EPA-600/D-84-022
                                             1983
 IMPLEMENTATION OF SEQUENCING BATCH REACTORS
           FOR MUNICIPAL TREATMENT
                      by
                 E. F. Earth
         Wastewater Research Division
 Municipal Environmental Research Laboratory
      Office of Research, and Bevelopment
     U'.S. Environmental Protection Agency
           Cincinnati,, Ohio  45268  .
                     for
    6th Symposium on Wastewater Treatment
                Sponsored byt
              Environment Canada
Environmental Protection Programs'Directorate
                Ottawa, Canada
                Conducted at;
       Meridien Hotel,  Montreal,  Canada
             November 16-17, 1983
  MUNICIPAL ENVIRONMENTAL RESEARCH LABORATORY
    .OFFICE OF RESEARCH AND DEVELOPMENT
    U.S.  ENVIRONMENTAL PROTECTION AGENCY
          CINCINNATI, Ohio 45268

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                      NOTICE

'This  document  has  been  reviewed  in  accordance with
 U.S.  Environmental Protection  Agency policy and
 approved  for publication.  Mention  of trade names
 or commercial  products  does not  constitute endorse-
 ment  or recommendation  for use.
                        11

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                  IMPLEMENTATION OF  SEQUENCING BATCH REACTORS
                      FOR MUNICIPAL WASTEWATER TREATMENT

                                 E, P. Barth
                         Wasewater  Research Division
                 Municipal Environmental Research Laboratory
                     U.S. Environmental Protection Ageacy
                      Office of Research and Development
                            Cincinnati, Ohio 45268
ABSTRACT
     Sequencing batch reactor (SBR) technology is beiag implemented at vari-
ous municipal sites in both the United States and abroad.  Total life-cycle
cost savings, ease of operation and reliability favor this technology at
facilities sized up to 19,000 m^ per day" (5 mgd).  Batch treatment has in-
herent advantages over continuous flow processes in many applications.
     Current research investigations on SBR's concern controlling sludge
settleability, nitrification-denitrifIcatlon, and biological phosphorus re-
moval .
     This paper has been reviewed in accordance with the U.S. Environmental
Protection Agency's peer and administrative review policies and approved for
presentation and publication.

INTRODUCTION

     This paper discusses progress of full-scale implementation and labora-
tory research on batch reactors.  In the United States and several other
countries sequencing batch reactors (SBR) are being designed and constructed
for municipal facilities to meet a variety of effluent requirements.,  Studies
are being conducted to seek operational patterns to achieve nitrification,
denitriflcation, and biological phosphorus removal.
     Historical technology ia replete with examples of batch treatment of
municipal wastewater.  Sidwiek and Murray (1) have outlined the evolution of
batch processes into continuous flow processes In England.  Early, in land
treatment practices, it waa recognized that intermittent irrigation of
wastewater was necessary for reaeration, of the soil to occur.  In the year
1897, ways to conserve land were investigated.  Vessels were constructed
which contained various fine media (3mm) to try to duplicate soil surfaces.
The first of these were operated as simple FILL and DRAW in accordance with
intermittent land application experience.  Later,, a cyclic process- was*
instituted which consisted of 2-hour FILL, 1-hour stand full and 5-hour
drain.  The cycle waa repeated twice daily.  Seventy-eight percent removal
of organic matter was reported.  The need to supply oxygen in the proper
amount for active biological oxidation was the key finding of this early
work.  From this point on, two divergent developments led co continuous flow
processes.  One utilized larger media with greater void space so that waste-
water splashing from surface to surface entrained oxygen from the surrounding
air.  This, of course, is the now familiar biological trickling filter.  The
other retained the concept of a flooded vessel containing media, but institu-
ted continuous flow with suitable valving and supplied air by an external
blower.  This technology was the progenitor of the Hays Process (2) and

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Imhoff's contact aerators  (3).  Conceptually, Imhoff discussed a variation
of contact aerators which  described rotating biological contactors before
their actual invention.
     The precursor to the  various, now familiar, continuous flow activated
sludge processes was actually a FILL and DRAW system operated as a batch
process.  Arden and Lockett  (4) in 1914 were among the first to show the
benefit of retaining substrate adapted organisms for efficient treatment.
Working with 2.3 liter flasks containing Manchester, England, raw wastewater,
they showed that the batch aeration period to achieve nitrification could be
reduced from 5 weeks to 9  hours if the sludge that accumulated from each
batch were retained in the flask after decanting the nitrified liquid.  They
coined the term "activated sludge" to describe the resultant biological mass.
In later full-scale studies  these same investigations (5) showed efficient
treatment with an 8-hour batch cycle, as shown in Table 1.

TABLE 1.  BATCH TREATMENT  OF MANCHESTER WASTEWATER (modified from Ref. 5)
                           Year 1915
Analytical Results, mg/L
Saw Effluent
KMn04 (Oxygen
Absorption)
NH4-N

Orgaaie-N

N02-N

NQ3-N

124 18

37

12 1.9

— 1.4

Operational Cycle, hours

Filling,, 1
Aeration, 4
Settlement , 1
Discharge , 1

There were 3 cycles each day
and 20 percent activated
sludge, by volume, was
— 14 | retained in the reactor

after each cycle.
PMSSNT DAY BATCH PROCESSES

     Many present day industrial processes are batch processes; such as the
dairy, steel, pharmaceutical and antibiotic, fine chemical, cosmetic, and
paint industries.
     In some instances, state regulatory agencies require that toxic wastes,
such as cyanide, be detoxified by batch operation to insure the effluent can
be monitored before discharge.
     Most modern municipal treatment facilities utilize batch treatment in
one guise or another, such as anaerobic digestion, aerobic digestion or
intermittent discharge lagoons.  Tchobanoglous (6) calls attention to the
fact that the classical biological oxygen demand test (BOD) is a batch assays
however, the resultant data are used to design continuous flow processes.
     Renewed interest in main stream batch treatment resulted' from a mentor-
ial article by Pasveer (7).  He reported on the conversion of a continuously
operated oxidation ditch; treating the waste from Sancta Maria Hospital,
Noordwijkerhout, Holland, Into a discontinuous discharge process with
intermittent aeration.  The operational change resulted in the control of a

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                                     -3-
filamentous activated sludge, improved clarification and yielded 90 percent
denitrlfleation.
     Gronszy (8) has applied this concept of single tank treatment systems
in Australia.  Extended aeration processes are operated with continuous
Inflow but discontinuous discharge.  The liquid level in the tank varies
and various type decant devices are used.  Aeration is provided in a cyclic
manner to encourage nitrification and denitrification.
     These two approaches provided a high degree of treatment due to the fact
that they are both lightly loaded systems.  Since the volume of the tank was
large in comparison to the influent flow, the possibility of short circuit-
ing influent to effluent was minor.
     Irvine, the doyen of current investigations, of batch process, has
suggested a uniform- terminology and united the batch concept with modern
control strategies (9).

BATCH COMPARED WITH CONTINUOUS FLOW

     Most simply stated, the conceptual difference between batch and contin-
uous flow is that continuous flow processes have spaclally related unit
operations, whereas unit operations are timed sequentially in batch proc-
esses .
     The generic batch process can have several modifications, such as single
reactor,, multiple reactors in series or parallel, and sequencing reactors;
all with variable liquid levels.  The most simple of these would be a vari-
able volume single reactor as depicted in Figure 1, which would be suitable
for a rural or small industrial situation where no flow occurs for part of
the day.  The figure shows the. different time dependent modes that would
occur In a complete cycle of a 1-tank reactor.  The modes are labeled accor-
ding to Irvine's (9) recommendation.  The. volume and cycle time are only
Illustrative.  For any batch system, FILL and DRAW must occur in each cycle,,
but REACT, SETTLE, and IDLE could be eliminated depending on the objective of
the treatment.   Alternatively, other modes could be inserted by varying time
and operational controls within a cycle.  Systems of this nature have a great
deal of flexibility.  Table 2 compares batch and continuous flow processes.
In several instances drastic differences can be noted and their impact on
design, operation and effluent quality are apparent.
            TABLE 2,  COMPARISON OF BATCH AND CONTINUOUS PROCESSES



  Parameter	Batch	    Continuous	

  Concept                  Time Sequence              Special Sequence

  Inflow                   Periodic        •           Continuous

  Discharge                Periodic                   Continuous

  Organic Load             Cyclic                     Even (by convention)

  Hydraulic Load           Cyclic                     Even (by convention)

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                              -4-
    WASTEWATEB


                                    EMOFIli}FHISBMI!t

                                    M
                                    START FILL
1SHR
QJHR
                                                   DISCHARGE
                                                   IFRUENT
                                                    WASTE
                                                    SLUDGE
                   SEQUENCE OF  EVENTS FOR
                6 HOUR SBR CYCLE IELEVATION VIEW}
         LEGEND:
      tx AUTOMATIC VALVE  1
n n no — — iirrcaiui wni-r
UJ tin  _, _ ilfTcnmL CUJCX    I
      ť UQUlfl LiVIL SiMSOB J
                                                    BY
                                                    BT
    FIGURE 1.   SEQUENCE  OF EVENTS FOR  6  HR SBR CYCLE
                      (ELEVATION  VIEW)

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                                      -5-
       TABLE  2.   COMPARISON  OF  BATCH AND  CONTINUOUS  PROCESSES  (cont'd)
  Parameter	Batch	Contiguous	

  Aeration                  Intermittent               Continuous

  Mixed Liquor              Always in Reactor,         Recycles  through
                            No Recycle                 Reactor  and Clarifler

  Clarification             Quiescent Hydraulics       Hydraulic Motion

  Flow Pattern              Perfect Plug               Complete  Mix or
                                                       Approaching Plug

  Equalization              Inherent                   None

  Flexibility              Considerable               Limited

  Hydraulic Sizing          Variable                   Uniform
     Since the discharge is periodic, the possibility exists, within  con-
straints, to hold effluent until some predetermined specific residual is
obtained.
     The cyclic organic and hydraulic loading coupled with inherent equali-
zation allow control to be, exerted over substrate tension in the reactor by
suitably matching oxygen supply.
     No recycle pumping is required, since the mixed liquor is always in the
reactor,,'thereby saving on energy.  All the active microbial mass is  avail-
able and not shunted through an inactive period in a clarifier.
     Liquid solids separation occurs under near ideal quiescent conditions.
During the settling period there is no hydraulic motion due to inflow, out-
flow or recycle, as in continuous flow systems.  The effluent exit piping
must be sized larger than Influent piping because flow accumulated over a
long time span is discharged in a much shorter time span.
     In situations where the influent flow is continuous, two or more tanks
operated" in sequence would be needed to treat the flow.  A two-tank sequen-
cing batch reactor (SB!) schematic is shown In Figure 2.  As one tank progres-
ses from the FILL to the REACT mode, flow is switched to the second tank,
which starts a new cycle in the Fill mode.  When capital costs- and operation-
al controls are considered, Irvine and llchter (10) indicate a three-tank
system Is near optimum for flows above 3,785 m^d (1 mgd).
     Because sequencing batch reactor technology is new to both designers and
treatment plant operators, the major applications are currently for facili-
ties of 19,000 m^ per day (5 mgd), or less.  This lack of experience on large
size facilities is no barrier to implementation.  Between the years 1983 and
2000, it is anticipated that 3,000 municipal facilities with design flows
less than 7,500 m^ per day (2 mgd) will need to be constructed in the United
States.  About 2.5 billion dollars will be expended on these sized treatment
plants.

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                                      -6-
OPSRATIONAL CONSIDERATIONS

     Since the majority of  the SBR's being constructed are  of  small  size  a
recent discussion of energy utilization at municipal  facilities  by Smith  is
of  interest (11).  This discussion shows  that in the  3,785  ť3  per day  (1  mgd)
size range energy consumption is only 8.1 percent of  the  operating cost and
labor accounts for 68.2 percent of the cost.  Therefore,  the SBR process
with automated valving, and a process controller which eliminates major la-
bor times, is a logical selection at small facilities.  In  Australia,  where
modifications of the SBR have been employed for several years, it is common
to have one operator manage four facilities in a several  hundred square
kilometer area.  Also, designers are beginning to recognize the  attributes
of  the SBR in many situations.  Barth has noted flexibility, equalization,
quiescent settling, elimination of recycle pump, and  process reliability,
as  criteria that direct selection of batch systems for many installations
(12).
     Bathija has described  various SBR tank designs and operational  schemes
(13).  Racetrack, rectangular (length to  width ~ 4:1), and  circular  SBR
facilities have been constructed.  Recommended side-water depth  is 3 to 4.5
m (10 to 15 ft).  If both aeration and mixing are independently  necessary,
a jet type aeration device  is preferred.  If separate mixing only is not  a
process requirement any non-clogging or mechanical aeration system can be
specified.
     Bathija also suggests  SBR solutions  to two common problem areas in
municipal treatmentj reduced hydraulic flow during the ear.ly design  life  of
a facility, and Increased hydraulic flow  during storm events.  During  the
early design life period of reduced flow, liquid level sensors can be  set at
a fraction of tank capacity.  In this way, the length of  treatment cycles is
the same as design, and power is not wasted by over-aeration during  an exces-
sively long cycle time.  There are several approaches to  manage  increased
hydraulic flow during storm flows.  If level sensors  are  left in their usual
position, increased flows will cause the number of cycles per day to increase.
If this should cause a reduction in efficiency the level  sensors could be
raised, within free-board limits, to keep the cycle time  near design
requirements.  Either of these two management approaches  could be coupled
with modification of the time periods within a cycle.  For  instance, the
time devoted to IDLE could  be eliminated and that time period shifted  to
increase REACT time, yet not alter the overall design cycle time.
     The SBR process has an outstanding reliability feature during Increased
hydraulic flows.  The mixed liquor solids always remain in  the reactor and
cannot be washed out by hydraulic surges.  Also, there is no recycle flow
from a separate clarifier and, therefore, an SBR process  does not rely on
return sludge capability to maintain an adequate level of mixed  liquor sol-
ids during increased hydraulic flow.

EQUIPMENT SELECTION

     Because the SBR process is rather new, several types of instrumenta-
tion are being pursued.  Some designs are employing photoelectric level
sensors,  others use float level switches for controlling  reactor liquid
level.   Automated valves for control of reactor influent  and effluent  range
from pneumatic devices to motorized gate valves.

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                                 -7-
                     PLAN VIEW OF SBR
                        TANK31
                EFFLUENT
       VALVE     I
       CONTROLS |

                   LEVEL
PROCESS	,
CONTROLLER
      VALVE    I
      CONTROLS |

              1
  AIR AND   |
PUMP CONTROL
(EACH   A   I
 JET}    U
                     FLOATING
                      WEIRS ^
I DIRECTIONAL
    JET
1  AERATORS
              I	
 INFLUENT
             PRIMARY
              TANK
                                      AERATION
                                     ~ TANKS
                                  ALTERNATING CYCLES
                                    FILL AND DRAW
                                        — AIR
                                       COMPRESSOR
                                         (TO EACH
                                           JET)
                 FIGURE 2.   SEQUENCING BATCH REACTORS

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                                      -8-
     Effluent discharge  devices  can  be  submerged  standpipes,  tipping weirs,
 float supported collector  pipes,  or  submerged  pumps.
     In all but the  smallest  systems, commercial  process  controllers are  used
 to time and control  the  process  sequence.   In  systems under  20 oH/day  (5000
 gpd) simple time  clock and electrical solenoid valves would  be recommended.

 INDUSTRIAL APPLICATION

 Dairy Waste
     The Springfield Creamery in Springfield,  Oregon, produces a waste  that
 has a large concentration  of  soluble oxygen demand, intermittent flow,  and
 extreme pH fluctuation.  Flow is  40  m^/day  (10,000 gpd).   An  adjoining  meat
 packing plant has a  large  concentration of  suspended oxygen  demand, intermit-
 tent flow, and stable buffered pH of about  7.  Flow is  8  m^  per day (2000
 gpd).
     Upon learning of the  inherent equalization of an SBR process, ease of
 operation, wide flexibility of treatment options, and simple  design
 considerations, the  two  companies' plan  to mix  these waste streams for com-
 bined treatment.  The SBR.  will be an earthen basin with dimensions of 7.5 m
 x 4.5 m x 2.4 m (25  ft x 15 ft x 8 ft).  Aeration will  be provided by a
 submerged pump with  an air blower exhaust line tapped into the intake side
 of the pump.  Since  the  flows  are intermittent, a single  tank system will be
 adequate.
 Chemical Waste
     Due to the facts that  SBR's  can be operated  to produce a defined resid-
 ual concentration of a pollutant  with no possibility of short circuiting, and
 that quiescent settling  produces  very clear effluent, the process has been
 selected to treat a  combination  of landfill leachate and  chemical manufactur-
 ing wastes in Niagara, New York.
     The plant wastes are  generated  from the industrial operations and  the
 leachate is collected from a  remote  landfill area via collection underdrains
 and hauled by truck  to the  plant  site.  Both type wastes  contain several
 hazardous organic pollutants.  Dally design flow is 600 m^.
     The exsting treatment  at  the industrial site consits of  a storage  tank,
 neutralization tank  and  carbon absorption columns; with discharge of the
 column effluent to the city sewer.   Operation  has shown that  with this
 physical/chemical process,  excessive soluble organic matter quickly satur-
 ates the absorption  capacity  of  the  carbon  columns requiring  frequent thermal
 regeneration of the  carbon.   Upgrading  construction will  add  two biological
 SBR's, to reduce the soluble  organics,  and  provision for  adding ammonia and
 phosphate to serve as nutrients  for  the SBR biomass.
     Many of the organic components  of  the  mixed waste have slow rates  of
 biodegradation.  To  insure  efficient degradation, the SBR contents will be
 monitored for total  organic carbon during REACT until a predetermined
 concentration is achieved.  Thus, the SBR will decrease the organic loading
 to the carbon columns and  efficient  settling will not overly  burden the
 columns with suspended solids.  Waste activated sludge from the SBR's will be
 incinerated to destroy any  sorbed hazardous pollutants  on the sludge surface.
     Pilot SBR operation at a  scale  of  50 m^/day (13,000  gpd) has shown a 90
 percent reduction of soluble organic carbon from the influent mixed waste.
 It is therefore anticipated that  the useful life of the carbon, before
 regeneration is necessary,  will be increased by almost  a  factor of 10.
Figure 3 is a schematic of  the full-scale process as it will  exist in 1985.

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Chemical
Plant Waste
300 mVd

300 mVd




Haulftd in
.


Storage
Blend






/*

)
"WŤ 3 Biological
P04 SBR's
- Lime
Mixer Air




t
C
1 /

^\ Ł — ^



i
•)
V J \. S —*~
Leachate x*~~~r_-"/ ^^^^


Sludge to Landfill
t-
E3


Air 1

^L_f^-
gfcg 1



ť• •**
-*•




rS
o
O"
o
3

Y^
:x
o
c"
3
3
(A
V






To City
WAS to Sewer
                                   Incineration
FIGURE 3.  SBR-CARBOM ADSORPTION  FOR INDUSTRIAL WASTE

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                                      -10-
MUNICIPAL APPLICATION

     Recognition of the virtues of SBR's and the emergence of reliable pro-
cess control hardware lead to the USSPA to  fund a development project, conduc-
ted by The University of Notre Dane, to re-evaluate municipal batch  treatment.
The project involved the conversion of the  existing 1,500 m^/day  (0.4 mgd)
Culver, Indiana, continuous flow activated  sludge facility into a two-tank
SBR (14).  The new flow scheme is the same  as shown in Figure 2.
     Primary effluent is directed to each tank on an alternate basis as
dictated by liquid level sensors in each tank.  Pneumatic compression pinch
valves control tank switching.  Aeration and mixing are provided,  by  direction-
al jet aerators.  Effluent is decanted during DRAW by submersible pumpa
attached to flotation devices which are swivel mounted to allow changes in
elevation of the pump suction.. All of these functions are programmed into a
process controller which operates and monitors all aspects of treatment.
     The controller programs for both Tank-1 and Tank-2 operate independently
in order to have greater mode flexibility within a cycle.  However,  a main
program monitors the Tank-1 and Tank-2 programs on a time-sharing basis to
insure correct sequencing.
     The initial evaluation at the Culver facility used an anoxie period for
part of the FILL mode and this was programmed into the controller as FILL-1
and FILL-2.  During FILL-1, only the mixing action of the jet pumps was
activated.  During FILL-2, the jet pumps mixed and aearated simultaneously.
A typical cycle for the two tanks was as follows!

                                               flours in Mode

Tank-1
Tank-2
Flll-1
1.1
1.2
Fill-2
1.8
1.9
React
0.8
0.6
Settle
0.8
0.8
Draw
0.7
0.6
Idle
0.8
0.9
     The difference in times between the modes of the two tanks is due to
flow variation, since the system is controlled by liquid level sensors.  At
the design flow of 1,500 m-^/d (0.4 mgd) each cycle is completed in 6 hours
and both tanks complete 4 cycles each day.
     The process conditions at Culver were:

                  F/M                 0.2 kg BQDs/kg MLSS/d
                  SRT                 20 days
                  MLSS                2,200 mg/L (70 percent volatile)
                  SVI                 110 ml/g
     One year of data and operational experience has been documented for BODj
and SS control.  Table 3 provides monthly average wastewater and SBR effluent
constituents for 8 months of 1980.  The City of Culver has; an effluent
phosphorus limitation of 1 mg/L.  To achieve removal of phosphorus, ferric
chloride is dosed directly into the primary effluent channel leading to Tank-
1 and Tank-2.
     Very high efficiency for BOD5, SS and TP is achieved at Culver with the
SBR process.  Nitrate nitrogen of about 2 to 5 rag/1 is usually present in the

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                                     -11-
Culver raw wastewater due to run-off from fertilized farm land Infiltrating
sections of the collection system.  Table 3 shows that  this influent nitrate
is denitrified during the anoxic FILL-1 mode of the SEE..

          TABLE 3.  CONSTITUENTS OF CULVER, INDIANA PROCESS STREAMS
                             MAY - DECEMBER, 1980
Milligrams per Liter
Location
Raw Wastewater
Primary Effluent
SBR Tank-1
SBR Tank-2
BOD 5
173
132
8
9
SS
138
81
7
9
TP
6.3
5.2
0.4
0.4
NH4-N
20
19
19
18
Oxidized
Nitrogen
2.8
2.6
0.4.
0.4
Overall Removal,
  Percent
95
94
94
86
     Process conditions to achieve nitrification and denltrlfication were
implemented during a second study period.  The anoxic period for FILL-1 was,
reduced to provide a longer period of "dissolved oxygen supply for nitrifica-
tion.  The efficiency of the SBR process during the last five months of 1981
is given ia Table 4.
     Nitrification and denltrification occurred almost simultaneously, as
evidenced by the fact that neither ammonium or nitrate nitrogen reach high
concentrations in the reactors.  Apparently as ammonium nitrogen is trans-
formed to nitrate, during the low load period at the start of FILL, there, is
subsequent denitrification due to the high mixed liquor concentration and
differential D.O.. content of the reactor.  When mixed liquor is pumped
through the aerated jet nozzle a high 0,0., suitable for nitrification is
present; then as the mixed liquor circulates as a bulk liquid localized low
D.O. conditions can occur.
     Once nitrification is established in the Culver SBR, ammonium.nitrogen
concentration in the reactor can never reach influent levels due to the
dilution of influent by the residual reactor contents left after IDLE, and
the biological transformation to nitrate.  Accordingly, the nitrate concen-
tration cannot reach high levels, and even a low kinetic rate for denitrifi-
cation would yield fairly efficient nitrogen removal.

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                                      -12-
             TABLE  4.  EFFICIENCY  OF CULVER  SBR  FOR NITRIFICATION
                              AND DEVITRIFICATION
                            AUGUST  - DECEMBER,  1981
Milligrams per Liter
Location
Raw Wastewater
Primary Effluent
SBR Tank-1
SB! Tank-2
BOD 5
158-
110
10
9
SS T?
150 7
82 5
5 0.7
6 0..8
NI4-N
20
18
1
1
Oxidized
Nitrogen
2
2 •
1
1
Overall Removal,        94        96       89         95
 Percent

LABORATORY RESEARCH ON SBR's

Controlof Sludge Bulking

     Working with 4 L SBR's, fed a soluble synthetic wastewater, Chlesa has
correlated sludge volume index  (SVI) with aeration time during the FILL peri-
od (.15).  He used the following strategies to manage the substrate tension
in the SBR's:
Control
Strategy
A
B
C
D
E
F
Unaerated /Unmixed
FILL, hr
2.00
1.75
1,50
1.25-
1,00
0.00
Aerated
FILL, hr '
0.00
0.25
0.50
0.75
1,00
2.00
Aerated
REACT, hr
4
4
4
4
4
4
SETTLE, DRAW
and IDLE, hr
2
2
2
2
2
2






     Very spectacular results were obtained as shown in Figure 4.  To con-
firm this observation, an SBR operated under control strategy F, with an SVI
of 600 mL/g, was switched to strategy A; and in 15 days the SVI decreased to
LOO mL/g.
     These researchers explain these observations on the basis of competitive
growth of one group of organisms in opposition to other groups.  They postu-
late that strategy A, where substrate tension surrounding the organisms
reaches a high level during FILL, and subsequent oxidation of organics and
endogenous metabolism during REACT, which places the organisms in periodic
starvation, selectively encourages the growth of floe forming organisms.

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                        -13-
                 20      30      40
                      Time, days
SO
FIGURE  4..   SVI AS A. FUNCTION  OF  CONT1DL STRATEGY
                  (FEOM SEP. 7)

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                                     -14-
Fllamentous organisms  survive best when  the substrate  tension  is  constantly
maintained at a low  level such as in strategy F.
     The sludge developed under strategy A had a greater specific oxygen
uptake rate than did the F strategy sludge; and the A  sludge was  much more
efficient in substrate removal rate than the F sludge.
     The authors point out the great flexibility of the SBR process to
control substrate tension at any desired level.  It can be noted  in the above
strategies that A would be equivalent to contact stabilization and F would be
similar to a completely mixed activated  sludge process.

Biological PhosphorusRemoval in an SBR
     Discussions at  the June 1982 "Workshop on Biological Phosphorus Removal"
showed a similar process feature for three proprietary phosphorus removal
systems (16).  This  feature is shown conceptually in Figure 5.  When activar
ted sludge mixed liquor is subjected to  an anaerobic or anoxic environment*
with influent organic  substrate, there is coincident leaching of  phosphorus
from the cellular material and sorbtion  of organic matter.  When  environmen-
tal conditions are changed to an aerobic state,, phosphorus is removed from
solution and organics  are oxidized.
     The following several theories have been proposed to explain this find-
ing:
     a) Anaerobic-aerobic staging can result in selection of a biological
population that is capable of storing polyphosphates.  The actual mechanism
for storage and release and the basis of population selection is  not known.
     b) The regulation of the adenosiae  dlphosphate ratio to adenosine
trlphosphate (ADP/ATP)  controlled by the reversible enzyme polyphosphate
kinase has been suggested as a mechanistic factor.  When cells are placed in
a "stress condition" such as lack of oxygen during an anoxic period, large
amounts of polyphosphates are then stored in the cells, when subsequent aero-
bic conditions are provided and cellular growth is rapid.
     c) Another theory  suggests that polyphosphate storage ability of certain
bacteria allow them  to  compete and survive In an alternating anoxic-aerobic
environment.  The energy derived by hydrolysis of polyphosphate (ATP) may be
used directly for transport of substrate across the cell membrane in the
anoxic condition.
     d) Polyhydroxy  butric acid (PHB) has also been suggested as  an important
consideration.  It has  been noted that PUB is formed during anoxic conditions,
and organisms such as  Acineto_bacter_ can accumulate both PHB and phosphates.
     These various mechanistic theories seem to show that some type condition-
ing occurs during the  anoxic period; whether enzymatic hydrolysis, uptake of
a metabolite or environmental stress that confers a competitive advantage to
certain phosphate storing organisms when conditions are switched  to an aero-
bic, state.
*The term anaerobic refers to environments which have no measurable concen-
 trations of either oxygen or oxidized nitrogen.  Often times appreciable
 concentrations of carbonaceous materials must be present to maintain this
 condition.  Anoxic refers to environments which have no dissolved oxygen but
 have oxidized nitrogen present.  However, these'two terms were used almost
 Interchangeably in the workshop discussions (16).

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                 ,  -15-
      Anaerobic           Aerobic
        Environmental Conditions
 5v  BIOLOGICAL TOOSflOEDS AND BODg          DDE
TO AHAIEOBIC-MIOBIC  COH1ACT11SG 
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     The PhoStrip process  utilizes this anaerobic or  anoxic leaching  to
remove phosphorus from a portion of mixed liquor in a  side stream  stripper
tank.  Both the A/0** and Bardenpho*** processes remove phosphorus by  baf-
fling the biological reactor to maintain the mainstream flow environmental
conditions suitable for each process' operation.
     Also, all three processes were reported to be subject to  inhibition of
phosphorus leaching during the anaerobic or anoxic phase if nitrate ion was
present.  If nitrate was present, provision for denitrification before
phosphorus leaching had to be provided.
     All of these applications for phosphorus removal  are for  continuous flow
systems.  The Municipal Environmental Research Laboratory is employing an SBR
for studying biological phosphorus removal because the batch approach  should
allow close control of environmental conditions,  A schematic  of the 4 L
bench-scale reactor used for these studies is shown in Figure  6.   A vast
number of operational schemes can be employed uging a  microprocessor control-
led SBR.  In order to achieve the release and uptake of phosphorus noted in
Figure 5, the following cycle scheme-was employed:
  Cycle1 Event

  FILL*
                Purpose

                Add substrate
  STRESS
4.5 hr
  AERATE
  WASTE SLUDGE
  1 hr
  4 sec
 Cause phosphorus
 leaching and
 denitrification
 Cause phosphorus
 uptake,  and
 oxidize  organics

 Remove phosphorus
.from reactor,
 and control  SET
Mixer on
No aeration
(Time overlaps
  with FILL
  time) -

Aeration
Aeration
  SETTLE


  DRAW

  IDLE
 15 min


  5 min

 10 min
 Form clear  super-
 natant

 Discharge effluent

 Adjustment  of  cycle
 length
No aeration


Ho aeration

No aeration
 Biospherics, Inc., 4928 Wyaconda Rd. , Rockville, MD  20852
**Air Products, Inc., Box 538, Allentowti, PA  18105
***EIMCQ-PMD, 3839 S. West Temple, Salt Lake City, UT  84115
^Primary effluent from Cincinnati's Muddy Creek treatment plant used.

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                                      -17-
The  total cycle time was  6 hours  and  therefore  the  SBR emptied  and filled
4  times each  day.

     The results achieved are  shown in  Figure 7.  During  FILL the  phosphorus
concentration in the reactor is affected  by  the phosphorus  content at  the end
of the last cycle event (either DRAW  or IDLE),  the  concentration in the  feed
entering the  reactor and  the leaching of  phosphorus from  mixed  liquor  solids.
In the case depicted,  the residual phosphorus in  the SBR  was diluted as
primary effluent, with a  smaller  concentration  entered, and a gradual  increase
to 33 g/m^ occurred as mixed liquor cellular leaching occurred.  During  the
STRESS period a plateau concentration existed,  until aeration was  cottmenced,
and  cellular  uptake reduced the concentration to  2.5 g/m3.  Effluent filtered
orthophosphorus concentrations approaching 0.0  g/m^ have  occasionally  been
noted..
     Nitrate  nitrogen  remained at about 1 g/m^  during STRESS due to the
occurrence of denitrification.  A dramatic increase of nitrate  formation
occurs once aeration is commenced and dissolved oxygen increases.
     The SBR  was operated under this  regime  for 30  days (120 cycles) using
the  Muddy Greek primary effluent.  SBR  effluent residual  orthophosphorus was
routinely between 2.5  and 0.5 g/m^.   Influent total phosphorus varied  between
20 g/m^ and 15 g/m^, with orthophosphorus between 20 g/nH and 6 g/m3.  Muddy
Creek wastewater is primarily domestic  waste.
     The process management to control  biological phosphorus removal can, be
illustrated by referring  to Figure 7.   During FILL  and STRESS, conditions
have to be provided to cause denitrification of any nitrate and insure that
leaching from the cellular mass occurs.   STRESS periods ranging, from 2 to 6
hours have been studied.  Three hours appears to  be the minimum time that can
be employed.  An aeration period  of at  least 1  hour is necessary to reincorpo-
rate the leached phosphorus and oxidize organlcs.   Aeration times  greater
than this lead to less efficiency due to  lysis  of cells during endogenous
respiration.  Wasting-  of  sludge from  the SBR must be done when the biological
solids have the highest content of phosphorus.  This would  be at the end of
AERATE, which yields a dilute waste activated sludge of the same solids
content as the mixed liquor.  Or, wasting can be  done near  the end of  SETTLE,
which provides a thickened waste  activated sludge.   Caution is required  here
in case low dissolved  oxygen in the sludge blanket  causes leaching of  phospho-
rus.  Thus, overall efficiency of biological phosphorus removal dictates that
SETTLE time be as short as possible,  yet provide  good solids separation.   A
minimum of 15 minutes  and a maximum of  30 minutes has been  satisfactory.
     Time devoted to DRAW is not critical to biological phosphorus  uptake
directly.  Mainly, on  full-scale SBR's  this time  period would be related to
effluent weir design to Insure proper hydraulics within the reactor, and
hydraulics .of discharge appurtenances.  Provision for an  IDLE period is
optional in SBR operation for biological phosphorus  removal.  A short  IDLE
period, either quiescent  or aerated would have  no impact  on overall efficien-
cy.  IDLE is  simply a  convenience of adjusting  cycles  between reactors if  two
SBR's are operated alternately.  The same SBR process  cycle described  above
was employed with wastewater from Cincinnati's  Little  Miami facility.  This
waste contains a major fraction of wastes from  a variety  of industrial
processes.  Consistent biological phosphorus removal  could  not be  achieved.
Over a three month period variations to FILL, STRESS,  and AERATE were  attempted

-------
          -18-

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-------
SEQUENCING BATCH REACTOR BIOLOGICAL PHOSPHORUS
                  REMOVAL



5.0-
/Ť.i
/m3
2.5-




10-
0/m3
5-



30-
g/m3
15-





- NOTES
pH RANGE 6.8
TEMPERATUR
DISSOLVED OXYGEN IN SBR MIXED LIQUOR MLSS 3000
MLSS 5.9%





i T y T T J T 7 f f f | T
N03 N IN FILTRATE FROM SBR

.___

• ť i • • ] i- i j • • i •
QRTHO PHOSPHOROUS IN FILTRATE FROM SBR
,'*"^ _ + ,.--Ť-_-^ — -Ť^
,'' ^*~~
\ s
^ ^'
^

|_ ' ll ' ' 12 ' ' 13 ' ' 14 '
m 
-------
                                     -20-
without success.  Efficient removal with residual orthophosphorus values of
0.5 to 1.0 g/w?, would be noted for several days; then deterioration of
efficiency would occur.
     These SBE studies, on two wastewaters, have not as yet revealed the
controlling parameters to insure consistent, highly reliable biological
phosphorus removal.  This same conclusion was noted for the three continuous
flow biological phosphorus removal processes dicussed at the Annapolis work-
shop (16).
     Presently it would be recommended that any facility plan for biological
phopsphorus removal be guided by pilot plant studies prior to final selection.
Additionally, in those cases where a. high reliability of phosphorus removal
is necessary, it would be recommended that a chemical addition system be
installed as backup equipment.

REFERENCES

 1.  Sidwick, J. M., and Murray, J. E., "A Brief History of, Sewage Treatment
     (Part 1)."  Effluent and Water Treatment Jour., Feb., 65 (1976).

 2.  Hurley, J., "Contact Aeration for Sewage Treatment."  The Surveyor, 10,
     183 (1943).

 3.  Imhoff, K.., and Fair, G. M., Sewage treatment..  John Wiley and Sons-,
     Inc., New York, N.Y. (1940).

 4.  Ardern, E., and Locketf, W. T., "Experiments on the Oxidation of Sewage
     without the Aid of Filters."  Jour. Soc. Chemical Ind., 33, 523 (1914).

 5.  Ardern, E., and Lockett, W. T., "The. Oxidation of Sewage without the- Aid
     of Filters,  Part III."  Jour. Soc. Chemical Ind., 34. 937 (1915).

 6.  Tehobanoglous, G.., WaatewaterEngineering;  Treatment Disposal Reuse.
     McGraw-Hill, Inc., New ^ork, N.Y. (1979).

 7.  Pasveer, A., "A Case of Filamentous Activated Sludge."  Jour. Water Poll.
     Control Fed., 41_, 1340 (1969).

 8.  Goronszy, M. C., "Intermittent Operation of the Extended Aeration Process
     for Small Systems."  Jour. Water Poll. Control Fed., 51, 274 (1979).

 9.  Irvine, R. L., Sequencing Batch Reactors - An Overview,"  Jour. Water
     Poll. Control Fed., 51^, 235 (1979).

10.  Irvine, R. L., and Richter, R. 0., "Computer Simulation and Design of
     Sequencing Batch Biological Reactors."  31st Industrial Haste Conference,
     Purdue* University (1976-).

11.  Smith, J. M., "Energy Recovery and Conservation for Low-Cost Systems."
     Workshop on Low-Cost Treatment.  Clemson University, April 1983.

12.  Barth, E. F. (III)., "Sequencing Batch Reactors:   Doing More with Less,"
     Federal Water Quality Association Newslette, Vol. 10, No. 1, October
     1982.

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                                     -21-
13.  Bathija, P, R,, "The Jet Age in Sequencing Batch Reactors," Seminar on
     Emerging Technologies, Boston, Massachusetts, December 15,  1981.

14.  Irvine, R. L., Ketchum, L. H., Breyfogle, R., and Barth,  I. P.,  "Municipal
     Application of Sequencing Batch Treatment."  Jour. Water  Poll. Control
     Fed., 55, 484 (1983).

15.  CMesa, S. C., and Irvine, R. L.,  "Growth and Control of  Filamentous
     Microbes in Activated Sludge."  55th Annual Conference Water Pollution:
     Control federation, St. Louis, Missouri,  October 1982.

16.  Workshop on Biological Phosphorus  Removal in  Municipal Wastewater
     Treatment.  Summary report, Annapolis,  Maryland, June 1982.

17.  Hong, S., et al.,  "A Biological Wastewater Treatment System for Nutrient
     Removal."  Air Products and Chemicals,  Inc.,  June 22, 1982.

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                                    TECHNICAL REPORT DATA
                             (Please read Instructions on the reverse before completing/
1. REPORT NO.
  EPA-600/D-84-022
4. TITLE AND SUBTITLE
                                                             5. REPORT DATE
  Implementation of Sequencing Batch  Reactors
    for Municipal  Treatment
                                                                            1983
             6. PERFORMING ORGANIZATION CODE
7, AUTHOFMS)

  Edwin F.  Barth
                                                             8, PERFORMING ORGANIZATION REPORT NO.
9, PERFORMING ORGANIZATION NAME AND ADDRESS
  U.S. Environmental  Protection Agency
  Municipal Environmental  Research Lab.,  WRD
  Cincinnati, Ohio   45268
              10. PROGRAM ELEMENT NO.

                CA2B1B
              11. CONTRACT/GRANT NO.
                 N/A
12. SPONSORING AGENCY NAME AND ADDRESS
  U.S. Environmental  Protection Agency
  Municipal Environmental  Research Lab., WRD
  Cincinnati, Ohio   45268
              13. TYPE OF REPORT AND PERIOD COVERED
              Conference Prpceedings	
              14. SPONSORING AGENCY CODE
15. SUPPLEMENTARY NOTES
    Paper presented at  Sixth Conference on Wastewater Treatment, Montreal,  Canada
    -November 16-17,  1983,  sponsored by Environment  Canada .
16.' ABSTRACT
     Sequencing batch  reactor technology is being  implemented at various municipal  sites
 in both the United States  and abroad.  Total  life cycle cost savings, ea-se  of  operation,
 and reliability favor this technology at facilities  sized up to 19,000/m3} per  day  (5 mgd)

     Batch treatment has  inherent advantages over  continuous processes in many
 applications.

     Current research  investigations on sequencing batch reactors concern controlling
 sludge settleability,  nitrification, denitrification,  and biological phosphorus  removal,
17.
                                 KEY WOflOS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                               b.IDENTIFIERS/OPEN 6NDSD TERMS  C.  COSATi Field/Group
 Batch  Reactors
 Municipal  Wastewater
 Secondary  Treatment
 Advanced Waste Treatment
  Phosphorus Removal
  Nitrogen Removal
  Process Controller
  Sludge Volume Index
   13B
IS. DISTRIBUTION STATEMENT
   Release to Public
19. SECURITY CLASS (This Reportl
    Unclassified
                                               20. SECURITY CLASS (Thispage}
                                                 ••   Unclassified
21. NO. OF PAGES
 .. -  24
                                                                           22. PRICE
EPA Form 2220-1 13-73)

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