OSWER DIRECTIVE 9502.00-6D
INTERIM FINAL
RCRA FACILITY INVESTIGATION (RFI) GUIDANCE
VOLUME III OF IV
AIR AND SURFACE WATER RELEASES
EPA 530/SW-89-031
MAY 1989
WASTE MANAGEMENT DIVISION
OFFICE OF SOLID WASTE
U.S. ENVIRONMENTAL PROTECTION AGENCY
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ABSTRACT
On November 8, 1984, Congress enacted the Hazardous and Solid Waste
Amendments (HSWA) to RCRA. Among the most significant provisions of HSWA are
§3004(u), which requires corrective action for releases of hazardous waste or
constituents from solid waste management units at hazardous waste treatment,
storage and disposal facilities seeking final RCRA permits; and §3004(v), which
compels corrective action for releases that have migrated beyond the facility
propety boundary. EPA will be promulgating rules to implement the corrective
action provisions of HSWA, including requirements for release investigations and
corrective measures.
This document, which is presented in four volumes, provides guidance to
regulatory agency personnel on overseeing owners or operators of hazardous waste
management facilities in the conduct of the second phase of the RCRA Corrective
Action Program, the RCRA Facility Investigation (RFI). Guidance is provided for the
development and performance of an investigation by the facility owner or operator
based on determinations made by the regulatory agency as expressed in the
schedule of a permit or in an enforcement order issued under §3008(h), §7003,
and/or 53013. The purpose of the RFI is to obtain information to fully characterize
the nature, extent and rate of migration of releases of hazardous waste or
constituents and to interpret this information to determine whether interim
corrective measures and/or a Corrective Measures Study may be necessary.
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DISCLAIMER
This document is intended to assist Regional and State personnel in exercising
the discretion conferred by regulation in developing requirements for the conduct
of RCRA Facility Investigations (RFIs) pursuant to 40 CFR 264. Conformance with this
guidance is expected to result in the development of RFIs that meet the regulatory
standard of adequately detecting and characterizing the nature and extent of
releases. However, EPA will not necessarily limit acceptable RFIs to those that
comport with the guidance set forth herein. This document is not a regulation (i.e.,
it does not establish a standard of conduct which has the force of law) and should
not be used as such. Regional and State personnel must exercise their discretion in
using this guidance document as well as other relevant information in determining
whether an RFI meets the regulatory standard.
Mention of company or product names in this document should not be
considered as an endorsement by the U.S. Environmental Protection Agency.
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RCRA FACILITY INVESTIGATION (RFI) GUIDANCE
VOLUME III
AIR AND SURFACE WATER RELEASES
TABLE OF CONTENTS
SECTION PAGE
ABSTRACT i
DISCLAIMER ii
TABLE OF CONTENTS iii
TABLES xi
FIGURES xiii
LIST OF ACRONYMS xiv
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VOLUME III CONTENTS (Continued)
SECTION
12.0 AIR 12'1
12.1 OVERVIEW 12'1
12.2 APPROACH FOR CHARACTERIZING RELEASES TO AIR 12'2
12.2.1 General Approach 12'2
12.2.1.1 Initial Phase 12'13
12.2.1.1.1 Collect and Review Preliminary 12-13
Information
12.2.1.1.2 Conduct Screening Assessment 12~14
12.2.1.2 Subsequent Phases 12'15
12.2.1 .2.1 Conduct Emission Monitoring 12-16
12.2.1 .2.2 Confirmatory Air Monitoring 12'17
12.3 CHARACTERIZATION OF THE CONTAMINANT 12'20
SOURCE AND THE ENVIRONMENTAL SETTING
12.3.1 Waste Characterization 12~21
12.3.1.1 Presence of Constituents 12'21
12.3.1.2 Physical/Chemical Properties 12~21
12.3.2 Unit Characterization 12'27
12.3.2.1 Type of Unit 12'27
12.3.2.2 Size of Unit 12-33
12.3.2.3 Control Devices 12'34
12.3.2.4 Operational Schedules 12~35
12.3.2.5 Temperature of Operation 12-35
12.3.3 Characterization of the Environmental Setting 12-36
12.3.3.1 Climate 12'36
12.3.3.2 Soil Conditions 12'38
12.3.3.3 Terrain 12'38
12.3.3.4 Receptors 12'39
12.3.4 Review of Existing Information 12-39
IV
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VOLUME III CONTENTS (Continued)
SECTION PAGE
12.3.5 Determination of "Reasonable Worst Case" 12-41
Exposure Period
12.4 AIR EMISSION MODELING 12-43
12.4.1 Modeling Applications 12-43
12.4.2 Model Selection 12-44
12.4.2.1 Organic Emissions 12-44
12.4.2.2 Particulate Emissions 12-46
12.4.3 General Modeling Considerations 12-47
12.5 DISPERSION MODELING 12-48
12.5.1 Modeling Applications 12-48
12.5.2 Model Selection 12-50
12.5.2.1 Suitability of Models 12-51
12.5.2.2 Classes of Models 12-52
12.5.2.3 Levels of Sophistication of Models 12-53
12.5.2.4 Preferred Models 12-54
12.5.3 General Modeling Considerations 12-56
12.6 DESIGN OF A MONITORING PROGRAM TO 12-58
CHARACTERIZE RELEASES
12.6.1 Objectives of the Monitoring Program 12-58
12.6.2 Monitoring Constituents and Sampling 12-59
Considerations
12.6.3 Meteorological Monitoring 12-60
12.6.3.1 Meteorological Monitoring Parameters 12-60
12.6.3.2 Meteorological Monitor Siting 12-62
12.6.4 Monitoring Schedule 12-64
12.6.4.1 Screening Sampling 12-64
12.6.4.2 Emission Monitoring 12-65
12.6.4.3 Air Monitoring 12-68
12.6.4.4 Subsequent Monitoring 12-69
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VOLUME III CONTENTS (Continued)
SECTION PAGE
12.6.5 Monitoring Approach 12-69
12.6.5.1 Source Emissions Monitoring 12-71
12.6.5.2 Air Monitoring 12-72
12.6.6 Monitoring Locations 12-73
12.6.6.1 Upwind/Downwind Monitoring Location 12-73
12.6.6.2 Stack/Vent Emission Monitoring 12-77
12.6.6.3 Isolation Flux Chambers 12-77
12.7 DATA PRESENTATION 12-78
12.7.1 Waste and Unit Characterization 12-78
12.7.2 Environmental Setting Characterization 12-79
12.7.3 Characterization of the Release 12-80
12.8 FIELD METHODS 12-85
12.8.1 Meteorological Monitoring 12-86
12.8.2 Air Monitoring 12-86
12.8.2.1 Screening Methods 12-89
12.8.2.2 Quantitative Methods 12-93
12.8.2.2.1 Monitoring Organic Compounds in 12-93
Air
12.8.2 .2.1.1 Vapor-Phase Organics 12-94
12.8.2 .2.1.2 Particulate Organics 12-111
12.8.2.2.2 Monitoring Inorganic Compounds in 12-113
Air
12.8.2 .2.2.1 Particulate Metals 12-113
12.8.2 .2.2.2 Vapor-Phase Metals 12-114
12.8.2 .2.2.3 Monitoring Acids and Other 12-120
Compounds in Air
12.8.3 Stack/Vent Emission Sampling 12-121
12.8.3.1 Vapor Phase and Particulate Associated 12-122
Organics
VI
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VOLUME III CONTENTS (Continued)
SECTION PAGE
12.8.3.2 Metals 12-127
12.9 SITE REMEDIATION 12-129
12.10 CHECKLIST 12-131
12.11 REFERENCES 12-133
VII
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VOLUME III CONTENTS (Continued)
SECTION PAGE
13.0 SURFACE WATER 13-1
13.1 OVERVIEW 13-1
13.2 APPROACH FOR CHARACTERIZING RELEASES TO 13-2
SURFACE WATER
13.2.1 General Approach 13-2
13.2.2 Inter-media Transport 13-8
13.3 CHARACTERIZATION OF THE CONTAMINANT 13-8
SOURCE AND THE ENVIRONMENTAL SETTING
13.3.1 Waste Characterization 13-8
13.3.2 Unit Characterization 13-17
13.3.2.1 Unit Characteristics 13-17
13.3.2.2 Frequency of Release 13-18
13.3.2.3 Form of Release 13-19
13.3.3 Characterization of the Environmental Setting 13-19
13.3.3.1 Characterization of Surface Waters 13-20
13.3.3.1.1 Streams and Rivers 13-20
13.3.3.1.2 Lakes and Impoundments 13-22
13.3.3.1.3 Wetlands 13-24
13.3.3.1.4 Marine Environments 13-25
13.3.3.2 Climatic and Geographic Conditions 13-26
13.3.4 Sources of Existing Information 13-27
13.4 DESIGN OF A MONITORING PROGRAM TO 13-28
CHARACTERIZE RELEASES
13.4.1 Objectives of the Monitoring Program 13-29
13.4.1.1 Phased Characterization 13-30
13.4.1.2 Development of Conceptual Model 13-31
13.4.1.3 Contaminant Concentration vs 13-31
Contaminant Loading
13.4.1.4 Contaminant Dispersion Concepts 13-33
VIM
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VOLUME III CONTENTS (Continued)
SECTION PAGE
13.4.1.5 Conservative vs Non-Conservative Species 13-36
13.4.2 Monitoring Constituents and Indicator 13-36
Parameters
13.4.2.1 Hazardous Constituents 13-36
13.4.2.2 Indicator Parameters 13-37
13.4.3 Selection of Monitoring Locations 13-42
13.4.4 Monitoring Schedule 13-44
13.4.5 Hydrologic Monitoring 13-46
13.4.6 The Role of Biomonitoring 13-46
13.4.6.1 Community Ecology Studies 13-47
13.4.6.2 Evaluation of Food Chain/Sensitive Species 13-48
Impacts
13.4.6.3 Bioassay 13-49
13.5 DATA MANAGEMENT AND PRESENTATION 13-50
13.5.1 Waste and Unit Characterization 13-50
13.5.2 Environmental Setting Characterization 13-51
13.5.3 Characterization of the Release 13-51
13.6 FIELD AND OTHER METHODS 13-53
13.6.1 Surface Water Hydrology 13-53
13.6.2 Sampling of Surface Water, Runoff, Sediment 13-55
and Biota
13.6.2.1 Surface Water 13-55
13.6.2.1.1 Streams and Rivers 13-55
13.6.2.1.2 Lakes and Impoundments 13-56
13.6.2.1.3 Additional Information 13-57
13.6.2.2 Runoff Sampling 13-58
13.6.2.3 Sediment 13-59
13.6.2.4 Biota 13-62
IX
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VOLUME III CONTENTS (Continued)
SECTION PAGE
13.6.3 Characterization of the Condition of the 13-63
Aquatic Community
13.6.4 Bioassay Methods 13-66
13.7 SITE REMEDIATION 13'67
13.8 CHECKLIST 13-68
13.9 REFERENCES 13'71
APPENDICES
Appendix G: Draft Air Release Screening Assessment
Methodology
Appendix H: Soil Loss Calculation
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TABLES (Volume III)
NUMBER PAGE
12-1 Example Strategy for Characterizing Releases to Air 12-3
12-2 Release Characterization Tasks for Air 12-5
12-3 Parameters and Measures for Use in Evaluating Potential 12-22
Releases of Hazardous Waste Constituents to Air
12-4 Physical Parameters of Volatile Hazardous Constituents 12-25
12-5 Physical Parameters of PCB Mixtures 12-26
12-6 Summary of Typical Unit Source Type and Air Release Type 12-28
12-7 Typical Pathways for Area Emission Sources 12-49
12-8 Preferred Models for Selected Applications in Simple 12-55
Terrain
12-9 Recommended Siting Criteria to Avoid Terrain Effects 12-63
12-10 Applicable Air Sampling Strategies by Source Type 12-70
12-11 Typical Commercially Available Screening Techniques 12-90
for Organics in Air
12-12 Summary of Selected Onsite Organic Screening 12-92
Methodologies
12-13A Summary of Candidate Methodologies for Quantification of 12-95
Vapor Phase Organics
12-13B List of Compound Classes Referenced in Table 12-15A 12-97
12-14 Sampling and Analysis Techniques Applicable to Vapor 12-98
Phase Organics
12-15 Compounds Monitored Using EMSL-RTP Tenax Sampling 12-102
Protocols
12-16 Summary Listing of Organic Compounds Suggested for 12-106
Collection With a Low Volume Polyurethane Foam Sampler
and Subsequent Analysis With an Electron Capture Detector
(GC/ECD)
XI
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TABLES (Volume III - Continued)
NUMBER PAGE
12-17 Summary Listing of Additional Organic Compounds 12-107
Suggested for Collection With a Low Volume Polyurethane
Foam Sampler
12-18 Sampling and Analysis Methods for Volatile Mercury 12-115
12-19 Sampling and Analysis of Vapor State Trace Metals 12-118
(Except Mercury)
12-20 Sampling Methods for Toxic and Hazardous Organic 12-123
Materials From Point Sources
12-21 RCRA Appendix VIII Hazardous Metals and Metal 12-128
Compounds
13-1 Example Strategy for Characterizing Releases to 13-3
Surface Water
13-2 Release Characterization Tasks for Surface Water 13-7
13-3 Important Waste and Constituent Properties Affecting 13-9
Fate and Transport in a Surface Water Environment
13-4 General Significance of Properties and Environmental 13-16
Processes or Classes of Organic Chemicals Under
Environmental Conditions
XII
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FIGURES (Volume III)
NUMBER PAGE
12-1 Release Characterization Strategy for Air - Overview 12-6
12-2 Conduct Screening Assessments - Overview 12-7
12-3 Conduct Emission Monitoring - Overview 12-8
12-4 Conduct Confirmatory Air Monitoring 12-9
12-5 Evaluation of Modeling/Monitoring Results 12-10
12-6 Example Air Monitoring Network 12-74
12-7 Example of Downwind Exposures at Air Monitoring Stations 12-84
13-1 Qualitative Relationship Between Various Partitioning 13-11
Parameters
13-2 Typical Lake Cross Section 13-23
XIII
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LIST OF ACRONYMS
AA
Al
ASCS
ASTM
BCF
BOO
CAG
CPF
CBI
CEC
CERCLA
CFR
CIR
CM
CMI
CMS
COD
COLIWASA
DNPH
DO
DOT
ECD
EM
EP
EPA
FEMA
FID
Foe
FWS
GC
GC/MS
GPR
HEA
HEEP
HPLC
HSWA
HWM
ICP
ID
Kd
Koc
Kow
LEL
MCL
MM5
MS/MS
NFIP
NIOSH
NPDES
OSHA
Atomic Absorption
Soil Adsorption Isotherm Test
Agricultural Stabilization and Conservation Service
American Society for Testing and Materials
Bioconcentration Factor
Biological Oxygen Demand
EPA Carcinogen Assessment Group
Carcinogen Potency Factor
Confidential Business Information
Cation Exchange Capacity
Comprehensive Environmental Response, Compensation, and
Lability Act
Code of Federal Regulations
Color Infrared
Corrective Measures
Corrective Measures Implementation
Corrective Measures Study
Chemical Oxygen Demand
Composite Liquid Waste Sampler
Dinitrophenyl Hydrazine
Dissolved Oxygen
Department of Transportation
Electron Capture Detector
Electromagnetic
Extraction Procedure
Environmental Protection Agency
Federal Emergency Management Agency
Flame lonization Detector
Fraction organic carbon in soil
U.S. Fish and Wildlife Service
Gas Chromatography
Gas Chromatography/Mass Spectroscopy
Ground Penetrating Radar
Health and Environmental Assessment
Health and Environmental Effects Profile
High Pressure Liquid Chromatography
Hazardous and Solid Waste Amendments (to RCRA)
Hazardous Waste Management
Inductively Coupled (Argon) Plasma
Infrared Detector
Soil/Water Partition Coefficient
Organic Carbon Absorption Coefficient
Octanol/Water Partition Coefficient
Lower Explosive Limit
Maximum Contaminant Level
Modified Method 5
Mass Spectroscopy/Mass Spectroscopy
National Flood Insurance Program
National Institute for Occupational Safety and Health
National Pollutant Discharge Elimination System
Occupational Safety and Health Administration
XIV
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LIST OF ACRONYMS (Continued)
OVA - Organic Vapor Analyzer
PID - Photo lonization Detector
pKa - Acid Dissociation Constant
ppb - parts per billion
ppm - parts per million
PUF - Polyurethane Foam
Pvc - Polyvinyl Chloride
QA/QC - Quality Assurance/Quality Control
RCRA - Resource Conservation and Recovery Act
RFA - RCRA Facility Assessment
RfD - Reference Dose
RFI - RCRA Facility Investigation
RMCL - Recommended Maximum Contaminant Level
RSD - Risk Specific Dose
SASS - Source Assessment Sampling System
SCBA - Self Contained Breathing Apparatus
SCS - Soil Conservation Service
SOP - Standard Operating Procedure
SWMU - Solid Waste Management Unit
TCLP - Toxicity Characteristic Leaching Procedure
TEGD - Technical Enforcement Guidance Document (EPA, 1986)
TOC - Total Organic Carbon
TOT - Time of travel
TOX - Total Organic Halogen
USGS - United States Geologic Survey
USLE - Universal Soil Loss Equation
UV - Ultraviolet
VOST - Volatile Organic Sampling Train
VSP - Verticle Seismic Profiling
WQC - Water Quality Criteria
xv
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SECTION 12
AIR
12.1 Overview
The objective of an investigation of a release to air is to characterize the
nature, extent, and rate of migration of the release of hazardous waste or
constituents to that medium. This is done by characterizing long-term air
concentrations (commensurate with the long-term exposures which are the basis for
the health and environmental criteria presented in Section 8) associated with unit
releases of hazardous wastes or constituents to air. This section provides:
• An example strategy for characterizing releases to air, which includes
characterization of the source and the environmental setting of the
release, and conducting a monitoring and/or modeling program which
will characterize the release itself;
• Formats for data organization and presentation;
• Modeling and field methods which may be used in the investigation; and
• A checklist of information that may be needed for release
characterization.
The exact type and amount of information required for sufficient release
characterization will be site-specific and should be determined through interactions
between the regulatory agency and the facility owner or operator during the RFI
process. This guidance does not define the specific data needed in all instances; it
identifies possible information necessary to perform release characterizations and
methods for obtaining this information. The RFI Checklist, presented at the end of
this section, provides a tool for planning and tracking information for release
characterization. This list is not a list of requirements for all releases to air. Some
release investigations will involve the collection of only a subset of the items listed,
while other releases may involve the collection of additional data.
12-1
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Case studies 25 and 26 in Volume IV (Case Study Examples) illustrate several of
the air investigation concepts discussed in this section.
12.2 Approach for Characterizing Releases to Air
12.2.1 General Approach
The intent of the air release investigation is to determine actual or potential
effects at the facility property boundary. This differs from the other media
discussed in this Guidance. During the health and environmental assessment
process for the air medium (see Section 8), the decision as to whether interim
corrective measures or a Corrective Measures Study will be necessary is based on
actual or potential effects at the facility property boundary.
Characterization of releases from waste management units to air may be
approached in a tiered or phased fashion as described in Section 3. The key
elements to this approach are shown in Table 12-1. Tasks for implementing the
release characterization strategy for releases to air are summarized in Table 12-2.
An overview of the release characterization strategy for air is illustrated in Figures
12-1 through 12-5.
Two major elements can be derived from this strategy:
• Collection and review of data to be used for characterization of the
source of the air release and the environmental setting for this source.
Source characterization will include obtaining information on the unit
operating conditions and configuration, and may entail a sampling and
analytical effort to characterize the waste material in the unit or the
incoming waste streams. This effort will lead to development of a
conceptual model of the release that provides a working hypothesis of
the release mechanism, transport pathway/mechanism, and exposure
route (if any), which can be used to guide the investigation.
• Development and implementation of modeling and/or monitoring
procedures to be used for characterization of the release (e.g., from a
12-2
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TABLE 12-1
EXAMPLE STRATEGY FOR CHARACTERIZING RELEASES TO AIR*
INITIAL PHASE
1. Collect and review existing information on:
Waste
Unit
Environmental setting (e.g., climate, topography)
Contaminant releases, including inter-media transport
Receptors at and beyond the facility property boundary
2. Identify additional information necessary to fully characterize release:
Waste
Unit
Environmental setting (e.g., climate, topography)
Contaminant releases, including inter-media transport
Receptors at and beyond the facility property boundary
3. Conduct screening assessments:
Formulate conceptual model of release
Determine monitoring/modeling program objectives
Obtain source characterization data needed for modeling input
Select release constituent surrogates
Calculate emission estimates based on emission rate screening
modeling results
Calculate concentration estimates based on dispersion screening
modeling results
Compare results to health based criteria
Conduct screening monitoring at source (as warranted)
Perform sensitivity analysis of modeling input/output
Obtain additional waste/unit data as needed, for refined modeling
Consider conduct of more refined emission/dispersion modeling
4. Collect, evaluate and report results:
Account for unit/waste temporal and spatial variability and modeling
input/output uncertainties
Determine completeness and adequacy of screening assessment
results
Evaluate potential for inter-media contaminant transfer
Summarize and present results in appropriate format
Determine if monitoring program objectives were met
Compare screening results to health and environmental criteria and
identify and respond to emergency situations and identify priority
situations that may warrant interim corrective measures - Notify
regulatory agency
Determine whether the conduct of subsequent release characterization
phases are necessary to obtain more refined concentration estimates
12-3
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TABLE 12-1 (continued)
EXAMPLE STRATEGY FOR CHARACTERIZING RELEASES TO AIR*
SUBSEQUENT PHASES (if necessary)
1. Conduct emission monitoring and dispersion modeling if necessary:
Conduct onsite meteorological monitoring if representative data are
not available for dispersion modeling input
Conduct emission rate monitoring
Conduct dispersion modeling using emission rate monitoring data as
input
Evaluate results and determine need for confirmatory air monitoring
2. Conduct confirmatory air monitoring if necessary:
Develop monitoring procedures
Conduct initial monitoring
Conduct additional monitoring if additional information is necessary
to characterize the release
3. Collect, evaluate and report results:
Account for source and meteorological data variability during
modeling and monitoring program
Evaluate long-term representativeness of air monitoring data
Apply dispersion models as appropriate to aid in data evaluation and
to provide concentration estimates at the facility property boundary
Compare monitoring results to health and environmental criteria and
identify and respond to emergency situations and identify priority
situations that may warrant interim corrective measures - Notify
regulatory agency
Determine completeness and adequacy of collected data
Summarize and present data in appropriate format
Determine if modeling and monitoring locations, constituents, and
frequency were adequate to characterize release (nature, extent, and
rate)
Determine if monitoring/modeling program objectives were met
Identify additional information needs, if necessary
Determine need to expand modeling and monitoring program
Evaluate potential role of inter-media transport
The potential for inter-media transport of contamination should be
evaluated continually throughout the investigation.
12-4
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TABLE 12-2
RELEASE CHARACTERIZATION TASKS FOR AIR
Investigatory Tasks
Investigatory Techniques
Data Presentation
Formats/Outputs
Y. Waste/Unit Characterization
Identification of waste
constituents and properties
Prioritization of air emission
constituents
Identification of unit
characteristics which may
promote an air release
See Section 3, 7 and Volume I,
Appendix B List 2; Section 12.3,
Section 12.4, Appendix F
Waste sampling and
characterization
See Section 7, Section 12.3,
Section 12.4, Appendix F
Listing of potential release
constituents
Listing of tar et air emission
constituents for monitoring
Description of the unit
Environmental Setting
Characterization
Definition of climate
Definition of site-specific
meteorological conditions
Definition of soil conditions
to characterize emission
potential for particulate
emissions and for certain
units (e.g., landfills and land
treatment) for gaseous
emissions
Definition of site-specific
terrain
Identification of potential
air-pathway receptors
Climate summaries for regional
National Weather Service
stations may require onsite
meteorological monitoring
survey)
Onsite meteorological
monitoring concurrent with air
monitoring
See Section 9
See Section 79 and Appendix A
(Volume 1) of RFI and recent
aerial photographs and U.S.
Geologoical Survey maps
Census data, area surveys, recent
aerial photographs and U.S.
Geological Survey topographic
maps
Wind roses and statistical
tabulations for parameters of
interest
Wind roses and tabulations for
parameters of interest
Soil physical properties (e.g.,
porosity, organic matter
content)
Topographic map of site area
Map with identification of
nearby populations and
buildings
T. Release Characterization
Emission rate modeling
Dispersion modeling
Emission rate monitoring
Air monitoring
Air emission models as discussed
in Section 12.4
Atmospheric dispersion models
as discussed in Section 12.5
Direct emission source tests for
point sources, isolation flux
chamber for area sources or
onsite air monitoring (Section
12.8)
Upwind/downwind air
monitoring for" release
mapping
Unit-specific and constituent-
specific emission rates
Air concentration estimates at
facility property boundary
(tabular summaries or graphical
presentations which may include
release concentration isopleths)
Listing of emission rate
monitoring results
Air, concentration estimates at
facility property boundary
(tabular summaries or graphical
presentations which may include
release concentration isopleths)
12-5
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FIGURE 12-1
RELEASE CHARACTERIZATION STRATEGY FOR AIR-OVERVIEW
Collect and Review
Preliminary Information
Waste/Unit
Characteristics
Historical
Air Monitoring/Modeling
Data
Environmental
Characteristics
Develop Conceptual Model of Release
Evalute
Hazard Index/
RFI Decision
Points
Conduct Screening Assessments
(Emphasis on Emission Modeling)
Evalute
Hazard Index/
RFI Decision
Points
Conduct Emission Monitoring
Evalute
Hazard Index/
RFI Decision
Points
Confirmatory Air Monitoring
Evalute
Hazard Index/
RFI Decision
Points
1
Information Sufficient
to Characterize Air
Release as Significant
Information Sufficient
to Characterize Air
Release as Insignificant
Corrective Measures
Study/Interim Corrective
Measure
12-6
No Further Action
Required
INITIAL
PHASE
SUBSEQUENT
PHASES
-------
FIGURE 12-2
CONDUCT SCREENING ASSESSMENTS - OVERVIEW
Collect and Review
Preliminary Information
\
Consider Refined
Emission/Dispersion
Modeling
Conduct Screening Modeling
• Obtain source characterization data
• Select release constituent surrogates
• Calculate emission estimates based on emission
modeling results
• Calculate concentration estimates based on
dispersion modeling results
• Compare results to health based criteria
Obtain Additional
Waste/Unit Data
Conduct Preliminary
Monitoring at Source
(discretionary)
Conduct Model Sensitivity Analysis, Evaluate Input
Data and Model Accuracy to Determine Uncertainty
Factor (Uf)
No
(Optional steps)
Screening
Assessment
Results
dequate
Evaluate
Hazard Index/
RFI Decision
Points
Corrective Measure Study/
Interim Corrective Measures
Conduct Emission Monitoring
(See Figure 12-3)
No Further
Action Required
12-7
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FIGURE 12-3
CONDUCT EMISSION MONITORING - OVERVIEW
Screening Assessments
Representative
Meteorological
Data Available
No
ves
Conduct
Meteorological
Monitoring
Conduct Emissions
Rate Monitoring
)
i
Direct Emissions
Source Testing
for Point Sources
Isolation Flux
Chamber
for Area Sources
I
Onsite
Air
Monitoring
Conduct
Dispersion Modeling
Corrective Measures Study/
Interim Corrective Measures
Evaluate
Hazard Index/
RFI Decision
Points
Conduct Confirmatory
Air Monitoring
(See Figure 12-4)
No Further
Action Required
12-8
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FIGURE 12-4
CONDUCT CONFIRMATORY AIR MONITORING
Emission Monitoring Results
Screening
Air Samples
•^^
Develop Monitoring
Procedures
1
Candidate Air Emission
Constituents (see
Appendix B, List 2)
Select Monitoring
Approach/Procedures
*
Monitor
Placement*
f
Conduct Initial Monitoring
1
Air
Monitoring
t
Meteorological
Monitoring
t
I
Collect and Evaluate Results
I
Site
Meteorological
Characterization"
Dispersion
Modeling
*
Waste/Unit
Characterization
Data Summaries
Summarize Data/
Perform Dispersion
Modeling**
t
*
Air/Meteorological
Monitoring Data
Summaries
i
concc
recep
beyor
prop<
neces
t
Modeling Data
Summaries
A
*• As close to source as
possible to increase
potential for release
detection and
quantification
• At actual receptors at or
beyond the facility
property boundary to
support health and
environmental
assessment (if practical)
** To Estimate
concentrations at actual
receptor locations at or
beyond the facility
property boundary (as
Additional Monitoring (if necessary)
f
Corrective Measures Study/Interim
Corrective Measures
Evaluate
Hazard Index/
RFI Decision
Points
No Further Action
Required
12-9
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FIGURE 12-5
EVALUATION OF MODELING/MONITORING RESULTS
Modeling/Monitoring Results
i
Compute
Hazard Index
(HI)
±
Determine
Modeling/Monitoring
Uncertainty Factors
(tUF)*
Evaluate
Hazard
Index/RF!
Decision
Poin
Information is
sufficient to
characterize
release as
significant
Information is
not sufficient
to
characterize
the release
Corrective Measures
Study/Interim
Corrective Measures
Additional Release
Characterization
Assessments
Necessary
HK1/UF
****
Information is
sufficient to
characterize
the release as
insignificant
Nd
Further
Action
Required
Uncertainty Factor assumed to be J>1.0
H^>1 Generally used for evaulation of confirmatory air monitoring
results.
This alternative is generally not used to evaluate confirmatory air
monitoring results. However, additional air monitoring may be
warranted if monitoring objectives were not acheived. Confirmatory air
monitoring will generally be conducted during worst-case long-term
emission/dispersion conditions. Therefore, this facilitates the use of
more rigorous evaluation criteria for this final air release
characterization step prior to RFI decision making.
* * * *
Hl< 1 Criterion generally used for evaluation of confirmatory air
monitoring results.
12-10
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unit or contaminated soil). Utilizing a phased approach, the air release is
characterized in terms of the types and amounts of hazardous
constituents being emitted, leading to a determination of actual or
potential exposure at the facility property boundary. This may involve
emission modeling (to estimate unit-specific emission rates), air
monitoring (to determine concentrations at the facility property
boundary), emission monitoring (monitoring at the source to determine
emission rates), and dispersion modeling (to estimate concentrations at
the facility property boundary). A phased approach utilizing both
modeling and monitoring may not always be necessary to achieve
adequate release charterization.
As indicated in Section 1 of this Guidance (See Volume I), standards for the
control and monitoring of air emissions at hazardous waste treatment, storage and
disposal (TSD) facilities are being developed by the Agency pursuant to HSWA
Section 3004(n). These standards will address specific methodologies and
regulatory requirements for the identification and control of air releases at TSD
facilities. The Guidance provided herein is intended to provide interim
methodologies and procedures for the identification and delineation of significant
air releases. In particular, the Guidance addresses those releases which may pose an
existing and significant hazard to human health and the environment, and thus,
should be addressed without delay, i.e., prior to the issuance of the Section 3004(n)
regulations.
The RFI release characterization strategy for air includes several decision points
during the characterization process to evaluate the adequacy of available
information and to determine an appropriate course of action from the following
alternatives (as illustrated in Figures 12-1 through 12-5).
• Information is sufficient to characterize the air release as significant and a
Corrective Measures Study/Interim Corrective Measures is warranted.
• Information is sufficient to characterize the air release as insignificant,
therefore, no further air assessments are required.
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• Information is not sufficient to characterize the air release, therefore further
release characterization is warranted.
Criteria for decisionmaking involves consideration of the uncertainty
associated with release characterization results (modeling/monitoring), which is
facilitated by use of a Hazard Index as illustrated in Figure 12-5. The Hazard Index is
defined as the ratio of exposure concentration levels or estimates, to specific health
criteria for an individual constituent or a mixture of constituents with similar
potential health impacts. Further guidance on the computation and application of
the Hazard Index is provided in Section 8.
The uncertainty associated with concentration estimates based on air pathway
modeling and monitoring results is factored into the decision making effort
through use of uncertainty analyses. A primary component of the uncertainty
analysis is the accuracy of the modeling and/or monitoring approach utilized for the
release characterization. Model-specific and monitoring method-specific accuracies
should be used as available for the uncertainty analysis. The quality of the input
data to models is another important component of the uncertainty analysis that
should be accounted for. Generally, conduct of a model sensitivity analysis (i.e.,
varying the values of input parameters based on their uncertainty range to evaluate
the effect on model output), will provide a quantitative basis to characterize input
data quality. This step is particularly important for some unit-specific models. For
example, the spatial variability of wastes at a landfill and the uncertainty of other
input parameters (e.g., soil porosity) can significantly affect the overall uncertainty
associated with emission modeling results.
As concentration measurements or estimates at the facility property boundary
become available, both within and at the conclusion of discrete investigation
phases, they should be reported to the regulatory agency as directed. The
regulatory agency will compare the concentrations with applicable health and
environmental criteria to determine the need for (1) interim corrective measures;
and/or (2) a Corrective Measures Study. In addition, the regulatory agency will
evaluate the data with respect to adequacy and completeness to determine the
need for any additional characterization efforts. The health and environmental
criteria and a general discussion of how the regulatory agency will apply them are
12-12
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provided in Section 8. A flow diagram illustrating RFI Decision Points is provided in
Section 3 (See Figure 3-2).
Notwithstanding the above process, the owner or operator has a continuing
responsibility to identify and respond to emergency situations and to define priority
situations that may warrant interim corrective measures. For these situations, the
owner or operator is advised to follow the RCRA Contingency Plan requirements
under 40 CFR Part 264, Subpart D and Part 265, Subpart D.
The strategy for characterizing releases to air consists of an initial phase and, if
necessary, subsequent phases, as illustrated in Table 12-1 and Figure 12-1.
Additional phases may not be needed depending on the site-specific
modeling/monitoring data available, and the nature and magnitude of the release.
A summary discussion of the initial phase is presented in Section 12.2.1.1 and the
subsequent phases in Section 12.2.1.2.
12.2.1.1 Initial Phase
The initial phase of the release characterization strategy for air involves the
collection and review of preliminary information and the conduct of a screening
assessment.
12.2.1 .1.1 Collect and Review Preliminary Information
The first step is to collect, review and evaluate available waste, unit,
environmental setting and release (monitoring and modeling) data. The air
pathway data collection effort should be coordinated, as appropriate, with similar
efforts for other media investigations.
Evaluation of these data may, at this point, clearly indicate that a Corrective
Measures Study and/or interim corrective measures are necessary or that no further
action is required. For example, the source may involve a large, active storage
surface impoundment containing volatile constituents located adjacent to
residential housing. Therefore, action instead of further studies may be
appropriate. Another case may involve a unit in an isolated location, where an
acceptable modeling/monitoring data base may be available which definitively
12-13
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indicates that the air release can be considered insignificant and therefore' further
studies are not warranted. In most cases, however, further release characterization
will be necessary.
A conceptual model (as discussed in Volume I - Summary Section and Section
3.2) of the release should then be developed based on available information. This
model (not a computer or numerical simulation model) should provide a working
hypothesis of the release mechanism, transport pathway/mechanism, and exposure
route (if any). The model should be testable/verifiable and flexible enough to be
modified as new data become available. For example, transport pathway and
exposure modes for a contaminated surface area may involve air emissions due to
volatilization, wind erosion and mechanical disturbances. These air emissions are
expected to result in inhalation exposure for offsite receptors. In addition, the
deposition of air emissions on soil, water bodies and crops, and infiltration and
runoff from the onsite source, may contribute to overall exposures.
12.2.1 .1.2 Conduct Screening Assessment
Following review of existing information and development of the conceptual
model, a screening assessment should be conducted to characterize the air release
(see Figure 12-2). The initial screening should be based on conservative (i.e., worst-
case assumptions). A screening assessment based on more realistic assumptions
should be conducted if initial air concentration predictions exceed health criteria.
The Draft Final Air Release Screening Assessment Methodology, presented in
Appendix G, describes the screening assessment in detail. It consists of emission rate
and dispersion models and involves the following steps:
• Obtain source characterization input data
• Select release (target) constituents which may be present in the waste
and have health criteria for the air pathway (see Section 8.0)
• Calculate emission estimates
• Calculate concentration estimates at facility property boundary
• Compare results to health based criteria
12-14
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In order to assure adequate source characterization input data, it may be
necessary to collect additional waste/unit data. This may involve field sampling of
the waste to identify waste constituents and determine concentration levels. At this
early RFI stage, it may be more effective and conclusive to sample the wastes (with
relatively higher concentration levels) instead of the release. In general, if
obtaining source-specific data is not practical, conservative source assumptions
should be used.
Preliminary monitoring at the source may also be conducted to aid in the
evaluation of the screening/modeling results. Preliminary monitoring may involve
the use of screening or quantitative methods, and is discussed in Section 12.6. The
preliminary monitoring period will generally be limited to a few days. Although
preliminary monitoring results may identify release constituents that were not
expected based on modeling, or vice versa, the limitations of modeling and
monitoring should be considered when comparing these data and determining
appropriate followup activities.
A sensitivity analysis should also be conducted to evaluate model input data
quality. The results of the sensitivity analysis as well as consideration of model
accuracy should be used to compute the UF for the screening assessment. The
results of the screening assessment should then be compared to the health and
environmental assessment criteria (as previously discussed) to determine
appropriate followup actions. Collection of additional waste/unit data and/or
considering the application of more refined emission/dispersion models are also
possible options if initial results from the screening assessment are inconclusive.
12.2.1.2 Subsequent Phases
Subsequent phases of the release characterization strategy for air may be
necessary if screening assessment results are not conclusive to characterize the air
release, and should involve the conduct of emission monitoring and confirmatory
air monitoring as indicated in Figure 12-1. These are discussed below.
12-15
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12.2.1.2.1 Conduct Emission Monitoring
Source monitoring should be used in conjunction with dispersion modeling to
further characterize the release, as indicated in Figure 12.3. Direct emission
sampling should be used for point sources such as vents and stacks. An isolation
flux chamber may be used for area source emission measurements. Onsite air
monitoring (particularly near the emission source) is an alternative approach for
characterizing area source emissions if direct emission monitoring is not practical
(e.g., considering equipment availability). Guidance for the conduct of these field
programs is presented in Section 12.6 and 12.8.
The development of emission monitoring procedures should address selection
of target air emission constituents. One acceptable approach is to monitor for all
potential Appendix VIII air emission constituents (see Appendix B, List 3) applicable
to the unit or release of concern. An alternative approach is to use unit and waste-
specific information to identify constituents that are expected to be present, thus
reducing the number of target constituents (see Section 3.6). The target
constituents selected should be limited to those which may be present in the waste
and have health criteria for the air pathway (see Section 8).
Representative meteorological data as well as emission monitoring results
should be available as input data for dispersion modeling. Therefore, it may be
necessary to conduct an onsite meteorological monitoring survey. The
meteorological monitoring survey should be conducted, at a minimum, for a period
sufficient to identify and define wind and stability patterns for the season
associated with worst-case, long-term source emission/dispersion conditions.
However, it may also be desirable to obtain sufficient data to characterize annual
dispersion conditions at the site. The season associated with the highest long-term
air concentration is determined by evaluating seasonal emission/dispersion
modeling results based on available meteorological data (e.g., National Weather
Service data). This modeling application accounts for the complex relationships
between meteorological conditions and emissions potential and dispersion
potential. For example, high average wind speeds may increase the long-term
emission potential of organics at a surface impoundment, but worst case long-term
dispersion conditions would be associated with low average wind speed conditions.
Seasonal temperature conditions would also affect the emission potential.
12-16
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Therefore, it would be necessary to compare seasonal air concentration results to
identify the season with worst case long term exposure conditions. This season
would be the candidate period to collect several months of onsite meteorological
data to support more refined modeling analyses (e.g., dispersion modeling using
emission rate monitoring data as input). Guidance on selection of the emission
monitoring period within this worst case season is presented in Section 12.6.4.2.
Guidance on the conduct of a meteorological monitoring program is provided in
Sections 12.6.3 and 12.8.1.
Dispersion models are used to estimate constituent concentrations based on
source and meteorological monitoring input data. Guidance on the selection and
application of dispersion models is presented in Section 12.5 and in Guidance on Air
Quality Models (U.S. EPA, July 1986) and Procedures for Conducting Air Pathway
Analyses for Superfund Applications (U.S. EPA, December 1988). The results of the
dispersion modeling assessment should then be compared to the health and
environmental assessment criteria (as previously discussed) to determine
appropriate followup actions.
12,2.1 .2.2 Confirmatory Air Monitoring
Confirmatory air monitoring (as outlined in Figure 12-4), may also be
appropriate to provide additional release characterization information for RFI
decision making. Air monitoring data will provide a basis for release mapping and
for evaluation and confirmation of modeling estimates. The conduct of an air
monitoring program should include the following components:
• Develop monitoring procedures
• Conduct initial monitoring
• Collect and evaluate results
• Conduct additional air monitoring (if necessary)
The development of monitoring procedures should address selection of target
air emission constituents. One acceptable approach is to monitor for all potential
Appendix VIII air emission constituents (See Appendix B, List 3) applicable to the
unit or release of concern. An alternative approach is to use unit and waste-specific
information to identify constituents that are expected to be present, thus reducing
12-17
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the number of target monitoring constituents (See Section 3.6). The target
constituents selected should be limited to those which may be present in the waste
and have health criteria for the air pathway (see Section 8.0).
The development of monitoring procedures should also include selection of
appropriate field and analytical methods for conducting the air monitoring
program. Candidate methods and criteria for monitoring program design (e.g.,
relevant to sampling schedule and monitor placement) should be limited to
standard published protocols (such as those available from EPA, NIOSH, and ASTM).
The selection of appropriate methods will be dependent on site and unit-specific
conditions, and is discussed further in Section 12.8.
A limited screening-type sampling program may be appropriate for
determining the design of the air monitoring program. The objective of this
screening sampling will be to verify a suspected release, if appropriate, and to
further assist in identifying and quantifying release constituents of concern.
Screening sampling at each unit for a multiple-unit facility, for example, can be used
to prioritize release sources. The emphasis during this screening will generally be
on obtaining air samples near the source, or collecting a limited number of source
emission samples. The availability of air monitoring data on units with a limited set
of air emission constituents may preclude the need for screening sampling during
the investigation.
An initial air monitoring program should be conducted, as necessary, to
characterize the magnitude and distribution of air concentration levels for the
target constituents selected. Initial monitoring should be conducted for a period
sufficient to characterize air concentrations at the facility property boundary, as
input to the health and environmental assessment (e.g., a 90-day period may be
appropriate for a flat terrain site with minimal variability of dispersion and source
conditions).
The basic approach for the initial air monitoring will consist of collection of
ambient air samples for four target zones: the first zone located upwind of the
source to define background concentration levels; the second zone located
downwind at the unit boundary; the third zone located downwind at the facility
property boundary for input into the health and environmental assessment; and a
12-18
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12.3 Characterization of the Contaminant Source andthe Environmental Setting
Release investigations can be conducted in an efficient, effective and
representative manner if certain information is obtained prior to implementation
of the effort. This information consists of both waste/unit characterization and
characterization of the environmental setting. Review of information from existing
sources can be used to identify data gaps and to initiate data collection activities to
fill these data gaps. Waste/unit characterization and characterization of the
environmental setting are discussed below:
Waste and unit specific information: Data on the specific constituents
present in the unit that are likely to be released to the air can be used to
design sampling efforts and identify candidate constituents to be
monitored. This information can be obtained from either review of the
existing information on the waste or from new sampling and analysis.
The manner in which the wastes are treated, stored or disposed may have
a bearing on the magnitude of air emissions from a unit. In many cases,
this information may be obtained from facility records, contact with the
manufacturer of any control devices, or, in some cases, from the facility's
RCRA permit application.
Environmental setting information: Environmental setting information,
particularly climatological data, is essential in characterizing an air
release. Climatologica parameters such as wind speed and temperature
will have a significant impact on the distribution of a release and in
determining whether a particular constituent will be released.
Climatological and meteorological information for the area in which the
facility is located can be obtained either through an onsite monitoring
effort or from the National Climatic Data Center (Asheville, NC). The
climatoiogical data should be evaluated considering site topography and
other local influences that can affect the data representatives.
Information pertaining to the waste, unit, and environmental setting can be
found in many readily available sources. General information concerning
waste/unit characterization is discussed in Section 7. Air specific information is
provided in the following discussions. .
12-20
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12.3.1 Waste Characterization
Several waste characteristics contribute to the potential for a waste
constituent to be released via the air pathway. These characteristics, in conjunction
with the type of unit and its operation, will determine whether a release will be via
volatilization of the constituent or as particulate entrainment. Major factors
include the types and number of hazardous constituents present, the
concentrations of these constituents in the waste(s), and the chemical and physical
characteristics of the waste and its constituents. All of these factors should be
considered in the context of the specific unit operation involved. It is important to
recognize that the constituents of concern in a particulate release may involve
constituents that are either sorbed onto the particulate, or constituents which
actually comprise the particulate.
12.3.1.1 Presence of Constituents
The composition of the wastes managed in the unit of concern will influence
the nature of a release to air. Previous studies may indicate that the constituents
are present in the unit or that there is a potential for the presence of these
constituents. In determining the nature of a release, it may be necessary to
determine the specific waste constituents in the unit if this has not already been
done. Guidance on selecting monitoring constituents is presented in Section 3 (and
Appendix B); waste characterization guidance is presented in Section 7.
12.3.1.2 Physical/Chemical Properties
The physical and chemical properties of the waste constituents will affect
whether they will be released, and if released, what form the release will take (i.e.,
vapor, particulate, or particulate-associated). These parameters are identified in
Table 12-3 as a function of emission and waste type. Important parameters to
consider when assessing the volatilization of a constituent include the following:
• Water solubility. The solubility in water indicates the maximum
concentration at which a constituent can dissolve in water at a given
temperature. This value can help the investigator estimate the
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TABLE 12-3
PARAMETERS AND MEASURES FOR USE IN EVALUATING POTENTIAL
RELEASES OF HAZARDOUS WASTE CONSTITUENTS TO AIR
Emission and Waste Type
A. Vapor Phase Emissions
- Dilute Aqueous
Solution
- Cone. Aqueous
Solution2'
Immiscible Liquid
- Solid
B. Participate Emissions
- Solid
Units of Concern^
Surface Impoundments,
Tanks, Containers
Tanks, Containers, Surface
impoundments
Containers, Tanks
Landfills, Waste Piles, Land
Treatment
Useful Parameters
and Measures
Solubility, Vapor Pressure,
Partial Pressure3'
Solubility, Vapor Pressure,
Partial Pressure, Raoults
Law
Vapor Pressure, Partial
Pressure
Vapor Pressure, Partial
Pressure, Octanol/Water
Partition Coefficient,
Porosity
Landfills, Waste Piles, Land Particle Size Distribution,
Treatment • Unit Operations,
Management Methods
!/ Incinerators are not specifically listed on this table because of the unique issues concerning air emissions
from these units. Although incinerators can burn many forms of waste, the potential for release from
these units is primarily a function of incinerator operating conditions and emission controls, rather than
waste characteristics.
2/ Although the octanol/water partition coefficient of a constituent is usually not an important
characteristic in these waste streams, there are conditions where it can be critical. Specifically, in waste
containing high concentrations of organic particulates, constituents with high octanol/water partition
coefficients will adsorb to the particulates. They will become part of the sludge or sediment matrix,
rather than volatilizing from the unit.
3/ Applicable to mixtures of volatile components.
12-22
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distribution Of a constituent between the dissolved aqueous phase in the
unit and the undissolved solid or immiscible liquid phase. Considered in
combination with the constituent's vapor pressure, volubility can provide
a relative assessment of the potential for volatilization of a constituent
from an aqueous environment.
• Vapor pressure. This property is a measure of the pressure of vapor in
equilibrium with a pure liquid. It is best used in a relative sense;
constituents with high vapor pressures are more likely to be released
than those with low vapor pressures, depending on other factors such as
relative volubility and concentration (e. g., at high concentrations releases
can occur even though a constituent's vapor pressure is relatively low).
• Octanol/water partition coefficient The octanol/water partition
coefficient indicates the tendency of an organic constituent to sorb to
organic components of soil or waste matrices. Constituents with high
octanol/water partition coefficients tend to adsorb readily to organic
carbon, rather than volatilizing to the atmosphere. This is particularly
important in landfills and land treatment units, where high organic
carbon content in soils or cover material can significantly reduce the
release potential of volatile constituents.
• Partial pressure. For constituents in a mixture, particularly in a solid
matrix, the partial pressure of a constituent will be more significant than
pure vapor pressure. A partial pressure measures the pressure which
each component of a mixture of liquid or solid substances will exert in
order to enter the gaseous phase. The rate of volatilization of an organic
chemical when either dissolved in water or present in a solid mixture is
characterized by the partial pressure of that chemical. In general, the
greater the partial pressure, the greater the potential for release, partial
pressure values are unique for any given chemical in any given mixture
and may be difficult to obtain. However when waste characterization
data are available, partial pressure can be estimated using methods
commonly found in engineering and environmental science handbooks.
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TABLE 12-4
PHYSICAL PARAMETERS OF VOLATILE HAZARDOUS CONSTITUENTS
Hazardous constituent
Acetaldehyde
Acrolein
Acrylonitrile
Allylchioride
Benzene
Benzyl chloride
Carbon tetrachloride
Chlorobenzene
Chloroform
Chloroprene
Cresols
Cumene (isopropyl benzene)
1 ,4-dichlorobenzene
1 ,2-dichloroethane
Dichloromethane
Dioxin
Epichlorohydrin
Ethyl benzene
Ethylene oxide
Formaldehyde
Hexachlorobutadiene
Hydrogen cyanide
Hydrogen flouride
Hydrogen sulfide
Hexachlorocyclopentadiene
Maleic anhydride
Methyl acetate
N-Dimethylnitrosamine
Naphthlene
Nitrobenzene
Nitrosomorpholine
Phenol
Phosgene
Phthalic anhydride
Propylene oxide
1 ,1 ,2,2-tetrachloroethane
Tetrachloroethylene
Toluene
1,1,1-trichloroethane
Trichloroethylene
Vinylchloride
Vinylidenechloride
Xylenes
Molecular
weight
44
56
53
76.5
78
126.6
154
112
119
88.5
108
120
147
99
85
178
92.5
106
44
30
261
27
20
34
273
98
74
81
123
94
98
148
168
166
92
133
131
62.5
97
106
Vapor pressure
at 25°C (mm Hg)
915
244
114
340
95
1.21
109
12
192
215
0.4
4.6
1.4
62
360
7.6E-7
13
10
1,095
3,500
0.15
726
900
15,200
0.03
0.3
170
3.4
0.23
0.3
5.3
0.34
1,300
0.03
400
9
15
30
123
90
2,600
500
8.5
Volubility
at25°C(mg/1)
1.00E +06
4.00E +05
7.90E +04
1.78E +03
1.00
8.00E +02
5.00E +02
8.00E +03
2.00E +04
50.0
49.00
8.69E +03
2.00E +04
3.17E-04
6.00E +04
152
1.35E +05
3.00E +05
1.63E +05
3.19E+05
1.90E +03
9.30E +04
6.17E+03
2.90E +03
200
534
720
1.10E +03
6.00E +03
1.00
Henry's Law
constant
(atmVmol)
9.50E-05
4.07E-05
8.80E-05
340E-01
5.50E-03
2.00E-02
2.00E-03
3.00E-03
4.60E-07
2.00E-04
1.00E-04
2.00E-03
1.20E-03
3.08E-05
7.00E-03
1.00E-04
1.30E-05
1.02E-05
9.00E-07
2.00E-04
5.00E-03
2.15E-02
8.92E-03
1.90E-01
4.04E-04
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TABLE 12-5
PHYSICAL PARAMETERS OF PCB MIXTURES*
Arochlor
(PCB)
1242
1248
1254
1260
Vapor pressure
at 25°C (atm)
2.19E-07
1.02E-07
1.85E-08
5.17E-09
Volubility
at 25°C (mg/1)
2400
520
120
30
Henry's Law
constant
(atm-mVmol)
238E-08
1.02E-08
1.40E-08
6.46E-08
All values estimated based on calculations.
12-26
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formation. For example, the presence of ash materials and similar wastes would be
a case in which particulate emissions would be of concern.
12.3.2 Unit Characterization
Different types of units may have differing release potentials. The particular
type of unit, its configuration, and its operating conditions will have a great effect
on the nature, extent, and rate of the release. These practices or parameters should
be determined and reasonable worst-case operating practices or conditions should
also be identified prior to initial sampling.
12.3.2.1 Type of Unit
The type of unit will affect its release potential and the types of releases
expected. For the purpose of this guidance, units have been divided into three
general types with regard to investigating releases to air. These are:
• Area sources having solid surfaces, including land treatment facilities,
surfaces of landfills, and waste piles;
• Point sources, including vents, (e.g., breathing vents from tanks) and
ventilation outlets from enclosed units (e.g., container handling facilities
or stacks); and
• Area sources having liquid surfaces, including surface impound merits and
open-top tanks.
The following discussion provides examples for each of these unit types and
illustrates the kind of data that should be collected prior to establishing a sampling
plan. Table 12-6 indicates types of releases most likely to be observed from each of
these example unit types. It should also be recognized that releases to air can be
continuous or intermittent in nature.
Waste piles - Waste piles are primary sources of particulate releases due to
entrainment into the air of solid particles from the pile. Waste piles are generally
comprised of dry materials which may be released into the air by wind or
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TABLE 12-6
SUMMARY OF TYPICAL UNIT SOURCE TYPE AND AIR RELEASE TYPE
Typical
Unit Type
Waste Piles
Land Treatment
Units
Landfills
Drum Handling
Facilities
Tanks
Surface
Impoundments
Incinerators*
Source Type
Area Sources
with Liquid
Surface
X
X
Area Sources
with Solid
Surface
X
X
X
Point Sources
X
X
X
X
Potential Phase
of Release
Vapor
X
X
X
X
X
X
X
Particulate
X
X
X
X
X
Includes units (e.g., garbage incinerators) not covered by 40 CFR Part 264,
Subpart 0 which pertains to hazardous waste incinerators.
12-28
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operational activities. The major air contaminants of concern from waste piles will
be those compounds that are part of or have been adsorbed onto the particulates.
Additionally, volatilization of some constituents may occur. Important unit factors
include the waste pile dimensions (e.g., length, width, height, diameter and shape),
and the waste management practices (e.g., the frequency and manner in which the
wastes are applied to the pile and whether any dust suppression procedures are
employed). The pile dimensions determine the surface area available for wind
erosion. Disturbances to the pile can break down the surface crust and thus increase
the potential for particulate emissions. Dust suppression activities, however, can
help to reduce particulate emissions.
Land treatment units - Liquid or sludge wastes may be applied to tracts of soil
in various ways such as surface spreading of sludges, liquid spraying on the surface,
and subsurface liquid injection. These methods may also involve cultivation or
tilling of the soil. Vapor phase and particulate contaminant releases are influenced
by the various application techniques. Particulate or volatile emission releases are
most likely to occur during initial application or during tilling, because tilling keeps
the soil unconsolidated and loose, and increases the air to waste surface area.
Important unit factors in assessing an air release from a land treatment unit
include:
• Waste application method - Liquid spraying applications tend to
minimize particulate releases while increasing potential volatile releases.
Subsurface applications generally reduce the potential for particulate
and volatile releases.
• Moisture content of the waste - Wastes with high moisture content will
be less likely to be released as particulates; however, a potential vapor
phase release may become more likely.
• Soil characteristics - Certain constituents, such as hydrophobic organics,
will be more likely to be bound to highly organic soils than non-organic
soils. Therefore, releases of these types of constituents are most likely to
be associated with particulate emissions.
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Landfills ~ Landfills can result in particulate and vapor phase releases. This
process generally involves placement of waste in subsurface disposal cells and
subsequent covering of the waste with uncontaminated soil. Landfill characteristics
that can affect contaminant release include:
• Porosity and moisture content of the soil or clay covering can influence
the rate at which vapor phase releases move through the soil towards the
surface. Finer soils with lower porosities will generally slow movement of
vapors through the unit. The frequency of applying soil cover to the
open working face of a landfill will also affect the time of waste
exposure to the air.
• Co-disposal of hazardous and municipal wastes will often increase the
potential for vapor phase releases, because biodegradation of municipal
wastes results in the formation of methane gas as well as other volatile
organics. Methane gas may act as a driving force for release of other
volatile hazardous components that may be in the unit (See Section 11 -
Subsurface Gas.)
• Landfill gas vents, if present, can act as sources of vapor phase emissions
of contaminated landfill gases.
• Leachate collection systems can be sites of increased vapor phase
emissions due to the concentrated nature of the leachate collected.
Open trenches are more likely to be emission sources than underground
collection sumps due to the increased exposure to the atmosphere.
• Waste mixing or consolidation areas where bulk wastes are mixed with
soil or other materials (e.g., fly ash) prior to landfilling can be
contributors to both particulate and vapor phase air releases. Practices
such as spreading materials on the ground to release moisture prior to
landfilling will also increase exposure to the atmosphere.
Drum handling facilities-Emissions from drum or container handling areas can
result from several types of basic operations. Frequently, emissions from these
operations are vented to the air through ducts or ventilation systems. Air sampling
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to assess emissions from these operations may include sampling of the control
device outlets, the workplace atmosphere at each operation, or the ambient air
downwind of the unit. Factors which effect emissions include:
• Filling operations can be a major source of either vapor or particulate
emissions due to agitation of the materials during the filling process.
Spillage which occurs during loading may also contribute to emissions.
Organic waste components with high volatility will readily vaporize into
the air. Similarly, particulate matter can be atmospherically entrained by
agitation and wind action. The emission potential of filling operations
will be affected by exposure to ambient air. Generally, fugitive emissions
from an enclosed building will be less than emissions created during
loading in an open structure.
• Cleaning operations can have a high potential for emissions. These
emissions may be enhanced by the use of solvents or steam cleaning
equipment. The waste collection systems at these operations usually
provide for surface runoff to open or below ground sumps, which can
also contribute to air emissions.
• Volatilization of waste components can also occur at storage units. Since
it is common practice to segregate incompatible wastes during storage,
the potential for air releases may differ within a storage unit depending
on the nature of the wastes stored in any particular area. The most
common source of air emission releases from drum storage areas is spills
from drums ruptured during shipping and handling.
• For offsite facilities, storage areas frequently are located where drums
are sampled during the waste testing/acceptance process. This process
involves drum opening for sampling and could also include spillage of
waste materials on the ground or floor.
Important release information includes emission rates, and data to estimate
release rise (e.g., vent height and diameter as well as vent exit temperature and
velocity). Information pertaining to building dimension/orientation of the unit and
nearby structures is needed to assess the potential for aerodynamic behavior of the
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stack/vent release. These input data would be needed if atmospheric dispersion
modeling was necessary.
Tanks-Tanks can emit volatile waste components under various circumstances.
A major determinant of any air emission will be the type of tank being studied.
Closed or fixed roof storage tanks will most likely exhibit less potential for air
emissions than open topped tanks. Some tanks are equipped with vapor recovery
systems that are designed to reduce emissions. Important process variables for
understanding air emissions from tanks can be classified as descriptive and
operational variables:
• Descriptive variables include type, age, location, and configuration of the
tank.
• Operational variables include aeration, agitation, filling techniques,
surface area, throughput, operating pressure and temperature, sludge
removal technique and frequency, cleaning technique and frequency,
waste retention and vent pipe dimensions and flow rate.
Important release information includes emission rates, and data to estimate
plume rise (e.g., height and diameter as well as exit temperature and velocity).
Information pertaining to building dimensions/orientation of the unit and nearby
structures is needed to assess the potential for aerodynamic behavior of the
stack/vent release. These input data would be needed if atmospheric dispersion
modeling was necessary.
Surface impoundments-Surface impoundments are similar in many ways to
tanks in the manner in which air emissions may be created. Surface impoundments
are generally larger, at least in terms of exposed surface areas, and are generally
open to the atmosphere. The process variables important for the evaluation of
releases to air from surface impoundments can also be classified as descriptive and
operational.
• Descriptive parameters include dimensions, including length, width, and
depth, berm design, construction and liner materials used, and the
location of the unit on the site.
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• Operational parameters include freeboard, filling techniques (in
particular, splash versus submerged inlet), depth of liquid and sludge
layers, presence of multiple liquid layers, operating temperature, sludge
removal techniques and frequency, cleaning technique and frequency,
presence of aerators or mixers, biological activity factors for
biotreatment, and the presence of baffles, oil layers, or other control
measures on the liquid surface. (These factors are relevant to some tanks
aswell.)
Some surface impoundments are equipped with leak collection systems that
collect leaking liquids, usually into a sump. Air emissions can also occur from these
sumps. Sump operational characteristics and dimensions should be documented
and, if leaks occur, the volume of material entering the sump should be
documented. (These factors are relevant to some tanks as well.)
Incinerators - Stack emissions from incinerators (i.e., incinerator units not
addressed by RCRA in Part 264, Subpart 0, e.g., municipal refuse incinerators) can
contain both particulate and volatile constituents. The high temperatures of the
incineration process can also cause volatilization of low vapor pressure organics and
metals. Additional volatile releases can occur from malfunctioning valves during
incinerator charging. The potential for air emissions from these units is primarily a
function of incinerator operating conditions and emission controls. Important unit
release information includes emission rates, and data to estimate plume rise (e.g.,
height and diameter as well as exit temperature and velocity), as well as building
dimensions/orientation of the unit and nearby structures. This information is
needed to assess the aerodynamic behavior of the stack/vent release and for input
to atmospheric dispersion models.
12.3.2.2 Size of Unit
The size of the unit(s) of concern will have an important impact on the
potential magnitude of a release to air. The release of hazardous constituents to
the air from an area source is often directly proportional to the surface area of the
unit, whether this surface area is a liquid (e.g., in a tank) or a solid surface (e. g., a
land treatment unit). The scope of the air investigation may be a function of the
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size of the unit. Generally, more sampling locations will be required as the unit
increases in size, due primarily to increased surface area. Also, as the total amount
of waste material present in a particular unit increases, it will represent a larger
potential reservoir or source of constituents which may be released.
Scaling factors, such as surface area to volume ratios should also be evaluated.
One large waste pile, for instance, can exhibit a lower ratio of surface area to total
volume than the sum of two smaller piles in which the total volume equals that of
the larger pile. Other units such as tanks may exhibit a similar economy of surface
area, based on the compact geometry of the unit.
Because releases to air generally occur at the waste/atmosphere interface,
surface area is generally a more important factor than total waste volume.
Consequently, operations that increase the atmosphere/waste interface, such as
agitation or aeration, splash filling, dumping or filling operations, and spreading
operations will tend to increase the emission rate. Total emissions, however, will be
a function of the total mass of the waste constituent(s) and the duration of the
release.
For point sources, the process or waste throughput rate will be the most
important unit information needed to evaluate the potential for air emissions (i. e.,
stack/vent releases).
12.3.2.3 Control Devices
The presence of air pollution control devices on units can have a major
influence on the nature and extent of releases. Control devices can include wet or
dry scrubbers, electrostatic precipitators, baghouses, filter systems, wetting
practices for solid materials, oil layers on surface impoundments, charcoal or resin
absorption systems, vapor flares, and vapor recovery systems. Many of these
controls systems can be installed on many of the unit types discussed in this section.
Due to the variety of types of devices and the range of operational differences, an in
depth discussion of individual control devices is not presented here. Additional
information on control technologies for hazardous air pollutants is available in the
following references:
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U.S. EPA. 1986. Handbook - Control Technologies for Hazardous Air
Pollutants. EPA/625/6-86/014. Office of Research and Development. Research
Triangle Park, N.C. 27711.
U.S. EPA. 1986. Evaluation of Control Technologies for Hazardous Air
Pollutants: Volume 1 - Technical Report. EPA/600/7-86/009a. NTIS PB 86-
167020. Volume 2 - Appendices. EPA/600/7-86/009b. NTIS PB 86-167038.
Office of Research and Development. Research Triangle Park, N.C. 27711.
If a control device is present on the unit of concern, descriptive and
operational characteristics of the unit/control device combination should be
reviewed and documented. In many cases, performance testing of these devices has
been conducted after their installation on the unit(s). Information from this testing
may help to quantify releases to air from the unit(s); however, this testing may not
have been performed under a "reasonable worst-case" situation. The conditions
under which the testing was performed should be documented.
12.3.2.4 Operational Schedules
Another characteristic which can affect the magnitude of a release to air from
a unit is the unit's operational schedule, if the unit is operational on a part time or
batch basis, the emission or release rate should be measured during both
operational and non-operational periods. In contrast to batch operations, emission
or release rates from continuous waste management operations may be measured
at any time.
12.3.2.5 Temperature of Operation
Phase changes of liquids and solids to gases is directly related to temperature.
Therefore, vapor phase releases to air are directly proportional to process
temperature. Thus, it is important to document operational temperature (i.e.,
waste temperature) and fluctuations to enhance the understanding of releases to
air from units. Particular attention should be paid to this parameter in the review of
existing data or information regarding the operation of the unit.
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The release rate of volatile components also generally increases with
temperature. Frequently, the same effect is observed, for particulate, because
entrainment is enhanced as materials are dried. Thus, the evaporation of any water
from solids, which generally increases as temperature increases, will likely increase
the emissions of many particulate in the waste streams. Evaporation of water may
also serve to concentrate wastes, leading to conditions more conducive to vapor
phase releases to air. It should also be noted that the destruction efficiency of
incinerators is also a function of temperature (i. e., higher temperatures are
generally associated with greater destruction efficiency).
12.3.3 Characterization of the Environmental Setting
Environmental factors can influence not only the rate of a release to air but
also the potential for exposure. Significant environmental factors include climate,
soil conditions, terrain and location of receptors. These factors are discussed below.
12.3.3.1 Climate
Wind, atmospheric stability and temperature conditions affect emission rates
from area sources as well as atmospheric dispersion conditions for both area and
point sources. Historical summaries of climatic factors can provide a basis to assess
the long-term potential for air emissions and to characterize long-term ambient
concentration patterns for the area. Short-term measurements of these conditions
during air monitoring will provide the meteorological data needed to interpret the
concurrent air quality data. Meteorological monitoring procedures are discussed in
Section 12.8. Available climatic information, on an annual and monthly or seasonal
basis, should be collected for the following parameters:
• Wind direction and roses (which affects atmospheric transport, and can
be used to determine the direction and dispersion of release migration);
• Mean wind speeds (which affects the potential for dilution of releases to
air);
• Atmospheric stability distributions (which affects dispersion conditions);
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• Temperature means and extremes (which affects the potential for
volatilization, release rise and wind erosion);
• Precipitation means (which affects the potential for wind erosion of
particulate);
• Atmospheric pressure means (which affects the potential for air
emissions from landfills); and
• Humidity means (which can affect the air collection efficiencies of some
absorbents - see Section 12.8).
The primary source of climate information for the United States is the National
Climatic Data Center (Asheville, NC). The National Climatic Data Center can provide
climate summaries for the National Weather Service station nearest to the site of
interest. Standard references for climatic information include the following:
National Climatic Data Center. Local Climatological Data - Annual Summaries
with Comparative Data, published annually. Asheville, NC 28801.
National Climatic Data Center. Climates of the States. 1973. Asheville, NC
28801.
National Climatic Data Center. Weather Atlas of the United States. 1968.
Asheville, NC 28801.
The Climatological data should be evaluated considering the effects of
topography and other local influences that can affect data representativeness.
A meteorological monitoring survey may be conducted prior to ambient air
monitoring to establish the local wind flow patterns and for determining the
number and locations of sampling stations. The survey results will be used to
characterize local prevailing winds and diurnal wind flow patterns (e. g., daytime
upslope winds, nighttime downslope winds, sea breeze conditions) at the site. The
survey should be conducted for a one-month period and possibly longer to
adequately characterize anticipated wind patterns during the air monitoring
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reprogram. Inland, flat terrain conditions may not necessitate an onsite
meteorological monitoring survey if representative data are available from previous
onsite studies or from National Weather Service stations.
The meteorological monitoring data collected during the initial monitoring
phase can serve as a basis for the placement of air sampling stations during any
subsequent monitoring phases.
12.3.3.2 Soil Conditions
Soil conditions (e.g., soil porosity) can affect air emissions from landfills and
the particulate wind erosion potential for contaminated surface soils. Soil
conditions pertinent to characterizing the potential for air emissions include the
following:
• Soil porosity (which affects the rate of potential gaseous emissions);
• Particle size distribution (which affects the potential for particulate
emissions from contaminated soils); and
• Contaminant concentrations in soil (i. e., potential to act as air emission
sources).
Soil characterization information is presented in Section 9.
12.3.3.3 Terrain
Terrain features can significantly influence the atmospheric transport of air
emissions. Terrain heights relative to release heights will affect groundlevel
concentration. Terrain obstacles such as hills and mountains can divert regional
winds. Likewise, valleys can channel wind flows and also limit horizontal dispersion.
In addition, complex terrain can result in the development of local diurnal wind
circulations and affect wind speed, atmospheric turbulence and stability conditions.
Topographic maps of the facility and adjacent areas are needed to assess local and
regional terrain. Guidance on the appropriate format and sources of topographic
and other maps is presented in Section 7 and Appendix A.
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12.3.3.4 Receptors
Information concerning the locations of nearby buildings and the population
distribution in the vicinity of the site are needed to identify potential air-pathway
receptors. This receptor information provides a basis for determining the need for
interim corrective measures. Both environmental and human receptor information
is needed to assess potential air-pathway exposures. Such information may include:
• A site boundary map;
• Location of nearest buildings and residences for each of the sixteen 22.5
degree sectors which corresponds to major compass points (e.g., north,
north-northwest);
• Location of buildings and residences that correspond to the area of
maximum offsite ground level concentrations based on preliminary
modeling estimates (these locations may not necessarily be near the site
boundary for elevated releases); and
• Identification of nearby sensitive receptors (e.g., nursing homes,
hospitals, schools, critical habitat of endangered or threatened species).
The above information should be considered in the planning of an air
monitoring program. Additional guidance on receptor information is provided in
Section 2.
12.3.4 Review of Existing Information
The review of existing air modeling/monitoring data entails both summarizing
the reported air contaminant concentrations as well as evaluating the quality of
these data. Air data can be of many varieties and of varying utility to the RFI
process. Modeling data should be evaluated based on the applicability of the model
used, model accuracy, as well as the quality and representativeness of the input
data.
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One of the most basic parameters to review in any type of air monitoring data
should be the validity of the sampling locations used during the collection of the
monitoring data. The results of previous investigations should be assessed with
respect to the upwind-downwind pattern around the unit to determine the
likelihood that the sampling devices would have measured releases from the unit of
concern. For relatively simple sites (e.g., flat terrain, constant wind speed and
direction), this determination should be fairly straight-forward; however, for
complex sites (e. g., complex terrain, variable winds, multiple sources, etc.), assessing
the appropriateness of past sampling locations should consider such factors as
potential interferences that may not have been addressed by the sampling scheme.
The most useful monitoring data are compound-specific results which can be
associated with the unit being investigated, or, for point sources (such as vent stacks
or ventilation system outlets), direct measurements of the exhaust prior to its
release into the atmosphere. Because the hazardous properties and health and
environmental criteria are compound-specific, general compound category or class
data (e.g., hydrocarbon results) are less meaningful. Any existing air data should
also be described and documented as to the sampling and analysis methods utilized,
the associated detection limits, precision and accuracy, and the results of QA/QC
analyses conducted. Results reported as non-detected (i. e., not providing numerical
detection limits) are likely to be of no value.
In addition, available upwind and downwind air data should be evaluated to
determine if the contamination is due to releases from the unit. If background data
are available for the unit of concern, the data will be of much greater use in the
planning of additional air monitoring tasks. Upwind data (to characterize ambient
air background levels) are important for evaluating if downwind contamination can
be attributed to the unit of concern. If background data are not available, the
existing downwind air concentration data will be of less value in characterizing a
release; however, the lack of background data does not negate the utility of the
available monitoring data.
Data may also be available from air monitoring studies that did not focus
directly on releases from a unit of concern. Many facilities conduct onsite health
and safety programs, including routine monitoring of air quality for purposes of
evaluating worker exposure. This type of data may include personnel hygiene
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monitoring results from personal sampling systems worn by employees as they
perform their jobs, general area monitoring of zones at which hazardous
operations are conducted, or actual unit-emission monitoring. The detection limits
of these methods (generally in parts per million) are frequently higher than are
needed for RFI purposes. However, this type of industrial hygiene monitoring is
frequently compound-specific, and can be useful in qualitatively evaluating the air
emissions from particular sources.
Indoor air monitoring, generally only applicable to units that are enclosed in a
building (e.g., drum handling areas or tanks), often includes flow monitoring of the
ventilation system. Monitoring of hoods and ductwork systems may have been
conducted to determine exchange time and air circulation rates. These flow
determinations could prove to be useful in the evaluation of air emission
measurements during the RFI.
Another important aspect of the existing data review is to document any
changes in composition of the waste managed in the unit of concern since the air
data were collected. Also, changes in operating conditions or system configuration
for waste generation and/or unit functions could have major effects on the nature
or extent of releases to air. If such operational or waste changes have occurred,
they should be summarized and reviewed to determine their role in the evaluation
of existing data. This summary and review will not negate the need to take new
samples to characterize releases from the unit. However, such information can be
useful in the planning of the new air monitoring activities.
12.3.5 Determination of "Reasonable Worst-Case" Exposure Period
A "reasonable worst-case" exposure period over a 90 day period should be
identified if an air monitoring program is to be conducted. Determination of
reasonable worst-case exposure conditions will aid in planning the air monitoring
program and is dependent on seasonal variations in emission rates and dispersion
conditions.
The selection of the "reasonable worst-case" 90-day exposure period for the
conduct of air monitoring should account for the following factors:.
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• For vapor phase releases, wind speed and temperature are the key
factors affecting releases from the unit. In general, the higher the
temperature and windspeed, the greater the rate of volatilization of
constituents of concern from the waste. This process is tempered,
however, by the fact that at higher windspeeds, dispersion of the release
is generally greater, resulting in lower downwind concentrations at
potential exposure points.
• For particulate releases, wind speed is the key meteorological factor. The
amount of local precipitation contributing to the degree of moisture of
the waste may also be important. In general, the higher the windspeed,
and the drier the waste, the greater will be the potential for particulate
release. As with vapor phase releases, higher wind speeds may also lead
to greater dispersion of the release, resulting in lower downwind
concentrations.
• For point source releases, increased wind speeds and unstable
atmospheric conditions (e. g., during cloudless days) enhance dispersion
but also tend to reduce plume height and can lead to relatively high
groundlevel concentrations.
• Constituent concentrations at any downwind sector will also be directly
affected by the wind direction and frequency.
Air emission release rate models and atmospheric dispersion models can be
used to identify reasonable worst-case exposure conditions (i.e., to quantitatively
account for the above factors). For this application, it is recommended that the
modeling effort be limited to a screening/sensitivity exercise with the objective of
obtaining "relative" results for a variety of source and meteorological scenarios. By
comparing results in a relative fashion, only those input meteorological parameters
of greatest significance (e.g., temperature, wind speed and stability) need to be
considered.
In general, the summer season will be the "reasonable worst-case" exposure
period at most sites because of relatively high temperatures and low windspeeds.
Spring and fail are also candidate monitoring seasons that should be evaluated on a
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site-specific basis. Winter is generally not a prime season for air monitoring due to
lower temperatures and higher wind speeds.
12.4 Air Emission Modeling
12.4.1 Modeling Applications
Air emission models can be used to estimate constituent-specific emission rates
based on waste/unit input data for many types of waste management units. (An
emission rate is defined as the source release rate for the air pathway in terms of
mass per unit of time.)
An important application of emission models in the RFI release
characterization strategy for air is the conduct of screening assessments. For this
application, available waste/unit input data for emission models, in conjunction
with dispersion modeling results, are used to estimate concentrations at locations of
interest. These results can then be evaluated to determine if adequate information
is available for RFI decision making or if monitoring is needed to further reduce the
uncertainty associated with characterizing the release. Depending on the degree of
uncertainty in the estimated concentrations relative to the differences between the
estimated concentrations and the health based levels, modeling results may be
sufficient to characterize the release as significant (i.e., implementation of
corrective action would be appropriate) or as insignificant (i. e., no further action is
warranted).
Emission rate models can also be used to identify potential major air emission
sources at a facility (especially multiple-unit facilities). For this type of application,
modeling results are used to compare routine long-term emissions from various
units to prioritize the need for release characterization at each unit. For example,
modeling results may indicate that 90 percent of the volatile organic compound
emissions at a facility are attributable to surface impoundment units and only 10
percent to other sources. Therefore, emphasis should be on characterizing releases
from the surface impoundments.
Emission modeling is not available for all air-related phenomenon associated
with waste management. For example, anaerobic biological activity in surface
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impoundments may, in certain instances, contribute to air pollution by emitting
constituents not contained in the waste placed in the impoundment and which
available models do not adequately address, in such instances, source testing or
monitoring may be necessary; based on such monitoring, emission rates can be
developed.
12.4.2 Model Selection
The information gathered during the initial stage of the air investigation
should be used to select appropriate models and to estimate unit-specific and
constituent-specific emission rates. A thorough understanding of the available
models is needed before selecting a model for an atypical emission source. When
gathering information on any emission source, it would be useful to obtain a
perspective of the potential variability of the waste and unit input data. A
sensitivity analysis of this variability relevant to emission rate estimates would help
determine the level of confidence associated with the emission modeling results.
Air emission models can be classified into two categories; models which can be
used to estimate volatile organic releases, and models which can be used to
estimate particulate emissions. These are discussed below.
12.4.2.1 Organic Emissions
Comprehensive guidance on the application of air emission models for volatile
organic releases from various units is presented in the following references:
U.S. EPA. December 1987. Hazardous Waste Treatment, Storage, and Disposal
Facilities (TSDF) - Air Emission Models. EPA-450/3-87-026. Office of Air Quality
Planning and Standards. Research Triangle Park, NC 27711.
U.S. EPA. December 1988 Draft. Procedures for Conducting Air Pathway
Analyses for Superfund Applications. Office of Air Quality Planning and
Standards. Research Triangle Park, NC 27711.
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These references provide modeling guidance for the following units:
• Surface impoundments
Storage impoundments
Disposal impoundments
Mechanically aerated impoundments
Diffused air systems
Oil film surfaces
I Land treatment
Waste application
Oil film surfaces
Tilling
I Landfills
Closed landfills
Fixation pits
Open landfills
I Waste piles
I Transfer, storage and handling operations
Container loading
Container storage
Container cleaning
Stationary tank loading
Stationary tank storage
Spills
Fugitive emissions
Vacuum truck loading
Emission factors for various evaporation loss sources (e.g., storage and handling of
organic liquids) are provided in the following reference:
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U.S. EPA. 1985. (Fourth edition and subsequent supplements) Compilation of
Air Pollutant Emission Factors. EPA AP-42. NTIS PB 86-124906. Office of Air
Quality Planning and Standards. Research Triangle Park, NC 27711.
An emission factor is generally defined as an average value which relates the
quantity of a pollutant released to the atmosphere with the activity associated with
the release of the pollutant. However, for estimation of organic releases from
storage tanks, the emission factors are presented in terms of empirical formulae
which can relate emissions to such variables as tank diameter, liquid temperature,
etc.
Selection of an appropriate air emission model will be based primarily on
selection of a model which is appropriate for the unit of concern, has technical
credibility and is practical to use. Some of the models presented in Hazardous
Waste Treatment, Storage and Disposal Facilities (TSDF) - Air Emission Models (U.S.
EPA, December 1987), are available on a diskette for use on a microcomputer.
Computer-compatible air emission models (referred to as CHEMDAT6 models) are
available for the following sources.
• Nonaerated impoundments
• Open tanks
• Aerated impoundments
• Land treatment
• Landfills
These models are prime candidates for RFI air release characterization applications.
12.4.2.2 Particulate Emissions
Guidance on the selection and application of air emission models for
particulate releases is presented in the following references:
U.S. EPA. February 1985. Rapid Assessment of Exposure to Particulate
Emissions from Surface Contamination Sites. EPA/600-18-85/002. Office of
Health and Environmental Research. Washington, D.C. 20460.
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U.S. EPA. 1985. (Fourth edition and subsequent supplements) Compilation of
Air Pollutant Emission Factors. EPA, AP-42. Office of Air Quality Planning and
Standards. Research Triangle Park, NC 27711.
U.S. EPA. 1978. Fugitive Emissions from Integrated Iron and Steel Plants. EPA
600/2-78-050. Washington, D.C. 20460.
U.S. EPA. December 1988 Draft. Procedures for Conducting Air Pathway
Analysis for Superfund Applications. Office of Air Quality Planning and
Standards. Research Triangle Park, NC 27711.
These references provide modeling guidance for the following particulate
sources and associated operations and activities (e.g., vehicular traffic):
• Wastepiles
• Flat, open surfaces
The air emission models for both types of sources should account for both
wind erosion potential as well as releases due to mechanical disturbances.
The U.S. EPA-Office of Air Quality Planning and Standards is currently
developing guidance regarding particulate emissions from hazardous waste
transfer, storage and disposal facilities.
12.4.3 General Modeling Considerations
Organics in surface impoundments, land treatment facilities, landfills, and
wastepiles, can depart through a variety of pathways, including volatilization,
biological decomposition, adsorption, photochemical reaction, and hydrolysis. To
allow reasonable estimates of organic disappearance, it is necessary to determine
which pathways predominate for a given chemical, type of unit, and set of
meteorological conditions.
Source variability will significantly influence the relative importance of the
pathways. For highly variable sources it may be possible to exclude insignificantly
small pathways from consideration. The relative magnitude of these pathways then
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can be computed by applying the methodology to a model facility to determine
relative differences among various compounds. A summary of typical pathways for
air emission sources is presented in Table 12-7.
It is also necessary to consider the variation of waste composition as a function
of time as well as other potential variations in source conditions. These variable
conditions may necessitate multiple modeling scenarios to adequately characterize
representative waste/unit conditions.
12.5 Dispersion Modeling
12.5.1 Modeling Applications
Atmospheric dispersion models can be used to estimate constituent-specific
concentrations at locations of interest based on input emission rate and
meteorological input data. The major RFI dispersion modeling applications for
characterizing releases to air can be summarized as follows:
• Screening assessments: Dispersion models can be used to estimate
concentrations at locations of interest using input emission rate data
based on air emission modeling.
• Emission monitoring: Dispersion models can be used to estimate
concentrations at locations of interest using input emission rate data
based on emission rate monitoring.
• Confirmatory air monitoring: Dispersion modeling can be used to assist
in designing an air monitoring program (i. e., to determine appropriate
monitoring locations and monitoring period) as well as for interpretation
and extrapolation of monitoring results.
Atmospheric dispersion models can be used for monitoring program design
applications to identify areas of high concentration relative to the facility property
boundary or actual receptor locations. High concentration areas which correspond
to actual receptors are priority Locations for air monitoring stations.
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TABLE 12-7
TYPICAL PATHWAYS FOR AREA EMISSION SOURCESa
Pathway
Volatilization
Biodegradation
Photodecomposition
Hydrolysis
Oxidation/reduction
Adsorption
Hydroxyl radical reaction
Migration
Runoffb
Surface
Impoundments
s
s
N
N
N
N
N
Land
Treatment
I
I
N
N
N
N
N
N
N
Landfill
I
s
N
N
N
N
N
N
N
I = Important
S = Secondary
N = Negligible or not applicable
a Individual chemicals in a given site type may have dominant pathways
different from the ones shown here.
b Water migration and runoff are considered to have negligible effects on
ground and surface water in a properly sited, operated, and maintained
RCRA-permitted hazardous waste treatment, storage, and disposal facility.
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Dispersion models (with input emission rates based on emission models) can
also be used to provide seasonal air concentration "patterns" based on available
representative historical meteorological data (either onsite or offsite). Comparison
of seasonal air concentration patterns can be used to identify the "reasonable worst
case" period for monitoring. Air concentration patterns based on modeling results
can similarly be used to evaluate the representativeness of the actual data collection
period. Representativeness is determined by comparing the air concentration
patterns for the actual air monitoring period with historic seasonal air
concentration patterns.
The objective of the modeling applications discussed above involves the
estimation of long-term (i.e., several months to years) concentration patterns.
These long-term patterns do not have the variability associated with short-term
(i.e., hours to days, such as a 24-hour event) emission rate and dispersion conditions,
and are more conducive to data extrapolation applications. For example, near
source and fenceline air monitoring results can be used to back calculate an
emission rate for the source. This estimated emission rate can be used as dispersion
modeling input to estimate offsite air concentrations for the same downwind sector
and exposure period as for the air monitoring period.
12.5.2 Model Selection
Guidance on the selection and application of dispersion models is provided in
the following references:
U.S. EPA. July 1986. Guidelines on Air Quality Models (Revised). EPA-450/12-
78-027R. NTIS PB86-245248. Office of Air Quality Planning and Standards.
Research Triangle Part, NC 27711.
U.S. EPA. December 1988 Draft. Procedures for Conducting Air Pathway
Analyses for Superfund Applications. Office of Air Quality Planning and
Standards. Research Triangle Park, NC 27711.
The following information is based primarily on guidance provided in these
references.
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12.5.2.1 Suitability of Models
The extent to which a specific air quality model is suitable for the evaluation of
source impact depends upon several factors. These include: (1) the meteorological
and topographic complexities of the area; (2) the level of detail and accuracy
needed for the analysis; (3) the technical competence of those undertaking such
simulation modeling; (4) the resources available; and (5) the detail and accuracy of
the data base, i.e., emissions inventory, meteorological data, and air quality data,
Appropriate data should be available before any attempt is made to apply a model.
A model that requires detailed, precise, input data should not be used when such
data are unavailable. However, assuming the data are adequate, the greater the
detail with which a model considers the spatial and temporal variations in emissions
and meteorological conditions, the greater the ability to evaluate the source impact
and to distinguish the effects of various control strategies.
Air quality models have been applied with the most accuracy or the least
degree of uncertainty to simulations of long term averages in areas with relatively
simple topography. Areas subject to major topographic influences experience
meteorological complexities that are extremely difficult to simulate. Although
models are available for such circumstances, they are frequently site-specific and
resource intensive. In the absence of a model capable of simulating such
complexities, only a preliminary approximation may be feasible until such time as
better models and data bases become available.
Models are highly specialized tools. Competent and experienced personnel
are an essential prerequisite to the successful application of simulation models. The
need for specialists is critical when the more sophisticated models are used or the
area being investigated has complicated meteorological or topographic features. A
model applied improperly, or with inappropriately chosen data, can lead to serious
misjudgments regarding the source impact or the effectiveness of a control
strategy.
The resource demands generated by use of air quality models vary widely
depending on the specific application. The resources required depend on the
nature of the model and its complexity, the detail of the data base, the difficulty of
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the application, and the amount and level of expertise required. The costs of
manpower and computational facilities may also be important factors in the
selection and use of a model for a specific analysis. However, it should be
recognized that under some sets of physical circumstances and accuracy
requirements, no present model may be appropriate. Thus, consideration of these
factors should not lead to selection of an inappropriate model.
12.5.2.2 Classes of Models
Dispersion models can be categorized into four generic classes: Gaussian,
numerical, statistical or empirical, and physical. Within these classes, especially
Gaussian and numerical models, a large number of individual "computational
algorithms" may exist, each with its own specific applications. While each of the
algorithms may have the same generic basis, e.g., Gaussian, it is accepted practice to
refer to them individually as models. In many cases the only real difference
between models within the different classes is the degree of detail considered in
the input or output data.
Gaussian models are the most widely used techniques for estimating the
impact of nonreactive pollutants. Numerical models may be more appropriate than
Gaussian models for area source urban applications that involve reactive pollutants,
but they require much more extensive input data bases and resources and therefore
are not as widely applied. Statistical or empirical techniques are frequently
employed in situations where incomplete scientific understanding of the physical
and chemical processes or lack of the required data bases make the use of a
Gaussian or numerical model impractical.
Physical modeling, the fourth generic type, involves the use of wind tunnel or
other fluid modeling facilities. This class of modeling is a complex process requiring
a high level of technical expertise, as well as access to the necessary facilities.
Nevertheless, physical modeling may be useful for complex flow situations, such as
building, terrain or stack down-wash conditions, plume impact on elevated terrain,
diffusion in an urban environment, or diffusion in complex terrain. It is particularly
applicable to such situations for a source or group of sources in a geographic area
limited to a few square kilometers. The publication "Guideline for Fluid Modeling
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of Atmospheric Diffusion" provides information on fluid modeling applications and
the limitations of that method (U.S. EPA, 1981).
12.5.2.3 Levels of Sophistication of Models
In addition to the various classes of models, there are two levels of
sophistication. The first level consists of general, relatively simple estimation
techniques that provide conservative estimates of the air quality impact of a specific
source, or source category. These are screening techniques or screening models.
The purpose of such techniques is to eliminate the need for further more detailed
modeling for those sources that clearly can be characterized and evaluated based
on simple screening assessments.
The second level consists of those analytical techniques that provide more
detailed treatment of physical and chemical atmospheric processes, require more
detailed and precise input data, and provide more specialized concentration
estimates. As a result they provide a more refined and, at least theoretically, a more
accurate estimate of source impact and the effectiveness of control strategies.
These are referred to as refined models.
The use of screening techniques followed by a more refined analysis is always
desirable, however, there are situations where the screening techniques are
practically and technically the only viable option for estimating source impact. In
such cases, an attempt should be made to acquire or improve the necessary data
bases and to develop appropriate analytical techniques.
12.5.2.4 Preferred Models
Guidance on EPA preferred models for screening and refined applications is
provided in the following references:
U.S. EPA. July 1986. Guidelines on Air Quality Models (Revised). EPA-450/2-78-
027R. NTIS P886-245248. Office of Air Quality Planning and Standards.
Research Triangle Park, N.C. 27711.
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U.S. EPA. October 1977. Guidelines for Air Quality Maintenance Planning and
Analysis. Vol. 10 (Revised): Procedures for Evaluating Air Quality Impact of
New Stationary Sources. EPA-450/4-77-001. NTIS PB274-087. Office of Air
Quality Planning and Standards. Research Triangle Park, N.C. 27711.
U.S. EPA. December 1988 Draft. Procedures for Conducting Air Pathway
Analyses for Superfund Applications. Office of Air Quality Planning and
Standards. Research Triangle Park, NC 27711.
Appropriate dispersion models commensurate with the above guidance and
suitable for mainframe computer use are included in the UNAMAP series available
from NTIS. Versions of the UNAMAP models suitable for use on a microcomputer
are also available from commercial sources.
Alternative screening approaches based on hand calculations are available for
point sources located in flat terrain based on the following guidance:
Turner, D.B. 1969. Workbook of Atmospheric Dispersion Estimates. Public
Health Service. Cincinnati, OH.
U.S. EPA. March 1988 Draft. A Workbook of Screening Techniques for
Assessing Impacts of Toxic Air Pollutants. Office of Air Quality Planning and
Standards. Research Triangle Park, NC 27711.
Preferred models for selected applications in simple terrain are identified in
Table 12-8. Appropriate dispersion models for complex terrain applications
generally need to be determined on a case-by-case basis. Acceptable models may
not be available for many complex terrain applications.
The use of the Industrial Source Complex (ISC) Model is recommended as a
prime candidate for RFI atmospheric dispersion modeling applications. Applicable
ISC source types include stack area and volume sources. Concentration estimates
can be based on times of as shot-t as one hour and as long as one year. The model
can be used for both flat and rolling terrain. The ISC model can also account for
atmospheric deposition (i.e., inter-media transport to soil). The ISC Model (See EPA
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TABLE 12-8
PREFERRED MODELS FOR SELECTED APPLICATIONS IN SIMPLE TERRAIN
Short Term (1-24 hours)
Single Source
Multiple Source
Complicated Sources**
Buoyant Industrial Line Sources
Long Term (monthly, seasonal or annual)
Single Source
Multiple Source
Complicated Sources**
Buoyant Industrial Line Sources
Land Use
Rural
Urban
Rural
Urban
Rural/Urban
Rural
Rural
Urban
Rural
Urban
Rural/Urban
Rural
Model*
CRSTER
RAM
MPTER
RAM
ISC*
BLP
CRSTER
RAM
MPTER
COM 2.0 or RAM***
ISC*
BLP
• The long-term version of ISC (i.e., ISCLT) is recommended as the preferred dispersion model for
RFI applications.
** Complicated sources are sources with special problems such as aerodynamic downwash,
particle deposition, volume and area sources, etc.
***lf only a few sources in an urban area are to be modeled, RAM should be used.
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450/4-86-005a and b) is included in the UNAMAP series available through the NTIS
(U.S. EPA, June 1986).
Additional guidance on dispersion model selection and application is available
from EPA Regional Office and State modeling representatives as well as from the
EPA Model Clearinghouse.
If other than preferred models are selected for use, early discussions with the
regulatory agency is encouraged. Agreement on the data base to be used,
modeling techniques to be applied and the overall technical approach, prior to the
actual analyses, helps avoid misunderstandings concerning the final results and may
reduce the later need for additional analyses. The preparation (and submittal to
the appropriate regulatory agency) of a written modeling protocol is recommended
for all RFI atmospheric dispersion modeling applications.
12.5.3 General Modeling Considerations
Dispersion modeling results are limited by the amount, quality and
representativeness of the input data. In addition to meteorological and source data
modeling input, the following are also important modeling factors:
• Location of facility property boundary
• Dispersion coefficients
• Stability categories
• Plume rise
• Chemical transformation
• Gravitational settling and deposition
• Urban/rural classification
In designing a computational network for modeling, the emphasis should be
placed on location with respect to the facility property boundary. The selection of
sites should be a case-by-case determination taking into consideration the
topography, the climatology, monitor sites, and should be based on the results of
the initial screening procedure, Additional locations may be needed in the high
concentration location if greater resolution is indicated by terrain or source factors.
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Gaussian models used in most applications should employ dispersion
coefficients consistent with those contained in the preferred models available in
UNAMAP. Factors such as averaging time, urban/rural surroundings, and type of
source (point vs. line) may dictate the selection of specific coefficients.
The Pasquill approach to classifying stability is generally required in all
preferred models. The Pasquill method, as modified by Turner, was developed for
use with commonly observed meteorological data from the National Weather
Service (NWS) and is based on cloud cover, insolation and wind speed.
Procedures to determine Pasquill stability categories from other than NWS
data are presented in Guidelines on Air Quality Models (Revised) (U.S. EPA, July
1986). Any other method to determine Pasquill stability categories should be
justified on a case-by-case basis.
The plume rise methods incorporated in the EPA preferred models are
recommended for use in all modeling applications. No provisions in these models
are made for fumigation or multi-stack plume rise enhancement or the handling of
such special plumes as flares; these problems should be considered on a case-by-case
basis.
Where aerodynamic downwash occurs due to the adverse influence of nearby
structures, the algorithms included in the ISC model should be used.
Use of models incorporating complex chemical mechanisms should be
considered only on a case-by-case basis with proper demonstration of applicability.
These are generally regional models not designed for the evaluation of individual
sources but used primarily for region-wide evaluations.
An "infinite half-life" should be used for estimates of total suspended
particulate concentrations when Gaussian models containing only exponential
decay terms for treating settling and deposition are used. Gravitational settling and
deposition may be directly included in a model if either is a significant factor. At
least one preferred model (ISC) contains settling and deposition algorithms and is
recommended for use when particulate matter sources can be quantified and
settling and deposition are problems.
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The selection of either rural or urban dispersion coefficients in a specific
application should follow one of the procedures presented in Guidelines on Air
Quality Models (Revised) (U.S. EPA, July 1986). These include a land use
classification procedure or a population based procedure to determine whether the
character of an area is primarily urban or rural.
12.6 Design of a Monitoring Program to Characterize Releases
Monitoring procedures should be developed based on the information
previously described, including determination of reasonable worst-case scenarios as
discussed above. This section discusses the recommended monitoring approaches.
Primary elements in designing a monitoring system include:
• Establishing monitoring objectives;
• Determining monitoring constituents of concern;
• Monitoring schedule;
• Monitoring approach; and
• Monitoring locations.
Each of these elements should be addressed to meet the objectives of the
initial monitoring phase, and any subsequent monitoring that may be necessary.
These elements are described in detail below.
12.6.1 Objectives of the Monitoring Program
The primary goal of the air investigation is to determine concentrations at the
facility property boundary as input to the health and environmental assessment
process. As discussed previously, the monitoring program may be conducted in a
phased approach, using the results of initial monitoring and/or modeling to
determine the need for and scope of subsequent monitoring.
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Principal components of both the initial and subsequent monitoring phases
are:
• Identification or verification of constituents;
• Characterization of long-term air constituent concentrations (based on a
"reasonable worst case" exposure period) at:
the unit boundary to maximize the potential for release detection
the facility property boundary
actual offsite receptor locations (for determining the need for
interim corrective measures)
areas upwind of the release source (to characterize background
concentrations); and
• Collection of meteorological data during the monitoring period to aid in
evaluating the air monitoring data.
Atmospheric dispersion modeling may also be used to estimate
concentrations, if monitoring is not practical, as discussed previously.
Subsequent monitoring may be necessary if initial monitoring and modeling
data were not sufficient to characterize long-term ambient constituent
concentrations.
12.6.2 Monitoring Constituents and Sampling Considerations
Sampling and analysis may be conducted for all appropriate Appendix VIII
constituents that have an air pathway potential (See Section 3 and Appendix B). An
alternative approach is to use unit and waste-specific information to identify
constituents that are not expected to be present and thus, reduce the list of target
monitoring constituents. For example, the industry specific monitoring constituent
lists presented in Appendix B, List 4 can be used to identify appropriate air
monitoring constituents for many applications (especially for units that serve only a
limited number of industrial categories). The target constituents selected should be
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limited to those which may be present in the waste and have health criteria for the
air pathway (see Section 8).
Results from screening assessment, emission monitoring, and/or screening
sampling phase (as defined later in Section 12.6.4.1) may also be used as a basis for
selection of monitoring constituents. These results may confirm/identify
appropriate monitoring constituents for the unit of concern.
12.6.3 Meteorological Monitoring
Monitoring of onsite meteorological conditions should be performed in
concert with other emission rate and air monitoring activities. Meteorological
monitoring results can serve as input for dispersion models, can be used to assure
that the air monitoring effort is conducted during the appropriate meteorological
conditions (e.g., "reasonable worst case" period for initial monitoring), and to aid
in the interpretation of air monitoring data.
12.6.3.1 Meteorological Monitoring Parameters
The following meteorological parameters should be routinely monitored
while collecting ambient air samples:
• Horizontal wind speed and direction;
• Ambient temperature;
• Atmospheric stability (e.g., based on the standard deviation of horizontal
wind direction or alternative standard methodologies);
• Precipitation measurements if representative National Weather Service
data are not available; and
• Atmospheric pressure (e.g., for landfill sites or contaminated soils) if
representative National Weather Service data are not available.
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It is recommended that horizontal wind speed and direction, and air
temperature be determined onsite with continuous recording equipment.
Estimates from offsite monitors are not likely to be representative for all of the
conditions at the site. Input parameters for dispersion models, if appropriate,
should be reviewed prior to conducting the meteorological data collection phase to
ensure that all necessary parameters are included.
Field equipment used to collect meteorological data can range in
sophistication from small, portable, battery-operated units with wind speed and
direction sensors, to large, permanently mounted, multiple sensor units at varying
heights. Individual sensors can collect data on horizontal wind speed and direction,
three-dimensional wind speed, air temperature, humidity, dew point, and mixing
height. From such data, variables for dispersion models such as wind variability and
atmospheric stability can be determined. Additional guidance on meteorological
measurements can be obtained from:
U.S. EPA. June 1987. On-Site Meteorological Program Guidance for
Regulatory Modeling Applications. EPA-450/4-87-013. Office of Air Quality
Planning and Standards. Research Triangle Park, N.C. 27711.
U.S. EPA. February 1983. Quality Assurance handbook for Air Pollution
Measurements Systems: Volume IV. Meteorological Measurements. EPA-
600/4-82-060. Office of Research and Development. Research Triangle Park,
N.C. 27711.
U.S. EPA. July 1986. Guidelines on Air Quality Models (Revised). EPA-405/2-78-
027R. NTIS PB 86-245248. Office of Air Quality Planning and Standards.
Research Triangle Park, N.C. 27711.
Appropriate performance specifications for monitoring equipment are given in the
following document:
U.S. EPA. November 1980. Ambient Monitoring Guidelines for Prevention of
Significant Deterioration (PSD). EPA-450/4-80/012. NTIS PB 81-153231. Office
of Air Quality Planning and Standards. Research Triangle Park, N.C. 27711.
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12.6.3.2 Meteorological Monitor Siting
Careful placement of meteorological monitoring equipment (e.g., sensors) is
important in gathering relevant data. The objective of monitoring tower
placement is to position sensors to obtain measurements representative of the
conditions that determine atmospheric dispersion in the area of interest. The
convention for placement of meteorological monitoring equipment is:
• At or above a height of 10 meters above ground; and
• At a horizontal distance of 10 times the obstruction height from any
upwind obstructions.
In addition, the recommendations given in Table 12-9 should be followed to avoid
effects of terrain on meteorological monitors.
Depending on the complexity of the terrain in the area of interest and the
parameters being measured, more than one tower location may be necessary.
Complex terrain can greatly influence the transport and diffusion of a contaminant
release to air so that one tower may not able to account for these influences. The
monitoring station height may also vary depending on source characteristics and
logistics. Heights should be selected to minimize near-ground effects that are not
representative of conditions in the atmospheric layer into which a constituent of
concern is being released.
A tower designed specifically to mount meteorological instruments should be
used. Instruments should be mounted on booms projecting horizontally out from
the tower at a minimum distance of twice the tower diameter. Sound engineering
practice should be used to assure tower integrity during all meteorologic
conditions.
Further guidance on siting meteorological instruments and stations is
available in the following publications:
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TABLE 12-9
RECOMMENDED SITING CRITERIA TO AVOID TERRAIN EFFECTS
Distance from Tower
(meters)
0-1 5
15-30
30-100
100-300
Maximum Acceptable
or Vegetation
(meters)
Construction
Height
0.3
0.5- 1.0
3
10
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U.S. EPA. November 1980. Ambient Monitoring Guidelines for Prevention of
Significant Deterioration (PSD). EPA-450/4-80-012. NTIS PB 81-153231. Office
of Air Quality Planning and Standards. Research Triangle Park, N.C. 27711.
U.S. EPA. June 1987. On-Site Meteorological Program Guidance for
Regulatory Modeling Applications. EPA-450/4-87-013. Office of Air Quality
Planning and Standards. Research Triangle Park, N.C. 27711.
U.S. EPA. February 1983. Quality Assurance Handbook for Air Pollution
Measurement Systems: Volume IV. Meteorological Measurements. EPA-
600/4-82-060. Office of Research and Development. Research Triangle Park,
N.C. 27711.
12.6.4 Monitoring Schedule
Establishment of a monitoring schedule is an important consideration in
developing a monitoring plan. When appropriate, air monitoring should coincide
with monitoring of other media (e.g., subsurface gas, soils, and surface water) that
have the potential for air emissions. As with all other aspects of the monitoring
program, the objectives of monitoring should be considered in establishing a
schedule. As indicated previously, monitoring generally consists of screening
sampling, emission monitoring, and air monitoring. The monitoring schedule
during each of these phases is discussed below.
12.6.4.1 Screening Sampling
A limited screening sampling effort may be necessary to focus the design of
additional monitoring phases. Therefore, screening samples may be warranted
during the screening assessment or prior to initiating emission monitoring or air
monitoring studies. This screening phase can also be used to supplement modeling
and emission monitoring results as available, to verify the existence of a release to
air, and to prioritize the major release sources at the facility.
Screening sampling should be used to characterize air emissions (e.g., by using
total hydrocarbon measurements as an indicator), and to confirm/identify the
presence of candidate constituents. Screening samples should generally consist of
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source emissions measurements or ambient air samples collected at or in close
proximity to the source. This approach will provide the best opportunity for
detection of air emission constituents. (A discussion of available screening methods
is presented in Section 12.8.) An alternative screening approach involves collection
of a limited number of air samples to facilitate the analysis of a wide range of
constituents (e.g., collection via Tenax adsorption tubes or whole air sampling with
analysis by GC/MS -see Section 12.8).
The screening study should generally involve collection of a limited number of
grab or time-integrated samples (several minutes to 24 hours) for a limited time
period (e.g., one to five days). Sampling should be conducted during
emission/dispersion conditions that are expected to result in relatively high
concentrations, as discussed previously. Screening results should be interpreted
considering the representativeness of the waste and unit operations during the
sampling, and the detection capabilities of the screening methodology used.
12.6.4.2 Emission Monitoring
Emission rate monitoring may be necessary to characterize a release if
screening assessment results are not conclusive. This approach involves stack or vent
emission monitoring for point sources. Point source monitoring is not dependent
on meteorological conditions. However, emission rate monitoring for both point
and area sources should be conducted during typical or "reasonable worst case"
emission rate conditions. Therefore, emission monitoring should be conducted
when source conditions (e.g., unit operations and waste concentrations) as well as
meteorological conditions are conducive to "reasonable worst case" emission rate
conditions. Emission rate monitoring for area sources should not be conducted
during or immediately following precipitation or if hourly average wind speeds are
greater than 15 miles per hour. It should also be noted that soil or cover material (if
present) should be allowed to dry prior to continuing monitoring operations, as
volatilization decreases under saturated soil conditions. In these cases, the
monitoring should be interrupted and resumed as soon as possible after the
unfavorable conditions pass. Similarly, operational interruptions such as unit
shutdown should also be factored into the source sampling schedule.
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Point source emission sampling generally requires only a few hours of
sampling and occurs during a more limited time (e.g., one to three days). Guidance
on point-source sampling schedules is presented in the following:
U.S. EPA. November 1985. Practical Guide - Trial Burns for Hazardous Waste
incinerators. NTIS PB 86-190246. Office of Research and Development.
Cincinnati, OH 45268.
U.S. EPA. Code of Federal Regulations. 40 CFR Part 60: Appendix A:
Reference Methods. Office of the Federal Register. Washington, D.C.
U.S. EPA. 1978. Stack Sampling Technical Information. A Collection of
Monographs and Papers, Volumes l-lll. EPA-450/2-78-042a,b,c. NTIS PB 80-
161672, 80-161680, 80-161698. Office of Air Quality Planning and Standards.
Research Triangle Park, NC 27711.
U.S. EPA. February 1985. Modified Method 5 Train and Source Assessment
Sampling System Operators Manual. EPA-600/8-85-003. NTIS PB 85-169878.
Office of Research and Development. Research Triangle Park, NC 27711.
U.S. EPA. March 1984. Protocol for the Collection and Analysis of Volatile
POHCs Using VOST. EPA-600/8-84-007. NTIS PB 84-170042. Office of Research
and Development. Research Triangle Park, NC 27711.
U.S. EPA. February 1984. Sampling and Analysis Methods for Hazardous
Waste Combustion. EPA-600/8-84-002. NTIS PB 84-155845. Washington, D.C.
20460.
U.S. EPA. 1981. Source Sampling and Analysis of Gaseous Pollutants. EPA-
APTI Course Manual 468. Air Pollution Control Institute. Research Triangle
Park, NC 27711.
U.S. EPA. 1979. Source Sampling for Particulate Pollutants. EPA-APTI Course
Manual 450. NTIS PB 80-188840, 80-182439, 80-174360, Air Pollution Control
Institute. Research Triangle Park, NC 27711,
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U.S. EPA. 1986. Test Methods for Evaluating Solid Waste. 3rd Edition. Office
of Solid Waste. EPA/SW-846. GPO No. 955-001 -00000-1.- Washington, D.C.
20460.
Emission rate monitoring should be conducted during a 1 to 3 day period
representative of "reasonable worst case" source emission conditions. The worst
case short-term emission rate conditions should be determined by parametric
analyses (i.e., by modeling a wide range of source operational conditions and
associated waste concentrations as well as meteorological conditions for
parameters such as wind speed and temperature). Historical meteorological data
representative of the site should be reviewed to determine the season and time of
day associated with worst case emission conditions. These results should be used to
select and schedule (along with meteorological forecasts for local conditions and
expected source operational and waste concentration) the emission monitoring
period.
Emission rate monitoring results based on measurements during worst-case
conditions should be initially used as dispersion modeling input. If these initial
results exceed health criteria then the emission monitoring results should be scaled
to represent long term (i.e., annual) conditions. The scaling factor should be based
on the ratio of emission rate modeling results (using meteorological conditions
during the monitoring period as input) compared to modeling results based on
typical (annual) meteorological conditions.
Guidance on area source emission rate monitoring is provided in the
following:
U.S. EPA. 1986. Measurement of Gaseous Emission Rates from Land Surfaces
Using an Emission Isolation Flux Chamber: User's Guide. EPA/600/8-86/008.
NTIS PB86-223161. Environmental Monitoring Systems Laboratory. Las Vegas,
NV 89114.
U.S. EPA. December 1988 Draft. Procedures for Conducting Air Pathway
Analyses for Superfund Applications. Office of Air Quality Planning and
Standards. Research Triangle Park, NC 27711.
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12.6.4.3 Air Monitoring
The primary objective of confirmatory monitoring is to characterize long-term
exposures that may be associated with air emissions from the unit under reasonable
worst-case conditions. A schedule should be proposed that will provide an
adequate degree of confidence that those compounds that may be released will be
detected (i.e., by sampling during the season associated with the highest air
concentrations as determined based on modeling). Laboratory analytical costs
typically range from $200 to over $1,000 per air monitoring station for one 24-hour
integrated sample (the actual cost depends on the number and type of target
constituents). Recent advances in applied technology have facilitated the use of
field gas chromatography (GCS) to automatically obtain analytical results for many
organics (i. e., offsite laboratory analyses may not be necessary for some air
monitoring programs). The cost for this equipment typically range from $20,000 to
over $50,000 and one GC can generally service multiple sampling stations.
An example sampling schedule (e.g., for flat terrain sites with minimal
variability of dispersion and source conditions) for meeting this objective is given
below:
• Meteorological monitoring -90 days continuous monitoring.
• Initial air monitoring (Alternative 1) -90 days:
Analysis of 24-hour time integrated samples for target constituents
\
every day during the 90-day period (total of 90 samples)
• Additional monitoring - as necessary to supplement initial air monitoring
results in order to adequately characterize the release.
The 90-day monitoring program will facilitate collecting samples over a wide
range of emission and dispersion conditions. The 90-day period should be selected,
as previously discussed, to coincide with the expected season of highest ambient
concentrations. Meteorological monitoring should be continuous and concurrent
with this 90-day period to adequately characterize dispersion conditions at the site
and to provide meteorological data to support interpretation of the air-quality.
monitoring data.
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The collection of a time-integrated sample based on continuous monitoring
for several days can result in technical difficulties (e.g., poor collection efficiencies
for volatile constituents or large sample volumes). The application of five-day
composite samples at each station, or intermittent sampling during the five days,
results in continuous monitoring coverage during the 90-day period and facilitates
the characterization of long-term exposure levels.
Although there are some limitations associated with composite/intermittent
sampling (e.g., the potential for sample degradation), the 24-hour samples
collected every sixth day will provide a second data set for characterizing ambient
concentrations. Although the results of the two data sets should not be directly
combined (because of the different sampling periods) they provide a
comprehensive technical basis by which to evaluate long-term exposure conditions.
12.6.4.4 Subsequent Monitoring
Subsequent monitoring may be necessary if initial monitoring data were not
sufficient to estimate "reasonable worst case" long-term concentrations (e.g., data
recovery was not sufficient or additional monitoring stations are needed).
The same schedule specified for the initial monitoring phase is also applicable
to subsequent monitoring. However, when evaluating the results of subsequent
monitoring and comparing them to previously collected data, potential differences
in emission/dispersion conditions and other data representativeness factors should
be accounted for.
12.6.5 Monitoring Approach
The RFI air release characterization strategy may involve source emission
monitoring and/or air monitoring. The strategy which defines the process for
selection and application of these alternative monitoring approaches has been
discussed previously. A summary of applicable air monitoring strategies related to
source type is presented in Table 12-10.
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12.6.5.1 Source Emissions Monitoring
Monitoring at the source to measure a rate of emission for the constituents of
concern may, in many cases, offer a practical approach to characterizing air
emissions. Using this technique, the emission rate is then input into a mathematical
dispersion model for estimation of downwind concentrations. Monitoring
interferences from sources close to the unit are eliminated because the source is
isolated from the ambient atmosphere for monitoring purposes. Source monitoring
techniques are also advantageous because they do not require the level of
sensitivity required by air monitors. Concentrations of airborne constituents at the
source are generally higher than at downwind locations due to the lack of
dispersion of the constituent over a wide area. The concentrations expected in the
air (generally part-per-billion levels) may be at or near the limit of detectability of
the methods used. Methods for source emissions monitoring for various constituent
classes are discussed in Section 12.8.
Area sources (such as landfills, land treatment units, and surface
impoundments) can be monitored using the isolation flux chamber approach. This
method involves isolating a small area of contamination under a flux chamber, and
passing a known amount of a zero hydrocarbon carrier gas through the chamber,
thereby picking up any organic emissions in the effluent gas stream from the flux
chamber. Samples of this effluent stream are collected in inert sampling containers,
usually stainless steel canisters under vacuum, and removed to the laboratory for
subsequent analysis. The analytical results of the identified analytes can be
converted through a series of calculations to direct emission rates from the source.
These emission rates can be used to evaluate downwind concentrations by
application of dispersion models. Multiple emission tests should be conducted to
account for temporal and spatial variability of source conditions. More information
on use of the isolation flux chamber and test design is provided in the following
references:
U.S. EPA. 1986. Measurement of Gaseous Emission Rates from Land Surfaces
Using an Emission Isolation Flux Chamber: User's Guide. EPA/600/8-86/008.
NTIS PB 86-223161. Washington, D.C. 20460.
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U.S. EPA. December 1988 Draft. Procedures for Conducting Air Pathway
Analyses for Superfund Applications. Office of Air Quality Planning, and
Standards. Research Triangle Park, NC 27711.
Some area source units may not be amenable to the source sampling
approach, however. A unit in which the source cannot be isolated and viable
measurements taken of the parameters of concern is one example. This includes
active areas of landfills and land-treatment areas, as well as aerated surface
impoundments. Also, area sources in which particulate emissions are of concern
cannot be measured using an isolation flux chamber due to technical limitations in
the technique. For these applications, only an upwind/downwind monitoring
approach should be used.
12.6.5.2 Air Monitoring
Use of an upwind/downwind network of monitors or sample collection devices
is the primary air monitoring approach recommended to determine release and
background concentrations of the constituents of concern. Upwind/downwind air
monitoring networks provide concentrations of the constituents of concern at the
point of monitoring, whether at the unit boundary, facility property boundary, or at
a receptor point. The upwind/downwind approach involves the placement of
monitors or sample collection devices at various points around the unit of concern.
Each air sample collected is classified as upwind or downwind based on the wind
conditions for the sampling period. Downwind concentrations are compared to
those measured at upwind points to determine the relative contribution of the unit
to air concentrations of toxic compounds. This is generally accomplished by
subtracting the upwind concentration (which represents background conditions)
from the concurrent downwind concentrations. Applicable field methods for air
monitoring are discussed in Section 12.8 as well as in Procedures for Conducting Air
Pathway Analyses for Superfund Applications (U.S. EPA, December 1988).
Downwind air concentrations at the facility can be extrapolated to other locations
by using dispersion modeling results. This is accomplished by obtaining initial
modeling results based on meteorological conditions for the monitoring period and
an arbitrary emission rate. These initial dispersion modeling results along with
monitoring results at the site perimeter are used to back calculate an emission rate
such that modeling results can be adjusted to be equivalent to monitoring results at
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the onsite monitoring station. This estimated emission rate is then used as
dispersion modeling input to predict offsite concentrations.
12.6.6 Monitoring Locations
As with other factors associated with air monitoring, siting of the monitors
should reflect the primary objective of characterizing concentrations at the facility
property boundary. This section discusses monitoring locations for both
upwind/downwind approaches and source monitoring techniques.
12.6.6.1 Upwind/Downwind Monitoring Locations
The air monitoring network design should provide adequate coverage to
characterize both upwind (background) and downwind concentrations. Therefore,
four air monitoring zones are generally necessary for initial monitoring. Multiple
monitoring stations per zone will frequently be required to adequately characterize
the release. An upwind zone is used to define background concentration levels.
Downwind zones at the unit boundary, at the facility property boundary and
beyond the facility property boundary, if appropriate, are used to define potential
offsite exposure.
The location of air monitoring stations should be based on local wind patterns.
Air monitoring stations should be placed at strategic locations, as illustrated in the
following example (see Figure 12-6).
• Upwind (based on the expected prevailing wind flow during the 90-day
monitoring period) of the unit' and near the facility property boundary to
characterize background air concentration levels. There should be no air
emission source between the upwind monitoring station and the unit
boundary.
• Downwind (based on the expected prevailing wind flow during the 90-
day monitoring period) at the unit boundary plus stations at adjacent
sectors also at the unit boundary (the separation distance of air
monitoring stations at the unit boundary should be 30° or 50 feet,
whichever is greater).
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FIGURE 12-6. EXAMPLE AIR MONITORING NETWORK
Expected Maximum
Long Term
Concentration Area
Actual Offsite
Receptor (with
expected maximum
release impact)
Facility Property
Boundary
Prevailing Wind
Direction
X
I
/
Downwind
Stations
Unit Boundary
X Upwind Station
-------
• Downwind (based on the expected prevailing wind flow during the 90-
day monitoring period) at the facility property boundary (this station
may not be required if the site perimeter is within 100 meters of the unit
boundary).
• Downwind (at the area expected to have the highest average
concentration levels during the 90-day monitoring period) at the facility
property boundary, if appropriate.
• Downwind at actual offsite receptor locations (if appropriate).
• Additional locations at complex terrain and coastal sites associated with
pronounced secondary air flow paths (e.g., downwind of the unit near
the facility property boundary for both primary daytime and nighttime
flow paths).
The above Locations should be selected prior to initial monitoring based on the
onsite meteorological survey and on evaluation of available representative offsite
meteorological data. This analysis should provide an estimate of expected wind
conditions during the 90-day initial monitoring period. If sufficient representative
data are available, dispersion modeling can be used to identify the area of
maximum long term concentration levels at the facility property boundary and, if
appropriate, at actual offsite receptors. If not, the facility property boundary sector
nearest to the unit of concern should be selected for initial monitoring.
The network design defined above will provide an adequate basis to define
long-term concentrations based on continuous monitoring during the 90-day initial
monitoring period. The monitoring stations at the unit boundary should increase
the potential for release detection. The facility property boundary air monitoring
stations should provide data (with the aid of dispersion modeling, if appropriate) to
perform health and environmental assessment, and if appropriate, characterize
offsite concentrations.
Air monitoring at offsite receptors (if deemed to be appropriate) may be
impractical in many cases, because analytical detection limits may not be low
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enough at offsite receptor locations to measure the release. Also, a 90-day offsite
monitoring program can be problematic. Factors such as vandalism, erroneous
readings due to public tampering with the equipment, public relations problems in
setting up the equipment, and legal access problems may preclude the use of offsite
air monitoring stations. For these cases, dispersion models may be used to
extrapolate monitoring data collected at the facility to actual offsite receptor
locations. This is accomplished by obtaining initial modeling results based on
meteorological conditions for the monitoring period and an arbitrary emission rate.
These initial dispersion modeling results along with monitoring results at the site
perimeter are used to back calculate an emission rate such that modeling results can
be adjusted to be equivalent to monitoring results at the onsite monitoring station.
This estimated emission rate is then used as dispersion modeling input to predict
offsite concentrations for the same downwind sector and exposure period as for this
monitoring period.
If additional monitoring is required, a similar network design to that
illustrated in Figure 12-6 will generally be appropriate. Evaluation of the
meteorological monitoring data collected during the initial phase should provide an
improved basis to identify local prevailing and diurnal wind flow paths. Also, the
site meteorological data will provide dispersion modeling input. These modeling
results should provide dilution patterns that can be used to identify areas with
expected relatively high concentration levels. However, these results should
account for seasonal meteorological differences between initial and additional
monitoring periods.
Wind-directionally controlled air monitoring stations can also be used at sites
with highly variable wind directions. These wind-directionally controlled stations
should be collocated with the fixed monitoring stations. This approach facilitates
determination of the unit source contribution to total constituent levels in the local
area. These automated stations will only sample for a user-defined range of wind
directions (e.g., downwind stations would only sample if winds were blowing from
the source towards the station). Interpretation of results from wind-directionally
controlled air monitoring stations should account for the lower sampling volumes
(and therefore, the possibility that not enough sample would be collected for
analysis) generally associated with this approach.
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The inlet exposure height of the air monitors should be 2 to 15 meters to be
representative of potential inhalation exposure but not unduly biased by road dust
and natural wind erosion phenomena. Further guidance on air monitoring network
design and station exposure criteria (e.g., sampling height and proximity to
structures and air emission sources) is provided in the following reference:
U.S. EPA. September 1984. Network Design and Site Exposure Criteria for
Selected Non-criteria Air Pollutants. EPA-450/4-84-022. Office of Air Quality
Planning and Standards. Research Triangle Park, N.C.
The above referenced document recommends the use of dispersion models to
identify potential relatively high concentration areas as a basis for network design.
This topic is also discussed in the following document:
U.S. EPA. July 1986. Guidelines on Air Quality Models (Revised). EPA-450/2-78-
027R. NTIS PB 86-245248. Office of Air Quality Planning and Standards.
Research Triangle Park, NC 27711.
Uniformity among the sampling sites should be achieved to the greatest
degree possible. Descriptions should be prepared for all sampling sites. The
description should include the type of ground surface, and the direction, distance,
and approximate height with respect to the source of the release. Location should
also be described on a facility map.
12.6.6.2 Stack/Vent Emission Monitoring
Point source measurements should be taken in the vent. Both the VOST and
Modified Method 5 methodologies describe the exact placement in the stack for the
sampler inlet. (See Section 12.8.3). If warranted, an upwind/downwind monitoring
network can be used to supplement the release rate data.
12.6.6.3 Isolation Flux Chambers
Monitor placement using flux chambers (discussed earlier) is similar to
conducting a characterization of any area source. Section 3 of this guidance
discusses establishment of a grid network for sampling. Such a grid should be
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established for an area source, with sampling points established within the grids, as
appropriate. It is suggested that a minimum of six points be chosen for each
monitoring effort. Once these areas are sampled, the results can be temporally and
spatially averaged to provide an overall compound specific emission rate for the
plot. Additional guidance on monitoring locations for isolation flux chambers is
presented in Section 3.6 and in the following references:
U.S. EPA. 1986. Measurement of Gaseous Emission Rates from Land Surfaces
Using an Emission Isolation Flux Chamber: User's Guide. EPA/600/8-86/008.
NTIS PB86-223161. Environmental Monitoring Systems Laboratory. Las Vegas,
NV89114.
U.S. EPA. December 1988 Draft. Procedures for Conducting Air Pathway
Analyses for Superfund Applications. Office of Air Quality Planning and
Standards. Research Triangle Park, NC 27711.
12.7 Data Presentation
As discussed in Section 5, progress reports will be required by the regulatory
agency at periodic intervals during the investigation. The following data
presentation formats are suggested for the various phases of the air investigation in
order to adequately characterize concentrations at actual offsite receptors.
12.7.1 Waste and Unit Characterization
Waste and unit characteristics should be presented as:
• Tables of waste constituents and concentrations;
• Tables of relevant physical/chemical properties for potential air emission
constituents;
• Tables and narratives describing unit dimensions and special operating
conditions and operating schedules concurrent with the air monitoring
program;
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• Narrative description of unit operations; and
• Identification of "reasonable worst case" emission conditions that
occurred during the monitoring period.
12.7.2 Environmental Setting Characterization
Environmental characteristics should be presented as follows:
• Climate (historical summaries from available onsite and offsite sources):
Annual and monthly or seasonal wind roses;
Annual and monthly or seasonal tabular summaries of mean wind
speeds and atmospheric stability distributions; and
Annual and monthly or seasonal tabular summaries of temperature
and precipitation.
• Meteorological survey results:
Hourly listing of all meteorological parameters for the entire
monitoring period;
Daytime wind rose (at coastal or complex terrain sites);
Nighttime wind rose (at coastal or complex terrain sites);
Summary wind rose for all hours;
Summary of dispersion conditions for the monitoring period (joint
frequency distributions of wind direction versus wind speed
category and stability class frequencies); and
Tabular summaries of means and extremes for temperature and
other meteorological parameters.
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• Definition of soil conditions (if appropriate):
Narrative of soil characteristics (e.g., temperature, porosity and
organic matter content); and
Characterization of soil contamination conditions (e.g., in land
treatment units, etc.).
• Definition of site-specific terrain and nearby receptors:
Topographic map of the site area with identification of the units,
meteorological and air monitoring stations, and facility property
boundary;
Topographic map of 10-kilometer radius from site (U.S. Geological
Survey 7.5 minute quadrangle sheets are acceptable); and
Maps which indicate location of nearest residence for each of
sixteen 22.5 degree sectors which correspond to major compass
points (e.g., north, north-northwest, etc.), nearest population
centers and sensitive receptors (e. g., schools, hospitals and nursing
homes).
Maps showing the topography of the area, location of the unit(s) of
concern, and the location of meteorological monitoring equipment.
A narrative description of the meteorological conditions during the air
sampling periods, including qualitative descriptions of weather events
and precipitation which are needed for data interpretation.
12.7.3 Characterization of the Release
Characteristics of the release should be presented as follows:
• Screening sampling:
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Identification of sampling and analytical methodology;
Map which identifies sampling locations;
Listing of measured concentrations indicating collection time
period and locations;
Prioritization of units as air release sources which warrant
monitoring based on screening results;
Discussion of QA/QC results; and
Listing and discussion of meteorological data during the sampling
period.
Initial and additional monitoring results:
Identification of monitoring constituents;
Discussion of sampling and analytical methodology as well as
equipment and specifications;
Identification of monitoring zones as defined in Section 12.6.6.1;
Map which identifies monitoring locations relative to units;
Discussion of QA/QC results;
Listing of concentrations measured by station and monitoring
period indicating concentrations of all constituents for which
monitoring was conducted. Listings should indicate detection limits
if a constituent is not detected;
Summary tables of concentration measured indicating maximum
and mean concentration values for each monitoring station;
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Discussion of meteorological station locations selection, sensor
height, local terrain, nearby obstructions and equipment
specifications;
Listing of all meteorological parameters concurrent with the air
sampling periods;
Daytime wind rose (only for coastal or complex terrain areas);
Nighttime wind rose (only for coastal or complex terrain areas);
Summary wind rose based on all wind direction observations for the
sampling period;
Summary of dispersion conditions for the sampling period (joint
frequency distributions of wind direction versus wind speed
category and stability class frequencies based on guidance
presented in Guidelines on Air Quality Models (Revised). (U.S. EPA,
July 1986));
Tabular summaries of means and extremes for temperature and
other meteorological parameters;
A narrative discussion of sampling results, indicating problems
encountered, relationship of the sampling activity to unit operating
conditions and meteorological conditions, sampling periods and
times, background levels and identification of other air emission
sources and interferences which may complicate data
interpretation;
Presentation and discussion of models used (if any), modeling input
data and modeling output data (e.g., dilution or dispersion patterns
based on modeling results); and
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Concentrations based on monitoring and/or modeling for actual
offsite receptor locations.
Interpretation of air monitoring results should also account for additional
factors such as complex terrain, variable winds, multiple contaminant sources and
intermittent or irregular releases. The key to data interpretation for these cases is
to evaluate monitoring results as a function of wind direction.
Terrain factors can alter wind flow trajectories especially during stable
nighttime conditions. Therefore, straightline wind trajectories may not occur
during these conditions if there is intervening terrain between the source and the
air monitoring station. For these cases wind flows will be directed around large
obstacles (such as hills) or channeled (for flows within valleys). Therefore, it is
necessary to determine the representativeness of the data from the meteorological
stations as a function of wind direction, wind speed and stability conditions. Based
on this assessment, and results from the meteorological survey, upwind and
downwind sectors (i.e., a range of wind direction as measured at the meteorological
station) should be defined for each air monitoring station to aid in data
interpretation, Figure 12-7 illustrates an example which classifies a range of wind
directions during which the air monitoring stations will be downwind of an air
emission source. Therefore, concentrations measured during upwind conditions can
be used to characterize background conditions and concentrations measured
during downwind conditions can be used to evaluate the air-quality impact of the
release.
Complex terrain sites and coastal sites frequently have very pronounced
diurnal wind patterns. Therefore, as previously discussed, the air monitoring
network at these sites may involve coverage for multiple wind direction sectors and
use of wind-directionally controlled air samplers. This monitoring approach is also
appropriate for sites with highly variable wind conditions. Comparing results from
two collocated air monitoring stations (i.e., one station which samples continuously
and a second station at the same location which is wind-directionally controlled on
an automated basis), facilitates determination of source contributions to ambient
air concentrations.
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FIGURE 12-7
EXAMPLE OF DOWNWIND EXPOSURES AT AIR MONITORING STATIONS
UNIT SOURCE
MONITORING STATIONS
DOWNWIND SECTOR
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Comparison of results from collocated (continuous versus wind-directionally
controlled) air monitoring stations can also be used to assist in data interpretation
at sites with multiple air emission sources or with intermittent/irregular releases.
For some situations, the consistent appearance of certain air emission constituents
can be used to "fingerprint" the source. Therefore, the air monitoring results can
be classified based on these "fingerprint" patterns. These results can then be
summarized as two separate data sets to assess background versus source
contributions to ambient concentrations.
The use of collocated (continuous and wind-directionally controlled) air
monitoring stations is a preferred approach to data interpretation for complex
terrain, variable wind, multiple source and intermittent release sites. An alternative
data interpretation approach involves reviewing the hourly meteorological data for
each air sampling period. Based on this review, the results from each sampling
period (generally a 24-hour period) for each station are classified in terms of
downwind frequency. The downwind frequency is defined as the number of hours
winds were blowing from the source towards the air monitoring station divided by
the total number of hours in the sampling period. These data can then be processed
(by plotting scattergrams) to determine the relationship of downwind frequency to
measured concentrations.
Data interpretation should also take into account the potential for deposition,
degradation and transformation of the monitoring constituents. These mechanisms
can affect ambient concentrations as well as air sample chemistry (during storage).
Therefore, standard technical references on chemical properties, as well as the
monitoring guidance previously cited, should be consulted to determine the
importance of degradation and transformation for the monitoring constituents of
concern.
12.8 Field Methods
This section describes field methods which can be used during initial or
subsequent monitoring phases. Methods are classified according to source type and
area. Guidance on meteorological monitoring methods is also provided in this
section.
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12.8.1 Meteorological Monitoring
Meteorological monitoring generally should employ a 10-meter tower
equipped with wind direction, wind speed, temperature and atmospheric stability
instrumentation. Wind direction and wind speed monitors should exhibit a starting
threshold of less than 0.5 meters per second (mis). Wind speed monitors should be
accurate above the starting threshold to within 0.25 m/sat speeds less than or equal
to 5 m/s. At higher speeds the error should not exceed 5 percent of the wind speed.
Wind direction monitor errors should not exceed 5 degrees. Errors in temperature
should not exceed 0.5°C during normal operating conditions.
The meteorological station should be installed at a location which is
representative of overall site terrain and wind conditions. Multiple meteorological
station locations may be required at coastal and complex terrain sites.
Additional guidance on equipment performance specifications, station
location, sensor exposure criteria, and field methods for meteorological monitoring
are provided in the following references:
U.S. EPA. February 1983. Quality Assurance Handbook for Air Pollution
Measurement Systems: Volume IV. Meteorological Measurement. EPA-600-4-
82-060. Office of Research and Development. Research Triangle Park, NC
27711.
U.S. EPA. November 1980. Ambient Monitoring Guidelines for Prevention of
Significant Deterioration (PSD). EPA-450/4-80-012. NTIS PB 81-153231. Office
of Air Quality Planning and Standards. Research Triangle Park, NC 27711.
U.S. EPA. July 1986. Guidelines on Air Quality Models (Revised). EP-450/2-78-
027R. NTIS PB 86-245248. Office of Air Quality Planning and Standards.
Research Triangle Park, NC 27711.
12.8.2 Air Monitoring
Selection of methods for monitoring air contaminants should consider a
number of factors, including the compounds to be detected, the purpose of the
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method (e. g., screening or quantification), the detection limits, and sampling rates
and duration required for the investigation.
Organic and inorganic constituents require different analytical methods.
Within these two groups, different methods may also be required depending on the
constituent and its physical/chemical properties. Another condition that affects the
choice of monitoring technique is whether the compound is primarily in the gaseous
phase or is found adsorbed to solid particles or aerosols.
Screening for the presence of air constituents involves techniques and
equipment that are rapid, portable, and can provide "real-time" monitoring data.
Air contamination screening will generally be used to confirm the presence of a
release, or to establish the extent of contamination during the screening phase of
the investigation. Quantification of individual components is not as important
during screening as during initial and additional air monitoring, however the
technique must have sufficient specificity to differentiate hazardous constituents of
concern from potential interferences, even when the latter are present in higher
concentrations. Detection limits for screening devices are often higher than for
quantitative methods.
Laboratory analytical techniques must provide positive identification of the
components, and accurate and precise measurement of concentrations. This
generally means that preconcentration and/or storage of air samples will be
required. Therefore, methods chosen for quantification usually involve a longer
analytical time-period, more sophisticated equipment, and more rigorous quality
assurance procedures.
The following list of references provides guidance on air monitoring
methodologies:
U.S. EPA. June 1983. Technical Assistance Document for Sampling and
Analysis of Toxic Organic Compounds in Ambient Air. EPA-600/4-83-027. NTIS
PB 83-239020. Office of Research and Development. Research Triangle Park,
NC 27711.
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U. S. EPA. April 1984. Compendium of Methods for the Determination of Toxic
Organic Compounds in Ambient Air. EPA-600/4-84-041. Office of Research
and Development. Research Triangle Park, NC 27711.
NIOSH. February 1984. NIOSH Manual of Analytical Methods. NTIS PB 85-
179018. National Institute for Occupational Safety and Health. Cincinnati, OH.
U.S. EPA. September 1983. Characterization of Hazardous Waste Sites - A
Methods Manual: Volume II. Available Sampling Methods. EPA-600/4-83-040.
NTIS PB 84-126929. Office of Solid Waste. Washington, D.C. 20460.
U.S. EPA. September 1983. Characterization of Hazardous Waste Sites - A
Methods Manual: Volume III, Available Laboratory Analytical Methods. EPA-
600/4-83-040. NTIS PB 84-126929. Office of Solid Waste. Washington, D.C.
20460.
U.S. EPA. 1986. Test Methods for Evaluating Solid Waste. 3rd Edition. EPA
SW-846. GPO No 955-001-00000-1. Office of Solid Waste. Washington, D.C.
20460.
ASTM. 1982. Toxic Materials in the Atmosphere. ASTM, STP 786.
Philadelphia, PA.
ASTM. 1980. Sampling and Analysis of Toxic Organics in the Atmosphere.
ASTM, STP721. Philadelphia, PA.
ASTM. 1974. Instrumentation for Monitoring Air Quality. ASTM, STP 555.
Philadelphia, PA.
APHA. 1977. Methods of Air Sampling and Analysis. American Public Health
Association. Cincinnati, OH.
ACGIH. 1983. Air Sampling Instruments for Evaluation of Atmospheric
Contaminants. American Conference of Governmental Industrial Hygienists.
Washington, D.C.
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U.S. EPA. December 1988 Draft. Procedures for Conducting Air Pathway
Analyses for Superfund Applications. Office of Air Quality Planning and
Standards. Research Triangle Park, NC 27711.
12.8.2.1 Screening Methods
Screening techniques for vapor-phase constituents fall into two main
categories. (1) organic and non-organic compound-specific indicators, and (2)
general organic detectors. Table 12-11 presents a summary of commercially
available screening methods for these compounds.
Indicator tubes and other calorimetric methods-indicator tubes, also known
as gas detector or Draeger tubes, are small glass tubes filled with a reagent-coated
material which changes color when exposed to a particular chemical. Air is pulled
through the tube with a low-volume pump. Tubes are available for 40 organic
gases, and for 8 hour or 15 minute exposure periods. Indicator tubes were designed
for use in occupational settings, where high levels of relatively pure gases are likely
to occur. Therefore, they have only limited usefulness for ambient air sampling,
where part-per-billion levels are often of concern. However, because they are
covenient to use and available for a wide range of compounds, detector tubes may
be useful in some screening/sampling situations.
Other calorimetric methods, such as continuous flow and tape monitor
techniques, were developed to provide real-time monitoring capability with
indicator methods. The disadvantages of these systems are similar to those of
indicator tubes.
Instrument detection screening methods-More commonly used for volatile
organic surveys, portable instrument detection methods include flame ionization
detectors (FID), photoionization detectors (PID), electron capture detectors (ECD),
and infrared detectors (ID). Also in use are detectors that respond to specific
chemical classes such as sulfur- and nitrogen-containing organics. These
instruments are used to indicate levels of total organic vapors and for identification
of "hot zones" downwind of the release source(s). They can be used as real-time
non-specific monitors or, by adding a gas chromatography, can provide
concentration estimates and tentative identification of pollutants.
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TABLE 12-11
TYPICAL COMMERCIALLY AVAILABLE SCREENING TECHNIQUES FOR ORGANICS IN AIR (FROM RIGGIN, 1983)
Technique
Gas Detection Tubes
Continuous Flow
Calorimeter
Calorimetric Tape Monitor
Infrared Analysis
FID (Total Hydrocarbon
Analyzer)
GC/FID (portable)
PID and GC/PID (portable)
GC/ECD (portable)
GC/FPD (portable)
Chemiluminescent
Nitrogen Detector
Manufacturers
Draeger
Matheson
Kitagawa
CEA Instruments,
Inc.
KHDA Scientific
Foxboro/Wilkes
Beckman
HSA, Inc.
AID, Inc.
Foxboro/Century
AID, Inc.
HNU, Inc.
AID, Inc.
Photovac, Inc.
AID, Inc.
AID, Inc.
Antek, Inc.
Compounds Detected
Various organics and
inorganics
Acrylonitrile,
formaldehyde,
phosgene, and various
organics
Toluene, diisocyanate,
dinitro toluene,
phosgene, and various
inorganics
Most organics
Most organics
Same as above except
that polar compounds
may not elute from the
column.
Most organic
compounds can be
detected with the
exception of methane
Halogenated and nitro-
substituted compounds
Sulfur or phosphorus-
containing compounds
Nitrogen-containing
compounds
Approximate
Detection Limit
0.1 to 1 ppmv
0.05 to 0.5 ppmv
0.05-0.5 ppmv
1-10 ppmv
0.5 ppmv
0.5 ppmv
0.1 to 100 ppbv
0.1 to 100 ppbv
10-100 ppbv
0.1 ppmv (as N)
Comments
Sensitivity and selectivity highly dependent on
component of interest.
Sensitivity and selectivity similar to detector
tubes.
Same as above.
Some inorganic gases (H2O, CO) will be detected
and therefore are potential interferences.
Responds uniformly to most organic compounds
on a carbon basis.
Qualitative as well as quantitative information
obtained.
Selectivity can be adjusted by selection of lamp
energy. Aromatics most readily detected.
Response varies widely from compound to
compound.
Both inorganic and organic sulfur or phosphorus
compounds will be detected.
Inorganic nitrogen compounds will interfere.
-------
Of the available detectors, those that are the most applicable to an RFI are the
FID and PID. Table 12-12 summarizes four instruments (two FID and two PID
versions) which are adequate for the purposes of the screening phase.
Flame lonization Detectors-The Century OVA 100 series and AID Model 550
utilize a FID to determine the presence of vapor phase organics. The detector
responds to the total of all organics present in the air at any given moment. Flame
ionization detectors will respond to most organics, but are most sensitive to
hydrocarbons (i.e., those chemicals which contain only carbon and hydrogen
molecules such as benzene and propane). FIDs are somewhat less sensitive to
compounds containing chlorine, nitrogen, oxygen, and sulfur molecules. The
response is calibrated against a reference gas, usually methane. FID response is
often termed "total hydrocarbons"; however, this is misleading because particulate
hydrocarbons are not detected. FID detection without gas chromatography is not
useful for quantification of individual compounds, but provides a useful tool for
general assessment purposes. Detection limits using a FID detector alone are about
1 ppm. Addition of a gas chromatography (GC) lowers the detection limit to ppb
levels, but increases the analysis time significantly.
Photoionization Detectors-Portable photoionization detectors such as the
HNU Model PI-101 and the Photovac 10A10 operate by applying UV ionizing
radiation to the contaminant molecules. Some selectivity over the types of organic
compounds detected can be obtained by varying energy of the ionizing beam. In
the screening mode this feature can be used to distinguish between aliphatic and
aromatic hydrocarbons and to exclude background gases from the instrument's
response. The HNU and Photovac can be used either in the survey mode (PID only),
or with GC. Sensitivity with PID alone is about 1 ppm, but can go down to as low as
0.1 ppb when a GC is used.
PI and Fl detectors used in the GC mode can be used for semiquantitative
analysis of compounds in ambient air. However, in areas where numerous
contaminants are present, identification of peaks in a complex matrix may be
tentative at best.
12-91
-------
TABLE 12-12
SUMMARY OF SELECTED ONSITE ORGANIC SCREENING METHODOLOGIES
Instrument
or detector
Measurable
parameters
Low range
of detection
Comments
Century Series 100 or
AID Model 550 (survey
mode)
Volatile organic
species
Low ppm Uses Flame lonization
Detector (FID)
HNU Model PI-101
Volatile organic
species
Low ppm Photo-ionization (Pi)
detector-provides
especially good
sensitivity to low
molecular weight
aromatic compounds
(i.e., benzene, toluene)
Century Systems Volatile organic
OVA-128 (GC mode) species
Low ppm Uses GC column for
possible specific
compound
identification
Photo Vac 10A10
Volatile organic
species
Low ppm Uses PI detector.
Especially sensitive to
aromatic species. May
be used for compound
identification if
interferences are not
present
12-92
-------
Another method which can be used as a survey technique is mobile mass
spectrometry. Ambient air is drawn through a probe directly into the instrument,
which is usually mounted in a van. Particularly in the MS/MS configuration this is a
powerful technique which can provide positive identification and semiquantitative
measurement of an extremely wide range of organic and inorganic gaseous
contaminants.
12.8.2.2 Quantitative Methods
Laboratory analysis of hazardous constituents in air includes the following
standard steps:
• Preconcentration of organics (as necessary to achieve detection limit
goals);
• Transfer to a gas chromatography or HPLC (High Pressure Liquid
Chromatography); and
• Quantification and/or identification with a detector.
Broad-spectrum methods applicable to most common air contaminants are
discussed below.
12.8.2.2.1 Monitoring Organic Compounds in Air
Due to the large number of organic compounds that maybe present in air, and
their wide range in chemical and physical properties, no single monitoring
technique is applicable to all organic air contaminants. Numerous techniques have
been developed, and continue to be developed, to monitor for specific compound
classes, individual chemicals, or to address a wide range of hazardous contaminants.
This last approach may be the most efficient approach to monitoring at units where
a wide range of chemicals are likely to be present. Therefore, methods that apply to
a broad range of compounds are recommended. In cases, where specific compounds
of concern are not adequately measured by broad-spectrum methods, compound-
specific techniques are described or referenced.
12-93
-------
12.8.2.2.1.1 Vapor-Phase Organics
The majority of hazardous constituents of concern can be classified as gaseous
or (vapor-phase) organics. These constituents include most petroleum-related
hydrocarbons, organic solvents, and many pesticides, and other semivolatile organic
compounds. Methods to monitor these compounds generally include on-site
analysis (making use of onsite concentration techniques, where necessary), or
require storage in a tightly sealed non-reactive container.
Techniques for volatile and semivolatile organics measurement include:
• Adsorption of the sample on a solid sorbent with subsequent resorption
(thermal or chemical), followed by gas chromatographic analysis using a
variety of detectors.
• Collection of whole air (grab) samples in an evacuated flask or in Tedlar
or Teflon bags, with direct injection of the sample into a GC using high
sensitivity and/or constituent-specific detectors. This analysis may or may
not be preceded by a preconcentration step.
• Cryogenic trapping of samples in the field with subsequent instrumental
analysis.
• Bubbling ambient air through a liquid-filled impinger, containing a
chemical that will absorb or react with specific compounds to form more
stable products for GC analysis.
• Direct introduction of the air into a MS/MS or other detector.
Tables 12-13 (A and B), 12-14, and 12-15 summarize sampling and analytical
techniques that are applicable to a wide range of vapor phase organics, have been
widely tested and validated in the literature, and make use of equipment that is
readily available. A discussion of general types of techniques is given below.
12-94
-------
TABLE 12-13A. SUMMARY OF CANDIDATE METHODOLOGIES FOR QUANTIFICATION OF VAPOR PHASE ORGANICS
Collection Technique
Analytical
Technique
Applicability
(See Table 12.15B)
Positive Aspects
Negative Aspects
Sorption onto Tenax-
GC or carbon molecular
sieve packed cartridges
using low-volume
pump
Thermal
Resorption into
GC or GC/MS
adequate QA/QC data
base
widely used on
investigations around
uncontrolled waste sites
wide range of
applicability
u/m3 detection limits
practical for field use
. possibility of contamination
• artifact formation problems
• rigorous cleanup needed
• no possibility of multiple analysis
. low breakthrough volumes for some
compounds
1. Sorption onto charcoal
packed cartridges using
low-volume pump
Resorption with
solvent-analysis
by GC or GC/MS
• large data base for
various compounds
• wide use in industrial
applications
. practical for field use
. problems with irreversible adsorption of
some compounds
• high (mg/m3) detection limits
• artifact formation problems
. high humidity reduces retention
efficiency
Sorption onto
polyurethane foam
(PDF) using low-volume
or high-volume pump
Solvent extraction
of PUF; analysis by
GUMS
wide range of
applicability
easy to preclean and
extract
very low blanks
excellent collection and
retention efficiencies
reusable up to 10 times
. possibility of contamination
• losses of more volatile compounds may
occur during storage
V. Sorption on passive
dosimeters using Tenax
or charcoal as
adsorbing medium
Analysis by
chemical or
thermal
resorption
following by GC
or GC/MS
lor
samplers are small,
portable, require no
pumps
makes use of analytical
procedures of known
precision and accuracy
for a broad range of
compounds
pg/m3detection limits
. problems associated with sampling using
sorbents
• uncertainty in volume of air sampled
makes concentration calculations difficult
• requires minimum external air flow rate
-------
TABLE 12-13A (Continued)
Collection Technique
Analytical
Technique
Applicability
(see Table 12-16B)
Positive Aspects
Negative Aspects
v. Cryogenic trapping of
analytes in the field
Resorption
GC
into
• applicable to a wide
range of compounds
• artifact formation
minimized
• low blanks
requires field use of liquid nitrogen or
oxygen
sample is totally used in one analysis- no
reanalysis possible
samplers easily clogged with water vapor
no large data base on precision or
recoveries
VI. Whole air sample taken
in glass or stainless steel
bottles
Cryogenic
trapping or direct
injection into GC
or GC/MS (onsite
or laboratory
analysis)
• useful for grab sampling
• large data base
• excellent long-term
storage
• wide applicability
• allows multiple analyses
• difficult to obtain integrated samples
• low sensitivity if preconcentration is not
used
NJ
vb
VII. Whole air sample taken
in TedlarKBag
Cryogenic
trapping or direct
injection into GC
or GC/MS (onsite
or laboratory)
• grab or integrated
sampling
• wide applicability
• allows multiple analyses
• long-term stability uncertain
• low sensitivity if preconcentration is not
used
• adequate cleaning of containers between
samples may be difficult
IX. Dinitrophenyl -
hydrazine Liquid
Impinger sampling
using a Low-Volume
Pump
HPLC/UV analysis
IV
• specific to aldehydes and
ketones
• good stability for
derivatized compounds
• low detection limits
• fragile equipment
• sensitivity limited by reagent impurities
• problems with solvent evaporation when
long-term sampling is performed
X. Direct introduction by
probe
Mobile MS/MS
I,II, III, IV
• immediate results
• field identification of air
contaminants
• allows "real-time"
monitoring
• widest applicability of
any analytical method
• high instrument cost
• requires highly trained operators
• grab samples only
• no large data base on precision or
accuracy
-------
TABLE 12-13B. LIST OF COMPOUND CLASSES REFERENCED IN TABLE 12-13A
Category
Types of Compound
Volatile, nonpolar organics (e.g., aromatic
hydrocarbons, chlorinated hydrocarbons) having boiling
points in the range of 80 to 200°C.
Highly volatile, nonpolar organics (e.g., vinyl chloride,
vinylidene chloride, benzene, toluene) having boiling
points in the range of -15 to + 120°C.
Semivolatile organic chemicals (e.g., organochlorine
pesticides and PCBs).
IV
Aldehydes and ketones.
12-97
-------
TABLE 12-14. SAMPLING AND ANALYSIS TECHNIQUES APPLICABLE TO
VAPOR PHASE ORGANICS
Compound
Name
Acetophenone
Acrolein
Acrylonitrile
Aniline
Arsenic and compounds
Benzene
Bis(2-ethylhexyl) phalate
Bromomethane
Whole
Air
X
X
X
X
X
X
iCadmium and compounds
Carbon disulfide
Carbon tetrachloride
Chlordane
Chloroaniline (p)
Chlorobenzene
Chloroform
Chloromethane (methyl chloride)
Chlorophenol
Chloroprene (Neoprene)
Chromium and compounds
Copper cyanide
X
X
X
NP
X
X
X
X
Tenax
Cartridge
TO-1
X
X
B
X
B
B
X
Carbon MS
Cartridge
TO-2
X
X
NP
NP
X
X
NP
NP
Cryogenic
Trapping
TO-3
X
X
X
X
X
X
X
NP
X
X
X
Hi-Vol
PUF
TO-4
X
NP
Liquid
Impinger
TO- 5
NIOSH
Method
Number
2002
7900
5020
2520
7048
1600
1003
1003
1003
1002
7024
7029
Comments/Others
Solid, use Std. Hi-Vol
Solid, use Std. Hi-Vol
No validated Method
Needs XAD-2 Backup
Solid, use Std. Hi-Vol
Solid, use Std. Hi-Vol.
-------
TABLE 12-14 (continued)
Compound
Name
Cresol (o)
Cresol (p)
Cyanide
Dichloro-2-butene (1 ,4)
Dichloro benzene (1,2)
Dichloro benzene (1,4)
Dichlorodifluoromethane
Dichloroethane (1,1) [ethylidine
chloride]
Dichlorophenoxyacetic acid (2,4)
Dichloropropane (1,2)
Dichioropropene (1,3)
Diethyl phthalate
Dinotrotoluene (2,4)
Dioxane (1,4)
Diphenylhydrazine (1,2)
Ethylene dibromide
Ethylene dichloride
Fluorides
Heptachlor
Hexachlorobutadiene
Whole
Air
X
X
X
X
X
X
X
X
X
X
X
X
X
Tenax
Cartridge
TO-1
X
X
X
NP
X
X
NP
X
B
B
Carbon MS
Cartridge
TO-2
NP
NP
Cryogenic
Trapping
TO-3
X
X
X
X
X
X
X
X
X
Hi-Vol
PUF
TO-4
NP
Liquid
Impinger
TO-5
NIOSH
Method
Number
2001
2001
7904
1003
1003
1003
5001
1013
1602
1008
1003
7902
Comments/Others
Syn: methyl phenol
Syn: methyl phenol
NIOSH 1012 should
work
Syn: 2,4-D
Method 1003 may be
used
No method identified
Yellow crystals, use Hi-
Vol
No method identified
Syn: 1 ,2-dibromoethane
Syn: 1 ,2-dichloroethane
Std. Hi-Vol for
particulate fraction
Waxy solid, use Std. Hi-
Vol
-------
TABLE 12-14. (continued)
Compound
Name
Hexachloroethane
Isobutanol
Lead and compounds
Mercury and compounds
Methacrylonitrile
Methyl ethyl ketone
Methyl methacrylate
Methylene chloride
Naphthalene
Nickel and compounds
Nitrobenzene
Nitrophenol
Parathion
Pentachlorobenzene
Pentachloroethane
Pentachlorophenol
Perchloroethylene
Phenol
Phorate
Pyridine
Resorcinol
Styrene
Whole
Air
X
X
X
X
X
X
X
X
X
X
X
X
X
X
x
Tenax
Cartridge
TO-1
NP
NP
X
NP
B
X
NP
NP
X
NP
X
X
NP
i ^ 1
Carbon MS
Cartridge
TO-2
NP
X
Cryogenic
Trapping
TO-3
X
X
X
X
X
X
X
X
X
X
X
X
X
1 ^ 1
Hi-Vol
PUF
TO-4
X
NP
Liquid
Impinger
TO-5
NIOSH
Method
Number
1003
1401
7802
7300
2500
1005
5515
7300
2005
5012
3502
1501
Comments/Others
Syn: perchloroethane
Syn: isobutyl alcohol
Mostly particulate, use
Hi-Vol
Mostly particulate, use
Hi-Vol
Syn: 2-butanone
Syn: dichloromethane
Method TO-4 needs
XAD-2
Mostly particulate, use
Hi-Vol
Syn.
Tetrachloroethylene
Syn Polystyrene
-------
TABLE 12-14. (continued)
Compound
Name
TCDD (2,3,7,8)
Toluene
Toxaphene
Trichlorobenzene
Trichloroethane ( 1, 1,1)
Trichloroethylene
Trichloropropane (1,2,3)
Vanadium pentoxide
Vinyl acetate
Vinyl chloride
Vinylidene chloride (1,1
dichloroethylene)
Xylene (m, o, p)
Zinc oxide
Whole
Air
X
X
X
X
X
X
X
X
X
X
Tenax
Cartridge
TO-1
X
NP
B
X
X
X
Carbon MS
Cartridge
TO-2
X
X
X
X
X
Cryogenic
Trapping
TO-3
X
NP
X
X
X
X
X
X
X
Hi-Vol
PUF
TO-4
X
NP
Liquid
Impinger
TO-5
NIOSH
Method
Number
1501
1003
1007
1501
7530 and
7502
Comments/Others
Syn: Chlorinated
camphene
Syn: Methyl Chloroform
Mostly particulate, use
Hi-Vol
Syn: 1,1-dichloroethene
Syn: dimethylbenzene
Solid, use Std. Hi-Vol
1. Blank spaces indicate that the method is inappropriate for that compound
2. B = small breakthrough volume for adsorbent
3. NP = not proven for this adsorbent, but may work
4. x = acceptable media for collection
-------
TABLE 12-15
COMPOUNDS MONITORED USING EMSL-RTP
TENAX SAMPLING PROTOCOLS
2-Chloropropane
1,1-Dichloroethene
Bromoethane
l-Chloropropane
Bromochloromethane
Chloroform
Tetrahydrofuran
1,2-Dichloroethane
1,1,1-Trichloroethane
Benzene
Carbon tetrachloride
Dibromomethane
1,2-Dichloropropane
Trichloroethene
1,1,2-Trichloroethane
2,3-Dichlorobutane
Bromotrichloromethane
Toluene
1,3-Dichloropropane
1,2-Dibromomethane
Tetrachloroethene
Chlorobenzene
1,2-Dibromopropane
Nitrobenzene
Acetophenone
Benzonitrite
Isopropylbenzene
p-lsopropyltoluene
1 -Bromo-3-chloropropane
Ethylbenzene
Bromoform
Ethenylbenzene
o-Xylene
1,1,2,2-Tetrachloroethane
Bromobenzene
Benzaldehyde
Pentachloroethane
4-Chlorostyrene
3-Chloro-1-propene
1,4-Dichlorobutane
1,2,3-Trichloropropane
1,1-Dichloroethane
2-Chlorobutane
2-Chloroethyl vinyl ether
1,1,1,2-Tetrachloroethane
p-Dioxane
Epichlorobutane
1,3-Dichlorobutane
p-Dichlorobenzene
cis-1,4-Dichloro-2-butene
n-Butyl benzene
3,4-Dichloro-1-butene
1,3,5-Trimethyl benzene
12-102
-------
Sorbent techniques-A very common technique used to sample vapor-phase
organics involves sorption onto a solid medium. Methods of this type usually
employ a low- or high-volume pump to pull air through a glass tube containing the
sorbent material. Organic compounds are trapped (removed from the air) by
chemical attraction to the surface of the adsorbent material. After a predetermined
volume of air has been pulled through the trap, the tube is capped and returned to
the laboratory for analysis. Adsorbed organics are then thermally or chemically
desorbed from the trap prior to GC or GC/MS analysis.
Thermal resorption is accomplished by rapidly heating the sorbent tube while
a stream of inert gas flushes desorbed organics directly onto the GC column.
Generally a secondary trap (either another sorbent or a cryogenically cooled loop) is
used to hold the organics until injection into the GC column, but this step precludes
multiple analyses of the sample.
Chemical resorption involves flushing the sorbent tube with an organic
solvent, and analysis of the desorbed organics by GC or GC/MS. Since only a portion
of the solvent is injected into the GC, sensitivity is lower than with thermal
adsorption. However, reanalysis of samples is possible. The most common
application of chemical resorption is for analysis of workplace air samples, where
relatively high concentrations of organics are expected.
The primary advantages of sorbent techniques are their ease of use and ability
to sample large volumes of air. Sorbent cartridges are commercially available for
many applications, and can easily be adapted to portable monitoring pumps or
personal samplers. A wide variety of sorbent materials are available, and sorbent
traps can be used singly or in series for maximum retention of airborne pollutants.
Sorbent methods are especially applicable to integrated or long-term sampling,
because large volumes of air can be passed through the sampling tube before
breakthrough occurs.
In choosing a sorbent method, the advantages and limitations of specific
methods should be considered along with general limitations of sorbents. Some
important considerations are discussed below.
12-103
-------
• Sorbents can be easily contaminated during manufacturing, shipping or
storage. Extensive preparation (cleaning) procedures are generally
needed to insure that the sorbent is free from interfering compounds
prior to sampling. Tenax, for example, is often contaminated with
benzene and toluene from the manufacturing process, requiring
extensive solvent extraction and thermal conditioning before it is used.
Once prepared, sampling cartridges must be protected from
contamination before and after sampling.
• No single adsorbent exists that will retain all vapor phase organics. The
efficiency of retention of a compound on a sorbent depends on the
chemical properties of both compound and sorbent. Generally, a sorbent
that works well for nonpolar organics such as benzene will perform
poorly with polar organics such as methanol, and vice versa. Highly
volatile compounds such as vinyl chloride will not be retained on weakly
adsorbing materials such as Tenax, while less volatile compounds will be
irreversibly retained on strong absorbents such as charcoal. The optimal
approach involves use of a sorbent that will retain a wide range of
compounds with good efficiency, supplemented by techniques
specifically directed towards "problem" compounds.
• Tenax-GC is a synthetic polymeric resin which is highly effective for
volatile nonpolar organics such as aliphatic and aromatic hydrocarbons,
and chlorinated organic solvents. Table 12-15 lists compounds that have
been successfully" monitored using a Tenax sorption protocol. Tenax has
the important advantage that it does not retain water. Large amounts of
water vapor condensing on a sorbent reduces collection efficiency and
interferes with GC and GC/MS analysis. Another advantage of this
material is the ease of thermal or chemical resorption.
The major limitation of Tenax is that certain highly volatile or polar
compounds are poorly retained (e.g., vinyl chloride, methanol).
Formation of artifacts (i.e., degradation products from the air
contaminant sample collected due to hydrolysis, oxidation, photolysis or
other processes) on Tenax has also been noted, especially the oxidation
12-104
-------
of amines to form nitrosamines, yielding false positive results for the
latter compounds.
Carbon sorbents include activated carbon, carbon molecular sieves, and
carbonaceous polymeric resins. The major advantage of these materials
is their strong affinity for volatile organics, making them useful for
highly volatile compounds such as vinyl chloride. The strength of their
sorptive properties is also the major disadvantage of carbon sorbents
because some organic compounds may become irreversibly adsorbed on
the carbon. Thermal resorption of compounds with boiling points above
approximately 80°C is not feasible due to the high temperature (400°c)
required. Carbon absorbents will retain some water, and therefore may
not be useful in high humidity conditions.
In addition to the Tenax and carbon tube sampling methods shown
above, passive sorption devices for ambient monitoring can be used.
These passive samplers consist of a portion of Tenax or carbon held
within a stainless steel mesh holder. Organics diffuse into the sampler
and are retained on the sorbent material. The sampling device is
designed to fit within a specially constructed oven for thermal
resorption. Results from these passive samplers were reported to
compare favorably with pump-based sorbent techniques. Because of the
difficulty of determining the volume of air sampled via passive sampling,
these devices would appear to be mainly applicable for screening
purposes.
• Polyurethane foam (PDF) has been used extensively and effectively for
collection of semivolatile organics from ambient air. Semivolatiles
include PCBs and pesticides. Such compounds are often of concern even
at very low concentrations. A significant advantage of PUF is its ability
to perform at high flow rates, typically in excess of 500 liters per minute
(l/m). This minimizes sampling times.
PUF has been shown to be effective for collection of a wide range of
semivolatile compounds. Tables 12-16 and 12-17 list compounds that
have been successfully quantified in ambient air with PUF. Compounds
12-105
-------
TABLE 12-16.
SUMMARY LISTING OF ORGANIC COMPOUNDS SUGGESTED FOR COLLECTION WITH A LOW
VOLUME POLYURETHANE FOAM SAMPLER AND SUBSEQUENT ANALYSIS WITH
AN ELECTRON CAPTURE DETECTOR (GC/ECD)a
Polychlorinated Biphenyls (PCBs)
Aroclor 1221c
Aroclor 1232d
Aroclor 1242a
Aroclor 1016c
Aroclor 1248d
Aroclor 1254a
Aroclor 1260a
Chlorinated Pesticides
ct-chlordanea
Y-chlordanea
Chlordane (technical)a
M i rexa
a -BHCa
6-BHCd
-BHC (Lindane)a
-BHCd
p,p'-DDDd
p,p1-DDEa
p, p'-DDTa
Endosulfan la
Heptachlord
Aldrina
Polychlorinated Napthalenes (PCNs)
Halowax 1001c
Halowax 1013c
Chlorinated Benzene
1,2,3-Trichlorobenzene a
1,2,4-Trichlorobenzene d
1,3,5-Trichlorobenzene d
1,2,3,4-Tetrachlorobenzene a
1,2,3,5-Tetrachlorobenzene d
1,2,4,5-Tetrachlorobenzene d
Pentachlorobenzene a
Hexachlorobenzene a
Pentachloronitrobenzene a
Chlorinated Phenols
2,3-Dichlorophenolb
2,4-Dichlorophenolb
2,5-Dichlorophenolb
2,6-Dichlorophenolb
3,4-Dichlorophenolb
3,5-Dichlorophenolb
2,3,4-Trichlorophenol d
2,3,5-Trichlorophenol d
2,3,6-Trichlorophenol d
2,4,5-Trichlorophenol a
2,4,6-Trichlorophenol d
3,4,5-Trichlorophenol d
2,3,4,5-Tetrachlorophenold
2,3,4,6-Tetrachlorophenold
2,3,5,6-Tetrachlorophenold
Pentachlorophenol a
Method validation data for all components, unless otherwise noted, are available in the literature. This includes collection efficiency
data and/or retention efficiency data, method recovery data, and in some cases, storage stability data on selected isomers from this
compound class.
Method validation data not presently available in the literature for either a low or high volume sampling procedure. Dichlorophenols,
however, are amenable to the same analytical protocols suggested for the higher molecular weight clorophenol isomers (trichloro,
tetrachloro, and pentachloro). Users are cautioned that sample collection efficiencies may not be as high for dichlorophenols as for the
higher molecular weight chlorophenols. Collection/retention efficiency data should be generated for each specific program.
Validation data employing low volume sampling conditions not presently available in literature. Component has, however, been
evaluated using high volume PDF sampler.
Actual validation data for isomer(s) employing low volume PDF sampler not available in literature. Behavior under low volume sample
conditions should be similar to other structural isomers listed. Component is amenable to analytical scheme employing GC/ECD.
-------
TABLE 12-17.
SUMMARY LISTING OF ADDITIONAL ORGANIC COMPOUNDS SUGGESTED FOR COLLECTION WITH A
LOW VOLUME POLYURETHANE FOAM SAMPLER
Polvnuclear Aromatic Hydrocarbons*
Herbicide Esters
Urea Pesticides
Napthalene
Biphenyl
Fluorene
Dibenzothiophene
Phenanthrene
Anthracene
Carbazole
2-Methylanthracene
l-Methylphenanthrene
Fluoranthene
Pyrene
Benzo(a)fluorene
Benzo(b)fluorene
Benzo(a)anthracene
Chrysene/triphenylene
Benzo(b)fluoranthene
Benzo(e)pyrene
Benzo(a)pyrene
Perylene
o-Phenylenepyrene
Dibenzo(ac)/(ah)anthracene
Benzo(g,h,i)perylene
Coronene
2,4-D Esters, isopropylc
2,4-D Esters, butylc
2,4-D Esters, isobutylc
2,4-D Esters, isooctylc
Organophosphorous Pesticides
Mevinphos"
Dichlorvosc
Ronnelc
Chlorpyriposc
Diazinonc
Methyl parathionc
Ethyl parathionc
Carbamate Pesticides
Propoxurc
Carbofuranc
Bendiocarbc
Mexacarbatec
CarbaryP
Monuronc
Diuronc
Linuronc
Terbuthiuronc
Fluometuronc
Chlorotoluronc
Triazine Pesticides
Simazinec
Atrazinec
Propazinec
Pyrethrin Pesticides
Pyrethrin lc
Pyrethrin IT
Allethrinc
d-trans-Allethrin c
Dicrotophosc
Resmethrinc
Fenvaleratec
"These components have been reported in the literature using polyurethane foam samplers. Users are cautioned that this listing is
provided solely as a working reference. Method validation studies including collection efficiencies, retention efficiencies, etc.,
employing the sampling procedures cited in this document have not been conducted. Procedures other than those noted in this
document may be more applicable in routine use.
"Validation data employing low volume sampling conditions not presently available in literature. Component, however, has been
evaluated using high volume PUF sampler.
sample evaluation data for these compound classes using a low volume PUF sampler contained in the literature.
-------
that have shown poor retention or storage behavior with PDF include
hexachlorocyclohexane, dimethyl and diethylphthalates, mono- and
dichlorophenols, and trichloro- and tetrachlorobenzenes. These
compounds have higher vapor pressures, and may be collected more
effectively with Tenax or with resin sorbents such as XAD-2.
PDF is easy to handle, pre-treat, and extract. Blanks with very low
contaminant concentrations can be obtained, as long as precautions are
taken against contamination after pretreatment. Samples have been
shown to remain stable on PDF during holding times of up to 30 days.
PDF concentration methods have shown excellent collection efficiency
and recovery of sorbed compounds from the material.
Most PDF methods specify the use of a filter ahead of the PDF cartridge,
to retain particulate. The filter prevents plugging of the PDF which
would reduce air flow through the sorbent. Some methods recommend
extracting the filter separately to obtain a value for particulate organics.
However, because most semivolatile compounds have sufficient vapor
pressure to volatilize from the filter during the collection period,
particulate measurements may not be representative of true particulate
concentrations. Therefore, results from the PDF analyses may
overestimate gaseous concentrations of semi-volatile compounds due to
volatilization of semi-volatiles originally collected on the sampler inlet
filter and subsequently collected by the PDF cartridge.
• Cryogenic methods for capturing and collecting volatile organics involve
pulling air through a stainless steel or nickle U-tube immersed in liquid
oxygen or liquid argon. After sampling, the tube is sealed, stored in a
coolant, and returned to the laboratory for analysis. The trap is
connected to a GC, rapidly heated, and flushed into a GC or GC/MS for
analysis.
The major advantage of cryogenic concentration is that all vapor phase
organics, except the most volatile, are concentrated. This is a distinct advantage
over sorbent concentration, which is especially selective for particular chemical
12-108
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classes. Contamination problems are minimal with cryogenic methods because a
collection media is not required.
Several disadvantages limit the current usefulness of cryogenic methods,
including:
• Samplers rapidly become plugged with ice in high humidity conditions.
This limits the volume of air that can be sampled.
• The entire sample is analyzed at once, enhancing sensitivity but making
multiple analyses of a sample impossible.
• The necessity of handling and transporting cryogenic liquids makes this
method cumbersome for many sampling applications.
• There is a possibility of chemical reactions between compounds in the
cryogenic trap.
Whole air sampling-Air may be collected without preconcentration for later
use in direct GC analysis or for other treatment. Samples may be collected in glass or
stainless steel containers, or in inert flexible containers such as Tedler bags. Rigid
containers are generally used for collection of grab samples, while flexible
containers or rigid containers may be used to obtain integrated samples. Using a
flexible container to collect whole air samples requires the use of a sampling pump
with flow rate controls. Sampling with rigid containers is performed either by
evacuating the container and allowing ambient air to enter, or by having both inlet
and outlet valves remain open while pumping air through the container until
equilibrium is achieved.
Whole air sampling is generally simple and efficient. Multiple analyses are
possible on samples, allowing for good quality control. This method also has the
ability to be used for widely differing analyses on a single sample. The method has
been widely used, and a substantial data base has been developed.
Problems may occur using this method due to decomposition of compounds
during storage and loss of some organics by adsorption to the container walls.
12-109
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Sample stability is generally much greater in stainless steel containers than in glass
or plastic. Whole-air sampling is limited to relatively small volumes of air (generally
up to 20 liters due to the impracticality of handling larger sample collection
containers), and has higher detection limits than some sorbent techniques.
Impinger collection -- Impinger collection involves passing the air stream
through an organic solvent. Organics in the air are dissolved in the solvent, which
can then be analyzed by GC/MS. Large volumes of air sampled cause the collection
solvent to evaporate. In addition, collection efficiency is dependent on flow rate of
the gas, and on the gas-liquid partition coefficients of the individual compounds.
However, there are certain specialized applications of impinger sampling that have
been found to be preferable to alternate collection techniques (e.g., sampling for
aldehydes and ketones).
Certain compounds of interest are highly unstable or reactive, and will
decompose during collection or storage. To concentrate and analyze these
compounds, they must be chemically altered (derivatized) to more stable forms.
Another common reason for derivatization is to improve the chromatographic
behavior of certain classes of compounds (e.g., phenols). Addition of the
derivatization reagent to impinger solvent is a convenient way to accomplish the
necessary reaction.
A widely used method for analysis of aldehydes and ketones is a DNPH
(dinitrophenylhydrazine) impinger technique. Easily oxidized aldehydes and
ketones react with DNPH to form more stable hydrazone derivatives, which are
analyzed by high performance liquid chromatography (HPLC) with a UV detector.
This method is applicable to formaldehyde as well as less volatile aldehydes and
ketones.
Direct analysis - A method not requiring preconcentration or separation of air
components is highly desirable, because it avoids component degradation or loss
during storage. Air is drawn through an inert tube or probe directly into the
instrument detector. Several portable instruments exist that can provide direct air
analysis, including infrared spectrophotometers, mobile MS instruments, and
portable FID detectors. Some of these instruments have been discussed in the
section on screening methods.
12-110
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Mobile mass spectrometry has been used to compare upwind and downwind
concentrations of organic pollutants at hazardous waste management facilities.
The advantage of the multiple mass spectrometer configuration (MS/MS or triple
MS) over a single MS system is that multiple systems can identify compounds in
complex mixtures without pre-separation by gas chromatography. Major
limitations of MS/MS methods are low sensitivity and high instrument cost.
In summary, of the methods described in this subsection, the majority of
vapor-phase organics can be monitored by use of the following sampling methods:
• Concentration on Tenax or carbon absorbents, followed by chemical or
thermal resorption onto GC or GC/MS.
• Sorption on polyurethane foam (PDF) cartridges, followed by solvent
extraction.
• Cryogenic trapping in the field.
• Whole-air sampling.
12.8.2 .2.1.2 Particulate Organics
Certain hazardous organic compounds of concern in ambient air are primarily
associated with airborne particles, rather than in the vapor phase. Such compounds
include dioxins, organochlorine pesticides, and polyaromatic hydrocarbons.
Therefore, to measure these compounds accurately, it is necessary to monitor
particulate emissions from units of concern.
Measurement of particulate organics is complicated because even relatively
nonvolatile organics exhibit some vapor pressure, and will volatilize to a certain
extent during sampling. The partitioning of a compound between solid and
gaseous phases is highly dependent on the sampling conditions (e.g., sampling flow
rate, temperature). Particulate sampling methods generally include a gas phase
collection device after the particulate collector to trap those organics that become
desorbed during sampling.
12-111
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The most common methods used for collection of particles from ambient air
are:
• Filtration
Cellulose Fiber
Glass or Quartz Fiber
Teflon Coated Glass Fiber
Membranes
• Centrifugal Collection (e.g., cyclones)
• Impaction
• Electrostatic Precipitation
The standard sampling method for particulate is filtration. Teflon-coated
glass membranes generally give the best retention without problems with
separating the particulates sampled from the filter. Problems, however, may be
caused by resorption of organics from the filter, by chemical transformation of
organics collected on the filter, and with chemical transformation of organics due
to reaction with atmospheric gases such as oxides of nitrogen and ozone. These
problems are magnified by the large volumes of air that must be sampled to obtain
sufficient particulate material to meet analytical requirements. For example, to
obtain 50 milligrams of particulate from a typical air sample, 1000 cubic meters of
air must be sampled, involving about 20 hours of sampling time with a high-volume
sampling pump.
Despite the drawbacks mentioned above, filtration is currently the simplest
and most thoroughly tested method of collecting particulates for organic analysis.
Other methods, such as electrostatic precipitation, make use of electrical charge or
mechanical acceleration of the particles. The effect of these procedures on
compound stability is poorly understood.
12-112
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12.8.2.2.2 Monitoring Inorganic Compounds in Ambient Air
12.8.2 .2.2.1 Particulate Metals
Metals in ambient air can occur as particulate or can be adsorbed on other
particulate material. Metals associated with particulate releases are effectively
collected by use of filter media allowing for the collection of adequate samples for
analysis of a number of particulate contaminants.
Collection on filter media-Sampling methods for particulate metals are
generally based on capture of the particulate on filter media. For the most part,
glass fiber filters are used; however, organic and membrane filters such as cellulose
ester and Teflon can also be used. These membrane filters demonstrate greater
uniformity of pore size and, in many cases, lower contamination levels of trace
metals than are found in glass fiber filters. Analytical procedures described in the
following reference can be utilized to analyze particulate samples.
U.S. EPA. 1986. Test Methods for Evaluating Solid Waste. 3rd Edition. EPA
SW-846. GPO No. 955-001-00000-1. Office of Solid Waste. Washington, D.C.
20460.
Hi-Vol collection devices-The basic ambient air sampler is the high volume
sampler which can collect a 2000 cubic meter sample over a 24-hour period and
capture particulates on an 8 x 10 inch filter (glass fiber) as described in 40 CFR Part
50. It has a nominal cut point of 100um for the maximum diameter particle size
captured. A recent modification involves the addition of a cyclone ahead of the
filter to separate respirable and non-respirable particulate matter. Health criteria
for particulate air contaminants are based on respirable particulate matter.
Personnel samplers-Another particulate sampling method involves the use of
personnel samplers according to NIOSH methods (NIOSH, 1984). The NIOSH
methods are intended to measure worker exposure to particulate metals for
comparison to OSHA standards. A 500-liter air volume is sampled at approximately
2 liters per minute. This method is most efficient when less than 2 mg total
particulate weight are captured. Capture of more than 2 mg may lead to sample
12-113
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losses during handling of the sample. The preferred filter medium is cellulose ester
(47 mm diameter) which will dissolve during the standard acid digestion.
The NIOSH method, however, is not recommended for the RFI for several
reasons. The NIOSH analytical methods (and good QA/QC practices) require several
aliquots of the sample to be prepared for best analytical results. The 47 mm filter is
too small for aliquoting; therefore, use of the NIOSH method would require the
simultaneous operation of several sampling systems. More importantly, the 500
liter sample volume generally does not provide sufficient particulate matter for the
analytical methods to detect trace ambient levels of metals. The method is best
suited for industrial hygiene applications.
Dichotomous Samplers - Dichotomous samplers (virtual impactors) have been
developed for particle sizing with various limit outpoints for use in EPA ambient
monitoring programs. These samplers collect two particulate fractions on separate
37 mm diameter filters from a total air volume of about 20 cubic meters. The
standard sampling period is 24 hours. Teflon filters are generally recommended by
sampler manufacturers because they exhibit negligible particle penetration and
result in a low pressure drop during the sampling period. However, glass fiber and
cellulose filters are also acceptable.
The need for multiple extractions would require multiple sampling trains. If
the two filters are combined to form one aliquot and extracted together, they will
provide sufficient sensitivity for some but not all analytical procedures and defeat
the purpose of fractioning the sample. The use of the dichotomous sampler is,
therefore, limited.
12.8.2 .2.2.2 Vapor Phase Metals
Most metallic elements and compounds have very low volatilizes at ambient
temperatures. Those that are relatively volatile, however, require a different
sampling method than used for collection of particulate forms, although analytical
techniques may be similar. For the purpose of ambient monitoring, vapor-phase
metals are defined as all elements or compounds that are not effectively captured
by standard filter sampling procedures. Available methods for the measurement of
vapor phase metals are presented in Tables 12-18 and 12-19. These available
12-114
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TABLE 12-18. SAMPLING AND ANALYSIS METHODS FOR VOLATILE MERCURY
Method/Reference
Species measured
Procedures summary
Advantages
Disadvantages
"NIOSH P&CAM 6000
Participate, organic and
elemental mercury
Sampling train consists of
membrane filter to capture
particulate Hg, followed by
Carbosieve B to trap organic Hg,
and then silver coated Chromosorb
P (CP) to collect elemental Hg.
Each section is analyzed separately
by thermal resorption into a
flameless AA. Filters are acid
digested, reduced to Hg and
amalgamated on Ag CP prior to the
AA analysis step.
Standard method
Permits
measurement of all
three types of
mercury
Method selective to
mercury
Requires use of complex
resorption unit
CI2interferes with sampling
Separation of organic and
metallic mercury is uncertain
at 0.001 Hg/total Hg
Requires preparation of
special sorbents
NIOSH SCP-S342
Organic mercury
Filter to separate particulate;
adsorb organic Hg on Carbosieve
B; thermally desorb into flameless
AA unit
ISJ
Standard method
Option to P&CAM
175 if organic
mercury is only
concern
Range is 20-80
|jg/m3 with a 3 liter
sample volume
Requires complex thermal
resorption unit
PA Method 101
Particulate and
vaporous mercury
Collection in acidified 0.1 N HCI
impinger solution; analysis by NAA
or optionally by cold vapor AA
Standard method
Detection limit of 1
ug/m3
Fairly stable reagent
Same reagent has
been used for
volatile Pb (Ref. 572)
NAA expensive and not
routinely available
Ice interferes with cold vapor
AA method at low
concentrations of Hg
Instability of collected Hg
compounds in solution has
been reported
Canadian EPS
Standard Method
Particulate and
vaporous mercury
Collection in impinger solution of
10% H2S04/2% KMn04; analysis by
cold vapor AA
Standard method
Collection efficiency
>90%
KMn04and AA
compatible
AA costs
= $30/sample
Reagent gives low
blank levels
KMn04 reagent must be
prepared within 12 hours of
use
Short sample holding time
Reagent can be easily
expended in oxidizing and
organic matrices
-------
TABLE 12-18. (continued)
Method/Reference
environment Canada
3M Badge
MSA Method
Hopcalite Method
Species measured
Vaporous mercury or
particulate mercury
Elemental Hg vapor
Elemental and organic
mercury
Elemental and organic
mercury
Procedures summary
Vaporous mercury is collected by
amalgamation on silver.
Particulate is collected on
microquartz filters. Both are
analyzed by thermal resorption
and/or pyrolysis with re-
amalgamation; then thermal
resorption for determination by
UV absorption at 253.7
Passive device-diffusion of Hg
through membrane,
amalgamation on gold, analysis of
badges performed by 3M
Adsorb mercury on iodine
impregnated charcoal; place in
tantalum boat and volatilize
Adsorb on hopcalite; dissolve
sorbent and mercury in HNO3 +
HCI; analyze by cold vapor AA
Advantages
Standard method
for ambient air
Used in range of 4-
22 mg/m3
Claimed to be
"inexpensive"
Very simple and
mercury specific
method
Requires no analysis
to be performed by
users
Gives 8-hour time
weighted average
and concentrations
of up to 20 |jg/nf
Simple equipment
requirements
Range of 50-200
|jg/m3tested
Simple equipment
requirement
Evaluated in range
of 50-200 |jg/nf
Disadvantages
Complex
desorption/amalgamation
unit
CI2 interferes with sampling
efficiency
High H2S and SO2also
interfere
Temperature variations affect
diffusion rates and must be
corrected for
Large coefficient of variation
Quality of results are very
much operator dependent
Only works well at 200 |jg/nf
Does not provide for analysis
of particulate mercury
Insufficient performance data
in available literature
-------
TABLE 12-18 (continued)
Method/Reference
Species measured
Procedures summary
Advantages
Disadvantages
*Silver
amalgamation and
APHA
Vaporous elemental
mercury
Amalgamation on silver wool or
silver gauge; thermal resorption
with analysis by flameless AA or UV
absorption
Substantial
information on the
method;
interferences
provided in the
references
Ag wool-24 hour
sample can be used
with 15 ng-10 pg/nf
levels
Ag gauge £ 2 hour
sample can give
concentrations of 5
ng-100 |jg/nf
Collection efficiency for
organic mercury is in question
Oxidants could interfere with
sampling procedure unless
removed before reaching
silver
Impinger/Dithizone
Organic, particulate and
vaporous mercury
Collect in impinger solution of 0.1
NiCI and 0.5 m HCI; analyze by the
dithizone calorimetric method
Efficient capture of
all three types of
volatile mercury
Dithizone method suffers
from high blanks,
interference from SO2and
interference from several
other metals
Mercury compounds collected
in HCI are unstable
Jerome instrument
Corp., Model 411,
old Film Hg Vapor
Analyzer
Elemental mercury
Onsite monitor-amalgamation of
Hg on gold, measure concentration
by change in gold foil resistance
- Selective for
mercury
Direct reading
eliminates sample
transport and
analysis
Concentration
range from |jg/nf
to mg/m3
Monitor costs $3500-$4000
May suffer interference from
oxidants as noted for 3M
badges
Recommended methods
-------
TABLE 12-19. SAMPLING AND ANALYSIS OF VAPOR STATE TRACE METALS (EXCEPT MERCURY)
Element
Antimony
Arsenic
"lead
Reference(s)
NIOSH S243
NIOSH P&CAM
6001
NIOSH S229
NIOSH 7900
NIOSH S383 and
S384
Species
measured
Stibine (SbH3)
Arsine (AsH3)
Arsine (AsH3)
As2O3and
others
Tetraethyl lead
and tetramethyl
lead
Alkyl lead
compounds
Procedures summary
Adsorb on mercuric chloride
impregnated silica gel; extract with
concentration HCI; oxidize Sb(111)
to Sb(V) with eerie sulfate;
calorimetric analysis by Rhodamine
Adsorb on charcoal; desorb with
HNO3; analyze by furnace AA
Same as P&CAM 265 except that
HNO3resorption is performed with
10 ml rather than 1 ml
Absorb in dilute NaOH solution;
analytical procedure not specified
but it may be suitable to use arsine
generation or furnace AA
Adsorb on XAD-2; desorb with
pentane; analysis by GC
Collect in HCI/NiCI impinger
solution; analyze by dithizone
calorimetric method when 8-hour
sampling period or by AA for 24
hour sample
Advantages
Standard method
Standard method
Standard method
Working range 0.09-
0.1 mg/m3
Only method
proposed for AS2O3
in available
literature
Relatively simple
Standard method
Permits separation
of the various alkyl
lead compounds
Range 0.045-0.20
ng/nf(as Pb)
Can alter GC
conditions to
remove
interferences with
analysis
- Near 100%
collection efficiency
Dithizone detection
limit - 10 |jg/nf
AA detection limit -
0.2-10 |jg/nf
Disadvantages
Range only 0.1-1.0 ng/m3
using a 20-liter sample
Analytical interferences
by Pb(lll), Tl(l), and Sb(ll)
Possible breakthrough at
high concentrations
Possible breakthrough at
high concentrations
Earlier version of P&CAM
265
No supporting data
available
Compound identification
only by GC retention
times; must verify
Very little information in
literature
Dithizone method may
have same problems
noted elsewhere for
other elements
00
-------
TABLE 21-19. (continued)
Element
Nickel
Selenium
Reference(s)
N 10SH P&CM
344
Ref. 120, 142
Species
measured
Alkyl lead
compounds
Nickel
tetracarbonyl
(Ni(CO)4)
Nickel
tetracarbonyl
(Ni(CO)4)
Se02, H2Se03
Procedures summary
Adsorb on activated carbon; digest
with HN03+ HCI04; analyze by
dithizone method
Adsorb on charcoal; desorb with
dilute HN03; analyze by furnace AA
Absorb in 3% HCI impinger solution;
analyze by calorimetric method in
which color development in
chloroform phase is measured
Collect in impinger with aqueous
solution of Na2SO3, Na2S, or NaOH,
analyze by NAA, AA, GC,
colorimetry, fluorimetry, ring oven
techniques, or catalytic methods
Advantages
Good collection
efficiency
Low detection limits
possible
Standard method
AA specific for .
Nickel
Range 2-60 |jg/nf
Detection limit -
0.001 ppm
Only method
suggested in
literature for
volatile Se
Disadvantages
No data available
Dithizone method may
have interferences as
noted above
Sorbent capacity limits
upper concentration
Not a standard method
Interference may occur
from other Nickel
compounds, Cu, Pb, Cr,
Se and V
No data to support this
method
-------
methods are generally developed for industrial hygiene applications by NIOSH.
The methods for measuring vapor-phase metals presented in Tables 12-18 and
12-19 have undergone limited testing for precision and accuracy and have had
matrix interferences documented. Therefore, they should be used in lieu of any
methods which have no supporting data.
Several methods are suitable for quantification of vapor-phase mercury. If
elemental mercury is to be measured, the silver amalgamation technique with
thermal resorption and flameless AA (atomic absorption) analysis is recommended.
This technique is presented in American Public Health Association (APHA) Method
317, which can achieve nanogram per cubic meter detection limits. If organic and/or
particulate mercury are also to be determined, NIOSH methods (NIOSH, 1984) are
recommended. These methods can measure all three airborne mercury species, but
require a complex two stage thermal resorption apparatus.
12.8.2.2.2.3 Monitoring Acids and Other Compounds in Air
Monitoring for acids and other inorganic/non-metal compounds (e.g.,
hydrogen sulfide) in the ambient air will generally require application of industrial
hygiene technologies. Applicable methods have been compiled in the following
references:
NIOSH. February 1984. NIOSH Manual of Analytical Methods. NTIS PB 85-
179108. National Institute for Occupational Safety and Health. Cincinnati, OH.
ASTM. 1981. Toxic Materials in the Atmosphere. ASTM, STP 786.
Philadelphia, PA.
APHA. 1977. Methods of Air Sampling and Analysis. American Public Health
Association.
ACGIH. 1983. Air Sampling Instruments for Evaluation of Atmospheric
Contamination. American Conference of Governmental industrial Hygienists.
Cincinnati, OH.
12-120
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12.8.3 Stack/Vent Emission Sampling
EPA methods for source-sampling and analysis are documented in the
following reference:
Code of Federal Regulations. 40 CFR Part 60, Appendix A: Reference
Methods. Office of the Federal Register, Washington, D.C.
Additional guidance is available in the following references:
U.S. EPA. 1978. Stack Sampling Technical Information, A Collection of
Monographs and Papers. Volumes l-lll. EPA-450/2-78-042 a, b, c. NTIS PB 80-
161672, 80-1616680, 80-161698. Office of Air Quality Planning and Standards
Research Triangle Park, NC 27711.
U.S. EPA. February 1985. Modified Method 5 Train and Source Assessment
Sampling System Operators Manual. EPA-600/8-85-003. NTIS PB 85-169878.
Office of Research and Development. Research Triangle Park, NC 27711.
U.S. EPA March 1984. Protocol for the Collection and Analysis of Volatile
POHC's Using VOST. EPA-600/8 -84-007. NTIS PB 84-177799. Office of Research
and Development. Research Triangle Park, NC 27711.
U.S. EPA. February 1984. Sampling and Analysis Methods for Hazardous
Waste Combustion. EPA-600/8 -84-002. NTIS PB 84-155845. Washington, D.C.
20460.
U.S. EPA. November 1985. Practical Guide - Trial Burns for Hazardous Waste
Incinerators. NTIS PB 86-190246. Office of Research and Development.
Cincinnati, OH 45268.
U.S. EPA. 1981. Source Sampling and Analysis of Gaseous Pollutants. EPA-
APTI Course Manual 468. Air Pollution Control Institute. Research Triangle
Park, NC 27711.
12-121
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U.S. EPA. 1979. Source Sampling for Particulate Pollutants. EPA-APTI Course
Manual 450. NTIS PB 80-188840, 80-174360, 80-182439. Air Pollution Control
Institute. Research Triangle Park, NC 27711.
U.S. EPA. 1986. Test Methods for Evaluating Solid Waste. 3rd Edition.
EPA/SW-846. GPO No. 955-001-00000-1. Office of Solid Waste. Washington,
D.C. 20460.
12.8.3.1 Vapor-Phase and Particulate Associated Organics
Generally, point source vapor-phase samples are obtained from the process
vents and effluent streams either by a grab sample technique or by an integrated
sampling train. Careful planning is necessary to insure that sampling and analytical
techniques provide accurate quantitative and qualitative data for measurement of
vapor-phase organics. Considerations such as need for real-time (continuous) versus
instantaneous or short-term data, compatibility with other compounds/parameters
to be measured, and the need for onsite versus offsite analysis may all be important
in the selection process.
Monitoring for complex organic compounds generally requires detailed
methods and procedures for the collection, recovery, identification, and
quantification of these compounds. The selection of appropriate sampling and
analytical methods depends on a number of important considerations, including
source type and the compounds/parameters of interest. Table 12-20 lists several
sampling methods for various applications and compound classess (applicable to
combustion sources). The first three methods listed are fixed-volume, grab-
sampling methods. Grab sampling is generally the simplest technique to obtain
organ emission samples.
Sample collection by the bag and canister sampling methods can be used to
collect time-integrated samples. These methods also allow for a choice of sample
volumes due to a range of available bag sized (6, 12, and 20 liter capacities are
typical). Bags of various materials are available, including relatively inert and
noncontaminating materials such as Teflon, Tedlar, and Mylar. All sample collection
bag types may have some sample loss due to adsorption of the contaminants
collected to container walls. The bag sample is collected by inserting the bag into
12-122
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TABLE 12-20. SAMPLING METHODS FOR TOXIC AND HAZARDOUS ORGANIC MATERIALS FROM POINT SOURCES
Sampling
Method
Syringe
Flow-through
bottle
Evacuated
canister
Tedlar bag
EPA Method 3)
EPA method 25
-vosr
Description
Instantaneous grab
Instantaneous grab
Integrated grab
Integrated grab
Two stage integrated grab train
consisting of cold trap followed
by evacuated S.S. tank.
Water-cooled sample gas,
including condensate, is passed
through dual in-series sorbent
traps. Tenax GC in first tube
followed by Tenax GC backed-up
by charcoal in second tube.
Applicable
Source Type
Non-combustion
(storage tanks
spray booths
paint bake
ovens, etc.)
Low moisture
content
combustion
emissions
(boilers,
incinerators,
etc.).
Non-combustion
and low
moisture
content
combustion
emissions as
above.
Combustion
emissions
(boilers,
hazardous
waste
incinerators,
etc.).
Applicable
Compound Type
Volatiles, Ci-
Cio
Volatiles, Ci-
Cio
Volatiles, Cl-
C10
Volatiles, Ci-
Cio
Volatiles and
semi-volatiles,
C1-C16
Volatiles and
semi volatiles,
Ci"Ci6, Ci"Cio
Applicable
Analytical
Method(s)
GC-FID'
GC-MSbor
GC-PIDC
Oxidation/
reduction
followed by
GC/FID.
GC-MS
GC-ECD
GC-PID
Sampling Method
Limitations
Sample size and therefore detectable
concentration are limited by container
size; >1 ppm.
Bag samples are subject to absorptive
losses of sample components.
Sample size is limited by tank volume.
C02and H20 can produce significant
interferences. System is
complex/cumbersome.
Sample size is limited to 20 liters per
pair of sorbent tubes. Sorbent tubes
are susceptible to contamination
from organics in ambient air during
installation and removal from train.
NJ
OJ
-------
TABLE 12-20 (continued)
Sampling
Method
Modified
Method 5
High Volume
Modified
Method 5
SASS Train
Description
Water-cooled sample gas, with
condensate is passed through
single sorbent trap. Sorbent type
dependent on compound(s) of
interest.8
Sample gas is passed through
condensers where moisture is
removed before passing through
two sorbent traps, primary
followed by back-up. Flow rates
of up to 5 cpm are achievable.
Sorbent type dependent on
compounds of interest.8
Sample gas passes through a cold
trap followed by an XAD-2
sorbent trap. Train is all stainless
steel construction.
Applicable
Source Type
Combustion
emission as for
VOST.
Combustion
emissions.
Combustion
emissions
(boilers,
hazardous
waste
incinerators).
Applicable
Compound Type
Semi - volatiles,
PCB's, other
halogenated
organics, C,-clb,
C1-1-C110
Semi-volatiles,
PCBS, other
halogenated
organics, C7-C16,
C1-C10
Semi-volatiles,
and other, non-
halogenated
organics, C7-C-16
Applicable
Analytical
Method(s)
GC-ECD,
GC-HECD,
GC-MS
GC-ECD,
GC-HECD,
GC-MS
GC-ECD,
GC-HECD,
GC-MS
Sampling Method
Limitations
Single trap system does not provide
check for breakthrough. Flow rate
limited to approximately 1 cpm.
High flow rate results in high
sampling train pressure drop
requiring large pump capacity.
System is complex, large and
cumbersome. Recovery of organics
from cold trap can be difficult. S.S.
construction makes train components
highly susceptible to corrosion from
acidic gases especially HCI.
NJ
I
ISJ
a GC-FID - gas chromatography with flame ionization detector.
b GC-MS - gas chromatography-mass spectrometry.
c GC-PID - gas chromatography-photoionization detector.
d VOST . volatile organic sampling train.
Sorbents include Florisil, XAD-2 resin, and Tenax-GC among the most commonly used.
Source: Hazardous Waste Management, Vol. 35, No. 1, January 1985
-------
an airtight, rigid container (lung) and evacuating the container. The sample is
drawn into the bag because reduced pressure in the container provides adequate
suction to fill the bag. This procedure is presented in detail in 40 CFR Part 60,
Appendix A (Method 3).
Evacuated canisters are conventionally constructed of high grade polished
stainless steel. There are many versions available ranging from units with torque
limiting needle valves, purge free assemblies, internal electropolished surfaces and
versions utilizing stainless steel beakers with custom designed tops and fittings.
Also, different container materials may react differently with the sample.
Therefore, sample storage time or sample recovery studies to determine or verify
inertness of the sampling canister should be considered.
Canisters are generally used to collect samples by slowly opening the sample
valve, allowing the vacuum to draw in the sample gas. In less than a minute, the
container should equilibrate with the ambient atmospheric pressure. At that time,
the sample valve is closed to retain the sample. To collect composite samples over
longer intervals, small calibrated orifices can be inserted before the inlet valve to
extend the time required for equilibration of pressure once the sample valve is
opened.
The sample collection procedure for EPA Method 5 (U.S. EPA, 1981) is similar in
principle to that for the evacuated canister. The train consists of a polished stainless
steel canister with a cold condensate trap in series and prior to the canister to collect
a higher boiling point organic fraction. This two fraction apparatus provides for
separate collection of two concentration ranges of volatile organic compounds
based on boiling point.
The following four sampling methods utilize sample concentration techniques
using one or more sorbent traps. The advantages of these methods is an enhanced
limit of detection for many toxic and hazardous organic compounds. These
techniques are preferred due to their lower detection limit. The Modified Method 5
(MM5) sampling train (U.S. EPA, 1981) is used to sample gaseous effluents for vapor-
phase organic compounds that exhibit vapor pressures of less than 2 mm Hg (at
20°C). This system is a modification of the conventional EPA Method 5 particulate
sampling train. The modified system consists of a probe, a high efficiency glass or
12-125
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quartz fiber filter, a sorbent module, impingers, and related control hardware. The
sample gas is passed through a single sorbent trap, containing XAD-2. The MM5
train is limited due to the single sorbent trap design that does not provide a backup
for breakthrough. This is especially important when large volumes of sample are
collected.
To minimize the potential for breakthrough, the MM5 train can be modified
to provide a backup trap. However, this dual trap modification increases the
pressure drop across the train, reducing the range of flow rates possible for sample
collection. To overcome this pressure drop and maintain the desired flow rate, the
high-volume MM5 train utilizesa much larger capacity pump.
The Source Assessment Sampling System (SASS) train is another comprehensive
sampling train, consisting of a probe that connects to three cyclones and a filter in a
heated oven module, a gas treatment section, and a series of impingers to provide
large collection capacities for particulate matter, semivolatiles, and other lower
volatility organics. The materials of construction are all stainless steel making the
system very heavy and cumbersome. The stainless steel construction is also very
susceptible to corrosion. This system can, however, be used to collect and
concentrate large sample volumes, providing for a much lower detection limit.
Because of the sorbents used (generally XAD-2), its use is limited to the same class of
lower volatility organics and metals as the MM5 train.
The Volatile Organic Sampling Train (VOST) has proven to be a reliable and
accurate method for collection of the broad range of organic compounds. By using
a dual sorbent and dual in-series trap design, the VOST train can supplement either
the MM5 or SASS methods allowing for collection of more volatile species.
However, VOST has several limitations, including a maximum sample flow rate of
1.0 liter/minute, and a total sample volume of 20 liters per trap pair. Therefore,
frequent changes of the trap pairs are required for test periods that exceed 20
minutes. The frequent change of traps makes the samples more susceptible to
contamination.
Any of the point source monitoring techniques described above can be
adapted for use with the isolation flux chamber techniques described previously.
For point sources where particulate emissions are of concern, the Modified Method
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5 or SASS train (originally designed to measure particle emissions from combustion
effluents) are also applicable and proven technologies.
Analytical methodologies for the techniques discussed above will vary with the
technique used. While certain techniques will offer advantages over others in the
measurement of specific contaminants, the investigator is advised to utilize
standard methodologies whenever possible in performing the RFI. For example, use
of the VOST and/or the MM5 train, and their associated analytical methodologies is
recommended for point source monitoring of the applicable compounds.
Descriptions for both of these methods are included in the 3rd Edition of "Test
Methods for Evaluating Solid Waste" (EPA SW-846), 1986 (GPO No. 955-001-00000-
1). Although these methods are designed for the evaluation of incinerator
efficiencies, they are essentially point-source monitoring methods which can be
adapted to most point sources.
12.8.3.2 Metals
Although the emission of metallic contaminants is primarily associated with
particulate emission from area sources caused by the transfer of material to and
from different locations, wind erosion, or general maintenance and traffic activities
at the unit, point source emission of particulate or vapor-phase metals can exist.
Metallic constituents may exist in the atmosphere as solid particulate matter, as
dissolved or suspended constituents of liquid droplets (mists), and as vapors.
Metals specified as hazardous constituents in 40 CFR Part 261, Appendix VIII
are generally noted as the element and compounds "not otherwise specified
(NOS)", as shown in Table 12-21, indicating that measurement of the total content
of that element in the sample is required.
Vapor phase metals--For the purpose of point-source monitoring, vapor-phase
metals will be defined as all elements or compounds thereof, that are not
quantitatively captured by standard filter sampling procedures. These include
volatile forms of metals such as elemental and alkyl mercury, arsine, antimony, alkyl
lead compounds, and nickel carybonyl.
12-127
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Table 12-21.
RCRA APPENDIX VIM HAZARDOUS METALS AND
METAL COMPOUNDS
Antimony and compounds NOSa
Arsenic and compounds NOS"
Barium and compounds NOS"
Beryllium and compounds NOS
Cadmium and compounds NOS
Chromium and compounds NOS
Lead and compounds NOS
Mercury and compounds NOSb
Nickel and compounds NOSb
Selenium and compounds NOSb
Silver and compounds NOSb
Thallium and compounds NOSb
"NOS = not otherwise specified.
'Additional specific compound(s) listed for this
element.
12-128
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The sampling of point sources for vapor phase metals has not been a common
or frequent activity for the investigation of air releases from solid waste
management units. If a point source of vapor-phase metals is identified, the
sampling approach should identify the best available monitoring techniques,
considering that many have been developed which are specific to single species
rather than multiple species of many different metal elements. The primary
references for identifying available techniques include National Institute of
Occupational Safety and Health (NIOSH, 1984) methods, EPA methods such as those
presented in SW-846 and in the Federal Register under the National Emissions
Standards for Hazardous Air Pollutants (NESHAPs), and American Public Health
Association (APHA, 1977) methods. The basic monitoring techniques include
collection on sorbents and in impinger solutions. The particular sorbent or impinger
solution utilized should be selected based on the specific metal species under
investigation.
Particulate Metals-Point-source releases to air could also require investigation
of particulate metals. Source sampling particulate procedures such as the Modified
Method 5 or SASS methods previously discussed are appropriate for this activity.
EPA Modified Method 5 is the recommended approach. Modification of this basic
technique involving the collection of particulate material on a filter with
subsequent analysis of the collected particulate materal on a filter for the metals of
concern, could include higher or lower flow rates and the use of alternate filter
media. Such modificaitons may be proposed when standard techniques prove to be
inadequate. Several important particulate metal sampling methods are available in
the NIOSH methods manuals (NIOSH, 1984); however, these methods were designed
for ambient or indoor applications and may require modification if used on point
sources.
12.9 Site Remediation
Although the RFI Guidance is not intended to provide detailed guidance on
site remediation, it should be recognized that certain data collection activities that
may be necessary for a Corrective Measures Study may be collected during the RFI.
EPA has developed a practical guide for assessing and remediating contaminated
sites that directs users toward technical support, potential data requirements and
12-129
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technologies that may be applicable to EPA programs such as RCRA and CERCLA.
The reference for this guide is provided below.
U.S. EPA. 1988. Practical Guide for Assessing! and Remediating Contaminated
Sites. Office of Solid Waste and Emergency Response. Washington, D.C.
20460.
The guide is designed to address releases to ground water as well as soil,
surface water and air. A short description of the guide is provided in Section 1.2
(Overall RCRA Corrective Action Process), under the discussion of Corrective
Measures Study.
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12.10 Checklist
RFI CHECKLIST-AIR
Site Name/Location
Type of Unit
1. Does waste characterization include the following information? (Y/N)
• Physical form of the waste
• Identification of waste components
• Concentrations of constituents of concern
• Chemical and physical properties of constituents
of concern
2. Does unit characterization include the following information? (Y/N)
• Type of unit
• Types and efficiencies-of control devices
• Operational schedules
• Operating logs
• Dimensions of the unit
• Quantities of waste managed
• Locations and spatial distribution/
variation of waste in the unit
• Past odor complaints from neighbors
• Existing air monitoring data
• Flow rates from vents
3. Does environmental setting characterization include
the following information? (Y/N)
• Definition of regional climate
• Definition of site-specific meteorological conditions
• Definition of soil conditions
12-131
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• Definition of site-specific terrain
• Identification of potential release receptors
4. Have the following data on the initial phase of the release
characterization been collected? (Y/N)
• Conceptual model of release developed
• Concentrations of released constituent at unit,
facility property boundary and, if appropriate,
at nearby offsite receptors (based on
screening assessment or available
modeling/monitoring data)
• Screening monitoring data (as warranted)
• Additional waste/unit data (as warranted)
5. Have the following data on the subsequent phase(s) of the
release characterization been collected? (Y/N)
• Identification of "reasonable worst case"
conditions
• Meteorological conditions during monitoring
• Release source conditions during monitoring
• Basis for selection of monitoring constituents
• Concentrations of released constituents at unit,
facility property boundary and, if appropriate,
at nearby offsite receptors (based on
monitoring or modeling and representative
of reasonable "worst case" conditions)
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12.11 References
ACGIH. 1983. Air Sampling Instruments for Evaluation of Atmospheric
Contamination. American Conference of Governmental Industrial Hygienists.
Washington, D.C.
APHA. 1977. Methods of Air Sampling and Analysis. American Public Health
Association. Cincinnati, OH.
ASTM. 1982. Toxic Materials in the Atmosphere ASTM, STP 786. Philadelphia, PA.
ASTM. 1981. Toxic Materials in the Atmosphere. ASTM, STP 786. Philadelphia, PA.
ASTM. 1980. Sampling and Analysis of Toxic Organics in the Atmosphere, ASTM,
STP721 Philadelphia, PA.
ASTM. 1974. Instrumentation for Monitoring Air Quality. ASTM. STP 555.
Philadelphia, PA.
National Climatic Data Center. Climates of the United States. Asheville, NC 28801.
National Climatic Data Center. Local Climatological Data - Annual Summaries with
Comparative Data, published annually. Asheville, NC 28801.
National Climatic Data Center. Weather Atlas of the United States. Asheville,
NC 28801.
National Institute for Occupational Safety and Health (NIOSH). 1985. NIOSH
Manual of Analytical Methods. NTIS PB 85-179018.
Turner, D.B. 1969. Workbook of Atmospheric Dispersion Estimates. Public Health
Service. Cincinnati, OH.
U.S. EPA. December 1988 Draft. Procedures for Conducting Air Pathway Analyses
for Superfund Applications. Office of Air Quality Planning and Standards.
Research Triangle Park, NC 27711.
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U.S. EPA. March 1988 Draft. A Workbook of Screening Techniques for Assessing
Impacts of Toxic Air Pollutants. Office of Air Quality Planning and Standards.
Research Triangle Park, NC 27711.
U.S. EPA. June 1987. On-Site Meteorological Program Guidance for Regulatory
Modeling Applications. EPA-450/4-87 -013. Office of Air Quality Planning and
Standards. Research Triangle Park, NC 27711.
U.S. EPA. December 1987. Hazardous Waste Treatment Storage and Disposal
Facilities (TSDF) Air Emission Models. EPA-450/3-87-026. Office of Air Quality
Planning and Standards. Research Triangle Park, NC 27711.
U.S. EPA. 1986. Evaluation of Control Technologiesfor Hazardous Air Pollutants:
Volume 1 - Technical Report. EPA/600/7 -86/009a. NTIS PB 86-167020. Volume
2- Appendices. EPA/600/7 - 86/009b. NTIS PB 86-167038. Office of Research and
Development. Research Triangle Park, NC 27711.
U.S. EPA. September 1986. Handbook - Control Technoloaiesfor Hazardous Air
Pollutants. EPA/625/6-86/014. Office of Research and Development. Research
Triangle Park, NC 27711.
U.S. EPA. February 1986. Measurement of Gaseous Emission Rates from Land
Surfaces Using an Emission Isolation Flux Chamber: User's Guide. 1986.
EPA/600/8-86/008. NTIS PB 86-223161. Environmental Monitoring Systems
Laboratory. Las Vegas, NV 89114.
U.S. EPA. 1986. Test Methods for Evaluating Solid Waste. 3rd Edition. EPA SW-846.
GPO No. 955-001-00000-1. Washington, D.C. 20460.
U.S. EPA, July 1986. Guideline on Air Quality Models (Revised) EPA-450/2 -78-027R.
NTIS PB 86-245248. Office of Air Quality Planning and Standards, Research
Triangle Park, NC 27711.
U.S. EPA. June 1986. Industrial Source Complex (ISC) Model User's Guide-Second
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Edition. EPA-450/4-86-005a and b. Office of Air Quality Planning and
Standards. Research Triangle Park, NC 27711.
U.S. EPA. November 1985. Practical Guide - Trial Burns for Hazardous Waste
Incinerators. NTIS PB 86-190246. Office of Air Quality Planning and Standards.
Research Triangle Park, NC 27711.
U.S. EPA. February 1985. Rapid Assessment of Exposure to Particulate Emissions
from Surface Contamination Sites. EPA/600/8-85/002. NTIS PB 85-192219.
Office of Health and Environmental Assessment. Washington, D.C. 20460.
U.S. EPA. February 1985 (Fourth Edition and subsequent supplements). Modified
Method 5 Train and Source Assessment Sampling System Operators Manual.
EPA/600/8-85/003. NTIS PB 85-169878. Office of Research and Development.
Research Triangle Park, NC 27711.
U.S. EPA. 1985. Compilation of Air Pollutant Emission Factors. EPA AP-42. NTIS PB
86-124906. Office of Air Quality Planning and Standards. Research Triangle
Park, NC 27711.
U.S. EPA. 1984. Evaluation and Selection of Models for Estimating Air Emissons
from Hazardous Waste Treatment, Storage, and Disposal Facilities. EPA-450/3-
84-020. NTIS PB 85-156115. Office of Air Quality Planning and Standards.
Research Triangle Park, NC 27711.
U.S. EPA. September 1984. Network Design and Site Exposure Criteria for Selected
Noncriteria Air Pollutants. EPA-450/4-84-022. Office of Air Quality Planning
and Standards. Research Triangle Park, NC 27711.
U.S. EPA. June 1984. Evaluation of Air Emissions from Hazardous Waste
Treatment, Storage and Disposal Facilities. EPA 600/2-85/057. NTIS PB 85-
203792. Office of Research and Development. Cincinnati, OH 45268.
U.S. EPA. April 1984. Compendium of Methods for the Determination of Toxic
Organic Compounds in Ambient Air. EPA-600/4-84-041. Office of Research
and Development. Research Triangle Park, NC 27711.
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U.S. EPA. March 1984. Protocol for the Collection and Analysis of Volatile POHCs
Using VOST. EPA-600/8-84-007. NTIS PB 84-170042. Office of Research and
Development. Research Triangle Park, NC 27711.
U.S. EPA. February 1984. Sampling and Analysis Methods for Hazardous Waste
Combustion. EPA-600/8 -84-002. NTIS PB 84-155845. Washington, D.C. 20460.
U.S. EPA. September 1983. Characterization of Hazardous Waste Sites - A Methods
Manual: Volume II. Available Sampling Methods. EPA-600/4-83-040. NTIS PB
83-014799. Office of Solid Waste. Washington, D.C. 20460.
U.S. EPA. July 1983. Guidance Manual for Hazardous Waste Incinerator Permits.
NTIS PB 84-100577. Office of Solid Waste. Washington, D.C. 20460.
U.S. EPA. June 1983. Technical Assistance Document for Sampling and Analysis of
Toxic Organic Compounds in Ambient Air. EPA-600/4-83-027. NTIS PB 83-
239020. Office of Research and Development. Research Triangle Park, NC
27711.
U.S. EPA. February 1983. Quality Assurance Handbook for Air Pollution
Measurement Systems: Volume IV, Meteorological Measurement. February
1983. EPA-600-4-82-060. Office of Research and Development. Research
Triangle Park, NC 27711.
U.S. EPA. November 1980. Ambient Monitoring Guidelines for Prevention of
Significant Deterioration (PSD). EPA-450/4-80-012. NTIS PB 81-153231. Office
of Air Quality Planning and Standards. Research Triangle Park, NC 27711.
U.S. EPA. 1978. Stack Sampling Technical Information. A Collection of Monographs
and Papers. Volumes Mil. EPA-450/2 -78-042 a,b,c. NTIS PB 80-161672, 80-
161680,80-161698.
U.S. EPA. October 1977. Guidelines for Air Quality Maintenance Planning and
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Analysis. Volume 10 (Revised): Procedures for Evaluating Air Quality Impact of
New Stationary Sources. EPA-450/4-77-001. NTIS PB 274087/661. Office of Air
Quality Planning and Standards. Research Triangle Park, NC 27711.
U.S. EPA. Code of Federal Regulations. 40 CFR Part 60: Appendix A: Reference
Methods. Office of Federal Register. Washington, D.C.
U.S. EPA. November 1981. Source Sampling and Analysis of Gaseous Pollutants.
EPA-APTI Course Manual 468. Air Pollution Control Institute. Research
Triangle Park, NC 27711.
U.S. EPA. 1979. Source Sampling for Particulate Pollutants. EPA-APTI Course
Manual 450. NTIS PB 80-182439, 80-174360. Air Pollution Control Institute.
Research Triangle Park, NC 27711.
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SECTION 13
SURFACE WATER
13.1 Overview
The objective of an investigation of a release to surface water is to
characterize the nature, extent, and rate of migration of the release to this medium.
This section provides the following:
• An example strategy for characterizing releases to the surface water
system (e.g., water column, bottom sediments, and biota), which includes
characterization of the source and the environmental setting of the
release, and conducting a monitoring program that will characterize the
release;
• A discussion of waste and unit source characteristics and operative
release mechanisms;
• A strategy for the design and conduct of monitoring programs
considering specific requirements of different wastes, release
characteristics, and receiving water bodies;
• Formats for data organization and presentation;
• Appropriate field and other methods that may be used in the
investigation; and
• A checklist of information that may be needed for release
characterization.
The exact type and amount of information required for sufficient release
characterization will be facility and site-specific and should be determined through
interactions between the regulatory agency and the facility owner or operator
during the RFI process. This guidance does not define the specific data needed in all
13-1
-------
instances; however, it identifies the information that is likely to be needed to
perform release characterizations and identifies methods for obtaining this
information. The RFI Checklist, presented at the end of this section, provides a tool
for planning and tracking information collection for release characterization. This
list is not a list of requirements for all releases to surface water. Some releases will
involve the collection of only a subset of the items listed, while others will involve
the collection of additional data.
Case Study Numbers 27, 28, 29, 30 and 31 in Volume IV (Case Study Examples)
illustrate various aspects of surface water investigations which are described below.
13.2 Approach for Characterizing Releases to Surface Water
13.2.1 General Approach
A conceptual model of the release should be formulated using all available
information on the waste, unit characteristics, environmental setting, and any
existing monitoring data. This model (not a computer or numerical simulation
model) should provide a working hypothesis of the release mechanism, transport
pathway/mechanism, and exposure route (if any). The model should be
testable/verifiable and flexible enough to be modified as new data become
available. For surface water investigations, this model should account for the
release mechanism (e.g., overtopping of an impoundment), the nature of the source
area (e.g., point or non-point), waste type and degradability, climatic factors (e.g.,
history of floods), hydrologic factors (e.g., stream flow conditions), and fate and
transport factors (e.g., ability for a contaminant to accumulate in stream bottom
sediments). The conceptual model should also address the potential for the transfer
of contaminants in surface water to other environmental media (e. g., soil
contamination as a result of flooding of a contaminated creek on the facility
property).
An example strategy for characterization of releases to surface waters is
summarized in Table 13-1. These steps outline a phased approach, beginning with
evaluation of existing data and proceeding to design and implementation of a
monitoring program, revised over time, as necessary, based on findings of the
previous phase. Each of these steps is discussed briefly below.
13-2
-------
TABLE 13-1
EXAMPLE STRATEGY FOR CHARACTERIZING RELEASES TO SURFACE WATER*
INITIAL PHASE
1. Collect and review existing information on:
Waste
Unit
Environmental setting
Contaminant releases, including inter-media transport
2. Identify any additional information necessary to fully characterize release:
Waste
Unit
Environmental setting
Contaminant releases, including inter-media transport
3. Develop monitoring procedures:
Formulate conceptual model of release
Determine monitoring program objectives
Select monitoring constituents and indicator parameters
Select monitoring locations
Determine monitoring frequency
Incorporate hydrologic monitoring as necessary
Determine role of biomonitoring and sediment monitoring
4. Conduct initial monitoring:
Collect samples under initial monitoring phase procedures and complete
field analyses
Analyze samples for selected parameters and constituents
5. Collect, evaluate, and report results:
Compare analytical and other monitoring procedure results to health
and environmental criteria and identify and respond to emergency
situations and identify priority situations that may warrant interim
corrective measures - Notify regulatory agency
Summarize and present data in appropriate format
Determine if monitoring program objectives were met
Determine if monitoring locations, constituents and frequency were
adequate to characterize release (nature, extent, and rate)
Report results to regulatory agency
13-3
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TABLE 13-1 (continued)
EXAMPLE STRATEGY FOR CHARACTERIZING RELEASES TO SURFACE WATER*
SUBSEQUENT PHASES (If necessary)
1. Identify additional information necessary to characterize release:
Identify additional information needs
Determine need to include or expand hydrologic, and sediment and bio-
monitoring
Evaluate potential role of inter-media transport
2. Expand initial monitoring as necessary:
Relocate, decrease, or increase number of monitoring locations
Add or delete constituents and parameters of concern
Increase or decrease monitoring frequency
Delete, expand, or include hydrologic, sediment or bio-monitoring
3. Conduct subsequent monitoring phases:
Collect samples under revised monitoring procedures and complete field
analyses
Analyze samples for selected parameters and constituents
4. Collectrevaluate and report results/identify additional information necessary
to characterize release:
Compare analytical and other monitoring procedure results to health
and environmental criteria and identify and respond to emergency
situations and identify priority situations that may warrant interim
corrective measures - Notify regulatory agency
Determine if monitoring program objectives were met
Determine if monitoring locations, constituents, and frequency were
adequate to characterize release (nature, extent, and rate)
Identify additional information needs
Determine need to include or expand hydrologic, sediment, or bio-
monitoring
Evaluate potential role of inter-media transport
Report results to regulatory agency
Surface water system is subject to inter-media transport. Monitoring program
should incorporate the necessary procedures to characterize the relationship,
if any, with ground water, sediment deposition, fugitive dust and other
potential release migration pathways.
13-4
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The first step in the general approach is the collection and review of available
information on the contaminant source and the environmental setting. Some
information on the contaminant source will be available from several reports and
other documents. The RCRA permit, compliance order, or RFA report will provide a
summary of information regarding actual or suspected releases from the various
units. The facility owner or operator should be familiar with this information as a
basis for further characterization of the release(s) in the RFI. In addition, a
thorough understanding of the environmental setting is essential to an adequate
determination of the nature and extent of releases to surface waters. Monitoring
data should also be reviewed focusing on the quality of the data. If the quality
is determined to be acceptable, then the data may be used in the design of
the monitoring program. Guidance on obtaining and evaluating the necessary
information on the contaminant source and the environmental setting is given in
Section 13.3.
During the initial investigation particular attention should be given to
sampling run-off from contaminated areas, leachate seeps and other similar sources
of surface water contamination, as these are the primary overland release pathways
for surface water. Releases to surface water via ground-water discharge should be
addressed as part of the ground-water investigation, which should be coordinated
with surface water investigations, for greater efficiency.
Based on the collection and review of existing information, the design of the
monitoring program is the next major step in the general approach. The
monitoring program should include clear objectives, monitoring constituents and
indicator parameters, monitoring locations, frequency of monitoring, and
provisions for hydrologic monitoring, in addition to conventional water quality and
hydrologic monitoring, sediment monitoring and biomonitoring may also have a
role in the surface water evaluation for a given RFI. Guidance on the design of the
monitoring program is given in Section 13.4.
Implementation of the monitoring program is the next major step in the
general strategy for characterizing releases to surface water. The program may be
implemented in a phased manner that allows for modifications to the program in
subsequent phases. For example, initial monitoring results may indicate that
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downstream monitoring locations have been placed either too close to or too far
from the contaminant source to accurately define the complete extent of
downstream contamination. In this case, the program should be modified to
relocate monitoring stations for subsequent monitoring phases. Similarly, initial
monitoring may indicate that biomonitoring of aquatic organisms is needed in the
next phase. Guidance on methods that can be used in the implementation of the
program is given in Section 13.6.
Finally, the results of the characterization of releases to surface waters must be
evaluated and presented in conformance with the requirements of the RFI. Section
13.5 provides guidance on data presentation. Table 13-2 summarizes techniques
and data-presentation methods for the key characterization tasks.
As monitoring data become available, both within and at the conclusion of
discrete investigation phases, they should be repot-ted to the regulatory agency as
directed. The regulatory agency will compare the monitoring data to applicable
health and environmental criteria to determine the need for (1) interim corrective
measures; and/or (2) a Corrective Measures Study. In addition, the regulatory
agency will evaluate the monitoring data with respect to adequacy and
completeness to determine the need for any additional monitoring efforts. The
health and environmental criteria and a general discussion of how the regulatory
agency will apply them are supplied in Section 8. A flow diagram illustrating RFI
decision points is provided in Section 3 (See Figure 3-2).
Notwithstanding the above process, the owner or operator has a continuing
responsibility to identify and respond to emergency situations and to define priority
situations that may warrant interim corrective measures. For these situations, the
owner or operator is directed to follow the RCRA Contingency Plan requirements
under 40 CFR Part 264, Subpart D and Part 265, Subpart D.
13-6
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TABLE 13-2
RELEASE CHARACTERIZATION TASKS FOR SURFACE WATER
Investigatory Tasks
Investigatory Techniques
Data Presentation
Formats/Outputs
1. Waste/Unit
Characterization
- Waste Composition and
Analysis
- Unit or Facility
Operations
- Release Mechanisms
- See Section 13.3.1
Review waste handling and
disposal practices and
schedules
Review environmental
control strategies
See Section 13.3.1, Review
operational information
- Data Tables
Schematic diagrams of flow
paths, narrative
Site-specific diagrams,
maps, narrative
2. Environmental Setting
Characterization
- Geographic Description
- Classification of Surface
Water and Receptors
- Define Hydrologic
Factors
- Review topographic, soil
and geologic setting
information
- See Section 13.3.3.1
- See Section 13.3.3.1
- Maps, Tables, Narrative
Maps, Cross Sections,
Narrative
- Tables, Graphs, Map
3. Release Characterization
- Delineate Areal Extent
of Contamination
Define Distribution
Between Sediment,
Biota and Water
Column
Determine Rate of
Migration
Describe Seasonal
Effects
- Sampling and Analysis
- Sampling and Analysis
- Flow Monitoring
Repetitive Monitoring
- Tables of Results, Contour
Maps, Maps of Sampling
Locations
- Graphs and Tables
- Graphs and Tables
- Graphs and Tables
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13.2.2 Inter-media Transport
Surface waters are subject to inter-media transport, both as a receptor of
contamination and as a migration pathway. For example, surface waters are
generally engaged in a continual dynamic relationship with ground water. Ground
water may discharge to a surface water body that may, in turn, recharge an aquifer.
Hence, contamination may be transported from ground water to surface water and
from surface water to ground water. Release of contaminants from a receiving
water body to soil can also occur through deposition of the contaminants in
floodplain sediments. These sediments may be exposed to wind erosion and
become distributed through fugitive dust. Sediments may be exposed to air during
periods of low flow of water in streams and lakes and when sediments are
deposited by overland flow during rainfall-runoff events. Contaminants may also
enter the air from surface water through volatilization.
13.3 Characterization of the Contaminant Source and Environmental Setting
The initial step in developing an effective monitoring program for a release to
surface waters is to investigate the unit(s) that is the subject of the RFI, the waste
within the unit(s), the constituents within the waste, the operative release
mechanisms and migration pathways to surface water bodies, and the surface water
receptors. From this information, a conceptual model of the release can be
developed for use in designing a monitoring program to characterize the release.
13.3.1 Waste Characterization
Knowledge of the general types of wastes involved is an important
consideration in the development of an effective monitoring program. The
chemical and physical properties of a waste and the waste constituents are major
factors in determining the likelihood that a substance will be released. These waste
properties may also be important initially in selecting monitoring constituents and
indicator parameters. Furthermore, once the wastes are released, these propeties
play a major role in controlling the constituent's migration through the
environment and its fate. Table 13-3 lists some of the significant properties in
evaluating environmental fate and transport in a surface water system. Without
data on the wastes, the investigator may have to implement a sampling program
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TABLE 13-3
IMPORTANT WASTE AND CONSTITUENT PROPERTIES
AFFECTING FATE AND TRANSPORT IN A SURFACE WATER ENVIRONMENT
Bulk waste properties affecting mobility3
• Physical state (solid, liquid, gas) of waste
• Chemical nature (e.g., aqueous vs non-aqueous) of waste
• Density (liquid)
• Viscosity (liquid)
• Interracial tension (with water and minerals) (liquid)
Properties to assess mobility of constituents
• Volubility
• Vapor pressure
• Henry's law constant (or vapor pressure and water volubility)
• Bioconcentration factor
• Soil adsorption coefficient
• Diffusion coefficient (in air and water)
• Acid dissociation constant
• Octanol-water partition coefficient
• Activity coefficient
• Mass transfer coefficients (and/or rate constants) for intermedia transfer
• Boiling point
• Melting point
Properties to assess persistence
• Rate of biodegradation (aerobic and anaerobic)
• Rate of hydrolysis
• Rate of oxidation or reduction
• Rate of photolysis
a These waste properties will be important when it is known or suspected that
the waste itself has migrated into the environment (e.g., due to a spill).
b These properties are important in assessing the mobility of constituents
present in low concentrations in the environment.
c For these properties, it is generally important to know (1) the effect: of key
parameters on the rate constants (e.g., temperature, concentration, pH) and
(2) the identity of the reaction products.
Sources of values for these and other parameters include Mabey, Smith, and Podall,
(1982), and Callahan, et al. (1979). Parameter estimation methods are described by
Lyman, Riehl, and Rosenblatt, (1982), and Neely and Blau (1985).
13-9
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involving many constituents to ensure that all potential constituents have been
addressed. General guidance on defining physical and chemical properties and
identifying possible monitoring constituents and indicator parameters is provided
in Sections 3 and 7.
Below are brief synopses of several of the key release, mobility, and fate
parameters summarized in Table 13-3. Figure 13-1 shows the qualitative
relationship between various environmental partitioning parameters. Neely and
Blau (1985) provide a description of environmental partitioning effects of
constituents and application of partition coefficients.
• Physical State:
Solid wastes would appear to be less susceptible to release and migration
than liquids. However, processes such as dissolution (i.e., as a result of
leaching or runoff), and physical transport of waste particulate can act
as significant release mechanisms.
• Water Volubility:
Volubility is an important factor affecting a constituent's release and
subsequent migration and fate in the surface water environment. Highly
soluble contaminants (e.g., methanol at 4.4 x 106 mg/L at 77°F) are easily
and quickly distributed within the hydrologic cycle. These contaminants
tend to have relatively low adsorption coefficients for soils and
sediments and relatively low bioconcentration factors in aquatic life. An
example of a less soluble constituent is tetrachloroethylene at 100 mg/L
at 77T.
• Henry's Law Constant:
Henry's Law Constant indicates the relative tendency of a constituent to
volatilize from aqueous solution to the atmosphere based on the
competition between its vapor pressure and water volubility.
Contaminants with low Henry's Law Constant values (e.g., methanol,
1.10 x 10"6atm-m3/mole at 77°F) will tend to favor the aqueous phase
13-10
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Co
Kow
BCF
Kow
Koc
Kow
BCF
^concentration factor
^ent adsorption coefficient
-------
and volatilize to the atmosphere more slowly than constituents with high
values (e.g., carbon tetrachloride, 2.3 x 10"2atm-m3/mole at 770 F). This
parameter is important in determining the potential for inter-media
transport to the air media.
• Octanol/Water Partition Coefficient (Kow):
The octanol/water partition coefficient (Kow) is defined as the ratio of an
organic constituent's concentration in the octanol phase (organic) to its
concentration in the aqueous phase in a two-phase octanol/water
system. Values of Kow carry no units. Kowcan be used to predict the
magnitude of an organic constituent's tendency to partition between
the aqueous and organic phases of a two phase system such as surface
water and aquatic organisms. The higher the value of Kow, the greater
the tendency of an organic constituent to adsorb to soil or waste
matrices containing appreciable organic carbon or to accumulate in
biota. Generally, constituents with Kowvalues greater than or equal to
2.3 are considered potentially bioaccumulative (Veith, et al., 1980).
• Soil-Water Partition Coefficient (Kd):
The mobility of contaminants in soil depends not only on properties
related to the physical structure of the soil, but also on the extent to
which the soil material will retain, or adsorb, the hazardous constituents.
The extent to which a constituent is adsorbed depends on chemical
properties of the constituent and of the soil. Therefore, the sorptive
capacity must be determined with reference to a particular constituent
and soil pair. The soil-water partition coefficient (Kd) is generally used to
quantify soil sorption. Kdis the ratio of the adsorbed contaminant
concentration to the dissolved concentration, at equilibrium.
• Bioconcentration Factor (BCF):
The bioconcentration factor is the ratio of the concentration of the
constituent in an organism or whole body (e.g., a fish) or specific tissue
(e.g., fat) to the concentration in water. Ranges of BCFs for various
constituents and organisms are reported in the literature (Callahan, et
al., 1979) and these values can be used to predict the potential for
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bioaccumulation, and therefore to determine whether sampling of the
biota may be necessary. Another source of BCFs for constituents is
contained in EPA's Ambient Water Quality Criteria (for priority
pollutants). BCFs can also be predicted by structure-activity relationships.
Constituents exhibiting a BCF greater than 1,0 are potentially
bioaccumulative. Generally, constituents exhibiting a BCF greater than
100 cause the greatest concern.
• The Organic Carbon Adsorption Coefficient (Koc):
The extent to which an organic constituent partitions between the solid
and solution phases of a saturated or unsaturated soil, or between runoff
water and sediment, is determined by the physical and chemical
properties of both the constituent and the soil (or sediment). The
tendency of a constituent to be adsorbed to soil is dependent on its
properties and on the organic carbon content of the soil or sediment. Koc
is the ratio of the amount of constituent adsorbed per unit weight of
organic carbon in the soil or sediment to the concentration of the
constituent in aqueous solution at equilibrium. Koccan be used to
determine the partitioning of a constituent between the water column
and the sediment. When constituents have a high Koc, they have a
tendency to partition to the soil or sediment. In such cases, sediment
sampling would be appropriate.
• Other Equilibrium Constants:
Equilibrium constants are important predictors of a compound's chemical
state in solution. In general, a constituent which is dissociated (ionized)
in solution will be more soluble and therefore more likely to be released
to the environment and more likely to migrate in a surface water body.
Many inorganic constituents, such as heavy metals and mineral acids, can
occur as different ionized species depending on pH. Organic acids, such
as the phenolic compounds, exhibit similar behavior. R should also be
noted that ionic metallic species present in the release may have a
tendency to bind to particulate matter, if present in a surface water
body, and settle out to the sediment over time and distance. Metallic
species also generally exhibit bioaccumulative properties. When metallic
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species are present in a release, both sediment and biota sampling would
be appropriate.
• Biodegradation:
Biodegradation results from the enzyme-catalyzed transformation of
organic constituents, primarily from microorganisms. The ultimate fate
of a constituent introduced into a surface water or other environmental
system (e.g., soil), could be a constituent or compound other than the
species originally released. Biodegradation potential should therefore
be considered in designing monitoring programs. Section 9.3 (Soils)
presents additional information on biodegradation.
t Photolysis:
Photodegradation or photolysis of constituents dissolved in aquatic
systems can also occur. Similar to biodegradation, photolysis may cause
the ultimate fate of a constituent introduced into a surface water or
other environmental system (e. g., soil) to be different from the
constituent originally released. Hence, photodegradation potential
should also be considered in designing sampling and analysis programs.
• Chemical Degradation (Hydrolysis and Oxidation/Reduction):
Similar to photodegradation and biodegradation, chemical degradation,
primarily through hydrolysis and oxidation/reduction (REDOX) reactions,
can also act to change constituent species once they are introduced to
the environment. Hydrolysis of organic compounds usually results in the
introduction of a hydroxyl group (-OH) into a chemical structure.
Hydrated metal ions, particularly those with a valence of 3 or more, tend
to form ions in aqueous solution, thereby enhancing species solubility.
Mabey and Mill (1978) provide a critical review of the hydrolysis of
organic compounds in water under environmental conditions. Stumm
and Morgan (1982) discuss the hydrolysis of metals in aqueous systems.
Oxidation may occur as a result of oxidants being formed during
photochemical processes in natural waters. Similarly, in some surface
water environments (primarily those with low oxygen levels) reduction
of constituents may take place.
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Degradation, whether biological, physical or chemical, is often reported m the
literature as a half-life, which is usually measured in days. It is usually expressed as
the time it takes for one half of a given quantity of a compound to be degraded.
Long half-lives (e.g., greater than a month or a year) are characteristic of persistent
constituents. It should be noted that actual half-life can vary significantly over
reported values based on site-specific conditions. For example, the absence of
certain microorganisms at a site, or the number of microorganisms, can influence
the rate of biodegradation, and therefore, half-life. Other conditions (e. g.,
temperature) may also affect degradation and change the half-life. As such, half-
life values should be used only as general indications of a chemical's persistence.
In addition to the above, reactions between constituents present in a release
may also occur. The owner or operator should be aware of potential
transformation processes, based on the constituents' physical, chemical and
biological properties, and account for such transformations in the design of
monitoring procedures and in the selection of analytical methods.
Table 13-4 provides an application of the concepts discussed above in assessing
the behavior of waste material with respect to release, migration, and fate. The
table gives general qualitative descriptors of the significance of some of the more
important properties and environmental processes for the major classes of organic
compounds likely to be encountered.
Table 13-4 can be used to illustrate several important relationships.
• Generally, water volubility varies inversely with sorption,
bioconcentration, and to a lesser extent, volatilization.
• Oxidation is a significant fate process for some classes of constituents
which can volatilize from the aqueous phase.
• Variations in properties and environmental processes occur within classes
as indicated by the pesticides, monocyclic aromatics, polycyclic aromatics,
and the nitrosamines and other nitrogen-containing compounds.
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TABLE 13-4
GENERAL SIGNIFICANCE OF PROPERTIES AND ENVIRONMENTAL PROCESSES FOR
CLASSES OF ORGANIC CHEMICALS UNDER ENVIRONMENTAL CONDITIONS
Chemical Class
Pesticides
Organochlorines
Organophosphates
Carbamates
Polychlorinated Biphenyls
Halogenated Aliphatics
Halogenated Ethers
Monocyclic Aromatics
Toluene
Phenol
Phthalate Esters
Polycyclic Aromatics
Naphthalene
Benzo(K)Fluoranthene
Nitrosamines and other Nitrogen -
Containing Compounds
Benzedine
Di-n-propylnitrosamine
Solubility
Low
Moderate
Moderate
Low
Moderate
High
Moderate
High
Low
Moderate
Low
Moderate-High
High
Sorption
High
Moderate
Moderate
High
Low
Low
Moderate
Low
High
High
High
High
Low
Bioconcentration
High
Low
Moderate
High
Low
Low
Low
Low
High
Low
Low
Low
Low
Volatilization
High
Low
Low
Moderate
High
Low
High
Low-Moderate
Low
Moderate
Low
Low
Low
Photolysis
Moderate
High
Moderate
Low
Low
Low
Low
Moderate
Low
High"
High"
High
High
Oxidation
Low
High
Moderate
Low
High*
High*
High*
Moderate
Low
Low
Low
High
Low
Hydrolyses
Low
Moderate-High
Moderate
Low
Low
High
Low
Low
Low
Low
Low
Low
Low
u>
Atmospheric oxidation (volatile organic chemicals).
Dissolved portion only.
Table entries are qualitative only and based on a typical chemical within the class. Variations are observed within each class.
-------
Characterizing the environmental processes and properties of inorganic waste
constituents takes a similar approach to that shown on Table 13-4 for organics.
However, characterizing the metals on a class-by-class basis is not advisable because
of the complex nature of each metal and the many species in which the metals
generally occur. The interaction of each metal species with the surface water
environment is generally a function of many parameters including pH, REDOX
potential, and ionic strength. See Stumm and Morgan (1982) for additional
discussions on this subject. Generally, however, when metal species are present in a
release, it is advisable to monitor the sediment and biota, in addition to the water
column. This is due to likely deposition of metals as particulate matter, and to
potential bioaccumulation.
13.3.2 Unit Characterization
The relationship between unit characteristics and migration pathways
provides the framework in this section for a general discussion of release
mechanisms from units of concern to surface waters.
13.3.2.1 Unit Characteristics
Information on design and operating characteristics of a unit can be helpful in
characterizing a release. Unsound unit design and operating practices can allow
waste to migrate from a unit and possibly mix with runoff. Examples include
surface impoundments with insufficient freeboard, allowing for periodic
overtopping; leaking tanks or containers; or land-based units above shallow, low-
permeability materials which, if not properly designed and operated, can fill with
water and spill over. In addition, precipitation failing on exposed wastes can
dissolve and thereby mobilize hazardous constituents. For example, at uncapped
active or inactive waste piles and landfills, precipitation and leachate are likely to
mix at the toe of the active face or the low point of the trench floor. Runoff may
then flow into surface water through drainage pathways.
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13.3.2.2 Frequency of Release
Releases to surface waters may be intermittent, continuous, or a past
occurrence. It is important to consider the anticipated frequency of a release to
establish an effective monitoring program.
Most direct releases to surface waters are intermittent. Intermittent discharges
may be periodic, but may occur more often in a non-periodic manner, for example,
in response to rainfall runoff. Other common factors affecting intermittent releases
include fluctuations in water levels and flow rates, seasonal conditions (e.g., snow
melt), factors affecting mass stability (e. g., waste pile mass migration), basin
configuration, quantity/quality of vegetation, engineering control practices,
integrity of the unit, and process activities.
Erosion of contaminated materials from a unit (e.g., a landfill) is generally
intermittent, and is generally associated with rainfall-runoff events. Similarly,
breaches in a dike are generally short-term occurrences when they are quickly
corrected following discovery. Leaks, while still predominantly intermittent in
nature, may occur over longer spans of time and are dependent on the rate of
release and the quantity of material available.
Direct placement of wastes within surface waters (e.g., due to movement of an
unstable waste pile) has the potential to continuously contribute waste constituents
until the wastes have been removed or the waste constituents exhausted. Direct
placement is usually easily documented by physical presence of wastes within the
surface water body.
The frequency of sample collection should be considered in the design of the
monitoring program. For example, intermittent releases not associated with
precipitation runoff may require more frequent or even continuous sample
collection to obtain representative data on the receiving water body. Continuous
monitoring is generally feasible only for the limited number of constituents and
indicator parameters for which reliable automatic sampling/recording equipment is
available. Intermittent releases that are associated with precipitation runoff may
require event sample collection. With event sampling, water level or flow-activated
automatic sampling/recording equipment can be used. For continuous releases, less
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frequent sample collection is generally adequate to obtain representative data on
the receiving water body.
Previous intermittent releases may be identified through the analysis of
bottom sediments, and whole body or tissue analyses of relatively sessile and long-
lived macroinvertebrates (e.g., clams), or other species, such as fish. These analyses
may identify constituents that may have adsorbed onto particulate and settled to
the sediment, as well as bioaccumulative contaminants. In addition, intermittent
releases may be detected through the use of in situ bioassays. Using these
procedures, the test specie(s) is held within the effluent or stream flow and
periodically checked for survival and condition.
13.3.2.3 Form of Release
Releases to surface waters may be generally categorized as point sources or
non-point sources. Point sources are those that enter the receiving water at a
definable location, such as piped discharges. Non-point source discharges are ail
other discharges, and generally cover large areas.
In general, most unit releases to surface waters are likely to be of a point
source nature. Most spills, leaks, seeps, overtopping episodes, and breaches occur
within an area which can be easily defined. Even erosion of contaminated soil and
subsequent deposition to surface water can usually be identified in terms of point
of introduction to the surface water body, through the use of information on
drainage patterns, for example. However, the potential for both point and non-
point sources should be recognized, as monitoring programs designed to
characterize these types of releases can be different. For example, the generally
larger and sometimes unknown areal extent of non-point source discharges may
require an increase in the number of monitoring locations from that routinely
required for point source discharges. The number of monitoring locations must be
carefully chosen to ensure representative monitoring results.
13.3.3 Characterization of the Environmental Setting
The environmental setting includes the surface water bodies and the physical
and biological environment. This section provides a general classification scheme
for surface waters and discusses collection of hydrologic data that may be important
in their characterization. Collection of specific geographical and climatological
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data are also discussed. Characterization of the biotic environment is treated in
Section 13.4.
Note that individual states have developed water quality standards for surface
waters pursuant to the Clean Water Act. These standards identify the designated
uses (e. g., drinking, recreation, etc.) of a surface water and a maximum
contaminant level to support the use. If applicable, the owner or operator should
report such standards.
13.3.3.1 Characterization of Surface Waters
Surface waters can be classified into one of the following categories. These
are obviously not pure classifications; intergrades are common.
• Streams and rivers;
• Lakes and impoundments;
• Wetlands; and
• Marine environments.
13.3.3.1.1 Streams and Rivers
Streams and rivers are conduits of surface water flow having defined beds and
banks. The physical characteristics of streams and rivers greatly influence their
reaction to contaminant releases and natural purification (i. e., assimilative
capacity). An understanding of the nature of these influences is important to
effective planning and execution of a monitoring program. Important
characteristics include depth, velocity, turbulence, slope, changes in direction and in
cross sections, and the nature of the bottom.
The effects of some of these factors are so interrelated that it is difficult to
assign greater or lesser importance to them. For example, slope and roughness of
the channel influence depth and velocity of flow, which together control
turbulence. Turbulence, in turn, affects rates of contaminant dispersion,
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reaeration, sedimentation, and rates of natural purification. The nature of
contaminant dispersion is especially critical in the location of monitoring stations.
All these factors may be of greater or lesser importance for specific sites. It should
also be noted that these factors may differ at the same site depending on when the
release occurred. For example, differences between winter and summer flow may
greatly influence the nature of contaminant dispersion.
Of further relevance to a surface water investigation are the distinctions
between ephemeral, intermittent, and perennial streams, defined as follows:
• Ephemeral streams are those that flow only in response to precipitation
in the immediate watershed or in response to snow melt. The channel
bottom of an ephemeral stream is always above the local water table.
• Intermittent streams are those that usually drain watersheds of at least
one square mile and/or receive some of their flow from baseflow
recharge from ground water during at least part of the year, but do not
flow continually.
• Perennial streams flow throughout the year in response to ground water
discharge and/or surface water runoff.
The distinction between ephemeral, intermittent and perennial streams will
also influence the selection of monitoring frequency, monitoring locations and
possibly other monitoring program design factors. For example, the frequency of
monitoring for ephemeral streams, and to a lesser extent intermittent streams, will
depend on rainfall runoff. For perennial-stream monitoring, the role of rainfall
runoff in monitoring frequency may be of less importance under similar release
situations.
The location of ephemeral and intermittent streams may not be apparent to
the owner or operator during periods of little or no precipitation. Generally,
intermittent and ephemeral streams may be associated with topographic
depressions in which surface water runoff is conveyed to receiving waters. In
addition to topography, a high density of vegetation in such areas may be an
indicator of the presence of ephemeral or intermittent drainage.
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Perennial streams and rivers are continually engaged in a dynamic relationship
with ground water, either receiving ground-water discharge (gaining stream) or
recharging the ground water (losing stream) over any given stream reach. These
characteristics should be considered in the evaluation of contaminant transport and
fate.
The Ecology of Running Waters (Hynes 1970) and Introduction to Hydrology
(Viessman et al., 1977) may be reviewed for basic discussions of surface water
hydrology.
13.3.3.1.2 Lakes and Impoundments
Lakes are typically considered natural, while impoundments may be man-
made. The source for lakes and impoundments may be either surface water or
ground water, or both. Impoundments may be either incised into the ground
surface or may be created via the placement of a dam or embankment. As with
streams and rivers, the physical characteristics of lakes and impoundments influence
the transport and fate of contaminant releases and therefore the design of the
monitoring program. The physical characteristics that should be evaluated include
dimensions (e.g., length, width, shoreline, and depth), temperature distribution,
and flow pathways.
Especially in the case of larger lakes and impoundments, flow paths are not
clearcut from inlet to outlet. Not only is the horizontal component of flow in
question, but as depth of the water body increases in the open water zone, chemical
and more commonly physical (i. e., temperature) phenomena create a vertical
stratification or zonation. Figure 13-2 provides a typical lake cross section, showing
the various zones of a stratified lake.
Because of stratification, deeper water bodies can be considered to be
comprised of three lakes. The upper lake, or epilimnion, is characterized by good
light penetration, higher levels of dissolved oxygen, greater overall mixing due to
wave action, and elevated biological activity. The lower lake, or hypolimnion, is the
opposite of the epilimnion. Lying between these is what has been termed the
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•5&S5A. •*>•"*, -•?-?£•• i "-O>^ -
FIGURE 13-2. TYPICAL LAKE CROSS SECTION
(Source: Adapted from Cole, 1975).
13-23
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middle lake or mesolimnion, characterized by a rapid decrease in temperature with
depth. Were it not for the phenomenon of lake over-turn, or mixing, contaminants
with specific gravities greater than water might be confined to the lowermost lake
strata, where they might remain for some time. Due to the potential importance of
lake mixing to contaminant transport, it is discussed below.
Temperatures within the epilimnion are relatively uniform because of the
mixing that occurs there. Water is most dense at 4° Centigrade (C); above and
below 4°C its density decreases. In temperate climates, lake mixing is a seasonal
occurrence. As the surface of the epilimnion cools rapidly in the fall, it becomes
denser than the underlying strata. At some point, the underlying strata can no
longer support the denser water and an "overturn" occurs, resulting in lake mixing.
A similar phenomenon occurs in the spring as the surface waters warm to 4°C and
once again become denser than the underlying waters.
Because of the influence of stratification on the transport of contaminants
within a lake or reservoir, the location of monitoring points will largely depend on
temperature stratification. The monitoring points on water bodies that are not
stratified will be more strongly influenced by horizontal flowpaths, shoreline
configuration and other factors. The presence of temperature stratification can be
determined by establishing temperature-depth profiles of the water body.
More information on lakes and impoundments may be found in the following
references:
A Treatise on Limnology. Volumes I and II (Hutchinson, 1957, 1967) or
Textbook of Limnology (Cole, 1975)
13.3.3.1.3 Wetlands
Wetlands are those areas that are inundated or saturated by surface or ground
water at a frequency and duration sufficient to support, and that under normal
circumstances do support, a prevalence of vegetation typically adapted for life in
saturated soil conditions. Wetlands include, but are not limited to, swamps,
marshes, bogs, and similar areas.
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Wetlands are generally recognized as one of the most productive and sensitive
of biological habitats, often associated with critical, habitat for State or Federally
listed special-status species of plants or wildlife. Wetlands also may play a
significant role in basin hydrology, moderating peak surface water flows and
providing recharge to the ground water system. The definition of the extent and
sensitivity of wetlands that may be affected by a release is essential to release
characterization.
High organic content, fine-grained sediments, slow surface water movement
and lush vegetative growth and biological activity contribute to a high potential for
wetlands to concentrate contaminants from releases. This is especially true for
bioaccumulative contaminants, such as heavy metals. The pH/Eh conditions
encountered in many wetlands are relatively unique and can have a significant
effect on a contaminant's toxicity, fate, etc. Seasonal die-off of the vegetation and
flooding conditions within the basin may result in the wetlands serving as a
significant secondary source of contaminants to downstream surface water
receptors.
13.3.3.1.4 Marine Environments
For the purpose of this guidance, marine environments are restricted to
estuaries, intermediate between freshwater and saline, and ocean environments.
Industrial development near the mouths of rivers and near bays outletting directly
into the ocean is relatively widespread, and the estuarine environment may be a
common receptor of releases from industrial facilities.
Estuaries are influenced by both fresh water and the open ocean. They have
been functionally defined as tidal habitats that are partially enclosed by land but
have some access to the open sea, if only sporadically, and in which ocean water is
partially diluted by fresh water. Estuaries may also experience conditions where
salinities are temporarily driven above the ocean levels due to evaporative losses.
Because of the protection afforded by encircling land areas, estuaries are termed
"low-energy" environments, indicating that wave energy and associated erosive
and mixing processes are reduced.
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The physical characteristics of an estuary that will influence the design of a
monitoring program are similar to those considered for lakes and impoundments
(i.e., length, width, shoreline, depth, and flow pathways). However, the increased
probability for chemical stratification due to varying salinities may be most
pronounced in areas where freshwater streams and rivers discharge into the
estuary. The monitoring program design should also consider tidal influences on
stratification and contaminant dispersion.
In addition, estuaries, or some portions of estuaries, can be areas of
intergrained sediment deposition. These sediments may contain a significant
organic fraction, which enhances the opportunity for metal/organic adsorption, and
subsequent bioaccumulation. Hence, biomonitoring within an estuary may also be
appropriate. The ionic strength of contaminants may also have an important effect
on their toxicity, fate, etc., in the marine environment.
13.3.3.2 Climatic and Geographic Conditions
A release to the surface water system will be influenced by local
climatological/meteorological and geographic conditions. The release may be
associated only with specific seasonal conditions like spring thaws or meteorological
events such as storms. If the release is intermittent, the environmental conditions at
the time of the release may help identify the cause of and evaluate the extent of the
release. If the release is continuous, seasonal variations should also be evaluated.
The local climatic conditions should be reviewed to determine:
• The annual precipitation distribution (monthly averages);
• Monthly temperature variations;
• Diurnal temperature range (daytime/nighttime difference);
• Storm frequency and severity;
• Wind direction and speed; and
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• Snowfall and snowpack ranges (if applicable),
This information will be useful in developing a sampling schedule and in
selecting sampling methods. From these data, it should be possible to anticipate
the range of climatic conditions at the site. These conditions may be far more
complex than simple cold/hot or wet/dry seasons. Some areas have two or more
"wet seasons", one characterized by prolonged showers, another by brief intense
storms, and perhaps a third as a result of snowmelt. Cold/hot seasons may overlap
these wet/dry seasons to create several climatologically identifiable seasons. Each
season may affect the release differently and may require a separate
characterization. The unique climatological seasons that influence the site should
be identified. Typical winter, spring, summer and fall seasonal descriptions may not
be appropriate or representative of the factors influencing the release. Sources of
climatological data are given in Section 12 (Air).
In addition to the climatological/meteorological factors, local geographic
conditions will influence the design of the sampling program. Topographic
conditions and soil structure may make some areas prone to flash floods and stream
velocities that are potentially damaging to sampling equipment. In other areas
(e.g., the coastal dune areas of the southeastern states), virtually no runoff occurs.
Soil porosity and vegetation are such that all precipitation either enters the ground
water or is lost to evapotranspiration. (See Section 9 (Soil) for more information).
A description of the geographic setting will aid in developing a sampling
program that is responsive to the particular conditions at the facility. When
combined with a detailed understanding of the climatological/meteorological
conditions in the area, a workable monitoring framework can be created.
13.3.4 Sources of Existing Information
Considerable information may already be available to assist in characterizing a
release. Existing information should be reviewed to avoid duplication of previous
efforts and to aid in focusing the RFI. Any information relating to releases from the
unit, and to hydrogeological, meteorological, and environmental factors that could
influence the persistence, transport or location of contaminants should be
reviewed. This information may aid in:
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• Delineating the boundaries of the sampling area;
• Choosing sampling and analytical techniques; and
• Identifying information needs for later phases of the investigation.
Information may be obtained from readily available sources of geological and
meteorological data, waste characteristics, and facility operations records. (See also
Sections 2,3,7 and Appendix A).
13.4 Design of a Monitoring Program to Characterize Releases
Following characterization of the contaminant source and environmental
setting, a monitoring program is developed. This section outlines and describes
factors that should be considered in design of an effective surface water monitoring
program. The characterization of contaminant releases may take place in multiple
phases. While the factors discussed in this section should be carefully considered in
program design, each of these generic approaches may require modification for
specific situations.
The primary considerations in designing a surface water monitoring program
are:
• Establishing the objectives of the monitoring program;
• Determining the constituents of concern;
• Establishing the hydrologic characteristics of the receiving water and
characteristics of the sediment and biota, if appropriate;
• Selecting constituents and/or indicators for monitoring;
• Selecting monitoring locations and monitoring frequency; and
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• Determining the need for sediment monitoring and, hydrologic and
biomonitoring.
13.4.1 Objectives of the Monitoring Program
The principal objectives of a monitoring program are to:
• Identify the characteristics of releases (e.g., continuous vs intermittent);
• Identify the fate of constituents;
• Identify the nature, rate, and extent of the release and actual or
potential effects on water quality and biota; and
• Identify the effect of temporal variation on constituent fate and identify
impacts on water quality and biota.
Periodic monitoring of the surface water system is often the only effective
means of identifying the occurrence of releases and their specific effects. Releases
can be continuous or intermittent, point source, or non-point source. The concept
of monitoring is the same, regardless of the frequency or-form of the release. A
series of measurements, taken over time, better approximate the actual release to
surface waters than a one-time grab sample.
The functional difference between monitoring the various types of discharges
is the point of measurement. Point source discharges may be monitored at and/or
near the discharge point to surface waters. The fate and potential effects of non-
point source discharges should be inferred through measurement of the presence of
constituents of concern or suitable indicators of water quality within the receiving
water body.
The monitoring program should also establish the background condition
against which to measure variations in a continuous release or the occurrence of an
intermittent release. Such information will enable the facility owner or operator to
compile data that will establish trends in releases from a given unit(s) as well as to
identify releases from other sources.
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Monitoring programs should characterize contaminant releases as a function
of time. Climatologic factors such as frequency of intense rainfall, added effects of
snowmelt, temperature extremes, and mixing in lakes and estuaries should be
evaluated and quantified as causative agents for intermittent contaminant release.
Important concepts to consider in designing the monitoring program for
surface water to help meet the above-stated objectives are described below.
13.4.1.1 Phased Characterization
The initial phase of a surface water release characterization program may be
directed toward verification of the occurrence of a release identified as suspected
by the regulatory agency. It may also serve as the first step for characterizing
surface water systems and releases to those systems in cases where a release has
already been verified.
The initial characterization will typically be a short-duration activity, done in
concert with evaluation of other media that may either transport contaminants to
surface waters, or may themselves be affected by discharges from surface waters
(i.e., inter-media transport). It may be particularly difficult to define intermittent
discharges in the initial characterization effort, especially if the contaminants from
these releases are transient in the surface water body.
If the waste characterization is adequate, the initial characterization phase
may rely upon monitoring constituents and suitable indicator parameters to aid in
defining the nature, rate, and extent of a release. Subsequent phases of release
characterization will normally take the form of an expanded environmental
monitoring program and hydrologic evaluation, sensitive to seasonal variations in
contaminant release and loading to the receiving water bodies, as well as to natural
variation in hydrologic characteristics (e.g., flow velocity and volume, stream cross
section).
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13.4.1.2 Development of Conceptual Model
To effectively design a monitoring program, it is important to develop a
conceptual model or understanding of the fate of constituents of the release in the
receiving water body. This conceptual understanding will assist in answering the
following questions.
• What portion of the receiving water body will be affected by the release
and what conditions (e. g., low flow, immediate stormwater runoff)
represent reasonable worst case conditions under which sampling should
occur?
• What should the relative concentrations of contaminants be at specific
receptor points within the water body (e.g., public water supply intakes
downstream of a site)?
• How does the release of concern relate to background contamination in
the receiving water body as a result of other discharges?
• How might the monitoring program be optimized, based on
contaminant dispersion and relative concentrations within the receiving
water body?
The fate of waste constituents entering surface waters is highly dependent on
the hydrologic characteristics of the various classifications of water bodies, (i.e.,
streams and rivers, lakes and impoundments, wetlands, and estuaries, as discussed
earlier). Because of their complexity, methods for characterization of contaminant
fate in wetlands and estuaries is not presented in detail in this guidance. The reader
is referred to Mills (1985) for further detail on characterizing contaminant fate in
wetlands and estuaries.
13.4.1.3 Contaminant Concentration vs Contaminant Loading
Concentration and loading are different means of expressing contaminant
levels in a release or receiving water body. The concept is important in the selection
of constituents for monitoring. Both concentration and loading should be
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evaluated with respect to the release and the receiving waters. Basing an
evaluation solely on concentration may obscure the actual events. In addition, it is
essential to quantify individual sources of contaminants and the relationships
between media, as well as the loading found in the receiving water body, to
effectively define the nature and extent of the contaminant release.
Contaminant concentrations in receiving waters have specific value in
interpreting the level of health or environmental effects anticipated from the
release. Contaminant loading provides a common denominator for comparison of
contaminant inputs between monitoring points. In addition, especially in the case
of contaminants that are persistent in sediments (e. g., heavy metals), loadings are a
convenient means of expressing ongoing contributions from a specific discharge.
The distinction between concentration and loading is best drawn through the
following example.
A sample collected from a stream just upgradient of a site boundary (Station
A) has a concentration of 50 micrograms per liter (ug/1) of chromium. A second
sample collected just downstream of the site (Station B) has a chromium
concentration of 45 ug/1. From these data it appears that the site is not releasing
additional chromium to the stream. If, however, the stream flow is increasing
between these two sampling locations, a different interpretation is apparent. If the
stream flow at the upstream location is 1,000 gallons per minute (gpm) and the
downstream location is 1,300 gpm, the actual loading of chromium to the stream at
the two locations is as follows:
Station A
Chromium = (50.0 ug/l)(1,000 gal/min)(10-9kg/ug)(60 min/hr)(3.785 I/gal = 0.0114
kg/hr
Station B
Chromium = (45.0 ug/1 )(1,300 gal/min)(10-9kg/ug)(60 min/hr)(3.785 I/gal) = 0.0133
kg/hr
It is now apparent that somewhere between the two sampling stations is a
source(s) contributing 0.0019 kg/hr of chromium. If all of the flow difference (i.e.,
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300 gpm) is from a single source, then this source would have a chromium
concentration of 27.9 ug/l:
Chromium = [(0.0019 kg/hr)(109ug/kg)(1hr/60min)(1 min/300 gal)(1 gal/3.785 I)] =
27.9 ug/l
If, however, 90 percent of this flow difference (i.e., 270 gpm) was due to
ground-water discharge with a chromium concentration below detectable limits
and the remaining 10 percent (i.e., 30 gpm) was the result of a direct discharge from
the facility, this discharge could have a chromium concentration of 279 ug/1.
13.4.1.4 Contaminant Dispersion Concepts
Contaminant dispersion concepts and models of constituent fate can be used
to define constituents to be monitored and the location and frequency of
monitoring. Dispersion may occur in streams, stratified lakes or reservoirs, and in
estuaries. Dispersion may be continuous, seasonal, daily, or a combination of these.
The discussion below is based on information contained in the Draft
Superfund Exposure Assessment Manual (EPA, 1987) relative to simplified models
useful in surface water fate analyses. The reader is directed to that document for a
more in-depth discussion of models. The equations presented below are based on
the mixing zone concept originally developed for EPA's National Pollutant
Discharge Elimination System (NPDES) under the Clean Water Act. To avoid
confusion over regulatory application of these concepts in the NPDES program, and
the approach presented below (basically to aid in the development of a monitoring
program), the following discussion refers to use of the "Dispersion Zone".
The following equation provides an approximate estimate of the
concentration of a substance downstream from a point source release, after
dilution in the water body:
CUQU+ CWQW
C ,=
Q „ + €L
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where:
Cr = downstream concentration of substance following complete
dispersion (mass/volume)
Cu = upstream concentration of substance before effluent release point
(mass/volume)
Cw = concentration of substance in effluent (mass/volume)
QW = effluent flow rate (volume/time)
Qu = upstream flow rate before effluent release point (volume/time)
The following equation may be used to estimate instream concentrations after
dilution in situations where waste constituents are introduced via inter-media
transfer or from a non-point source, or where the release rate is known in terms of
mass per unit time, rather than per unit effluent volume:
T+ M
Q
where:
Tr = inter-media transfer rate (mass/time)
MU = upstream mass discharge rate (mass/time)
Qt = stream flow rate after inter-media transfer or non-point source
release (volume/time)
The above two equations assume the following:
• Dispersion is instantaneous and complete;
• The waste constituent is conserved (i.e., all decay or removal processes
are disregarded); and
• Stream flow and rate of contaminant release to the stream are constant
(i.e., steady-state conditions).
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For a certain area downstream of the point of release, the assumption of
complete dispersion-may not be valid. Under certain situations, the dispersion zone
can extend downstream for a considerable distance, and concentrations can be
considerably higher within the dispersion zone than those estimated by the
equation. The length of this zone can be approximated by the following equation:
0.4
DZ =
where:
DZ = dispersion zone length (length units)
w = width of the water body (length units)
u = stream velocity (length/time)
d = stream depth (length units)
s = slope (gradient) of the stream channel (length/length)
9 = acceleration due to gravity (32 ft/sec2)
Within the dispersion zone, contaminant concentrations will show spatial
variation. Near the release point the contaminant will be restricted (for a discharge
along one shoreline) to the nearshore area and (depending on the way the
discharge is introduced and its density) can be vertically confined. As the water
moves downstream, the contaminant will disperse within surrounding ambient
water and the plume will widen and deepen. Concentrations will generally
decrease along the plume centerline and the concentration gradients away from
the centerline will decrease. Eventually, as described above, the contaminant will
become fully dispersed within the stream; downstream from this point
concentration will be constant throughout the stream cross-section, assuming that
the stream flow rate remains constant.
It is important to understand this concentration variability within the
dispersion zone if measurements are to be made near the release. Relatively
straightforward analytical expressions (See Neely, 1982) are available to calculate
the spatial variation of concentration as a function of such parameters as stream
width, depth, velocity, and dispersion coefficients. Dispersion coefficients
characterize the dispersion between the stream water and contaminated influx;
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they can, in turn, be estimated from stream characteristics such as depth, gradient,
and path (i.e., straight or bends).
The above considerations are for instream concentrations resulting from the
releases of concern. If total instream concentrations are required, the
concentrations determined from background water samples should also be
considered. In addition, if introduction of the contaminant occurs over a fixed
stream reach, as might be the case with a non-point discharge, it should be assumed
that the dispersion zone begins at the furthest downstream point within this reach.
13.4.1.5 Conservative vs Non-Conservative Species
The expressions presented thus far have assumed that the contaminant(s) of
concern is conservative (i.e., that the mass loading of the contaminant is affected
only by the mechanical process of dilution). For contaminants that are non-
conservative, the above equations would provide a conservative estimate of
contaminant loading at the point of interest within the receiving water body.
In cases where the concentration after dilution of a non-conservative
substance is still expected to be above a level of concern, it may be useful to
estimate the distance downstream where the concentration will remain above this
level and at selected points in between. The reader is referred to the Draft
Superfund Exposure Assessment Manual (EPA, 1987), for details regarding this
estimation procedure and to specific State Water Quality Standards for
determination of acceptable instream concentrations.
13.4.2 Monitoring Constituents and Indicator Parameters
13.4.2.1 Hazardous Constituents
The facility owner or operator should propose a list of constituents and
indicator parameters, if appropriate, to be included in the Surface Water
investigation. This list should be based on a site-specific understanding of the
composition of the release source(s) and the operative release mechanisms, as well
as the physical and chemical characteristics of the various classes of contaminants.
These factors, as well as potential release mechanisms and migration pathways,
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have been discussed in Sections 13.3 and 13.4.1. Also refer to Sections 3 and 7 of this
guidance, and to the lists of constituents provided in Appendix B.
13.4.2.2 Indicator Parameters
Indicator parameters (e.g., chemical and biochemical oxygen demand, pH,
total suspended solids, etc.) may also play a useful role in release characterization.
Though indicators can provide useful data for release verification and
characterization, specific hazardous constituent concentrations should always be
monitored. Furthermore, many highly toxic constituents may not be detected by
indicators because they do not represent a significant amount of the measurement.
Following are brief synopses of some common indicator parameters and field
tests that can be used in investigations of surface water contamination. The use of
biomonitoring as an indicator of contamination is discussed in Section 13.4.5.
Biochemical Oxygen Demand (BOD) and Chemical Oxygen Demand (COD)--BOD is
an estimate of the amount of oxygen required for the biochemical degradation of
organic material (carbonaceous demand) and the oxygen used to oxidize inorganic
material such as sulfides and ferrous iron. It may also measure the oxygen used to
oxidize reduced forms of nitrogen (nitrogenous demand) unless their oxidation is
prevented by an inhibitor. Because the complete stabilization of a BOD sample may
require an extended period, 5 days has been accepted as the standard incubation
period. While BOD measures only biodegradable organics, non-biodegradable
materials can exert a demand on the available oxygen in an aquatic environment.
COD measures the total oxygen demand produced by biological and chemical
oxidation of waste constituents. Availability of results for the COD in approximately
4 hours, versus 5 days for the BOD, may be an important advantage of its use in
characterizing releases of a transient nature.
COD values are essentially equivalent to BOD when the oxidizable materials
present consist exclusively of organic matter. COD values exceed BOD values when
non-biodegradable materials that are susceptible to oxidation are present. The
reverse is not often the case; however, refinery wastes provide a notable exception.
There are some organic compounds, such as pulp and paper mill cellulose, that are
non-biodegradable, yet oxidizable. Nitrogenous compounds, which may place a
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significant drain on available oxygen in aquatic environments, are not measured in
the COD test. In addition, chlorides interfere with the COD test, leading to
overestimates of the actual COD. BOD/COD ratios, as an indicator of
biodegradability, are discussed in Section 9 (Soil). BOO and COD may be useful
indicator parameters if the release is due primarily to degradable organic wastes.
Total Organic Carbon (TOC)--Total organic carbon is valuable as a rapid estimator of
organic contamination in a receiving water. TOC, however, is not specific to a given
contaminant or even to specific classes of organics. In addition, TOC measurements
have little use if the release is primarily due to inorganic wastes.
Dissolved Oxygen (DO) -Measurements of DO may be readily made in the field with
an electronic DO meter, which has virtually replaced laboratory titrations.
Especially in lake environments, it is valuable to know the DO profile with depth.
The bottoms of lakes are often associated with anoxic conditions (absence of
oxygen) because of the lack of mixing with the surface and reduced or non-existent
photosynthesis. Influx of a contaminant load with a high oxygen demand can
further exacerbate oxygen deficiencies under such conditions. In addition, low DO
levels favor reduction, rather than oxidation reactions, thus altering products of
chemical degradation of contaminants. DO levels less than 3 mg/liter (ppm) are
considered stressful to most aquatic vertebrates (e.g., fish and amphibians).
pH-pH is probably one of the most common field measurements made of surface
waters. It is defined as the inverse log of the hydrogen ion concentration of an
aqueous medium. pH is generally measured in the field with analog or digital
electronic pH meters.
As an indicator of water pollution, pH is important for two reasons:
• The range within which most aquatic life forms are tolerant is usually
quite narrow. Thus, this factor has significant implications in terms of
impact to aquatic communities; and
• The pH of a solution may be a determining factor in moderating other
constituent reactions.
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Temperature-Along with pH, temperature is a fundamental parameter that should
always be recorded in the field when a water sample is collected. Temperature is
most often measured by electronic meters that can simultaneously record pH and/or
specific conductance. Temperature is a significant parameter because:
• Most aquatic species are sensitive to elevated temperatures;
• Elevated temperatures can bean indication of a contaminant plume;
• Most chemical reactions are temperature-dependent; and
• Temperature defines strata in thermally-stratified lakes.
Alkalinity-Alkalinity is the capacity of water to resist a depression in pH. It is,
therefore, a measure of the ability of the water to accept hydrogen ions without
resulting in creation of an acid medium. Most natural waters have substantial
buffering capacity (a resistance to any alteration in pH, toward either the alkaline
or acid side) through dissolution of carbonate-bearing minerals, creating a
carbonate/bicarbonate buffer system.
Alkalinity is usually expressed in calcium carbonate (CaC03) equivalents and is
the sum of alkalinities provided by the carbonate, bicarbonate, and hydroxide ions
present in solution. Alkalinities in the natural environment usually range from 45 to
200 milligrams per liter (mg/l). Some limestone streams have extremely high
buffering capacities, while other natural streams are very lightly buffered and are
extremely sensitive to acid (or alkaline) loadings.
Hardness-The sum of carbonate and bicarbonate alkali nities is also termed
carbonate hardness. Hardness is generally considered a measure of the total
concentration of calcium and magnesium ions present in solution, expressed as
CaC03equivalents.
Calcium and magnesium ions play a role in plant and animal uptake of
contaminants; knowledge of the hardness of a surface water is necessary for
evaluation of the site-specific bioaccumulative potential of certain contaminants
(e.g., heavy metals).
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Total Solids-Analytically, the total solids (TS) content of a water is that remaining
after evaporation at 103-115°C or 180°C, depending on the method. The residue
remaining represents a sum of the suspended, colloidal, and dissolved solids.
Hazardous constituents with high vapor pressures (i.e., volatiles, semi-volatiles) will
not remain after evaporation, and will not contribute to the TS determination.
Suspended Solids-Suspended solids are those materials that will not pass a glass-
fiber filter. Suspended solids contain both organic and inorganic compounds. For
the purpose of comparison to water samples, the average domestic wastewater
contains about 200 ppm (mg/l) of suspended solids.
Volatile Suspended Solids-Volatile suspended solids are the volatile organic portion
of the suspended solids. Volatile suspended solids are the components of
suspended solids that volatilize at a temperature of 600°C. The residue or ash is
termed fixed suspended solids and is a measure of the inorganic fraction (i. e.,
mineral content). The only inorganic salt that will degrade below 600° C is
magnesium carbonate.
Total Dissolved Solids-Total dissolved solids context is obtained by subtracting
suspended solids from total solids. Its significance lies in the fact that it cannot be
removed from a surface water or effluent stream through physical means or simple
chemical processes, such as coagulation.
Salinity -The major salts contributing to salinity are sodium chloride (NaCI) and
sulfates of magnesium and calcium (MgS04, CaS04). The following represents an
example of classification of saline waters on the basis of salt content.
Type of Water Total Dissolved Solids (As Salts)
brackish 1,000 to 35,000 mg/l
seawater 35,000 mg/l
brine >35,000 mg/l
Specific Conductance-Conductivity measures the capacity to conduct current. Its
counterpart is, of course, resistance, measured in ohms. The unit of conductivity has
been defined as the mho. Specific conductance is conductivity/unit length. The most
common units for specific conductance are mho/cm. Specific conductance can be
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The nature and concentrations of naturally-occurring ions in surface waters
are a function of the geologic setting of the area, and may be temporarily affected
by stormwater runoff, which may cause resuspension of streambed sediments.
In reference to their inertness with respect to constituent and biological
degradation, ionic species are termed "conservative." The fact that their mass is not
altered (i.e., is conserved) in surface waters permits them to be used in simple
dilution modeling.
13.4.3 Selection of Monitoring Locations
The selection of monitoring locations should be addressed, prior to sample
acquisition because it may affect the selection of monitoring equipment and
because monitoring locations will affect the representativeness of samples taken
during the monitoring program. Samples must be taken at locations representative
of the water body or positions in the water body with specific physical or chemical
characteristics. As discussed in Section 13.4.1.2 (Development of Conceptual
Model), one of the most important preliminary steps in defining monitoring
locations in a surface water monitoring program is developing a conceptual model
of the manner in which the release is distributed within the receiving water body.
This is dependent on the physical and chemical characteristics of the receiving
water, the point source or non-point source nature of the discharge, and the
characteristics of the constituents themselves.
As a practical example, if a release contains contaminants whose specific
gravities exceed that of water, it may behave almost as a separate phase within the
receiving water body, traveling along the bottom of the water body. As another
example, certain contaminants may be found in comparatively low concentrations
in sediments or within the water column, yet may accumulate in aquatic biota via
bioaccumulation. In this case monitoring of the biota would be advised. If the
facility owner or operator is unaware of these phenomena, it would be possible for
the monitoring program to show no evidence of contamination.
In general, it will be desirable to locate monitoring stations in three areas
relative to the discharge in question:
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Background monitoring stations:
Background monitoring should be performed in an area known not
to be influenced by the release of concern (e. g., upstream of a
release).
Monitoring stations at the release point(s) or area:
If the release is a point source or area source, periodic monitoring
should be performed at monitoring stations near the discharge
origin to determine the range of contaminant concentrations. The
contaminant stream (e.g., leachate seep, runoff) should also be
subjected to monitoring.
Monitoring of the receiving water body within the area of
influence:
One means of evaluating the water quality effects of a discharge is
to monitor the discharge point and model its dispersion (e.g., using
dispersion zone concepts discussed previously) within the receiving
water body. The results of this modeling may be used to determine
appropriate sampling locations. Actual sampling of the area
thought to be influenced by the release is required. The "area of
influence" may be defined as that portion of the receiving water
within which the discharge would show a measurable effect. As
described previously, the area to be sampled is generally defined in
a phased fashion, based on a growing base of monitoring data. It is
usually prudent to start with a conservatively large area and
continually refine its boundaries. This is particularly true where
sensitive receptors (e. g., public water supply intakes, sensitive
wetlands, recreation areas) lie downstream of the release. In
addition, in order to determine the full extent of the release (and
its effects), samples should be taken at locations beyond the
perceived area of influence.
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The majority of the effort of the monitoring program will take place within
the area of influence, as defined above. Many factors are involved in selecting
monitoring stations within this area, the most critical being:
• The homogeneity of the water body in terms of temperature, flow,
salinity, and other physical and chemical characteristics;
• The representativeness of the monitoring point, in terms of both
contaminant characteristics and use factors;
• The presence of areas of pronounced water quality degradation; and
• Defensible monitoring design, including the choice of the monitoring
scheme (random, stratified random, systematic, etc.), the experimental
design, and adequate sample size determination.
Estuarine areas are particularly difficult in terms of selecting monitoring
locations that will allow an adequate evaluation of constituent distribution,
because detailed knowledge of the hydrologic characteristics of the estuary is
required to accurately locate representative monitoring points. Freshwater - salt
water stratification is a particularly important consideration. If stratification is
known to occur or is suspected, sampling should be conducted at a range of depths
within the estuary as well as at surface locations.
The selection of sampling locations is described in much greater detail in EPA
(1973, 1982).
13.4.4 Monitoring Schedule
The monitoring schedule or frequency should be a function of the type of
release (i.e., intermittent vs continuous), variability in water quality of the receiving
water body (possibly as a result of other sources), stream flow conditions, and other
factors causing the release (e.g., meteorological or process design factors).
Therefore, frequency of monitoring should be determined by the facility owner or
operator on a site-specific basis. Sampling points with common monitoring
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objectives should be sampled as close to simultaneously as possible, regardless of
the monitoring frequency established.
Factors important in determining the required frequency of monitoring
include:
• The homogeneity of the receiving water in terms of factors that
may affect the fate of constituents. The most important of these
are flow and seasonal or diurnal stratification.
• The characteristics of the releases. Releases may be continuous or
event-associated.
As an example, continuous, point source releases of low variability subject to
few, if any, additional releases may require relatively infrequent monitoring. On
the other hand, releases known to be related to recurrent causes, such as rainfall
and runoff, may require monitoring associated with the event. Such monitoring is
termed "event" sampling. To evaluate the threshold event required to trigger
sampling, as well as the required duration of the monitoring following the event, it
is necessary that the role of the event in creating a release from the unit be well
understood. In what is probably a very common example, if stormwater runoff is
the event of concern, a hydrography for various storm return intervals and durations
should be estimated for the point or area of interest and the magnitude and
duration of its effects evaluated.
Continuous monitoring can be accomplished through in situ probes that
provide frequent input to field data storage units. However, continuous
monitoring is feasible only for the limited number of constituents and indicator
parameters for which reliable automatic sampling/recording equipment is available.
In estuaries, samples are generally required through a tidal cycle. Two sets of
samples are taken from an area on a given day, one at ebb or flood slack water and
another at three hours earlier or later at half tide interval. Sampling is scheduled
such that the mid-sampling time of each run coincides with the calculated
occurrence of the tidal condition.
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Where investigating discharges of contaminated ground water to streams or
rivers, it is important to sample during low flow conditions (e. g., using State critical
low flow designations) to better assess the possible effects of the release(s) of
concern.
13.4.5 Hydrologic Monitoring
The monitoring program should also include provisions for hydrologic
monitoring. Specifically, the program should provide for collection of data on the
hydrologic condition of the surface water body at the time of sampling.
For example, some indication of the stage and discharge of a stream being
monitored needs to be recorded at the time and location each water sample is
collected. Similarly, for sampling that occurs during storms, a record of rainfall
intensity over the duration of the storm needs to be obtained. Without this
complementary hydrologic data, misinterpretation of the water quality data in
terms of contaminant sources and the extent of contamination is possible.
The techniques for hydrologic monitoring that could be included in a
monitoring program range in complexity from use of simple qualitative descriptions
of streamflow to permanent installation of continuously-recording stream gages.
The techniques appropriate in a given case will depend on the characteristics of the
unit and of the surface waters being investigated. Guidance on hydrologic
monitoring techniques can be found in the references cited in Section 13.6.1.
13.4.6 The Role of Biomonitoring
The effects of contaminants may be reflected in the population density,
species composition and diversity, physiological condition, and metabolic rates of
aquatic organisms and communities. Biomonitoring techniques can provide an
effective complement to detailed chemical analyses for identifying chemical
contamination of water bodies. They may be especially useful in those cases where
releases involve constituents with a high propensity to bioaccumulate. This includes
most metal species and organics with a high bioconcentration factor (e.g., > 10) or a
high octanol/water partition coefficient (e.g;>2.3).These properties were
discussed in Section 13.3.
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Biomonitoring techniques may include:
• Community ecology studies;
• Evaluation of food chain/sensitive species impacts; and
• Bioassays.
These techniques are discussed below.
13.4.6.1 Community Ecology Studies
Indicator species are useful for evaluating the well-being of an aquatic
community that may be stressed by the release of contaminants. For example, the
condition of the benthic macroinvertebrate community is commonly used as an
indicator of the presence of contaminants. The objective of studying the naturally-
occurring biological community is to determine community structure that would be
expected, in an undisturbed habitat. If significant changes occur, perturbations in
the community ecology may be linked to the disturbance associated with release of
contaminants to the water body.
EPA is engaged in research to develop rapid bioassessment techniques using
benthic macroinvertebrates. Although protocols are being considered, in general
these techniques suffer from lack of data on undisturbed aquatic communities and
associated water quality information. For some areas (e.g., fisheries), however,
indices to community health based on benthic invertebrate communities are
available (Hilsenhoff 1982, Cummins and Wilgbach, 1985).
Because species diversity is a commonly-used indicator of the overall health of
a community, depressed community diversity may be considered an indicator of
contamination. For example, if a release to surface waters has a high chemical
oxygen demand (COD) and, therefore, depresses oxygen levels in the receiving
water body, the number of different species of organisms that can colonize the
water body may be reduced. In this case the oxygen-sensitive species (e.g., the
mayfly), is lost from the community and is replaced by more tolerant species. The
number of tolerant species is small, but the number of individuals within these
species that can colonize the oxygen-deficient waters may be quite large. Therefore,
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the overall species diversity could be low, even though the numbers of organisms
may be high.
Evaluations of community ecology should however, be sensitive to the role
that habitat variability may play in altering community structure. Diversity of
habitat may be altered by natural physical conditions (e.g., a rapid increase in
stream gradient), substrate characteristics (e. g., silty versus rocky substrate), and so
forth. It may also be difficult to directly link contaminant levels with the presence or
absence of aquatic organisms, unless there is a secondary impact that is more self-
evident, such as high oxygen demand, turbidity, or salinity.
13.4.6.2 Evaluation of Food Chain Sensitive/Species Impacts
At this level of biomonitoring, the emphasis is actually on the threat to specific
fish or wildlife species, or man, as a result of bioaccumulation of constituents from
the release being carried through the food web. Bioaccumulative contaminants are
not rapidly eliminated by biological processes and accumulate in certain organs or
body tissues. Their effect may not be felt by individual organisms that initially
consume the contaminated substrate or take up the contaminants from the water.
However, organisms at higher trophic levels consume the organisms of the lower
trophic levels. Consequently, contaminants may become bioaccumulated in
organisms and biomagnified through the food web.
Examination of the potential for bioaccumulation and biomagnification of
contaminants requires at least a cursory characterization of the community to
define its trophic structure, that is, which organisms occupy which relative positions
within the community. Based on this definition, organisms representative of the
various trophic levels may be collected, sacrificed, and analyzed to determine the
levels of the contaminants of interest present.
If a specific trophic level is of concern, it may be possible to short-cut the
process by selectively collecting and analyzing organisms from that level for the
contaminants of concern. This may be the case, for instance, if certain organisms
are taken by man either commercially or through recreational fishing, for
consumption. It may also be necessary to focus on the prey of special-status fish or
wildlife (e. g., eagles and other birds of prey) to establish their potential for
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exposure. This type of biomonitoring may be especially useful if constituents
released have a relatively high potential to bioaccumulate. A discussion of
indicators that are generally predictive of constituents which have a significant
potential for bioaccumulation was presented in Section 13.3.
In addition, in the selection of organisms it is important to consider the ability
of a given organism to accumulate a class of contaminants and the residential vs
migratory nature of the organisms. For example, bullfrogs are superior for
accumulating metals but poor for organics; spawning (thus migratory) salmon
would be much less useful for characterizing a release from a local facility than
would resident fish.
13.4.6.3 Bioassay
Bioassay may be defined as the study of specially selected representative
species to determine their response to the release of concern, or to specific
constituents of the release. The organisms are "monitored" for a period of time
established by the bioassay method. The objective of bioassay testing is to establish
a concentration-response relationship between the contaminants of concern and
representative biota that can be used to evaluate the effects of the release.
Bioassay testing may involve the use of indigenous organisms (U.S. EPA, 1973) or
organisms available commercially for this purpose. Bioassays have an advantage
over strict constituent analyses of surface waters and effluents in that they measure
the total effect of all constituents within the release on aquatic organisms (within
the limits of the test). Such results, therefore, are not as tightly constrained by
assumptions of contaminant interactions. Discussions of bioassay procedures are
provided by Peltier and Weber (1985) and Horning and Weber (1985).
The criterion commonly used to establish the endpoint for a bioassay is
mortality of the test organisms, although other factors such as depressed growth
rate, reproductive success, behavior alteration, and flesh tainting (in fish and
shellfish) can be used. Results are commonly reported as the LC50 (i.e., the lethal
concentration that resulted in 50 percent mortality of the test organisms within the
time frame of the test) or the EC50 (i.e., the effective concentration that resulted in
50 percent of the test organisms having an effect other than death within the time
frame of the test).
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One potential use of bioassays during the RFI is to predict the effect of a
release on sensitive species residing in the affected surface water(s). Bioassay may
be especially useful if the release is intermittent. In this case, samples of the waste
may be taken from the unit of concern and used to conduct bioassay tests. The
bioassay may be conducted using the waste at 100 percent strength, and in diluted
form, to obtain a concentration response relationship. The results of this testing
may then be used to predict the effects of a release on the surface water biota.
Bioassays can serve as important complements to the overall monitoring
program. In considering the role and design of bioassays in a monitoring program,
the facility owner or operator should be aware of the advantages and limitations of
toxicity testing. The study design must account for factors such as species sensitivity
and frequency of monitoring which may be different from the considerations that
feed into chemical monitoring programs. Toxicity testing techniques are an integral
part of the Clean Water Act program to control the discharge of toxic substances.
Many issues associated with toxicity testing have been addressed in this context in
the Technical Support Document for Water Quality-Based Toxics Control (Brandes et
al, 1985).
13.5 Data Management and Presentation
The owner or operator will be required to report on the progress of the RFI at
appropriate intervals during the investigation. The data should be reported in a
clear and concise manner, and interpretations should be supported by the data. The
following data presentation methods are suggested for the various phases of the
surface water investigation. Further information on the various procedures is given
in Section 5. Section 5 also provides guidance on various reports that may be
required.
13.5.1 Waste and Unit Characterization
Waste and unit characteristics should be presented as:
• Tables of waste constituents, concentrations, effluent flow and
mass loadings;
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• Tables of relevant physical and chemical properties of potential
contaminants (e.g., solubility);
• Narrative description of unit operations;
• Surface map and plan drawings of facility, unit(s), and surface
waters; and
• Identification of "reasonable worst case" contaminant release to
surface waters.
13.5.2 Environmental Setting Characterization
The environment of the waste unit(s) and surface waters should be described
in terms of physical and biological environments in the vicinity. This description
should include:
• A map of the area portraying the location of the waste unit in
relation to potential receiving waters;
• A map or narrative classification of surface waters (e.g., type of
surface water, uses of the surface water, and State classification, if
any);
• A description of the climatological setting as it may affect the
surface hydrology or release of contaminants; and
• A narrative description of the hydrologic conditions during
sampling periods.
13.5.3 Characterization of the Release
The complex nature of the data involving multiple monitoring events,
monitoring locations, matrices (water, sediment, biota), and analytes lends itself to
graphic presentation. The most basic presentation is a site map or series of maps
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that locate the monitoring stations for each monitoring event. These maps may
also be adapted to include isopleths for specific analytes; however, since the
isopleths imply a continuity within their borders, they may not be appropriate
unless they are based on an adequate number of monitoring points and
representative data. The contours should be based on unit intervals whose accuracy
ranges do not overlap, in most situations, two separate reporting formats are
appropriate. First, the data should be included as tables. These tables should
generally be used to present the analytical results for a given sample. Each table
could include samples from several locations for a given matrix, or could include
samples from each location for all sample matrices. Data from these tables can then
be summarized for comparison purposes using graphs.
Graphs are most useful for displaying spatial and temporal variations. Spatial
variability for a given analyte can be displayed using bar graphs where the vertical
axis represents concentration and the horizontal axis represents downstream
distance from the discharge. The results from each monitoring station can then be
presented as a concentration bar. Stacked bar graphs can be used to display these
data from each matrix at a given location or for more than one analyte from each
sample.
Similarly, these types of graphs can be used to demonstrate temporal
variability if the horizontal axis represents time rather than distance. In this
configuration, each graph will present the results of one analyte from a single
monitoring location. Stacked bars can then display multiple analytes or locations.
Line graphs, like isopleths, should be used cautiously because the line implies a
continuity, either spatial or temporal, that may not be accurately supported by the
data.
Scatter plots are useful for displaying correlations between variables. They can
be used to support the validity of indicator parameters by plotting the indicator
results against the results for a specific constituent.
Graphs are used to display trends and correlations. They should not be used to
replace data tables, but rather to enhance the meaning of the data.
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13.6 Field and Other Methods
The purpose of this section is to provide an overview of methods that can be
used to characterize the nature, rate, and extent of contaminant releases to surface
water. Detailed descriptions of specific methods can be found in the indicated
references.
The methods presented in this section relate to four specific areas, as follows:
• Surface Water Hydrology;
• Sampling and Constituent Analysis of Surface Water, Sediments,
and Biota;
• Characterization of the Condition of the Aquatic Community; and
• Bioassay Methods.
13.6.1 Surface Water Hydrology
The physical attributes of the potentially affected water body should be
characterized to effectively develop a monitoring program and to interpret results.
Depending on the characteristics of the release and the environmental setting, any
or all of the following hydrologic measurements may need to be undertaken.
• Overland flow:
Hydraulic measurement;
Rainfall/runoff measurement;
Infiltration measurement; and
Drainage basin characterization (including topographic
characteristics, soils and geology, and land use).
• Open channel flow:
Measurement of stage (gaging activities);
Measurement of width, depth, and cross-sectional area;
Measurement of velocity;
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Measurement of channel discharge;
Measurement of channel discharge at controls (e.g., dams and
weirs); and
Definition of flow pathways - solute dispersion studies.
• Closed conduit flow:
Measurement of discharge.
• Lakes and impoundments:
Morphometric mapping;
Bathymetric mapping;
Temperature distributions; and
Flow pathways.
The following references provide descriptions of the measurements described
above.
National Oceanic and Atmospheric Administration. Rainfall Atlas of the U.S.
Viessman, et al., 1977. Introduction to Hydrology.
USGS. 1977. National Handbook of Recommended Methods for Water-Data
Acquisition Chapter 1 (Surface Water) and Chapter 7 (Physical Basin
Characteristics for Hydrologic Analyses).
U.S Department of Interior. 1981.' Water Measurement Manual. Bureau of
Reclamation. GPO No. 024-003-00158-9. Washington, D.C.
Chow. 1964. Open Channel Hydraulics. McGraw-Hill. New York, N.Y.
In addition, the following monographs in the Techniques of Water Resources
Investigations series of the USGS (USGS-WSP-1822, 1982) give the reader more
detailed information on techniques for measuring discharge and other
characteristics of various water bodies and hydrologic conditions:
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Benson and Dalrymple. 1967. General Field and Office Procedures for Indirect
Discharge Measurement.
Bodhaine, 1968. Measurement of Peak Discharge at Culverts by Indirect
Methods. USGS-TWI-03-AS.
Buchanan and Somers. 1968. Stage Measurements at Gaging Stations.
Carter and Davidian. 1968. General Procedure for Gaging Streams. USGS-TWI-
03-AL.
13.6.2 Sampling of Surface Water, Runoff, Sediment, and Biota
13.6.2.1 Surface Water
The means of collecting water samples is a function of the classification of the
water body, as discussed in Section 13.3.3.1. The following discussion treats lakes
and impoundments separately from streams and rivers although, as indicated
below, the actual sampling methods are similar in some cases. Wetlands are
considered an intergrade between these waters. Stormwater and snowmelt runoff
is also treated as a separate category (Section 13.6.2.2). Although estuaries also
represent somewhat of an intergrade, estuary sampling methods are similar to
those for large rivers and lakes.
13.6.2.1.1 Streams and Rivers
These waters represent a continuum from ephemeral to intermittent to
perennial. Streams and rivers may exhibit some of the same characteristics as lakes
and impoundments. The degree to which they are similar is normally a function of
channel configuration (e.g., depth, cross sectional area and discharge rate). Larger
rivers are probably more similar to most lakes and impoundments, with respect to
sampling methods, than to free-flowing headwater streams. In general, however,
streams and rivers exhibit a greater degree of mixing due to their free-flowing
characteristics than can be achieved in lakes and impoundments. Mixing and
dilution of inflow can be slow to fast, depending on the point of discharge to the
stream or river and the flow conditions.
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Stream and river sampling methods do not differ appreciably from those
outlined in the following section (Lakes and Impoundments). However, the
selection of monitoring stations must consider additional factors created by
differential flow velocities within the stream cross section. Strong currents and
turbulence as a result of channel configuration may affect the amount of mixing
and the distribution of contaminants in the stream. The reader may wish to refer to
the references provided in Section 13.3.1 for a discussion of the manner in which
differential velocities are handled in stream gaging studies to obtain representative
discharge measurements.
13.6.2.1.2 Lakes and Impoundments
These waters are, by definition, areas where flow velocity is reduced, limiting
the circulation of waters from sources such as discharging streams or ground water.
They often include a shoreline wetland where water circulation is slow, dilution of
inflowing contaminants is minimal, and sediments and plant life become significant
factors in sampling strategies. The deeper zones of open water may be vertically
stratified and subject to periodic turnover, especially in temperate climates.
Sampling programs should be designed to obtain depth-specific information as well
as to-characterize seasonal variations.
Access to necessary monitoring stations may be impeded by both water depth
and lush emergent or floating aquatic vegetation, requiring the use of a floating
sampling platform or other means to appropriately place the sampling apparatus, [t
is common to employ rigid extensions of monitoring equipment to collect surface
samples at distances of up to 30 or 40 feet from the shoreline. However, a boat is
usually the preferred alternative for distances over about six feet. A peristaltic
pump may also be used to withdraw water samples, and has the added advantage
of being able to extract samples to a depth of 20 to 30 feet below the surface.
Many sampling devices are available in several materials. Samples for trace
metals should not be collected in metal bottles, and samples for organics should not
be collected in plastic bottles. Teflon or Teflon-coated sampling equipment,
including bottles, is generally acceptable for both types of constituents. EPA (1982)
and EPA (1986) provide an analysis of the advantages and disadvantages of many
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sampling bottles for specific sampling situations. Detailed descriptions of the use of
dippers/transfer devices, pond samplers, peristaltic pumps, and Kemmerer bottles
are provided by EPA (1984).
Depth-specific samples in lake environments are usually collected with
equipment such as Kemmerer bottles (commonly constructed of brass), Van Dorn
samplers (typically of polyvinyl chloride or PVC construction), or Nansen tubes. The
depth-specific sample closure mechanism on these devices is tripped by dropping a
weight (messenger) down the line. Kemmerer bottles and Nansen tubes may also
be outfitted with a thermometer that records the temperature of the water at the
time of collection.
13.6.2.1.3 Additional Information
Additional information regarding specific surface water sampling methods
may be found in the following general references:
U.S. EPA. 1986. Methods for Evaluating Solid Wastes. EPA/SW-846. GPO No.
955-001-00000-1. Office of Solid Waste. Washington, D.C. 20460.
U.S. EPA. 1984. Characterization of Hazardous Waste Sites - A Methods
Manual: Volume II. Available Sampling Methods. EPA-600/4-84-076. NTIS PB-
168771. Washington, D.C. 20460.
U.S. EPA. 1986. Handbook of Stream Sampling for Wasteload Allocation
Applications. EPA/625/6-83/013.
U.S. EPA. 1982. Handbook for Sampling and Sample Preservation of Water and
Wastewater. NTIS PB 83-124503.
USGS. 1977. National Handbook of Recommended Methods for Water-Data
Acquisition.
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13.6.2.2 Runoff Sampling
Runoff resulting from precipitation or snowmelt creates an intermittent
release situation that requires special treatment for effective sampling. The
contaminant release mechanism in runoff situations may be overflow of ponds
containing contaminants or erosion of contaminated soils. Based on an evaluation
of the waste characteristics and the environmental setting, the facility owner or
operator can determine whether waste constituents will be susceptible to this
release mechanism and migration pathway.
Once it has been determined that erosion of contaminated soils is of concern,
the quantity of soil transported to any point of interest, such as the receiving water
body, can be determined through application of an appropriate modification of the
Universal Soil Loss Equation (USLE). The USLE was initially developed by the U.S.
Department of Agriculture, Agricultural Stabilization and Conservation Service
(ASCS) to assist in the prediction of soil loss from agricultural areas. The initial
formula is reproduced below:
A = RKLSCP
where:
A = Estimated annual average soil loss (tons/acre)
R = Rainfall intensity factor
K = Soil erodibility factor
L = Slope-length factor
S = Slope-gradient factor
C = Cropping management factor*
P = Erosion control practice factor*
*C and P factors can be assumed to equal unity in the equation if no specific
crop or erosion management practices are currently being employed. Otherwise,
these factors can be significantly less than unity, depending on crop or erosion
control practices.
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Section 2.6 (Soil Contamination) of the Draft Superfund Exposure Assessment
Manual (EPA, 1987) provides a discussion of the application of a modified USLE to
characterization of releases through soil erosion. This discussion is summarized in
Appendix H (Soil Loss Calculation).
If the potential for a significant contaminant release exists, based on analysis
of the hydrologic situation and waste site characteristics, event samples should be
taken during high runoff periods. In situations where high runoff is predictable,
such as spring runoff or the summer thundershower season, automatic samplers
may be set to sample during these periods. Perhaps the most effective way to
ensure sampling during significant events is to have personnel available to collect
samples at intervals throughout and following the storm. Flow data should be
collected coincident with sample collection to permit calculation of contaminant
loading in the runoff at various flows during the period. Automated sampling
equipment is available that will collect individual samples and composite them
either over time or with flow amount, with the latter being preferred. Flow-
proportional samplers are usually installed with a flow-measuring device, such as a
weir with a continuous head recorder. Such devices are readily available from
commercial manufacturers and can be rented or leased. Many facilities with an
NPDES discharge permit routinely use this equipment in compliance monitoring.
Automated samplers are discussed in Section 8 of Handbook for Sampling and
Sample Preservation of Water and Wastewater (EPA, 1982) (NTIS PB 83-124503); this
publication also includes other references to automated samplers and a table of
devices available from various manufacturers.
13.6.2.3 Sediment
Sediment is traditionally defined as the deposited material underlying a body
of water. Sediment is formed as waterborne solids (particulate) settle out of the
water column and build up as bottom deposits.
Sedimentation is greatest in areas where the stream velocity decreases, such as
behind dams and flow control structures, and at the inner edge of bends in stream
channels. Sediments also build up where smaller, fast-flowing streams and runoff
discharge into larger streams and lakes. These areas can be important investigative
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areas. Some sections of a streambed may be virtually without sediments. In some
streams or some areas of streams, water velocity may be too fast for sediments to
deposit and actually may scour the bottom, transporting material and depositing it
further downstream. The stream bed in such an area will be primarily rocks and
debris.
In some situations, such as low-flow conditions, the overlying water
temporarily recedes, exposing sediments to the air. Runoff channels, small lakes,
and small streams and rivers may on occasion dry completely. In these cases,
samples can be collected using the same procedures described in the Soils section
(Section 9) of this document,
For this discussion, the definition of sediment will be expanded to include any
material that may be overlain by water at any time during the year. This definition
then includes what may otherwise be considered submerged soils and sludges.
Submerged soils are found in wetlands and marshes. They may be located on the
margins of lakes, ponds, and streams, or may be isolated features resulting from
collected runoff, or may appear in areas where the ground-water table exists at or
very near the land surface. In any instance they are important investigative areas.
Sludges are included for discussion here because many RCRA facilities use
impoundments for treatment or storage and these impoundments generally have a
sludge layer on the bottom. Sampling these sludges involves much the same
equipment and techniques as would be used for sediments.
There are essentially two ways to collect sediment samples, either by coring or
with grab/dredges. Corers are metal tubes with sharpened lower edges. The corer
is forced vertically into the sediment. Sediments are held in the core tube by friction
as the corer is carefully withdrawn; they can then be transferred to a sample
container. There are many types and modifications of corers available. Some units
are designed to be forced into the sediments by hand or hydraulic pressure; others
are outfitted with weights and fins and are designed to free fall through the water
column and are driven into the sediment by their fall-force.
Corers sample a greater thickness of sediments than do grab/dredges and can
provide a profile of the sediment layers. However, they sample a relatively small
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surface area. Most corers are less than four inches in diameter and are more
commonly two inches in diameter.
Grab/dredges are basically clamshell-type scoops that sample a larger surface
area but offer less depth of penetration. Typical grab/dredge designs are the Ponar,
Eckman, and Peterson versions; each has a somewhat different operating
mechanism and slightly different advantages. Some use spring force to close the
jaws while others are counter-levered like ice tongs.
In sediment sampling, vertical profiling is not normally required because
deposition of hazardous material is often a recent activity in terms of sedimentary
processes. Grab/dredges that sample a greater surface area may be more
appropriate than corers. Similarly, shallow sludge layers contained in surface
impoundments should be sampled with grab/dredges because corer penetration
could damage the impoundment liner, if present. Thicker sludge layers which may
be present in surface impoundments, maybe sampled using coring equipment if it is
important to obtain vertical profile information.
Submerged soils are generally easier to sample with a corer, than with a
grab/dredge because vegetation and roots can prevent the grab/dredges from
sealing completely. Under these conditions, most of the sample may wash out of
the device as it is recovered. Corers can often be forced through the vegetation and
roots to provide a sample. In shallow water, which may overlie submerged soils,
sampling personnel can wade through the water (using proper equipment and
precautions) and choose sample locations in the small, clear areas between
vegetative stems and roots.
A wide variety of sampling devices are available for collection of sediment
samples. Each has advantages and disadvantages in a given situation, and a variety
of manufacturers produce different versions of the same device. As with water
sampling, it is important to remember that metal samplers should not be used when
collecting samples for trace metal analysis, and sampling devices with plastic
components should not be used when collecting samples for analysis of organics.
The following references describe the availability and field use of sediment
samplers:
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U.S. EPA. 1982. Handbook for Sampling and Sample Preservation of Water
and Wastewater. Environmental Monitoring and Support Laboratory,
EPA-600/4-82-029. NTIS PB 83-124503.
U.S. EPA. 1985. Methods Manual for Bottom Sediment Sample Collection. NTIS
PB 86-107414.
USGS. 1977, update June 1983. National Handbook of Recommended Methods
for Water-Data Acquisition.
U.S. EPA. 1984. Characterization of Hazardous Waste Sites - A Methods
Manual: Volume II. Available Sampling Methods. EPA-600/4-84-076. NTIS PB
85-168771.
13.6.2.4 Biota
Collection of biota for constituent analysis (whole body or tissue) may be
necessary to evaluate exposure of aquatic organisms or man to bioaccumulative
contaminants. For the most part, collection should be restricted to representative
fish species and sessile macroinvertebrates, such as mollusks. Mollusks are filter-
feeders; bioaccumulative contaminants in the water column will be extracted and
concentrated in their tissues. Fish species may be selected on the basis of their
commercial or recreational value, and their resultant probability of being consumed
by man or by special status-species of fish or wildlife.
The literature on sampling aquatic organisms is extensive. Most sampling
methods include capture techniques that be collected using sampling bottles (as for
water samples) or nets of appropriate mesh sizes. Periphyton may be most easily
collected by scraping off the substrate to which the organisms are attached. Other
techniques using artificial substrates are available if a quantitative approach is
required. Aquatic macroinvertebrates may be collected using a wide variety of
methods, depending on the area being sampled; collection by hand or using forceps
may be efficient. Grab sampling, sieving devices, artificial substrates and drift nets
may also be used effectively. EPA (1973) provides a discussion of these techniques,
as well as a method comparison and description of data analysis techniques.
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Fish collection techniques may be characterized generally as follows (USGS,
1977):
• Entangling gear:
Gill nets and trammel nets.
• Entrapping gear:
Hoop nets, basket traps, trap nets, and fyke and wing
nets.
• Encircling gear:
Haul seine, purse seine, bay seine, and Danish seine.
• Electroshocking gear:
Boat shockers, backpack shockers, and electric seines.
Selection of sampling equipment is dependent on the characteristics of the water
body, such as size and conditions, the size of the fish to be collected, and the overall
objectives of the study. Fisheries Techniques (Nielsen and Johnson, 1983) and
Guidelines for Sampling Fish in Inland Waters (Backiel and Welcomme, 1980)
provide basic descriptions of sampling methods and data interpretation from
fisheries studies.
13.6.3 Characterization of the Condition of the Aquatic Community
Evaluation of the condition of aquatic communities may proceed from two
directions. The first consists of examining the structure of the lower trophic levels as
an indication of the overall health of the aquatic ecosystem. With respect to RFI
studies, a healthy water body would be one whose trophic structure indicates that it
is not impacted by contaminants. The second approach focuses on a particular
group or species, possibly because of its commercial or recreational importance or
because a substantial historic data base already exists.
The first approach emphasizes the base of the aquatic food chain, and may
involve studies of plankton (microscopic flora and fauna), periphyton (including
bacteria, yeast, molds, algae, and protozoa), macrophyton (aquatic plants), and
benthic macroinvertebrates (e.g., insects, annelid worms, mollusks, flatworms,
roundworms, and crustaceans). These lower levels of the aquatic community are
13-63
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studied to determine whether they exhibit any evidence of stress. If the community
appears to have been disturbed, the objective is to characterize the source(s) of the
stress and, specifically, to focus on the degree to which the release of waste
constituents has caused the disturbance or possibly exacerbated an existing
problem. An example of the latter would be the further depletion of already low
dissolved oxygen levels in the hypolimnion of a lake or impoundment through the
introduction of waste with a high COD and specific gravity.
The sampling methods referenced in Section 13.6.2.4 may be adapted (by
using them in a quantitative sampling scheme) to collect the data necessary to
characterize aquatic communities. Hynes (1970) and Hutchinson (1967) provide an
overview of the ecological structure of aquatic communities.
Benthic macroinvertebrates are commonly used in studies of aquatic
communities. These organisms usually occupy a position near the base of the food
chain. Just as importantly, however, their range within the aquatic environment is
restricted, so that their community structure may be referenced to a particular
stream reach or portion of lake substrate. By comparison, fish are generally mobile
within the aquatic environment, and evidence of stress or contaminant load may
not be amenable to interpretation with reference to specific releases.
The presence or absence of particular benthic macroinvertebrate species,
sometimes referred to as "indicator species, " may provide evidence of a response to
environmental stress. Several references are available in this regard. For more
information, the reader may consult Selected Bibliography on the Toxicology of the
Benthic Invertebrates and Periphyton (EPA. 1984).
A "species diversity index" provides a quantitative measure of the degree of
stress within the aquatic community, and is an example of a common basis for
interpretation of the results of studies of aquatic biological communities. The
following equation (the Sannon-Wiener Index) demonstrates the concept of the
diversity index:
s
H =* Z (Pi)(log2Pi)
13-64
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where:
H = species diversity index
s = number of species
Pi = proportion of total sample belonging to the i th species
Measures of species diversity are most useful for comparison of streams with similar
hydrologic characteristics or for the analysis of trends over time within a single
stream. Additional detail regarding the application of other measures of
community structure may be found in the following references:
U.S. EPA. 1973. Biological Field and Laboratory Methods for Measuring the
Quality of Surface Water and Effluents.
USGS. 1977, Update May, 1983. National Handbook of Recommended
Methods of Water-Data Acquisition.
Curns, J. Jr., and K.L. Dickson, eds. 1973. ASTM STP 528: Biological Methods
for the Assessment of Water Quality. American Society for Testing and
Materials. STP528. Philadelphia, PA.
The second approach to evaluating the condition of an aquatic community is
through selective sampling of specific organisms, most commonly fish, and
evaluation of standard "condition factors" (e.g., length, weight, girth). In many
cases, receiving water bodies are recreational fisheries, monitored by state or
federal agencies. In such cases, it is common to find some historical record of the
condition of the fish population, and it may be possible to correlate operational
records at the waste management facility with alterations in the status of the fish
population.
Sampling of fish populations to evaluate condition factors employs the same
methodologies referenced in Section 13.6.2.4. Because of the intensity of the effort
usually associated with obtaining a representative sample of fish, it is common to
coordinate tissue sampling for constituent analysis with fishery surveys.
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13.6.4 Bioassay Methods
The purpose of a bioassay, as discussed is more detail infection 13.4.6 .3, is to
predict the response of aquatic organisms to specific changes within the
environment. In the RFI context, a bioassay may be used to predict the potential
adverse environmental effects of releases to surface water. Thus, bioassay is not
generally considered to be an environmental characterization or monitoring
technique. As indicated below, bioassay may be required for Federal water quality
programs or state programs, especially where stream classification (e. g., warm-
water fishery, cold-water fishery) is involved.
Bioassays may be conducted on any aquatic organism including algae,
periphyton, macroinvertebrates, or fish. Bioassay includes two main techniques,
acute toxicity tests and chronic toxicity tests. Each of these may be done in a
laboratory setting or using a mobile field laboratory. Following is a brief discussion
of acute and chronic bioassay tests.
Acute Toxicity Tests-Acute toxicity tests are used in the NPDES permit program to
identify effluents containing toxic wastes discharged in toxic amounts. The data are
used to predict potential acute and chronic toxicity in the receiving water, based on
the LC50 and appropriate dilution, and application of persistence factors. Two types
of tests are used; static and flow-through. The selection of the test type will depend
on the objectives of the test, the available resources, the requirements of the test
organisms, and effluent characteristics. Special environmental requirements of
some organisms may preclude static testing.
It should be noted that a negative result from an acute toxicity test with a
given effluent sample does not preclude the presence of chronic toxicity, nor does it
negate the possibility that the effluent may be acutely toxic under different
conditions, such as variations in temperature or contaminant loadings.
There are many sources of information relative to the performance of acute
bioassays. Methods for Measuring the Acute Toxicity of Effluents to Freshwater and
Marine Organisms (Pettier and Weber, 1985) provides a comprehensive treatment
of the subject.
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Chronic Toxicitv Tests-Chronic toxicity tests may include measurement of effluent
effects on growth and reproductive success. These tests usually require long periods
of time, depending on the life cycles of the test organisms. Chronic bioassays are
generally relatively sophisticated procedures and are more intensive in terms of
manpower, time and expense than are acute toxicity tests. The inherent complexity
of these tests dictate careful planning with the regulatory agency prior to initiation
of the work. Methods for Measuring the Chronic Toxicitv of Effluents to Aquatic
Organisms (Horning and Weber, 1985) is a companion volume to the methods
document noted above, and contains method references for chronic toxicity tests. A
discussion of bioassay procedures is also provided in Protocol for Bioassessment of
Hazardous Waste Sites, NTIS PB 83-241737. (Tetra Tech, 1983).
Chronic toxicity tests are also used in the NPDES permit program to identify
and control effluents containing toxic wastes in toxic amounts.
13.7 Site Remediation
Although the RFI Guidance is not intended to provide detailed guidance on
site remediation, it should be recognized that certain data collection activities that
may be necessary for a Corrective Measures Study may be collected during the RFI.
EPA has developed a practical guide for assessing and remediating contaminated
sites that directs users toward technical support, potential data requirements and
technologies that may be applicable to EPA programs such as RCRA and CERCLA.
The reference for this guide is provided below.
U.S. EPA. 1988. Practical Guide for Assessing and Remediating Contaminated
Sites. Office of Solid Waste and Emergency Response. Washington, D.C.
20460.
The guide is designed to address releases to ground water as well as soil,
surface water and air. A short description of the guide is provided in Section 1.2
(Overall RCRA Corrective Action Process), under the discussion of Corrective
Measures Study.
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13.8 Checklist
RFI CHECKLIST- SURFACE WATER
Site Name/Location
Type of Unit
1. Does waste characterization include the following information? ,Y/|\h
• Constituents of concern
• Concentrations of constituents
• Mass of the constituent
• Physical state of waste (e.g., solid, liquid, gas)
• Water volubility
• Henry's Law Constant
• Octanol/Water Partition Coefficient (Kow)
• Bioconcentration Factor (BCF)
• Adsorption Coefficient (Koc)
• Physical, biological, and chemical degradation
2. Does unit characterization include the following information?
• Age of unit
• Type of unit
• Operating practices
• Quantities of waste managed
• Presence of cover
• Dimensions of unit
• Presence of natural or engineered barriers
• Release frequency
• Release volume and rate
• Non-point or point source release
• Intermittent or continuous release
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RFI CHECKLIST-SURFACE WATER (Continued)
3. Does environmental setting information include the following? (YIN)
• Areal extent of drainage basin
• Location and interconnection of all streams, lakes
and other surface water features
• Flow identification as ephemeral, intermittent or perennial
• Channel alignment, gradient and discharge rate
• Flood and channel control structures
• Source of lake and impoundment water
• Lake and impoundment depths and surface area
• Vertical temperature stratification of lakes and impoundments
• Wetland presence and role in basin hydrology
• NPDES and other discharges
• USGS gaging stations or other existing flow monitoring systems
• Surface water quality characteristics
• Average monthly and annual precipitation values
• Average monthly temperature
• Average monthly evaporation potential estimates
• Storm frequency and severity
• Snowfall and snow pack ranges
4. Have the following data on the initial phase of the release
characterization been collected? (YIN)
• Monitoring locations
• Monitoring constituents and indicator parameters
• Monitoring frequency
• Monitoring equipment and procedures
• Concentrations of constituents and locations
at which they were detected
• Background monitoring results
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RFI Checklist - SURFACE WATER (Continued)
(YIN)
• Hydrologic and biomonitoring results
• Inter-media transfer data
• Analyses of rate and extent of contamination
5. Have the following data on the subsequent phase(s) of the release
characterization been collected? (Y/N)
• New or relocated monitoring locations
• Constituents and indicators added or deleted for monitoring
• Modifications to monitoring frequency, equipment
or procedures
• Concentrations of constituents and locations at which
they were detected
• Background monitoring results
• Hydrologic and biomonitoring results
• Inter-media transfer data
• Analyses of rate and extent of contamination
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13.9 References
American Public Health Association, (APHA). 1985. Standard Methods for the
Examination of Water and Wastewater. 16th Edition. American Public Health
Association, Washington, D.C.
Backiel, T., and R. Welcomme. 1980. Guidelines for Sampling Fish in Inland Waters.
EIFAC Technical Paper No. 33. Food and Agriculture Organization of the
United Nations, Rome, Italy.
Benson, M. A., and T. Dalrymple. 1967. General Field and Office Procedures for
Indirect Discharge Measurement. - Techniques of Water Resources
Investigations series. U.S. Geological Survey, Reston, VA.
Bodhaine, G. L. 1968. Measurement of Peak Discharge at Culverts by Indirect
Methods. Techniques of Water Resources Investigations Series. U.S. Geological
Survey,. Reston, VA.
Brandes, R., B. Newton, M. Owens, and E. Sutherland. 1985. The Technical Support
Document for Water Quality-Based Toxics Control. EPA-440/4-85-032. Office
of Water Enforcement and Permits. Washington, D.C. 20460.
Buchanan, T.J., and W. P. Somers. 1968. Stage Measurement at Gaging Stations.
Techniques of Water Resources Investigations Series. U.S. Geological Survey,
Reston, VA.
Cairns, J. Jr., and K. L. Dickson, eds. 1973. Biological Methods for the Assessment of
Water Quality (STP 528). American Society for Testing and Materials,
Philadelphia, PA.
Callahan, M., M. Slimak, N. Gabel, I. May, et al. 1979. Water-Related Environmental
Fate of 129 Priority Pollutants. Volumes I & II. EPA 440/4-79-029a/b.
Monitoring and Data Support Division. NTIS 029A/80-204373 and 029B/80-
204381 .Washington, D.C. 20460.
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Carter, R. W., and J. Davidian. 1968. General Procedure for Gaging Streams.
Techniques of Water Resources Investigations Series. U.S. Geological Survey,
Reston, VA.
Chow, V. T. 1964. Open-Channel Hydraulics. McGraw-Hill. New York, NY.
Cole, G. A. 1975. Textbook of Limnology. The C. V. Mosby Company, St. Louis, MO.
Cowardin, L. M., V. Carter, F. C. Golet, and E. T. LaRoe. 1979. Classification of
Wetlands and Deepwater Habitats of the United States. U.S. Fish & Wildlife
Service. NTIS PB 80-168784. Washington, D.C.
Cummins, K. W. and N. A. Wilgbach. 1985. Field Procedures for Analysis of
Functional Feeding Groups of Stream Macroinvertebrates. Contribution 1611.
Appalachian Environmental Laboratory, University of Maryland.
Hilsenhoff, W. L. 1982. Using a Biotic index to Evaluate Water Quality in Streams.
Technical Bulletin No. 132. Department of Natural Resources. Madison, Wl.
Horning, W., and C. 1. Weber. 1985. Methods for Measuring the Chronic Toxicity of
Effluents to Aquatic Organisms. U.S. EPA, Office of Research and
Development. Cincinnati, OH.
Hutchinson, G. E. 1957. A Treatise on Limnology: Volume 1. Geography. Physics
and Chemistry. John Wiley & Sons, Inc. New York, NY.
Hutchinson, G. E. 1967. A Treatise on Limnology: Volume II, Introduction to Lake
Biology and Limnoplankton. John Wiley & Sons, Inc. New York, NY.
Hynes, H. B. N. 1970. The Ecology of Running Waters. University of Toronto Press.
Toronto, Ontario.
Lyman, W. J., W. F. Riehl, and D. H. Rosenbaltt. 1982. Handbook of Chemical
Property Estimation Methods. McGraw-Hill. New York, NY.
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Mabey, W., and T. Mill. 1978. "Critical Review of Hydrolysis of Organic Compounds
in Water Under Environmental Conditions. " Journal of Environmental
Chemistry. Vol. 7, No. 2.
Mabey, W. R., J. H. Smith, R. T. Podall, et al. 1982. Aquatic Fate Process Data for
Organic Priority Pollutants. EPA 440/4-81-014. Washington, D.C. 20460.
Mills, W. B., 1985. Water Quality Assessment: A Screening Procedure for Toxic and
Conventional Pollutants in Surface and Ground Water: Parts land 2. EPA
600/6-85-002, a, b. NTIS PB 83-153122 and NTIS PB 83-153130. U.S. EPA, Office
of Research and Development. Athens, GA.
National Oceanic and Atmospheric Administration. Rainfall Atlas of the U.S.
Neely, W. B. 1982. "The Definition and Use of Mixing Zones". Environmental
Science and Technology 16(9):520A-521A.
Neely, W. G., and G. E. Blau, eds. 1985. Environmental Exposure from Chemicals,
Volume 1. CRC Press. Boca Raton, FL.
Nielsen, L. A., and D. L. Johnson, eds. 1983. Fisheries Techniques. The American
Fisheries Society. Blacksburg, VA, 468 pp.
Peltier, W. H., and C.I. Weber. 1985. Methods for Measuring the Acute Toxicity of
Effluents to Freshwater and Marine Organisms. EPA 600/4-85/013. NTIS PB 85-
205383. U.S.EPA, Environmental Monitoring and Support Laboratory, Office
of Research and Development. Cincinnati, OH.
Stumm, W. and J. J. Morgan. 1982. Aquatic Chemistry. 2nd Edition. Wiley
Interscience. New York, NY.
Tetra Tech. 1983. Protocol for Bioassessment of Hazardous Waste Sites. U.S. EPA.
NTIS PB 83-241737. Washington, D.C. 20460.
U.S. Department Of Interior. 1981. Water Measurement Manual. Bureau of
Reclamation. GPO No. 024-003-00158-9. Washington, D.C.
13-73
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U.S. EPA. 1973. Biological Field and Laboratory Methods for Measuring the Quality
of Surface Water and Effluents. EPA-67014-73-001. Office of Research and
Development. Washington, D.C. 20460.
U.S. EPA. 1982. Handbook for Sampling and Sample Preservation of Water and
Wastewater. Environmental Monitoring and Support Laboratory. EPA-600/4-
82-029. NTIS PB 83-124503. Washington, D.C.
U.S. EPA. 1984. Characterization of Hazardous Waste Sites - A Wetlands Manual-
Volume II - Available Sampling Methods. EPA-600/4-84-076. NTIS PB 85-
168771. Washington, D.C. 20460.
U.S. EPA. 1984. Selected Bibliography on the Toxicology of the Benthic
invertebrates and Periphyton. Environmental Monitoring and Support
Laboratory. NTIS PB 84-130459.
U.S. EPA. 1985. Methods Manual for Bottom Sediment Sample Collection. NTIS
PB86-107414. Washington, D.C. 20460.
U.S. EPA. 1987. Draft Superfund Exposure Assessment Manual. Office of
Emergency and Remedial Response. Washington, D.C. 20460.
U.S. EPA. 1986. Test Methods for Evaluating Solid Waste. EPA/SW-846. GPO
No.955-001-00000-1. Office of Solid Waste. Washington, D.C. 20460.
U.S. EPA. 1986. Handbook of Stream Sampling for Wasteload Allocation
Applications. EPA/625/6-83/01 3.
USGS. 1977. National Handbook of Recommended Methods for Water-Data
Acquisition. U.S. Geological Survey. Office of Water Data Coordination. U.S.
Government Printing Office. Washington, D.C.
Veith, G., Macey, Petrocelli and Carroll. 1980. An Evaluation of Using
Partition. Coefficients and Water Volubility to Estimate Biological
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Concentration Factors for Organic Chemicals in Fish. Proceedings, ASTM 3rd
Symposium on Aquatic Toxicity. ASTM STP 707.
Viessman, W., Jr., W. Knapp. G. L. Lewis, and T. E. Harbaugh. 1977. Introduction to
Hydrology. 2nd Edition. Harper and Row, Publishers, New York, NY,
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APPENDIX G
AIR RELEASE SCREENING ASSESSMENT METHODOLOGY
-------
DRAFT FINAL
(Revised)
AIR RELEASE
SCREENING ASSESSMENT
METHODOLOGY
MAY 1989
-------
TABLE OF CONTENTS
Section Title
1.0 Introduction
2.0 Screening Methodology
2.1 Overview
2.2 Step 1- Source Characterization Information
2.3 Step 2- Release Constituent Surrogates
2.4 Step 3- Emission Estimates
2.5 Step 4- Concentration Estimates
2.6 Step 5- Health Criteria Comparisons
3.0 Example Applications
3.1 Case Study A
3.2 Case Study B
4.0 References
Page
1-1
2-1
2-2
2-5
2-7'
2-9
2-14
2-17
3-1
3-1
3-6
4-1
Appendix A
Appendix B
Appendix C
Appendix D
Appendix E
Appendix F
Appendix G
Appendix H
Appendix I
Appendix J
Appendix K
Appendix L
Appendix M
Appendix N
Background Information
Release Constituent Surrogate Data
Emission Rate Estimates - Disposal Impoundments
Emission Rate Estimates - Storage Impoundments
Emission Rate Estimates - Oil Films on Storage
Impoundments
Emission Rate Estimates - Mechanically Aerated
Impoundments
Emission Rate Estimates - Diffused Air Systems
Emission Rate Estimates - Land Treatment (after tilling)
Emission Rate Estimates - Oil Film Surfaces on Land
Treatment Units
Emission Rate Estimates - Closed Landfills
Emission Rate Estimates - Open Landfills
Emission Rate Estimates - Wastepiles
Emission Rate Estimates - Fixed Roof Tanks
Emission Rate Estimates - Floating Roof Tanks
-------
TABLE OF CONTENTS (Continued]
Section Title
Appendix 0 Emission Rate Estimates - Variable Vapor Space Tanks
Appendix P Emission Rate Estimates - Particles from Storage Piles
Appendix Q Emission Rate Estimates - Particles from Exposed, Flat,
Contaminated Areas
Appendix R Dispersion Estimates
Appendix S Emission Rate Estimation Worksheets
-------
LIST OF FIGURES
Number Pages
2-1 Screening Methodology Overview 2-3
2-2 Step 1- Obtain Source Characterization Information 2-6
2-3 Step 2- Select Release Constituents and Surrogates 2-8
2-4 Step 3- Calculate Emission Estimates 2-10
2-5 Step 3- Calculate Emission Estimates (Alternative 2-11
Approach)
2-6 Step 4- Calculate Concentration Estimates 2-15
2-7 Step 4- Calculate Concentration Estimates (Alternative 2-16
Approach)
2-8 Step 5- Compare Results to Health-Based Criteria 2-18
LIST OF EXHIBITS
Number
2-1 Ratio of Scaling Estimates to CHEMDAT6 Emission Rate
Modeling Results
3-1 Table S-2 Emission Rate Estimation Worksheet - Storage
Impoundment
3-2 Table R-1 Concentration Estimation Worksheet - Unit
Category: Storage Impoundment
3-3 Table S-8 Emission Rate Estimation Worksheet - Closed
Landfills
3-4 Table S-8 Emission Rate Estimation Worksheet - Closed
Landfill
3-5 Table R-1 Concentration Estimation Worksheet - Unit
Category: Closed Landfill
3-6 Table R-1 Concentration Estimation Worksheet - Unit
Category: Closed Landfill
2-20
3-2
3-5
3-8
3-9
3-10
3-11
IV
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1.0 INTRODUCTION
A screening method has been developed for evaluating which waste management
units have air releases warranting further investigation under a RCRA Facility
Investigation (RFI). This method can be used as an intermediate step between the
general qualitative determination of the RCRA Facility Assessment (RFA) regarding
identification of air emissions that warrant an RFI, and the actual performance of a
complicated and costly RFI. Specifically, this screening methodology provides a basis
for identifying air releases with the potential to have resulted in off-site exposures
that meet or exceed health-based criteria in the RFI Guidance.
This screening methodology has been developed as a technical aid for routine use
by EPA Regional and State staff who may not be familiar with air release
assessments. However, it should also be considered a resource available to prioritize
waste management units which may warrant the conduct of an RFI for the air
media. Alternative resources (e. g., available air monitoring data, more
sophisticated modeling analyses, judgmental factors) may also provide important
input to the RFI decision-making process.
The screening methodology itself is explained in Section 2 and example applications
of it are presented in Section 3. A discussion of background information that
addresses the technical basis for the air release screening methodology is presented
in Appendix A.
1-1
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2.0 SCREENING METHODOLOGY
This section presents the air release screening assessment methodology. This
methodology can be used as a transition between the general qualitative
determination made in the RFA regarding air emissions that warrant an RFI, and the
actual performance of an RFI.
The primary (recommended) screening approach involves the application of
available emission rate models and dispersion models. An alternative approach
involves the use of technical aids based on scaling modeling results for a limited set
of source scenarios.
The screening methodology for releases of organics is based on using the
CHEMDAT6 air emission models, available from EPA's Office of Air Quality Planning
and Standards (OAQPS), (U.S. EPA, December 1987). Specifically, the following unit
categories are directly addressed in this section:
• Disposal impoundments
• Storage impoundments
• Oil Films on Storage Impoundments
• Mechanically Aerated Impoundments
• Diffused Air Systems
• Land treatment (emissions after tilling)
• Oil Film Surfaces on Land Treatment Units
• Closed landfills
• Open landfills
• Wastepiles
The alternative approach presented in this section involves scaling the emission rate
results from numerous source scenarios that have been modeled using CHEMDAT6.
These scaling computations can become tedious if numerous source scenarios are
evaluated. In addition, the direct use of CHEMDAT6 models will provide more
representative unit-specific emission estimates. Therefore, it is strongly
recommended that EPA Regional and State agency staff develop a capability to use
CHEMDAT6 directly to model unit-specific and facility-specific scenarios.
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CHEMDAT6 has been developed for use on a microcomputer using LOTUS
spreadsheet software; therefore, these models can easily be used by staff familiar
with LOTUS applications. However, the basic strategy described in this section to
estimate ambient concentrations can still be successfully used even without using
LOTUS.
The screening methodology for organic emissions from storage tanks is based on
emission factors in EPA's AP-42, "Compilation of Air Pollutant Emission Factors"
(U.S. EPA, September 1985). The following categories of tanks are addressed:
• Fixed roof tanks
• Floating roof tanks
• Variable vapor space tanks.
Open tanks should be assessed using the methodology for storage impoundments.
The screening methodology for particulate matter releases from wind erosion of
storage piles and batch dumping and loader activity on the pile is based on emission
factors in EPA's AP-42 (U.S. EPA, September 1985). The screening methodology for
particulate matter releases from wind erosion of flat, exposed, contaminated
surface areas is based on emission factors in EPA's "Fugitive Emissions from
Integrated Iron and Steel Plants" (U.S. EPA, March 1978). The EPA-OAQPS is
currently developing guidance regarding particulate emissions for treatment,
storage, and disposal facilities.
2.1 Overview
The air release screening assessment methodology involves applying emission rate
and dispersion results to estimate long-term ambient concentrations at receptor
locations for comparison to health-based criteria. The methodology consists of five
steps as follows (see Figure 2-1):
• Step 1 - Obtain Source Characterization Information: This information
(e.g., unit size, operational schedule) is needed to define the emission
potential of the specific unit.
2-2
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FIGURE 2-1
SCREENING METHODOLOGY OVERVIEW
RFA
Obtain Source
Characterization
information
Select Release
Constituents and
Surrogates
. Calculate
Estimates
Calculate Concentration
Estimates
Compare Results to
Health-Based Cr?te°a
n . . '"Put to
S0r
a
2-3
-------
• Step 2- Select Release Constituents and Surrogates: The primary
approach involves using the actual physical/chemical properties for all
unit-specific constituents for emission modeling purposes. The
alternative (scaling) screening approach uses a limited set of constituents
or surrogates to represent a wide range of potential release constituents.
This surrogate approach significantly simplifies the screening assessment
process.
• Step 3- Calculate Emission Estimates: The primary approach involves the
use of emission rate models based on unit-specific source conditions.
Modeling results of emission rates for a wide range of source conditions
are also presented in Appendices C through Q. As an alternative
approach, these modeling results can be interpolated to estimate an
emission rate specific to the unit.
• Step 4- Calculate Concentration Estimates: Emission rates from Step 3
are used to calculate concentration estimates at receptor locations of
interest. The primary approach involves the application of dispersion
models based on site-specific meteorological conditions. As an
alternative approach, dispersion conditions are accounted for by use of
modeling results available in Appendix R for typical annual
meteorological conditions.
• Step 5 - Compare Concentration Results to Health-Based Criteria:
Concentration results from Step 4 can be compared to constituent-
specific health-based criteria provided in the RFI Guidance.
For some applications, Step 4 (Calculate Concentration Estimates) will not warrant
the use of emission models because it can be assumed that all the volatile wastes
handled will eventually be emitted to the air. This assumption is generally
appropriate for highly volatile organic compounds placed in a disposal unit like a
surface impoundment. In these cases, the air emission rate can be assumed to be
equivalent to the disposal rate, so that an emission rate model may not be required.
This assumption is valid because of the long-term residence time of wastes in the
disposal units. In open units like surface impoundments, a substantial portion of
the volatile constituents will frequently be released to the atmosphere within
2-4
-------
several days. However, for more complex situations (e.g., storage or treatment
units where total volatilization of the constituents is not expected), air emission
models can be used to obtain a more refined long-term release rate.
Results from the air release screening assessment, using the above steps, will
provide input to decisions on the need for an RFI for the air media. They can also be
used to prioritize air emission sources at a facility (i.e., by identification of the major
onsite air emission sources) as well as to prioritize the total release potential at
candidate facilities.
2.2 Step 1- Source Characterization Information
Implementation of the air release screening assessment methodology involves
collecting source characterization information, as illustrated in Figure 2-2.
Specifically, this involves completion of Column 2 of unit-specific Emission Rate
Estimation Worksheets (included in Appendix S) as specified in Figure 2-2.
Parameters in Column 2 of the worksheet represent standard input used by the
CHEMDAT6 air emission models or input to the AP-42 emission equations. Source
characterization information should be available from the RFA but it may be
necessary to request additional information from the facility owner or operator on
an ad hoc basis.
Additional worksheets should be completed for each unit to be evaluated. Similar
units can be grouped together and considered as one area source to simplify the
assessment process. For example, several contiguous landfills of similar design could
be evaluated efficiently as one (combined) source.
Completeness and quality of the source characterization information are very
important and, as previously stated, directly affect the usefulness of the screening
assessment results. Certain source characterization parameters are considered
critical inputs to the screening assessment. These critical input parameters are
needed to define the total mass of constituents in the waste input to the unit being
evaluated or the potential for release of particles less than 10 microns. These
parameters have been identified in the unit-specific worksheet (Tables S-1 through
S-13 for VO sources and Tables S-14 and 15 for particulate sources).
2-5
-------
FIGURE 2-2
STEP 1 - OBTAIN SOURCE CHARACTERIZATION INFORMATION
RFA
Complete Column 2 of Unit-Specific Emission Rate Estimation Worksheet:
Disposal impoundment - Table S-1
Storage impoundment/open tank-
Table S-2
Oil film on storage impoundment -
Table S-3
Mechanically aerated impoundment -
Table S-4
Diffused air system - Table S-5
Land treatment (emissions after
tilling - Table S-6
Oil film surface on land treatment
unit - Table S-7
Closed landfill - Table S-8
Open landfill - Table S-9
Wastepile - Table S-10
Fixed roof tank - Table S-11
Floating roof tank - Table S-12
Variable vapor space tank -
Table S-13
Storage pile (particulates) -
Table S-14
Exposed, flat, contaminated area
(particulates) Table S-15
Complete Column 2 of additional worksheets for each unit to be evaluated
(similar units can be grouped as one area source).
Select typical and/or reasonable worst-case values specified in Appendices C-M if
values or input parameters are not available.
Disposal impoundment - Table C-1
Storage impoundment/open tank-
Table D-1
Oil film on storage impoundment -
Table E-1
Mechanically aerated impoundment -
Table F-1
Diffused air system - Table G-1
Land treatment (emissions after
tilling) - Table H-1
Oil film surface on land treatment
unit-Table l-l
Closed landfill - Table J-1
Open landfill - Table K-1
Wastepile - Table L-1
Fixed roof tank - Table M-1
Floating roof tank - Table N-1
Variable vapor space tank -
Table O-1
Storage pile (particulates)-
Table P-1
Exposed, flat, contaminated area
(particulates)- Table Q-1
T
Step 2-
Select Release Constituents and
Surrogates
2-6
-------
Unit-specific values for some of the source characterization parameters may be
difficult to determine. For example, air porosity values of the fixed waste are
needed for evaluating emissions from open landfills, closed landfills, and
wastepiles, and total porosity values of the fixed waste are needed to evaluate
emissions from open landfills and wastepiles. However, unit-specific data are
typically not available for these parameters. If unit-specific values for input
parameters are not available, typical and/or reasonable worst-case values should be
selected from the range of values specified in Appendices C through Q.
Selection of source scenario input data should be based on realistic physical and
chemical limitations. For example, the waste concentration value for a constituent
should not exceed the constituent-specific volubility in water.
2.3 Step 2- Release Constituent Surrogates
The primary approach involves using the actual physical/chemical properties for ail
unit-specific constituents for emission modeling purposes. The. alternative
screening approach (scaling) uses a limited set of constituents or surrogates.
A limited set of surrogates is used to represent the constituents of concern in this
alternative screening method to represent a wide range of potential release
constituents. This significantly simplifies the screening assessment process since the
list of potential air release constituents included in the RFI Guidance is extensive.
Selection of appropriate source release constituent surrogates is illustrated in
Figure 2-3. Table B-3 presents the appropriate surrogate to be used for each
constituent of concern. This step is not used in screening for particle emissions from
storage piles and exposed areas.
Table B-3 of Appendix B, presents the appropriate surrogate to be used for each
constituent of concern. Two subsets of surrogates are presented in Appendix B. The
first subset is applicable to emissions that can be estimated based on Henry's Law
Constant (i.e., applicable for low concentrations, less than 10 percent, of wastes in
aqueous solution). Surrogates based on Henry's Law Constant are appropriate for
units like storage and disposal impoundments. Henry's Law Constant surrogates are
presented in Table B-1.
2-7
-------
STEP 2- SELECT RELEAsf'SoWrffiENTS AND SURROGATES
Source Characterization information
Impoundments
(Organic Releases)
Surrogate subset
based on Henry's
Law Constant (see
Table B-1)
Select
appropriate"
surrogate
subset.
Particulate Releases
Other Units
(Organic Releases)
Surrogate subset
based on Raoult's
Law (see Table B-2)
Primary Approach
Use all constituents to
evaluate unit.
Select
appropriate
constituents to
represent
release.
Step 3-
Calculate
Emission Estimates
Alternative Approach
Limit evaluations to release
constituent(s) that represent
reasonable worst-case
conditions.
Identify surrogates which
correspond to release
constituents
(Table B-3),
2-8
-------
The second subset is applicable to emissions that can be estimated based on Raoult's
Law. Raoult's Law predicts the behavior of most concentrated mixtures of water
and organic solvents (i.e., solution with over 10 percent solute). Surrogates based
on Raoult's Law are appropriate for units like landfills, wastepiles, land treatment
units and storage tanks. Raoult's Law surrogates are listed in Table B-2.
It is also necessary to select surrogates from the appropriate subset (i.e.{from the
Henry's Law Constant or Raoult's Law subset selected) to represent release
constituents of interest. The primary approach is to use all surrogates from the
appropriate subset to evaluate the unit. This approach will provide a
comprehensive data base for the screening assessment. An alternative approach is
to select release constituent(s) /surrogate(s) that represent reasonable worst-case
conditions. Release constituents having the most restrictive health-based criteria
and those having high volatility are frequently associated with these reasonable
worst-case (long-term) release conditions.
2.4 Step 3- Emission Estimates
Two approaches for calculating emission estimates are identified in Figure 2-4. The
primary approach involves the calculation of unit-specific emission rates based on
available models (e.g., CHEMDAT6, et cetera). This approach is recommended for
most applications.
The alternative approach involves the calculation of emissions by applying scaling
factors to emission modeling results presented in Appendices C through Q for a
limited set of source scenarios. This approach is appropriate when a rapid
preliminary estimate is needed and modeling resources are not available. However,
the primary approach will provide more representative unit-specific emission
estimates.
Specific instructions for implementing the alternative emission estimation approach
are presented in Figure 2-5.
Emission rate modeling results for a wide range of source scenario conditions are
presented in Appendices C through Q to facilitate implementation of the
alternative emission estimation approach. These available modeling results can be
2-9
-------
Appendix A
Background Information
-------
FIGURE 2-5
STEP 3- CALCULATE EMISSION ESTIMATES (ALTERNATIVE APPROACH)
Source Characterization Information/Constituent Surrogates
i
Obtain Emission Rate Estimation Worksheets (as selected in Step 1):
Disposal impoundment - Table S -1
Storage impoundment/open tank -
Tabje>2 '
Oil film-on storage impoundment -
Table S-3
Mechanically aerated impoundment -
Table S-4
Diffused air system - Table S-5 *
Land treatment - Table S-6
Oil film surface on land treatment t
unit -Table S-7
Closed landfill - Table S-8
Open landfill - Table S-9
Open landfill - Table S - 9
Fixed roof tank -Table S -11
Floating roof tank -Table S -12
Variable vapor space tank -
Tables-13
Storage pile (particulates)-
Table S -1 4
Exposed, flat, contaminated area
(particujates) - Table S -15
T
Select the source scenario for each modeling parameter (identified in Col. 1 of
worksheets) that best represents unit-specir conditions from available cases
(appropriate alternative case numbers are Identified in Col. 3 of the worksheet
and)'case specifications are presented in Appendices C-Q):
• Disposal-impoundment - Table C-1
Storage impoundment/open tank-
Table D-1
Oil film on storage impoundment -
Table E-1
aerated impoundment -
Mechanically „
T a D re T -1
Dffused-air system - Table G-1
Land treatment -Table H-1
Oil film surface on land treatment
unit -Table I-2
Closed landfill - Table J -1
0 en landfill -Table K-1
Wastepile - Table L-1
Fixed roof tank - Table M-1
Floating roof tank -Table N-1
Variable vapor space tank - Table 0-1
Table O-1 '
Storage pile (particulates) -
Table P-1
Exposed, flat contamianted
area (particulates) Table Q-1
Compute parameter-specific scaling factors by completing Cols. 4-11 (12 for
Raoult's Law surrogates) of the worksheet or Col. 4 for particulate worksheets
based on modeling results presented in Appendicess C-Q (computational
instructions are presented with each worksheet):
• Disposal-impoundment - Table C-2
• Storage impoundment/open tank-
Table. t>-2
• Oil film on storage impoundment -
Table E-2
• Mechanically aerated impoundment -
Table F-2
• Diffused air system - Table G-2
• Land treatment - Table H-2
• Oil film surface on land treatment
unit -Table I-2
Closed landfill - Table J-2
Open landfill -Table K-2
Open landfilF- Table" K-2
Fixed roof tank -Table M-2
Floating roof tank - Table N-2
Variable vapor space tank -
Table 0-2
Storage pile (particulates) -
Table P-2
Exposed, flat, contaminated area
(particluates) .Table Q-2
Complete unit-specific emission, rate, which accounts for unit-
specific scaling factors (last line item on each worksheet based
on instructions presented with each worksheet).
T
Step 4-
Calculate Concentration Estimates
2-11
-------
interpolated to estimate a unit-specific emission rate. The process for calculating
emission rate estimates for application to a specific unit (i. e., unit-specific
application) is summarized in Figure 2-5.
Calculating emission rate estimates is accomplished by completing an Emission Rate
Estimation Worksheet, included in Appendix S. A separate worksheet is provided in
Appendix S for each unit category. Column 2 (unit-specific values for each modeling
parameter) of the worksheet should already have been completed during Step 1.
The alternative emission estimation approach presented in Figure 2-5 also involves
scaling the emission rate modeling results available in Appendices C through Q to
represent unit-specific conditions. This is accomplished by first computing
individual parameter-specific factors and then combining the results to calculate a
unit-specific emission rate for each surrogate of interest. Therefore, it is necessary
to select the appropriate source scenario that best represents unit-specific
conditions for each modeling parameter (identified in Column 1 of the worksheet).
Column 3 of the worksheet identifies the appropriate candidate scenario cases for
each parameter. The source scenario case specifications (i.e., values of the modeling
parameters for each case) are presented in Table C -1 (disposal impoundment), D-1
(storage impoundment), E-1 (oil film on storage impoundment), F-1 (mechanically
aerated impoundment), G-1 (diffused air system), H-1 (land treatment), 1-1 (oil film
surface on land treatment unit), J-1 (closed landfill), K-1 (open landfill), L-1
(wastepile), M-1 (fixed roof tank), N-1 (floating roof tank), 0-1 (variable vapor space
tank), P-1 (storage piles), and Q-1 (exposed, flat, contaminated areas).
It is also recommended that a second scenario case be selected for each parameter
in order to bracket source conditions. The selection of a second scenario is
appropriate if unit-specific source conditions are different than those presented in
the source scenario case specifications (Appendices C-Q).
Parameter-specific scaling factors are computed by following instructions in each
worksheet and by completing Columns 4-11 (12). (Column 12 is needed for Raoult's
Law surrogates.) Information needed to complete Columns 4-11 (12) is available in
Appendices C through Q. Information needed to complete worksheets for
particulate emissions are available in Appendices P and Q. Instructions for
2-12
-------
computing unit-specific emission rotes based on applying scaling factors are
included in each worksheet.
The last set of three source scenario cases for unit-category modeling results
presented in Appendices C through Q represents the following:
• Reasonable best-case emission rate for unit category (for a typical source
surface area or tank size)
• Typical emission rate for unit category (for a typical source surface area
or tank size)
• Reasonable worst-case emission rate for unit category (for a typical
source surface area or tank size)
Frequently these cases can be used to rapidly estimate typical and extreme emission
rates. However, they should not be considered as absolute values. These scenarios
generally represent the range of source conditions identified in the Hazardous
Waste Treatment. Storage and Disposal Facilities (TSDR Air Emission Models (U.S.
EPA, December 1987). But frequently this information was incomplete, and
subjective estimates were postulated instead. Therefore, the emission rates for
best, typical and worst case source scenarios should only be used as a preliminary
basis to compare and prioritize sources.
At times one of the source scenario cases presented in the Appendices may be
representative of the modeling parameters for the unit scenario being evaluated.
For these situations, it is not necessary to implement all of the intermediate
computational steps otherwise needed to complete the worksheet. Instead, the
modeling results presented in Appendices C through Q can be used to directly
represent unit-specific emission rates. However, it may be necessary to scale these
results to account for the unit-specific surface area and waste constituent
concentrations. (Scaling can be accomplished by the approach specified in each
worksheet).
2-13
-------
2.5 Step 4- Concentration Estimates
Emission rate values from Step 3 are used as input to calculate concentration
estimates at receptor locations of interest. Dispersion conditions are accounted for
by use of available modeling results for typical annual meteorological conditions. A
summary of this process is included in Figure 2-6. Dispersion models can be applied
to directly estimate concentration. This primary approach is recommended for most
applications. The EPA-industrial Source Complex (ISC) model is generally
appropriate for a wide range of sources in flat or rolling terrain. Alternative models
are identified in the Guideline On Air Quality Models (Revised) (U.S. EPA, July 1988).
An alternative approach to obtain concentration estimates (for flat terrain sites)
involves the application of dispersion factors presented in Appendix R. A
Concentration Estimation Worksheet (Table R-1) is used as the basis for
concentration calculations. This approach is appropriate when a rapid preliminary
estimate is needed and modeling resources are not available. However, the primary
approach will provide more representative site-specific concentration estimates.
Specific instructions for implementing the alternative concentration estimation
approach are presented in Figure 2-7.
Concentrations should be estimated at locations corresponding to receptors of
concern (pursuant to RFI Guidance). Receptor information may also be available
from the RFA. Column 2 of the worksheet should be completed to define distances
to receptors as a function of direction.
Ambient concentrations are influenced by atmospheric dispersion conditions in
addition to emission rates. Atmospheric dispersion conditions for ground-level non-
buoyant releases (as is the case for surface impoundment, landfill, land treatment
unit, and wastepile applications) can be accounted for by the use of dispersion
factors. Appropriate dispersion factors based on Figure R-1 should be used to
complete Column 3 of the worksheet. The dispersion factors presented in Figure R-1
include individual plots for a range of unit-surface-area sizes. Instruction regarding
the use of these plots to determine unit- and receptor-specific dispersion factors is
included with Figure R-1.
2-14
-------
FIGURE 2-7
STEP 4 - CALCULATE CONCENTRATION ESTIMATES
(ALTERNATIVE APPROACH)
Emission Estimates
Obtain Concentration
Estimation Worksheet
(Table R-1).
RFA Receptor
Information
Define receptor locations of interest
(complete Col. 2 of worksheet to
define distances of receptors as a
function of direction).
Determine dispersion factor (Chi/Q)
values for appropriate source area
and receptor downwind distance
based on Figure R-1 (complete Col. 3
of worksheet).
Assume annual downwind frequency
of 100% for each receptor (complete
Col. 4 of worksheet).
Calculate long-term ambient
concentrations based on Equation 1
of worksheet (complete Cols. 5-13).
Ir
Step 5-
Compare Results to
Health-Based Criteria
2-16
-------
The dispersion factors presented in Figure R-1 are based on the assumption that
winds are flowing in one direction (i.e., toward the receptor of interest) 100 percent
of the time on an annual basis. This conservative assumption of a wind direction
frequency of 100% for each receptor of interest should be used if Figure R-1 is used.
as the basis to estimate dispersion conditions for Column 4 of the worksheets.
The information entered into Column 3 and 4 of the worksheet, plus the emission
rate results calculated during Step 3, provides the required input to calculate
ambient concentrations. Specifically, Equation 1 presented in the worksheet should
be used to obtain ambient concentrations for each surrogate and receptor location.
Equation 1 of Table R-1 includes a safety factor of 10 which is applied to all
concentration estimates based on the scaling approach. This factor accounts for the
inherent uncertainty involved in the scaling approach. This safety factor is
applicable to all concentration estimates based on emission rates obtained via the
scaling approach. These results should be entered into Columns 5 through 13 of the
worksheet.
2.6 Step 5 - Health Criteria Comparisons
Concentration results from Step 4 can be compared to constituent-specific
health-based criteria provided in the RFI Guidance (see Figure 2-8). To facilitate this
comparison, it is recommended that the appropriate reference toxic and
carcinogenic criteria be entered in the space allocated in the Concentration
Estimation Worksheet.
Interpretation of the ambient concentration estimates should also account for the
uncertainties associated with the following components of the assessment:
• Inaccuracies in input source characterization data will directly affect
concentration results.
• Emission rate models have not been extensively verified. However,
OAQPS states, "In general, considering the uncertainty of field emission
measurements, agreement between measured and predicted emissions
generally agree within an order of magnitude." (U.S. EPA, April 1987).
These verifications have been for short-term emission conditions. Model
2-17
-------
performance is expected to be better for long-term emission rate
estimation (as used for this screening assessment).
• inaccuracies associated with use of the alternative emission estimation
approach presented in Figure 2-5.
Source conditions for the unit of interest may not be the same as
those for the source scenarios presented in Appendices C-Q.
Therefore, scenarios should be selected to bracket the unit-specific
conditions in order to obtain a range of emission rate estimates.
The use of scaling factors for each source parameter may yield
somewhat different emission rate values compared to those based
on direct use of a model with unit-specific inputs. These differences
are attributed to the interrelationships of source parameters which
may not be linear. A comparison of direct modeling results versus
scaling estimates is presented in Exhibit 2-1.
• Atmospheric dispersion models for long-term applications (as used for
this screening assessment) typically are accurate within a factor of ± 2 to
3 for flat terrain (inaccuracy can be a factor of 10 in complex terrain.
Therefore, "safety factors" commensurate with these uncertainties should be
applied to concentration estimates for health criteria comparisons.
The calculations of emission rate and concentration estimates obtained have been
for a 1-year period. Some units, such as closed landfills, will have different average
emission rates for longer exposure periods for certain constituents. The air pathway
health-based criteria included in the RFI Guidance are based on a 70-year exposure
period. Appendices C through Q each contain a set of scenario cases for 1-, 5-, 10-,
and 70-year exposures for information purposes. However, only inactive units are
expected to have an average 70-year emission rate that is significantly different
from the l-year rate. All of the emission results presented in Appendices C through
Q are assumed to be active with the exception of closed landfills (Appendix J). Air
concentrations for each one-year period within the reference 70 year exposure
period should be less than those associated with constituent-specific health criteria.
2-19
-------
EXHIBIT 2-1
RATIO OF SCALING ESTIMATES TO CHEMDAT6
EMISSION RATE MODELING RESULTS (FIGURE 2-5)
Unit Type
Disposal Impoundment
Storage Impoundment
Oil Film on Storage
Impoundment
Mechanically Aerated
impoundment
Diffused Air System
Land Treatment (after
tilling)
Oil Film Surface on Land
Treatment Unit
Closed Landfill
Open Landfill
Wastepile
Fixed Roof Tank
Floating Roof Tank
Variable Vapor Space
Tank
Storage Pile
(Particulates)
Contaminated Area
(Particulates)
Reasonable Best Case/Worst Case Emission Rate Scenarios
Henry's Law Surrogates: MHLB
Raoult's Law Surrogates: HVHB
Particle Case: Particle
0.81
1.00
1.10
1.51
1.10
1.06
1.00
0.84
1.00
1.00
L20
0.91
0.92
1.31
1.20
1.01
1.29
1.02
0.99
1.00
*
*
1.00
0.92
0.88
1.00
0.98
0.98
HHLB
HVMB
0.81
1.00
1.00
1.43
1.10
1.05
1.00
1.00
1.00
1.00
1.06
0.98
0.92
1.28
1.18
1.01
1.16
1.19
0.98
1.02
*
*
1.00
1.00
—
--
LHMB
HVLB
0.86
1.04
1.10
1.50
1.10
1.04
1.00
0.76
1.00
1.00
1.00
1.00
0.92
1.25
1.16
1.00
1.23
1.05
0.98
1.00
*
*
1.00
0.96
—
—
MHMB
MVHB
0.81
1.00
1.00
1.52
1.10
4.10
1.00
0.91
1.00
0.99
3.67
0.74
3.93
1.09
1.14
1.01
0.94
0.73
0.99
1.00
0.82
0.53
1.00
1.01
1.00
1.00
—
HHMB
MVMB
0.81
1.00
1.10
1.43
1.08
3.25
1.00
0.99
1.00
1.00
2.83
0.75
5.68
1.06
1.11
1.01
1.23
0.90
0.98
1.00
0.81
0.53
0.96
1.01
1.00
0.91
—
—
LHHB
MVLB
0.68
1.03
0.97
0.79
1.10
4.12
1.00
0.81
1.00
0.99
1.27
0.91
3.98
1.09
1.14
1.02
0.91
0.70
0.99
1.01
0.82
0.50
0.98
1.00
1.00
0.95
--
~
MHHB
LVMB
0.81
1.00
1.00
1.51
1.24
1.25
1.00
0.93
1.01
1.00
5.28
1.40
1.08
0.77
1.18
1.02
0.40
0.72
1.25
0.79
0.90
0.89
0.95
1.01
1.00
1.00
-
—
HHHB
VHVHB
0.81
1.00
1.00
1.43
1.10
1.00
1.00
1.00
1.00
0.99
1.06
0.99
0.92
1.00
1.18
0.99
0.98
0.94
1.02
1.00
*
*
1.00
0.92
~
-
VHVLB
--
~
1.10
1.00
—
—
1.00
1.00
0.92
1.03
1.20
1.00
0.98
0.94
1.02
1.00
*
*
• 1.00
1.02
--
--
*This type of tank is not typically used for materials with this high vapor pressure.
-------
3.0 EXAMPLE APPLICATIONS
Two case studies have been selected to demonstrate the application of the
alternative (scaling) air assessment screening methodology based on the technical
aids presented in Appendices B through S. The first example involves a storage
impoundment and the second a closed landfill.
3.1 Case Study A
Case Study A involves a storage impoundment located close to a small community.
The closest resident lives 0.2 mile south of the unit. The impoundment has a surface
area of 1 acre, a depth of 0.9 meter, and a typical storage time cycle of 1.2 days.
Wind data from the nearest National Weather Service station indicate that
northerly winds occur 10 percent of the time annually. Waste records for the unit
indicate the frequent appearance of carbon tetrachloride. Limited waste analyses
indicate that a 1,000-ppm concentration of this constituent in the impoundment is a
reasonable assumption. The object of this example screening assessment is to
estimate the ambient concentrations at the nearest residence. Following is a
summary of this example application.
Step 1- Obtain Source Characterization Information
The appropriate Emission Rate Estimation Worksheet for this case study is Table S-2
for storage impoundment units. The unit information provided above is sufficient
to complete Column 2 for Lines 1-4 of the worksheet (see Exhibit 3-1) pursuant to
Instruction A of the Worksheet (Table S-2).
Step 2- Select Release Constituent Surrogates
Based on Figure 2-3, it is apparent that the Henry's Law Constant surrogate subset
(Table B-1) is appropriate for a storage impoundment unit. Evaluation of Table B-3
indicates that the following surrogate inapplicable to Case Study A:
3-1
-------
EXHIBIT 3-1
TABLE S-2
EMISSION RATE ESTIMATION WORKSHEET - STORAGE IMPOUNDMENT EXAMPLE
Line col 1
Modeling
Parameters
1 Area*
2 Depth*
3 Retention time*
4 Constituent
concentration*
Col 2
Instruction A:
Input Unit-
Specific
Values
1 acres
0.9m
12 days
1000 ppm
Col 3
Instruction B:
Select a Representative
Case from Appendix D -
Table D-1 (underline
selected case)
1,2,3,or4
5,6,7or8
INSTRUCTION D:
Complete Lines 5-6 and 8
Account for Area
[unit-specific area/(Case 18 area = 0.4 acres)
6 Account for Unit-Specific Concentration
[unit-specific conc./(Case 18 cone. = 1,000 ppm)]
7 Typical Surrogate-Specific Emission Rate
(Case 18), 106g/yr
8 Calculate Unit-Specific Emission Rate, I06g/yr
(multiply lines #2x #3x #5x #6x #7)
Col 4 Col 5 Col 6 Col 7 Col 8 Col 9 Col 10 Col 11
Instruction C:
Determine Surrogate-Specific Scaling Factors"
HVHB HVMB HVLB MVHB MVMB MVLB LVMB VHVHB
0.57
4.1
--
SURROGATE-SPECIFIC VALUES
2.5
1.0
34.0 39.24 3.25 38.10 38.40 1.97 38.74 39.24
229.0
* Critical input values
** Scaling Factor determined for Lines 2 and 3 from Appendix D - Emission Rate Estimate from Table D-2 divided by Typical Emission Rate
defined in Case 18 (see line 7).
-------
Constituent
Surrogate No.
Surrogate
Carbon tetrachloride
HHLB
Step 3- Calculate Emission Estimates
This step involves implementing Instructions B-D of the Worksheet (Table S-2).
Instruction B involves selection of representative cases from Table D-1 which best
match actual unit values in Column 2. A review of Table D-1 indicates that Case 1
(based on a depth of 0.9 meter) best estimates the depth of the example case (also a
depth of 0.9 meters has been specified for Case Study A). Table D-1 also indicates
that Case 5 (based on a retention cycle of 1 day) best represents the example case (a
retention cycle of 1.2 days has been specified for Case Study A).
Implementation of Instruction C involves determination of surrogate-specific
scaling factors. For this example this involved completion of Column 5 for lines 2
and 3 of the Worksheet (Table S-2). Emission rates for Cases 1 and 5, and a typical
emission rate (Case 18) were obtained from Table D-2 as follows:
Case
Case 1
Case 5
Case 18
Emission Rate (I 06g/yO
Carbon Tetrachloride
22.5
161.5
39.2
Column 5 of the worksheet (for carbon tetrachloride) was completed via the
following computations (Case 18 represents a typical emission rate for the source
category of storage impoundment):
*Line 2:
Case 1 Emission Rate (from Table D-2)
Case 18 Emission Rate (from Line 7 of the Worksheet)
22.5
= 0.57
39.2
3-3
-------
*l_ine 3:
Case 5 Emission Rate (from Table D-2) 161.5
Case 18 Emission Rate (from Line 7 of the Worksheet) = 39 2
= 4.1
Implementation of Instruction D of the Worksheet (Table S-2) involves completion
of Lines 5-6 and 8 as follows:
*Line 5:
Unit-Specific Area (from Column 2 of the Worksheet) 1.0
Case 18 Area (this value is identified in the Worksheet n.4
instructions for Line 5)
*Line 6:
Unit-Specific Concentration 1,000
= 2.
Case 18 Concentration -I
= 1.0
*Line 8:
Emission Rate = Line 2 x Line 3 x Line 5 x Line 6 x Line?
= 0.57x4.1 x 2. 5x1. Ox 39.2
= 229. Ox 106g/yr
= 229.0 Mg/y
Step 4- Calculate Concentration Estimates
This step involves use of the Concentration Estimation Worksheet (Table R-l).
Application of the Worksheet involves implementation of Instructions A-D included
in Table R-1. The example Concentration Estimation Worksheet for Case Study A is
presented in Exhibit 3-2. Implementation of Instruction A involves input of the
distance of the receptor from the downwind unit boundary for sectors of interest.
Notice that the receptor distance of 0.2 mile (Column 2) corresponds with the south
(downwind) sector. This is because the frequency of northerly winds obtained from
the National Weather Service (as stated at the beginning of 3.1) represents the
3-4
-------
EXHIBIT 3-2
TABLE R-1
CONCENTRATION ESTIMATION WORKSHEET - UNIT CATEGORY: CLOSED LANDFILL EXAMPLE
Col 1 Col 2 Col 3 Col 4
Downwind
Sector
N
NNE
NE
ENE
E
ESE
SE
SSE
S
ssw
sw
wsw
w
WNW
NW
Instruction A:
Input
Distance
to
Receptors* *
(miles)
0.2
Instruction B:
Determine
Dispersion
Factor
(Figure R-1)
Instruction C:
Assume
Annual
Downwind
Frequency
of 100%
(percent)
ColS Col6 Col 7 Col 8 Col 9 Col 10 Col 11 Col 12 Col 13
Instruction D:
Compute Long-Term Concentration Estimates (ug/m3) Based on Equation 1 *
(select and circle appropriate surrogate subset, Henry's Law Constant or Raoult's Law or particle case)
MHLB
HVHB HHLB LHMB MHMB HHMB LHHB MHHB HHHB -- = Henry's Law Constant Surrogate
„, or or or or or or
particle HVMB HVLB MVHB MVMB MVLB LVMB VHVHB VHVLB = Raoult's Law Surrogate
case
6.4 x 10*
100
4600
Health Criteria (ug/m3) Toxic Criteria NA
Based on RFI Guidance Carcinogenic Criteria 0.03***
Ul
l/l
* Equation 1 Long-Term Concentration Est. (ug/m3) = Col 3 x Col 4 x (unit/surrogate-specific Emission Rates, Mg/yr, based on Appendix S Worksheets) x (Conversion Factor = 3.17 x 102) x
(Safety Factor = 10)
Distance from downward unit boundary
*** Criterion for carbon tetrachloride
NA Not available
Mg/yr = 106g/yr
-------
direction "from which the wind is flowing. " This is standard meteorological
terminology. Therefore, northerly winds affect receptors south of the unit.
Implementation of Instruction B involves determination of the appropriate
dispersion factor for the downwind distance selected. The dispersion factor
obtained from Figure R-l for this example is 6.4 x 10-6sec/m3 (entered in Column 3
of the Concentration Estimation Worksheet). This value is applicable to a receptor
0.2 mile downwind from a l-acre area source.
Implementation of Instruction C involves entering the downwind frequency for the
sector of interest in Column 4 of the Worksheet. The downwind frequency
(conservatively assumed to be 100 percent if Table R-l dispersion factors are used)
for a receptor located south of the unit is entered in Column 4 of the Worksheet.
implementation of Instruction D involves computation of air concentrations based
on Equation 1 of the Worksheet (Table R-1). The concentration estimate for carbon
tetrachloride was calculated using Equation 1 of the Worksheet as follows:
• Worksheet estimate:
Concentration (|jg/m3) = Col. 3x Col. 4x Emission Rate x(unit conversion =
3.17x 1O2) (Safety factor = 1 0)
= (6.4x 1O6)X (100)x(229.0)x(3.17xl02)x(10)
= 4600 Mg/m 3
Step 5- Compare Results to Health Criteria
Available health-based criteria from the RFI Guidance were entered into the
Concentration Estimation Worksheet (see Exhibit 3-2). These results indicate that
carbon tetrachloride concentrations at the nearest receptor significantly exceed the
carcinogenic health-based criteria. Based on the expected carbon tetrachloride
concentrations, this unit is a prime candidate for unit-specific emission rate and
dispersion modeling to confirm the need for an RFI for the air media.
3-6
-------
3.2 Case Study B
Case Study B involves a closed landfill of 7 acres with a waste-bed thickness of 25
feet and a cap thickness of 6 feet. Benzene is believed to be a primary constituent
of the waste (approximately 10 percent). The closest resident lives 1 mile east of the
unit. The prevailing winds (which occur 20 percent of the time annually, based on
available facility data) are from the west (i.e., these winds will affect the downwind
sector east of the unit). Following is a summary of the screening assessment for
Case Study B.
Step 1- Obtain Source Characterization Information
The appropriate Emission Rate Estimation Worksheet for Case Study B is Table S-8
for closed landfill units: The unit information provided is sufficient to complete
Column 2 of the worksheet, with one exception (see Exhibit 3-3): the air porosity of
the fixed waste is not known. Therefore, typical conditions [i.e., 25 percent as
represented by Cases 14 and 22 (see Table J-1) will be assumed for this assessment].
Step 2- Select Release Constituent Surrogates
Based on Figure 2-3, it is apparent that the Raoult's Law surrogate subset (Table B-2)
is appropriate for a closed landfill unit. Evaluation of Table B-3 indicates that the
following surrogate is applied to Case Study B:
Constituent Surrogate No. Surrogate Code
Benzene 1 HVHB
Step 3- Calculate Emission Estimates
The calculational inputs for the Emission Rate Estimations Worksheets for Case
Study B are presented in Exhibit 3-3 and 3-4. Scenario Case 1 (Exhibit 3-3) and
Scenario Case 2 (Exhibit 3-4) were selected to bracket the actual waste-bed thickness
for the example unit. Scenario Case 1 is associated with a waste-bed thickness of 15-
feet and Case 2 with a 30-foot bed thickness. The actual waste-bed thickness is 25
feet. The resulting benzene emission rate estimates range from 46.4 x 106g/yr to
83.4 x 106g/yr.
3-7
-------
EXHIBIT 3-4
TABLE S-8
EMISSION RATE ESTIMATION WORKSHEET - CLOSED LANDFILL EXAMPLE
Line
Col 1
Col 2
Col 3
Col 4 Col 5 Col6 Col 7 Col 8 Col9 CoMO Col11 Col 12
Instruction A:
Modeling
Parameters
Input Unit-
Specific
Values
Instruction B:
Select a Representative
Case from Appendix F -
Table F-1 (underline
selected case)
Instruction C:
Determine Surrogate-Specific Scaling Factors*
HVHB HVMB HVLB MVHB MVMB MVLB LVMB VHVHB VHVL8
1 Area*
2 Waste-bed
thickness*
3 Cap thickness
4 Constituent
content of waste*
5 Air porosity
(fixed waste)
7acres
25. ft
6ft
10. percent
25 percent
1,2,3 or4
5, 6, 7 or8
9^10, 11 or 12
15or16
1 .8
0.95
:LO
INSTRUCTION D:
Complete Lines 6 and 8
Account for Area
6 [unit-specific area/(Case 22 area = 3.5 acres)]
7 Typical Surrogate-Specific Emission Rate
(Case 22), 106g/yr
8 Calculate Unit-Specific Emission Rate, 106g/yr
(multiply lines#2 x #3 x #4x #5 x #6 x #7)
SURROGATE-SPECIFIC VALUES
2-0 _ _
24.4 22.4 47.0 0.445 0.398 0.808 1.55E- 119 264
05
83.4
* Critical input values
** Scaling Factor determined for Lines 2-5 from Appendix J - Emission Rate Estimate from Table J-2 divided by Typical Emission Rate defined in Case
22 (see line 7).
-------
Step 4- Calculate Concentration Estimates
The example Concentration Estimation Worksheets for Case Study Bare presented
in Exhibits 3-5 (Scenario Case 1) and 3-6 (Scenario Case 2). The resulting benzene
concentration at the nearest receptor is estimated to range from 69 ug/m3 to 124
ug/m3.
Step 5- Compare Results to Health Criteria
A review of results presented in Exhibits 3-5 and 3-6 indicates that the estimated
benzene concentrations of 69 ug/m3to 124 ug/m3are approximately 1000 times the
carcinogenic criterion of 0.1 ug/m3. A toxic criterion is not available for benzene.
Based on the results presented in Exhibits 3-5 and 3-6, this unit is a prime candidate
for an air release RFI.
3-10
-------
EXHIBIT 3-5
TABLE R-1
CONCENTRATION ESTIMATION WORKSHEET - UNIT CATEGORY: CLOSED LANDFILL EXAMPLE (Scenario Case 1)
CoM Col 2 Col 3 Col 4 Col 5 Col 6 Col 7 Col 8 Col 9 Col 10 Col 11 Col 12 Col 13
Downwind
Sector
N
NNE
NE
ENE
E
ESE
SE
SSE
S
ssw
sw
wsw
w
WNW
NW
NNW
Instruction A:
Distance
to
Receptors**
(miles)
1.0
Instruction B:
Determine
Dispersion
Factor
(Figure R-1)
4.7x10-6
Instruction C:
Assume
Annual
Downwind
Frequency
of 100%
(percent)
100
Instruction D:
Compute Long-Term Concentration Estimates (iig/m?) Based on Equation 1 *
(select and circle appropriate surrogate subset, Henry's Law Constant or Raoult's Law or particle case)
MHLB
HVHB HrHLB 0HMB £HMB HrHMB 0HHB JJHHB HfHHB — = Henry's Law Constant Surrogate
particle HVMB HVLB MVHB MVMB MVLB LVMB VHVHB VHVLB = Raoult's Law Surrogate
case
69
Health Criteria (ug/nf) Toxic Criteria N A
Based on RFI Guidance Carcinogenic Criteria Q.1***
Equation 1 Long-Term Concentration Est. (hig/nf) = Col 3 x Col 4 x (unit/surrogate-specific Emission Rates, Mg/yr, based on Appendix S Worksheets) x (Conversion Factor = 3.17x 10) x
(Safety Factor = 10)
** Distance from downward unit boundary
*** Criterion for benzene
NA Not available
Mg/yr = 106g/yr
-------
EXHIBIT 3-6
TABLE R-1
CONCENTRATION ESTIMATION WORKSHEET - UNIT CATEGORY: CLOSED LANDFILL EXAMPLE (Scenario Case 2)
Col 1 Col 2 Col 3 Col 4
Downwind
Sector
N
NNE
NE
ENE
E
ESE
SE
SSE
S
ssw
sw
wsw
w
WNW
NW
NNW
Instruction A:
Input
Distance
to
Receptors**
(miles)
1.0
Instruction B:
Determine
Dispersion
Factor
(Figure R-1)
4.7x106
Instruct! on C:
Assume
Annual
Downwind
Frequency
of 100%
(percent)
100
Col 5 Col 6 Col 7 Col 8 Col 9 CoMO Col 1 1 Col 12 Col 13
Instruction D:
Compute Long-Term Concentration Estimates (ug/m3) Based on Equation 1 *
(select and circle appropriate surrogate subset, Henry's Law Constant or Raoult's Law or particle case)
MHLB
HV/HR HHLB LHMB MHMB HHMB LHHB MHHB HHHB "" = Henry's Law Constant Surrogate
", Or or or Of or or or or
particle HVMB HV/LB MVHB MVMB MVLB LVMB VHVHB VHVLB = Raoult's Law Surrogate
cass
124
Health Criteria (ng/m3) Toxic Criteria NA
Based on RFI Guidance Carcinogenic Criteria 01***
* Equation 1 Long Term Concentration Est
(Safety Factor = 10)
* * Distance from downward unit boundary
*** Criterion for benzene
NA Not available
Mg/yr = 106g/yr
= Col 3 x Col 4 x (unit/surrogate specific Emission R.HO5, Mij/yr, baser! on Appendix 5 Worksheets) x (Conversion Factor = 3.17x10'') x
-------
4.0 REFERENCES
U.S. EPA, September 1985 (and subsequent supplements): Compilation of Air
Pollutant Emission Factors, Vol. I, Washington, DC 20460.
U.S. EPA, June 1974. Development of Emission Factors for Fugitive Dust Sources,
Research Triangle Park NC, 27711.
U.S. EPA, March 1978. Fugitive Emissions from Integrated Iron and Steel Plants, EPA
600/2-78-050, Washington, D.C.
U.S. EPA, July 1988. Guidelines on Air Quality Models (Revised). EPA-450/2 -78-027R,.
Office of Air Quality Planning and Standards, Research Triangle Park, NC 27711.
U.S. EPA. December 1987. Hazardous Waste Treatment Storage and Disposal
Facilities (TSDF) Air Emission Models. Office of Air Quality Planning and Standards.
Research Triangle Park, NC 27711 (CHEMDAT6).
U.S. EPA, 1989. RCRA Facility Investigation (RFh Guidance. Office of Solid Waste,
Washington, D.C. 20460.
Turner, D.B. 1969. Workbook of Atmospheric Dispersion Estimates. Public Health
Service, Cincinnati, OH.
4-1
-------
A.O BACKGROUND INFORMATION
The air release screening assessment methodology has been developed based on
use of available air emissions models applicable to facilities for treatment, storage,
and disposal of hazardous waste, and on results of atmospheric dispersion
modeling. The emission models were used to calculate emission rates for a wide
range of source scenarios. (An emission rate is defined as the source release rate for
the air pathway in terms of mass per unit of time.) These modeling results have
been summarized in this document so that they can be easily used by Environmental
Protection Agency (EPA) Regional and State Agency staff to estimate emission rates
for facility-specific and unit-specific applications. These source-specific emission
rates can be used in conjunction with dispersion modeling results, representative of
typical annual conditions, to estimate long-term ambient concentrations at
locations of interest. (Ambient concentrations are defined as the concentrations of
the released constituent downwind from the source. ) The emission rate and
atmospheric dispersion modeling approaches used to develop the screening
methodology are discussed in the subsections that follow.
A.1 Emission Rate Models
The air release screening assessment methodology has been based primarily on
application of air emission models (available on a diskette for use on a
microcomputer) developed by EPA's Office of Air Quality Planning and Standards
(OAQPS) to estimate organic releases for hazardous waste treatment, storage, and
disposal facilities (TSDFs) (U.S. EPA, December 1987). Computer-compatible air
emission models (referred to as CHEMDAT6 models) are available for the following
sources:
• Surface impoundments, which for modeling purposes include quiescent
impoundments, aerated impoundments, and open -top tanks
Disposal impoundments
Storage impoundments
Oil films on storage impoundments
Aerated impoundments
A-1
-------
• Land treatment
Soil emissions subsequent to waste tilling
Oil film surfaces
• Closed landfills
• Open landfills
• Waste piles
Since the results presented in this document are based on the December 1987
version of CHEMDAT6, subsequent modifications to any of these models may
require revisions to this screening methodology
The available models for CHEMDAT6 provide a basis to estimate emissions for
numerous unit categories (e.g., surface impoundments, landfills) as previously
listed. Therefore, the CHEMDAT6 models will be applicable to a wide range of air
release screening assessments. CHEMDAT6 (December 1987 versions) does not,
however, include models for the following sources:
• Land treatment - waste application
• Fixation pits
• Container loading
• Container storage
• Container cleaning
• Stationary tank loading
• Stationary tank storage
• Fugitive emissions
• Vacuum truck loading
However, guidance for estimating organic emissions from these sources is available
from OAQPS (U.S. EPA, December 1987).
In addition to the CHEMDAT6 model, emission equations from EPA's AP-42,
"Compilation of Air Pollutant Emission Factors" and "Fugitive Emissions from
Integrated Iron and Steel Plants" have been used for estimating organic emissions
from storage tanks and particulate matter emissions that are less than 10 microns in
diameter from storage piles and exposed areas which result from wind erosion and
activities on storage piles.
A-2
-------
A.2 Source Scenarios
A wide range of source scenarios were evaluated as a basis for developing the air
release assessment methodology. This involved identification of a limited set of
surrogates to represent the numerous individual potential air release constituents
of concern. This also involved evaluating of the sensitivity of the input parameters
used by the CHEMDAT6 air emission models and the AP-42 emission equation input
parameters.
A.2.1 Release Constituent Surrogates
A limited set of surrogates was required to simplify the air release assessment
methodology since the list of potential air release constituents included in the RFI
Guidance (U.S. EPA, 1988) is extensive. The set of surrogates selected for this
application was the same list developed by OAQPS for assessment of organic
emissions from TSDFs (see Appendix B).
Two subsets of surrogates are presented in Appendix B. The first subset is
applicable to air emission modeling applications based on the use of the Henry's
Law Constant (Table B-1) and the second subset is based on use of Raoult's Law
(Table B-2). Raoult's Law accurately predicts the behavior of most concentrated
mixtures of water and organic solvents (i. e., solutions over 10 percent solute).
According to Raoult's Law, the rate of volatilization of each chemical in a mixture is
proportional to the product of its concentration in the mixture and its vapor
pressure. Therefore, Raoult's Law can be used to characterize potential for
volatilization. This is especially useful when the unit of concern entails container
storage, tank storage, or treatment of concentrated waste streams.
The Henry's Law Constant is the ratio of the vapor pressure of a constituent to its
aqueous volubility (at equilibrium). This constant can be used to assess the relative
ease with which the compound may vaporize from the aqueous solution and will be
most useful when the unit being assessed is a surface impoundment or tank
containing dilute wastewaters. The potential for significant vaporization increases
as the value for the Henry's Law Constant increases; when it is greater than 10E-3,
rapid volatilization will generally occur.
A-3
-------
The surrogates presented in Appendix B span the range from very high volatility to
low volatility (frequently classified as semi-volatiles). Biodegradation potential has
also been accounted for in the surrogate specifications. Therefore, a cross-
reference of constituents has also been provided in Appendix B (Table B-3). This
listing provides the basis for the identification of the appropriate surrogate for
individual air release constituents of interest. Instructions for use of Appendix B
data are provided in Section 2.
A.2.2 Sensitivity Analyses
Sensitivity analyses of the input parameters used by the CHEMDAT6 air emission
models emission rate relative to output were evaluated to determine the feasibility
of developing a source characterization index. The object of the source
characterization index was to define a simple relationship between the primary
source description parameters and the emission rate of the release. This evaluation
was accomplished by modeling a series of source scenario cases for each unit
category (i. e., categories such as surface impoundments and landfills). Each of these
source scenario cases represents long-term (i. e., annual) emission conditions. A base
case representative of typical source conditions was defined for each unit category.
These typical conditions were specified based on TSDF survey results and on
guidance presented in the OAQPS air emissions modeling report (U.S. EPA,
December 1987). This base case provided a standard for comparison to results of
parametric analyses. The parametric analyses consisted of varying (one at a time)
the input values for the most sensitive modeling parameters. These input
parameter values were varied over a range of expected source conditions. In
addition to the parametric analyses and the typical (base-case) scenario, a
reasonable best-case (minimum emission rate) and a reasonable worst-case
(maximum emission rate) source scenario were also modeled. The most sensitive
modeling parameters and their associated range of values were determined by
considering model sensitivity results and TSDF source survey information presented
in the OAQPS air emission modeling report (U.S. EPA, December 1987), as well as
other judgmental factors. A similar sensitivity analysis was performed for the three
tank types.
A-4
-------
A summary of the air emissions modeling parameters, input values, and modeling
results (emission rates) is presented in Appendices C through Q. Evaluation of these
results indicates that emission rates are highly dependent on numerous sensitive
source parameters. Therefore, these complex relationships are not conducive to
development of a source characterization index (i.e., defining a simple relationship
between the primary source description parameters and the emission rate of the
release). However, the modeling results presented in Appendices C through Q
provide data which can be interpolated to estimate unit-specific emission rates with
minimal guidance. The methodology for application of these data is discussed in
Section 2.
A.3 Atmospheric Dispersion Conditions
Atmospheric dispersion conditions affect the downwind dilution of emissions from
a source. Available EPA dispersion models can be used to account for site specific
meteorological and source conditions. For this screening assessment, modeling
results are presented which represent typical dispersion conditions (neutral stability
and 10-mph winds) in the United States.
Dispersion modeling results to be used for the screening assessment (assuming flat
terrain) are presented in Appendix R (Figure R-1) and are applicable to ground-level
sources with non-buoyant releases (this assumption is valid for surface
impoundments, land treatment units, landfills, waste piles, tanks, and exposed
areas). These results are presented in terms of dispersion factors. Dispersion factors
can be considered as the ratio of the ambient concentration to the source emission
rate. Therefore, dispersion factors facilitate the calculation of ambient
concentrations if emission rate estimates are available.
The dispersion factors presented in Figure R-1 were developed from similar
dispersion graphs presented in a standard technical reference (Turner, 1969). These
dispersion factors are applicable to long-term (e.g., annual) conditions. It has been
assumed that dispersion factors (and, thus also ambient concentrations) decrease as
a function of downwind distance but are uniform in the crosswind direction within
a 22.5 degree sector (22.5 degree sectors correspond with major compass directions
such as N, NNW, NW, etc.). The dispersion factors presented in Figure R-1 also
account for the initial plume size, which corresponds to the surface area of the
A-5
-------
resource (Turner, 1969). Results presented in Figure R-1 are expected to be similar to
results from the EPA-approved Industrial Source Complex dispersion model.
A-6
-------
Appendix B
Release Constituent
Surrogate Data
-------
TABLE B-1
SURROGATE PROPERTIES - HENRY'S LAW CONSTANT SUBSET
Code
MHLB
HHLB
LHMB
MHMB
HHMB
LHHB
MHHB
HHHB
No.
6
3
8,9
5
2
7
4
1
Characteristics
medium Henry's Law, low biodegradation
high Henry's Law, low biodegradation
low Henry's Law, medium biodegradation
medium Henry's Law, medium biodegradation
high Henry's Law, medium biodegradation
low Henry's Law, high biodegradation
medium Henry's Law, high biodegradation
high Henry's Law, high biodegradation
Henry's Law*
Constant 298°K
2.22E-05
3.00E-02
1.58E-07
4.08E-05
1.18E-03
1.58E-07
6.80E-05
5.38E-03
*Key: low Henry's Law Constant < 1 .OE-05 atm-m3/g mol
medium Henry's Law Constant 1 .OE-05 -1 .OE-3
high Henry's Law Constant > 1 .OE-03
-------
TABLE B-2
SURROGATE PROPERTIES - RAOULT'S LAW SUBSET
oo
Code
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
No.
1
2
3
4
5
6
7,8,9
10, 11
12
Characteristics
high volatility, high biodegradation
high volatility, medium biodegradation
high volatility, low biodegradation
medium volatility, high biodegradation
medium volatility, medium biodegradation
medium volatility, low biodegradation
low volatility, medium biodegradation
very high volatility, high biodegradation
very high volatility, low biodegradation
Vapor Pressure
(25°C)
206
182
256
2.62
2.02
2.91
0.0001
1890
2030
*Key: low volatility, <1.0E-05atm
medium volatility, 1.0E-05 - 1.0E-3
high volatility, 1.0E-03- 1.0
very high volatility, >1.0
-------
TABLE B-3
LISTING OF CONSTITUENT-SPECIFIC SURROGATES
Constituent
Acrylamide
Acrylonitrile
Aldicarb
Aldrin
Aniline
Arsenic
Benz(a)anthracene
Benzene
Benzo(a)pyrene
Beryllium
Bis(2-chloroethyl)ether
Bromodichloromethane
Cadmium
Carbon tetrachloride
Chlordane
1 -Chloro-2, 3-
epoxy propane
(Epichlorohydrin)
Chloroform
Chromium (hexavalent)
DDT
Dibenz(a,h) anthracene
1,2-Dibromo-3-
Chloropropane (DBCP)
1,2-Dibromoethane
1,2-Dichloroethane
1,1-Dichloroethylene
Dichloromethane
(Methylene chloride)
CAS
No.
79-06-1
107-13-1
116-06-3
309-00-2
62-53-3
7440-38-2
56-55-3
71-43-2
50-32-8
7440-41-7
111-44-4
75-27-4
7440-43-9
56-23-5
57-74-9
106-89-8
67-66-3
7440-47-3
50-29-3
53-70-3
96-12-8
106-93-4
107-06-2
75-35-4
75-09-2
Henry's Law
Constant
Surrogate Code
7
4
8
3
8
0
9
1
9
0
5
3
0
3
6
6
3
0
3
9
6
3
3
3
1
Raoult's Law
Surrogate Code
4
1
9
7
5
0
7
1
8
0
5
7
0
3
7
3
3
0
7
7
6
3
3
3
1
B-3
-------
TABLE B-3
LISTING OF CONSTITUENT-SPECIFIC SURROGATES (Continued)
Constituent
2,4-Dichlorophenol
2,4-Dinitrophenol
2,4-Dinitrotoluene
1,4-Dioxane
1 ,2-Diphenylhydrazine
Endosulfan
Ethylene oxide
Heptachlor
Hexachlorobenzene
Hexachlorobutadiene
Hexachloroethane
Hydrazine
Isobutyl alcohol
Lindane (gamma-
Hexachlorocyclohexane)
3-Methyl-cholanthrene
4,4-Methylene-bis-(2-
chloroaniline)
Methyl parathion
Nickel
Nickel (refinery dust)
Nickel subsulfide
2-Nitropropane
N-Nitroso-N-methyl urea
N-Nitroso-pyrrolidine
Pentachlorobenzene
Pentachlorophenol
CAS
No.
120-83-2
51-28-5
121-14-2
123-91-1
122-66-7
115-29-7
75-21-8
76-44-8
118-74-1
87-68-3
67-72-1
302-01-2
78-83-1
58-89-9
56-49-5
101-14-4
298-00-0
1440-02-0
7440-02-0
12035-72-2
79-46-9
684-93-5
930-55-2
608-93-5
87-86-5
Henry's Law
Constant
Surrogate Code
8
9
9
6
9
9
4
3
6
3
9
9
7
9
6
3
6
0
0
0
6
5
2
3
9
Raoult's Law
Surrogate Code
5
3
6
3
7
7
10
7
7
6
6
3
4
7
7
6
6
0
0
0
3
9
2
6
7
B-4
-------
TABLE B-3
LISTING OF CONSTITUENT-SPECIFIC SURROGATES (Continued)
Constituent
Perchloroethylene
(Tetrachloroethylene)
Styrene
1,2,4,5-
Tetrachlorobenzene
1 ,1 ,2,2-Tetrachloroethane
2,3,4,6-Tetrachlorophenol
Tetraethyl lead
Thiourea
Toxaphene
1,1,2-Trichloroethane
Trichloroethylene
2,4,5-Trichlorophenol
2,4,6-Trichlorophenol
CAS
No.
127-18-4
100-42-5
95-94-3
79-34-5
58-90-2
78-00-2
62-56-6
8001 -35-2
79-00-5
79-01-6
95-95-4
88-06-2
Henry's Law
Constant
Surrogate Code
3
3
3
6
9
3
6
3
6
3
6
6
Raoult's Law
Surrogate Code
3
6
6
6
6
6
3
6
3
3
6
6
B-5
-------
Appendix C
Emission Rate Estimates
Disposal Impoundments
(Quiescent Surfaces)
-------
TABLE C-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - DISPOSAL IMPOUNDMENT
Modeling
Parameters
Area (acres)
Depth (m)
Turnovers (per yr)
Constituent
concentration (ppm)
Air temperature (°C)
Wind speed (mph)
Calculational period (yrs)
CASE NUMBERS
I
2.2
0.9
2
1000
25
10
1
2
2.2
1.8
2
1000
25
10
1
3
2.2
3.6
2
1000
25
10
1
4
2.2
5.0
2
1000
25
10
I
5
2.2
1.8
0.5
1000
25
10
1
6
2.2
1.8
1
1000
25
10
I
7
2.2
1.8
9
L
1000
25
10
I
8
2.2
1.8
3
1000
25
10
I
9
2.2
1.8
2
10
25
10
I
10
2.2
1.8
2
1000
25
10
1
11
2.2
1.8
9
L
2000
2b
10
I
12
2.2
1.8
9
4000
2b
10
I
13
2.2
1.8
2
1000
25
10
1
14
2.2
1.8
9
L
1000
25
10
5
15
2.2
1.8
9
L
1000
25
10
10
16
2.2
1.8
2
1000
25
10
70
17**
2.2
0.9
I
10
2b
10
I
18***
2.2
1.8
2
1000
25
10
1
19****
2.2
3.6
3
4000
25
10
1
n
Input assumptions:
- Active biomass = 0.0 g/l
- Biomass solids in = 0.0 mVsec
** - Submerged air flow = 0.0 mYsec
Reasonable Best Case (minimum) Emissions (assuming typical source area)
* * * Typical Emission Conditions (assuming typical source area)
* * * * Reasonable Worst Case (maximum) Emissions (assuming typical source area)
Note: If actual input values vary significantly from the above scenarios it is recommended that CHEMDAt6 be used to calculate emission estimates directly.
-------
TABLE C-2
EMISSION RATE ESTIMATES (106 g/yr) - DISPOSAL IMPOUNDMENT
Henry's Law Constant Surrogate
MHLB
HHLB
LHMB
MHMB
HHMB
LHHB
Mh'HB
HHHB
Henry's Law Constant Surrogate
MHLB
HHLB
LHMB
MHMB
HHMA
LHHB
MHHB
HHHB
Henry's Law Constant Surrogate
MHLB
HHLB
LHMB
MHMB
HHMB
LHHB
MHHB
HHHB
(Casel)
162
162
11.0
162
162
80
162
162
(Case 9)
03
0.3
0.1
03
0.3
0.1
03
03
(Case 17)
01
01
01
0.1
0.1
0.1
01
O.I
(Case 2)
32.4
324
14.1
324
324
9.4
324
32.4
(Case 10)
32.4
324
14.1
32.4
32.4
94
324
324
(Case 16)
324
324
14.1
324
324
94
324
32 4
(CaVe 3)
648
64.8
16.1
648
64.8
10.1
64.8
64.8
(Case 1 1)
648
64.8
28.2
64.8
648
18.7
648
646
(Case 19)
3884
3888
675
3888
388.8
41 6
3888
3888
(Case 4)
899
900
167
90.0
90.0
104
900
900
(Case 12)
1296
1296
564
1296
129.6
375
1296
1296
(Case 5)
81
8.1
73
81
8.1
6.0
81
81
1 Year
(Case 13)
324
324
14.1
324
32.4
9.4
324
324
(Case 6)
162
162
110
162
162
80
162
162
5 Years
(Case 14)
324
324
14.1
324
324
94
324
324
(Case 7)
32.4
324
14 1
32.4
324
94
324
324
10 Years
(Case 15)
324
324
14.1
32.4
324
94
324
324
(Case 8)
486
486
154
486
486
9.9
486
486
70 Years
(Case 16)
324
324
14 1
324
324
94
324
324
-------
Appendix D
Emission Rate Estimates
Storage Impoundments/Open Tanks
(Quiescent Surfaces)
-------
TABLE D-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - STORAGE IMPOUNDMENT
Modeling
Parameters
Area (acres)
Depth (m)
Retention time (days)
Constituent
concentration (ppm)
Air temperature (°C)
Wind speed (mph)
Calculational period (yrs)
CASE NUMBERS
I
0.4
0.9
20
1000
25
10
I
2
0.4
1.8
20
1000
25
10
I
3
0.4
3.6
20
1000
25
10
I
4
0.4
5.0
20
1000
25
10
I
5
0.4
1.8
I
1000
25
10
I
6
0.4
1.8
20
1000
25
10
1
7
0.4
1.8
50
1000
25
10
I
8
0.4
1.8
550
1000
25
10
I
9
0.4
1.8
20
10
25
10
I
10
0.4
1.8
20
1000
25
10
I
11
0.4
1.8
20
2000
25
10
I
12
0.4
1.8
20
4000
25
10
I
13
0.4
1.8
20
1000
25
10
I
14
0.4
1.8
20
1000
25
10
5
15
0.4
1.8
20
1000
25
10
10
16
0.4
1.8
20
1000
25
10
70
17**
0.4
0.9
550
10
25
10
I
18***
0.4
1.8
20
1000
25
10
1
1 9****
0.4
5.0
I
4000
25
10
1
Input assumptions:
- Active biomass = 0.0 g/l
** - Biomass solids in = 0.0 mVsec
*** Reasonable Best Case (minimum) Emissions (assuming typical source area)
**** Typical Emission Conditions (assuming typical source area)
Reasonable Worst Case (maximum) Emissions (assuming typical source area)
Note: If actual input values vary significantly from the above scenarios it is recommended that CHEMDAT6 be used to calculate emission estimates directly
-------
Appendix E
Emission Rate Estimates
Oil Films on Storage Impoundments
-------
TABLE E-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - OIL FILM ON STORAGE IMPOUNDMENT
Modeling
Parameters
Area (acres)
Depth of oil film (m)
Retention time (days)
constituent
concentration in oil
(ppm)
Air temperature (°C)
Wind speed (mph)
Calculation! period (yrs)
CASE NUMBERS
I
0.4
7.2E-04
20
200
25
10
I
2
0.4
7.2E-03
20
200
25
10
I
3
0.4
7.2E-02
20
200
25
10
I
4
0.4
7.2E-01
20
200
25
10
I
5
0.4
7.2E-02
1
200
25
10
I
6
0.4
7.2E-02
20
200
25
10
I
7
0.4
7.2E-02
50
200
25
10
I
8
0.4
7.2E-02
365
200
25
10
I
9
0.4
7.2E-02
20
100
25
10
I
10
0.4
7.2E-02
20
200
25
10
I
11
0.4
7.2E-02
20
1000
25
10
1
12
0.4
7.2E-02
20
5000
25
10
I
13
0.4
7.2E-02
20
200
25
10
I
14
0.4
7.2E-02
20
200
25
10
5
15
0.4
7.2E-02
20
200
25
10
10
16
0.4
7.2E-02
20
200
25
10
70
17**
0.4
7.2E-04
365
100
25
to
I
18***
0.4
7.2E-02
20
200
25
10
I
•1 Q****
0.4
7.2E-01
I
5000
25
to
I
Input assumptions:
- Oil (fraction of waste) = 1.0
- Molecular weight of oil = 282
tt -Density of oil = 1.0
Reasonable Best Case (minimum) Emissions (assuming typical source area)
* * * Typical Emission Conditions (assuming typical source area)
* * * * Reasonable Worst Case (maximum) Emissions (assuming typical source area)
Note: If actual Input values vary significantly from the above scenarios it is recommended that CHEMDAT6 be used to calculate emission estimates directly.
-------
TABLE E-2
EMISSION RATE ESTIMATES (106 g/yr) - OIL FILMS ON STORAGE IMPOUNDMENTS
Raoult's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Raoult's Law Surrogate
HVHB
HVMB
HVLB
HVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Raoult's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
(Case 1)
394E-03
394E-03
3.94E-03
394E-03
394E-03
394E-03
1 08E-04
3.94E-03
3.94E-03
(Case 9)
0 197
0 197
0 197
0 197
0 195
0 197
550E-05
0.197
0.197
(Case 17)
1.08E 04
1 08E-04
1.08E-04
1.08E-04
1.08E-04
1.08E-04
4.25E-05
1.08E-04
1 08E-04
(Case 2)
0039
0039
0039
0039
0.039
0.039
1.10E-04
0039
0.039
(Case 10)
0394
0394
0.394
0.394
0389
0394
1 10E-04
0.394
0394
(Case 18)
0.394
0394
0394
0394
0394
0394
1.10E-04
0394
0394
(Case 3)
0394
0394
0.394
0394
0389
0394
i 10E-04
0394
0394
(Case 11)
971
971
971
.968
.945
968
550E-04
.971
971
(Case 19)
186351
188653
190463
6060
41 68
61 35
1.97E-03
1971 00
1971 00
(Case 4)
3.942
3942
3942
1 851
1.388
1 868
1 06E-04
3942
3942
(Case 12)
9855
9855
9855
9838
9727
9839
2.75E-03
9855
9855
(Case 5)
7884
7884
7884
2 115
1.517
2 137
i 02E-04
7.884
7884
1 Year
(Case 13)
0394
0394
0394
0394
0389
0394
1.10E-04
0394
0394
(Case 6)
0394
0394
0394
0394
0389
0394
i 10E-04
0394
0394
5 Years
(Case 14)
0394
0 394
0394
0.394
0389
0394
1 10E-04
0394
0 394
(Case 7)
0158
0158
0 158
0 158
0 158
0 158
1 10E-04
0158
0 158
10 Years
(Case 15)
0394
0394
0394
0394
0389
0394
1 10E-04
0394
0394
(Case 8)
0022
0022
0022
0022
0022
0022
i 08E-04
0022
0022
70Yeais
(Case 16)
0394
0394
0394
0394
0389
0394
1.10E-04
0394
0 394
-------
Appendix F
Emission Rate Estimates
Mechanically Aerated Impoundments
-------
TABLE F-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - MECHANICALLY AERATED IMPOUNDMENT
Modeling
Parameters
Area (acres)
Depth (m)
Retention time (days)
Constituent
concentration (ppm)
Fraction agitated
Air temperature (°C)
Wind speed (mph)
Calculational period (yrs)
CASE NUMBERS
I
0.4
0.9
10
1000
0.24
25
10
1
9
L
0.4
1.8
10
1000
0.24
25
10
1
3
0.4
3.6
10
1000
0.24
25
10
I
4
0.4
5.0
10
1000
0.24
25
10
I
5
0.4
1.8
3
1000
0.24
25
10
I
6
0.4
1.8
10
1000
0.24
25
10
I
7
0.4
1.8
15
1000
0.24
25
10
I
8
0.4
1.8
20
1000
0.24
25
10
I
9
0.4
1.8
10
10
0.24
25
10
I
10
0.4
1.8
10
1000
0.24
25
10
I
11
0.4
1.8
10
2000
0.24
25
10
I
12
0.4
1.8
10
4000
0.24
25
10
I
13
0.4
1.8
10
1000
0.17
25
10
I
14
0.4
1.8
10
1000
0.24
25
10
I
15
0.4
1.8
10
1000
0.52
25
10
1
16
0.4
1.8
10
1000
0.87
25
10
I
17
0.4
1.8
10
1000
0.24
25
10
I
18
0.4
1.8
10
1000
0.24
25
10
5
19
0.4
1.8
10
1000
0.24
25
10
10
20
0.4
1.8
10
1000
0.24
25
10
70
21**
0.4
0.9
20
10
0.17
25
10
1
22***
0.4
1.8
10
1000
0.24
25
10
I
23****
0.4
5.0
3
4000
0.87
25
10
I
Input assumptions:
-Active biomass = 0.0g/l
- Biomass solids in = 0.0 mYsec
- Submerged air flow = 0.0 mYsec
** Number of impellers = 1
Reasonable Best Case (minimum) Emissions (assuming typical source area)
* * * Typical Emission Conditions (assuming typical source area)
**** Reasonable Worst Case (maximum) Emissions (assuming typical source area)
Oxygen transfer correction factor = 0.83
Impeller diameter = 61 cm
Impeller speed = 126 rad/sec
Note: If actual input values, vary significantly from the above scenarios it is recommended that CHEMBAT6 be used to calculateemission estimates directly.
-------
TABLE F-2
EMISSION RATE ESTIMATES (106 g/yr) - MECHANICALLY AERATED IMPOUNDMENTS
Henry's Law Constant Surrogate
MHLB
HHLB
LHMB
MHMB
HHMB
LHHB
MHHB
HHHB
Henry's Law Constant Surrogate
MHLB
HHLB
LHMB
MHMB
HHMB
LHHB
MHHB
HHHB
Henry's Law Constant Surrogate
MHLB
HHLB
LHMB
MHMB
HHMB
LHHB
MHHB
HHHB
(Case 1)
47.2
49.2
11.0
48.3
49.2
7.9
48.6
49.2
(Case 9)
0.91
0.98
0.12
0.95
0.98
0.085
0.96
0.98
1Year
(Case 17)
90.6
98.4
12.3
94.7
98.3
8.5
95.9
98.4
(Case 2)
90.6
98.4
12.3
94.7
98.3
8.5
95.9
98.4
(Case 10)
90.6
98.4
12.3
94.7
98.3
8.5
95.9
98.4
5 Years
(Case 18)
90.6
98.4
12.3
94.7
98.3
8.5
95.9
98.4
(Case 3)
168.1
196.5
13.2
182.6
195.8
8.9
187.0
186.4
(Case 11)
181.2
196.9
24.7
189.5
196.5
17.1
191.9
196.8
10 Years
(Case 19)
90.6
98.4
12.3
94.7
98.3
8.5
95.9
98.4
(Case 4)
220.8
272.6
13.4
246.5
271.2
9.0
254.6
272.3
(Case 12)
362.4
393.8
49.4
379.0
393.0
34.2
383.8
393.6
70 Years
(Case 20)
90.6
98.4
12.3
94.7
98.3
8.5
95.9
98.4
(Case 5)
253.9
326.9
13.5
289.4
324.9
9.1
300.9
326.6
(Case 13)
86.6
98.4
8.9
92.6
98.0
6.0
94.4
98.3
(Case 21)
0.24
0.25
0.070
0.24
0.25
0.050
0.24
0.25
(Case 6)
90.6
98.4
12.3
94.7
98.3
8.5
95.9
98.4
(Case 14)
90.6
98.4
12.3
94.7
98.3
8.5
95.9
98.4
(Case 22)
90.6
98.4
12.3
94.7
98.3
8.5
95.9
98.4
(Case 7)
62.1
65.6
11.6
64.0
65.6
8.2
64.5
65.6
(Case 15)
95.4
98.5
25.5
97.1
98.5
18.8
97.6
98.5
(Case 23)
3,169.2
3,635.2
252.4
3,414.6
3,624.2
174.9
3,487.5
3,633.5
(Case 8)
47.2
49.2
11.0
48.3
49.2
7.9
48.6
49.2
(Case 16)
97.0
98.6
40.2
97.9
98.5
31.3
98.1
98.6
-------
Appendix G
Emission Rate Estimates
Diffused Air Systems
-------
TABLE G-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - DIFFUSED AIR SYSTEM*
Modeling
Parameters
Area (acres)
Depth (m)
Retention time
(hours)
Constituent
concentration
(ppm)
Submerged air
(Iow(m3/sec)
Air
temperature
TO
Wind speed
(mph)
Cakulational
period (yrs)
CASE NUMBERS
1
6 7E-03
2
4
1000
004
25
10
1
2
6 7E-03
4
4
1000
004
25
10
1
3
6.7E-03
5
4
1000
0.04
25
10
1
4
6.7E-03
6
4
1000
0.04
25
10
1
5
6.7E-03
4
3
1000
0.04
25
10
1
6
6.7E-03
4
4
1000
0.04
25
10
1
7
67E-03
4
5
1000
004
25
10
1
8
6.7E-03
4
6
1000
0.04
25
10
1
9
6.7E-03
4
4
10
0.04
25
10
1
10
6.7E-03
4
4
1000
0.04
25
10
1
11
67E-03
4
4
2000
0.04
25
10
1
12
6.7E-03
4
4
4000
004
25
10
1
13
6.7E-03
4
4
1000
0.03
25
10
1
14
6.7E-03
4
4
1000
0.04
25
10
1
15
6.7E-03
4
4
1000
0045
25
10
1
16
6.7E-03
4
4
1000
005
25
10
1
17
6.7E-03
4
4
1000
0.04
25
10
1
18
6.7E-03
4
4
1000
0.04
25
10
5
19
6.7E-03
4
4
1000
0.04
25
10
10
20
67E-03
4
4
1000
0.04
25
10
70
21**
67E-03
2
6
10
0.03
25
10
1
22***
6.7E-03
4
4
1000
004
25
10
1
23****
6.7E-03
6
3
4000
005
25
10
1
Input assumptions:
Active biomass = 0.0 g/l
Biomass solids in = 0.0 nf/sec
Fraction agitated = 0.0
Number of impellers = 1
Oxygen transfer rating = 3 Ib 02/h-hp
Reasonable Best Case (minimum) Emissions (assuming typical source area)
Typical Emission Conditions (assuming typical source area)
Reasonable Worst Case (maximum) Emissions (assuming typical source area
Power (total) = 75 hp
Oxygen transfer correction factor = 0.83
Impeller diameter = 61 cm
Impeller speed = 126 rad/sec
Note: If actual input values vary significantly from the above scenarios it is recommended that CHEMDAT6 be used to calculate emission estimates directly.
-------
Appendix H
Emission Rate Estimates
Land Treatment
(Emissions After Tilling)
-------
TABLE H-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - LAND TREATMENT (EMISSIONS AFTER TILLING)*
Modeling
Parameters
Area (acres)
Annual waste
(oil & water)
throughput ( 106g/yr)
Oil content of
waste(%)
Constituent of
interest content of oil
(ppm)
Soil porosity (%)
Tilling depth (cm)
Air temperature (°C)
Calculational period
(yrs)
CASE NUMBERS
1
6.2
1800
2
2000
50
20
25
1
2
6.2
1800
10
2000
50
20
25
1
3
6.2
1800
20
2000
50
20
25
1
4
6.2
1800
50
2000
50
20
25
1
5
6.2
1800
10
500
50
20
25
1
6
6.2
1800
10
2000
50
20
25
1
7
6.2
1800
10
5000
50
20
25
1
8
6.2
1800
10
10,000
50
20
25
1
9
6.2
1800
10
2000
43
20
25
1
10
6.2
1800
10
2000
50
20
25
1
11
6.2
1800
10
2000
50
20
25
1
12
6.2
1800
10
2000
65
20
25
1
13
6.2
1800
10
2000
50
15
25
1
14
6.2
1800
10
2000
50
20
25
I
15
6.2
1800
10
2000
50
40
25
I
16
6.2
1800
10
2000
50
65
25
I
17
6.2
1800
10
2000
50
20
25
I
18
6.2
1800
10
2000
50
20
25
5
19
6.2
1800
10
2000
50
20
25
10
20
6.2
1800
10
2000
50
20
25
70
21"
6.2
1800
2
500
43
65
25
I
22***
6.2
1800
10
2000
50
20
25
I
23****
6.2
1800
50
10000
65
15
25
I
Input assumptions:
Molecular weight of oil = 282
Organics (VO) dissolved in water = 0.0
Biodegradation considered = yes
Reasonable Best Case (minimum) Emissions (assuming typical source area)
Typical Emission Conditions (assuming typical source area)
* Reasonable Worst Case (maximum) Emissions (assuming typical source area)
Note: If actual input values vary significantly from the above scenarios it is recommended that CHEMDAT6 be used to calculate emission estimates directly.
-------
TABLE H-2
EMISSION RATE ESTIMATES (106g/yr) - LAND TREATMENT (EMISSION AFTER TILLING)
Raoult's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Raoult's Law Surrogate
HVHB
HVMB
HVLB
HVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Raoult's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVM8
MVLB
LVMB
VHVHB
VHVLB
(Case 1)
0.071
0.072
0.072
0.044
0.063
0.071
7.92E-04
0.072
0.072
(Case 9)
0.334
0.355
0.359
0.091
0.194
0.330
1 .44E-03
0.355
0.359
(Case 1 7)
0.341
0.357
0.359
0.108
0.219
0.338
1 .80E-03
0.356
0.359
(Case 2)
0.341
0.357
0.359
0.108
0.219
0.338
1 .80E-03
0.356
0.359
(Case 10)
0.341
0.357
0.359
0.108
0.219
0.338
1 .80E-03
0.356
0.359
(Case 18)
0.341
0.357
0.359
0.108
0.219
0.338
1 .80E-03
0.356
0.359
(Case 3)
0.650
0.708
0.719
0.153
0.338
0.639
2.16E-03
0.708
0.719
(Case 11)
0.345
0.357
0.359
0.121
0.235
0.342
1 .80E-03
0.357
0.359
(Case 19)
0.341
0.357
0.359
0.108
0.219
0.338
1 .80E-03
0.356
0.359
(Case 4)
1.431
1.730
1.793
0.243
0.533
1.382
3.60E-03
1.728
1.796
(Case 12)
0.349
0.358
0.359
0.147
0.262
0.347
2.52E-03
0.358
0.359
(Case 20)
0.341
0.357
0.359
0.108
0.219
0.338
1 .80E-03
0.356
0.359
(Case 5)
0.085
0.089
0.090
0.027
0.055
0.085
4.50E-04
0.089
0.090
(Case 13)
0.346
0.357
0.359
0.125
0.240
0.343
2.16E-03
0.357
0.359
(Case 21)
0.017
0.018
0.018
0.006
0.011
0.017
9.00E-05
0.018
0.018
(Case 6)
0.341
0.357
0.359
0.108
0.219
0.338
1 .BOE-03
0.356
0.359
(Case 14)
0341
0.357
0.359
0.108
0.219
0.338
1 .80E-03
0.356
0.359
(Case 22)
0.341
0.357
0.359
0.108
0.219
0.338
1 .80E-03
0.356
0.359
(Case 7)
0853
0.892
0.898
0.271
0.548
0.845
4.50E-03
0.891
0.898
(Case 15)
0.325
0.354
0.359
0.077
0.169
0.319
1 .08E-03
0.354
0.359
(Case 23)
8.118
8.847
8.982
1.908
4.194
7.974
2.70E-02
8.838
8.982
(Case 8)
1.706
1.784
1.796
0.542
1.096
1.690
9.00E-03
1.782
1.796
(Case 16)
0.308
0.351
0.359
0.060
0.133
0.300
1 .08E-03
0.350
0.359
I
f-J
-------
Appendix I
Emission Rate Estimates
Oil Film Surface on Land Treatment Units
-------
TABLE 1-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - OIL FILM SURFACE ON LAND TREATMENT UNITS*
Modeling
Parameters
Area (acres)
Depth of oil film(m)
Number of Applications
per year
Constituent
concentration in oil
(ppm)
Air temperature (°C)
Wind speed (mph)
Calculational period (yrs)
CASE NUMBERS
1
6.2
7.2E-04
365
200
25
10
1
2
62
7.2E-03
365
200
25
10
1
3
6.2
7.2E-02
365
200
25
10
1
4
6.2
7.2E-01
365
200
25
10
1
5
62
7.2E-02
20
200
25
10
1
6
6.2
7.2E-02
50
200
25
10
1
7
6.2
7.2E-02
365
200
25
10
1
8
6.2
7.2E-02
730
200
25
10
1
9
62
7.2E-02
365
100
25
10
1
10
62
7.2E-02
365
200
25
10
1
11
6.2
7.2E-02
365
1000
25
10
1
12
62
7.2E-02
365
5000
25
10
1
13
62
7.2E-02
365
200
25
10
1
14
62
7.2E-02
365
200
25
10
5
15
62
7.2E-02
365
200
25
10
10
16
62
7.2E-02
365
200
25
10
70
17**
62
7.2E-04
20
100
25
10
1
18***
62
7.2E-02
365
200
25
10
1
19****
62
7.2E-01
730
5000
25
10
1
* Input assumptions:
Flow = 0.0 m3/sec
Oil (fraction of waste) = 1.0
Molecular weight of oil = 282
Density of oil = I.Og/cc
Reasonable Best Case (minimum) Emissions (assuming typical source area)
* * * Typical Emission Conditions (assuming typical source area)
Reasonable Worst Case (maximum) Emissions (assuming typical source area)
Note: If actual input values vary significantly from the above scenarios it is recommended that CHEMDAT6 be used to calculate emisison estimates directly
-------
TABLE 1-2
EMISSION RATE ESTIMATES (10« g/yr) - OIL FILM SURFACE ON LAND TREATMENT UNIT
Raoult s Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Raoult's Law Surrogate
HVHB
HVMB
HVLB
HVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Raoult s Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
' MVLB
LVMB
VHVHB
VHVLB
(Case 1)
.3
.3
.3
3
.3
.3
1 55E-03
.3
.3
(Case 9)
65.7
657
65.7
154
11.0
156
7.23E-04
657
65.7
(Case 17)
0036
0.036
0036
0036
0036
762E-04
0036
(Case 2)
13 1
13.1
13.1
12 2
11.0
123
1.54E-03
13.1
13.1
(Case 10)
131.4
131.4
131.4
30.8
22.0
31 2
1.45E-03
131.4
131 4
(Case 18)
131.4
131.4
131 4
308
in
1 45E-03
131 4
(Case 3)
131.4
131.4
131.4
30.8
220
31 2
1.45E-03
131.4
131 4
(Case 11)
657.0
657.0
657.0
154.2
1099
155.9
7.23E-03
657.0
6570
(Case 19)
46.0724
47,942.7
49,6346
846.7
857.3
038
65,699 1
(Case 4)
1,205.2
1,225.5
1,2420
347
238
35 1
1.31E-03
1,314.0
1,3140
(Case 12)
3,285.0
3,285.0
3,285.0
771.1
549.7
7795
0.036
3,285.0
3,2850
(Case 5)
72
72
72
7.1
69
7.1
1.54E-03
7.2
1 Year
(Case 13)
131.4
131.4
131.4
308
220
31.2
1.45E-03
131.4
(Case 6)
180
18.0
180
154
13.2
155
1 53E 03
18.0
5 Years
(Case 14)
131.4
131 4
131.4
308
22.0
31 2
1 45E-03
131.4
(Case 7)
131.4
131.4
131.4
308
22.0
31 2
1.45E-03
131.4
10 Years
(Case 15)
131.4
131.4
131 4
308
220
31 2
1 45E-03
131 4
(Case 8)
2628
2628
2628
327
228
33 1
1.31E-03
2628
70 Years
(Case 16)
131.4
131 .f,
131 4
308
220
31 2
1 45E-03
131.4
-------
Appendix J
Emission Rate Estimates
Closed Landfills
-------
TABLE J-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - CLOSED LANDFILL (VENTED)*
Modeling
Parameters
Area (acres)
Waste-bed thickness
(ft)
Cap thickness (ft)
Weight percent
organics (VO) in waste
Air porosity of fixed
waste (%)
Waste liquid density
(g/cm3)
Cap air porosity (%)
Cap total porosity (%)
Temperature beneath
cap fC)
Typical barometric
pressure (mb)
Typical barometric
pressure drop (mb)
Air temperature (°C)
Calculational period
(yrs)
CASE NUMBERS
I
3.5
15
3.5
40
25
1.2
8
41
15
1013
4
25
1
2
3.5
30
3.5
40
25
1.2
8
41
15
1013
4
25
1
3
3.5
60
3.5
40
25
1.2
8
41
15
1013
4
25
I
4
3.5
120
3.5
40
25
1.2
8
41
15
1013
4
25
1
5
3.5
15
2
40
25
1.2
8
41
15
1013
4
25
1
6
3.5
15
3.5
40
25
1.2
8
41
15
1013
4
25
1
7
3.5
15
5
40
25
1.2
8
41
15
1013
4
25
1
8
3.5
15
6
40
25
1.2
8
41
15
1013
4
25
1
9
3.5
15
3.5
10
25
1.2
8
41
15
1013
4
25
I
10
3.5
15
3.5
40
25
1.2
8
41
15
1013
4
25
1
11
3.5
15
3.5
60
25
1.2
8
41
15
1013
4
25
1
12
3.5
15
3.5
90
25
1.2
8
41
15
1013
4
25
I
13
3.5
15
3.5
40
5
1.2
8
41
15
1013
4
25
1
14
3.5
15
3.5
40
25
1.2
8
41
15
1013
4
25
I
15
3.5
15
3.5
40
50
1.2
8
41
15
1013
4
25
1
16
3.5
15
3.5
40
75
1.2
8
41
15
1013
4
25
1
17
3.5
15
3.5
40
25
1.2
8
41
15
1013
4
25
I
18
3.5
15
3.5
40
25
1.2
8
41
15
1013
4
25
5
19
3.5
15
3.5
40
25
1.2
8
41
15
1013
4
25
10
20
3.5
15
3.5
40
25
1.2
8
41
15
1013
4
25
70
21"
3.5
15
6
10
5
1.2
8
41
15
1013
4
25
1
22***
3.5
15
3.5
40
25
1.2
8
41
15
1013
4
25
1
23****
3.5
120
2
90
75
1.2
8
41
15
1013
4
25
I
Input assumptions:
100% of the organics in waste is the constituent of interest
Weight percent oil in waste = O.0% (fraction = 0.0)
Weight percent water in waste = 100%-organlcs (fraction = 1.0-organics)
Barometric pumping time = 86,400 sec
Molecular weight oil = 147
Reasonable Best Case (minimum) Emissions (assuming typical source area)
Typical Emission Conditions (assuming typical source area)
Reasonable Worst Case (maximum) Emissions (assuming typical source area)
CHEMDAT6 CC/GVOC conversion factor = 1750
Active biomass = 0.0 g/cc
Organics dissolved in water = 0 (i.e., use Raoult's Law)
R ho-liquid density = 1.0 g/cm3
Molecular weight of liquid = 18
Note: If actual input values vary significantly from the above scenarios it is recommended that CHEMDAT6 be used to calculate emission estimates directly
-------
TABLE J-2
EMISSION RATE ESTIMATES (106g/yr) - CLOSED LANDFILL (VENTED)
Raoult's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Raoult's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Raoult's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
(Case 1)
2.44E +01
2.24E +01
4.69E +01
4.45E -01
3.98E-01
8.08E-01
1 .55E-05
1.19E+02
2.64E +02
(Case 9)
2.44E +01
2.24E +01
4.68E +01
4.45E-01
3.98E-01
8.08E-01
1 .55E-05
1.18E+02
2.61E+02
1 Year
(Case 1 7)
2.44E +01
2.24E +01
4.70E+01
4.45E-01
3.98E-01
8.08E-01
1 55E-05
1.19E +02
2.64E +02
(Case 2)
4.44E +01
3.96E +01
8.60E +01
8.24E-01
7.46E-01
1.51 E+00
2.83E-05
2.15E+02
(Case 10)
2.44E +01
2.24E +01
4.70E +01
4.45E-01
3.98E-01
8.08E-01
1 .55E-05
1.19E+02
2.64E +02
5 Years
(Case 18)
2.44E +01
2.24E+01
4.68E +01
4.45E-01
3.98E-01
8.08E-01
1.55E 05
1 18E + 02
2 60E + 02
(Case 3)
8.44E +01
7.40E +01
1 .64E +02
1 .58E +00
1 .44E+00
2.92E+00
5.39E-05
4.09E +02
9.03E +02
(Case 11)
2.44E +01
2.24E +01
4.70E +01
4.45E-01
3.98E-01
8.08E-01
1 .55E-05
1.19E+02
2.64E +02
10 Years
(Case 19)
2.44E +01
2.23E +01
4.66E+01
4.45E-01
3.98E -01
8.08E -01
1 55E 05
1.17E +02
2 5-1E + 02
(Case 4)
1 .64E + 02
1 .43E +02
3.20E +02
3.10E+00
2.83E +00
5.73E +00
1 .05E-04
7.96E +02
1.76E+03
(Case 12)
2.44E +01
2.24E +01
4.70E +01
4.45E-01
3.98E-01
8.08 E-01
1 .55E-05
1.19E+02
2.65E + 02
70 Years
(Case 20)
2.38 +01
2.18E+01
4.45E +01
4.45E-01
3.98E -01
8 OiiE-01
1 5',F OS
1 (ME i 02
1 <1!>|- t 02
(Case 5)
2.78E +01
2.63E +01
5.29E +01
4.94E-01
4.36E-01
8.88E-01
1 .76E-05
I" 1 .35E +02
3.02E +02
(Case 13)
8.45E +00
8.63E +00
1.57E+01
1.41 E-01
1 .20E-01
2.46E-01
5.29E-06
4.14E+01
9.40E+01
(Case 21)
6.59E +00
6.47E +00
1 .24E +01
1.14E-01
989E 02
2.02E-01
'1 15E-06
3 22C * 01
7 2'1C i 01
(Case 6)
2.44E +01
2.24E +01
4.70E +01
4.45E-01
3.98E-01
8.08E-01
1 .55E -05
1.19E+02
2.64E +02
(Case 14)
2.44E +01
2.24E+01
4.70E +01
4.45E-01
3.98E-01
8.08E-01
1 .55E-05
1.19E+02
2.64E +02
(Case 22)
2.44E +01
2.24E +01
4.70E +01
4.45E-01
3.98E-01
8 08E-01
1 55E-05
1 19E + 02
2 64fc +02
(Case 7)
2.31 E+01
2.08E +01
4.46E +01
4.25E-01
3.83E-01
7.77E-01
1 .47E-05
1.12E+02
2.49E + 02
(Case 15)
4.44E +01
3.96E +01
8.60E +01
8.25E-01
7.46E-01
1.51 E+00
2.83E-05
2.15E+02
4.75E +02
(Case 23)
4.88E +02
4.22E +02
9.51E+02
9.22E+00
8.44E +00
1.70E + 01
3 12E-04
2 36E + 03
5.20E + 03
(Case 8)
2.26E +01
2.02E +01
4.37E +01
4.18E-01
3.77E-01
7.64E-01
1 .44E-05
1.0E +02
2.43E +02
(Case 16)
6.44E +01
5.68E +01
1.25E+02
1.20E+OO
1 .09E +00
2.21 E+OO
4.11E-05
3.11E+02
6.85E +02
-------
AppendixK
Emission Rate Estimates
Open Landfills
-------
TABLE K-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - OPEN LANDFILL*
Modeling
Parameters
Area (acres)
Waste-bed thickness
(ft)
Constituent content
of waste (%)
Air porosity of fixed
waste (%)
Total porosity of fixed
waste (%)
Waste liquid density
(g/cm3)
Air temperature (°C)
Cakulational period
(yrs)
CASE NUMBERS
I
3.5
3
40
25
50
1.2
25
I
2
3.5
7.5
40
25
50
1.2
25
I
3
3.5
15
40
25
50
1.2
25
1
4
3.5
30
40
25
50
1.2
25
1
5
3.5
7.5
10
25
50
1.2
25
I
6
3.5
7.5
40
25
50
1.2
25
1
7
3.5
7.5
60
25
50
1.2
25
I
8
3.5
7.5
90
25
50
1 .2
25
I
9
3.5
7.5
40
5
50
1.2
25
I
10
3.5
7.5
40
25
50
1.2
25
I
11
3.5
7.5
40
35
50
1.2
25
I
12
3.5
7.5
40
50
50
1.2
25
1
13
3.5
7.5
40
25
10
1.2
25
I
14
3.5
7.5
40
25
25
1.2
25
1
15
3.5
7.5
40
25
50
1.2
25
I
16
3.5
7.5
40
25
75
1.2
25
I
17
3.5
7.5
40
25
50
1.2
25
I
18
3.5
7.5
40
25
50
1.2
25
5
19
3.5
7.5
40
25
50
1.2
25
10
20
3.5
7.5
40
25
50
1.2
25
70
21**
3.5
3
10
5
75
1.2
25
I
22***
3.5
7.5
40
25
50
1.2
25
I
23****
3.5
30
90
50
10
1.2
25
I
' Input assumptions
Organic (VO) concentration of waste = 1,000,000 ppmw
Molecular weight of oil = 147
Organics dissolved in water = 0 (i.e., no)
M Biodegradation = 0 (i.e., no)
^ Reasonable Best Case (minimum) Emissions (assuming typical source area)
Typical Emission Conditions (assuming typical source area)
**** Reasonable Worst Case (maximum) Emissions (assuming typical source area)
Note: If actual values vary significantly from the above scenarios it is recommended that CHEMDAT6 be used to calculate emission estimates directly.
-------
TABLE K-2
EMISSION RATE ESTIMATES (106 g/yr) OPEN LANDFILL
Raoult's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Raoult's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Raoult's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
(Case 1)
7692
B4I.3
817.3
781
60.1
78 1
05
2361.7
25180
(Case 9)
300
30.0
300
2.4
2.0
23
002
75 1
75.1
1 year
(Case 17)
7662
841.3
811 3
75.1
60 1
75.1
0.6
23587
25090
(Case 2)
766.2
841.3
811.3
75 1
60.1
751
06
23587
25090
(Case 10)
7662
841.3
811.3
75.1
'60.1
751
06
23587
2509.0
5 years
(Case 18)
1727.7
18780
18329
1653
1352
165.3
1.2
52734
56189
(Case 3)
781 2
B41 3
811.3
90.1
60 1
90 1
06
23738
25240
(Case 11)
15925
17428
1697.7
1653
120.2
150.2
1.1
4882.7
52133
10 years
(Case 19)
24339
26592
2584 1
240.4
1953
240.4
1.7
7451 8
7917 5
(Case 4)
781.2
841.3
841.3
60 1
60 1
60.1
0.6
2343.7
25240
(Case 12)
34555
37860
36808
345.5
2704
3305
24
103364
10907.3
70 years
(Case 20)
64452
7046.2
68509
646.0
5108
631 0
4.4
14558 1
14723 3
(Case 5)
3869
4207
409.4
37.6
300
376
03
11794
12582
(Case 13)
3846 1
42067
40865
3756
3005
3756
2.7
112979
118538
(Case 21)
79
86
84
08
06
08
0.01
24 1
25 7
(Case 6)
7662
841 3
811.3
75 1
60 1
75.1
06
23587
25090
(Case 14)
1547 5
1682 7
16376
1502
1202
1502
11
4717 5
5033.0
(Case 22)
7662
841 3
811 3
75 1
60 1
75 1
06
2358 7
25090
(Case?)
9465
10366
991.6
90 1
67.6
90.1
07
2884 6
30874
(Case 15)
7662
841.3
811 3
75.1
60.1
75 1
06
23587
25090
(Case 23)
25961 1
283950
275837
25691
20282
2569 1
176
78829 9
836976
(Case 8)
11493
12507
12169
101 4
101.4
101 4
07
35494
37860
(Case 16)
5108
5559
5409
45 1
45 1
45 1
03
15775
1682 7
7s
ro
-------
Appendix L
Emission Rate Estimates
Wastepiles
-------
TABLE L-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - WASTEPILES*
Modeling
Parameters
Area (acres)
Turnover rate (per
year)
Constituent content
of waste (%)
Air porosity of fixed
waste (%)
Total porosity of fixed
waste (%)
Pile height(m)
Waste liquid density
(g/cm3)
Air temperature (°C)
Calculational period
(yrs)
CASE NUMBERS
1
0.1
730
40
25
50
I
1.2
25
1
2
0.1
365
40
25
50
I
1.2
25
I
3
0.1
140
40
25
50
I
1.2
25
I
4
0.1
52
40
25
50
1
1.2
25
1
5
0.1
140
10
25
50
1
1.2
25
1
6
0.1
140
40
25
50
1
1.2
25
I
7
0.1
140
60
25
50
I
1.2
25
1
8
0.1
140
90
25
50
1
1.2
25
1
9
0.1
140
40
5
50
1
1.2
25
1
10
0.1
140
40
25
50
I
1.2
25
1
11
0.1
140
40
35
50
I
1.2
25
I
12
0.1
140
40
50
50
I
1.2
25
I
13
0.1
140
40
25
10
I
1.2
25
I
14
0.1
140
40
25
25
I
1.2
25
I
15
0.1
140
40
25
50
I
1.2
25
I
16
0.1
140
40
25
75
I
1.2
25
I
17
0.1
140
40
25
50
I
1.2
25
I
18
0.1
140
40
25
50
1
1.2
25
5
19
0.1
140
40
25
50
I
1.2
25
10
20
0.1
140
40
25
50
1
1.2
25
70
21"
0.1
52
10
5
75
1
1.2
25
1
22***
0.1
140
40
25
50
1
1.2
25
I
23****
0.1
730
90
50
10
I
1.2
25
I
* Input assumptions:
Organic (VO) concentration of waste = 1,000,000 ppmw
Molecular weight of oil = 147
Organics dissolved in water = O (i.e., no)
Biodegradation = O (i.e., no)
** Reasonable Best Case (minimum) Emissions (assuming typical source area)
*** Typical Emission Conditions (assuming typical source area)
* *** Reasonable Worst Case (maximum) Emissions (assuming typical source area)
Note: If actual Input values vary significantly from the above scenarios it is recommended that CHEMDAT6 be used to calculate emission estimates directly
-------
TABLE L-2
EMISSION RATE ESTIMATES (106 g/yr) - WASTEPILE
Raoull's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVM8
MVLB
LVMB
VHVH8
VHVLB
Raoull's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Raoult's Law Surrogate
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
(Case 1)
5953
651.6
633.7
593
47.6
583
0.4
5824.4
1947.9
(Case 9)
80
88
85
0.8
06
08
0.01
245
26 1
(Case 17)
261.4
2849
2770
260
209
25 5
0.2
799 3
852 1
(Case 2)
421.1
4609
447 9
41.9
336
41.2
0.3
1289.4
1378.6
(Case 10)
261.4
2849
2770
260
209
25 5
0.2
799.3
852 1
(Case 18)
261.4
2849
2770
260
20.9
25 5
02
799 3
852 1
(Case 3)
2614
2849
277.0
26.0
20.9
255
0.2
739.3
852.1
(Case 11)
5408
593.5
575.1
538
43.3
530
0.4
6593
767.4
(Case 19)
261 4
2849
2770
260
209
25 5
0.2
799 3
852 1
(Case 4)
1537
1744
1695
159
12.7
15.6
0.1
487.9
5203
(Case 12)
11739
1284 7
1247.8
1166
936
1148
08
3.5876
3,8250
(Case 20)
261.4
2849
2770
26.0
209
25 5
02
799 3
852 1
(Case 5)
1306
143 1
1392
13.0
104
128
0.1
3997
426 7
(Case 13)
13058
14298
1387.6
1298
104 2
1277
09
4.0097
4,273 5
(Case 21)
1.6
18
1.7
02
0.1
02
0001
50
53
(Case 6)
2514
2849
2770
260
209
25 5
02
7993
852 1
(Case 14)
5223
5724
5566
52.0
41.7
51 2
04
1,5986
1.706.8
(Case 22)
261 4
2849
2770
260
209
255
0.2
799.3
852 1
(Case 7)
320 1
3502
3403
31 8
256
31.3
02
981 3
1044 6
(Case 15)
261 4
2849
2770
260
209
25 5
02
7993
852 1
(Case 23)
20,061.7
21,9444
21.327.1
1,993.8
1,601 8
1.959.9
13 7
61.4196
65,431 9
(Case 8)
391.7
4291
416 7
389
31.3
383
03
11990
1282 0
(Case 16)
174 1
1907
185 2
17 3
139
170
01
532.9
5698
-------
Appendix M
Emission Rate Estimates
Fixed Roof Tanks
-------
TABLE M-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - FIXED ROOF TANK
Modeling
Parameters
Tank diameter (ft)
Tank height (ft)
Turnovers (per yr)
throughput (10sgal/yr)
Calculational period (yrs)
CASE NUMBERS
1
10
40
2674
63
1
2
20
40
668
63
1
3
40
40
167
63
1
4
60
40
74
63
1
5
100
40
27
63
1
6
200
40
7
63
1
7
100
10
107
63
1
8
100
20
53
63
1
9
100
30
36
63
1
10
100
40
27
63
1
11
100
50
21
63
I
12
100
40
4
10
13
100
40
21
50
1
14
100
40
42
100
I
15
100
40
127
300
'
16
100
40
212
500
1
17
100
40
297
700
1
18
100
40
27
63
I
19
100
40
27
63
5
20
100
40
27
63
10
21
100
40
27
63
70
22*
20
40
668
63
1
23**
100
40
27
63
1
24***
200
50
59
700
1
Reasonable Best Case (minimum) Emissions (assuming typical tank size)
Typical Emission Conditions (assuming typical tank size)
Reasonable Worst Case (maximum) Emission (assuming typical tank size)
Note: If actual input values vary significantly from the above scenarios it is recommended that AP-42 be used to calculate emission estimates directly.
-------
TABLE M-2
EMISSION RATE ESTIMATES (106 g/yr) - FIXED ROOF TANK
Raoult's Law
Surrogate
HVHB*
HVMB*
HVLB*
MVHB
MVMB
MVLB
LVMB
VHVHB*
VHVLB*
Raoult's Law
Surrogate
HVHB*
HVMB*
HVLB*
MVHB
MVMB
MVLB
LVMB
VHVHB*
VHVLB"
Raoult's Law
Surrogate
HVHB*
HVMB
HVLB*
MVHB
MVMB
MVLB
LVMB
VHVHB*
VHVLB*
(Casel)
Breathing
1.6E-02
1.6E-02
2 9E-02
1.4E-05
Working
93E-01
85E-01
1 7E + 00
3.1E-05
(Case 9)
Breathing
1.5E + 00
1.5E + 00
27E + 00
1 3E-03
Working
39E + 00
3.5E + 00
7.1E + 00
1.3E-04
(Case 17)
Breathing
1 BE + 00
1.8E+00
32E+00
1.5E-03
Working
1 3E + 01
1 2E + 01
24E+01
4.3E-04
(Case 2)
Breathing
9.8E-02
9.8E-02
1.8E-01
8.5E-05
Working
9.3E-01
8.5E-01
1.7E + 00
3. IE-OS
(Case 10)
Breathing
1 8E + 00
1.8E+00
32E + 00
1.5E-03
Working
3.9E + 00
3.5E+00
7.1E + 00
1.3E-04
(Case 18)
Breathing
1 8E + 00
1 8E + 00
32E + 00
1.5E-03
Working
3.9E + 00
3.5E + 00
7.1E + 00
1.3E-04
(Case 3)
Breathing
36E-01
3.6E-01
6.5E-01
3 2E-04
Working
1.4E + 00
1.2E + 00
2.5E + 00
4.5E-05
(Case 11)
Breathing
2.0E + 00
2.0E + 00
3.5E + 00
1.7E-03
Working
3.9E + 00
3.5E + 00
7.1E + 00
1.3E-04
(Case 19)
Breathing
1 BE + 00
1 BE + 00
3.2E + 00
1.5E-03
Working
39E + 00
35E + 00
7 1E + 00
1.3E-04
(Case 4)
Breathing
7.3E-01
7.3E-01
1.3E + 00
64E-04
Working
2.7E + 00
25E + 00
5.0E + 00
9. IE-OS
(Case 12)
Breathing
1.8E + 00
1.8E+00
3.2E + 00
1.5E-03
Working
6.1E-01
5.6E-01
1.1E + 00
2. IE-OS
(Case 20)
Breathing
1 8E + 00
1.8E + 00
3.2E + 00
1.5E-03
Working
3.9E + 00
3.5E+00
7.1E + 00
1.3E-04
(Case 5)
Breathing
1.8E+00
1.8E + 00
3.2E + 00
1.5E-03
Working
39E+00
35E + 00
7.1E + 00
1.3E-04
(Case 13)
Breathing
1.8E + 00
1 BE + 00
3.2E+00
1.5E-03
Working
3.1E + 00
2.8E + 00
5.7E + 00
1.0E-04
-
(Case 21)
Breathing
1 8E + 00
1 8E + 00
32E + 00
1.5E-03
Working
3 9E + 00
3.5E + 00
7. 1 E + 00
1 3E-04
(Case 6)
Breathing
59E + 00
5.8E + 00
1.0E + 01
5.1E-03
Working
3.9E + 00
35E + 00
7.1E + 00
1.3E-04
(Case 14)
Breathing
1.8E + 00
1.8E + 00
32E + 00
1.5E-03
Working
4.9E + 00
4.5E + 00
9 IE + 00
1.7E-04
(Case 22)
Breathing
98E-02
9.8E-02
1.8E-01
8.5E-05
Working
9.3E-01
8.5E-01
1 7E + 00
3. IE-OS
(Case 7)
Breathing
8.7E-01
87E-01
1 6E + 00
7.6E-04
Working
1 8E + 00
1 6E + 00
3.3E + 00
6.0E-05
(Case 15)
Breathing
1.8E + 00
1 8E + 00
32E + 00
1.5E-03
Working
84E + 00
7.7E + 00
5.9E + 01
28E-04
(Case 23)
Breathing
1 BE +00
1.8E + 00
32E + 00
1.5E-03
Working
39E + 00
35E + 00
7 IE + 00
1.3E-04
(Case 8)
Breathing
1.2E + 00
1.2E+00
22E + 00
1.1E03
Working
27E + 00
25E+00
5 OE +00
9 IE-OS
(Case 16)
Breathing
1.8E + 00
1 8E + QO
3.2E + 00
1.5E-03
Working
92E + 00
8.4E + 00
1 7E + 01
3.1E-04
(Case 24)
Breathing
66E+00
65E + 00
1.2E + 01
5.7E-03
* I his type ol tank is not typically used tor materials with this high vapor pressure
Working
30E + 01
28E + 01
56E + 01
l.OE-03
-------
Appendix N
Emission Rate Estimates
Floating Roof Tanks
-------
TABLE N-l
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATION - FLOATING ROOF TANK
Modeling
Parameters
Rim seal class
(see Table J-3)
(see Table J-4)
Average liquid density
(Ib/gal)
Tank diameter
(ft)
Tank throughput
(10sgal/yr)
Calculational period
(yrs)
CASE NUMBERS
]
A
6.1
100
63
1
2
8
6.1
100
63
1
3
C
6.1
100
63
1
4
D
6.1
100
63
1
5
E
6.1
100
63
1
6
F
61
100
63
1
7
G
6.1
100
63
1
8
H
6.1
100
63
1
9
H
6.1
100
63
1
10
H
6.1
100
63
1
11
H
6.1
100
63
1
12
H
5.6
100
63
1
13
H
7.6
100
63
1
14
H
9.6
100
63
1
15
H
116
100
63
1
16
H
134
100
63
1
17
H
6 1
30
63
1
18
H
6 1
60
63
1
19
H
6 1
100
63
1
20
H
fa
6.1
140
63
1
21
H
fa
6.1
180
63
1
22
H
fa
6.1
100
63
15
23
H
fa
6.1
100
63
10
24
H
fa
6 1
100
63
70
25
H
fa
6.1
100
63
1
26'
H
fa
•if,
30
63
1
27"
H
fa
6.1
100
63
1
28"""
H
c
13.4
180
63
1
Estimated Best Case (minimum) Emissions (assuming typical tank size)
Typical Emission Conditions (assuming typical tank size)
Estimated Worst Case (maximum) Emissions (assuming typical tank size)
Note: If actual input values vary significantly from the above scenarios it is recommended that AP-42 be used to calculate emission estimates directly
-------
TABLE N-2
EMISSION RATE ESTIMATES (106 g/yr). FLOATING ROOF TANK
Raoult's
Law
Surrogates
HVHB"
HVMB*
HVLB*
MVHB
MVMB
MVLB
LVMB
VHVHB*
VHVLB*
Raoult's
Law
Surrogates
HVHB*
HVMB*
HVLB-
MVHB
MVMB
MVLB
LVMB
VHVHB*
VHVLB*
Rim
1 3E-02
1 2E-02
2.4E-02
4.4E-07
Rim
62E 01
5.7E-01
1 1 E , 00
2 1E-05
Case 1
Wilhdiawal
62E-02
62E-02
62E-02
6.2E-02
Case?
Withdrawal
62E 02
6 2E-02
6 2E 02
6 2E 02
Fitting
30E-02
28E-02
56E-02
1.0E-06
Fitting
30E-02
28E-02
56E-02
1 OE-06
Case 2
Rim
3 5E-02
3.2E-02
64E-02
1 2E-06
Rim
1 OE.OO
9 5E-01
1 9E + 00
3.5E-05
Withdrawal
6.2E-02
6.2E-02
62E-02
62E 02
Fining
30E-02
28E-02
5.6E-02
1. OE-06
CaseS
Withdrawal
62E-02
6.2E-02
6.2E-02
6.2E-02
Fitting
3 OE-02
2 8E-02
5.6E-02
1. OE-06
Case 3
Rim
5.5E-02
5.IE-02
1 OE-01
1 9E-06
Withdrawal
6.2E-02
6.2E-02
62E-02
62E-02
Fitting
30E-02
28E-02
56E-02
1 OE-06
Case 9
Rim
1 OEtOO
95E-01
1 9E , 00
3.5E-05
Withdrawal
62E-02
62E-02
6 2E-02
62E 02
Fitting
30E-02
28E-02
5.6E-02
1 OE 06
Case 4
Rim
96E-02
88E-02
1 8E-01
3 2E-06
Withdrawal
62E-02
62E-02
62E-02
6.2E-02
Fitting
30E-02
28E-02
56E-02
1. OE-06
Case 10
Rim
1 OE,00
95E-01
1 9E + 00
3 5E-05
Withdrawal
3 IE 01
3 IE 01
3 1E-01
3 1E-01
Fitting
3.0E-02
28E-02
5.6E-02
1. OE-06
CaseS
Rim
1 8E-01
1.6E-01
33E-01
60E-06
Withdrawal
62E-02
62E-02
62E-02
62E-02
Fitting
30E-02
2.8E-02
56E-02
1 OE-06
Case 1 1
Rim
1 OE , 00
9.5E-01
1 9E.OO
3.5E-05
Withdrawal
62E.OO
62E.OO
6 2E»00
6 2E.OO
Fitting
3 OE 02
2.8E-02
56E-02
1 OE-06
Case 6
Rim
3 3E-01
3 1E-01
62E-01
1. IE-OS
Withdrawal
62E-02
62E-02
62E-02
62E-02
Fitting
3 OE-02
28E-02
5.6E-02
1. OE-06
Case 12
Rim
1 OE.OO
95E-OI
1 9E,00
3 5E-05
Withdiawdl
S.7E-02
5.7E-02
5.7E-02
5.7E-02
Fitting
3 OE 02
28E-02
5.6E-02
1 OE-06
This type of tank is not typically used for materials with this high vapor pressure
-------
TABLE N-2
EMISSION RATE ESTIMATES (106g/yr) - FLOATING ROOF TANK (CONTINUED)
Raoult's
Law
Surrogates
HVHB"
HVMB'
HVLB'
MVHB
MVMB
MVLB
LVMB
VHVHB'
VHVLB'
Raoult's
Law
Surrogates
HVH8"
HVMB'
HVLB'
MVHB
MVMB
MVLB
LVMB
VHVHB'
VHVLB'
Case 13
Rim
l.OE + 00
9.5E-01
1.9E+00
3.5E-05
Withdrawal
7.8E-02
7.8E-02
7.8E-02
7.8E-02
Fitting
3.0E-02
2.8E-02
5.6E-02
l.OE-06
Case 19
Rim
l.OE+00
9.5E-01
1.9E+00
3.5E-OS
Withdrawal
6.2E-02
6.2E-02
6.2E-02
6.2E-02
Fitting
3.0E-02
2.8E-02
5.6E-02
l.OE-06
Case 14
Rim
l.OE+00
9.5E-01
1.9E+00
3.5E-05
Withdrawal
9.8E-02
9.8E-02
9.8E-02
9.8E-02
Fitting
3.0E-02
2.8E-02
5.6E-02
l.OE-06
Case 20
Rim
1.5E+00
1.3E+00
2.7E+00
4.9E-05
Withdrawal
4.4E-02
4.4E-02
4.4E-02
4.4E-02
Fitting
3.0E-02
2.8E-02
5.6E-02
l.OE-06
Case 15
Rim
l.OE + 00
9.5E-01
1.9E+00
3.5E-05
Withdrawal
1.2E-01
1.2E-01
1.2E-01
1.2E-01
Fitting
3.0E-02
2.8E-02
5.6E-02
l.OE-06
Case 21
Rim
1.9E+00
1.7E+00
3.5E+00
6.3E-05
Withdrawal
3.4E-02
3.4E-02
3.4E-02
3.4E-02
Fitting
3.0E-02
2.8E-02
5.6E-02
l.OE-06
Case 16
Rim
l.OE + 00
9.5E-01
1.9E+00
3.5E-05
Withdrawal
1.4E-01
1.4E-01
1.4E-01
1.4E-01
Fitting
3.0E-02
2.8E-02
5.6E-02
l.OE-06
Case 22
Rim
l.OE+00
9.5E-01
1.9E+00
3.5E-05
Withdrawal
6.2E-02
6.2E-02
6.2E-02
6.2E-02
Fitting
3.0E-02
2.8E-02
5.6E-02
l.OE-06
Case 17
Rim
3.1E-01
2.9E-01
5.8E-01
1.1E-05
Withdrawal
2.3E-01
2.3E-01
2.3E-01
2.3E-01
Fitting
3.0E-02
2.8E-02
5.6E-02
l.OE-06
Case 23
Rim
l.OE+00
9.5E01
1.9E+00
3.5E-OS
Withdrawal
6.2E-02
6.2E-02
6.2E-02
6.2E-02
Fitting
3.0E.02
2.8E-02
5.6E-02
l.OE-06
Case 18
Rim
6.2E-01
5.7E-01
1.2E+00
2.1E-05
Withdrawal
1.1E-01
1.1E-01
1.1E-01
1.1E-01
Fitting
3.0E-02
2.8E-02
5.6E-02
l.OE-06
Case 24
Rim
l.OE+00
9.5E-01
1.9E+00
3.5E-05
Withdrawal
6.2E-02
6.2E-02
6.2E-02
6.2E-02
Fitting
3.0E-02
2.8E-02
5.6E-02
l.OE-06
This type of tank is not typically used for materials with this high vapor pressure
-------
TABLE N-2
EMISSION RATE ESTIMATES 106g/yr) - FLOATING ROOF TANK (CONTINUED)
Raoult's
Law
Surrogates
HVHB*
HVMB*
HVLB*
MVHB
MVLB
LVMB
VHVHB*
VHVLB*
Rim
I.OEtOO
9.5E-01
1.9E*00
3 5E-OS
Withdrawal
62E-02
62E-02
62E-02
62E-02
Fitting
3.0E-02
28E-02
5.6E-02
1.0E-06
Rim
3.1E-01
2.9E-01
5.8E-01
10E-05
Withdrawal
2.2E-01
22E-01
2.2E-01
2.2E-01
Fitting
30E-02
28E-02
5.6E-02
1 OE-06
Case 27
Rim
I.OEtOO
95E-01
1.9EtOO
3 5E-05
Withdrawal
62E-02
62E-02
62E-02
62E-02
Fitting
3.0E-02
28E-02
5.6E-02
1. OE-06
Case 28
Rim
1 9EtOO
1 7E«00
3.5E«00
63E-05
^Vithdtawal
7.4EtOO
74E + 00
7.4EtOO
74E«00
Fitting
30E-02
28E-02
56E-02
1 OE-06
^This type of tank is not typically used for materials with this high vapor pressure
-------
TABLE N-3
TANK RIM SEAL CLASSES
DESCRIPTION
External Floating Roof Tank:
Metallic shoe seal
- primary seal only
with shoe mounted secondary seal
with rim mounted secondary seal
Liquid mounted resilient seal
- primary seal only
with weather shield
with rim mounted secondary seal
Vapor mounted resilient seal
- primary seal only
with weather shield
with rim mounted secondary seal
Internal Floating Roof Tank:
Liquid mounted resilient seal
- primary seal only
with rim mounted secondary seal
Vapor mounted resilient seal
- primary seal only
with rim mounted secondary seal
CLASS
E (E)*
C (D)*
A (B)*
c
B
A
H
G
F
A
A
B
A
"For riveted tank
TABLE N-4
TANK SHELL CONDITIONS
CLASS
A
B
C
DESCRIPTION
Light rust
Dense rust
Gunite lined
N-5
-------
Appendix O
Emission Rate Estimates
Variable Vapor Space Tanks
-------
TABLE 0-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - VARIABLE VAPOR SPACE TANK
Modeling
Parameters
Throughput (106gal/yr)
Transfers into tank(#/yr)
Calculational period (yrs)
CASE NUMBERS
1
.5
60
1
2
10
60
I
3
24
60
I
4
42
60
I
5
10
3
I
6
10
60
1
7
10
120
I
8
10
250
1
9
10
60
1
10
10
60
5
11
10
60
10
12
10
60
70
13*
10
60
1
14**
10
60
I
15***
40
250
I
Reasonable Best Case (minimum) Emissions (assuming typical tank size)
Typical Emission Conditions (assuming typical tank size)
Reasonable Worst Case (maximum) Emissions (assuming typical tank size)
Note: If actual input values vary significantly from the above scenarios it is recommended that AP-42 be used to calculate emission estimates
directly.
-------
TABLE 0-2
EMISSION RATE ESTIMATES (10 g/yr)-VARIABLE VAPOR SPACE TANK
Raoult's Law
Surrogates
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Raoult's Law
Surrogates
HVHB
HVMB
HVLB
MVHB
MVMB
MVLB
LVMB
VHVHB
VHVLB
Casel
7.8E-01
6.7E-01
1.5E+00
1.5E-02
1.4E-02
2.7E-02
5.0E-07
3.8E+00
8.3E+00
CaseS
3.0E+01
2.6E+01
5.9E+01
5.7E-01
5.3E-01
1.1E+00
1.9E-05
1.5E+02
Case 2
3.0E+01
2.6E+01
5.9E+01
5.7E-01
5.3E-01
1.1E+00
1.9E-05
1.5E+02
3.2E+02
Case 10
3.0E+01
2.6E+01
5.9E+01
5.7E-01
5.3E-01
1.1E+00
1.9E-05
1.5E+02
Case 3
7.7E+01
6.6E+01
1.5E+02
1.5E+00
1.3E+00
2.7E+00
4.9E-05
3.7E+02
8.2E+02
Case 11
3.0E+01
2.6E+01
5.9E+01
5.7E-01
5.3E-01
1.1E+00
1.9E-05
1.5E+02
Case 4
1.3E+02
1.2E+02
2.6E+02
2.6E+00
2.3E+00
4.7E+00
8.6E-05
6.5E+02
1.4E+03
Case 12
3.0E+01
2.6E+01
5.9E+01
5.7E-01
5.3E-01
1.1E+00
1.9E-05
1.5E+02
CaseS
3.1E+01
2.7E+01
6.0E+01
5.9E-01
5.4E-01
1.1E+00
2.0E-05
1.5E+02
3.3E+02
Case 13
3.0E+01
2.6E+01
5.9E+01
5.7E-01
5.3E-01
1.1E+00
1.9E-05
1.5E+02
3.2E+02 3.2E+02 3.2E+02 3.2E+02 3.2E+02
Case 6
3.0E+01
2.6E+01
5.9E+01
5.7E-01
5.3E-01
1.1E+00
1.9E-05
1.5E+02
3.2E+02
Case 14
3.0E+01
2.6E+01
5.9E+01
5.7E-01
5.3E-01
1.1E+00
1.9E-05
1.5E+02
Case 7
2.9E+01
2.5E+01
5.8E+01
5.6E-01
5.1E-01
1.0E+00
1.9E-05
1.4E+02
3.1E+02
Case 15
1.3E+02
1.1E+02
2.5E+02
2.4E+00
2.2E+00
4.4E+00
8.1 E-OS
6.1E+02
CaseS
2.8E+01
2.4E+01
5.4E+01
5.3E-01
4.8E-01
9.8E-01
1.8E-05
1.3E+02
3.0E+02
3.2E+02 1.3E+03
-------
Appendix P
Emission Rate Estimates
Particles from Storage Piles
-------
TABLE P-1
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS - PARTICLES FROM STORAGE PILES
Modeling
Parameters
Area of surface of pile
[acres)
Silt content (%)
% of time windspeed
exceeds 12 mph
Days of precipitation
>. .01 inch per year (see
Figure P-l)
Mean windspeed (mph)
Moisture content (%)
Vehicle weight (tons)
(assume front end
loader)
... , . .
loader
Throughput (102 tons/yr)
Mass fraction of
contaminant (ppm)
Calculational period (yrs)
CASE NUMBERS
1
5
2
10
60
10
0.5
500
1
1
2
5
5
10
60
10
0 5
500
1
1
3
5
to
10
60
10
05
500
1
1
4
5
20
10
60
10
n s
500
1
1
5
5
15
S
60
10
0 5
500
1
1
6
5
15
10
60
10
0 5
500
1
1
7
5
15
15
60
10
05
500
1
1
8
5
15
25
60
10
0 5
500
1
1
9
5
15
10
20
10
05
500
1
1
10
5
15
10
60
10
0 5
500
1
1
11
5
15
10
too
10
0 5
,500
1
1
12
5
15
10
120
10
0 5
500
1
1
13
5
15
10
60
6
0 5
500
1
1
14
5
15
10
60
10
n s
500
1
1
15
5
15
10
60
14
0 5
500
1
1
16
5
15
10
60
10
0 S
500
1
1
17
5
15
10
60
10
1
500
1
1
18
5
15
10
60
10
1
500
1
1
19
5
15
10
60
10
6
500
1
1
20
5
15
10
60
10
0 5
500
1
1
21
5
15
10
60
10
0 S
500
1
1
22
5
15
10
60
10
0 5
10
500
1
1
23
5
15
10
60
10
05
500
1
1
24
5
15
10
60
10
0 5
500
1
5
25
5
15
10
60
10
05
500
1
10
26
5
15
10
60
to
05
500
1
70
27*
5
5
5
too
6
1
500
1
1
28**
5
15
10
60
10
0.5
500
1
1
29***
5
20
25
20
14
05
4
500
1
1
* Reasonable Best Case (minimum) Emissions (assuming typical surface area)
** Typical Emission Condition (assuming typical surface area)
*** Reasonable Worst Case (maximum) Emissions (assuming typical surface area)
Note: If actual unit specific parameters are significantly different from the cases provided above it is recommended that emission rates be calculated directly based on the methodology
presented in AP-42 (4th Edition Volume I - Supplement B, September 1988)
-------
Table P-2. Emission Rate Estimates (IO6g/yr) - Particles from Storage Piles*
Case
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
Wind Erosion**
8.1E-07
2.0E-06
4.0E-06
8.1E-06
3.1E-06
6.2E-06
9.0E-06
1.5E-05
6.9E-06
6.2E-06
5.2E-06
5.0E-06
6.2E-06
6.2E-06
6.2E-06
6.2E-06
6.2E-06
6.2E-06
6.2E-06
6.2E-06
6.2E-06
6.2E-06
6.2E-06
6.2E-06
6.2E-06
6.2E-06
8.8E-07
6.2E-06
2.3E-05
Batch Dump***
1.1E-06
2.8E-06
5.6E-06
1.1E-05
8.7E-06
8.7E-06
8.7E-06
8.7E-06
8.7E-06
8.7E-06
8.7E-06
8.7E-06
5.1E-06
8.7E-06
1.2E-05
8.7E-06
2.1E-06
2.3E-07
5.9E-08
8 . 7 E - 0 6
8.7E-06
8.7E-06
8.7E-06
8.7E-06
8.7E-06
8.7E-06
4.2E-07
8.7E-06
1.6E-05
Vehicle
Activity****
1.4E-07
3.6E-07
7.1E-07
1.4E-06
1.1E-06
1.1E-06
1.1E-06
1.1E-06
1.2E-06
1.1E-06
9.3E-07
8.6E-07
1.1E-06
1.1E-06
1.1E-06
1.1E-06
1.1E-06
1.1E-06
1.1E-06
6.5E-07
1.1E-06
2.1E-06
1.1E-06
1.1E-06
1.1E-06
1.1E-06
3.1E-07
1.1E-06
1.7E-06
P-2
-------
Table P-2 (Cont'd)
*Particle size of 10 microns assumed (emission rate particle multiplier of 0.5 used,
based on pg. 4-7 of Control of Open Fugitive Dust Sources, U.S. EPA, September
1988). Constituent concentration of 1 ppm assumed.
**Emission rate estimates for wind erosion based on Equation 3, p. 11.2.3-5 of
Compilation of Air Pollutant Emission Factors, Vol.I, (U.S. EPA, September 1985).
***Emission rate estimates for batch dump operations were calculated using
Equation 1, p. 11.2.3-3 of Compilation of Air Pollutant Emission Factors, Vol. 1. (U.S.
EPA, September 1985). Drop height of 21.9 feet and dumping device capacity of
6.375 yd'assumed.
****Emission rate estimates for vehicle activity were calculated using Equation 1, p.
11.2.1-1 of Compilation of Air Pollutant Emission Factors, Vol. 1, (U.S. EPA,
September, 1985) assuming one vehicle in continuous operation for 2,080 hours per
year at speed of 3 mph (this low speed assumed to account for loading/unloading in
immediate vicinity of the waste pile.) Minor adjustments in emission rates should
be implemented if unit-specific vehicle speeds and/or total vehicle miles traveled
per year are higher than these assumptions.
P-3
-------
MEAN NUMBER OF DAYS WITH 0.01 INCH OR MORE OF PRECIPITATION ANNUAL
Figure P-1. Map of Precipitation Frequency (AP 42)
-------
Appendix Q
Emission Rate Estimates
Particles from Exposed, Flat, Contaminated Areas
-------
EMISSION RATE MODELING SOURCE SCENARIO CASE SPECIFICATIONS -PARTICLES FROM EXPOSED, FLAT, CONTAMINATED AREAS
Modeling
Parameters
Area of exposed
area (acres)
Silt content (%)
Surface erodi-
bility (tons/acre-
year)(see Table
Q-3)
Precipitation-
evaporation (PE)
Index (see
FigureQ-1)
% of time wind
speed exceeds
12 mph
Mass fraction of
contaminant
(ppm)
Calculational
period (yrs)
CASE NUMBERS
1
5
2
47
100
10
1
1
2
5
5
47
100
10
1
1
3
5
10
47
100
10
1
1
4
5
20
47
100
10
1
1
5
5
15
38
100
10
1
1
6
5
15
56
100
10
1
1
7
5
15
86
100
10
1
1
8
5
15
134
100
10
1
1
9
5
15
220
100
10
1
1
10
5
15
47
20
10
1
1
11
5
15
47
60
10
1
1
12
5
15
47
100
10
1
1
13
5
15
47
200
10
1
1
14
5
15
47
300
10
1
1
15
5
15
47
100
5
1
1
16
5
15
47
100
to
17
5
15
47
100
15
1 1
1 1
18
5
15
47
100
25
1
1
19
5
15
47
100
10
1
1
20
5
15
47
100
10
1
5
21
5
15
47
100
10
1
10
22
5
15
47
100
10
1
70
23*
5
5
38
120
5
1
1
24**
5
15
47
100
10
1
1
25***
5
20
220
20
25
1
1
Reasonable Best Case (minimum) Emissions (assuming typical surface area)
Typical Emission Conditions (assuming typical surface area)
Reasonable Worst Case (maximum) Emissions (assuming typical surface area)
Note: If actual unit-specific parameters are significantly different from those provided above it is recommended that emission rates be calculated directly using the methodology provided in
Control of Open Fugitive Dust Sources (U.S. EPA, September 1988).
-------
TABLE Q-2
EMISSION RATE ESTIMATES (106g/yr) PARTICLES FROM EXPOSED AREAS*
Case
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
Estimated Emission Rates**
(106g/yr)
4.8E-08
1.2E-07
2.4E-07
4.8E-07
2.9E-07
4.3E-07
6.7E-05
1.0E-06
1.7E-06
9.1E-06
1.0E-06
3.6E-07
9.1E-06
4.0E-08
1.8E-07
3.6E-07
5.5E-07
9.1E-07
3.6E-07
3.6E-07
3.6E-07
3.6E-07
3.4E-08
3.6E-07
1.4E-04
Particle size of 10 microns assumed (emission rate particle multiplier of 0.5
used, based on p. 6-9 of Control of Open Fugitive Dust Sources, U.S. EPA,
^ ^ September 1988). Constituent concentration of 1 ppm assumed.
Emission rate estimates for particles from exposed areas were calculated
using Equation 8, p. 4-2 of Fugitive Emissions from Integrated Iron and
Steel Plants (U.S. EPA, March 1978).
Q-2
-------
TABLE Q-3
SOIL ERODIBILITY FOR VARIOUS SOIL TEXTURAL CLASSES*
Predominant Soil
Textural Class
Sand
Loamy sand
Sandy loam
Clay
Silty clay
Loam
Sandy clay loam
Sandy clay
Silt loam
Clay loam
Silty clay loam
Silt
Erodibility,
tons/acre/year
220
134
86
86
86
56
56
56
47
47
38
38
* U.S. Department of Agriculture. July 1964. Guide for
Wind Erosion Control on Cropland in the Great Plains
States, Soil Conservation Service.
Q-3
-------
Q-1.MapofPElndexforStateC).
matic Divisions
U. S. EPA, March 1977. Technical Guidance for Control of
Industrial Process Fugitive Particulate Emissions, OAQPS,
Research Triangle Park, NC 27711)
-------
Appendix R
Dispersion Estimates
-------
TABLE R-1
CONCENTRATION ESTIMATION WORKSHEET
Col 1
Downwind
Sector
N
NNE
NE
ENE
E
ESE
SE
SSE
S
ssw
sw
wsw
w
WNW
NW
NMW
Col 2
Instruction A:
Input
Distance
to
Receptors**
(miles)
Col 3
Instruction B:
Determine
Dispersion
Factor
(Figure R-1)
Col 4
Instruction C
Assume
Annual
Downwind
Frequency
of 100%
(percent)
Col 5 Col 6 Col 7 Col 8 Col 9 CoMO Col 1 1 CoM2 CoM3
Instruction D:
Compute Long-Term Concentration Estimates (yg/m?) Based on Equation 1 *
(select and circle appropriate surrogate subset, Henry's Law Constant or Raoult's Law or particle case)
MHLB
°r HHLB LHMB MHMB HHMB LHHB MHHB HHHB .... = Henry's Law Constant Surrogate
* or or or or or or or or
particle HVMB HVLB MVHB MVM8 MVL8 LVMB VHVHB VHVLB = Raoult's Law Surrogate
case
Health Criteria (yg/m3) Toxic Criteria
Based on RFI Guidance Carcinogenic Criteria
Equation 1 Long-Term Concentration Esl dig/m ') = Col 3 x Col 4 x (unil/surrocjale-specifk f minio
(Safety Factor = 10)
Mg/yr = 106g/yr
Distance from downward unit boundary
>•"., MU'VI
l on Appendix S Worksheets) x (Conversion Factor = 3-17x10'') x
-------
.0-1.
Figure R-l. Atmospheric Dispersion Factors for Typical U.S. Meteorological
Conditions (Neutral Stability and IO-MPH Wind Speed)
R-2
-------
Appendix S
Emission Rate Estimation
Worksheets
-------
TABLE S-1
EMISSION RATE ESTIMATION WORKSHEET- DISPOSAL IMPOUNDMENT
Line
CoM
Col 2
Col 3
CoM
Col 5 Col 6
Col 7
Col 8 Col 9 Col 10 Col 11
Instruction A:
Modeling
Parameters
Input Unit-
Specific
Values
Instruction B:
Select a Representative
Case from Appendix C -
Table C-1 (underline
selected case)
Instruction C:
Determine Surrogate-Specific Scaling Factors'*
MHLB HHLB LHMB MHMB HHMB LHHB MHHB HHHB
1 Area*
2 Depth'
3 Turnovers*
4 Constituent
Concentration'
acres
m
/year
ppm
1,2,3or4
5,6,7or8
INSTRUCTION D:
Complete Lines 5-6 and 8
Account for Area
5 [unit-specific area/(Case 18 area = 2.2 acres)]
6 Account for Concentration
[unit-specific cone./(Case 18 cone. = 1,000 ppm)]
7 Typical Surrogate-Specific Emission Rate
(Case 18), 106g/yr
8 Calculate Unit-Specific Emission Rate, 106g/yr
(multiply lines #2 x #3 x #5 x #6 x #7)
SURROGATE-SPECIFIC VALUES
32.4 324 14.1 32.4 32.4 9.4 32.4 32.4
Critical input values
Scaling Factor determined for Lines 2 and 3 from Appendix C - Emission Rate Estimate from Table C-2 divided by Typical Emission Rate
defined in Case 18 (see line 7).
-------
TABLE S-2
EMISSION RATE ESTIMATION WORKSHEET- STORAGE IMPOUNDMENT
Line
COM
Col 2
Col 3
Col 4
Col 5 Col 6
Col 7
Col 8 Col 9 Col 10 Col 11
Instruction A:
Modeling
Parameters
Input Unit-
Specific
Values
Instruction B:
Select a Representative
Case from Appendix D -
Table D-1 (underline
selected case)
Instruction C:
Determine Surrogate-Specific Scaling Factors**
MHLB HHLB LHMB MHMB HHMB LHHB MHHB HHHB
1 Area*
2 Depth'
3 Retention
time*
4 Constituent
Concentration*
acres
m
days
ppm
1,2,3or4
5,6,7,or8
INSTRUCTION D:
Complete Lines 5-6 and 8
Account for Area
5 [unit-specific area/(Case 18 area = 0.4 acres)]
6 Account for Unit-Specific Concentration
[unit-specific cone./(Case 18 cone. = 1,000 ppm)]
7 Typical Surrogate-Specific Emission Rate
(Case 18), 106g/yr
8 Calculate Unit-Specific Emission Rate, 106g/yr
(multiply lines #2 x #3 x #5 x #6 x #7)
SURROGATE-SPECIFIC VALUES
34.0 39.24 3.25 38.10 38.40 1.97 38.74 39.24
Critical input values
Scaling Factor determined for Lines 2 and 3 from Appendix D - Emission Rate Estimate from Table D-2 divided by Typical Emission Rate
defined in Case 18 (see line 7).
-------
TABLE S-3
EMISSION RATE ESTIMATION WORKSHEET - OIL FILM ON STORAGE IMPOUNDMENT
Line
CoM
Col 2
Col 3
Col 4 cot5 Col 6 Col 7 Col 8 Col 9 Col 10 Col 11 Col 12
Instruction A:
Modeling
Parameters
Input Unit-
Specific
Values
Instruction B:
Select a Representative
Case from Appendix E -
Table E-1 (underline
selected case)
Instruction C:
Determine Surrogate-Specific Scaling Factors"
HVHB HVMB HVLB MVHB MVMB MVLB LVMB VHVHB VHVLB
I Area*
2 Depth of Oil
Film*
3 Retention Time*
4
Constituent
Concentration*
acres
m
days
ppm
I,2,3or4
5,6,7,or8
INSTRUCTION D:
Complete Lines 5-6 and 8
Account for Area
5 [unit-specific area/(Case 18 area = 0.4 acres)]
5 Account for Concentration
[unit-specific cone./(Case 18 cone. = 200 ppm)]
1 Typical Surrogate-Specific Emission Rate
(Case 18), 106g/yr
8 Calculate Unit-Specific Emission Rate, 106g/yr
(multiply lines #2 x #3 x #5 x #6 x #7)
SURROGATE-SPECIFIC VALUES
0.394 0.394 0.394 0.394 0.389 0.394 I.IOE- 0.394 0.394
04
Critical input values
Scaling Factor determined for Lines 2 and 3 from Appendix E - Emission Rate Estimate from Table E-2 divided by Typical Emission Rate defined in
Case 18 (see line 7).
-------
TABLE S-4
EMISSION RATE ESTIMATION WORKSHEET- MECHANICALLY AERATED IMPOUNDMENT
Line
CoM
Col 2
Col 3
Col 4
Col 5 Col 6
Col 7
Col 8 Col 9 Col 10 Col 11
Instruction A:
Modeling
Parameters
Input Unit-
Specific
Values
Instruction B:
Select a Representative
Case from Appendix F -
Table F-1 (underline
selected case)
Instruction C:
Determine Surrogate-Specific Scaling Factors*
MHLB HHLB LHMB MHMB HHMB LHHB MHHB HHHB
1 Area*
2 Depth'
3 Retention Time*
4 Constituent
Concentration*
5 Fraction Agitated
acres
m
days
ppm
1,2,3 or4
5,6,7 or 8
13,14,15 or 16
INSTRUCTION D:
Complete Lines 6-7 and 9
Account for Area
'[unit-specific area/(Case 22 area = 0.4 acres)]
7 Account for Concentration
[unit-specific cone./(Case 22 cone. = 1,000 ppm)]
8 Typical Surrogate-Specific Emission Rate
(Case 22), 106g/yr
9 Calculate Unit-Specific Emission Rate, 106g/yr
(multiply lines #2 x #3 x #5x #6x #7x #8)
SURROGATE-SPECIFIC VALUES
90.6
984 12.3 94.7 98.3 8.5
95.9 98.4
Critical input values
Scaling Factor determined for Lines 2-3 and 5 from Appendix F - Emission Rate Estimate from Table F-2 divided by Typical Emission Rate
defined in Case 22 (see line 8).
-------
TABLE S-5
EMISSION RATE ESTIMATION WORKSHEET-
line
COM
Col 2
Col 3
Col 4
Col 5 Col 6 Col 7 Col 8 Col 9 Col 10 Col 11
Instruction A:
Modeling
Parameters
Input Unit-
Specific
Values
Instruction B:
Select a Representative
Case from Appendix G -
Table G-1 (underline
selected case)
Instruction C:
Determine Surrogate-Specific Scaling Factors**
MHLB HHLB LHMB MHMB HHMB LHHB MHHB HHHB
1 Area*
2 Depth'
3 Retention Time*
4 Constituent
Concentration*
5 Submerged Air
Flow
acres
m
hours
ppm
mVsec
1,2,3 or4
5,6,7 or 8
13,14,15 or 16
INSTRUCTION D:
Complete Lines 6-7 and 9
Account for Area
6 [unit-specific area/(Case 22 area = 6.7 x 103acres)]
7 Account for Concentration
[unit-specific cone./(Case 22 cone. = 1,000 ppm)]
8 Typical Surrogate-Specific Emission Rate
(Case 22), 106g/yr
9 Calculate Unit-Specific Emission Rate, 106g/yr
(multiply lines #2x #3 x #5x #6x #7 x #8)
SURROGATE-SPECIFIC VALUES
3.9 2054 0086 6.4 51.5 0.055 8.1
128.9
* Critical input values
** Scaling Factor determined for Lines 2-3 and 5 from Appendix G - Emission Rate Estimate from Table G-2 divided by Typical Emission Rate
defined in Case 22 (see line 8)
-------
TABLE S-6
EMISSION RATE ESTIMATION WORKSHEET - LAND TREATMENT EMISSIONS (AFTER TILLING)
Line
Col 1
Col 2
Col 3
Col 4 Col 5 Col 6 Col 7 Col 8 Col 9 Col 10 Col 11 Col 12
Instruction A:
Modeling
Parameters
Input Unit-
Specific
Values
Instruction B:
Select a Representative
Case from Appendix H -
Table H-1 (underline
selected case)
Instruction C:
Determine Surrogate-specific Scaling Factors**
HVHB HVMB HVLB M V H B M V M B M V L B LVMB VHVHB VHVLB
1 Annual waste
throughput*
(water & oil)
2 Oil content
of waste(%)*
3 Constituent
concentration*
4 Soil porosity
5 Tilling depth
106 g/yr
percent
ppm
percent
1,2,3 or 4
5,6,7 or 8
9,10,11 or 12
13,14, 15 or 16
INSTRUCTION D:
Complete Lines 6 and 8
Account for Unit-Specific Annual Waste Throughput
6 [unit annual waste throughput/(Case 22 = 1,800 106g/yr)]
7 Typical Surrogate-Specific Emission Rate
(Case 22), 106g/yr
8 Calculate Unit-Specific Emission Rate, 106 g/yr
(multiply lines #2x #3x #4x #5x #6x #7)
SURROGATE-SPECIFIC VALUES
0.341 0357 0.359 0.108 0.219 0.338 0.0018 0.356 0.359
Critical input values
Scaling Factor determined for Lines 2-5 from Appendix H - Emission Rate Estimate from Table H-2 divided by Typical Emission Rate defined in Case
22 (see line 9).
-------
TABLE S-7
EMISSION RATE ESTIMATION WORKSHEET- OIL FILM SURFACE ON LAND TREATMENT UNIT
Line
CoM
Col 2
Col 3
Col 4 Col 5 Col 6 Col 7 Col 8 Col 9 Col 10 Col 11 Col 12
Instruction A:
Modeling
Parameters
Input Unit-
Specific
Values
Instruction B:
Select a Representative
Case from Appendix I -
Table 1-1 (underline
selected case)
Instruction C:
Determine Surrogate-Specific Scaling Factors*
HVHB HVMB HVLB MVHB MVMB MVLB LVMB VHVHB VHVLB
1 Area*
2 Depth of Oil
Film*
3 Applications per
Year
4 Constituent
Concentration'
acres
m
/year
ppm
1,2,3 or 4
5,6,7 or 8
INSTRUCTION D:
Complete Lines 5-6 and 8
Account for Area
'[unit-specific area/(Case 18 area = 6.2 acres)]
6 Account for Concentration
[unit-specific cone./(Case 18 cone. = 200 ppm)]
7 Typical Surrogate-Specific Emission Rate
(Case 18), 106g/yr
8 Calculate Unit-Specific Emission Rate, 106g/yr
(multiply lines #2 x #3x #5x #6x #7)
SURROGATE-SPECIFIC VALUES
131,4 131.4 131.4 30.8 22.0 31.2 1.45E- 131.4 1314
0 3
* Critical input values
** Scaling Factor determined for Lines 2 and 3 from Appendix I - Emission Rate Estimate from Table 1-2 divided by Typical Emission Rate defined in
Case 18 (see line 7).
-------
TABLE S-8
EMISSION RATE ESTIMATION WORKSHEET- CLOSED LANDFILL
Line
CoM
Col 2
Col 3
Col 4
Col 5 Col 6 Col 7 Col 8 Col 9 Col 10 Col 11 Col 12
Instruction A:
Modeling
Parameters
Input Unit-
Specific
Values
Instruction B:
Select a Representative
Case from Appendix J -
Table J-1 (underline
selected case)
Instruction C.
Determine Surrogate-Specific Scaling Factors*
HVHB HVMB HVLB MVHB MVMB MVLB LVMB VHVHB VHVLB
1 Area*
2 Waste-bed
thickness*
3 Cap thickness
4 Constituent
content of waste*
5 Air porosity
acres
ft
ft
percent
percent
1,2,3 or 4
5,6,7 or 8
9,10,11 or 12
13,14,15 or 16
INSTRUCTION D:
Complete Lines 6 and 8
Account for Area
6 [unit-specific area/(Case 22 area = 3.5 acres)]
7 Typical Surrogate-Specific Emission Rate
(Case 22), 106g/yr
8 Calculate Unit-Specific Emission Rate, 106g/yr
(multiply lines #2x #3x #4x #5x #6x #7)
SURROGATE-SPECIFIC VALUES
24.4 224 47.0 0.445 0.398 0.808
I.55E-
05
119
264
* Critical input values
** Scaling Factor determined for Lines 2-5 from Appendix J - Emission Rate Estimate from Table J-2 divided by Typical Emission Rate defined in Case
22 (see line 7).
-------
TABLE S-9
EMISSION RATE ESTIMATION WORKSHEET - OPEN LANDFILL
Line Col 1
Modeling
Parameters
1 Area*
2 Waste-bed
thickness*
3 Constituent
content of waste*
4 Air porosity
(fixed waste)
5 Total porosity
(fixed waste)
Col 2
Instruction A:
Input Unit-
Specific
Values
acres
ft
percent
percent
percent
Col 3
Instruction B:
Select a Representative
Case from Appendix K -
Table K-1 (underline
selected case)
1,2,3 or4
5,6,7 or 8
9,10,11 or 12
13,14,15 or 16
INSTRUCTION D:
Complete Lines 6 and 8
Account for Area
6 [unit-specific area/(Case 22 area = 3.5 acres)]
7 Typical Surrogate-Specific Emission Rate
(Case 22), 106g/yr
8 Calculate Unit-Specific Emission Rate, 106g/yr
(multiply lines #2x #3x #4x #5x #6x #7)
Col 4 Col 5 Col 6 Col 7 Col 8 Col 9 CoMO Col 11 Col 12
Instruction C:
Determine Surrogate-Specific Scaling Factors**
HVHB HVMB HVLB MVHB MVMB MVLB LVMB VHVHB VHVLB
—
-
SURROGATE-SPECIFIC VALUES
766.2 8413 811.3 75.1 60.1 75.1 0.6 2358.7 25090
* Critical input values
** Scaling Factor determined for Lines 2-5 from Appendix K - Emission Rate Estimate from Table K-2 divided by Typical Emission Rate defined in Case
22 (see line 7).
-------
TABLE S-10
EMISSION RATE ESTIMATION WORKSHEET - WASTEPILES
Line Col 1
Modeling
Parameters
1 Area*
2 Turnover
rate*
3 Constituent
content of waste*
4 Air porosity
(fixed waste)
5 Total porosity
(fixed waste)
Col 2
Instruction A:
Input Unit-
Specific
Values
acres
per year
percent
percent
percent
Col 3
Instruction B:
Select a Representative
Case from Appendix L -
Table L-1 (underline
selected case)
1,2,3 or 4
5,6,7 or 8
9,10,11 or 12
13,14,15 or 16
INSTRUCTION D:
Complete Lines 6 and 8
Account for Area
6 [unit-specific area/(Case 22 area = 0.1 acres)]
7 Typical Surrogate-Specific Emission Rate
(Case 22), 106g/yr
8 Calculate Unit-Specific Emission Rate, 106g/yr
(multiply lines #2x #3x #4 x #5x #6x #7)
Col 4 Col 5 Col 6 Col 7 Col 8 Col 9 Col 10 Col 11 Col 12
Instruction C:
Determine Surrogate-Specific Scaling Factors**
HVHB HVMB HVLB MVHB MVMB MVLB LVMB VHVHB VHVLB
--
SURROGATE-SPECIFIC VALUES
261.4 284.9 277.0 26.0 20.9 25.5 0.2 799.3 852.1
Critical input values
' Scaling Factor determined for Lines 2-5 from Appendix L- Emission Rate Estimate from Table L-2 divided by Typical Emission Rate defined in Case
22 (see line 7).
-------
TABLES-11
EMISSION RATE ESTIMATION WORKSHEET - FIXED ROOF TANKS
.me
CoM
Col 2
Col 3
Col 4 Col 5 Col 6 Col 7 Col 8 Col 9 Col 10 Col 11 Col 12
Instruction A:
Modeling
Parameters
Input Unit-
Specific
Values
Instruction 8:
Select a Representative
Case from Appendix M -
Table M-2 (underline
selected case)
Instruction C:
Determine Surrogate-Specific Scaling Factors*'
HVH8 HVM8 HVLB MVHB MVMB MVLB LVMB VHVHB VHVLB
1 Diameter*
2
3 Height*
4
5 Throughput*
ft
ft
1,2(3,4,5or6
7,8, 9, 10 or 11
12,13, 14,15, 16or17
Breathing Loss
Working Loss
Breathing Loss
Working Loss
Working Loss
gal/yr
INSTRUCTION D:
Complete Lines 8-10
g Typical Surrogate-Specific Working Loss Emission
Rate (Case 23), 106 g/yr
7 Typical Surrogate-Specific Breathing Loss Emission
Rate (Case 23), 1Q6g/yr
8 Calculate Unit-Specific Working Loss Emission Rate, 106g/yr
(multiply Lines #2x #4x #5x #6)
9 Calculate Unit-Specific Breathing Loss Emission Rate, 106g/yr
(multiply Lines #1 x #3 x #7)
10 Calculate Total Emission Rate, 106 g/yr
(add Lines #8 + #9)
SURROGATE-SPECIFIC VALUES
3.9 3.5 7.1 0.0001
1.8 1.8 3.2 0.0015
* Critical input values
** Scaling Factor determined for Lines 1-5 from Appendix M - Emission Rate Estimate from Table M-2 divided by Typical Emission Rate defined in Case 23 (see
lines 7 and 8).
-------
TABLE S-12
EMISSION RATE ESTIMATION WORKSHEET- FLOATING ROOF TANKS
Line cot 1
2
3
4
5
6
7
8
9
10
11
'12
:i3
114
1-5
HMBHMH
Modeling
Parameters
Rim seal
class*
Shell type*
Average
liquid
density*
Diameter*
Throughput
Co! 2
Instruction A:
Input Unit-
Specific
Values
Ib/gal
ft
x1Q6
gal/yr
Col 3
Instruction B:
Select a Representative
Case from Appendix N -
Table N-1 (underline
selected case)
1,2,3,4,5,6,7 or 8
9,10 or II
12, 13, 14, 15 or 16
17, 18, 19, 20 or 21
INSTRUCTION D:
Complete Lines 8 and 12-15
Account for Throughput
[unit-specific throughput/(Case 27 throughpu
Typical Surrogate-Specific Rim Loss Emission Rate
(Case 27), 106g/yr
Typical Surrogate-Specific Withdrawal Loss Emission Rat<
(Case 27), 106g/yr
Typical Surrogate-Specific Fitting Loss Emission Rate
(Case 27), 106g/yr
Calculate Unit-Specific Rim Loss Emission Rate, 106g/yr
(multiply lines #1 x #4 x #9)
Calculate Unit-Specific Withdrawal Loss Emission Rate, 1
(multiply lines #2 x #3 x #5 x #8x #10)
Calculate Unit-Specific Fitting Loss Emission Rate, 106g/yr
(multiply lines #6x #11)
Calculate Total Emission Rate, 106q/yr
_(add lines #12 + #13 + #14) -
Col 4 Col 5 col 6 Col 7 Col 8 Col 9 Col 10 Col 1 1 Col 1?
Instruction C:
Determine Surrogate-Specific Scaling Factors* .
HVHB HVMB HVLB MVHB MVMB MVLB LVMB VHVHB VHVLB
Kim LOSS
Withdrawal Loss
Withdrawal Loss
RIM Loss
Withdrawal Loss
Fitting Loss
""
SURROGATE-SPECIFIC VALUES
t - 63x 106gal/yr)]
l.O 0.95 1,9 0.00004
i
0.062 0.062 0.062 0.062
0030 0.028 0.056 0.000001
06g/yr
' critical input values
'* Scaling Factor determined for Lines 1-6 from Appendix N - Emission Rate Estimate from Table N-2 divided by Typical Emission Rate defined in Case 27 (see
lines 9, 10 and 11).
-------
TABLE S-13
EMISSION RATE ESTIMATION WORKSHEET • VARIABLE VAPOR SPACE TANKS
Line Col 1
Modeling
Parameters
1 Throughput*
2 Transfers into
tank*
Col 2
Instruction A:
Input Unit-
Specific
Values
x!06gal/yr
#/yr
INSTRUCTION D:
Col 3
Instruction 8:
Select a Representative
Case from Appendix 0-
Table O-1 (underline
selected case)
1,2,3 or 4
5,6,7 or 8
Complete Line 4
Typical Surrogate-Specific Emission
Rate (Case 14) 1066g/yr
4 Calculate Unit-Specific Emission Rate, 106g/yr
(multiply Lines #1 x #2 x #3)
Col 4 Col 5 Col 6 Col 7 Col 8 Col 9 Col 10 Col 11 Col 12
Instruction C:
Determine Surrogate-Specific Scaling Factors**
HVHB HVMB HVLB MVHB MVMB MVLB LVMB VHVHB VHVLB
SURROGATE-SPECIFIC VALUES
30. 26 59 0.57 053 1.1 1.9E-05 150 320
* Critical input values
* * Scaling Factor determined for Lines 1 and 2 from Appendix 0- Emission Rate Estimate from Table O-2 divided by Typical Emission Rate defined in
Case 14 (see line 3).
-------
APPENDIX H
SOIL LOSS CALCULATION
EXCERPTED FROM
U.S. EPA. Final Draft Superfund Exposure Assessment
Manual. September, 1987. Office of Emergency and
Remedial Response, Washington, D.C. 20460
H-l
-------
APPENDIX H
SOIL LOSS CALCULATION
Introduction
Many of the organic substances of concern found at Superfund sites are
relatively nonpolar, hydrophobic substances (Delos et al., 1984). Such substances
can be expected to sorb to site soils and migrate from the site more slowly than will
polar compounds. As discussed in Haith (1980) and Mills et al. (1982), estimates of
the amount of hydrophobic compounds released in site runoff can be calculated
using the Modified Universal Soil Loss Equation (MUSLE) and sorption partition
coefficients derived from the compound's octanol-water partition coefficient. The
MUSLE allows estimation of the amount of surface soil eroded in a storm event of
given intensity, while sorption coefficients allow the projection of the amounts of
contaminant carried along with the soil, and the amount carried in dissolved form.
Soil Loss Calculation
Equation 2-20 is the basic equation for estimating soil loss. Equations 2-21
through 2-24 are used to calculate certain input parameters required to apply
Equation 2-20. The modified universal soil loss equation (Williams 1975), as
presented in Mills et al. (1982), is:
Y(S)E= a(Vrqp)066KLSCP (2-20)
where
Y(s)E = sediment yield (tons per event, metric tons per event).
a = conversion constant, (95 English, 11.8 metric). *
V r = volume of runoff, (acre-feet, m3).
q p = peak flow rate, (cubic feet per second, ms/see).
Metric conversions presented in the following runoff contamination equations
are from Mills et al. (1982).
H-2
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K = the soil erodibility factor, (commonly expressed in tons per
acre per dimensionless rainfall erodibility unit). K can be
obtained from the local Soil Conservation Service office.
L = the slope-length factor, (dimensionless ratio).
S = the slope-steepness factor, (dimensionless ratio).
C = the cover factor, (dimensionless ratio: 1.0 for bare soil); see
the following discussion for vegetated site "C" values).
P = the erosion control practice factor, (dimensionless ratio: 1.0
for uncontrolled hazardous waste sites).
Soil erodibility factors are indicators of the erosion potential of given soils
types. As such, they are highly site-specific. K values for sites under study can be
obtained from the local Soil Conservation Service office. The slope length factor, L,
and the slope steepness factor, S, are generally entered into the MUSLE as a
combined factor, LS, which is obtained from Figures 2-4 through 2-6. The cover
management factor, C, is determined by the amount and type of vegetative cover
present at the site. Its value is"l" (one) for bare soils. Consult Tables 2-4 through 2-
5 to obtain C values for sites with vegetative covers. The factor, P, refers to any
erosion control practices used on-site. Because these generally describe the type of
agricultural plowing or planting practices, and because it is unlikely that any
erosion control would be practiced at an abandoned hazardous waste site, use a
worst-case (conservative) P value of 1 (one) for uncontrolled sites.
Storm runoff volume, Vr, is calculated as follows (Mills et al, 1982):
Vr= aAQr (2-21)
where
a = conversion constant, (0.083 English, 100 metric).
A = contaminated area, (acres, ha).
Q r = depth of runoff, (in, cm).
Depth of runoff, Qr, is determined by (Mockus 1972):
Qr= (Rt- 0.2 Sw)2/(Rt + 0.8 Sw) (2-22)
H-3
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Slope Length, Meters
20 30 40 60 80100 150200300400600800
40.0 -
20.0 -
70 IOO 200 4OO 600 IOOO 2000
Slope Length, Feet
Figure 2-4. Slope Effect chart Applicable to Areas A-1 in Washington, Oregon,
and Idaho, and All of A-3: See Figure 3-5 (USDA 1974 as Presented
in Mills etal. 1982).
NOTE : Dashed lines are extension of LS formulae beyond values tested in
studies.
H-4
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MILES
Figure 2-5. Soil Moisture-Soil Temperature Regimes of the Western United
States (USDA 1974).
H-5
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Slope Length, Meters
20.0
10.0
8.0
6.0
4.0
3.0
o
o 2.0
o
S i.o
0» 0.8
O
§" 0.6
0.4
0.3
0.2
0.1
3.5 6.0 10
20
40 60 IOO
200 4OO 6OO
10
20 40 60 100 200 400 600 1000 2000
Slope Length, Feet
Figure 2-6. Slope Effect Chart for Areas Where Figure 3-5 Is Not Applicable
(USDA1974).
NOTE: The dashed lines represent estimates for slope dimensions beyond the
range of lengths and steepnesses for which data are available.
H-6
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TABLE 2-4
"C" VALUES FOR PERMANENT PASTURE,
RANGELAND, AND IDLE LAND
Vegetal canopy
Type and height
of raised canopy"
No appreciable canopy
Canopy of tall weeds or
short brush
(0.5 m fall height)
Appreciable brush or
brushes
(2 m fall height)
Trees but no appreciable
low brush
(4 m fall height)
Canopy
coverc
(%)
25
50
75
25
50
75
25
50
75
Cover that contacts the surface/Percent groundcover
Typed
G
m
G
w
G
w
G
w
G
w
G
w
G
w
G
w
G
w
G
w
0
0.45
0.45
0.36
0.36
0.26
0.26
0.17
0.17
0.40
0.40
0.34
0.34
0.28
0.28
0.42
0.42
0.39
0.39
0.36
0.36
20
0.20
0.24
0.17
0.20
0.13
0.16
0.10
0.12
0.18
0.22
0.16
0.19
0.14
0.17
0.19
0.23
0.18
0.21
0.17
0.20
40
0.10
0.15
0.09
0.13
0.07
O.ll
0.06
0.09
0.09
0.14
0.085
0.13
0.08
0.12
0.10
0.14
0.09
0.14
0.09
0.13
60
0.042
0.090
0.038
0.082
0.035
0.075
0.031
0.067
0.040
0.085
0.038
0.081
0.036
0.077
0.041
0.087
0.040
0.085
0.039
0.083
80
0.013
0.043
0,012
0.041
0.012
0.039
0.011
0.038
0.013
0.042
0.012
0.041
0.012
0.040
0.013
0.042
0.013
0.042
0.012
0.041
95-100
0.003
0.011
0.003
0.011
0.003
0.011
0.003
0.011
0.003
0.011
0.003
0.011
0.003
0.011
0.003
0.011
0.003
0.011
0.003
0.011 I
Source: Wischemier 1972.
a All values shown assume: (1) random distribution of mulch or vegetation and (2) mulch of appreciable depth
where it exists.
i> Average fall height of waterdrops from canopy to soil surface: m = meters.
« Portion of total-area surface that would be hidden from view by canopy in a vertical projection (a bird's-eye
view).
d G: Cover at surface is grass, grasslike plants, decaying compacted duff, or litter at least 5 cm (2 in.) deep.
W: Cover at surface is mostly broadleaf herbaceous plants (as weeds) with little laterial-root network near the
surface and/or undecayed residue.
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TABLE 2-5
"C" VALUES FOR WOODLAND
Stand condition
Well stocked
Medium stocked
Poorly stocked
Tree canopy
percent of area"
100-75
70-40
35-20
Forest litter
percent of area"
100-90
85-75
70-40
Undergrowth
Managed"
Unmanaged
Managed
Unmanaged
Managed
Unmanaged
"C" factor
0.001
0.003-0.011
0.002-0.004
0.01-0.04
0.003-0.009
0.02-0.098
Source: Wischemier 1972.
Q When tree canopy is less than 20 percent, the area will be considered as grass land or cropland
for estimating soil loss.
b Forest litter is assumed to be at least 2 in. deep over the percent ground surface area covered.
c Undergrowth is defined as shrubs, weeds, grasses, vines, etc., on the surface area not
protected by forest litter, Usually found under canopy openings.
d Managed - grazing and fires are controlled.
Unmanaged - stands that are overgrazed or subjected forepeated burning.
e For unmanaged woodland with litter cover of less than 75 percent, C values should be derived
by taking 0.7 of the appropriate values in Table 3-4. The factor of 0.7 adjusts for much higher
soil organic matter on permanent woodland.
H-8
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where
R t = the total storm rainfall, (in, cm).
S " = water retention factor, (in, cm).
The value of SW, the water retention factor, is obtained as follows (Mockus
1972):
sw = 1000 _10a (223)
CN
where
S w = water retention factor, (in, cm).
CN = the SCS Runoff Curve Number, (dimensionless, see Table 2-6).
a = conversion constant (1.0 English, 2.54 metric).
The CN factor is determined by the type of soil at the site, its condition, and
other parameters that establish a value indicative of the tendency of the soil to
absorb and hold precipitation or to allow precipitation to run off the surface. The
analyst can obtain CN values of uncontrolled hazardous waste sites from Table 2-6.
The peak runoff rate, qp, is determined as follows (Haith 1980):
-
P Tr(Rt- 0.2 Sw)
where
qp = the peak runoff rate, (ftVsec, mVsec).
a = conversion constant, (1 .01 English, 0.028 metric).
A = contaminated area, (acres, ha).
Rt = the total storm rainfall, (in, cm).
Qr = the depth of runoff from the watershed area, (in, cm).
Tr = storm duration, (hr).
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TABLE 2-6
RUNOFF CURVE NUMBERS
Soil Group
A
B
c
D
Description
Lowest runoff potential: Includes deep
sands with very little silt and clay, also
deep, rapidly permeable loess
(infiltration rate = 8-12 mm/h).
Moderately low runoff potential: Mostly
sandy soils less deep than A, and loess less
deep or less aggregated than A, but the
group as a whole has above-average
infiltration after thorough wetting
(infiltration rate = 4-8 mm/h).
Moderately high runoff potential:
Comprises shallow soils and soils
containing considerable clay and colloids,
though less than those of group D. The
group has below-average infiltration
after presaturation (infiltration rate = 1-
4 mm/h),
Highest runoff potential: Includes mostly
clays of high swelling percent, but the
group also includes some shallow soils
with nearly impermeable subhorizons
near the surface (infiltration rate = 0-1
mm/h).
Site Type
Overall
site"
59
74
82
86
Road/right
of way
74
84
90
92
Meadow
30
58
71
78
Woods
45
66
77
83
Source: Adapted from Schwab et al. 1966.
a Values taken from farmstead category, which is a composite including buildings, farmyard,
road, etc.
H-10
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S w = water retention factor, (in, cm).
Dissolved/Sorbed Contaminant Release
As discussed in Mills et al. (1985), the analyst can predict the degree of
soil/water partitioning expected for given compounds once the storm event soil loss
has been calculated with the following equations. First, the amounts of absorbed
and dissolved substances are determined, using the equations presented below as
adapted from Haith (1980):
Ss = [1/(1 -i- 0c/KdS)l(C)(A) (2-25)
and
Ds = [1/(1 + KdB/ec)](Cj)(A) (2-26)
where
Ss = sorbed substance quantity, (kg, Ib).
0C = available water capacity of the top cm of soil (difference between
wilting point and field capacity), (dimensionless).
K
-------
can be estimated according to procedures described in Lyman et al. (1982). Initially,
the octanol-water partition coefficient can be estimated based on the substance's
molecular structure. If necessary, this value can be used, in turn, to estimate either
solubility in water or bioconcentration factor.
After calculating the amount of sorbed and dissolved contaminant, the total
loading to the receiving waterbody is calculated as follows (adapted from Haith
1980):
PXi= (Y(S) E/100 B) Ss (2-27)
and
PQi= (Qr/Rt) Ds (2-28)
where
Px , = sorbed substance loss per event, (kg, Ib).
Y(S)E= sediment yield, (tons per event, metric tons).
B = soil bulk density, (g/cm3).
S s = sorbed substance quantity, (kg, Ib).
PQ , = dissolved substance loss per event, (kg, Ib).
Q r = total storm runoff depth, (in, cm).
R t = total storm rainfall, (in, cm).
D s = dissolved substance quantity, (kg, Ib).
Px^nd PQiCan be converted to mass per volume terms for use in estimating
contaminant concentration in the receiving waterbody by dividing by the site
storm runoff volume (Vr, see Equation 2-21).
H-12
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REFERENCES
Delos C. G., Richardson, W. L, DePinto J. V., et al. 1984. Technical guidance manual
for performing wasteload allocations, book II: streams and rivers. U.S.
Environmental Protection Agency. Office of Water Regulations and Standards.
Water Quality Analysis Branch. Washington, D.C. (Draft Final.)
Haith D. A., 1980. A mathematical model for estimating pesticide losses in runoff.
Journal of Environmental Quality. 9(3):428-433.
Lyman, W. J., Reehl W. F., Rosenblatt D. H., 1982. Handbook of chemical property
estimation methods. New York. McGraw-Hill.
Mills W. B., Dean J. D., Porcella D. B., et al. 1982. Water quality assessment: a
screening procedure for toxic and conventional pollutants: parts 1, 2, and 3.
Athens, GA: U.S. Environmental Protection Agency. Environmental Research
Laboratory. Office of Research and Development. EPA/600/6-85/002 a, b, c.
Schwab G. O., Frevert R. K., Edminster T. W., Barnes K. K., 1966. Soil and water
conservation engineering. 2nd edn. New York: John Wiley and Sons.
USDA. 1974. Department of Agriculture. Universal soil loss equation. Agronomy
technical note no. 32. Portland, Oregon. U.S. Soil Conservation Service. West
Technical Service Center.
Williams J. R., 1975. Sediment-yield prediction with the universal equation using
runoff energy factor. In present and prospective technology for predicting
sediment yields and sources. U.S. Department of Agriculture. ARS-S-40.
Wischmeier W. H., 1972. Estimating the cover and. management factor on
undisturbed areas. U.S. Department of Agriculture. Oxford, MS: Proceedings of
the USDA Sediment Yield Workshop.
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