand the number of building types eligible for
rating.44

As a front-end user interface to the energy performance rating system, the EPA designed the
Portfolio Manager tool - a free-to-use online software program that allows building owners and
operators  to enter relevant building data and receive a 1-to-100 rating comparing their buildings'
energy performance to that of similar properties across the United States.  Buildings that rate a
75 or higher - indicating that they are performing in the top quartile of their building type
nationwide - are eligible to apply for the ENERGY STAR label. Significant to note is the fact that
these ratings are "normalized" for local weather conditions as well as key building
characteristics such as size and occupancy - meaning that the energy performance of a small
office building in Buffalo can  be effectively compared to that of a skyscraper in Los Angeles. In
addition, for building types that are not eligible to receive a 1-to-100 rating, Portfolio Manager
can be used to determine the energy use intensity (expressed in kBtu/ft2) of the building.
Furthermore, for all buildings Portfolio Manager serves as an organizational tool, allowing users
to actively track the performance of their properties - from single buildings to entire portfolios -
in order to see the  effects that energy efficiency improvements are having on their energy
consumption, energy costs, related environmental impacts, and energy performance ratings if
applicable. Collectively, this information can be used in key market transactions such as the
assessment of the  asset value of a building or lease price of building space. Exhibit 7-7 lists the
current availability  of Portfolio Manager by market segment, as well as the portion of each
sector that has made commitments to improve performance under the  ENERGY STAR
program.
44 From http://www.energystar.gov/index.cfm?c=evaluate_performance.bus_portfoliomanager.
                                                                                    7-15

-------
Exhibit 7-7: ENERGY STAR Building and Product Offerings for Ratable Building Types
(as of September 2007)
Market Segment
Office
• General
• Courthouses
• Banks
• Financial Centers
Retail
• All retail stores with the
exception of stores in
malls and electronics
stores
Education
• K-12
• Higher Education
(residence halls and
dormitories)
•
Healthcare
• Acute Care Hospitals
• Medical Office Buildings
Lodging (Hotel and Motel)
Food Sales
• Grocery Stores
Other
• Warehouses
• Wastewater Treatment
Facilities
TOTAL
Current Rated Floor
Space
(% of market)
3.2 billion
(31%)
Not yet available
1.4 billion (22%)
42 million (6%)
864 million (52%)
50 million (5%)
561 million
(21%)
286 million
(52%)
147 million (2%)
N/A
6.5 billion (21%)
Availability of National
Energy Performance
Rating System
(Portfolio Manager)
-available since 1999
- available since 2004
-available since 2004
-available since 2004
-available since 2007
-available since 2000
- available since 2004
- available since 2001
- available since 2004
- available since 2001
- available since 2001
- available since 2004
-available since 2007

Primary ENERGY STAR
Products Applicable to
Building Type
Office equipment
Consumer electronics
Appliances
Water coolers
Vending machines
Office equipment
Consumer electronics
Appliances
Water coolers
Office equipment
Consumer electronics
Appliances
Lighting
Office equipment
Vending machines
Office equipment
Consumer electronics
Appliances
Lighting
Vending machines
Commercial food service
equipment
Office equipment
Water Coolers
Vending machines
Office equipment
Consumer electronics
Appliances
Vending machines

Building water and energy efficiency have several direct links. For example, upgrading lighting
systems and improving lighting design not only reduce electricity consumption, they also reduce
heat load on the building. Similarly, improving building shell thermal performance, through the
use of reflective roof materials, improved window products, and insulation, also reduces heat
load. In buildings that include water-cooled air conditioning systems, these reductions in heat
load reduce the amount of water required for cooling. Improving the efficiency of HVAC systems
themselves also reduces water consumption.  As shown in Section 6.2.3, more efficient HVAC
units require less water for a given number of cycles of concentration. Tuning up and controlling
an HVAC system to improve its energy efficiency from 1.0 kW/ton of cooling to 0.75 kW/ton
saves about 5 percent of the water used for cooling.
                                                                                 7-16

-------
Lelic and Blair (2004) identify one specific technology that improves both energy and water
efficiency in cooling water systems. Through the use of variable speed drives (VSD) on cooling
tower fans, fan speeds can be modulated to match heat dissipation requirements (Lelic and
Blair, 2004, p. 3). By avoiding unnecessarily high fan speeds, water loss and electricity
requirements are both reduced. Additionally, the temperature of the cooling water can  be
maintained more precisely so that the air conditioner itself operates more efficiently. Lelic and
Blair report that code changes to require VSDs on cooling tower fans are being considered in
some areas, and that the U.S. Green Buildings Council endorses their use (Lelic and Blair,
2004, p. 5).

By taking a comprehensive system-wide view of building performance, Portfolio Manager
captures these interactions among heat load, air conditioner efficiency, and cooling water
systems. Of particular importance is that no single component can be addressed in isolation: the
combined performance of the total system is the important measure of building performance.
Portfolio Manager has expanded its focus to monitor both energy and water performance in its
existing framework.

In addition to the ENERGY STAR voluntary program described above, the Commercial
Buildings Energy Consumption Survey (CBECS), implemented by the DOE, collects extensive
building performance data for the entire collection of US commercial buildings. In the past the
survey has collected comprehensive energy performance metrics on building size, age, principal
activity, occupancy hours, energy sources and end-uses, and fuel, steam, and hot water usage.
In the upcoming 2007 CBECS survey, the DOE is working with EPA's Office of Water to
develop a set of water performance questions to be added to the existing energy related
questions in the building survey.45

Products Labeling for Commercial Customers. While energy efficiency programs for the
commercial and industrial sectors place a large emphasis on whole-building system
improvements, there are opportunities to use efficient products as well. Products are typically
defined as "plug loads," meaning that that are separate from building systems and plug into an
outlet. Many such products, including office equipment and appliances, are already covered by
the ENERGY STAR  program, and offer significant energy savings within these sectors (see
Exhibit 7-7).
Among the 22 ENERGY STAR labeled products available in this sector, four products  use
energy and water:

    •   coin-operated clothes washers (labeled in 2001)

    •   commercial steam cookers (labeled in 2003)

    •   ice makers (labeled in 2007)

    •   commercial dishwashers (labeled in 2007).
Additional products undergoing investigation that save both water and energy include:
commercial clothes washers46; soft-serve machines; and autoclaves (steam sterilizers). Pre-
rinse spray valves, used in restaurants and commercial kitchens, have also been identified as a
significant opportunity to capture energy and water savings together. The recently enacted
Energy Policy Act of 2005 sets a maximum flow rate of 1.6 gallons per minute for newly
45 Additional information on CEBCS can be found at: http://www.eia.doe.gov/emeu/cbecs/contents.html.
46 Coin-operated clothes washers for use in multi-family housing qualified for the ENERGY STAR label in
2001. Commercial multi-load clothes washers for use in hotels, hospitals, sports facilities, etc. are
undergoing investigation.
                                                                                   7-17

-------
manufactured spray valves as of January 1, 2006. Replacing existing spray valves with more
efficient models that comply with this new standard can return significant savings very cost
effectively.
Sector-Specific Assessments. Energy-efficiency programs and initiatives often take a sector
approach to promote corporate commitment and improved performance. This approach to
commercial and industrial energy efficiency offers opportunities to promote water efficiency as
well. Because water and energy are used jointly in many industrial processes, industry-specific
metrics that examine both resources simultaneously should be the preferred approach.

For example, ENERGY STAR assembles sets of practices that reflect a wide range of efficiency
opportunities for a sector. In the food service sector, the program promotes multiple sector-
specific products: commercial fryers, hot food holding cabinets, solid door refrigerators and
freezers, and commercial steam cookers. Expanding this product list to include commercial
dishwashers, ice machines, and soft-serve ice cream machines would be an effective method of
leveraging the existing program infrastructure.
Similarly, ENERGY STAR has multiple offerings in the hospitality (hotel/motel) and health care
sectors. In both sectors, the program promotes whole building energy efficiency through the use
of Portfolio Manager.47 However, products and other practices may be bundled and promoted
as well, again leveraging program resources and making use of existing outreach efforts to
decision makers and energy managers.

Across these three program strategies, the ENERGY STAR framework provides an example of
one option for promoting water efficiency along side energy efficiency to commercial and
institutional customers.

Commercial Rebate Programs. Similar to the residential sector, water utilities have  offered
rebate programs for many years in order to promote efficient water use. Typically these
programs consist of a financial  incentive or rebate that is offered to commercial customers to
reduce the capital cost of purchasing and installing water efficient fixtures.  These programs
cover a wide range of fixture types including pre-rinse spray valves and other equipment. Exhibit
7-8 below contains information  estimated water and energy savings in Southern California
(MWD, 2006).
47 Portfolio Manager is an online tool that enables facility managers to track and manage the energy use
of their buildings. It enables buildings to be benchmarked or compared to a similar building stock
nationwide. This ENERGY STAR tool is available for commercial office buildings,  hospitals, hotels,
grocery stores, schools, and several other space types.
                                                                                    7-18

-------
Exhibit 7-8: Water Efficiency Rebate Programs and Associated Energy Savings for
Commercial Sector
Device/Program
Commercial
High-Efficiency Toilet (MET)
MET Upgrade/New Construction
Ultra Low Flush Toilet (ULFT)
High-Efficiency Urinal (HEU)
HEU Upgrade/New Construction
Zero Water Urinal (ZWU)
ZWU Upgrade/New Construction
High-Efficiency Clothes Washer
Pre-Rinse Spray Valves
Water Brooms
Connectionless Food Steamers
Cooling Tower Controllers
PH Cooling Tower Controllers
Steam Sterilizer
X-Ray Recirculation
Landscape
Commercial Water Based Irrigation Controllers (WBIC)
Rotating Nozzles for Pop-up Spray Heads
Water
Savings
per Year
(Acre-
Feet)

0.03
0.01
0.03
0.06
0.02
0.12
0.03
0.12
0.22
0.15
0.25
0.32
0.97
1.30
3.20

0.80
0.00
Lifetime
Water
Savings
(Acre-
Feet)

0.61
0.11
0.68
1.23
0.31
2.45
0.61
0.93
0.67
0.46
2.50
3.22
9.72
19.50
16.00

8.00
0.02
Lifetime
Energy
Savings
(kWh)a

2,546
469
2,835
5,153
1,289
10,307
2,577
3,898
2,822
1,698
10,500
13,524
40,824
81,900
67,200

29,600
74
a Assumes 4,200 kWh/acre-foot for indoor water use and 3,500 kWh/acre-foot for outdoor use.
Source: Metropolitan Water District of Southern California, 2006.
7.8 Potential Water and Energy Savings Resulting From Leveraging Energy and
    Water Efficiency Programs

Dual savings strategies reduce the amount of both energy and water demanded by customers.
The energy savings reduce the load on the relevant energy distribution systems, electric and/or
gas. Similarly, the direct water savings reduce the amount of water that needs to be handled by
community water supply and wastewater treatment systems.

In contrast to the dual savings strategies, many energy efficiency activities only save energy
directly, so that water is only saved indirectly. The indirect water savings are realized through
reduced cooling water requirements at power plants. For example, high efficiency residential
lighting products reduce electricity generation requirements, and thereby indirectly reduce
power plant cooling water needs. Although these indirect water savings at power plants do not
reduce the water demands on community water supply systems and wastewater treatment
plants,  they have the potential to reduce the pressure on water resource requirements for power
plant operations.
                                                                                 7-19

-------
Each of the previous sections presents aspects of the relationship between water and energy
use and opportunities for leveraging energy efficiency programs to improve water efficiency.
This section summarizes these relationships and quantifies opportunities to save water and
energy together. First, the water savings associated with the ENERGY STAR program is
presented. Second, the potential energy savings from leveraging WaterSense program is
presented. This section concludes with potential program strategies for promoting efficiency.

   7.8.1  Potential Water Savings By Leveraging the ENERGY STAR Program

Exhibit 7-9 lists the direct and indirect water and energy savings estimated to be achieved by
the ENERGY STAR program in 2006. The energy savings are reported under the ENERGY
STAR Products program element and the Buildings element. These energy savings total
151,700 million kWh per year. The direct water savings are shown for clothes washers and
dishwashers (as discussed in Section 7.6), totaling approximately 140 mgd. Improving the
efficiency of cooling tower operations are also reported, amounting to about 1 percent of
estimated cooling tower water use, or 2.6 mgd. This water savings is estimated based on
10 percent of the floor space of buildings with cooling towers having reduced energy
consumption by 10 percent. Reaching this portion of large buildings is within the range of
penetration of the current ENERGY STAR program (see Exhibit 7-7), and has probably been
exceeded by the existing program activities.

The total direct water savings for 2006 from the ENERGY STAR program is about 140 mgd,
which is equal to the residential indoor water use of about 2.0 million people. The indirect water
savings at power plants is estimated at over 180 mgd.

The ENERGY STAR program is expected to grow over the next 9 years, approximately doubling
its energy savings  with currently planned activities.

Exhibit 7-10 shows the estimated energy and water savings in 2015. In addition to the existing
ENERGY STAR program elements, the exhibit lists the energy and water savings from potential
new energy efficiency activities, including the following:

   •   Intensified  Residential Clothes Washer and Residential Dishwasher Initiatives: ENERGY
       STAR labeled clothes washers are expected to account for about 40 percent of annual
       shipments  of residential clothes washers by 2015. ENERGY STAR labeled dishwashers
       are expected to account for over 60 percent of shipments by 2015. Expanding the
       market share of resource-efficient clothes washers and dishwashers by another
       6 percent would increase shipments so that 8 million additional clothes washers and
       6 million additional dishwashers would be achieved over 10 years. The incremental
       direct water and energy savings associated with this intensified activity are about
       130 mgd and 6.8 billion kWh per year.

   •   Cooling Towers: As discussed above in Section 6.2.3, a 10 percent improvement in the
       operation of cooling towers would save about 26 mgd. The direct energy savings that
       would accompany this water savings has not been estimated.

   •   Water Supply and Wastewater Treatment Industry Focus:  As discussed in Section 7.5,
       the ENERGY STAR program is developing a focus on the water supply and wastewater
       treatment industries. Energy efficiency improvement targets for these sectors could
       include:

       >  A 5 percent reduction in the energy intensity of water supply,  achieved primarily
          through improved pumping efficiency, would yield annual energy savings of about
          1,500 million kWh.
                                                                                 7-20

-------
       >  A 10 percent reduction in the aeration energy requirements at activated sludge
          processes of treatment plants would save about 575 million kWh annually.

       >  A target of a 2 percent improvement in pumping efficiency at wastewater treatment
          plants would yield savings of 34 million kWh per year.

The total energy savings across these three activities is about 2,110 million kWh, shown in
Exhibit 7-10.

   •   Other Industries: Additional efforts could  be developed for other industries to save both
       water and energy. The potential savings from additional initiatives are not estimated at
       this time.

The potential expansion of energy efficiency efforts has the potential to achieve direct water
savings of about 160 mgd by 2015. Combined with the direct water savings associated with the
planned expansion of the existing ENERGY STAR activities, the total water savings are
estimated to be about 750 mgd, or the residential indoor water use of over 10 million people.  Of
these water savings more than 95 percent are from planned and potential ENERGY STAR
clothes washer and dishwasher promotional programs.

Considering the simultaneous savings of both water and energy improves the cost effectiveness
of these efforts. The direct energy savings of the new energy efficiency activities listed in Exhibit
7-10, about 8,860 million kWh per year, are worth about $700 million annually. The value of the
160 mgd in direct water savings saved in residential and commercial use can be valued at
$4.50 per 1,000 gallons to reflect both water and wastewater volumetric charges. These savings
are worth about $260 million annually. The total value of the water and energy saved are
together worth almost $1 billion annually.

   7.8.2 Potential Energy Savings By Leveraging the WaterSense Program
WaterSense's  market enhancement initiatives focus on promoting products and activities that
save water directly. Energy may be saved indirectly through reductions in the requirements for
supplying and treating water. Until recently, the primary strategies for saving water were to
promote the accelerated installation of EPAct compliant bathroom fixtures and to improve the
efficiency of outdoor water use. Now, the WaterSense program is promoting the use of high-
efficiency,  high performing fixtures that go beyond the EPAct standards to replace existing
fixtures and install them in new construction.

Exhibit 7-11 presents opportunities to save both water and energy for existing and  potential
water saving strategies  in 2015. Estimates for the projected annual water savings potential for
the initial WaterSense program product areas—toilets, faucets, showerheads, irrigation
controllers, and certification of irrigation professionals—is currently under development. These
savings estimates will be based on the water savings per unit estimates described  below and on
models of the penetration rate of WaterSense products currently underway.
Listed below are the assumptions and methodologies used for estimating water savings for
each of the activities listed.

Existing Water Saving Strategies

   •   Natural replacement of toilets with EPAct compliant toilets in the residential sector:
       Gleick,  et al. estimate that in 2004, about 70 percent of the population in California did
       not have 1.6 gallon per flush toilets in their households (Gleick, et al., 2003, Appendix A,
       p. 6). This percentage is estimated to decline over a 10-year period (through 2015) to
       about 39 percent as the result of natural replacement and existing promotional programs
       in the state. Thus, about 31 percent of the population is expected to replace their non-
                                                                                   7-21

-------
       compliant toilets by 2015. Using this replacement rate nationally, along with the
       projected U.S. population of about 312 million in 2015, the natural replacement rate
       amounts to about 95 million people. The direct water savings from this rate of
       replacement is substantial, totaling about 1,600 mgd, including both the direct savings
       from flushing  and  the reduced leakage from faulty flapper valves. This amount of
       reduction is about 3 percent to 4 percent of total water withdrawal for public supply in
       2000. Annual indirect electricity  savings of  980 million kWh would be realized due to
       reduced water pumping for water supply and treatment (no reduction in energy use is
       assumed for aeration during wastewater treatment).48 The estimates are shown in
       Exhibit 7-11.

   •   Natural replacement of toilets and urinals with EPAct compliant toilets and urinals in the
       commercial sector: The installation of EPAct compliant toilets and urinals in the
       commercial sector is further along, with about 55 percent and 45 percent penetration
       respectively reported by Gleick,  et al. for California (Gleick, et al., 2003, Appendix D,
       pp.  1 and 3).  Insufficient information is available for estimating the continued natural
       installation rate of EPAct compliant toilets and urinals in  commercial applications over
       the  next 10 years.

   •   WaterSense high-efficiency toilets (HETs):  Replacing EPAct compliant toilets with 1.28
       gpf  HETs saves 794 gallons per toilet per year. The current existing stock of 222 million
       toilets is a mix of older pre-EPAct models and EPAct compliant model. The national
       composition is estimated to consist of 5.0 gpf toilets,  3.5 gpf toilets and 1.6 gpf toilets
       (WaterSense, 2007a).

   •   WaterSense high-efficiency faucets: By replacing EPAct compliant bathroom sink
       faucets with WaterSense  labeled faucets or retrofitting them with WaterSense labeled
       faucet accessories saves 292 gallons per faucet per year. EPAct compliant faucets have
       a maximum flow rate of 2.2  gpm. WaterSense labeled faucets and faucet accessories
       will  have a maximum flow rate of 1.5 gpm (WaterSense, 2007b).

   •   WaterSense high-efficiency irrigation controllers: There currently are an estimated
       25,000,000 installed controllers  in the United States,  95  percent of which are candidates
       for replacement with higher-efficiency models (WaterSense, 2006). Based on analysis of
       data from six  field studies, a 20  percent savings can be expected from using high-
       efficiency irrigation control technologies, which translates to approximately 10,000
       gallons per controller per  year (USEPA, 2007b).

   •   WaterSense certification program for irrigation professionals: Currently 6 programs have
       applied for WaterSense label and there are 260 WaterSense irrigation partners and the
       number of certified individuals is expected to grow each  year. It is estimated that
       irrigation professionals certified through a WaterSense labeled program is approximately
       15 percent more water efficient than systems handled by professionals without this
       certification (USEPA, 2007b).
Potential Water Savings Strategies

   •   Accelerated replacement  of toilets with EPAct compliant units in the residential sector: In
       addition to the 95  million people expected to replace  their non-compliant toilets to EPAct
48 Replacing these toilets with WaterSense toilets instead of EPAct compliant toilets would produce direct water
savings of 1,800 mgd and associated indirect energy savings of greater than 1  billion kWh (assuming that
WaterSense toilets generate savings of 12.0 gallons per capita day (gpcd) above conventional, as compared to 10.3
gpcd savings for EPAct compliant toilets; both EPAct compliant and WaterSense toilets are assumed to generate
savings of 6.3 gpcd from leak reduction compared to conventional toilets).
                                                                                     7-22

-------
       compliant units through natural replacement, accelerated replacement programs can be
       used to further increase savings. Gleick, et al.'s figures indicate that even in California,
       which has active water-conservation programs, there is considerable opportunity to
       further accelerate the installation of more efficient fixtures in residential applications
       (Gleick, et al., 2003). Nationally, the potential is likely larger. If an additional 25 million
       people replace their non-compliant toilets to EPAct units by 2015, the resulting additional
       direct water and indirect energy savings would total 430 mgd and 260 million kWh,
       respectively.

   •   Accelerated replacement of toilets and urinals with EPAct compliant units in the
       commercial sector: Accelerated replacement of an additional 2 million EPAct compliant
       toilets and urinals in the commercial sector would save about 200 mgd.49 The annual
       indirect energy savings is estimated at about 120 million kWh.

   •   Reduced leakage in the water supply sector: Given that leakage is believed to be on the
       order of 10 percent of total water supply, a 10 percent reduction in  leakage would mean
       a savings of about 1 percent of water supply, implying direct savings of 300 million kWh
       per year and 548 mgd. An aggressive national program effort could potentially achieve
       half this amount of savings, which is included in the exhibit. The largest single water
       saving opportunity is the reduction in real water losses by water supply systems, which
       warrants focused attention within  any strategy to  improve water and energy efficiency.

   •   Other Strategies: Landscaping, Irrigation, and Power Plant Cooling water efficiency
       programs: Improved efficiency in outdoor landscaping water use has the potential to
       save significant amounts of water, both in residential and commercial applications. The
       savings opportunities vary regionally, and have not been estimated in this report.
       Similarly, significant water savings may be achievable through improved irrigation
       efficiency on crops and substitution of dry cooling for recirculated cooling at power
       plants. In these two cases, increased energy usage may be associated with the water
       savings. Neither the water savings potential nor the possible increases in energy
       requirements are estimated here for crop irrigation and dry cooling.
The total water savings for the existing water saving strategies is over 1,600 mgd, which
includes natural replacement of toilets  in  the residential sector with EPAct compliant toilets.
Potential water savings strategies could save an additional 630 mgd through accelerated
replacement of EPAct compliant toilets and urinals in the residential and commercial sectors; a
value of over 1 billion dollars in savings per year. Moreover, a reduction in water loss during
supply could result in avoided leakage of 270 mgd. Using the marginal cost of additional supply
of $1.90 per 1,000 gallons as a representative value, the value of reduced water loss is about
$180 million per year. The total direct and indirect energy savings for these potential water
savings strategies are estimated at about 700 million  kWh and are worth over $55 million per
year. Combined the potential savings are worth over $1.2 billion per year.  The savings
estimates  presented here are  incomplete in that they omit WaterSense products and programs,
residential and commercial landscaping options,  irrigation options, and increased use of dry
cooling at  power plants.
49 The savings per ULF toilet are estimated as 3 gallons per flush times 20 flushes per day for commercial
applications. The savings per urinal are estimated as 2 gallons per flush times 20 flushes per day.
                                                                                    7-23

-------
Exhibit 7-9: ENERGY STAR Program Energy and Water Savings in 2006
Activity
ENERGY STAR Products: 2006
11.4 Million ES Clothes Washers: 2006e
28.7 Million ES Dishwashers: 2006e
ES Commercial Clothes Washers and
Steam Cookers: 2006
ENERGY STAR Buildings: 2006
ES Buildings Reduced Water for Cooling:
2006
ENERGY STAR in 2006
Direct Savings
Electricity
(million
kWh/yr)
75,200d
(included above)
(included above)
(included above)
76,500 h
(included above)
151,700
Community
Water Supply
and
Wastewater
Treatment
(mgd)
(estimated
separately)
80f
59g
(under
development)
(estimated
separately)
31
142
Indirect Savings
Electricity
(million
kWh/yr)b
(estimated
separately)
48
36
(under
development)
(estimated
separately)
2
86
Power Plant
Cooling Water
(mgd)c
93
(included above)
(included above)
(included above)
94
<1
187
Total Savings3
Electricity
(million
kWh/yr)
75,200
48
36
(under
development)
76,500
2
151,786
Water
(mgd)
93
80
59
(under
development)
94
3
329
                                                                                                    7-24

-------
a Totals may not add due to independent rounding.
bOnly water supply and wastewater pumping electricity savings will take place due to reduced water consumption. Water supply consumes 1,500 kWh/million
gallons and wastewater pumping consumes 150 kWh/million gallons (Burton, 1996).
c Assuming a mid-range value of 0.45 gallons/kWh (see Sections 4.2 and 7.2). The impact of transmission and distribution losses on this factor has been
ignored; however, the impact on the factor is minimal since transmission and distribution losses fall in the range of 5 to 10 percent.
d ENERGY STAR 2006 annual report, page 15. Available at:  http://www.energystar.gov/ia/news/downloads/annual_report_2006.pdf.
eCumulative shipments by specification (i.e., tier) due to ENERGY STAR program in 2006 (Sanchez et al., 2007). Through 20066.19 million  pre-2004
specification (i.e., tier 1) and 5.24 million 2004 specification (i.e., tier 2) clothes washer shipments due the ENERGY STAR program, 3.57 million pre-2004
specification (i.e., tier 1) and 25.11  million 2004  specification (i.e., tier 2) dishwasher shipments  due to the ENERGY STAR program, and 1.2  thousand pre-2004
specification (i.e., tier 1) steam cooker shipments due to the ENERGY STAR program. The weighted average ENERGY STAR clothes washer savings over a
conventional unit in 2006 is 2,570 gallons per year.
'Annual water savings of an ENERGY STAR clothes washer over a conventional clothes washer is 5,600 gallons per year for a 2004 specification unit
(ENERGY STAR Clothes Washer Savings Calculator, last updated 10/11/2006) and zero fora pre-2004 specification unit. Total water savings estimated using
cumulative shipment values by specification for clothes washers as shown  in footnote e (Sanchez et al, 2007). The weighted average ENERGY STAR clothes
washer savings over a conventional unit in 2006 is 2,570 gallons per year.
g Annual water savings of an ENERGY STAR dishwasher over a conventional dishwasher is 860 gallons per year for a 2004 specification unit (ENERGY STAR
Dishwasher Savings Calculator, last updated 2/15/2005) and zero for a pre-2004 specification unit.  Total water savings estimated using cumulative shipment
values by specification for dishwashers  as shown in footnote e (Sanchez et al., 2007). The weighted average ENERGY STAR dishwasher savings over a
conventional unit in 2006 is 753 gallons per year.
h ENERGY STAR 2006 annual report, page 15. Available at:  http://www.energystar.gov/ia/news/downloads/annual_report_2006.pdf.
'Total cooling water consumption in commercial buildings is 260 million gallons per day (CEBCS.1999 & Perry's Chemical Engineering Handbook). Assuming
Energy STAR buildings have a penetration  rate  of approximately 10 percent and have cooling towers with 10 percent greater efficiency than conventional
cooling towers.	
                                                                                                                                        7-25

-------
Exhibit 7-10: Potential Energy and Water Savings in 2015
Activity
Direct Savings
Electricity
(million
kWh/yr)
Community
Water Supply
and
Wastewater
Treatment
(mgd)
Indirect Savings
Electricity
(million
kWh/yr)b
Power Plant
Cooling Water
(mgd)c
Total Savings3
Electricity
(million
kWh/yr)
Water
(mgd)
Planned Growth in Existing ENERGY STAR Activities Through 2015
ENERGY STAR Products: 2015
29.1 million ES Clothes Washers: 2015e
83.2 million ES Dishwashers: 201 5e
ES Commercial Dishwashers, Commercial
Clothes Washers, Ice Machines and Steam
Cookers: 2015
ENERGY STAR Buildings: 2015
ES Buildings Reduced Water for Cooling: 201 5
Subtotal Existing Activities 2015
257,000d
(included
above)
(included
above)
(under
development)
89,900h
(included
above)
346,900
(estimated
separately)
448f
145g
(under
development)
(estimated
separately)
31
596
(estimated
separately)
270
87
(under
development)
(estimated
separately)
2
359
320
(included
above)
(included
above)
(under
development)
110
<1
430
257,000
270
87
(under
development)
89,900
2
347,259
320
448
145
(under
development)
110
3
1,026
Potential New Energy Efficiency Activities Through 2015
8 million additional ES Clothes Washers
6 million additional ES Dishwashers
Other ES Products: Commercial Dishwashers,
Commercial Clothes Washers, Ice Machines
and Steam Cookers
Improved cooling tower operations: 10%
Improvement in Water Use
Dry Cooling for Power Plants
Water Supply/Wastewater Treatment Industry
Focus
Subtotal New Activities in 2015
Total 2015 (New and Existing)
4,960J
1,790k
(under
development)
(not estimated)
(not estimated)
2,110m
8,860
355,760
123f
10g
(under
development)
26'
(not estimated)
0
160
756
74
6
(under
development)
16
(not estimated)
0
100
459
6
2
(under
development)
<1
(not estimated)
3
11
441
5,034
1,796
(under
development)
16
(not estimated)
2,110
8,960
356,219
129
13
(under
development)
26
(not estimated)
3
170
1,196
                                                                                                             7-26

-------
a Totals may not add due to independent rounding.
bOnly water supply and wastewater pumping electricity savings will take place due to reduced water consumption. Water supply consumes 1500 kWh/million
gallons and wastewater pumping consumes 150 kWh/million gallons (Burton, 1996).
c Assuming a mid-range value of 0.45 gallons/kWh (see Sections 4.2 and 7.2). The impact of transmission and distribution losses on this factor has been ignored;
however, the impact on the factor is minimal since transmission and distribution losses fall in the range of 5 to 10 percent.
d Sanchez  et al,, 2007.
e Cumulative shipments by specification (i.e., tier) due to ENERGY STAR program in 2015 (Sanchez et al., 2007). Through 2015 3.83 million pre-2004 specification
(i.e., tier 1), 9.68 million 2004 specification (i.e., tier 2), and 15.61 million 2007 specification (i.e., tier 3) clothes washer shipments due the ENERGY STAR
program, and 0.00 million pre-2004 specification (i.e., tier 1), 35.71 million 2004 specification (i.e., tier 2), and 43.50 million 2007 specification (i.e., tier 3)
dishwasher shipments due to the ENERGY STAR program.
'Annual water savings of an ENERGY STAR clothes washer over a conventional  clothes washer is 6993 gallons per year for a 2007 specification unit (ENERGY
STAR clothes washer calculator, last updated 5/2007), 5600 gallons  per year for a 2004 specification unit (ENERGY STAR clothes washer calculator, last updated
10/11/2006), and zero fora pre-2004 specification unit. Total water savings estimated using cumulative shipment values by specification for clothes washers as
shown in footnote f (Sanchez et al., 2007). The weighted average ENERGY STAR clothes washer savings over a conventional unit  in 2015 is 5,614 gallons per
year.
g Annual water savings of an ENERGY STAR dishwasher over a conventional dishwasher is 430 gallons per year for a 2007 specification unit (ENERGY STAR
dishwasher calculator, last updated 6/2007), 860 gallons per year for a 2004 specification unit (ENERGY STAR dishwasher calculator, last updated 2/15/2005),
and zero for a pre-2004 specification unit. Total water savings estimated using cumulative shipment values by specification for dishwashers as shown in footnote f
(Sanchez et al., 2007). The weighted average ENERGY STAR dishwasher savings over a conventional unit in  2015 is 635 gallons per year.
h G&A Sept 07 final (USEPA 2007c Climate Partnerships Protection Division)
'Assuming savings per building is the same in 2015 as in 2006.
] Average savings of 619.5 kWh/unit-year is based on weighted average  savings of cumulative shipments due to ENERGY STAR program in  2015 (Sanchez et al.,
2007).
k Average savings of 298.6 kWh/unit-year is based on weighted average savings of cumulative shipments due to ENERGY STAR program in 2015 (Sanchez et al.,
2007).
'Total cooling water consumption at commercial buildings is 260 million gallons per day (CEBCS.1999 & Perry's Chemical Engineering Handbook). Assuming
commercial buildings improve their cooling tower efficiency by 10 percent.
m Assuming energy efficiency improvements of 5 percent in water supply, 10 percent in wastewater treatment, and 2  percent in wastewater pumping. Water supply
consumes 1500 kWh/million gallons, wastewater treatment consumes 525 kWh/million gallons,  and wastewater pumping consumers 150 kWh/million gallons
(Burton, 1996).
                                                                                                                                        7-27

-------
Exhibit 7-11: Potential Savings from Water Saving Strategies by 2015
Activity
Direct Savings
Electricity
(million kWh/yr)
Community Water
Supply and Wastewater
Treatment
(mgd)
Indirect Savings
Electricity
(million
kWh/yr)b
Power Plant
Cooling Water
(mgd)c
Total Savings3
Electricity
(million
kWh/yr)
Water
(mgd)
Planned Growth in Existing Water Saving Activities Through 2015
Natural replacement of toilets to EPAct
compliant toilets (residential): 95
million people using EPAct toilets
Natural replacement of urinals to
EPAct compliant urinals (commercial)
WaterSense High Efficiency Toilets
(HETS)
WaterSense High Efficiency Faucets
WaterSense High Efficiency Irrigation
Controllers
WaterSense Certification for Irrigation
Professionals
Subtotal Existing Activities 2015
0
(not estimated)
(under
development)
(under
development)
(under
development)
(under
development)
0
1,620d
(not estimated)
(under development)
(under development)
(under development)
(under development)
1,620
980
(not estimated)
(under
development)
(under
development)
(under
development)
(under
development)
980
1
(not estimated)
(under
development)
(under
development)
(under
development)
(under
development)
1
980
(not
estimated)
(under
development)
(under
development)
(under
development)
(under
development)
980
1,621
(not
estimated)
(under
development)
(under
development)
(under
development)
(under
development)
1,621
Potential New Water Saving Activities Through 2015
Accelerated replacement of toilets to
EPAct compliant toilets (residential):
An additional 25 million people using
EPAct toilets
An additional 2 million EPAct toilets
and 2 million EPAct urinals
(commercial)
Intensified WaterSense High Efficiency
Toilets, Faucets, Irrigation Controllers,
and Irrigation Professionals Promotion
Reduce real loss by 0.5% of total
water supply
Improvements in landscaping,
irrigation, and power plant cooling
operations.
Subtotal New Activities in 2015
Total 2015 (New and Existing)
0
0
(not estimated)
150g
(not estimated)
150
150
430e
200f
(not estimated)
270
(not estimated)
900
2,520
259
120
(not estimated)
163
(not estimated)
542
1,522
<1
<1
(not estimated)
<1
(not estimated)
1
2
259
120
(not
estimated)
313
(not
estimated)
692
1,672
430
200
(not
estimated)
270
(not
estimated)
901
2,522
                                                                                                               7-28

-------
a Totals may not add due to independent rounding.
bOnly water supply and wastewater pumping electricity savings will take place due to reduced water consumption. Water supply consumes 1500 kWh/million
gallons and wastewater pumping consumes 150 kWh/million gallons (Burton, 1996).
c Assuming a mid-range value of 0.45 gallons/kWh (see Sections 4.2 and 7.2).
d Assuming natural replacements results in 95 million people use EPAct toilets by 2015, which have savings similar to ULF toilets. The water savings from ULF
toilets is 10.3 gallons per capital day,  and the water savings from reduced leaks is 6.8 gallons per capita day (mid-range) (REUWS, 1999).
eAssuming an additional 25 million people use EPAct toilets, which have savings similar to ULF toilets. The water savings from ULF toilets is 10.3 gallons per
capital day, and the water savings from reduced leaks  is 6.8 gallons per capita day (mid-range) (REUWS, 1999).
'Assuming an additional 2 million EPAct toilets (commercial), with savings of 3.0 gallons per flush and 20 flushes per day, and an additional 2 million EPAct
urinals (commercial), with savings of 2.0 gallons per flush and 20 flushes per day.
g Assuming a 0.5 percent reduction in real loss during water supply. In year 2000 total electricity consumption due to water supply was 30 billion kWh (EPRI,
2000, p. 2-4). A 0.5 percent reduction in real loss during water supply would save 150 million kWh of direct electricity (0.005 x 30 x 109 kWh). 1,500 kWh is used
to supply a million gallons of water; therefore, 150 million kWh direct electricity savings during water supply correlates to a direct savings 270 mgd of water (150
x 10s kWh/yearx 10s gallons/1,500 kWh x 1  year/365 days).
                                                                                                                                            7-29

-------
   7.8.3 Summary of Potential Program Strategies: Linkage to Improving Water and
         Energy Efficiency
The strong linkages between water and energy, both direct and indirect, indicate that water and
energy efficiency objectives can be approached simultaneously. Energy efficiency programs
provide one option for a platform from which many of the water and energy strategies can be
promoted to the general public, businesses, and industries. The existing energy-efficiency
program infrastructure can be leveraged in the following areas.

•  Product Labeling: Products that use both energy and water efficiently, and which meet the
   performance measures, can be promoted with a product label. As appropriate, either the
   ENERGY STAR or WaterSense product labeling program could provide consumers with a
   single label that communicates a good investment, and improved resource efficiency without
   sacrificing performance.
   A labeling approach should work for both consumer products (such as clothes washers and
   faucets) and business products (such as steam cookers). In particular, labeling business
   products enables  utility-run and regional energy and water efficiency programs to leverage a
   common set of specifications in the design of their business-focused initiatives.

•  Commercial Building Performance: The integrated-systems performance approach that has
   been applied to energy efficiency  can be expanded to incorporate water efficiency in
   buildings. In particular, an integrated approach is required for building systems that use both
   water and energy, such as cooling towers. Metrics for water consumption in  buildings can be
   added to the existing Portfolio Manager building rating tool so that a unified assessment of
   both energy and water can be conducted. Cost effective retrofits of WaterSense labeled
   restroom fixtures can also be added to the building performance recommendations to realize
   water savings benefits within the existing program structure. The first step of this strategy
   has been taken by adding water use tracking to Portfolio Manager and a number of
   organizations are now tracking water use through this system.

•  Industry Focus: The water supply and wastewater treatment industries warrant additional
   attention to capture energy savings opportunities, which appear to be significant. A focus on
   reducing leakage  deserves development as an opportunity to save  both energy and water.
   The U.S. Environmental Protection Agency is well positioned to work with these industries,
   as there is a long  working relationship between these  industries and the agency.  Using  its
   existing industry framework, the ENERGY STAR program can  contribute to focused
   outreach and assistance to the water supply and wastewater treatment industries.
   For the industries currently engaged  by ENERGY STAR, industry-specific metrics that cover
   both energy and water can be developed so that a single message of overall resource
   efficiency can be promoted. The effectiveness of this combined approach should be
   assessed, and if appropriate applied to additional industries that are added to the program.

•  Home Performance: To improve the efficiency of water use among  residential customers,
   the Home Performance with ENERGY STAR program may provide a program strategy for
   promoting WaterSense-compliant plumbing fixtures, including high-efficiency toilets and
   faucets. EPA needs to study how best to expand water audits and efficiency upgrades.

Energy efficiency program resources  do not currently extend to several strategies, including
labeling plumbing fixtures, outdoor water use, and agricultural  irrigation. Fortunately, the
WaterSense program is developing labeling specifications for plumbing fixtures and irrigation
control technologies.  Promoting the retrofit of older fixtures with these high-efficiency fixtures is
a method of promoting overall resource efficiency.
                                                                                  7-30

-------
Promoting more efficient water use in urban landscaping, among both residential and
commercial customers, requires expertise and tools that are outside the current capabilities of
most energy efficiency initiatives. The WaterSense program recently released specifications for
the certification of irrigational professionals and is in the process of developing specifications for
irrigation control technologies and ultimately other technologies that will fill this void. Although
the energy efficiency programs can conduct outreach to targeted decision makers, the expertise
may need to be added to the programs or provided by another entity, such as the WaterSense
program.

Promoting opportunities for improving irrigation efficiency on cropland would also fall outside the
scope of most energy efficiency programs, and the ENERGY STAR program in particular. The
ENERGY STAR program does not currently reach this audience, nor does it have the expertise
needed to take an integrated approach to crop production. Because water ownership and water
rights issues often must be considered, irrigation initiatives must incorporate not only technical
options and their impacts on crop production, but the legal status of the "saved" water as well.
Finally, cooling water use by newly constructed power plants will  be driven by the power
generation technologies adopted. Dry cooling (or hybrid cooling) may be selected by a
developer as one element of a siting strategy, with tradeoffs properly articulated between water
use and plant efficiency. Siting and licensing decisions will likely continue to be made at the
state and local level. Whether and how to promote dry cooling within this context remains to be
determined.
The WaterSense program and other existing state and utility water efficiency programs can be
leveraged to save energy through the product labeling process. The  WaterSense program
labels products that are at least 20 percent more efficient than the current standards require
while performing  as well or better than their less efficient counterparts. While WaterSense
product specifications do not directly address energy consumption, all water savings realized
through the use of WaterSense labeled products have a corresponding reduction in  energy
consumption as this report has demonstrated. Both commercial and  residential water-using
products will be addressed by the WaterSense labeling efforts. State- and utility-run rebate
programs will be  able to leverage this nationally recognized, EPA-backed product label to
further their efforts and streamline their programs. The multitude of state- and utility-specific
eligible product lists can be eliminated and replaced with a single list of products based upon
the WaterSense label.
7.9 Conclusion

Given the inter-related nature of water and energy resources, increased attention is warranted
for improving the efficiency of both resources simultaneously. Energy- and water-efficiency
initiatives and the ENERGY STAR and WaterSense programs in particular, provide an
opportunity for implementing some promising strategies. Both the ENERGY STAR  and
WaterSense programs have existing program infrastructures and methods for reaching decision
makers involved in both water and energy. Some of Energy STAR'S program tools  and
concepts, such as Portfolio Manager and Home Performance, can be extended to encompass
water efficiency opportunities. Likewise, the water savings realized through WaterSense's
product labeling efforts and its new home initiatives have inherent energy savings that can be
emphasized along with the water savings.

Cooperative efforts between ENERGY STAR and WaterSense and all the various institutions
involved in energy and water efficiency should be explored as a cost effective option for
                                                                                   7-31

-------
achieving resource efficiency. These entities should work together to promote and create a
resource efficiency ethic across the nation.
                                                                                     7-32

-------
                                  8.  References
40 CFR Part 141, 2004. Code of Federal Regulations, Title 40: Protection of Environment,
   Part 141-National Primary Drinking Water Regulations. Section 141.2. Definitions, accessed
   at: http://www.gpoaccess.gov/cfr/index.html, September 2004.
ACEEE, 2005. Roadmap to Energy in the Water and Wastewater Industry. American Council for
   an Energy-Efficient Economy. Washington, D.C. Report Number IE054, August 2005.

ACEEE, 2007. Summary Table of Public Benefit Programs and Electric Utility Restructuring.
   Accessed at: http://www.aceee.org/briefs/mktabl.htm

Aher, et al., 1991. East Bay Municipal Utility District Water Conservation Study. A. Aher, A.
   Chouthai, L. Chandrasekar, W. Corpening, L. Russ, and B. Vijapur. Stevens Institute of
   Technology,  Hoboken, New Jersey, 1991.

AHS, 2002. American Housing Survey for the United States: 2001. U.S. Census Bureau,
   Washington, D.C. accessed at: http://www.census.gov/prod/2002pubs/h150-01.pdf

Ally,  et al., 2002. Water and Energy Savings  using Demand Hot Water Recirculating Systems in
   Residential Homes: A Case Study of Five Homes in Palo Alto, California. M.R. Ally and J.J.
   Tomlinson, Oak Ridge National Laboratory, Oak Ridge, Tennessee and  B.T. Ward, City of
   Palo Alto Public Utility Commission, Palo Alto, California, ORNL/TM-2002/245, September
   2002.

American Water 2008. Save Water 49 Ways, American Water and  Energy Savers, 2002.
   Accessed at: http://www.americanwater.com/49ways.htm.

AMSA, 2002. AMSA 2002 Financial Survey, Association of Metropolitan Sewerage Agencies,
   Washington, D.C.

Anderson, et al., 1993. The Impact of Water Conserving Fixtures on Residential Water Use
   Characteristics in Tampa, Florida. D.L. Anderson, D. Mulville-Friel, and W.L. Nero,
   Proceedings ofConserve93, American Waterworks Association, Denver, Colorado, 1993.

Aquacraft, 1994. A Process Approach for Measuring Residential Water Use and Assessing
   Conservation Effectiveness. Aquacraft Inc., Boulder, Colorado, 1994.

Aquacraft, 1996. Analysis of Summer Peak Water Demands in Westminster, Colorado.
   Aquacraft Inc., Boulder, Colorado, 1996.

Aquacraft, 2003. Residential Indoor Water Conservation Study: Evaluation of High Efficiency
   Indoor Plumbing Fixture Retrofits in Single-Family Homes in the East Bay Municipal Utility
   District Service Territory. Prepared for the East Bay Municipal Utility District and the U.S.
   Environmental Protection Agency by Aquacraft, Inc., Boulder, Colorado,  July 2003.

Aquacraft, 2004. Tampa Water Department Residential Water Conservation Study. Prepared for
   the Tampa Water Department and the U.S. Environmental Protection Agency by Aquacraft,
   Inc., Boulder, Colorado, January 8, 2004.

ASE, 2002. Watergy: Taking Advantage of Untapped Energy and Water Efficiency Opportunities
   in Municipal Water Systems. Alliance to Save Energy, Washington, D.C., 2002.

AWWA, 1996. WaterASTATS, The Utility Database. American Water Works Association,
   Denver, Colorado, 1996.
                                                                                 8-1

-------
AWWA, 1999. Water Audits and Leak Detection. Manual 36, 2nd Edition, American Waterworks
   Association,  Denver, Colorado, 1999.

AWWA, 2001. Dawn of the Replacement Era: Reinvesting in Drinking Water Infrastructure.
   American Waterworks Association, Denver, Colorado, May 2001.

AWWA, 2003. Committee Report: Applying Worldwide BMPs in Water Loss Control. AWWA
   Water Loss Control Committee, American Water Works Association Journal, August 2003,
   pp. 65-79.

AWWA RF, 2003. Best Practices for Energy Management. American Water Works Association
   Research Foundation, John Jacobs, Thomas Kerestes and W.F. Riddle,  EMA, Inc., St. Paul,
   MN, 2003.

AWWA RF, 2007. Energy Index Development for Benchmarking Water and Wastewater
   Utilities. Prepared by Carlson, S.W. and Walburger, A., CDH Energy Corp, Evansville, Wl,
   2007.

Beecher, 2002. Survey of State Agency Water Loss Reporting Practices: Final Report to the
   American Water Works Association. Janice D. Beecher, Beecher Policy Research,
   Indianapolis, Indiana, January 2002.

Brown and Caldwell, 1984. Residential Water Conservation Projects—Summary Report.
   Prepared for the U.S. Department of Housing and Urban Development, Washington, D.C.,
   1984.

Burton, 1996. Water and Wastewater Industries: Characteristics and Energy Management
   Opportunities. Franklin L. Burton, Burton Environmental Engineering, Los Altos, CA.
   Prepared for the Electric Power Research Institute, Palo Alto, California,  September 1996,
   Report CR-106941.

Business Wre, 2001. Water Agencies Pitch in to Combat Energy Crisis: Assistance in
   Purchasing Alternative Power Sources Announced, Business Wre, 2001.

Business Wre, 2004. Landmark Ag-To-Urban Water Transfer Further Diversifies and Buttresses
   Southland's Water Supplies For Coming Decades. Metropolitan Water District of Southern
   California, Los Angeles, California, May 11, 2004. Accessed at:
   http://findarticles.com/p/articles/mi_mOEIN/is_2004_May_11/ai_n6022853.

CalPOP, 2008. California Process Optimization Program. Accessed at:
   http://www.calwastewater.com/index.php?fmv=ex.

CBECS, 1999. 1999 Commercial Buildings Energy Consumption Survey: Building
   Characteristics Tables. Energy Information Administration, Washington, D.C.

CBO, 2002. Future Investment in Drinking Water and Wastewater Infrastructure. Congressional
   Budget Office, Washington, D.C., November 2002.

CEC, 2000. Market Clearing Prices Under Alternative Resource Scenarios 2000-2010.
   California Energy Commission, Sacramento, California, February 2000, Report
   P200-00-004.

CEC, 2001. Environmental Performance Report of California's Electric Generation Facilities.
   California Energy Commission, Public Interest Energy Research Program, Sacramento,
   California, July 2001, Report P700-01-001.
                                                                                 8-2

-------
CEC, 2002. Comparison of Alternate Cooling Technologies for California Power Plants.
   Economic, Environmental and Other Tradeoffs, prepared by the Electric Power Research
   Institute for the California Energy Commission, Public Interest Energy Research Program,
   Sacramento, California, February 2002, Report Number 500-02-079F.

CEC, 2003a. Success Story: Madera Valley Water Company, California Energy Commission,
   Sacramento, California, 2004. Accessed at:
   http://www.energy.ca.gov/process/pubs/madera.pdf.

CEC, 2003b. Success Story. Encina Wastewater Authority, and Success Story. East Bay
   Municipal Utility District Special District 1, Wastewater Treatment, California Energy
   Commission, Sacramento, California. Accessed at:
   http://www.energy.ca.gov/process/pubs/encina.pdf.

CEC, 2003c. Comparative Cost of California Central Station Electricity Generation
Technologies. California Energy Commission, Sacramento, California, June 2003, Report
100-03-001F.

CEC, 2005. California's Water-Energy Relationship. Prepared in response to the 2005
   Integrated Energy Policy  Report Proceeding (04-IEPR-01E),  November 2005.

CEC, 2006. Refining Estimates of Water-Related Energy Use in  California.

Chesnutt, et al., 1992. The Conserving Effect of Ultra-Low Flush Toilet Rebate Programs. T.W.
   Chesnutt, A. Bamezai, C.N. McSpadden, A&N Technical Services, Santa Monica, California,
   1992.

Cunningham, et al., 2001. Pollution Prevention Through Energy Efficiency at a Public
   Wastewater/Stormwater Utility. S.L. Cunningham, W.F. Bell,  M.W. Sweeney, Louisville &
   Jefferson County Metropolitan Sewer District, Louisville, Kentucky, in WEFTEC 2001,  Water
   Environment Federation.

CUWCC, 2003. Phase 2 of the Pre-Rinse Spray Valve Installation Program for the Food Service
   Industry. California Urban Water Conservation Council, Sacramento, California,
   September 23, 2003.

CUWCC, 2004. Rinse & Save Final Report Summary. California Urban Water Conservation
   Council, Sacramento, California, 2004.

CUWCC, 2006. H2HOUSE, Water Saving  House, California Urban Water Conservation Council,
   2002. Accessed at: http://www.h2ouse.org/index.cfm.

CDWR, 1994. Water Efficiency Guide for Business Managers and Facility Engineers, California
   Department of Water Resources, October 1994.

Dougherty, 2002. Overview of the Massachusetts Energy Facilities Siting Board Approach to
   Power Plant Cooling System Requirements. Bill Dougherty, Tellus Institute, May 31, 2002.

Durfee and Tomlinson, 2001. Boston Water Study. D.J. Durfee and J.J. Tomlinson, U.S.
   Department of Energy, Energy Division of Oak Ridge National Laboratory, Oak Ridge,
   Tennessee, September 2001.

Dziegielewski, et al., 2000. Commercial and Institutional End Uses of Water. B. Dziegielewski,
   J.C. Kiefer, E.M. Opitz, G.A. Porter, G.L. Lantz (Planning Management Consultants), W.B.
   DeOreo, P.W. Mayer (Aquacraft, Inc.),  J.O. Nelson (John Nelson Water Resource
   Management). Prepared for the AWWA Research Foundation, Denver, Colorado.
                                                                                  8-3

-------
Dziegielewski, et al., 2002. Analysis of Water Use Trends in the United States: 1950-1995. B.
   Dziegielewski, S.C. Charma, T.J. Bik, H. Margono, and X. Yang, Southern Illinois University,
   Carbondale, Illinois, February 2002.
EEBA, 2003. Home Performance with ENERGY STAR. Exchange, Energy & Environmental
   Building Association (EEBA),  Building Solutions, 2003 Conference, Chicago, Illinois.

EIA, 2004. EIA Form 767, Data for 2002. Accessed at:
   http://www.eia.doe.gov/cneaf/electricity/page/eia767.html.

EIA, 2005a. Table 15: Class of Ownership, Number of Bundled Ultimate Consumers, Revenue,
   Sales, and Average Revenue per Kilowatthour for the Commercial Sector by State.
   Accessed at: http://www.eia.doe.gov/cneaf/electricity/esr/esr_tabs.html.

EIA, 2005b. Electric Sales and Revenue 2003 Spreadsheets, Energy Information
   Administration. Accessed at: http://www.eia.doe.gov/cneaf/electricity/esr/esr_tabs.html

EIA, 2007a. Table 1.1. Net Generation by Energy Source: Total (All Sectors), 1990 through
   January 2004, Energy Information Administration, Washington, D.C. Data accessed from:
   www.eia. doe. gov//cneaf/electricity/epm/table1_1. html.

EIA, 2007b. Electric Power Annual, Energy Information Administration, United States
   Department of Energy, Washington,  D.C. Accessed at:
   http://www.eia.doe.gov/cneaf/electricity/epa/epates.html.

EIA, 2008. Form EIA-860, Annual Electric Generator Report, U.S. Department of Energy,
   Energy Information Administration, Washington, D.C. Data accessed at:
   http://www.eia.doe.gov/cneaf/electricity/page/eia860.html.

ENERGY STAR, 2007a. Draft 1 ENERGY STAR Commercial Ice Machine Specification.
   Accessed at:
   http://www.energystar.gov/ia/partners/prod_development/new_specs/downloads/Draft_1_lc
   e_Machine_Specification.pdf

ENERGY STAR, 2007b. ENERGY STAR dishwasher savings calculator, updated 6/2007.
Accessed at:
http://www.energystar.gov/ia/business/bulk_purchasing/bpsavings_calc/CalculatorConsumerDis
hwasher.xls (last accessed  11/13/2007).

ENERGY STAR, 2008a. ENERGY STAR clothes washer savings calculator. Accessed at:
   http://www.energystar.gov/ia/business/bulk_purchasing/bpsavings_calc/CalculatorConsume
   rClothesWasher.xls.

ENERGY STAR, 2008b Water and Wastewater Focus Participants. Accessed at:
   http://www.energystar.gov/ia/business/government/wastewater_participants.pdf

ENERGY STAR, 2008c. Building  and  Plants  Partner  List Results. Accessed at:
   http://www.energystar.gov/index.cfm?fuseaction=PARTNER_LIST.showPartnerResults&lea
   ders_yn=N&poy_yn=N&success_yn=N&partner_type_id=CIL&s_code=AR

EPRI, 1994. Energy Audit Manual for  WaterAA/astewater Facilities.  Electric Power Research
   Institute, Palo Alto, California, July 1994,  CR-104300.

EPRI, 1997. Quality Energy Efficiency Retrofits for Water Systems: A Guide to Implementing
   Energy Efficiency Upgrades in Water Supply Facilities. Electric Power Research Institute,
   Palo Alto, California, 1997.
                                                                                  8-4

-------
EPRI, 1998. Quality Energy Efficiency Retrofits for Wastewater Systems. Electric Power
   Research Institute, Palo Alto, California, December 1998, CR-109081.

EPRI, 2000. Managing the 21st Century: Water and Sustainability-Electricity Use, Electric.
   Power Research Institute, Palo Alto, California, 2000, Product ID# 044739-02.

EPRI, 2002. Water and Sustainability (Volume 3): U.S. Water Consumption for Power
   Production- The Next Half Century, Electric Power Research Institute, Palo Alto, California,
   March 2002, Report Number 1006786.

Federal Register, 2003. Applicability of the  Safe Drinking Water Act to Submetered Properties.
   Federal Register, Volume 68, Number 246, December 23, 2003, pp. 74233-74235.

FEMP, 2000. How to Buy a Water Saving Replacement Urinal. Federal Energy Management
   Program, U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy,
   Washington, D.C., November 2000.

FEMP, 2002. Domestic Water Conservation Technologies. Federal Energy Management
   Program, U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy,
   Washington, D.C., October 2002, DOE/EE-0264.

GAO, 2000. Water Infrastructure: Water-Efficient Plumbing Fixtures Reduce Water
   Consumption and Wastewater Flows. United States General Accounting Office, Washington,
   D.C., August 2000, GAO/RCED-00-232.

Gauley and Koeller, 2003. Maximum Performance Testing of Popular Toilet Models, Final
   Report. Wlliam Gauley (Veritec Consulting, Inc., Mississauga, Ontario Canada) and John
   Koeller (Koeller and Company,  Yorba Linda, California), December 2003.

Gauley and Koeller, 2004. Unified North American Requirements for Toilet Fixtures (UNAR).
   Wlliam Gauley (Veritec Consulting, Inc., Mississauga, Ontario Canada) and John Koeller
   (Koeller and Company, Yorba Linda, California), June 3,  2004.

GDNR, 2004. Conserving Water Means Big Savings, Georgia Department of Natural
   Resources, Atlanta Georgia.

Ghezzi, Patti, 2005. Draining Resources. Accessed at
   http://americancityandcounty.com/mag/government_draining_resources/.

Gleick, et al., 2003.  Waste Not, Want Not: The Potential for Urban Water Conservation in
   California. Peter H. Gleick, Dana Haasz, Christine Henges-Jeck, Veena Srinivasan, Gary
   Wolff, Katherine Kao Gushing, and Amardip Mann, Pacific Institute for Studies in
   Development, Environment, and Security, Oakland, California, November 2003.

Goodman, 1999.  Water Conservation from  User Charges in Multifamily Rental Housing. Jack
   Goodman, National Multi Housing Council, Washington, D.C., June 7, 1999.

Hewlett Foundation, 2002. The New Mother Lode: The Potential for More Efficient Electricity
   Use in the Southwest. Prepared by the  Southwest Energy Efficiency Project for the Hewlett
   Foundation Energy Series, November 2002.

Hewlett Foundation, 2003. The Last Straw.  Water Use by Power Plants in the Arid West. Clean
   Air Task Force, The Land and Water Fund of the Rockies, The Energy Foundation and The
   Hewlett Foundation, April 2003.
                                                                                 8-5

-------
Hoffman, Alan, 2006. Water, Energy, and Security. EESI Congressional Briefing, September 12,
   2006.

I AMU, 2002. Energy Consumption and Costs to Treat Water and Wastewaterin Iowa. Part 1:
   An Overview of Energy Consumption and Treatment Costs in Iowa. Prepared by the Iowa
   Association of Municipal Utilities, Ankeny, Iowa, November 2002.

Koplow and Lownie, 1999. Submetering, RUBS, and Water Conservation. Prepared by Doug
   Koplow and Alexi Lownie for the National Apartment Association and the National Multi
   Housing Council, Washington, D.C., June 1999.

Kushler, et al., 2004. Five Years In: An Examination of the First Half Decade of Public Benefits
   Energy Efficiency Policies. Martin Kushler, Dan York, and Patti White, American Council for
   an Energy Efficient Economy,  Washington, D.C., April 2004, Report Number U041.

LADWP, 2003. Requirements for Ultra-Low-Flush Toilets: Supplementary Purchase
   Specification to ASME A112.19.2M and ASME A112.19.6. Los Angeles Department of
   Water and Power, Los Angeles, California, Revised July 1, 2003.

Lahlou, 2001. Leak Detection and Water Loss Control, Tech Brief: A National Drinking Water
   Clearinghouse Fact Sheet, Zacharia M. Lahlou, Wley and Wlson, Lynchburg, Virginia, May
   2001.

LCRA, 2008. Tips for Saving Water, Lower Colorado River Authority. Accessed at:
   http://www.lcra.org/water/tips.html.

Lelic and Blair, 2004. Saving Water While Conserving Energy: Initiatives forlCI Customers. F.S.
   Lelic (Iberia Water Efficiency Services) and G. Blair (City of San Jose), American Water
   Works Association Water Works Conference, 2004.

Maher, 2002. Water and Power in Southern Nevada, Tom Maher, Southern Nevada Water
   Authority, May 31, 2002.

Marlow,  Ronald L., 1999. Agriculture Water Use Efficiency in the United States. Presented at
   the U.S./China Water Resources Management Conference, Natural Resources
   Conservation Service, United States Department of Agriculture, Washington, D.C., May 25,
   1999.

Massachusetts, 2004. Massachusetts Drought Management Task Force Tips for Saving Water-
   Indoors and Outdoors. Accessed at: http://www.mass.gov/dep/water/resources/fsusers.pdf

Mayer, etal., 1999. Residential End Uses of Water,  P.W. Mayer, W.B. DeOreo, E.M. Optiz, J.C.
   Keifer, W.Y. Davis, B. Dziegielewski, and J.O. Nelson, prepared for the American Water
   Works Association (AWWA) Research Foundation, Denver, Colorado, 1999.

Mayer, undated. Commercial and  Institutional End Used of Water, Peter Mayer, Aquacraft, Inc.,
   Boulder, Colorado. Accessed at: www.aquacraft.com.

MCE, 2001. Xeriscaping and Conserving Water in the Landscape. Raymond Bosmans,
   Maryland Cooperative Extension, University of Maryland, October 2001.

Micheletti and  Burns, undated. Emerging Issues and needs in Power Plant Cooling  Systems.
   Wayne C. Micheletti (Wayne C. Micheletti, Inc.) and John M. Burns, (Burns Engineering
   Services).
                                                                                 8-6

-------
Mohadjer, 2003. Residential Ultra-Low-Flush Toilet Replacement Program. P. Mohadjer, Jordan
   Valley Water Conservancy District, West Jordan, Utah, July 2003.

Moore, at al., 2004. The Inventions & Innovation Program: Inventors and Very Small Businesses
   Solving Big Energy Problems. Nancy Moore and Steve Weakly (Pacific Northwest
   Laboratory) and Rolf Butters (U.S. Department of Energy), in Breaking Out of the Box.
   Proceedings of the 2004 ACEEE Summer Study on Energy Efficiency in Buildings, August
   2004.

Metropolitan Water District of Southern California (MWD), 2004. Weather Based Controller
   Bench Test Report. Metropolitan Water District of Southern California, Los Angeles,
   California, April 2004.

Metropolitan Water District of Southern California (MWD), 2006. Water & Energy Efficiency:
   Potential Program Options.  Presented at Water Energy Partnership Meeting, November 15,
   2006.

NAHB Research Center, 2002.  Water Closet Performance Testing. Prepared for Seattle Public
   Utilities and East Bay Municipal  Utility District by the National Association of Home Builders
   Research Center, Upper Marlboro, Maryland, September 2002.

NASS, 1999. Farm and Ranch Irrigation Survey (1998), 1997 Census of Agriculture, National
   Agriculture Statistics Service, U.S. Department of Agriculture, Washington, D.C., Volume 3,
   Special Studies, October 1999, Report AC97-SP-1. Accessed at:
   http://www.nass.usda.gov/census/census97/fris/fris.htm.

NCCES, 1996. Efficient Irrigation, T. E. Bilderback and M. A. Powell, North Carolina
   Cooperative Extension Service,  Publication Number: AG-508-6, March  1996.

NCDENR, 1998. Water Efficiency Manual for Commercial, Industrial, and Institutional Facilities.
   North Carolina Department of Environment and Natural Resources, August 1998.

NELP, 2002. Waterless Urinal Retro-fit Project. Navy Environmental Leadership Program, NAS-
   North Island, Navy Region Southwest, January 23, 2002.

NYSERDA,  1995a. Energy Efficiency in Municipal Wastewater Treatment Plants: Technology
   Assessment. Lawrence J. Pakenas, Senior Project Manager, New York State Energy
   Research and Development Authority, Albany, N.Y., September 1995.

NYSERDA,  1995b. Wastewater Treatment and Sludge Management Energy Reference Guide.
   New York State Energy Research and Development Authority, Albany,  N.Y., October 1995.

PDEP, 2003. Drought Information Center, Water Saving Tips, Pennsylvania Department of
   Environmental Protection, 2003.

Quantum, 2001. Pacific Northwest Water and Wastewater Market Assessment, Quantum
   Consulting, Inc. and Adolfson Associates, prepared for the Northwest Energy Efficiency
   Alliance, Portland, Oregon, May 2001, Report #01-079.

Rosegrant, et al., 2002. World Water and Food to 2025: Dealing with Scarcity. M.W. Rosegrant,
   X. Cai, and S.A. Cline,  International Food and Policy Research  Institute, Washington, D.C.,
   2002.

Sanchez, et al., 2007. 2008 Status Report: Savings Estimates for the ENERGY STAR Voluntary
Labeling Program. Lawrence Berkeley National Laboratory (LBNL-56380(2007)).
                                                                                 8-7

-------
SCE, 1998. Southern California Edison Hydraulic Services Program Market Effects Study Final
   Report. Southern California Edison, Rosemead, California, Study ID#3507, February 1998.

SJESD, 2002. Guidelines for Managing Water in Cooling Systems. San Jose Environmental
   Services Department, San Jose, California, July 2002.

Sullivan, etal., 2001. The Save Water and Energy Education Program: SWEEP. Water and
   Energy Savings Evaluation. G.P. Sullivan, D.B. Elliott, T.C. Hillman, A.R. Hadley, Pacific
   Northwest National Laboratory, Richland, Washington, 2001.

TICA, 2008. Technology Overview, Turbine Inlet Cooling Association. Accessed at:
   http://www.turbineinletcooling.org/intro.html.

Tomlinson and Rizy, 1998. Bern Clothes Washer Study. U.S. Department of Energy, Energy
   Division of Oak Ridge National Laboratory, Oak Ridge, Tennessee, 1998.

Torcellini, etal., 2003. Consumptive Water Use for U.S. Power Production. P. Torcellini, N.
   Long, and R. Judkoff, National Renewable Energy Laboratory, Golden, Colorado, November
   2003, NREL/CP-550-35190.

U.S. Census Bureau, 2004a. Historic Census of Housing Tables, U.S. Census Bureau,
   Washington, D.C. Accessed at:
   http://www.census.gov/hhes/www/housing/census/historic/sewage.html.
U.S. Census Bureau, 2007a. Projections of the Total  Population of States: 1995 to 2025.
   Accessed at: http://www.census.gov/population/www/projections/stproj.html.

U.S. Census Bureau, 2007b. U.S. Interim Projections by Age, Sex, Race, and Hispanic Origin.
   Accessed at: http://www.census.gov/ipc/www/usinterimproj/.

U.S. Census Bureau, 2008. County Population Estimated for July 1, 2006. Accessed at:
   http://www.census.gov/popest/estimates.php

USDOE, 2006. Federal Energy Management Program, United States Department of Energy,
   Accessed at: http://www1.eere.energy.gov/femp/about/index.html.

USEPA, 1986. Energy in Municipal Wastewater Treatment: An Energy Audit Procedure and
   Supporting Data Base. U.S. Environmental Protection Agency, Washington, D.C., July 1986.

USEPA, 1997a. State Source Water Assessment and Protection Programs Guidance—
   August6, 1997, U.S. Environmental Protection Agency, Office of Water, Washington, D.C.,
   August 6, 1997, EPA 816-R-97-009. Accessed at:
   http://nepis.epa.gov/EPA/html/Pubs/pubtitleOW.htm .

USEPA, 1997b. Study of Potential Water Efficiency Improvements in Commercial Buildings,
   United States Environmental Protection Agency, Washington, D.C.

USEPA, 1999. Wastewater Technology Fact Sheet: Fine Bubble Aeration. U.S. Environmental
   Protection Agency, Office of Water, Washington, D.C., September 1999, EPA 832-F-99-065.

USEPA, 2001 a. Factoids: Drinking Water and Ground Water Statistics for 2000., United States
   Environmental Protection Agency, Office of Water, Washington, D.C., June 2001, EPA
   816-k-01-004.

USEPA, 2001 b. Status of Source Water Assessment Programs, U.S. Environmental Protection
   Agency, Office of Water, Washington, D.C. Accessed at:
   http://www.epa.gov/safewater/swapmap.html.
                                                                                 8-8

-------
USEPA, 2001 c. Technical Development Document for the Final Regulations Addressing
   Cooling Water Intake Structures for New Facilities. U.S. Environmental Protection Agency,
   Office of Water, Washington, D.C., November 2001, EPA-821-R-01-036.

USEPA, 2002a. Community Water System Survey. United States Environmental Protection
   Agency, Office of Water, Washington,  D.C., December 2002, EPA 815-R-02-005A.

USEPA, 2002b. Onsite Wastewater Treatment Systems Manual. United States Environmental
   Protection Agency, Office of Water, Washington, D.C., February 2002, EPA/625/R-00/008.

USEPA, 2002c. The Clean Water and Drinking Water Infrastructure Gap Analysis. United States
   Environmental Protection Agency, Office of Water, Washington, D.C., September 2002, EPA
   816-R-02-020.

USEPA, 2003a. Best Management Practices for Colleges and Universities. Water Management,
Waterless Urinals Pilot Project, United States Environmental Protection Agency, New England
Office, April 2003.

USEPA, 2003b. Clean Watersheds Needs Survey 2000, Report to Congress. U.S.
   Environmental Protection Agency, Office of Wastewater Management, Washington, D.C.,
   August 2003, EPA-832-R-03-001.

USEPA, 2003c. Clean Watersheds Needs Survey 2000 Unit Process ZIP File, The file includes
   the detailed listing of the treatment and sludge handling processes used in the treatment of
   wastewater at a facility as provided by individual States during the 2000 survey. U.S.
   Environmental Protection Agency, Office of Wastewater Management, Washington, D.C.,
   Accessed at: http://cfpub.epa.gov/cwns/process.cfm.

USEPA, 2004a. Climate Protection Partnerships Division, United States Environmental
   Protection Agency, Washington, D.C.

USEPA, 2004b. Factoids: Drinking Water and Ground Water Statistics for 2003. United States
   Environmental Protection Agency, Office of Water, Washington, D.C., January 2004, EPA
   816-k-03-001.

USEPA, 2005. Water and Wastewater Focus. Fact Sheet, United States Environmental
   Protection Agency, Washington, D.C. Available from www.energystar.gov.

USEPA, 2007a. WaterSense: Efficiency Made Easy, U.S. Environmental Protection Agency,
   Office of Water, Washington, D.C., 2002. Accessed at:
   http://www.epa.gov/watersense/tips/index.htm

USEPA, 2007b. Personal communication with US EPA's Office of Water.

USEPA, 2007c. Climate Partnerships Protection Division, U.S. Environmental Protection
   Agency, Washington, DC, G&A Sept 07 final. Location: G:\CPPD\USERS\CPPD Special
   Assistant\Annual  Reports\Annual Report 2006\Data

USEPA, 2008. Summary of the ENERGY  STAR program is available at: www.energystar.gov.

USGS, 1998. Estimated Use of Water in the United States in 1995. United States Geological
   Survey, Reston, Virginia, 1998. USGS, 1998. Estimates Use of Water in the United States in
   1995, United States Geological Survey, Reston, Virginia, 1998.

USGS, 2000. Estimated Use of Water in the United States in 1995. U.S. Geological Survey,
   U.S. Department  of the Interior, Reston, Virginia, 2004, Circular 1200.
                                                                                 8-9

-------
USGS, 2004. Estimated Use of Water in the United States in 2000. U.S. Geological Survey,
   U.S. Department of the Interior, Reston, Virginia, 2004, Circular 1268.

Utah, 1997. The Utah Water Data Book, The Utah Division of Water Resources, Salt Lake City,
   Utah, August 1997.

WaterSense, 2006. Personal communications with the U.S. EPA Office of Water. December,
2006.

WaterSense, 2007a. WaterSense Tank-Type High Efficiency Toilet Specification Supporting
Statement. Accessed at: http://www.epa.gov/watersense/docs/het_suppstat508.pdf

WaterSense, 2007b. WaterSense High Efficiency Lavatory Faucet Specification Supporting
Statement. Accessed at: http://www.epa.gov/watersense/docs/faucet_suppstat_fina!508.pdf

WEF, 1997. Energy Conservation in Wastewater Treatment Facilities. WEF Manual of Practice
   No. FD-2, Water Environment Federation, Alexandria, Virginia, 1997.

Western Resource Advocates, 2003. Smart Water. A Comparative Study of Urban Water Use
   Across the Southwest. Western Resource Advocates, Boulder, Colorado, December 2003.

Wlkinson, 2000. Methodology for Analysis of the Energy Intensity of California's Water
   Systems. Robert Wilkinson, Environmental Studies Program, University of California, Santa
   Barbara, California, January 2000.
                                                                                 8-10

-------