UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                             WASHINGTON, D.C. 20460



                               October 21,1992
EPA-SAB-RSAC-LTR-93-001                                     OFFICE OF THE ADMINISTRATOR
The Honorable William K. Reilly                                   SCMENCE ADVISORY BOARD
Administrator
U.S. Environmental Protection Agency
401 M St. S.W.
Washington, D.C. 20460

                  Subject:     Research Strategies Advisory Committee Review of
                              the EPA draft "Stimulating Environmental Progress;
                              A Social Science Research Agenda"

Dear Mr, Reilly:

      A panel of the Research Strategies Advisory Committee (RSAC) of EPA's
Science Advisory Board (SAB) met on January 22,1992, to review the EPA draft
document "Stimulating Environmental Progress: A Social Science Research Strategy"
in Alexandria, Virginia.  The panel, which was composed of members from a wide
variety of disciplines, was gratified to see that EPA is taking this first step to integrate
social sciences into environmental decision-making and encourages the Agency in its
efforts.

      In examining the proposals contained within the draft document, the panel
focused on determining: 1) whether the Agency used the appropriate criteria for
identifying and applying its priorities; 2) whether a proper balance was struck between
short term and continuing efforts; 3) how such activities are integrated  into broader
activities within and outside of the Agency; and, 4) the responsiveness of the plan to
recommendations of the SAB "Future Risk" report. The following summaries provide
our responses to each of these charges:

      1)    Has the Agency used the appropriate criteria for identifying and
            applying its priorities?

            The Committee feels that the document provides a useful
            framework for considering  social science issues in environmental
            protection. However, it is the general feeling of the members that
            categorizing issues by specific environmental problem  (e.g. indoor
            air, hazardous waste, etc.)  is of limited utility for prioritization,
            serving only to mimic the organizational structure of the Agency.
            instead, we recommend that the Agency approach prioritization
            by concentrating on cross-cutting environmental issues (e.g.
            pollution prevention, economic incentives of pollution control, etc.).
            This would afford planners and decision makers the opportunity to
            relate social science issues to generic environmental problems
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      and related decisions, and to determine the overall direction of
      necessary long term components of the program. This could
      enhance the ability of social sciences strategists to affect
      the psychology of the Agency which controls utilization
      of social science tools by identifying a broad issue and
      demonstrating the potential impact of social sciences
      activities.

2}    Has a proper balance_b_een struck between short and long term
      efforts?

      The Committee is unable to discern the relationship between
      the short and long term research proposed within the document.  It
      was estimated that approximately $2 million are currently devoted
      to "ad-hoc" social science activities. If this is indeed the case, most
      efforts would be problem specific and of shorter term in duration.

      In order to effectively balance the Agency's overall needs,  the
      panel recommends that the strategy give increased attention to
      longer term efforts (with probable results/products within 2 to 5
      years) and through a core effort established with an initial base of
      at least $5  million.

3)    How., are .such activities integrated into broader activities within
                 .of .the Agency?
      It is unclear to the panel how the Issues proposed in the strategy
      relate to broader social science concerns (both within the United
      States and abroad). This situation reflects a lack of formal tracking
      of social sciences research activities which has contributed to
      unsuccessful efforts to date by other groups attempting to identify
      annual levels of effort for Federally funded social science research
      projects.

      To address tntra-Ageney integration, we also recommend that the
      Agency begin identifying social sciences efforts as discrete items
      in planning and budgeting exercises in order to enhance
      identification and coordination of such activities.

      The document should also separate items which are potential
      EPA funding items from those more appropriately funded by NSF.
                                -2-

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      4)    Is the responsive to recommendationsof the SAB "Future Risk*
            report?

            The Committee is pleased to note that the draft document cites a
            number of SAB reports which influenced its initiation and
            development and that the document is itself a major Agency
            response to the recommendation for social sciences research
            "Future Risk".

      In addition,  Committee members noted several additional issues concerning the
document. These comments, along with specific line-by-line recommendations have
been forwarded to the program office along with more recent comments provided by
Executive Committee members;
      a)    A clearer focus is needed on the purpose of social science
            research in EPA ~ Why do we need information on individual
            and institutional decision-making? How will we use it? How can
            changes in social behavior be maintained?

      b)    The authors should attempt to more tightly focus the baseline for
            environmental action. Whom do we target for social science
            research?  Which segments of society? What population groups?

      c)    Possible applications for such efforts should be more clearly
            defined, (e.g. methodologies for risk and policy managers which
            would enable them to develop action strategies and predict
            outcomes; curriculum for schools, public administration
            programs,  and environmental studies; products for use by
            community leaders, and directors of institutions or facilities).

      d)    The document is positive in tone and prospective in
            viewpoint.  While this type of format is appropriate for
            defining research options and establishing priority setting
            schemes, a retrospective look at both successful and
            unsuccessful historical efforts would also be helpful
            (e.g., examination of Agency experiences with asbestos,
            radon and emissions trading).

      e)    The Committee suggests that additional attention be paid to
            defining the terms "basic social  science research", "applied
            research" and "assessment and measurement". Additionally,
            the search for alternative prioritizing schemes should not be
            abandoned.

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            The document should address how different elements
            of society influence attitudes towards environmental issues.
            For example, how are attitudes shaped by media, religion,
            education, entertainment, business, government?
      g)    The Agency should somehow address the impact/influence
            of litigation/liability for polluting.  How do these liability issues
            affect environmentally-related decisions?
    In conclusion, the Committee again applauds the Agency's efforts in responding
to Future Risk in this area. We also strongly support an expansion of these activities
and encourage the identification of a lead office for social sciences activities and
establishment of a coordinating council for social science research. We also
recommend the research efforts be integrated with other environmental research and
reiterate our recommendation to establish an combined initial $5 million base level of
effort - essential for attracting talented researchers -for longer term social science
efforts identified as discrete items within Agency planning and budgeting exercises.

      Again,  we are pleased to have had the opportunity to comment on this strategy
and look forward to your response.
                                          Sincerely,

                                        1 >v(
                                 Dr.  Raymond C. Loehr, Chair

                                    Science Advisory Board
                                    Mr. Alvin Aim, Chair

                            Research Strategies Advisory Committee
Attachments

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                                Distribution List
Deputy Administrator
Assistant Administrators
EPA Regional Administrators
EPA Laboratory Directors
ORD Office Directors
EPA Headquarters Library
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Frederic Allen  -
James Cole

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                                   NOTICE

This report has been written as a part of the activities of the Science Advisory Board, a
public advisory group providing extramural scientific information and advice to the
Administrator and other officials of the Environmental Protection Agency, The Board is
structured to provide balanced, expert assessment of scientific matters related to
problems facing the Agency. This report has not been reviewed for approval by the
Agency and, hence, the contents of this report do not necessarily represent the views
and policies of the Environmental Protection Agency, nor of other agencies in the
Executive Branch of the Federal government, nor does mention of trade names or
commercial products constitute a recommendation for use.

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                U.S. ENVIRONMENTAL PROTECTION AGENCY
                       SCIENCE ADVISORY BOARD
              RESEARCH STRATEGIES ADVISORY COMMITTEE
                 Social Sciences Research Strategies Panel
CHAIRMAN
      Mr, Alvin Aim, Vice President
      Science Applications International Corporation
      8400 West Park Drive
      McLean, VA  22102
MEMBERS
      Dr. Stanley Auerbach
      Director, Environmental Sciences Division
      Oak Ridge National Laboratory
      Oak Ridge, TN 37831-B035

      Mr. Richard A. Conway
      Union Carbide Chemical and Plastics Company, Inc.
      P.O. Box 8361
      South Charleston, WV  25303

      Dr. John D. Spengfer
      Department of Environmental Health
      Harvard School of Public Health
      665 Huntington Avenue, Building 1-1305
      Boston, MA  02115

      Or, Paul Deister
      Shell Oil Company (Retired)
      11215 Wilding Lane
      Houston, TX  77024-5308

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                                   -2-
      Dr, Morton Lippmann
      Professor of Environmental Medicine
      Institute of Environmental Medicine
      New York University Medical Center
      Long Meadow Road
      Tuxedo, NY  10987
LIAISON FROM OTHER SAB COMMITTEES
      Dr. Allen Knesse
      Research for the Future
      1616PSt.,N.W.
      Washington, D.C.  20036
CONSULTANTS
      Dr. Paul Portney
      Research for the Future
      1616PSt.,N.W
      Washington, D.C,  20036
      Or, Fred Hansen
      Oregon Department of Environmental Quality
      811 South West 6th Avenue
      Portland, OR  97204-1334
"Unable to attend

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