United States      Prevention, Pesticides     EPA712-C-98-232
          Environmental Protection   and Toxic Substances     August 1998
          Agency        (7101)
&EPA    Health Effects Test
          Guidelines
          OPPTS 870.5575
          Mitotic Gene Conversion
          in Saccharomyces
          cerevisiae

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                           INTRODUCTION
     This guideline is one  of a  series  of test  guidelines that have been
developed by the Office of Prevention, Pesticides and Toxic Substances,
United States Environmental  Protection Agency for use  in the testing of
pesticides and toxic substances, and the  development of test data that must
be submitted to the Agency  for review under Federal regulations.

     The Office of Prevention, Pesticides and Toxic Substances (OPPTS)
has  developed this guideline through  a process of harmonization that
blended the testing  guidance  and requirements that  existed in the Office
of Pollution Prevention and  Toxics  (OPPT) and appeared in Title  40,
Chapter I,  Subchapter R of the Code of Federal Regulations  (CFR),  the
Office of Pesticide Programs (OPP) which appeared in publications of the
National Technical  Information Service (NTIS) and the guidelines pub-
lished by the Organization  for Economic Cooperation and Development
(OECD).

     The purpose of harmonizing these  guidelines  into a single set of
OPPTS guidelines is to minimize  variations among the testing procedures
that must be performed to meet the data  requirements of the U. S. Environ-
mental Protection Agency  under  the Toxic  Substances  Control Act  (15
U.S.C. 2601) and the Federal Insecticide, Fungicide and Rodenticide Act
(7U.S.C. I36,etseq.).

     Final  Guideline Release: This guideline  is available from the U.S.
Government Printing Office,  Washington, DC 20402 on disks or paper
copies: call (202) 512-0132. This  guideline is also available electronically
in PDF (portable document format) from EPA's  World Wide Web  site
(http://www.epa.gov/epahome/research.htm) under the heading "Research-
ers and Scientists/Test Methods and Guidelines/OPPTS  Harmonized Test
Guidelines."

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OPPTS  870.5575  Mitotic  gene  conversion  in  Saccharomyces
cerevisiae.
     (a) Scope—(1) Applicability. This guideline is intended to meet test-
ing  requirements   of both the  Federal  Insecticide,  Fungicide,   and
Rodenticide Act (FIFRA) (7 U.S.C. 136, et seq.) and the Toxic Substances
Control Act (TSCA) (15 U.S.C. 2601).

     (2) Background. The source materials used in developing this har-
monized OPPTS test guideline  are OPPT  40 CFR 798.5575 Mitotic  gene
gene conversion in Saccharomyces cerevisiae and OPP 84-2 Mutagenicity
Testing (Pesticide Assessment Guidelines,  Subdivision F—Hazard Evalua-
tion; Human and Domestic Animals) EPA  report 540/09-82-025,  1982.

     (b)  Purpose.  The  mitotic  gene  conversion assay  in  the yeast,
Saccharomyces cerevisiae (S. cerevisiae),  measures the conversion of dif-
ferentially  inactive alleles  to  wild-type  alleles  by  mutagenic agents.
Heteroallelic diploid yeast strains carry two different inactive alleles of
the same gene locus.  The presence of these  alleles causes a nutritional
requirement, e.g., these heteroallelic diploids grow only in medium supple-
mented with a specific nutrient  such as tryptophan. When gene conversion
occurs,  a fully active wild-type  phenotype is produced from these inactive
alleles through intragenic recombination.  These wild-type colonies grow
on a medium lacking  the specific nutritional requirement (selective me-
dium).

     (c) Definitions. The definitions in section 3 of TSCA and in 40  CFR
Part  792—Good Laboratory Practice  Standards (GLP) apply to this test
guideline. The following definitions also apply to this test guideline.

    Heteroallelic diploids are  diploid strains of yeast carrying two dif-
ferent, inactive alleles of the same gene locus causing a nutritional require-
ment.

    Mitotic gene conversion is detected by  the change of inactive alleles
of the same gene  to  wild-type alleles  through intragenic recombination
in mitotic cells.

     (d) Reference  substances. These may  include, but need not be lim-
ited to, hydrazine sulfate or 2-acetylaminofluorene.

     (e) Test method—(1)  Principle. The  method is based on the fact
that heteroallelic diploid yeast strains carry two inactive alleles of the same
gene locus making  them dependent on a  specific  nutritional requirement
(e.g., tryptophan) for their survival. Treatment of such strains with muta-
genic agents can cause conversion of these  alleles back to  the wild-type
condition which allows growth  on a medium lacking the required nutrient
(selective medium).

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     (2) Description. Heteroallelic diploid strains such as D7, requiring
a specific nutrient in the medium, are treated with test chemical with and
without metabolic activation and plated on a selective medium lacking the
required nutrient.  The wild-type colonies that grow on the selective me-
dium as a result of gene conversion are scored.

     (3)  Strain  selection—(i)  Designation.  At  the present time,  S.
cerevisiae  strain  D7 is recommended for use in this  assay. The use of
other strains may also be appropriate.

     (ii) Preparation and storage. Stock culture preparation and  storage,
growth requirements, method of strain identification and demonstration of
appropriate phenotypic requirements  should  be  performed  using good
microbiological techniques and should be documented.

     (iii)  Media.  YEP glucose medium  enriched with the  appropriate
growth factors may be used for cell growth and maintenance.  Other media
may also be appropriate.

     (4) Selection of cultures. Cells should be grown with aeration in liq-
uid medium enriched with growth factors  to early stationary phase. Cells
should then be seeded on selective medium to determine the rate of sponta-
neous conversion. Cultures with a high  rate  of spontaneous conversion
should be discarded.

     (5) Metabolic activation. Cells should be exposed  to test chemical
both in the presence and absence of an appropriate metabolic activation
system.

     (6) Control  groups. Concurrent positive and negative (untreated and/
or vehicle) controls both with and without metabolic activation should be
included in each experiment.

     (7) Test chemicals—(i) Vehicle. Test chemicals and positive control
reference substances should  be dissolved in an appropriate vehicle and then
further diluted  in vehicle for use  in the assay. Dimethylsulfoxide should
be avoided as a vehicle.

     (ii) Exposure concentrations.  (A) The test  should initially be per-
formed  over a broad range of  concentrations. Among the criteria to be
taken into  consideration for determining the upper limits of test chemical
concentration are cytotoxicity and solubility. Cytotoxicity of the test chem-
ical may be altered in the presence of metabolic  activation systems.  For
cytotoxic  chemicals, the highest dose tested should not reduce  survival
to less than 10 percent  of that seen in the untreated control cultures. Rel-
atively insoluble  chemicals  should be tested up to the limits of solubility.
For freely soluble nontoxic  chemicals, the upper test chemical concentra-
tion should be determined on a case-by-case basis.

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     (B) When appropriate, a positive  response should be confirmed  by
using a narrow range of concentrations.

     (f) Test  performance—(1) Treatment. Cultures should be  treated
in liquid suspension. Resting cells should be treated in buffer; growing
cells should be treated in a synthetic medium. Cultures with low sponta-
neous  convertant frequencies should be  centrifuged, washed and resus-
pended in  liquid at the  appropriate density.  Cells should be exposed to
test chemical  both  in the presence and absence of a metabolic activation
system. Independent tubes  should be treated for each concentration.  At
the end of the treatment period, cells should be centrifuged, washed and
resuspended in distilled water prior  to plating on selective  medium for
convertant  selection and on complete medium  to determine  survival.  At
the end of the incubation period, plates should be scored for survival and
the presence of convertant colonies.

     (2) Number of cultures. At least  six individual plates per treatment
concentration  and control should be used.

     (3) Incubation conditions. All plates in a given experiment should
be incubated  for the same time period.  This incubation period  may  be
from 4 to 6 days at  28 °C.

     (g)  Data and report—(1) Treatment  of results.  Individual  plate
counts  for  test substance  and control  should be  presented for  both
convertants and survivors.  The mean number of colonies per plate and
standard deviation  should also be presented. Data should be presented in
tabular form indicating numbers of viable and convertant colonies scored,
survival frequency  and convertant frequencies for each treatment and con-
trol culture. Conversion frequencies  should be expressed as number  of
convertants per number of survivors.  Sufficient detail should be provided
for verification of survival and convertant frequencies.

     (2) Statistical evaluation. Data should be evaluated by appropriate
statistical methods.

     (3) Interpretation of results, (i) There  are several criteria for deter-
mining  a positive  result, one of which is a  statistically  significant dose-
related increase in the number of gene convertants. Another criterion may
be based upon detection of a reproducible and statistically significant posi-
tive response for at least one of the test points.

     (ii) A  test substance which does  not produce either a statistically sig-
nificant dose-related increase in the number of gene conversions or a statis-
tically significant  and reproducible positive response at any  one of the
test points is considered nonmutagenic in this system.

     (iii) Both biological and statistical significance should be considered
together in the evaluation.

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     (4) Test  evaluation, (i)  Positive results in this assay indicate that
under the  test  conditions the test chemical causes mitotic gene conversion
in the yeast S.  cerevisiae.

     (ii) Negative results indicate that under the test conditions the test
chemical does not cause mitotic gene conversion in S. cerevisiae.

     (5) Test  report.  In addition to the reporting recommendations as
specified under 40 CFR part 792, subpart J, the following specific informa-
tion should be reported:

     (i) Strain  of organism used in the assay.

     (ii) Test chemical vehicle, doses used, and rationale for dosage selec-
tion.

     (iii) Method  used to select cultures.

     (iv) Treatment protocol including cell density at treatment and length
of exposure to test substance.

     (v) Details of both the protocol used to prepare the metabolic activa-
tion system and its use in the assay.

     (vi) Incubation times and temperatures.

     (vii) Dose-response relationship, if applicable.

     (h) References. The following references should be consulted for ad-
ditional background material on this test guideline.

     (1) Ames, B.N. et al. Methods for detecting carcinogens and mutagens
with the  Salmonella/mammalian-microsome  mutagenicity test. Mutation
Research 31:347-364 (1975).

     (2) Callen, D.F. and Philpot, R.M. Cytochrome P-450 and the activa-
tion of promutagens  in Saccharomyces cerevisiae.  Mutation Research
45:309-324 (1975).

     (3) Zimmermann, F.K. Procedures  used in the induction  of mitotic
recombination and mutation in the yeast Saccharomyces cerevisiae. Hand-
book of mutagenicity  test  procedures.  Eds. Kilby, B.J., Legator, M.,
Nicols, W., Ramel, C. Elsevier/North Holland Biomedical Press,  Amster-
dam (1979) pp. 119-134.

     (4) Zimmermann, F.K. et al. A yeast strain for simultaneous detection
of induced mitotic crossing over, mitotic  gene conversion and reverse mu-
tation. Mutation Research 28:381-388 (1975).

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