&EPA
United States
Environmental Protection
Agency
Office of Chemical Safety
and Pollution Prevention
(7101)
EPA712-C-002
January 2012
        Ecological Effects
        Test Guidelines

        OCSPP 850.4800:
        Plant Uptake and
        Translocation Test

-------
                                     NOTICE

     This guideline is one of a series of test guidelines established by the United States
Environmental Protection Agency's Office of Chemical Safety and Pollution Prevention
(OCSPP) for use in testing pesticides and chemical substances to develop data for
submission to the Agency under the Toxic Substances Control Act (TSCA) (15 U.S.C. 2601,
et seq.), the Federal Insecticide, Fungicide and Rodenticide Act (FIFRA) (7 U.S.C. 136, et
seq.), and section 408 of the Federal Food, Drug and Cosmetic (FFDCA) (21 U.S.C. 346a).
Prior to April 22, 2010, OCSPP was known as the Office of Prevention, Pesticides and Toxic
Substances (OPPTS). To distinguish these guidelines from guidelines issued by other
organizations, the numbering convention adopted in 1994 specifically included OPPTS as
part of the guideline's  number.  Any test guidelines developed after April 22, 2010 will use
the new acronym (OCSPP)  in their title.

     The OCSPP harmonized test guidelines serve as a compendium of accepted scientific
methodologies and protocols that are intended to provide data to inform regulatory decisions
under TSCA, FIFRA, and/or FFDCA. This document provides guidance for conducting the
test, and is also  used  by EPA, the public, and the companies that are subject to data
submission requirements under TSCA, FIFRA, and/or the FFDCA.  As a guidance
document, these guidelines are not binding on either EPA or any outside parties, and the
EPA may depart from  the guidelines where circumstances warrant and without prior notice.
At places in this  guidance, the Agency uses the word "should."  In this guidance, the use of
"should" with regard to an action means that the action is recommended rather than
mandatory. The procedures contained in this guideline are strongly recommended for
generating the data that are the subject of the guideline, but EPA recognizes that departures
may be appropriate in specific situations. You may propose alternatives to the
recommendations described in these guidelines, and the Agency will assess them for
appropriateness on a  case-by-case basis.

     For additional information about these test guidelines and to access these guidelines
electronically, please go to http://www.epa.qov/ocspp and select "Test Methods &
Guidelines" on the left side navigation menu.  You may also access the guidelines in
http://www.regulations.gov grouped by Series under Docket ID #s: EPA-HQ-OPPT-2009-
0150 through EPA-HQ-OPPT-2009-0159, and EPA-HQ-OPPT-2009-0576.

-------
OCSPP 850.4800: Plant uptake and translocation test.

(a) Scope—
       (1) Applicability.  This guideline is intended to be used to help develop data to submit to
       EPA under the Toxic Substances  Control  Act (TSCA) (15 U.S.C. 2601,  et seq.), the
       Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) (7 U.S.C. 136, et seq.), and
       the Federal Food, Drug, and Cosmetic Act (FFDCA) (21 U.S.C. 346a).
       (2) Background.  The source material used in developing this harmonized OCSPP test
       guideline is the OPPT guideline under 40 CFR 797.2850 Plant Uptake  and Translocation
       Test.

(b)  Purpose.   This  guideline is intended for use  in  developing  data on the uptake  and
translocation, by terrestrial plants, of chemical substances and mixtures ("test chemicals" or "test
substances") subject to environmental effects test regulations.  This guideline  describes tests
using commercially important terrestrial plants to develop data on the quantity of test substances
incorporated in plant tissues and the potential  for entry into food chains with resultant indirect
human and/or wildlife exposure.  The test design is a composite of prior plant  experiments in
which the uptake of heavy metals, pesticides, or organic chemicals has been investigated (see
paragraphs (j)(2) to (j)(12) of this guideline). Test substances of concern may be transported to
various sites as gases or dust,  solubilized  in preparation or in irrigation water, or may be
encountered in soils.  It is well known that plants readily take up, translocate, accumulate, and
metabolize chemicals that are non-essential for plant growth and development.  Such uptake and
incorporation often represents the first step in the transport of these substances within terrestrial
food webs.  The uptake and translocation test addresses this concern of entry into food webs.
This test is not concerned with toxicity to plants; it deals with hazard to animals and the potential
for indirect human exposure.  The Environmental Protection Agency will use data from this test
to assess the hazard or risks a test substance may present in the terrestrial environment.  This
guideline should be used in conjunction with the OCSPP 850.4000 guideline, Background and
special considerations for conducting  ecological  effects tests with terrestrial and aquatic plants,
cyanobacteria, and terrestrial soil core microcosms.

(c) Definitions.  The definitions in the OCSPP 850.4000 guideline apply to this test guideline.
In addition, the following more specific definitions also apply:

       Mass balance refers to a quantitative accounting of the distributions of test substance in
       plant components, support media,  and test solutions.  For gas fumigation with the test
       substance, it also  refers to a quantitative determination of uptake  as  the  difference
       between the  quantity  of gas entering  an exposure chamber,  the  quantity leaving the
       chamber, and the quantity adsorbed to the chamber walls.

       Translocation is the transference or transport of chemical from the site  of uptake to other
       plant components.

       Uptake refers to a process by which substances are transferred into a terrestrial plant.
                                       Page 1 of24

-------
(d) General considerations—

       (1)  Summary  of the test.  In preparation for  the test,  seeds  are planted in potting
       containers (or in cotton or glass-wool plugs supported in hydroponic solution) and, after
       germination,  seedlings are thinned, by pinching the stem at the support surface to  1 to 3
       plants  per  pot, depending on  the  species, and  discarding the pinched off seedlings.
       Potting mixtures of sand, glass  beads or soil are subirrigated with nutrient solution. The
       test substance is  applied to the plants via nutrient solution or adsorbed to the support
       media to produce a root exposure scenario; or applied to the plants by  either spraying or
       dusting the foliage or exposing the plants to gas in a fumigation chamber to produce a
       foliar exposure scenario.  An alternative root exposure scenario involves application of
       the  test substance to soil after the  seeds have been planted  but prior  to germination.
       Plants are then harvested when  there is either adequate material for analysis or until fruit
       or seeds are mature.  If plants are fumigated, either rates of uptake and surface adsorption
       should be calculated, or the plants may be harvested and analyzed for  test  chemical and
       residues.  The  primary endpoints for the plant uptake and  translocation test are the
       concentrations of free parent test substance, metabolites and soluble residues, and bound
       residues in  pooled plant organs  and pooled whole plants. For gaseous test substances, in
       addition to  or in lieu of these measurements, calculated measurements of photosynthesis,
       transpiration, and stomatal conductance  before,  during, and after exposure  to the test
       substance are made.

       (2)  General  test  guidance.  The general guidance in the OCSPP  850.4000 guideline
       applies to this test guideline, except as specifically noted herein.

       (3)  Range-finding test.   A range-finding test  is usually conducted to  establish the
       appropriate test concentrations to be used for the definitive test.

              (i) Because of the different mechanisms involved in root and leaf uptake, and to
              more  closely define the  chemical  concentrations to be used in the uptake test, the
              definitive  early  seedling growth test  (see  the  OCSPP 850.4230  guideline) is
              recommended as the range-finding test for tests with industrial chemicals. The
              exposure technique used in the early seedling growth test (root or foliar exposure)
              should reflect the  anticipated fate  of the test  substance.   The  concentration
              selected as the upper limit for the uptake and translocation test should be near to
              but below the threshold  of visible injury (e.g., NOEC).  Short exposure periods to
              gas  in fumigation chambers are not expected to promote visible  injury or gross
              reductions in  growth  but  may alter  stomatal  resistance,  transpiration,  or
              photosynthesis.  Absorption and adsorption rates may be  calculated and gas
              concentrations for definitive testing  selected based on the  calculated sorption
              rates.

              (ii) Alternatively, a seed germination or root elongation test or other appropriate
              phytotoxicity test (see  paragraph (j)0)  °f this) may be used to  establish the
              appropriate upper concentration for testing. For tests with pesticides, which are
              applied to surface soil, the seedling emergence and seedling growth test (see the
              OCSPP  850.4100 guideline) is recommended as the range-finding  test.
                                       Page 2 of24

-------
       (4) Definitive test.  The  purpose of the  definitive uptake and translocation  test is to
       determine the propensity for a test substance to accumulate in plants or plant parts.  The
       test substance should be added to the hydroponic or nutrient solution,  coated on glass
       beads,  or  applied to the soil surface (for the root uptake test); or sprayed, dusted, or
       gassed directly on the foliage (for the foliage uptake test).  Two different plant species are
       used.   The test consists of one run for each  of the two  specified  plant species.  For a
       particular  chemical,  a  run  is defined as  exposure of the  plant  species  to  three
       concentrations of the test  chemical with a minimum of six replicate pots per  treatment
       level and appropriate controls.  Exposure is followed by extraction and analysis for parent
       compound, metabolites, and  bound residues in plant tissues for  solid and liquid test
       substances and by calculating these values and/or rates of absorption and adsorption for
       gas test substances.  Analytical confirmation of the test concentrations in exposure media
       is performed as described in the  OCSPP 850.4000 guideline.   The  elements of an
       acceptable or valid definitive test are given in Table 3 of this guideline.

(e) Test standards—

       (1) Test  substance.  For industrial  chemicals, the substance to  be tested should be
       technical grade unless the  test is designed to test a specific formulation, mixture,  or end-
       use product.  For pesticides  the  substance to be tested  is the typical end-use product
       (TEP). If there is more than one TEP with the same inert substances, the one with the
       highest percent active ingredient  (a.i.) and/or the one most commonly used should be
       tested.    If  there  is more than  one  TEP  with different  inert substances,  a TEP
       representative of each different inert substance should be tested in the range-finding test
       and at  a minimum the most sensitive one tested in the definitive test.  In addition, if an
       adjuvant is recommended  for use  on a TEP label, the  adjuvant is added with the TEP at
       the  label  rate to  constitute the  test  substance.  If a TEP is not available  (i.e.  new
       pesticide), the technical grade a.i. is used with a representative formulation, which should
       include any adjuvant that will be recommended for use on the  label.  The OCSPP
       850.4000  guideline lists the type  of information that should be known about the test
       substance  before testing, and discusses methods for preparation of test substances.

       (2)  Test  duration.   The  duration of the exposure  period, for solid  and liquid test
       substances, should be equal to the  length of time required for the particular test species to
       achieve sufficient biomass for analysis or until fruit or seeds are mature. Carrot,  lettuce,
       onion,  cabbage, and ryegrass may  be harvested whenever there is adequate plant material
       for chemical analysis. Cucumber, corn, soybean, tomato,  and  oats should be grown until
       fruit or seed are mature. The test  duration for gaseous test substances  should be similar,
       or may be reduced to the length  of time  required to make the specified  gas  exchange
       measurements if these measurements are used as the test endpoints.

       (3) Test organism—

              (i) Species.

                    (A) The test is performed using two plant  species of potentially differing
                    sensitivity,  such as  a monocotyledonous and a  dicotyledonous species. It
                                       Page 3 of24

-------
                    is further suggested that  the test  plants selected should be  of different
                    growth forms, e.g., a root crop and a leaf crop. Plant species and groups
                    recommended for testing are listed  in Table 1.

                    (B) A listing of some additional plant taxa that have been used in toxicity
                    tests  can be found in the reference in paragraph  (j)(l) of this  guideline.
                    Use of these alternative species should be  submitted to and reviewed by
                    the Agency prior to conduct of the study.   Endangered  or threatened
                    species as determined by the Endangered Species Act of 1973  (Public Law
                    93-205) may not be used without  permission from the Fish and Wildlife
                    Service.

Table 1.—Species and families acceptable for the plant uptake and translocation test
Family
Dicots Solanaceae
Cucurbitaceae
Asteraceae
Fabaceae1
Brassicaceae
Apiaceae
Chenopodiaceae
Asteraceae
Fabaceae
Brassicaceae
Brassicaceae
Fabaceae
Malvaceae
Polygonaceae
Monocots Poaceae
Poaceae
Poaceae
Liliaceae
Species
Lycopersicon esculentum or
Solarium lycopersicum
Cucumis sativus
Lactuca sativa
Glycine max
Brassica oleracea
Daucus carota
Beta vulgaris
Helianthus annuus
Pisum sativum
Brassica rapa
Brassica napus
Phaseolus vulgaris
Gossypium spp.
Fagopyrum esculentum
Avena sativa
Lolium perenne
Zea mays
Allium cepa
Common name
Tomato
Cucumber
Lettuce
Soybean
Cabbage
Carrot
Sugar beet or table beet
Sunflower
Pea
Field mustard, Canola
Rape, Turnip
Garden bean
Cotton
Buckwheat
Oat
Perennial ryegrass
Corn
Onion
 Inoculation with Rhizobiumjaponicum is unnecessary

              (ii) Source.  Within a given test, all test organisms of a given species, including
              the controls,  should be from the same source and lot number.

              (iii) Growth stage at test initiation.

                    (A) Except for surface soil applications, newly germinated plants are used
                    at test initiation for root (applied in nutrient solution or sorbed to support
                    medium)  and foliage  exposures.   The plants should be exposed from
                    seedlings through maturation when monitoring residues in fruit or seeds.
                                      Page 4 of24

-------
       (B) Where the test substance is  applied or deposited on the soil surface,
       the test is initiated using seeds which have been planted but have not yet
       germinated.

(iii) Condition.   Healthy seeds should be used to generate seedlings.  Within a
given test, all test organisms of a given species, including the controls,  should be
selected to have uniform size.  Seeds should be selected from a single  class size
within each species.  The seeds of most test species are sorted by the supplier
according to size; however, if necessary, the seeds should be further sorted prior
to use to provide a more uniform size class that reduces the potential for bias from
testing different sizes of seed.  In addition  broken or damaged seeds  should be
separated  from those used in the test and discarded.

(iv) Care  and handling.

       (A) Seeds should be stored in a dessicator and refrigerated until needed.

       (B) Pesticide treated  seeds should be avoided.   The Agency should be
       consulted prior  to test initiation if  seed  treatments other than a weak
       hypochlorite solution (recommended by Environment Canada), captan, or
       thiram are used.  Captan and thiram seed treatments are the only approved
       pesticide  seed treatments (non-systemic with most other  pesticides;  see
       paragraph  (j)(9) of  this guideline).    Steam  sterilization of  soil  is
       recommended as a non-pesticide alternative for  killing  pathogens, fungi,
       and insects in soil media. When unapproved pesticide seed treatments are
       used in a  study, the test should be designed to demonstrate no synergistic
       or  antagonistic interactions occur between or among the  seed  treatment
       and test substance.

       (C) If plants  are to be grown hydroponically  seeds should be planted in
       plugs of cotton  or glass-wool  supported  in the tops  of the containers.
       When sand or glass beads are used, the recommended planting procedure
       is  to  fill potting  containers with  sand  or  glass beads  to within  2.5
       centimeters (cm) of the top and to  sow seeds directly on  the support
       medium.

       (D) When soil is used, for pesticides,  the recommended planting procedure
       is  to fill potting  container with soil medium (see the OCSPP 850.4100 or
       OCSPP 850.4150 guidelines) to within 2.5 cm of the top and sow seeds in
       the soil.

       (E) A sufficient number of seeds should be planted (e.g.  30) to provide
       more seedlings than called for in the test.  After 50 percent (50%) of the
       seeds have germinated, the seedlings should be  thinned, by pinching the
       stem at the support surface, to the  desired number (typically, one to  four
       per pot, depending upon the species).  Any plants subsequently emerging
       are also pinched  off.
                         PageS of 24

-------
              (F) Alternate planting methods may be required when the test substance is
              highly  volatile.    An  impervious  barrier  of  polyethylene  film,  a
              modification of the double pot method, a glass plate, or other appropriate
              apparatus  should  be used to prevent volatilization from  the  root zone.
              Seeds should be germinated in the  dark at 25 degrees Celsius (°C) and
              seedlings with radicle length in the median range  transplanted into the
              potting containers.  The seedlings should be positioned  such that their
              roots are exposed to the support media while the shoots pass through holes
              in the barrier. A ring of inert, non phytotoxic, pliable putty should be used
              to  seal the holes around the stems.  Control pots should be handled
              identically  except there is  no  exposure to  the test  substance.   This
              transplanting  procedure,  without  the  volatilization  barrier,  is also
              recommended when the test substance is adsorbed to the support medium.

(4) Administration of test substance—

       (i) Exposure pathway.  The choice of exposure technique is dependent upon the
       expected route of exposure of plants in the  environment and the form of the test
       substance.

              (A) Root exposure.

                     (1) If the anticipated fate of the test substance is incorporation into
                     soil or soil-water, and the mechanism of concern is root uptake, the
                     test substance should  be applied  in nutrient solution to the root
                     support media, or coated on  sand or glass beads  (for non-water-
                     soluble test substances).

                     (2)  For  pesticides where the test substance is expected  to  be
                     applied or deposited on the soil surface, the  test substance should
                     be applied to the soil surface prior to germination of seed but after
                     the seeds have been planted.

              (B) Foliar  exposure. With a test substance whose anticipated mode of
              exposure to plants is  surface  deposition by atmospheric transport or
              irrigation water, the appropriate testing method may be foliar application
              (accomplished by spraying, dusting, or fumigating  the plants), allowing
              subsequent movement into the rooting zone with watering.

       (ii) Preparation of exposure treatment—

              (A) Root exposure. Except for test substances that  are purposely applied
              to  surface  soil  (such as pesticides), root exposure is accomplished  by
              adding  the test substance to the nutrient medium (or hydroponic solution)
              used  to subirrigate the plants, as described in paragraphs  (e)(4)(ii)(A)(7j
              and  (e)(4)(ii)(A)0  of this  guideline for  soluble and  insoluble  test
              substances, respectively, or by sorbing the test substance to the sand or
              glass  beads  used  as   support  medium,  as  described   in  paragraph

                                Page 6 of24

-------
               of this guideline.  The test substance is repeatedly applied
through the subirrigation scenario, while the test substance is only applied
once when it is sorbed on the support medium.  For hydroponic solutions
the entire  test  solution should  be replaced  weekly  or earlier  if the
concentration of test substance in the test or nutrient solution varies by
more  than 20%  of that  specified.    Methodology  for  surface  soil
applications for pesticides are described in paragraph (e)(4)(ii)(A)(^) of
this guideline.

       (1)  Test substances that are soluble in water should be dissolved in
       the  nutrient solution just prior to the beginning of the test.  Reagent
       water  should be  used in  making stock  solutions of  the  test
       substance.  Sufficient quantities of each concentration should be
       made up as needed to minimize  storage time and disposal volume.
       The OCSPP  850.1000 and OCSPP 850.4000 guidelines  contain
       additional information on preparation of stock solutions.

       (2)  Test  substances that are  insoluble in water but which can be
       placed in aqueous suspension with a vehicle should be added to the
       nutrient  solution.    The  vehicle  should  be  soluble  in  water,
       relatively nontoxic to plants, and should be used in the minimum
       amount required to dissolve or suspend the test substance.  There
       are   no  preferred  vehicles;  however,  acetone,  gum  arable,
       polyethylene   glycol,  ethanol,   and  others  have  been  used
       extensively   in  testing   herbicides,   plant  growth regulators,
       fungicides, and other chemicals that affect plants.  Vehicle controls
       should  be  included  in  the  experimental  design  and  tested
       simultaneously.    The  OCSPP  850.4000  guideline   contains
       additional information on preparation of stock solutions using a
       vehicle.

       (3)  Water-insoluble test substances for which no nontoxic,  water-
       soluble vehicle is available, should be dissolved in an appropriate
       volatile solvent.   The solution  should be mixed with the sand or
       glass  beads which are then placed in a rotary vacuum apparatus
       and evaporated, leaving a uniform coating of test substance on the
       sand or beads.  A  weighed  portion of sand or beads should be
       extracted with the same organic solvent and the concentration of
       test substance determined before the potting containers are filled.
       Solvent controls are included in the experimental design and tested
       simultaneously.

       (4)  For the  surface soil  exposure scenario,  the test substance is
       applied to the soil  surface  after planting the seeds  and prior to
       germination.  For pesticides, this is typically accomplished using a
       properly calibrated sprayer after the seeds have been planted.  At
       test initiation, test substance is applied to surface soil immediately


                  Page? of24

-------
       after the  seeds  have  been planted using  a properly calibrated
       sprayer.   The amount of water used in the spray as a carrier is
       equivalent to the recommendation  on the pesticide  label.   For
       example, vegetation within a given pot (test container) is sprayed
       with x milligrams of TEP mixed into 10 milliliters of water, where
       the 10 milliliters of water per the  pot area is equivalent to  the
       minimum number of gallons  of water per acre specified on  the
       label.  For a satisfactory test, all pots in all treatment levels and
       controls have the same equivalent volume of water applied (e.g., in
       the  example just  given this  is   10 milliliters).    Additional
       information can be found in the OCSPP 850.4100 guideline.

(B) Foliar exposure.  Foliar exposure is  accomplished by spraying  the
plants, as  described in  paragraph (e)(4)(ii)(B)(7y) of  this guideline  by
dusting the plants, as   described in  paragraph (e)(4)(ii)(B)f2y)  of this
guideline  or by exposing the plants to gas in a fumigation chamber,  as
described in paragraph (e)(4)(ii)(B)(3y) of this guideline.  The test substance
is applied weekly via spraying or dusting, but  only applied once when  the
fumigation scenario is used.

       (1) Water soluble test substances should be dissolved in reagent
       water just prior to use.  Test substances that can be suspended in an
       aqueous solution by a vehicle should be prepared as described in
       paragraph (e)(4)(ii)(A)(7y) of this guideline except  using reagent
       water not nutrient solution.   Sufficient quantities of each test
       concentration should be made  up  as needed.   These solutions
       should be applied at weekly intervals.  Plants should be placed in
       an exhaust hood  and the test substance applied to the foliage.   A
       plastic  sleeve may be fitted over the top of the pot, and the foliage
       sprayed  with  specific  quantities   of test solution  at  known
       concentrations. The plastic  sleeve,  confining the test substance to
       plant and pot, facilitates expression of test substance dosage  as
       quantity per pot area (i.e., micrograms per square meter).  Shoots
       of control plants should also be  sprayed, in an identical manner,
       with reagent water.  In addition, a vehicle control group is included
       if a vehicle was used to prepare the test substance.  Alternatively, a
       miniature compressed-air sprayer may  be  mounted on  a pendulum
       and  equipped to automatically spray  a  plant positioned directly
       beneath the center of its  arc of swing.  Track or belt sprayers may
       also be used (see  the OCSPP  850.4000 and  OCSPP 850.4100
       guidelines for additional information).  When radioisotope-labeled
       test  substances   are  applied,  health  and  safety  considerations
       prohibit spray application.  Instead, specific quantities of labeled
       chemical should be applied directly to leaves in single drops.

       (2) Water-insoluble test substances, existing  as  solids,  may  be
       prepared for testing by  grinding or other  reduction  methods  to


                   Page 8 of24

-------
              particles of smaller than 200 micrometers (|im) in diameter. These
              test substances should  be applied at weekly intervals.   Plants
              should be placed in an exhaust hood, a plastic sleeve fitted over the
              top of the pot, and a specific quantity of test substance sprinkled
              uniformly over them.  Prior to test  substance application, plants
              should be misted with water to promote foliar retention of the test
              substance.  Control plants are also misted with reagent water at
              each treatment date and  dusted with an inert substance of the same
              particle size as the test  substance. Applications are expressed as
              quantity per unit pot area (i.e.., micrograms per square meter).

              (3)  Test substances existing  in gaseous form at normal ambient
              temperatures and pressures can be generated for use as needed or
              stored under pressure.   The bottled  gas may  be 100% pure test
              substance or may be mixed with an inert carrier, such as nitrogen,
              to  known concentrations.  Controlled or measured concentrations
              of test substance  should be metered  into the  exposure chamber,
              uniformly mixed about the plants, and exhausted through the outlet
              port where the flow rate  and concentration are again measured.
              Use of this  system design provides an alternate method of analysis
              if the  quantity of test substance sorbed by  plants is less than that
              required  for  chemical  analysis.   Plants  should  be fumigated
              whenever they have reached sufficient size for measurement of
              photosynthesis  and   transpiration  rates,  assuming  equivalent
              detection sensitivity of carbon dioxide, water vapor, and chemical
              analyzers.   The appropriate size is a function of the gas exchange
              system and constitutes an area of expert judgment.

(iii) Treatment levels.

       (A) For  this determination, at  least three  concentrations  of the test
       substance, exclusive of controls, are tested. Recommended concentrations
       would  be  a  descending   geometric   progression   from  the  upper
       concentration tested {i.e. 100, 50, 25 milligrams per  liter (mg/L)).  The
       concentration selected as the upper limit for the uptake and translocation
       test should be near to but  below the threshold of visible injury (e.g.,
       NOEC).   Short exposure periods to gas  in fumigation chambers are not
       expected to promote visible injury or gross reductions in growth but may
       alter stomatal resistance, transpiration, or photosynthesis. Absorption and
       adsorption rates may be calculated and the upper limit for the uptake and
       translocation  test for  definitive testing selected based on the calculated
       sorption rates.

       (B) The use of pesticide treatments to control pests during the test should
       be avoided. Mechanical, cultural, and biological pest control methods are
       suggested.  If pesticide treatments are used in the test for pest control,  for a
                         Page 9 of24

-------
              satisfactory test there should be a negative control and a control with only
              the treatments used for infestation purposes.

       (iv) Introduction of test organisms.  Seedlings used in testing are produced by
       planting seeds of the desired species in the selected support medium and allowing
       them to germinate, at which time they are thinned to 1-4 plants of similar size and
       condition, such that  there is  no crowding or competition among the plants at
       harvest or maturity.  Within a given test, all test organisms  of a given species,
       including the controls,  must  be from the  same  source  and seed lot.   For a
       satisfactory test, a system of impartial or random assignment of the seeds to the
       pots and the pots to test and  control groups is used to prevent bias.

(5) Controls.

       (i) Every  test  includes controls  consisting  of the same  support medium,
       conditions,  procedures, and test population, except that no test substance is added.
       In addition, vehicle (solvent) controls are also included if a solvent is used.

       (ii) Seed germination standards.

              (A)  For a satisfactory test,  seed germination percentage in each  of the
              controls should be at least 65%; or the percentages in minimum acceptable
              United  States Department  of  Agriculture  (USDA)  seed germination
              standards listed in paragraph (e)(5)(ii) of this guideline. For native species
              that do not have germination standards, sufficient numbers of seeds should
              be used to insure the  identified number of seedlings per pot for  test
              initiation.

              (B)  The following minimum acceptable USDA seed germination (control)
              standards for vegetable crops (as described in  the  Federal Seed  Act
              Regulation, 7  CFR parts 201-202) and other available  standards for
              agronomic crops  will be used: Field corn (85%), pop corn (75%), sweet
              corn (75%), carrot (55%), onion (70%), tomato (75%), field-garden bean
              (70%),  pea (80%),  cabbage (75%), lettuce  (55%),  mustard—all types
              (75%),  soybean  (75%), sugar beet (55%),  small grains—wheat, oats,
              barley, rice (80%), ryegrass (75%), and rape  (75%).  Refer to regulation
              for additional vegetable crops.

(6) Number of test organisms and replicates.

       (i) For each  species, the minimum  number of  replicates is  six pots  per
       concentration, with each pot containing from one to four seedlings. If techniques
       other than  radioisotopes are used to  determine uptake, more replicates may be
       needed to provide sufficient plant materials for analysis. The number of seedlings
       per replicate depends on  the species tested, the size of the containers, and the size
       to which the plants will grow.  When plants are grown hydroponically, one plant
       per pot will probably be the preferred method.   The number of plants selected
       should  provide sufficient biomass for analytical procedures. A greater number of

                               Page 10 of 24

-------
       plants  may  be required depending on  species  tested, duration of test,  and
       analytical procedures.  Too many plants in a container  may actually reduce the
       growth and biomass; therefore, more replicate pots rather than increasing plants
       per pot may be required to obtain sufficient biomass.

       (ii) A  randomized complete  block design is  recommended  for  this test,  with
       blocks  delineated within the growth chambers or over greenhouse benches and
       randomization  of treatments  occurring  within  the  blocks.   If there exists
       inadequate space  within  chambers for blocking because of very  large pots and
       plants,  total  randomization within  chambers is acceptable.   This  design is also
       appropriate for  the growth of plants to be used for foliar exposure with gas. To
       minimize spatial  differences, which can have  a  significant impact  upon  plant
       growth, the placement of replicates should be randomized during the test (at least
       every three to five days).

       (iii) Alternative placement should be used with volatile test substances to prevent
       cross contamination.  For example,  in a greenhouse setting use positive  air  flow
       throughout the  duration of the study with placement of controls and treatment
       levels such that air flows first across controls and  then from the lowest treatment
       to  the highest treatment.  In  addition,  include  another  set of replicate  controls
       which are placed in  a  separate greenhouse for comparison with  control results
       from the greenhouse  containing the  treatments.  Where tests are conducted using
       growth chambers  where positive air flow can not be achieved, the controls and
       each treatment level should be placed in separate growth chambers.

(7) Facilities, apparatus  and supplies—

       (i) Greenhouse,  environmental chamber, or growth room.  Greenhouses,
       environmental  chambers,   or  growth  rooms   should   provide   adequate
       environmental  controls  to  meet  the  carbon dioxide, humidity,  irradiation,
       photoperiod, and  temperature  specifications.   Chambers should be designed to
       prevent escape  of internal air  into the  external environment other than through
       appropriate filtering material or media  to prevent contamination of the  external
       environment with radioactivity and/or test substances.  Environmental chambers
       and growth  rooms  are preferred  over  greenhouses because  in  the first  two,
       environmental conditions are more easily controlled.

       (ii) Test containers.   Test containers should be  nonporous  so that  the test
       substance is  not absorbed or does not react in any way with the container. Glass
       or  stainless  steel containers  with  drainage holes can  be  used  as  plant  pots.
       Polyethylene pots that  have   not  been previously  used  are acceptable  test
       containers, provided  they are free  of toxic materials.  Do  not use clay or peat
       containers.   For a satisfactory test, pots sufficiently  large to grow  (e.g.,  large
       enough to effectively  not  result in competition among the plants for space,
       lighting, or nutrition) the desired number of test plants for at least 28 days or up to
       maturity. It  is equally acceptable to use small, individual containers if plants are
       grown in hydroponic  solution.  Potting containers used in each experiment should
                               Page 11 of 24

-------
       be of equal  size and volume and  possess  the  same  configuration.   Potting
       containers should be covered with opaque polyethylene bags to exclude light and
       minimize volatilization of test chemical.

       (iii) Cleaning and disposal.

             (A) Potting and receiving containers, nutrient storage containers, and root
             support medium should be cleaned before use. All equipment should be
             washed to remove any residues remaining from manufacturing or use.
             Bichromate solution should not be used for cleaning beads or pots.

             (B) Quartz sand rooting medium, but not glass beads, should be discarded
             at  the end of the experiment.   Disposal  should conform to existing
             regulations.    Glass  beads   can be  re-used provided they  are not
             contaminated with previous test substances.

       (iv) Support medium.

             (A) For tests  with  industrial chemicals, an  artificial  support medium,
             consisting of  quartz  sand or glass  beads, is used.    Alternatively,  a
             hydroponic system may be used, in which  seeds are planted in plugs of
             cotton or  glass wool  supported at  the  top  of the  solution.   Perlite,
             vermiculite, natural (native) soils, or any formulated soils should  not be
             used as root support medium in this test. Additional information is found
             in the  OCSPP 850.4320 guideline.

             (B) For  tests with   pesticides,  a  natural  soil  (free   of chemical
             contamination) or a synthetic soil may be used.  Additional information on
             natural and synthetic soil is  found in  the OCSPP 850.4100 and OCSPP
             850.4150 guidelines.

       (v) Nutrient  media. A nutrient  solution of defined chemical  composition,  such
       as half-strength  modified  Hoagland nutrient  solution  (see  the  reference in
       paragraph (j)(5) of this guideline), should be utilized as nutrient medium for this
       test.  Hydroponic solutions should  be aerated and sand or glass filled potting
       containers should be  periodically filled with nutrient solution and  drained to
       provide  aeration.  For root exposure tests, the test  substance should be added to
       the nutrient solution or directly to substrate.  The  entire test  solution should be
       replaced weekly or earlier  if the concentration of test substance in  the  test or
       nutrient  solution varies by more than  20%  of that specified.  The  volume of
       solution  added  should  be   recorded.    An automated  system  design  is
       recommended. For tests with pesticides, any commonly recommended fertilizer
       can be added to the soil at recommended rates.

(8) Environmental conditions.  Controlled environmental conditions are necessary to
maintain uniform growth  and ensure reliable data.   Standardization of environmental
conditions is essential because it has been demonstrated that differences in environmental
conditions influence  the response of  plants  exposed to chemicals. For growth chamber

                               Page 12 of 24

-------
studies, the  general conditions listed in  paragraphs (e)(8)(i)  through (e)(8)(v)  of this
guideline  should be maintained.  If greenhouses or  large  growth rooms are used,
comparability of the environment between small groups of plants is not as  critical and
environmental variability specifications may be relaxed on a case-by-case basis.

       (i) Temperature. Air temperature should be uniform throughout the  greenhouse
       or growth chamber or greenhouse.  In growth chambers  air temperature during the
       day should be 25 ± 3 °C while temperature during the night should be 20 ± 3 °C.
       Temperature  in greenhouses is  more  difficult  to  control.   Under  these
       circumstances, temperature during  the day should be 25 ± 6 °C while temperature
       during the night should be 20 ± 6 °C.

       (ii) Humidity.  Humidity should be uniform throughout the greenhouse or growth
       chamber  or greenhouse. In growth chambers relative humidity should approach
       70 ± 5% during light periods and 90 ± 5% during dark periods.  Humidity in
       greenhouses is  more difficult to  control.  Under these  circumstances,  relative
       humidity should approach 70 ± 15% during light periods.

       (iii) Lighting and photoperiod. Luminance of 350 micromoles per square meter
       per second (|imol/m2/s), measured  at the top of the canopy, is desirable. Artificial
       lighting  may be used to lengthen short-day periods  or to supplement natural
       sunlight on overcast days.  A photoperiod of 16 hours light and 8 hours darkness,
       assuming an average wavelength of 400 to 700 nanometers (nm), should be used
       for all species except soybean which should be provided with  11 hours light and
       13 hours darkness prior to flowering.

       (iv) Watering.  Nutrient media (containing test  substance,  if this is the  selected
       application  route) is used  to subirrigate  the plants,  i.e.,  frequent   enough  to
       maintain  good  health  (should  not  see nutrition deficiency in controls) and
       moisture.  Pots  should be irrigated regularly (for example, 30 minutes per hour
       (min/h)) with nutrient solution, for example using a system in which water flows
       from the  bottom of  the pot upward (level  should reach at least half  way up the
       pot).  An automatic  system design is recommended such  as the one described in
       the OCSPP 850.4600 guideline. For soil applications, top watering is used at the
       first watering after the test substance has  been  applied to initiate the capillary
       movement of water for bottom watering (subirrigation).

       (v) Carbon dioxide. Carbon  dioxide concentration at 350 ± 50 parts per million
       (ppm) (678  + 97 milligrams per cubic meter (mg/m3) of air).

(9) Observations—

       (i) Measurement   of  test substance.   For  a  satisfactory  test,  analytical
       confirmation of the concentration  of test substance in the vehicle used to expose
       the plants (nutrient medium, glass beads or sand, spray,  dust or gas) should  be
       performed.  Additionally, analytical confirmation of the amount of test substance
       in  plant tissues  is determined  at test termination as discussed in (e)(9)(iv)(A) of
                               Page 13 of 24

-------
this guideline.  Analytical methods, validated before test initiation, are used to
measure the amount of test substance in a sample matrix,  as  described in the
OCSPP 850.4000 guideline.

       (A) Nutrient solution. Where test substance was introduced by addition
       to  the  nutrient medium,  chemical  analysis should  be conducted  at  a
       minimum for each treatment level and controls at test initiation (0-hour) in
       the bulk solutions and test termination in at least three replicates per
       treatment and controls at test termination when  nutrient  solutions are not
       renewed.  Where  nutrient solution is renewed during the study, chemical
       analysis should be conducted at a minimum for each treatment level and
       controls at test  initiation  (0-hour) in the bulk solutions and at the end of
       this first cycle in the used nutrient solution,  at the beginning (fresh
       solution) and end  (used solution) of the longest renewal cycle and the last
       renewal cycle.  It  is also recommended that measurements be made at the
       beginning of each renewal cycle.

       (B) Quartz sand  or glass bead support medium. Where test substance
       was introduced by addition to  the  quartz sand  or  glass bead support
       medium, chemical analysis should be conducted  at a minimum in the bulk
       support medium for each treatment level and control at test initiation and
       from at  least three pots for each  treatment level and control  at test
       termination.

       (C) Foliar spray.  Where test  substance is applied by foliar spray and a
       single batch of test solution for each treatment  level and control is  used
       throughout the  study, chemical analysis in the spray solutions should be
       conducted at a minimum at  test  initiation  and termination  for  each
       treatment level  and control batch. If one or more spray solution batches
       are prepared during the study, chemical analysis of spray solutions should
       be conducted at a minimum for  each treatment  level and controls at test
       initiation (0-hour) and at the end  of the use of this nutrient solution batch,
       at  the beginning (fresh solution)  and end (used solution)  of the longest
       time between batches and the last batch.  It is also  recommended that
       measurements be made at the beginning of each batch.

       (D) Foliar dusting.   The amount of test substance to be applied  to  a
       replicate should be weighed prior to application and the  weight recorded.
       The sleeve placed around the pot during application should be weighed
       before  and after application if there will be difficulties expected with test
       substance not landing in  the pot or on the plants or remaining  on the
       sleeve.

       (E) Gas application.   For the  gas exposure system, at the time of
       fumigation the  air temperature,  dew point temperature or water vapor
       pressure of incoming and outgoing air streams, air speed within chamber,
                        Page 14 of 24

-------
       carbon dioxide concentration at inflow and  outflow ports,  and gas flow
       rate into and out of exposure system are measured and recorded.

(ii) Environmental conditions—

       (A) Temperature and  humidity.   The  air temperature and  humidity
       during the study should be recorded continuously in growth chambers, but
       alternatively as maximum and minimum values over each 24-hour period,
       especially in greenhouses at representative locations throughout the area in
       which the test plants are growing.

       (B) Carbon  dioxide.   In  environmental  chambers,  carbon  dioxide
       measurements  should be  made at  the top of the plant  canopy, preferably
       on a continuous basis.

       (C) Light intensity.  Light  intensity  should be  determined daily at
       representative  locations throughout the area  in which the test plants are
       growing,  and   should  be  measured  at  the  top  of the  foliage.   A
       photosynthetically active radiation (PAR)  sensor should  be used to
       measure  light  quality.  Additional information on  the use of lighting in
       plant toxicity tests can be found  in the references given in the OCSPP
       850.4000 guideline.

       (D) Watering  and evapotranspiration. The amount of nutrient solution
       depleted   each week  should  be  recorded,  to  observe  changes  in
       evapotranspiration rates which may indicate stress.  Furthermore, these
       data will be used to compute chemical  uptake per volume  of  water
       transpired for the uptake test.

       (E) Pests.  Daily  observations should be made on pest pressure using an
       index of the  extent  of infestation.   Pest  infestation  may affect the
       interpretation  of  study  results   and  therefore  should  be  adequately
       described.  Frequency, methods, and rates used for treating an insect or
       disease should be recorded.

       (F) Nutrient media pH.  The pH  of nutrient solutions  are measured prior
       to  use in bulk  solutions  and in used solutions at test termination in each
       replicate.  If more than one batch of nutrient solution  is used throughout
       the study the  pH of each nutrient solution  treatment concentration and
       control(s) are measured in the nutrient solution batch prior to use, and at
       replacement in the used solution.

(iii) Appearance and condition. Plants  are observed on a weekly basis for any
abnormalities  and  phytotoxic  symptoms.   All  abnormalities  (visible  effects
including  stunting  of growth,  discoloration, chlorosis  and/or necrosis  of the
leaves, decreased moisture content,  or morphological abnormalities, etc) should
be recorded.   Uniform  scoring procedures  should be used to  evaluate  any
observable toxic response.  Observations should include the treatment level and

                        Page 15 of 24

-------
replicate, stage of development and dates when adverse results occurred, subsided
or recovered, and counts for each plant affected.  Any lack of effects by the test
substance should also be recorded.  Observations of plants should be made at least
once every seven days.

(iv) Uptake and translocation.  When  sufficient plant biomass for analysis has
been obtained, or when fruits or seeds are mature, the plants are harvested and the
various plant  organs are analyzed  to  establish  the  mass balance of the  test
substance.   Carrot,  lettuce,  onion,  cabbage,  and  ryegrass  may  be  harvested
whenever there is adequate plant material for chemical analysis.  Cucumber, corn,
soybean, tomato,  and oats should be grown until fruit or seed are mature.  An
alternative  method can be used for  the gaseous exposure  system, where  direct
calculation  of uptake  rates  can   be  made  based  upon  measurements  of
photosynthesis, transpiration and  stomatal  conductance,  obviating the need for
chemical analysis of the plant tissues.

       (A) Plant residue measurements—

              (1) Preparation of plant material.  The entire plant  should be
              harvested, rinsed with a minimum amount of reagent water (which
              is  returned  to  the  nutrient solution), and  separated  into  its
              respective organs as follows: carrot—root peels, peeled roots, and
              tops; cucumber—fruit, vines  plus leaves, and roots; corn—kernels,
              husk plus cob, stalk plus leaves,  and roots; lettuce—tops and roots;
              onion—bulb and tops; ryegrass—tops and roots; soybean—grain,
              chaff plus tops, and roots; oats—grain,  chaff plus tops,  and roots;
              tomato—fruit, vines, and roots; cabbage—head and roots. Plants
              from two pots  in  each treatment  may be  pooled, giving three
              replicate sample pools per treatment.

                     (a)  Fresh  weight, dry  weight, and percent  moisture.
                     After the fresh weights  of the plant organs  are  obtained,
                     they   should  be  subsampled  for  percent   moisture
                     determinations by  drying, at 70 degrees Celsius (°C) for 24
                     hours in a forced-air  drying oven, and weighing.  Percent
                     moisture determined  from  these  subsamples is  used to
                     correct for dry weight of the fresh samples.

                     (b) Extraction.   Each sample  is then homogenized  and
                     extracted in  organic  and aqueous solvents.  A suggested
                     extraction   procedure  appropriate   for  many  organic
                     chemicals is  as follows: plant material  (1  gram  (g)) is
                     homogenized  with   1  g  of solvent-washed  anhydrous
                     sodium  sulfate  in  4  milliliters  (mL)  of hexane  or
                     acetonitrile.    The  homogenate  is  then  filtered  or
                     centrifuged, the solid residue rinsed with an appropriate
                     organic solvent, and  the  filtrate or supernatant  combined
                        Page 16 of 24

-------
             with the rinse.  The  solid residue should be extracted by
             sequentially   (one)   homogenizing   in   water,   (two)
             centrifuging   and  decanting  the   supernatant,   (three)
             extracting of the pellet with 6 Normal  (N) hydrochloric acid
             at 60 °C for 10 hours, (four) subsequently digesting with 10
             TV potassium hydroxide, and (five) combining supernatants.

       (2) Analytical methods.  If radioisotopes are used, the amount of
       test substance in each extract should be determined by  liquid or
       solid scintillation; otherwise,  the amount of test substance should
       be determined by standard methods. The organic extract should be
       evaporated under vacuum to  a sufficiently small volume for thin
       layer chromatography (TLC) and co-chromatographed on silica gel
       plates with known  standards of the  parent test  substance.   If
       radioisotopes  were used, the  chromatographs could be  scanned for
       radioactive   substances   on  a  radiochromatogram  scanner.
       Alternatively, zones may be  removed from  the plates, extracted,
       and the quantity of test substance from each zone determined by
       liquid scintillation spectrometry  or gas liquid  chromatography
       (GLC) methodology.   The  unextractable test  substance  in  the
       remaining residue may be determined by oxidizing the  residue in a
       complete combustion oxidizer.

(B) Gaseous test substances—

       (1) Direct calculation of uptake rates.  A  gas exposure  system
       yields requisite data  for a direct calculation of uptake rates.  At
       steady state, test substance uptake may be determined by  a mass
       balance calculation.  Correction  for adsorption to surfaces of the
       exposure chamber should be made by operating the system without
       plants.  Pots filled with hydroponic  solution or  support media
       should  be  included  in the  system   adsorption   calibration.
       Consequently, chemical  analysis  of plant tissues  exposed  to
       gaseous chemicals may not be required in order to demonstrate and
       quantitate uptake rates.

       (2)  Physiological  rates.  Altered rates of net  photosynthesis,
       transpiration,  and stomatal conductance are anticipated as a result
       of test substance uptake.   Rates of these physiological processes
       before, during, and after exposure to the gaseous chemical should
       be determined.  Data required for these calculations are  available
       as a  consequence of maintaining the  specified  environmental
       conditions within the  fumigation chamber.

       (3)  Plant surface area mass  measurements.   For each  pot
       measure the plant surface  area mass.
                 Page 17 of 24

-------
                     (C) Root support medium measurements.  At test completion, the root
                     support material should be washed in organic and then aqueous solvent
                     and analyzed for test substance before discarding.

(f) Treatment of results—

       (1) Data summary—

              (i) For liquid and solid test substances.

                     (A) Means  and standard deviations of the fresh weight  and dry weight
                     mass of plant organs and by summation, the mass of the  whole plant are
                     calculated for each treatment (includes controls).

                     (B) Means and standard deviations of the concentration of free parent test
                     substance, metabolites and soluble residues, and bound residues in plant
                     organs and  whole  plants  by  treatment.    Concentrations should  be
                     expressed in appropriate weight units per grams of dry plant material.

                     (C) Mean evapotranspiration rate per plant.

                     (D)  Initial  and  final total concentration  of the test substance (total
                     residues:  parents plus degradates) in the support media.

                     (E) Mean and standard deviations of the mass balance of test substance by
                     treatment.

              (ii) For gaseous  test substances.

                     (A)  Measurements  as  described in  paragraphs  (f)(l)(i)(A)  through
                     (f)(l)(i)(E)  of  this  guideline  for  solid  and  liquid test  substances;
                     alternatively,  the measurements  described in  paragraphs (f)(l)(ii)(B)
                     through (f)(l)(ii)(D) of this guideline.

                     (B) Mass of leaves and stems and surface area (one side of leaves) in the
                     exposure  system.

                     (C) Steady state rates of photosynthesis, transpiration, and test substance
                     uptake before, during, and after fumigation.

                     (D) Stomatal conductance or leaf diffusion resistance before, during,  and
                     after fumigation.

       (2) Definitive test. Mass balance of the test substance and evapotranspiration rate of the
       plants is subjected to analysis of variance. An analysis of variance, followed by a means
       separation test, is performed to determine which test substance treatments resulted in
       residues  from uptake/translocation or evapotranspiration  rates that are  significantly
       different from those in the control(s).
                                      Page 18 of 24

-------
(g) Tabular summary of test conditions. Table 2 lists the important conditions that should
prevail during the definitive test.  Meeting these test conditions will greatly increase the
likelihood that the completed test will be acceptable or valid. These test conditions apply mainly
to growth chambers and growth rooms; they are preferred to greenhouses where for the latter it
may be more difficult to meet or control these conditions.Table 2.—Summary of Test
Conditions for Plant Uptake and Translocation Test1
Test duration
Substrate
Nutrients
Temperature
Relative humidity
Carbon dioxide
Light quality
Light intensity
Photoperiod
Watering
Test chamber (pot) size
Number of organisms per test
chamber
Number of replicate chambers per
test treatment
Number of organisms per test
treatment
Test treatment levels
Test substance application method
Measures of effect (Measurement
endpoints)
To provide sufficient biomass (or to allow gas exchange
measurements), or until fruit or seeds are mature.
Quartz sand or glass beads. Hydroponic system may also be
used. (For pesticides, natural or synthetic soil may also be used.)
Watered with nutrient solution (half-strength modified Hoagland's
medium)
25/20 °C (daytime/nighttime) ± 3 °C (applicable to growth
chambers)
70/90% (daytime/nighttime) ± 5% (applicable to growth chambers)
350 ± 50 ppm (applicable to growth chambers)
Fluorescent or representative of natural sunlight
350 ± 50 umol/m2/sec
16 hours light: 8 hours dark for all species except soybean with 1 1
hours light: 13 hours dark prior to flowering
Bottom watering as needed, using nutrient solution
Varies with plant species selected.
Typically, 1 - 4 seedlings of one species per pot
6 (minimum)
6 - 24 (minimum)
Minimum of 3 treatment levels plus appropriate controls
Root exposure (via watering with nutrient solution or sorbed onto
the substrate) or foliar exposure (via spray, dust or gas) or soil
surface exposure.
Mass balance on test substance, including concentrations of free
parent test substance, metabolites and soluble residues, and
bound residues in plant organs and whole plants. (Alternatively, for
gaseous test substances, measurements of photosynthesis,
transpiration, and stomatal conductance, and mass of plant surface
area).
 Constraints on environmental conditions are mainly applicable to growth chamber studies
(h) Test validity elements. This test would be considered to be unacceptable or invalid if one or
more of the conditions in Table 3 did not occur or one or more performance objectives in Table 3
were not met.  This list should not be misconstrued as limiting the reason(s) that a test could be
found unacceptable or invalid.  However, except for the conditions listed in Table 3 and in the
                                      Page 19 of 24

-------
OCSPP 850.4000 guideline, it is unlikely a study will be rejected when there are slight variations
from  guideline environmental conditions  and study design unless the control organisms  are
significantly affected, the precision of the test is reduced, the power of a test to detect differences
is  reduced,  and/or significant biases  are  introduced  in  defining  the  magnitude  of effect on
measurement endpoints  as  compared  to guideline conditions.   Before departing  significantly
from  this guideline, the investigator should contact the Agency to discuss the reason for  the
departure and the effect the change(s) will have on test acceptability. In the report, all departures
from  the guideline should  be identified, reasons for these changes  given, and any resulting
effects on test endpoints noted and discussed.
        Table 3.—Test validity elements for the plant uptake and translocation test
1. For any species, all organisms in a test are from the same source.

2. All test chambers used for a particular species are identical and contain the same amount of substrate
from the same source.

3. An untreated (or negative) control [and solvent (or vehicle) control, when a solvent was used] is
included in the test.

4. Seed germination percentage in each of the controls is at least 65% for the recommended test species;
or the minimum acceptable USDA seed germination standards listed in paragraph (e)(5)(ii)(B)  of this
guideline. For native species that do not have germination standards, sufficient numbers of seeds, are
used to provide statistically valid measures of effect.

5.  There are no signs of stress from competition or crowding of plants.	

(i) Reporting—

       (1)  Background information.   Background information to  be supplied in  the report
       consists at a minimum of those background information items listed in paragraph (j)0) of
       the OCSPP 850.4000 guideline.

       (2)  Guideline  deviations.  Provide a statement of the  guideline or protocol followed.
       Include a description of any deviations from the test guideline or any occurrences which
       may have influenced the results of the test.

       (3)  Test substance.

              (i) Identification of the test substance:  common  name, IUPAC and CAS names,
              CAS number, structural formula, source, lot or  batch number, chemical state or
              form of the  test substance,  and its purity (i.e.  for pesticides, the identity and
              concentration of  active  ingredient(s)), radiolabeling if any, location of label(s),
              and radiopurity.

              (ii)  Storage conditions of the test chemical or test substance and stability of the
              test chemical or test substance under storage conditions if stored prior to use.
                                       Page 20 of 24

-------
       (iii) Methods of preparation of the test substance and the treatment doses used in
       the range-finding and definitive test.

       (iv) If a vehicle (e.g., solvent, dust)  is used to prepare stock or test substance
       provide: the name and source  of the vehicle, the nominal concentration(s) of the
       test substance in the vehicle in stock solutions or mixtures, and the vehicle dose(s)
       used in the treatments.

(4) Plant test species.

       (i) Scientific and common name, plant family, and variety.

       (ii) Test date of germination rating and determining percent germination.

       (iii) History of the seed: source, name of supplier, seed year or growing season
       collected, batch or lot number, seed treatment(s), and storage conditions.

       (iv) Seed size class.

       (v) Description of handling and processing of seeds, pre-test planting, production,
       and handling  of test seedlings before use in test.

       (vi) Height and condition of seedlings  selected for the test.

(5) Test system and conditions.  Description of the test system and conditions used in
the definitive test, and any preliminary range-finding tests.

       (i) A description  of the test system, including type of growth chamber, growth
       room, or greenhouse.

       (ii) The description of pots or test containers: type, material, dimensions.

       (iii) Number of seedling plants per pot or test container.

       (iv) Number of pots per replicate, and number of replicates per treatment level.

       (v) Description of the support medium or hydroponic system:  source,  type,
       material.

       (vi) Volume of support medium per pot or test container.

       (vii) Methods used for treatment randomization.

       (viii) Methods  for preparing the  test treatments: exposure route (root or  foliar
       exposure),  application  methods  (including equipment type  and method  for
       calibrating the  application equipment), information about any solvent used to
       dissolve and apply the test substance, and the concentrations (concentration of the
       test substance in nutrient  solution or in the foliar application vehicle, or  the
       quantity  of test substance  per unit weight  of root support material  when it is

                               Page 21 of 24

-------
         coated on the support material, the concentration of test substance applied to the
         soil surface; the concentration of test  substance  in the dust or spray; or the
         concentration of gaseous test  substances at inflow and outflow ports) and the
         amounts used.

         (ix) The method for calibrating the application equipment.

         (x) Number of applications and dates applied.

         (xi) Culture practices during the test such as pest control, and irrigation practices
         (type and watering  schedule or regime).

         (xii) The photoperiod and light source.

         (xiii) Methods and frequency of environmental monitoring performed during the
         definitive test for air temperature, humidity,  and light intensity.

         (xiv) For the  definitive test, all analytical procedures should be  described.  The
         accuracy of the method, method detection limit, and limit of quantification should
         be given.
(6) Results.
         (i) Environmental  monitoring data results (carbon  dioxide  concentrations,  air
         temperature, humidity and light intensity) in tabular form (provide raw data  for
         measurements not made on a continuous basis), and descriptive statistics (mean,
         standard deviation, minimum, maximum).

         (ii)  Tabulation  of the  watering  schedule,  the volume  of nutrient solution  (or
         hydroponic solution) used and depleted each week by replicate within a treatment
         and control and the evapotranspiration rates calculated from the data.

         (iii) For the gas exposure  system,  tabular summary of the air temperature, dew
         point temperature or water vapor pressure of incoming and outgoing air streams,
         air speed within chamber, carbon  dioxide concentration at inflow and outflow
         ports,  and gas flow rate into and out of exposure system (provide raw data  for
         measurements not made on a continuous basis).

         (iv) For  the definitive test,  a  description of visual (morphological)  signs of
         phytotoxicity including: time of onset, duration, severity (e.g. rank), and number
         affected at each dose level and control(s) (provide the raw data).  A description of
         the phytotoxicity rating system used should be included.

         (v) For the definitive test, tabulation of the fresh weight, dry weight, and percent
         moisture  of plant  organs  (e.g.,   carrot—root  peels,  peeled roots,  and  tops;
         cucumber—fruit, vines plus leaves, and  roots;  oats—grain, chaff plus tops, and
         roots) by replicate and treatment (provide the  raw data).   For  gaseous test
                                 Page 22 of 24

-------
              substances, in addition to or in lieu of these measurements, tabulation of the plant
              surface area mass by replicate and treatment.

              (vi) For  the definitive test, tabulation  of the  concentrations of parent  test
              substance, metabolites, soluble residues and bound residues in plant organs  and
              whole plants by replicate (pooled replicate, if applicable) and treatment.  For
              gaseous test substances, in addition to or in lieu of these measurements, tabulation
              of the  calculated measurements of photosynthesis, transpiration,  and stomatal
              conductance before, during, and after exposure to test chemicals by replicate  and
              treatment (provide raw data).

              (vii) For the definitive test, tabulation  of the mass balance of test substance by
              replicate and treatment.

              (viii) For the definitive test, means and standard deviations of mass balance  of test
              substance by treatment.

              (ix) For the definitive test, plots of the means and  standard deviations of mass
              balance of test substance by treatment.

              (x) For the definitive  test,  analysis of variance, F-test, means,  and standard
              deviation about the mean for the measured endpoints.

              (xi) Methods of statistical analyses, including software used, should be reported.

(j) References.  The references in this paragraph should be consulted for additional background
material on this test guideline.

       (1) American Society for Testing and Materials.  ASTM E  1963-02. Standard guide for
       conducting terrestrial plant toxicity tests.   In  Annual Book of ASTM Standards, Vol.
       11.06, ASTM,  West Conshohocken, PA. Current edition approved December 10, 2002.

       (2) Beall, M.L., Jr. and Nash, R.G.  1969. Crop seedling uptake of DDT, dieldrin, endrin,
       and heptachlor from soil. Agronomy Journal 61:571-575.

       (3)  Bennett, J.H.,  Hill, C., and Gates, D.M.   1973.  A model  for gaseous pollutant
       sorption by leaves. Journal of the Air Pollution Control Association 23:957-962.

       (4)  Chou, S.F., Jacobs, L.W., Penner,  D., and Tiedje,  J.M.  1978.  Absence of plant
       uptake and translocation of polybrominated biphenyls (PBBs).  Environmental Health
       Perspectives 23:9-12

       (5)  Cole, L.K., Sanborn, J.R., and Metcalf, R.L.   1976. Inhibition of corn growth by
       aldrin and the  insecticide's fate in the soil, air, crop, and wildlife of a terrestrial  model
       ecosystem. Environmental Entomology 5:583-589.

       (6) Downs, R.J.   1975.  Controlled Environments for Plant Research.  Columbia  Univ.
       Press, NY.
                                      Page 23 of 24

-------
(7) Downs, RJ. and Helmers, H.  1975.  Environment and Environmental Control of
Plant Growth. Academic Press, NY.

(8) Fuhr, F. and Mittelstaedt, W.  1980.  Plant  experiments on the bioavailability of
unextracted  (carbonyl-14C)  methabenzthiazuron  residue  from  soil.   Journal  of
Agriculture and Food Chemistry 28:122-125.

(9) Hatzios,  K.K.  and D.  Penner.    1985.   Interactions of herbicides  with other
agrochemicals in higher plants. Rev. Weed Sci. 1:1-63.

(10) Kelly, J.M., Parker, G.R., and McFee, W.W.  1980. Heavy metal accumulation and
growth of seedlings of five forest species as influenced by soil cadmium level. Journal of
Environmental Quality 8:361-364. [

(11) Tibbits, T.W.  and Kozlowski,  T.T. (eds.).    1979.   Controlled Environment
Guidelines for Plant Research. Academic Press, NY

(12) Wickliff, C., Evans, H.J., Carter, K.R. and Russell, S.A., 1980.  Cadmium effects on
the nitrogen fixation system of red alder. Journal of Environmental Quality 9:180-184.
                              Page 24 of 24

-------