v-xEPA
            United States
            Environmental Protection
            Agency
            Science Advisory
            Board
            (A-101)
EPASAB-EC-30-021A
September 1990
The Report Of
The Ecology And Welfare
Subcommittee

Relative Risk
Reduction  Project
            Reducing Risk

            Appendix A
                                       Printed on Recycled Paper

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                              NOTICE


     This report his been written as part of the activities of the
Science  Advisory   Board,   a   public   advisory  group  providing
extramural scientific information and advice to the Administrator
and other officials  of  the  U.S.  Environmental Protection Agency.
The Board is structured  to provide a balanced expert assessment of
scientific matters  related  to problem* facing the Agency.   This
report has  not been  reviewed for approval by the Agency;  and,
hence, the contents  of'this report do not necessarily represent the
views and policies of the Environmental Protection Agency or other
agencies  in  the Federal Government.    Mention of trade  names  or
commercial products does not constitute a recommendation for use.

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                             ABSTRACT

     The Ecology  and Welfare  Subcommittee of  the  Relative Risk
Reduction Strategies Committee (RRRSC)  of the U.S. Environmental
Protection  Agency's Science  Advisory  ioard  (SAB)  reviewed  the
ecological  and  welfare  component* of  the Agency**  isg?  report
entitled   "Unfinished   Business;   A  Comparative   Analysis   of
Environmental Problems".   The Subcommittee was critical  of  the
original EPA  ranking of  environmental  problem areas  that mixed
sources, receptors,  media,  and  specific  regulatory obligations,
since this categorization reflected EPA programmatic Interests more
than  it  provided a  rational basis  for  evaluating environmental
problems in the United  States,   In  addition,  some ecologically
significant problems that were outside of  EPA1* regulatory purview
were  omitted. The Subcommittee was also  critical  of the welfare
effects analysis, finding it to be defined too narrowly

     The  Subcommittee  developed  alternative  methodologies  for
evaluating ecological and welfare risk assessments: a) aggregation
of related  EPA  environmental  problem areas into a  more limited
number of  categories and then ranking  those categories;  and b)
disaggregation of the initial EPA environmental problem areas into
environmentally-relevant  categories  of  stresses and then ranking
those  categories.    The  ecological  problem  areas  that  were
consistently ranked  the  highest  by the  Subcommittee were habitat
alteration,  global  climate  change,  and  stratospheric   ozone
depletion.

     The Subcommittee developed six major  recommendations from its
review  of  the  Unfinished  Business  report:  a)   formalize  an
extramural   and   continuous   process   for   ecological    risk
prioritization;  this process should not be categorized by  Agency
programmatic structure but rather by anthropogenic stresses on the
environment? b)  invest in development of  formal methodologies for
ecological  risk assessment;  c)  develop  the data bases needed  for
improving  future  ecological  risk  assessments;  d)  develop  an
appropriate methodology  for integrating  ecological  and economic
time  dimensions;  e) EPA  should  give more  consideration to non-
economic  aspects  of ecological  values  and welfare  risks,*  f)
consider the results from this risk ranking process, including the
1990  risk reduction study, in  development of future Agency  policy
and in allocation of financial resources.

      The Subcommittee reached a strong consensus that the relative
risk  assessment  process  is a  food  »echani»» to formulate  public
policy from a scientific  base of data and »«chani»tic processes and
recommended that  the Agency institutionalise this  approach on  a
regular basis, providing the trained personnel and scientific data-
bases needed to  establish a scientific credibility for the process,

Kev Words;   ecological risk  assessment;  risk  reduction; welfare
               risk assessment

                                ii

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               U.S.  ENVIRONMENTAL PROTECTION AGENEC,¥;
               "'"'•"•";'v;;":  SCIENCE "ADVISOR* BOARD   '"'""
           RELATIVE  RISK REDUCTION STRATEGIES COMMITTEE

                         and Welfare Subcomuittce
Chairman

Dr. William Cooper, Chairman, Zoology Department, Michigan State
     University, East Lancing, Michigan

Member;

Dr. Yorum cohen, Associate Professor of chemical Engineering,
     University of California at Los Angeles, Los Angeles,
     California

Dr. Steven Eisenreich, Professor of Environmental Engineering,
     University of Minnesota, Minneapolis, Minnesota

Dr. MarK Harwell,  Director,  Global  Environmental  Programs, Cornell
     University, Ithaca, New York

Dr. Dean Haynes, Professor of Entomology, Michigan State
     University, East Lansing, Michigan

Dr. Robert Huggett, Director, Virginia Institot* of Marine Science,
     College of William and Mary,  Saaford, Virginia

Dr, Ronald Qlsen, Professor of Microbiology and  Associate vice
     President for Research, University of Michigan Medical
     School, Ann Arbor, Michigan

Dr. David Reichle, Associate Director of Biomedical and
     Environmental Sciences, Oak Ridge National  Laboratory,
     Oak Ridge, Tennessee

Dr. June Lindstedt-Siva, Manager of Environmental Science, ARCQ,
     Los Angeles, California

Science Advisory BoardStaff

Mr. Robert riaak, Acting Assistant Oir«ctor, U.S. EPA, Science
     Advisory Board, Washington, DC    *
                                iii

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                        TABLE OF CONTENTS

1.0  EXECUTIVE SUMMARY  ...................   1

2.0  INTRODUCTION ............ 	   5
     2.1  Background  . ,	 .   5
     2.2  Charge to the Ecology and Welfare Subcommittee  . .   6
     2.3  Format of thi* Report ...............   6

3.0  ENVIRONMENTAL PROBLEM AREAS  ...... 	   9
     3.1  Limitations of EPA  List of Environmental  Problem
          Areas	   9
     3.2  Ranking of Aggregated Environmental.Problem Areas .  12
          3.2.1     Air Quality .	12
          3.2.2     Surface Water	  14
          3.2.3     Soil  .......	'.....  14
          3.2.4     Habitat Alterations ...........  14
          3.2.5     croundwater ....... 	  15
          3.2.6     Haste Sites ....*'..........  15
          3.2.7    ' Accidental Releases 	 ......  15
          3,2*8     New Chemicals and New Technology  ....  15

4.0  ALTERNATIVE MODEL  	 ...........  16
     4.1  Summary of the Disaggregation Approach  ......  16
     4.2  List of Environmental Stresses  Considered by  the
          Subcommittee  ...................  17
     4.3  Ecological Risk Evaluations .......  	  i?
          4.3.1     Ecosystem/Stress Response Matrix  ....  17
          4.3.2     Environmental Stress Rankings by Scale  .  20
          4.3.3     Environmental stress Rankings by Medium .  22
          4.3.4     Ecological Recovery Times ........  22
     4.4  Summary of Ecological Risks . 	 ......  25

S.O  WELFARE RISK ANALYSIS	28
     5.1  Background  .... 	  .........  28
     5.2  Subcommittee Findings ...............  28
          5.2.1     Critique of Appendix IV	  29
          5.2.2     Su*t»inability	  30
          5.2.3     Willingness to Pay	  31
          5.2.4     Multiplier Concept  ...........  32
     5,3  Welfare Rick Paradigm 	 ........  33
          5.3.1     Ecological Quality	  33
          5.3.2     Resource Sustainability .........  33
          5-3.3     Direct Effect* - Economic*  .......  34
          5.3.4     Direct Effects - Non-Economic ......  34
     5.4  Welfare Risk Ranking* of the Subcommittee  .....  34

6.0  UPDATES ON RISK CATEGORIES	  37
     e.i  Criteria and Toxic Air Pollutants .........  38
     6.2  Radiation from Source* Other than Indoor Radon  . .  39
     6.3  Stratospheric Ozone Depletion . 	  .....  40

                                iv

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     €.4  Global Climate Change . * .	  42
     6.5  Direct and Indirect Point Source Discharges to
          Surface Waters  ,....'.....,,......  45
     6.6  Non-Point Source Discharges to Surface Maters
          Plus in-Place Toxics in Sediments	  46
     6,7  Contaminated Sludge .,.».,».........  48
     6,8  Physical Alteration of Aguatie Habitat* ......  49
     6.9  Active Hazardous Waste Sites  ...........  50
     €.10 Inactive Hazardous Waste Sites  . 	 ...  SI
     €.11 Municipal and Industrial Non-Hazardous Haste
          Sites ................	* - .. - S3
     6.12 Alteration and Disturbance of Terrestrial
          Habitats  ...... 	 ..........  55
     6.13 Accidental Releases of Toxics ...........  56
     6.14 oil Spills  ..,.,.....	  57
     6.15 Underground Storage Tanks .............  58
     6.16 Groundvater Contamination .............  59
     6.17 Pesticides  ........ 	 ......  60
     6,18 New Toxic Chemicals (Non-Pesticides)  .......  6i
     6.19 Biotechnology ...................  62
     6.20 Plastic in the Marine Environment .	, .  65
     6.21 Biological Depletion and Extinctions  .......  66
     £.22 introduction of Biologic Species  	 ...  67

7.0  RECOMMENDATIONS AND CONCLUSIONS  ............  €8

     REFERENCES CITED ........... 	 ...  71

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                          LIST OP TABLES
Table I
Table II
Table III

Table iv

Table V
Table VI
Table VII

Table VIII

Table IX

Table X
Table XI
Developing a Hierarchy of Relative Risk ....  2
Assessing Welfare Risks ...... 	  3
Original EPA List of Environmental
     Problems .*.,.....,....... lo
Classification of Problem Areas Relative
     to Size, Hazard, and Exposure  	 13
Ecological Rick Matrix  ..... 	  .18
List of Ecosystem Types ............ 19
Ranking of Ecological Risks Characterized
     by Scale of Stress ..... 	 21
Summary of Ecological Risk Rankings
     (From Tables VII, IX, « X) ........ 23
Ranking of Ecological Risks Characterized
     by Mediua  ................ 24
Time for Ecological Recovery  ......... 26
Integrated Welfare Rankings .......... 36
                                vi

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                      l.P
     This is the report of the Ecology and Welfare Subcommittee of
the Relative  Rick Reduction Strategies Committee  (RRRSC)  of the
U.S.  Environmental  Protection Agency's Science Advisory  Board
(SAB).   As  part  of the  overall  activities of  the RRRSC,  the
Subcommittee reviewed the Agency's 1987 report entitled "Unfinished
Business: A Comparative Analysis of Environmental Problems** (EPA,
1987a,b,c),  hereinafter referred to  as Unfinished  Business,  in
order to provide m peer-review and update of that document, develop
alternative methodologies  for evaluating ecological  and welfare
risk assessments,  and combine  ecological and welfare rankings of
relative risk into a  single aggregate ranking.

     The   Subcommittee   members   were   unanimous   in   their
dissatisfaction with  the original EPA list  of problem areas that
mixed   sources,   receptors,   media,   and   specific  regulatory
obligations (see Table III, page 10).  In tile Subcommittee's view,
this categorization  reflects  EPA programmatic interests far more
than  it  provides  a  rational  basis  for  evaluating  national
environmental problems.  In addition, the Subcommittee identified
some significant environmental problems  that  were outside of EPA1*
regulatory purview and that had been excluded  from the original
list of problem  areas (e.g.,  habitat alteration and depletion of
species),

     The Subcommittee strongly endorses the use of  a  matrix of
ecological stress types versus  ecosystem  types as  developed by
Harwell and Kelly (1986) (see Table  VI,  page  19).  We utilized our
evaluations   of  the  intensity   of   potential  effects,   the
uncertainties of these estimates, the type of  ecological responses,
and the ti*e  scales for recovery following  removal of the stress
as diagnostic parameters.  Once the  hierarchy of  relative risk was
established, we aggregated the problem areas  as to scale of stress
(local,  regional,   biosphere),   transport   media  (air,  water,
terrestrial),  and   recovery  tine   (years,  decades,  centuries/
indefinite) (see  Table I,  next page).

     The ecological problem areas that ve consistently ranked the
highest  vere habitat alteration . 
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        Table I - Developing a Hierarchy of
                       Relative Risk
      Diagnostic Parameters
 Aggregated Problem Areas
     Intensity of Pottntlil Ef fact*
     Une*rt»lnU*« of th*a* Ettimat**
     Typ* of Ecological R*ipon**«
     Tim* Scat* for R*cov«ry
        Following Removal of Straa*
- Seal* of $tr*t* (local, rational
    Woaph*r»>
- Transport Madia (air, watar,
    t*rr»*tri»l)
- ftacovary Tim* (yaara, d«e»d»m,
    eanturlaa /IndoffnK*)
stratospheric ozonedepletion (see Table VIII, page 23).  The time-
space dimensionality  of all  three are similar*   The  ecological
impacts are locally, regionally, and globally distributed,  and the
recovery tines  are estimated to  be  up to centuries.   Ecological
systems are well adapted to recover from many type* of stresses as
long  as  the  impacted  areas  are  patchy  in  distribution  and
asynchronous  in  time.   This  allows  for  genome  refugia  that
constitute sources  for recolonization  once the stress is removed.
Loss  or disturbance  of  natural  habitats increases  the rate  of
biological  depletion, which  is  the other problem  area of  high
concern,   The extinction of  biologic  species is an  irreversible
event  with  unknown,  but  long-term  impacts.   It  is  virtually
impossible to ensure  the survivorship  of  « species  if its  habitat
cannot be protected.

     The Subcommittee ranked the problem areas of airborne  toxics.
toxicsin  surface  waters,  and pesticides and herbicides   in  the
second highest category of relative risk (see Table VIII, page 23).
We gave emphasis  to toxic substances (heavy Metal* and organic*)
that are transported by air and water and nay be bio*ccumulat*d in
ecological  food chains.   Generally, these stresses do  not cause
irreversible impacts, but  they  do deplete  the quality  of  the
ecological resources  and definitely  interfere with  the human uses
of specific populations.  The rapid transport processes in  air and
the  large  number  of point  and  non-point discharge* to  surface
waters  generate local and regional  impacts.   Wie  recovery times
after the sources  are removed are .measured in multiple decades.

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     The subcommittee-discussed-.in-depth the assessment of welfare
risks.  We felt that  the  traditional practice of  discounting the
values pf  impacts  in tine  makes no sense ecologically.  We defined
four  types  of  welfare   impacts:  ecological  miali^yr  rftsourcy
iistainabi1itv.  direct  effects-economic,  and direct  effects-non
economic  (Table  II).  The ecological impact*  are mediated through
ecological processes  and, therefore, the welfare and ecological
rankings are similar.  The resource  sustainability impacts involve
changes in the environment that are irreversible  or of very long
duration relative to  human perspective.   Again,  the  impact* are
often mediated through  ecological  processes and, therefore, the
welfare rankings  are  a sub-set of  the long-duration ecological
effects (this  includes the issue  of groundwater contamination).

         Table II - Assessing  Welfare Risks
  Types of Welfare Impacts
Ranked
        Definition
    Ecological Quality
  y«s
Indirect impact* on humans that result
from a reduced quality of an
environmental resource and dsereassd
human utility (Reversible)
   Rssourc* Suttalnablllty
         irreversible losses of ecosystem
         structure and functions, such as loss
         of critical habitat or specie* extinctions
    Dir*ct Effects - Economic
  no
Direct physical Changs* that caus*
adverse economic Impacts on humans
other than iteaith effects
    Direct Ef f eets-Nort Economic
  yes
Primarily Involves social nuisances such
as odors, noise, *n4 reduced
     The  direct effects-economic ricks could not be ranked as  the
data needed to  perform a credible benefit/risk  analysis are  not
available.    The  Subcommittee  did  rank  the direct  *ff«cts-non
economic   risks.     These  involve  noise,  odor,   vistasf   end
psychological  impacts that are not easily quantified and for which
no environmental standards exist.

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     We  recognize  that  the authority  to implement  program*  to
address  the  environmental  problem*  of  greatest  concern  i«
distributed widely across  the federal and state governments and,
thus, beyond the mandate of the U.S.  EPA.  The Agency, however, is
the only Federal agency whose primary mission is to  "speak for the
environment."  The Agency must take an aggressive leadership role
in demonstrating to other governmental institutions the risks and
benefits of sound environmental planning and Management,

     The  Subcommittee developed  six major  recommendations  that
result from our review of the Unfinished Business report and from
our  present  evaluation of  the environmental problems  that  were
identified in Unfinished Business;

     a)    Formalize   an  extramural  and  continuous process  for
ecological  risk  prioritization;  this  process  should  not  be
categorized  by  Agency  programmatic  structure  but  rather  by
anthropogenic stresses on the environment,

     b)    Invest  in  development of  formal  methodologies  for
ecological risk assessment.

     c)    Develop  the  data  bases  needed  for improving  future
ecological risk assessments.

     d)    Develop  an appropriate  methodology  for  integrating
ecological and economic time dimensions.

     €}  EPA should five more consideration to non-economic aspects
of ecological values and velfare risks.

     f)   Consider the results from  this risk ranking process,
including the 1990 risk reduction study, in development of future
Agency policy and In Allocation of financial resources.

     The  Subcommittee  developed a.   strong  consensus  that  the
relative risk assessment process is a good mechanism to formulate
public  policy from  a scientific  base of  data and  mechanistic
processes.   We recommend  that the Agency  Institutionalize  this
approach on a regular basis, and provid* the trained personnel end
scientific data-bases needed to establish  * scientific credibility
for the process.

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                         2.0  11ITROPTCTI01I
2.1  Background

    ••In  its 1988 report  on  research strategies for  the  I990*s,
"Future  Risk",  the Science  Advisory Board recommended that th*
concept of risk reduction be  used nor* broadly In EPA  (SAB, 1938),
As a follow-up to that report,  EPA Administrator William X. Reilly
requested that the  SAB bring it* technical expertise  to the task
of developing risk reduction  strategic options that will assist him
in  assessing possible  Agency  activities.    In  response  to this
request, the SAB formed  the Relative Risk  Reduction Strategies
Committee (RRRSC).

     A major portion of the RRRSC's work involves consideration of
the 198? 1PA report  "Unfinished Business; A Comparative Assessment
of Environmental  Problems"  (EPA, I987a,b,c).  This EPA document
reports on the findings of EPA senior staff who evaluated more than
two  dozen   environmental   problems  in  terns of  their  relative
environmental risks.   These  problems were evaluated  within four
broad categories: cancer  risk, non-cancer health risk, ecological
risk, and velfare risk,

     To   evaluate   these   issues,   the   RRRSC   formed  three
subcommittees.    The  Human  Health  subcommittee  was formed  to
evaluate the cancer and non-cancer health risks;  the  Ecology and
Welfare  Subcommittee was  formed to  evaluate the ecological and
velfare risks; and  the Strategic Options Subcommittee was formed
to develop  and evaluate risk reduction strategies.  The charge to
the SAB, through its RRRSC and three  associated subcommittees, was
to:

     a)  Provide  a  critical  review  of the "Unfinished Business"
report that reflects any significant  new information that  bears on
the evaluation of the risks associated with specific environmental
problems.   .

     b)  Provide,  to  the  extent possible, merged evaluations of
cancer and non-cancer risks  (i.e., health risks} and of ecological
and velfare risks (i.e.,  environmental risks).

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     c) Provide optional strategics  for  reducing major  risks,

     d) Develop a long-term strategy for improving  the methodology
for assessing and ranking ricks to human health and  the environment
and for assessing the alternative strategies that can reduce risks.

2.2  Charge to the Beolocrv and.Welfare ^^ifeg?BffiittTT

     This  document  was  prepared  toy  the  Ecology and  Welfare
Subcommittee,  a  subcommittee  of  the   Relative   Risk  Reduction
Strategies Committee (RRRSC) of th* U.S. Environmental  Protection
Agency's  (EPA) Science  Advisory  Board (SAB).  The tasks taken on
by this Subcommittee were:  a)  to provide a peer  review  of the
procedures  utilized  and  the  rankings  obtained   from the  EPA
activities  in  1986-8?  that  led  to  the  EPA report entitled
"Unfinished Business:   A Comparative Assessment of Environmental
Problems";  b)  to  update  the  background  papers presented  in
"Appendix III  -  Ecological Risk Work Group*1 (of the "Unfinished
Business" report) and re-evaluate the ecological rankings based on
this new information; c)  to critique the procedures presented in
"Appendix  IV  -  Welfare  Risk Work   Group"  (of the  "Unfinished
Business11  report) and  to  develop  an  alternative  approach  for
evaluating welfare  risks,  if possible;  and  d)  to  combine  the
ecological and  welfare rankings  of  relative risk  into a single
aggregate ranking that could then be compared with the human health
rankings,

1.3  Format ef this Report •

     In addition  to an  pxeeutive _jjjjujpiarv•  *n Intrqduc^ijgfl f  and a
list of cited References, this report contains five  major sections.

     Section 3.0. Environmental Problem Areas, represents a further
aggregation of th* programmatic areas into eight general areas of
environmental problems.  The  Subcommittee member* were unanimous
in their  dissatisfaction with the original EPA list  of problem
areas that mixed  sources, receptors, madia, and specific  regulatory
obligations.    Tills  categorization  reflects  EPA  programmatic
Interests more  than  it provides a rational  basis  for  evaluating
environmental  problems  In  the  United states.   In  addition,  It
omitted some problems of ecological significance that were outside
of CPA's ragtilatory purviaw.         „  .. .,,  _  ,.,*.,*.., .

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     As a first *tep. beyond the ,1986..procedures carried out by EPA,
the  Subcommittee " examined  the' original  31  EPA ' categories  of
environmental problem areas. Some  of  these vere combined when ve
felt there were no differences  in ecological  risk (e.g., municipal
and industrial non-hazardous waste sites); others vere added when
an important ecological  risk was not covered in the 1987 EPA report
(e.g., alteration  and disturbance  of  terrestrial  habitats).   The
second step was to combine the list of  problem area categories into
eight functional groups  and to rank their relative impacts in terms
of  the  potential  severity of  the hazard  and spatial  extent of
effects.

     Section 4.D, Ecological Risk Assessment Model, presents a very
different model  for producing ecological  risk  assessment.   This
approach follows that developed by  Harwell  and Kelly (1986), which
was included  in Appendix III of the  Unfinished Business report.
This model starts with the basic scientific understanding of stress
agents and ecological responses across the variety of anthropogenic
activities affecting the ecological systems of the United states.
Several different  scenarios  of risk  rankings were  investigated*
These included the  rankings based  on  scale of stress (ecosystem,
regional,  biosphere),   the  transport   media  (air,   water,  or
terrestrial), and  the  ecological recovery time (years, decades,
centuries, or nonrecovery time).  These detailed rankings provided
the basis  for a  summary ranking of  environmental  stresses with
respect to ecological risk,

     Section Stnf  Welfare Risk Analysis, critiques  the "Appendix
IV - Welfare Risk Assessment" and presents an alternative paradigm.
Four classes  of welfare  iapacts were identified!   Ecologically
Mediated; Resource Sustainability; Direct  Effects * Economic; and
Direct Effects - Non-economic.   Rankings were produced for three
of  these classes  of welfare  effects.    The "Direct  Effects  *
Economic1* category requires specific  economic data  that were not
available to the Subcommittee.   Thus, no atteapt was made by the
Subcommittee to develop an economic ranking.  A sunmary of welfare
risk rankings combining the aspects of the other three categories
was developed.

     Section €.0,  Updates enftisk Categories, contains critiques
of the problem  areas, providing additional information to update
these topics.

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     Section 7.Q.  Reeonftaendations and  Conclus^gns.  presents six
major recommendations developed by the Subcommittee to assist the
Agency's capability to assess onvirorunental risks.

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                 3.0 EKVIROKKEKTAL PROBLEM
3.1  Limitation* of MM

     The Subcommittee was asked to address the EPA-specified list
of the thirty-one environmental problem areas (Initially developed
tor the IPA comparative Risk Project - see Table III,  pag« 10)  in
order  for  its results to be  comparable  with other  evaluation*
(i.e. f Hunan Health and Strategic Options Subcommittees) „  However,
it was clear to the Subcommittee that the listed problem area* were
not categorized  in parallel, and that the criteria  for selecting
the items on the  list were not primarily related to potential types
of  environmental stresses.  Specifically,  these listed  problem
areas are much more attuned to programmatic considerations within
EPA than they are to  actual  environmental problems  in the real
world.   For  instance,   waste   sites are  separated  into  four
categories   (active hazardous sites,  inactive  hazardous Superfund
sites, non-hazardous municipal sites,  and non-hazardou» industrial
sites);  each   category is divided  based  acre  on  how they  are
regulated within EPA than on the  types of stresses they nay impose
on the environment.  Furthermore, the EPA  list of problem areas is
inconsistent  with respect  to  the   level  of  resolution  of  the
classification.  For example,  on* category includes all inputs to
estuaries,  coastal waters,  and oceans from all  sources,  whereas
another  category consists only  of  accidental releases  front oil
spills.

     Consequently,   individual   categories  of  the   thirty-one
environmental  problem  areas often contained many different types
of environmental stresses. For example, IPA Environmental Problem
Area  1 includes "criteria pollutants",  i.e., those pollutants
identified  in the Clean  Air Act for which National  Ambient Air
Quality  Standards  (NAAQS) are  required  (specifically,  sulfur
dioxide,  nitrogen  oxides, ozone,   carbon monoxide,  lead,  and
particulars).   The  types of  ecological  stresses associated with
this single category vary widely, from local-scale deposition of
a heavy metal, for which  the primary  concern is ecological routes
to humans,  to  the  transboundary-scale problem of acid deposition,
which  has  the potential for  significant ecological  effects  on
freshwater1*and terrestrial ecosystems involving pH stress, aluminum

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            Table  HI -  Original EPA List of
               Environmental Problems
 1 - Crltarla air pollutants from mobJla it stationary sourca*; acid dtposltlon
 2 - Hazardous/toxic air pollutant*
 3 - Othar air pollutant*, (s.g,, flourtdas, total raducad aulfur)
 4 - Radon (Indoor pollution only)
 S - Indoor air pollution (othar than radon)
 £ - Radiation (othar than radon)
 7 - $ub*tancas suapaetad of dapfatlrtf atratoaphsrle ozoita layar
 8 - Carbon dloxlda and global warming
 9 - Diraet polnt-tourca dischargaa to surfaca watar* - Induatrlat aourca*
10 - Indlract polnt-aeurea dlschsrga* to aurfaea watara - POTWa
11 - Non-point aourca discharges to aurfaea watar plus In-placa
     toxiea In aadlmanta
12 - Contamlnatad slydga (Includaa  municipal and acrubbar aludgat)
13 - Dlsehargas to aatuarla*. eoaatal watara, and ecaana from all aourcaa
14 - Dlachargat to watlanda from all aoureat
16 - Drinking watar at tha tap (inctudaa charnlcal*, toad from
     plpa, biological contaminanta, radiation, ate)
16 - Actlva hazardoua waata altaa (Includaa hazardoua waata
     tanks, Inputi to groundwatar and othar madia)
17 - Inactlva hazardoua waata altaa (Includaa Suparfund, input*
     to groundwatar and othar madia)
18 - Municipal non-hazardoua waata altaa (Inputa to groundwatar & othar madia)
10 - Industrial non-hazardoua waata altaa (Includaa utllitlaa)
20 - Mining waataa (a.g,, oil and ga*  axtraetlon waataa)
21 - Aeeldantal ralaatas of toxic* (all madia)
12 - Aeeldantal ral*a*aa from oil apllla
23 - Ralaasaa from storaga tanks (Includa* product ft patroiaum tanka)
24 - Othar groundwatar contamination (aaptlc tanks, road aalt, Injactlon walls)
25 - Pattlclda rasldua* on food aatan by human* or wNdllfa
16 - Application of paatlcldaa (Includaa risk to paatlclda workar* a*
    eontumara who apply pa*tleldaa)
27 - Othar pa*tlclda rlaka (laaenlng, run-off, air dapoaltlon from spraying)
29 - Naw toxic chamicai*
28- Blotachnology (anvlronmantal ralaaaaa  of ganaticany altarad organisms)
30 - Conaumar product axpoaur*
31 - Workar axpoaura to ehamlcal*
Modiflad from; EPA Raport "UnfInlahad Buslnaa*: A Comparative Aaaassmant
             of tnvlronmantal Problamf pagai 10-11. (EPA, 10S7a),
                                 10

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toxicity, changes  in  redox potential,  enhanced.susceptibility to
disease and p«st infestations,  differential «ff«ct» on competitive
interaction*  in  ecological communities,  and  a host  of  ether
problems.  Thus,  the  relative  risks to the environment  from this
•ingle category would entail an amalgamation  of quite  disparate
stresses,  spanning;  a)  many  spatial   scales  of the extent  of
exposure; b)  many different levels of hazard to ecological systems,
and c) many different  nodes of action for toxicity or other impacts
on  ecological  systems.  It is inappropriate to  assign  a single
level  of risk  to  such  a  diversity of environmental  stresses*
Moreover,  a  single value  assigned to  such  a  broad  category  of
stresses does not provide  the  decision-maker with information on
the  relative  importance  of the diversity of stresses within the
category, unnecessarily losing much useful information that could
be derived from the environmental risk ranking process.

     Another difficulty with the  EPA problem area classification
is  that many   individual  types of  environmental stresses  from
.anthropogenic activities were categorized into more than one of the
thirty-one environmental  problem  areas.   As  one  example,  the
potential ecological impacts from xenobiotic organic chemicals that
are  toxic to   biota   could be  associated with the  EPA-listed
environmental problem areas 1,  2, 3,  9, !0, 11 f  12, 16, 17, 18, 19,
20,  21,  22,  23,  24,   25,  27,  and 28  (see Table III, page 10),
Because of this considerable degree of redundancy for a single type
of environmental stress across  the  IPA  categories of environmental
problem areas,  relative  ranking of  environmental risks  would be
impossible without knowing the relative distribution across the
problem areas of the magnitudes of  the  stress.  Following the same
examplei If  it  were determined that xenobiotic organic chemicals
are a major risk to the environment, do  all nineteen of the above
listed problem  areas  rank  high?

     We decided that  alternate approaches to  environmental risk
ranking are  required.  Two tacks  Here  taken:  1) aggregation of
related EFA environmental problem areas Into a more limited number
of  categories,  followed by ranking  of those categories  based on
Subcommittee-developed criteria?  end  2)  disaggregation of the
initial EPA  environmental problem areas, with Addition  of other
stresses of  concern,  into environmentally-relevant  categories of
stresses,  followed by ranking of the  new  categories  based on
Subcommittee-developed criteria.  The first approach, discussed in
the following sections, has the advantage of being directly related

                                11

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to the EPA list being considered by the Human  Health and strategic
Options Subcommittee*.   The second approach,  detailed in Chapter
4,  has  the advantage of allowing examination of  relative risk
rankings established with regard to spatial scale, transport media,
or other criteria,  thereby preserving the considerable information
and expertise used to evaluate  environmental risk*.

$.2
     Although the  ranking in the Unfinished  Business  report was
provided for all of the thirty-one problem areas, it appears that
the differentiation in the ranking among various problem areas vas
not  clearly  substantiated.     Consequently,  the  Subcommittee
aggregated the  problem areas into groups based  on the following
considerations:

     a}   the spatial extent of the area subjected to the stress;
     b)   the importance of the ecosystem that is actually affected
          within the stressed area;
     c)   the potential for the problem to cause ecological effects
          and the ecological response;
     d)   the intensity of exposure; and
     e)   the temporal dimension of  both effects and the potential
          ecological recovery,

     Factors a)  and b) were  classified as global,  regional,  or
local  in scale.   A higher priority vas given to areas under the
global classification.  Factor  c) was classified as either high,
medium,  low,  or  unknown.    Finally,  factors   d)  and  e)  were
classified as high, medium, or  low.   For  both factors  c)  and d),
a higher priority vas given to problem areas that were classified
as high.  The classification of  the  problem areas according to the
above  factors is given  in Table IV  (see page 13).  The rationale
for the grouping of problem areas is given  below, with the original
number of  the  related 1FA environmental  problem in parentheses.
Note that  some  problem areas (4,5,6,15,24,26,30  and 31)  are not
Included since we did not consider them ecologically significant.

a.2.1
     Although one sight be tempted to separate global warming
and stratospheric ozone  (?)  from criteria air pollutants (l)  and
hazardous  air pollutants (2),  the fact  remain*  that all of the

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  Table IV ^Classification of Problem Areas
     Relative to Size, Hazard, and Exposure
Aggregated
Problem Areas
Air Quality
Surface Water
Soil
Phys. Alteration
Groundwater
Waste Sites
Accident, Release
New Chemicals &
New Technology
Original a
Problem Areas
1,2,3,7,8
S,10,11,2Q
12,28,27
13,14,20
23,29
16,17,18,1i
21,22
28,20
Size
Global
Glob /Reg
Regional
Loci!
Local
Local
Local
?
b
Hazard
High
High
High
Lew-Mi
Low
Low
f
?
Exposure
High
High
High
N/A
Low
Low
L«w/HI
?
8 This column lists the original problem areas as numbered in the
  "Unfinished Business Document; A Comparative Assessment of
  Environmental Problems". Note that problem areas 4,5,6,15,24,26,
  30 and 31 were not considered as having an ecological impact,
b Defined as the inherent ability to cause harm.
  N/A • Not applicable for this problem area
  ? * Unknown
                          13

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above are closely linked to emissions (3)  from chemical processes,
energy  generation,   and non-stationary  sources.   For  example,
hydrocarbons  play   an   important  part   in  the  generation  of
atmospheric ozone and hydrogen peroxide as well a* the generation
of sulfates and, thus,  acid rain.   Burning of fossil  fuels leads
not  only to the  increase   in  carbon dioxide level*  that  affect
global warming but also to the emission of  non-methane hydrocarbons
that play an important role in controlling the levels of criteria
pollutants.  Thus, from the point of view of sources,  air quality
is a rational grouping that encompasses problem areas 1,2,3,7,4 8.

3,2.2     Surface,	pater  tEnvironmental Problems t-11.201

     Environmental  problem  areas 9-11  include  direct  (9)  and
indirect  (10)  point  and  non-point  (11)  discharges  to  surface
waters.  Problem area 20 (mining wastes) can also be considered as
a potential  contributor to surface water contamination.   Thus,
areas 9-11 and a component of  area  20 are best grouped under the
surface water category.

3.J.3     toil (Environmental Problems ia.as.2€i

     Problem areas 25 and 26 consider pesticides.  Since pesticides
are applied onto  the  soil environment, the direct effect is on soil
and vegetation.   Subsequently, the movement  and accumulation of
pesticides through the food chain are  important, and there can be
a significant  effect on wildlife.   Contaminated sludge that is
disposed of or treated  in  the  soil  environment leads  to a  direct
contamination of the soil environment and subsequent migration to
other systems (e.g.,  groundwater) .  Thus,  from the viewpoint of the
environmental medium that  is directly affected, Items 12,  25, and
26 should be classified as  a single category.



     Environmental problem areas  13  and  14 consider the physical
alteration of aquatic habitats  and ere therefore grouped together.
Problem area 20, which  Is  concerned with  mining wastes,  could be
partially in this category  given that mining Activities end mining
waste can lead to physical habitat  alteration.   Thus, regardless
of the affected media, habitat alteration should b« considered as
a single group,

                                14

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3*2*5     flroundvater fEfivironaiental Problems 23/2SO

     Problem areas 23 and  29  consider release from storage tanks
and other  groundwater contamination sources.   Since groundwater
protection  is  the focus,  groundwater  should be the  category of
concern.

3 . 2 » 6     Waste Bites
     Environmental problem  areas 16-19 Involve various  types of
waste sites and, thus, should be grouped under the same category,

3.2,7     Aeeideptal Rele»8*s fgnvircattental Problem Ureas 2l>221

     Accidental releases  of toxics (21) and oil  spills  (22}  are
both  in  the  category  of   accidental releases  and  should  be
considered under the came class.

3,2*1     Kev chfaieali and New Technology fEnviro_ni>*pt*l Problem
          ftreaa 28.29)

     Biotechnology  (29)  and the  category  of new chemicals  (28)
represent new ventures that are designed  for the introduction of
nev materials or chemicals.   Since there is a lack of information
regarding the  potential  effects from  these unknown  sources of
potential contaminants, problem areas  18 and 29 are grouped into
a single problem area.  It is important to note that although this
area was ranked lowest in priority, this vas largely because of the
lack of knowledge about  this potential future problem area which
at  present  hinders  a rational  ranking.    However,  in  order to
minimize future pollution problems,  an effort must be maintained
to  identify  potential ecological impacts that  may i>« associated
with new chemicals and processes whether chemical or biological.
                                15

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                     4.0 XLTZKKATIVE MODEL
4.1

     The second approach that th« Subcommittee used to improve the
environmental   risk    assessment   methodology   involved   the
disaggregation  of  the  EPA  environmental  problem  areas  into
environmentally relevant  stresses.   The  Subcommittee  decided to
adopt  the  approach developed by the  original  panel  of  outside
ecological experts convened during the initial EPA Comparative Risk
Project.  This panel met in October,  1986, and prepared a separate
report  (Harwell and Kelly, 1986; also included in Appendix III of
the  "Unfinished  Business" Report  (EPA,  I987b)) that  detailed a
methodology  for  ecological   risk  ranking.   Specifically,  that
original panel: i)  considered the EPA list of thirty-one problem
areas  and  eliminated  areas  with no ecological relevance (e.g.,
Problem  Area 4,  indoor exposure  to radon);  2)  identified  and
categorized  specific  types of  environmental  stresses  associated
with each environmental  problem area on the EPA list; 3) identified
additional environmental stresses that were not included in the EPA
list, including items  that may not presently be within EPA purview
for regulation or management; 4} developed a list  of ecological
systems categorized with respect to the nature of stress responses
or recovery; 5} developed a matrix of  environmental stresses versus
ecosystem  types,   with  each  cell in  the matrix containing  an
evaluation of the  potential and magnitude of ecological effects and
recovery; and fi) utilizing this matrix and a set of panel-developed
criteria discussed below, ranked the list of environmental stresses
with respect to potential environmental risk*.

     The  present  Subcommittee  adapted  the  previous  panel's
methodology  as   follows;   1)  modified  the   panel's   list   of
environmental stresses with minor wording changes in the names of
a  few  categories  (e.g.,  substitution of  hazardous  in place  of
toxic)   and  the  addition of one  category  
-------
of ecological  risks, of the environmental stresses differentiated
by transport medium (air, water, and terrestrial) ; and 4) collapsed
these  two ecological  risk  matrices  into a  synthesis  ranking of
relative  ecological risks from environmental stresses.
4. 3  Li»t ef Eflviyef^ifafral Stresses Considered
     The Subcommittee began with the list of environmental stresses
presented  in Harwell and Kelly (1986).  The list vas reconsidered
with respect to the need for wording changes as well as any missing
environmental  stresses  that should be added.   A revised list vas
prepared by the Subcommittee;  this list can be directly related to
the original EPA list of thirty-one problem areas using the matrix
in  Table  V   (see  page   18).     This  matrix  Indicates  those
environmental  stresses  that were  not Included in the EPA list of
problem  areas, as  well as a few problem areas  that  had been
combined by EPA in the Unfinished Business Report. The matrix also
separates  the  environmental stress agents by  source.

4.3  Ecological Risk Evaluations

4.3,1      Ecosystem/Stress  Response Matrix

     The panel of ecological experts convened  in 1986 (Harwell and
Kelly,  1986)  categorized  ecosystems of interest  into ecosystem
types based on the potential for differences in ecosystem responses
or recovery from stress. This list of ecosystem types vas accepted
by the Subcommittee without revision  (Table VI, see page 19}.

     The potential for  ecological effects  from each environmental
stress vere estimated by  the  original panel of experts using the
following  factors  (Harwell  and Kelly,  1986);

     1)  The potential  intensity of ecological effects, evaluated
as high, medium, low, or no  effect; this expert judgment estimation
*ras based  in part on the background information provided by  EPA to
the panel, but vas primarily based on the expertise and experience
of the ecological panel.                .,  -..$£* -••  ;:-           . .
                                   ••"  -'  >  € -*".** f  T
     2)  The nature of  the ecological  effect from  each specific
environmental  stress,   categorized  as;  a) potential  effects on
biotic  community structure,  such a*  alterations in the trophic
structure,  changes in  species  diversity  or richness,  or other

                                17

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                    Table V - Ecological Risk Matrix
   AW SOURCES
       gat tout pfiytttlojilcantc
       •clil tfvpwtlttwi

       •ir d«p. - orfwilet ft m«UI»
                      3 4 • * 7 • t T* 11 It 13 14 11 1* 17 II tllB t1 It at 14tl ti IT II it 30 31
                      XDXL1 -UXLTJJXI 1 [XnTTTTi:11X3
                     xaxn:nxnxixciixixfXE]xiXED
                                xixrjxjxnxixminxixn
                      Q
WATER SOURCES
    haiardou* organic*
                       1 t 3 4 I I T • * M It 11 It 14 1» II tT 1» tilt 11 II i»Ml»t» t» Mti « il
                                      r n IT I~T-MI       '
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                   nxix
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                   n
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                      11  I 11
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I i t  i i t 1 1  1 I I I  iTTTTTmi ITWTi mi
            ixnxTxrrn TTrixixixo
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       lnlroduc*n      GIEEDXELJJJXDXLIXJ .1X1.1 .LELl-EEI'J •
  >«H rUfwil Mi N •% 11 •••)          t***** r*t*t t* OtlffcMl IH rr«MM* Ar* • i    HI • M»t Ll«t»* IN MlflltiKl IP A tmnriMi(« •***(* tt H*p*i t

-------
         Table VI - List of Ecosystem Types
    Freshwater Ecosystems        Marine and Estuarlne Ecosystems

    - buffered t«kei                  * coattal eeo«y*tem«
    - unbuffered lake*                * open ocean ecotyatem*
    * buffered ttream*                - estuaries
    - unbuffered atreama

    Terrestrial Ecosystems         Wetland Ecosystems

    - conif ereu* foreete               - buffered f reahwater leolated wetland*
    - deelduoua fore*ta               * unbuffered frethwater (totaled wetland*
    - §raaaland ecosyatem*            - freshwater flowing wetland*
    - desert fc aeml-arid eco*y*tem*     * ealtwater wetland*
    • alpine and tundra eeotyttema
community-level indicators of disturbance; b) potential effects on
ecological  processes,   *uch  as  changes  in  rates  of  primary
production, nutrient cycling,  decomposition, and  other important
ecological processes;  c) potential effects  on  individual species
of  particular direct  importance  to humans,  e.g., species  with
particular aesthetic or economic value,  or endangered or threatened
species;  and  d)  the potential for the  ecosystem to function as a
vector for routes  of exposure  to humans of chemicals or organisms
having potential health-effects concerns.

     3) The degree of certainty associated with these estimations,
differentiating   those   circumstances  where   the   data   and
understanding are  sufficient for certain or probable projections
to be made versus the situation of either poorly understood stress-
response  relationships  or  of  highly  infrequent  occurrence  of
adverse responses;  end

     4) The  probable time scale for recovery to  occur following
cessation* of  the stress, estimated as  years, decades, centuries,
or indefinite time for recovery.

                                 19

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     In the original ecological  panel's ranking,  a matrix of the
environmental stress agents  versus ecosystem types was developed
with expert judgment on  each of  these four factors (intensity of
potential affects,  type of «cological response,  uncertainties about
the estimate, and time scale for ecological recovery)  (Table 4 in
Harwell  and Kelly,  1986}.   Th«  present  Subcommittee did  not
reexamine every element In this matrix.  Rather, the Subcommittee
examined  the summary ranking (Table  7 in Appendix  III  of  the
"Unfinished Business1* Report) of the ecological stresses divided
by  spatial  scale  that  was developed based on  the  detailed
ecosystem/stress matrix.  The Subcommittee evaluated these rankings
with respect to  whether or not  the  subcommittee  agreed with the
existing  ranking,  or  if new  information or understanding should
result in changes to the ranking.  The Subcommittee also expanded
the  ranking to  include a  category  of low-impact effects  (not
included in the original summary ranking).

4.3,2     EnvjjFprunontal  Stress Ranking* bv scale

     The  results of  the  Devaluation by  the Subcommittee  are
presented in Table VII   (see  page  21).  This  matrix  of rankings
separates the relative ecological importance of each environmental
stress by the scale of  the stresses  (biosphere/global;  regional;
or ecosystem/local).  The Subcommittee changed this stress matrix
only modestly compared to the initial summary ranking in the 1986
report.   Specific  changes to be noted Include:  1}  elevating the
issue  of  depletion of  stratospheric  ozone  from CFCS  and other
anthropogenic  chemicals  from   the   category   of  "unknown  but
potentially very  important"  to  the category of "high ecological
effects"; this elevation of concern is because of the acquisition
in the intervening three  years of considerable; information about
stratospheric  ozone depletion   in  response to CFCs,  including
evidence, from data from Antarctica, of exceptionally intense ozone
hole development in the austral  springs  of  1987  «nd  1989;  2)
addition of depletion of  biotic  resources  to the "high" category
for regional scales because of an enhanced concern for large-scale
human activities such as  tropical deforestation} 3) decreasing the
importance of oil  and  petroleum products at the  ecosystem level
from  "high"  to  "medium  ecological   importance"  to  reflect  a
moderated concern  about  the  ecological effects of oil  inputs to
the environment? 4) addition of the  category  of  "low ecological
importance", to which were added stresses of radionuclides, solid
wastes, and thermal pollution; this addition vas done to indicate

                               20

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               Table VII - Ranking of Ecological Risks Characterized
                       	by Scale of Stress *
     Ecological Risk
Biosphere
                                                Increasing Scale of Stress
Regional
Ecosystem (locat)
                       Global Climate
                       Stratospheric Ozons
                   Global CHmat*
                   Stratospheric Ozone
                   Habitat Alteration
                    Global Climate
                    Stratospheric Ozone
                    Habitat Alteration
                    Biological Depletion <*>
                       Habitat Alteration
                   Airborne Toxic*
                   Biological Depletion (*>
                    Afrborne Toxic*
                    Tonic* In Surface Waters
                    Pe*tlclde*/H«rblc1de«
                                               Acid Dep otltlon
    O Level* of High
     Ccotegleftl Rl*k
     ere Menltfled)
                                               AcNt Depo»Hlon
                                               Nutrient*
                                               Acid Inpot* to Surface
                                                Waters
                       Airborne Tox tee
       MtcHurn
                   Toxic* In Surface Wat*r*
                   H*rblcWe*/Pe*»»cld»«
                    BOD
                    TurbldHy
                    Oi
       Low
                                               Oroundwater Conlamtnatlon
                                              Radio nucttd**
                                              CMorlnsJIon
                                              Thermal Pollution
                                              Qroundwater Contamination
    In som» cases,
        Wghrlsk
                  Deltberate Release of
                    Genet Icatty Engineered
                    Organftma
                  Introduced Specie* <")
                    Deliberate Beleaae of
                     QenetkkHy Engineered
                     Organfama
                    Introduced Species (•)
* TtM»M problem areaa not tttedln each coKimn were deemed not to be ecotoglcaBy algnlfleant at lhat «cate,
  (*) Refers to profetem area* not ortghtatty Hated by EPA.

-------
that  these  issues,  while of  limited concern  ecologically,  are
nevertheless  not  completely   free  of  potential  for  adverse
ecological  effects;   5)   changing  the  issues  of  groundwater
contamination and chlorination products from the "unknown" category
to  the  "low  ecological  effects"  category,  based  on  better
understanding of these issues by the Subcommittee members than by
the original panel? and 6) adding the globally transported airborne
toxics to the global-seal* "medium ecological importance" category.

      In   addition  to  these   modifications,   the  Subcommittee
subdivided the previous "high ecological importance" category into
three subcategories  to reflect  a differentiation  in the level of
concern  about  the environmental  stresses in the  high category.
Consequently six rankings exist in the Subcommittee's final scheme
(Tabl* VIII,  see page 23)! EHH for highest potential ecological
risk, HH  for next highest ecological risk,  H for high ecological
risk, M for  medium ecological risk, L for low ecological rick, plus
a  category  of  "in  some  cases  high risk"  effects.    The  latter
category was established to cover environmental  issues such as the
deliberate release of  genetically engineered  organisms,  in which
most  inputs  to  the  environment would  likely  have little  or no
effect, but the potential exists for some types of inputs to have
very  important  effects!  environmental stresses in this category
would require case-by-case evaluation to determine potential risks
to the environment.

4.3.3

     The Subcommittee  also  considered  the relative importance of
ecological  effects  of the  environmental stresses,  separated by
transport media  (air,  vater,  or  terrestrial).    That Is,  the
ecological risk ranking by spatial scale, discussed above, was next
examined with attention to  the  medium  of transport of the stress
agent rathe? than by spatial scale.  A new matrix of ecological
risk  rankings  (Table IX,  s«« page  24}  was prepared  by  the
Subcommittee, with the same elements as  In the previous matrix.
This provides information about the relative ecological risks that
may be relevant to major divisions within EPA.

4.3.4     Ecological Recovery Times

     The  ranking of potential  effects  on ecosystems  from  the
ecological  stresses Included   attention to the Issue of recovery

                                22

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             Table VIII - Summary of Ecological Risk Rankings*
                      (Taken from Tables VII, IX and X)
Environmental Stress
1. Global CNmat*
Habitat Alteration
Stratospheric Ozone
Btotoojcel Itepfetteit {«>
2. tferfeteMea/PeetlcMe*
3, Toftfee hi Surface Wal*r*
AcM Deposition
Airborne Tonic •
4. Nutrftente
BOD
TurMdHy
5.01
QrountfwalMP
0, HadtOflUCaoee
AcM Input* to Surf ace Waters
Thermal Pollution (•>

Extent of Stress
•!••»».»•
jHtt t
HWI
HH
HHH




M









H*i*Miif
HHH
HHH
HHH
HH
M
M
M
HH



L
L




tc«*r«tMH
HHH ~
HHH
HHH
HHH
HH
HH
H
HH
H
M
M
M
L
L
H
L

Media
**
HHH

HHH
HH
H
HH*





L



W*l*r

HHH

HH
HH*
HH*

H
M
M
M
L
L
H
L

f«t«*i»irt
HHH

HH







1





_.&•«
_ tkHt







X
X
X
X



X

overy T
MxMwm

X


X
X
X
X





X
X


inw^
i««
X
X
X
X








	 X




          fj tfHM»MH»H»M»L - Wt»f« HHH " HtCHCST; HH " HIGHER; H • HIGH; M - MEDIUM; L
* R*f «r« t* proMwn «r*H iwt cfHPnaNy ttt*d by EPA.
* TtMM* pn>M*m www iirt lhrt«d hi «eh cofumnw«r«
 
-------
             Table IX - Ranking of Ecological Risks Characterized
                                            by Medium8
   Ecological
        AIT
         Wafer
        T«rr*strlal
                     Global CHm»l«
                     Stratospheric Oxono
                        Habit*) Alteration
                            Habitat Alteration
       Hlflli
   (3 L*va+a of High
   EcotogteaJ HliH
    «r* Ntontlffod)
Rogfonal/Local Transport
  Air from* Tomte*
PMtteldM/HorMclifot
 Biological Captation {•)
 Toxic* (local)
 P«*tkkf*a and Herbtcld»»
  (local)
                                                                        Biological D«f>l«tlon (*)
AcM
Nutrlmta
Acid InpuU
                     Global Tran*port
                       Alrl»OfiM Tonic*
     HMKHUHI
                        ON
                        BOD
                        Toxlct (rational)
                        Turbidity
                        H*rMcM**/f»**ttcl
-------
times.  If a stress was considered to^cause & very,long-tera effect
on an ecosystem, then it would  be  ranked  higher than a stress to
which the ecosystem could recover nor* rapidly,  The Subcommittee
decided  that  this information,   if  made more explicit, would be
useful to decision maker* in evaluating policy options, especially
if combined with an estimate  of the tine scales that .could be
involved in implementing options.  Consequently,  an ecological risk
ranking matrix was developed by the subcommittee that indicates the
time for ecological recovery upon elimination of the stress (Table
X, s«« page 26).  This primarily relates to intrinsic time .scales
of ecological  and  biogeochemical systems.  For,  instance,  a long
time for  recovery  from habitat  alteration is  indicated, as major
changes  to habitat structures  like  soils or mature  tree  stands
require considerable time for the system to be reestablished at a
former state.  Other time lags for restoration of the environment
relate more to the societal delays  in implementing control options
as well as the time for the stress to be  eliminated once the option
vas implemented.   For  example,  there may  be a  delay in recovery
from stratospheric ozone depletion effects,  in  part because the
residence times in the  atmosphere of some  CFCs may be a century or
longer, so  that controls  implemented immediately may not  become
effective for decades, and in part because of delays in eliminating
CFC production and emissions  in all countries  around the world.
The combination of these factors (time lags intrinsic to stresses
involving  physical systems,  time  lags  intrinsic to ecological
responses to stress, and time lags for implementation of societal
controls) provides a rough estimate of the time scales that could
be involved in addressing and  solving each particular ecological
stress.
     The final ecological risk ranking prepared by the Subcommittee
is « synthesis of the above matrices.  This  ranking is provided
(Table  VIII,  «ee  page  23)  to  giv*  a  single  list  of  the
environmental stresses, numbered in order of decreasing potential
ecological   risks.      The  synthesis   rankings  were   derived
qualitatively using expert judgment rather than a numerical metric
based on the more detailed risk matrices discussed previously, as
the Subcommittee  decided that  any specific quantitative or semi-
quantitative methodology for combining risks assigned across scales
and  media  (e.g.,  adding the  total  number of  cells  with  H
designations for each  stress)  would  not be not defensible with

                                25

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Table X - Time for Ecological Recovery
                        Increasing Recovery Tim*
Environmental Stress
i
i
i
i
j
*
i
\
f
t
9
;
I
D
1
1, Global CllmaU
Habitat Alteration
Stratoaph«rlc Ozon*
Biological Ot pt«tlon
3. H«rblcld«»/P«tUeld#«
3. Toxic* In Surface Waters
Acid Depotltlon
Airborne Toxlct
4, Nytrlentt
BOD
Turbidity
S. OH
Greundwater
0, Radlonuc»de»
Add Inputt to Surface Water*
Solid Wat tee
Thermal Pollution
In torn* case*, High Risk:
Deliberate Release of
Genetically-engineered
organiem*
Introduced Speclee
Short
(Year*)








X
X
X
X



X
X
X

Medium
(Decade*)

X


X
X
X
X





X
X


X
X
Long
(Centuries)
X
X
X
X








X




X
X
                    26

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present  ecological  risk assessment  capabilities.    However,  the
synthesis ranking developed by ,.;the ^Subcommittee-is, not arbitrary,
but,  rather,  is based  on  criteria of th*  intensity,  magnitude,
duration, and recovery prospects for each stress, the Subcommittee
feels strongly that  a  concerted and continuous effort by the Agency
to improve ecological  risk  assessment methodologies is warranted.

     The synthesis ranking in Table VIZI (««* page 23)  represents
the consensus of the  Subcommittee and illustrates  the  increased
concern  given by  the  Subcommittee  to those  issues of  largest
potential  spatial  extent  and  longest  potential recovery times.
Consequentlyf the environmental issues of global climate change,
habitat alteration, stratospheric ozone depletion,  and biological
depletion are ranked very high, because of the pervasive extent of
these environmental stresses and the diversity of resultant impacts
on ecological systems at species,  community,  and process levels.
It is notable that not until the middle grouping of environmental
stresses (2 and  3)  do toxic  chemical stresses become ranked with
respect  to  ecological risks.  It  should also  be noted  that for
rankings 3-6, more than  one environmental stress is listed, as the
Subcommittee could not distinguish the ecological risks among the
stresses  listed vithin a single  number  category.   The  last
category, high risks  in some cases, is not ranked numerically, as
the potential exists in  infrequent  occasions for these stresses to
cause  significant  adverse  ecological  effects  if  improperly
regulated,  but under  other circumstances these  stresses may cause
essentially no ecological effects.

     Finally, the Subcommittee recognizes that  the highest ranked
ecological  risks do not reflect the present  «mphasis  vithin EPA
and,  indeed,  include  some  aspects  not  presently vithin  the
legislative mandate of  the Agency  (especially  issues  of habitat
alteration,  for  which EPX'» role  is mostly  limited to wetlands
ecosystems).  Nevertheless, the Subcommittee believes the synthesis
ranking  of  ecological risks represents the ecological  issues of
greatest potential danger  to the environment of the United States
and of the Earth.
                                27

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                    i.§  WTLyjLRJ RISK
S.I
     The  Subcommittee  was  charged with  three  specific  tasks
regarding welfare ricks:  1) evaluate Appendix IV Of the Unfinished
Business Report  (EPA,  !SS7e)  entitled  "Welfare Risk Work Group"?
2} develop a welfare  rick  evaluation paradigm that is compatible
with the  ecological risk  evaluation system* and 3)  combine the
ecological and welfare rankings into a combined priority array.

     The Subcommittee  is composed of  environmental  chemists and
ecologists,  There are no economists on the Subcommittee, although
several were  consulted.   In the  Subcommittees view,  we  cannot
engineer the time lags in the geochemical and ecological feed-back
loops.   Economic analyses should always reflect a planning horizon
long enough to capture all effects of the issue under study.  For
ecological issues, the tine frane nay have to extend for hundreds
of years and many generations of humans.  If one wishes to combine
ecological and welfare impacts into an aggregate priority ranking
system, the methodology currently being utilized by the Agency to
quantify  economic  impacts  wist   be  modified to  resolve  this
discontinuity*

5*2
     The Subcommittee  finds: a)  that the EPA's  welfare effects
analysis contained  in Appendix IV, Welfare  Risk Work  Group  of
Unfinished Business (EPA, 1987c), was defined too narrowly within
the array of possible analytical alternatives and was too limited
to economics;  b)  that many of the assumptions of  the economic
analyses used  by  EPA five insufficient Attention  to the current
state of scientific understanding; and c)  that some of the details
of the economic  analyses presented  in  the  Unfinished. Business
document   were  incomplete   or  inappropriate   for  addressing
environmental problems.

     The Subcommittee  began the welfare ranking evaluation  by
redefining  welfare  effects  to be  §11  f****5**  °» humana  and
societies,  excluding human hmm1th effects, that  aa¥ r«Sttlt froffi

                                28

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environmental .problems .  Thus, welfare risk was expanded to include
all aspects of the  quality  of  town life as interacting with the
environment.   These welfare affects  nay be  indirect or dir«ct.
Indirect  welfare  effects  include  those  effects  Mediated  by
ecological systems i i.e., effects  on  humans caused by changes to
the natural environment.  These ecologically-mediated effects Bay
be  further  divided  into   impacts  that  involve  irreversible
alterations to the environment, and therefore,  fundamentally affect
resource attainability (e.g., loss of biodiversity, depletion of
soils, elimination of  habitats), and those alterations that are not
permanent  but,  nevertheless »  have  an  impact  on  parts of  the
environment that humans care about (e.g., reduction in fisheries,
eutrophication  of lakes,  reduced growth  of commercial  trees).
Direct  welfare effects  include those that have  direct economic
importance (e.g., building damage from acid deposition)  and those
that are non-economic (e.g., presence  of  excessive noise or odors,
reduced visibility, or  other reductions  in the  quality  of life).

     The Subcommittee finds that the ranking  for ecological risks
discussed  previously  and  for  welfare  risks  associated  with
ecologically-mediated  impacts are essentially  the  same.    The
welfare risks associated with sustainable resources were evaluated
by the Subcommittee.  The welfare  risk ranking for direct economic
effects  was   not   developed   by   the  Subcommittee  because  of
insufficient data.  The ability of science  to  contribute to the
ranking  of  non-economic  effects  is  still  developing and  the
Subcommittee made an initial attempt at this ranking.  Finally, the
Subcommittee  developed  an  overall welfare risk  ranking scheme
considering all four aspects of welfare risks.
     The welfare effects analysis in Appendix IV (EPA, 1987c) was
based on a very small amount of information that was available to
the Agency.  The analysts appeared to limit their concern to only
« few of the services produced by ecosystems, end ignored the more
complex and  long-term interconnectedness of ell living things on
earth.  It is imperative that the Agency adopt a broader end more
inclusive view  of ecosystem services end work  to integrate this
view with economic analyses of environmental problems.

-------
5.2.2
     It   has   long  been   recognized  that   short-term  profit
maximization  i* a  misguided  objective.    Economic  analyses  of
environmental issues Bust take a long-term view with the ultimate
goal of  sustaining  life supporting ecosystem  functions.   In the
long  run,  irreversible   resource  damage  vill  undermine  the
sustainability of the ecosystem and therefore*  the quality of life
and the sustainability of human society itself.

     The  procedure  of  "... ranking  future  effects  lover  than
present, all else being held constant** (page 1-2, EPA, 1987c) ,  is
not scientifically sound for ecological risks.  There are several
compelling  reasons  why   the   economic   discounting  theory  is
inappropriate  for  ecological   issues.    First,  the ' concept  of
discounting values of ecological resources at some fractional rate
p«r year  is inconsistent  with the "stewardship responsibilities"
(page 6-10, EPA, 198?c) emanating  from the public  trust doctrine
approach to most environmental legislation.

     The  concept and  application  of discounting   needs  further
examination.  In particular,  use  of  positive  discount  rates has
serious implications for intergenerational sguity when applied to
long-time  frame  problems.   Recognizing  the inability  of future
generations to  "vote" in  current  capital markets  and  influence
interest  rates,  suggests  that  this  is  tiore than  an  economic
problem.   We  need to  address  the scientific  and  ethical issues
associated  with  "sustainable11  social  activity.     For  inter-
generational issues it nay be  appropriate  to adopt a cero discount
rate.

     Moreover, discounting  future  environmental  problems greatly
devalues the inportance of large-scale and long-term environmental
problems.  Ecological systems have intrinsic time legs,  such that
the adverse response from * stress  is delayed to the future.  This
is a basic characteristic of ecosystems that Bust be central to an
ecological risk  assessment paradigm.  For example,  applying the
discounting theory to  the  issue of global climate  change led the
EPA welfare report to treat this as •  Bedium level problem because
the effects would not be felt until the middle of the next century.
y«t desirable and effective control and mitigation activities for
climate change  effects Bust  begin much  sooner,  because  of the
inherent time lags  in  global  responses.   The costs of .mitigation

                                30

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are usually not constant over time,.often increasing geometrically
because of the spa'Cfai dimensionality of the transport mechanisms.

     Finally!  the  applications  of discount rate*  .to costs  and
benefits associated with the environment incorrectly implies that
ecological services can be readily exchanged, both now and in the
future,  as fundable  commodities*   Ecological  resources  provide
streams  of benefits  over time, and may therefore,  be considered
environmental  capital   analogous  to  physical  capital   (e.g.,
equipment  and  technology)  and  human capital  (e.g.,  knowledge and
skills).   Environmental  capital  and-the life-support services it
provides,  are  not,  however, necessarily substitutabl*  for other
forms of capital, and should not be discouraged as  if they could
be bought  or sold like machinery or housing.

s.t.3     Willingness to lair

     Most   economic   techniques   employed   in   environmental
assessments, management, and policy formulation are based on the
assumption  that  individuals'   tastes  and  preferences  are  the
appropriate  basis  of  economic  value.    This  premise  allows
economists to use market prices, which reflect these preferences,
to estimate value.  When services  provided  by ecosystems  are not
traded on  markets, economists  use  alternative criteria of value,
such as individuals'  stated or implied willingness to pay for the
preservation  of  an ecosystem  service  (or willingness  to accept
compensation of its loss).

     When  it is applied to the valuation of ecosystem services, the
assumption that value derives  from individual 'preferences may be
inconsistent with fundamental ecological principles.  Individuals
may enjoy  the benefits of these services without any knowledge of
their existence, thus their preferences may imply values  that do
net reflect the ecological importance  of  natural systems  and the
service* they provide to humans.

     Zn  addition, value criteria nay be problematic.   The use of
willingness to pay  implies that values assigned by en Individual
are constrained by tils or her affluence*  This  may be inconsistent
with property  rights  vested in public trusteeship and with public
right*  of access  to unimpaired natural  resources  reflected in
Federal statutes! An  Environmental Bill of Rights.
                                31

-------
     The  basic ''services'*  provided by  the  eeosystejo, including
supply  of clean air  and water,  food  chain  maintenance,  weather
control,  provision  of  genetic diversity,  etc.,  represent  the
support system that all humans depend on.  These resources need to
be protected from overexplcitation.  Yet In managing the ecosystem
as  scarce  resources,  too  much  emphasis  has  been  placed  on
willingness-to-pay   as  Inferred   from   individual  actions   or
statements.  We need to recognize that the services provided by the
ecosystem are  complex and  long term.   We need  to develop more
complete  descriptions of the ecology-economics interface.  Not all
of these  connections can be valued In dollar  terms.  Nevertheless,
information  about  these connections  and  services  need  to  be
presented in a  form  appropriate  for analysis  by environmental
decision  makers.    These representations may  not fit  into  the
traditional benefit-cost framework.  Either  that framework needs
to be expanded, or the information, should be  presented  in a manner
parallel  to the benefit-cost  framework.

     Furthermore, the  reality of "willingness to pay" is usually
not realized  unjfcil the  right to access  frs  removed or seriously
threatened.   This is  true  in general  for scarce resources,  but
presents  a severe problem for environmental  Issues.  Bv the point
in  t^roe  at... vhicfr  this  is  realigned,  it  may  be  too 3,ate  or
excessively expensive to provide for the interconnectedness of the
environmental  response.   Consequently,  societal  demands  for  the
expenditure of funds  to  protect a threatened  resource  are such
greater than to maintain an unthreatened  one.

5.1.4     Multiplier concept

     Economic  impact  analyses normally include secondary Impacts
that affect the supporting economic: infrastructure.  When economic
analyses  are utilized to justify economic development, multipliers
are standard procedures.  If  they are utilised on the development
side of the analysis,  they  lujgj be utilized on the environmental
side a« veil.   when the James  River in Virginia  was closed to
commercial   and   recreational   fishing  because   of   Kepone
contamination,  the  Impacts  included  the  losses  to  trucking
companies, fishing lure manufacturers, outboard motor repair chops,
etc.  Thus, the real costs are far greater than the direct monetary
value of  the fish  harvest.   If economic analyses are Included in
welfare impact  assessments,  the real costs should be utilized to
illustrate the true benefits  of environmental stewardship.  Then,

                                32

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the benefits  olV-jjajor centroI^iiQd.T- mitigation  efforts  trould more
often exceed the costs of program 'implementation, ~

5*3  Welfare Kit* Paradigm

     we propose an alternative velfare impact classification *chene
that  is  intellectually consistent with ecological  function* and
time scales.  As defined above, the specific velfare impacts fall
into four classes;

          a)   Ecological quality
          b)   Resource sustainability
          c)   Direct effects - economic
          d)   Direct effects - non-economic

These a*e discussed  in further detail below  (See also Table IX,
page 3 } ,
5.3.1     EfijaLoMeal Qua 1 i t y

     This class  of effects are  indirect impacts on  humans that
result 'from  a reduced  quality of  an environmental  resource or
decreased human utility, but  which  do Dot permanently impair the
ecological structure and function of the resource,   for example,
sublethal concentrations  of  PCBs  in Great  Lakes salmon  do not
impair  the  growth ,  survivorship,  or reproduction  of the fish
stocks.  Yet a risk assessment action level of 2 ppm prohibit* the
cale of  these fish  in  interstate commerce, and  public concerns
about these contaminants in fish adversely affect the sport-fishing
industry.  Similarly, the recent Exxon Valdez oil spill in Prince
William  Sound,  Alaska, produced  a  reduction  in  the  breeding
populations  of  certain sea  bird*,   sea  otter*, and intertidal
organisms.  But this i*  expected to be a temporary loss in resource
that will not threaten  the  long-term integrity of the ecosystem.
Sublethal  accumulations  of  toxic   substances  and  intermittent
perturbation* of the ecosystem structure and  function characterize
this category.

S.3.S     Besoyypee attainability

     This category of velfare  impact* involve irreversible  losses
of ecosystem structure and function*.  These  can  involve losses of
                                33

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critical habitats  or species extinctions  resulting from anthro-
pogenic activities. Wetlands destruction, soil erosion, conversion
of  tropical  rainforests  to agriculture,  and rising  sea levels
illustrate these types of impacts.   Sustained acute- or chronic-
exposure ,levels  of  toxic  substances  to critical  classes  of
organisms can  also Impair ecosystem functions.   Persistent non-
point agricultural inputs of herbicides  into surface waters could
inhibit  primary  productivity.   Increased  UV-i radiation  from a
depleted stratospheric ozone layer could  reduce algal productivity
in marine ecosystems.

S.3.3     Direct effect* - Economic*

     This category involves  direct  physical  changes  that cause
adverse  economic  impacts  on  humans   (excluding  human  health
effects).  The monetary damages  to stone  structures resulting from
acid  rain,   the  loss  in  property  value  of  houses with  radon
contamination, and loss of surface water contaminated by industrial
effluents as an agricultural irrigation source are  examples  of
direct physical effects that  have a  clear  economic value.  These
are the effects that are usually included in environmental impact
analyses.

5*3*4     Direct Effects - If on-Economic

     This category of welfare  effects primarily  involves social
nuisances.   Odors,  noise,  and reduced visibility  result  from
sensory modalities that  affect  the perception of  quality of the
environment  but may  or may not Affect human  health.   The courts
have upheld social  nuisance cases as legitimate examples of welfare
disbenefits*   There are no generally accepted standards that define
an acceptable  environmental  quality, but liability Is determined
on  a  case-by-case basis.   Odor*  from  animal  feedlots,  reduced
visibility in certain urban areas, and  noise from truck traffic on
expressways  are documented examples of these social perceptions.

1.4
     The rankings for welfare effects are based on differing data
bases,   "Ecologically Mediated"  welfare functions are  based on
impacts on basic population and ecosystem processes.   Therefore,
we determined that acoiogically-aediated welfare risk rankings are
identical to those produced for the ecological effects section.

                                34

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     The   welfare _. risk   effects  associated   with  ecological
sustainable  issiies ^involves iipicts : on  the environment that are
irreversible  or  of long duration compared to human perspectives.
The  subcommittee  considered  tine  to  recovery  ac  an  explicit
component of the rankings which are presented in Table XX  (»ee page
36) ,

     The welfare function associated with  the  "Direct Effects *
Economic" class of responses can be directly calculated by monetary
damages.  These data were not available to the Subcommittee, so no
rankings were possible  for  this welfare risk category*

     The  "Direct  Effects -  Non-Economic"  welfare  effects were
ranked  by  the  Subcommittee using  expert judgment,  as  no other
analytical methodology  presently exists*  lie agreed that negative
impacts associated with sensory sodalities (sound, sight,  or smell)
should be  included.   He held diverse  opinions on whether and how
human  perceptions  and  feelings,  such  as  fear,  anxiety,  and
unrealized expectations,  should be  included*

     The integrated welfare rankings are contained in Table XX  (see
page 36)*
                                35

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     Table XI - Integrated Welfare Rankings*
RANKING
 WELFARE ISSUE
RECOVERY TIME
 HIGH:
Global Climate
UV-B Ozone Depiction
Habitat Alteration
Biologic Endangered/Extinct
     L
     L
     L
     L
 MEDIUM:
Acid Deposition
Airborn* Toxics
Toxics In Surface Waters
Pesticides and Herbicides
Nutrients
Groundwater
     M
     M
     M
     M

     M
 LOW:
Acid Inputs to Surface Waters
BOD
Oil
Turbidity
Solid Waste (non-hazardous)
Radtonuelides
Chlorinatlon
Thermal Pollution
 IN SOME
 CASES,
 HIGH RISK;
Deliberate Release of Genetic
  Engineered Organisms
Introduced Species
 * For Categories I, II, IV - Based on non-direct economic Issues
 Recovery Time Is given as long-term, or centuries (U*. medium-term,
 or decades (M); or short-term, or years (S).
                             3i

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                  i.O  PIEATIS  OH RISK
     The   Subcommittee   reviewed  the   original   EPA  J.i*t   of
environmental problems (Table III, see page 10))  with the foul of
modifying the list if,  in our view, the list was either Incomplete
or duplicative from an ecological risk perspective,   fie  made  the
following modifications.

     Problem  areas 18   and  19,  municipal and  industrial  non-
hazardous waste sites, were combined.  Our review of the literature
led  to  the  conclusion   that   the  ecological  impacts  are  not
significantly different,

     The  original EPA list  included  only one  type of  habitat
alteration, specifically  areas 13 & 14, vhich dealt vith discharges
(alteration) to aquatic habitats.  The Subcommittee believes that
ecological impacts caused by alteration of terrestrial habitats are
certainly  as  significant as alteration  of aquatic  habitats  and
should be  considered  in  this report, even though  regulation of
activities  that  cause such  alteration is  not presently an  EPA
responsibility.     The   Subcommittee  also   considered   habitat
disturbance to  be a  potentially significant  ecological  impact.
Even  though  not  an  irreversible  physical alteration,  habitat
disturbance by human activities (e.g., overflights, human and dog
access to beaches)  can cause habitat abandonment or restricted use.

     The Subcommittee added  biological depletion to  the  list of
environmental problem areas.  This category includes depletion of
natural populations because of over-harvesting, as veil as species
extinction.   Introduction of species  was also added to the list,
on the basis  that exotic species say disrupt natural communities
and ecosystems.

       The Subcommittee  reviewed the Background Papers written by
EPA  in  IS 17  and  reevaluated   the*  in  light  of  »ore  recent
information.  These background paper* were prepared by 1PA in order
to provide additional insight* concerning the environmental problem
areas.  These were included in Appendix XIX of Unfinished Business
(EPA,  1987b).   The following  sections reflect  the Subcommittee
discussion of these environmental problem areas.   EPA summarized

                                37

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its ranking of environmental problems areas into mix groups, with
Group 1 problems having the highest Impact and Group i the lowest
impact.   The  EPA  group  ranking and  our adjective  ranking  are
included  in  each section,  generally  at  the  end.    Our  rankings
follow the scheme given in Table VIII on page 23; (e.g.,  HHH > HH
> H > M > L) where HHH - Highest Risk,* HH - Higher Risk;  H - High
Risk; H « Medium Risk; and L - Low Risk,

i.i  Crit+ri* and Toxic Air Pollutants

     The ecological impacts of ozone and acid deposition arc well
documented, and significant data bases en  both the extent of ozone
levels and acid deposition now exist (HAS, 1989; KAPAP, 1989; EPA,
1988).  Th* overview of ozone and acid deposition provided in EPA
(1987b) is  detailed and  represents a reasonable summary  of  the
state of the art in 19S6.   Since then there have been a number of
studies  (e.g.,  NAPAP,  1987)  that have suggested that  hydrogen
peroxide  is  also an  oxidant  that nay  lead  to damage to  trees.
Gaseous hydrogen peroxide Is formed by photochemical reactions in
the atmosphere,  and  its  chemistry is  interlinked  with that  of
ozone.  In  addition,  the photochemical reactions  of non-methane
hydrocarbons (NMHC), nitrogen oxides,  ozone, and hydrogen peroxide
are linked and  affect the atmospheric concentrations of nitrogen
oxides, ozone,  hydrogen peroxide,  and the formation of  airborne
strong acids.  Ozone and hydrogen peroxide are important oxidants
that lead to the formation of nitric and sulfuric acids In rain and
cloud droplets from precursor nitrogen oxides and sulfur dioxide.

      The direct ecological risks  of  all  toxic air pollutants on
vegetative covers are not clearly established.  However,  there is
little doubt that various toxic «ir pollutants can accumulate in
plants and animals through the food chain  (Travis and Arms, 1988).
Thus, effects on wildlife  from bioaccumulation may be particularly
significant.  It is possible that some toxic air pollutants may be
precursors to chemicals that may toe toxic to plants.  However, much
work  is needed in this area  in order to document exposures  and
elucidate uptake mechanisms and associated ecological effects.

     Although texie air pollutant* were ranked by EPA ae Group 4,
some chlorinated hydrocarbons play an important role in atmospheric
photochemistry.   Thus, while  one can  argue that the  important
direct ecological «tres«e«  are otone and acid  rain,  the factors
controlling  the  generation of those  stresses  are  closely linked

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and inseparable.  Nitrogen oxides_are  also  a factor in acid rain
formation as welT'ai' visibility-Induction.  Sinc*;«o'lar'radiation
is an  important factor that affacts the  generation  of ozone and
hydrogen peroxide in the atmosphere, greenhouse gases and ozone can

affect solar radiation and in turn photochemical reactions.  Thus,
problem areas 1,2,7, and 8 are intertwined.

     Our ranking of this  issue varies  vith  the seal* considered.
At ecosystem  and regional levels,  airborne toxics  are high (KH)
risk, but at  the biosphere level, that risk drops to medium (H).
Acid deposition is  ranked at high  (H)  risk  at both ecosystem and
regional levels,

6,2  Radiation  from Sources Other tbtn Indoor Radon  -

     This category includes environmental  exposure to ionizing and
non-ionizing  radiation  (beyond  natural  radiation).   increased
radiation, from  stratospheric ozone depletion or medical exposures
is not included here.

     There  have  not  been  important changes  in  either  the
information base, risk assessment, or public perception concerning
radiation hazards to ecological  systems since publication of the
Unfinished  Business   report.    An  extensive  knowledge  base,
conservative  standards,   and a  highly-regulated industry  have
reduced environmental  risks.  Nuclear industry practice im AIARA
(as low as reasonably achievable)  for high-level wastes, oftentimes
veil below regulatory guidelines.

     The largest sources of radiation are  natural  cosmic and earth
background radiations, followed by routine medical and diagnostic
exposures  to  humans   but  not  th*  environment*    Anthropogenic
environmental  exposures  primarily  result from  residual weapons
testing fallout and  industrial releases (including wtdical vast**}.
Nuclear industry sources  include uranium mill tailings, enrichment
and processing, spent fuel  (fission products and transuranics),
low-level operations, and research by-products.

     This  problem  area  is characterized   by * well-developed
historic  (and  aging)  literature  with  a  we11-developed  risk
methodology,  and extensive  standards  development and  regulatory
oversight.   Environmental transport mechanisms  and pathway* ar*

                                39

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known;  biological/ecological  Affects  are  organismally  based.
Current  public concern  is  ov«r environmental  contamination and
perceived  human  health  risks,  with  contaminant  concern  over
environmental  movement  and remediation.   Ecological  effects are
minimal under  current practice.  Regulatory philosophy holds that
protecting humans protects  the environment,  based on the general
greater radiosensitivity for humans than for other biota.

     The  Subcommittee estimates that ecological risks  of  these
sources  are  minor under  current practices,  vith  relatively low
uncertainty  and  number of  unknown*.   Thus,  we disagree  vith
Unfinished  Busjj^ss  statements  of  uncertainty  for  ionizing
radiations.  Non-ionizing uv-B radiations  ere not addressed here
(see Stratospheric Ozone Depletion,  Section 6.3), and non-ionizing
electromagnetic radiations  have  minimal (and  localized,  if any)
environmental  effects.

     The Subcommittee agrees that the lov ecological risk ranking
is appropriate.

6.3  StratosphericOtene Depletion

     The issue of stratospheric  ozone depletion (problem area 7)
was reasonably represented  in  the  issue paper in the EPA report,
although  a  number  of   developments  have taken  place  in  the
intervening three years.  Zt is still true that the main cause of
present and projected stratospheric ozone depletion is attributable
to production  and release  of chlorofluorocarbons (CFCs)  (EPA and
UNEP, 1986; Hoffman,  1987).   Worldwide emissions  of  CFCs remain
substantial,    but   there  has  been   considerable   progress  in
establishing  future  limits internationally  on CFC  production,
beginning with the Montreal  Protocols of 1987  and continuing to the
commitments Made  by  Europe and the  U.S.  in  1989  to phase out
virtually  nil  CFC production  in the  next lew  decades  (Wigley,
1988).  Consequently, projection* of future CFC emissions would be
reduced from projections Bade  three years ego (Lashof and Tirpak,
1989; Smith and Tirpak,  1989).  On the other hand, not all nations
have Made  these phase-out  commitments,  and substantial inputs to
the atmosphere will continue for some time.   Further,  there is a
significant time-lag between cessation of emissions and reductions
in atmospheric, especially stratospheric, concentrations.  Indeed,
residence  times  for  CFCs  are typically measured in  decades or
longer, and stratospheric concentrations will continue to increase

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because of atmospheric dynamics «ven if all emissions were to cease
immediately  (Lashof and Tirpak, i§89; Smith and Tirpak, 19S9).

     Over  the  past  three  years,  there i»  also  an  improved
understanding  of  the atmospheric chemistry  of CPC-stratospheric
ozone interactions.  For instance, the experience of the very large
stratospheric  ozone  depletion event over Antarctica in  198?  and,
1989  has  shown  how  cfCs,  interacting  vith  stratospheric  ice
crystals and vith sunlight as it  first reaches the stratosphere in
the austral  spring,  can very rapidly  deplete stratospheric ozone
(Stolarski,  1988; Rowland,  1918; Shea,  1.989).  This  ozone-hole
phenomenon did not appear  in the earlier models of  atmospheric
chemistry,  but  has  now  been  seen  as  veil  over  the  Arctic.
Furthermore, estimations of columnar ozone depletion over the last
15 years or so now exceed 51 for northern mid-latitudes,  somevhat
larger than the original EPA issue paper suggested.  Consequently,
there has been an increased sense of urgency added to this issue.
This urgency has been responsible for the progress noted above on
regulating global emissions of GFC's.

     With respect to potential effects of enhanced UV-B radiation
on biological systems at the surface of Earth, there continues to
be a very inadequate data base to evaluate effects.   We can state
vith confidence that UV-B, in general, is biologically important,
as  it  is  strongly absorbed  by  biologically  critical  compounds
(e.g.,  DNA), and, thus, like ionizing radiation,  has the generic
potential  for  deleterious  effects  on   biota (Horrest,  198S)*
Experimental data on UV-B  effects show sensitivity for many marine
planktonic and larval species,  and there is  a general consensus
that enhanced UV-B could lead to adverse consequences on marine and
coastal  ecosystems  (Horrest,  1985?  Hoffman,  1987).    Hovever,
experimental data on  UV-B effects on  most terrestrial plants arc
lacking; for example, how enhanced UV-B vould Affect the trees in
* tropical rain forest is essentially unknown. JFor crop plants,
about 200 eultivars have been tested, for which about one-third ar*
insensitive, and another third very sensitive, tout experiments have
not been conducted  for many important crops  (e.g., vork has been
done on only a very limited number  of eultivars of  rice).  Thus,
assessing the potential biological consequences of increased UV-B
is difficult at present, although a research of fort to obtain tiv-
B dose  response  data for plants of ecological or  agricultural
importance  would  reduce  those  uncertainties  readily and  vith
limited expense,

                               41

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     secondary and  indirect  effects of increased UV-B are poorly
known?  examples  of potential  Indirect  effect* include increased
susceptibility  to  disease   or  pests  by  terrestrial  plants.
Similarly, little is known about, interactions of enhanced UV-B with
other  concurrent stresses,  »uch  as water  stress  iron  climate
change.    Again,   an  experimental  program  could  reduce  these
uncertainties considerably.

     The  EPA  ecological  workgroup  ranked  stratospheric  ozone
depletion  as  being of  very  high  concern*   He concur with this
ranking because;  1) the mechanisms for  adverse biological effects
are common across biota,*  2) the stress will be globally distributed
and, therefore,  something  to which  virtually  all  ecosystem* and
agricultural systems will  be exposedi 3)  the time-frames  for the
stress on  the environment  are long (decades  to centuries);  4)  it
is  not  possible  to mitigate  against the ecological  effects  of
increased UV-Bi and 5)  it  nay be difficult to adapt agricultural
systems to enhanced UV-B at the same time adjustments  are  to be
made for climate change stresses.

6.4  Global c^pift* Change

     The issue of concern here relates to anthropogenic emissions
to  the  atmosphere  of  gases  that  have  radiatively  important
properties (i.e.,  they  absorb light at wavelengths that control the
Earth's thermal balance).  Continuous rate of these emissions are
expected to lead  to a  greenhouse response, with projected global
climate change to occur over the  next  few decades at magnitudes
previously seen only over geological tine frames  (Bolin  et *!.,
I9S6).  The EPA issue *CO2 and global warming"  (problem area 8)  is
more properly labeled  "issues of global climate change",  because
COj is only about half of  the present contributor  to equilibrium
temperature changes among anthropogenic emissions, and because the
stresses  on  the   environment  of  ecological  and  agricultural
significance  are   not  United  to   warming  (e.g.,  changes  in
precipitation  often  May  be  more   important  than  changes  in
temperature).                           ^       ,    •,..„,

     Anthropogenic  sources of radiatively important gases include
CO2,  primarily  from combustion  of  fossil fuels,  tout also from
deforestation   and  cement   production?   Q^,  primarily   from
agricultural production,  especially  from  livestock and  in rice
paddies; NfO, primarily from agricultural releases, *sp«cialiy from

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bacterial action on  fertilizers;  and  CFCs,  the same compounds of
central concern to «trato«pheric ozone depletion- (Keeling et al.»
1982; Bolin et al.,  19S6;  loll* et al.,  1986? Mshof and firpak,
1989;  Smith «nd  Tirpak,  1989).   Insofar  as CFC  emissions  are
limited for ozone-depletion reasons, this will make a significant
difference to the eventual magnitudes and rate* of climate change
over the Jicxt several decades (Wigley, 1988).  On the other hand,
even with complete elimination of  CFC*,  C02 production globally
vill continue to  increase,  with the greatest growth in emissions
attributable to developing countries  (Lashof and Tirpak, 1989).

     Present  best  estimates of globally   averaged  temperature
increases  at  equilibrium  are   between   1.5  and   4.5*c  for  an
effectively doubled  C02 atmosphere  (i.e., vith total radiatively
important gas concentrations increased to the level equivalent to
doubling of CQ2 if that were  the only radiatively Important fas)
(HAS  (1979,  1983,  1987); Smith and Tirpak  (1989);  Bolin  et al.
(1986); MacCracken  and Luther  (1985)).  While these numbers are
useful for comparison* to paleoecological records or to compare the
relative effects of alternate strategies for  controlling greenhouse
effects,  a  globally- and  annually-averaged temperature increase
does not  capture the important  stresses  from an  ecological or
agricultural effect* perspective*  I**ues of spatial and temporal
scale are  critical,  as are  issues of changes  in  the frequency,
intensity,  or  duration of  extreme  event*  (as  opposed  simply to
changes in averages).  that is, what will have most importance to
causing  biological  affects will be  climatic:  extreme*,  and  a
shifting  climate,  even with  unchanged relative  variances,  will
likely lead to an  increase in extreme events.  Moreover, whereas
the physical stresses of global  climate change will  be distributed
globally  (albeit not uniformly), the biological and human effects
vill occur  at local  and  regional scales  end must be evaluated at
that scale  (Harwell et al., U8Sa).

     The  present  scientific  consensus emerging  is  that  global
climate change will  occur  in'the next few decades; there is less
agreement that climate change has already occurred (data support
temperature  increases in  the  lest few decades  for the  entire
planet, but not  for the United state*,  for example)  (Hanaen and
Lebedeff,  1988;  Hanson et al.,  1989; Jones  and  Parker,  1990).
Further,  even  if climate  change  is accepted  as  occurring at
present, there is   no consensus that such change can be causally
attributable to anthropogenic emissions or  other human activities

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 (e.g., Kerr, 1989).  Nevertheless, that climate change win occur
 Is widely,  although not universally  supported  in the scientific
 community.  How much climate will change, in what regions, and at
 what  rate,  are issues  of  much less  agreement,  and considerable
 uncertainties  remain in  projection*.   How general  circulation
 models treat cloud  formation, atmospheric-ocean interaction*, and
 biological  feedbacks (e.g.,  changes  in  rates  of biogenic  fas
 production, changes in  albedo,  and rates of evapotranspiration),
 are  issues in  need of  considerable  scientific  research (e.g.,
 Robock,  1983;  Dickinson,  1986; Hansen et  al.,  1984;  Brseeker,
 19»7) .

     On the biological effect*  side, it is clear that temperature
 is  not  the only,   or  often  even  the most  important,  stress
 associated with global climate  change.  Precipitation changes, in
 intensity, location, and timing,  are  much  more  likely to affect,
 for example, agricultural production than are increases in growing
 season temperatures for aany regions  of the world (Parry et al.,
 1988a,b).   Changing water relations,  and the effects of climate
 change on hydrologic cycles,  could have a major impact on regional
water balances  of  the  continents*   Other issues  of ecological
 importance include sea-level  rise,  presently projected to be about
 0.3 - l.o  meter by the  middle  of  the next  century, from thermal
expansion of the oceans  (Smith and Tirpak,  1989; Lashof and Tirpak,
 19S9)«   Sea-level  rise  would have major consequences on coastal
ecosystems, including wetlands,  estuaries, and spawning grounds for
 fisheries.  Other physical  stresses associated with global climate
change may include changes  in the  frequency  and intensity  of
 storms, shifts  in ocean  currents  and  upwelling  areas,  and shifts
 in the intra-tropical convergence zone and in patterns of monsoonal
development, among  others.

     Estimating biological effects can be done by using a range of
 analytical  methodologies  to   relate  change*  in  the  physical
 environment  with   crop   productivity   es  well   *s  ecxwyatem
 distribution.  Available methods Include historical analogs (e.g.,
 Stomm*!  end Stommel, 1979);  statistical models  (e.g.,  Uchijima,
 If81}I physiological experiments (e.g.,  Uchijima, 1982); life tone
 Classifications  (e.g.,   Emanuel et  el.,  1985);  paleoecological
 records  (e.g.,  Davis and Botkin,  1985); simulation models (e.g.,
Harwell  et  al.,   1985b),  and  expert  judgment.    For  example,
physiologically  based  crop  simulation models  can lie  used  to
estimate how changes in  climate will affect  phenology and yield of

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particular crops  at specific locations.   Equilibrium ecological
effects  can  be  eat,imatcd  froa  p«l«o«coiogical -analogs and  toy
examining bioclinatie life zone shifts, with associated changes in
the distributions of biooes.  But much research on effects remains
to be done, including some experimental (e.g., how crop yields or
ecosystem  productivity  would change  in combinations of altered
climate  and  enriched C02  * see  review in  Idso,  1989),  and  other
more theoretical research (e.g., model development and sensitivity
analyses).

     Effects of global  climate change are  only broadly estimated
at present.  This  is an area of particular importance and relevance
to EPA.  Indeed, in the  growing national program on global climate
change, effects issues appear to be given insufficient attention,
yet  it  is the effects  on  ecological,  agricultural',  and  human
systems  that are  of real concern and that must  be understood in
order for policy  options  to be properly evaluated.   The issue of
global climate change was  given the  highest ranking by the EPA
ecological workgroup. We concur with that  ranking because: 1) the
potential for biological effects is so large and ubiquitous since
the physical climate has  such an  important control on ecological
systems as well as crop productivity; 2) the time-lags built into
atmospheric,  oceanic,  and  biospheric  systems are so  long that
actions today will have  consequences for decades  to come; 3) it is
not possible  to mitigate  against  climate change  occurring from
gases that have already been emitted to the atmosphere; 4)  -it is
possible  to  mitigate against  the  effects  of  climate change,'
especially for agricultural and societal systems,  but a much better
understanding of the spatial and temporal distribution of climate
change and a much better understanding of the environmental and
human  effects  of  climate  change  are essential  before  proper
mitigation can be  designed; and 5)  with appropriate attention by
EPA  to  biological effects  issues, a  critically  Important but
otherwise insufficiently addressed facet of the global change issue
can be significantly advanced*

f.S  Direct and Indirect Point touree Discharge*  to iqyfa.ce Waters

     Direct and indirect point source discharges  commonly refer to
the discharge of pollutant* to surface waters from publicly-owned
waste treatment facilities (POTW)  (15,000)  and industrial outfalls
(24,000)   (EPA,  1987b),    These discharges are  regulated  by EPA
through a permit system (National Pollutant Discharge Elimination

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System, MPDES) that allows release of both conventional and toxic
pollutants at specified level*.  Discharger* are clustered in the
eastern and midwest regions,  where human and industrial activities
dependent on aquatic resources are most  dense  (EPA, 2.§§7b) *  Many
industrial operations  contribute to the load  reaching municipal
wast* treatment facilities, and therefor*, ere indirect dischargers
to aquatic systems.  Waste treatment facilities discharge vainly
to  rivers   (except  in   coastal  tones)  experiencing  seasonal
fluctuations  in flow.   Low  flow in receiving  water  (e.g.,  late
summer;  drought periods)  often  leads  to high  concentrations in
water and potentially deleterious Impacts on the aquatic ecosystem.
Conventional  pollutants  of  major concern  are  BOD {biochemical
oxygen  demand) ,  suspended  solids  (Ssj ,  and nutrients  (P  in
freshwatere; N in estuarine waters).  The latter lead to excessive
growth of undesirable algae and  aquatic plants.  Toxic pollutants
include trace metals (e.g., Cu,  Cd, Cr, Hg) and organic compounds
(PCBs, phenols, etc.)*   Most current requirements for controlling
discharges are  technology-based  rather than  water quality-based,
although  there   is  a  trend  toward  more  water-quality-based
regulations.

     Although  strategies  to  limit  discharge  of  conventional
pollutants are  improving,  removal of toxic chemicals  requires a
fully- implemented industrial pre-tre«t»ent program.  Point-source
discharges also include  combined  sewer overflows.   Many  of the
industrialized cities of the eastern and central states are moving
to separate municipal waste and  urban runoff.

     Me recommend that a wider variety of chemicals than presently
are regulated be monitored in both discharges and receiving waters.
In addition,  a clear understanding  of the ecological  impact of
municipal and industrial discharges  is  badly needed.   EPA ranked
this issue in Group 3,
f.f  Non-Point Sourfff^^f cftaEgf f_t9 jBurface .Waters gins tn-Plaee
Toxics in Sediments

     The  EPA  document  (EPA,  1987b)  states  that  "the  major
ecological    risk •  from    non-point   sources    is   ...agri-
cultural. . .erosion".  Non-point source pollutant. Inputs to surface
waters, however,  also Include erosion  from other sources (e.g.,
silviculture,   mining),   groundwatsr   -transport,   mtaospherlc
deposition, urban  runoff,  and resuspension/ recycling of in-place

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pollutants.  The best known of these inputs is erosion of surface
soils resulting from land disturbance by agriculture, development,
and natural processes  (e.g.,  hurricanes;  flooding).   Groundwater
contaminated by pollution activities on land may contribute to the
pollutant  load of  nearby surface  waters.   In Switzerland  and
Germany, there are  many examples of surface  waters contaminating
loeal  groundwaters  through  bank infiltration.   The problem  of
atmospheric deposition of toxic elements and chemicals to aquatic
ecosystems has been emphasized by the role the atmospheric pathway
plays  in the  Great  Lakes.  In general, the processes leading to
removal  of contaminants  from the  atmosphere  and the  air-water
exchange of volatile species  are not  well understood (Eisenreich
et al., 1981;  Strachan  and Eisenreich,  1988),   The importance of
atmospheric deposition to pollution inputs in other aquatic systems
such as Chesapeake Bay needs to be studied.

     The most severe problems associated with in-place pollutants
occur  in bay  and harbors that have received extensive  inputs of
particle-reactive  organic compounds  and  toxic metals.    These
pollutants continue to recycle in the ecosystem by natural (e.g.,
bioturbation; winds) and anthropogenic processes (e.g., dredging;
chip traffic; continued inputs) for decades and longer.  Examples
of areas where in-place pollutants are a particular problem are Mew
Bedford Harbor,  Waukegon  Harbor, Fox  River/Green  Bay,  Toronto
Harbor, Los Angeles  Sight, and Long Island Sound.  However, rivers,
lakes,  estuaries,  and  coastal  waters where sediment deposition
accumulates,  and  near  urban/industrial  centers,  have  bottom
sediments with measurable quantities  of  toxic  metals and organic
compounds.   Even at low  concentrations, some  chemicals may move
into benthic organisms and concentrate in the food chain.  Although
most interest  has  been in protecting health of humans consuming
fish from contaminated areas,  sore attention must be placed on the
interaction of benthic organisms with in-place pollutants.

     Control of  non-point sources of  pollutant Inputs to surface
waters may be difficult and expensive.  In title case of atmospheric
transport and deposition of pollutants, sources are often diffuse,
distant,  and  uncontrolled  or  unidentified.   The  Subcommittee
expands  the  scope  of  concern  beyond the  Unfinished  Business
document to include the above and agrees with  * Group 3 or high
ranking.   For  the  special  ease of  pollutant  emission to  the
atmosphere,  and  then   transport  over  long  distances  before
                                47

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deposition, the Subcommittee ranks this problem high on a regional
scale, and medium on a global scale.
§ »7  Cop ^ negated sludge

     Sludge  is  one of the  residual* or products  from pollution
control or treatment systems.   Since these systems are designed to
prevent  hazardous  substances  and/or  pathogenic organisms  from
reaching  the environment,  it  is not  surprising that  sludge  is
usually  contaminated.   Sludge also can be generated  by various
industrial processes, but  industrial sludges are nore appropriately
covered by other sections and are not considered here.

     Based on the data available, the authors of the EPA  support
document concluded that, ". . .disposal of contaminated sludge should
not be expected  to result  in extensive damage to natural ecosystems
where  reasonable   anticipated  control  programs   are  properly
implemented" (Appendix III,  Page 5i) . They  further concluded that
damage would likely occur  if control programs were not carried out.
The  implicit  assumption  is that  "reasonably  anticipated control
programs" were designed with knowledge and understanding of all (or
most) of the hazard and exposure aspects of studies.  Recent data
indicate that there have been important omissions, e.g., the recent
attention being given to the hazards  of municipal  solid  waste
incineration ash.

     The Unfinished Business  document  supports  the  premise that
there are a  number of unknowns and uncertainties  related  to the
potential environmental  impact of  sludges.   Among these  is the
contention that information is available for only some of the many
different chemical pollutants and pathogens associated with sludge.
In  addition,  it  Is stated that  only limited efforts  have been
expended  on  in-field documentation of ecological  Impacts  of
sludges,  the assumption  that current and "reasonably anticipated
control  programs11  will   minimi re  environmental impacts is  not
supported by the document.

     The massive  quantities of sludge presently being generated,
the wide array of sludge  contaminants, and the projected increases
in  sludge generation, necessitate  that current and  anticipated
sludge regulations be as effective mm possible in order to minimize
ecological impacts.
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     The Subcommittee agrees with-"the''basic risk ranking for sludge
of low to median, depending on the area being exposed.  Localized
impact can  be much  greater  (e.g.,  the  12  Kile Dump Site),  but
relative to such issues  as  global climate  change,  it does  not
warrant a high ranking,

C,i  Physical Alteration efAguatiepabltafcf

     Although current environmental laws require mitigation  and
enforcement to compensate for wetland destruction for some federal
programs, a majority of  the  habitat loss  in the United  States
results  from  currently  unregulated  activities  or  processes.
Channelization   and   drainage   for   agricultural   production,
impoundments  of  total wetlands*  'for private  use,  erosion-caused
sedimentation  of   stream  habitats,   destruction   of   riparian
communities by  animal grazing,  and bulkheading and  filling  for
shoreline development are all  prime examples of poorly regulated
activities leading to wetland destruction*

     Many of  these  activities  are  associated with  agricultural
practices throughout the  country  or  with  coastal  developments
associated with urban expansion.  Activities on public lands should
be required  to abide by sound environmental practices, independent
of which agency has the administrative responsibility.

     Although the  impacts  of  any single  activity are local,  the
activities are common throughout the country and the impacts  are
cumulative.   The aggregate impacts amount to an unacceptable Iocs
of ecological resources, and the irreversible nature of the impacts
on biological diversity and  ecological productivity requires  a
major programmatic emphasis across all governmental organizations.

     Several  specific  activities  warrant  special  attention.
Draining and filling of isolated freshwater wetlands by agriculture
should demand the same regulations as those required of the Federal
Department  of transportation.   Public construction  grants that
support  infrastructure development  (e.g.,  roads, sewers,  water
supplies, and power network*} should not provide support In coastal
areas characterized by tidal marshes and coastal estuarie*.  Local
zoning ordinances cannot torn expected to protect priority aquatic
habitats  once the   infrastructure  is  constructed.    commercial
fisheries operations using throw nets or trawl* physically impact
benthic  habitats.    These  activities  should be  restricted from

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critical areas.  Animal grating needs to be regulated on riverine
communities along river*, streams, and pocket wetlands.

     A viable  aquatic habitat includes a  diverse and productive
terrestrial  community   adjacent   to  the  land-water  boundary.
Sedimentation  control i» likewise required to  protect riverine
habitats.   EPA should adopt  and enforce  a  watershed management
paradigm for aquatic habitat protection.  This regulatory approach
should  be  implemented  by  all federal  organizations  that  have
managerial responsibilities for public lands,

     The Unfinished Business report ranks this irreversible trend
in  habitat  destruction  in  Group  2.   For the above  reasons,  we
concur with this emphasis on aquatic habitat loss.

«.t  Active Hazardous iraptf gjtea
     The Unfinished Business  report ranks active hazardous waste
cites in Category 6 (low risk).  The Subcommittee challenges this
conclusion based on future  trends  and  not on current data.  This
category includes  the operations of incinerators,  land disposal
facilities, recycling  units, and other cheaical/physieal/biological
treatment technologies.

     The locations of these operations are usually a function of
source location and can be  found In a wide array of environmental
settings.  These facilities require the transportation, storage,
transformation, and disposal  of a  great variety of  organic and
Inorganic toxic substances  and pathogens.   These  materials come
from  chemical  industries,  defense industries,  municipalities,
medical industries, and agribusiness.

     The assumptions  in the Unfinished  Business Report are that
active hazardous waste sites are currently regulated by RCRA/CERCLA
and, therefore, are  or trill  be veil  designed,  constructed, and
managed.  Environmental releases of vapors to "Che  atmosphere end
leachates to the surface and groundwaters ere expected to  be low,
and the effects limited to local  impacts.   These ere  the same
assumptions that were made  for the  lest generation  of permitted
hazardous waste sites  with obvious  shortcomings.  These sites were
permitted by State end Federal agencies with tile full expectation
that the technologies  would  be adequate to protect the environment.
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     Active hazardous waste sites,-; .are not environmentally benign,
and there   still exists a number of  important 'scientific Issues
that  are  not   veil   understood  and  documented  that  produce
significant uncertainties about many  of these technologies.   The
perception that leachates only migrate slowly through the saturated
zone of the soil has been challenged by recent  research at the  Oak
Ridge National Laboratory,  Episodic events of heavy rains produce
rapid horizontal migration  of toxicants through  the  unsaturated
zone, resulting  in increased loadings to surface  wetlands.   Clay
liners and clay  caps on  landfills with backup leachate collection
systems are designed to prevent and  remove leachates.  It took tvo
decades for the failures of our last  generation  of landfills to
present  themselves.    Few,  if any,   of  the new generation  of
engineered landfills have been operating long enough  to document
the real performance with field data.   Usually .the weakest link is
the management after a routine  pattern of operation has developed.

     The  controversies  surrounding  incinerators are  far  from
resolved.  The chemistry of combustion associated with large-scale
incinerators receiving a feedstock flow of variable quality is net
well known.  It was only in the last decade that we associated the
formation of chlorinated dioxins with thermal treatment.  Many of
the residuals from incinerators are discharged  directly into the
atmosphere, which increases the spatial scale of dispersion.

     The EPA Unfinished Business Report characterizes the impacts
as localized  and potentially  reversible over a  10-year period*
This conclusion is not  supportable.  The wide distribution of sites
produce a  cumulative pattern whose impacts are not local.   The
reversibility of impacts from  resilient toxic compounds in soils
and groundwater  reguires far more than 10 years.

     He recommend that this category be given the same rank (i.*.
Group 5) as the other toxic waste stream categories instead of the
Group 6 ranking  given to it in Unfinished Business.
f.10 InaetJTe Hay >rdou« Wasfe Bites

     Past disposal practices  for hazardous waste often met legal
requirements at the time,  but  the resulting contaminated soils end
groundwater and air emissions have become a major concern for the
present and future.  The  primary focus of this concern is on the
substances released from these sites that could impact humans via

                                51

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surface water, groundwater, or air.  Less attention has been paid
to the ecological impacts of such releases.

     At the time Unfinished Business was written  (EPA, 1987a»b,e),
there were 888 sites on the National Priority List  (NPL).  Ground-
water contamination was found at approximately 75%  of those sites,
surface water contamination at 45%,  A survey of 540 sites listed
the is most  frequently observed chemicals  as TGE,  lead,  toluene,
chromium  and compounds,  benzene,  chloroform,  PCBs,  tetrachlor-
ethane,  trichloroethane,  zinc  and compounds,  arsenic,  cadmium,
phenol, ethylbenzene, and xylene (EPA, 1987a). There are now 1,175
NPL sites, and EPA estimates that there  will be more than 2,100 by
the year 2000 (Lucero and Moertl, 1989).

     Hazardous  wastes  account  for  approximately  20*  of  all
industrial wastes  and  are  produced by  virtually  every  type  of
manufacturer (Paisecki and Davis, 19S7).  Further, chemicals in the
waste do not remain  fixed where they are deposited*  Some wastes
have  appreciable  vapor  pressure  or  are  gaseous  at  ambient
temperatures (e.g.,  vinyl  chloride  trapped  in  Pvc  processes}  and
will diffuse through fill,  appearing in ambient  air at the site.
Chemicals  can  often  leach  into  underlying  aquifers  and  be
transported via  groundwater flow.   Contaminated groundwater  may
eventually feed surface waters, contaminating streams and lakes or,
possibly, nearshore marine habitats  (Peirce and Vesilind,  1981).

     Nearly all chemicals found at inactive waste sites are toxic
and known to have chronic or acute effects on organisms.  However,
there are limited data on the concentration of the substances and
the exposures that animals and plants experience.  Although there
is little information on ecological effects at Superfund sites, a
survey estimated that  6* of the  NPL sites are likely  to  have
significant damage to natural resources  much that natural resource
damage awards are likely to be sought under  CERCLA  (EPA, l«S7a,b).

     There could be significant ecological  impacts If  toxic  and
persistent chemicals (e.g., PCBs)  contaminate sedi»*ntm in aquatic
habitats (e.g., harbors, wetlands)*  This scenario sets the stage
for long-term exposure of organisms, particularly the benthos.

     Hazardous waste generators are facing a shortage of existing
landfill capacity, which has a projected lifespan of 10 to  15 years
                                52

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      unless something is done to decrease the amount; of waste (Nelzon-
      Horehler, 1988). y •           -v    '

           EPA  placed this  category  in Group  5.   The  Subcommittee
      currently ranks the ecological risk from inactive hazardous vast*
      sites as medium (M) because ecological impacts tend to be localized
      in  the  immediate vicinity of the  site.   However, the  number of
      known sites  and  their potential to release  toxic and persistent
      compounds into the  environment are of sufficient concern to warrant
      close and continuing attention to this problem from an ecological
      as well as human health perspective.

      «.ll Municipal and Industrial Kon-Ha»>rdou«..Jflltl _ftltff
* -jjj
           Some non^hazardous waste landfills contain only 'municipal or
      industrial wastes,  and some  contain  wastes  contributed  by both
      groups, in varying amounts.  The Subcommittee believes that, from
      an ecological  standpoint,  these waste sites should be considered
      together.  Non-hazardous waste  landfills will eventually generate
      leachate and gaseous releases  (Charnley  et  al.,  1988; Webster,
      1988}.  Releases from these landfills may  be to the atmosphere,
      soils, groundwater, and surface water.   Potential effects are to
r      biota as well as human health.
'i  •
-  •'•         Inputs  to municipal  waste  sites  include paper,  yard wastes,
1 -    food, plastics, metals,  glass, textiles, wood, and a miscellaneous
      category that can include chlorinated organic* (e.g., from cleaning
      fluids) and  aromatics (e.g., from paints and  household products).
      (Webster, 1988;  Franklin  Associates,  1988).   Releases from these
      landfills   nay  vary,  but Wood  and Porter  (1986)  identified 77
      chemicals known  to be  released from municipal  vaste landfills,
      including methane,  benzene,  toluene, vinyl  chloride, trichloro-
      ethylene, and nethylethylketone.

           Industrial   non-hazardous   vaste   sites  usually  contain
      substances specific to  a  particular operation and may be located
      on an industrial facility site  or at * site that combines wastes
      from  a  number  of  different  industrial  contributors.   Examples
      include  wastes  from building  demolition,   phosphate fertilizer
      manufacturing, or  oil-drilling  operations*   Landfarming has been
      extensively  used for some of  these  vast**  (Huddleston  *t *!*,
      1982).
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     It is  not  possible to predict  how long it' will  take for a
particular  landfill  to stabilize to the point where  it  will no
longer produce  and release products.   However, Charnley  et al,
(1188) cit* a report by Pohland et  al,  (1983)  which describes 5
stages in the life  of a landfill.  Each stage yields characteristic
compounds that are released to the air or to leachate,

     Stage  l_f__   Initial Adjustment - This stag* occurs after the
refuse is placed in  the  landfill  until it has absorbed moisture.
Little, if any leachate is formed during this stage,   stegen et al.
(1987) estimated that this stage takes 6-18 month*.

     Stage.:i=2 .   Transition  -  During this  stage the  refuse has
absorbed  moisture  and  begins  to  form  leachate.    Microbial
degradation changes from aerobic to anaerobic.

     Stage 3 .  Acid Formation - Anaerobic degradation continues and
volatile organic acids reach their highest concentration.   The pH
declines rapidly.
      _     4.   Methane Fennentftion -  The Intermediate products
formed in stage 3 are converted to methane and C02.  The pH of the
refuse is buffered by a bicarbonate system.  The amount of leachate
decreases, but the amount of gas produced increases.

     Stage 5.  FinaJ. Maturation - Microbial action is limited due
to decreased availability of nutrients.  Gas production ceases and
oxygen and oxidized  species slowly reappear.  Compounds resistant
to  mierobial digestion  are converted  to  humic-like  substances
capable of completing with and mobilizing heavy metals.  When the
rate of change within  the waste becomes negligible, the landfill
is considered stabilized.

     Releases from landfills that contain only municipal wastes and
those that contain  both  municipal and  industrial  non-hazardous
waste are Indistinguishable, unless the  site  is dominated  by a
particular industrial  waste.  For most sites, the  quantities of
lignin-containing wastes,  chlorinated hydrocarbons  and aromatic*
from municipal wastes ere so large that chemicals derived from the
industrial   wastes  cannot be  detected against this  background
(Webster, 1988),
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     The Subcommittee agrees with ranking the ecological risk* from
non-hazardous waste sites as Medium (M) (or Group 5}  on the basis
that the impacts are largely  local.  Releases are generally of low
concentration.  The long-tern nature of the releases and the number
of  and    distribution  of  sites,  however,  warrant  continuing
attention to this issue.

t.12
     This topic was not addressed or ranked in the EPA Unfinished
Business report.  The subcommittee feels that it is an important,
ubiquitous   ecological   problem  contributing  toward   loss   of
biological diversity and therefore should be considered.

     As human populations and their support systems expand, natural
habitats and the populations they-support are disturbed, altered,
or destroyed.  There is a consensus among ecologists that species
extinctions are now occurring at unprecedented rates  (Wilson, 1988;
Wright, 1990).  The major cause of species loss is destruction of
natural habitats.   The most  significant and  publicized  losses
currently are the results of  conversion of  tropical  forests to
agriculture in Latin America and southeast Asia.  However, natural
habitat losses  are occurring everywhere,  even in industrialized
countries with strict environmental regulation.  For example,  oak
woodlands and chaparral are  rapidly being converted  to housing
tracts and avocado orchards in southern California mountains.  Most
native prairies and grasslands  in the United States have already
been converted to agriculture.

     Habitats can be altered,  converted,  or disturbed with varying
ecological impacts. Conversion of a habitat results in irreversible
loss; e.g.,  a forest is converted to a housing tract, and survival
of  native plant  and  animal populations is  no  longer possible*
Partial alteration of  a Habitat  (e.g., Jroad  construction)  can
result In shifts in diversity and abundance of natural populations,
but may allow survival of the ecosystems.  Habitat disturbance stay
be  caused by human activities  near  natural populations  (e.g.,
aircraft  overflights) and  result in abandonment or decreased use
of  the Habitat.   For example,  allowing  public access to   a
previously isolated beach causes harbor  seals using that beach as
a rest area to abandon  it  (Bartholomew,  1967; Woodhouse, 1975).
                                55

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     Although the  impacts of any single  activity  are local, the
cumulative  result  i» major,  and for  the most part,  results in
irreversible  Iocs   of   natural  ecosystems,  including  species
extinctions.

     Every effort should be Bade to preserve native ecosystem* in
parks,  reserves, and sanctuaries, but  this action  alone will not
significantly reduce the rate of losses.  An equal effort is needed
to  minimize the impacts  of development  so that,  to  the extent
possible  and practical,  natural  populations  can  survive.   For
example,  leaving  corridors of  natural  habitat through developed
areas allows more native populations to survive (Millar and Ford,
1988).   More attention  should also be paid  to restoration and
enhancement of natural  habitats (Jordan et al., 1988), including
research  programs  to  build  the  science  base upon, which these
activities rely,

     Some types of development are more  compatible  with natural
systems than others.  Such projects maintain a large portion of the
property  in  open  space,  permitting   the  survival  of  natural
populations.  Examples of  these  are military bases,  oil field*, and
low-density housing.   These projects should be planned vith the
goal  of maximizing  the  survival  of  natural  populations while
accomplishing the goals of the  project*

     Finally,  sound  environmental  planning  and  management  to
minimize the ecological impacts of development  should be a part of
every approved project.  More research Is needed to develop cost-
effective environmental planning and management methods.  Lengthy,
detailed ecological  studies are not a  realistic expectation for
most development projects, yet  accurate, reliable data are needed
for use in planning.
                                 .?   "*
     The  Subcommittee  sees  habitat   alteration  and  loss  of
biological diversity us a local, regional, and global problem of
increasing importance vith high cumulative impacts and, therefore,
high ecological risks.

(.13 Accidental Eeleaaes ef Topics

     Over 2,000 accidental releases of toxicants  occur annually
Involving some 40 million pounds of the total. Only 2,4% of the
•vents  release  90% of the  total amounts of toxicants.   Most of

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these cone from  fixed  facilities  and  occur on land.   Most states
enforce  emergency containment  and cleanup  procedures at  large
facilities.

     The EPA Unfinished Business Report downgraded the importance
of persistent toxicants  (PCBs,  Kepone,  dioxins,  etc.)  since they
do  not  constitute a  large percentage  of the total  spills*   A
majority of the materials accidentally released are nonpersistant
organics like TCE and DCS.  Given the above, the low risk ranking
is appropriate.

6.14 Oil BPilla

     On average  about  11  Billion  gallons  of oil  are spilled each
year; <50% of this amount  is spilled into  marine environments and
40% in inland environments.  Approximately  49% of all oil spilled
is crude oil,  30% diesel and other fuel oils,  and the remaining 30%
other products (IPA,  1987).

     Most experimental and monitoring work has been done on crude
oil spills in the marine environment.  A large body of literature
has been developed since  the  Torrey Canyon spill in 196? and the
Santa Barbara  spill  in  1969  (e.g.,  API, IPA,  USCG oil  Spill
Conference  Proceedings 1969-1989}*    Large  oil spills,  though
infrequent, can  have  significant ecological  impacts.   Spills of
crude oil in the marine environment are primarily surface events
rather  than  water-column  events*     The  most  severe  (i.e.,
population-level) impacts are on organisms that interact with the
water surface  and oiled  shorelines.    Water column  and  benthic
populations are  affected  far  less,  usually not at the population
level.   Impacts  of most  oil  spills,  even large ones  are in the
"years'* category of duration (HRC, 1985).  This is likely to be the
ease for most population* affected by the large 1989 Exxon Valdez
spill in Prince  William  Sound, Alaska,  as veil (Baker  et al*,
1990).   The  exceptions to this are spills that enter low-energy
habitats where oil penetrates the sediments and Bay remain  for long
periods.  For example, oil spills kill adult mangrove trees,  zt
may take 20 years to replace such trees.

     Spill-response techniques can greatly influence the ecological
impacts  of the  spill.   In  spill  situations there  is  often *
conflict  between  the goal  of  removing  visible oil from  the
environment and  that  of minimizing the ecological impacts of the

                                57

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spill.  There are many examples where harsh and damaging "cleanup*
methods have actually  increased the overall  impacts of the spill
and prolonged recovery (e,g», using heavy equipment  in marshes and
•team cleaning to remove  oil from rock*).  We recommend that the
overall  goal  of  spill  response*  should be  to  ainiaize  the
ecological impacts of  spills end that response  methods be chosen
to accomplish this goal and, preferably, planned in advance*  The
importance of site-specific contingency planning and  of streamlined
decision-making  during a  spill  event  cannot be  overemphasized
(Lindstedt-Siva, 1S84).

     More research  is needed on  the  fate, effects, and response
methods for spills of crude oil and products into inland waterways.
For  some  of these  products there  is significant  potential  for
water-column or benthic, as veil as surface, effects. In addition,
some  of  the response  methods  appropriate  for  spills  in marine
environments are not appropriate  for inland waterways.

     The Subcommittee  agrees with the overall ranking  of Group 5
or Medium  (M)   for  the impacts of accidental  oil  spills.   The
rationale  is that  spilled  oil  degrades, loses   toxicity,  and
generally does not persist  in  a biologically  active state in the
environment   for  many   years  as,  for  example,  chlorinated
hydrocarbons  do.   The most  serious,  longer-term  impacts  from
accidental oil  spills  have been  from spills  of refined products
(more toxic than crude oils) into low-energy, confined bodies of
water where the oil has become incorporated into sediments.

C.1S Underground Storage flanJEf

     It has been estimated that from 10%  to 251 of the underground
storage tanks  (USTs)   in  use  currently  ere  leaking.   This  may
engender  ecological  risks  not  apparent  to  similar  lack  of
containment for the same materials stored Above ground.  At first
glance,  the  major  potential -for  VST  contamination  of  the
environment would be that associated with  contaminated groundwater,
particularly in  those  rural  areas where  potable water  is derived
from  shallow wells.    However,  '-over a long  time period  such
contamination  of  groundwater  with  petroleum  products  may  be
significant  to  some   surface  waters derived from contaminated
aquifers where the ecological  effects may be  more  apparent.   In
cases  of   known  leaking   USTs,  removal   is   required,   with
decontamination  of the affected environs at considerable expense

                                Si

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to the owner of th«  site.   In cases where a family business is th*
responsible  party /"the costs of  puch remediation nay  result in
cassation of business and possible inadequate financial resources
to  implement remediation,  leaving the  problem  unsolved.   This
problem, then,  has  serious economic consequences as well as the
potential for environmental perturbations.  The problem of leaking
USTs  is  widespread  and  perhaps  cumulative  over  the  years,
reflecting lack of comprehension of the problem and its potential
for harm.

     The prevalence of the problem and the Impact on small business
and landowners  and  the potential  for  cumulative  effects suggest
that several research areas need to be developed to ameliorate this
widespread problem.

     Additional  research   should,  be  implemented   towards  the
development  of devices  and  procedures for  early  detection of
leaking  USTs,   which  will   enable  periodic   inspection  and
certification  of  such tanks.  Such  detection ideally  should be
low-cost and  involve  minimal  perturbation of  the  environs of the
tank and the  business activity at the site*   Reliable devices of
high sensitivity that can be operated by individuals with minimal
technical  skills  should  be  developed  as   an  analog   of  more
sophisticated technology currently available.

    Research  should  be  implemented  towards  the remediation of
contaminated  soils  near a  leaking UST.   Such research might be
focused on in-situ remediation, remediation in close proximity to
the contamination site, or utilizing slurry  reactors in a closed
system.   For these alternatives, development*  in  biotechnology
currently available for bioremediation  should be considered and
evaluated to minimise the cost of remediation if prescribed*

    Zn general, the ecological risk from leaking USTs im  low, but
the  risk to  humans  may  be  high in  cases  where potable water
supplies are derived  from shallow aquifers down gradient  from the
storage tank.  He agree with the ranking of Group 6.
                                           %   ; -  ,.,
•£•!• orouadifater
     Groundwater contamination is perceived by the public to be a
major class of environmental intuits. The EPA Unfinished Business
report  includes  statements  like  "200  contaminants  have  been
                                59

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identified" and  "millions of  occurrences  are found nationwide."
The  medium rank  assigned  in  the  EPA report  van based  on the
assumption that ecological impacts can only occur when groundwater
discharges to the  surface.   The filtering properties of *oil and
the  dilution by  surface waters will  reduce the risk by reducing
exposure concentrations.

     The  filtering properties of  soil  constitute  a  short-term
buffer,  Eutrophication of freshwater lakes from old septic fields,
selenium toxicity of emerging groundwaters resulting from increased
irrigation, and nitrate inputs into Chesapeake Bay front intensive
agriculture on the Eastern Shore are  all  examples of overloaded
filtering capacity.

     The "dilution is the solution to the pollution" paradigm only
works  for  substances that  do  not partition  to  media  other than
water  and do  not  bioaccumulate.   Nuisance growth of  aquatic
macrophytes  due   to   excessive  nutrients  and  the  food-chain
biomagnification   of   persistent  pesticides  are  examples  of
alternative fate-and- transport dynamics.

     Groundwater  contamination  sources  are  very numerous  and
ubiquitous   (e.g.,   septic   fields,   injection   veils,   land
applications,   material   stockpiles,   pipelines,  and  non-point
sources).      Groundwater  is  generally   slow  moving  and  very
conservative in transformation functions.   There ere very little
data on groundwater as  a  source of ecological exposure.   Most of
the exposure will occur in the future,

     The Subcommittee ranked the ecological risks from groundwater
contamination to be relatively low.  The major impact would be felt
by human consumers rather than ecological systems.

C.3.7 Pesticide*
                                ' i.    S:iJ* \ .' 3?  »'.".' .  Jii.
     One of the side  effects  of pesticide  use  is environmental
contamination,  Pesticides and herbicides are the only substances
that are intentionally applied to the environment because of their
biological toxicity.   Society  in general,  and EPA in particular,
are  aware  of this,  and pesticide regulation  through registration
and  reregistration,  enforcement, and  monitoring is  currently of
high priority.                  -••*«•••  - ••*'•   -•=•-  •

-------
     The cost of .pesticide development ha* Increased dramatically,
and  the number of  compounds  restricted or banned  has  increased
steadily in the last 20 years.  The use of pesticides in the United
States  increased during the 1970(sf leveling off at a little over
one  billion  pounds  of active ingredient since the Aid*  to late-
1970s.  in fact, the amount of active ingredient used in the United
States  in  1938  vas  1*13 billion pounds, about the sane mm in 1978
(1.11  billion  pounds).    clearly  the  degree  of  environmental
contamination and risk to the environment depend  on such factors
such as toxicity  of the  pesticide, application methods, .and its
persistence.    We  are  concerned  about this  contamination  and
encourage  EPA  to  continue to  develop  environmental  monitoring
methods.

     He  are  also concerned by  th« efficiency of  controls given
current  application  practices,  in  particular,   the  overuse  of
pesticides and improper use by unskilled or untrained consumers and
farm workers.   The different application approaches used which
depend on the type of pest, its location, and the specific type of
pesticide to be used can  result in much of a pesticide sprayed on
the  environment never reaching or impacting its target.

     Research on non-pesticide control needs to be a priority for
EPA.    Pesticides,   by  their  very nature,  are  toxic  to  the
environment,  and  pollution prevention  or  non-use  of pesticides
should be a long-term goal. We believe  EPA should consider taking
a stronger role in  non-chemical control of  pests.  Both research
and  dissemination of information are needed.

i.it New Tezie  chemicals  CMon-Pestieidesi

     Determining the environmental risk posed by a chemical (s) that
has  yet to  be  conceived or  produced  is impossible.   the Toxic
Substance  Control Act  (TSCA)  directs  EPA to evaluate the hazards
and  exposures  associated  with  new  industrial  chemicals  and
determine whether the potential risks are acceptable.

     The EPA Unfinished Business background and reference documents
'indicate that  approximately one thousand new chemicals have been
developed  each  year over the  past decade.   It is further implied
that half are now in production.  Laboratory toxicity assessments
have been conducted on some of the new chemicals reviewed by EFA'c
Office of foxie Substances since 1979,   Many do not nave adequate

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ecotoxieity data for a "reasoned ecological risX assessment", the
criterion specified in TSCA.

     To compensate, in part, for the lack of time and resources to
conduct laboratory toxieity assessments, models hav* been developed
to estimate a  variety  of parameters, including bioconeentration,
toxicity,  and  persistence.    Quantitative  structure  activity
relationship (QSAR) models are example*,  it should be noted that
all models have limitations, and that models are-not available to
estimate all parameters and responses for all chemicals.

     As technologies advance and human population increases, it is
logical to assume that  new chemicals will continue to be developed
and  produced.    If past  practices continue,   too  many  of  these
chemicals will reach the  marketplace with minimal  or no toxicity
assessment.  The Subcommittee recommends that the-Agency carefully
evaluate  its  allocation  of  resources  relative  to  toxicity
evaluations of new chemicals.  Although  the Agency  did not rank
this problem area, the  Subcommittee believes that it should rank
as a medium ecological risk.

**** Biotechnology

     The  subject  of  biotechnology  includes  a  wide  range  of
disciplines, subject materials, and intended usage.  For example,
developments  in  this  field  range  from genetically  engineered
microorganisms  for use  as  microbial pesticides  to plant  life
altered to include heterogenetic material  from a wide  range of life
forms.   Some  of the concern associated with  the  utilization of
biotechnology reflects the Banner in which biotechnology products
are derived,* many of the developments suggested for biotechnology
utilize recombinant DNA technology.   Other concerns  focus on the
products  of  biotechnology  and possible perturbations  of  the
environment that say result.  The distinction between methods used
and the resulting products has been clearly delineated recently by
the Ecological Society of America  (ESA,  1989). The  substance of
this publication is summarized as follows: "We believe that these
developments should  occur with the context of a  scientifically-
based  regulatory  policy  that  encourages  innovation  without
compromising sound environmental management."

    ' Re comb i riant DNA technology allows the potential for complete
description of altered  homogenetic or  heterogenetie  hereditary

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material that might b« included in the deliberate construction of
biological materials with altered properties.  Therefore, risk can
be minimized, if not excluded,  front the perspective of the genetic
material involved,   The  primary basis for concern, then,  is the
behavior of  the altered  microorganism, plant, or  animal  species
into which  this genetic material has  been added.   Such  altered
species may have the potential for developing ascendant populations
that may alter delicate ecological balances indigenous to a given
environment.  Such perturbations have the potential for overgrowth
of new  species  to the detriment of  the normal flora  and fauna.
Concerns for this possible result, then, must be ameliorated by the
development of acceptable criteria to exclude such outcomes prior
to the dissemination of these biotechnology products.

     Bio-pesticides  are  agents  that  have  been  developed  to
eliminate or diminish pests present in the environment.  They are
usually defined  in terms of  their targets and include microbial,
insect,  plant,  and animal targets. Their efficacy is  judged by
their ability to inhibit undesirable life forms and, therefore, are
generally pathogenic for the  target organism.  Two outcomes can be
envisaged from  the release  of such  biotechnology products;   a)
expansion of the host range  (target species) to include organisms
beneficial  to   biological   communities  through  mutations  -and
recombinations  subsequent  to  release;  and b) the  ascendancy of
suppressed  populations  subsequent  to  the elimination of  a pest
agent that normally limits such overgrowth.  Therefore, two major
concerns are associated with these agents.  The genetic stability
of  the  pesticide   organism  should   be  ascertained,  and  the
consequence of the removal of the pest  from a biological community
should be evaluated.   These  concerns may  best be  addressed on a
case-by-case  basis,  reflecting the judgment  of  experts familiar
with the particulars of a planned usage.

     Many developments in  biotechnology canter en the production
of plant life with altered characteristics. Here, as above, there
is a  concern for the  possibility  that such  plants night become
dominant to other beneficial lifa forms in a biological community
and, thus, hav« long-term detrimental consequences.  However, such
concerns  are also  inherent  to strain  improvements accomplished
through traditional  plant breeding technology.   In  the  cast of
biotechnology products and the recombinant DNA technology used for
their development, however, the biotechnology-derived product* are
likely to  be more concisely defined  than the products of plant

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breeding.  Therefore, concerns  for biotechnology products should
be congruent with similar concerns associated with the release of
more conventional products.

     One of the major ecological  concern* prevalent today is the
accumulation, concentration, And leaching of xenobiotic compounds
into potable water  supplies -or  their increased concentrations in
the  atmosphere.    These problems,  to  a large  extent,  are  the
consequence of an industrial society and previous lack of concern
for environmental perturbations by its waste products.  The .use of
genetically  engineered  microorganisms  to   degrade  xenobiotic
compounds is envisaged as a logical extension of natural processes.
The  beneficiation  of such  natural  processes  through the  use of
recombinant DNA technology  to produce microorganisms with enhanced
degradative  characteristics  is  the  primary  thrust  of  these
developments.   The usual  object of  such developments  is  the
enhancement of the  rate at  which  natural processes occur and, in
some cases,  an  increase in  the  range of substrates that  may be
degraded.  For the safe application of such microorganisms, then,
a primary requisite is that these microorganisms not be pathogenic
to humans and other life forms.  Of equal concern is the manner in
which commercial quantities  of such microorganisms may be produced*
Commonly, microorganisms for commercial applications ar* grown in
nutrient solutions that  allow attainment of high population levels
in a short period of time.   There is,  therefore, the opportunity
for  growth  of  pathogenic   microorganisms concurrently  with  the
commercial species,  and such outcomes  must  be precluded  by the
application  of  product  standards.   This concern, however,  is
focused  on  manufacturing  technology and not the biotechnology
product per se.

     Pivotal  issues concerning  biotechnology products do  not
include the methods by that  such products are derived per  se.  They
do include the sourest of genetic  material, the changes that have
been made to such genetic material, properties  of the Host organism
before and after  alteration, the impact  of release or escape of
genetically altered organisms en  indigenous organisms,  and their
dissemination to  other  ecosystems.   To  encourage  innovation and
promote economic benefits to society, appropriate policies need to
be developed to regulate th* content end usage of biotechnology
products.  In some cases, this may require the development of new
regulatory  purviews since   these  products lacX  precedent  end,
therefore, are inappropriate for some existing  regulatory policies,

                                €4

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Regulatory agencies in place should take  a  proactive tola toward
facilitating biotechnology developments by working in concert with
the developers of this technology  and  the end-users.   A case-by-
case policy teems appropriate currently until experience with th«*e
products i* acquired.

     The potential risk for biotechnology relates directly to the
product*   Since  products with disparate  properties  and intended
usage are being developed , it doe* not seem prudent to generalize
concerning  inherent risk.  However, no high-risk products should
be  considered without exhaustive  review.   For  example,  special
consideration  should  be  given   to   one  possible  product  of
biotechnology, the genetic alteration of pathogenic species.  With
mierobial species, it has been .suggested that genetic alterations
resulting in the loss of virulence, but maintenance of colonizing
activity  by  pathogens,  night protect some  plant species  from
infection by pathogenic bacteria.   However,  it is not possible to
generalize  in  this   regard,   especially  if   all   the  traits
contributing to virulence are poorly understood.  One may envisage
a genetic event occurring  subsequent to release  of such bacteria
that night introduce new, and possibly more virulent traits, into
an altered microorganism that has retained its colonising activity
toward  a   target  plant (s).    Products beyond  the  foregoing
relationships, however, are  likely to  rank 'Ion  to moderate risk
depending upon the information base relevant to the intended usage.
Biological entities,  whose genetic  potential ^and behavior are well
understood, are  of less  concern  than  those* known to  have been
developed  from organisms  clearly known to  be  associated  with
undesirable biological activities*

§.28 Plastic in the Marine
     It Is common to see plastic litter along  roads,  and on the
beaches  and  shorelines  of  our coastal  environments.    These
materials can exhibit an environmental impact in one of three ways:
aesthetic pollution i toxleity via ingest ion; and mortalities from
entrapment  and entanglement.    The magnitude  of the  aesthetic
problem  Is  relatively  easily  quantifiable.    The  number  of
mortalities  from  Ingest Ion, entrapment, or entanglement  is much
more difficult to  estimate accurately.  The EPA Unfinished Business
background documents do a good job of relating the  length of nets,
number of floats,  length of  ropes, number of traps,  etc. in present

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use and the quantities lost from use and, thus,  available to impact
marine and estuarine organisms.

     Impact*  can  be severe  for organisms that  are particularly
pron« to  ingest plastics.  S«a turtle* are an important example.
Individual* of  these endangered species  have  been ehovn to eat
plastics, and deaths have been attributed  to much ingestions.  Sea
birds are also vulnerable.

     Since  accurate estimates  of the  Magnitudes  of  biological
impacts from plastics in the  marine environment are not available,
it  is difficult  to rank the  problem.   However,  since endangered
species are known to be  impacted and  the effects on fisheries have
the potential to be high,  the Subcommittee concluded that the area
should be ranked as medium.

C.21 Biological D«pl«tion andExtinctions

     This topic was  not  a problem  area specifically addressed or
ranked in  the EPA Unfinished Business  report  on ecological risk
reduction.    The   Subcommittee  feels  that  it  is  an  important
ecological problem area and that it should be considered.

     There is a consensus among ecologists that species extinctions
are occurring at unprecedented rates  (Wilson, 1988; Wright, 1990).
Many  species  are  lost  before   they  can  be   described  or
characterized,  others are known to  be threatened or endangered,
and special efforts are made to protect them.  As human populations
expand,   there  is  increasing  pressure  on  natural  resources,
including species harvested for food and other uses.

     The  major cause  of  species  extinctions  and decreases  in
natural populations  i*  loss  or disturbance of  natural  habitats.
Over-harvesting 1m an additional cause of population reduction of
commercial and sport species.  When a species is lost completely,
through  extinction,  that   genetic   material,   Adapted   to  Its
environment, is irreversibly  lost.  Similarly, Mien species become
threatened  or  endangered or  natural  populations  are  greatly
depletedi the gene pool is greatly reduced, possibly limiting the
ability of that species  to adapt to environmental changes.  In the
view  of  the  Subcommittee,  this problem  area ranks  as a  high
ecological risk.                                      '"

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(.22 Introduction of Biologic EpeciiJi

     Ecological communities are collections of biotic species that
have co-evolved clusters of interspecific interactions that impact
on  increased  probability  of   surviving  for  the  participating
species.  These interactions involve ecological processes such as
predation,  competition,  mutualism,  symbiosis,  and  obligatory
physical associations.  Many of these evolutionary associations are
so tightly coupled that small clusters of species have their fates
inseparably bound together.

     Introductions by natural and anthropogeniely mediated events
have  been  analyzed by  ecologists over  the  years,  as  these
constitute  natural  experiments with  which  to test  hypotheses
involving  community  ecology.     Generally,   the  frequency  of
successful  colonizations  of  exotic species   is  lov  when  the
recipient community  is not stressed.   Propagules  and transient
individuals are  constantly testing the system  to look  for  nev
opportunities to expand their  species domain.   The resistance to
intruders  cones   from  healthy  endemic  populations  with  the
competitive advantages of community co-evolution.

     Even so,  one of the  most important demonstrable  agents of
ecological change  is the anthropogenic introduction  of biologic
species  into  areas  where  they  did  not  evolve.    Intentional
introductions of sport  fishes,  game birds, horticultural varieties
of ornamental plants, and biologic agents chosen to control plant
and animal pests provide thousands of ease examples.  In addition,
a  large  number  of  accidental  introductions   have taken  place
resulting  from the  worldwide  network  of  material transport in
agriculture  and  forestry.    Many  of  our  ftost important  pest
management problems involve accidental exotic introductions.

     Introductions of  exotic species have provided demonstrable
examples of total ecological disruption, such as the sea lamprey -
alewife destruction of fish communities in the Great Lakes.  They
also provide examples of economic improvements vith little evidence
of serious ecological impacts,  such as the plantings of brown trout
in rivers end lakes throughout the United States.  The vide array
of ecological  responses to  the introductions  of  exotic species
requires  that  each  event be  given careful  •valuation  prior to
implementation.  Since  introductions,  if  successful,  are usually
irreversible, proactive evaluations should be mandatory.

                                67

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                   RECOMMENDATIOKfl AKD CONCLOSTOKfl
1.  Formalin an extramural and continuous process for ecological
risk  prioritiiationi  thl* process  should not be  categorise* If
agency programmatic structure but ra%ner by anthropogenic stresses
on tna environment*

     The 19S7 "Unfinished Business" report represented a pioneering
effort in assessing the relative risks of environmental *tressors
and  their prioriteration  for  Agency attention.   However,  the
scientific process of relative risk ranking was influenced by the
programmatic  structure  of   the   Agency   which  influenced  the
organizational approach to the  study.   Yet the study has already
been invaluable in affecting Agency operations.  We recommend that
the process  of  risk assessment be continued  as  a  formal working
tool of  the  Agency and  that this process also  include external
peers  --  for  breadth  of   perspective  as   veil  as  scientific
credibility.    It  is  necessary that  this process  continuously
reappraise this nation's environmental issues  and ecological risks
to focus and direct Agency activities.

2.  Inveit i& development of formal methodologies  for ecological
risk assessment.

     Although the ecological  and  welfare  rick ranking procedures
used  in our deliberations  were  a useful  tool,  these ad  hoc
procedures   represent   only  a  beginning  in  quantifying  and
formalizing  risk  prioritizatlon.   The  process remain* largely
nonquantitative.   There is  need to  improve  upon existing risk
ranking techniques and  to evaluate methodologies for comparative
risk analysis.  Programmatic resources should  be Invested, in both
in-house  and extramural  research  and development,  to  improve
ecological and  environmental risk evaluation and  prioritization
methodologies.    in  addition,   the   overall  concept  of  risk
minimization (implying both  control* and corrective action*} needs
to be expanded to  include proactive and anticipatory alternative*,
such as prediction and early detection of  impacts, improved design
of environmental management  systems,  and  utilization of recovery
processes and self-sustainability  of  natural  systems rather than
human intervention and control.

                                68

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3.  Develop the..date bat** seeded for improving future ecological
risk assessments.

     Ecological risk assessment IK handicapped by the availability
of organiied sets of comparable quantitative data  to support the
risk  evaluation  process,     the  science  it»elf  lack*  neither
concepts  or  data,  but  is deficient  in  systenatle  synthesis  of
information  into  useful  formats.      All  information  is  not
necessarily useful.  The risk evaluation methodologies and state-
of-the-art techniques must define the data needs end data analyses.
Data  bases  supporting   ecological   risk  assessments  must  be
institutionalized and  maintained by  the  Agency.   However,  many
useful surveys assessing ecological health are maintained by other
Federal organizations.   These -must be  accessed and used  in the
final   processes   of    relative  risk   evaluation   and   risk
prioritization,  providing  proper  balance  for  risk  reduction
actions.

4.  Develop an appropriate paradigm for integrating ecological aad
economic perspective* and con»ider»tion*.
                   *
     Any  risk assessment must  be  based upon  a  comparison  of
benefits  and costs  resulting  from  hazard reduction.   Not all
environmental attributes and ecological values can be expressed in
economic tents,  It will  be necessary to develop an entirely new
paradigm for  integrating ecological and economic considerations for
risk assessment.  Understanding sustainable  development limits for
ecological systems will be essential.  Mot until  ecological and
economic values of environmental systems can be unified will  it be
possible  to   obtain  unbiased  assessments  of  ecological  worth,
accurately to  prioritise stressors and  systems at  risk,  and to
begin cost-effective strategies for risk reduction.

5.  Expand IPX's perspective on ecological values «*& welfare -risk
to include ecological attributes a* veil as economic factors*

     In developing an integrated ecological/economic paradigm for
environmental risk assessments, it vill be extremely important* to
address those many ecological  attributes for which an economic
metric presently does not exist. The  costs  ef remediation greatly
exceed  expenditures to  ensure early  prevention of ecological
damage.   To  address the cost/benefit ef environmental actions,
entirely new concepts of ecological attributes as finite  resources

                                6$

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a:,c compounding rather than discounting when choosing alternatives
to environmental protection will be necessary,

6.   incorporate  the  results  from  tbi»  risk ranking  process,
including tb« 1»90 risk reduction study, in development pf future
Agency policy Had allocation of financial resources.

     The  196?  "Unfinished  Business"  report  and  this 1990  risk
reduction exercise by the KRRSc have demonstrated the need for new
directions in  ecological research and  applications.   Using  risk
assessment  techniques,  these  reports provide  opportunity  for
renewed focus  for  reducing the risk to ecological  systems based
upon scientific information and expert judgment.  The opportunity
now exists to direct  the Agency's efforts to those most critical
environmental problems where  the greatest risk reduction  can be
obtained.      We  urge   the  Agency   now  to  incorporate   the
recommendations  from  these studies  into  its future  policy  and
administrative operations.

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