c/EPA EPA/635/R-14/218 Preliminary Materials www. ep a. go v/ir is Preliminary Materials for the Integrated Risk Information System (IRIS) Toxicological Review of Hexavalent Chromium Part 2: Human, Toxicokinetic, and Mechanistic Studies [CASRN 18540-29-9] September 2014 NOTICE This document is comprised of preliminary materials. This information is distributed solely for the purpose of pre-dissemination review under applicable information quality guidelines. It has not been formally disseminated by EPA. It does not represent and should not be construed to represent any Agency determination or policy. It is being circulated for review of its technical accuracy and science policy implications. National Center for Environmental Assessment Office of Research and Development U.S. Environmental Protection Agency Washington, DC ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium DISCLAIMER This document is comprised of preliminary materials for review purposes only. This information is distributed solely for the purpose of pre-dissemination review under applicable information quality guidelines. It has not been formally disseminated by EPA. It does not represent and should not be construed to represent any Agency determination or policy. Mention of trade names or commercial products does not constitute endorsement or recommendation for use. This document is a draft for review purposes only and does not constitute Agency policy. ii DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium CONTENTS ABBREVIATIONS v PREFACE vii 1. METHODS FOR IDENTIFYING AND SELECTING STUDIES 1-1 1.1. Draft Literature Search and Screening Strategy 1-1 1.2. Selection of Critical Studies in Early Stages of Draft Development 1-7 1.2.1. General Approach 1-7 1.2.2. Selection of Human Studies for Evidence Tables for Hexavalent Chromium 1-8 1.2.3. Preliminary Evidence Tables 1-10 1.2.4. Study Characteristics that Will Be Considered in the Evaluation and Synthesis of the Critical Studies for Hexavalent Chromium 1-10 2. PRELIMINARY EVIDENCE TABLES 2-1 2.1. Data Extraction for Preliminary Epidemiology Evidence Tables 2-1 2.2. Gastrointestinal Effects 2-2 2.3. Hepatic Effects 2-4 2.4.Hematological Effects 2-8 2.5.lmmunological Effects 2-10 2.6. Reproductive and Developmental Effects 2-17 2.7.Noncancer Respiratory Effects- Pulmonary Function 2-25 2.8. Noncancer Respiratory Effects - Nasal Pathology and Histopathology 2-31 2.9. Lung Cancer 2-38 2.10. Cancers Associated with Oral Exposure 2-44 3. PRELIMINARY TOXICOKINETIC STUDY INFORMATION 3-1 4. PRELIMINARY MECHANISTIC STUDY INFORMATION 4-1 REFERENCES R-l This document is a draft for review purposes only and does not constitute Agency policy. iii DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium TABLES Table 1-1. Database search strategy for hexavalent chromium 1-5 Table 1-2. Summary of additional search strategies for hexavalent chromium 1-7 Table 1-3. Inclusion criteria used to identify epidemiology studies of health-related endpoints of hexavalent chromium 1-9 Table 1-4. General and outcome-specific considerations for chromium study evaluation 1-16 Table 2-1. Evidence pertaining to gastrointestinal (Gl) effects following exposure to hexavalent chromium 2-2 Table 2-2. Evidence pertaining to hepatic effects following exposure to hexavalent chromium 2-4 Table 2-3. Evidence pertaining to hematological effects following exposure to hexavalent chromium 2-8 Table 2-4. Evidence pertaining to immunological effects following exposure to hexavalent chromium 2-10 Table 2-5. Evidence pertaining to reproductive and developmental effects following exposure to hexavalent chromium 2-17 Table 2-6. Evidence pertaining to noncancer respiratory effects (pulmonary function) following exposure to hexavalent chromium 2-25 Table 2-7. Evidence pertaining to noncancer respiratory effects (nasal pathology and histopathology) following exposure to hexavalent chromium 2-31 Table 2-8. Evidence pertaining to lung cancer following inhalation exposure to hexavalent chromium 2-38 Table 2-9. Evidence pertaining to cancer following oral exposure to hexavalent chromium 2-44 Table 3-1. Preliminary categorization of in vivo hexavalent chromium toxicokinetic studies 3-2 Table 3-2. Preliminary categorization of in vitro and ex vivo hexavalent chromium studies primarily focused on toxicokinetics in the Gl tract and blood 3-6 Table 3-3. Preliminary categorization of in vitro studies primarily examining distribution and reduction mechanisms 3-7 Table 3-4. Human biomonitoring and biomarker studies 3-8 Table 3-5. Physiologically-based pharmacokinetic models for hexavalent chromium 3-8 FIGURES Figure 1-1. Literature search approach for hexavalent chromium 1-4 Figure 3-1. Relationship between ex vivo reduction models, in vivo gastric models, and whole- body PBPK models 3-9 Figure 4-1. Summary of in vivo and in vitro mechanistic outcomes by mechanistic category 4-4 This document is a draft for review purposes only and does not constitute Agency policy. iv DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium ABBREVIATIONS ACP acid phosphatase ADAFs age-dependent adjustment factors ADME adsorption, distribution, metabolism, elimination ALP alkaline phosphatase ALT alanine aminotransferase AST aspartate aminotransferase ATSDR Agency for Toxic Substances and Disease Registry BAL bronchoalveolar lavage CalEPA California Environmental Protection Agency CASRN Chemical Abstracts Service Registry Number CBC complete blood count CCA chromated copper arsenate CPSC Consumer Product Safety Commission Cr VI hexavalent chromium Cr III trivalent chromium E2 estradiol EPA Environmental Protection Agency FDA Food and Drug Administration FEF forced expiratory volume FEV forced expiratory flow FRN Federal Register Notice FSH follicle-stimulating hormone FVC forced vital capacity GD gestation day GGT yglutarnyl transferase GH growth hormone GI gastrointestinal GPT glutamic-pyruvate transaminase HCT hematocrit HERO Health and Environmental Research Online Hb hemoglobin HSDB Hazardous Substances Data Bank IARC International Agency for Research on Cancer Ig immunoglobulin INF inter fer on IPCS International Programme on Chemical Safety IRIS Integrated Risk Information System LDH lactate dehydrogenase LH luteinizing hormone LOD limit of detection LOQ limit of quantitation MCH mean corpuscular hemoglobin MCHC mean corpuscular hemoglobin concentration MCLG maximum contaminant level goal MCV mean cell volume MEFR maximum expiratory flow rate MetHgb methemoglobin MMAD mass median aerodynamic diameter MMD mass median diameter MRL minimum reporting level NAS National Academy of Sciences NATA National-Scale Air Toxics Assessment NCEA National Center for Environmental Assessment NIOSH National Institute for Occupational Safety and Health NJ DEP New Jersey Department of Environmental Protection NOAEL no-observed-adverse-effect level NPDWR National Primary Drinking Water Regulation NPL National Priorities List NRC National Research Council NTP National Toxicology Program OPP Office of Pesticides Program OR odds ratio ORD Office of Research and Development OSHA Occupational Safety and Health Administration P4 progesterone PBPK physiologically-based pharmacokinetic PEF peak expiratory flow PND postnatal day PNW postnatal week RBC red blood cell RCRA Resource Conservation and Recovery Act RED reregistration eligibility decision RfC reference concentration RfD reference dose RR relative risk RTF Research Triangle Park SD standard deviation SDH sorbitol dehydrogenase SMR standard mortality rate SRBC sheep red blood cells T testosterone TRI Toxic Release Inventory TSCATS Toxic Substances Control Act Submission database This document is a draft for review purposes only and does not constitute Agency policy. v DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium UCMR3 Third Unregulated Contaminant Monitoring Rule VC vital capacity VCL curvilinear velocity VSL straight line velocity WBC white blood cell WHO World Health Organization This document is a draft for review purposes only and does not constitute Agency policy. vi DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2 PREFACE 3 This draft document presents the second of two sets of preliminary materials for an 4 assessment of hexavalent chromium (Cr VI) prepared by EPA's Integrated Risk Information System 5 (IRIS) Program. The first set of preliminary materials released in April 2014, "Preliminary 6 Materials for the Integrated Risk Information System (IRIS) Toxicological Review of Hexavalent 7 Chromium Part 1: Experimental Animal Studies" ("Part 1 Preliminary Materials") presented the 8 planning and scoping summary, problem formulation information, and a summary of the 9 experimental animal evidence for the health effects of hexavalent chromium. This second set of 10 preliminary materials presents updated information on the literature search and screening 11 strategy, approaches for the selection of human studies of hexavalent chromium for hazard 12 identification, presentation of critical human studies in evidence tables, and a preliminary summary 13 of toxicokinetic and mechanistic studies pertinent to the assessment of hexavalent chromium. This 14 material is being released for public review and comment prior to a public meeting, providing an 15 opportunity for the IRIS Program to engage in early discussions with stakeholders and the public 16 on data that may be used to identify adverse health effects and characterize dose-response 17 relationships. 18 The preliminary materials are responsive to the National Research Council (NRC) 2011 19 report Review of the Environmental Protection Agency's Draft IRIS Assessment of Formaldehyde (NRC, 20 2011). The IRIS Program's implementation of the NRC recommendations is following a phased 21 approach that is consistent with the NRC's "Roadmap for Revision" as described in Chapter 7 of the 22 formaldehyde review report. The NRC stated that "the committee recognizes that the changes 23 suggested would involve a multi-year process and extensive effort by the staff at the National 24 Center for Environmental Assessment and input and review by the EPA Science Advisory Board and 25 others." Phase 1 of implementation has focused on a subset of the short-term recommendations, 26 such as editing and streamlining documents, increasing transparency and clarity, and using more 27 tables, figures, and appendices to present information and data in assessments. Phase 1 also 28 focused on assessments near the end of the development process and close to final posting. Phase 2 29 of implementation is focused on assessments that are in the beginning stages of assessment 30 development The IRIS hexavalent chromium assessment is in Phase 2 and represents a significant 31 advance in implementing the NRC recommendations. In the development of this assessment, many 32 of the recommendations are being implemented in full, while others are being implemented in part 33 Achieving full and robust implementation of certain recommendations will be an evolving process 34 with input and feedback from the public, stakeholders, and independent external peer review. 35 Phase 3 of implementation will incorporate the longer-term recommendations made by the NRC, 36 including the development of a standardized approach to describe the strength of evidence for This document is a draft for review purposes only and does not constitute Agency policy. vii DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 noncancer effects. In May 2014, the NRC released their report reviewing the IRIS assessment 2 development process. As part of this review, the NRC reviewed current methods for evidence- 3 based reviews and made several recommendations with respect to integrating scientific evidence 4 for chemical hazard and dose-response assessments. In their report, the NRC states that EPA 5 should continue to improve its evidence-integration process incrementally and enhance the 6 transparency of its process. The committee did not offer a preference but suggests that EPA 7 consider which approach best fits its plans for the IRIS process. The NRC recommendations will 8 inform the IRIS Program's efforts in this area going forward. This effort is included in Phase 3 of 9 EPA's implementation plan. 10 The literature search and screening strategy, which describes the processes for identifying 11 scientific literature, screening studies for consideration, and identifying pertinent sources of health 12 effects data, is responsive to NRC recommendations regarding the development of a systematic and 13 transparent approach for identifying the scientific literature for analysis. The preliminary materials 14 also describe EPA's approach for the selection of critical studies to be included in the evidence 15 tables, as well as the approach for evaluating methodological features of studies that will be 16 considered in the overall evaluation and synthesis of evidence for each health effect The 17 development of these materials is in response to the NRC recommendation to thoroughly evaluate 18 critical studies with standardized approaches that are formulated and based on the type of research 19 (e.g., observational epidemiology or animal bioassays). In addition, NRC recommendations for 20 standardized presentation of key study data are addressed by the development of the preliminary 21 evidence tables and exposure-response arrays for primary health effect information. 22 EPA welcomes all comments on the preliminary materials in this document, including the 23 following: 24 • the clarity and transparency of the materials; 25 • the approach for identifying pertinent studies; 26 • the selection of critical studies for data extraction to preliminary evidence tables; 27 • any methodological considerations that could affect the interpretation of or confidence 28 in study results; and 29 • any additional studies published or nearing publication that may provide data for the 30 evaluation of human health hazard or dose-response relationships. 31 32 The preliminary evidence tables should be regarded solely as representing the data on each 33 endpoint identified as a result of the literature search strategy and approach to selecting critical 34 studies. Similarly, the tables of toxicokinetic and mechanistic studies should be regarded as 35 representing inventories of studies on these topics identified as a result of the literature search 36 strategy. These studies do not reflect any conclusions as to hazard identification or dose-response 37 assessment This document is a draft for review purposes only and does not constitute Agency policy. viii DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 After obtaining public input and conducting additional study evaluation and data 2 integration, EPA will revise these materials to support the hazard identification and dose-response 3 assessment in a draft Toxicological Review that will be made available for public comment 4 This document is a draft for review purposes only and does not constitute Agency policy. ix DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 l.METHODS FOR IDENTIFYING AND SELECTING STUDIES 2 The NRG [2011] recommended that EPA develop a detailed search strategy utilizing a 3 graphical display documenting how initial search findings are narrowed to the final studies that are 4 selected for further evaluation on the basis of defined inclusion and exclusion criteria. Following 5 these recommendations, a literature search and screening strategy were used to identify literature 6 characterizing the health effects of hexavalent chromium. This strategy consisted of a search of 7 online scientific databases and other sources, casting a wide net in order to identify all potentially 8 pertinent studies. In subsequent steps, references were screened to exclude papers not pertinent 9 to an assessment of the health effects of hexavalent chromium, and remaining references were 10 sorted into categories for further evaluation. Section 1.1 describes the literature search and 11 screening strategy in detail and updates the literature search and screening strategy presented in 12 the Part 1 Preliminary Materials. 13 The NRG [2011] further recommended that after studies are identified for review by 14 utilizing a transparent search strategy, the next step is to summarize the details and findings of the 15 most pertinent studies in evidence tables. The NRC suggested that such tables should provide a link 16 to the references, and include details of the study population, methods, and key findings. This 17 approach provides for a systematic and concise presentation of the evidence. The NRC also 18 recommended that the methods and findings should then be evaluated with a standardized 19 approach. The approach that was outlined identified standard issues for the evaluation of 20 epidemiological and experimental animal studies. Section 1.2 describes the approach taken for 21 selecting studies to be included in preliminary evidence tables of the epidemiology literature for 22 hexavalent chromium. Section 2 presents the selected studies in preliminary human evidence 23 tables arranged by health effect 24 1.1. Draft Literature Search and Screening Strategy 25 The literature search for hexavalent chromium was conducted in four online scientific 26 databases, including PubMed, Toxline, Web of Science, and TSCATS, in January 2013; the search was 27 repeated in July 2013 and in February 2014. The detailed search approach, including the search 28 strings and number of citations identified per database, is presented in Table 1-1. This search of 29 online databases identified 9,708 citations (after electronically eliminating duplicates]. The 30 computerized database searches were also supplemented by a manual search of citations from 31 other regulatory documents (Table 1-2]; 108 citations were obtained using these additional search This document is a draft for review purposes only and does not constitute Agency policy. 1-1 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 strategies. In total, 9,816 citations were identified using online scientific databases and additional 2 search strategies. 3 These citations were screened using the title, abstract, and in limited instances, full text for 4 pertinence to an evaluation of the health effects of hexavalent chromium exposure. The process for 5 screening the literature is described below and is shown graphically in Figure 1-1. 6 • 169 references were identified as potential sources of chronic health effects data and 7 were considered for data extraction into evidence tables. 8 • 1,774 studies were identified as supporting studies; these included 126 studies 9 describing physiologically-based pharmacokinetic (PBPK) models and other 10 toxicokinetic information, 806 studies providing genotoxicity and other mechanistic 11 information, 735 dermal, acute, short-term, injection, and intratracheal instillation 12 exposure studies, and 107 human case reports. While still considered sources of health 13 effects information, studies investigating dermal, acute, short-term, injection, and 14 intratracheal instillation exposures and case reports are generally less pertinent for 15 characterizing health hazards associated with chronic oral and inhalation exposure. 16 Therefore, information from these studies was not considered for extraction into the 17 preliminary evidence tables. Nevertheless, these studies will still be evaluated as 18 possible sources of supporting health effects information. 19 • 468 references were identified as secondary sources of health effects information (e.g., 20 reviews and other agency assessments); these references were kept as additional 21 resources for development of the Toxicological Review. 22 • 781 references were kept for further review. This category includes conference 23 abstracts that did not provide enough material to evaluate pertinence and foreign 24 language studies. 25 • 6,624 references were identified as not being pertinent to an evaluation of the health 26 effects of hexavalent chromium and were excluded from further consideration (see 27 Figure 1-1 for exclusion categories). The majority of studies categorized as not being 28 pertinent were excluded based on one or more of the following criteria: 29 o study did not evaluate chromium 30 o extraction or remediation studies 31 o physical or chemical property studies 32 o analytical methods for measuring chromium levels without exposure data 33 o chromium not evaluated for effects (e.g., used in sample preparation) 34 o bacterial metabolism studies; or 35 o interaction studies (i.e., independent effects of chromium not evaluated). 36 The literature will be regularly monitored for the publication of new studies and a formal 37 updated literature search and screen will be conducted after the IRIS bimonthly public meeting 38 discussing these preliminary materials. The documentation and results for the literature search This document is a draft for review purposes only and does not constitute Agency policy. 1-2 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 and screen can be found on the Health and Environmental Research Online (HERO) website 2 [http://hero.epa.gov/index.cfm?action=landing.main&project id=2233].1 3 1 HERO (Health and Environmental Research Online) is a database of scientific studies and other references used to develop EPA's risk assessments aimed at understanding the health and environmental effects of pollutants and chemicals. It is developed and managed in EPA's Office of Research and Development (ORD) by the National Center for Environmental Assessment (NCEA). The database includes more than 1,400,000 scientific articles from the peer-reviewed literature. New studies are added continuously to HERO. Note: The HERO database will be regularly updated as additional references are identified during assessment development and as more appropriate tags are assigned to individual studies already in the HERO database for hexavalent chromium. Therefore, the numbers of references (by tag) displayed on the HERO webpage for hexavalent chromium may not match the numbers of references identified in Figure 1-1. This document is a draft for review purposes only and does not constitute Agency policy. 1-3 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Pubmed n = 4,863 Database Searches (see Table 1-1 for keywords and limits) Web of Science n = 4,964 Toxline (incl. TSCATS) n = 5,299 (After duplicates removed electronically) n = 9,708 TSCATS 2 n = 55 Additional Search Strategies (see Table 1-2 for methods and results) n = 108 Combined Dataset (After all duplicates removed) n = 9,816 Manual Screening For Pertinence (Title/Abstract/Full Text) Excluded (not pertinent) (n = 6,624) 304 Non peer-reviewed 123 Exposure 306 Ecology 881 No toxicology keywords 5010 Other not pertinent J~ Sources of Health Effects Data (n = 169)* 110 Human health effects studies 60 Animal studies "One study (LJet al.2OOO)is categorized in animal and human. <..... ^ > 1 Kept for Further Review (n = 781) 628 Foreign language 153 Abstract only A Supporting Studies (n = 1,774) 126 806 626 35 74 107 PBPK/ADME Mechanistic studies (including Genotoxicity) Dermal studies Acute/short-term studies Injection or intratracheal studies Human case reports Secondary Sources of Health Effects Information (n = 468) 231 Reviews 30 Other agency assessments 46 Other studies 161 Other Cr compounds (e.g., metal chromates) 2 3 4 Figure 1-1. Literature search approach for hexavalent chromium. This document is a draft for review purposes only and does not constitute Agency policy, 1-4 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Table 1-1. Database search strategy for hexavalent chromium Database (Search Date) Keywords Limits PubMed (1/29/2013) (7/19/2013) (2/5/2014) hexavalent chromium OR (hexavalent AND chromium) OR CRVI OR CR VI OR Chromium VI OR "Chromic acid" OR "Calcium chromate" OR "Potassium dichromate" OR "Potassium chromate" OR "Sodium chromate" OR "lead chromate" OR "zinc chromate" OR "strontium chromate" OR "ammonium dichromate" OR 13765-19-0[RN] OR 1333-82-0[RN] OR 7789-00- 6[RN] OR 7778-50-9[RN] OR 7775-ll-3[RN] OR 7789-12-0[RN] OR 13530-65-9[RN] OR 7738-94- 5[rn] OR 18540-29-9[rn] OR 7758-97-6[RN] OR 11119-70-3[rn] OR 11103-86-9[rn] OR 13530- 65-9[rn] OR 7788-98-9[rn] OR 77898-09-5[rn] OR 7789-06-2[rn] None Web of Science (1/29/2013) (7/19/2013) (2/5/2014) Topic = (hexavalent chromium OR (hexavalent AND chromium) Chromium VI OR CrVI OR Cr VI OR "Chromic acid" OR "Calcium chromate" OR "Chromic trioxide" OR "Potassium dichromate" OR "Potassium chromate" OR "Sodium chromate" OR "Sodium dichromate dehydrate" OR "lead chromate" OR "zinc chromate" OR "strontium chromate" OR "ammonium dichromate" OR "ammonium chromate" OR 13765-19-0 OR 1333-82-0 OR 7789-00-6 OR 7778-50-9 OR 7775-11-3 OR 7789-12-0 OR 13530-65-9 OR 7738-94-5 OR 18540-29-9 OR 7758-97-6 OR 11119-70-3 OR 11103-86-9 OR 13530-65-9 OR 7788-98-9 OR 77898-09-5 OR 7789-06-2) Refined by: Research Areas = Toxicology, Biochemistry molecular biology, Public environmental occupational health, Dermatology, Cell biology, Oncology, Life sciences biomedicine other topics, Allergy, Veterinary sciences, Developmental biology, Immunology, Reproductive biology, Pathology, Physiology, Urology nephrology, Hematology, Neurosciences neurology, Respiratory system, Cardiovascular system cardiology, Obstetrics gynecology, Infections diseases, Gastroenterology hepatology, Microscopy Web of Science (1/29/2013) (7/19/2013) (2/5/2014) Topic = (hexavalent chromium OR (hexavalent AND chromium) Chromium VI OR CrVI OR Cr VI OR "Chromic acid" OR "Calcium chromate" OR "Chromic trioxide" OR "Potassium dichromate" OR "Potassium chromate" OR "Sodium chromate" OR "Sodium dichromate dehydrate" OR "lead chromate" OR "zinc chromate" OR "strontium chromate" OR "ammonium dichromate" OR "ammonium chromate" OR 13765-19-0 OR 1333-82-0 OR 7789-00-6 OR 7778-50-9 OR 7775-11-3 OR 7789-12-0 OR 13530-65-9 OR 7738-94-5 OR 18540-29-9 OR 7758-97-6 OR 11119-70-3 OR 11103-86-9 OR 13530-65-9 OR 7788-98-9 OR 77898-09-5 OR 7789-06-2) AND cancer* OR carcinogen* OR chronic OR Refined by: Research Areas = Chemistry, Environmental sciences ecology, Spectroscopy, Pharmacology pharmacy, Water resources, Genetics heredity, Science technology other topics, Biophysics, Food sciences technology, Endocrinology metabolism, Research experimental medicine, Nutrition dietetics, Zoology, General internal medicine, Construction building technology, Parasitology, Medical laboratory technology, Education educational research, Otorhinolaryngology, Rheumatology, Anatomy morphology, Emergency medicine, Mycology, Sport sciences, Psychiatry This document is a draft for review purposes only and does not constitute Agency policy, 1-5 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Database (Search Date) Keywords Limits subchronic OR genotox* OR inhalation absorption OR oral absorption OR mice OR mouse OR Mutagenicity OR pharmacokinetic OR rat OR rats OR (toxic* NOT (fish OR bacteria* OR microorganism* OR plant*) OR tumor* Toxline (includes TSCATS) (1/29/2013) (7/19/2013) (2/5/2014) 18540-29-9 OR 7789-09-5 OR 13765-19-0 OR 1333-82-0 OR 7758-97-6 OR 7789-00-6 OR 7778-50-9 OR 7775-11-3 OR 7789-12-0 OR 7789-06-2 OR 13530-65-9 OR 7788-98-9 OR 7738-94-5 OR 13530-68-2 Not PubMed; synonyms included TSCATS2 (1/29/2013) (7/19/2013) (2/5/2014) 18540-29-9 None 1 2 3 4 5 a For Web of Science, results were obtained by searching the research areas noted in the "Limits" column using the italicized terms in the "Keywords" column (starting with 'Topic = (hexavalent chromium...)"), and subsequent filtering in EndNote using the additional keywords in normal text (starting with "cancer* OR ..."). This document is a draft for review purposes only and does not constitute Agency policy, 1-6 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Table 1-2. Summary of additional search strategies for hexavalent chromium Approach used Manual search of citations from reviews conducted by other international and federal agencies Source(s) ATSDR (Agency for Toxic Substances and Disease Registry). (2012). Toxicological profile for chromium. Atlanta, GA: US Department of Health and Human Services, Public Health Service. U.S. EPA (2010). Toxicological review of hexavalent chromium (external review draft). (EPA/635/R-10/004A). Washington, DC. OSHA (Occupational Safety & Health Administration). (2006). Occupational exposure to hexavalent chromium. Final rule. Fed Reg 71: 10099-10385. IPCS (International Programme on Chemical Safety). (2013). Inorganic chromium (VI) compounds. (78). Geneva, Switzerland: World Health Organization. NIOSH (National Institute for Occupational Safety and Health). (2013). Occupational exposure to hexavalent chromium. (DHHS (NIOSH) Publication No. 2013-128). Department of Health and Human Services, Centers for Disease Control and Prevention. Date performed 1/2013 1/2013 5/2014 5/2014 5/2014 Number of additional citations identified 40 59 3 5 1 2 3 4 1.2. Selection of Critical Studies in Early Stages of Draft Development 5 1.2.1. General Approach 6 In response to the NRC recommendations, each study retained after the literature search 7 and screen is evaluated for aspects of its design, conduct, or reporting that could affect the 8 interpretation of results and the overall contribution to the synthesis of evidence for determination 9 of hazard potential. Much of the key information for conducting this evaluation can generally be 10 found in the study's methods section and in how the study results are reported. Importantly, the 11 evaluation at this stage does not consider study results, or more specifically, the direction or 12 magnitude of any reported effects. 13 To facilitate the evaluation outlined above, evidence tables are constructed that 14 systematically summarize the important information from each study in a standardized tabular 15 format as recommended by the NRC [2011]. In general, the evidence tables may include all studies This document is a draft for review purposes only and does not constitute Agency policy, 1-7 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 that inform the overall synthesis of evidence for hazard potential. At this early stage of study 2 evaluation the goal is to be inclusive. Exclusion of studies may unnecessarily narrow subsequent 3 analyses by eliminating information that might later prove useful. Premature exclusion might also 4 give a false sense of the consistency of results across the database of studies by unknowingly 5 reducing the diversity of study results. However, there may be situations in which the initial review 6 of the available data will lead to a decision to focus on a particular set of health effects and to 7 exclude others from further evaluation. This situation could occur, for example, with a chemical 8 with a large database that has a few well-developed areas of research, but many other areas that 9 consist of sparse data, offering a very limited basis for drawing conclusions regarding hazard. In 10 this case, EPA will focus on the more developed areas of research for hazard identification. For 11 hexavalent chromium, the identification of the health effects that will serve as the focus of this 12 health assessment was discussed in Problem Formulation in the Part 1 Preliminary Materials. 13 Additionally, a study can be excluded at this stage if flaws in its design, conduct, or reporting 14 are so great that the results would not be considered credible. Such study design flaws are 15 discussed in a number of EPA's guidelines (see http://www.epa.gov/iris/backgrd.html] or 16 summarized in the draft Preamble to the IRIS Toxicological Review ("Preamble")2. An example of 17 these flaws includes studies where a control or referent group is lacking. Studies with flaws in their 18 design, conduct, or reporting are not included in evidence tables. 19 For larger databases, such as that for hexavalent chromium, additional criteria could 20 facilitate a more efficient review of the database and help to focus on the more informative studies 21 in evaluating the potential for hazard. These criteria could be specific to each type of study or a 22 particular endpoint, and may consider factors such as those discussed in EPA's guidelines or 23 summarized in the draft Preamble. The inclusion criteria used to identify the critical epidemiology 24 literature for hexavalent chromium are discussed in Section 1.2.2. 25 1.2.2. Selection of Human Studies for Evidence Tables for Hexavalent Chromium 26 After the literature search was manually screened for pertinence (Figure 1-1; Sources of 27 Chronic Health Effects Data), 110 human studies were identified as sources of health effects data 28 and considered for data extraction to evidence tables. As discussed in the Problem Formulation for 29 hexavalent chromium in the Part 1 Preliminary Materials, the hazard identification in the IRIS 30 Toxicological Review will focus on the following health effects that may be associated with chronic 31 exposure: respiratory, gastrointestinal (GI) tract, hepatic, immunological, hematological, 32 reproductive, developmental, lung cancer associated with inhalation exposure, and GI cancer 33 associated with oral exposure. These represent the health effects for hexavalent chromium with 34 well-developed areas of research. A screen of the literature published after the publication of the 2 See the draft Preamble in the Toxicological Review of Ammonia (revised external review draft) at http://cfpub.epa.gov/ncea/iris drafts/recordisplay.cfm?deid=254524 or the Toxicological Review of Trimethylbenzenes (revised external review draft) at http://cfpub.epa.gov/ncea/iris drafts/recordisplay.cfrn?deid=254525. This document is a draft for review purposes only and does not constitute Agency policy. 1-8 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 ATSDRf2012] Toxicological Profile and other recent reviews [IPCS. 2013: NIOSH. 2013] did not 2 identify other health effect categories that should be added to those already identified. 3 The specific inclusion criteria for each health-related endpoint are summarized in Table 1-3. 4 Studies with noncancer endpoints were included in the evidence tables if they included a measure 5 of one or more primary health effect endpoints identified in Problem Formulation. Inhalation 6 studies examining lung cancer incidence or mortality risk with dose-response data or usable 7 exposure data were included in the lung cancer table (either as a table entry or notation regarding 8 related studies within a table entry) consistent with the criteria in Table 1-3. Oral studies that 9 provided data on cancer incidence or mortality risk of the GI tract or related sites, including oral 10 cavity, stomach, colon, liver, pancreas, or urinary tract, were included in the oral exposure cancer 11 table. 12 An additional 11 studies were not included in evidence tables because they were meta- 13 analyses (n = 5) or were only published in a language other than English (n = 6). Meta-analyses are 14 not considered primary source studies, but are reviewed to assess the completeness of EPA's 15 literature search. The non-English language studies will be reviewed individually to determine 16 their potential contribution to the health assessment of hexavalent chromium. 17 Table 1-3. Inclusion criteria used to identify epidemiology studies of health- 18 related endpoints of hexavalent chromium Noncancer inclusion criteria 1. Is the study population humans? AND 2. Is exposure to chromium: • measured in air, water, or biological tissue; • based on knowledge of industrial hygiene (occupational settings); or • based on knowledge of specific contamination sites or accidental exposure? AND 3. Does the study compare a health effect in higher versus lower or no exposure groups? AND 4. Does the study include a measure of one or more primary health effect endpoints relating to: • hepatic effects (e.g., liver enzymes, mortality due to liver cirrhosis) • GI tract effects (e.g., mortality due to diseases of the digestive system) • hematological effects (e.g., red blood cell counts) • immune effects (e.g., serum immunoglobulin levels, lymphocyte subpopulations, cytokines) • respiratory effects (e.g., nasal ulcerations, pulmonary function) • reproductive and developmental effects (e.g., steroidal or gonadotropin hormones, sperm parameters, pregnancy outcomes including spontaneous abortion, neonatal mortality) This document is a draft for review purposes only and does not constitute Agency policy. 1-9 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Inhalation exposure - lung cancer inclusion criteria 1. Is the study population humans? AND 2. Is exposure to chromium measured in air or biological tissue? AND 3. Does the study examine quantitative measures of chromium exposure in relation to lung cancer incidence or mortality risk? AND 4. Does the study estimate lung cancer risk at lower exposures than used in exposure-response modeling in the previous EPA assessment? Oral exposure - cancer inclusion criteria 1. Is the study population humans? AND 2. Is exposure to chromium: • measured in water or biological tissue; or • based on knowledge of specific contamination sites or accidental exposure? AND 3. Does the study compare cancer risk in higher versus lower or no exposure groups? AND 4. Does the study examine oral cavity, liver, Gl tract, pancreas or urinary tract cancer incidence or mortality risk? 2 1.2.3. Preliminary Evidence Tables 3 The evidence tables present data from studies related to a specific outcome or endpoint of 4 toxicity. At a minimum, the evidence tables include the relevant information for comparing key 5 study characteristics such as study design, exposure metrics, and dose-response information. 6 Evidence tables will serve as an additional method for presenting and evaluating the suitability of 7 the data to inform hazard identification for hexavalent chromium during the analysis of hazard 8 potential and utility of the data for dose-response evaluation. The complete list of references 9 considered in preparation of these materials can be found on the HERO website at: 10 http://hero.epa.gov/index.cfm?action=landing.main&project id=2233. 11 1.2.4. Study Characteristics that Will Be Considered in the Evaluation and Synthesis of the 12 Critical Studies for Hexavalent Chromium 13 Several considerations will be used in EPA's evaluation of hexavalent chromium 14 epidemiology studies, including aspects of the study design affecting the internal or external 15 validity of the results (e.g., population characteristics and representativeness, exposure and 16 outcome measures, confounding, data analysis), focusing on specific types of bias (e.g., selection 17 bias; information bias due to exposure misclassification), and other considerations that could 18 otherwise influence or limit the interpretation of the data. A study is externally valid if the study 19 results for the study population can be extrapolated to external target populations. An internally 20 valid study is free from different types of biases, and is a prerequisite for generalizing study results This document is a draft for review purposes only and does not constitute Agency policy. 1-10 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 beyond the study population. These issues are outlined in the IRIS Preamble, and are described 2 below. 3 4 Study population 5 Evaluation of study population characteristics, including key socio-demographic variables 6 and study inclusion criteria, can be used to evaluate external validity (i.e., generalizability) and to 7 facilitate comparison of results across different study populations. Some aspects of the selection 8 process may also affect the internal validity of a study, resulting in a biased effect estimate. 9 The general considerations for evaluating issues relating to the study population include 10 adequate documentation of participant recruitment, including eligibility criteria and participation 11 rates, missing data, and loss to follow-up. This information is used to evaluate internal study 12 validity related to selection bias. Different types of selection bias that may occur include the 13 healthy worker effect, differential loss to follow up, Berkson bias (relating to selection of 14 participants in hospital-based case-control studies), and participation bias. It is important to note 15 that low participation rates, or differences in participation rates between exposed and non-exposed 16 groups or between cases and controls, is not evidence of selection bias. Rather, selection bias arises 17 from a differential pattern of participation with respect to both the exposure and the outcome, i.e., 18 patterns of participation that would result in a biased effect estimate. This could occur, for 19 example, if people with high exposure and the outcome of interest are more likely to participate 20 than people with low exposure and the outcome. 21 Most of the available hexavalent chromium studies examined health outcomes among 22 occupationally exposed workers. EPA will consider the implications of this type of study population 23 with respect to the generalizability of the observed effects. EPA will also consider whether 24 reported effect estimates are impacted by a healthy worker or healthy worker survivor effect. 25 These types of selection biases may result in an underestimation of risk among occupational 26 populations if their health is compared to that of a less healthy general population. Information to 27 be used to assess the potential influence of these types of bias on observed results include data on 28 the duration of work or exposure prior to recruitment into the study, literature pertaining to the 29 susceptibility of specific outcomes to these biases, and analytic approaches used to assess or 30 address these biases. 31 32 Exposure measures 33 General considerations for evaluating exposure include: (1) how exposure can occur (e.g., 34 exposure sources, routes and media), (2) appropriate critical exposure period(s) for the outcomes 35 under study, (3) variability in the exposure metrics of interest (e.g., temporal and spatial variability 36 for environmental measures or inter-individual variability for biomonitoring data) that can impact 37 the choice of exposure metric (e.g., cumulative, average, or peak exposure), (4) analytical 38 methodology employed (e.g., choice of biological matrix, sampling protocol, quantification This document is a draft for review purposes only and does not constitute Agency policy. 1-11 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 approach, etc.), (5) choice of exposure surrogate evaluated (e.g., constituent chemical or 2 group/mixture), and (6) classification of individuals into exposure categories. These 3 considerations help determine how accurate and precise the exposure estimates are, and how likely 4 measurement error is with respect to the exposure metrics used. Nondifferential misclassification 5 of exposure categories, for example, can also result from measurement error and is expected to 6 predominantly result in attenuated effect estimates [Blair etal.. 2007). 7 Chromium exposure can occur in a variety of occupational settings, including production of 8 chromium metal and metal alloys, chromium electroplating, stainless steel welding, and production 9 or use of chromium pigments and other compounds containing chromium [OSHA, 2006]. The 10 studies identified through EPA's literature search reflect this array of occupational settings, and 11 generally include one or more measures of exposure (e.g., air monitoring or blood or urine 12 samples). EPA will consider the distribution of exposure in evaluating individual studies and when 13 comparing results among groups of studies. One consideration is the contrast of exposure levels 14 (i.e., the difference between "high" and "low"); a study with a very narrow contrast may not have 15 sufficient variability to detect an effect that would be seen over a broader range. Another 16 consideration is the absolute level of exposure, as different effect estimates may be expected in 17 studies examining different exposure levels even if they had similar exposure contrasts. 18 19 Primary outcome measures 20 The general considerations for evaluating issues relating to accuracy, reliability, and 21 biological relevance of outcomes include adequate duration of exposure and follow-up in order to 22 evaluate the outcomes of interest, and use of appropriate ascertainment methods to classify 23 individuals with regard to the outcome (e.g., high sensitivity and specificity). Issues relating to 24 assessment of the specific primary health effects are discussed below and summarized in Table 1-4. 25 26 Hepatic, hematologic. and immune effects 27 Most of the measures used in the categories of hepatic, hematologic and immune effects are 28 serologic or urinary parameters related to enzymes, differential blood cell counts, and other 29 measures of target organ function or damage. Details of the laboratory procedures used to measure 30 these parameters, including their normal reference range (by sex and age), are important 31 considerations in the interpretation of these measures. With respect to the immune system 32 measures, EPA will evaluate these as a set, examining evidence of dysregulation, rather than 33 focusing on one specific marker. 34 In addition to assessing whether reported parameters are outside normal physiological 35 range, EPA will also consider evidence of smaller changes in the distribution of a parameter that 36 may represent an effect on a population level [e.g., as is the case for early childhood exposure to 37 lead and decrements in intelligence as measured by IQ (U.S. EPA. 2013]]. This document is a draft for review purposes only and does not constitute Agency policy. 1-12 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 The studies assessing hepatic, hematologic and immune effects typically include several 2 related measures (e.g., several measures of Thl cytokines, or several measures of liver enzymes). 3 EPA recognizes that the interpretation of consistency across studies can be difficult when different 4 findings are seen among a set of related outcome measures (e.g., several studies, each with different 5 liver enzyme measures; one measure is elevated in each study but the specific enzyme that is 6 elevated differs among the studies). In general, EPA does not consider this type of variability in 7 observed effects to be evidence of a lack of consistency. Expert professional judgment will be used 8 to evaluate and clarify, if possible, any inconsistencies. 9 10 Reproductive and pregnancy outcomes 11 The chromium literature includes studies of reproductive and gonadotropin hormone levels 12 in men and studies of semen parameters that can be indicative of reduced fertility. The details of 13 the laboratory procedures, including information on the basic methods, level of detection, and 14 coefficient of variation, are important considerations for hormone assays and measures of semen 15 parameters. The World Health Organization (WHO) laboratory methods for analysis of sperm 16 counts and semen parameters (see, for example, WHO, 1999) are generally recognized as standards 17 in this field. EPA will consider studies that reference these methods, regardless of which revision 18 used, to be reliable measures. 19 Expectant mothers can encounter pregnancy loss either through a stillbirth (fetal death 20 after 20 gestational weeks) or from a spontaneous abortion also known as a miscarriage (fetal 21 death during the first 20 gestational weeks). Pregnancy loss can occur even before a clinically 22 recognized pregnancy; early pregnancy (or "subclinical") loss, determined by measurement of 23 human chorionic gonadotropin, is very common, accounting for approximately 20% of pregnancies 24 (Wilcoxetal.. 1988). Spontaneous abortions, particularly those occurring in the first trimester, may 25 not require medical intervention and thus medical records may not be a reliable source for this 26 outcome (Slamaetal.. 2014). In addition to medical records, interview data can be used to 27 ascertain pregnancy losses at later stages of gestation. However, these ascertainment methods are 28 more prone to measurement error since they are subject to maternal recall. Validation studies 29 indicate that recall of previous spontaneous abortions is relatively complete, particularly for losses 30 that occurred after the 8th week of gestation (>80% of recorded spontaneous abortions were 31 recalled) fWilcox and Horney. 19841 32 Infant birth weight, a common health outcome in reproductive epidemiological studies, is 33 dependent on both gestational duration and fetal growth rate. Gestational duration can be 34 measured as a continuous outcome or dichotomous outcome such as preterm birth. Preterm births 35 include infants delivered earlier than 37 gestational weeks. Infants born between 32 and 36 36 gestational weeks are considered moderate preterm births, while those delivered earlier than 32 37 gestational weeks are classified as very preterm births. Different measures of fetal growth 38 restriction are often examined in epidemiological studies. In addition to the continuous measure of This document is a draft for review purposes only and does not constitute Agency policy. 1-13 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 birth weight, another commonly used measure is the categorical variable of low birth weight 2 (defined as <2500 g). Small for gestational age (defined as birth weight < the 10th percentile for the 3 gestational birth weight distribution) is considered a better measure of fetal growth rate as it takes 4 into consideration gestational duration, and would be preferred over a measure of birth weight in a 5 study that includes preterm births. Birth weight and gestational duration can also be examined as 6 continuous variables, often in analysis that excludes preterm or low birth weight births, so that the 7 focus of the analysis is on variability within the "normal" range. EPA considers analyses of these 8 various indices for both outcomes (fetal growth and gestational age) to be informative with respect 9 to hazard identification, but will consider each separately as they address different issues. EPA 10 considers birth weight obtained from medical records to be a reliable source as this is a very 11 accurate and precise measurement. 12 Although more prone to measurement error than birth weight measures, gestational age 13 can be estimated from several approaches. Some of these include ultrasonography, estimates based 14 on date of last menstrual period based on maternal recall, or from clinical examination based on 15 antenatal or newborn assessments (which may include an ultrasound). Menstrual dating of 16 gestational age dependent on maternal recall of the last menstrual period can be subject to 17 considerable measurement error in some cases, so ultrasonography-based estimates may be 18 considered more accurate (Savitz etal., 2002: Taipale and Hiilesmaa, 2001). 19 20 Respiratory effects (noncancer) 21 Pulmonary function 22 The American Thoracic Society has published guidelines for equipment performance 23 requirements, validation, quality control, test procedures, and reference equations for each type of 24 spirometric measurement (Miller etal.. 2005). as well as the interpretation of testing results 25 (Pellegrino etal., 2005). Lung function varies by race or ethnic origin, gender, age, and height, and 26 is best compared when normalized to the expected lung function based on these variables 27 (Pellegrino etal.. 2 005: Hankinson etal.. 1999). Some measures (e.g., FEVi and PEF) exhibit diurnal 28 variation (Chan-Yeung, 2000: Lebowitz etal., 1997): thus time of day of the lung function measures 29 should also be considered. 30 31 Cancer 32 Studies of cancer risk in relation to chromium exposure typically examine cancer diagnosis 33 ascertained using cause of death data from death certificates. EPA will examine evidence pertaining 34 to the accuracy of cause of death data (from underlying or multiple causes of death fields) for 35 specific cancers. An additional issue is the validity of mortality data as a representation of cancer 36 incidence; mortality data for cancer types with a high survival rate may underrepresent disease 37 incidence, require additional considerations with respect to determining appropriate time windows 38 of exposure, and may lead to biased risk estimates if survival is related to exposure. Five-year This document is a draft for review purposes only and does not constitute Agency policy. 1-14 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 survival rates for lung cancer and stomach cancer, the primary cancers evaluated in this health 2 assessment for hexavalent chromium, are low (17% and 2 8%, respectively, for lung and stomach 3 cancer, based on U.S. Surveillance, Epidemiology and End Results data [http://seer.cancer.gov/: last 4 accessed August 14, 2014), and EPA does not consider use of mortality data to be a limitation in 5 studies of these endpoints. 6 In 1998, EPA classified hexavalent chromium as a "known human carcinogen by the 7 inhalation route of exposure" based on consistent evidence that inhaled chromium causes lung 8 cancer in humans and hexavalent chromium causes cancer in animals. The same conclusion has 9 been reached by other federal, state, and international health agencies. Accordingly, and as 10 discussed in the Problem Formulation in the Part 1 Preliminary Materials, this assessment plans to 11 adopt this conclusion and focus its review of the lung cancer evidence on identifying studies that 12 might improve the quantitative dose-response analysis. Although the considerations with respect 13 to selection of study population, confounding, and analysis are important, considerable focus will 14 be placed on evaluation of issues relating to exposure measurement, and the exposure range 15 encompassed in a study. EPA will consider the extent to which exposure estimates are supported 16 by ambient monitoring and/or biological monitoring, ability to capture changes in exposure over 17 time, and the potential for measurement or assignment of exposure to be influenced by knowledge 18 of outcome (e.g., lung cancer mortality). 19 20 Confounding 21 The general considerations for evaluating issues relating to potential confounding include 22 consideration of which factors may be potential confounders (i.e., those strongly related to both the 23 exposure and the outcome under consideration, and are not intermediaries on a causal pathway), 24 adequate control for these potential confounders in the study design or analysis, and where 25 appropriate, quantification of the potential impact of mismeasured or unmeasured confounders. 26 Uncontrolled confounding by factors that are positively associated with both the exposure and 27 health endpoint of interest, and those that are inversely associated with both exposure and health 28 endpoint, will result in an upward bias of the effect estimate. Confounding by factors that are 29 positively associated with either exposure or the health endpoint, and inversely associated with the 30 other axis, will result in a downward bias of the effect estimate. 31 32 Potential confounding by other worksite exposures 33 EPA will review literature pertaining to potential co-exposures in the occupational settings 34 included in these preliminary materials, and the literature pertaining to the relation between any of 35 these exposures and the outcome(s) examined. For co-exposures that are known or likely to be 36 associated with the outcome, EPA will review the study details to determine the extent to which 37 potential confounding was addressed in the design or analysis. 38 This document is a draft for review purposes only and does not constitute Agency policy. 1-15 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 Potential confounding by other factors 2 Age and sex are considered important explanatory factors for most types of outcomes to be 3 considered in this assessment; race or ethnicity may also influence some measures (such as some 4 hematological parameters). Some of the health effects under consideration may also have strong 5 associations with other risk factors. For example, smoking is a very strong risk factor for lung 6 cancer, and is also, to a lesser degree, associated with various measures of immune function. 7 Alcohol consumption is a known contributing factor to the development of liver cirrhosis. In 8 evaluating the potential for confounding by any of these factors, EPA will review evidence 9 pertaining to comparison of these factors with respect to the chromium exposed workers and the 10 referent group used in a particular study. 11 12 Data Analysis 13 The general considerations for evaluating issues relating to data analysis include adequate 14 documentation of statistical assumptions and analytic approach (including addressing skewness of 15 exposure or outcome variables), consideration of sample size and statistical power, and use of 16 appropriate statistical methods for the study design. 17 Table 1-4. General and outcome-specific considerations for chromium study 18 evaluation General considerations Study population Study population and setting: geographic area, site, time period, age and sex distribution, other details as needed (may include race/ethnicity, socioeconomic status) Recruitment process; exclusion and inclusion criteria, knowledge of study hypothesis; knowledge of exposure and outcome For worker populations - duration of work, incidence or prevalence sampling Participation rates: Total eligible; participation at each stage and for final analysis group and denominators used to make these calculations Length of follow-up, loss to follow-up Comparability: Participant characteristic data by group, data on non-participants Exposure Industrial hygiene measures Biological matrix or target tissue/organ (e.g., urine) Level of detection (LOD) or level of quantitation (LOQ) Exposure distribution (e.g., central tendency, range), proportion < LOD Contrast between "exposed" and "referent" comparisons Analysis Consideration of data distribution including skewness of exposure and outcome measures Consideration of influence of "tails" in analysis based on continuous exposure measure Consideration of values below LOD or LOQ Presentation of effect estimates, rather than statement regarding presence or absence of statistical significance This document is a draft for review purposes only and does not constitute Agency policy, 1-16 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Outcome-specific considerations Hepatic, hamate-logical, immune Measures - Type of assay Sensitivity/detection limits, coefficient of variation Consideration of - Age, sex, smoking history confounding Relevant exposure - Up to 6 months preceding blood or urine sample collection for assays timewindow(s) Steroidal and gonadotropin hormones (adults; sex- specific) Measures - Type of assay Sensitivity/detection limits, coefficient of variation Consideration of - Age, smoking, body mass index (consider if these are related to exposure) confounding Relevant exposure - Up to 6 months preceding hormone sample collection time window(s) Sperm parameters Measures - Type of assay (e.g., WHO protocol) Consideration of - Age, smoking, body mass index, abstinence time (consider if these are related to confounding exposure) Relevant exposure - Up to 6 months preceding semen sample collection; could also consider cycle- time window(s) specific (or lagged cycle-specific) window Spontaneous abortion - Human chorionic gonadotropin measures, maternal (or paternal) report of Measures pregnancy history (interview or questionnaire), medical records (based on maternal report), hospitalization records Consideration of - Age, gravidity, maternal smoking (consider if these are related to exposure) confounding Relevant exposure - Up to 3 months preceding conception, conception cycle, and gestational period timewindow(s) Respiratory (noncancer) - pulmonary function Measures - Standard protocol Consideration of - Age, sex, height, smoking confounding Relevant exposure - Up to 6 months preceding pulmonary function measures timewindow(s) This document is a draft for review purposes only and does not constitute Agency policy, 1-17 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Cancer Measures Consideration of confounding Relevant exposure time window(s) - Accuracy and validity of mortality cause of death data available) Lung cancer: smoking - 5-20 years before death [or incidence data, if 1 2 This document is a draft for review purposes only and does not constitute Agency policy, 1-18 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2 2. PRELIMINARY EVIDENCE TABLES 3 2.1. Data Extraction for Preliminary Epidemiology Evidence Tables 4 The evidence tables present data from studies related to a specific health effect. At a 5 minimum, the evidence tables include the relevant information for comparing key study 6 characteristics such as study design, exposure metrics, and dose-response information. Evidence 7 tables will serve as a method for presenting and evaluating the suitability of the data for the 8 analysis of hazard potential and utility of the data for exposure-response evaluation. For each 9 study listed, key information on the study design, including characteristics that inform study 10 quality, and study results pertinent to evaluating the health effects of hexavalent chromium 11 exposure are summarized in preliminary evidence tables. 12 The complete list of references considered in preparation of these materials can be found on 13 the HERO website at: 14 http://hero.epa.gov/index.cfm?action=landing.main&project id=2233. 15 16 This document is a draft for review purposes only and does not constitute Agency policy. 2-1 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2.2. Gastrointestinal Effects 2 3 Table 2-1. Evidence pertaining to gastrointestinal (GI) effects following exposure to hexavalent chromium Reference and Study Design Results Birket al. (2006) (Germany) cohort study Population: Exposed: male chromate prodcution workers from two plants; worked at least 12 months after each plant converted to a no-lime process (n = 901); Leverkusen n = 593, began work in 1958 or later, mean duration 9 yrs; Uerdingen (n = 308, began work in 1964 or later, mean duration 11 yrs Referent: external analysis (compared with regional rates); also included analysis by exposure level Outcome: cause on death certificate based on ICD9 Exposure Assessment: Cumulative exposure using job exposure matrix developed based on work histories and urinary Cr measurements (most collected from routine medical examinations; (n=7000 from 1958-1998 in Leverkusen and n = 5400 from 1964-1995 in Uerdingen). Personal air samples (n = 252 from 1985-1998 in Leverkusen and n = 215 from 1986- 1994 in Uerdingen) and area air samples (n = 3422 from 1973- 1998) in Leverkusen and n = 1161 from 1978-1995 in Uerdingen) were available for part of the study period. Exposure mean: varied over time (general decline from 1960s through 1990s). Mean concentration in air: 8.83 and 8.04 ng Cr/m3 in Leverkusen and Uerdingen, respectively. Range of concentration in urine: from 15-50 ng/L up to 1970 to 1-<10 Hg/L in 1987-1998 in Leverkusen; from 5-30 ng/L up to 1970 to 1-<10 ng/L in 1987-1996 in Uerdingen. Mean Length of Follow-Up: 16 yrs for Leverkusen plant; 19 yrs for Uerdingen plant Smoking data available for more than 90% of cohort Reported Endpoint: diseases of the digestive system; ICD9 Exp. Group cases SMR 0.52 chromate 6 workers Stat Method: SMR calculated using German national rates 95% Cl 0.19-1.13 Haves et al. (1979) (United States) cohort (retrospective) study Population: Exposed: male chromium chemical production workers hired as hourly employees between 1945 and 1974 (n = 1803); employed greater than 90 days Referent: compared to age, race, and cause-specific rates for Baltimore City males for the appropriate time periods About 11.5% lost to follow-up Outcome: cause on death certificate based on ICD8 codes 520- 577 Exposure Assessment: average air concentrations are available in Braver et al. (1985); new milling and roasting plant constructed in 1950 led to reduction in exposures; analysis did not differentiate between periods of employment Reported Endpoint: deaths due to diseases of the digestive system; ICD8 (520-577) Exp. Group cases SMR 95% Cl workers 23 0.64 0.40-0.95 Stat Method: SMRs using city referent rates This document is a draft for review purposes only and does not constitute Agency policy, 2-2 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results old plant (1945-1949; n = 555): 795 ng/m3 CrO3; 413 ng/m3 Cr VI old plant (1950-1959; n = 354): 143 ng/m3 CrO3; 74ng/m3CrVI new plant (1950-1959; n = 219 plus unknown n for 1957): 60 u.g/m3 CrO3; 31 u.g/m3 Cr VI Luippoldetal. (2005) (United States) cohort (retrospective) study Population: Exposed: male and female chromate production employees exposed to low-level hexavalent chromium at two plants (Plant 1 = North Carolina; Plant 2 = Texas) (n = 617); average duration of employment was 12.4 years at Plant 1 and 7.8 years for Plant 2; age at first exposure was similar for both plants (28.9 years and 31.3 years for Plants 1 and 2, respectively); mean time since first exposure: 20 years for Plant land 10 years for Plant 2 Referent: compared with national and state-specific mortality reference rates; results only provided using state-specific rates Outcome: cause on death certificates (pre-1979) and in the National Death Index-Plus (post-1979) based on ICD9 codes 520-579 Exposure Assessment: job-exposure matrices created based on personal air-monitoring measurements and plant personnel records 5230 personal air samples 1974-1988 in Plant 1; 1200 personal air samples 1980-1998 in Plant 2; annual geometric means range 0.36-4.36 ng/m3 Cr VI Length of Follow-Up: follow-up for 60% of Plant 1 employees was >20 years; maximum follow-up for Plant 2 employees was 18 years; end of the study follow-up period was December 31, 1998 Reported Endpoint: deaths due to diseases of the digestive system; ICD8 (520-577) Exp. Group cases SMR 95% Cl chromate 1 0.43 0.01-2.41 workers Stat Method: SMRs using state referent rates 1 2 3 SMR: standard mortality rate; 95% Cl: 95% confidence interval This document is a draft for review purposes only and does not constitute Agency policy, 2-3 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2.3. Hepatic Effects 2 3 Table 2-2. Evidence pertaining to hepatic effects following exposure to hexavalent chromium Reference and Study Design Results by Endpoint Birketal. (2006) (Germany) cohort study Population: Exposed: male chromate prodcution workers from two plants; worked at least 12 months after each plant converted to a no-lime process (n = 901); Leverkusen n = 593, began work in 1958 or later, mean duration 9 yrs; Uerdingen (n = 308, began work in 1964 or later, mean duration 11 years Referent: external analysis (compared with regional rates); also included analysis by exposure level Outcome: cause on death certificate based on ICD9 Exposure Assessment: Cumulative exposure using job exposure matrix developed based on work histories and urinary Cr measurements (most collected from routine medical examinations; (n = 7000 from 1958-1998 in Leverkusen and n = 5400 from 1964-1995 in Uerdingen). Personal air samples (n = 252 from 1985-1998 in Leverkusen and n = 215 from 1986- 1994 in Uerdingen) and area air samples (n = 3422 from 1973- 1998) in Leverkusen and n = 1161 from 1978-1995 in Uerdingen) were avaiable for part of the study period. Exposure mean: varied over time (general decline from 1960s through 1990s). Mean concentration in air: 8.83 and 8.04 ng Cr/m3 in Leverkusen and Uerdingen, respectively. Range of concentration in urine: from 15-50 ng/L up to 1970 to 1-<10 Hg/L in 1987-1998 in Leverkusen; from 5-30 ng/L up to 1970 to 1- <10 ng/L in 1987-1996 in Uerdingen. Mean Length of Follow-Up: 16 yrs for Leverkusen plant; 19 yrs for Uerdingen plant Smoking data available for more than 90% of cohort Reported Endpoint: cirrhosis of the liver; ICD9 Exp. Group cases chromate workers SMR 0.4 0.08-1.16 Stat Method: SMR calculated using German national rates Moulin etal. U993a) (France) cohort (retrospective) study Population: Exposed: male welders (n = 2721) with at least 1 year of employment (mean year of birth 1940; mean duration of employment 19.5 years) and an internal comparison group of manual workers (n = 6683) employed in 13 factories in France; smoking habits of 87% of total study population known; not statistically different between welders and nonwelders (both about 53%) Referent: compared with national death rates for the male population Loss To Follow-Up: 122 (4.5%) welders and 221 (3.3%) nonwelders lost to follow-up Reported Endpoint: liver cirrhosis deaths; ICD8 (571) welders by duration of employment cases Exp. Group <10 years 1 10-19 years >20 years 2 17 SMR 0.64 0.58 2.03 welders by time since first employment cases Exp. Group <10 years 1 10-19 years 2 >20 years 17 SMR 0.86 0.58 1.94 This document is a draft for review purposes only and does not constitute Agency policy, 2-4 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint Outcome: cause determined from French national file of causes of death managed by the French National Institute for Medical Research and Health using ICD8 code 571; records of hospitals and of general practitioners also used Exposure Assessment: based on duration of employment and time since first employment; data collected from personnel registers of 13 factories Length of follow-up: approximately 11-13 years Stat Method: SMRs using national referent rates Moulin etal. U993b) (France) cohort (retrospective) study Population: Exposed: stainless steel producing workers (n = 4227); males with at least 3 years of employment between 1 January 1968 and 31 December 1984 at UGINE SA plant, died in France, and with complete data Referent: compared to national death rates for the male population; males 59 workers lost to follow-up Outcome: cause on death certificate based on ICD8 code 571 Exposure Assessment: based on job histories in different workshops in the plant from company records Length of Follow-Up: <17 years Reported Endpoint: liver cirrhosis deaths; ICD8 (571) Exp. Group cases SMR production 55 1.74 95% Cl 1.31-2.26 workforce excluding office and administrati on Stat Method: SMRs using national referent rates Moulin etal. (1990) (France) cohort (retrospective) study Population: Exposed: male ferrochromium and stainless steel plant workers (n = 1717) employed at least 1 year between January 1,1952, and December 31,1982 (when production of ferrochromium was occurring); smoking habits of 67% of cohort members known from medical records; of these, 67.2% of exposed and 70.4% of nonexposed were current smokers Referent: compared with French general population (n = 552) About 32 workers lost to follow-up Outcome: cause ascertained from general practitioners or from hospital records using ICD8 code 571 Exposure Assessment: exposure based on individual job histories at the factory; data available as "exposed" or "nonexposed" with "exposed" meaning to have been employed for at least 1 year in the workshops producing ferrochromium or in the workshops producing stainless steel Length of follow-up: follow-up for mortality occurred from the date of first employment to December 31,1982 Reported Endpoint: liver cirrhosis deaths; ICD8 (571) Exp. Group cases SMR 95% Cl nonexposed 2 0.52 0.06-1.88 workers exposed workers 6 0.77 0.28-1.68 Stat Method: SMRs using national death rates This document is a draft for review purposes only and does not constitute Agency policy, 2-5 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint Saraswathvand Usharani (2007) (India) cross-sectional study Population: Exposed: chrome platers from a chrome plating unit (n = 130); males and females (98% male) from Coimbatore, Tamilnadu, India; continuously employed in the factory (8 hours/day/week) <= 8 years; average age = 33.4 years Referent: residents from the same area as workers and not known to be exposed to chromium or other metals at work or residents who live in the vicinity of the factory (n = 130) used as reference group; non-white males (100% male); average age = 31 years Outcome: liver enzymes measured in blood Exposure Assessment: based on employment as a chrome plater in a factory and duration of exposure (i.e., 8-15 or 16-25 years of exposure); no measurements of chromium reported Reported Endpoint: [ALT] (IU/L) alanine aminotransferase Exp. Group reference exposed 8- 15 years exposed 16-25 years n mean SD p-value 130 22 1.69 n/a 73 34.34 2.5 <0.01 57 43.28 1.72 <0.01 Reported Endpoint: (IU/L) alkaline phosphatase [ALP] Exp. Group reference exposed 8- 15 years exposed 16-25 years n mean SD p-value 130 60.84 5.67 n/a 73 70.15 6.24 <0.01 57 83.72 7.63 <0.01 Reported Endpoint: [AST] (IU/L) aspartate aminotransferase Exp. Group n reference 130 exposed 8- 73 15 years exposed 57 16-25 years Stat Method: t-test mean SD p-value 19.18 2.14 n/a 32.92 3.71 <0.01 38.62 4.04 <0.01 This document is a draft for review purposes only and does not constitute Agency policy, 2-6 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint Khan et al. (2013) (Pakistan) cross-sectional study Population: Exposed: male tannery workers (n = 120) from Sialkot, Pakistan; working for more than 5 years; selected randomly by employer records after informed consent; excluded any worker with chronic illness including diabetes mellitus, hepatitis, renal failure, contact dermatitis or with any orthodontic/orthopedic implant; average age = 33 years Referent: male residents from the same area (n = 120) used as reference group; methods of recruitment not reported Outcome: liver enzymes measured in blood Exposure Assessment: blood and urine median (interquartile range) Exposed: blood 569 (377-726) nmol/L urine 131 (46-313) nmol/L (r = 0.741, p< 0.01) Referent: blood 318 (245-397) nmol/L urine 13 (3-26) nmol/L Reported Endpoint: alanine aminotransferase [ALT] (U/L) Exp. Group unexposed workers exposed workers ri mean SD p-valu 120 27.63 11.26 n/a 120 33.82 12.23 0.001 Reported Endpoint: alkaline phosphatase [ALP] (U/L) Exp. Group unexposed workers n 120 120 mean SD 186 38 exposed workers Stat Method: t-test 197 65 0.222 1 2 3 4 5 n = total in group; n/a: not applicable; SMR: standard mortality rate; SD: standard deviation; 95% Cl: 95% confidence interval This document is a draft for review purposes only and does not constitute Agency policy, 2-7 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2.4. Hematological Effects 2 3 Table 2-3. Evidence pertaining to hematological effects following exposure to hexavalent chromium Reference and Study Design Results by Endpoint Khan et al. (2013) (Pakistan) cross-sectional study Population: Exposed: male tannery workers (n = 120) from Sialkot, Pakistan; median (range) duration of employment: 9 (5-21) years; selected randomly by employer records after informed consent; excluded any worker with chronic illness including diabetes mellitus, hepatitis, renal failure, contact dermatitis or with any orthodontic/ orthopedic implant; average age = 33 years Referent: male residents from the same area (n = 120) used as reference group; methods of recruitment not reported Outcome: standard complete blood count (CBC) Exposure Assessment: blood and urine median (interquartile range) Exposed: blood 569 (377-726) nmol/L urine 131 (46-313) nmol/L (r = 0.741, p< 0.01) Referent: blood 318 (245-397) nmol/L urine 13 (3-26) nmol/L Parameter (mean ±SD) red blood cells [RBC] (x 1012/L) hemoglobin [Hb] (g/L) platelet count (x 109/L) Stat Method: t-test unexposed workers (n = 120) 5.27±0.42 14.55±1.2 290.26±76.27 exposed workers (n = 120) 5.18±0.49 12.52±1.82 0.001 246.5±64.12 0.001 Song et al. (2012) (China) cross-sectional study Population: Exposed: chromate production factory workers (n = 100); males and females (74% male) with no past or present medical history of liver disease, renal dysfunction, diabetes, cardiovascular disorder or other chronic diseases; no dietary supplements containing elements or vitamins; no radiation exposure in the past year; and employment in the present job for at least one year; median (range) duration of employment: 13.03 (1-33) years; excluded workers who might be exposed to a little Cr III and iron; average age = 37.9 years Referent: no occupational exposure to chromate or other toxic metals and lived more than 20 kilometers away from the factory in the same city (n = 50); average age = 38.1 years Outcome: standard complete blood count (CBC) Parameter (mean ±SD) red blood cells [RBC] (x 1012/L) hemoglobin [Hb] (g/L) unexposed (n = 50) 4.73±0.43 144.76±12.55 exposed (n = 100) p-value 4.78±0.75 0.596 148.77±27.16 0.218 Stat Method: Mann-Whitney U-test This document is a draft for review purposes only and does not constitute Agency policy, 2-8 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint Exposure Assessment: 8-hour personal exposure samples collected for all participants; air samples collected at multiple sites median (range) Exposed: air 16.96 (0.31-145.95) u.g/m3 Referent: air 0.06 (0.01-0.34) u.g/m3 1 2 3 n = total in group; SD: standard deviation This document is a draft for review purposes only and does not constitute Agency policy, 2-9 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2.5. Immunological Effects 2 3 Table 2-4. Evidence pertaining to immunological effects following exposure to hexavalent chromium Reference and Study Design Qian et al. (2013) (China) cross-sectional study Population: Exposed: male chromate production workers (n = 106) aged 25-50 years old with no medical history of allergy, asthma, or allergic rhinitis; no skin infections, fever, or other clinical disease; >=1 year of employment in the factory with >=3 months in the same work location; workers split into two groups: Group 1 (50 workers) used to examine cytokine production; Group 2 (56 workers) used to analyze humoral immunity; same activity pattern and occupational hazards among groups; smoking status and alcohol intake information collected mean ± SD years working for Group 1: 17.4 ± 7.7; Group 2 mean not provided Referent: nonexposed males living approximately 20 km from the factory (n = 50); average age = 39.4 ± 8.5 years Significantly more workers in Group 1 smoked and consumed alcohol compared with referents; Group 2 and referents were similar. Outcome: cytokines and levels of immunoglobulin and complement measured in serum Exposure Assessment: air samples from six representative areas in each workshop; blood samples collected from workers at the end of 5 consecutive working days and from reference group after completion of the questionnaire; urine sample collected from all subjects and normalized to creatinine median (quartile) Group 1: air (mean ±SD) 14.38±18.08 ng/m3 blood 14.8 (13.9) ug/L urine 10.86 (8.79) ng/g creatinine Group 2: air (mean ±SD) 28.55±29.70 ng/m3 blood 16.2 (15.1) ug/L urine 16.28 (12.35) ng/g creatinine Results by Endpoint blood chromium concentration, u.g/L reference exposeda'b Parameter (n = 50) serum IgG (g/l) 12.41±2.05 10.94±2.45b (mean ± SD) serum IgA (g/l) 2.82±1.15 2.35±0.88b (mean ± SD) serum IgM (g/l) 0.97±0.43 1.17±0.49b (mean ± SD) serum IgE (g/l) 81.87 55.19b (median, quartile) (237.08) (157.41) serum C3 (g/l) 0.91±0.13 1.20±0.24b (mean ± SD) serum C4 (g/l) 0.23±0.05 0.32±0.07b (mean ± SD) serum IL-2 (pg/ml) 1.25±0.18 1.24±0.11a (mean ± SD) serum IL-4 (pg/ml) 1.42±0.29 1.37±0.20a (mean ± SD) serum TNF-gamma 1.50 1.60a (pg/ml) (0.33) (0.32) (median, quartile) serum IL-6 (pg/ml) 2.45 2.05a (median, quartile) (1.15) (0.73) serum IL- 10 (pg/ml) 1.82±0.34 1.68±0.38a (mean ± SD) serum IFN-gamma 3.46±0.91 3.06±0.73a (pg/ml) (mean ±SD) serum IL-17A 7.56±2.90 6.08±1.92a (pg/ml) (mean ±SD) serum IFN- 3.48±0.92 3.13±0.58a gamma/IL-4 (mean ± SD) a Group 1 (n = 50) bGroup2(n = 56) Stat Method: two sample t-test or Mann-Whitney U chi-square test p-value 0.026 0.043 0.246 0.610 0.001 0.001 0.811 0.311 0.880 0.021 0.045 0.032 0.004 0.026 test and blood chromium concentration, ug/L corr coeff Parameter (n=156) p-value This document is a draft for review purposes only and does not constitute Agency policy, 2-10 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Referent: blood 1.74 (1.29) ng/L urine 0.92 (0.51) u.g/g creatinine Boscolo et al. (1997) (Italy) cross-sectional study Population: Exposed: male plastic factory workers aged 34.8 ± 6.1 years old (n = 15); 9 smokers; occupational exposure period of 3.9 ± 1.9 years (range: 14 months-11 years) Referent: residents living in the same area with similar age and smoking habits as workers; not occupationally exposed to toxic agents (n = 15) Outcome: lymphocyte subpopulations and immunoglobulins measured in blood Exposure Assessment: pre-shift serum and urine chromium levels measured median (25th-75th percentiles) Exposed: serum 0.26 (0.19-0.50) ng/L urine 0.45 (0.28-0.88) ng/L or 0.20 (0.14- 0.43) ng/g creatinine Referent: serum 0.22 (0.07-0.44) ng/L urine 0.17 (0.13-0.42) ng/LorO.12 (0.10- 0.17) ng/g creatinine ambient air chromate concentration range = 0.1- 5.7 ng/m3 Results by Endpoint serum IgG (g/l) -0.325 serum IgA (g/l) -0.231 serum C3 (g/l) 0.352 serum C4 (g/l) 0.276 serum IFN-gamma -0.245 (Pg/ml) serum IL-17A(pg/ml) -0.244 urine chromium concentration, u.g/g serum IL- 10 (pg/ml) -0.25 Stat Method: Pearson and Spearman correlations; 0.002 0.031 0.001 0.01 0.045 0.016 0.04 blood or urine levels used as continuous variable for correlation coefficient calculation Exp. Group Parameter (median, reference exposed 25th-75th percentiles) (n = 15) (n = 15) IgA (mg/dl) 277 (186- 193 (182- 292) 282) IgG (mg/dl) 1151 (942- 1240 (991- 1276) 1296) IgM (mg/dl) 79 (58- 118 (75- 111) 140) CD5+-CD19+ (103/ul) 35 (26-52) 51 (27-55) CD5-CD19+ (103/ul) 258 (248- 133 (117- 408) 209) total CD19+ (103/ul) 330 (260- 180 (150- 460) 280) CD3+ (103/nl) 1890 1630 (1680- (1035- 2170) 1995) CD3-CD25+ (103/nl) 165 (128- 116 (89- 230) 134) CD3-HLADR+ (103/nl) 475 (368- 398 (237- 585) 488) CD4+-CD45RO- (103/nl) 530 (430- 350 (255- 560) 460) CD4-CD45RO+ (103/nl) 590 (500- 470 (355- 710) 650) total CD25+ (103/nl) 540 (360- 360 (265- 600) 452) total CD4+ (103/nl) 1140 (970- 870 (585-1 1240) 135) total CD8+ (103/nl) 810 (570- 710 (435- 870) 795) total HLA-DR+ (103/nl) 657 (518- 488 (394- p-value NS NS NS NS <0.001 <0.001 NS <0.05 <0.05 <0.01 NS NS <0.05 NS NS This document is a draft for review purposes only and does not constitute Agency policy, 2-11 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint CD16+-56+ (103/u.l) lymphocytes (103/nl) 820) 490 (290- 730) 2730 (2300- 3090) 689) 460 (300- 610 2340 (1490- 2915) NS NS total leukocytes NS 6776 6764 (5680- (5940- 8190) 7180) Stat Method: Mann-Whitney test; Bravais-Pearson correlation coefficient was used to test for trend, but trends were assessed in reference group separate from exposed subjects Verschooretal. (1988) (Netherlands) cross-sectional study Population: Exposed: chrome-plating workers (aged 39 ± 12 years; employed 8 ± 6 years), stainless steel welders (aged 41 ± 9 years; employed 16 ± 8 years), and boilermakers (aged 38 ± 10 years; employed 8 ± 6 years) (total n = 75) Referent: employees (aged 35 ± 12 years) in a truck factory located in the same area as the two chrome-plating companies, cutters working in the same company as the stainless steel welders, or employees from a construction factory located in the neighborhood of the stainless steel welders (total n = 63) Welder and referent subgroups did not differ from each other with respect to smoking habits. Outcome: serum immunoglobulin G measured in blood Exposure Assessment: end-of-shift serum chromium and urine chromium measured; chrome-plating workers and stainless steel welders exposed to water-soluble Cr VI; boilermakers exposed to metallic Cr geometric mean (range) Chrome platers: serum 0.6 (0.2-1.3) ng/L urine 9 (1-34) ng/g creatinine Welders: serum 0.2 (0.04-2.9) ng/L urine 3 (1-62) ng/g creatinine Boilermakers: serum 0.2 (0.07-0.7) ng/L urine 1 (0.3-1.5) ng/g creatinine Reported Endpoint: serum immunoglobulin G (IgG) (g/l) Exp. Group reference chrome platers welders boilermakers ri 63 21 38 16 mean 11.6 11.6 11.1 11.1 SD 2.4 3.2 2.6 2.8 Stat Method: ANOVA; correlation analysis using serum chromium This document is a draft for review purposes only and does not constitute Agency policy, 2-12 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint Referent: serum urine 0.2(0.1-0.9) ug/L 0.4 (0.1-2) u.g/g creatinine Mignini et al. (2009) (Italy) cross-sectional study Population: Exposed: male shoe, hide, and leather industry workers aged 39.7 ± 4.3 years old (n = 40); average exposure period (±SD) within shoe industry and in tanneries 7.4 ± 3.7 years; smokers excluded Referent: nonsmoking staff of the same age range as the exposed subjects (n = 44) Outcome: lymphocyte subpopulations and cytokine levels measured in blood Exposure Assessment: levels of chromium measured in the air, serum, and urine; exposed group separated into "greater" and "less" exposure groups based on urine levels; approximate mean levels in urine based on visual inspection of the figures: greater exposed: 0.6 less exposed: 0.4 referent: 0.15 Reported Endpoints: neutrophils, macrophages, lymphocytes, lymphocyte subpopulations (CD4+, CD8+, CD19+, CD16+/CD56+, CD4/CD8) Authors stated there was no difference between exposed and reference groups for neutrophils, macrophages, lymphocytes, or lymphocyte subpopulations (CD4+, CD8+, CD19+, CD16+/CD56+, and CD4/CD8). (Reported in figures only.) Stat Method: Duncan Multiple Range, Newman-Keuls, or Mann- Whitney test Reported Endpoints: peripheral blood mononucleatic cells, IL- 12, lymphocyte proliferation, IL-6, IL-2 Authors stated the high-exposure group showed decreased peripheral blood mononucleatic cells and IL-12 and increased lymphocyte proliferation, IL-6, and IL-2. (reported in figures only) Stat Method: Duncan Multiple Range, Newman-Keuls, or Mann- Whitney test Tanigawa et al. (1998) (Japan) cross-sectional study Population: Exposed: male workers (retired or currently employed) in manufacturing of chromic acid, sodium dichromate, and potassium dichromate at a chemical plant, aged 41-65 (mean 57) years old (n = 19; 7 current smokers); chromate workers exposed for 7-39 (mean 19) years; exposure terminated at 1-39 (mean 18) years before the study Referent: nonexposed male volunteers including 13 current smokers, aged 50-65 years (mean 57 years), who worked at the same factory (n = 33) Outcome: lymphocyte subpopulations measured in blood Exposure Assessment: based on job description stratified by smoking status Reported Endpoint: I cells Parameter (mean ± SD) CD3+ T lymphocytes (cells/mm3) CD4+ T lymphocytes (cells/mm3) CD8+ T lymphocytes (cells/mm3) Exp. Group nonexposed chromate workers; workers; nonsmokers nonsmokers CD3+ T lymphocytes (cells/mm3) CD4+ T lymphocytes (cells/mm3) CD8+ T lymphocytes (cells/mm3) (n = 20) 1840±650 1250±450 670±480 nonexposed workers; smokers (n = 13) 2110±530 1660±570 540±280 (n = 12) 1150±640 870±510 330±200 chromate workers; smokers (n = 7) 1140±380 790±260 470±250 <0.001 <0.01 NS This document is a draft for review purposes only and does not constitute Agency policy, 2-13 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint Stat Method: Student's t test or Welch's t test Kuo and Wu (2002) (Taiwan) cross-sectional study Population: Exposed: male and female workers in five chromium electroplating plants in central Taiwan (n = 10); post-treatment workers (n = 17); for entire study population, average age 37 years old; work duration 72.9 months; 42% smokers Referent: male and female administrative workers not exposed to chromium or any other metals (n = 19) Outcome: immunological parameters measured in blood Exposure Assessment: personal sampler affixed to workers' collars for the duration of one shift; urinary chromium measured at end of shift High: urine >6.41 ng/g creatinine Moderate: urine 1.14-6.40 ng/g creatinine Referent: urine <1.13 ng/g creatinine airborne Cr concentration, mg/m corr coeff (n = 46) 0.05 -0.008 -0.06 Parameter B-cells (%) T-cells (%) T4 (%) (anti-Leu4 CD3-FITC + anti-Leu3a CD4-PerCP) T4/T8 ratio -0.01 T8 (%) (anti-Leu3a CD4- -0.08 PerCP + anti-Leu2a CD8- FITC) IL-6 (ng/ml) -0.004 IL-8(ng/ml) 0.13 TNF-alpha (ng/ml) -0.12 Stat Method: Pearson correlation NS NS NS NS NS urinary chromium level, ug/g creatinine Reported Endpoint: Parameter low moderate p^ high Q^ (adjBetaiSE) (ref, n = (n = 17) value (n = 10) value 19) 0 - <0.05 -4.29±2.23 <0.1 2.87±1.41 0 - NS -8.82±4.93 <0.1 7.81±8.55 0 - NS -0.23±4 NS 0.03±2.54 B-cells (%) T-cells (%) T4 (%) (anti- Leu4 CD3- FITC + anti- LeuSa CD4- PerCP) T4/T8 ratio T8 (%) (anti- LeuSa CD4- PerCP + anti- Leu2a CD8- FITC) IL-6 (ng/ml) IL-8 (ng/ml) 0 0.07±0.19 NS 0.53±0.3 <0.1 0 NS -6.49±3.59 NS 1.78±2.28 0 0.38±0.26 NS 0.69±0.26 <0.0 1 0 16.24±19. NS 38.74±20. <0.0 5 15 0 -0.63±1.3 NS -0.85±1.34 NS TNF-alpha (ng/ml) Stat Method: linear regression model; adjusted for age, gender and smoking Khan et al. (2013) (Pakistan) Reported Endpoint: white blood cells [WBC] (10/L) Exp. Group mean This document is a draft for review purposes only and does not constitute Agency policy, 2-14 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint cross-sectional study Population: Exposed: male tannery workers (n = 120) from Sialkot, Pakistan; median (range) duration of employment: 9 (5-21) years; average age 33 years old; selected randomly by employer records after informed consent; excluded any worker with chronic illness including diabetes mellitus, hepatitis, renal failure, contact dermatitis or with any orthodontic/ orthopedic implant; smoking status information not indicated Referent: male residents from the same area (n = 120); methods of recruitment not reported Outcome: WBC count measured in blood Exposure Assessment: blood and urine median (interquartile range) Exposed: blood 569 (377-726) nmol/L urine 131 (46-313) nmol/L (r = 0.741, p< 0.01) Referent: blood 318 (245-397) nmol/L urine 13 (3-26) nmol/L unexposed workers 120 7.56 1.25 n/a exposed workers 120 8.79 1.82 0.001 Stat Method: t-test Wang et al. (2012) (China) cross-sectional study Population: Exposed: male chromate production plant workers who weigh or pack chromate aged 38.66 ± 6.07 years; exposed to sodium dichromate for at least 6 months (n = 86); mean (range) work duration time: 12.01 ± 0.84 (1-33) years Referents: healthy residents from housekeeping company (including salesman, meter checker, repairman, etc.) living in same city without occupational exposure to chromate or other chemicals (n = 45) used as reference group; matched to exposed by socioeconomic and demographic status such as age, smoking, drinking; average age 39.64±10.3 years Outcome: WBC count measured in blood Exposure Assessment: post-shift urine samples collected from exposed workers after 5 consecutive work days; analysis performed 3 hours after sample collection Reference: urine 1.53+/-2.09 ng/g creatinine Reported Endpoint: white blood cell count [WBC] (10/L) Exp. Group reference chromate-exposed workers n 45 86 mean 6.17 6.96 1.72 0.025 Stat Method: Mann-Whitney test This document is a draft for review purposes only and does not constitute Agency policy, 2-15 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2 3 Reference and Study Design Exposed: urine 18.68+/-14.60 u.g/g creatinine Results by Endpoint adjBeta: adjusted Beta; NS: not significant; n/a: not applicable; SE: standard error; SD: standard deviation This document is a draft for review purposes only and does not constitute Agency policy, 2-16 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2.6. Reproductive and Developmental Effects 2 3 Table 2-5. Evidence pertaining to reproductive and developmental effects following exposure to hexavalent chromium Reference and Study Design Results by Endpoint Hormones Li et al. (2001) (China) cross-sectional study Population: Exposed: male electroplating factory workers working at electroplating factory for 1-15 yr (n = 21) Referent: compared with workers from the same factory without exposure to any harmful chemicals (n = 22) Outcome: hormones measured in serum Exposure Assessment: chromium measured in serum and seminal fluid (nmol/mL) Exposed: serum: 1.4+/-0.01 x 10"3 (n = 21) seminal fluid: 7.55 +/- 0.06 x 10-3 (n = 18) Referent: serum: 1.26 +/- 0.02 x 10"3 (n = 13) seminal fluid: 6.38 +/-1.06 x 10"3 (n = 4) Reported Endpoint: hormone levels Parameter Exp. Group reference exposed (n = 21) (n = 20) 2.41±0.08 follicle stimulating hormone (FSH) (mean ± SE, x 10"3 lU/mL) luteinizing hormone (LH) (mean ± SE, x 10"3 lU/mL) Stat Method: not reported 7.34±0.34 6.85±0.3 6.33±0.16 NS Bonde and Ernst (1992) (Denmark) cross-sectional study Population: Exposed: male tungsten inert gas stainless steel welders and manual metal arc and/or metal active gas mild steel welders (n = 60); smoking most prevalent among the highest exposed (73.6%) Referent: compared with non-welding metal workers and electricians (n = 47) Outcome: hormones measured in serum Exposure Assessment: pre-shift blood samples obtained from 86 subjects (5 plants only); post-work shift spot urine samples collected and those with urinary chromium levels at/below the median (<1.07 nmol/mmol creatinine) comprised reference group that contained 100% of electricians, 16% of stainless steel welders, 46% of mild steel welders, and 48% of non-welding metal workers high: >1.78 nmol/mmol creatinine medium: 1.07-1.78 nmol/mmol creatinine Reported Endpoint: hormone levels pre-shift blood chromium concentration, nmol/L Parameter n adiBeta 107 -0.02 107 107 -0.05 -0.001 NS follicle stimulating hormone [FSH] (IU/L) luteinizing hormone [LH] (IU/L) testosterone (nmol/L) Stat Method: linear regression; chromium entered in model as a continuous variable; adjustment factors included age, alcohol drinking, race/ethnicity, smoking status, shift work, use of Finnish bath, fertility problems, history of urogenital disorder, fever, abstinence period, occupation NS NS urinary chromium concentration, nmol/mmol creatinine Exp. Group 1.07-1.78 Parameter follicle stimulating This document is a draft for review purposes only and does not constitute Agency policy, 2-17 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint low: <1.07 nmol/mmol creatinine hormone [FSH] (meaniSD, IU/L) luteinizing 6.7±2.8 6.8±2.4 6.8±3.0 NS hormone [LH] (mean ±SD, IU/L) testosterone 16.4±5.6 18.7±7.3 21.0±7.8 NS (mean ± SD, nmol/L) Stat Method: linear regression; chromium entered in model as a continuous variable Hiollundetal. (1998) (Denmark) cohort (prospective) study Population: Exposed: male welders 20-35 years old who were first-pregnancy planners (couples without earlier reproductive experience who intended to discontinue contraception in order to become pregnant) recruited 1992-1994 from members of the union of metal workers and 3 other trade unions (n = 126); enrolled couples discontinued birth control and were followed up to 6 menstrual cycles or until a pregnancy was achieved Referent: first-pregnancy planners who were nonmetal workers (n = 200) or metal workers without welding during the past 3 months (n = 68) Among the 3 exposure groups, 23-35% were smokers Outcome: hormones measured in serum Exposure Assessment: questionnaire on current and previous welding exposure, including type and welding method, average daily duration of welding, and welding with or without application of local exhaust ventilation; at entry, each male provided blood sample and semen sample Reported Endpoint: hormone levels Exp. Group non-welder Parameter reference (n = 200) 3.3 (2.3-4.9) 3.5 (2.4-4.4) welder (n = 126) 3.2 (2.5-4.3) follicle stimulating hormone (FSH) (IU/L) (median, 25th- 75th percentile) luteinizing hormone 3.3(2.6-4.5) 3.1(2.5-4.7) 3.3(2.6-4.6) (LH) (median, 25th- 75th percentile) testosterone/SHBG 0.48(0.38- 0.49(0.39- 0.47(0.37- (units) (median, 0.59) 0.65) 0.62) 25th-75th percentile) Authors stated that hormone measurements were not significantly different in exposed vs. reference groups. Stat Method: analysis of covariance using SAS GLM procedure This document is a draft for review purposes only and does not constitute Agency policy, 2-18 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint Sperm parameters Li et al. (2001) (China) cross-sectional study Population: Exposed: male electroplating factory workers working at electroplating factory for 1-15 yr (n = 21) Referent: compared with workers from the same factory without exposure to any harmful chemicals (n = 22) Outcome: sperm parameters (sample collected after 5 days abstinence) Exposure Assessment: chromium measured in serum and seminal fluid (nmol/mL) Exposed: serum: 1.4+/-0.01 x 10"3 (n = 21) seminal fluid: 7.55 +/- 0.06 x 10-3 (n = 18) Referent: serum: 1.26 +/- 0.02 x 10"3 (n = 13) seminal fluid: 6.38 +/-1.06 x 10"3 (n = 4) Reported Endpoint: sperm parameters Parameter sperm counts (mean ±SE, 106/ml) sperm motility 81.92±0.41 (meaniSE, %) liquefaction time 30.9±0.86 (mean ±SE, min) Stat Method: not reported Exp. Group reference exposed 88.96±3.4 47.05±2.13 69.71±0.93 32.81±0.76 <0.05 NS Bonde and Ernst (1992) (Denmark) cross-sectional study Population: Exposed: male tungsten inert gas stainless steel welders and manual metal arc and/or metal active gas mild steel welders (n = 60); smoking most prevalent among the highest exposed (73.6%) Referent: compared with non-welding metal workers and electricians (n = 47) Outcome: sperm parameters (3 samples at 1- month intervals between samples; collected after 3 days abstinence); parameters of repeated samples from each individual were averaged Exposure Assessment: pre-shift blood samples obtained from 86 subjects (5 plants only); post-work shift spot urine samples collected and those with urinary chromium levels at/below the median (<1.07 nmol/mmol creatinine) comprised reference group that contained 100% of electricians, 16% of stainless steel welders, 46% of mild steel welders, and 48% of non-welding metal workers high: >1.78 nmol/mmol creatinine medium: 1.07-1.78 nmol/mmol creatinine Reported Endpoint: sperm parameters pre-shift blood chromium concentration, nmol/L Parameter n sperm concentration 107 (million/mL) proportion of motile 107 0.04 NS sperms (%) sperm penetration rate 107 0.02 NS (cm/hr) proportion of normal sperm 107 0.07 NS forms (%) Stat Method: linear regression; chromium entered in model as a continuous variable; adjustment factors included age, alcohol drinking, race/ethnicity, smoking status, shift work, use of Finnish bath, fertility problems, history of urogenital disorder, fever, abstinence period, occupation urinary chromium concentration, nmol/mmol creatinine Parameter Exp. Group 1.07-1.78 (mean ±SD) total sperm count (million/ejaculation) sperm concentration (million/mL) proportion of motile 50.7±20.9 51.6±16.4 54.8±11.9 55.2±14.6 NS NS This document is a draft for review purposes only and does not constitute Agency policy, 2-19 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint low: <1.07 nmol/mmol creatinine sperms (%) sperm penetration 3.69±0.79 3.61±0.68 3.75±0.56 NS rate (cm/hr) proportion of 56.8±20.5 61.0±17.1 65.8±17.8 NS normal sperm forms (%) Stat Method: linear regression; chromium entered in model as a continuous variable Danadevi et al. (2003) (India) cross-sectional study Population: Exposed: male welders aged 21- 41 years old employed in a welding plant and exposed to welding fumes for 2-21 years (n = 57) Referent: compared with subjects matched for age, lifestyle, and economic status who were not exposed to known harmful chemicals (n = 57) Forty-five (40.7%) men in the study population were smokers Outcome: sperm parameters (2 samples at weekly intervals between samples; collected after 3 days abstinence) Exposure Assessment: 28 welders and 27 referents randomly selected for blood analysis; blood sampled on the morning of the 4th day of the workweek mean ±SD Exposed: blood 131.0 ± 52.6 Referent: blood 17.4 ± 8.9 Reported Endpoint: sperm parameters Parameter Exp. Group reference welders (mean ±SD) sperm count (x 106/mL) rapid linear progressive motility (%) nonspecific aggregation 14.0 ± 12.0 49.0 ± 22.0 <0.001 sperm vitality (%) normal morphology (%) head defects (%) mid-piece defects (%) tail defects (%) 80.4 ± 6.8 67.6 ± 22.8 <0.001 69.0 ± 8.0 37.0 ± 14.3 <0.001 16.4 ±5.6 38.3 ±9.7 <0.001 9.8 ±3.8 19.5 ±9.2 <0.001 4.8 ±0.8 5.2 ±4.9 NS Additional analysis evaluated the relationship between blood chromium and semen parameters in the control group and welders using simple regression analysis. There was significant positive correlation between percentage of tail defects and blood chromium in male welders; significant negative correlation occurred between blood chromium in male welders and sperm count, sperm motility, including other measures of motility not shown, and sperm vitality; smoking did not show an effect on semen parameters in welders or referents. Stat Method: Mann-Whitney U test Hiollundetal. (1998) (Denmark) cohort (prospective) study Population: Exposed: male welders 20-35 years old who were first-pregnancy planners (couples without earlier reproductive experience who intended to discontinue contraception in order to become pregnant) recruited 1992-1994 from members of the union of metal workers and 3 other trade unions (n = 126); enrolled couples discontinued birth control and were followed up to 6 menstrual cycles or until a pregnancy was achieved Reported Endpoint: sperm parameters Exp. Group reference non-welder welder Parameter (n = 200) sperm count per ejaculate 136 148 (n = 126) 144 (10s) (median, 25th and 75th (55-252) (75-241) (77-300) percentiles) sperm density (106/mL) (median, 25th and 75th percentiles) sperm density <20xl06/mL (% of subjects) motile sperm (%) (median, 50 52.5 (24-80.5) (27-99) 21 62 17.7 65 56.0 (27-98) 15.1 67 This document is a draft for review purposes only and does not constitute Agency policy, 2-20 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint Referent: first-pregnancy planners who were nonmetal workers (n = 200) or metal workers without welding during the past 3 months (n = 68) Among the 3 exposure groups, 23-35% were smokers Outcome: sperm parameters; monthly samples obtained during follow-up (maximum of 6 menstrual cycles) Exposure Assessment: questionnaire on current and previous welding exposure, including type and welding method, average daily duration of welding, and welding with or without application of local exhaust ventilation; at entry, each male provided blood sample and semen sample 25th and 75th percentiles) (53-69) (55-74) (56-72) straight line velocity (VSL) 24.8 25.9 24.6 (nm/s) (median, 25th and (18-32) (18-31) (19-29) 75th percentiles) curvilinear velocity (VCL) 74.1 70.7 68.9 (nm/s) (median, 25th and (62-82) (61-81) (57-77) 75th percentiles) normal morphology (%) 40.0 40.5 42.5 (median, 25th and 75th (34-45) (34-45) (34-48) percentiles) normal morphology <30% 19.0 13.9 10.5 (% of subjects) Authors stated that sperm parameters were not significantly different in exposed vs. reference groups. Stat Method: analysis of covariance using SAS GLM procedure Other reproductive and developmental endpoints Hiollundetal. (1995) (Denmark) cohort (retrospective) study Population: Exposed: married metal workers in steel manufacturing companies (n = 1483 pregnancies; maternal mean age of the 2 exposed groups about 28 years old); worked for a minimum of 1 year from 1964-1984 Referent: married subjects reporting no welding used as reference group (1037 pregnancies; maternal mean age: 28.8 ± 5.3 years old) Paternal smoking similar among groups (~59- 63%) Outcome: spontaneous abortions among spouses (identified through Danish population register with dates of marriage and divorce) obtained through hospital discharge records (Danish In-patient Hospital Register), 1977- 1987 Exposure Assessment: questionnaire filled out in 1986 recording first and last year worked in a particular type of welding Reported Endpoint: spontaneous abortion; ICD8 Exp. Group cases reference 94 mild-steel welding 54 stainless steel 62 welding Stat Method: logistic regression OR 1 0.96 0.78 95% Cl n/a 0.68-1.4 0.55-1.1 Hiollundetal. (2000) (Denmark) cohort (prospective) study Population: Exposed: male first-pregnancy planners (couples without earlier reproductive experience who intended to discontinue contraception in order to become pregnant) recruited 1992-1994 from members of the union of metal workers and 3 other trade Reported Endpoint: spontaneous abortion/miscarriage Exp. Group cases adjRR 95% Cl no welding 48 1 n/a (reference) mild-steel welding 13 1 0.5-2.1 stainless steel 10 3.5 1.3-9.1 welding Stat Method: Cox regression; adjusted for center, female age, female This document is a draft for review purposes only and does not constitute Agency policy, 2-21 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint unions (77 pregnancies);; enrolled couples discontinued birth control and were followed up to 6 menstrual cycles or until a pregnancy was achieved Referent: subjects reporting no welding (203 pregnancies) Outcome: early loss based on human chorionic gonadotrophic hormone analysis in 10 daily urine samples, with an elevation (>1.0 IU/1) followed by decline; clinical loss based on June 1996 interview or questionnaire about pregnancy outcome for all clinically-diagnosed pregnancies Exposure Assessment: questionnaire on current and previous welding exposure, including type (stainless steel, mild steel, or other metal) and welding method, average daily duration of welding, and welding with or without application of local exhaust ventilation body mass index, menstrual cycle length, male and female smoking, caffeine and alcohol consumption, reproductive disease Hiollundetal. (2005) (Denmark) cohort (retrospective) study Population: Exposed: IVF-treated women in a couple with male metal workers (n = 319 [91 stainless steel welders, 128 mild steel welders, 100 non-welding metalworkers]); 181 male metal workers with historical stainless steel welding (n = 61, <1 yr; n = 57, 1-5 yr; n = 63, 6+ yr); information for subject recruitment available from the Danish In Vitro Fertilization Register (DIVF) covering all IVF treatments after 1993 Referent: nonexposed pregnancies (n = 2925 with or without outcome) Smoking information obtained through questionnaire Outcome: information on pregnancy survival until clinical detection collected from the DIVF register; outcome information collected from national health registers Exposure Assessment: questionnaires used to identify metal welders, exposure duration, and welding type Reported Endpoint: spontaneous abortion/miscarriage; ICD10 historical stainless steel welding Exp. Group cases nonexposed reference 830 pregnancies <1 year 16 1-5 years 15 6+ years 13 0.93 0.94 0.68 Exp. Group cases nonmetal workers 830 metal workers-no 32 welding metal workers-mild 32 0.95 steel welding metal workers- 16 0.59 stainless steel welding Stat Method: Cox regression; adjusted for center, male and female smoking, male and female coffee consumption, male and female alcohol consumption, male and female age, number of transferred embryos 95% Cl n/a 0.48-1.79 0.55-1.6 0.38-1.25 95% Cl n/a 0.82-1.67 0.66-1.36 0.36-0.98 This document is a draft for review purposes only and does not constitute Agency policy, 2-22 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint Bonde et al. (1992) (Denmark) cohort (retrospective) study Population: Exposed: male production workers employed at Danish stainless steel (n = 1317; mean age: 29.5 ± 4.8 years old) or mild steel (n = 924; mean age: 29.6 ± 4.8 years old) manufacturing companies for a minimum of 1 year between April 1964 and December 1984 who fathered children 1973-1986 considered at risk based on paternal welding exposure Referent: compared with members of company cohort, excluding metal workers, who fathered children considered not at risk based on paternal welding exposure (n = 1328; mean age: 30.3 ± 5.3 years old) Paternal smoking similar among groups (~64- 69%) Outcome: history of spontaneous abortion collected by midwives for women with a pregnancy ending in live birth after 1977; other pregnancy outcomes for all pregnancies in relevant time period collected from Danish Medical Birth Register with linkage to in- patient register (for congenital malformations) and death certificates (for neonatal mortality) Exposure Assessment: self-questionnaire reporting first and last year worked for each welding type and welding methods used Length of Follow-Up: 0-20 years Reported Endpoint: spontaneous abortion/miscarriage Exp. Group cases not at risk (reference) 23 at risk from mild steel 12 welding at risk from stainless 38 steel welding Stat Method: logistic regression; adjusted for maternal age, birthplace, marital status, and paternal smoking and drinking habits 2.0 95% Cl n/a 0.5-2.4 1.1-3.5 Reported Endpoint: preterm birth/delivery (>3 weeks preterm) Exp. Group cases OR 95% Cl not at risk (reference) 52 1 n/a at risk from mild steel 26 0.71 0.44-1.45 welding at risk from stainless 67 1.32 0.91-1.91 steel welding Stat Method: logistic regression Reported Endpoint: birth weight <= 2500 g Exp. Group cases OR 95% Cl not at risk (reference) 84 1 n/a at risk from stainless 83 1.01 0.74-1.38 steel welding at risk from mild steel 52 0.89 0.63-1.28 welding Stat Method: logistic regression Reported Endpoint: all malformations; ICD8: 740-759 95% Cl n/a 0.62-1.06 Exp. Group cases not at risk (reference) 87 at risk from stainless 75 steel welding at risk from mild steel 37 0.57 0.41-0.80 welding Stat Method: Poisson regression, the influence of some confounders assessed using logistic regression models; adjusted for age of parents, maternal parity, degree of specialization of hospital department, paternal alcoholic beverage consumption and smoking habits, occupational status of the mother, living area Reported Endpoint: neonatal mortality Exp. Group cases OR 95% Cl not at risk (reference) 11 1 n/a at risk from stainless 11 0.99 0.43-2.30 steel welding at risk from mild steel 2 0.26 0.06-1.18 This document is a draft for review purposes only and does not constitute Agency policy, 2-23 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint welding Stat Method: logistic regression 1 2 cases = number of cases calculated from information provided by study authors 3 adjBeta: adjusted Beta; adjOR: adjusted odds ratio; adjRR: adjusted relative risk; NS: not significant; n = total in 4 group; n/a: not applicable; OR: odds ratio; SE: standard error; SD: standard deviation; 95% Cl: 95% confidence 5 interval 6 This document is a draft for review purposes only and does not constitute Agency policy. 2-24 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2.7. Noncancer Respiratory Effects - Pulmonary Function 2 3 Table 2-6. Evidence pertaining to noncancer respiratory effects (pulmonary function) following exposure to hexavalent chromium Reference and Study Design Results by Endpoint Lung: function Huvinen et al. (2002b) (Finland) cohort (prospective) study Population: Exposed: workers in the furnace department of the ferrochromium plant and steel melting shop (n = 104; mean age 48 ± 6.9 years old) Referent: compared with workers from the cold rolling mill whose exposure to chromium or dust in general was extremely low (n = 81; mean age 45.6 ± 7 years old) Loss To Follow-Up: 5 subjects lost to follow- up because they left the company (2) or died from cardiac infarction (3) Outcome: diffusing capacity measured by experienced lab technicians Exposure Assessment: subjects categorized by job classification; personal air samples from 1987 (n = 72) and 1999 (n = 10) collected 1987: median = 0.0005 mg/m3, maximum = 0.0066 mg/m3 1999: median = 0.0003 mg/m3, maximum = 0.0007 mg/m3 stationary samples provided similar medians Reported Endpoint: diffusing capacity of the lung for carbon monoxide (TLCO) (mean percentage of predicted values) Exp. Group unexposed never smokers Cr VI exposed never smokers unexposed ever smokers Cr VI exposed ever smokers n mean SD p-value 27 112.1 11.7 n/a 41 112.1 13.9 NS 52 102.1 11.8 n/a 63 109 17.5 <0.05 Stat Method: Student's t-test Lung: spirometry Kuo et al. (1997) (Taiwan) cross-sectional study Population: Exposed: male and female Taiwanese chromium electroplating factory workers from 9 factories (n = 155); workers were from 3 factories that used chromium (mean age 36.3 years old), 6 that used nickel-chromium (mean age 39.6 years old) Referent1 compared with workers from 2 zinc electroplating factory workers (n = 34; mean age 36.9 years old) Outcome: respiratory function test using machine operated by worker Exposure Assessment: end of shift urine Reported Endpoint: Exp. Group zinc workers nickel-chromium workers chromium workers Reported Endpoint: Exp. Group zinc workers nickel-chromium workers chromium workers Reported Endpoint: forced expiratory volume in 1 sec [FEV1] (mL) n reg. coeff p-value 34 n/a n/a 129 -311.5 <0.05 26 -368 <0.05 forced vital capacity [FVC] (mL) n reg. coeff p-value 34 1 n/a 129 -404.2 <0.01 26 -556.4 <0.01 maximum expiratory flow rate [MEFR] (L/sec) This document is a draft for review purposes only and does not constitute Agency policy, 2-25 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design samples; average urinary chromium concentrations (ng/g creatinine): 3.7 (zinc workers), 7.3 (nickel-chromium workers), and 41 (chromium workers) Results by Endpoint Exp. Group n reg. coeff p-value zinc workers 34 1 n/a nickel-chromium 129 0.37 NS workers chromium workers 26 0.38 NS Reported Endpoint: peak expiratory flow in 1 second [PEF] (L/sec) Exp. Group n reg. coeff p-value zinc workers 34 1 n/a nickel-chromium 129 1.47 NS workers chromium workers 26 0.21 NS Reported Endpoint: peak expiratory flow in 25 seconds [PEF25] (L/sec) Exp. Group n reg. coeff p-value zinc workers 34 1 n/a nickel-chromium 129 0.17 NS workers chromium workers 26 0.13 NS Reported Endpoint: peak expiratory flow in 50 seconds [PEF50] (L/sec) Exp. Group n reg. coeff p-value zinc workers 34 1 n/a nickel-chromium 129 0.1 NS workers chromium workers 26 0.15 NS Reported Endpoint: peak expiratory flow in 75 seconds [PEF75] (L/sec) Exp. Group n reg. coeff p-value zinc workers 34 1 n/a nickel-chromium 129 0.01 NS workers chromium workers 26 0.03 NS Reported Endpoint: vital capacity [VC] (mL) Exp. Group n reg. coeff p-value zinc workers 34 1 n/a nickel-chromium 129 -296.2 <0.05 workers chromium workers 26 -462.9 <0.01 Stat Method: Multiple regression comparing lung function of chromium, nickel, and zinc workers (Cr workers' result minus Zn workers' result or Ni-Cr workers' result minus Zn workers' result) This document is a draft for review purposes only and does not constitute Agency policy, 2-26 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Lindbergand Hedenstierna (1983) (Sweden) cross-sectional study Population: Exposed: male and female employees in chrome plating industry (n = 104); employed in the chrome plating industry at 1 of 13 companies; working on the day of study; 40 nonsmokers and 64 smokers Referent: male auto mechanics (excluding painters or welders) (n = 119) and office employees (n = 19) used as reference group nonsmokers and 67 smokers Outcome: spirometry; means reported for low, mixed, and high for Monday and Thursday am and used as a reference Exposure Assessment: personal air samples for 84 participants on 13 different days, personal air samples for 11 participants over a week, and 5 stationary air samples over 19 days; median exposure time was 4.5 years low exposure: <2 ng Cr Vl/m mixed exposure: <2 ng Cr Vl/m3 and other acids and metallic salts high exposure: >2 ng Cr Vl/m3 Results by Endpoint Reported Endpoint: CV% Exp. Group n mean SD p-value nonsmokers reference 52 11.65 6.13 n/a exposed 17 15.2 8.1 NS smokers reference 67 12.43 5.52 n/a exposed 24 17.1 7.9 NS Stat Method: multiple linear regression Reported Endpoint: FEF25-75 (L/sec) Exp. Group n mean SD p-value nonsmokers reference 52 4.16 1.44 n/a exposed 26 4.71 1.6 NS smokers reference 67 4.36 1.33 n/a exposed 48 4.45 1.36 NS Stat Method: multiple linear regression Reported Endpoint: FEF25_75 (L/sec) on Thursday afternoon Exp. Group n mean SD p-value low 10 4.54 1.45 NS mixed 15 4.64 1.26 NS high 6 4.59 1.53 <0.05 FEF25-75 observed on Monday and Thursday morning were reference values; authors stated FEF25.75 significantly decreased on Thursday afternoon compared with Monday morning and Thursday morning in high exposure group. Stat Method: multiple linear regression Reported Endpoint: FEV1.0 (L) Exp. Group n mean SD p-value nonsmokers reference 52 4.08 0.85 n/a exposed 26 4.54 0.92 NS smokers reference 67 4.38 0.92 n/a exposed 48 4.31 0.85 NS Stat Method: multiple linear regression Reported Endpoint: FEVj 0 (L) on Thursday afternoon Exp. Group n mean SD p-value low 10 4.43 0.97 NS mixed 15 4.06 0.95 NS This document is a draft for review purposes only and does not constitute Agency policy, 2-27 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Huvinen et al. (2002b) (Finland) cohort (prospective) study Population: Exposed: workers in the furnace department of the ferrochromium plant and steel melting shop (n = 104; mean age 48 ± 6.9 years old) Referent: compared with workers from the cold rolling mill whose exposure to chromium or dust in general was extremely Results by Endpoint high 6 4.92 1.29 <0.05 FEV10 observed on Monday and Thursday morning were reference values; authors stated FEV10 significantly decreased on Thursday afternoon compared with Monday morning and Thursday morning in high exposure group. Stat Method: multiple linear regression Reported Endpoint: FVC (L) Exp. Group n mean SD p-value nonsmokers reference 52 5.2 1 n/a exposed 26 5.61 0.99 NS smokers reference 67 5.66 1.02 n/a exposed 48 5.27 0.9 NS Stat Method: multiple linear regression Reported Endpoint: FVC (L) on Thursday afternoon Exp. Group n mean SD p-value low 10 5.35 1.24 NS mixed 15 4.73 1.22 <0.01 high 6 5.75 1.58 <0.01 FVC observed on Monday and Thursday morning were reference values; authors stated FVC significantly decreased on Thursday afternoon compared with Monday morning and Thursday morning in high and mixed exposure groups. Stat Method: multiple linear regression Reported Endpoint: phase III, % N2/L Exp. Group n mean SD p-value nonsmokers reference 52 1.49 1.33 n/a exposed 17 1.09 0.57 NS smokers reference 67 1.34 0.54 n/a exposed 24 1.63 0.97 NS Stat Method: multiple linear regression Reported Endpoint: FEV% (FEVLO/FVC x 100) Exp. Group n mean SD p-value unexposed never 27 99.8 5.8 n/a smokers Cr VI exposed 41 97.9 7.2 NS never smokers unexposed ever 52 95.2 8.7 n/a smokers Cr VI exposed ever 63 97.8 7.8 NS This document is a draft for review purposes only and does not constitute Agency policy, 2-28 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design low (n = 81; mean age 45.6 ± 7 years old) Loss To Follow-Up: 5 subjects lost to follow- up because they left the company (2) or died from cardiac infarction (3) Outcome: spirometry by experienced lab technicians Exposure Assessment: subjects categorized by job classification; personal air samples from 1987 (n = 72) and 1999 (n = 10) collected 1987: median = 0.0005 mg/m3, maximum = 0.0066 mg/m3 1999: median - 0.0003 mg/m3, maximum - 0.0007 mg/m3 stationary samples provided similar medians Bovet et al. (1977) (Switzerland) cross-sectional study Population: Exposed: male chromium electroplating workers (n = 44) employed in one of 17 chromium electroplating plants; the three exposure groups did not significantly differ by age, exposure time, or smoking status Outcome: wedge bellows spirotest using Kory et al., 1961 or Bates et al., 1962 standards Exposure Assessment: based on urinary measurements taken at end of morning or end of afternoon: low exposure: <6.0 ng/g creatinine medium exposure: 6.1—15 ng/g creatinine high exposure: 15.1 ng/g creatinine Results by Endpoint smokers Reported Endpoint Exp. Group unexposed never smokers Cr VI exposed never smokers unexposed ever smokers Cr VI exposed ever smokers Reported Endpoint Exp. Group : forced expiratory volume n mean 27 92.3 41 91.9 52 88.5 63 87.9 : forced vital capacity (FVC] n mean unexposed never 27 92.4 smokers Cr VI exposed 41 94.2 never smokers unexposed ever 52 92.9 smokers Cr VI exposed ever 63 89.6 smokers Stat Method: Student's t-test in 1 second (FEV10) SD p-value 10.5 n/a 11.3 NS 13.6 n/a 14.1 NS (D SD p-value 8.5 n/a 12 NS 11.5 n/a 11.5 NS Reported Endpoint: forced expiratory flow 25%-75% (FEF25-75) (% of the standards of Bates) urinary chromium concentration Exp. Group n mean low (<6.0) medium (6.1-15) high (>15.1) Reported Endpoint (% of the standards Exp. Group low (<6.0) medium (6.1-15) high (>15.1) Reported Endpoint Exp. Group 26 106.98 12 90.73 6 78.23 : forced expiratory volume of Kory) n mean 26 95.64 12 92.73 6 81.93 SD 27.15 22.00 19.28 in one second (FeVJ SD 10.63 13.72 14.87 : vital capacity (% of the standards of Kory) n mean low (<6.0) 26 95.77 medium (6.1-15) 12 97.98 high (>15.1) 6 89.85 Stat Method: not reported Parameter n SD 9.96 13.19 14.22 F value p-value This document is a draft for review purposes only and does not constitute Agency policy, 2-29 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint <0.03 forced expiratory flow 25%-75% (FEF25.75) 44 3.90 (% of the standards of Bates) forced expiratory volume in one second 44 3.45 (FeVJ (% of the standards of Kory) vital capacity (% of the standards of Kory) 44 1.04 Authors noted that there was a significant effect of chromium on FeViandFEF25.75. Stat Method: univariate ANOVA <0.05 0.36 1 2 3 NS: not significant; n/a: not applicable; SD: standard deviation; reg coeff: regression coefficient This document is a draft for review purposes only and does not constitute Agency policy, 2-30 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2.8. Noncancer Respiratory Effects - Nasal Pathology and 2 Histopathology 3 Table 2-7. Evidence pertaining to noncancer respiratory effects (nasal 4 pathology and histopathology) following exposure to hexavalent chromium Reference and Study Design Results by Endpoint Clinical observation Huvinen et al. (2002b) (Finland) cohort (prospective) study Population: Exposed: workers in the furnace department of the ferrochromium plant and steel melting shop (n = 104; mean ± SD age 48 ± 6.9 years old) Referent: compared with workers from the cold rolling mill whose exposure to chromium or dust in general was extremely low (n = 81; mean ± SD age 45.6 ± 7 years old) Loss To Follow-Up: 5 subjects lost to follow- up because they left the company (2) or died from cardiac infarction (3) Outcome: self-reported (questionnaire) Exposure Assessment: subjects categorized by job classification; personal air samples from 1987 (n = 72) and 1999 (n = 10) collected 1987: median = 0.0005 mg/m3, maximum = 0.0066 mg/m3 1999: median = 0.0003 mg/m3, maximum = 0.0007 mg/m3 stationary samples provided similar medians Reported Endpoint: rhinitis >3/12 months percent Exp. Group difference 95% Cl Cr VI exposed group 0.4 -13.3-14.1 Stat Method: Fisher's exact test Lung: nonneoplastic lesions Huvinen et al. (1996) (Finland) cross-sectional study Population: Exposed: male stainless steel production workers (n = 109; mean ± SD age 43.3 ± 6.9 years old); minimum of 8 years of employment in the same department Referent: compared with male cold rolling mill workers (n = 95; mean ± SD age 40.7 ± 7.1 years old) Outcome: lesions determined by chest radiography Exposure Assessment: subjects grouped into 4 categories according to exposure to different chromium compounds; personal Reported Endpoint: lung: nonneoplastic lesions Exp. Group reference Cr VI exposed Parameter (n = 95) (n = 109) p-value bilateral pleural 0 4.6 NS plaques (% of total) changes in visceral 1.1 0.9 NS pleura (% of total) small opacities (% of 12.8 12 NS total) unilateral pleural 3.2 4.6 NS plaques (% of total) Stat Method: chi-square test This document is a draft for review purposes only and does not constitute Agency policy, 2-31 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design and stationary air samples collected during 1987 exposure study; Cr VI at low concentrations throughout the steel smelting shop; it exceeded the detection limit in only some personal samples; generally below detection in the cold rolling mill mean Cr VI concentration in urine for 44 workers: 0.03 nmol/L (1993) and 0.04 Hmol/L (1987) Results by Endpoint Nasal cavity: gross pathology Huvinen et al. (2002a) (Finland) cross-sectional study Population: Exposed: male stainless steel production workers (n = 29); never smokers with a minimum of 14 years employment in the same department Referent: compared with workers from the cold rolling mill (n = 39) whose exposure to chromium or dust in general was extremely low (total dust content = 0.3-0.5 mg/m3) Outcome: questionnaire for nasal symptoms; physical exam including anterior rhinoscopy and rigid nasoendoscopy Exposure Assessment: subjects divided into 4 groups based on type of chromium exposure; Cr VI group comprised 29 workers from the steel melting shop (median Cr VI air concentration = 0.5 ng/m3) Reported Endpoint: nasal epithelium Exp. Group referent steel melting shop Parameter [RR (95% Cl)l (n = 39 atrophic nasal epithelium 1 infected nasal epithelium 1 livid/endemic nasal epithelium 1 total atypical nasal epithelium 1 Stat Method: likelihood-based risk ratio [ (n = 29) 2.7 (0.36-20.2) 1.5 (0.64-3.7) 3.7 (1.3-10.6) 2.4(1.4-4.1) Nasal cavity: nonneoplastic lesions Lindbergand Hedenstierna (1983) (Sweden) cross-sectional study Population: Exposed: male and female employees in chrome plating industry (n = 104); employed in the chrome plating industry at 1 of 13 companies; working on the day of study; 40 nonsmokers and 64 smokers Referent: male auto mechanics (excluding painters or welders) (n = 119) and office employees (n = 19) used as reference group for lung function and nose and throat measurements, respectively (n = 138) ; 52 nonsmokers and 67 smokers Outcome: visual inspections conducted prior to interviews Reported Endpoint: atrophy 8-hr mean air concentration Cr VI u.g/m3 Exp. Group n <= 1.9 19 2-20 24 highest air concentration Cr VI u.g/m3 Exp. Group n 0.2-1.2 10 2.5-11 12 20-46 14 cases p-value 4 NR 8 <0.05 cases p-value 1 n/a 8 NR 0 NR Reported Endpoint: perforation only 8-hr mean air concentration Cr VI u.g/m3 Exp. Group n <= 1.9 19 cases p-value 0 NR This document is a draft for review purposes only and does not constitute Agency policy, 2-32 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint Exposure Assessment: personal air samples for 84 participants on 13 different days, personal air samples for 11 participants over a week, and 5 stationary air samples over 19 days; median exposure time was 4.5 years low exposure: <2 u.g Cr Vl/m3 mixed exposure: <2 u.g Cr Vl+/rn3 and other acids and metallic salts high exposure: >2 ng Cr Vl/m3 2-20 24 3 highest air concentration Cr VI ng/m3 Exp. Group n cases 0.2-1.2 10 0 2.5-11 12 0 20-46 14 3 Reported Endpoint: subjective irritation 8-hr mean air concentration Exp. Group <= 1.9 2-20 n 19 24 highest air concentration Cr VI ng/m3 Exp. Group n 0.2-1.2 10 2.5-11 12 20-46 14 cases 4 11 cases 0 8 4 Reported Endpoint: ulceration 8-hr mean air concentration Exp. Group n <= 1.9 19 2-20 24 highest air concentration Cr VI ng/m3 Exp. Group ri 0.2-1.2 10 2.5-11 12 20-46 14 cases 0 8 NR cases p-value 0 n/a 0 NR 7 NR Stat Method: chi-square test with Yate's correction. Number of ulceration cases at the highest exposure value compared with controls was not discussed separately from the data reported as 8- hr mean value of exposure. Lin et al. (1994) (Taiwan, Province of China) cross-sectional study Population: Exposed: male and female chromium electroplating workers from 7 chromium electroplating factories (n = 79; aged 15-64 years old) Referent: compared with male and female workers from 3 aluminum electroplating factories (n = 40; aged 14-65 years old) Outcome: condition based on otolaryngologist exam Exposure Assessment: based on job Reported Endpoint: nasal septum abnormality Exp. Group Cr office workers Cr other Parameter nasal septum perforation nasal septum scar formation p-value for trend 10 <0.001 0.043 This document is a draft for review purposes only and does not constitute Agency policy, 2-33 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint category; air and urine samples analyzed for Cr geometric mean air concentrations: Al electroplating factory workers (n = 15): 0.1 ng/m3 Cr electroplating office, outdoor workers (n = 14): 2.4 u.g/m3 Cr electroplating workers in other process fields (n = 25): 11.2 u.g/m3 Cr electroplating workers near electroplating tanks (n = 23): 89.7 u.g/m3 mean +/- SD urine levels: Al electroplating factory workers (n = 40): 0.13 +/- 0.09 u.g/g creatinine Cr electroplating office, outdoor workers (n = 19): 1.9 +/-1-7 u.g/g creatinine Cr electroplating workers in other process fields (n = 29): 3.5 +/-1.6 u.g/g creatinine Cr electroplating workers near electroplating tanks (n = 30): 11.9 +/- 8.7 u.g/g creatinine 0 16 48 nasal septum ulcer Stat Method: Mantel extension test for trend 68 <0.001 Kitamuraetal. (2003) (Korea) cross-sectional study Population: Exposed: male chromium plating workers aged 19-53 years old (n = 27) with signs and symptoms of olfactory irritation, but without nasal septum perforation or ulcer Referent: compared with healthy male clerks working at the same factory (n = 34) Outcome: rhinoscopy examination by otolaryngologist Exposure Assessment: based on job title; blood and urine Cr levels measured plating workers blood Cr: 1.29 (0.16-3.69) Hg/dL; urinary Cr: 2.88 (0.01-8.37) ng/g creatinine referent blood Cr: 0.55 (0.04-1.95) ng/dL; urinary Cr: 2.26 (0.01-10.18) ng/g creatinine air concentrations in plating factories Cr VI: 0.013, 0.033, 0.0054, and 0.0047 mg/m3 Cr III: 0.059, 0.021, 0.0063, and 0.0047 mg/m3 Reported Endpoint: inflammation of nasal mucosa Exp. Group Cr plating reference workers Parameter (%) inflammation of nasal mucosa obstruction or adhesion of the olfactory cleft Stat Method: chi-squared test 46 <0.01 Kuo et al. (1997) (Taiwan) Reported Endpoint: nasal obstruction Exp. Group This document is a draft for review purposes only and does not constitute Agency policy, 2-34 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint cross-sectional study Population: Exposed: male and female Taiwanese chromium electroplating factory workers from 9 factories (n = 155); workers were from 3 factories that used chromium (mean age 36.3 years old), 6 that used nickel-chromium (mean age 39.6 years old) Referent: compared with workers from 2 zinc electroplating factory workers (n = 34; mean age 36.9 years old) Outcome: condition based on otolaryngologist exam Exposure Assessment: end of shift urine samples; average urinary chromium concentrations (ng/g creatinine): 3.7 (zinc workers), 7.3 (nickel-chromium workers), and 41 (chromium workers) zinc workers 34 0 nickel-chromium workers 129 17.8 0.01 chromium workers 26 15.4 0.01 Reported Endpoint: nasal septum perforation Exp. Group r\ zinc workers 34 nickel-chromium workers 129 chromium workers 26 Reported Endpoint: nasal septum ulcer Exp. Group ri zinc workers 34 nickel-chromium workers 129 chromium workers 26 Reported Endpoint: paranasal sinusitis Exp. Group r\ zinc workers 34 nickel-chromium workers 129 chromium workers 26 Stat Method: chi-squared test or analysis of variance; Mantel extension test for trend Rovle (1975) (United Kingdom) cross-sectional study Population: Exposed: male and female chromium platers (n = 997; mean age 42.9); exposed to chromic acid >=3 months; employed at 1 of 54 plating plants whose principal industry was chromium plating Referent: compared with male and female manual workers in the same area (n = 1117; mean age 43.6) Outcome: self-reported (questionnaire) Exposure Assessment: questionnaire used to record number of years a worker was exposed to chromic acid during chromium plating; air and dust analyses recorded in 42 of 54 plants (1969-1970); Cr air levels generally <0.03 mg/m3; dust levels generally between 0.3 and 97.0 mg/g Reported Endpoint: nasal effects years CrO3 exposure Parameter (%) nasal ulcers nose bleeding nasal perforations Exp. Group <1 1J5 (n = 234) (n = 394) 13.1 19 6 14.5 0.5 3.6 >5 (n = 369) 16.8 16 8.7 p-value for trend 0.001 NS 0.001 Stat Method: not reported PHS (1953) (United States) cohort (retrospective) study Population: Exposed: male workers in 6 plants directly involved in the manufacture of chromates and bichromates from Reported Endpoint: perforation of nasal septum time worked in industry Exp. Group <6 months 6 months-3 years n 41 117 This document is a draft for review purposes only and does not constitute Agency policy, 2-35 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design chromite ore (n = 897) Referent: none Outcome: information obtained from medical records Exposure Assessment: exposure based on time worked in industry Gibb et al. (2000b) (United States) cohort (retrospective) study Population: Exposed: male workers in a chromate production plant in Baltimore, MD (n = 2307); first employed between August 1, 1950 and December 31, 1974 Referent: none Outcome: physician findings reported in clinic and first records Exposure Assessment: airborne Cr VI measurements taken 1950-1985 based on job title to provide worker exposure estimates; short-term airborne dust samples collected in workers' breathing zones 1950- 1964; mid-1960s-1985, 24-hour measurements from fixed-site monitors and observations of time spent near each monitor used; 1977-1985, full-shift personal samples collected based on job title; plant closed 1985 Length of Follow-Up: 18 years Cohen et al. (1974) (United States) cross-sectional study Population: Exposed: white male and female electroplate workers aged 18-63 years old in the nickel-chrome department (n = 37) Referent: compared with randomly-chosen workers employed in other areas of the plant not significantly exposed to chromic acid (n = 15) Outcome: self-reported (questionnaire) Exposure Assessment: air samples collected from the breathing zones of several exposed workers in the nickel-chrome department and referents, mean Cr VI — 0.0029 (ND— 0.0091) and 0.0003 (0.0001-0.0004) in nickel-chrome plating area and referent areas, respectively Results by Endpoint 3- 10 years 370 >10 years 369 Stat Method: not reported 55.4 69.6 Reported Endpoint: ulcerated nasal septum ambient airborne chromium Parameter cases adiRR 0.1 mgCrO3/m3 increase 1451 1.2 p-value 0.0001 Authors stated that ambient airborne hexavalent chromium exposure was significantly associated with occurrence of ulcerated nasal septum. Stat Method: Cox proportional hazards model adjusted year at hire and age at hire for calendar Reported Endpoint: nasal ulceration non-exposed Parameter (%) (n = 15) nasal mucosa (grade 0) 93 shallow erosion of septal mucosa 0 (grade 1) ulceration and crusting of septal 0 mucosa (grade 2) avascular, scarified areas of septal 0 mucosa without erosion or ulceration (grade 3) perforation of septal mucosa (grade 7 4) exposed (n = 37) 5 22 32 30 11 Stat Method: Fisher's exact test (results not provided) 1 2 cases = number of cases calculated from information provided by study authors This document is a draft for review purposes only and does not constitute Agency policy, 2-36 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 f difference in percent of respiratory symptoms between referents and Cr VI exposed subjects 2 adjRR: adjusted relative risk; NS: not significant; NR: not reported; n/a: not applicable; SD: standard deviation; RR: 3 relative risk; 95% Cl: 95% confidence interval 4 This document is a draft for review purposes only and does not constitute Agency policy. 2-37 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2.9. Lung Cancer 2 3 Table 2-8. Evidence pertaining to lung cancer following inhalation exposure to hexavalent chromium Reference and Study Design Results by Endpoint Studies of Baltimore chromate production plant (after improvements to production facilities) Gibb et al. (2000a) (United States) cohort study Population: Exposed: male chromate production workers in Baltimore, MD (n = 2357); first employed between August 1,1950, and December 31,1974, after improvements made to chromium production processes. Mean duration 3.1 years; median 5 months. Referent: external analysis (compared with Maryland state rates); internal analysis across exposure levels Outcome: National Death Index (1979-1992); Social Security data 1977-1978; information through 1977 obtained from Hayes et al. (1979); cause on death certificate based on ICD8 Exposure Assessment: Cumulative exposure using job exposure matrix developed based on work histories and approximately 70,000 routinely collected exposure measurements taken beginning in 1950; measurement protocols changed overtime: short term (10-20 minutes) breathing zone samples used high volume air sampling pump and impinger from 1950 to 1961; fixed site samples (24 1-hour samples per day) from 154 areas and estimation of time spent in specific areas used beginning in the 1960s; reduced to 27 areas and 8 3-hour samples in 1979; full-shift personal samples beginning in 1977; dust samples collected about 3 years after plant closed at or near 26 of the 27 fixed sites; air analyzed for trivalent/hexavalent ratio. Also includes information on smoking status at beginning of employment for 93% of cohort. Five-year lag used for all models. Mean Length of Follow-Up: 30 years Related studies: earlier analyses of related cohorts: Hayes etal. (1979) and Braver et al. (1985); subsequent analyses of exposure- response: OSHA (2006); Park and Stayner (2006); and Park etal. (2004). Reported Endpoint: lung cancer mortality; ICD8 cumulative Cr exposure (mg CrOjm -yrs) Exp. Group cases RR each 10-fold 122 1.38 increase p-value 0.0001 Stat Method: Cox proportional hazard models using age as the time variable and adjusting for smoking status. cumulative Cr exposure quartiles (mg CrOjm -yrs) Exp. Group 0-0.00149 0.0015-0.0089 0.009-0.0769 0.077-5.25 cases 26 28 30 38 RR 1 1.83 2.48 3.32 Stat Method: Cox proportional hazard models using age as the time variable, median value in each exposure quartile, and adjusting for smoking status. Additional analyses indicated associations with hexavalent chromium (RR 1.55 per 10-fold increase) but not with trivalent chromium (RR0.17 per 10-fold increase). OSHA (2006) includes additional modeling of these data using: different numbers of exposure categories (e.g., 5, 6,10); Baltimore city rather than Maryland state reference rates; different lag periods; estimates of cumulative smoking (pack- years). Park and Stayner (2006) examined evidence of non-linearity using these data: the potential value of two-stage modeling was evaluated and found to provide little improvement in model fit; additional modeling of departure from linearity using a one-stage model and second-degree fractional polynomials; and other measures to examine intensity thresholds and effects of different assumptions regarding exposure half-life. Park et al. (2004) used these data to estimate excess lifetime risk of lung cancer. At the (then) OSHA permissible exposure limit (PEL) of 0.10 mg/m3, the excess lifetime risk was 255 (95% Cl 109-416) per 1,000. This document is a draft for review purposes only and does not constitute Agency policy, 2-38 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint Studies of Ohio chromate production plant Proctor et al. (2004) (United States) cohort study Population: Exposed: male chromate production workers in Painesville, OH, who worked at least 12 months beginning in January 1940 or later (n = 482); mean duration not reported; 45% <5 years in exposed job Referent: external analysis (compared with Ohio state rates); internal analysis across exposure levels Outcome: National Death Index; cause on death certificate based on ICD9 code 162 Exposure Assessment: Cumulative exposure and highest average monthly exposure using job exposure matrix developed based on work histories and approximately 800 area air samples collected from 23 surveys conducted in 1943- 1981. Also includes information on smoking status at beginning of employment for 35% of cohort Five-year lag used for all models. Mean Length of Follow-Up: 30 years Related studies: Proctor et al. (2003) (additional exposure assessment details); Crump et al. (2003); Luippold et al. (2003); Mancuso (1997, 1975) (previous studies of an earlier cohort: workers hired 1931-1937, with exposure based on 1949 industrial hygiene survey) Reported Endpoint: lung cancer mortality; ICD9 (162) cumulative hexavalent chromium exposure (mg/m - yrs) Exp. Group 0-0.19 0.2-0.48 0.49-1.04 1.05-2.69 2.7-23 cases 3 8 4 16 20 SMR 0.67 1.8 0.91 3.7 4.6 Stat Method: SMRs using state referent rates highest monthly hexavalent chromium exposure (mg/m ) Exp. Group cases SMR <0.052 4 1 0.053-0.16 4 1.7 0.209-0.212 9 1.9 0.27-0.42 5 1.9 0.47-0.57 20 2.9 0.58-4.1 9 6.9 Stat Method: SMRs using state referent rates Crump et al. (2003) includes additional modeling of these data (e.g., using relative risk and additive risk models with additional exposure categories for cumulative exposure). Studies of modern production facilities Birket al. (2006) (Germany) cohort study Population: Exposed: male chromate prodcution workers from two plants; worked at least 12 months after each plant converted to a no-lime process (n = 901); Leverkusen n = 593, began work in 1958 or later, mean duration 9 yrs; Uerdingen (n = 308, began work in 1964 or later, mean duration 11 years Referent: external analysis (compared with regional rates); also included analysis by exposure level Outcome: cause on death certificate based on ICD9 Exposure Assessment: Cumulative exposure using job exposure matrix developed based on work Reported Endpoint: lung cancer mortality; ICD9 (162) Exp. Group n SMR 95% Cl chromate workers 22 1.48 0.93-2.25 Stat Method: SMR calculated using German national rates cumulative Cr in urine (ng/L-yr) Exp. Group >200 >200 (adjusting for peak exposure) Peak exposure (one or more measure >40 Hg/L, adjusting for cumulative exposure) 8 8 NR OR 6.9 3.7 3.4 95% Cl 2.6-18.2 1.2-11.2 0.9-12.1 Authors state risk unchanged after controlling for smoking. Stat Method: logistic regression This document is a draft for review purposes only and does not constitute Agency policy, 2-39 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint histories and urinary Cr measurements (most collected from routine medical examinations; (n = 7000 from 1958-1998 in Leverkusen and n = 5400 from 1964-1995 in Uerdingen). Personal air sam pies (n =252 from 1985-1998 in Leverkusen and n =215 from 1986-1994 in Uerdingen) and area air samples (n = 3422 from 1973-1998) in Leverkusen and n= 1161 from 1978-1995 in Uerdingen) were avaiable for part of the study period. cumulative Cr in urine (ug/L-yr) 10-year lag Exposure mean: varied overtime (general decline from 1960s through 1990s). Mean concentration in air: 8.83 and 8.04 ng Cr/m3 in Leverkusen and Uerdingen, respectively. Range of concentration in urine: from 15-50 ng/L up to 1970 to 1-<10 Hg/L in 1987-1998 in Leverkusen; from 5-30 ng/L up to 1970 to 1-<10 ng/L in 1987-1996 in Uerdingen. Mean Length of Follow-Up: 16 years for Leverkusen plant; 19 years for Uerdingen plant Smoking data available for more than 90% of cohort Related studies: Korallus et al. (1993) (earlier study of both plants); Industrial Health Foundation (2002) [see table entry below; this report provides more extensive details regarding the study population, exposure measures, and analysis than found in Birketal. (2006)1 Exp. Group 0-39.9 40-99.9 100-199.9 >200 SMR 0.93 0.78 1.31 2.05 95% Cl 0.34-2.01 0.16-2.28 0.43-3.07 0.88-4.04 Similar results seen with 0- and 10-year lags. Stat Method: SMRs calculated using North Rhine-Westphalia referent population rates Luippold et al. (2005) (United States) cohort study Population: Exposed: male and female chromate production workers from two plants (n = 617), worked at least 12 months: Castle Hayne, NC (n = 430, began work 1971 or later, mean duration 12 years) and Corpus Christi, TX (n = 187, began work 1980 or later, mean duration 8 years) Referent: external analysis (compared with state rates) Outcome: cause on death certificates (pre-1979) and in National Death Index-Plus (post-1979) based on ICD9 code 162 Exposure Assessment: Cumulative exposure using job exposure matrix developed based on work histories and personal air-monitoring measurements (n = 5461 from 1974-1992 and 1995-1998 in the North Carolina plant; n = 1249 from 1980-1982,1986-1988, and 1990-1998 in the Texas plant). Additional area samples available for other years in the study period. Reported Endpoint: lung cancer mortality; ICD9 (162) occupation Exp. Group cases SMR chromate workers 3 0.84 Stat Method: SMRs using state referent rates 95% Cl 0.17-2.44 This document is a draft for review purposes only and does not constitute Agency policy, 2-40 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint exposure range: 0.36-4.36 ng/m Mean Length of Follow-Up: 20 years for North Carolina plant; 10 years for Texas plant Smoking data available for 89% of cohort Related studies: Pastides et al. (1994) (North Carolina plant; earlier -10 year mean follow-up); Industrial Health Foundation (2002) [see table entry below; this report provides more extensive details regarding the study population, exposure measures, and analysis than found in Luippold et al. (2005)1 Industrial Health Foundation (2002) (United States; Germany) cohort study [This is the original analysis of the 4 plants that were subsequently published as separate papers by Birk et al. (2006) and Luippold etal. (2005) for two plants in Germany and two plants in the United States, respectively. Details from this report pertaining to the cohorts, exposure measures, and analysis are provided in the table entries above for Birk et al. (2006) and Luippold et al. (200511 Population: Exposed: chromate production workers in four plants (two in Germany, n = 901 and two in United States (n = 617) (total n = 1518); worked 1 year or more in plants using low- or no- lime chromium production processes Referent: external analysis (compared German national rates and U.S. state rates); internal analysis across exposure levels Outcome: cause on death certificate (ICD not reported) Exposure Assessment: Cumulative and peak exposure measures developed based on work histories and job exposure matrix based on urinary Cr measures (German plants) and personal air monitoring levels (U.S. plants); for internal analysis combining all plants, air exposure levels for the U.S. plants were converted to urinary exposure levels using a published conversion factor (0.77); this value was somewhat smaller than the conversion factor derived from limited parallel data from the German plants (0.85 for Leverkusen plant and 0.92 for Uerdingen) Mean Length of Follow-Up: 16 years for Leverkusen plant; 19 years for Uerdingen plant; 20 Reported Endpoint: lung cancer mortality; ICD9 (162) cumulative Cr exposure (ug/L-yr) Exp. Group cases SMR 95% Cl <40 9 0.89 0.41-1.7 40-99.9 3 0.78 0.16-2.3 100-<200 5 1.31 0.43-3.1 >200 8 2.05 0.88-4.0 Stat Method: SMRs calculated using North Rhine-Westphalia and state referent population rates Exp. Group <40 40-<200 >200 cases 3 9 9 95% Cl (referent) 0.6-6.9 2.4-27.1 Stat Method: logistic regression; adjusted for smoking and limited to age at first exposure >35 yrs (only 1 death among those exposed before age 35) Exp. Group adjOR 95% Cl High cumulative 3.8 1.2-11.5 (>200 ng/L-yrs) Ever peak (>40 ng/L) 3.1 0.9-11.3 Stat Method: logistic regression; adjusted for smoking and limited to German cohort (22 of the 25 deaths occurred in Germany; Germany had higher cumulative exposures; and individual data allowed assessment of "peak" exposure) This document is a draft for review purposes only and does not constitute Agency policy, 2-41 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint years for North Carolina plant; 10 years for Texas plant Smoking data available for 93% of German workers and 89% of U.S. workers Davies et al. (1991) (United Kingdom) cohort study Population: Exposed: male chromate production workers at three facilities, two of which implemented process and hygiene improvements at factories (allowing comparison of "prechange" and "postchange" workers) (n = 2607); worked at least Ifull year with some of the work occurring between January 1,1950, and June 30,1976 Referent: local and national death rates adjusted for social class and area differences Outcome: cause on death certificate based on ICD9 codes 162 and 239.1 Exposure Assessment: based on job history, duration of service, start of employment, and implementation of process and hygiene improvements that started in 1955; no exposure estimates provided Mean Length of Follow-Up: not reported Reported Endpoint: lung cancer mortality; ICD9 (162 and 239.1) Exp. Group Rutherglen prechange (starting dates 1945- 1958) Rutherglen postchange (starting dates 1959- 1966) Eaglescliffe prechange (starting dates 1945- 1960) Eaglescliffe postchange (starting dates 1961-1976) cases 41 52 SMR 1.60 0.97 1.95 1.09 <0.001 NS <0.001 NS Stat Method: SMRs using area mortality data, adjusted for class and area; Poisson distribution used to test statistical significance (results also provided using national rates, but with little difference) Authors noted several cases of lung cancer among postchange workers at young ages (<50 years) and seven additional lung cancers among postchange workers in Eaglescliffe identified after the end of the follow-up period (Dec 1, 1988). Studies of stainless steel welders Gerin et al. (1993) (9 European countries) cohort study Population: Exposed: male stainless steel workers in IARC multicenter historical cohort study from 135 companies in 9 European countries (n = 11,092) Referent: compared with expected deaths Outcome: method not reported Exposure Assessment: Cumulative dose estimated based on each subject's exposure history constructed including dates of starting and stopping employment; the base metal welded and the welding process; changes in exposure over time; and information on the history of the welding practice over time by company (based on average concentrations of welding fumes for each Reported Endpoint: lung cancer mortality cumulative hexavalent Cr exposure in ever stainless steel welders (mg-years/m3) Exp. Group <0.05 0.05-0.5 0.5-1.5 1.5+ cases 0 7 9 5 SMR 0 1.30 1.93 1.41 95% Cl 0-12.7 0.52-2.68 0.88-3.66 0.46-3.29 Stat Method: SMRs using expected relative risks cumulative hexavalent Cr exposure in predominantly stainless steel welders (mg-years/m3) Exp. Group cases SMR 95% Cl <0.05 0 0 0-28.4 0.05-0.5 3 2.08 0.43-6.09 0.5-1.5 4 2.00 0.55-5.12 This document is a draft for review purposes only and does not constitute Agency policy, 2-42 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design welding situation) Results by Endpoint 1.5+ 5 1.48 Stat Method: SMRs using expected relative risks 0.48-3.45 1 2 3 4 adjOR: adjusted odds ratio; NR: not reported; NS: not significant; n/a: not applicable; SMR: standard mortality rate; RR: relative risk; 95% Cl: 95% confidence interval This document is a draft for review purposes only and does not constitute Agency policy, 2-43 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2.10. Cancers Associated with Oral Exposure 2 3 Table 2-9. Evidence pertaining to cancer following oral exposure to hexavalent chromium Reference and Study Design Stomach: neoplastic lesions Several papers based on mortality data for a population in northeastern China Zhang and Li (1997)a; (1987) Beaumont et al. (2008) Koraor at 3! l">nOCt\ ecological studies Population' Exposed1 males and females from 5 agricultural villages 1-5 miles east of ferrochromium alloy plant near JinZhou city in the LiaoNing Province. Groundwater contaminated by Cr VI up to 20 mg/L (n ~ 10,000) between 1960 and 1978; reporting of a yellowing of the water by local residents in 1964 is what led to the investigation and identification of this contamination by the local health department. Referent: Original study by Zhang and Li (1987) and Beaumont et al. (2008) : comparison was area including the industrial town of TangHeZi and 3 agricultural villages near TangHeZi with no groundwater hexavalent chromium pollution. Kerger et al. (2009) presented results using TangHeZi only, and using the other villages excluding TangHeZi from the referent group. Outcome: cause on death records Exposure Assessment: comprehensive well survey (21-170 wells per village tested) in 1965; periodic testing through 1979 a Zhang and Li (1997) was retracted in 2006 by Journal of Occupational and Environmental Medicine because "financial and intellectual input to the paper by outside parties was not disclosed" (Brandt-Rauf, 2006). Linos et al. (2011) (Greece) ecological study Population' Exposed1 male and female adult residents of industrial area of Greece (Oinofita region) who were registered as permanent residents of Oinofita in the municipality records (n = 5842); legally registered citizens of the municipality at any time during the follow-up period (1/1/1999-31/12/2009) Results by Endpoint Reported Endpoint: stomach cancer deaths Reference and Comparison Group RR 95% Cl Beaumont etal. (2008) (four 1.82 1.11-2.91 areas) Roaiimnnt ot al OflflR^ l\ ianNina 1 fiQ 1 19 9 AA Province) Kerger et al. (2009) (agricultural 1.22 0.74-2.01 villages, excludes TangHeZi) Kerger et al. (2009) (TangHeZi, 2.07 1.25-3.44 excludes agricultural villages) [Other differences in the analytic approach and results among these studies will be presented in greater detail in the draft Toxicological Review.] Reported Endpoint: stomach cancer deaths; ICD9 (151) Exp. Group cases SMR 95% Cl p- value total 6 1.21 0.44-2.63 0.755 male 4 1.16 0.32-2.96 0.909 female 2 1.33 0.16-4.81 0.886 Stat Method: SMRs using Voiotia mortality statistics This document is a draft for review purposes only and does not constitute Agency policy, 2-44 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint Referent: compared with mortality statistics of the entire Voiotia prefecture (similar geographical, population density, socioeconomic, and ethnic origin characteristics) Outcome: cause on death certificate based on ICD9 code 151 Exposure Assessment: measurements of Cr VI in groundwater from Oinofita municipality November 2007-February 2008: levels above 10 in 35 out of 87 samples with maximum of 156 September 2008-December 2008: 41-53 ng/L in 3 samples of public drinking water July 2007-July 2010: 13 measurements above 10 Hg/Lwith maximum of 51 ng/L (other potential contaminants not measured) Oral, liver, and other Gl tract and urinary tract cancers Linos et al. (2011) (Greece) ecological study Population: Exposed: male and female adult residents of industrial area of Greece (Oinofita region) who were registered as permanent residents of Oinofita in the municipality records (n = 5842); legally registered citizens of the municipality at any time during the follow-up period (1/1/1999-31/12/2009) Referent: compared with mortality statistics of the entire Voiotia prefecture (similar geographical, population density, socioeconomic, and ethnic origin characteristics) Outcome: cause on death certificate based on ICD9 code 151 Exposure Assessment: measurements of Cr VI in groundwater from Oinofita municipality November 2007-February 2008: levels above 10 in 35 out of 87 samples with maximum of 156 September 2008-December 2008: 41-53 ng/L in 3 samples of public drinking water July 2007-July 2010: 13 measurements above 10 Hg/Lwith maximum of 51 ng/L (other potential contaminants not measured) Reported Endpoint: lip, oral cavity and pharynx cancer deaths; ICD9 (140-149) Exp. Group cases SMR 95% Cl total 3 3.44 0.71-10.1 male 3 4.69 0.97-13.7 female 0 n/a n/a Reported Endpoint: colon cancer deaths; ICD9 (153) Exp. Group cases total 6 male 1 female 5 SMR 95% Cl p-value 0.84 0.31-1.82 0.844 0.28 0.01-1.54 0.249 1.40 0.45-3.26 0.578 Reported Endpoint: liver primary cancer deaths; ICD9 (155.0) Exp. Group cases total 6 male 4 female 2 SMR 95% Cl p-value 11.0 4.05-24.0 <0.001 8.12 2.21-20.8 0.003 39.5 4.79-143 0.002 Reported Endpoint: pancreas cancer deaths; ICD9 (157) Exp. Group Exp. Group total 6 male 4 female 2 Exp. Group 0.85 0.88 0.80 Exp. Group Exp. Group 0.31-1.85 0.882 0.24-2.25 1.000 0.10-2.88 1.000 Reported Endpoint: bladder cancer deaths; ICD9 (188) Exp. Group cases SMR total 3 0.82 male 2 0.65 95% Cl p-value 0.17-2.40 1.000 0.08-2.36 0.821 This document is a draft for review purposes only and does not constitute Agency policy, 2-45 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference and Study Design Results by Endpoint female 1 1.68 0.04-9.38 Reported Endpoint: kidney and other genitourinary deaths; ICD9 (184, 187, 189) Exp. Group cases SMR 95% Cl total 6 2.04 0.75-4.43 male 1 0.63 0.02-3.51 female 5 3.68 1.19-8.58 Stat Method: SMRs using Voiotia mortality statistics 0.896 organ p-value 0.158 1.000 0.025 1 2 3 4 5 adjBeta: adjusted Beta; n/a: not applicable; SMR: standard mortality rate; RR: relative risk; 95% Cl: 95% confidence interval This document is a draft for review purposes only and does not constitute Agency policy, 2-46 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2 3.PRELIMINARY TOXICOKINETIC STUDY 3 INFORMATION 4 Studies relevant to the absorption, distribution, metabolism, or excretion (ADME) of 5 hexavalent chromium identified through the literature search for this chemical are summarized in 6 Tables 3-1 to 3-5. These tables summarize key study design features; they do not include an 7 extraction of detailed study information or results, and as such, do not represent evidence tables. 8 The purpose of these tabulations is to elicit early discussions with stakeholders and the public on 9 potential issues related to these studies, and to provide an opportunity for identifying other 10 relevant studies not captured in the literature search. 11 Table 3-1 presents a summary of studies that contain primary in vivo toxicokinetic data in 12 rats, mice, and humans following hexavalent chromium exposure. These tables indicate whether 13 studies contained concurrent data for trivalent chromium exposure, as these data are informative 14 in directly assessing differences between hexavalent and trivalent chromium kinetics. Table 3-1 15 also indicates whether a study has been used quantitatively or qualitatively in the development of 16 physiologically-based pharmacokinetic (PBPK) models. 17 Table 3-2 presents a summary of studies that contain in vitro or ex vivo data related to 18 absorption and/or reduction in the GI tract or blood. These studies primarily focus on quantitative 19 analysis of kinetics. 20 Table 3-3 presents a summary of studies related to the distribution and reduction of 21 hexavalent chromium in a variety of systems. These studies differ from those in Table 3-2 in that 22 the experiments primarily focused on mechanisms by modifying the enzymes or transport carriers 23 in the systems tested. Tables 3-1 to 3-3 include only those studies pertaining primarily to 24 hexavalent chromium toxicokinetics, and do not include studies that primarily address hexavalent 25 chromium toxicity. 26 Table 3-4 presents a summary of studies related to human biomonitoring of hexavalent 27 chromium in industrial or volunteer populations that focus primarily on data on biomarkers of 28 exposure as opposed to human health effects. 29 Table 3-5 identifies papers that present PBPK models for hexavalent chromium. Figure 3-1 30 illustrates how toxicokinetic data from multiple sources are utilized in PBPK models, and how these 31 models may be applied in dose-response assessment. 32 This document is a draft for review purposes only and does not constitute Agency policy. 3-1 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2 Table 3-1. Preliminary categorization of in vivo hexavalent chromium toxicokinetic studies Reference Species Tissue matrices and notes Crlll control3 PBPK useb Intravenous (IV) injection Cavallerietal. (1985) Cikrtand Bencko (1979) Danielsson et al. (1982) Liu etal. (1994) Liu etal. (1996) Norseth etal. (1982) Merrittetal. (1989) Richelmi etal. (1984) Rat Rat Mouse Mouse Rat Hamster Rat Bile, whole blood, and plasma. 2 hour time course data. Total body burden, urine, feces, liver, kidneys, plasma, and Gl tract wall. 24 hour time course data. Fetus, placenta, liver, kidney, serum. Injection to pregnant mice at day 13 or 16 of gestation. Spot sample 1 hour after injection. Blood, liver, heart, spleen, kidney, and lung. Kinetics of pentavalent chromium (Cr V) following Cr VI reduction. 60 minute time course data. Bile and liver. 2 hour time course data. Urine, plasma, RBC, kidney, spleen, liver, and lung. Monthly or weekly injections. 5 week post exposure time course data Blood. In vivo Cr VI measurement of reduction and capacity. Spot sample at 1 minute post exposure. N Y Y N Y N N Y Y N N N N Y Intraperitoneal (IP) injection Afolaranmi and Grant (2013) Balakin etal. (1981) Brvson and Goodall (1983) Bulikowski et al. (1999) Doker etal. (2010) Manzo etal. (1983) Ogawaetal. (1976) Sankaramanivel et al. (2006) Rat Rat Mouse Rat Mouse Rat Mouse Rat Liver, kidney, heart, brain, lung, spleen, testes, blood, urine, and feces. Effect of ascorbic acid. Spot sample 24 hours post exposure. Liver, whole body (excluding liver), wall of cecum, chime of cecum, urine, and feces. Spot sample 30 minutes post exposure. This is a chelation study that included a Cr Vl-only group. Total body burden, urine, and feces. 21-day time course data. Skin. Injections over 30 days. Micronutrient interaction study with Cr Vl-only groups. Liver, kidney, brain, lung, heart, and testis. Effect on other essential metals analyzed. Spot sample at 12 hours post exposure. Bile, plasma, liver, urine, feces, stomach, small intestine, and large intestine. Detection in Gl tissues post exposure. 2 hour time course data. Urine, feces, whole body. Spot sample data at 48 hours post exposure. Bone (vertebrae, femur, and calvaria). IP injections once per day for 5 days. N Y Y N N Y Y N N N N N N Y N N This document is a draft for review purposes only and does not constitute Agency policy, 3-2 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference Suzuki (1988b) Uenoetal. (1995) Species Rat Mouse Tissue matrices and notes Plasma, whole blood. 60 minute time course data. Liver. Total Cr and pentavalent (Cr V). 12-hour time course data. Crlll control3 N N PBPK useb N N Subcutaneous injection Pereiraetal. (1999) Yamaguchietal. (1983) Mouse Rat Liver, kidney, and spleen. Multiple injections (once per week for varying number of weeks). Spot sample at 1 week after last exposure. Urine, feces, lung, liver, kidney, brain, heart, spleen, testis, muscle, hair, blood. 30-day time course data. N Y N N Oral Collins etal. (2010) (National Toxicology Program studies) Iranmanesh et al. (2013) Finlev etal. (1997) Kerger etal. (1997) Kerger etal. (1996) Paustenbach et al. (1996) Kirmanetal. (2012) Saxenaetal. (1990) Sutherland etal. (2000) Thomann etal. (1994) Rat, Mouse Rat Human Rat, Mouse Rat, Mouse Rat Rat Urine, feces, erythrocytes, plasma, liver, kidney, glandular stomach, and forestomach (2-year study). Blood, kidney, and femur (21-day study only). No mouse urinary data for chronic Cr III study. Chronic Cr Ill/Cr VI data at multiple sacrifice times (after 2-day washout period). Time course (2-day) gavage data (urine/feces only) for Cr III only. Liver, kidney, intestine, spleen, and testicle. Drinking water exposure for 60 days. Spot sample after 7-day washout period. This is a chelation study that included a Cr Vl-only group. Human toxicokinetic volunteer studies. Urine, plasma, and RBC. Multiple exposure scenarios (i.e., single and repeated doses). Time course data over multiple days before, during and after exposure. Oral cavity, stomach, duodenum, jejunum, ileum, plasma, red blood cell (RBC), and liver. Spot sample at end of 90-day exposure period. Oral (drinking water) study in pregnant rodents. Maternal blood, placenta, and fetus. Bone, kidney, liver, and testes. Exposure for 44 weeks, with spot samples 4-6 days post-exposure (no time course data). Blood, liver, kidney, spleen, bone, and total carcass. 6 week exposure followed by 140 days post exposure. Time course data of pre and post exposure periods. Y N Y N N N N Y N Y Y N N Y Intratracheal Bragt and van Dura (1983) Rat Urine, feces, blood, heart, lungs, spleen, kidneys, liver, pancreas, testes, and bone marrow (femur). 50-day post exposure time course data for whole body retention and blood. 10-day time course data for urine and feces. Spot sample data for other tissues at 50 days post exposure. 3 different Cr VI formulations. N Y This document is a draft for review purposes only and does not constitute Agency policy, 3-3 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference Edel and Sabbioni (1985) Perraultetal. (1995) Gaoetal. (1993) Vanoirbeek et al. (2003) Wiegand etal. (1987) Wiegandetal. (1984a) Species Rat Sheep Rat Rat Rabbit Tissue matrices and notes Lung, trachea, kidney, liver, spleen, pancreas, epididymus, testes, brain, heart, thymus, femur, skin, fat, muscle, stomach, small intestine, large intestine, blood, plasma, RBC, lung lavage, urine, and feces. Spot sample in tissues at 24 hours post exposure. 7-day time course data of excretion. Bronchoalveolar lavages (BAL), lung. Exposure and analysis of particulate forms. 30-day time course data for BAL; spot sample for lung at day 30. Blood, plasma, urine, and lymphocytes. 72-hour time course data. Lung, liver, plasma, RBC, urine. Spot tissue samples at 2 and 7 days post exposure. 7-day time course data of urinary excretion. Blood, plasma, RBC, liver, kidneys, urine, lung, and trachea. 4-hour post exposure time course data. Crlll control3 Y Y Y Y Y PBPK useb Y N N N N Inhalation Cohen etal. (1997) Kalliomaki etal. (1983) Kalliomaki etal. (1983) Suzuki etal. (1984) Rat Rat Rat Lung (and lung fluids/subcompartments), liver, kidney, and spleen. Exposure for 5 hours/day, 5 days a week. Spot samples at 2 or 4 weeks (24 hours post exposure) Blood, liver, kidneys, stomach, spleen and lung. Welding arc fumes (with chromium concentration measurement). Exposures vary in hours per day or number of days exposed. Spot samples at 24 hours post exposure. 106-day time course data for elimination study. Lung, whole blood, plasma, RBC, kidney, spleen, heart, liver, and testis. Aerosolized Cr III and Cr VI. Exposure for 2 or 6 hours. 7-day time course data. N N Y N N N Multiple routes Cooganetal. (1991) Febel etal. (2001) Kargacinetal. (1993) Mutti etal. (1979) Rat Rat Rat, Mouse Rat RBC, WBC. Oral and IV injection. Spot samples at 1 hour, 24 hours, and 7 days post exposure. Oral and intrajejunal injection. Urine, feces, jejunum, liver, portae, hepatica, and cava caudalis. Spot sample data (at 60 minutes for intrajejunal injection, and 3 days for oral exposure). Oral and IP injection. Single and repeated exposures. Liver, kidney, spleen, femur, lung, heart, muscle, and blood. Spot sample data at 4 and 8 weeks for chronic drinking water, 4 and 14 days for repeated IP injections. Spot 24/72 hour data for single IP exposures. Subcutaneous injection, oral exposure. Urine, spleen, liver, renal cortex, renal medulla, lung, and bone. 48 hour (single exposure) and 12 week (repeated exposure) time course N Y N N N N Y Y This document is a draft for review purposes only and does not constitute Agency policy, 3-4 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference Mivai (1980) Mivaietal. (1980) Savatoetal. (1980) Susaetal. (1988) Species Rat, Mouse Rat Mouse Tissue matrices and notes data. Inhalation, intratracheal. Lung, plasma, RBC, spleen, kidney, duodenum, testes, urine, and feces. Long-term (30+ day) time course data. Oral gavage and IV injection. Blood, brain, skull, thyroid, lung, heart, liver, spleen, pancreas, kidney, adrenal, stomach, intestine, bone, muscle, testis, urine, and feces. 30-day time course data of feces/urine and body retention. 5-day time course data for tissues. Liver, kidney, spleen, testes, urine and feces. Spot sample 24 hours post exposure. 3-day time course data for urine and feces. This is a chelation study that included Cr Vl-only groups. Crlll control3 Y Y N PBPK useb N Y N 1 2 3 4 5 aNotes (yes/no) if study also collected data for Cr III kinetics. bNotes (yes/no) whether data from a study were used qualitatively or quantitatively in a published PBPK model. This document is a draft for review purposes only and does not constitute Agency policy, 3-5 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2 3 Table 3-2. Preliminary categorization of in vitro and ex vivo hexavalent chromium studies primarily focused on toxicokinetics in the GI tract and blood Reference Species Test system Notes PBPK use3 Gastric systems De Flora et al. (1987) De Flora et al. (1997) Gammelgaard et al. (1999) Kirmanetal. (2013) Proctor et al. (2012) Shrivastava et al. (2003) Skowronski et al. (2001) Human Human Rat Human Rat, Mouse Rat N/A Gastric juice Intestinal bacteria, gastric juice Artificial gastric juice; small intestine Gastric juice (fasted) Gastric juice and contents Crypt, mid and upper villus, intestinal loop Artificial gastric juice Hourly gastric juice samples via nasogastric tube. Cr VI reduction capacity estimated for fed and fasted humans. Orcadian effects also observed. Reduction and mutagenic activity of Cr VI analyzed at 60 min. Reducing capacities derived for intestine and other tissues (blood, RBC, lung fluids/bacteria, saliva). 1st order reduction rate half-life derived; permeability parameters through rat jejunum derived. 2nd-order reduction kinetics for human gastric juice derived. pH-dependent model derived. 2nd-order reduction kinetics derived. Reduction capacities estimated for both species. Cr VI reduction in various tissue types. Capacity and time needed to reduce Cr VI analyzed. Oral bioaccessibility study. Examined Cr VI reduction in a simulated soil matrix/gastric juice environment. Y Y N Y Y N N Reduction and/or uptake in RBCs Aasethetal. (1982) Afolaranmi et al. (2010) Alexander and Aaseth (1995) Beyersmann et al. (1984) Branca etal. (1989) Cooganetal. (1991) Corbett etal. (1998) Kortenkamp et al. (1987) Richelmi etal. (1984) Human Human Human, Rat Human Human Human, Rat Human Human Rat RBC Plasma, RBC, whole blood Human RBC, rat liver cells RBC Human RBC RBC, WBC, whole blood Plasma, blood RBC RBC, plasma Reduction rate of Cr VI in RBC, and trapping of reduced Cr III observed. Distribution into different blood components (RBC and plasma) observed. Cellular uptake and reduction analyzed. Effect of pH and anion carrier inhibitors observed. RBC permeability and reduction analyzed. Reduction of Cr VI in RBC observed. Uptake kinetics, and distribution in cells examined. Reduction in plasma quantified in fed/fasted individuals. Cellular uptake rates analyzed. Reduction of Cr VI in RBC and plasma observed. Y N N N N N Y N Y This document is a draft for review purposes only and does not constitute Agency policy, 3-6 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Reference Wiegandetal. (1985) Species Human, Rat Test system RBC Notes Uptake into RBC analyzed. PBPK use3 Y 1 2 3 4 Notes (yes/no) whether data from a study were used qualitatively or quantitatively in a published PBPK model. 5 6 Table 3-3. Preliminary categorization of in vitro studies primarily examining distribution and reduction mechanisms Liver Lung RBC Other Human Jannettoetal. (2001) Myers and Myers (1998) Pratt and Myers (1993) Harris etal. (2005) Petrillietal. (1986) Petruzzellietal. (1989) Wong etal. (2012) Ottenwalder et al. (1987) Ottenwaelder et al. (1988) Wiegandetal. (1984b) Wiegand and Ottenwaelder (1985) Rat Aiyar etal. (1992) Alexander etal. (1982) Alexander etal. (1986) De Flora et al. (1985) Garcia and Jennette (1981) Gruber and Jennette (1978) Gunaratnam and Grant (2001) Mikalsen etal. (1989) Mikalsen etal. (1991) Ohta etal. (1980) Rossi and Wetterhahn (1989) Rossi etal. (1988) Standeven and Wetterhahn (1991) Ueno etal. (1990) Wiegandetal. (1986) De Flora et al. (1985) Suzuki (1988a) Suzuki and Fukuda (1990) Berndt (1976) (kidney) Standeven and Wetterhahn (1991) (kidney) Debetto et al. (1988) (thymocytes) Arslan et al. (1987) (thymocytes) Miscellaneous systems Denniston and Uyeki (1987), Ortega et al. (2005), Sehlmeyer et al. (1990): Chinese hamster ovary Dillon et al. (2002): Chinese hamster lung Krepkiv et al. (2003): Rabbit liver metallothionein O'Brien et al. (1992): Glutathione and other thiols (not specific tc Kitagawa et al. (1982): Bovine RBCs. a particular tissue or species). This document is a draft for review purposes only and does not constitute Agency policy, 3-7 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Table 3-4. Human biomonitoring and biomarker studies Reference Gargasetal. (1994) Goldoni et al. (2006) Lukanova et al. (1996) Muttamara and Leong (2004) Nomivama etal. (1980) Pierre et al. (2008) Siogrenetal. (1983) Welinder etal. (1983) Biomarker and industry/exposure notes Urine / Human volunteer study of ingested chromite ore processing residue in soil Exhaled breath / Chrome plating Lymphocytes, RBCs, urine /Chrome plating Blood, urine / Chromium alloy factory Urine / Population from geographic areas of known chromium pollution Urine / Chrome plating Urine / Stainless steel welding 2 3 4 5 Table 3-5. Physiologically-based pharmacokinetic models for hexavalent chromium Reference Species Notes O'Flaherty (1996) O'Flaherty (1993) O'Flaherty et al. (2001) Rat O'Flaherty and Radike (1991) Calibrated to data from exposure via IV injection, gavage, inhalation, and drinking water (all data are from studies dated 1985 and earlier). Background Cr III exposure incorporated. Single compartment lumped model for Gl kinetics. Model not readily extendable to the mouse. O'Flaherty et al. (2001) Human Kirmanetal. (2012) Rat, Mouse Incorporates new data, including those from experiments designed by the authors. Only data for drinking water and dietary routes incorporated. Total concentrations in control groups subtracted from exposure groups to account for background Cr III levels. Multi-compartment Gl model, with reduction kinetics based on the model by Proctor et al. (2012).* Kirmanetal. (2013) Human 6 7 8 9 10 *EPA has developed a revised ex vivo reduction model (Schlosser and Sasso, In Press), which follows the same basic principles as Proctor et al. (2012) and Kirman etal. (2013) (i.e., binary reaction with depleting reducing agent), but with a different reaction scheme and pH function. As shown in Figure 3-1, a new reduction model can be incorporated into pre-existing Gl tract models. This document is a draft for review purposes only and does not constitute Agency policy, 3-8 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Ex vivo reduction model Whole-body model Gl: A \7 Stomach Duodenum Jejunum lleum Cr(VI) —> Gastrointestinal tract model •Can estimate absorption of Cr(VI) •More complex and data intensive •Can estimate in vivo reduction of Cr(VI) •Must make assumptions about absorption 2 3 4 5 Figure 3-1. Relationship between ex vivo reduction models, in vivo gastric models, and whole-body PBPK models. These models can be used to estimate the internal dose to the tissues where toxicological responses are observed, and perform animal-human extrapolation3. Thompson et al. (2014) used PBPK modeling to estimate the average lifetime daily internal dose (mg hexavalent chromium absorbed per L small intestine segment) for the duodenum, jejunum, and ileum of mice from the NTP 2- year bioassay. Incidence data for all three segments were pooled for internal dose-response modeling. The corresponding human internal dose for interspecies extrapolation was the lifetime daily mg/L hexavalent chromium absorbed in the whole small intestine. The mass of hexavalent chromium escaping stomach reduction (per L small intestine) was considered as an alternative to the human hexavalent chromium absorption dose metric, and requires only the gastrointestinal tract model. This document is a draft for review purposes only and does not constitute Agency policy. 3-9 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 2 4. PRELIMINARY MECHANISTIC STUDY 3 INFORMATION 4 The systematic literature search for hexavalent chromium also identified studies evaluating 5 mechanisms of action considered potentially relevant to effects observed following exposure to 6 hexavalent chromium. Studies were included if they evaluated mechanistic events following 7 exposure to: hexavalent chromium; the reductive intermediate oxidation states penta- and 8 tetravalent chromium; trivalent chromium (if relevant to hexavalent chromium effects); or 9 otherwise contained information relevant to the mechanistic understanding of hexavalent 10 chromium toxicity. Reviews or analyses that do not contain original data are not included here, but 11 may be considered in later stages of assessment development 12 The diverse array of mechanistic studies presented here includes investigations of the 13 cellular, biochemical, and molecular mechanisms underlying toxicological outcomes. For this 14 preliminary evaluation, information reported in each study was extracted into a database (in the 15 form of an Excel spreadsheet) that will facilitate future evaluation of mechanistic information. This 16 information is being made available to provide an opportunity for stakeholder input, including the 17 identification of relevant studies not captured here. 18 The information extracted from each study and included in the database corresponds to the 19 column headings in the spreadsheet, and is as follows: link to HERO record (contained within a URL 20 that links to the study abstract in the HERO database), author(s), year, title, source, link to abstract 21 in PubMed (if any), molecular formulation, oxidation state, in vitro/in vivo, species/test system, cell 22 type, endpoint, assay, and mechanistic category. The database supports sorting capabilities, e.g., 23 data can be organized by assay. The database is available through HERO at 24 http://hero.epa.gov/index.cfm?action=reference.details&reference id=2444793. To access this 25 database, click on the link at the top of the web page and select "download" and then "ok" to view 26 the spreadsheet in Excel. This spreadsheet may also be saved to your desktop by downloading and 27 selecting "save." The resulting inventory of hexavalent chromium mechanistic studies consists of 28 3,235 discrete measures from 806 studies. Table 4-1 presents a summary of the mechanistic 29 outcomes recorded in the database from each study identified. 30 The mechanistic categories developed here are not mutually exclusive and are designed to 31 facilitate the analysis of similar studies and experimental observations in a systematic manner. 32 This process will allow the identification of mechanistic events that contribute to mode(s) of action 33 (MOAs) and/or adverse outcome pathways (AOPs) following hexavalent chromium exposure. The 34 mechanistic categories assigned to each mechanistic outcome reported by an individual study are 35 as follows: 1) mutation, including investigations of gene and chromosomal mutation; 2) DNA This document is a draft for review purposes only and does not constitute Agency policy. 4-1 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 damage, including indicator assays of genetic damage; 3) alterations of DNA repair; 4) oxidative 2 stress; 5) changes in cell death and division (this captures a broad range of assays, but it is useful to 3 consider them together as observations resulting from cell cycle alterations); 6) pathology, which 4 includes morphological evaluations pertaining to the dysfunction of organs, tissues, and cells; 5 7) epigenetic effects, which are observations of heritable changes in gene function that cannot be 6 explained by changes in the DNA sequence; 8) receptor-mediated and cell signaling effects; 7 9) immune system effects; 10) cellular and molecular ADME; 11) cellular differentiation and 8 transformation; 12) cellular energetics; and 13) "other," to capture those mechanistic outcomes not 9 easily assigned to a defined category. The ADME category above includes studies conducted to 10 investigate the mechanism of carcinogenicity of hexavalent chromium, specifically, intracellular 11 reduction and the formation of DNA-reactive intermediates and oxygen radicals; as such, these 12 studies would typically not be included in the toxicokinetic studies identified in Section 3. 13 Information summarized in Table 4-1 and Figure 4-1 and detailed in the mechanistic 14 database can be used to ascertain the breadth and scope of available mechanistic studies. At this 15 preliminary stage, study results are not presented. Additionally, the inclusion of a study in the 16 spreadsheet does not reflect conclusions reached as to mechanistic study quality or relevance. 17 After the epidemiological and experimental studies on each health effect have been synthesized, 18 mechanistic studies will be reviewed and findings synthesized to evaluate potential MOAs and/or 19 AOPs, which can be used to inform hazard identification and dose-response assessment, specifically 20 addressing questions of human relevance, susceptibility, and dose-response relationships. 21 This document is a draft for review purposes only and does not constitute Agency policy. 4-2 DRAFT—DO NOT CITE OR QUOTE ------- 1 2 Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Table 4-1. Summary of mechanistic outcomes evaluated following exposure to hexavalent chromium Mechanistic category Mutation DNA damage Alterations of DNA repair Oxidative stress Changes in cell death and division Pathology Epigenetic effects Receptor-mediated and cell signaling effects Immune system effects Cellular and molecular ADME Cellular differentiation and transformation Cellular energetics Other Number of mechanistic outcomes Mammals Humans In vivo 14 30 2 10 3 0 3 0 0 15 0 0 8 In vitro 35 235 33 175 303 4 40 37 33 36 10 18 7 Mice In vivo 27 18 0 76 15 23 1 1 4 10 4 0 5 In vitro 11 26 1 54 39 0 1 4 5 2 9 0 0 Rats In vivo 8 29 1 215 52 69 1 9 15 52 1 6 6 In vitro 2 19 0 89 103 4 1 3 1 21 6 17 8 Hamsters In vivo 0 4 0 0 1 0 0 0 0 0 0 0 0 In vitro 63 122 5 10 114 0 2 0 0 23 26 8 0 Total Outcomes Total mechanistic outcomes/ number of studies 311/144 769/300 54/28 728/206 703/256 110/36 54/22 60/25 63/27 213/106 59/26 58/30 52/17 3235 3 4 5 This document is a draft for review purposes only and does not constitute Agency policy, 4-3 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium Mechanistic Outcomes In vivo I In vitro Mutation DNA damage DNA repair Oxidative stress Cell death and division Pathology Epigenetic effects Receptor-mediated and cell signaling effects Immune effects ADME Differentiation and transformation Cellular energetics Other 100 200 300 400 500 600 700 Total outcomes reported in mechanistic database 800 2 3 4 5 6 Figure 4-1. Summary of in vivo and in vitro mechanistic outcomes by mechanistic category. This document is a draft for review purposes only and does not constitute Agency policy, 4-4 DRAFT—DO NOT CITE OR QUOTE ------- Preliminary Materials for the IRIS Toxicological Review ofHexavalent Chromium 1 REFERENCES 3 4 Aaseth. T: Alexander. I: Norseth. T. (1982). Uptake of 51Cr-chromate by human erythrocytes - a role 5 of glutathione. Acta Pharmacol Toxicol 50: 310-315. http://dx.doi.Org/10.llll/i.1600- 6 0773.1982.tb00979.x 7 Afolaranmi, GA: Grant, MH. (2013). The effect of ascorbic acid on the distribution of soluble Cr and 8 Co ions in the blood and organs of rats. J Appl Toxicol 33: 220-226. 9 http://dx.doi.org/10.1002/iatl744 10 Afolaranmi. GA: Tettey. TNA: Murray. HM: Meek. RMD: Grant. MH. (2010). The effect of 11 anticoagulants on the distribution of chromium VI in blood fractions. J Arthroplasty 25: 118- 12 120. http://dx.doi.0rg/10.1016/i.arth.2008.10.012 13 Aiyar, T: Deflora, S: Wetterhahn, KE. 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