United States Science Advisory EPA-SAB-EC-00-014 Environmental Board (1400A) August 2000 Protection Agency Washington DC ww.epa.gov/sab AN SAB REPORT: RECOMMENDATIONS ON THE 1999 SCIENTIFIC AND TECHNOLOGICAL ACHIEVEMENT (STAA) AWARD NOMINATIONS A REPORT BY THE SCIENTIFIC AND TECHNOLOGICAL ACHIEVEMENT AWARDS SUBCOMMITTEE OF THE SCIENCE ADVISORY BOARD ------- August 14, 2000 EPA-SAB-EC-00-014 Honorable Carol M. Browner Administrator U.S. Environmental Protection Agency 1200 Pennsylvania Avenue, NW Washington, DC 20460 Subject: Science Advisory Board (SAB) Award Recommendations for the 1999 Scientific and Technological Achievement Awards (STAA) Program Dear Ms. Browner: The Science Advisory Board's (SAB) Scientific and Technological Achievement Awards (STAA) Subcommittee has completed its review of the nominations submitted by the Agency for the 1999 awards program. The Subcommittee conducted its review in closed session on June 22-23, 2000 in Washington, DC. The results of the Subcommittee's efforts were reviewed and approved by the Science Advisory Board's Executive Committee at a public meeting held in the Environmental Research Center in RTF, NC on July 12-13, 2000. As you are aware, the STAA program is sponsored by the Office of Research and Development (ORD), which continues to do a creditable job in soliciting and assembling these nominations. Each year (except for 1995 during the government-wide shutdown) the Board convenes a special panel to review nominated papers published by Agency researchers. Our recommendations for awards and further improvements in the STAA program are discussed in the enclosed report. The Agency solicited nominations in eleven categories this year: Control Systems & Technology (CS), Ecology & Ecosystem Risk Assessment (EC), Health Effects & Health Risk Assessment (HE), Monitoring & Measurement Methods (MM), Transport & Fate (TF), Review Articles (RA), Risk Management and Policy Formulation (RM), Integrated Risk Management (IR), Environmental Trends for Drivers of Future Risk (ET), Social Science Research (SS), and Environmental Education (EE). Agency scientists and engineers submitted a total of 102 nominations from among the first nine ------- categories. Nominations were not submitted for the last two categories this year (SS, and EE). During its review, the Subcommittee recommended that several individual nominations be combined and/or re- categorized. A total of 41 were recommended for an award. Recommendations are included for awards in seven of the nine categories for which nominations were submitted. Several nominations were submitted in the Environmental Trends for Drivers of Future Risk (ET) and Integrated Risk Management (IR) categories, and while awards were not recommended for these nominations, the Subcommittee was encouraged to see nominations in these categories and hopes to see additional nominations in the future. In addition, the Subcommittee is recommending 20 papers for Honorable Mention. The authors recommended for awards this year are from 12 research laboratories and centers within the Office of Research and Development, and from Region VI. The Subcommittee continues to encourage the Agency to nominate peer-reviewed papers from all programs and areas of scientific and technological research because scientific and technological achievements in these areas should not be limited to ORD laboratories. The process of publishing EPA scientific findings in peer reviewed journals enhances the rigor of the science and the reputation of the Agency and its programs. Managers should encourage and provide the opportunities for their program scientists and engineers to conduct challenging investigations and publish the data and technical analysis which address aspects of the Agency's policies and regulations. As we have pointed out in each of our recent reports, the Subcommittee noted with great disappointment, the lack of a significant number of nominations from Program areas other than ORD. Nevertheless, the Subcommittee commends the staff of ORD for administering the STAA program. The ORD staff has made significant improvements in the program and in the nomination packages which have facilitated the Subcommittee's review procedures. The Subcommittee strongly recommends that ORD management continue to solicit participation of other Agency scientists and engineers as part of the Agency's goals to improve its scientific underpinnings and peer review of regulatory science. We recommend that ORD continue to announce this program early and that additional efforts be made to advertise it even more broadly next year to ensure greater participation by all program areas of the Agency. The Subcommittee continues to feel that the STAA program is an important mechanism for recognizing and promoting high quality, peer-reviewed work published in top scientific and technological journals. This is even more critical as Agency programs continue to improve their overall commitment to, and compliance with your Peer Review Policy and the Agency's Peer Review Handbook. Furthermore, it supports your emphasis on sound science forming the basis for sound decisions. We are pleased to have participated in this process once again and believe it is appropriate for the Board to continue this annual review function. We would appreciate being ------- informed of the final disposition of awards. We look forward to serving the Agency again in this important activity. Sincerely, /s/ Dr. Morton Lippmann, Interim Chair Science Advisory Board /s/ Dr. C. H. Ward, Chair Scientific and Technological Achievement Awards Subcommittee Science Advisory Board ------- NOTICE This report has been written as part of the activities of the Science Advisory Board, a public advisory group providing extramural scientific information and advice to the Administrator and other officials of the Environmental Protection Agency. The Board is structured to provide balanced, expert assessment of scientific matters related to problems facing the Agency. This report has not been reviewed for approval by the Agency and, hence, the contents of this report do not necessarily represent the views and policies of the Environmental Protection Agency, nor of other agencies in the Executive Branch of the Federal government, nor does mention of trade names or commercial products constitute a recommendation for use. Distribution and Availability: This Science Advisory Board report is provided to the EPA Administrator, senior Agency management, appropriate program staff, interested members of the ------- public, and is posted on the SAB website (www.epa.gov/sab). Information on its availability is also provided in the SAB's monthly newsletter (Happenings at the Science Advisory Board). Additional copies and further information are available from the SAB Staff. ABSTRACT This report represents the conclusions and recommendations of the U.S. Environmental Protection Agency's Science Advisory Board regarding the 1999 EPA Scientific and Technological Achievement Awards (STAA) Program. The STAA Program is an Agency-wide competition to promote and recognize scientific and technological achievements by EPA employees, fostering a greater exposure of EPA research to the public. The Program was initiated in 1980 and is managed by the Office of Research and Development (ORD). The Agency submitted for review 102 nominations from the first nine of the eleven award categories this year (Control Systems & Technology, Ecology & Ecosystem Risk Assessment, Health Effects & Health Risk Assessment, Monitoring & Measurement Methods, Transport & Fate, Review Articles, Risk Management and Policy Formulation, Integrated Risk Management, Environmental Trends for Drivers of Future Risk, Social Science Research, and Environmental Education). Of these, the Subcommittee recommended 41 nominations (40 percent of the nominations) for awards at two of the three levels and also recommended that twenty additional papers be recognized with Honorable Mention. The Subcommittee encouraged the Agency to continue support for the STAA program as a mechanism for recognizing and promoting high quality research in support of the Agency's mission. KEY WORDS: Awards, Technology, Scientific Achievements, Peer-Review ------- ENVIRONMENTAL PROTECTION AGENCY SCIENCE ADVISORY BOARD 1999 SCIENTIFIC AND TECHNOLOGICAL ACHIEVEMENT AWARDS SUBCOMMITTEE ROSTER June 22-23, 2000 Meeting CHAIR Dr. C. H. (Herb) Ward, Foyt Family Chair of Engineering, Director, Energy & Environmental Systems Institute, Professor, Departments of Environmental Science & Engineering and Ecology & Evolutionary Biology, Rice University, Houston, TX MEMBERS/CONSULTANTS ATTENDING THE MEETING Dr. Roger Cochran, Staff Toxicologist, Medical Toxicology Branch, Department of Pesticide Regulation, California EPA, Sacramento, CA Dr. Fred Pohland, Professor and Weidlein Chair of Environmental Engineering, University of Pittsburgh, Pittsburgh, PA Dr. Deborah Cory-Siechta, Professor, Department of Neurobiology and Anatomy, and Chair, Department of Environmental Medicine, University of Rochester Medical School, Rochester, NY Dr. Richard T. Di Giulio, Professor, Nicholas School of the Environment, Duke University, Durham, NC Dr. Allan Legge, President, Biosphere Solutions, Calgary, Alberta, Canada Dr. William Smith, Professor, School of Forestry and Environmental Studies, Yale University, New Haven, CT Dr. Michael Trehy, Senior Research Specialist, Solutialnc., St. Louis, MO Dr. Judith S. Weis, Professor, Department of Biological Sciences, Rutgers University, Newark, NJ SCIENCE ADVISORY BOARD STAFF Mr. A. Robert Flaak, Designated Federal Officer, Science Advisory Board (1400A), U.S. EPA, Washington, DC 20460 111 ------- Mrs. Mary Winston, Management Assistant, Science Advisory Board (1400A), U.S. EPA, Washington, DC 20460 IV ------- TABLE OF CONTENTS 1. EXECUTIVE SUMMARY 1 2. INTRODUCTION 2 2.1 Request for Science Advisory Board (SAB) Review 2 2.2 Subcommittee Review Procedures 3 3. EVALUATION OF THE 1999 SCIENTIFIC AND TECHNOLOGICAL ACHIEVEMENT AWARD NOMINATIONS 6 3.1 General Findings of the Subcommittee 6 3.2 STAA Program Administrative Recommendations 7 3.3 Award Recommendations 8 3.3.1 Level I Awards 9 3.3.2 Level II Awards 9 3.3.3 Level IE Awards 9 3.3.4 Honorable Mention 10 Appendix A - Re-Categorized Nominations and Combined-Award Recommendations A-1 Appendix B - Nominations Recommended for Awards B-l TABLES Table I - Example of how Initial Individual Reviewer Rankings are Compiled 4 Table II - Summary of 1999 Award Recommendations 9 ------- 1. EXECUTIVE SUMMARY The Scientific and Technological Achievement Awards (STAA) Subcommittee of the Science Advisory Board (SAB) reviewed and evaluated the 102 nominations for the 1999 program that were submitted by EPA research laboratory directors and program office directors. The Subcommittee met in Washington, DC, on June 22-23, 2000, to determine award recommendations. The STAA review program is a long-standing partnership between the Agency and the Science Advisory Board. Each year since 1980 Agency scientists and engineers have submitted nominated scientific and technological papers through an internal Agency review process managed by the Office of Research and Development (ORD). (Note: The Agency did not conduct the STAA Program during 1995 when there was a government-wide shutdown.) This review process ensures that the best scientific papers are submitted to the SAB for evaluation in the awards process. The SAB convenes an experienced group of scientists and engineers who meet in a closed meeting to review and evaluate the nominations. The SAB review panel produces a set of award recommendations which ORD uses in preparing the actual awards. This year, the Subcommittee recommended 41 nominations for awards and recommended that 20 additional papers be recognized with Honorable Mention. The Subcommittee applied the evaluation criteria evenly across all nomination categories, without attempting to ensure equal numbers or percentages of awards in each category. The Subcommittee recommended awards for nominations from 12 research laboratories and centers within the Office of Research and Development, and one nomination submitted by Region VI. The Subcommittee recommends that continued attention be paid to providing opportunities for EPA's scientists, engineers, and other technical personnel to conduct challenging, soundly based studies that result in peer-reviewed papers having high impact on important scientific issues and issues of specific importance to EPA ------- 2. INTRODUCTION 2.1 Request for Science Advisory Board (SAB) Review At the request of the Office of Research and Development (ORD), the Science Advisory Board convened a subcommittee to review and evaluate scientific and technological papers published in peer-reviewed journals by EPA authors and nominated for the 1999 EPA Scientific and Technological Achievement Awards (STAA) program. The STAA Subcommittee was asked to evaluate nominated papers for awards based on the rules developed by ORD. In January 1999, the Office of Research and Development (ORD) provided the SAB with copies of 102 nominations. The Subcommittee used the 1998 STAA Nomination Procedures and Guidelines, which describes the award levels, eligibility criteria (including the minimum EPA contribution and employer status of the principal author), and the criteria the SAB should use to evaluate the nominations. Although there are eleven nomination categories, ORD only received nominations in nine categories this year. ORD grouped the papers into these nine categories of science and technology1, and screened the papers for conformance with the nomination guidelines. No nominations were submitted in the other two categories this year.2 As described in the 1998 STAA Nomination Procedures and Guidelines, the SAB was asked to recommend papers for each of three Levels of Award. a) Level I awards - are for nominees who have accomplished an exceptionally high-quality research or technological effort with national significance. These awards recognize the initiation or general revision of scientific/technological principles or procedures, or highly significant improvement in the value of a device, activity, program, or service to the public. It must be at least of national significance or have high impact on a broad area of science/technology. The nomination must be of far reaching consequences and recognizable as a major scientific/technological achievement within its discipline or field of study. The cash award for this level is $5,000 divided among the EPA eligible authors, based on their individual level of effort as defined in the nomination. b) Level U awards - are for nominees who have accomplished a notably excellent research or technological effort that has qualities and values similar to, but to a lesser degree, than those described under Level I. It must have timely These categories are: Control Systems & Technology (CS), Ecology & Ecosystem Risk Assessment (EC), Health Effects & Health Risk Assessment (HE), Monitoring & Measurement Methods (MM), Transport & Fate (TF), Review Articles (RA), Risk Management and Policy Formulation (RM), Integrated Risk Management (IR), and Environmental Trends for Drivers of Future Risk (ET). These categories are: Environmental Education (EE) and Social Science Research (SS). ------- consequences and contribute as an important scientific/technological achievement within its discipline or field of study. The cash award for this level is $2,500 divided among the EPA eligible authors, based on their individual level of effort as defined in the nomination. c) Level HI awards - are for nominees who have accomplished an unusually notable research or technological effort. The nomination can be for a substantial revision or modification of a scientific/technological principle or procedure, or an important improvement to the value of a device, activity, program, or service to the public. Research for this award must relate to a mission or organizational component of the EPA, or significantly affect a relevant area of science/technology. The cash award for this level is $1,000 divided among the EPA eligible authors, based on their individual level of effort as defined in the nomination. d) Honorable Mention - The Subcommittee has also added a fourth non-cash level award for nominations which are noteworthy but which do not warrant a Level I, n or m award. Honorable Mention applies to nominations that: (1) may not quite reach the level described for a Level m award; (2) show a promising area of research that the Subcommittee wants to encourage; or (3) show an area of research that the Subcommittees feels is too preliminary to warrant an award recommendation (yet). 2.2 Subcommittee Review Procedures The Review Panel was convened as an ad hoc subcommittee of the Science Advisory Board (SAB). Membership included a significant number of reluming STAA panelists; consequently, the level of experience with the process matched the level of scientific and technical expertise. In addition, many panelists hold editorial positions on highly regarded scientific journals. Copies of all nominations/papers and the award program guidelines and nomination evaluation criteria were provided to Subcommittee members in advance of the review meeting. Subcommittee members selected nominations/papers to review based on their expertise, being sure to select, when appropriate, papers from across all nomination categories. Typically, each member chose at least 30 nominations to review. Members were encouraged to include nominations from areas of general expertise as well as areas in which they were most familiar. As part of the evaluation, Subcommittee members were asked to rank their own expertise in the field of science and technology addressed by each nomination they selected for review. These rankings were considered by the Subcommittee during the evaluation of each nomination. Each nomination was reviewed by at least three qualified Subcommittee members and then presented to the full Subcommittee and discussed during the review and evaluation meeting that was held in Washington, DC on June 22-23, 2000. Nominations judged to ------- merit an award at some level were reviewed a second time by the Subcommittee, and in some cases, a third time, to ensure that a complete evaluation had been made and that the appropriate award level was recommended. Nominations that were initially not recommended for an award were also re- reviewed to determine if the nomination might merit either an Honorable Mention or numerical award. In reviewing the nominations, the Subcommittee members qualitatively considered evaluation criteria factors such as: the overall impact of the nominated paper(s) on scientific knowledge or technology relevant to environmental issues; the level of effort; the creativity, originality, initiative, and problem solving exhibited by the researchers; the beneficial impacts of the accomplishments and the recognition of the results outside the Agency; the extent to which an Agency function, mission, program, activity, or service is improved; and the nature and extent of the peer review, including the stature of the journal.3 Prior to the review and evaluation meeting, Subcommittee members forwarded the results of their review to the Designated Federal Officer (DFO) for the Subcommittee. The initial ranking along with the self-professed expertise of each reviewer for that particular nomination was compiled by the DFO in a tabular format (see Table I for an example) and then Table I - Example of how Initial Individual Reviewer Rankings are Compiled (Data for illustration purposes only) Nomination Number HE9999 EC9999 RA9999 Title of Nomination Health Assessment: Trinitrochicken wire Ecological Impacts of Trinitrochicken wire Trinitrochicken wire - A Review Reviewer Name Dr. Smith Dr. Jones Dr. Adams Dr. Smith Dr. Jones Dr. Adams Dr. Williams Dr. Black Dr. Green Dr. Jackson Dr. White Expertise * 2 3 4 4 3 2 3 3 4 2 1 Initial Individual Ranking NR III NR NR III III III I I II NR Final Ranking (at meeting) NR III I These criteria are discussed more fully in section VII of the 1998 Nomination Procedures and Guidelines provided to the Subcommittee by the Agency. ------- * Expertise levels are rated as follows: 1 = not related to major discipline of reviewer; 2 = general knowledge of research area; 3 = general knowledge of active research; and 4 = specific area of active research. NR = Not Recommended for an award. used at the review and evaluation meeting to help focus the discussion on each individual nomination. Initial individual rankings were subject to change based on discussions at the review and evaluation meeting. The final ranking agreed to at that meeting is a consensus ranking. The examples given in Table I are illustrative. All nominations receiving a recommendation for a Level I, n or m award or an Honorable Mention are listed in Appendix B. The Subcommittee met on June 22-23, 2000, in Washington, DC in a closed session due to the discussions of issues concerning personal privacy and potential cash awards. Consistent with the requirements of the Federal Advisory Committee Act (Public Law 92-463) 5 U.S.C. App.2, and sections 552(b)(2) and (b)(6) of the Administrative Procedure Act, 5 U.S.C. 552(b)(2) and 552(b)(6), this closed meeting was announced in a Federal Register4 notice signed by the EPA Administrator. All Subcommittee members were present at the meeting. The Subcommittee developed preliminary ratings for papers in each category, including discussion of each nominated paper. The Subcommittee made note of papers that had been incorrectly categorized, so that the final report recommendations would accurately reflect the subject areas of the nominated papers (see Appendix A). After completing all preliminary evaluations, the Subcommittee revisited the recommendations category by category to resolve any final issues and ensure consistency in applying the award criteria across categories. This Subcommittee report was reviewed and approved by the SAB's Executive Committee (EC) at its public meeting on July 12-13, 2000 in Research Triangle Park, NC. For that review, the Subcommittee report, less the actual award recommendations (Appendix B), was made available to the EC and the interested public. 4 65 Federal Register 36134, June 7, 2000. ------- 3. EVALUATION OF THE 1999 SCIENTIFIC AND TECHNOLOGICAL ACHIEVEMENT AWARD NOMINATIONS 3.1 General Findings of the Subcommittee Based on the continuing decline of recommendations for Level I awards (four in 1996; three in 1997; one in 1998, and none this year) and Level n awards (16 in 1996; 11 in 1997; seven in 1998, and five this year), the Subcommittee felt that the overall quality of the papers nominated this year was not comparable to previous years. Hence, the Agency should view this report as a possible early warning that efforts are needed to improve the quality of its in-house research. The STAA program is an important mechanism for recognizing and promoting high quality, peer-reviewed work published in top scientific and technological journals. The STAA Program can also serve as a benchmark for the quality of the research produced by the Agency since the same metrics and level and breadth of expertise of reviewers (Subcommittee members) are used each year. The authors whose papers were recommended for awards this year represent 12 research laboratories and centers within the Office of Research and Development, and Region VI. The Subcommittee recommends that ORD continue to request the submission of nominations early, and that ORD advertise the program more aggressively, so that Regional and Program offices have adequate time to prepare their nominations. The limited number of nominations from outside of ORD was again a disappointment to the Subcommittee; however, the increase to five nominations was an improvement over last year. While we recognize that most of the in-house research is conducted by ORD scientists in ORD laboratories, the submission process needs to encourage submissions from outside of ORD as well. The Subcommittee also encourages the Agency to continue to broaden the scope of nominated papers and to promote multi-disciplinary research that directly supports risk management and policy decisions. In evaluating nominations for awards, the Subcommittee looked for papers with well- developed hypotheses, good sampling or experimental design, and where the theoretical basis is verified by field validation or thorough testing of a model. We also looked for innovative applications of theories from other disciplines and collaborations of interdisciplinary teams of scientists and engineers. In addition, the Subcommittee encourages the submission of nominations which address exposure assessment. In order to evaluate papers that present incremental results in a series of published works, the Subcommittee recommends that the nomination guidelines prepared by ORD explicitly require discussion of related research published previously by the lead author(s), including information on any STAA awards given. When possible, and within the limitations suggested in Section 3.2a), nominations should include all papers in a series, providing they are within the time limit. This would allow a series of incremental studies to be evaluated for an award as a package. ------- Once again this year, the Subcommittee has recommended awards in the Risk Management and Policy Formulation category. The Subcommittee hopes to see more peer reviewed papers nominated in this category next year, as this is an important area of research for the Agency. In addition, two papers were submitted in the Integrated Risk Assessment category, and while an award was not recommended, the Subcommittee was encouraged to see nominations in this category and hopes to see additional nominations in the future. The Subcommittee feels that the process of converting Agency policy analysis and the technical foundations of its rule making into scientific articles for peer review is essential to maintain the quality in its science. This is also an important way to improve the Agency's reputation for scientific achievement. Laboratory directors and program managers should encourage the authors of policy formulation papers and regulatory impact analyses to develop technical articles for peer reviewed literature. The focus of nominated papers should be on investigation and the creation of new technology and scientific and technical knowledge and information, rather than the reporting and communication of existing information, such as describing environmental regulations or current methods for pollution control. While such papers are extremely valuable and important for the agency, and the articles may be well-written and effective, they do not really fit within the purview of achievements in science and technology. The STAA Program is designed to recognize accomplishments in science and technology, hence, nominations in these fields and others should be focused on the new significant scientific knowledge developed by the Agency in these fields. Review articles with new and useful analysis and synthesis of existing information also are important; and in fact, several were recognized this year. Finally, the Subcommittee believes that the STAA program provides one view of the technical and scientific progress that the Agency is making in various areas of research. This year's activities represent strengths in a variety of technological assessments, analytical measurements, and in certain areas of human health effects research. 3.2 STAA Program Administrative Recommendations The Subcommittee commends the staff of ORD for administering the STAA program. The staff has made significant improvements in the program and the nomination packages that have facilitated the Subcommittee's review procedures. The Subcommittee recommends that ORD management continue to solicit participation of other Agency scientists and engineers as part of the Agency's goals to improve its scientific underpinnings and peer review of regulatory science. Last year, the Subcommittee made a number of recommendations to ORD staff and managers that work with the STAA program, and to the authors of the nominated papers. We are pleased to see that many of these recommendations have already been implemented. In addition, we note that at this year's review meeting on June 22-23, 2000, ORD provided us with a revised nomination package in advance of the 2000 Awards program for our review and comment. We note the great improvement in the package with regard to the guidance supplied and the format of the application form. We 7 ------- appreciate the effort to accommodate our recommendations and, as a result, look forward to an even more improved program next year. We offer the following additional recommendations and/or comments: a) Review articles (Category RA) should continue to include a synthesis and an analysis, not just a summary of relevant literature. It is clear from the number of Review Articles that garnered awards this year (six out of the nine submitted) that the quality of these papers has improved. b) Regarding the application form itself - the section on "Justification" has eight numbered sections for information relevant to the author or the nomination. In previous recommendations, we have suggested certain areas of emphasis and limitation for these sections, limiting the discussion(s) to about a page. This suggestion was made to staff when we reviewed the draft FY2000 Nomination Package. c) The suggested citations provided for many of the nominations need to reflect the value of the work to the Agency. Many of this year's submissions merely contained a statement that reflected the nature of the research without any indication of the value of the work. d) The Subcommittee again urges the Agency to publicize the names of the award winning scientists and engineers and their papers both within the Agency and outside the Agency in a variety of ways. For example, the Agency should announce these winners by placing the title and abstract of their papers, along with the source of the paper, on the Agency's Website. The Agency should also develop press releases or letters from the Administrator that are targeted toward the journal that published the articles, professional society newsletters, and local newspapers in the vicinity of the scientist/engineer's research facility. To date, the Subcommittee has not received any feedback from the Agency regarding how this is handled. 3.3 Award Recommendations The EPA authors recommended for awards include scientists and engineers from 12 research laboratories and centers within the Office of Research and Development, and from Region VI. See the detailed breakout of authors in Appendix B for further clarification. Awards were recommended in seven of the eleven nomination categories, and for seven of the nine categories for which nominations were submitted. A total of 41 nominations were recommended for awards. A summary of the distribution of award recommendations ------- TABLE II - Summary of 1999 Award Recommendations Nomination Categories * Control Systems & Technology Ecology, Ecosystem Risk Assessment & Protection Health Effects, Health Risk Assessment Monitoring & Measurement Methods Transport and Fate Review Articles Risk Management & Policy Formulation Integrated Risk Assessment Environmental Trends TOTALS: # Nom. 16 20 20 19 13 9 2 2 1 102 Award Levels I 0 0 0 0 0 0 0 0 0 0 II 0 2 1 0 1 1 0 0 0 5 III 3 10 8 7 1 5 2 0 0 36 Tot 3 12 9 7 2 6 2 0 0 41 % 19% 60% 45% 37% 15% 67% 100% 0 0 40% Hon. Men. 3 3 2 5 5 0 0 1 1 20 * Categories listed in the "1998 Nomination Procedures and Guidelines.' among categories is presented in Table n. There were 102 nominations with over 100 individual papers submitted. The Subcommittee recommended that several individual nominations be combined and that several be re-categorized. Of those submitted, 61 were recommended for an award (41) or honorable mention (20). Re-categorized or combined nominations are identified in Appendix A. The full list of award recommendations is contained in Appendix B. Eligible authors are noted in boldface in Appendix B. The percentage figure following their names reflects their individual level of effort on a given nomination as provided by EPA. 3.3.1 Level I Awards No Level I awards were recommended this year. 3.3.2 Level n Awards Five Level n awards were recommended. Please see pages B-l through B-2 of Appendix B for details. ------- 10 ------- 3.3.3 Level HI Awards Thirty-six Level m awards were recommended. Please see pages B-2 through B-l 1 of Appendix B for details. 3.3.4 Honorable Mention Twenty nominations were judged as being worthy of an Honorable Mention. Please see pages B-l 1 through B-17 of Appendix B for details. A list of acronyms used in Table B is on page B-17. 11 ------- Appendix A - Re-Categorized Nominations and Combined-Award Recommendations Original Category & Nomination Number Recommended New Category Remarks/Recommendations CS0006 RA0006 Change in category only CS0016 ET0016 ET101 n.c. We recommend that these two nominations be recognized together (under category ET) for an Honorable Mention (See Appendix B). EC0022 n.c. EC0026 n.c. We recommend that these two nominations be recognized together (under category EC) for a Level in Award (See Appendix B). MM0069 n.c. MM0070 n.c. We recommend that these two nominations be recognized together (under category MM) for a Level in Award (See Appendix B). RA0090 RM0090 RM0098 n.c. We recommend that these two nominations be recognized together (under category RM) for a Level in Award (See Appendix B). n.c. - no change A-l ------- Appendix B - Nominations Recommended for Awards This Appendix identifies the 41 nominations recommended for Level n, and m awards (there were no Level I recommendation) and the 19 nominations recommended for an Honorable Mention. This Appendix is divided into four parts. The first part (page B-l) provides information on the Level I award recommendations. The second part (pages B-l to B-2) provides information on the Level n award recommendations. The third part (pages B-2 to B-l 1) provides information on the Level m award recommendations. The fourth part (pages B-l 1 to B-l7) provides information on the Honorable Mention recommendations. The first column (Nom. #) gives the nomination number as provided by EPA in the original submission. The second column (Titles and Citations of Submitted Papers) provides the full title and citation of all papers submitted as part of a given nomination. The third column (Authors and Nominating Organization) provides the name(s) of the EPA eligible authors (in boldface type) along with their level of effort (percentage) on the nomination. The primary nominating organization is also listed. The fourth column (Recommended Award Level) indicates which award is recommended (Level I, n, or m or Honorable Mention). The last column (Suggested Citation from Nominating Organization) reflects the language of the citation that was provided to the Subcommittee by the Agency. These are not Subcommittee citations. ------- Appendix B - FY1999 Scientific and Technological Achievement Awards (STAA) Nominations Recommended for Awards Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization Nominations Recommended for a Level I Award ($5,000) - None None Nominations Recommended for a Level II Award ($2,500) - Total of Five EC0018 Potential Relative Future Effects of Sulfur and Nitrogen Deposition on Lake Chemistry in the Adirondack Mountains. Water Resources Research, 35(7):2199- 2211 (1999) Dr. M. Robbins Church (50%) NHEERL, CorvaUis, OR LEVEL H For outstanding contribution to the comparative prediction of future effects of acidic deposition on lake chemistry. EC0034 GIS-Based Evaluation of Salmon Habitat in the Pacific Northwest. Photogrammetric Engineering and Remote Sensing, 63(10):1219-1229 (1997) Mr. Ross S. Lunetta (50%) NERL,RTP,NC LEVELH None given HE0043 AhR, ARNT, and CYP1A1 mRNA quantitation in Cultured Human Embryonic Palates Exposed to TCDD and Comparison with Mouse Palate in vivo and in Culture. Toxicological Sciences. 47(l):62-75 (1999) (Three additional papers were part of this nomination) Dr. Barbara D. Abbott (20%) Ms. Angela R. Buckalew (20%) Ms. Carmen R. Wood (10%) Dr, Gary A. Held (10%) Dr. Linda S. Birnbaum (5%) Ms. Janet J. Diliberto (20%) Ms. Judith E. Schmid (5%) NHEERL, RTF, NC LEVELH Interspecies comparison of developmental toxicity for human and mouse embryonic tissue: correlation of tissue does and gene expression. * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-1 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization TF0079 Molecular Probe Techniques for the Identification of Reductants in Sediments: Evidence for Reduction of 2- Chloroacetophenone by Hydride Transfer. ES&T. 33(3):440-445 (1999) Dr. Eric J. Weber (30%) NERL, Athens, GA LEVEL H For development of a new technique for identifying naturally occurring reductants in anoxic environments. RA0091 Controlling Emissions from Fuel and Waste Combustion. Controlling Emissions from Fuel and Waste Combustion 106(l):82-88 (1999) Mr. Charles B. Sedman (100%) NRMRL, RTF, NC LEVELH Promoting technical innovations to reduce toxic anc acid gas emissions from combustion sources in a simplified scheme. Nominations Recommended for a Level HI Award ($1,000) - Total of Thirty-Six CS0004 Scale model Studies of Mixing in Drinking Water Storage Tanks. Jour. Environ. Engineering. 125(8):755-761 (1999) Dr. Lewis A. Rossman (80%) NRMRL, Cincinnati, OH LEVELm For contributions to our understanding of how high quality drinking water can be maintained in distribution system storage facilities CS0010 Evaluation of Tire-Derived Fuel for Use in Nitrogen Oxide Reduction by Reburning. J. Air & Waste MgmtAssoc. 48:729-735(19) Dr. Charles A. Miller (45%) Dr. Paul M. Lemieux (35%) NRMRL, RTF, NC LEVELm For success in demonstrating tire-derived fuel as a reburning fuel to lower both NO emissions and scrap tire stocks CS0014 Nanofiltration Foulants from a Treated Surface Water. ES&T 32(22):3612- 3617(1998) Dr. Thomas F. Speth (75%) NRMRL, Cincinnati, OH LEVELm For excellence in environmental engineering research EC0017 Methodology for the Evaluation of Cumulative Episodic Exposure to Chemical Stressors in Aquatic Risk Assessment. Environ. ToxicoL and Chem. 19(4k):In Press (2000) Dr. Michael G. Morton (60%) Dr. Foster L. Mayer (20%) EPA REGION 6, Dallas, TX LEVELm Advancement in Probabilistic Ecological Risk Assessment Methodology * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-2 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization EC0020 Vitellogenin induction and reduced serum testosterone concentrations in feral male carp (Cvprinus carpio) captured near a major metropolitan sewage treatment plant. Environmental Health Perspectives 104(10):1096-1101 (1996) Dr. Leroy C. Folmar (50%) LEVEL m For outstanding research in documenting endocrine disrupting effects in wild populations NHEERL, Gulf Breeze, FL EC0022 Refinement, Validation, and Application of a Benthic Condition Index for Northern Gulf of Mexico Estuaries. Estuaries 22(3A):624-634 (1999) Virginia D. Engle (60%) J. Kevin Summers (40%) NHEERL, Gulf Breeze, FL LEVELm Development of an indicator of biological condition for estuaries using benthic macroinvertebrate community parameters * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-3 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization EC0023 a) Reproductive Toxicity and Disposition of 2,3,7,8 Tetrachlorodibenzo-p-dioxin in Adult Brook Trout (Salvelinus fontinalis) Following a Dietary Exposure. Environ. ToxicoL Chem. 17(12) :2395- 2407(1998) b) Toxicity of 2,3,7,8- Tetrachlorodibenzo-p-dioxin to Early Life stage Brook Trout Following Parental Dietary Exposure. Environ. ToxicoL Chem. 17(12):2408-2421 (1998) c) Physiologically Based Toxicokinetic Model for Maternal Transfer of 2,3,7,8 Tetrachlorodibenzo-p-dioxin in Brook Trout Environ. ToxicoL Chem. 17(12):2422-2434 (1998) d) Comparative Toxicity of 2,3,7,8- Tetrachlorodibenzo-p-dixion to Seven Freshwater Fish Species During Early Life-Stage Development. Environ. ToxicoL Chem. 17(3):472-483 (1998) Dr. Rodney D. Johnson (17%) Mr. Joseph E. Tietge (17%) Dr. John W. Nichols (10%) Dr. Philip M. Cook (10%) Mr. Robert L. Spehar (7%) Ms. Kathleen M. Jensen (6%) Mr. Gary W. Holcombe (5%) Dr. Joseph D. Fernandez (5%) Dr. Russell J. Erickson (5%) Mr. Douglas B. Lothenbach (5%) Ms. Ann Linnum (3%) Mr. David L. Lattier (2%) Ms. Suzanne A. Christ (2%) Ms. Denise A. Gordon (1%) LEVEL m A comprehensive reduction of uncertainties for the prediction of the toxicity of TCDD to fish in ecological risk assessments NHEERL, Duluth, MN EC0026 Estimating the ecological condition of the estuaries of the Gulf of Mexico. Environmental Monitoring and Assessment. 57:59-83 (1999) John M. Macauley (40%) J. Kevin Summers (30%) Virginia Engle (30%) NHEERL, Gulf Breeze, FL LEVELm For creating the Nation's first comprehensive assessment of the ecological condition of the Gulf oi Mexico estuaries * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-4 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization EC0028 Nondestructive Indicator of Ethoxyresorufin-o-deethylase Activity In Embryonic Fish. Environ. ToxicoL Ghent. 17(12).-2481-2486(1998) Ms. Diane Nacci (20%) Ms. Laura Coiro (20%) Ms. Anne Kuhn (20%) Ms. Denise Champlin (20%) Dr. Wayne Munns (10%) NHEERL, Naragansett, RI LEVEL m A simple, fluorescence method as a successful in vivo indicator of Ah-receptor medicated effects in ar embryonic fish EC0029 An Integrated Evaluation of the Persistence and Effects of 4-Nonylphenol in an Experimental Littoral Ecosystem Environ. ToxicoL Chem. 18(3):357-362 (1999) Mr. Michael L. Knuth (331/3%) Mr. Frank S. Stay (33 1/3%) NHEERL, Duluth, MN LEVELm The study of the environmental distribution and ecological effects of 4-nonylphenol in freshwater habitats EC0031 Soil-atmosphere exchange of methane in adjacent cultivated and floodplain forest soils. J. Geophysical Res. 104(D7):8161-8171 (1999) Dr. Roger A. Burke (60%) NERL, Athens, GA LEVELm For research on the impacts of landscape position and disturbance on soil-atmosphere exchange of methane in forest soils EC0032 Peroxidases in Grass Dew Derived from Guttation: Possible Role n Polymerization of Soil Organic Matter. Biogeochemistry 42(3):311-323 (1998) Dr. Richard Zepp (40%) NERL, Athens, GA LEVELm For innovative research into the role of atmospheric hydrogen peroxide in the polymerization of organic matter * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-5 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization EC0035 a)Effects of a Mixture of Non-ortAo-and Mono-ortAo-polychlorinatedBiphenyis on Reproduction in Fundulm heteroclitm (Linnaeus) Environ. ToxicoL Chem. 17(7): 1396-1404 (1998) b)Reproduction and Polychlorinated Biphenyls in Fundulm heteroclitus (Linnaeus) from New Bedford Harbor, MA, USA. Environ. ToxicoL Chem. 17(7):1405-1414 (1998) Dr. Dianne E. Black (50%) Dr. Richard J. Pruell (20%) LEVEL m PCB Effects on Fish Survival and Reproduction: A Laboratory and Field Investigation ofFundulus heteroclitus NHEERL, Narragansett, RI HE0039 Lung Tumorigenic Interactions in Strain A/J Mice of Five Environmental Polycyclic Aromatic Hydrocarbons. Environ. Health Perspectives. 106:1337- 1346(1998) Dr. Stephen C. Nesnow (80%) Dr. Marc J. Mass (10%) Dr. Jeffrey A. Ross (10%) Mr. Guy R. Lambert (10%) NHEERL, RTF, NC LEVELm For reducing the uncertainties in default assumptions and improving PAH risk assessment HE0041 a)Increased specific airway reactivity of persons with mild atopic allergic asthma following 7.6 hr exposures to 0.16 ppm ozone. J. Allergy and Clinical Immunology (1999) In Press b)Prolonged acute exposure to 0.16 ppm ozone induces eosinophilic airway inflammation in asthmatic subjects with allergies. J. Allergy and Clinical Immunology 100(6):802-808 (1997) Dr. Howard Hehrl (20%) Dr. Don Horstman (20%) Dr. Lawrence Folinsbee (15%) Dr. Robert Devlin (15%) LEVELm Asthmatics are more sensitive to ozone than healthy individuals NHEERL, RTF, NC * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-6 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization HE0046 Assessment of Human Exposure to Ambient Particulate Matter. J. Air and Waste Management Association 49(11): 174-185 (1999) Dr. David T. Mage(50%) Dr. William E. Wilson (25%) Dr. Lester D. Grant (10%) NCEA, RTP,NC LEVEL m For demonstrating that exposure to PM of ambient origin is critical for understanding the health effects of ambient PM HE0049 Pulmonary Responses to Oil Fry Ash Particles in the Rat Differ by Virtue of Their Specific Soluble Metals. Toxicol. Sci. 43(2):204-212 (1998) Dr. Urmila P. Kodavanti (50%) Mr. John K. McGee(10%) Mr. Allen D.Ledbetter(5%) Ms. Judy E. Richards (5%) Dr. Daniel L. Costa(10%) NHEERL, RTF, NC LEVELm Specificity of PM-Associated Metals in Determining the Nature of Pulmonary Health Effects * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-7 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization HE0051 a)Long-term Ambient Ozone Concentration and the incidence of Asthma in Nonsmoking Adults: the Ahsmog Study. Environ. Res. 80:110- 121 (1999) b)Long-term inhalable particles and Other Air Pollutants Related to Mortality in Nonsmokers. Am. J. Respir. and Critical Care Medicine 159:373- 282 (1999) c)Long-term particulate and Other Air Pollutants and Lung Function in Nonsmokers. Ant. J. Respir. and Critical Care Medicine 158:289-298 (1998) d)Development of Chronic Productive Cough as Associated with long-term ambient inhalable Particulate Pollutants in nonsmoking adults: the Ahsmog Study. AppL Occupational and Environ. Hygiene 13:444-452 (1998) Dr. William F. McDonnell(35%) LEVEL m Epidemiologic Studies of the Health Effects of Long- term Exposure to Ambient Air Pollutants NHEERL, RTF, NC HE0052 Distribution of Pesticides and Polycyclic Aromatic Hydrocarbons in House Dust as a Function of Particle Size. Environ. Health Perspect. 107(9):721-726 (1999) Dr. Robert G. Lewis (80%) NERL, RTP,NC LEVELm For significant contributions to the characterizatior of residential household dust and advancement of th understanding of the associataed human exposure risks, especially for small children * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-8 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization HE0054 a) Repeated Exposure of Adult Rate to Aroclor 1254 Causes Brain Region- Specific Changes in Intracellular Ca2+ Buffering and Protein Kinase C Activity in the Absence of Changes in Tyrosine Hydroxylase. ToxicoL AppL Pharmacol. 153(2):186-198 (1998) b)Congener-Specific Distribution of Polychlorinated Biphenyls in Brain Regions, Blood, Liver, and Fat of Adult Rats Following Repeated Exposure to Aroclor 1254. ToxicoL AppL Pharmacol 153(2)-.199-210 (1998) Dr. Prasada Rao Kodavanti (30%) Ms. Ethel C. Derr-Yellin(15%) Dr. William R. Mundy (5%) Dr. Timothy J. Shafer (5%) Dr.DaveW.Herr(5%) Dr. Stanley Barone, Jr. (5%) Dr. Robert C. MacPhail (5%) Mr. Thomas R. Ward (5%) Dr. Hugh A. Tilson (5%) LEVEL m For highlighting the biological activity of individual PCBs and PCB mixtures in the nervous system NHEERL, RTF, NC HE0056 Effects from environmental manganese exposure: A review of the evidence fron non-occupational exposure studies. Neurotox. 20(2/3):379-400 (1999) Dr. H. Kenneth Hudnell(50%) NHEERL, RTF, NC LEVELm Adverse human-health effects from environmental exposure to airborne manganese MM0059 Near-real-time measurement of trace volatile organic compounds from combustion processes using an on-line gas chromatograph. Waste Management 18:403-410 (1998) Mr. Jeffrey V. Ryan (60%) Dr. Paul M. Lemieux (35%) NRMRL, RTP,NC LEVELm Advancing the technology for monitoring trace level VOCs from combustion sources * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-9 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization MM0068 Biogenic Fraction of Ambient VOC: Comparison of Radiocarbon, Chromatographic, and Emissions Inventory Estimates for Atlanta, Georgia. J. Air and Waste Management Association 49(3).-299-30 7 (1999) Dr. Charles W. Lewis (30%) Mr. Robert K. Stevens (30%) LEVEL m For advancing the use of radiocarbon in quantifying the contribution of biogenic emissions to ambient VOC NERL, RTF, NC MM0069 Trends in Atmospheric Sulfur and Nitrogen Species in the Eastern United States for 1989-1995. Atmospheric Environ. 33(l):37-49 (1998) Dr. David M. Holland (40%) Mr. Peter P. Principe (40%) Dr. Joseph E. Sickles (20%) NERL, RTF, NC LEVELm Estimation of emission-related trends in air quality data MM0070 Spatial Prediction of Sulfur Dioxide in the Eastern United States. In: Spatial Prediction of Sulfur Dioxide in the Eastern United States, geoENVII - Geostatistics for Environmental Applications. Amsterdam, Khiwer Academic Publishers (1999)pg 65-76. Dr. David M. Holland (30%) Dr. Lawrence H. Cox (30%) LEVELm Prediction of Spatial Patterns of Air Pollution NERL, RTF, NC MM0072 Isotope Dilution Analysis of Bromate in Drinking Water Matrices by Ion Chromatography with Inductively Coupled Plasma Mass Spectrometric Detection. Anal Chem. 71(3):722-726 (1999) Dr. John T. Creed (50%) Ms. Carol A. Schwegel (50%) NERL, Cincinnati, OH LEVELm None listed * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-10 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization MM0073 Identification of putative sequence specific PCR primers for detection of the toxigenic fungal species Stachybotys chartarum. Molecular and Cellular Probes 12:387-396 (1998) Dr. Richard A. Haugland (90%) NERL, Cincinnati, OH LEVEL m In recognition of research leading to the development of improved technology for the detectioi of hazardous microorganisms in the environment MM0075 a)Analyses of Fish Tissue by Vacuum Distillation/Gas Chromatography/ Mass Spectrometry. Anal Chem. 69(6):1127- 1134(1997) b)Bioconcentration Factors for Volatile Organic Compounds in Vegetation. Anal Chem. 70(5):851-856 (1998) c)Leaves as an Indicator of Exposure to Airborne Volatile Organic Compounds. ES&TIn Press. (1999) Dr. Michael H. Hiatt (100%) LEVELm Successfully applied vacuum distillation to analyzing biota. Demonstrated its utility for determining exposure to volatile pollutants NERL, Las Vegas, NV TF0076 An Assessment of Mercury-Species- Dependent Binding with Natural Organic Carbon. Speciation and Bioavailability 10(4):127-136 (1999) Dr. Nicholas T. Loux (100%) NERL, Athens, GA LEVELm For contributing to the elucidation of the modes of interaction of Mercury with natural organic matter * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-11 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization RA0090 Perchlorate Chemistry: Implications for Analysis and Remediation. Bioremediation Journal 2(2):81-95 (1998) Mr. Edward T. Urbansky (100%) NRMRL, Cincinnati, OH LEVEL m In recognition of reviewing the fundamental chemistry of perchlorate, in furtherance of potable water quality and safety RA0093 a) Combining Environmental Information I: Environmental Monitoring, Measurement and Assessment. Envirometrics 7(3):299-308 (1996) b) Combining Environmental Information II: Environmental Epidemiology and Toxicology. Envirometrics 7(3):309-324 (1996) Dr. Lawrence H. Cox (50%) LEVELm For advancing development and use of rigorous quantitative methods for efficient combination of environmental data and analyses NERL, RTF, NC RA0094 Biosensors for Field Analytical Monitoring. Field Anal. Chem. & Technol 2(6):317-331 (1998) Dr. Kim R. Rogers (90%) NERL, Las Vegas, NV LEVELm For contributions in the application of biosensors to environmental monitoring RA0095 Rodent Models of Cardiopulmonary Disease: Their Potential Applicability in Studies of Air Pollutant Susceptibility. Environ. Health Perspect. 106(Suppl 1):111-130 (1998) Dr. Urmila P. Kodavanti (60%) Dr. Daniel L. Costa (30%) NHEERL, RTF, NC LEVELm For the preparation of a comprehensive and critical assessment of rodent models of carcinogenicity. RA0096 Water Analysis. Anal. Chem. 71(12):181-215 (1999) Dr. Susan D. Richardson (100%) NERL, Athens, GA LEVELm State-of-science review of significant and new analytical methods and studies related to Water Analysis * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-12 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization RM0097 a)Salmon Policy: Science, Society, Restoration, and Reality. Renewable Resources Journal 17(2):6-16 (1999) b)Fisheries Management: Integrating Societal Preferences, Decision Analysis, and Ecological Risk Assessment. Environ. Science & Policy l(4):329-335 (1998) Dr. Robert T. Lackey (100%) LEVEL m For scientific and technical achievement in advancing understanding of salmon policy and ecological risk assessment NHEERL, Corvallis, OR RM0098 Issues in Managing the Risks Associated with Perchlorate in Drinking Water. Jour. Environ. Manage. 56:79- 95 (1999) Mr. Edward T. Urbansky (65%) Mr. Michael Schock (35%) NRMRL, Cincinnati, OH LEVELm For assessing technologies for treating perchlorate tainted waters with respect to a comprehensive risk management Nominations Recommended for Honorable Mention (No Cash Award)- Total of Twenty CS0002 Low Concentration Mercury Sorption Mechanisms and Control by Calcium- Based Sorbents: Application in Coal- Fired Processes. JAWMA 48(1):1191- 1198 (1998) Charles B. Sedman (75%) NRMRL, RTF, NC Honorable Mention Developing modified lime-based sorbents and supporting the Agency in developing new mercury emissions control strategies CS0003 Mechanical Properties of Blends of PAMAM Dendrimers with Poly(vinyl chloride) and Poly(vinyl acetate). Jour. Polymer Science: Part A: Polymer Chemistry 36:2111-2117 (1998) Mr. Carlos M. Nunez (70%) NRMRL, RTF, NC Honorable Mention Conducted innovative and cutting edge research on the use of dendrimers, a unique and emerging class of polymer structure, as rheology modifers in coating formulations CS0016 Photocatalytic Selective oxidation of hydrocarbons in the aqueous phase. Journal of Catalysts 183:159-162 (1998) Michael Gonzalez (80%) Subhas K. Sikdar (10%) S. Garry Howell (10%) NRMRL, Cincinnati, OH Honorable Mention For demonstrating alternative environmentally friendly chemical processes for the synthesis of oxygenated chemicals * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-13 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization EC0019 a) Field Evaluation of the EPA (Kenga) momogram, a method for estimating wildlife exposure to pesticide residues on plants. Environ. Toxicol. Ghent. 15(4):534-543 (1996) b) Literature review and evaluation of the EPA food-chain (Kenaga) nomogram, an instrument for estimating pesticide residues on plants. Environ. Toxicol. Ghent. 13(9)-.1383-1391 (1994) Dr. Thomas Pfleeger (35%) Dr. John Fletcher (30%) Honorable Mention Validation of the Kenaga Nomogram: A tool used in ecological risk assessment NHEERL, Corvallis, OR EC0025 An analysis of the influence of annual thermal variables on the occurrence of fifteen warmwater fishes. Trans, of Ant. Fish. Soc. 128(2):257-264 (1999) Ms. Virginia M. Snarski (35%) Mr. John G. Eaton (25%) NHEERL, Duluth, MN Honorable Mention Empirical models for predicting presence or absenc of warmwater fishes from derived thermal regime variables EC0027 Emergy Analysis of Human Carrying Capacity and Regional Sustainability: An Example Using the State of Maine. Environ. Monitor. & Assess. 51:531-569 (1998) Dr. Daniel E. Campbell (100%) NHEERL, Narragansett, RI Honorable Mention For analysis of the sustainable human carrying capacity of regions as illustrated by the State of Maine HE0045 In vitro methylation of inorganic arsenic in mouse intestinal cecum. Toxicol. AppL PharmacoL 147:101-109 (1997) Dr. Larry L. Hall (25%) Dr. S. Elizabeth George (25%) Mr. Michael J. Kohan (25%) Dr. David J. Thomas (10%) NHEERL, RTF, NC Honorable Mention For research on the metabolism of arsenicals by the anaerobic microflora of the cecum of the mouse * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-14 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization HE0048 a) Ad m i n 1st ration of potentially antiandrogenic pesticides (procymidone, linuron, iprodione, chlozolinate, p,p'- DDE, and ketoconazole) and toxic substances (dibutyl- and diethylhexyl phthalate, PCB 169, and ethane dimethane sulphonate) during sexual differentiation produces diverse profiles of reproductive malformations in the male rat. Toxicol. & Indmt. Health 15(1-2):94-118 (1999) b)The fungicide procymidone alters sexual differentiation in the male rat by acting as an androgen-receptor antagonist in vivo and in vitro. Toxicol. & Indmt. Health 15(l-2):80-93 (1999) c)Environmental antiandrogens: Low doses of the fungicide vinclozolin alter sexual differentiation of the male rat. Toxicol & Indmt. Health 15(l-2):48-64 (1999) d)Peripubertal exposure to the antiandrogenic fungicide, vinclozolin, delays, puberty, inhibits the development of androgen-dependent tissues, and alters androgen receptor function in the male rat. Toxicol. & Indust. Health 15(l-2):65-79 (1999) Dr. L. Earl Gray, Jr. (50%) Ms. Cynthia Wolf (5%) Ms. Christy Lambright (5%) Mr. Matthew Price (5%) Dr. Ralph L, Cooper (5%) Mr. Joseph Ostby (20%) Honorable Mention Antiandrogen pesticides and toxic substances indue malformations and delay pubertal developent NHEERL, RTF, NC * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-15 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization MM0061 Abbreviated Microwave Extraction of Pesticides and PCBs in Soil. Spectroscopy 13(10):41-50 (1997) Mr. RickMcMillin (33%) Mr. L. C. Miner (33%) Mrs. Lisa Wool (33%) Region 6, Houston, TX Honorable Mention For the Recognition of the Contributions to the Fiel of Microwave Extraction and Pollution Prevention MM0064 Remediation at a Marine Superfund Site: Surficial Sediment PCB Congener Concentration, Composition, and Redistribution. ES&T32:3496-3501 (1998) Dr. Barbara J. Bergen (60%) Dr. William G. Nelson (20% NHEERL, Narmgansett, RI Honorable Mention A novel approach to examine the spatial and tempora variability in sediment PCB concentrations at a marine Superfund site MM0065 Benthic Biology Processes and E as a Basis for a Benthic Index. Environ. Monitoring and Assessment 51:259-268 (1998) Dr. Wayne R. Davis (75%) Dr. John P. Paul (10%) NHEERL, Narmgansett, RI Honorable Mention A novel approach to estimating benthic community condition using sediment porewater EH profiles MM0066 Identification of Drinking Water Contaminants in the Course of a Childhood Cancer Investigation in Toms River, New Jersey. J. Exposure Analysis and Environ. Epid. 9(3).-199-216 (1999) Dr. Susan D. Richardson (35%) Dr. Timothy W. Collette (35%) Mr. Alfred D. Thruston, Jr. (5%) Dr. Jackson Ellington (5%) NERL, Athens, GA Honorable Mention Identification of drinking water contaminants linke to elevated levels of childhood cancer in Toms River New Jersey MM0067 A Field Study to Compare Performance of Stainless Steel Research Monitoring Wells with Existing on-Farm Drinking Water Wells in Measuring Pesticide and Nitrate Concentrations. Chemosphere 38(4): 875-889 (1999) Mr. Charles N. Smith (35%) Mr. William R. Payne, Jr. (25%) Mr. John D. Pope (25%) NERL, Athens, GA Honorable Mention For research comparing the use of research and drinking water wells and to document the extent of nitrate and pesticide contamination * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-16 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization TF0078 Sorption Kinetics of PAHs in Methanol - Water Systems. J. Contaminant Hydrology 34(1&2):107-120 (1998) Dr. Dermont C. Bouchard (100%) NERL, Athens, GA Honorable Mention For advancing knowledge and modeling capabilities of kinetically constrained desorption of hydrophobic compounds TF0083 Environmental Isotopes for Resolution of Hydrology Problems. Environ. Modeling and Assessment 52:389-410 (1998) Dr. William C.Sidle (90%) NRMRL Cincinnati, OH Honorable Mention Development of a new isotope chemistry technique for tracing leaks in SO and CSO distribution systems TF0085 The Conformational Dynamics of Humic Polyanions in Model Organic and Organo-mineral Aggregates. J. Molecular Structure 460:179-190 (1999) Dr. George W. Bailey (35%) NERL, Athens, GA Honorable Mention For application of computational chemistry to a better understanding of the conformational dynamics of humic materials TF0086 Factors Influencing Photoeactions of Dissolved Organic Matter in a Coastal River of the Southeastern United States. ES&T32(19) -.2940-2946 (1998) Dr. Richard G. Zepp (50%) NERL, Athens, GA Honorable Mention For innovative research on factors influencing photoreactions of dissolved organic matter in coasta ecosystems TF0087 Evaluation of Mass Flux to and from Ground Water Usisng a Vertical Flux Model (VFLUX): Application to the Soil Vacuum Extraction Closure Problem. Ground Water Monitoring and Remediation 96-104 (1999) Mr. Dominic C. DiGiulio (50%) Honorable Mention Development of a Strategy for Assessment of Soil Venting Performance and Closure andSupporting Mass Flux Assessment NRMRL, Ada, OK * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-17 ------- Nom. # Titles and Citations of Submitted Papers Eligible Authors* and Nominating Organization Recommende d Award Level Suggested Citation from Nominating Organization IRQ 100 a)Genotoxicity of Bioremediated Soils from the Reilly Tar Site, St. Louis Park, Minnesota. Environ. Health Perspect. 106(86)-.1427-1431 (1998) b) Bioassay-Directed Fractionation and Chemical Identification of Mutagens in Bioremediated Soils. Environ. Health Perspect. 106(S6):1435-1440 (1998) Dr. Larry D. Claxton (20%) Mr. Thomas J. Hughes (20%) Mr. Lance Brooks (20%) Ms. Sarah Warren (10%) Dr. Fran Kremer (10%) Dr. Richard Brenner (10%) Mr. Barry Austern (10%) NHEERL, RTF, NC Honorable Mention Research that aids the integrated risk assessment of bioremediation processes and soils ET0101 Synthesizing Alcohols and Ketones by Photoinduced Catalytic Partial-Oxidation of Hydrocarbons on Tio2 Film Reactors Prepared by Three Differenct Methods. Indust. and Engineering Chemistry Res. 38(9):3276-3284 (1999) Dr. E. Sahle-Demessie (45%) Dr. Michael A. Gonzalez (20%) Honorable Mention For developing new catalytic materials capable of eliminating or minimizing pollution for safeguarding the environment NRMRL, Cincinnati, OH Key to Acronyms used in the above Table: NCEA National Center for Environmental Assessment NERL National Exposure Research Laboratory NHEERL National Health and Environmental Effects Laboratory NRMRL National Risk Management Research Laboratory OPPT Office of Pollution Prevention and Toxics RTP Research Triangle Park G:\SAB\REPORTS\2000report\Ec.014 * NOTE: The percentages given after each name represent the percent of the total level of effort as documented in the EPA nomination. Page B-18 ------- |