DRAFT                                                  EPA/600/R-10/077 A
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                                                        External Review Draft
 vvEPA
          Climate Change Vulnerability Assessments:
          Four Case Studies of Water Utility Practices
                                 NOTICE

      THIS DOCUMENT IS A PRELIMINARY DRAFT. It has not been formally released by
      the U.S. Environmental Protection Agency and should not at this stage be construed to
      represent Agency policy. It is being circulated for comment on its technical accuracy and
      policy implications.
                        Global Change Research Program
                   National Center for Environmental Assessment
                      Office of Research and Development
                      U.S. Environmental Protection Agency
                            Washington, DC 20460

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                                     DISCLAIMER

       This document is distributed solely for the purpose of predissemination peer review under
applicable information quality guidelines.  It has not been formally disseminated by EPA.  It
does not represent and should not be construed to represent any Agency determination or policy.
Mention of trade names or commercial products does not constitute endorsement or
recommendation for use.
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                               TABLE OF CONTENTS


LIST OF TABLES	iv
LIST OF FIGURES	iv
PREFACE	v
AUTHORS AND CONTRIBUTORS	vi
EXECUTIVE SUMMARY	vii

1.    Introduction	1
     1.1.  Selection of Case Studies	2
     1.2.  Data Collection	4

2.    East Bay Municipal Utility District	5
    2.1.  Background	5
    2.2.  Description of the Water System	6
         2.2.1.  Drinking Water Supply System	6
                2.2.1.1.  Water Sources	6
                2.2.1.2.  Water Distribution	8
                2.2.1.3.  Water Use	8
                2.2.1.4.  Demand Management	8
         2.2.2.  Wastewater System	9
    2.3.  Climate Change Projections and Risks	9
    2.4.  Climate Change Vulnerability Assessments	11
         2.4.1.  Flooding and Sea Level Rise	12
         2.4.2.  Hydropower Generation	12
         2.4.3.  Water Supply	13
                2.4.3.1.  Increased Demand	14
                2.4.3.2.  Temporal Shift in Runoff	14
                2.4.3.3.  Decrease in Annual Precipitation	15
         2.4.4.  Water Quality	15
    2.5.  Application of Vulnerability Assessment Information	16

3.    New York City Department of Environmental Protection	18
    3.1.  Background	18
    3.2.  Description of the Water System	20
         3.2.1.  Water Supply System	20
         3.2.2.  Wastewater System	22
    3.3.  Climate Change Projections and Risks	22
    3.4.  Climate Change Vulnerability Assessments	25
    3.5.  Application of Vulnerability Assessment Information	28
         3.5.1.  Decreasing Turbidity	28
         3.5.2.  Minimizing Flooding	28
         3.5.3.  Minimizing Supply and Demand Imbalances	29
         3.5.4.  Combating Combined Sewer Overflows	29
         3.5.5.  Adapting to Flood Risk	30

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                          TABLE OF CONTENTS (continued)
4.    Seattle Public Utilities	31
    4.1.  Background	31
    4.2.  Description of the Water System	32
         4.2.1.  Water Supply System	32
         4.2.2.  Wastewater System	36
    4.3.  Climate Change Projections and Risks	36
    4.4.  Vulnerability Assessment	40
         4.4.1.  Water Supply	40
         4.4.2.  Water Demand	41
         4.4.3.  Storms and Runoff.	41
    4.5.  Application of Vulnerability Assessment Information	42
         4.5.1.  Water Supply	42
         4.5.2.  Storms and Runoff.	43

5.    Spartanburg Water	44
    5.1.  Background	44
    5.2.  Description of the Water System	44
         5.2.1.  Water Supply System	44
         5.2.2.  Wastewater System	46
    5.3.  Climate Change Projections and Risks	47
    5.4.  Climate Change Vulnerability Assessments	48
         5.4.1.  Water Quantity	48
         5.4.2.  Water Quality	49
         5.4.3.  Infiltration/Inflow	50
    5.5.  Application of Vulnerability Assessment Information	50

6.    Summary	53

References	55
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                                   LIST OF TABLES


1.      Key attributes of water utility case studies	3

2.      Projected baseline climate and mean annual changes for New York City	23

3.      Projections of changes in annual mean temperature and precipitation for the
       2020s, 2040s, and 2080s	37



                                  LIST OF FIGURES


1.      Location of water utilities for case studies	3

2.      East Bay Municipal Utility District (EBMUD) service area and ultimate service
       boundary	7

3.      New York City Department of Environmental Protection (DEP) system overview	19

4.      Seattle public utilities service area	34

5.      South Fork Tolt watershed	35

6.      Reservoirs and watersheds of the Spartanburg water system	45
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                                      PREFACE

       The U.S. Environmental Protection Agency's (EPA's) Global Change Research Program
(GCRP), located within the Office of Research and Development, works to define critical issues
and information needs, and to provide information and tools to build the capacity of EPA
program and regional offices, water managers, and other decision-makers to assess and respond
to global change.  The GCRP has four focus areas: air quality, water quality,  aquatic ecosystems,
and human health.  The Program's focus on water quality is consistent with the Research
Strategy of the U.S. GCRP, the federal umbrella organization for climate change science in the
U.S. government,  and is responsive to EPA's mission and responsibilities as defined by the
Clean Water Act, Safe Drinking Water Act, and other federal laws.
       This report presents a series of case studies describing the approaches taken by four water
utilities in the United States to assess their vulnerability to climate change. The report is not
intended to be a comprehensive listing of assessment approaches or utilities conducting
vulnerability assessments. Rather, its purpose is to illustrate a range of issues and current
approaches taken by selected utilities that are leaders in climate adaptation to understand and
respond to climate risk.  The issue of climate change is complex and will require ongoing
attention and study. The authors hope that the examples presented in this report can in some way
inform or otherwise support other utilities and water managers faced with this challenge.

                                  Peter Preuss, PhD.
                                  Director
                                  National Center for Environmental Assessment
                                  Office of Research and Development
                                  U.S. Environmental Protection Agency
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                          AUTHORS AND CONTRIBUTORS

       Preparation of this report was conducted by Abt Associates Inc., Cambridge,
Massachusetts, under EPA Contract EP-C-07-023, and Stratus Consulting, Inc., Boulder,
Colorado, under subcontract to Abt Associates Inc. Thomas Johnson served as the Technical
Project Officer.
AUTHORS
Jason Vogel, Stratus Consulting, Inc.
Viktoria Zoltay, Abt Associates Inc.
Joel Smith, Stratus Consulting, Inc.
Debra Kemp, Abt Associates Inc.
Thomas Johnson, U.S. EPA
REVIEWERS
       The authors are very grateful for the thoughtful comments and suggestions from Meredith
Warren and Y. Jeffrey Yang on an earlier draft of this report.
ACKNOWLEDGMENT S
       This report would not have been possible without the generous help and support of staff
from each of the utilities featured in the report: Alan Cohn, New York City Environmental
Protection; Dennis Diemer, East Bay Municipal Utility District; Paul Fleming and Joan Kersnar,
Seattle Public Utilities; and Rebecca West, Spartanburg Water. The authors also wish to thank
Karen Metchis, U.S. EPA and Y. Jeffrey Yang, U.S. EPA for their many insights and
suggestions that contributed to this report.
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                               EXECUTIVE SUMMARY

       There is growing concern about the potential effects of climate change on the quantity,
quality, timing, and demand for water. In 2009, the U.S. Environmental Protection Agency
sponsored the First National Expert and Stakeholder Workshop on Water Infrastructure
Sustainability and Adaptation to Climate Change (U.S. EPA, 2009b).  One outcome of this
workshop was that it would be useful to develop case studies of successful adaptation projects
and activities to help individual utilities learn from each other.
       This report presents a series of case studies describing the approaches taken by four water
utilities in the United States to assess their vulnerability to climate change.  The report is not
intended to be a comprehensive listing of assessment approaches or utilities conducting
vulnerability assessments. Rather, its purpose is to illustrate a range of issues and current
approaches taken by leading water utilities to understand and respond to climate risk.
       The following four utilities are featured in this report:


   •   East Bay Municipal Utility District (Contra Costa and Alameda Counties, California)
   •   New York City Department of Environmental Protection (New York, New York)
   •   Seattle Public Utilities (Seattle, Washington)
   •   Spartanburg Water (Spartanburg, South Carolina)


       The four case studies presented in this report were selected not because they are typical
of how climate change is  being addressed by water utilities in the United States but, rather,
because they are among the leaders in adaptation.  The selected case studies also differ in terms
of their geographic location, size, and the types of impacts from climate change they may face.

EAST BAY MUNICIPAL UTILITY DISTRICT
       East Bay Municipal Utility District (EBMUD) used an elaborate policy analysis when
designing its Water Supply Management Program 2040 (WSMP 2040; EBMUD, 2009b).  The
objective of the WSMP 2040 was to identify and recommend a portfolio of projects for meeting
dry-year water needs through 2040.:  The WSMP 2040 process consisted of identifying potential
adaptations, bundling them into 14 different portfolios, screening those portfolios based on
historic hydrology, and then modeling five portfolios under climate change scenarios. EBMUD
applied a "bottom-up" approach for the analyses by identifying climate factors most likely to
Existing supplies were estimated to be sufficient during normal and wet years.
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affect the system's reliability and testing the system's reliability to changes in those factors that
are projected to occur by 2040 (e.g., a 4°F increase in average daily temperatures between 1980
and 2004 or a 20% decrease in precipitation) (EBMUD, 2009a). EBMUD's analyses reaffirmed
the need for a strategy that is flexible and adaptable to observations in further changes in climate
and to refinements in climate change projections (EBMUD, 2009b).

NEW YORK CITY DEPARTMENT OF ENVIRONMENTAL PROTECTION
       To analyze vulnerability, New York City Department of Environmental Protection (DEP)
examined potential impacts on the availability of water, turbidity, and eutrophication. The
vulnerability analyses identified a number of potential risks to New York City's water supplies
and quality, including increased demand, reduced inflows during the spring thaw season, and
increased risk of combined sewer overflows, nutrient loadings, and eutrophi cation.  In addition,
sea level rise and consequent increased salinity levels in the Hudson River may pose risks to the
city's drainage and wastewater treatment systems.  DEP has identified a wide array of initiatives
to reduce risks from these potential outcomes, including developing a modeling-based reservoir
operation support tool that will allow reservoir operations to be tailored to future climate
conditions, relying more on the soon-to-be filtered Croton reservoir during turbidity events, more
frequently cleaning and maintaining sewers and catch basins, expanding wetlands in Staten
Island's Bluebell, and promoting water conservation. DEP's extensive vulnerability studies have
leveraged momentum for climate change considerations in both strategic and capital planning.
For instance, DEP promotes the benefits of green infrastructure for adapting to climate change
impacts, such as increased heavy precipitation events and urban heat island effect, as part of its
broad, city-wide effort to better manage stormwater.

SEATTLE PUBLIC UTILITIES
       Seattle Public Utilities (SPU) appears to be the only one of the four case utilities that
directly used the results to make an adaptation decision.  SPU has worked closely with the
Climate Impacts Group (CIG) at the University of Washington (UW) since 2002 on two different
studies to assess climate change impacts. In the most recent study, UW-CIG selected global
climate models (GCMs) to capture a range of conditions, statistically downscaled them, and ran
the outputs through a hydrology model.  These results were inputs into SPU's water supply
planning model. SPU also used the downscaled data to project changes in demand for water.
All of the climate change scenarios resulted in an estimated decrease in water supplies.  The
most direct use of the vulnerability assessment by SPU was for the water planners to test the
effectiveness of different operational assumptions.  SPU also identified more far-reaching
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adaptations to use in future decades in case demand exceeds water supplies, either because of
population growth or climate change.

SPARTANBURG WATER
       Spartanburg Water is an example of a relatively small utility that was unable to conduct
quantitative vulnerability assessments (e.g., model-based assessments) but nonetheless was able
to use information on climate change and recent extreme climate events to inform and allow for
the consideration of climate change in management decisions. Recent extreme weather events
perhaps had the greatest influence on Spartanburg Water's consideration of climate change risks.
South Carolina has experienced several extreme droughts and hurricanes in recent years and
anticipates that climate change will exacerbate these extreme events. In addition, with lower low
flows in receiving streams, the wastewater treatment plants may be required to upgrade to reduce
their discharge loads. More intense precipitation could result in greater pollutant loadings to the
receiving streams.
       In response to all of these concerns and planning for increases in population, Spartanburg
Water made a number of changes in its infrastructure and operations.  Recent concerns about
droughts led Spartanburg Water to assert its rights to limit water withdrawals from the reservoir
for lawn irrigation during droughts. The utility also launched an aggressive water conservation
program and when installing new pipes, kept the old ones for additional capacity.  These
adaptations are consistent with Spartanburg Water's experience with recent extreme events and
concerns about population growth, and climate change provides additional justification for these
measures.

OBSERVATIONS ACROSS THE CASE STUDIES
       The following summary observations can be made based on these case studies regarding
the conduct and use of climate change vulnerability assessments to support adaptation:
   •   For the four utilities researched for this report, conducting climate change vulnerability
       assessments appears to have increased awareness of climate change risks, informed
       decision making, and provided support for adaptation measures.  These case studies
       illustrate the wide range of issues and constraints faced by utilities and approaches for
       considering adaptation to climate change in a holistic context, taking into account all
       factors affecting system performance.

   •   Utilities have benefitted by working with climate change researchers.  SPU collaborated
       with the Climate Impacts Group at the University of Washington, DEP collaborated with
       Columbia University and the City University of New York, and EBMUD used an
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       analysis conducted by the State of California and the California Climate Change Center.
       In contrast, Spartanburg relied on information gathered from briefings and staff contact
       with other utilities through participation in the Water Environment Federation and the
       American Water Works Association but did not formally collaborate with the climate
       change research community to develop information on climate change risks.

   •   The large utilities used a wide array of climate change scenarios to capture some of the
       uncertainty about future climate change.  EBMUD conducted a "bottom-up" approach by
       performing sensitivity analyses to improve its understanding about how particular
       elements of its water resource system could be affected by climate change. SPU and
       DEP conducted what are often referred to as "top-down" approaches driven by climate
       change scenarios and models.

   •   The utilities used models to manage and understand the dynamics of their systems. All of
       the case studies except  Spartanburg used their models to evaluate the  effects of potential
       climate change on their systems. The models were used to assess whether operational
       changes would be sufficient to cope with the effects of climate change, or whether system
       changes, such as adding supplies or further reducing demand, were also necessary.

   •   A review of literature on climate change and understanding of how recent extreme events
       could become worse in  the future informed Spar tanburg's  consideration of climate
       change in its decision making.  This suggests that while modeling the potential effects of
       climate change on a system appears to be useful in providing insights about vulnerability,
       it is not necessary.  The Spartanburg case study demonstrates that utilities lacking the
       financial and staff resources to support detailed modeling studies can  still  considerably
       reduce their vulnerability to the potential impacts of climate change by increasing their
       knowledge of projected climate change and associated risks.

   •   Utilities expressed an interest in obtaining better information on climate change, and that
       their needs are reflected in future research.  They particularly requested information on
       projections at the spatial and temporal scales in which they operate, the  probability of
       specific changes in climate, and guidance on appropriate climate change parameters and
       scenarios to consider and plan for in their regions.  It was recommended that a central
       repository of data be created  to support climate change and adaptation analysis. Utilities
       need transparent information on how data are collected and what their appropriate uses
       are.

   •   Overall, the case studies presented in this report suggest that while there is uncertainty
       about how climate will  change in different regions of the country, through analysis and
       study, utilities are able  to improve their understanding of the risks they will likely face
       from climate change. This will help them make informed decisions about how to best
       adapt to climate change so as to minimize their potential losses.

   •   The results of vulnerability assessments by the four utilities presented in this report were
       used in different ways to inform and support adaptation. Seattle responded specifically
       to the results of the vulnerability analysis by evaluating the impact that conservative

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       assumptions have on reservoir management. Vulnerability assessments conducted by the
       other utilities appeared to have increased awareness of climate change risks, informed
       decision making, and provided support for adaptation measures.
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 1                                    1.  INTRODUCTION

 2          There is growing concern about the potential effects of climate change on the quantity,
 3    quality, timing, and demand for water.  In particular, decisions about water infrastructure have
 4    long-term implications because the infrastructure we build today will likely be in place for
 5    decades. In 1997, the American Water Works Association (AWWA) issued a statement
 6    expressing the need for water utilities to begin planning for consequences of climate change
 7    (AWWA, 1997). In 2004, AWWA teamed with the National Center for Atmospheric Research
 8    to publish guidance for municipal utilities to address climate change (Miller and Yates, 2006).
 9    Three years later, eight major municipal water utilities formed the Water Utilities Climate
10    Alliance (WUCA) to "provide leadership and collaboration on climate change issues affecting
11    the country's water agencies" (WUCA, 2010).
12          Vulnerability to climate change, as defined by the Intergovernmental Panel on Climate
13    Change (IPCC), refers to the exposure, sensitivity, and adaptive capacity of systems to climate
14    change (Smitetal., 2001).  Exposure consists of the type of change experienced by a system. A
15    coastal city may be exposed to a 3-foot sea level rise, while an inland city will not.  Sensitivity is
16    the effect that climate change can have on a system assuming no planned adaptation. For
17    example, climate change is projected to reduce the growth of many crops but increase the growth
18    of others. The sensitivity of these crops to climate change differs.  Adaptive capacity refers to
19    the potential or ability of a system to adapt to the effects of climate change (Smit et al., 2001).
20    The adaptive capacity of a system is important, for example, in distinguishing the vulnerability
21    of wealthy and poor societies or human systems versus ecosystems. Wealthier societies,  in
22    general, have greater adaptive capacity and, thus, on average, are considered less vulnerable to
23    climate change than poorer societies (Parry et al., 2007).
24          A number of water utilities have begun  to assess the potential vulnerability of their
25    systems to climate change.  Many are considering whether their infrastructure or operations
26    should be changed now or in the future to adapt to climate change.
27          In 2009, the U.S.  Environmental Protection Agency (EPA) sponsored the First National
28    Expert and Stakeholder Workshop on Water Infrastructure Sustainability and Adaptation to
29    Climate Change (U.S. EPA, 2009b).  This  workshop examined how to provide useful
30    information to water and wastewater utility managers on adapting to the impacts of climate
31    change.  One outcome of the workshop was that it would be useful to develop case studies of
32    successful adaptation projects and activities to help individual utilities learn from each other.
33          This report presents a series of case studies describing the approaches taken by four water
34    utilities in the United States to assess their vulnerability to climate  change.  The report is  not

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 1    intended to be a comprehensive listing of assessment approaches or utilities conducting
 2    vulnerability assessments. Rather, its purpose is to illustrate a range of issues and current
 3    approaches taken by selected utilities that are leaders in climate adaptation to understand and
 4    respond to climate risk. The issue of climate change is complex and will require ongoing
 5    attention and study.  We hope the information gleaned from these case studies will be of use to
 6    water utilities and other members of the water resources community in illustrating a range of
 7    vulnerability studies being applied to guide adaptation decision making.  This report is also
 8    intended to help identify the types of technical assistance most needed to support such
 9    assessments.
10           A companion report has been prepared for the EPA Offices of Water and Research and
11    Development, Climate Change Vulnerability Assessments: A Review of Water Utility Practices
12    (Stratus Consulting, 2010).  The purpose of that report is to identify and categorize the models
13    and techniques being used by eight water utilities to understand their vulnerability to climate
14    change. This report provides an in-depth examination of three of the eight utilities discussed in
15    the previous report, plus one that was not.
16
17    1.1.  SELECTION OF CASE  STUDIES
18           Many water utilities are active in climate adaptation and could have been included in this
19    report.  It was necessary for practical reasons, however, to limit the scope of this report to just
20    four utilities. The four utilities featured in this report are (Figure 1)
21
22
23       •   East Bay Municipal Utility District (EBMUD) in Contra Costa and Alameda
24           Counties, California;

25       •   New York City Department of Environmental Protection (DEP) in New York, New
26           York;

27       •   Seattle Public Utilities (SPU) in Seattle,  Washington; and
28       •   Spartanburg Water (Spartanburg, South Carolina).
29
30
31           These utilities were selected because they appear to be leaders in climate adaptation and
32    because they differ in terms of their geographic location, size,  and the types of impacts from
33    climate change they may face (Table 1). Case studies are located in the northwestern,
34    southwestern, northeastern, and southeastern United States. Three of the four serve over a
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   Contra Costa
   and Alameda
   counties, CA
                                               YV^f v^

                                       ^    \  J  /W^w
                                             (  f^y   \  I  ^W New York, NY
                                                        Spartanburg, SC
      Figure 1. Location of water utilities for case studies.
      Table 1. Key attributes of water utility case studies
Utility
EBMUD
DEP
SPU
Spartanburg
Water
Location
Alameda and
Contra Costa
Counties,
California
New York, New
York
Seattle,
Washington
Spartanburg,
South Carolina
Population
served
1.3 million
9.2 million
1.4 million
180,000
Key climate change risks
• Change in timing of runoff
• Reduction in water supply
• Sea level rise
• Increases in turbidity, eutrophi cation,
and combined sewer overflows
• Sea level rise
• Change in timing of runoff
• Reduction in water supply
• Increases in flood risks and combined
sewer overflows
• Increases in drought and coastal storms
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 1    million people.  The smaller Spartanburg Water was selected because of its size and because it
 2    took a qualitative approach to understanding its vulnerability to climate change. Western utilities
 3    are mainly concerned about potential changes in the timing of and reductions in runoff, while the
 4    eastern utilities are concerned about changes in extreme events and consequences of these events
 5    for water quantity, quality, and the performance of their systems.
 6           Each of the selected utilities has examined or is examining the vulnerability of their
 7    system to climate change.  The methods used span a range from detailed, quantitative analyses to
 8    a more qualitative approach for examining climate change and learned lessons from recent
 9    extreme events.  All four utilities have also made changes to planning, operations, or
10    infrastructure that, if not driven by the results of their analyses, are at least consistent with
11    adapting to climate change. While these four case studies should not be considered
12    representative of how all utilities are considering climate change, they can provide insight into
13    how information on vulnerability to  climate change is being developed and used.
14
15    1.2.  DATA COLLECTION
16           The information presented in this report was collected from publically available
17    documents and interviews with utility staff.  Specifically, we focused on
18
19
20       •   Background of the utility—e.g., location,  size of utility;
21       •   Description of the utility, including the water supply (which includes provision of
22           drinking water) and wastewater system;

23       •   Climate change projections and why the utility was interested in vulnerability to climate
24           change;
25       •   Approach for conducting vulnerability assessment, including scenarios, assessment
26           methods, and results; and
27       •   Discussion of application of vulnerability assessment information.
28
29
30    Individual utility case studies are presented in the following four chapters.  To the extent
31    possible, we have attempted to present each case  study in a consistent level of detail.  The final
32    chapter of this report presents summary observations and insights gained from these four case
33    studies.
34
35

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 1                     2.  EAST BAY MUNICIPAL UTILITY DISTRICT

 2          East Bay Municipal Utility District (EBMUD) is a public water utility established in
 3    1923 under the California Municipal Utility District Act.  Within the EBMUD service area,
 4    Special District Number 1  (SD1) was established in 1944 to treat wastewater.
 5
 6    2.1.  BACKGROUND
 7          EBMUD provides water to an estimated 1.3 million people in 35 communities in
 8    Alameda and Contra Costa Counties in the East San Francisco Bay, as well as industrial and
 9    commercial water users (Wallis et al., 2008; EBMUD, 2009b). It produces an average of
10    220-million gallons per day (mgd) of drinking water in nondrought years.  The total service area
                           9  _      	
11    is approximately 335 mi .  EBMUD also provides wastewater services for approximately
12    640,000 customers west of Oakland/Berkeley Hills (EBMUD, 2009b) in an 83-mi2 component of
13    the EBMUD service area.
14          Diverse topography and maritime influences in California and the San Francisco Bay area
15    contribute to a varied climate within the EBMUD service area. The Coast Range runs parallel to
16    the coastline from Oregon  to north of the Los Angeles Basin and is generally no more than
17    50 miles wide (WRCC, 2010).  A break in the Coast Range at San Francisco Bay allows the
18    inflow of marine air to the  interior of the State under specific circulation patterns (WRCC, 2010).
19    The Coast Range merges with the Cascade Range in the northern part of the State creating a
20    200-mile-wide area of rugged terrain (WRCC, 2010). The Cascades then reach southeast and
21    merge into the Sierra Nevada, which continues to parallel the coast. Between these two ranges,
22    there is the Central Valley. This flat, 45-mile-wide valley is closed off by the meeting of the
23    Sierra Nevada and Tehachapi Mountains, which reach southwest to meet the Coast Range
24    (WRCC, 2010).
25          West of these mountain ranges,  there is a predominantly maritime climate dominated by
26    the Pacific Ocean.  This area experiences warm winters, cool summers, small daily and  seasonal
27    temperature ranges, and high relative humidities (WRCC, 2010). East of the mountain ranges,
28    there is a continental desert climate with warmer summers,  colder winters, greater daily and
29    seasonal temperature ranges, and generally lower relative humidities (WRCC, 2010).  In the
30    transition zone between these two areas, climate depends on how the local topography influences
31    circulation patterns (WRCC, 2010). The difference between Oakland, California, on the San
32    Francisco Bay, and Livermore, California, just 30 miles inland, illustrates the climate variability
33    within the EBMUD service area. The average maximum July temperatures are 72°F and 89°F in
34    Oakland and Livermore, respectively (WRCC, 2010).
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 1          Snow melt from the Sierra Nevada feeds most major streams well into or throughout the
 2    arid summer months. Dams serve a dual purpose of providing a water supply through the dry
 3    part of the year and flood control during the winter and spring. In Oakland, the average total
 4    precipitation is 23 inches while in Livermore it is 14 inches (NCDC, 2010).  All of the
 5    precipitation in Oakland falls as rain while Livermore, on average, receives approximately
 6    0.1 inch of snow (NCDC, 2010).
 7          Climate change has been documented in this region. In the second half of the twentieth
 8    century, a 2°C rise in winter temperature was observed in the  Sierra Nevada (EBMUD, 2009a).
 9    With a 5°C rise in temperature, the April 1 snow-covered area could decrease by as much as 50%
10    (California Department of Water Resources [C A DWR] Report).
11
12    2.2.  DESCRIPTION OF THE WATER SYSTEM
13    2.2.1.  Drinking Water Supply System
14    2.2.1.1.  Water Sources
15          The main water source for EBMUD is the Mokelumne River Watershed, which is located
16    approximately 100 miles northeast in the Sierra Nevada (Figure 2). Approximately 90% of the
                                          9                         	
17    water supply originates from this 577-mi area (Wallis et al., 2008).  The remaining water supply
18    is from runoff in protected watershed areas of the East Bay. During dry years, evaporation can
19    exceed runoff, resulting in no net water supply in those years (EBMUD, 2009b).
20          Most of the Mokelumne River Watershed is undeveloped (approximately 75% of its land
21    is forested) and is located within national forests. Precipitation is highly variable in the
22    watershed, with 14 of the last 20 years having below-normal precipitation to being critically dry.
23    Precipitation also varies considerably by season, with the most precipitation from November to
24    May and the least precipitation from June to September. Peak flows are during winter storms
25    and the spring snowmelt; minimum flows are in the late summer and fall (EBMUD, 2009b).
26    Approximately 63% of the annual average runoff occurs during the spring snowmelt from April
27    to July (EBMUD, 2009a).
28          Two reservoirs on the Mokelumne River provide water storage, flood protection,
29    recreation, hydropower,  and resource management for a downstream fish hatchery. Flow into
30    Pardee Reservoir is regulated by a number of upstream reservoirs. Pardee Reservoir has a
31    maximum storage capacity of 197,950 acre-feet.  The Mokelumne Aqueducts (three closed-pipe
32    aqueducts) stretch 91 miles across the Sacramento/San Joaquin River Delta to convey water from
33    the Pardee Reservoir to the EBMUD service area.  The remaining water from the Pardee
34    Reservoir flows to the Camanche Reservoir, which has a maximum storage capacity of
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                  V~^E:
                         .;
            Figure 2.  East Bay Municipal Utility District (EBMUD) service area and
            ultimate service boundary.
            Source: EBMUD (2009b).
 1   417,120 acre-feet.  Water from the Pardee Reservoir is used to meet the demands of the EBMUD
 2   service area, while the Camanche Reservoir is managed to meet EBMUD's obligations to
 3   downstream fisheries and senior water rights (EBMUD, 2009b).
 4          EBMUD has water rights and capacity to use and/or divert to storage up to 325 mgd of
 5   water from the Mokelumne River. However, the actual flow that can be diverted is determined
 6   by the amount of runoff and streamflow, upstream and downstream senior water rights, and
 7   storage capacities.  In addition, the Camanche Reservoir must also provide releases for fisheries
 8   downstream and ensure the availability of up to 200,000 acre-feet of flood control storage during
 9   winter months (EBMUD, 2009b).  There are five terminal reservoirs that have a  combined
10   capacity of 155,150 acre-feet (EBMUD, 2007).  In addition to storing water from the Pardee
11   Reservoir, the terminal reservoirs in the East Bay capture runoff from protected areas of the East
12   Bay Watershed.  The terminal reservoirs are operated to maintain 180 days of raw water supply
13   (EBMUD, 2009b).
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 1          Two additional water sources will be available starting mid-2010 to supplement water
 2    supplies during dry years (Chan, 2010). Up to 100 mgd of raw surface water will be available
 3    from the Sacramento River via the Freeport Regional Water Project. This will meet
 4    approximately 22% of water needs during dry years.  EBMUD estimates that it will use this
 5    water source approximately 3 out of every  10 years (EBMUD, 2009a). The other new source
 6    will be from the first phase of the Bayside Groundwater Project. Treated drinking water will be
 7    injected into the south East Bay Plain Basin during wet years and extracted during dry years.
 8    The withdrawal  permit provides for up to an annual maximum of 1 mgd of water with an
 9    extraction rate of 2 mgd for a portion of a "particular drought year" (EBMUD, 2009b).
10
11    2.2.1.2.  Water Distribution
12          The water distribution system is composed of approximately 120 pressure zones (located
13    at elevations  ranging from sea level to 1,450 ft) and approximately 4,100 miles of pipe. About
14    half of the water is distributed by gravity flow.  In addition, there are approximately
15    140 pumping plants and 170 treated water storage tanks (EBMUD, 2007).
16          Water conveyed to EBMUD  either is treated at one of three inline-filtration treatment
17    plants and distributed or is stored in the East Bay terminal reservoirs. Three additional drinking
18    water treatment plants are supplied by two terminal reservoirs.  These three plants have full
19    conventional treatment, with two of them also providing ozonation.
20
21    2.2.1.3.  Water Use
22          The water use in the EBMUD service area is approximately 92% residential,
23    7% commercial, and 1% industrial and public authority use (EBMUD, 2007).  The majority of
24    water provision services are funded by user fees (approximately 75%) with the remaining
25    revenue coming from capital contributions, investment, taxes, hydropower generation, and other
26    sources (EBMUD, 2009c).
27
28    2.2.1.4.  Demand Management
29          Programs for managing demand include water rationing, conservation,  and reuse.  In
30    calculating water availability, EBMUD follows its Water Supply Availability and Deficiency
31    Policy. According to this policy, the maximum rationing (i.e., mandatory water use reduction)
32    during droughts is a 25% reduction in total customer demand, while continuing to provide water
33    to fisheries and other downstream obligations (EBMUD, 2009b). Varying levels of rationing are
34    imposed, depending on the existing and projected extent of the drought and how the levels differ
35    across customer categories. Conservation measures include leak detection and repair in the
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 1    distribution system, customer incentives for water reduction, and customer education and
 2    outreach on water conservation.  EBMUD reuses water by providing treated wastewater and
 3    untreated raw water from local runoff for irrigation and in-plant processes (EBMUD, 2009b).
 4    Approximately 9.3 mgd of water are recycled (Towey, 2010).
 5
 6    2.2.2.  Wastewater System
 7          Nine communities within SD1 have wastewater collection systems that discharge into
 8    one of EBMUD's five interceptor sewer trunk lines (EBMUD, 2010).  The interceptors have a
 9    capacity of 760 mgd of water.  On average, the EBMUD wastewater treatment plant (WWTP) in
10    Oakland receives 80 mgd from the interceptors (EBMUD, 2007).  The Oakland WWTP has the
11    capacity for up to 320 mgd of primary treatment, 168 mgd of secondary treatment, a short-term
12    hydraulic peak of 415 mgd during wet weather events, and 11 million gallons of storage
13    (EBMUD,  2007; Cheng, 2010).  Treated wastewater is discharged 1 mile off the coast through a
14    deep-water outfall into San Francisco Bay (LAFCO, 2008; EBMUD, 2007).
15          By-products from WWTP operations are used in two forms:  biosolids are used as a soil
16    amendment or alternative daily cover at landfills, and methane gas provides energy needed for
17    operations  (EBMUD, 2007). In addition, as part of its wastewater source control and pollution
18    prevention activities,  EBMUD collects concentrated domestic waste, oil, and grease from
19    restaurants, and other highly organic waste streams to produce methane gas, while decreasing the
20    organic content of the wastewater stream (EBMUD, 2007).  Overall, self-produced methane gas
21    provides up to 90% of the Oakland WWTP's power supply (Cheng, 2010).
22          Since 1979, EBMUD and local communities have addressed rainwater infiltration and
23    inflow in the wastewater collections system resulting from deteriorated pipes and improper storm
24    drain connections.  As part of the East Bay Infiltration/Inflow Correction Program, EBMUD
25    constructed three wet-weather treatment plants, two storage basins, 7.5 miles of new interceptor
26    lines, and an expanded Oakland WWTP. Communities have spent more than $460 million on
27    improvements for their wastewater collection systems (EBMUD, 2007).
28          In 2009, approximately 69% of the revenue for wastewater services came from user fees
29    (53% from wastewater, 16% from wet-weather facilities), and the remaining  came from capital
30    contributions, resource recovery, taxes, investments, and other sources (EBMUD, 2009c).
31
32    2.3.  CLIMATE CHANGE PROJECTIONS  AND RISKS
33          Climate change information used by EBMUD to evaluate vulnerability to climate change
34    included the Fourth Assessment Report of the Intergovernmental Panel on Climate Change
35    (IPCC) and two state-level studies that modeled  the effects of climate change on water resources
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 1    (EBMUD, 2009a).  Model projections from the IPCC suggest that temperatures in the western
 2    United States could rise 2.0-7.5°C by the end of this century (IPCC, 2007, as cited in Wallis et
 3    al., 2008). In a summary of northern California climate change studies, Dettinger (2004, as cited
 4    in EBMUD, 2009a) provides a range of a 2.0-6.0°C increase in temperature and either a 20%
 5    increase or decrease in precipitation.  In addition, rising temperatures are expected to cause
 6    precipitation to fall more often as rain, decreasing water storage in snowpacks and causing spring
 7    runoff to occur earlier. The temperature rise will extend the growing season by about
 8    19-28 days, with more frequent and longer heat waves (Wallis et al., 2008). Sea level is
 9    expected to rise another 0.6-1.9 ft by the end of the century (IPCC, 2007, as cited in Wallis et
10    al., 2008). This will affect the frequency and severity of flooding in coastal areas, including the
11    flood-prone Sacramento/San Joaquin River Delta, where three EBMUD water transmission
12    aqueducts cross (Wallis et al., 2008).
13          EBMUD reviewed two state-level climate change studies—one by the California Energy
14    Commission's Public Interest Energy Research (PIER) and the California Climate Change
15    Center (CCCC), and one by the CA DWR. A review of both state-level studies by EBMUD
16    concluded that the studies yielded the  following similar but uncertain results (EBMUD, 2009a):
17
18
19       •  Temperature increases will be  significant, but the magnitude of change is uncertain.
20       •  Snowpack volume will decrease.
21       •  Snow will melt earlier.

22       •  The direction and amount of change in total annual precipitation is inconclusive.
23       •  Drought impacts are also inconclusive, but some scenarios predict increased frequency
24          and longer-duration droughts.

25       •  There will be a general increase in climate variability.
26
27
28          With a growing awareness of climate change and its potential effects on water resource
29    management, EBMUD started following climate change research, collecting information about
30    projected regional climate change,  gathering environmental data, and networking locally and
31    nationally with others in the water community (Wallis et al., 2008; Chan, 2010). EBMUD staff
32    presented these efforts to the Board of Directors and at an annual business forum attended by the
33    Board of Directors and key stakeholders (Wallis et al., 2008).
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 1          In addition, EBMUD gauged customer opinion about climate change in an annual
 2    customer survey. The survey showed that almost 75% of respondents thought that climate
 3    change will be an issue for water suppliers within the next 50 years, and the effect of climate
 4    change on water availability was of "highest concern" for 46% of the respondents (Wallis et al.,
 5    2008; Chan, 2010).
 6          In mid-2007, EBMUD established an official utility-wide management approach for
 7    addressing climate change and formed a cross-departmental climate change committee.  The
 8    committee's primary tasks include keeping up to date on climate change science, evaluating the
 9    potential effects of climate change, reviewing Mokelumne River Watershed data to determine
10    changes in trends, assessing water supply and infrastructure vulnerabilities, integrating climate
11    change in planning and budgeting, and developing adaptation and mitigation strategies.  By
12    2008, the EBMUD strategic plan incorporated climate change as one of the strategies for
13    meeting long-term water supply goals. Strategies included developing and implementing a
14    Climate Change Monitoring and Response Plan and mitigating greenhouse gas emissions across
15    departments (Wallis et al., 2008). While climate change-related activities, such as mitigating
16    greenhouse gas emissions are cross-departmental, vulnerability assessment efforts have focused
17    primarily on the water supply system (Cheng, 2010).
18
19    2.4.  CLIMATE CHANGE VULNERABILITY ASSESSMENTS
20          EBMUD identified four  key areas of potential vulnerability to climate change:
21    (1) flooding and sea level rise, (2) hydropower generation, (3) water supply and demand, and
22    (4) water quality (Wallis et al., 2008).  Since 2006, EBMUD has conducted qualitative
23    assessments and sensitivity analyses to examine these vulnerabilities and their impacts on the
24    drinking water system. The most extensive and quantitative vulnerability analysis was done as
25    part of the Water Supply Management Program (WSMP) 2040. Vulnerability analyses for the
26    WSMP 2040 focused on water supply, water demand, and the effect of temperature on water
27    quality. Qualitative and less formal assessments have been performed for flooding, sea level
28    rise, and power generation. EMBUD also participates in local and national conferences and
29    workgroups, such as the U.S.  Environmental Protection Agency (EPA) Climate Ready Water
30    Utilities Working Group, and currently, is working with the EPA and the Water Research
31    Foundation on developing vulnerability and risk assessment tools to assist other water utilities in
32    conducting climate change analyses (Chan, 2010).
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 1    2.4.1.  Flooding and Sea Level Rise
 2          EBMUD expects that flooding may increase as a result of the more frequent extreme
 3    weather events that are predicted with climate change. To assess the effect of more extreme
 4    weather events on the potential for flooding in urbanized areas downstream of the Camanche
 5    Reservoir, EBMUD modeled the water supply system with a 3°C rise and 1997 precipitation
 6    levels (the wettest year in the last quarter century due to El Nino).  The study used the daily
 7    operational model for the EBMUD water system (Chan, 2010).  Results showed that the peak
 8    water release from the Camanche Reservoir would have had to be three times as much as it was
 9    in 1997 to prevent flooding (Wallis et al., 2008).
10          In addition to more extreme weather events, sea level rise may contribute to increased
11    coastal flooding.  A 1-foot rise in sea level could cause the 1 in 100-year storm surge flood event
12    to occur once every 10 years (Wallis et al., 2008).  The aging levee system of the flood-prone
13    and earthquake-prone Sacramento/San Joaquin River Delta is an existing vulnerability that will
14    be exacerbated by rising sea levels.  The flooding could disrupt water delivery for months as it
15    did in 2004, when a single levee breach caused flooding that submerged the aqueducts for more
16    than 4 months.
17          As part of WSMP 2040, EBMUD reviewed the two state-level climate change studies
18    (Section 2.3, above) and found that they sufficiently document current conditions and existing
19    risks, including the  susceptibility of the raw-water system to levee failures, earthquakes, and
20    potential failure scenarios. However, the interactions of vulnerabilities, such as the effects of sea
21    level rise on levee failure, have not been characterized. CA DWR is drafting a Delta Risk
22    Management Strategy, and its first report will provide discrete probabilities of levee failure
23    considering several climate change and sea level-rise scenarios.  EBMUD plans to use this
24    information to comment on improvement options proposed by CA DWR (EBMUD, 2009b).
25
26    2.4.2.  Hydropower Generation
27          While extreme weather events may cause more intense precipitation and flooding, total
28    annual precipitation may decrease. Decreased annual precipitation would not only affect the
29    ability to meet water needs but also would affect hydropower generation.  To model the potential
30    range of effects, EBMUDSEVI was used. EBMUDSEVI is a monthly model of the EBMUD water
31    supply system from the Mokelumne River reservoirs to the five terminal reservoirs in the service
32    area, all of which are modeled as one combined reservoir (Chan, 2010). Results suggested that
33    the projected changes in total precipitation may lead to a 10-30% decrease in hydropower
34    generation (Wallis et al., 2008).
35
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 1    2.4.3.  Water Supply
 2           EBMUD had several ongoing activities related to climate change, but the first extensive,
 3    quantitative analyses to assess the effects of climate change on its water supply system were
 4    conducted for WSMP 2040. The main objective of WSMP 2040 was to identify and recommend
 5    a portfolio of projects for meeting customers' dry-year water needs through 2040.2  The process
 6    consisted of six steps: (1) identifying a list of projects for providing additional supply,
 7    (2) screening  the projects, (3) developing portfolios of projects that satisfy water needs through
 8    2040, (4) screening 14 preliminary portfolios under historic hydrology with existing drought
 9    planning sequence, (5) modeling five of these portfolios under the effects of projected climate
10    change, and (6) making a final portfolio selection.  Projects included changes in rationing,
11    conservation,  water reuse, surface water transfers, groundwater banking/exchange, desalination,
12    and enlargement of reservoir(s) (EBMUD, 2009b).  Several uncertainties were identified
13    regarding the  proposed projects, including institutional and legal challenges, undefined timelines
14    for project completion, and climate change.  To reduce these uncertainties, a reliable portfolio
15    was defined as being (1) robust with respect to an uncertain future, (2) composed of projects that
16    can be pursued simultaneously, and (3) flexible and diverse (EBMUD, 2009c).  In order to
17    inform the selection of a reliable portfolio, a climate change analysis was conducted.
18           EBMUD reviewed 10 other water  agencies in California to determine how each was
19    assessing its vulnerabilities to climate change (EBMUD, 2009a). Based on this  information,
20    EBMUD considered five approaches for evaluating the effects of climate change on the water
21    supply system: (1) qualitative analysis, (2) perturbing historic hydrology based on perturbation
22    factors from existing studies, (3) hydrologic modeling based on existing climate-derived
23    hydrology by other studies, (4) hydrologic modeling using climate-derived temperature and
24    historic precipitation, and (5) sensitivity analyses using historic hydrology in a hydrologic model
25    (EBMUD, 2009b). A "bottom-up" approach using sensitivity analyses was selected based on a
26    recommendation by Miller and Yates (2006). A bottom-up approach consists of identifying the
27    factors that most affect the system's reliability and testing the system's sensitivity to and
28    performance under expected changes in those factors (EBMUD, 2009b).
29           EBMUD identified the three most  significant factors that affect the water supply system's
30    reliability in meeting the projected 2040 dry-year water needs: (1) greater-than-expected
31    customer demand, (2) shift in the timing of spring runoff, and (3) decreased volume of
32    precipitation and runoff. EBMUD modeled three sets of scenarios based on these three factors
33    with potential changes in each factor based on the existing regional climate change  studies to
      2Existing supplies were estimated to be sufficient during normal and wet years.
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 1    determine the effect of each factor on the performance of the existing system.3 Modeling
 2    assumptions included using existing conservation and recycled water levels, existing drought
 3    planning sequence, and a maximum of 25% rationing. The model was run from 1953 to 2002
 4    according to each of the three scenarios (EBMUD, 2009a). Although climate change projections
 5    from the IPCC, PIER/CCCC, and CA DWR reports have significant uncertainties, they provided
 6    an approximate range of potential changes in climate and hydrology. From this range, EBMUD
 7    selected and modeled those changes that are expected to affect the utility's ability to provide
 8    sufficient water and meet regulatory obligations for downstream water flow and temperature
 9    (e.g., increases in precipitation were not modeled).
10
11    2.4.3.1. Increased Demand
12          To test the effects of increased water demand, 2040 water demand estimates were
13    recalculated assuming a 4°C increase in air temperature, resulting in a 3.6% increase in demand.4
14    The higher demand estimate accounts for higher consumptive use for drinking and outdoor
15    watering due to higher temperatures alone.  A 20% decrease in precipitation had relatively little
16    effect on demands compared to the temperature increase. Therefore, only the demand estimate
17    based on a temperature increase was run in the W-E model. Results showed an average decrease
18    in carryover storage of 3%, with a maximum decrease of 8%.  Carryover storage is significant
19    for the EBMUD water supply system, because the reservoirs do not necessarily refill each year,
20    depending on drought conditions. The results also indicate that the  extent of customer rationing
21    increased to a maximum of 5.6%, but the frequency with which rationing occurred did not
22    change. Flood control releases were not analyzed (EBMUD, 2009a).
23
24    2.4.3.2.  Temporal Shift in Runoff
25          As a result of increasing temperatures, the volume of runoff between April and July
26    decreased by approximately  10% over the past century (Wallis et al., 2008). The sensitivity of
27    the water supply system to reductions in spring runoff and increased winter runoff was modeled
28    for 2°C, 3°C, and 4°C increases in temperature. The analysis estimated the decrease in the
29    volume of runoff from April through June and assumed an increase in the November to March
30    runoff by the same volume (EBMUD, 2009a).  With 2°C, 3°C, and  4°C temperature increases,
31    estimated reductions in April through June  runoff were 19%, 28%, and 38%, respectively.
32    Carryover storage decreased by an average of 2.5-6% and a maximum of 10-16%. Customer
      3The existing system was composed of the existing components of the water supply system and projects that were
      expected to be online by 2010 (i.e., Bayside groundwater and Freeport surface water, see Section 2.2.1 of this
      chapter).
      4The 4°C change is based on projected increases from 1980 to 2040 or 2.15°C from 2005 to 2040.
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 1    rationing was estimated to increase by a maximum of 7%. Flood control releases increased in
 2    60% of the years between November and May by an average of 66-89%.  Between April and
 3    July, flood control releases decreased in 35% of the years by 40-80% (EBMUD, 2009a).
 4          The shifts in the timing of runoff did not have a significant impact on EBMUD's ability
 5    to meet water demand because EBMUD's total reservoir storage is larger that the total annual
 6    average runoff (EBMUD, 2009a).  This provides the ability to reconfigure system operations for
 7    fewer flood control releases (Wallis et al., 2008).  However, when considered in combination
 8    with the need to adjust flood releases from the Camanche Reservoir to accommodate extreme
 9    precipitation events as predicted above, it suggests that there will be a more delicate balance
10    between flood control and capturing the projected temporal shift in spring runoff.
11
12    2.4.3.3. Decrease in Annual Precipitation
13          The effect of reduced precipitation was assessed by assuming that reductions of 10% and
14    20% in the volume of annual precipitation directly correspond to  10% and 20% decreases in
15    runoff. Both scenarios were run in the  W-E model, with the most significant effects observed
16    among all the scenarios.  For the 10% and 20% reductions in precipitation, the average decreases
17    in carryover storage were 12% and 24%, respectively, and the maximum decreases were 47%
18    and 76%, respectively. The magnitude of customer rationing increased on average by 3.8% and
19    6.4% for the 10% and 20% decreases in precipitation, respectively. The frequency of rationing
20    increased from a baseline of 36% to 44% and  52%, respectively, for the 10% and 20% decreases
21    in precipitation.  Average annual flood  releases decreased by 43% and 74% for the 10% and 20%
22    decreases in precipitation, respectively  (EBMUD, 2009a).
23          The magnitude of these results may  be evaluated relative to the worst drought on record,
24    which occurred in 1976 and 1977 and resulted in a 75% decrease in average runoff and a
25    70% reduction in total reservoir capacity (EBMUD, 2009a).  A limitation of these sensitivity
26    analyses is that the change in each vulnerability factor was modeled individually, and the
27    synergistic effect of the simultaneous change in all three factors at same time was not considered
28    (EBMUD,  2009b). A final scenario with all three factors would have provided insight into the
29    worst-case scenario.
30
31    2.4.4.  Water Quality
32          EBMUD used the Watershed Analysis Risk Management Framework (WARMF) model
33    to assess the effect of increasing air temperatures on water temperatures.  The WARMF model
34    had been developed by the Upper Mokelumne River Watershed Authority for a different study in
35    which EBMUD participated. This analysis  was completed to determine the effect of climate
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 1    change on EBMUD's continued ability to meet its cold-water obligations to the downstream fish
 2    hatchery (EBMUD, 2009a).
 3           Six water years were modeled, including two dry years, three below-normal years, and
 4    one above-normal year. Each year was modeled for increases of 2°C, 3°C, and 4°C.  Overall
 5    scenarios, average annual water temperatures increased by 0.3-3.5°C relative to baseline
 6    temperatures. In general, the effect of increasing temperatures was found to depend on the type
 7    of hydrologic year and the season.  In the drier years and during summer months,  streamflow is
 8    lower, and air temperatures have a greater effect on water temperatures (EBMUD, 2009a).
 9           EBMUD studies also identified other water quality effects from climate change,
10    including a greater potential for algae growth with higher water temperatures.  In addition, with
11    increasing intensity and frequency of storm events, turbidity levels may increase in water supply
12    sources. Because the EBMUD drinking water treatment plants were designed for treating source
13    water that is low in turbidity, increases in turbidity may  decrease the plants' daily output and
14    increase treatment costs (Wallis et al., 2008).
15
16    2.5.  APPLICATION OF VULNERABILITY ASSESSMENT INFORMATION
17           Of the four case studies discussed in this report, EBMUD may have used the most
18    elaborate policy analysis  as part of its WSMP 2040 initiative.  Several key insights were
19    provided by the climate change analyses for the WSMP  decision-making process. Although
20    EBMUD staff already knew before conducting these studies that diversification of water supply
21    sources was needed, the vulnerability studies provided further support for the recommended
22    adaptation measures.
23           The analyses showed a clear distinction between the effects of temporal shifts in
24    precipitation and a decrease in total annual precipitation. The temporal shifts could be managed
25    by adjusting system operations, while decreased precipitation would require additional sources of
26    water outside of the Mokelumne River Watershed.  Before conducting these studies, EBMUD
27    believed that diversification of water supply sources was needed, and the climate change
28    vulnerability studies provided further support for the recommended adaptation measures.
29           The studies reaffirmed the need for diversifying water supply sources outside of the
30    watershed and selecting projects that can be adapted as climate change effects are observed. For
31    example, instead of only  relying on enlarging existing reservoirs, EBMUD will pursue additional
32    surface water and groundwater sources. Plans will also be drawn up for regional desalination.
33    To meet the 2040 dry-year water needs, conservation, desalination, and the enlargement of
34    reservoirs in combination with some groundwater banking and exchange are needed. Pursuing
35    parallel tracks on alternative projects will allow for flexibility, not only with regulatory and

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 1    logistical challenges, but also with adjusting to future refinements of climate change projections.
 2    While water quality vulnerabilities were not directly addressed, the vulnerability analyses
 3    revealed that the interaction of lower water levels in the reservoirs and increased air temperatures
 4    are the causal factors; addressing water quantity will mediate water quality concerns.  However,
 5    this was not explicitly addressed.
 6          To support continued climate change vulnerability assessments and adaptation activities,
 7    EBMUD has identified two main resources that would support these efforts: (1) information on
 8    the probabilities of specific projected changes in temperature and precipitation, and (2) a
 9    common source for region-specific environmental data to assist in vulnerability analyses (Chan,
10    2010).
11
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 1       3.   NEW YORK CITY DEPARTMENT OF ENVIRONMENTAL PROTECTION

 2    3.1.  BACKGROUND
 3          New York City's Department of Environmental Protection (DEP) is responsible for the
 4    operation, protection, and maintenance of New York City's drinking water system (DEP, 2010a).
 5    DEP supplies 1.1 billion gallons per day (gpd) of drinking water to 8.2 million residents of New
 6    York City, and an additional 1 million people in nearby municipalities (DEP, 2008b).  DEP
 7    supplies approximately 85% of the water for Westchester County and 5-10% of the water needs
 8    of Orange, Putnam, and Ulster Counties (Rosenzweig et al., 2007). Additionally, the system
 9    provides legally  mandated conservation releases to the Delaware River Basin (DEP, 2008b).
10          New York State experiences a humid continental  climate but with dramatic variations
11    from that climate type due to latitude, general circulation patterns, and topography.  Although the
12    region is located along the coast, the area is dominated by drier continental airflow from the
13    prevalent westerly winds.  The state's climate is conditioned primarily by cold, dry air masses
14    from the northern continental interior, as well as warm, humid air masses from the south
15    conditioned by the Gulf of Mexico.  A third, but relatively less important air mass is the
16    maritime influence of the North Atlantic Ocean, which can produce cool, cloudy,  and damp
17    weather. Due to the prevailing winds, however, this maritime influence is secondary to the more
18    prevalent airflow from the continental interior (New York State Climate  Office, 2010).
19          Average  annual temperature is approximately 55°F in New York  City but  10-15°F cooler
20    in the Catskills.  The distribution of precipitation across New York State is influenced by
21    topography and proximity  to the Great Lakes and Atlantic Ocean. Average annual precipitation
22    amounts can  exceed 50 inches in the Catskills. In New York City, average annual precipitation
23    is 43-50 inches per year, depending on location within the city. Precipitation is evenly
24    distributed throughout the  year, and there are no distinctly wet or dry seasons repeated on an
25    annual basis, although minimum precipitation tends to occur in the winter and maximum
26    precipitation  in the summer (NYC Panel on Climate Change, 2009; New York State Climate
27    Office, 2010).
28          In the mountainous areas of New York State, such as the Catskills, average snowfalls
29    range from 70-90 inches, but topography and elevation produce great variation in snowfall over
30    even short distances in the state's interior. The bulk of wintertime precipitation in these areas
31    falls as snow. New York City, however, receives only some 25-35 inches of snow per year due
32    to the moderating influence of the  Atlantic Ocean.  Because of the temperature  modulation of the
33    coastal zone, only about one-third  of the winter season precipitation falls in storms that include
34    snow accumulation of at least 1 inch (New York State Climate Office, 2010).
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                                               City Tunnel No. 3
                                              City Tunnel No.
       Figure 3.  New York City Department of Environmental Protection (DEP)
       system overview.

       Source: DEP (2008a).
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 1          Instrumental measurements indicate that annual mean temperature in New York City has
 2    increased 2.5°F since 1900, although both warming and cooling periods occurred over this time.
 3    Mean annual precipitation levels have increased only slightly since 1900, but interannual
 4    variability in precipitation has increased (NYC Panel on Climate Change, 2009).
 5
 6    3.2.  DESCRIPTION OF THE WATER SYSTEM
 7    3.2.1.  Water Supply System
 8          New York City's surface water is supplied from a network of 19 reservoirs and
                                                                 r\
 9    three controlled lakes in a watershed that stretches nearly 2,000 mi and extends 125 mi north of
10    New York City (Figure 3). The watershed is divided into two geographically discrete regions—
11    the Croton Reservoir system, which is located north of the city and east of the Hudson River, and
12    the Catskill/Delaware Reservoir system, located in upstate New York, well north and west of the
13    city and the Hudson River. Additionally, less than 1% of New York City's water is obtained
14    from the Brooklyn-Queens Aquifer, located in southeastern Queens (DEP, 2008a).
15          The Catskill/Delaware reservoir systems provide approximately 90% of New York City's
16    water. The Catskill Water Supply System was completed in 1927, and the Delaware Water
                            	                                            9      _
17    Supply System in 1967.  Together, these watersheds cover roughly 1,600 mi (U.S. EPA, 2009a).
18    Forests cover approximately 75% of the watersheds.  An estimated 75% of the forested land area
19    is owned by more than 20,000 private landowners (Brunette and Germain, 2003).
20          In 1993, New York City began implementing watershed protection programs to reduce
21    the susceptibility of the surface water supply to a number of contaminants. In 1997, The U.S.
22    Environmental Protection Agency (EPA) partnered with the State of New York, the City of New
23    York, and some 80 watershed municipalities, environmental groups, and agricultural
24    organizations to forge the New York City Watershed Memorandum of Agreement (MO A).  This
25    MOA set forth a set of conditions that the city had to meet for EPA to issue a 5-year Filtration
26    Avoidance Determination (FAD), which allows DEP to avoid filtering its Catskill/Delaware
27    drinking water by establishing a land acquisition program for source water protection, by setting
28    more stringent New York City watershed rules and regulations, and by implementing other
29    watershed protection strategies. EPA reissued New York City a 5-year FAD in 2002 and a
30    10-year FAD in 2007.  These ongoing source water quality programs are monitored by the New
31    York State Department of Health and EPA. Projects include
32
33
34       •  Land Acquisition—New York  City buys property from willing  sellers to buffer the
35          reservoirs and controlled lakes.
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 1       •  Land Management—DEP develops land management programs.
 2       •  Partnership Programs—DEP partners with many local organizations for source water
 3          quality, for example, by improving septic systems.
 4       •  Wastewater Treatment Plant Upgrades—New York City funds improvements to
 5          non-NYC-owned wastewater treatment plants for communities in the source watersheds.

 6       •  Stream Management Programs—DEP supports partnerships to stabilize streams in the
 7          area.
 8       •  Watershed Agricultural Programs and Forestry Program—The Program works with
 9          farms to help implement best management practices that reduce agricultural pollution and
10          protect water quality (DEP, 2008a).
11
12
13          Because of glacial clay deposits underlying stream channels and steep topography
14    surrounding the waterways, in the Catskill water system there are risks of high turbidity due to
15    intense precipitation  events and associated runoff. Maintaining the FAD on the Catskill and
16    Delaware water supplies is a crucial element to future watershed plans. In order to meet
17    FAD-required standards, DEP has occasionally added alum to the waters entering Kensico
18    Reservoir to reduce turbidity.5  However, periodically the alum and associated sediment must be
19    dredged from the reservoirs (DEP, 2005).
20          The Croton Watershed system covers approximately 375 mi2 east of the Hudson River in
21    Westchester, Putnam, and Dutchess Counties and a small section of Connecticut. It includes
22    three upland reservoir systems  and supplies approximately 10% of the city's freshwater supply.
23    The system began service in the mid-1800s and was completed prior to World War I
24    (Rosenzweig et al., 2007).  Since the 1950s, the Croton Watershed has developed quickly with
25    the construction of 60 wastewater treatment plants, interstate highways, residential
26    developments, and impervious surfaces (New York Water, 2010).
27          On several occasions, the Croton Watershed has been contaminated as a result of
28    stormwater runoff. For example, DEP provides water to some 800,000 residents of Westchester
29    County.  But 12 of the County's 45 municipalities lie within the boundaries of the Croton
30    Watershed, contributing to water supply contamination from lawn care chemicals,  automobile
31    use, combined sewer system overflows, and other human factors, as well as reduced infiltration
32    of precipitation that flows through urban drainage infrastructure. In 1993, EPA determined that
33    the Croton system failed to meet the requirements of the Surface Water Treatment Rule, and
      5Alum serves as a coagulant, precipitating suspended solids from raw water, reducing objectionable color and
      turbidity.
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 1    Croton system raw water would need to be filtered and disinfected. Repeated violations of
 2    turbidity and disinfectant by-product rules under the 1996 Safe Drinking Water Act Amendments
 3    have caused DEP to periodically remove the Croton system from service (Water-Technology.net,
 4    2010; DEP, 201 Ob). After several delays and consent orders resulting in fines, the first phase of
 5    construction of the Croton raw-water treatment plant began in 2006 and is expected to be
 6    operational by 2012. Treatment will include a pretreatment stage, mixing  and coagulation,
 7    flocculation, chemical balancing,  stacked dissolved air floatation, and ultraviolet and chlorine
 8    treatment.  The filtration plant is expected to improve water quality by reducing turbidity,
 9    decreasing the risk of microbiological contamination, and reducing the levels of disinfection
10    by-products (DEP, 2008a).  Communities around the Croton Watershed were also signatories of
11    the 1997 MO A aimed at improving watershed protection. They are participating in land
12    acquisition and other raw water quality projects, as discussed above (DEP, 2008a).
13
14    3.2.2.  Wastewater System
15          DEP is also responsible for the operation, protection, and maintenance of New York
16    City's wastewater system.  The wastewater network includes over 6,000 mi of wastewater pipes,
17    135,000 sewer catch basins, 494 permitted outfalls, 93 wastewater pumping stations, and
18    14 wastewater treatment plants spread across the city's five boroughs (Rosenzweig et al., 2007).
19    On average, the system treats 1.4  billion gpd of wastewater and has the capacity to treat
20    dry-weather flows of 1.8 billion gpd  (DEP, 2006).
21          New York City's wastewater undergoes five major processes: preliminary treatment,
22    primary treatment, secondary treatment, disinfection, and sludge treatment. New York has
23    approximately 60% combined sewers, making combined  sewer overflows  (CSOs) during intense
24    precipitation events a continuing problem for DEP (DEP, 2008b).  Violations of New York
25    City's 1988 State Pollutant Discharge Elimination System permit led to a  1992 consent order
26    between New York State's Department of Environmental Conservation and DEP, requiring a
27    CSO abatement program. A 2004 consent order with more detailed guidance includes
28    requirements for over 30 citywide projects, such as sewer separation, flushing tunnels, off-line
29    retention tanks, and vortex concentrators to improve the efficiency of the wastewater system
30    (NYSDEC, 2010).
31
32    3.3.  CLIMATE CHANGE PROJECTIONS AND RISKS
33          DEP expects temperatures in New York City and its watersheds to increase by 1.5-3°F
34    by the 2020s, 3-5°F by the 2050s, and 4-7.5°F by the 2080s (Table 2).  Natural precipitation
35    variability in this area is large.  While most climate model projections indicate small increases in
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 1
 2
 3
 4
 5
 6
 7
 8
 9
10
11
12
     precipitation, some models suggest precipitation decreases, thus reducing confidence in
     projections of precipitation in this region. The New York City Panel on Climate Change
     concluded in 2009 that the best estimates at this time indicate approximately a 0-5% increase by
     the 2020s, a 0-10% increase by the 2050s, and a 5-10% increase by the 2080s.  Most models
     indicate precipitation increases for the winter months and slight decreases during September and
     October.  Furthermore, as temperatures increase, it is expected that more precipitation will fall as
     rain instead of snow (NYC Panel on Climate Change, 2009). In short, the observed climate
     change trends are projected to continue and, in some cases, accelerate.
            Table 2. Projected baseline climate and mean annual changes for
            New York City
Climate indicators
Air temperature (°F)
Precipitation
Sea level rise (inches)
Number of days/year with max temp.
above 90°F
Number of days/year with max temp.
above 100°F
Number of heat waves/year
Number of days/year with rainfall
exceeding 1 inches
Number of days/year with rainfall
exceeding 2 inches
Number of days/year with rainfall
exceeding 4 inches
Baseline
1971-2000
55
46.5 in
N/A
14
0.4
2
13
3
0.3
2020s
+1.5-3
+0-5%
+2-5
23-29
0.6-1
3-4
13-14
3-4
0.2-0.4
2050s
+3-5
+0-10%
+7-12
29-45
1-4
4-6
13-15
3-4
0.3-0.4
2080s
+4-7.5
+5-10%
+12-23
37-64
2-9
5-8
14-16
4-4
0.3-0.5
     Source: NYC Panel on Climate Change (2009, p. 17, 20).
13          New York City has taken a proactive approach to climate change.  In 2001, the city
14   joined the Local Governments for Sustainability's Cities for Climate Protection campaign. In
15   2004, DEP created a climate change task force to assess the potential impacts of climate change
16   on the city's water infrastructure.  The task force is composed of representatives from a variety
17   of DEP's offices and initially included participants from Columbia University's Center for
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 1    Climate Systems Research, the National Aeronautics and Space Administration's Goddard
 2    Institute for Space Studies, HydroQual Environmental Engineers and Scientists, P.C., the New
 3    York City Office of Environmental Coordination, the Mayor's Office of Long-term Planning and
 4    Sustainability, and the New York City Law Department.  The task force created an action plan,
 5    which includes the following tasks (DEP, 2008b):
 6
 7
 8       •  Work with climate scientists to improve regional climate change projections

 9       •  Enhance DEP's understanding of the potential impacts of climate change on DEP's
10          operations
11       •  Determine and implement appropriate adaptations to DEP's water systems
12       •  Inventory and manage greenhouse gas emissions
13       •  Improve communications and tracking mechanisms
14
15
16          A sustainability plan for New York City, PlaNYC, was unveiled on Earth Day, in 2007.
17    The plan outlines a 25-year vision for the city, focusing on maintaining and improving the city's
18    infrastructure focusing on land, water, transportation, energy,  air, and climate change. PlaNYC
19    has set an ambitious target to reduce the city's greenhouse gas emissions by 30%.  New York
20    City's plan for climate change adaptation includes (1) creating an intergovernmental task force to
21    protect the city's infrastructure, (2) working with vulnerable neighborhoods to develop
22    site-specific plans, and (3) launching a citywide strategic planning process (PlaNYC, 2007a).
23          To respond to climate change in New York City and to meet the goals established in
24    PlaNYC, the New York City Panel on Climate  Change (NPCC) was created in 2008. This panel
25    is composed of climate change scientists, as well as legal, insurance, and risk management
26    experts. With funding from the Rockefeller Foundation, NPCC has been charged with serving as
27    the technical advisory body for the Mayor and the  New York City Climate Change Adaptation
28    Task Force. This organization has provided the Climate Change Adaptation Task Force with the
29    most comprehensive set of climate data that has been produced for New York City (NYC Panel
30    on Climate Change, 2009). Several of the experts  engaged to assist DEP in 2004 were also
31    engaged to assist NPCC in citywide planning efforts. DEP continues to pursue complementary
32    climate change research because it is concerned with climate change in upstate New York (where
33    the Catskill and Delaware watersheds are located)  as well as in the city itself.
34
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 1    3.4.  CLIMATE CHANGE VULNERABILITY ASSESSMENTS
 2          DEP's vulnerability work is based on three core questions of interest to DEP, including
 3    the potential effects of climate change on (1) total water supply, (2) turbidity, and
 4    (3) eutrophication (Barsugli et al., 2009). DEP worked with researchers from Columbia
 5    University's Center for Climate Systems Research to design its Climate Impact Assessment
 6    project (Major et al., 2007). The goal of this integrated modeling project is to estimate the effect
 7    of future climate change on the quantity and quality of New York City's water supply. The
 8    project will combine the use of climate change projections, DEP water quality and water supply
 9    models, and analytical measures of system performance to advance DEP's understanding of the
10    potential impacts of climate change on the water supply system.
11          The project is planned in two phases.  Phase I, now completed under contract with
12    Columbia University and the City University of New York (CUNY), is aimed to provide a
13    first-cut evaluation of the effects of climate change on water quantity and quality in selected
14    portions of the water system, using the existing modeling system and data available from
15    three general circulation models (GCMs).  Phase II, now in process continued support from
16    CUNY, has similar goals as Phase I but with upgrades to both models and data sets applied to the
17    entire water supply system, including a greater variety of GCM data and an evaluation and
18    application of differing downscaling methods. The Phase I effort used the Intergovernmental
19    Panel on Climate Change (IPCC) Third Assessment Report (DEP, 2008b; McCarthy et al.,
20    2001), but current efforts have upgraded models and data that were used in the IPCC
21    Fourth Assessment Report (Parry et al., 2007).
22          A climate change scenario framework was developed for the New York City water
23    supply system using high-temporal-resolution data from the Program for Climate Model
24    Diagnosis and Intercomparison (PCMDI) Web site maintained by the Lawrence Livermore
25    National Laboratory in Berkeley, California (Maurer et al., 2007).  Data for Phase I were
26    extracted from the single grid box at the center of the watershed region.  Baseline data for
27    1981-2000 came from "hindcast" model runs, while data for 2046-2065 and 2081-2100 came
28    from three GCMs (the Goddard Institute for Space Studies [GISS] Model, the Max Planck
29    Institute [MPI] ECHAM5,  and the National Center for Atmospheric Research [NCAR] CCSM3)
30    coupled with three scenarios from the IPCC Special Report on Emissions Scenarios: A1B, A2,
31    and B1. The data included mean temperature, maximum temperature, minimum temperature,
32    precipitation, sea level pressure, zonal wind, meridional wind, solar radiation, longwave
33    radiation, and dewpoint temperature.
34          For Phase I,  each scenario was used to calculate delta change coefficients representing
35    mean monthly change in air temperature and precipitation between control and future prediction

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 1    periods. Monthly delta change factors were applied additively for air temperature and as a ratio
 2    for precipitation to historical meteorological period data, generating a future prediction time
 3    series.  The possibility of applying the delta change method to the wind and solar radiation data
 4    needed for the reservoir models was also investigated.
 5           For Phase II, GCM selection included the entire CMIP3 multimodel data set, the A2,
 6    A1B, and Bl emissions scenarios, and seven meteorological variables (precipitation, maximum,
 7    minimum and average temperatures, zonal and meridional winds, and solar radiation). Data
 8    from all the GCMs were regridded to 2.5° corresponding to the Eastern North America region
 9    using bilinear interpolation and the NCAR Command Language (NCL: www.ncl.ucar.edu).  The
10    various levels of data  processing involved necessitated some data to be eliminated from the study
11    dependent on the number of models that contain a given meteorological parameter, the number
12    of runs archived for each GCM, and whether data existed for all points necessary in the
13    regridding process.  GCM hindcasts were compared to historical data sets at four spatial scales:
14    Eastern North America, the nine grid points surrounding West of Hudson watersheds, the four
15    grid points surrounding New York City, and the single grid point closest to the centroid of New
16    York City watersheds. To develop a  skill ranking and probability distribution function for each
17    meteorological variable, spatial  scale, seasons (December to February, March to May, June to
18    August, and September to November), and GCM, the fidelity of hindcast values to observed
19    historical data, was calculated.
20           The system of models that will be used for the integrated modeling project include the
21    General Watershed Loading Function (GWLF) and Soil Water Assessment Tool (SWAT)
22    watershed models, a one-dimensional reservoir eutrophication model, a two-dimensional
23    reservoir turbidity transport model (CEQUAL-W2), and the OASIS system operations model for
24    the entire water supply.  These models taken together with the existing and in-progress climate
25    scenarios make the proposed integrated assessment possible.
26           As the project progresses, further model enhancements and integration will be
27    implemented. For the GWLF watershed model, this includes improvements to the following
28    model elements: hydrologic balance,  sediment and nutrient generation and transport, ecosystem
29    effects, and land use.  For the reservoir models, this includes additional upgrades and calibration
30    and development of response function models keyed on system performance measures. For the
31    integrated system, this includes enhanced coupling of the watershed and reservoir models to
32    OASIS. And for model inputs, this includes advanced delta change with  historical data
33    morphing, statistical downscaling, and regional climate model (RCM) simulations.
34           A number of performance measures related to water system quantity  and quality will be
35    developed and used to estimate climate change  effects, including total water quantity,

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 1    probabilities of refill, probabilities of drawdown, key point turbidity levels, frequency of alum
 2    use, reservoir phosphorus and chlorophyll concentrations, and restrictions in water use due to
 3    eutrophi cation. DEP expects the results of this project to provide the basis for recommendations
 4    about system operation now and in the future,  and, in later phases, recommendations about
 5    required infrastructure changes and improvements.
 6          In 2009, the NPCC published its first report, Climate Risk Information. This report
 7    provides climate change projections for New York City as a whole (not just DEP) and identifies
 8    potential risks to the City's critical infrastructure.  The projects presented in the model were
 9    compiled using model-based probability functions.  The NPCC used IPCC methods to calculate
10    probabilities for temperature, precipitation, and sea level rise from global climate models
11    simulations based on three greenhouse gas emission scenarios (A1B, A2, Bl). The NPCC used
12    16 GCMs to generate possible changes in temperature and precipitation.  It used only
13    seven GCMs for sea level rise, as sea level rise is not a direct output of most GCMs. The
14    generated sea level rise values for the New York City region include both global and local
15    components.
16          According to the NPCC report, changes in mean climate and climate extremes may affect
17    many aspects of New York City's water infrastructure.  The potential wastewater and drinking
18    water impacts of the projected air temperature change include decreased water quality due to
19    biological and chemical impacts; increased water demand due to a longer growing season;
20    decreased snowpack, which may reduce inflows to reservoirs during the spring thawing season;
21    changes in the ecology of streams due to higher stream temperature, which may limit the amount
22    of water that can be extracted; and increased water demand. The biological and chemical
23    reactions in wastewater treatment plants could also be disrupted at higher temperatures (DEP,
24    2008b).
25          Impacts related to the potential changes in precipitation include increased turbidity,
26    increased probability of sewer flooding, increased nutrient loads, eutrophi cation, taste and odor
27    problems, increased loading of pathogenic bacteria and parasites in reservoirs, increased CSO
28    events, decreased average reservoir storage,  and increased strain on upstate reservoirs.
29          The impacts of potential sea level rise for city water resources include an increase of the
30    salt front up the Hudson River (NASA, 1999), increased probability of seawater entering sewers,
31    reduced ability of wastewater treatment plants to discharge treated water by gravity alone,
32    increased risk of CSO events, and increased flood risk for low-elevation infrastructure and
33    wastewater treatment plants (NYC Panel on Climate Change, 2009; DEP, 2008b).
34
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 1    3.5.  APPLICATION OF VULNERABILITY ASSESSMENT INFORMATION
 2          Like East Bay Municipal Utility District, DEP also conducted a suite of model studies to
 3    understand vulnerability and has made decisions to reduce the vulnerability of its systems to
 4    climate change. However, this may be a case where policy and analysis, although informing
 5    each other, are also proceeding in parallel. New York City's climate change work has led to
 6    increased incorporation of climate change in strategic planning, has altered operations and
 7    maintenance practices, and has changed future infrastructure planning and design. Many of
 8    these changes are not a direct result of any of the New York City vulnerability assessments.
 9    Rather, they are part of a larger effort to improve the resiliency and redundancy of water
10    infrastructure in the face of existing vulnerabilities exacerbated by climate change. These
11    decisions largely focus on so-called no regret adaptations, or changes to the water supply system
12    that make sense regardless of whether climate changes.  Some of these policy choices have been
13    forced by regulatory mandates, such as the development of a filtration plant for the Croton
14    Watershed, but others have significant benefits  system-wide, such as reducing leakage from
15    aging supply infrastructure.
16          PlaNYC and DEP's Climate Change Task Force have identified a number of initiatives
17    that aim to efficiently and effectively upgrade the city's drinking and wastewater systems in the
18    face of a changing climate. Proposed initiatives are discussed in detail below.
19
20    3.5.1.  Decreasing Turbidity
21          Turbidity is a significant drinking water concern in the Catskill and Delaware water
22    systems.  DEP has addressed this issue historically by adding alum as an "end-of-pipe" solution
23    and engaging in source water protection measures. Projected increases in intense precipitation
24    events under climate change will most likely increase the turbidity of watersheds beyond historic
25    levels. New York City is continuing its historic programs to address this issue. In the future,
26    DEP will address potential turbidity challenges in the Catskill and Delaware water systems by
27    relying more heavily on the soon-to-be-filtered Croton system, a proposed interconnection
28    between the Catskill and Delaware Aqueducts,  and operational modifications un how DEP uses
29    the Delaware and Catskill water systems during heavy precipitation or turbidity events.
30
31    3.5.2.  Minimizing Flooding
32          To minimize flooding in New York City during the predicted increased severe weather
33    events, the Climate Change Task Force proposed more frequent cleaning of sewers and
34    maintaining catch basins in flood-prone areas.  Additionally, the task force promoted green roofs
35    and the reuse of stormwater for "ecologically productive purposes."  Green infrastructure has
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 1   become a significant component of DEP's proposed policies, especially for stormwater
 2   management (PlaNYC, 2008).
 3          For example, New York City is planning to expand the Staten Island Bluebell program,
 4   which was created as a natural system to prevent flooding and septic tank failure.  It functions by
 5   diverting water from wastewater treatment to natural systems. Nearly 36% of State Island's
 6   precipitation is diverted to a 10,000-acre Bluebell. The Bluebell program has saved the city an
 7   estimated $80 million in infrastructure development (Rosenzweig et al., 2007).  As severe
 8   weather events increase, the Bluebell and further expansions of Ihe concepl will acl as a nalural
 9   buffer, reducing pressure on Ihe waslewaler system and reducing flooding issues and CSOs
10   (PlaNYC, 2008).
11
12   3.5.3.  Minimizing Supply and Demand Imbalances
13          Higher temperatures increase peak water demand. Wilhin New York Cily, annual
14   average demand is approximately 1,069 mgd.  During heal waves, demand can increase lo over
15   2,000 mgd. To minimize supply and demand imbalances, Ihe Climate Change Task Force has
16   slressed Ihe importance of slruclural improvemenls, such as reducing water pressure problems
17   and leakage. Additionally,  small-scale conservation efforts can reduce water demand (DEP,
18   2008b).
19          New York Cily has  successfully reduced water demand since 1985 wilh a variely of
20   conservation efforts, including education, metering, water-use regulation, leak detection,
21   installation of magnetic-locking hydranls, and rebate programs. These conservation efforts
22   reduced water consumption from 195 gpd per capila in 1991 lo 167 gpd per capila in 1998, wilh
23   coincidenl substantial cosl savings for bolh DEP and ils customers (U.S. EPA, 2002). Reducing
24   water demand also limils Ihe amounl of water entering Ihe waslewaler system and, Ihus, slress on
25   Ihe system. Wilh Ihe above conservation measures, Ihe volume of generated waslewaler
26   decreased by 200 mgd belween 1996 and 2006 (DEP, 2006).
27          Additionally, lo ensure sufficienl water quantity even in Ihe face of higher temperatures,
28   DEP is evaluating new water sources Ihroughoul New York Cily and upslream watersheds.
29   These include groundwaler  sources and new infraslruclure, including potentially increasing the
30   capacity of Ihe Calskill Aqueduct
31
32   3.5.4.  Combaling Combined Sewer Overflows
33          To combal CSOs caused by increased precipitation and intense precipitation evenls, DEP
34   has begun plans lo upgrade  waslewaler Irealmenl capacity, conslrucl additional holding tanks lo
35   increase wel-wealher holding capacily, and optimize sewer infraslruclure lo limil releases.
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 1    Additionally, New York City is planning to convert some of the combined sewer systems into
 2    high-level sewer systems,6 which divert a large percentage of the stormwater directly to
 3    waterways rather than into treatment plants.  This not only decreases the likelihood of CSO
 4    events but additionally reduces costs by avoiding unnecessary water treatment.  The Climate
 5    Change Task Force has also proposed increasing pipe size to increase flow in areas where this is
 6    possible (PlaNYC, 2008). In mid-2010, DEP will release an adaptive management strategy for
 7    reducing CSOs, using green infrastructure, grey infrastructure, system optimization, and water
 8    conservation.
 9
10    3.5.5.  Adapting to Flood Risk
11           DEP is also considering converting water storage reservoirs to be used for both water
12    supply  and flood control (DEP, 2005).  To prevent critical assets from being disabled during
13    flood events, the DEP Climate Change Task Force has proposed moving key assets above
14    projected flood heights, installing watertight doors around crucial equipment, switching to
15    submersible pumps, and creating protective barriers around important assets, such as sea walls,
16    dunes, or tidal gates (DEP, 2008b).
17           DEP has decided to institute a snowpack-based reservoir management program to
18    provide enhanced flood attenuation downstream. Under this program, Schoharie Reservoir
19    would be sustained below full capacity during the winter months when sufficient snowpack is
20    present in its watershed such that associated runoff produced by spring snowmelt  could refill the
21    Reservoir to full storage capacity.  The capture of inflows associated with spring storm events
22    and snowmelt runoff in the Reservoir would provide additional attenuation in downstream
23    sections.  The temporary reservoir level strived for during the snowpack-based reservoir
24    management period would be regularly adjusted based on snow water equivalent (SWE)
25    estimates of the watershed's regularly monitored snowpack.  As the name implies, SWE is the
26    water depth equivalent of a given depth of snow and is dependent upon such factors as the
27    snowpack's water content and density. (Source:
28    http://www.nyc. gov/html/dep/pdf/gilboa/gilboa_proj _desc.pdf).
29
      6High-level storm sewers alleviate pressure on the combined sewer system by capturing some 50% of rainfall before
      it enters combined sewer pipes and diverting it directly into waterways. Because such systems require a separate
      pipe and outlet to a water body, they are generally only cost-effective near the water's edge.
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 1                             4.   SEATTLE PUBLIC UTILITIES

 2    4.1.  BACKGROUND
 3          Seattle Public Utilities (SPU) was formed in 1997 as a combination of the Drainage and
 4    Wastewater Utility, Solid Waste Utility, the former Seattle Water Department, and portions of
 5    Seattle City Light and the Seattle Engineering Department. In this report, we focus on SPU
 6    functions related to the provision of Seattle's drinking water supply and we touch briefly on
 7    vulnerability assessments of changes in urban hydrology on SPU's drainage and wastewater
 8    system.
 9          SPU provides drinking water to a population of more than 1.35 million people in the City
10    of Seattle and suburban areas. SPU provides direct retail water service to about 630,000 people
11    mostly in the City of Seattle, parts of Shoreline, and small areas just south of the city limits.
12    SPU also sells water wholesale to 25 neighboring cities and water districts serving another
13    720,000 people. SPU supplied 45.1 billion gallons of drinking water in 2008 from two Cascade
14    Mountain watersheds supplemented with groundwater wells.
15          The Pacific Northwest climate is dominated by large spatial and temporal variations in
16    precipitation due to maritime influences and extreme topographical variation between the coast
17    and the Cascade Mountains. The low-lying valleys west of the  Cascades, including SPU's
18    service area, are characterized by mild temperatures year round, wet winters, and dry summers.
19    Average annual precipitation for the Seattle area is about 37 inches, but in the mountains, that
20    total exceeds 100 inches. About 75% of Seattle area precipitation falls between October and
21    March (Miller and Yates, 2006). This means that the SPU water supply system is also managed
22    for floods.  Typically, early winter precipitation fills reservoirs, which are allowed to spill in
23    anticipation of snowmelt combined with normally rainy springs, which refill reservoirs for the
24    dry summer months.
25          The Pacific Northwest is also strongly affected by the regional climate fluctuations
26    known as the El Nino Southern Oscillation (ENSO) and the Pacific Decadal Oscillation (PDO).
27    The relationship between ENSO, PDO, and the winter and spring climate of the region is highly
28    correlated,  enabling predictions of Pacific Northwest precipitation, snowpack, and streamflow.
29    The University of Washington Climate Impacts Group (UW-CIG) develops annual climate
30    forecasts for regional resource managers, including annual projections of climate variations due
31    to ENSO and PDO. These forecasts help inform SPU managers about projected conditions over
32    the winter and spring months to enable more informed management of the competing objectives
33    of water supply and flood management (UW-CIG, 2010a).
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 1          Observed changes in climate include the following: temperatures increased in the Pacific
 2   Northwest by 1.5°F between 1920 and 2003 (Mote, 2003); annual precipitation increased by 14%
 3   between 1930 and  1995 (Mote, 2003); April 1st snow-water equivalent has declined dramatically
 4   at almost all Pacific Northwest sites (Mote et al., 2003, 2005, 2008; Hamlet et al., 2005); and
 5   timing of peak runoff shifted earlier by 0-20 days between 1948 and 2002 (Stewart et al., 2004).
 6
 7   4.2.  DESCRIPTION OF THE WATER SYSTEM
 8   4.2.1.  Water Supply System
 9          SPU's water supply comes from three sources: the Cedar River Municipal Watershed, the
10   South Fork Tolt Watershed, and the Seattle Well Fields (Figure 4).
11          In 1895, Seattle residents voted to approve revenue bonds to construct the Cedar River
12   Municipal Watershed. The watershed, almost entirely owned by the City of Seattle, covers
13   90,638 acres and provides approximately 70% of the city's freshwater supply over the course of
14   the year. Rain and snowmelt are gathered and stored in two reservoirs created by the 1914
15   construction of the Masonry Dam—Chester Morse Lake and the Masonry Pool.  As water leaves
16   these reservoirs, it  powers the Cedar Falls hydroelectric power plant. Twelve miles downstream,
17   at the Landsburg diversion dam, on average, 22% of the river flow is screened to remove debris,
18   chlorinated for microbial control, and fluoridated for dental health.  This water is then stored in
19   Lake Youngs, where it is ozonated for odor and taste improvements, ultraviolet disinfected to
20   disable chlorine-resistant microbes, chlorinated again, and supplemented with lime for
21   pH-adjusted corrosion control to minimize lead leaching in older plumbing systems.
22          The Cedar River Municipal Watershed is managed to provide an adequate water supply
23   (both for human use and instream conservation flows). The water supply system also provides
24   flood management and hydropower generation Morse Lake and the Masonry Pool hold, on
25   average, just enough water for one water cycle year. If too little water is released during winter,
26   there could be flooding in heavy rains or when the snowpack melts during the spring wet season,
27   so winter water levels are generally kept low.  However, drought conditions in the spring could
28   prevent the reservoir from refilling to the level necessary to provide water during the dry summer
29   months.  This implies a risk tradeoff that SPU water managers must address every year to meet
30   both flood management and water supply objectives (SPU, 2010b).
31          The South Fork Tolt Watershed is located on the western slope of the Cascade Range,
32   approximately 35 miles east of Seattle (Figure 5).  The City of Seattle purchased water rights to
33   the South Fork  Tolt from the Mountain Water Company in 1936, but no infrastructure existed  for
34   the diversion, conveyance, or distribution of that water.  The South Fork Tolt Dam was
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1    constructed in 1963, and in 1964, South Fork Tolt Reservoir began supplying water to north
2    Seattle and the
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                                                                        Snohomish County

                                                                           King County
                                                                    Tolt Pipeline No. 1
                                                                               South Fork Tolt Dam
                                                                         Tolt Regulating Basin
                                                                           and Powerhouse

                                                                   '—Tolt Treatment Facility
          Seattle
         Well Fields

                                                                                        South Fork Toll River
                                                                                        Watershed

                                                                                Cedar Falls
                                                                               Powerhouse
           Cedar River
           Pipeline 1,2,3

              Cedar River
               Pipeline 4

                                                       Landsburg
                                                        Diversion
        Masonry Dam

         Overflow Dike
Chester Morse
    Lake

Cedar River Watershed


                                 '~^^^~



                  Pierce County


                               Seattle Regional Water Supply System
	Seattle City Limits

     Transmission Pipeline

     Water Bodies

     Municipal Watersheds
                                                      Current Area Served (2006)
                                                           Seattle Retail Service Area

                                                           Seattle Wholesale Customer
                    N
                    A
        Figure 4. Seattle public utilities service area.

        Source: SPU (2008).

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            Figure 5. South Fork Tolt watershed.
            Source: SPU (2008).
 2   Eastside.  As water leaves the reservoir, it powers the South Fork Tolt hydroelectric power plant.
 3   After a land exchange with Weyerhaeuser Company in 1997, the City of Seattle owned 69% of
 4   the 12,107-acre drainage area upstream of the South Fork Tolt Dam. Most of the remaining land
 5   lies in the Mt. Baker-Snoqualmie National Forest.  The South Fork Tolt Reservoir provides
 6   approximately 30% of the city's freshwater supply (SPU, 2008, 2010c). The reservoir is also
 7   operated to manage flood flows and maintain instream flows.
 8          SPU's Tolt Treatment Facility, the city's first filtration and ozonation facility, began
 9   operation in 2000. It provides 120 million gallons per day (mgd) of finished water to customers
10   in Seattle and suburban cities.  While the facility has historically provided very high-quality
11   water, requiring only minimal treatment, it was designed to allow long-range conformity with
12   anticipated regulations, to increase system yield, and to permit continuous supply of Tolt water
13   though periods of high turbidity (SPU, 2010d).  Like the Cedar River water supply, the Tolt
14   supply provides fluoridation, chlorination, and adjustment of pH and alkalinity for  corrosion
15   control (SPU, 2006b).
16          In 1987, the first groundwater source was added to the system when two wells in the
17   Highline Well Field began operation. A third well was added in 1990. These wells supply less
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 1   than 1% of SPU's water from an underground aquifer to supplement summer demands when
 2   necessary.  The well field can be pumped for 4 months and becomes available in July (WA DOE,
 3   2001).
 4          Water demand for the SPU system peaked in the 1980s at approximately 170 mgd.  A
 5   severe drought and mandatory water restrictions in 1992 caused demand to decrease.
 6   Subsequently, higher water rates, plumbing code revisions in 1993, conservation efforts, and
 7   improved systems operations caused demand to level out around 150 mgd. The economic
 8   slowdown in 2000 and continued conservation efforts further reduced demand to approximately
 9   130 mgd.  This 24% decrease in demand coincided with a 17% increase in the population of
10   SPU's service area since 1990 (SPU, 2006b).  This equates to a 27% decrease in water
11   consumption per capita from 145 gallons per day (gpd) per capita to 105 gpd per capita (SPU,
12   2010a).
13
14   4.2.2.  Wastewater System
15          SPU also conveys wastewater to King County's Wastewater Treatment Division,
16   including associated infrastructure.  This drainage infrastructure is partly a combined sewer
17   system, which means that SPU must addresses the City of Seattle's stormwater quality and
18   flooding issues, but often in conjunction with King County Department of Natural Resources and
19   Parks. Because the relative responsibilities of King County and SPU overlap to some degree,
20   this case study does not delve deeply into this aspect of the SPU system. It is worth noting,
21   however, that both SPU and King County own conveyance infrastructure within the city, and that
22   combined sewer overflow events  are a problem for both entities.  SPU has explored the
23   implications of climate change on its stormwater infrastructure and operations.  In addition, SPU
24   is pursuing and evaluating adaptation options, engaging in research, and participating in
25   collaborative networks to address stormwater issues—effectively replicating their experience
26   with water supply, but for drainage and wastewater issues.
27
28   4.3.  CLIMATE CHANGE PROJECTIONS  AND RISKS
29          SPU expects climate in the Seattle area to change in several ways.  Global climate models
30   (GCMs) project that temperatures will warm at 0.5°F/decade, nearly three times the rate
31   experienced over the 20*  century, and the majority of models indicate small  changes in
32   precipitation compared with 20th century observed interannual and decadal variability. Most
33   models, however, indicate increased winter precipitation and decreased summer precipitation.
34   Potential impacts of these changes include decreased mountain snowpack, higher winter and
35   lower spring streamflows, increased sea-surface  temperatures, rising sea-levels, and increased
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 1   winter flooding in the future (UW-CIG, 2010c; City of Seattle, 2006). Table 3 provides a
 2   summary of temperature and precipitation projections, including average changes in Pacific
 3   Northwest climate from 20 climate models7 and two greenhouse gas emissions scenarios8 (Bl
 4   and A1B).9 (UW-CIG, 201 Oc).
            Table 3.  Projections of changes in annual mean temperature and
            precipitation for the 2020s, 2040s, and 2080s
Time period
Temperature
°F("C)
Precipitation
%
2020s
Low
Average
High
+1.1 (0.6)
+2.0(1.1)
+3.3 (1.8)
-9
+1
+12
2040s
Low
Average
High
+1.5 (0.8)
+3.2 (1.8)
+5.2 (2.9)
-11
+2
+12
2080s
Low
Average
High
+2.8 (1.6)
+5.3 (3.0)
+9.7 (5.4)
-10
+4
+20
 5          A series of bad droughts in 1987, 1992, and 1997-1998 increased the sensitivity of SPU
 6    managers to the effects of climate on their water supply. A very dry summer in 1987 caused
 7    significant declines in raw-water supply quality and forced use curtailments, reduced instream
 8    flows for fish, and necessitated the installation of an emergency pumping station to access low
 9    water in Chester Morse Lake. In response, the city developed a Water Shortage Contingency
10    Plan (updated in SPU, 2006a) and a state-of-the-art reservoir management and streamflow
11    forecasting model for use in real-time water management and long-range planning. The 1992
      http://cses.washington.edu/cig/fjpt/climatemodels08.shtml#models
      8http://cses.washington.edu/cig/fpt/climatemodels08.shtml#ghgscenarios
      9A11 changes are benchmarked to average temperature and precipitation for 1970-1999.  Model values are weighted
      to produce the "average." http://cses.washington.edu/cig/fpt/climatemodels08.shtml#rea
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 1   water shortage was caused by following standard flood control rules after a below-normal winter
 2   snowpack. When the spring season also produced below-normal precipitation, SPU's mountain
 3   reservoir levels did not recover, and mandatory water restrictions were in place by mid-May.
 4   Throughout the summer, raw-water quality declined, leading to a decision to invest in an
 5   ozone-purification plant.  SPU also implemented dynamic flood-control rules, which, in
 6   conjunction with enhanced real-time snow, weather, and streamflow monitoring networks,
 7   allowed SPU to successfully implement its new reservoir management approach. Finally, in
 8   1997, new research on ENSO effects on the Pacific Northwest was incorporated into SPU's
 9   reservoir management decisions.  In anticipation of lower-than-normal snowpack followed by a
10   hot, dry summer, SPU allowed its mountain reservoirs to fill higher than normal and reduced its
11   operational use of water.  These proactive decisions allowed the 1997-1998 drought to pass
12   without the public experiencing any water shortage or restrictions (UW-CIG, 201 Ob). Another
13   record low snowpack in 2005 threatened water shortages and use restrictions, but,  again, careful
14   water management and late spring rains allowed SPU to successfully meet all water supply and
15   instream flow requirements without restrictions.
16          SPU's predecessor agencies were involved with climate change as far back as the 1980s
17   when they helped to develop  the American Society of Civil Engineers' policy on global climate
18   change. That was followed by informal tracking of the climate variability and change issues by
19   SPU staff, until SPU formally integrated ENSO into its 1997-1998 reservoir management
20   decisions. In 2002, SPU contracted with UW-CIG to study the potential impacts of climate
21   change and to develop methods for how SPU could incorporate future climate change into its
22   water supply planning (SPU,  2006b). While a final report was never completed, the impacts on
23   water supply projected in the study were reported and incorporated into  SPU's 2007 Water
24   System Plan. In a subsequent project, SPU began a new collaboration with UW-CIG to
25   investigate climate change in partnership with the Cascade Water Alliance, Washington State
26   Department of Ecology, and King County Department of Natural Resources and Parks as
27   described below (RWSP,  2010).
28          Participating agencies formed a Climate Change Technical Committee in spring 2006,
29   which was proposed in October 2005 by a collaborative planning process for water resource
30   management planning; the committee included SPU, along with a number of other city, county,
31   state, and tribal government officials managing water resources in the region.  The committee
32   met 17 times from March 2006 through December 2007,  and drafted a charter in April 2006
33   containing the following goals:
34
35

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 1       •  Identify the basic building blocks of our understanding of climate change;
 2       •  Identify what is known about climate change in the Puget Sound region and its potential
 3          impacts;
 4       •  Identify where more information would be useful;
 5       •  Communicate what is known to other committees in this process; and

 6       •  Document the committee's findings (Palmer, 2007).
 7
 8
 9          Ten technical reports authored by a research team from the University of Washington
10    were reviewed by the committee prior to public release.  Information from this work was used by
11    SPU to assess impacts to water supply  and demand, which is described below (Section 4.4).
12          SPU also joined several other major utilities to form the Water Utility Climate Alliance
13    (WUCA) in early 2007. WUCA commissioned two climate change white papers; one of which
14    was managed by SPU.  The first white  paper outlines potential improvements to scientific
15    models for projecting the impacts of climate change at spatial and temporal scales relevant to
16    utilities (Barsugli et al., 2009). The second white paper outlines decision-making approaches to
17    address climate change in water resource planning and management in the face of uncertainty
18    about future climate conditions (Means et al., 2010).  In addition to WUCA, SPU is involved in
19    several other collaborative efforts to enhance the capacity of the water sector to identify and
20    prepare for the impacts of climate change. A staff member from SPU is cochairing U.S.
21    Environmental Protection Agency's (EPA's) Climate Ready Water Utilities Working Group,
22    which is developing recommendations  on how EPA can support a "climate ready" water sector.
23    SPU is also a member of the Water Research Foundation's Climate Change Strategic Initiative
24    Expert Panel, which is  assisting the Foundation in developing a multiyear climate change
25    research agenda for the drinking water  sector, and is part of a similar effort lead by the Water
26    Environment Research Foundation to develop climate research for the clean water sector.
27          SPU operates in a political and  managerial environment that supports engagement on
28    climate change adaptation.  Seattle took early leadership roles in climate change on both the
29    mitigation and adaptation front.  On February 16, 2005, for example, Seattle Mayor Greg Nickels
30    launched the U.S. Conference of Mayors Climate Protection Agreement. Mayor Nickels made
31    climate protection  a keystone issue of his administration, creating the City of Seattle's
32    Environmental Action Agenda in 2005, including the Seattle Climate Protection Initiative and
33    the Seattle Climate Action Plan. The need to adapt to changes in water supply was highlighted
34    in the Seattle Climate Action Plan (City of Seattle, 2006). According to the Seattle Climate

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 1    Action Plan, "It is vital that the City—and all levels of government—plan and prepare for the
 2    climate change that is inevitable. Because Seattle's water and hydroelectricity are so dependent
 3    on the hydrology cycle in the Cascade Mountains, the City has focused its planning and
 4    adaptation analysis work there."  By the time this was written in 2006, SPU had already begun
 5    looking at climate change in earnest.
 6
 7    4.4.  VULNERABILITY ASSESSMENT
 8          SPU has commissioned or conducted a series of increasingly sophisticated analyses over
 9    the course of many years to examine the vulnerability of their water supply and stormwater
10    infrastructure and operations to climate change.  The analyses have benefitted from the expertise
11    of UW climate scientists and personnel at National Oceanic and Atmospheric Administration's
12    Regional Integrated Sciences and Assessment (RISA) program, known as the Climate Impacts
13    Group (UW-CIG).  Over the course of nearly a decade, SPU and their collaborators refined a
14    model-driven vulnerability analysis that projects changes in global climate, downscaled those
15    changes to Seattle and its watersheds, and ran those projected changes through SPU's system
16    models to determine how climate change might affect SPU's water supply, water infrastructure,
17    and operations. The SPU study methodology represents a scenario approach to vulnerability
18    assessment.
19
20    4.4.1.  Water Supply
21          Downscaled temperature and precipitation data were developed for the Puget Sound
22    region using three climate model/Special Report on Emissions Scenarios (SRES) combinations
23    and four time periods (IPCC,  2000). The model/SRES combinations include a
24    middle-of-the-road regional climate change scenario (MPIECHAM5/A2) with moderate
25    warming and precipitation increase, a significantly wetter and warmer scenario (TPSL-CM4/A2),
26    and a slightly drier and warmer scenario (GISS-ER/B1).10 The four time periods include 2000
27    (hindcast), 2025,  2050, and 2075. These models were selected because they performed well  in
28    other studies replicating temperature and precipitation trends of the Pacific Northwest during the
29    20* century (Mote et al., 2005).  A statistical downscaling approach was used to translate GCM
30    grid-scale output to a quasi-steady-state daily time series of temperature or precipitation for a
31    specific location at a specific  future time that preserves the historic variability of climate
32    (Polebitski et al., 2007a; Polebitski et al., 2007b).
      10Note that the A2 emission scenario is relatively high by the second half of the 21st century, while the Bl scenario
      has the lowest level of greenhouse gas emissions of the SRES family.
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 1          SPU's water supply planning model is the Conjunctive Use Evaluation (CUE) systems
 2    model—a weekly time-step simulation model of the Cedar and Tolt River systems. However,
 3    because CUE uses observed inflow data for both river systems as input, it cannot directly
 4    incorporate climate model output (temperature and precipitation). Consequently, CIG ran the
 5    downscaled meteorological data sets through its Distributed Hydrology Soils and Vegetation
 6    Model (DHSVM) to produce climate-altered hydrologic data sets for use  in CUE.  CUE is used
 7    for calculating the firm yield11 and reliability of Seattle's water supply system and potential
 8    future water supply projects. CUE results indicated that yield decreased under all climate change
 9    scenarios for all time periods. SPU also ran several planning scenarios through CUE to
10    determine whether available supply could be increased to compensate for anticipated supply
11    shortfalls.
12
13    4.4.2.  Water Demand
14          SPU examined the effect of climate change on water demand using a dual approach of
15    regression  analysis and forecast modeling. First, SPU performed a regression analysis of peak
16    season consumption for 1982-2007 using monthly consumption data, maximum temperature,
17    and rainfall at SeaTac Airport for May through September. This relationship was assumed to
18    hold in the future.  SPU had already developed a demand forecasting model for its 2007 Water
19    System Plan, which forecasted nonclimate-altered demand  change over time (SPU, 2006b).
20    Under this model,  demand was forecasted to decrease below historic levels through 2050 but
21    increase above historic levels by 2075. Applying the results of the regression analysis to these
22    forecasts adjusts demand slightly upward due to the climate change scenarios in 2025 and 2050.
23    But, in 2075, the climate-induced increase accelerates in conjunction with significant increases in
24    baseline demand.
25
26    4.4.3.  Storms and Runoff
27          SPU also engaged a consultant to use UW's Weather Research and Forecasting (WRF)
28    regional climate model to examine projected precipitation changes in the  Thornton Creek
29    Watershed (Northwest Hydraulic Consultants, 2009). Note that this is a separate study from the
30    statistical downscaling study of water supply above but was deemed too uncertain for SPU's
31    planning purposes. This study focused on urban drainage, but it represents an advance over
32    previous water supply and climate change studies because of its use of dynamical instead of
33    statistical downscaling techniques.  Northwest Hydraulic Consultants used output generated by
      1 ^irm yield is a calculation of how much water can be guaranteed from a water system, in this case, based on a
      98% reliability standard.
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 1   two GCM/scenario combinations (CCSM3/A2 and ECHAM5/A1B) for two 31-year time periods
 2   (1970-2000 and 2020-2050). This output was used in the WRF regional climate model to
                                                                               r\
 3   calculate temperature and precipitation data sets for two grid sizes of 20 and 36 km .
 4          These data were used in the rainfall/runoff model Hydrologic Simulation
 5   Program-Fortran (HSPF) to model changes in a number of creek parameters for the entire
 6   Thornton Creek basin.  The results of the study indicated that there would be increases in runoff,
 7   except at one sub-basin where modeling results diverged, although the magnitude of the
 8   increases varied by factors of two at times. According to the study's conclusions, "Additional
 9   work is needed to improve confidence in future projections before applying dynamically
10   downscaled data to stormwater planning, policy, or design standards" (Northwest Hydraulic
11   Consultants, 2009).  SPU is not currently using modeled climate projections for stormwater
12   planning purposes.
13
14   4.5.  APPLICATION OF VULNERABILITY ASSESSMENT  INFORMATION
15          SPU may have undertaken the most sophisticated vulnerability assessment of any of the
16   utilities discussed in this report and is the only one of the four utilities that directly used the
17   results to make an adaptation decision.  SPU also identified more far-reaching adaptations to use
18   in future decades in case demand exceeds water supplies.  Even prior to this analysis, SPU was
19   considering how to make the most effective use of usable storage, including the use of dynamic
20   rule curves that use current watershed state conditions instead of relying on past hydrologic
21   records.  SPU also had a successful conservation program that had led to significant reductions in
22   demand since the mid-1980s and more  recently, has committed to an additional 15 mgd of
23   conservation by 2030. The analysis also demonstrated what SPU already knew, that demand
24   could exceed supplies in 2075 even without climate change, with no new conservation programs
25   past 2030.
26
27   4.5.1. Water Supply
28          Based on the information generated by its water supply vulnerability assessments, SPU
29   determined that available water supply  decreased under all scenarios for all time periods.
30   Projections for 2025 indicated Seattle's water supply would decrease by 6-10%, projections for
31   2050 indicated a decrease of 6-21%, and projections for 2075 indicated a decrease of 13-25%.
32   Demand was projected to decrease in 2025 and 2050 to around 83% of historic supply but
33   increase in 2075 to approximately 106% of historic supply.
34          Based on these projections, SPU analyzed "Tier 1" low- or no-cost intrasystem
35   modifications that effectively increased the usable storage capacity for water with no new supply
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 1    infrastructure.12 This primarily consisted of eliminating conservative assumptions from SPU's
 2    water system supply calculations.13 These low-cost modifications were estimated to compensate
 3    for supply shortfalls in all three scenarios in 2025, in two out of three scenarios in 2050, and in
 4    none of the three scenarios in 2075.
 5           Other "Tier 2" alternatives were identified that could compensate for the remaining
 6    projected shortfalls in 2050 and 2075.  These included additional use of Lake Youngs storage,
 7    modified/optimized conjunctive use operations, and additional conservation programs after 2030.
 8    Even more expensive or complex alternatives were identified for "Tier 3," "Tier 4," and "Tier 5"
 9    spanning from reservoir operational changes to new supply alternatives, but these higher-cost
10    modifications were deemed unnecessary through 2075.
11           All of these policy options were directly informed by the quantitative results of the SPU
12    vulnerability analysis. SPU has decided that its vulnerability analysis indicates no need for
13    near-term operational changes or new infrastructure. In one sense, SPU has not changed its
14    water supply planning and management decisions, because though significant, the projected
15    climate impacts are not imminent. On the other hand, the changes to conservative supply
16    planning assumptions represent an important class of no-regrets adaptations. Even the Tier 2
17    adaptations, such as increased water conservation efforts, represent policy options that provide
18    benefits in terms of supply reliability, regardless of the magnitude of climate change. In SPU's
19    current estimation, no adaptations beyond Tier 2 will be needed through 2075.
20
21    4.5.2.  Storms and Runoff
22           The results of SPU's dynamical downscaling and urban drainage study provided
23    insufficient certainty to be useful for planning purposes.  Consequently, SPU is relying on a
24    qualitative understanding that intense precipitation events are likely to increase and is exploring
25    a 1-15% increase in peak storm events as a proxy for changes in precipitation due to climate
26    change. This approach represents an important hedging strategy.  In the absence of reasonably
27    high-certainty projections of future climate conditions, SPU decided to apply a safety factor to
28    new infrastructure construction to ensure that new investments would perform their intended
29    function over their useful lives based on a general understanding of the climate trends and a
30    reasonable estimate of the magnitude of that change.
31
      12Tier 1 did include one structural adjustment—the raising of one overflow dike.
      13Changes include, among others (1) allowing Chester Morse Lake to refill to 1,563 ft (versus 1,560 ft), increasing
      Cedar River watershed storage by 12%; and (2) allowing South Fork Tolt Reservoir drawdown to 1,690 ft (versus
      1,710 ft), increasing Tolt watershed storage by 18%.
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 1                               5.   SPARTANBURG WATER

 2          Spartanburg Water is a public water and wastewater utility that is composed of
 3   two distinct legal entities: Spartanburg Water System (SWS) and Spartanburg Sanitary Sewer
 4   District (SSSD). The two entities function as one company (West, 2010). SSSD was formed as
 5   a special-purpose district for wastewater services.  SWS is a political subdivision of the City of
 6   Spartanburg and is overseen by three Commissioners of Public Works, and SSSD is overseen by
 7   the seven-member Sewer Commission, which includes the three Commissioners of Public Works
 8   (Spartanburg Water, 2010a; West, 2010). Spartanburg Water can be defined as a medium-sized
 9   utility.
10
11   5.1.  BACKGROUND
12          Spartanburg Water serves a population of approximately 180,000 people in Spartanburg
13   County and portions of Greenville, Cherokee, and Union Counties in South Carolina
14   (Spartanburg Water, 2010a). The SWS water service area includes a contiguous retail service
15   area of approximately 259  mi2, a noncontiguous retail service area of approximately 15  mi2
                                                                               9  	
16   (Spartanburg Water, 2010a), and a wholesale service area of approximately 605 mi .  The SSSD
17   wastewater service area is defined by the Spartanburg city limits—a contiguous service area
18   covering approximately 196 mi2, and a noncontiguous service area of eight locations serving
                        r\
19   approximately 22 mi (Spartanburg Water, 2010a).
20          From 1971  to 2000, Spartanburg County received on average 61 in of rain per year
21   (SRCC, 2010).  Precipitation is somewhat consistent throughout the year, ranging on average
22   from 3.44 to 6.86 inches per month (SRCC, 2010).  The average minimum and maximum
23   temperatures are 48.6°F and 71.3°F, respectively (SRCC, 2010).  In the last 10 years, however,
24   the Southeast region of the United States experienced prolonged droughts that lasted several
25   years.  Spartanburg Water experienced droughts in 2002 and 2003, and there has been a
26   persistent drought since 2005, with the lowest recorded streamflow occurring in 2009 (West,
27   2010).
28
29   5.2.  DESCRIPTION OF THE WATER SYSTEM
30   5.2.1.  Water Supply System
31          Each day, Spartanburg Water provides approximately  30 million gallons of water to its
32   customers. Approximately 60% of the water use is residential (West, 2010). Industrial water use
33   has significantly declined in the past decade from 110 to 52 industrial accounts (West, 2010).
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 1   Although there are commercial and other small business accounts, these sectors are not
 2   significant water users.
 3          Three reservoirs on the Pacolet River provide the vast majority of the Spartanburg water
 4   supply (Figure 6).  Bowen Reservoir, the most northern reservoir, is on the south fork of the
 5   Pacolet River. Built in 1960, it covers 1,534 acres and has a total capacity of 17,115 acre-feet
 6   (Spartanburg Water, 201 Ob; West, 2010). Water from Bowen Reservoir flows downstream to
 7   Municipal Reservoir Number 1 (MR1), which is located just above the confluence of the North
 8   and South Pacolet Rivers. Built in 1926, MR1 serves mainly as a pass-through reservoir with
 9   approximately 1 day's worth of water. MR1 improves water quality through sedimentation as
10   the water flows through it (West, 2010). Blalock Reservoir is downstream from the confluence
11   of the North and South Pacolet Rivers and receives inflow from MR1 and the North Pacolet
12   River. Built in 1983, Blalock Reservoir covers 1,105  acres and has a total capacity of
13   16,894 acre-feet (Spartanburg Water, 2010b; West, 2010).  Spartanburg Water expanded Blalock
14   Reservoir in 2006 by raising the height of dam to meet projected future water demand
15   (Spartanburg Water, 2009).
                                                                SPARTANBURG WATER SYSTEM
                                                                  RESERVOIR WATERSHED
16
           SC HWV 1
       Figure 6.  Reservoirs and watersheds of the Spartanburg water system.
       Source: Spartanburg Water (2009).
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 1          Two smaller water sources supplement the reservoir system: Vaughn Creek and an
 2    unnamed stream off Hogback Mountain provide approximately 800,000-900,000 gallons per day
 3    (gpd) of water. These sources supply the Landrum Water Treatment Plant (WTP), which has a
 4    capacity of 1 million gallons per day (mgd). In addition, Landrum WTP has a groundwater
 5    backup source with a pumping capacity of 50,000 gpd (West, 2010).
 6          In addition to Landrum WTP, two other plants provide drinking water treatment.
 7    R.B. Simms WTP, located at Bowen Reservoir, has a capacity of 64 mgd, and Blalock WTP,
 8    located at Blalock Reservoir, has a capacity of 22.5  mgd.  Spartanburg's three water treatment
 9    plants provide full conventional treatment, including sedimentation, filtration, and chlorination
10    (West, 2010).
11          The distribution system is composed of 1,308 miles of pipes (West, 2010).
12    Hydroelectricity produced at R.B. Simms WTP is used to support the water treatment operations.
13    However, hydroelectricity is not generated when Spartanburg Water operates in full conservation
14    mode during droughts. This can have a significant effect on the utility's energy costs, especially
15    during peak hours, because peak usage can set the pricing for the month for all of its electricity
16    use (West, 2010).
17          Discharges from Blalock Reservoir are managed based on instream flow requirements
18    and the time of year. Releases are regulated based on a combination of factors, including the
19    water level in Blalock Reservoir, the time of year, and instream flow into the reservoir system.
20    Because of spawning offish downstream, the South Carolina Department of Health and
21    Environmental Control (SC DHEC) issued Spartanburg Water a permit that set the downstream
22    flow requirements and determined the 7Q1014 for Pacolet River.  In the event of a persistent
23    drought, Spartanburg Water may request permission for reduced releases, provided it conducts
24    additional monitoring to ensure fish health and water quality (West, 2010).
25
26    5.2.2.  Wastewater System
27          Spartanburg Water has 10 wastewater treatment plants (WWTPs) that range in capacity
28    from 50,000 gpd to 25 mgd. The largest of the 10 plants, Fairforest WWTP, is located just
29    downstream of Blalock Reservoir. All of the 10 WWTPs provide secondary treatment.
30    Discharge permits for the WWTPs are calculated based on the 7Q10, which is determined in part
31    by releases from the reservoirs; therefore, there is a  relationship between Spartanburg Water's
32    ability to withdraw water and discharge wastewater. In total, approximately 13 mgd of
33    wastewater are collected, treated, and discharged into the Pacolet River (West, 2010).
      14The 7Q10 is the lowest streamflow for 7 consecutive days that is expected to occur once every 10 years.
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 1           Spartanburg Water owns, operates, and maintains 940 miles of wastewater collection
 2    pipes throughout the service area (West, 2010).  Some infiltration and inflow occur during storm
 3    events. Although there is a separate storm sewer system, it is maintained by the city and county
 4    and does not fall under Spartanburg Water's jurisdiction (West, 2010).
 5
 6    5.3.  CLIMATE CHANGE PROJECTIONS AND RISKS
 7           Spartanburg Water is aware that projected climate change may affect its water and
 8    wastewater systems. The utility expects droughts in the region to increase in frequency and
 9    severity with greater variability in precipitation. On the other hand, Spartanburg expects severe
10    storm events, such as hurricanes and tropical storms, to increase in frequency and severity as
11    well.
12           Spartanburg Water identified projected climate changes and their potential effects on its
13    water and wastewater systems and operations in a variety of ways.  Networking within the water
14    utility community provided information on approaches other utilities are using to examine and
15    address climate change. For example, Spartanburg Water's Deputy General Manager of
16    Engineering and Technical Services served as the President of Water Environment Federation.
17    This provided her the opportunity to visit other domestic water utilities, including those in Las
18    Vegas, East Bay (California), and Seattle, in addition to water utilities in Europe, South Africa,
19    and Tanzania.  Also, she and other Spartanburg Water staff often attend  conferences to follow
20    the activities of and consult with other utilities (West, 2010).  Also, one staff member attends
21    meetings of the South Carolina State Drought Response Committee, whose chair is the State
22    Climatologist and where projected climate change for the area is often discussed (Spartanburg
23    Water,  2010c).
24           Largely because of the prolonged and repeated droughts in recent years, Spartanburg
25    Water is considering the effects of climate change on its infrastructure and operations.  The
26    droughts of the past decade have exacerbated many of the existing vulnerabilities of the
27    Spartanburg Water system, including increased water demand from population growth, changes
28    in land use patterns affecting water quantity and quality, and increasing frequency of droughts
29    and extreme storm events affecting quality and flooding (West, 2010).
30           Most of the expected effects of climate change will require increased management of
31    existing vulnerabilities, rather than addressing completely new challenges (West, 2010).  For
32    example, one of Spartanburg's water conservation efforts for drought management is a pricing
33    structure with increasing block rates, which discourages water use beyond a certain, minimum
34    level and generally serves to discourage outdoor water use. With potential for more frequent or
35    more severe droughts with climate change, Spartanburg Water may implement this pricing

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 1    structure along with other enhanced drought management approaches to conserve additional
 2    water.
 O
 4    5.4.  CLIMATE CHANGE VULNERABILITY ASSESSMENTS
 5           Spartanburg Water believes the effects of climate change will exacerbate existing
 6    vulnerabilities. As a result, rather than undertaking completely new activities or management
 7    approaches, the utility is incorporating climate change in many of its existing management
 8    activities.  Climate change is now a consideration in all utility planning processes and
 9    incorporating climate change is part of the utility's culture (West, 2010).  To better consider
10    climate change in its decisions, Spartanburg Water attempts to stay current on regional climate
11    change proj ection data.  In addition, it collects and tracks a variety of data relevant to climate
12    change, including rainfall, temperature, streamflow, reservoir levels, groundwater levels, water
13    usage, revenue streams, public perception, and Web site visits (West, 2010).
14           Spartanburg Water's consideration of climate change takes into account the potential
15    effects of climate change throughout its entire system—from providing sufficient water supplies
16    to ensuring an uninterrupted supply chain for treatment chemicals during  extreme weather events
17    (West, 2010). This holistic approach to the system and operations—the result of Spartanburg
18    Water's past experiences (such as having an interrupted supply of treatment chemicals following
19    Hurricane Katrina) or lessons learned from other utilities—is  essential because many aspects of
20    the system are interconnected. For example, the release of water from Blalock Reservoir for the
21    water system affects the 7Q10 determination for wastewater discharge permitting.  Another
22    example of Spartanburg's system-wide thinking is its understanding of the potential effect of
23    water conservation programs on its revenue.
24           Spartanburg Water has a reservoir management model to support its management and
25    water use decisions throughout the supply system. It is also currently developing a hydraulic
26    model for the wastewater system. Combined with information on projected climate change,
27    Spartanburg  Water believes these models of their existing systems will allow them to assess the
28    potential consequences of climate change on the system and allow the  utility to consider
29    adaptation actions accordingly.
30
31    5.4.1. Water Quantity
32          One of the primary considerations for the water supply system  is sufficient water
33    quantity.  In  the last 10 years, population growth has increased water demand in the Spartanburg
34    Water service area and in six other water districts in the county downstream of Spartanburg
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 1    Water.  In addition, continued development has led to more impervious surfaces, which have
 2    redirected runoff outside of the reservoirs' watersheds, thereby reducing supply.
 3           The recent prolonged drought experienced in the region has affected not only surface
 4    water but groundwater resources as well.  While the main water source for the Spartanburg
 5    Water system is surface water, groundwater contributes to baseflow and, therefore, surface water
 6    supplies.  Multiple and prolonged years of drought impact groundwater supplies, which can take
 7    several years to recover.  This results in a continued risk to surface water supply sources beyond
 8    the length of the drought (West, 2010). Also, during these drought periods, people living within
 9    Spartanburg County who obtain their drinking water from groundwater sources and are not
10    serviced by Spartanburg Water request to be added as a customer because groundwater sources
11    are insufficient. Often these requests originate from areas where water distribution systems do
12    not already exist.  This can be a challenging issue to manage, because often public expectations
13    are for the utility to provide access to water (West, 2010).
14           Change in  water quantity may also affect wastewater system operations.  Several of
15    Spartanburg Water's WWTPs discharge to small  streams, where wastewater discharges may
16    constitute up to 80% of streamflow (West, 2010).  With prolonged drought, Spartanburg Water
17    anticipates that the future permit limits for these facilities will change if the 7Q10 changes for the
18    receiving streams. In an adjacent county, similar conditions resulted in the wastewater utility
19    upgrading to tertiary treatment.  Some of the 7Q10 determinations are expected to undergo
20    review in 2012. The result of these reviews may  require  additional capital planning and
21    "creative treatment strategies in the interim" (West, 2010).
22
23    5.4.2.  Water Quality
24           In addition to drought conditions, the Spartanburg Water service area has experienced
25    extreme rain events, including tropical storms and hurricanes. These events caused flooding
26    throughout the area and damaged components of Spartanburg Water's facilities (West, 2010).
27    With the increased frequency and severity of such storms projected to happen because of climate
28    change, preventive and restorative efforts will require additional planning and financing.  In
29    addition, when combined with continued land development, water quality problems resulting
30    from impervious surface runoff will be exacerbated.  Impervious surfaces are a significant water
31    quality concern because there is more runoff of sediments, contaminants, oil, and grease.
32    Because there are  no zoning laws in Spartanburg  County, land use changes can be unpredictable
33    in some areas (West, 2010).
34           Extreme storm events and droughts, especially in combination, have been associated  with
35    taste and odor problems in Bowen Reservoir and  MR1. The problems are  caused by high levels

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 1    of geosim, which is a naturally occurring compound produced by certain soil bacteria and
 2    blue-green algae, depending on environmental conditions, including water temperatures, nutrient
 3    enrichment, and turbidity (USGS, 2009). SC DHEC determined that both reservoirs were fully
 4    supportive of all uses based on established criteria.  An investigation by Spartanburg Water and
 5    the U.S. Geological Survey found that nutrient enrichment was not the contributing cause of the
 6    elevated geosim levels but that streamflow and the resulting hydraulics within the reservoir
 7    system affect the production and release of geosim by blue-green algae (West, 2010).  The
 8    hydraulics affect sedimentation or re-suspension of sediment, which, in turn, affect the
 9    penetration of sunlight and the temperature of the water—both factors in the release of geosim.
10    Today, Spartanburg Water has a monitoring system in place that helps predict when geosim
11    events may occur.
12           The two main weather events that can trigger geosim release are (1) droughts, when
13    water clarity is greatly increased by lower reservoir levels and slower streamflow;  and (2) major
14    storm events, when hydraulic surges stir up sediment in the system, releasing phosphorus and
15    resulting in an increased abundance of blue-green algae.  The highest levels of geosim were
16    observed in 2003-2005 when droughts in 2002 and 2003 were followed by tropical storms
17    (West, 2010). Because these two main contributing factors are both predicted to increase in
18    severity and frequency, Spartanburg Water expects that climate  change may exacerbate the
19    geosim water quality problem and may require additional management.
20
21    5.4.3.  Infiltration/Inflow
22           With projected increases in the intensity of storm events, Spartanburg expects infiltration
23    and inflow into the wastewater collection system to increase.  This may threaten the capacity of
24    the system to handle wastewater flow during these events.
25
26    5.5.  APPLICATION OF VULNERABILITY ASSESSMENT INFORMATION
27           Spartanburg Water does not expect climate change to introduce new challenges but rather
28    to exacerbate existing vulnerabilities. Given both its climate experiences of the past 10 years in
29    the form of increased frequency and duration of drought and its  information about  projected
30    climate change, Spartanburg Water has initiated a utility-wide effort to incorporate climate
31    change into its planning processes. Spartanburg Water has combined its environmental,
32    operational, and financial data with its understanding of the water system to qualitatively assess
33    the potential  effects of projected climate change on its system, its operations, and customer
34    needs.  It has also changed its planning and management, particularly by increasing the
35    flexibility of its system and operations.
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 1          As part of long-term water supply planning, in 2006, Spartanburg Water doubled the
 2    capacity of Blalock Reservoir, based on a study conducted in the 1990s. When this project was
 3    completed, Spartanburg Water rethought its management strategy for the reservoir system as a
 4    result of extended droughts in the Southeast. Based on a set of indicators, including streamflow
 5    and long-term weather forecasts, reservoir releases are managed for maximum water storage
 6    when signs of prolonged drought are present and hydroelectric power generation may be
 7    suspended. (Hydroelectric power is used to pump water into the distribution or storage system.)
 8    Also, because Bowen and Blalock Reservoirs support recreational activities and adjoining
 9    properties are permitted to directly withdraw water from the reservoirs for lawn irrigation,
10    recreational activities were limited, and water conservation requirements were instituted.
11    Spartanburg Water also asserted its right to discontinue  all withdrawals for lawn irrigation from
12    the reservoirs during droughts (West, 2010).
13          In addition, Spartanburg Water revised its Water Demand Management Plans and became
14    a WaterSense® Partner and  Charter Sponsor of The Alliance for Water Efficiency. Aggressive
15    water conservation campaigns were launched throughout the community, including educational
16    kiosks that rotated through public areas. Spartanburg Water promotes water conservation
17    year-round activities, regardless of drought conditions.
18          As a result of the conservation program and decreased industrial water use, Spartanburg
19    Water has realized a reduction of 10 mgd in water use, and the summer peak demand has been
20    reduced by 5 mgd. Because of this decreased demand, the time that water resides  in the
21    distribution system has increased, so Spartanburg Water is considering taking some ground
22    storage offline and/or retrofitting lines to minimize this time. These lines and storage options,
23    however, will be maintained in place for future use.  This may prove useful, with potential
24    increases in water demand from new customers or increased demand with climate  change.  In the
25    next 4 years, Spartanburg Water plans to spend $3 million on its water distribution system
26    (Spartanburg Water, 201 Od).
27          The combination of Spartanburg Water's successful water conservation program and loss
28    of many industrial accounts  has resulted in a sustained loss of approximately 13%  of the utility's
29    usual revenues in the last 2 years. Spartanburg Water is now re-evaluating its revenue streams
30    and management strategies to ensure not only environmental but also financial sustainability
31    (West, 2010).
32          On the wastewater side of the system, Spartanburg Water has plans to evaluate the
33    feasibility of modifying future treatment at 3 of the 10 WWTPs (Spartanburg Water, 2010e).
34    The three benefits cited in the CIP include the assurance of the effectiveness of ultraviolet light
35    disinfection at these plants, potential future reuse of water, and continued compliance with

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 1    discharge permits by providing "additional treatment that may be needed with fluctuations in
 2    stream flows from climate impacts" (Spartanburg Water, 2010e).
 3           To address the potential increase in infiltration and inflow into the wastewater collection
 4    system, Spartanburg Water adopted a new strategy when upgrading pipes in the wastewater
 5    collection  system. Instead of closing off the old pipes, they were left in place to provide
 6    additional  capacity during storm events and additional flexibility in managing the projected
 7    effects  of climate change.
 8           Spartanburg Water has been able to gather information on climate change impacts and
 9    adaptation by attending state-level drought committee meetings and networking with other water
10    utilities. It does not, however, have the benefit of a state-level water program that assesses
11    available water resources or provides guidance on projected climate change. This limits
12    Spartanburg Water's long-term planning and modeling.  Spartanburg Water notes that the most
13    helpful resources for continuing to address climate change would be the availability of more
14    environmental data,  descriptions of best practices and management tools, and case studies of
15    other utilities' actions. In addition, addressing overlapping regulations and coordinating
16    regulations on a watershed basis among surface water, groundwater, wastewater, stormwater,
17    and other water resource-related programs would facilitate Spartanburg Water's efforts to
18    manage its water resources efficiently and sustainably in the face of continued climate change
19    (West,  2010).
20
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                                             SUMMARY
 3          Each of the utilities featured in this report is faced with a unique set of issues and
 4    challenges related to climate change. While the issues and challenges vary, a number of
 5    summary observations can be made that may be useful to other utilities and members of the
 6    water resources community regarding the conduct and use of climate change vulnerability
 7    assessments to support adaptation.
 8
 9
10       •  For the four utilities researched for this report, conducting climate change vulnerability
1 1          assessments appears to have increased awareness of climate change risks, informed
12          decision making, and provided support for adaptation measures.  These case studies
13          illustrate the wide range of issues and constraints faced by utilities and approaches for
14          considering adaptation to climate change in a holistic context, taking into account all
15          factors affecting system performance.

16       •  Utilities have benefitted by working with climate change researchers.  Seattle Public
17          Utilities (SPU) collaborated with the Climate Impacts Group at the University of
18          Washington, New York City Department of Environmental Protection (DEP)
19          collaborated with Columbia University and the City University of New York, and East
20          Bay Municipal District (EBMUD) used an analysis conducted by the State of California
21          and the California Climate Change Center. In contrast, Spartanburg relied on information
22          gathered from briefings and staff contact with other utilities through participation in the
23          Water Environment Federation and the American Water Works Association but did not
24          formally collaborate with the climate change research community to develop information
25          on climate change risks.

26       •  The large utilities used a wide array of climate change scenarios to capture some of the
27          uncertainty about future climate change. However, EBMUD also conducted a sensitivity
28          analysis to improve its understanding about how particular elements of its water resource
29          system could be affected by climate change.  SPU and DEP conducted what is often
30          referred to as "top-down" approaches driven by climate change scenarios and models.

31       •  The utilities used models to manage and understand the dynamics of their systems. All of
32          the case studies except Spartanburg used their models to evaluate the effects of potential
33          climate change on their systems. The models were used to assess whether operational
34          changes would be sufficient to cope with the effects of climate change, or whether system
35          changes, such as adding supplies or further reducing demand, were also necessary.

36       •  A review of literature on climate change and understanding of how recent extreme events
37          could become worse in the future informed Spartanburg 's adaptation analysis. This
38          suggests that while modeling appears to be useful to provide insights into vulnerability, it
39          is not necessary. Education on climate change risks can be a substitute.  To be sure,
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 1           quantitative analysis can provide more detailed results and can identify possible surprises
 2           arising from climate change. Nevertheless, the Spartanburg example demonstrates that
 3           utilities lacking the financial and staff resources to support detailed modeling studies can
 4           still considerably reduce their vulnerability to the potential impacts of climate change by
 5           increasing their knowledge of potential risks.

 6       •   Utilities expressed an interest in obtaining better information on climate change, and that
 1           their needs are reflected in future research.  They particularly requested information on
 8           projections at the spatial and temporal scales in which they  operate, the probability of
 9           specific  changes in climate, and guidance on appropriate climate change parameters and
10           scenarios to consider and plan for in their regions.  It was recommended  that a central
11           repository of data be created to support climate change and  adaptation analysis.  Utilities
12           need transparent information on how data are collected and what their appropriate uses
13           are.

14       •   Overall, the case studies presented in this report suggest that while there is uncertainty
15           about how climate will change in different regions of the country, through analysis and
16           detailed study, utilities are able to improve their understanding of the risks they will
17           likely face from climate change, and make informed decisions about how to best adapt to
18           climate change so as to minimize their potential losses. This will help them make
19           informed decisions about how to best adapt to climate change so as to minimize their
20           potential losses.

21       •   The results of vulnerability assessments by the four utilities presented in this report were
22           used in different ways  to inform and support adaptation.  Seattle responded specifically
23           to the results of the vulnerability analysis by evaluating the  impact that conservative
24           assumptions have on reservoir management. Vulnerability  assessments conducted by the
25           other utilities  appeared to have increased awareness of climate change risks, informed
26           decision making, and provided support for adaptation measures.
27
28
29
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                 This document is a draft for review purposes only and does not constitute Agency policy.
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  1     EBMUD (East Bay Municipal Utility District). (2007) All about EBMUD. Available online at
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13     EBMUD (East Bay Municipal Utility District). (2010) Sewer system management plan. Part E8—capacity
14     management. Available online at http://ebmud.com/sites/default/files/pdfs/New_Construction/E8-Capacity-
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16     Fleming, Paul. 2010.  Personal communication, March 24, 2010.

17     Hamlet, AF; Mote, PW; Clark, M; et al. (2005) Effects of temperature and precipitation variability on snowpack
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31     McCarthy, JJ; Canziani, OV; Leary, NA et al; eds. (2001) Climate change 2001: impacts, adaptation, and
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35     Means III, EG; Laugier, MC; Daw, JA. (2010) Decision support planning methods: incorporating climate change
36     uncertainties into water planning.  Final report. Prepared for Water Utility Climate Alliance. January. Available
37     online at www.wucaonline.org/assets/pdf/actions_whitepaper_012110.pdf.

3 8     Miller, K; Yates, D. (2006) Climate change and water  resources: a primer for municipal water providers. Denver,
3 9     CO: Water Research  Foundation and University Corporation for Atmospheric Research. Available online at
40     http://www.waterresearchfoundation.org/research/TopicsAndProjects/projectProfile.aspx?pn=2973.

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  1     Mote, PW. (2003) Trends in temperature and precipitation in the Pacific Northwest during the twentieth century.
  2     Northwest Sci77(4):271-282.

  3     Mote, PW; Parson, EA; Hamlet, AF; et al. (2003) Preparing for climatic change: the water, salmon, and forests of
  4     the Pacific Northwest. Climatic Change 61(l-2):45-88.

  5     Mote, PW; Hamlet, AF; Clark, M; et al. (2005) Declining mountain snowpack in western North America. Bull Am
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  8     Mote, PW; Hamlet, AF; Salathe, EP. (2008) Has spring snowpack declined in the Washington Cascades? Hydrol
  9     Earth Syst Sci 12:193-206. Available online at www.hydrol-earth-syst-sci.net/12/.. Vhess-12-193-2008.html.

10     NASA (National Aeronautics and Atmospheric Administration). (1999). Scientists prepare New York City for future
11     climate change. Goddard Institute for Space Studies. Research news June 4, 1999. Available online at
12     http://www.giss.nasa.gov/research/news/19990604/.

13     NCDC (National Climatic Data Center). (2010) Climate of California.  Climates of the States, Climatography of the
14     United States No. 60.  Available online at http://cdo.ncdc.noaa.gov/climatenormals/clim60/states/Clim_CA_01.pdf.

15     New York State Climate Office. (2010) The climate of New York. Available online at
16     http://nysc.eas.cornell.edu/climate_of_ny .html.

17     New York Water. (2010) The threat to NYC's drinking water from phosphorus pollution. Available online at
18     http://www.newyorkwater.org/pdf/phosporousPollutionmar2010_2.pdf

19     Northwest Hydraulic Consultants. (2009) Application of dynamically downscaled climate model data to analysis of
20     hydrologic change in Seattle's Urban Creeks: The Thornton Creek Case Study. Prepared for Seattle Public Utilities.

21     NYC (New York City) Panel on Climate Change. (2009). Climate risk information. Available online at
22     http://www.nyc.gov/html/om/pdf/2009/NPCC_CRI.pdf.

23     NYSDEC (New York  State Department of Environmental Conservation). (2010). State enforcement targets quality
24     of water near New York City. Environment DEC. Available online at
25     http://www.dec.ny.gov/environmentdec/18679.html.

26     Palmer, RN. (2007). Final report of the climate change technical committee. A report prepared by the Climate
27     Change Technical Subcommittee of the regional water supply planning process. Seattle, WA. Available online at
28     http://www.climate.tag.washington.edu/techmemos/Final_Report	12-13-07_.pdf.

29     Parry, ML; O Canziani, JP; Palutikof, C; et al; eds. (2007) Climate change 2007: Impacts, adaptation and
3 0     vulnerability.  Contribution of Working Group II to the fourth assessment report of the intergovernmental panel on
31     climate change. New York: Cambridge University Press. Available online at http://www.ipcc.ch/ipccreports/ar4-
32     wg2.htm.

33     PlaNYC. (2007a) Climate change. Reduce global warming emissions by more than 30%. Available online at
34     http://www.nyc.gov/html/planyc2030/downloads/pdf/report_climate_change.pdf.

3 5     PlaNYC. (2007b) Water network. Available online at
3 6     http://www.nyc.gov/html/planyc2030/html/plan/water_network.shtml.

37     PlaNYC. (2008) Sustainable stormwater management plan 2008. Available online at
38     http://www.nyc.gov/html/planyc2030/downloads/pdf/sustainable_stormwater_plan.pdf.


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  1     PlaNYC. (2008-2010) Progress reports for 2008 through 2010. Available online at
  2     http://www.nyc.gov/html/planyc2030/html/downloads/download.shtml.

  3     Polebitski, A; Traynham, L; Palmer, RN. (2007a). Technical memorandum #4: approach for developing climate
  4     impacted meteorological data and its quality assurance/quality control. A report prepared by the Climate Change
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  6     http://www.govlink.org/regional-water-planning/tech-committees/climate-change/UWreports/TechnicalMemo4(12-
  7     13-07).pdf.

  8     Polebitski, A; Wiley, MW; Palmer, RN. (2007b) Technical memorandum #2: methodology for downscaling
  9     meteorological data for evaluating climate change. A report prepared by the Climate Change Technical
10     Subcommittee of the Regional Water Supply Planning Process. Seattle, WA. Available online at
11     http://www.govlink.org/regional-water-planning/tech-committees/climate-change/UWreports/TechnicalMemo2(12-
12     13-07).pdf.

13     Rosenzweig, C; Major, DC; Demong, K; et al. (2007) Managing climate change risks in New York City's water
14     system: assessment and adaptation planning.  Mitigat Adapt Strat Global Change 12(8):1391-1409.

15     RWSP (Regional Water Supply Planning).  (2010) Regional waiter supply planning. Seattle, WA. Available online
16     at http ://www. govlink. org/regional-water-planning/index. htm.

17     Smit, B; Pilifosova, O; Burton, I; et al. (2001) Adaptation to climate change in the context of sustainable
18     development and equity. In: McCarthy, J; Canziana, N; Leary, NA; et al; eds. Climate change 2001: impacts,
19     adaptation, and vulnerability, chapter 18. New York: Cambridge University Press; pp 877-912. Available online at
20     http://www.grida.no/climate/ipcc_tar/wg2/pdf/wg2TARchapl8.pdf.

21     Spartanburg Water. (2009) Lake Blalock buffer management plan. Public works of the city of Spartanburg, SC.
22     September 2009. Accessed March 10. Available online at http://www.sws-sssd.org/pdfs/lbbmp.pdf.

23     Spartanburg Water. (2010a) Spartanburg water system/Spartanburg sanitary sewer district service areas. Public
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25     sewer/index.html.

26     Spartanburg Water. (2010b) Spartanburg lakes. Public works of the city of Spartanburg, SC Accessed March 10.
27     Available online at http://www.sws-sssd.org/lakes/index.html.

28     Spartanburg Water. (2010c) Drought Committee summary. Received via e-mail from Rebecca West, Deputy
29     General Manager of Technical and Engineering Services, on April 22.

3 0     Spartanburg Water. (20 lOd) SWS 10 year CIP August 2009. Received via e-mail from Rebecca West, Deputy
31     General Manager of Technical and Engineering Services, on April 22.

32     Spartanburg Water. (2010e). Operations CIP items table. Received via e-mail from Rebecca West, Deputy General
3 3     Manager of Technical and Engineering Services, on April 22.

34     SPU (Seattle Public Utilities). (2006a) Water shortage contingency plan: supplement to the Seattle public utilities
3 5     2007 water system plan. City of Seattle, Washington. July. Available online at
36     http://www.cityofseattle.net/util/stellent/groups/public/@^
37     ershor_200312021018123.pdf.

3 8     SPU (Seattle Public Utilities). (2006b) SPU 2007 water system plan. City of Seattle, Washington. November.
39     Available online at
40     http://www.cityofseattle.net/util/About_SPU/Water_System/Plans/2007WaterSystemPlan/index.asp.


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  1     SPU (Seattle Public Utilities). (2008) South Fork Tolt watershed management plan. Prepared by Tetra Tech
  2     Infrastructure Group and Triangle Associates. City of Seattle, WA. November. Available online at
  3     http://www.cityofseattle.net/util/stellent/groups/public/@spu/@ssw/documents/webcontent/spu01_004082.pdf.

  4     SPU (Seattle Public Utilities). (2010a) Demographics and water use statistics. City of Seattle, WA. Available online
  5     at
  6     http://www.seattle.gov/util/About_SPUAVater_Systern/History_&_Overview/DEMOGRAPHI_200312020908145.a
  7     sp.

  8     SPU (Seattle Public Utilities). (2010b) History of the watershed. City of Seattle, WA. Available online at
  9     http://www.seattle.gov/util/About_SPUAVater_System/Water_Sources_&_Treatment/Cedar_River_Watershed/COS
10     _001714.asp.

11     SPU (Seattle Public Utilities). (2010c) Tolt River watershed. City of Seattle, WA. Available online at
12     http://www.seattle.gov/util/ About_SPU/Water_System/Water_Sources_&_Treatment/Tolt_River_Watershed/index.
13     asp.

14     SPU (Seattle Public Utilities). (20lOd) Tolt treatment facility. City of Seattle, WA. Available online at
15     http://www.seattle.gov/util/ About_SPU/Water_System/Water_Quality/Tolt_Treatment_Facility/index.asp.

16     SPU (Seattle Public Utilities). (20lOe) Water system history. City of Seattle, WA. Available online at
17     http://www.seattle.gov/util/About_SPU/Water_System/History_&_Overview/WATERSYST_200312020908156.as
18     p.

19     SRCC (Southeast Regional Climate Center). (2010) Landrum, South Carolina 1971-2000 Monthly Climate
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21     Stewart, I.T., D.R. Cayan, and M.D. Dettinger. (2004) Changes in snowmelt runoff timing in western North
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23     http://meteora.ucsd.edu/cap/stewart_clch.pdf.

24     Stratus Consulting. (2010) Climate change vulnerability assessments: a review of water utility practices. Prepared
25     for Jill Neal, EPA Office of Research and Development.

26     Towey, A. (2010) Water reuse, EBMUD. Personal communication on April 9, 2010.

27     U.S. EPA (Environmental Protection Agency). (2002) Cases in water conservation: how efficiency programs help
28     water utilities save money and avoid costs. Available online at
29     http://www.epa.gov/WaterSense/docs/utilityconservation_508.pdf.

30     U.S. EPA (Environmental Protection Agency). (2009a) New York City watershed. Region 2. Available online at
31     http://www.epa.gov/Region2/water/nycshed/.

32     U.S. EPA (Environmental Protection Agency). (2009b) Proceedings of the first national expert and stakeholder
3 3     workshop on water infrastructure sustainability and adaptation to climate change. Office of Water, Washington,  DC;
34     EPA 600/R-09/010. Available online at http://www.epa.gov/nrmrl/wswrd/wqm/wrap/workshop.html.

3 5     USGS (U.S. Geological Survey). (2009) Taste and odor occurance in Lake William C. Bowen and Municipal
36     Reservoir #1, Spartanburg County, South Carolina. USGS Fact Sheet 2009-3043. Available online at
3 7     http://pubs.usgs.gov/fs/2009/3043/.

3 8     UW-CIG (University of Washington Climate Impacts Group). (20 lOa) About Pacific Northwest climate.  Joint
39     Institute for the Study of the Atmosphere and Ocean, University of Washington, Seattle. Available online at
40     http://cses.washington.edu/cig/pnwc/pnwc.shtml.

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  1     UW-CIG (University of Washington Climate Impacts Group). (2010b). Case study: Seattle public utilities. Joint
  2     Institute for the Study of the Atmosphere and Ocean, University of Washington, Seattle. Available online at
  3     http://cses.washington.edu/cig/fpt/casestudyspu.shtml.

  4     UW-CIG (University of Washington Climate Impacts Group). (2010c) Climate change. Joint Institute for the Study
  5     of the Atmosphere and Ocean, University of Washington, Seattle. Available online at
  6     http://cses.washington.edu/cig/pnwc/cc.shtml.

  7     WA DOE (Washington State Department of Ecology). (2001) Appendix B: Summary of major ASR projects in
  8     Washington. Appendix to ASR 2001 Report to the Legislature.
  9     http://www.ecy.wa.gov/programs/wr/asr/images/pdf/ASRLegRptApdx.pdf.

10     Wallis, MJ; Ambrose, MR; Chan, CC. (2008).  Climate change: charting a water course in an uncertain future.
11     JAWWA 100(6):70-79. http://www.ebmud.com/sites/default/files/pdfs/Jourml-06-08 J).pdf

12     Water-technology.net. (2010) Croton water filtration plant, New York, USA. Available online at http://www.water-
13     technology.net/projects/crotonfiltration/.

14     West, R. (2010) Deputy General Manager of Engineering & Technical Services, Spartanburg Water. Personal
15     communication on April 1.

16     WRCC (Western Regional Climate Center). (2010) Western U.S. climate historical summaries. Available online at
17     http://www.wrcc.dri.edu/Climsum.html.

18     WUCA (Water Utility Climate Alliance). (2010) About us. Accessed May 3, 2010. Available online at
19     http://www.wucaonline.org/html/about_us.html.

20
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