Developing Risk Communication Plans for Drinking Water Contamination Incidents Office of Water (4608-T) EPA 817-F-13-003 April 2013 ------- Risk Communication Plan Guidance Disclaimer Note to readers: The U.S. Environmental Protection Agency (EPA) prepared this guidance to help enhance crisis communication planning related to the security of water systems. This document does not impose legally binding requirements on EPA, states, Tribes, or the regulated community, and it may or may not apply to a particular situation, depending on the circumstances. EPA, state decision-makers, and drinking water utilities retain the discretion to adopt approaches that may differ from this guidance. Any decisions regarding a particular community water system should be made based on applicable statutes and regulations. Therefore, interested parties are free to raise questions and objections about the appropriateness of the application of this guidance to a particular situation, and EPA will consider whether the recommendations or interpretations in the guidance are appropriate in that situation based on the law and regulations. EPA may change this guidance in the future. To determine whether EPA has revised this guidance or to obtain additional copies, contact the Safe Drinking Water Hotline at 1-800-426-4791 or visit the EPA's Water Security website at www.epa.gov/watersecurity. Any references to individual entities, products or services are for informational purposes only. No endorsement by EPA is intended or implied. Questions concerning this document should be addressed to: Jeffrey Pencil U.S. EPA Water Security Division 1200 Pennsylvania Avenue, NW Mail Code 4601M Washington, DC 20460 (202)564-0818 Fencil.Jeffrey@epa.gov or Brian Pickard U.S. EPA Water Security Division 1200 Pennsylvania Avenue, NW Mail Code 4601M Washington, DC 20460 (202) 564-0827 Pickard.Brian@epa.gov ------- Risk Communication Plan Guidance TABLE OF CONTENTS SECTION 1.0: INTRODUCTION 1 1.1 WHAT Is THE PURPOSE OF THIS DOCUMENT? 1 1.2 WHAT is AN RCP FOR DRINKING WATER CONTAMINATION INCIDENTS? 1 1.3 WHY SHOULD A DRINKING WATER UTILITY DEVELOP AN RCP TO RESPOND TO DRINKING WATER CONTAMINATION INCIDENTS? 1 1.4 How DOES THE RCP RELATE TO OTHER UTILITY EMERGENCY PLANNING DOCUMENTS? . 1 1.5 WHO SHOULD USE THIS DOCUMENT? 2 1.6 How Do I USE THIS DOCUMENT? 2 SECTION 2.0: RISK COMMUNICATION PLAN OVERVIEW 3 2.1 OVERVIEW OF CONSEQUENCE MANAGEMENT AND RISK COMMUNICATION 3 2.1.1 Roles and Responsibilities 3 2.1.2 Public Information Actions 3 2.1.3 Communication Templates 4 2.2 APPLICATION OF NIMS AND 1CS WITHIN THE RCP 5 2.3 PUBLIC OUTREACH AND NOTIFICATION 6 2.3.1 Public Outreach 6 2.3.2 Public Notification Requirements and Guidelines 7 SECTION 3.0: CONSTRUCTING THE RISK COMMUNICATION PLAN 8 3.1 STEP 1: ASSESS AND INTEGRATE EXISTING PLANS, RESOURCES, AND CAPABILITIES 8 3.2 STEP2: IDENTIFY ROLES AND RESPONSIBILITIES 9 3.2.1 Utility Roles and Responsibilities 9 3.2.2 Potential Response Partner Agency Roles and Responsibilities 10 3.3 STEPS: OUTLINE PUBLIC INFORMATION ACTIONS 11 3.3.1 Possible Contamination 12 3.3.2 Credible Contamination 14 3.3.3 Confirmed Contamination 16 3.3.4 Confirmed Contamination/Remediation and Recovery 18 3.4 STEP 4: DEVELOP KEY MESSAGES AND TEMPLATES FOR THE PLAN 20 3.4.1 Developing Key Messages and Message Mapping 20 3.4.2 Event Log 21 3.4.3 Public Notice Templates 21 3.4.4 Media Tracking Report 21 3.5 STEPS: CONDUCT TRAINING & EXERCISES 21 ------- Risk Communication Plan Guidance 3.5.1 Training 22 3.5.2 Exercises 22 APPENDIX A: COMMUNICATION RESOURCES AND INFORMATION 24 A.I PUBLIC NOTIFICATION CHANNEL COMPARISON 24 A.2 EXAMPLE MATRIX DOCUMENTING UTILITY COMMUNICATION PLANS, RESOURCES, AND CAPABILITIES 25 A.3 COMPARISON OF PUBLIC INFORMATION VENUES 27 APPENDIX B: COMMUNICATION ROLES AND RESPONSIBILITIES 28 APPENDIX C: COMMUNICATION TEMPLATES 30 C.I POST-ADVISORY COMMUNITY SURVEY TEMPLATE 31 C.2 EVENT LOG TEMPLATE 34 C.3 MEDIA TRACKING REPORT 36 C.4 EXAMPLE MEDIA LOG FOR PHONE CALLS 36 APPENDIX D: TOOLS AND RESOURCES 37 DRINKING WATER CONTAMINATION RISK COMMUNICATION PUBLICATIONS 37 MESSAGE MAPPING PUBLICATIONS 37 NATIONAL INCIDENT MANAGEMENT SYSTEM (NIMS) 38 ONLINE TOOLS 38 PUBLIC NOTIFICATION DOCUMENTS AND GUIDANCE 38 PUBLICATIONS ON RISK COMMUNICATION FOR NON-DRINKING WATER TOPICS 39 STATE RISK COMMUNICATION PLANS AND DOCUMENTS 40 List of Tables Table 1. Overview of Public Information Actions during a Contamination Incident 4 Table 2. Recommended Utility Risk Communication Roles 9 List of Figures Figure 1. Relationship of RCP to Communication Procedures in a Typical Utility ERP 2 Figure 2. PIO Roles and Functions in a JIC (Source: FEMA) 5 Figure 3. The Joint Information System 6 Figure 4. Role of the Public Information Officer during Incident Response 10 Figure 5. PlO/Communication Staff Public Information Actions during the Possible Phase 13 Figure 6. PlO/Communication Staff Public Information Actions during the Credible Phase 15 Figure 7. PlO/Communication Staff Public Information Actions during the Confirmed Phase . 17 Figure 8. PlO/Communication Staff Public Information Actions during the Confirmed Phase/Remediation and Recovery 19 ------- Risk Communication Plan Guidance List of Acronyms The list below includes acronyms used in this guidance document. Acronyms are also defined at first use in the document. CDC Centers for Disease Control and Prevention CFR Code of Federal Regulations CMP Consequence Management Plan DHS U.S. Department of Homeland Security EAP Emergency Action Procedure EMA Emergency Management Agency EMS Emergency Medical Services EOC Emergency Operations Center EPA U.S. Environmental Protection Agency ERP Emergency Response Plan FEMA Federal Emergency Management Agency FBI Federal Bureau of Investigation HazMat Hazardous Materials HSEEP Homeland Security Exercise and Evaluation Program 1C Incident Commander ICS Incident Command System JIC Joint Information Center JIS Joint Information System NIMS National Incident Management System NRC National Response Center PIO Public Information Officer PN Public Notification RCP Risk Communication Plan TBD To be determined UC Unified Command IV ------- Risk Communication Plan Guidance Section 1.0: Introduction 1.1 What Is the Purpose of this Document? The purpose of this document is to assist drinking water utilities with developing and implementing an effective Risk Communication Plan (RCP) to respond to drinking water contamination incidents. This document was developed as a companion to the Water Security Initiative: Interim Guidance on Developing Consequence Management Plans for Drinking Water Utilities (EPA, 2008) and the Response Protocol Toolbox (RPTB): Planning for and Responding to Drinking Water Contamination Threats and Incidents (EPA, 2004), which provide guidance to drinking water utilities regarding planning, designing, implementing, and maintaining an effective drinking water contamination incident Emergency Action Procedure (EAP). 1.2 What is an RCP for Drinking Water Contamination Incidents? Communication during a drinking water contamination incident is critical and involves relaying information to employees, government agencies, the public, the media, and others about potential risks to health, infrastructure, and the environment. This information should be presented in a timely and accurate manner to enhance understanding of an incident, build trust and credibility, encourage constructive dialogue, and provide guidance on appropriate protective behavior following a crisis incident. The purpose of an RCP is to guide utility personnel on when and how to communicate, how to compose messages, how to work with response partners and the media, and how to develop a delivery system for messages. 1.3 Why Should a Drinking Water Utility Develop an RCP to Respond to Drinking Water Contamination Incidents? Water utilities can derive many benefits by developing and implementing an RCP, including the ability to provide timely, accurate, and helpful information both internally and externally. Many communication decisions and activities are identified during RCP development, leaving fewer actions to be determined under the pressure of a crisis situation. Overall, this enhances the ability of utility personnel to provide a proactive, quick, and effective response during an emergency. In addition, developing an RCP provides the opportunity to coordinate with response partner organizations in order to prepare and plan for mobilizing shared resources during an incident. 1.4 How Does the RCP Relate to other Utility Emergency Planning Documents? The RCP is ultimately a component of the utility Emergency Response Plan (ERP). It is part of a contamination incident specific EAP (e.g., Consequence Management Plan) that focuses on response during and following a drinking water contamination incident in the distribution system. The RCP specifically details the responsibilities of the utility Public Information Officer (PIO) and communications staff during all phases of a contamination incident. ------- Risk Communication Plan Guidance Figure 1 outlines the basic relationship between the utility ERP and the RCP. The RCP fits within the Communication Procedures component of the utility ERP. Communication procedures apply to all types of water system emergencies. These procedures identify communication channels for utility staff and personnel, external agencies, and the public/media (EPA, 2004a). While the RCP is intended to be part of a contamination incident specific EAP, much of the information is relevant to the utility's overall emergency communication procedures, and should be aligned with those procedures to create a cohesive system for emergency response communications. Water Utility Emergency Responr* OtherPolicies [e.g., alternate water, sampling, safety) > Risk Communication Plan Figure 1. Relationship of RCP to Communication Procedures in a Typical Utility ERP 1.5 Who Should Use this Document? EPA developed the RCP guidance document for drinking water utilities, and the document specifically targets the PIO and other communication staff. While the primary focus of this document is on large utilities with communications staff, there are many applications and considerations that may be applicable to medium and small utilities as well. The RCP guidance document could also serve as a useful tool for other organizations, such as wastewater utilities and emergency responders, in developing communication plans. In addition, this document provides a framework for integration of an RCP with existing communication plans and outreach efforts to local, state, regional, and federal agencies. 1.6 How Do I Use this Document? This document is divided into two sections, with corresponding appendices that provide guidance for developing and implementing an RCP. It provides recommendations, details, and background information on the content of the plan (Section 2.0): a framework or approach for developing and implementing the plan (Section 3.0): and templates, tools, and resources for RCP development and implementation (Appendices). Tips and success stories are also highlighted throughout the document. ------- Risk Communication Plan Guidance Section 2.0: Risk Communication Plan Overview This section provides background information useful in developing the content of an RCP. First, it provides an overview of an RCP and the progressive phases of a contamination incident. Second, it explains the application of the National Incident Management System (NDVISyincident Command System (ICS) and how risk communication is integral to a utility's ICS. Finally, this section discusses Public Notification (PN) and public outreach, explaining the differences and similarities, and the regulatory requirements and guidelines for PN. 2.1 Overview of Consequence Management and Risk Communication A comprehensive RCP for drinking water contamination incidents consists of three main components: 1. Identifying Roles and Responsibilities 2. Outlining Public Information Actions 3. Developing Communication Templates 2.1.1 Roles and Responsibilities Effective operation of an RCP involves the participation of utility personnel and response partner agencies, each having well-defined roles and responsibilities. The utility RCP should identify the roles, T|P duties, and responsibilities in a manner that works well for KeeP in mind that utility-specific ics the individual utility while matching the roles and t^Zg responsibilities of the utility's ICS structure and those of format. When defining and response partners. The roles and responsibilities outlined assigning RCP roles and in the RCP should provide the utility a description of what ^SgSd wiih communication/public information actions it should be structure. prepared to do during a potential contamination incident and what is expected from local, state, and federal supporting agencies. Roles and responsibilities of supporting agencies should be determined prior to completion of the RCP. Refer to Section 3.2 for a detailed discussion on the roles and responsibilities of the utility and response partner agencies. 2.1.2 Public Information Actions Public information actions to be performed by the appropriate personnel should be outlined for each phase of a contamination incident (e.g., possible, credible, and confirmed) as indicated in the utility drinking water contamination incident response procedures. Public information actions may include developing communication plans and strategies, coordinating with response partner agencies, preparing and disseminating notifications, coordinating press briefings, and arranging public meetings. ------- Risk Communication Plan Guidance Table 1 provides an example of an effective drinking water contamination incident response plan (e.g., Consequence Management Plan) and related public information actions for each incident phase. Important! In Table 1 and throughout this guidance document, EPA uses the possible, credible, and confirmed threat level determination phase terminology as previously used in corresponding EPA guidance1. EPA understands that not all utilities use the same terminology or phased approach, so plans can be modified as appropriate to meet the needs of your utility. Table 1. Overview of Public Information Actions during a Contamination Incident Contamination Incident Phases possible contamination incident within the distribution system Credible - there is evidence that corroborates initial indications of contamination incident within the distribution system Confirmed - there is conclusive evidence. either through sample results or preponderance of evidence, that contamination is present within the distribution system Remediation and Recovery - contamination is contained and remedial actions are identified and implemented until water is determined to be safe to use/drink Key Actions During Each Phase • Implement RCP and develop initial PN strategy • Issue PN if required • Revise PN strategy as new information becomes available • Continue PN • Revise as necessary • Continue PN • Revise as necessary Information Actions During All Phases Employee Notification Response Partner Agency Coordination Public Outreach Media Tracking As indicated in Table 1 during the possible contamination phase, the RCP is initiated and the appropriate communication staff is assembled to begin planning. During the credible phase, utility and regulatory agency staff are determining whether PN (e.g., boil water, do not drink, do not use) is required. Communication staff is continuing other communication actions initiated during the possible phase, including employee and response partner agency notifications, media tracking, etc. Finally, when contamination is confirmed, PNs are issued and/or revised (as appropriate) as new information about the contamination incident becomes available. Refer to Section 3.3 for more detailed information on specific public information actions for each incident phase. 2.1.3 Communication Templates Pre-established messages and templates are a critical component of a utility RCP. They save valuable time during an incident since they can be easily used for a variety of tasks. Communication templates may include, but are not limited to, media tracking reports, message 1 Refer to the Water Security Initiative: Interim Guidance on Developing Consequence Management Plans for Drinking Water Utilities (EPA, 2008), and the Response Protocol Toolbox (RPTB): Planning for and Responding to Drinking Water Contamination Threats and Incidents (EPA, 2004) for additional information on contamination incident phases. ------- Risk Communication Plan Guidance maps, public notifications, event logs, and post-advisory community surveys. Refer to Section 3.4 for additional information on communication templates. 2.2 Application of NIMS and ICS within the RCP Risk communication is a key aspect within the NIMS (FEMA, 2008). Under NIMS, risk communication consists of the processes, procedures, and systems to communicate timely, accurate, and accessible information on the incident's cause, size, and current situation to the public, responders, and additional stakeholders (both directly and indirectly affected). In order to facilitate this process, public information and risk communication make use of three elements: the PIO, the Joint Information Center (JIC), and the Joint Information System (JIS). As an incident escalates, the utility ICS may become part of a broader Unified Command (UC). Under UC, the utility Incident Commander (1C) may be called to the city Emergency Operations Center (EOC) and the PIO may become part of the JIC. The JIC is a physical location where public affairs professionals from all the response partner agencies work together using the procedures and protocols of a JIS to provide critical emergency information, crisis communications, and other public affairs support. As shown in Figure 2, a lead PIO will oversee the JIC, and provide overall communication policy direction. Lead Public Information Officer Information Gathering Response Partners Rf^parrh and Writing JIC Facility Liaison Information Dissemination Operations Support Media Phones L Special Needs and Multilingual Web Support Figure 2. Role and Function of a Lead Public Information Officer at a Joint Information Center (Source: FEMA) Other PIOs at the JIC can expect to work performing a variety of functions in areas such as information gathering (e.g., media tracking, assessing media needs, establishing lines of communication with the EOC), information dissemination (e.g., creating fact sheets, language translation), operations support (e.g., create web site, activate hotline), and liaison duties (e.g., communication with elected officials, VIPs) (FEMA, 2007). In addition, a JIC is a central location that facilitates the operation of the JIS. A JIS provides the mechanism to organize, integrate, and coordinate information to ensure timely, accurate, accessible, and consistent messaging across multiple jurisdictions and/or disciplines with nongovernmental organizations and the private sector. A JIS includes the plans, protocols, and structures used to provide public information. Figure 3 shows the relationships between multiple PIOs and JICs as part of a JIS for an incident. ------- Risk Communication Plan Guidance IC/UC/Area Command PIO (at incident JIC) Figure 3. The Joint Information System In FigureS, the arrows represent the protocols agreed upon by public information staff to ensure that needed incident information flows back and forth between all jurisdictional levels, off-site PIOs, and multiple JICs (e.g., local, state, and UC incident JICs). This ensures message consistency across all public information/risk communication staff. Not all incidents will involve multiple PIOs or JICs. However, the PIO may wish to coordinate operating procedures and protocols in advance with response partners so that an effective JIS may be implemented during a water contamination incident. Overall, development of the RCP should take into account the implementation of ICS by the utility in managing the planning, tactical, logistical, financial/administrative, and risk communication issues in response to a drinking water contamination incident. One of the first steps should be to ensure that staff members involved in implementing the RCP (such as the PIO) have basic NIMS and ICS training. In addition, more advanced position-specific training is available for individuals who may serve in the PIO role2. 2.3 Public Outreach and Notification External risk communication includes both public outreach and PN. It is important to understand the differences between these activities and know when and how to use them within the context of the RCP. 2.3.1 Public Outreach Public outreach is the overarching activity for communicating with the public during both non- emergencies and emergencies. It is a useful tool for utilities to use prior to, during, and following a crisis incident. The purpose of public outreach is to provide the public with updated information regarding utility activities. During potential incidents, it may be used to prevent 2 Additional information on NIMS and ICS training can be found online at EPA's NIMS workshop website: http://water.epa.gov/infrastructure/watersecuritv/emerplan/index.cfm. FEMA's Independent Study website http://training.fema.gov/ISA or by contacting your state's Emergency Management Agency (EMA) or Office of Homeland Security at: http ://www .fema. gov/about/contact/statedr. shtm ------- Risk Communication Plan Guidance public panic, to inform the public that the utility is investigating anomalies in the distribution system, and to provide updated information to better protect public health. Some methods of public outreach include websites, fact sheets, press releases, and television and radio interviews. 2.3.2 Public Notification Requirements and Guidelines Public water systems are required by law to prepare and distribute PNs to consumers in accordance with EPA regulations (40 CFR 141, Subpart Q). PN is designed to protect public health by making sure people within a utility's service area know about water quality issues and how to protect themselves from potential risks. PN of drinking water violations and other CDC'S Drinkin9 Water Advisory .. , I,,- Communication Toolbox (CDC, 2011) Situations provides a way to educate the public provides information on how to plan for, and protect public health (EPA, 2010). develop, implement, and evaluate drinking water advisories (e.g., PN), TTT1 ,.,.,., . . which is another key component of a When the utility determines that a contamination comprehensive RCP. The purpose of the threat is credible, it must consult with its primacy Toolbox is to enable water systems to agency to determine if PN is required. Under communicate effectively with partners „ . . . . _,T. . , ,, ,, . . and the public in order to protect public Federal regulations, PN is required for situations hea|th The Too,box complements EPA's with significant potential to have serious adverse PN Handbook. effects on human health as a result of short-term , -111 • http://www.cdc.qov/healthvwater/pdf/eme exposure, as determined by the primacy agency raencv/drinkina-water-advisorv- either in its regulations or on a case-by-case V communication-tooibox.pdf basis" (40 CFR 141, Subpart Q). The utility must initiate consultation with the State primacy agency to determine public notification requirements as soon as practical, but no later than 24 hours after learning of the situation. These situations require a Tier 1 public notice. See 40 CFR 141, Subpart Q for information on the form, manner, and frequency of a Tier 1 public notice. To assist in developing PNs, EPA issued the Revised Public Notification Handbook in 20103. The handbook is designed to meet the needs of public water systems of all sizes, including suggestions and instructions targeted to very small community systems (systems that serve 500 people or fewer). It provides instructions and includes templates that can be used for various types of public notices. There are many channels by which PNs can be disseminated. Appendix A.I lists various notification channels for utilities to consider during a crisis, along with some of the associated pros and cons of using them. 3 Refer to the following websites for additional information on Public Notification: http ://water. epa. gov/lawsregs/rulesregs/sdwa/publicnotification/upload/PNrevisedPNHandbookMarch2010 .pdf http://water.epa.gov/lawsregs/rulesregs/sdwa/publicnotification/ ------- Risk Communication Plan Guidance Section 3.0: Constructing the Risk Communication Plan This section serves as a roadmap for developing and constructing a utility-specific RCP. The construction of a comprehensive RCP should include the following five sequential steps: Step 1: Assess and integrate existing plans, resources, and capabilities Step 2: Identify roles and responsibilit- Step 3: Outline public information actions Step 4: Develop key messages and templates Step 5: Conduct Training & Exercises 3.1 Step 1: Assess and Integrate Existing Plans, Resources, and Capabilities The first step in developing an RCP should be to conduct an assessment of the utility's existing ERP; specifically as it pertains to risk communication resources and capabilities. The purpose of the assessment is to identify existing procedures that may serve as a starting point for constructing an RCP, and to determine how an RCP can be integrated into the utility's drinking water contamination incident response procedures. This will allow the utility to expand existing material, strengthen existing plans, and integrate current operations into the RCP. Appendix A.2 identifies the type of plans and response resources that may be available. As plans are reviewed, a list or matrix should be constructed that captures the title of the plan, the situation it addresses, and what utility divisions and outside agencies are involved. This will help to identify gaps that need to be addressed during risk communication planning activities. As each existing plan is reviewed, consider how they are connected to each other and how they are likely connected to the RCP. When drafting the RCP, use a matrix similar to Appendix A.2 to establish links from the corresponding plans to the relevant RCP sections; then use the material from the existing response plans as a starting point for developing the RCP. The notes and comments in Appendix A.2 are for illustration purposes. In addition to an assessment of existing emergency plans, the utility should conduct an assessment of response and communication resources and capabilities. This should involve identifying assets (e.g., staff, equipment) as well as training needs that are required to carry out the existing plans and operations. This includes ensuring that spokespersons are identified and media-trained, that all staff have been trained in response roles and procedures, and that key communication linkages (e.g., 800 MHz radios, auto-dialers), both internal and external, are in place. Throughout the development of the RCP, the utility should maintain a list of items or resources that need to be acquired, enhanced, or improved. See Appendix A.2 for examples and Appendix A.3 for a discussion of public information venues. Later, during the final drafts of the plan and implementation, the list can be addressed and shortfalls in training, equipment and other resources can be resolved. 8 ------- Risk Communication Plan Guidance 3.2 Step 2: Identify Roles and Responsibilities The second step in developing an RCP is to identify the utility personnel and response partner agencies responsible for risk communication efforts during a contamination incident. This includes establishing communication roles, responsibilities, and reporting relationships. 3.2.1 Utility Roles and Responsibilities During an incident, the risk communication function can be broken down into the six distinct utility roles described in Table 2. Ideally, there should be one person assigned to each role, although one person can handle additional roles depending on the extent of the emergency and the size of the utility. While other staff may be involved (e.g., 1C, Liaison Officer), the PIO is ultimately responsible for all communication efforts, u'nless otherwise assigned by the 1C. Each utility should create and define roles based on their own organizational structure and capabilities. Table 2. Recommended Utility Risk Communication Roles Role/Title Public Information Officer Potential Communication Responsibilities • Activates the RCP after receiving authorization from the 1C and directs the work related to the release of information. • Provides information to the public and other key internal and external audiences through such activities as developing and distributing printed and electronic notices, reports and informational materials; organizing and conducting special events (internal and external); and maintaining content on a web site. • Develops and maintains relationships and supports two-way communication with public and private stakeholders, community groups, and the news media. • Evaluates the need for and, as appropriate, establishes and operates a JIS. • Establishes a JIC, as necessary, to coordinate and disseminate accurate and timely incident-related information. • Maintains current information summaries and/or displays on the incident. • Provides information on the status of the incident to pertinent personnel. • May develop speeches and presentations for utility executives and craft responses to constituent inquiries received via letter, email, or telephone. PIO Support Personnel (Assistants) Content and Message Coordinator Media Coordinator Direct Public Outreach Coordinator Develops mechanisms to receive information rapidly from the EOC/JIC regarding public health emergencies and works with available subject matter experts to create situation-specific fact sheets (e.g., "Q&A" fact sheets) and updates. Has information translated into foreign languages as necessary. Assesses media needs (e.g., briefings, statements) and organizes mechanisms to fulfill those needs. Activates a telephone information line and crisis web site, and develops public service announcements. ------- Risk Communication Plan Guidance Table 2 (continued). Recommended Utility Risk Communication Roles PIO Support Personnel (Assistants)-continued Partner/Stakeholder Coordinator Media Tracker Establishes communication protocols based on identified partners and stakeholders. prearranged agreements with Monitors internal and external communications, identifies misinformation, provides feedback on the quality of communication, takes action to correct false information, tracks media information releases, monitors news outlets and web sites, and dispels rumors. The PIO, who typically serves on the Command Staff during an incident, should lead the development and implementation of the RCP, and coordinate with other ICS team members. This includes development and delivery of internal and external communications, coordination with other agencies and the media, and media tracking. Figure 4 shows the relationship of the PIO with other utility ICS staff during an incident response. Public Information Officer (PIO) r Advises Incident Commander on information dissemination and I* • I *" T "I # .~f ' .I'TKHB. in ' . n Incident Commander Commander approves information that the (jfcs-^| PIO releases. \ Obtains information from and Public information officer provides information to Planning Section. Planning Section Chief running aeciion i_nier 1 : *i$ Obtains information from and provides information to community and media. Community and Media Figure 4. Role of the Public Information Officer during Incident Response Although Table 2 and Figure 4 indicate only one individual in the PIO role, the PIO may employ one or more assistants to help with his or her responsibilities. These assistants or PIO staff supply the PIO with incident status updates and other detailed information concerning the incident to be used in developing communication materials, notifications, and briefings. 3.2.2 Potential Response Partner Agency Roles and Responsibilities Local, state, and federal support agencies will carry out various response roles in risk communication during a drinking water contamination incident. For example, the State primacy agency and local or State public health agency will be involved in the PN process, and local law enforcement may assist in disseminating messages. Fire departments, local governments and other local/state/federal regulatory agencies may be involved as well. Utilities should identify key partners and stakeholders when developing their RCP in order to define their roles, responsibilities, and assistance capabilities. Refer to Appendix B for further information concerning response partner roles. 10 ------- Risk Communication Plan Guidance Once the appropriate response partner agencies have been identified, the utility should collaborate with these agencies to confirm roles and responsibilities, solidify lines of communication, and identify shared resources. The utility should confirm that other agencies agree with the identified points of contact and have the correct contact information, and that expected TIP response actions are correct. It is important to develop a working relationship with your local health It is recommended that primary local partners department. Consumers may call the should be engaged first, followed by the county, ^ea'^ department for information about *—' *—^ J •* •* J nootri riol/'o Hoo^nhoH in \ir\\\r KMihh^ health risks described in your public communications. If you coordinate in advance, you can help to ensure that, state, and federal level agencies. The reason for engaging local partner agencies first is two-fold. First, local agencies will likely be the ones directly regardless of whom they call the public ,, ° ... ,-,,,, r- hears consistent messages that will help contacted by the utility and will be the first them understand the risks and how to manage them (EPA, 2010). http://water.epa.gov/lawsreqs/rulesreqs/ responders to potential contamination incidents originating in their jurisdiction. Second, because . ° ° J , . ... , . .. . sdwa/pubhcnotification/upload/PNrevise they are first responders, they will be providing the dPNHandbookMarch20l0.pdf initial response resources, including staffing and equipment. As a result, the utility should know what resources are at its disposal during the early stages of an incident. The next step should be developing new supporting materials and organizing meetings with expanded response partners, including county, state, and federal agencies. Refer to Section 3.0 of the Water Security Initiative: Interim Guidance on Developing Consequence Management Plans for Drinking Water Utilities (EPA, 2008) for further information on engaging response partners. Finally, telephone trees should be established for all utility ICS members as well as response partner agencies. A telephone tree is an ordered list or diagram of staff and response partner phone numbers. To activate the telephone tree, the person at the top of the tree calls the next person(s) in the chain and the call progresses consecutively down the tree. 3.3 Step 3: Outline Public Information Actions The next step in developing an RCP is to outline the public information actions that correspond with each of phase of a contamination incident. As indicated in the decision tree templates below (Figure 5 through Figure 8), the main public information actions for each incident phase include: • Developing/issuing PNs • Notifying employees • Coordinating with response partner agencies • Conducting public outreach • Tracking the media Tasks for each of these actions may vary during each incident phase and are further described in the decision trees below. Important! Decision trees are invaluable in the design phase of risk communication planning as well as during response. During design, decision trees aid in defining the comprehensive risk communication process from phase to phase as well as allowing for visual verification of the steps and information. They are especially useful in demonstrating and confirming the process 11 ------- Risk Communication Plan Guidance and coordination points with external agencies and partners. During an incident when time is a critical factor and events may seem chaotic, the decision trees may also aid the utility in navigating risk communication response actions. Utilities can use Figure 5 through Figure 8 as a starting point for developing their unique decision trees and adding the specific actions that their PIO and communication support staff would need to implement. Utilities can modify the steps and the order of the steps in Figure 5 through Figure 8 to meet their specific needs. Please note that the public information actions described in the decision trees may take place concurrently and therefore are not necessarily executed in the sequence presented. Rather, it is important for the PIO to initiate and complete these activities and response actions during each incident phase. 3.3.1 Possible Contamination The first step after a possible contamination incident has been verified is for the PIO to activate the RCP and begin to develop PN and public outreach strategies. This includes assembling the appropriate communication support staff and ensuring that incident information is being communicated to the appropriate staff members (e.g., ICS personnel) including the utility's customer service center manager/supervisor. Notifying customer service center staff puts them on alert to receive incident related calls from the public. Even if an agency is not going to be In addition to notifying the customer service center, the immediately involved, they may wish , , . ~ , to be notified early during the PIO should prepare a statement for employees. incident so they can prepare their Statements to employees should contain an advisory not to share information outside of the utility to reduce the potential for rumors. After a statement is prepared, the PIO should obtain approval from the utility's 1C on the message content and the timing of its release. The approved statement should be released to employees as appropriate, and a schedule for releasing any anticipated subsequent statement to employees should be established. During this phase, the PIO should also determine or confirm resources such as adequate space, equipment, and supplies, which should be secured for the duration of the incident. Finally, the PIO should begin to organize assignments for communication support staff, determine the current risk communication priorities (e.g., partner coordination, public outreach, media tracking), identify subject matter experts as needed, and determine the hours of operation for risk communications. Figure 5 provides an overview of the public information actions during the possible contamination phase. During development of the possible phase portion of the RCP, it is critical that all response partners be identified (e.g., those who might need to be notified at this phase of a contamination incident). resources for a response. They may also have access to information unknown to the utility. 12 ------- Risk Communication Plan Guidance Contamination is Possible Initial Actions Employee Notification Response Partner Coordination Public Notification (PN) Public Outreach Media Tracking QActivate RCP Q Begin to develop a PN/Public outreach strategy Q Determine/Assemble appropriate communication support staff Q Ensure incident information is communicated to appropriate staff members Q Determine resources needed (e.g., space, equipment) Q Notify customer service center manager/supervisor Q Begin to prepare statements for employees- not to be shared outside the utility Q Obtain approval on message and timing of its release from the utility's Incident Commander (1C) Q Establish the schedule for the release of the next statement to employees Q Initiate communication with response partners (e.g. Fire. Police. Health Department, Primacy Agency), based on utility's CMP QBeginto coordinate communication with response partners Q Coordinate venue for press briefings G Establish a timeline for updating other response partner agencies QBeginto develop a PN strategy with utility IC5 communications staff QAssemble PN templates QAccessthe U.S. EPA PNi Writer Q Determine dissemination methods and possible locations Q Prepare draft statements Q Discuss the need for public outreach with the 1C Q Prepare written statements forthe utility's website, customer service center, and the media QObtain approval from the 1C priorto the release of statements Q Establish a schedule for updating statements on the utility's website, customer service center, and the media Q Develop/ implement a communication plan to address implementation of operational responses —if needed. Consider the impacts of the utility's operational responseson customers and notifythem as appropriate Q Begin tracking information provided by traditional media outlets as well as social media outlets such as Facebook and Twitter QTracking should also include internal utility communications to ensure appropriate messages are being relayed _l Address false or misleading media or communications as soon aspossible Figure 5. PlO/Communication Staff Public Information Actions during the Possible Phase 13 ------- Risk Communication Plan Guidance 3.3.2 Credible Contamination Once the contamination incident has been verified as credible, the PIO should continue and expand the communication actions taken during the possible phase including employee notification, response partner agency coordination, public outreach, public notification, and media tracking. Figure 6 provides an overview of the public information actions during the credible contamination phase. During the credible phase, public outreach communication should be based on the 'message mapping' technique developed for the RCP as outlined in Section 3.4. Effective communication with the public is important at this phase, and therefore customers need to have a clear understanding of what the level of risk posed by the incident is, as well as what steps they should take. The 'message map' ensures that key messages on the incident are delivered effectively and accurately. These message maps can be used in preparation for possible press conferences. 14 ------- Risk Communication Plan Guidance Contamination is Credible Initial Actions Employee Notification Response Partner Agency Coordination Public Notification (PN) Public Outreach Media Tracking OContinueand expand communication actions taken duringthe possible phase Q Continue to brief the utility's customer service center and employees Q Obtain approval on employee statement and timing of its release fromthe utility's 1C OAdjustthe scheduleforthe release of the next statement to employees Q Continue to coordinate with other response partner agencies Q It may be necessary to jointly schedule the first media briefing at this time and alert the media as to location and time Q Determine with the ICS communication staff and partner agencies (e.g., primacy agency, local public healthjif PN is required Qlf PN is required: ID Confirm service area locations; and Q Determine dissemination methods. OlMote: PNs could be disseminated duringthe credible phase based at the discretion of the 1C Q Update outreach statements for the utility's website, customer service center, and media based on incoming information from the utility investigation. If applicable, include information from: QSampling and site characterization; and Q Operational response actions. Q Obtain approval for outreach statement content from the 1C Q Revise the plan for releasing the next statements to the website, customer service center, and media as needed Q Use message maps (as appropriate) Q Continue tracking information reported on by the media and in other new communication outlets on the internet QRespondto and correct inaccurate information disseminated though media channels Figure 6. PlO/Communication Staff Public Information Actions during the Credible Phase 15 ------- Risk Communication Plan Guidance 3.3.3 Confirmed Contamination Once the contamination incident has been confirmed, the PIO should begin immediate dissemination of PNs, if not previously done during the credible phase. The PIO should finalize previously prepared PNs and inform the local government and the 1C that PNs will be issued. The PIO should then disseminate the PNs or update the public on changes or termination of the notifications sent throughout the incident. If a contaminant is identified, it may be necessary to revise any PNs issued during the credible phase, when the contaminant was still unknown. Keep in mind that water consumers may be skeptical about revised PNs and may be hesitant to heed the revised instructions; therefore, additional information needs to be provided explaining why the notification is being revised. An information hotline telephone number should also be provided to water consumers for additional information and to answer questions (EPA, 2004). Revised PNs should be communicated to water consumers and the public using appropriate communication delivery methods (e.g., mailings, bulletin boards, hand-to-hand delivery, telephone, newspapers, radio, television, internet, and fax). It may be effective for the water utility and/or appropriate agency to hold public meetings and public workshops to explain to consumers the reasons for a revised public drinking water notification. Descriptions of the different public meeting venues are provided in Appendix A.3. Other steps immediately following confirmation should include continuing and expanding the communication actions taken during the possible and credible phases (e.g., employee notification, response partner coordination, public outreach, media tracking). This may also include communicating how customers may obtain alternate water supplies. Communication actions for remediation and recovery will follow later once the immediate threats to the public, property, and the environment have been mitigated. Figure 7 provides an overview of the public information actions during the confirmed contamination phase. 16 ------- Risk Communication Plan Guidance tontaminationis Confirmed Initial Actions Employee Notification Response Partner Agency Coordination - Joint Information Center (JIC) Public Notification (PN) Public Outreach Media Tracking Q Finalize previously prepared PN O Inform the local government and 1C that PN will be sent Ll Disseminate PN, or if previously disseminated, update the public of changesor termination of the notifications sent throughout the incident Q Continue to update the statement for utility's customer service center and employees QObtain approval on employee statement and timing of its release from the utility's 1C QAdjustthe schedule for the release of the next statement to employees D Workwith and make decisions about the communications strategy with other response partners regarding issuing PN and various other public outreach actions as part of the JIC QAssist in development or revision of PNs based on new information received Q Work with the primacy agency, public health, city/town manager, and other agency PlOsto modify existing templates for issuing PNs QKeepthe public updated aboutchanges or terminations of PNs throughout the investigation O Consult with the IC/UC to formulate and release information on incident status QHold press conferences as needed OSendfollow-up outreach materials to the media Q Provide updated information to the utility's customer service center and update the website O Establish a schedule for the next statement to be released to the public. Possibly disseminate statements/messages using social media and emails to customers, critical users, etc. Q Provide appropriate communication on the location(s) of where alternate water supplies may be obtained (as applicable) QContinue monitoring media reports Q Provide response and rebuttal to media reports if necessary Figure 7. PlO/Communication Staff Public Information Actions during the Confirmed Phase 17 ------- Risk Communication Plan Guidance 3.3.4 Confirmed Contamination/Remediation and Recovery After the immediate threats to the public, property and the environment have been mitigated, a communication strategy for remediation and recovery can begin. Throughout remediation and recovery, the PIO should continue to disseminate updated information to the public as it becomes available concerning the contamination incident, including the nature of the contaminant and the rehabilitation of the water system. In consultation with the IC/UC and other agencies, information disseminated to the public and media should state the goal to return the system to normal operation as soon as possible. Figure 8 provides an overview of the public information actions during the confirmed/remediation and recovery phase. After the incident is closed, the utility's communication staff should collect feedback on risk communication efforts and conduct a risk communication evaluation. Following the analysis, the PIO should share the results with the utility ICS staff and revise the RCP and associated policies and procedures based on lessons learned. Training should be conducted to institutionalize the changes. Additionally, the PIO should conduct public outreach activities to determine public perception and their information needs concerning the incident, and to provide any updated information. Refer to Appendix C.I for a post-advisory community survey template that can be used to determine the effectiveness of communication efforts and to inform revisions to the RCP to improve future communication efforts. 18 ------- Risk Communication Plan Guidance Confirmed Contamination Phase-Remediation and Recovery Initial Actions Response Partner Agency Coordination — Joint Information Center(JIC) Public Outreach Public Notification- Bringing the Water System BackOn-line Public Notification- Safe to Use/Safe to Drink notice End of Incident Return to Normal Operations/Evaluation CJContinueto disseminate updated information to the public concerningthe contamination incident, including the nature of the contaminant and the rehabilitation of the water system as it becomes available QCoordinate ongoing remediation and recoverycomnnunications through the JIC and in concert with other PIOs. Providethe following information during different stages of remediation and recovery activities: QThe extent of the investigation or study Q System characterization outcomes Q Final remediation goals Q Remediation and recovery options being evaluated and final actions selected Q Installation and operation activities Q Continuing sampling and monitoring plans Q Results from ongoing sampling Q Inform customers of potential remediation activities affecting their homes and businesses (e.g., equipment, water heaters) OReportthe following to the public: QThe schedules, resources, and clean up levelsfor contaminated water, system components, and affected environmental media. OTimelinesfor restoration of water supply for different uses such as fire-protection, basic sanitation, and drinking QReportto the public after remediation objectives have been met Q Obtain the results of the utility's continuing post-remediation sampling and monitoring and report results to the public Q Continue to provide customers with information regarding the contamination incident, the nature of the contaminant, the effective ness of the rehabilitation and recovery actions, and the ongoing sampling and monitoring activities through public mieetings or workshops QHold press conference and issue a "safe to use" and "safe to drink" notices after remediation and recovery actions have concluded QPriortothe pressconference: Q Arrange for a predetermined space; Q Assist crafting the message; and O Provide updates to the public as needed ONotify key public officials and response partners, including the city or town manager of the decision to issue "safe to use" and "safe to drink" notices Q Provide final notification to the public, lifting all restrictions, and close the incident with the IC/UC QObtain feedbackon risk communication efforts and conducta risk communications evaluation Q Share evaluation results with ICS staff and revisethe RCP and associated policies based on the lessons learned Q Conduct survey to determine public perceptions and information needs regardingthe incident Figure 8. PlO/Communication Staff Public Information Actions during the Confirmed Phase/Remediation and Recovery 19 ------- Risk Communication Plan Guidance 3.4 Step 4: Develop Key Messages and Templates for the Plan The fourth step in developing an RCP is to develop, before an incident occurs, key messages and templates that can assist in RCP implementation. This includes, but is not limited to, developing key message maps or other pre-scripted messages for contamination incidents, event logs, public notification templates, and media tracking reports. These messages and templates are further described below. 3.4.1 Developing Key Messages and Message Mapping Key messages tell the target audience what you want them to know about the incident in a few short, memorable phrases or sentences. Developing key messages provides focus and consistency for all utility communications regarding an incident. Utilities should develop basic key messages for several types of contamination incidents as part of the RCP, and then fine tune the messages when an incident occurs. One method of developing key messages is Tip message mapping. Message mapping is a process . .... .__... . . . . .. .. . ?, , F .,. -11 1 • i In 2011, EPA conducted an investigation to by which the utility can quickly and concisely compare the public's and drinking water deliver the most pertinent information about an incident. Message maps are sets of organized statements or messages that address likely questions and concerns in a crisis. Each map professionals' assessments of critical information needs arising from the intentional contamination of a municipal water supply. The 2012 report, Need to Know: Anticipating the Public's Questions identifies up to three unique messages that address during a Water Emergency provides the . . , results of interviews with utility managers, a specific issue, and each issue may be addressed communications staff, and focus groups by several layered message maps. comprised of members of the public. The conclusions identified can help a utility develop a public engagement strategy in Message maps were developed as a specialized tool advance of a water emergency. for communicating effectively in high-stress, high- http://cfpub.epa.qov/si/si public record re concern, or emotionally charged situations (EPA, I Pgrt.cfm?address=nhsrc/&dirEntrYld=2404 2007). A message map provides multiple benefits. It is a useful reference for spokespersons who respond to questions on topics requiring timeliness and accuracy. Multiple spokespersons can work from the same message map to ensure the rapid dissemination of consistent core messages across multiple communication outlets. Message maps also serve as a unifying framework for disseminating information on various issues and minimize the chance of the speaker saying something inappropriate or omitting something that should have been said. A printed message map allows spokespersons to check off the talking points as they are covered. This helps to prevent omissions of key facts or misstatements that could provoke misunderstandings, controversy, or confusion. Further information on message mapping can be found in EPA's 2007 Effective Risk and Crisis Communication during Water Security Emergencies Report4. This report provides detailed guidance on message mapping, and was developed through EPA message mapping workshops. It also includes sample messages for the following scenarios: biological contamination, physical 4 EPA's Effective Risk and Crisis Communication during Water Security Emergencies Report can be found at: http://oaspub.epa.gov/eims/eimscomm.getfile7p download id=461264. 20 ------- Risk Communication Plan Guidance attack, receipt of a credible threat, power loss, pesticide contamination, and chemical warfare agent contamination. 3.4.2 Event Log Event logs are important to develop in order to capture basic information about actions or events that occur during a contamination incident. The log may include information such as date, time, action/event description, and agency and people involved. The information in the log can be useful in developing risk communication materials as well as keeping a record of events and corresponding communication actions. An example event log template is provided in Appendix C.2. 3.4.3 Public Notice Templates Public notice templates should be included in the RCP to save time during a contamination incident. Refer to 40 CFR 141, Subpart Q and EPA's Revised Public Notification Handbook for regulatory guidelines, additional information, and temnlates Utility personnel can access EPA's free web- Note: For regulated substances, utilities should follow Safe Drinking Water Act mandatory .. ... . „, . . . . & , , , • , notices that meet all federal requirements. language requirements and add required information to notices. based PNiWriter, to get help with the PN requirements of the Safe Drinking Water Act. The PNiWriter provides a fast, user-friendly format using templates to help create public http://www.pniwriter.com 3.4.4 Media Tracking Report A media tracking report is another useful tool utilities should develop as part of a RCP. Similar to the event log, this report is a table that allows utilities to enter basic information about media activities for a specific contamination incident. The log may include information such as date, time, media source, report's name, web site, and description. The information in the log can be useful in monitoring external communications, and identifying misinformation surrounding the incident. See Appendix C.3 and Appendix C.4 for media tracking report and media phone call log templates. Appendix D of this document contains other tools and resources that may be helpful as you develop your RCP. 3.5 Step 5: Conduct Training & Exercises Success in implementing the concepts, guidance and procedures contained in a utility-specific RCP comes from execution. The ability to effectively execute a RCP comes from training personnel responsible for its execution. The fifth and final step, the training and exercise process, allows utility staff to face tasks and situations normally outside of their daily operations to enable them to meet the challenges associated with an actual contamination incident. In addition, effective training and exercise programs are useful for integrating communication procedures with those of external partners. In the end, training and exercises allow the utility to learn from 21 ------- Risk Communication Plan Guidance its mistakes, thereby recognizing potential opportunities for change and enhancements in the plans and procedures already in place. 3.5.1 Training To ensure an effective risk communication program, training should be conducted to familiarize utility staff and response partners with the RCP and their corresponding roles. Now that roles and responsibilities have been more clearly defined in the RCP, training is critical to get the staff and partners "up to speed." Training should include information concerning how the RCP is organized, the corresponding steps associated with contamination incident phases, and identifying roles and responsibilities. Additionally, training activities associated with specific RCP activities (e.g., message mapping, public notifications) may need to be conducted. Training events should also stress integration of utility personnel with external partners to establish a consistent, shared understanding of communication roles and capabilities. 3.5.2 Exercises The exercise strategy recommended for utility RCPs is described by the Department of Homeland Security's Homeland Security Exercise and Evaluation Program (HSEEP)5. HSEEP is a capabilities and performance-based exercise program that provides a standardized methodology and terminology for exercise design, development, conduct, evaluation, and improvement planning. HSEEP describes "Discussion-Based" exercises, which include tabletops, seminars, and workshops to introduce and teach new concepts, followed by "Operations-Based" exercises including drills, functional exercises and full-scale exercises to test and evaluate program effectiveness. It may be challenging for most utilities to implement an entire HSEEP-based program, but by integrating efforts with local partners, it may be achievable. Utilities will also find it advantageous to integrate exercising the RCP with those exercises conducted as a part of consequence management (EPA, 2008). By conducting exercises, the utility can identify and correct any deficiencies or weaknesses in the RCP before a real incident occurs. 5 Refer to the following website for additional information on the HSEEP: https://hseep.dhs.gov/pages/1001 HSEEPV.aspx 22 ------- Risk Communication Plan Guidance References CDC, 2011. Drinking Water Advisory Communication Toolbox. http://www.cdc.gov/healthywater/pdf/etnergency/drinking-water-advisory-cotntnunication- toolbox.pdf EPA, 2012. Need to Know: Anticipating the Public's Questions during a Water Emergency. April 2012. (EPA 600/R-12/020) http://cfpub.epa.gov/si/si_public record report.cfm?address=nhsrc/&dirEntryId=240476 EPA, 2010. Revised Public Notification Handbook. March 2010. (EPA 816-R-09-013 ) http://water.epa.gov/lawsregs/rulesregs/sdwa/publicnotiftcation/upload/PNrevisedPNHandbo okMarch2010.pdf EPA, 2008. Water Security Initiative: Interim Guidance on Developing Consequence Management Plans for Drinking Water Utilities. October 2008. (EPA 817-R-08-001) http://www.epa.gov/watersecurity/pubs/guide interim ctnpwsi.pdf EPA, 2007. Effective Risk and Crisis Communication during Water Security Emergencies Report. March 2007. (EPA/600/R-07/027) http://cfpub.epa.gov/si/si_public file download.cfm?p download id=461264 EPA, 2004. Response Protocol Toolbox: Planning for and Responding to Drinking Water Contamination Threats and Incidents. Module 6: Remediation and Recovery Guide. Interim Final- April 2004. (EPA 817-D-03-006) http://www.epa.gov/safewater/watersecurity/pubs/guide_response_modul e6.pdf EPA, 2004a. Emergency Response Plan Guidance for Small and Medium Community Water Systems to Comply with the Public Health Security andBioterrorism Preparedness and Response Act of 2002. (EPA 816-R-04-002) http://www.epa.gov/safewater/watersecurity/pubs/small medium ERP guidance040704.pdf FEMA, 2008. FEMA National Incident Management System. December 2008. http://www.fema.gov/pdf/emergency/nims/NIMS_core.pdf FEMA, 2007. NIMS Basic Guidance for Public Information Officers. November 2007. (FEMA 517) http://www.fema.gov/library/viewRecord.do?id=3095 23 ------- Risk Communication Plan Guidance Appendix A: Communication Resources and Information One of the most important functions of the PIO is communicating with the media either directly or in helping to prepare for press interactions by utility officials and others. This is especially critical during crisis situations. The following appendix provides an example matrix documenting utility communication plans, resources, and capabilities, including information on appropriate channels and venues to use for disseminating messages. A.1 Public Notification Channel Comparison Channel Hotline with Recorded Message Pros Universal access Low cost Fast Real time/instant updates Does not require dedicated staff Cons Power outage may affect accessibility Requires customer action Contact Center Can handle large volume of calls Universal access Fast Real time/instant updates Power outage may affect accessibility Requires customer action Requires trained, dedicated staff Web Site Fast Real time/instant updates Reach wide audience Doesn't require dedicated staff Web access required/not universal access Power outage may affect accessibility Social Media (e.g., Twitter, Facebook) Fast Real time/instant updates Reach wide audience Doesn't require dedicated staff Low cost Web access required/not universal access Power outage may affect accessibility Quality control of information not guaranteed Required customer action Door-to-Door Notification (door knock and/or door hangers) Guaranteed notification Does not require customer action Targets specific types of neighborhoods or sensitive populations Slow Expensive Requires dedicated staff Police Drive-around (using loudspeakers or door-to-door notification) Targets specific neighborhoods Door-to-door used for sensitive populations Covers multiple jurisdictions Possibility for public panic Churches/Church Parking Lots Targets specific types of neighborhoods Interactive with the public Slow Requires dedicated staff Best for after-action communication Generally works only on weekends Press Releases/Press Conferences/Press Calls and Public Service Announcements (Radio, TV, Newspaper) Fast (Radio/TV) Universal access No customer action required Low cost Real time/instant updates Slow (Newspaper) Power outage may affect access Possibility for public panic Only reaches those tuned in (therefore marginal value during late-night, early-morning hours) 24 ------- Risk Communication Plan Guidance A.2 Example Matrix Documenting Utility Communication Plans, Resources, and Capabilities Type of Plan and Comments Emergency Response Plan Consequence Management Plan Customer Complaint Procedures Public Outreach Plan Does the plan establish communication roles and responsibilities? S S S S Does the plan identify spokes people? V s s Does the plan identify internal and external communication linkages? •S •/ Does the plan contain procedures for communicating with the public and the media? S S S S Does the plan contain ICS and response partner telephone trees? •/ •S Notes This plan covers all-hazards, but focuses on natural disasters. The plan does identify spokesperson positions and has detailed procedures for communicating with the media. The plan contains detailed information on communication roles and responsibilities during a water contamination incident. Very applicable to the RCP, but telephone trees can get out of date. Detailed procedures for handling customer complaint calls, but no communication linkages outside of the utility. This plan has some communication procedures, but few applications to RCP except for contact lists. 25 ------- Risk Communication Plan Guidance Communication Resources 2-way Radios Communication Briefing Locations Emergency Communication Phone Lines Emergency Communication Website Spokesperson Media Training Public Response Roles and Procedures (ICS) Exercise(s) Availability 24/7 Large conference room: 24/7 Employee lunch room: 24/7 2 lines 24/7 10 lines with 4 hour notice Utility maintains internal website during normal working hours Internal-initial with assignment and annual refresher Commercial-on assignment to ICS Local Needed for RCP? No Yes Yes Perhaps Yes Yes Yes Number 18 Two facilities with immediate availability 2 on a permanent basis 10 additional with notice One internal website 4 of 6 identified spokespersons completed initial. 3 current with refreshers Course has been conducted three times since required, to a total of 22 primary and alternate ICS members. Comments Located with utility operations organization and primarily used for field investigations. Not crucial to RCP but could serve as information conduit to response partners during a contamination incident. Lunchroom capacity 22 people, large conference room capacity 25. Facilities may be strained for Joint Information Center or prolonged operations. Should investigate larger alternative facilities. The utility serves as alternative emergency center for the municipality, and can activate 10 emergency lines. Current LAN-based website only operated during normal working hours, and is fire-walled against external access. If website access integrated into RCP, should reconfigure for wider availability. Good course for communication spokespersons, but personnel changes impede keeping current. Talk to Training about expanding this. All current ICS members and alternates have been trained, but there is no requirement for refresher courses, nor provisions for training new members of the ICS. Participated in small discussion-based TTXs 2 years ago. Once the CMP is completed, will have to set up operations-based exercises (e.g., full- scale exercise) to test its implementation. Talk to City Manager about city exercises. 26 ------- Risk Communication Plan Guidance 6 A.3 Comparison of Public Information Venues Venue Overview Tips Public Meetings The public meeting is a public forum that is fairly structured and formal in nature, and open to the general public (i.e., drinking water customers). The public meeting provides a forum for water consumers and others to interact with the officials from the water utility, lead agency, and other participants in the remedial action and to voice their concerns and questions. The purpose of the public meeting is to present information to the audience and to receive information back from them. Presenters should include the water utility and/or primacy agency as well as other officials. Public meetings should be effective communication vehicles to disseminate information on the alternate water supply, identify and discuss the remediation and recovery option that is being implemented, and discuss the time estimated for the water system to resume normal operations. The public meeting should be held in a location that is convenient and easily accessible to the majority of water consumers, including any disabled residents. The location should be capable of accommodating the anticipated crowd, handle any lighting, ventilation and electrical needs, and have adequate, convenient, well- lighted parking. Providing media access before the meeting can help streamline interactions with the media and may give the water utility and appropriate agencies insight into issues that may not have been considered in preparing for the meeting. Public Presen- tations A public presentation is an organized oral communication to an audience. Presentations can be enhanced with visual aids and question-answer sessions. This vehicle should be used to make a formal announcement, such as a revised public water use notification, or to keep the water consumers and the community up-to-date regarding the progress of remediation efforts. Presentations also can be used to prepare the water consumers and the community prior to significant events or decisions, such as the implementation of remediation and recovery actions or selection of an alternate water supply. As with meetings, presentations need to be promoted ahead of time. Presentations should be advertised through the media and through mailings. Presentations should be scheduled at convenient times and locations. A press conference should be held prior to the presentation if possible. Presentations are most effective when they are planned around major events. Public Work- shops Workshops are formal, participatory seminars used to educate the participants and develop or improve the involvement of water consumers, local officials, and other interested parties. Technical experts may be invited to offer an inside perspective and to increase the effectiveness of the workshop. Workshops may be a very powerful tool for formally educating small groups of citizens and water consumers on: 1) provisions for alternate water supply; 2) public notices regarding water use restrictions; 3) decontamination and treatment options; and 4) remediation and recovery activities. The educational, public involvement and empowerment values of workshops make them a key component of the community outreach and involvement process during rehabilitation and return to normal operations following a contamination incident. As with meetings and presentations, workshops need to be promoted ahead of time and should be advertised through the media and mailings. Workshops should be scheduled at convenient times and locations. A good workshop will include citizen participation and provide an excellent forum for concrete planning of next steps and action items. Adapted from, Response Protocol Toolbox Planning for and Responding to Drinking Water Contamination Threats and Incidents, Module 6: Remediation and Recovery Guide (EPA, 2004) 27 ------- Risk Communication Plan Guidance Appendix B: Communication Roles and Responsibilities This appendix provides a description of recommended roles and responsibilities for risk communication. The table below contains information on local, state, regional and federal response partners that may play a role as part of risk communication. It is important to note that each utility's local and state policies and procedures may affect the roles described below. These variations underline the importance of talking with and including local first responders, the local emergency planning committee, and public health and primacy agencies in utility emergency response planning efforts. Potential Response Partners Drinking water and wastewater primacy agencies Local health department Local law enforcement Local civil government Local emergency planning committees and emergency management agencies Local fire, EMS, and HazMat Local wastewater utility Neighboring utilities (water and/or wastewater) Media Roles Primacy agencies can be public health agencies as well as separate state or local environmental agencies, such as state or regional water quality boards. If contamination does occur, there may be regulatory ramifications related to public notification. May also provide resources to a Joint Information Center, if the incident escalates. Provide support including consultation and public notification. Serve as conduit to state and federal health departments and agencies. May also provide resources to a Joint Information Center, if the incident escalates. May serve as conduit to state and national law enforcement and intelligence agencies. Should an incident occur, the elected officials of different jurisdictions should be appropriately informed of the state of the situation so that they can effectively communicate with their constituencies. May also provide resources to a Joint Information Center, if the incident escalates. Primarily support risk communication activities as a conduit to other response partner agencies at the state and federal level. Can notify affected neighborhoods and can distribute alternate water supplies. May also provide resources to a Joint Information Center, if the incident escalates. Should be consulted in the development and implementation of RCPs due to the potential impact of contamination on wastewater operations. Should be informed and engaged once contamination has been deemed possible to assist in coordination of resources and communication. May provide support in the event of a contamination incident through mutual aid and assistance. Local media organizations may serve as a valuable resource in communicating messages to the public in the event a contamination incident occurs. 28 ------- Risk Communication Plan Guidance Potential Response Partners State government State health department State emergency management and homeland security agencies State law enforcement Department of Homeland Security EPA regional offices and/or laboratories EPA On-Scene Coordinators Federal Bureau of Investigation Centers for Disease Control and Prevention National Response Center Roles May be informed and engaged once contamination has been confirmed to assist in coordination of resources and communication. May also provide resources to a Joint Information Center, if the incident escalates. Can provide preparedness actions by alerting health care providers of potential contamination incidents and appropriate treatment methods. May also provide resources to a Joint Information Center, if the incident escalates. Provide support if a contamination incident is confirmed. May provide resources to a Joint Information Center, if the incident escalates. Can notify affected neighborhoods and provide support if a contamination incident is confirmed. Should be informed if evacuations or other transportation-related response operations are required. May be able to support the determination of, and response to an intentional incident, through the National Response Framework. May assist in coordination of Federal resources (including EPA response resources) and provide technical assistance on public notification regulations. Provide direction, guidance and support during response activities. May assume control of the law enforcement investigation in some instances. May also provide resources to a Joint Information Center, if the incident escalates. Provide oversight to the Laboratory Response Network, a network of public health laboratories with the ability to analyze for select agents based on established analytical protocols. Provide technical consultation during credibility determination and other phases of consequence management. NRC is the 24/7 response center which is manned by the U.S. Coast Guard. It is where releases or spills should be reported. NRC can notify other agencies of the incident and can assist with technical support in response to the situation. 29 ------- Risk Communication Plan Guidance Appendix C: Communication Templates The communication templates included in this appendix are provided as examples to be used when developing a RCP. Each utility should modify the templates in this appendix to meet its own specific needs. 30 ------- Risk Communication Plan Guidance C.1 Post-Advisory Community Survey Template7 Conducting a survey after an advisory will provide crucial information on the effectiveness of the messages and the communication preferences of a water system's audiences. This survey can be used for phone, mail, or online formats. Questions provided are suggestions and should be adapted to suit the advisory and community. Questions in this example can be placed in regulated water system surveys or in public health surveys. [Letter head or Logo] [Water Utility] needs your help to better serve you and protect the community's health. We want to improve public information and advice. Specifically, [Water Utility] wants to understand how people receive information and advice about the drinking water advisory on [date]. Your participation will help [Water Utility] improve communication in the future. The survey below will take about [xx] minutes to complete. All information collected is confidential. We cannot identify who does or does not participate, or link answers to any one person. We will use the results of this survey to [report date, how will you use/publish the data]. [Directions on how to submit the survey: Consider using e-mail and an online survey tool to conduct the survey to make it easier to tabulate results. Otherwise, include a self- addressed stamped envelope or postage paid form to improve response rates.] For more information, please contact: [Utility contact name] [Utility contact phone] Utility website Adapted from: Centers for Disease Control and Prevention (CDC), Drinking Water Advisory Communication Toolbox, available at: http://www.cdc.gov/healthvwater/pdf/emergencv/drinking-water-advisory-cornmunication-toolbox.pdf 31 ------- Risk Communication Plan Guidance 1. Which type of water do you prefer to drink? Please rank your preferences using a scale of 1-4, with 1 as the most preferred type and 4 as the least preferred. Water straight from the tap Bottled water Filtered tap water Other (please specify) 2. How many 8-ounce glasses (the size of a soft drink can) of water do you drink on a normal day? a o a 4-6 a 1-3 a ?+ On [date], [Water Utility] issued a [type] advisory because [reason] 3. Did you know about the [advisory] issued on [date] a Yes a No (Go to Question 14) 3a. What advice did you get during the advisory? Check all that apply. Q Do not use tap water Q Do not drink tap water Q Boil all tap water Q Was told the water was safe Q Not sure what the advice Q I did not get any advice (Go to was Question 4) 3b. Where did you get the information? Check all that apply. Q Family member or friend Q Television a [Water Utility] U Coworker Q [Local newspaper] Q Automated Message Q Local Radio Q Blog or other internet source Q [Local health department] Q Door hanger Q Website. Please specify: Q Other. Please Specify: 4. During this time, I used water straight from the tap to...Check all that apply. a Flush the toilet U Water plants Q Brush teeth Q Prepare and cook food Q Make baby formula Q Shower or bath Q Wash hands Q Give pets a drink Q Make coffee or tea Q Drink 5. During the [advisory], did you boil the tap water before you used it? a Yes a No (Go to Q6) 32 ------- Risk Communication Plan Guidance 5a. If yes, I used boiled water to...Check all that apply. a Flush the toilet a Water plants Q Brash teeth Q Prepare and cook food Q Make baby formula Q Give pets a drink a Wash hands Q Drink Q Make coffee or tea 6. Did you hear the [advisory] end on [date] ? a Yes a No 6a. If yes, where did you hear or see the end of the [advisory]? Check all that apply. Q Family member or friend Q Television a [Water Utility] U Coworker Q [Local newspaper] Q Automated Message Q Local Radio Q Blog or other internet source Q [Local health department] Q Door hanger Q Website. Please specify: Q Other. Please Specify: 6b. When you heard the advisory ended, did you resume regular water use? a Yes a No 33 ------- Risk Communication Plan Guidance C.2 Event Log Template 1. Incident Name: 2. Operational Period: Date From: Date To: Time From: Time To: 3. Name: 4. ICS Position: 5. Home Agency (and Unit): 6. Resources Assigned: Name ICS Position Home Agency (and Unit) 7. Activity Log: Date/Time Notable Activities 8. Prepared by: Name: Position/Title: Signature: ICS 214, Page 1 Date/Time: 34 ------- Risk Communication Plan Guidance 2. Operational Period: Date From: Date To: Time To: 1. Incident Name: Time From: 7. Activity Log (continuation): Date/Time Notable Activities 8. Prepared by: Name: Position/Title: Signature: ICS214,Page2 | Date/Time: 35 ------- Risk Communication Plan Guidance C.3 Media Tracking Report EVENT: DATE: Time Media Source Reporter's Name Website Concerns/Descriptions C.4 Example Media Log For Phone Calls Date Time Name of Caller Media Outlet Phone Number Question Asked Transferred (Y/N)- Transferred To Callback Needed (Y/N) 36 ------- Risk Communication Plan Guidance Appendix D: Tools and Resources The following is a list of references and Internet links that may be useful in preparing a RCP. Drinking Water Contamination Risk Communication Publications • Centers for Disease Control and Prevention (CDC): CDC Drinking Water Advisory Communication Toolbox, http://www.cdc.gov/healthywater/pdf/emergencv/drinking- water-advisory-communication-toolbox.pdf • Critical Infrastructure Partnership Advisory Council (CIPAC): All-Hazard Consequence Management Planning for the Water Sector, Preparedness, Emergency Response, and Recovery. November 2009. http://www.wef. org/uploadedFiles/Access_Water_Knowledge/Water_Security/Water_Se curitv PDFs/All-HazardCMPNovember2009FINAL.pdf • U.S. Environmental Protection Agency (EPA): Planning for an Emergency Drinking Water Supply. June 2011. (EPA 600/R-l 1/054) http://cfpub.epa.gov/si/si_public_file_download.cfm?p_download_id=502174 • EPA: Water Security Initiative: Interim Guidance on Developing Consequence Management Plans for Drinking Water Utilities. October 2008. (EPA 817-R-08-001) http://www.epa.gov/safewater/watersecurity/pubs/guide_interim_cmp_wsi.pdf • EPA: Response Protocol Toolbox: Planning for and Responding to Drinking Water Contamination Threats and Incidents. Module 5: Public Health Response Guide. Interim Final - April 2004. (EPA 817-D-03-005) http://www.epa. gov/safewater/watersecurity/pubs/guide_response_module5.pdf • EPA: Response Protocol Toolbox: Planning for and Responding to Drinking Water Contamination Threats and Incidents. Module 6: Remediation and Recovery Guide. Interim Final- April 2004. (EPA 817-D-03-006) http://www.epa. gov/safewater/watersecurity/pubs/guide_response_modul e6.pdf • EPA: A Water Security Handbook: Planning for and Responding to Drinking Water Contamination Threats and Incidents. April 2006. (EPA 817-B-06-001) http://www.epa.gov/watersecurity/pubs/water security handbook rptb.pdf • Water Research Foundation (WRF): Contaminant Risk Management Communication Strategy and Tools. 2010. http://waterrf.org/PublicReportLibrary/4001 .pdf Message Mapping Publications • EPA: Effective Risk and Crisis Communication during Water Security Emergencies Report. March 2007. (EPA/600/R-07/027) http://cfpub.epa.gov/si/si public file download.cfm?p download id=461264 37 ------- Risk Communication Plan Guidance • EPA: Need to Know: Anticipating the Public's Questions during a Water Emergency. April 2012. (EPA/600/R-12/020) http://cfpub.epa.gov/si/si_public record report.cfm?address=nhsrc/&dirEntryId=240476 • EP'A: Risk Communication in Action: The Tools of Message Mapping. August 2007. (EPA/625/R-06/012) http://nepis.epa.gov/Adobe/PDF/60000IOS.pdf • EPA: Message Mapping Video. http://www.epa.gov/nhsrc/news/news040207.html National Incident Management System (NIMS) • U.S. Federal Emergency Management Agency (FEMA): For an overview of Public Information within NEVIS, refer to the following webpage: http://www.fema.gov/national-incident-management-system • FEMA: FEMA National Incident Management System. December 2008. http://www.fema.gov/pdf/emergency/nims/NIMS_core.pdf • FEMA: NIMS Basic Guidance for Public Information Officers. November 2007. (FEMA 517) http://www.fema.gov/library/viewRecord.do?id=3095 Online Tools • EPA: PNiWriter, http://www.pniwriter.com o EPA released this web-based program to help public water systems comply with the public notification requirements of the Safe Drinking Water Act. The PNiWriter provides a fast, user-friendly format for creating public notices that meet all federal requirements. After users log in, they will see a series of questions about the violation or situation requiring public notice. After answering questions and filling in blanks, they will be able to print or download the public notice, an instruction sheet, and a public notice certification. The program is free and users may also access the program from the EPA Web site at: http://water.epa.gOv/lawsregs/rulesregs/sdwa/publicnotification/compliancehelp.c fm. Public Notification Documents and Guidance • EPA: Code of Federal Regulations, Public Notification of Drinking Water Violations. 40 CFRPart 141, Subpart Q (141.201-141.211). e-CFRData is current as of March 13, 2013. http://www.ecfr.gov/cgi-bin/text- Jdx?c=ecfr&SID=4e84b641a43bc9bll06f357289cb063c&rgn=div6&view=text&node=4 0:24.0.1.1.3.16&idno=40 • EPA: Revised Public Notification Handbook. March 2010. (EPA 816-R-09-013) http://water.epa.gov/lawsregs/rulesregs/sdwa/publicnotification/upload/PNrevisedPNHan dbookMarch2010.pdf. 38 ------- Risk Communication Plan Guidance o This guide was developed for community water systems and non-transient non- community water systems. It provides instructions and includes templates that can be used for various types of public notices. • EPA: Public Notification Handbook for Transient Non-community Water Systems. March 2010. (EPA 816-R-09-007) http://water.epa.gov/lawsregs/rulesregs/sdwa/publicnotification/upload/publicnotification handbookfortransientnoncommunitvwatersystemsmarch2010.pdf o This guide was developed for transient non-community water systems. It provides instructions and includes templates that can be used for various types of public notices. Publications on Risk Communication for Non-Drinking Water Topics • EPA: Seven Cardinal Rules of Risk Communication: Pamphlet Drafted by Dr. Vincent T.Covello and Frederick H.Allen. April 1988. (OPA-87-020) http://www.epa.gov/CARE/library/7_cardinal_rules.pdf • Agency for Toxic Substances and Disease Registry: Tools and Techniques for Effective Health Risk Communication. 2001. http://www.bvsde.paho.org/tutorial6/fulltext/tools.pdf • CDC: Crisis and Emergency Risk Communication. 2012 Edition. http://emergency.cdc.gov/cerc/pdf/CERC 2012edition.pdf • U.S. Department of Defense (DOD): Risk Communication Plan for Health Care Facilities for Smallpox Vaccinations - Template Guide. http://www.smallpox.army.mil/documents/526RCStrategy.pdf • U.S. Department of Health and Human Services (HHS): HHSPandemic Influenza Plan. November 2005. http://www.flu.gov/planning- preparedness/federal/hhspandemicinfluenzaplan.pdf o Refer to Supplement 10, Public Health Communications • National Mining Association: Media and Community Crisis Communications Planning Template, http://www.nma.org/index.php/safetv-publications/safety-crisis- communi cati on-templ ate • Nuclear Regulatory Commission (NRC): Effective Risk Communication. January 2004. (NUREG/BR-0308) http://www.nrc.gov/reading-rm/doc- collections/nuregs/brochures/br0308/b r0308.pdf • University of Florida: Risk and Crisis Communication: When Things Go Wrong. http://edis.ifas.ufl.edu/wc093 • World Health Organization (WHO): Effective Media Communication during Public Health Emergencies: WHO Handbook and Field Guide. July 2005. (WHO/CDS/2005.31) http://www.who.int/csr/resources/publications/WHO CDS 2005 3 I/en/ 39 ------- Risk Communication Plan Guidance o This handbook describes a seven-step process to assist public health officials and others to communicate effectively through the media during emergencies. State Risk Communication Plans and Documents • California Department of Health Services: Crisis and Emergency Risk Communication Tool Kit, A Workbook For Use By Local Community Water Systems in California. March 2006. http://www.cdph.ca.gov/certlic/drinkingwater/Documents/Security/CERCtoolkit.pdf • Connecticut Department of Public Health: Crisis and Emergency Risk Communication, Risk Communication Resources. http://www.ct.gov/dph/cwp/view.asp?a=3115&q=431406 • Delaware Department of Health and Social Services: Crisis and Risk Communication Plan. July 2008. (35-05-20/08/05/14b) http://dhss.delaware.gov/dhss/dph/php/files/crcplan.pdf • Kansas Department of Health and Environment: Risk Communication Standard Operating Guides. http://www.kdheks.gov/cphp/operating_guides.htm • Michigan Office of Public Health Preparedness: Michigan Crisis and Emergency Risk Communication, A Guide for Developing Crisis Communication Plans. October 2003. www. michi gan. gov/documents/Michigan Cri si s Emergency and Ri sk Communication 3_82364_7.doc • New Mexico Department of Health: The New Mexico Pandemic Influenza Operation Plan. July 2008. http://nmhealth.org/FLU/docs/NM PAN FLU OPS PLAN 072008.pdf • Texas Department of Health Services: Crisis and Emergency Risk Communication Tools, http://www.dshs.state.tx.us/riskcomm/tools.shtm • Washington Department of Health: Emergency Communications Toolkit. http://www.doh.wa.gOv/PublicHealthandHealthcareProviders/EmergencyPreparedness/E mergencyCommunicationsToolkit.aspx 40 ------- |