Emission  Factor Documentation  for AP-42 Section 4.12;
    Polyester  Resin  Plastics  Product Fabrication
                  Greg  A.  LaFlam
        Pacific  Environmental  Services,  Inc.
               1905 Chapel  Hill  Road
           Durham,  North Carolina  27707
         Contract  No.  68-02-3887,  WA No.  58
         Contract  Mo.  68-02-4393,  WA No.  10
                    Prepared for

          ~1" Management Technology Branch
    Of"':a ^ A1" Quality Planning and Standards
        .'.v.  Environmental  Protection Agency
    Rasc5".-  Triangle Park, North Carolina  27711
                    November 1987

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I.    Introduction
     The EPA's Air Management Technology Branch (AMTB),  Research  Triangle
Park, North Carolina, is responsible for maintaining the document Compi-
1 at ion of Air Pollutant Emission Factors, AP-42.   This document is
supplemented or updated periodically to present the most up-to-date
process emissions information.  Subsequent to receiving  inquiries about
VOC emissions from processes using polyester resins in the fabrication
of plastics products, AMTB became aware of the report of a study  per-
formed in California to develop VOC emission factors for these processes.
Pacific Environmental Services, Inc. (PES) was contracted to review the
available information on this industry and prepare a new AP-42 section
reporting process emission factors (EPA Contract  No. 68-02-3887,
Assignment 58, February 1987, and Contract No. 68-02-4393, Assignment
10, October 1987).  This report documents the source of  the emission
factors that are presented in Section 4.12, Polyester Resin Plastics
Product Fabrication.

II.   Fiberglass Fabrication Processes and Emissions
     Products made of fiber-reinforced plastics are becoming increas-
ingly prevalent due to their favorable strength-to-weight characteris-
tics, corrosion resistance, and ease of molding into a great variety
of shapes and sizes.  While generally referred to as "fiberglass," some
of these plastics products do not contain fibers  (but instead some sort
of powdered or granulated fillers) and many contain fibers other  than
glass (carbon and aramid fibers are growing in use).  The manufacture
of all of these types of products, however, utilizes unsaturated  poly-
ester resin, which contains a vinyl-type monomer  ingredient (almost
always styrene), and so all of them can be considered under a single
product category.  For convenience, the term "fiberglass" can be  used
to refer to all types of polyester resin plastics products.  When these
liquid resins are mixed with a polymerization initiator, or catalyst
(methyl ethyl ketone peroxide and benzoyl peroxide are common), a

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curing process begins which solidifies the resin/fiber composite.
During mixing, application and curing, while the resin is in a liquid
state, styrene evaporates from the surface and constitutes a source of
volatile organic compound (VOC) emissions.  The VOC emissions from some
resins {vapor-suppressed resins) are reduced due to a lowered styrene
content or through the addition of vapor suppressing additives.   While
many facilities rely completely on manual  production steps, others are
highly automated, assembly line type operations.  The principal
fabrication processes include hand layup,  spray layup (or sprayup),
continuous lamination, pultrusion, filament winding, and various closed
molding operations.  These processes are briefly described below.

     Hand layup. as the term implies, is a process in which layers of
glass cloth wetted with laminating resin are applied by hand to an open
mold.  Layers are smoothed out and compressed as the product thickness
is built up.  Often, the mold is first sprayed with gel coat, a clear
or colored resin that forms the smooth outer surface of many parts,

     Sprayup is a semi-manual process in which resin and fiber are
applied to an open mold with a spray gun (the gun that cuts glass
fiber, or roving, and applies it to the part is known as a "chopper
gun").  As in hand layup, gel coat is often applied as one step in the
fabrication process.

     Continuous lamination is carried out using a conveyor system,
where resin and cut fibers are applied onto a moving carrier film
(usually to form flat or corrugated panels).  Heated curing and cutting
are performed automatically as the laminate progresses along the
conveyor.

     Pultrusion, "extrusion by pulling," is a process in which resin-
saturated fibers are pulled through a heated machined steel die to form
a constant cross-section, and then cut off as desired.

     Filament winding is the process of applying a band of resin

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impregnated fibers to a rotating mandrel  surface in a precise geometric
pattern to form cylindrically shaped parts.

     Closed molding operations utilize a  completely enclosed mold to
fully define the contours of a part.  Synthetic marble for sinks,
countertops, and the like is often produced by a "semi-closed" molding
process, using a resin mix containing fillers, but no reinforcing
fibers.  A translucent gel coat is sprayed onto the mold or the
cast product to produce a smooth, glossy  surface that simulates natural
marble.

III.  Sources of Process and Emission Information
     Industry information was collected through a literature search and
through telephone contacts with industry  and control agency experts.
The following subsections summarize the principal references and
contacts consulted.

     A.  Literature Survey
     As mentioned in the Introduction, a  study was performed in
California in 1981, to survey the industry and develop VOC emission
factors for the key fabrication operations.  This study was sponsored
by the California Air Resources Board (CARB), and carried out by Science
Applications, Inc. (SAI).  In this study, SAI utilized both previous
emission measurement studies and its own  test results from three fabri-
cation plants.  The final report on the study, Control Techniques for
Organic Gas Emissions from Fiberglass Impregnation and Fabrication
Processes,1 provided useful  process information and was the only
significant source of emission factors in the literature survey.  Section
IV of this documentation report summarizes the origin of and rationale for
the emission factors presented in the 1981 CARB/SAI report.  It should
be noted at this point that most of these factors were not used in
AP-42 Section 4.12 because they were superceded by suggested factors
received in industry comments on the draft section sent out for external
review.  (See Section VI for a discussion of these comments and the

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rationale for the emission factors selected for the AP-42 section).
     Other good sources of process information were recent issues
of Modern Plastics and the current edition of Modern Plastics Encyclo-
pedia. ^  The process figures (of continuous lamination and filament
winding) used in the AP-42 section were found in two books.^»4
     A search through the microfiche subject index at EPA's library
in Research Triangle Park (key words:   Fiberglass, Plastic,  Polystyrene
and Styrene) showed that most reports  were sponsored by the National
Institute for Occupational Safety and  Health (NIOSH), and dealt with
the occupational health hazards of styrene emissions (generally only
styrene concentrations in the workspaces were reported).   Two of the
reports located at the library provided some process information.^
     An article in ModernPlastics dealt with styrene emissions from  certain
low-styrene-emission (LSE) resins, recently introduced by USS Chemicals.?
These resins contain 36 percent styrene content, versus the approxi-
mately 44 percent styrene in conventional open-mold resins.   The
article stated that tests showed the LSE resins to manifest a 60 to 70
percent decrease in emission levels versus conventional resins.  However,
emission results were presented only in terms of personnel exposure
concentrations (ppm styrene), and not in terms useful for emission
factor development.

     B.  Telephone Contacts
     1.  Joseph Pantalone, CARS, Sacramento, CA.  Mr. Pantalone was
the project officer on the 1981 CARB study conducted by SAI.  He felt
that the study and report were sound,  and was unaware of any more
recent emissions studies for this industry.  He suggested that the
South Coast and Bay Area Air Quality Managment Districts (SCAQMD and
BAAQMD) in California be contacted for possible further information.
     2.  Joe Studenberg, Aristech Chemical Corporation, Polyester Unit
(formerly USS Chemicals), Linden, MJ.   Mr. Studenberg answered some
basic questions about processes and LSE resins.  He  is active on behalf

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of the Society of the Plastics Industry (SPI) in reviewing the proposed
rule of the SCAQMD related to control  of VQC emissions from polyester
resin operations.  He sent a summary of proposed Rule 1162 and industry
background information assembled by the SCAQMD.  This material did not
contain any specific emission factor information, but contained useful
information about processes and controls.
     3.  Moustafa Elsherif, SCAQMD, El Monte, CA.  Mr. Elsherif is the
Senior Air Quality Engineer on the development of Rule 1162 governing
emissions from polyester resin operations.  He commented that in general
the factors presented in the 1981 CARB/SAI study are higher than those
assumed by SCAQMD.  While they do not have any recent test data to
substantiate their assumptions, the District might do some testing soon.
With regard to specific factors, he felt that the CARB/SAI report
factors for sprayup are probably too low,  and the gel coat factors are
too high.  He further pointed out that the filament winding process
does not use gel coat.

IV.   Emission Factor Investigation in 1982 CARB Study
     As mentioned in Section III, SAI, Inc. investigated several
previous emission measurement efforts in its study for CARB, and also
performed source tests at three fabrication facilities to supplement
this information.  This section summarizes the emission factor data
collected in this study.

     A.  Previous Emission Estimates
     SAI identified five sponsors of previous investigations into
slyrene losses from polyester resins.  As they point out in the CARB
report  (Section 5.1);  "These results should be interpreted with great
care.  Experimental conditions, resin types, test procedures, collection
methods, and analytical techniques were different in each case.  Impor-
tant data, such as the styrene content of the resin used, were often
missing."  This statement highlights the lack of uniformity in these
studies and the  hazard of applying the results uncritically to situa-
tions in which conditions may be quite different.  The five
test efforts previous to the CARB study were as follows.

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     1.  Dade County, Florida.  These studies, reported in 1968, involved
a hand layup procedure performed in the lab (vapor-suppressed resin)
and a set of tests at a fabrication plant.  The resin styrene percentage
in the lab tests was not reported, but could be inferred with only
small uncertainty from the brand name of the resin.  Only one field
test, on a gel  coat spray gun operation, was considered complete enough
to use.

     2.  Bay Area AQHD, California.  Reports on emission tests at six
fabrication facilities between 1974 and 1978 were reviewed.  As SAI
points out, "the purpose of these tests was to verify compliance with
hourly and daily emission standards, not to develop emission factors."
For most tests, the styrene percentage in the resin had to be assumed.
All operations in these tests involved spray gun and/or chopper gun
application of resin and gel coat.

     3.  AshlandChemical Company, Columbus, Ohio.  Ashland Chemical
performed  lab tests (undated) to measure weight loss from various
resin/glass formulations, including laminating, casting, and filament
winding resins.  Several of the resins tested contained vapor suppres-
sants.  The CARB report cautions, "As with  the other experiments
reported here, these data should be interpreted with care.  Informa-
tion on experimental conditions is inadequate to permit repetition,
and the extent to which they simulate actual operations is unknown."

     4.  Shasta County, California.  In these lab tests, performed in
1978, the weight loss due to organic vapor emissions was measured for
glass plates covered with various layers of gel coat, resin, and glass
fibers.  The styrene percentage in the resins was assumed by SAI with
a fairly high degree of confidence.

     5.  Kingston Po1ytec hn i c Stu di e s, £n g 1 and.  These were rather
thorough lab tests in which the styrene losses from hand layup lami-
nates were measured gravimetrically.  The investigators controlled
and noted the ambient temperature, wind speed, amount of hand rolling,

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glass reinforcement type, and styrene and wax (suppressant) concentra-
tions.
     Table 1, adapted from CARB/SAI report Table 5.1-1, shows the
emission factors calculated by SAI from these studies.  Note that the
studies cover only the hand layup and sprayup processes.  Emission
factor estimates for the remaining fabrication processes are derived
from source  tests performed by SAI during the course of the CARB/SAI
study.

     B.  SAI Source Tests
     To complement previous studies, which covered only the manual
hand layup and sprayup processes, SAI undertook a field sampling program
at three fabrication facilities.

     Facility 1 - Continuous lamination plant, 3/18-19/81.  This plant
makes fiberglass panels on a production assembly line consisting of
an impregnation table, a gas-fired curing oven, and a product cutting
zone.  Emissions from the impregnation table are ducted to an incinerator
control device, and an ESP removes particulate matter from air collected
at several points in the production line.  Several ventilation exhaust
dycts were sampled, including the incinerator exhaust, to produce both
uncontrolled and controlled emission factors.  Tests were run during
the use of two different resins, one containing 40 percent styrene and
the other containing a mix of 35 percent styrene and 5 percent methyl
methacrylate (MMA).
     Styrene sampling was performed using a Foxboro Instruments Model
128 OVA organic vapor analyzer in combination with charcoal tube traps.
An HP Model  5730A gas chromatograph was used to analyze the contents of
the charcoal traps.  Individual emission factors were added together to
produce ranges for both  uncontrolled and controlled situations.  It
should be noted that SAI considered results from both the straight
styrene resin and the styrene/MMA blend resin when selecting the final
emission factor range for this process.  The uncontrolled emission

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         TABLE 1.  EMISSION FACTORS ESTIMATED BY SAI FROM
                  PREVIOUS STYRENE LOSS STUDIES
Test
Source3
3
5
4
1
3
5
4
3
3
4
3
3
2
2
2
2
2
2
2
2
Process^
H
H
H
H
H
H
H
H
H
H
H
H
S
S
S
S
S
S
c
c
Resin Typec
L
L
L
L*
L*
L*
G
FW
FW*
FR
C
C*
L
L
L
G
G
G
L
L
Test
Location^
L
L
L
L
L
L
L
L
L
L
L
L
F
F
F
F
F
F
F
F
Emission Factor,
percent6
8.5 - 10.5
15.6 - 35.4
8
5.6 - 6.3
1.9 - 2.6
13.6 - 19.6
47
71-82
16
6.6
3.8 - 4.1
1.0 - 1.4
8 - 18 '
16 - 25
13
26 - 28
7 - 12f
24 - 38
27
>129
aTest source:  1 = Oade County,  2 = Bay Area, 3 = Ashland Chemical,
               4 = Shasta County, 5 = Kingston Polytechnic.
bProcess:  H = hand layup, S = sprayup, C = chopper
gun.
cResin type:  L = laminating, G = gel  coat, FW = filament winding,
              FR = fire retardant, C = casting.  Asterisk indicates
              a vapor-suppressing type resin.

dTest location:  L = laboratory,  F = field.

eEmission factor = 100 x (styrene emissions/styrene input).

^These emission factors are for laminating resin and gel  coat
 combi ned.

SExhaust air in this test was diluted to an unknown extent,  so
 this factor represents a lower bound.

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factor is 0.059 to 0.13 (styrene emitted/ styrene input), while the
controlled (incineration) emission factor is 0.0092 to 0.028.

     Facility 2 - Tank manufacturing plant (sprayup),March31 and
April 15, 1981.  At this plant, tanks are spray coated with a resin/
glass fiber mix in a steel shed.  The ventilation exhaust air from
this shed was collected and analyzed using the same type of test
apparatus used for facility 1.  This plant has no emission controls.
The emission factor calculated for this process is 0.092 to 0.13.

     Facility 3 - Synthetic marble plant, 7/7-8/81.  This plant
manufactures bathroom sinks and related products using partially closed
molding and hand spraying of gel coat.  The plant used both regular and
vapor-suppressed casting resins during the testing.  The same sampling
and analytical methods were used to test potential emission points  (all
uncontrolled) as were used for the first two plants.  Since emissions
from casting resin and gel coat spraying were impossible to distinguish,
the casting resin factors may include some emissions from gel coat and
therefore may be somewhat too high.
     Emission factors were determined for both nonvapor-suppressed
(NYS) and vapor-suppressed (VS) casting resins.  The NYS emission
factor is 0.026 to 0.031, and the YS factor is 0.014 to 0.030.

V.   Description of CARB/SAI Emission Factors
     Table 2 is a reproduction of CARB/SAI report Table 5.4-1, showing
SAI's recommended YOC emission factors for both NVS and YS laminating
(and casting) resin and gel coat.  These factors are for the most part
presented as ranges rather than single values.  This is made necessary
by the variability in the rather limited amount of data that was avail-
able in deriving the factors.  The rationale for this selection of emis-
sion factors is presented in the CARB/SAI report (Section 5.4) and

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               TABLE 2.   RECOMMENDED  MONOMER-BASED EMISSION
            FACTORS FOR  POLYESTER RESIN/FIBERGLASS OPERATIONS3
                (EF = 100 x (Monomer  emitted/Monomer input})
Process
Hand layup only
Spray layup only
Hand and spray
Marble casting
Continuous lamination
Pultrusion
Filament winding
Closed molding
Res in
NVS VS
16-35 8-25
9-13 5-9
11-19 6-13
1-3 1-3
6 - 13b
6-13
6-13 3-9
1-3 1-3
Gel Coat
NVS VS
47 24 - 33
26 - 35 13 - 25
31 - 38 16 - 27
26 - 35 13 - 25
NAC
NAC
26 - 35 13 - 25
NAC
aTable 5.4-1 in CARB/SAI report, Reference 1.  For use in AP-42,  these
 factors have been modified based on review comments; see the next
 section of this report.
^Emission factor is 1 - 3 when incinerator is used.
CNA = Not applicable; gel coat normally not used for these processes,
NVS = nonvapor-suppressed (conventional) formula.
VS = vapor-suppressed formula.
                                 10

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summarized below.  Note again that these factors from the CARB/SAI
report have generally not been used unchanged in AP-42 Section 4.12
(see Section VI herein).

Handlayup
     The laboratory test data from the Kingston Polytechnic studies

are the best documented and most representative of actual process con-
ditions, so they were used for the factors for laminating resins.  For
gel coat, the only available data were those from the Shasta County
lab tests, so these were used to derive the factors for gel coat.

 Sprayup
     SAI believed that  its test measurements at Facility 2 yielded more
reliable data than was previously reported.  Thus, the range calculated
for Facility 2 was used for laminating resin.  For gel coat spraying,
the tests at Facility 3 yielded an upper bound of 35 percent.   This was
combined with a lower limit derived from Bay Area AQMD field tests.

Hand layup and sprayup combined
     Since many plants  use a combination of hand layup and sprayup
operations, SAI calculated composite emission factors for resin and
gel coat assuming 25 percent hand layup and 75 percent sprayup.  Since
this was an arbitrary calculation, and will be different for each
situation, these composite factors have not been included in AP-42.

Marble casting
     For casting resin, the emission  .actor range from the tests at
Facility 3 was used.  The factors selected for gel coat application at
marble plants are the same as for gel coat spraying in general {spray-
up process).

Conti nuous 1ami nati on and pu1trusi on
     The emission factors calculated  for Facility 1 were applied for
continuous lamination.  Since incineration is not widely used, and
generally treats only part of the total emissions at a facility, the
                                   11

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controlled emission factor referred to in the table footnote has not
been included in AP-42,   Since continuous lamination and pultrusion  are
somewhat similar processes, and specific test data for pultrusion were
unavailable, SAI assigned the same emission factor ranges to pultrusion.

Emission factors for gel  coat were not assigned because gel  coat is  not
normally used in these two operations.

Filament winding
     While laboratory tests with filament winding resins have been
performed (Ashland Chemical), no actual process data from this operation
are available.  Therefore, SAI assigned the emission factors for the
most similar process, continuous lamination, to filament winding.

Closed molding processes
     As with filament winding, no specific emission test data were
available for bag molding, matched metal molding, and other  closed
molding operations.  Therefore, the emission factors for marble casting
(a semi-closed process)  were applied to closed molding.  Emission
factors for gel  coat were not assigned because gel coat is not normally
used in these operations.
YI.   Selection of Final Emission Factors
     On August 13, 1987, a draft of the new AP-42 Section 4.12 was sent
to several technical experts at State and local agencies, an environmental
group, the ASTM, and a resin producer, for their comments on the draft
emission factors.  The draft ractors reflected those presented in the
1981 CARB/SAI report discussed in Sectons IV and V of this documentation
report.  The resin producer (Aristech) circulated the draft to the
Polyester Resin Technical Committee of the Society for the Plastics
Industry (SPI), and as a result comments were collected from several
other companies, including Ashland Chemicals, Freeman Chemicals,
Interplastics, Koppers Company, Norac, Owens Corning Fiberglas, Reichhold
Chemicals, and Silmar.  The comments received addressed several areas
                                 12

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of technical content in the descriptive text, as well as the emission
factors themselves.

     Specific comments on the factors were received from the SPI
Committee and two other commenters. 8~10 In general, several factors
were felt to be too high.  Alternate emission factors were suggested in
Aristech's letter incorporating comments of  the SPI Committee.  The
following table was included in this comment letter.
TABLE FROM ARISTECH COMMENT LETTER
                                     Emission Factors
Hand lay up
Spray lay up
Continuous lamination
Pultrusion
Filament Winding
Marble Casting
SAI
Resin
NVS
16-35
9-13
6-13
6-13
6-13
1-3
As hi and
Resin
MVS
5-101
9-13
2-62
2-63
5-104
1-3
SAI
Gel Coat
NVS
47
26-35



Ashland
Gel Coat
NVS
26-3S5
26-35



1.  Hand  lay up does not result  in more emissions than spray lay up.
    This was shown to be a more  accurate range in our testing (paper
    presented at the 34th Annual SPI Conference, 1979).
2.  SAI number for antinuous lamination based on a styrene/MMA blend.
    For most applications 2-6 would be more typical.
3.  Pultrusion is a semi closed  molding operation and emissions are
    lower  than 6-13%.
4.  Losses in filament winding are similar to hand lay up.
5.  Gel coat emissions for hand  lay up should be the same as for spray
    lay up.  Emissions of 26-35% seem reasonable.
                                   13

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     The principal change to the factors suggested In this letter
involved the relationship of the hand layup and sprayup emission
factors.  Another commenter, Florida's Hillsborough County, also
commented that the spray layup process results in more emissions than
does hand layup.  These comments, as well as others involving the
remaining factors, were taken into account in developing a revised
emission factor Table 4.12-2 for the AP-42 section.  This revised table
is presented below, along with notes describing the rationale for
changes made in the table as a result of external review comments.
(Only the factors for conventional, or nonvapor-suppressed (NVS), resins
are shown.)
    TABLE 3.  REVISED EMISSION FACTORS FOR AP-42 TABLE 4.12-2
Process
Hand layup
Spray layup
Continuous lamination
Pultrusion
Filament winding
Marble casting
Closed molding
Resin (NVS)
5-loa
9-13
4.7c
4-7d
5-10e
1-3
1-3
Gel Coat
26-35b
26-35





aThe range suggested in the Aristech letter was accepted.  It is
 recognized, however, that data are sparse and a fairly  low level of
 confidence is associated with this range.
bThe argumem  that emissions from gel coat spraying should be similar
 for both har.d and spray layup processes was accepted as reasonable.
 Since the range for spray layup is based on production  measurements,
 this range is applied to both of these processes.
cFor a straight styrene resin, the CARB/SAI range for continuous
 lamination is approximately 6-8 (Table 5.2-04 in Ref. 1).  The range
 suggested in the Aristech letter is 2-6.  Talcing the center of each range
 range as the bounds of the final range, a final range of 4-7 was
 selected.
                                 14

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      range  for  continuous lamination  is assumed to apply to pultrusion.
 eThe  suggestion  in the Aristech  letter that filament winding emissions
  are  similar  to  emissions from hand layup was accepted.

 VII.    References*

 1.    M.B. Rogozen, Control Techniques for Organic Gas Emissions from
      F1 bergl ass  Impregnati on and Fabrication Processes , Science Appli-
      cations,  Inc.,  Los Angeles, CA.  Prepared for California Air
      Resources  Board  (GARB), Sacramento, CA, June 1982.
 2.    Modern  Plastics  Encyclopedia,  1986-1987, Vol. 63, No. 10A,
      October 1986.

 3.    R.N.  Shreve  and  J.A. Brink, Jr., Chemical Process Industri es ,
      Fourth  Ed.,  McGraw-Hill,  1977.

 4.    C.A.  Brighton, 6.  Pritchard and 6. A. Skinner, Styrene Polymers :
      Technology and Environmental Aspects, Applied Science Publishers,
      Ltd., London,  1979.

 5.    M.S.  Crandall , Extent  of  Exposure to Styrene in the Reinforced
      PI asti c Boat Making  Industry .  National  Institute for Occupational
      Safety  and Health  (NIOSH), Publication  No. 82-110, Cincinnati,
      OH, March  1982.

 6.    Criteria for a Recommended Standard  ...  Occupational Exposure  to
      Styrene, National  Institute for Occu pat i oria 1 Safety and Hea 1 th
      (NIOSH), Publication No.  83-119, September 1983.

 7.    L.  Walewski  and  S. Stockton, "Low-Styrene-Emission Laminating
      Resins  Prove It  in the Workplace," Modern PI astics . Vol.  62,
      No. 8,  p.  78-80, August 1985.

 8.    Written communication  with enclosure from R.C. Lepple, Aristech
      Chemical Corporation,  Linden,  NJ, to A. A. MacQueen, U.S.
      Environmental  Protection  Agency, Research Triangle Park,  NC,
      September  16,  1987.   (Cover letter from J.E. Studenberg,
      Aristech,  to A. A.  MacQueen, September 16, 1987.)

 9.    Written communication  with attachment from E.G. McCune, North
      Carolina Department  of Natural Resources and Community Development,
      Raleigh, NC, to  A. A. MacQueen, U.S.  Environmental Protection Agency,
      Research Triangle  Park, NC, September 1, 1987.

10.    Written communication  from H.R. Lue, Hillsborough County  (Florida)
      Environmental  Protection  Commission, Tampa, FL, to A. A. MacQueen,
      U.S.  Environmental Protection  Agency, Research Triangle Park,  NC,
      September  16,  1987.

 *Note:   All  of  these  references have been placed in the Section 4.12,
         AP-42 files of  AMTB, U.S. EPA, Research Triangle Park, NC,
                                  15

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             APPENDIX A

AP-42 SECTION 4.12:  POLYESTER RESIN
    PLASTICS PRODUCT FABRICATION

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4.12  POLYESTER RESIN PLASTICS PRODUCT FABRICATION

4.12.1  General Description1^  .

     A growing number of products are fabricated from liquid polyester resin
reinforced with glass fibers and extended with various inorganic filler
materials such as calcium carbonate, talc, mica or small glass spheres.
These composite materials are often referred to as fiberglass reinforced
plastic (FRP), or simply "fiberglass".  The Society Of The Plastics Industry
designates these materials as "reinforced plastics/composites" (RP/C).  Also,
advanced reinforced plastics products are now formulated with fibers other
than glass, such as carbon, aramid and aramid/carbon hybrids.  In some
processes, resin products are fabricated without fibers.  One major product
using resins with fillers but no reinforcing fibers is the synthetic marble
used in manufacturing bathroom countertops, sinks and related items.  Other
applications of nonreinforced resin plastics include automobile body filler,
bowling balls and coatings.

     Fiber reinforced plastics products have a wide range of application in
industry, transportation, home and recreation.  Industrial uses include stor-
age tanks, skylights, electrical equipment, ducting, pipes, machine compo-
nents, and corrosion resistant structural and process equipment.  In
transportation, automobile and aircraft applications are increasing rapidly.
Home and recreational items include bathroom tubs and showers, boats (build-
ing and repair), surfboards and skis, helmets, swimming pools and hot tubs,
and a variety of sporting goods.

     The theraosetting polyester resins considered here are complex polymers
resulting from the cross—linking reaction of a liquid unsaturated polyester
with a vinyl type monomer, most often styrene.  The unsaturated polyester is
formed from the condensation reaction of an unsaturated dibasic acid or
anhydride, a saturated dibasic acid or anhydride, and a polyfunctional
alcohol.  Table 4.12-1 lists the most common compounds used for each compo-
nent of the polyester "backbone", as well as the principal cross-linking
monomers.  The chemical reactions that form both the unsaturated polyester
and the cross-linked polyester resin are shown in Figure 4.12-1.  The emis-
sion factors presented here apply to fabrication processes that use the
finished liquid resins (as received by fabricators from chemical manufac-
turers), and not to the chemical processes used to produce these resins.
(See Chapter 5, Chemical Process Industry.)

     In order to be used in the fabrication of products, the liquid resin
must be mixed with a catalyst to initiate polymerization into a solid thermo-
set.  Catalyst concentrations generally range from 1 to 2 percent by original
weight of resin; within certain limits, the higher the catalyst concentration,
the faster the cross-linking reaction proceeds.  Common catalysts are organic
peroxides, typically methyl ethyl feetone peroxide or benzoyl peroxide.
Resins may contain inhibitors, to avoid self curing during resin storage,
and promoters, to allow polymerization to occur at lower temperatures.
                          Evaporation Loss Sources                    4.12-1

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                TABLE 4.12-1,  TYPICAL COMPONENTS OF RESINS
                     To Form the Unsaturated Polyester
 Unsaturated Acids         Saturated Acids         Polyfunctional Alcohols

 Maleic anhydride          Phthalic anhydride      Propylene glycol
 Fumaric acid              Isophthalic acid        Ethylene glycol
                           Adipic acid             Diethylene glycol
                                                   Dipropylene glycol
                                                   Neopentyl glycol
                                                   Pentaerythritol
                       Cross-linking Agents (Monomers)
                              Styrene
                              Methyl methacrylate
                              Vinyl toluene
                              Vinyl acetate
                              Diallyl phthalate
                              Acrylamide
                              2-ethyl hexylacrylate
     The polyester resin/fiberglass industry consists of many small faci-
lities (such as boat repair and small contract firms) and relatively few
large firms that consume the major fraction of the total resin.  Resin
usage at these operations ranges from less than 5,000 kilograms per year
to over 3 million kilograms per year.

     Reinforced plastics products are fabricated using any of several
processes, depending on their size, shape and other desired physical
characteristics.  The principal processes include hand layup, spray layup
(sprayup), continuous lamination, pultrusion, filament winding and various
closed molding operations.

     Hand layup, using primarily manual techniques combined with open
molds, is the simplest of the fabrication processes.  Here, the reinforce-
ment is manually fitted to a mold wetted with catalyzed resin mix, after
which it is saturated with more resin.  The reinforcement is in the form
of either a chopped strand mat, a woven fabric or often both.  Layers of
reinforcement and resin are added to build the desired laminate thickness.
Squeegees, brushes and rollers are used to smooth and compact each layer
as it is applied.  A release agent is usually first applied to the mold
to facilitate removal of the composite.  This is often a wax, which can
be treated with a water soluble barrier coat such as polyvinyl alcohol to
promote paint adhesion on parts that are to be painted.  In many operations,
4.12-2                       EMISSION FACTORS

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                          REACTION 1
to

•8
u u
^ #
e-o-c
1 1
n-HC « CH + 2n.HOH2C-CH2OH

Malaic Elhylene
anhydride glycol

0 A.O
^ n-C-O-C — *•
s/=\/
4_/
0 0
1 II
-c c
- 4_)
Phthalic
anliydfidu
                                                       C-0-CH2-CH2-0-C   C-0-CH2-CH2-0-

                                                                      I   I

                                                                     HC = CH



                                                              Unuturated pulyaster
o
a
o
a
a>
M
n
a>
u
                       REACTION 2
Styiene
                                         UnutunUd
0
I
                                            H-C-H
                                                    0
                                                    I
                                                                                           0
                                                                                           I
                                             0
                             o
                             1
                                                    -C-0-CH2-CH2-0-C"CH-CH-C-0-CH2-CH2-)n
                                                                         I

                                                                       H-C-H

                                                                         I

                                                                       H-C-
                                                                         1
                                                           Cross-linked

                                                          polyester resin
K>
I
u>
       Figure 4.12-1.  Typical reactions fur unaaturaLed  polyester  and

                           polyester  realn formation.

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the mold is first sprayed with gel coat, a clear or pigmented resin mix
that forms the smooth outer surface of many products.  Gel coat spray
systems consist of separate sources of resin and catalyst, with an airless
hand spray gun that mixes them together into an atomized resin/catalyst
stream.  Typical products are boat hulls and decks, swimming pools, bathtubs
and showers, electrical consoles and automobile components.

     Spray layup, or "sprayup", is another open mold process, differing from
hand layup in that it uses mechanical spraying and chopping equipment for
depositing the resin and glass reinforcement.  This process allows a greater
production rate and more uniform parts than does hand layup, and often uses
more complex molds.  As in hand layup, gel coat is frequently applied to the
mold before fabrication to produce the desired surface qualities.  It is
common practice to combine hand layup and sprayup operations.

     For the reinforced layers, a device is attached to the sprayer system to
chop glass fiber "roving" (uncut fiber) into predetermined lengths and pro-
ject it to merge with the resin mix stream.  The stream precoats the chop,
and both are deposited simultaneously to the desired layer thickness on the
mold surface (or on the gel coat that was applied to the mold).  Layers are
built up and rolled out on the mold as necessary to form the part.  Products
manufactured by sprayup are similar to those made by hand layup, except that
more uniform and complex parts can generally be produced more efficiently with
sprayup techniques.  However, compared to hand layup, more resin generally is
used to produce similar parts by spray layup because of the inevitable over-
spray of resin during application.

     Continuous lamination of reinforced plastics materials involves impreg-
nating various reinforcements with resins on an in-line conveyor.  The
resulting laminate is cured and trimmed as it passes through the various con-
veyor zones.  In this process, the resin mix is metered onto a bottom carrier
film, using a blade to control thickness.  This film, which defines the pa-
nel's surface, is generally polyester, cellophane or nylon, and may have a
smooth, embossed or matte surface.  Methyl methacrylate is sometimes used as
the cross-linking agent, either alone or in combination with styrene, to
increase strength and weather resistance.  Chopped glass fibers free-fall
into the resin mix and are allowed to saturate with resin, or "wet out".  A
second carrier film is applied on top of the panel before subsequent forming
and curing.  The cured panel is then stripped of its films, trimmed and cut
to the desired length.  Principal products include translucent industrial sky-
lights and greenhouse panels, wall and ceiling liners for food areas, garage
doors and cooling tower louvers.  Figure 4.12-2 shows the basic elements of
a continuous laminating production line.

     Pultrusion, which can be thought of as extrusion by pulling, is used to
produce continuous cross-sectional lineals similar to those made by extrud-
ing metals such as aluminum.  Reinforcing fibers are pulled through a liquid
resin mix bath and into a long machined steel die, where heat initiates an
exothermic reaction to polymerize the thermosetting resin matrix.  The compo-
site profile emerges from the die as a hot, constant cross-sectional that
cools sufficiently to be fed into a clamping and pulling mechanism.  The pro-
duct can then be cut to desired lengths.  Example products include electrical
insulation materials, ladders, walkway gratings, structural supports, and
rods and antennas.

 4.12-4                          EMISSION FACTORS

-------
          maienng
                        *fldT1
                   .
                 ,,'&pi<*«"0»
Cross cut saw or snear
1 n '

1 /"A !
i] ^~^ iottom Him I
u
A a ±\l i J


U 'J
3 rdgmrim ^ ,
N j o--0"cri r-> O :
3 	 ''ul rote :
.nsdection area
Sl«ekmg aewce u i
     Figure 4.12-2.  Typical continuous Lamination production  process.
     Filament winding is the process of laying a band  of  resin  impregnated
fibers onto a rotating mandrel surface in a precise geometric pattern,  and
curing them to form the product.  This is an efficient method of  producing
cylindrical parts with optimum strength characteristics suited  to the
specific design and application.  Glass fiber is most  often  used  for the
filament, but aramid, graphite, and sometimes boron and various metal wires
may be used.  The filament can be wetted during fabrication, or previously
impregnated filament ("prepreg") can be used.  Figure  4.12-3 shows the
filament winding process, and indicates the three most common winding
patterns.  The process illustration depicts circumferential  winding, while
the two smaller pictures show helical and polar winding.   The various wind-
ing patterns can be used alone or in combination to achieve  the desired
strength and shape characteristics.  Mandrels are made of  a  wide  variety  of
materials and, in some applications, remain inside the finished product as
a liner or core.  Example products are storage tanks,  fuselages,  wind
turbine and helicopter blades, and tubing and pipe.
                                                           HtUea! Winding
                                                          PoUr winding
            Figure 4.12-3.  Typical filament winding  process.-^
                         Evaporation Loss Sources
           4.12-5

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     Closed, such as compression or injection, molding operations involve
the use of two matched dies to define the entire outer surface of the part.
When closed and filled with a resin mix, the matched die mold is subjected
to heat and pressure to cure the plastic.  For the most durable production
configuration, hardened metal dies are used (matched metal molding).
Another closed molding process is vacuum or pressure bag molding.   In bag
molding, a hand layup or sprayup is covered with a plastic film, and vacuum
or pressure is applied to rigidly define the part and improve surface
quality.  The range of closed molded parts includes tool and appliance
housings, cookware, brackets and other small parts, and automobile  body and
electrical components.

     Synthetic marble casting, a large segment of the resin products indus-
try, involves production of bathroom sinks, vanity tops, bathtubs and
accessories using filled resins that have the look of natural marble.  No
reinforcing fibers are used in these products.  Pigmented or clear  gel coat
can. either be applied to the mold itself or sprayed onto the product after
casting to simulate the look of natural polished marble.  Marble casting
can be an open mold process, or it may be considered a semiclosed process
if cast parts are removed from a closed mold for subsequent gel coat spray-
ing.

4.12.2  Emissions And Controls

     Organic vapors consisting of volatile organic compounds (VOC)  are emit-
ted from fresh resin surfaces during the fabrication process and from the
use of solvents (usually acetone) for cleanup of hands, tools, molds and
spraying equipment.  Cleaning solvent emissions can account for over 36
percent of the total plant VOC emissions.*  There also may be some  release
of particulate emissions from automatic fiber chopping equipment, but these
emissions have not been quantified.

     Organic vapor emissions from polyester resin/fiberglass fabrication
processes occur when the cross-linking agent (monomer) contained in the
liquid resin evaporates into the air during resin application and curing.
Styrene, methyl methacrylate and vinyl toluene are three of the principal
monomers used as cross-linking agents.  SCyrene is by far the most  common.
Other chemical components of resins are emitted only at trace levels,
because they not only have low vapor pressures but also are substantially
converted to polymers. -*~^

     Since emissions result from evaporation of monomer from the uncared
resin, they depend upon the amount of resin surface exposed to the  air and
the time of exposure.  Thus, the potential for emissions varies with the
manner in which the resin is mixed, applied, handled and cured.  These fac-
tors vary among the different fabrication processes.  For example,  the
spray layup process has the highest potential for VOC emissions because the
atomization of resin into a spray creates an extremely large surface area
from which volatile monomer can evaporate.  By contrast, the emission
potential in synthetic marble casting and closed molding operations is
considerably lower, because of the lower monomer content in the casting
resins (30 to 38 percent, versus about 43 percent) and of the enclosed
nature of these molding operations.  It has been found that styrene

4.12-6                        EMISSION FACTORS

-------
evaporation increases with increasing gel time, wind speed and ambient
temperature, and that increasing the hand rolling time on a hand layup or
sprayup results in significantly higher styrene losses.*  Thus, production
changes that lessen the exposure of fresh resin surfaces to the air should
be effective in reducing these evaporation losses.

     In addition to production changes, resin formulation can be varied to
affect the VOC emission potential.  In general, a resin with lower monomer
content should produce lower emissions.  Evaluation tests with low-styrene-
emission laminating resins having a 36 percent styrene content found a 60
to 70 percent decrease in emission levels, compared to conventional resins
(42 percent styrene), with no sacrifice in the physical properties of the
laminate.   Vapor suppressing agents also are sometimes added to resins to
reduce VOC emissions.  Most vapor suppressants are paraffin waxes, stearates
or polymers of proprietary composition, constituting up to several weight
percent of the mix.  Limited laboratory and field data indicate that vapor
suppressing resins reduce styrene losses by 30 to 70 percent.  °

     Emission factors for several fabrication processes using styrene con-
tent resins have been developed from the results of facility source tests (B
Rating) and laboratory tests (C Rating), and through technology transfer
estimations (D Rating).   Industry experts also provided additional infor-
mation that was used to arrive at the final factors presented in Table
4.12—2.°  Since the styrene content varies over a range of approximately 30
to 50 weight percent, these factors are based on the quantity of styrene
monomer used in the process, rather than on the total amount of resin used.
The factors for vapor-suppressed resins are typically 30 to 70 percent of
those for regular resins.  The factors are expressed as ranges, because of
the observed variability in source and laboratory test results and of the
apparent sensitivity of emissions to process parameters.

     Emissions should be calculated using actual resin monomer contents.
When specific information about the percentage of styrene is unavailable,
the representative average values in Table 4.12-3 should be used.  The sam-
ple calculation illustrates the application of the emission factors.

      Sample Calculation - A fiberglass boat building facility
      consumes an average of 250 kg per day of styrene-containing
      resins using a combination of hand layup (75%) and spray layup
      (25%) techniques.  The laminating resins for hand and spray lay-
      up contain 41.0 and 42,5 weight percent, respectively, of styrene.
      The resin used for hand layup contains a vapor-suppressing agent.

      From Table 4.12-2, the factor for hand layup using a vapor-suppresed
      resin is 2 - 7 (0.02 to 0.07 fraction of total styrene emitted);
      the factor for spray layup is 9 - 13 (0.09 to 0.13 fraction emit-
      ted).  Assume the midpoints of these emission factor ranges.

      Total VOC emissions are:

         (250 kg/day)  [(0.41)(0.045)(0.75) + (0.425X0.11)(0.25) 1

                            =• 6.4 kg/day.

                         Evaporation Loss Sources                    4.12-7

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      TABLE 4.12-2. EMISSION FACTORS FOR UNCONTROLLED POLYESTER RESIN
                       PRODUCT FABRICATION PROCESSES3
             (100 x mass of VOC emit ted/mass of monomer input)
Process
Hand layup
Resin
NVS
5 - 10
f
Spray layup
Continuous lamination
Pultrusiond
Filament winding6
Marble casting
Closed molding!
9-13
4-7
4-7
5-10
1 - 3
1 - 3
?Sb
2-7

3-9
1 - 5
1 - 5
2-7
1 - 2
1 - 2
Emission
Factor
Rating
C

B
B
D
D
B
D
Gel Coat
NVS
26 - 35

26 - 35
c
c
c
f
c
VSb
8-25

8-25
c
c
c
f
c
Emission
Factor
Rating
D

B
—
—
—
.
—
aReference T.  Ranges represent the variability of processes and sensiti-
 vity of emissions to process parameters.  Single value factors should be
 selected with caution.  NVS « nonvapor-suppressed resin.  VS =» vapor-sup-
 pressed resin.
^Factors are 30-70% of those for nonvapor-suppreased resins.
cGel coat is not normally used in this process.
"Resin factors for the continuous lamination process are assumed to apply.
eResin factors for the hand layup process are assumed to apply.
fFactors unavailable.  However, when cast parts are subsequently sprayed
 with gel coat, hand and spray layup gel coat factors are assumed to apply,
gResin factors for marble casting, a semiclosed process, are assumed to
 apply.

             TABLE 4.12-3.  TYPICAL RESIN STYRENE PERCENTAGES
             Resin Application
Resin Styrene Content^
      (wgt. Z)
             Hand 1ayup
             Spray layup
             Continuous lamination
             Filament winding
             Marble casting
             Closed molding

             Gel coat
           43
           43
           40
           40
           32
           35

           35
         aMay vary by at least +5 percentage points.

 4.12-8                        EMISSION FACTORS

-------
     Emissions from use of gel coat would be calculated in the same manner,
If the monomer content of the resins were unknown, a representative value
of 43 percent could be selected from Table 4.12-3 for this process combina-
tion.  It should be noted that these emissions represent evaporation of
styrene monomer only, and not of acetone or other solvents used for clean-
up.

     In addition to process changes and materials substitution, add-on con-
trol equipment can be used to reduce vapor emissions from styrene resins.
However, control equipment is infrequently used at RP/C fabrication facili-
ties, due to low exhaust ?OC concentrations and the potential for contami-
nation of adsorbent materials.  Most plants use forced ventilation techni-
ques to reduce worker exposure to styrene vapors, but vent the vapors
directly to the atmosphere with no attempt at collection.  At one contin-
uous lamination facility where incineration was applied to vapors vented
from the impregnation table, a 98.6 percent control efficiency was mea-
sured. 1  Carbon adsorption, absorption and condensation also have been
considered for recovering styrene and other organic vapors, but these tech-
niques have not been applied to any significant extent in this industry.

     Emissions from,cleanup solvents can be controlled through good house-
keeping and use practices, reclamation of spent solvent, and substitution
with water based solvent substitutes.
References for Section 4.12

1.  M. B. Rogozen, Control Techniques for Organic Gas Emissions from Fiber-
    glass Impregnation and FabricationProcesses, ARB/E-82/165, California
    Air Resources Board, Sacramento,CA, (OTIS PB82-251109), June 1982.

2.  Modern Plastics Encyclopedia, 1986-1987, j>3 (10A), October 1986.

3.  C. A. Brighton, G. Pritchard and G. A. Skinner, Styrene Polymers:
    Technology and EnvironmentalAspects, Applied Science Publishers, Ltd.,
    London, 1979.

4.  M. Elsherif, Staff Report,Proposed Rule 1162 - Polyester Resin
    Operations, South Coast Air Quality Management District, Rule Develop-
    ment Division, El Monte, CA, January 23, 1987.

5.  M. S. Crandall, Extent of Exposure to Styrene inthe Reinforced Plastic
    Boat Making Industry, Publication No. 82-110, National Institute For
    Occupational Safety And Health, Cincinnati, OH, March 1982.

6.  Written communication from R. C. Lepple, Aristech Chemical Corporation,
    Polyester Onit, Linden, NJ, to A. A. MacQueen, U.S. Environmental Pro-
    tection Agency, Research Triangle Park, NC, September 16, 1987.

7.  L. Walewski and S. Stockton, "Low-Styrene-Emission Laminating Resins
    Prove It in the Workplace", Modern Plastics, 62(8);78-80, August 1985.
                         Evaporation Loss Sources                    4.12-9

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8.  M. J. Duffy,  "Styrene Emissions - How Effective Are Suppressed
    Polyester Resins?", Ashland Chemical Company, Dublin, OH, presented
    at 34th Annual Technical Conference, Reinforced Plastics/Composites
    Institute, The Society Of The Plastics Industry, 1979.

9.  G. A. LaFlam, Emission Factor Documentation for AP-42 Section 4.12:
    Polyester Resin Plastics Product Fabrication, Pacific Environnental
    Services, Inc., Durham, NC, November 1987.
 4.12-10                     EMISSION FACTORS

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