PROGRAM
        COLLABORATION
         Using Teamwork, Program Staff Expertise
           and Authority to Assist Small Systems

More than 94 percent of the nation's public drinking water systems serve
fewer than 3,300 customers. Many of these systems tend to require greater
assistance with technical, managerial and financial (IMF] capacity and face a
variety of challenges, including inadequate financial resources due to
charging rates that are too low, lack of long-term planning, difficulty hiring
and retaining a certified operator, and more. This fact sheet was prepared to
help state leaders learn about what other states are doing and help enhance
their ideas on the topic of program collaboration to achieve drinking water
program goals.
What is "program collaboration"? Program collaboration involves
coordination among staff in different programs, divisions or organizations to
achieve a common goal. Critical to the success of such collaboration is the
desire for staff members to collaborate as well as the approval and
encouragement from management to collaborate across the programs.
How can program collaboration help my state? State drinking water
programs often devote many of their resources to helping small systems
achieve, maintain or return to compliance. Creative, practical collaboration
with other programs can help states effectively address small systems
challenges while working with limited resources.
What will I find in this fact sheet? This document highlights innovative
approaches to assisting small systems with compliance challenges. The
description for each model is followed by a few state examples describing
the challenges states have faced and how program collaboration helped
address these challenges. The three models discussed in this document are:

             Collaborating within the
             Framework of the Public Water
             System Supervision (PWSS) Program

             Collaborating with State
             Agencies Outside the Framework
             of the PWSS Program

             Collaborating Beyond the
             Traditional Framework of
             State Agencies

-------

     Collaborating within the
     Framework  of  the Public Water
     System Supervision (PWSS)  Program
     The Model: Capacity Development Program staff in some states have teamed up with staff
     members in other drinking water program departments to address small system issues. A few
     examples of how states are accomplishing this task include:
       •  In-person meetings;
       •  Electronic correspondence;
       •  Conference calls; and
       •  Discussion boards.
     This collaboration allows team members to share their department's expertise and
     perspectives in order to shed new light on potential solutions for small system concerns.
     Furthermore, discussions among the different individuals and departments responsible for
     assisting struggling or noncompliant PWSs can help everyone develop a more comprehensive
     understanding of these PWSs' unique situations. Staff and managers from different programs
     (such as enforcement, funding, regulatory, capacity development, operator certification and
     more) can meet to analyze why PWSs are not attaining or maintaining IMF capacity or
     compliance. These individuals can work together to develop ideas for assisting struggling
     PWSs and ensuring that these PWSs can maintain capacity after assistance has ended. The
     following examples illustrate how some states have been successful in bringing staff together
     from different departments within their drinking water programs to pool their knowledge and
     expertise in addressing a specific issue.

                        Figure 1: States Featured as Model  1 Examples
                                                                      *~ฎ
     The states that are shaded dark green and that include the state abbreviation represent the state examples
      found in Model 1 of this document. The striped states represent the state examples found in Models 2 & 3.
         Note that New Hampshire is also included in Model 2, and Minnesota is also included in Model 3.
Page 2

-------
                                              MINNESOTA: COLLABORATING
                                                TO ASSIST  NON-COMMUNITY
                                                                  WATER SYSTEMS
                          Visit http://www.health.state.mn.us/divs/eh/water/ncom/index.htm
CHALLENGES
  •   Minnesota has a large inventory of small non-community water systems (NCWSs)—approximately
      7,500—the majority of which are transient water systems. Although transient water systems have
      fewer regulatory requirements the owners should be aware of correct procedures for monitoring,
      reporting and addressing violations.
  •   Most of Minnesota's NCWSs are privately-owned businesses whose owners either do not identify
      themselves as a public water system or consider the provision of public drinking water to be an
      ancillary function not their primary business. Some of these NCWSs may not see themselves as a
      public water system, combined with the frequent change of ownership or point of contact that is
      more common with NCWSs, and this may lead to an increased potential for performance problems,
      inconsistent monitoring practices and increased risk to public health.
SOLUTIONS
  •   The Minnesota Department of Health (MDH) Non-community Water Supply Unit, which consists of
      field staff in MDH's eight district offices as well as compliance staff located in St. Paul, was formed to
      tackle NCWS challenges. The Unit's main goals are to ensure NCWSs' compliance with all drinking
      water regulations and continued public health protection for customers served by NCWSs. To
      manage the state's workload, assistance for NCWSs is prioritized based on known sanitary defects
      or water quality issues.
  •   The Unit assigns each NCWS to a multi-disciplinary team that includes a field sanitarian or engineer,
      a compliance officer, and a source water protection planner or hydrologist. These teams provide a
      comprehensive set of services to assist NCWSs including conducting sanitary surveys every three
      years, providing sampling assistance and onsite technical assistance, assisting with source water
      protection and laboratory services.
  •   Minnesota has delegated the authority to implement the Safe Drinking Water Act (SDWA) in 24
      counties or cities. This decentralized approach provides the Unit with more field presence and
      allows staff at the local level to visit the NCWSs to provide better assistance in all aspects of water
      quality. The state also focuses on a collaborative approach to compliance with the idea that smaller
      systems are more likely to meet SDWA requirements if the state and the small system staff work
      together as a team.
  •   In addition to funding received from the Public Water System Supervision (PWSS) and Drinking
      Water State Revolving Fund (DWSRF) programs, MDH's program is also supported by a service
      connection fee which is assessed on a per-connection basis for all municipal water systems in the
      state.
SUCCESS MEASURES
      As of January 2011, the Unit included 28 field staff and 5 compliance officers. The program
      emphasizes achieving performance goals through compliance assistance and education rather than
      enforcement.
      The success of the Unit is consistently reflected in the high rate of compliance among the state's
      NCWSs including monitoring and reporting. Additionally, public health protection is enhanced
      through monitoring efforts including onsite visits and immediate responses for positive coliform
      samples.
                                                                                          Page 3

-------
                                        IOWA: COLLABORATING TO INTEGRATE
                                            THE AREA WIDE OPTIMIZATION  AND
                                          CAPACITY DEVELOPMENT  PROGRAMS
                          www.iowadnr.gov/lnsideDNR/RegulatoryWater/WaterSupplvEngineering/
                                                                OptimizationProgramAWOP.aspx
      CHALLENGES
        •   The Iowa Department of Natural Resources (IDNR) was interested in using the Area Wide
            Optimization Program (AWOP) as a primary tool for implementing capacity development.
            AWOP is a systematic approach that helps assess system performance, deliver technical
            assistance, measure results and maintain optimized performance at water utilities.
        •   The challenge for IDNR was determining how to leverage the success of the AWOP program by
            integrating AWOP concepts into other areas. For example, AWOP uses a "status component"
            that, when translated to capacity development, involved ranking PWSs relative to performance
            parameters. While extremely useful in other applications of AWOP, IDNR found that the status
            component was less suited for the Capacity Development Program because of its limited ability
            to predict long-term capacity development factors such as PWSs' long-term viability and
            technical capacity.
      SOLUTIONS
        •   The state is enhancing the AWOP status component approach and modifying it based on
            experience from several drinking water departments in order to rank the overall viability, as
            defined by the state, of PWSs and more appropriately target its capacity development activities.
        •   IDNR developed a list of current sanitary survey questions that can be scored to rank PWSs in
            order of greatest concern due to potential impact to public health and then coordinated with
            IDNR's field office staff to refine the questions. Starting in 2009, IDNR began integrating these
            modified questions into their sanitary survey which helps to initiate a discussion between field
            staff and operators on optimization and the performance of the treatment process. The new
            questions address all three components of technical, management and financial (TMF) capacity.
        •   IDNR's staff and management use regular planning meetings with support and assistance from
            the National Optimization Leadership Team (NOLT) to identify areas where AWOP concepts
            can most effectively enhance program implementation.
      SUCCESS MEASURES
        •   Through its pilot program, IDNR is working towards demonstrating measures of success for
            both the AWOP and the Capacity Development Programs. These include the improved ability of
            state personnel to document performance impacts at the public system level; ability to
            demonstrate unnecessary capital investments costs due to optimizing the treatment process;
            improved technical, leadership, management skills; and knowledge.
        •   The next step will be to try to define follow-up efforts which may include identifying common
            deficiencies in the viability assessment questions and targeting efforts to address these
            common deficiencies.
        •   A new pilot approach to use the Performance Based Training model for the purpose of
            leadership and management training is being considered. Performance Based Training is a
            unique training approach first used by AWOP to improve plant performance by transferring
            priority setting and problem solving skills to plant staff. This approach shifts from a traditional
            academic style of training to a more hands-on, every day problem solving type of training. It is
            hoped that this could provide a solution for addressing deficiencies in managerial capacity and
            would be directed toward water system owners as well as water boards and city councils.
Page 4

-------
                                       NEW HAMPSHIRE: COLLABORATING
                                                  TO  IDENTIFY AND  PRIORITIZE
                                                            SYSTEM ASSISTANCE
                Visit http://des.nh.gov/organization/divisions/water/dwgb/capacity/index.htm
CHALLENGES
      New Hampshire was very concerned about PWSs that were regularly or continually in
      noncompliance because of the serious risk this poses to public health.
      New Hampshire knew that PWSs facing multiple years of noncompliance often times had a unique
      combination of circumstances that resulted in recurring violations.
      New Hampshire wanted to fully understand the drivers of these noncompliance cases in order to
      develop targeted ways to help these systems return to compliance while working with limited state
      resources.
SOLUTIONS
  •   The New Hampshire Capacity Development Program identifies PWSs in need (i.e., "the bucket list")
      based on referrals from enforcement and sanitary survey inspections.
  •   New Hampshire now has a dedicated person to oversee each PWS and help shepherd the system
      back to compliance. This individual becomes intimately familiar with the PWS's background and
      current situation and becomes knowledgeable about the underlying causes of noncompliance for
      that particular system.
  •   This individual also develops a relationship with the board members, and the owner and operator of
      the system in order to facilitate information sharing and open communications between the PWS
      and the state.
  •   The current status of noncompliant PWSs is discussed at quarterly meetings with the Drinking
      Water and Groundwater Bureau Administrator. When needed, the Administrator personally attends
      board member meetings to establish compliance plans and schedules. An active work log for each
      PWS on the bucket list is maintained and is accessible internally to all department staff. The bucket
      list is cross-checked quarterly with the U.S. Environmental Protection Agency's (EPA's)
      Enforcement Targeting Tool (ETT).
 UCCESS MEASURES
      In January 2008, the state hired one full-time employee and utilized the existing staff to assign a
      liaison for each PWS on the bucket list.
      Additionally, technical assistance staff in various departments of the Drinking Water Program,
      including enforcement, source water, operator certification and DWSRF collaborate more closely on
      a daily basis sharing information and insights on the PWSs that they assist.
      As a result of this program New Hampshire has seen a reduction in the number of systems with
      more than 11 points on the quarterly ETT list. Specifically, the state has seen reductions in the
      number of PWSs with arsenic and radionuclide Maximum Contaminant Level (MCL) violations.
                                                                                         Page 5

-------

    Collaborating with State
    Agencies Outside the  Framework
    of the PWSS Program
    The Model: Creating cross program teams to address a particular drinking water issue requires
    an initial investment in time and resources. However, if done well this effort can lead to
    significant long-term gains for all programs involved and the systems they assist. Maintaining
    cross program teams requires communication and cooperation from all parties involved (e.g.,
    waste water, air quality, laboratory, source water protection}. The following state examples
    were identified to help illustrate how some states have been successful in these types of cross
    program collaborations.
                       Figure 2: States Featured as Model 2 Examples
       The states that are shaded dark green and that include the state abbreviation represent the state examples
       found in Model 2 of this document. The striped states represent the state examples found in Models 1 & 3.
                          Note that New Hampshire is also included in Model 1.
Page 6

-------
   Model
               ARIZONA: COLLABORATING WITH
              THE  LAB CERTIFICATION  PROGRAM
                 TO TEACH SAMPLING METHODS
Visit http://www.azdhs.gov/lab/license/wastewaterTreatment.htm
CHALLENGES
  •   The Arizona Laboratory Certification Program staff began noticing inconsistencies in wastewater
      sample collection. As a result they spoke with sample collectors and conducted laboratory
      certification inspections to identify the possible causes.
  •   The staff estimated that wastewater field sampling and testing based on method criteria were
      performed correctly about 50 percent of the time respectively indicating that no facilities were both
      sampling and testing correctly and completely. The staff linked these issues to lack of available
      training for sample collectors and minimal interaction  between the sample collector and the
      certified laboratory.
  •   The Laboratory Certification Program staff informed both the Wastewater and the Drinking Water
      Programs about their findings. Although they had only investigated wastewater sampling they
      suspected that inconsistencies could be present in drinking water samples as well. All of the
      programs agreed on a need to collaborate and train sample collectors.
SOLUTIONS
  •   The Wastewater and Drinking Water Programs which maintain lists of certified operators now
      coordinate trainings that are conducted by the Laboratory Certification Program. The trainings
      cover various topics including field sampling techniques, equipment calibration and more.
  •   These trainings present approved sampling methods and include videos of actual field sampling
      procedures. The state aims to make the trainings interactive and as representative of the field
      environment as possible.
  •   The state also operates a website (see Web link above) that includes all of the information from the
      training workshops as well as contact information for individuals with more specific questions.
SUCCESS MEASURES
  •   As of August 2011, Arizona has hosted three rounds of training workshops and trained
      approximately one half of the wastewater utilities in the state.
  •   About one half of the training participants have taken action to change their current sampling
      practices. The Program continues to work with less proactive participants helping them understand
      practices that are incorrect or that need to be changed.
  •   Once the Program provides training to all of the sample collectors for public wastewater systems in
      the state the training will be offered to sample collectors at private wastewater utilities and mining
      facilities as well.
  •   The Program will also extend to drinking water sampling. Some drinking water sample collectors
      are responsible for the wastewater operations in their  town as well  and may have received the
      training already.
                                                                                          Page 7

-------
                                          OHIO:  COLLABORATING  WITH OTHER
                                               STATE AGENCIES TO  ON A PUBLIC
                                          WATER SYSTEM LICENSE TO OPERATE
                                                  Visit http://www.epa.ohio.gov/ddagw/LTO.aspx
      CHALLENGES
        •   Many of the transient non-community water systems (TNCWSs) in Ohio (e.g., restaurants, bars) that
            were not meeting SDWA requirements, particularly monitoring and reporting requirements, were
            also not responding to traditional enforcement actions even though Ohio's Division of Drinking and
            Ground Waters (DDAGW) used a progressive enforcement process.
        •   As an additional approach to encourage TNCWSs to be more responsive to compliance issues,
            DDAGW considered utilizing the influence of these establishments' License to Operate (LTO). LTOs
            issued by DDAGW are required for both community water systems (CWSs) and TNCWSs and are
            separate from an operator license. LTOs are obtained and renewed each year by DDAGW.
      SOLUTIONS
        •   Ohio EPA requires LTOs to be displayed in prominent locations at each PWS facility including bars
            and restaurants. The LTOs are then color-coded to indicate a PWS's compliance status. For example,
            green LTOs are given to PWSs that meet DDAGW's requirements while yellow LTOs are given to
            PWSs that need to correct violations or meet other DDAGW requirements.
        •   If a system is not meeting regulatory requirements, DDAGW's process is progressive: first outreach
            is provided to the system; then the LTO renewal will be conditioned (i.e., the PWS will be issued a
            yellow LTO); and lastly the LTO is revoked, denied, or suspended (i.e., the PWS will be issued a red
            LTO).
        •   Recognizing that TNCWSs might be even more responsive to limitations on their food or liquor
            licenses, DDAGW now uses other state agencies' enforcement authorities to help influence
            unresponsive PWSs and bring them back into compliance.
        •   For example, Ohio EPA is investing resources to conduct outreach and training for local health
            departments to ensure that they revoke or deny food service licenses when the food service
            establishment (which is also registered as a PWS) is not meeting drinking water requirements.
            DDAGW also coordinates with the State Division of Liquor Control which has the authority to revoke
            liquor licenses after food service licenses and LTOs have been revoked.
      SUCCESS MEASURES
            Terminating LTOs and threatening to terminate LTOs serves as an effective deterrent for potential
            violators. It also provides an effective method for bringing systems into compliance when the cause
            of continued noncompliance is lack of interest and/or urgency in addressing the issue by the public
            water system owner.
            Several noncompliant cases have been successfully addressed through civil enforcement cases
            handled by the Attorney General's Office.
PageS

-------
                                CALIFORNIA: COLLABORATING  WITH THE
                              WATER RESOURCES CONTROL BOARD TO
                          ADDRESS SOURCE WATER CONTAMINATION
                                                                                    Visit
                        http://www.swrcb.ca.gov/water issues/programs/gama/ab2222/index.shtml
CHALLENGES
      Many small PWSs in California rely on ground water for a substantial portion of their supply.
      New legislation in 2008 required California EPA's State Water Resources Control Board (SWRCB), in
      conjunction with the California Department of Public Health (CDPH), to submit a report to the state
      legislature on contaminated ground water drinking sources.
      The report needed to identify: 1) communities that rely on contaminated ground water as a primary
      drinking water source; 2) all ground water drinking water sources and the principal contaminants
      affecting those sources; and 3) potential solutions and funding sources to remediate or treat
      contaminated ground water.
 SOLUTIONS
  •   CDPH and SWRCB divide this overall effort into several key tasks and approach each task by
      combining their individual programs' information and expertise.
  •   The main tasks include: developing a list of constituents and chemicals of concern; identifying active
      drinking water sources with detections of these chemicals at a concentration above a primary MCL,
      Public Health Goal (PHG) or Notification Level; determining which communities and PWSs rely on a
      source from this list and correlating contaminants with water source locational data to identify
      principal contaminants in different geographic regions.
  •   CDPH and SWRCB then collaborate to draft the report for the state legislature. While SWRCB
      oversees the overall report preparation, CDPH utilizes source water assessments and other  data to
      identify possible contamination activities. CDPH also offers expertise in identifying appropriate
      actions to address contamination at both the regional and PWS level, such as system consolidation,
      identification of a new  source or implementation of a new treatment process. Furthermore,  CDPH is
      knowledgeable of many funding sources that communities can use to carry out these activities.
SUCCESS MEASURES
  •   Throughout the process CDPH and SWRCB work collaboratively sharing data and expertise  from
      their respective programs and developing a holistic perspective.
  •   By capitalizing on each program's available information and expertise, CDPH and SWRCB submitted
      the report to the state legislature in February 2012.
  •   The draft report, titled  Communities that Rely on Contaminanted Ground Water, is available on
      SWRCB's website (see the Web link above). CDPH and SWRCB are currently working together to
      host stakeholder meetings and other public outreach activities associated with the report.
                                                                                       Page 9

-------
                                             NEW  HAMPSHIRE:  COLLABORATING
                                                         TO IDENTIFY UNREGISTERED
                                                          SYSTEMS AT  RESTAURANTS
                                          Contact Susan Willoughby (susan.willoughby@des.nh.gov)
      CHALLENGES
        •   New Hampshire realized that not all restaurants that qualified as PWSs were registered as PWSs.
            Some of these unregistered systems were not aware of (and therefore not complying with) the
            applicable Federal and state requirements. In addition, because providing drinking water was not
            their main objective it was difficult to explain drinking water regulations and their importance to
            restaurant owners.
        •   The state recognized the need to identify all such PWSs to ensure public health protection. However,
            the Drinking Water Program did not have the additional resources to go out into the field and find
            all of these unregistered restaurants.
      SOLUTIONS
        •   The Drinking Water Program now collaborates through an innovative partnership with the
            Department of Health and Human Services (DHHS) which is responsible for licensing restaurants
            and other food-related establishments.
        •   Without needing to use much additional time or resources the licensing officials within DHHS
            provide the Drinking Water Program with a list of licensed restaurants from their database.
        •   The Drinking Water Program then compares this list against their inventory of PWSs and provides
            the list to Drinking Water Program Sanitary Survey inspectors who identify unregistered facilities
            on the list. If a Sanitary Survey inspector finds a facility that is not registered as a PWS, he/she visits
            the restaurant and asks the owner some questions to determine if the restaurant qualifies as a PWS.
        •   If the facility qualifies as a PWS the inspector asks if he/she can perform an inspection and provide
            more information about the  Drinking Water Program and its requirements. The inspector then
            refers the public water system to the Drinking Water Program which follows up with phone calls,
            inspections and technical outreach to register the facility as a  PWS.
      SUCCESS MEASURES
        •   The Sanitary Survey inspectors are in the field weekly allowing the Drinking Water Program to have
            extra "eyes" in the field to help identify unregistered PWSs.
        •   To date New Hampshire noted that they have generally been successful in getting unregistered
            PWSs to come in and get registered. Where needed, New Hampshire has worked with individuals
            and guided them through the process.
        •   If the Sanitary Survey inspector observes during a visit that a PWS is out of compliance with a
            drinking water regulation, he/she informs the restaurant owner and the Drinking Water Program
            provides any guidance or assistance as needed.
Page 10

-------
Collaborating Beyond  the
Traditional  Framework of
State  Agencies
The Model: Some small system challenges are particularly complex and require the state
drinking water program to seek out assistance and partnerships in unexpected places with
agencies and organizations that they might not traditionally partner with. Often times, these
other agencies have specific influences or authorities that the drinking water program does
not have. Therefore, collaborating with these other agencies may provide additional leverage
for encouraging systems to make changes to return to and maintain compliance. The ability to
convince the partner agency that their assistance is important and even mutually beneficial is
necessary to be successful in striking up non-traditional partnerships. Learning the skills to
gain willing commitment from partner agencies will give the drinking water program a
valuable edge to accomplish goals and build productive relationships. This collaboration does
require an initial investment of time but it can result in meeting your program's objectives as
well as completing tasks more efficiently, improving negotiation skills and strengthening
relationships. States are finding ways to collaborate with other agencies and leverage their
authority to help meet the drinking water program's goals. Below are two examples that
showcase the benefits of collaborating outside of the traditional drinking water program
framework.
                    Figure 3: States Featured as Model 3 Examples
   The states that are shaded dark green and that include the state abbreviation represent the state examples
    found in Model 3 of this document. The striped states represent the state examples found in Models 1 & 2.
                         Note that Minnesota is also included in Model 1.
                                                                                 Page 11

-------
                               Visit http://www.beg.utexas.edu/environqltv/TCECi ss2004-2007.htm
                                           TEXAS: LOOKING AT  RESTRUCTURING
                                                          AS A COMPLIANCE OPTION
      CHALLENGES
        •   The state has found that many small systems in Texas need assistance identifying options to come
            into compliance with drinking water regulations.
        •   Texas has learned that many PWSs have not considered restructuring or regionalization as a way to
            address noncompliance.
      SOLUTIONS
        •   The Texas Commission on Environmental Quality contracted with the University of Texas - Bureau
            of Economic Geology to develop feasibility studies to help PWSs understand the public health
            impacts of noncompliance as well as options for returning to compliance including restructuring,
            consolidation, new sources and treatment.
        •   The University of Texas - Bureau of Economic Geology contracted with the New Mexico
            Environmental Finance Center and others to assist in accomplishing this goal.
        •   The contractors visited the PWSs and developed feasibility studies that outlined compliance
            challenges and potential restructuring solutions. During the visits the financial, managerial and
            technical capabilities of the PWSs were also analyzed. These studies included financial analyses to
            help the PWSs understand the associated costs per customer of each compliance option.
        •   The Texas Commission of Environmental Quality and their contractors followed up with meetings
            with some of the PWSs to discuss restructuring and regionalization as a compliance option.
        •   The Texas Commission of Environmental Quality funded this assistance using the DWSRF Small
            System Technical Assistance (2 percent) set-aside.
      SUCCESS MEASURES
        •   The University of Texas completed 91 feasibility studies between 2004 and 2011. The PWSs studied
            had violations related to various drinking water standards including arsenic, fluoride, nitrates and
            radionuclides.
        •   Some PWSs with arsenic violations in the Waco area have initiated a regional project to purchase
            water from Waco. Various efforts to accomplish  this have been undertaken including applying for
            DWSRF loans.
        •   Meetings to discuss arsenic compliance options for the Waco area led to the formation of the Texas
            Water Infrastructure Coordination Committee which is made up  of state and federal funding and
            regulatory agencies.
Page 12

-------
                                               MINNESOTA:  COLLABORATING
                                                 TO PROTECT SOURCE  WATER

                                                                                       Visit
                  http://www.mda.state.mn.us/protecting/waterprotection/drinkingwater.aspx
CHALLENGES
  •   Land use activities and farming practices in Minnesota had been impacting both ground and surface
      water sources with particularly significant impacts to vulnerable aquifers.
  •   Protecting public water supply wells from contamination required the cooperation of PWSs, state
      and local agencies, property owners, farmers, businesses and the public.
  •   The Minnesota Department of Health (MDH) is responsible for assuring the compliance of CWSs
      with the SDWA. However, the Minnesota Department of Agriculture (MDA) is the lead agency for all
      aspects of environmental and regulatory functions related to pesticides and fertilizers.
  •   Several years ago, both MDA and MDH acknowledged that they needed to collaborate to develop
      practical and effective strategies to protect the state's water resources from potential non-point
      source contamination by fertilizers and pesticides.
SOLUTIONS
      MDA and MDH now collaborate to bring together residents, farmers, businesses and state and local
      agencies to take action and create goals and strategies to address potential sources of
      contamination, including croplands, lawns and septic tanks. The action plans outline specific steps
      and actions that can help individuals who manage these sources to protect local water quality. This
      approach helps bring in the community as partners in the collaboration effort.
      Information is distributed through public meetings, the media, direct mailings, utility bill inserts,
      demonstration projects and local school curriculums.
      MDA developed a number of resource materials to assist local planners, including Wellhead
      Protection planners, in managing potential sources of agricultural contamination such as fertilizers
      and pesticides.
      MDA developed a website  to make these materials available on the Internet (see Web link above).
SUCCESS MEASURES
  •   Crop consultants and agriculture retailers took a leadership role in promoting nitrogen best
      management practices and developing nutrient management plans.
  •   Some farmers are taking advantage of cost-share incentives through the Environmental Quality
      Incentive Program to help pay for developing these plans.
  •   Community-based source water protection activities such as these may benefit PWSs by reducing
      levels of harmful contaminants. This may also lead to cost savings for PWSs as well as improved
      public health protection for consumers.
                                                                                          Page 13

-------
     Consider These  Next  Steps...
     Hopefully this document has provided you with some ideas and examples for your own for
     potential program collaboration in your state. As you reflect on these examples, consider a
     couple of questions:
       •   Are there some practical new approaches you discovered that could lead to increased
           collaboration, effectiveness and efficiency in your program, or between your program
           and other programs?
       •   Which examples are the most compelling for you? Is your state similar or different?
           How would you need to modify a particular approach in order for it to be successful in
           your state?

     Once you have some ideas that you would like to try out consider what steps you would need
     to take. For example:
       •   Who are the key decision-makers and partners you would have to enlist to implement
           any new ideas you have in mind? What information would you need to provide in order
           to convince them of the benefits?
       •   What are the measures of success for your program? How would increased program
           collaboration move you closer to your goals? How would you know if it is working?
       •   Are there some non-programmatic related benefits that might occur from implementing
           program collaboration measures? For example, collaborating within and outside the
           drinking water program can help build lasting relationships that may provide avenues
           for future collaboration.
Page 14

-------
    State/EPA Collaboration  Workgroup
    This document was developed with input from the State/EPA Collaboration Workgroup. The
    Workgroup state members were:
ASDWA
California
Kentucky
Nevada
South Dakota
Washington
Bridget O'Grady, Association of State Drinking Water Administrators
Jim Taft, Association of State Drinking Water Administrators
George Fagella, California Department of Public Health
Kelvin Yamada, California Department of Public Health
Julia Kays, Kentucky Division of Compliance Assistance
Cindy McDonald, Kentucky Department for Environmental Protection
Reggie Lang, Nevada Division of Environmental Protection
Andrea Seifert, Nevada Division of Environmental Protection
Paul Oien, South Dakota Department of Environment and Natural
Resources
Loralei Walker, Washington State Department of Health
    Additional documents developed by the Workgroup include:
       •   Funding Collaboration: Maximizing the Impact of Project Funding to Increase
          Compliance and Enhance Public Health
       •   Capacity Development and Operator Certification Collaboration: An Essential
          Partnership to Promote Small System Capacity
Office of Water (4606M)
EPA816-F-12-006
http://water.epa.gov/drink
October 2012

-------