United State
&EPA
       Environmental  Crimes  Case  Bulletin
                  U.S. Environmental Protection Agency
           Office of Criminal Enforcement, Forensics and Training
                               May 2013

 This bulletin summarizes publicized investigative activity and adjudicated cases con-
 ducted by OCEFT Criminal Investigation Division special agents, forensic specialists,
 and legal support staff.

Defendants in this edition:
• Henry Papuga — Region I
• Mark Pullyblank, William Clements, Crane-Hogan Structural Systems, Inc. — Region 2
• Tennie White — Region 4
• Hancock County Land, LLC — Region 4
• John Mayer, Timothy Bayes — Region 5
• Franklin A. (Al) Bieri — Region 5
• Temple Inland — Region 6
• Matthew Lawrence Bowman — Region 6
• Connie M. Knight — Region 6
• Michael J. Vaughn — Region 6
• Wal-Mart Stores, Inc. — Regions 7 and 9
                                                            EPA Bulletin May 2013  1

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                            DEFENDANT SUMMARY:
          REGION
          DEFENDANTS
     CASE TYPE/STATUTES
Region 1
Henry Papuga
SDWA/Tampering with drinking
water samples and making false
statements
Region 2
Mark Pullyblank, William Clements,
Crane-Hogan Structural Systems,
Inc.
CWA/Discharging untreated in-
dustrial waste water into river
Region 4
Tennie White
CW A/Falsifying records and ob-
structing a federal criminal investi-
gation
Region 4
Hancock County Land, LLC
CW A/Unauthorized excavating
and filling of wetlands
Region 5
John Mayer, Timothy Saves
CAA/Illegally disposing of asbes-
tos-containing material
                                                                             EPA Bulletin May 2013  2

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                           DEFENDANT SUMMARY:
           REGION
         DEFENDANTS
      CASE TYPE/STATUTES
Region 5
Franklin A. (Al) Bieri
CAA/Fallure to follow proper as-
bestos removal procedures
Region 6
Temple Inland
CWA & Refuge Act/Negligent pol-
lutant discharge leading to fish kill
Region 6
Matthew Lawrence Bowman
OSHA/Violating OSHA and mak-
ing false statements that led to
deaths of two men
Region 6
Connie M. Knight
CWA/ID fraud and impersonating
federal official
Region 6
Michael J. Vaughn
SDWA/Conspiracy to violate
SDWA, making false statements,
forfeiture
Regions 7 and 9
Wal-Mart Stores, Inc.
CWA, FIFRA, RCRA/Illegally han-
dling and disposing of hazardous
materials, improperly handling pes-
ticides
                                                                              EPA Bulletin May 2013  3

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                                    p. 8 - 12
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Illinois Construction Company Owner Gets Jail Term for Clean Air Act Violation — On May 9, 2013,
FRANKLIN A. (AL) BIERI, of Lebanon, IL, was sentenced in federal district court for the Southern Dis-
trict of Illinois for violating the Clean Air Act.  Bieri was ordered to serve an eight-month  sentence with five
months' imprisonment and three months' home confinement, all to be followed by three years' supervised
release, pay a $3,000 fine and a special assessment of $100.
                                                                 The charges stem from Bieri's ac-
                                                          tivities at the Emerson Electric Facility, a
                                                           seven-acre site in Washington Park, which
                                                           Bieri purchased in order to demolish and
                                                           salvage the buildings on the site. Bieri knew
                                                           that the buildings on the  site  contained as-
                                                           bestos, but in April 2010,  he used untrained
                                                           workers who failed to use  proper  removal
                                                           and disposal procedures,  such as wetting
                                                           asbestos to  limit airborne emissions and
                                                           proper labeling of asbestos waste to alert
                                                           others to the danger  and  ensure the  waste
                                                           went to an appropriate section of the land-
                                                           fill. Bieri admitted that he failed to provide
                                                           written notification to the Illinois Environ-
                                                           mental Protection Agency at least ten work-
                                                           ing days prior  to  beginning asbestos strip-
                                                          ' ping and removal  work, an offense punish-
                                                           able under the Clean Air Act.  Asbestos is a
declared hazardous air pollutant by the United States Environmental Protection Agency.
       The investigation was conducted by EPA's Criminal Investigation Division and the Illinois Environ-
mental Protection Agency. The prosecution of the  case is being handled by Assistant United States Attor-
neys Kevin F. Burke and William E. Coonan.
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Emerson Electric Facility in Washington Park, Illinois
                                                                                  EPA Bulletin May 2013  4

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Louisiana Woman Sentenced to Prison for ID Fraud and Impersonating an OSHA Office in Wake of
Gulf Oil Spill -- On May 16, 2013, CONNIE M. KNIGHT, previously of Belle Chasse, Louisiana, was
sentenced in federal district court for the Eastern District of Louisiana to serve 57 months in prison for pro-
viding fraudulent hazardous waste safety training in the wake of the Deepwater Horizon explosion and spill.
She was also ordered to pay victim restitution in the amount of $25,300.
       On January 24, 2013, Knight pleaded
guilty to three  felony criminal charges and
one misdemeanor criminal charge  for creat-
ing false identification documents and imper-
sonating a federal  official. Court documents
explained how, in the wake of the Deepwater
Horizon oil spill, Knight impersonated a high
-ranking Occupational Safety and Health Ad-
ministration hazardous waste safety instruc-
tor and inspector in order to collect money
from individuals who hoped to work on the
cleanup effort that followed the spill.  Knight
created and used multiple false federal identi-
fications to bolster  her  credibility  as  an   Federal agents seizing evidence in connection with Knight's crimes.
OSHA employee and to convince attendees, who were primarily from the Southeast Asian fishing commu-
nity, that she could ensure them lucrative employment cleaning the spill. In reality, Knight did not have any
connection to OSHA, to the cleanup effort, nor did she have training in hazardous waste safety.
       Knight claimed her classes satisfied the various safety requirements that all individuals were to com-
plete in order to be employed at a Deepwater Horizon hazardous waste cleanup site. Her fraudulent classes,
however, lasted as little as two hours,  while the legitimate certifications would take at least six days of
classroom training followed by three days of on-site training. At least some attendees later gained access to
hazardous waste cleanup sites based on the fraudulent certifications created by Knight.
       At the sentencing, the judge considered statements from victims who recounted how Knight targeted
the Southeast Asian fishing communities in  southern Louisiana, many of whom did not speak or read Eng-
lish.  Court documents explained that because many shrimp grounds were closed from the time of the spill
through late 2010, Gulf fishermen had to seek other means  of employment.  To gain access to these fisher-
men and their families, Knight convinced young bilingual individuals  from Southern Louisiana,  who be-
lieved her to be an OSHA trainer, that she could be a source of employment for their struggling communi-
ties.  She then used those individuals to publicize her trainings throughout the Vietnamese, Cambodian and
Laotian neighborhoods.
       According to  court documents, Knight required each attendee to pay between $150 and $300 cash to
enter a class, and there were at least 950 victims in the Eastern District of Louisiana.  After a short presen-
tation in English, Knight would provide false completion certifications and tell attendees to ready their ves-
sels for BP cleanup work, which she claimed would be coming any day.
       This case was investigated by EPA's Criminal Investigation Division  and the U.S. Department of
Labor's Office of Inspector General with assistance from the Occupational Safety and Health Administra-
tion, the FBI, investigators from the Florida Fish and Wildlife Conservation Commission and the Plaque-
mines Parish, La., sheriffs office.  It was prosecuted by Patrick M. Duggan of the Environmental Crimes
Section of the Justice Department's Environment and Natural Resources Division and Emily K. Greenfield
of the U.S. Attorney's Office for the Eastern District of Louisiana.
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                                                                                EPA Bulletin May 2013

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Former Massachusetts Water Company Manager Sentenced for Tampering With Drinking Water
Samples -- On May 17, 2013, HENRY PAPUGA, of Milford, Massachusetts, former manager of the
Milford Water Company, was found guilty of tampering with drinking water samples during a boil-water
order and for making false statement about the samples, He was sentenced to 1 year in the House of Cor-
rection, given a suspended five-year probationary period, during which time he is prohibited from having
any involvement in the drinking water industry in any  way, and must complete 250 hours of community
service.
       The Milford  Water Company is a privately owned community public water system in the town of
Milford that serves approximately 27,000 persons. In January 2010, the state's attorney general's office
began an investigation after the matter was initially investigated and referred by the Massachusetts De-
partment of Environmental Protection. The indictments stem from an incident in August 2009, when the
water supply in Milford tested positive for E. Coli bacteria.  A  subsequent order by MassDEP required
residents to boil the  water before consuming or using it. According to MassDEP's requirements, the boil-
water order could not be lifted until the MWC's testing showed two consecutive rounds  of water samples
that were free  from  bacterial contamination. Investigators found that Papuga, who was the manager in
charge of the water  system, was under enormous pressure to get the boil-water order  lifted as soon as
possible.  In his effort to get the boil-water order lifted,  Papuga tampered with six drinking water samples
by adding a form of chlorine to the samples. Papuga submitted these tampered samples  to a local lab for
testing. On  two of the forms submitted with the water  samples, also known as  "chain of custody" forms,
Papuga falsely certified the integrity of the samples.
       An analyst at the lab began testing the samples  for bacteria and the samples immediately turned a
range of unexpected colors, making it  impossible to complete the test. To determine what was in the sam-
ples producing this highly unusual result, the lab tested for chlorine. The lab found that the chlorine level
was so high that it exceeded the limits of the test. The lab then informed MassDEP that the samples could
not be properly analyzed for bacteria because of their unusually high chlorine content. MassDEP and the
Environmental Strike Force conducted their own investigation, tested the suspicious water samples, and
found levels of chlorine in some samples 700 times the acceptable level for drinking water. As a result,
the matter was referred to the attorney general's office for prosecution.
       MassDEP has been deeply involved with drinking water operations in Milford since the  2009
event. The follow up enforcement required the construction of a new treatment plant, which is about to
go on line. MassDEP has also conducted bi-monthly inspections of the existing facility to ensure that op-
erations meet state requirements. MassDEP vowed to continue these inspections until the new plant was
operational.
       The charges  stem from an investigation by the  Massachusetts Environmental Strike Force, an in-
teragency unit overseen by the  attorney general,  the energy and environmental affairs secretary and a
MassDEP commissioner.  The strike force comprises prosecutors from the attorney general's office, en-
vironmental police  officers assigned  to the attorney general's  office, and  investigators and engineers
from the  MassDEP who investigate and prosecute crimes that harm or threaten the state's water, air, or
land and that pose a  significant threat to human health.
       The case  was investigated by  EPA's Criminal  Investigation Division and officers of the Massa-
chusetts Environmental Police. It was  prosecuted by Assistant Attorney Generals Daniel Licata and  Sara
Farnum, along with  MassDEP investigators and staff from the Central Regional Office in Worcester, the
Wall Experiment Station lab in Lawrence, and the Environmental Strike Force.
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                                                                               EPA Bulletin May 2013  6

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Delaware Corporation Located in Texas Given $3.3 Million Fine and Restitution for Discharging
Pollutants into River - On May 29, 2013, TIN, INC. , d/b/a/ TEMPLE INLAND, a Delaware Corpo-
ration located in Austin, Texas, was sentenced in federal district court for the Eastern District of Louisi-
ana to two years probation and ordered to pay a total criminal penalty of $3.3 million, for negligently
causing the discharge of a pollutant from its Bogalusa Facility into the Pearl River and the taking of fish
from the Bogue Chitto National Wildlife Refuge.
                                                  Temple Inland was ordered to pay $1.2 million in
                                           restitution and fined $1.5 million for the harm caused by
                                           the negligent discharge to the Pearl River and its tributar-
                                           ies; the loss of Gulf sturgeon (a protected species); and
                                           the loss of other aquatic life. One million dollars in resti-
                                           tution will be paid as follows: $900,000 to the Trust for
                                           Public Land,  a  non-profit non-governmental organiza-
                                           tion, and $100,000 to The Nature Conservancy of Louisi-
                                           ana, also a non-profit non-governmental organization, to
                                           be utilized for the acquisition,  protection  and manage-
                                           ment of lands and waters within the Pearl  River Basin
                                           south of the Temple Inland wastewater release site.  The
                                           properties acquired by both non-profits will subsequently
                                           be conveyed to the United States Fish and Wildlife Ser-
Fish kill as a result of Temple Inland's negligent dis-
   charge of pollutants into the Pearl River. Over
           500,000fish were killed.
vice, primarily for the application and administration of Federal perpetual management and protections
for endangered species,  native wildlife, and their habitats within the Pearl River drainage  system. The
remaining $200,000 in restitution will be paid for a research study to evaluate the river features of the
Pearl River and Bogue Chitto in order to determine the potential benefit for Gulf sturgeon  recovery, as
well as to forecast potential hydrodynamic and geomorphologic changes that will be of interest to the lo-
cal communities and the state. The research  study will provide to USFWS a complete assessment of river
morphology, habitat composition, and hydrology. The assessment will include acoustic determination of
benthic substrate,  bathymetric surveys above and below the structures, hydrodynamic assessments to out-
line current conditions and to forecast future conditions, and biological monitoring.
      From the fine amount of $1.5 million, Temple Inland will pay community service payments of
$500,000 to the Louisiana Department of Environmental  Quality to defray the costs  of equipment and
emergency vehicles to be used in connection with, or in  support of, the detection, monitoring, testing,
response and/or investigation of dumping, emissions, discharges, spills, or leaks involving violations of
environmental regulations and laws; $50,000 to the Louisiana State Police Emergency Services Unit; and
$50,000 to the Southern Environmental Enforcement Network for training. Because the community ser-
vice payment is designated as community service by an organization, Temple  Inland cannot seek any re-
duction  in its tax obligations as  a result  of these payments. In addition, since the payment constitutes
community service, Temple Inland cannot characterize, publicize, or refer to the payment as a voluntary
donation or contribution.
      In addition to the restitution, fine  and community service payments, Temple Inland  must imple-
ment an Environmental Compliance Plan approved by the Louisiana Department of Environmental Qual-
ity and remain in compliance with all permit requirements, rules and regulations of the Louisiana Depart-
ment of Environmental Quality.
      This case was investigated by EPA's Criminal Investigative Division,  the United States Fish and
Wildlife Service,  and the Louisiana Department of Environmental Quality, Criminal Investigative Divi-
sion. It was prosecuted by Assistant United  States Attorneys Dorothy Manning Taylor and Spiro Latsis.
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                                                                                EPA Bulletin May 2013

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                           Plea Agreements (Back to Quick Links)
Former Louisiana Environmental Services Operations Manager Convicted in Kickback Scheme In-
volving Illegal Disposal of Industrial Wastewater -- On May 29, 2013, MICHAEL J. VAUGHN, of
Addis, Louisiana, pled guilty in federal district court for the Middle District of Louisiana to conspiracy to
defraud EPA and to violate the Safe Drinking Water Act, making false  statements within the jurisdiction of
the federal government,  and forfeiture. As a result of his convictions, he faces up to ten  years imprison-
ment, a $500,000 fine, forfeiture of the proceeds  of the offenses, restitution to victims, and a three-year
term of supervised release following imprisonment. A sentencing date has not yet been set.
       The convictions  stem from actions Vaughn I
took while  serving as the  operations manager of I
FAS Environmental  Services, a transportation  and
disposal company based in Belle River, Louisiana.
In that role, the defendant oversaw all operations and |
employees at the company.
       At his hearing, Vaughn admitted that, while |
working as  the  FAS  operations manager,  he took
over $22,000  in  kickbacks  during 2011  and 2012
from a wastewater brokerage firm in exchange for
illegally using an FAS injection well in Belle River
to dispose of over  380,000 gallons of industrial
                                                 Aerial photograph  of the overall well site at FAS with living
wastewater in violation of the federal Safe  Water    quartersandabargeparked at the dock. Barges ferried
Drinking Act. As part of the scheme, Vaughn further wastewater from the FAS transfer station to the well site for
admitted that he and his fellow conspirators created             disposal into the injection well.
and used over 100 false  documents, including mani-
fests and work orders, in addition to submitting false reports to regulators in Baton Rouge. Such false and
fraudulent documents were designed to conceal the scheme from federal and state government officials and
the brokerage firm's unsuspecting clients.
                                                FAS ownership   was unaware  of the defendant's
                                         scheme, which resulted in the misuse of FAS resources to the
                                         sole benefit of the defendant personally and his fellow con-
                                         spirators. FAS has cooperated fully throughout the investiga-
                                         tion and terminated the  defendant's employment with the
                                         I company upon learning of the scheme.
                                                This ongoing  investigation  is  being conducted by
                                         lEPA's Criminal Investigation Division, the U.S. Attorney's
                                         Office for the Middle District of Louisiana, and the Criminal
                                         Investigation Division of the Louisiana Department of Envi-
                                         ronmental Quality. The case is being prosecuted by Assistant
                                         United States  Attorney Corey R.  Amundson who serves as
                                         the Senior Deputy Chief of the Criminal Division.
                                         Back  to Top
The underground injection well operated by FAS.
 This is a Class II well, permitted by Louisiana
      Department of Natural Resources.
                                                                                 EPA Bulletin May 2013  8

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Former President of Texas Company Pleads Guilty of Federal Crimes Related to Employee Deaths —
On May 9, 2013, MATTHEW LAWRENCE BOWMAN, of Houston, former president of Port Arthur
Chemical and Environmental Services, LLC (PACES),  pleaded guilty in federal district court for the East-
ern District of Texas to violating the Occupational Safety and Health Act and making a false statement.
                                        I Bowman admitted to not properly protecting PACES em-
                                        ployees from exposure to hydrogen sulfide, a poisonous gas
                                        resulting in the death of truck driver Joey  Sutler on Dec. 18,
                                        2008.  In addition, Bowman admitted to directing employees
                                        to falsify transportation documents to conceal that the waste-
                                        water was coming from PACES after a disposal facility put a
                                        moratorium on all wastewater shipments from PACES  after
                                        | received loads containing hydrogen sulfide.
                                              According to information presented in court,  Bowman
               «  	            ,    ' was president  and owner  of PACES, located in Port Arthur,
Port Arthur Chemical and Environmental Services
                                        Texas, and CES Environmental  Services (CES) located in
Houston. PACES was in operation from November 2008 to November 2010, and was in the business of
producing and selling caustic materials to paper mills. The production of caustic materials involved hydro-
gen sulfide, a poisonous gas. According to the National Institute for Occupational Safety and Health, hy-
drogen sulfide is an acute toxic substance that is the leading cause of sudden death in the workplace.  Em-
ployers are required by OSHA to implement engineering and  safety controls to prevent employees from
exposure above harmful limits of hydrogen sulfide.
      Bowman was responsible for approving and directing PACES production operations, the disposal
of hydrogen sulfide wastewater, and ensuring  implementation of employee safety  precautions. In some
cases, Bowman personally handled the investigation of work-related
employee injuries, directed the transportation of PACES wastewater,
and determined what safety equipment could be purchased or main-
tained. In the cases  at issue, hazardous materials were transported il-
legally with false documents and without the required placards. Most
importantly, the workers were not properly protected from exposure
to hazardous gases.  The  exposure resulted in the deaths of two em-
ployees, Joey Sutler  and Charles  Sittig, who were truck drivers, at the
PACES  facility on Dec.  18, 2008, and Apr. 14, 2009.  Placarding is      CES Environmental Services
critical to ensure the safety of first responders in the event of an accident or other highway incident. Bow-
man and PACES were indicted by a federal grand jury on July 18, 2012.
      Bowman faces up to five years in federal prison and a fine of up to $250,000  at sentencing.  A sen-
tencing date has not been set. Charges remain pending against PACES. The corporation faces a fine of up
to $500,000 per count.
      This case was investigated by EPA's Criminal Investigation  Division; the U.S. Department of
Transportation Office of Inspector General; the Texas Commission on Environmental Quality -  Environ-
mental Crimes Unit,  part of the Texas Environmental Enforcement Task Force;  the Texas Parks & Wildlife
Department - Environmental Crimes Unit;  the Houston Police Department - Major Offenders,  Environ-
mental Investigations Unit; the  Travis County, Texas  - District  Attorney's Office; the Harris County,
Texas, District Attorney's Office - Environmental Crimes Division; the Houston Fire Department; OSHA;
the U.S. Coast Guard; the Port Arthur Police Department; and the Port Arthur Fire Department.  It was
prosecuted by the  U.S. Attorney's Office for the Eastern District of Texas and the Environmental Crimes
Section of the Justice Department's Environment and Natural Resources Division.
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                                                                               EPA Bulletin May 2013  9

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                                              Aerial photograph of large fill area where approximately
                                                  25 acres of wetlands were filled and excavated.
Mississippi Corporation Pleads Guilty and Agrees to $1 Million Fine for Illegally Filling Protected
Wetlands - On May 15, 2012, Mississippi-based HANCOCK COUNTY LAND, LLC  (HCL) pleaded
guilty in federal district court for the Southern District of Mississippi to the unpermitted filling of wetlands
near Bay St. Louis, Miss., and agreed to pay a $1 million fine and take remedial measures for two felony
violations of the Clean Water Act. HCL admitted
causing the unauthorized  excavation and filling of
wetlands on a 1,710 acre parcel of undeveloped
property in Hancock County.
       According to the charges, when HCL pur-
chased the property, it had been informed by a
wetland expert that as much  as 80 percent of its
land was federally protected wetland  connected
by streams  and bayous to the Gulf of Mexico and,
therefore, that the property could not be devel-
oped without a permit from the U.S. Army Corps
of Engineers.  Such permits typically require that
developers  protect and preserve other wetlands to
compensate for those they are permitted to fill and
destroy.
       The charges allege that in spite of additional notice of the prohibition against filling and draining
wetlands without authorization, HCL,  principally through its minority  owner/general  contractor, hired an
excavation  contractor to trench, drain and fill large portions of the property to lower the water table and thus
                                   I to destroy  the wetland that would otherwise have been an impedi-
                                   ment to commercial development. In pleading guilty, HCL admitted
                                   that it knowingly ditched, drained and filled wetlands at multiple lo-
                                   cations on the Hancock County property without having obtained  a
                                   permit from the Army Corps of Engineers as required under the
                                   I Clean Water Act.
                                          It is a felony under the  Clean Water Act for any person know-
                                   ingly to discharge pollutants into waters of the United States, includ-
                                   ing wetlands,  without a permit.  A corporation  convicted of this of-
                                   | fense is subject to a penalty of not more than $500,000 per count.
                                          HCL agreed and was  ordered to pay to the federal govern-
                                   Iment a total penalty of $1 million  ($500,000  for each of the two
                                   counts).  HCL also  agreed and was ordered by the court to restore
                                   and preserve the damaged wetlands as provided in separate agree-
                                   ments HCL reached with EPA and a citizen group, the Gulf Restora-
                                   tion Network.  The agreements require HCL to  re-grade and then re-
                                   plant, with appropriate native vegetation, the wetland  area it exca-
                                   vated and filled and donate approximately 272 acres of the southwest
quadrant of its property  to the Land Trust for the Mississippi Coastal Plain to be preserved in perpetu-
ity.   HCL is also required to fund its management and maintenance, to pay $100,000 toward the  litigation
costs of the Gulf Restoration Network, and to pay a civil penalty to the U.S.  Treasury of $95,000.
     The case was investigated by EPA's Criminal Investigation Division. It was prosecuted by Senior Trial
Attorney Jeremy F. Korzenik of the Justice Department's Environmental Crimes  Section of the  Environ-
ment and Natural Resources Division, and Assistant United States Attorney Gaines Cleveland.
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                                                                                 EPA Bulletin May 2013   10
Close-up photograph of illegal fill
        into wetlands.

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Wal-Mart Pleads Guilty to Federal Environmental Crimes and Civil Violations and Will Pay More
than $81 Million -- On May 28, 2013, WAL-MART STORES, INC. pleaded guilty in cases filed by
federal prosecutors in Los Angeles and San Francisco to six counts of violating the Clean Water Act by
illegally  handling and disposing of hazardous materials at its retail stores across the United States. The
Bentonville, Ark.-based company also pleaded guilty in Kansas City, Mo., to violating the Federal Insec-
ticide, Fungicide and Rodenticide Act by failing to properly handle pesticides that had been returned by
customers at its stores across the country.
       As a result of the three criminal cases brought by the Justice Department, as well as a related civil
case filed by EPA, Wal-Mart will pay approximately $81.6 million for its unlawful conduct. Coupled with
previous actions brought by the  states of California and Missouri for the same conduct, Wal-Mart will pay
a combined total of more than $110 million to resolve cases alleging violations of federal and state envi-
ronmental laws.
                                                             According to documents filed in  U.S.
                                                     District Court in  San Francisco, from a date
                                                     unknown until January 2006, Wal-Mart did not
                                                     have a program in place and failed to train its
                                                     employees on proper hazardous waste manage-
                                                     ment and disposal practices at the store level.
                                                     As a result, hazardous wastes were either dis-
                                                     carded improperly at the  store level -  includ-
                                                     ing being put into municipal  trash bins or, if a
                                                     liquid, poured into the local sewer system - or
                                                     they  were  improperly  transported  without
                                                     proper safety  documentation  to  one  of six
                                                     product return centers located throughout the
                                                     United States.
       Wal-Mart owns more than 4,000 stores nationwide that sell thousands of products which are flam-
mable, corrosive,  reactive, toxic or otherwise hazardous under federal law. The products that contain haz-
ardous materials include  pesticides, solvents, detergents, paints,  aerosols  and cleaners. Once discarded,
these products are considered hazardous waste under federal law.
       Wal-Mart pleaded guilty in San Francisco to six misdemeanor counts of negligently violating the
Clean Water Act. The six criminal charges were filed by the U.S. Attorney's Office in Los Angeles and
San Francisco (each  office filed three charges), and the two cases were consolidated in the Northern Dis-
trict of California, where the guilty pleas were formally entered before U.S. Magistrate Judge Joseph C.
Spero.  As part of a  plea agreement filed in California, Wal-Mart was sentenced to pay a  $40  million
criminal  fine  and an additional  $20 million that will fund various community  service projects, including
opening  a $6 million Retail Compliance Assistance Center that will help retail stores across the nation
learn how to properly handle hazardous waste.
       In the third criminal case resolved on May 28, Wal-Mart pleaded guilty in the Western District of
Missouri to violating FIFRA. According to a plea agreement filed in Kansas City, beginning in 2006, Wai
-Mart began sending certain damaged household products, including regulated  solid and liquid pesticides,
from its six return centers to Greenleaf LLC, a recycling facility located in Neosho, Mo., where the prod-
ucts were processed  for reuse and resale. Because Wal-Mart employees failed to provide adequate over-
sight of the pesticides sent to Greenleaf, regulated pesticides were mixed together and offered for sale to
customers without the required registration, ingredients, or use information, which constitutes a violation
of FIFRA. Between  July  2006 and February 2008, Wal-Mart trucked more than 2 million pounds of regu-

                                                                                EPA Bulletin May 2013   11

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lated pesticides and additional household products from its various return centers to Greenleaf. In November
2008, Greenleaf was also convicted of a FIFRA violation and paid a criminal penalty of $200,000 in 2009.
       Pursuant to the plea agreement filed in Missouri, Wal-Mart agreed to pay a criminal fine of $11 mil-
lion and to pay another $3 million to the Missouri Department of Natural Resources, which will go to that
agency's Hazardous Waste Program and will be used to fund further inspections and education on pesticide
regulations for regulators, the regulated community and the public. In addition, Wal-Mart has already spent
more than $3.4 million to properly remove and dispose of all hazardous material from Greenleaf s facility.
       In conjunction with the guilty pleas in the three criminal cases, Wal-Mart has agreed to pay a $7.628
million civil penalty that will resolve civil violations of FIFRA  and Resource Conservation and Recovery
Act.  In addition to the civil penalties, Wal-Mart is required to implement a comprehensive, nationwide en-
vironmental compliance agreement to manage hazardous waste generated at its stores.  The agreement  in-
cludes requirements to ensure adequate environmental  personnel and training at all levels of the company,
proper identification and management of hazardous wastes,  and the development and implementation of En-
vironmental Management Systems at its stores and return centers. Compliance with this agreement is a con-
dition of probation imposed in the criminal cases.
       The criminal cases  are a result of investigations conducted by EPA's Criminal Investigation Division
and the FBI, with  substantial assistance from the California Department of Substance and Toxics Control,
and the Missouri Department of Natural Resources.
       In Missouri, the case was prosecuted by Deputy United States Attorney Gene Porter and ENRD Sen-
ior Trial Attorney Jennifer Whitfield of the Environmental  Crimes Section of the Environment and Natural
Resources Division. In California, the cases were prosecuted in Los Angeles by Assistant United States At-
torney Joseph O. Johns and in San Francisco by Assistant United States Attorney Stacey Geis.
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                                                                                EPA Bulletin May 2013  12

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                                  Trials (Back to Quick Links)
Mississippi Laboratory Operator Found Guilty of Falsifying Records on Industrial Wastewater —
On May 23, 2013, TENNIE WHITE, owner, operator and manager of Mississippi Environmental Ana-
lytical Laboratories, Inc., was found guilty in federal district court for the Southern District of Mississippi
of a  federal indictment charging falsification  of records  and obstructing a federal  criminal investigation.
Sentencing is scheduled for August 8.
       White was hired to perform laboratory testing of a manufacturer's industrial process waste water
samples and then to use those results  to complete monthly discharge monitoring reports for submission to
the Mississippi Department of Environmental Quality. The indictment alleged that from October to De-
cember 2008 White created three discharge monitoring reports that falsely represented that laboratory test-
ing had been performed  on samples when, in fact,  such testing had not been done.  The indictment further
alleged that White created a fictitious laboratory report and presented it to her client for use in preparing
another DMR for January 2009. The  indictment also alleged that White made false statements to a federal
agent during a subsequent criminal investigation.
       For the false statements charges, White faces a maximum sentence of five years in prison and a
$250,000 fine  per count.  The obstructing proceedings charge carries a maximum sentence of 20 years in
prison and a $250,000 fine.
       The case was investigated by  EPA's Criminal Investigation  Division.  It was prosecuted by Trial
Attorney Richard J. Powers of the Environmental Crimes  Section of the Justice Department's Environment
and Natural Resources Division, and Assistant United States Attorney Gaines Cleveland of the U.S. Attor-
ney's Office for the Southern District  of Mississippi.
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                    Indictments/Informations (Back to Quick Links)
 Two Ohio Men Indicted For Improperly Disposing of Insulation With Asbestos - On May 2, 2013,
 JOHN MAYER and TIMOTHY BAYES, both of Toledo, Ohio, were indicted for illegally dumping as-
 bestos-containing insulation around the city of Toledo in violation of the Clean Air Act and regulations
 involving the removal and disposal of asbestos-containing material.
        According to the indictment, between September 2010 and December 2010, Mayer directed indi-
 viduals to remove insulation from boilers, duct work, and pipes in a former manufacturing plant in Toledo
 so that he could sell the scrap metal from those items. At Mayer's direction, Bayes allegedly dumped some
 82 garbage bags containing the insulation at various locations throughout Toledo. By law, such material
 must be disposed of at a licensed facility. Asbestos-containing materials also must be wetted as they are
 removed; the city's Division of Environmental  Services must be notified, and a person  trained in federal
 asbestos regulations must be  on site. None  of  those things happened in this case,  prosecutors  say.
        The case was investigated by EPA's Criminal Investigation Division, the Ohio Bureau of Criminal
 Identification and Investigation, and the Ohio EPA.
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New York Men and Company Indicted for Discharging Untreated Waste Water into River — On May
9, 2013, MARK PULLYBLAND, of Caledonia, New York, WILLIAM CLEMENTS,  of Victor, New
York, and CRANE-HOGAN STRUCTURAL SYSTEMS,  INC. located in Spencerport, New York,
which employs Pullyblank and Clements, were indicted in federal district court for the Northern District of
New York.  The defendants are  charged with discharging untreated industrial waste water from a hydro-
demolition process without a permit  in violation of the Clean  Water Act.   More specifically, they  are
charged with discharging untreated industrial waste water directly into the Susquehanna River .
       Crane-Hogan is a company engaged in hydro-demolition in which high pressure water is  used to
remove concrete from buildings such as parking garages prior to resurfacing.  The wastewater from the  hy-
dro-demolition process contains  a slurry of industrial waste including  remnants  of concrete which  has a
very high pH. Pullyblank and Clements were  project supervisors in charge  of demolition projects at  the
Binghamton Governmental Center parking  garage and the Johnson City Wilson Hospital  parking garage.
The allegations in the indictment are mere accusations and all parties are presumed innocent unless  and  un-
til proven guilty beyond a reasonable doubt in a court of law.
      The case is  being investigated  by EPA's Criminal Investigation Division  and the New York State
Department  of Environmental Conservation, Bureau of Environmental  Crimes Investigations.  Assistance
has been  provided the New York State Office of General Services, the  Binghamton city engineer,  and  the
Binghamton-Johnson City publically owned treatment works. It  is being prosecuted by Assistant U.S.  At-
torney Craig Benedict.
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 EPA Pub. 310-N-13-005                                                           EPA Bulletin May 2013  14

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