EPA/600/A-97/086
      PATCH: A spatially explicit life history
        simulator for terrestrial vertebrates
              Nathan H. Schumaker
    US EPA Environmental Research Laboratory
                 200SW351IlSt.
             Corvallis, Oregon 97333
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The information in this document has been funded in
part by the U.S.  Environmental Protection Agency
under contract CR824682 to Oregon State University.
It has been  subjected to the Agency review and
approved for publication.

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to directly examine the cost, in terms of species' viability, of rates and patterns of habitat




alteration.






   This chapter is devoted to a description of the PATCH model, but it includes a case study




reminiscent of the analysis of habitat alteration conducted by Wallin et. al. (1994). The model is




presented in considerable detail in hopes of introducing the reader to some of the complications




involved in merging realistic spatial detail with an otherwise simple demographic model. The case




study is intended to serve as an example of the types of questions that can only be addressed using




a model that conducts viability analysis within the confines imposed by landscape pattern.






                                  MODEL DESCRIPTION






                                        History






   I first started working on the predecessor to the PATCH model while attending a summer




school on Patch Dynamics organized by S. A. Levin, T. M. Powell, and J. H. Steele, and held at




Cornell University in 1991. The first study to emerge from this modeling effort examined pattern




formation generated from a spatially explicit version of a simple Nicholson-Bailey predator-prey




model (Deutschman et. al. 1993). I continued the development of the model over the period from




1991 to 1995  at the University of Washington.  During this period,  I used the model to explore




issues  of habitat connectivity  (Schumaker 1996),  and  I modified it to create a life  history




simulator for the Northern Spotted Owl (Schumaker 1995). An additional two years of work,




from 1995 to 1997, saw the transformation of the  spotted owl simulator into the present PATCH




model. The PATCH model will be available, free of charge, from the US EPA beginning either in




late 1997, or early 1998.
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                                     INTRODUCTION






   The consequences of habitat alteration for wildlife species include the direct effects of habitat




loss plus a host of indirect effects such as reduced inter-patch dispersal  (Thomas et al. 1990,




McKelvey  et  al.  1993, Schumaker  1995), increased edge  effects  (Chen  et al. 1992),  and




conversion of source habitats to sinks (Pulliam et al. 1992, Dunning et al. 1992). Such indirect




effects are difficult to detect, but they can strongly influence a landscape's ability to support the




species that inhabit it (Reid and Miller 1989, Jensen et al. 1993, Lawton 1993, Schumaker 1995,




Schumaker  1996). Complications such as these dictate  that management efforts  aimed  at




preserving wildlife diversity must consider how different species'  habitat requirements and




behaviors couple with  landscape  pattern, and to what extent landscape pattern limits species'




viability.






    Unfortunately, few meaningful generalizations exist with which to estimate the consequences




of habitat alteration for wildlife species (Fahrig 1991, Doak and Mills 1994, Schumaker 1996).




The research described here attempts to overcome such shortcomings by making use of a new




spatially explicit life history simulator called PATCH. This model has been recently completed,




but was  derived from an existing spotted owl simulator (Schumaker 1995) that  has undergone




extensive peer review.  PATCH reads Geographical Information System (GIS) imagery directly,




and it uses these data to link every attribute of a species' life cycle to the quality and distribution




of habitat throughout a landscape. The model tracks an entire population of organisms  comprised




of individuals that each are born, disperse, breed, and then die. PATCH is designed specifically to




work  with a complex  landscape  composed of habitats of various shapes, sizes, and qualities.




Further,  these landscapes can change continuously through time, and in this way the model is able
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                                        Overview






   PATCH (figure 1) is a Spatially Explicit Population Model, or SEPM (Dunning et al. 1995).




PATCH stands for a Program to Assist Tracking Critical Habitat (its focus on critical habitat will




become apparent later). The model is distinguished by the attention it pays to landscape pattern,




and by its ability to work with an entire spectrum of terrestrial vertebrates. PATCH  directly




imports GIS habitat coverages, and is parameterized with habitat utility indices, territory size,




survival and fecundity information in the form of a population projection matrix (Leslie 1945,




Lefkovitch 1965, Caswell 1989, Gotelli 1995), and estimates of movement ability and behavior.




PATCH is females-only model, is highly parsimonious, and is designed to accommodate a range




of data availability and quality. The outputs generated by the PATCH model include population




size as a function of time, effective survival and fecundity rates (rates that reflect the effect of




habitat quality on the population), and estimates of the importance of each territory-sized parcel




of habitat for the modeled population. These features permit the user to quantify the consequences




of landscape change for population viability, to estimate changes in vital rates corresponding to




habitat loss or fragmentation, and to identify source and sink habitats within a landscape,






   PATCH was designed specifically to address the contribution of spatial pattern to the viability




of a wildlife species. A typical use of the model would include establishing a baseline viability




analysis under current landscape conditions. The  investigation might stop  here, or the model




landscape  could be modified, and the consequences of this change for the viability of the




organism would then be assessed by repeating the demographic analysis.
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                                   Patch identification






   It is often desirable to  identify aggregate features of landscape pattern that correlate with




measures of ecological quality such as population viability, or habitat connectivity (Schumaker




1996). PATCH facilitates this type of analysis because it includes a module devoted specifically to




quantifying  landscane pattern.  Many  different metrics can  be  developed from  measures of




landscape pattern.  PATCH'S approach to providing such information is to break a landscape up




into  a collection of individual fragments of habitat, and then to provide a limited amount of




information about  each one. Indices of landscape pattern, can subsequently be constructed from




this information.






   For the purposes of patch identification, PATCH allows each habitat type to be assigned  a




weighting value (i.e. species' habitat preferences), which takes the form of an integer between  0




and 99. Any pixel  that has been assigned a non-zero weight is treated as habitat, whereas the rest




are considered non-habitat. PATCH then locates individual patches in the imagery using one of




two  rules for defining connectivity. One rule specifies that each pixel has only four neighbors that




touch it, while the other implies that each pixel has a total of eight touching neighbors. Based on




the rule that is applied, PATCH then assigns every habitat pixel to one, and only one, patch. The




area, weighted area,  interior area, and perimeter are  then computed for each patch.  Area  is




measured as the number of pixels of habitat present. Weighted area is measured as the sum, taken




over every  pixel  in a patch, of the weighting values assigned  to each  pixel. Interior area  is




computed based on a user defined edge width, which is specified as  a number of pixels. A patch's




 interior area is defined as the number of pixels that are at separated from the patch's perimeter by




 a distance equal to at least  one edge width.
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   Many well known indices of habitat pattern can be built up from the measures described




above. Examples include perimeter-area ratio, shape index (Patton  1975, Forrnan and Godron




1986), estimates of fractal dimension (Milne 1988, Milne 1991), and  patch cohesion (Schumaker




1996). More importantly,  this analysis  provides  the  raw data necessary  to  construct  yet




undescribed measures of landscape pattern that might serve as effective indicators of ecological




quality.






                                   Territory allocation






   Before  PATCH'S  demographic analysis  can be conducted, it  is  necessary to break  the




landscape being used into  an  array  of territory-sized units.  This process,  termed territory




allocation,  is accomplished  by  intersecting the GIS image with an array of hexagonal cells.




PATCH was designed with the intent that each hexagon's area would equal the size of a  typical




territory for an individual of the species being modeled. In addition  to setting the hexagon size,




the user also provides a minimum and a maximum territory size. The minimum size corresponds




to the size of a territory in optimal habitat, while the maximum size would be assumed to occur in




the most marginal habitats. Each individual hexagon within the  territory map has two attributes:




its score, and its breeding status. A hexagon's score is computed as the arithmetic average of the




weighting values assigned to each of the data pixels contained within it. Thus the scores are  real




numbers between zero and the maximum weighting value assigned to any of the habitat categories




present in the GIS  imagery. A hexagon's breeding status is a  binary attribute that  determines




whether  or not breeding  is allowed at the  site. Breeding status is determined based  on the




minimum and maximum territory sizes, as described below.
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   The territory minimum and maximum sizes do not affect the hexagon areas. Instead, these



parameters govern the degree to which habitat can be shared across hexagon boundaries in an



attempt to allocate the maximum number of breeding sites throughout the landscape. The territory



allocation algorithm proceeds in several steps. Initially, PATCH computes a threshold score using



the equation
            ,    ,  .,             .         , ,  .     ,    minimum territory size
           threshold score = maximum weighting value x	r-^	.
                                                           hexagon size
This relationship defines the threshold score to be that which would be assigned to a hexagon



containing only the minimum territory size worth of optimal habitat. Any hexagon with a score of



at least this threshold value is automatically labeled suitable for breeding.  Hexagons that do not



meet this threshold value still have a chance to be classified as breeding sites, and this depends on



the maximum territory size parameter.





    PATCH determines the extent to which habitat can be shared across the hexagon boundaries



using the expression
                                      maximum territory size   ,
                         expansion = 	•	r-*	1.
                                          hexagon size
 The expansion parameter defines the maximum amount of habitat, expressed in fractions of a



 hexagon, that one cell can borrow from its six immediate neighbors. The maximum territory size



 is never allowed to exceed seven times the size of a single hexagon, and thus the expansion



 parameter can never exceed the area of a hexagon's six neighbors. After  identifying every



 hexagon that contains enough high quality habitat to qualify as a breeding site, PATCH builds a
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list of all of the remaining sites that have any habitat at all. These hexagons are sorted by score, in




decreasing order. The hexagons are then allowed, in turn, to borrow habitat from their neighbors




up to the limit set by the expansion parameter. Borrowing continues until a hexagon either meet




the suitability threshold, or exhaust its license to infringe on its neighbors. Habitat can only be




lent once, but hexagons that are unable to meet the suitability threshold return any habitat they




have borrowed in the process.






The amount of habitat that can be borrowed depends on whether the lending hexagon is suitable




for breeding. Suitable hexagons are allowed to lend only what they hold in excess of the threshold




score, while unsuitable hexagons can lend all of their habitat. Borrowing begins with the neighbor




having the largest amount of habitat  to lend,  and concludes with the  neighbor having  the least.




This process, coupled with the initial sorting of the borrowing hexagons by score, approximately




maximizes the allocation of suitable breeding sites across the landscape. What borrowing really




entails is one hexagon  laying  claim  to a  fraction of the total quality of some (or all) of its




neighbors habitat. If the expansion parameter has a value of 2.5, that implies that portions of each




neighbor can be borrowed until a total of  1.5 hexagons worth of the neighboring habitat has been




claimed. The borrowing process is conducted under the assumption that each lending  hexagons




habitat is distributed  uniformly throughout its area. It is important to note that the process of




borrowing habitat does not change any features of the territory map other than the determination




of which hexagonal sites are deemed suitable for breeding. The additional energetic costs of




defending a larger territory are  approximated  through the borrowing process since hexagons that




are labeled suitable for breeding by virtue of having borrowed habitat will have lower scores than




those that had sufficient habitat on their own. These lower scores can then translate into higher




mortality rates and lower reproductive output later in the demographic analysis.





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   The construction of a territory map from the inn:..; GIS imagery adds a number of desirable




features to the PATCH model. The structure of a territory map is simnie compared to the GIS




imagery from which it was derived. For the purpose,  i demographic modeling, PATCH is only




concerned only with each hexagon's score, whether -: not it is suitable for breeding, and who its




neighbors are. The details of habitat patterning within _-uch hexagon arc not important at this level




of analysis, and they are therefore ignored. The hex;._on map may sometimes constitute the final




product of the analysis, or it may serve as an intermeuiae product that can be peer reviewed. The




PATCH model also contains an  editor that allows tr.o  :ser to alter the territory map.  Using this




tool, alternative future landscapes can quickly be dever.mcd, or "what if questions addressing the




consequences  of specific habitat modifications  can  e  easily pursued. PATCH also makes it




possible to randomize the placement of hexagons \v.-.;n a territory map, and this feature can be




used  to test hypotheses about  the importance of    articular orientation  of habitat  across a




landscape.






                                 Demographic xii; ran (ions






    PATCH conducts demographic simulations within ;.c territory maps described in the previous




section. The life cycle is modeled as a series of discrete events that take place on a yearly basis.




The model year begins in the summer with a breedin-  ulse, which is followed in the autumn by




the mandatory dispersal of the young-of-the-year (hence referred to as "juveniles"). Next comes




over-winter survival, which is followed by the option.; movements of adult animals in the spring,




and finally a census it taken. The process then begins ,.^am with the summer of the following year.




For simplicity, all mortality is collapsed into the sin_-.c evaluation that takes place in the winter.




There is no additional mortality associated with the ir.uvement process. The model also allows the
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landscape to change in time. The user activates this feature by instructing the model to load new




territory maps at different points during a simulation. A new territory map can be installed at the




start of any given year, and this function can be used even if multiple replicate simulations are




being conducted.






    Survival and reproductive information is entered into the PATCH  model in the form  of a




population projection matrix, and its demographic simulations can be thought of as an extension




of the analysis that would be performed using a matrix model. If an entire landscape  consists of




optimal habitat, and if breeding sites are unlimited, then PATCH will generate results essentially




identical to those that would be obtained using a projection matrix. However, to the  extent that




high quality habitat is limiting, the model results will differ from those of a projection matrix.




PATCH also differs from a matrix model in that it is individual based, and because its survival,




reproduction,  and movement modules  all incorporate  an element of stochasticity.  Decisions




regarding survival probability, reproductive output, and  movement behavior, are all made on an




individual basis, and they can be  significantly influenced by the quality of the habitat contained




within the hexagonal cells that the organisms occupy.






    PATCH does not automatically make the assumption that survival and reproductive output




scale linearly with  habitat quality. Instead, the user  is provided with  a set  of six generic




interpolation functions that can be used to describe the manner in which habitat quality affects




these vital rates.  These functions are linear, logistic, concave,  convex, constant, and piecewise




constant (see  figure  1).  The user is required to provide survivals  and fecundities (number  of




females per female that survive to the  following year) in the form of a projection matrix. It is also




necessary to specify what quality of habitat these vital rates should be associated with. That  is,
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PATCH needs to know if these survivals and fecundities that are supplied to the model will be




realized in the best habitat, or the worst, etc. The user then specifies an interpolation function for




survival, and one for fecundity, and then this portion of the model parameterization is complete.







   Other than specifying the model organism's movement behavior (discussed below), there are




only a few remaining parameters for the user to define. It is necessary to specify the duration in




years of each simulation, and the number of replicate simulations that will be conducted. PATCH




must also be told where within the territory map to locate the initial population of organisms, and




what age or stage class they are to he assigned to. It is also necessary to specify whether any of the




hexagons (other than at the edges of the GIS imagery) should be treated as reflecting boundaries.




Lastly, a transient period can be specified before which information about the emigration and




immigration into breeding sites will not be tallied (see below).






                                  The movement module






    Three different movement routines are available within the PATCH model. In addition,  three




distinct rules  can  be used  to specify a level of site fidelity (the likelihood of remaining on an




occupied breeding site from one year to the next). The options for simulating movement include a




directed random walk, selection  of the best available site within a search radius, and selection of




the closest available site within  a search radius.  These movement routines require that the user




specify a minimum and a maximum movement ability in terms of the total number of steps that




can be taken from a hexagon to one of its six neighbors. It is also necessary to place bounds on




 how random vs. directed  the movement will be when a random walk is taken. This is  done




 through the specification of a minimum and a maximum turning rate. The options for site fidelity




 are termed high, medium, and low. High site fidelity implies that organisms possessing a territory





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will never relinquish it. Low site fidelity implies that every territorial individual will search yearly




for a new site. If site fidelity is set to medium, then the decision regarding whether to remain on a




territory, or to leave it in search for a superior site, is made based upon the quality of the habitat at




the current location. All of these features of the movement module are discussed in detail below.






    The movement routine is called twice per year. It is used to drive the movements of adult




organisms prior to the breeding pulse, and is used later to control the dispersal  of the year's new




juveniles (the young-of-the-year). The implementation of the movement routine  is slightly




different depending on whether juveniles or adults are moving.  Every juvenile is  obliged to




disperse away from its natal site, whereas adults may or may not elect to  move. Decisions




regarding adult  movement are based upon the  individual's status (territorial vs. floater),  the




quality  of habitat currently  being  occupied  (for territorial individuals), and the site fidelity




parameter. Juveniles are not allowed to settle until they have moved at least the minimum distance




specified by the user. In addition, until this minimum distance has been traversed, juveniles travel




with the minimum turning  rate (i.e.  these movements are made as  linear as possible, forcing the




juveniles to move away from the natal site). Adults, on the other  hand,  are not subject to a




minimum movement distance or the restrictions on turning rate imposed on the  juveniles. As a




whole, this scheme provides the user with the flexibility necessary to apply the model to a variety




of organisms using only a small number of parameters.






    When a random walk is used for the movement routine, individual organisms take a series of




steps from a the hexagon currently occupied to one of its six neighbors. The direction of the walk




is influenced by the quality of the habitat within which  the  movement is  taking place,  the




minimum and maximum turning rate, and the direction previously moved. Individuals taking a
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random walk first look to see if any of their neighboring hexagons arc suitable for breeding and



available. If so, then they elect whether or not to settle in that site. This determination is based



upon the site's quality, and upon the site fidelity parameter. The better the quality of the site, the



more likely an  individual is to settle in it. Given this, individuals are more selective when site



fidelity is high (they will not get  another chance to move) and are less selective when site  fidelity



is low (they will  always  get another chance to  move). In addition, individuals  become less



selective as their ability to continue searching diminishes. If a suitable, available, neighbor does



not exist, then individuals will select a neighbor to move into with a ucgree of randomness that is



governed by a general tendency to move towards (but not necessarily to remain in) higher quality



habitats, and by the influence of the turning rate parameter.





    The turning rate parameter takes on values between 0 and 100%. When the turning rate is 100



percent, the choice of which of a hexagon's six neighbors to move into will be made randomly (in



the absence of decisions to  move specifically to a higher quality site). When the turning rate is



zero, an individual will always move  in the direction of the previous step, thus producing linear



motion.  The user sets  the bounds on the turning rate  parameter  by setting its minimum and



maximum values.  However, at any given location in the landscape, the turning  rate that is actually



used is derived from the relationship





                   hexagon score   ,        .                ....
    turning rate =  	r2	x (max turning rate - mm turning rate) + nun turning  rate.
                  maximum score              &                                  to





This ensures that the turning rate used in any movement decision  falls in the range spanned by the



 minimum and maximum turning rates, and that this value increases linearly with the quality of the



 hexagon presently occupied. The value obtained for the turning rate is then used in the process of
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selecting the next hexagon to move to. The result of this scheme is that movements are generally




more linear in poorer habitats, and they become more random in higher quality habitats. Thus, the




organisms tend to travel quickly through sparse regions of the landscape, and they perform a more




exhaustive  search for available breeding sites when they arrive at clusters of suitable habitat. This




behavior is accentuated by the individuals tendency to move into, but not necessarily to remain in,




high quality habitats.






    When individuals searching for breeding sites are instructed to  select the best,  or closest,




available site  within a search radius,  the movement process takes  on a very different  set of




characteristics. For juveniles, the search radius becomes the annulus, centered on the current site,




defined by  the minimum and maximum movement abilities. For adults, the search radius becomes




the disk  with a radius equal to the maximum movement ability. The quality and availability of




every hexagon within the search radius is examined if the best site is to be selected. If the closest




available site is to be selected, then the search radius is expanded iteratively from the minimum to




the maximum until a suitable hexagon is located. In either case, if the searching individual is




unable to locate a suitable site, a random walk is taken.






    The  behavior of PATCH'S movement  algorithm is also controlled by the site  fidelity




parameter. Site fidelity governs the probability that  a  territorial adult will elect to abandon its




territory in search of one of higher quality. In the spring, just before floaters  begin  searching for




breeding sites, the territorial adults decide whether or not to venture out in search of a better site.




If the site fidelity parameter is low, then every adult will abandon its territory (if one is held) and




search for another site. If site fidelity is high,  individuals  holding  territories remain on them




indefinitely. When the site fidelity parameter is set to medium, individuals will elect to move if the
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site is expected to behave as a demographic sink. The analysis inv<   ed in making this decision is




explained in greater detail in the section on model outputs, below.






    Individuals in motion will reflect off of the edges of the GIS ; :age. In addition, the user can




force any hexagon to behave like a reflecting boundary as long a,   is not suitable rbr breeding.




This feature is designed to allow the user to prohibit movement   ^yond a coastline, or over a




mountain range, etc.






                                      Model outputs






    The PATCH model produces an array of output information. I  7CH provides the user with a




histogram showing the number of data pixels of each habitat type   esent in the GIS imagery. In




addition, the patch counting algorithm  produces a table that di: ::ays the area,  weighted area,




interior area,  and perimeter of each patch in  the landscape. The  erritory allocation algorithm




produces a table that displays the score, area, weighted area, and b:-,-jding status of each hexagon.




This table also provides the interior area and perimeter, computed   n  a patch by patch basis, that




happen to fall within each hexagon. These outputs allow the user o build up a broad range of




pattern-based indices of landscape quality, from  the simplest r  :asures of habitat area up to




sophisticated estimates  of the range of breeding site qualities pres-,  :n a landscape.






    The demographic model produces five additional  outputs. T;,J ^rincipal output file contains




the input parameters used, and an array of information for every r;-vacate run and year. The array




of information  includes the mean dispersal distance  (juveniles i   iv) reported as both the  total




distance moved, and as the net displacement from the starting pour.. Also included are the sizes of




 the floater and  breeder populations,  and the  number of individual LS  in  each age/stage class. A
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second demographic output file contains the means and standard deviations, taken over each




replicate run, of the total population size, the number of floaters, breeders, and the number of




individuals of each age/stage class. PATCH also tracks the effective aggregate survival rates and




fecundities, on an age/stage class basis, as mean values taken over all of the replicate runs. This




output data can be thought of as consisting of a unique population projection matrix for each year




of a model simulation. The mean population size on an age/stage class basis, taken over the all of




the replicate runs, can be reproduced exactly from this time series of projection matrices using




matrix multiplication. This output data lets the user track the changes in the survival rates and




fecundities, for each age/stage class, taking place through time.






    Lastly, the PATCH model has features that both estimate, and then actually track, whether




portions of the landscape function as demographic sources or sinks. This analysis is performed on




a hexagon by hexagon basis, but it is only done for suitable breeding sites. The potential of a




hexagon to function as  a  source or sink is evaluated  by computing the  value of the dominant




eigenvalue (k) of the projection matrix associated with the site. The computation of X incorporates




information about the site quality, the survival and fecundity information supplied to the model,




and the interpolation functions that are being used to assess survival and fecundity in  hexagons of




arbitrary  quality. This  information then provides the   user with  an initial estimate  of the




importance of portions of the landscape for the model species.






    The PATCH model also tracks the immigration into, and emigration from, each breeding site,




and uses this information to identify effective  demographic sources and sinks throughout the




landscape. Specifically, what PATCH does  is to  increment a counter each time an individual




leaves a breeding site, and decrement the same counter  each time an individual enters the site.
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These counters are referred to as "utility values", and a separate utility value is compiled for each




breeding site. The user specifies at what time the utility data should start being collected, and then




the immigration and emigration data is gathered for even,' subsequent year. Individuals in motion




that simply pass through a site produce no net change in its utility value. On the other hand, when




individuals  are born  in,  and subsequently disperse  from a  breeding  site, this produces an




incremental gain in utility. When individuals move into a breeding site, and then die, this produces




an incremental loss in utility.






    PATCH'S source-sink analysis is then presented to the user in three files. The first is a table




that displays the score, lambda-value, and utility value for each breeding site. The second and




third files are raster images of the lambda-values and utility scores, respectively, which can be




directly compared to the territory map.






                                      A CASE STUDY






                                         Methods






    I developed a case study that exhibits some of the features of the PATCH model described in




the preceding text, but that also addresses the theme of the 1996 AMIGO workshops. The focus of




these workshops was cross-biome comparisons of the consequences  of habitat fragmentation.




This case  study  examined  the  response of two wildlife  species to  two  types  of habitat




fragmentation in  two contrasting landscapes. The model species  included a  "large" organism




characterized by low reproductive output, high survival, and a large territory size. Also modeled




 was a "small" organism  characterized by high  reproductive output, low survival, and  a small




 territory size. Both of these species exhibited identical habitat affinities. The two types of habitat
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fragmentation mimicked "aggregated" vs. "dispersed" clear-cutting. Aggregated clear-cutting was




approximated by removing large (100 x 100 pixel) squares of habitat. Dispersed clear-cutting was




approximated by removing small (10 x 10  pixel) squares of habitat. Landscapes were either




subjected to the aggregated or dispersed cutting, not both, and the frequency of dispersed cuts was




always 100 times that of the aggregated cuts. A sequence of landscapes exhibiting increasing




degrees of habitat removal was  generated by imposing a specific number of cuts, saving the




resultant image, and then proceeding on with additional cuts. The cuts were placed randomly




across the landscapes, and no attempt was made to prevent their overlapping one-another. Areas




that were clear-cut remained in this state for the duration of a model run.






   The landscapes  used in this study (figure 2)  were simply fabrications intended to illustrate




very different types of underlying habitat pattern. Landscape 1 (figure 2) might typify habitats




distributed along an topographic gradient, whereas landscape 2 could characterize a patchy array




of vegetative  communities or habitat patterns  resulting from intensive management. Habitat utility




indices (HUI), which are relative measures that designate each habitat's suitability for the model




species, were specified for  the different categories present in the two  landscapes.  The category




depicted in black in figure 2 was assigned a  HUI of six,  the darkest gray color was given a HUI




value of five, and so on down to the habitat  colored white, which was assigned an HUI of one.




Clear-cuts were assigned an HUI of zero.  Prior to fragmentation, landscape 1  held identical




numbers of pixels of each habitat type. Landscape 2  held similar, but not quite identical, areas of




each of the habitat types.






   The larger model species had a territory size that was  ten times that of the smaller species, and




each landscape could hold 6960 of the large  territories and 68,854 of the smaller territories. The
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minimum and maximum territory sizes were set to 1/2 and 3/2 the r-uxagon size, respectively. The

population projection matrices, and associated lambda values (C..v,veil  1989), used for the two

species were
                small organism
                 large organism
0.74 1.20
0.20 0.50
0.00 0.50
0.50 0.90
larnncia =  1.124
lambuu =  1.123
For both organisms, the interpolation functions for survival and fecundity were set to linear, and

the movement routine used was a random walk. Individuals searcr.inq; for available breeding sites

were allowed to take a maximum of 25 steps from hexagon to hexnnun. Dispersing juveniles were

obligated to move at least 5  steps before settling. The  range  o:   irning rates was set  at the

maximum possible (0 - 100%) and the landscape was initialized '. ith every breeding site filled

with an adult.  Simulations were conducted for each combination r,f landscape, ore:  sm, and

cutting regime (aggregated vs. dispersed) at each of 26 different leveis of habitat fragmentation. In

every  case, five  replicate  simulations were performed,  and the  results were averaged  across

replicates. Utility data, used to identify demographic sources and sinks,  were collected only after

the first 100 years so that transient effects of the model parameter!?,aiion could die down.


    Because the two model species had identical habitat preferences, and nearly identical  values

for  lambda, they could be expected to perform  equally well in  me absence of complications

arising from spatial pattern. Observed differences in the performance of the two species should be

tied to interactions between the landscape patterns, life history atimuites, and the cutting regimes.
                                          Page 18

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                                                                              DRAFT


The goal of this analysis was a qualitative examination of the relative importance of each of these


contributions to the overall success of the model species.



                                        Results



   Habitat loss was tracked as the percent degradation of a landscape's quality. The equation


used to obtain percent degradation was
                pre-fragmentation pixel weights - Y post-fragmentation pixel weights
        lUU X  ' '"•"•            _,
                                    -fragmentation pixel weights
and thus degradation measured the loss of habitat, weighted by the quality of that habitat. Defined


this  way, percent degradation served as a unitless metric for  making  comparisons between


landscapes and disturbance regimes. The two study landscapes were subjected to 25 different


levels  of habitat fragmentation, for each  cutting regime,  plus the original pre-fragmentation


images. Habitat degradation resulting from this fragmentation spanned a  range from zero to 64


percent.



    Because the sample landscapes could support larger numbers of the smaller organisms than


the larger ones, comparisons of the model results between species were conducted using a relative


measure of population size. The measure that was used for the relative population size was
                   mean population size in the pre-fragmentation landscape

                  mean population size in the post-fragmentation landscape'
 where the mean values were computed from the last 50 model years of five replicate simulations.


 (five replicate simulations were performed for each combination of model parameters reported
                                         Page 19

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                                                                                DRAFT



here). 'T/.o standard deviations derived from the five  replicate model simulations were small




compared ro the  population size. This measure of relative population size provided a unitless




estimate < i the amount by which the populations declined under the fragmentation pressure. The




relative ronulation size parameter took on values between zero and one.







    Ik? principal results of the case study are displayed in figure 3. Relative population size was




tracked :.s a  function of percent degradation  for both  landscapes,  disturbance regimes, and




species,   "nderlying landscape pattern appeared less important than disturbance regime  or life




historv    rategy  in determining the population  response  to habitat  loss. Not surprisingly,




interactions between body size and disturbance  regime  nlayed a large role in species persistence.




as evidenced by the differential responses of the two species under the dispersed cutting regime.




These results are encouraging because they suggest that cross-biome comparisons of wildlife




response.*. >;o habitat fragmentation may be useful in spite of inherent differences in landscape




pattern.






    Estimates of population size, while critical to viability analyses, provide little or no  insight




into me : ~atial patterns of habitat use by model organisms. Summary data exhibiting patterns of




habitat i:,-e. if collected  at all, are typically presented  as  rates of  habitat occupancy. PATCH  is




designed instead to track immigration and emigration  rates into breeding habitat, and from this




information it compiles data on demographic sources and sinks (see Model Description, above).




Source/sinK uat;; are arguably superior to occupancy rate information because they better indicate




the imDortance of different localities  for the population under study.  Source/sink data  were




compiieu for each of the model simulations conducted in this study, and these data provide a




visual analogue to the results displayed in figure 3. For the  sake of brevity, I examine here only the
                                          Pa«e 20

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                                                                                DRAFT



source/sink data acquired from the pre-fragmentation landscapes, and from landscapes that were




degraded by approximately 42%.






   The top panels of each of set  of three images  in figure  4 display  the pre-fragmentation




source/sink data associated with the different landscapes and species. The best sources are colored




dark black, while poorer sources and then sinks are  displayed in increasingly lighter shades of




gray. Habitats that were not suitable for breeding, or for which immigration and emigration were




exactly balanced (including those that were never occupied) are displayed in the lightest shade of




gray. Immigration and emigration were compiled on a hexagon by hexagon basis, but  for the




purposes of constructing figure 4, these hexagons have been collapsed into small squares (this is




done to minimize the disk space necessary to store the images). Hexagons (shown as the little




squares) that, as a result of fragmentation, contained no habitat whatsoever are colored white in




figure 4. Hexagons that experienced some fragmentation, but that still contained some habitat, are




shown in  one of the shades of gray (note in particular that the source/sink maps with the large




species and small clear-cuts contain no white areas).






    The source/sink images corresponding to the pre-fragmentation landscapes provide baselines




for the evaluation of the source/sink data in the post-fragmentation landscapes. The center panels




in figure  4 display the  source/sink data resulting from simulations conducted with aggregated




clear-cutting. Remnants of the pre-fragmentation source/sink patterns can be clearly observed in




the post-fragmentation images  exhibiting these large disturbances. This is less  true  of the




source/sink data resulting from the dispersed clear-cutting (bottom panels in figure 4). There, the




patterns become blurred, and in the case of the large species plus the dispersed cutting, evidence




of the underlying landscape patterns is lost altogether.
                                          Page 21

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                                                                                DRAFT



   Figure 4 reinforces the notion, derived from the data of I: jure 5, thai underlying landscape




pattern    a less  critical determinant of the response to fragmentation than  are  relationships




between  ,.ie spatial scales associated with the model species ar.ci the disturbance, figure 4 shows




that the ,;:fect of the large disturbances is to dramatically lower'::: uualhv of some large pieces of




the lanu .i-aoe. while leaving other areas intact. Both the large I..IQ small organisms were still able




to construct many high quality territories in these landscapes and these areas buoyed up  the




simulate-j populations even'at high levels  of habitat  degradation,  """he  effect of the  small




disturbances, however, was to dramatically reduce the likelihood that a territory of high quality




could re constructed anywhere in the landscape. And this effec; Deeame more pronounced as the




territorv  ;ze increased. Consequently, the small model species ;'ared more poorly in the midst of




the dispersed ciear-cutting, and the large organisms did the worst ovenul.  These results suggest




that, ail   ;ncr things being equal, the  consequences of habita;   ss that is aggregated across  a




landscL;:.- nay be less severe than losses that are more unifonr.iy distributed in space. However,




no attc:r.pt was made  here  to realistically  mimic  any  tyv: or amaropogenic disturbance,




Moreover, in nature, ail other things are never equal and compi;  ;;.  ns associated with large-scale




disturbances might negate any advantages suggested by this anaivsis.






                                       CONCLUSIONS






    The  :-ATCH  model was designed to help investigators examine the importance of landscape




pattern ;or an array of terrestrial vertebrate species. The model is oased on a population projection




matrix. ..nd it requires the user to specify a minimum of parameters. While PATCH'S life history




module  :s simole, its coupling to  spatial pattern through CIS  imagery adds  a  great deal of




compie.nuy to • ::a overall model behavior. Landscape  categoric- can be assigned different habitat
                                          Page 22

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                                                                             DRAFT
      #
utility indices, and these in turn affect the survival, reproduction, and movements of the model

organisms. Individuals compete  for high quality breeding sites, and this  introduces density

dependence and,  at times, metapopulation-like dynamics. PATCH'S  many  outputs allow an

investigator to conduct viability analyses, to examine the differential effects of habitat pattern (or

loss) on individual age or stage classes, and to both predict and track  the importance to the

population of specific habitat units through an analysis of demographic sources and sinks.



    A case study was conducted that illustrated some of the workings of the PATCH model, and

that examined an issue central to the 1996 AMIGO workshops. The  importance of underlying

landscape pattern, types of anthropogenic disturbance, and species life history characteristics,

were examined in the context of a population viability analysis. The results of the case study

suggest that inherent differences in landscape pattern will not preclude cross-biome comparisons

of the effects of habitat fragmentation on certain wildlife species. The results suggest that the

severity of the impacts to wildlife will instead be determined largely by interactions between the

spatial scales of disturbance and  the spatial scales important to the organisms responding to the

disturbance. While this analysis is simple and esoteric, it may be useful to investigators designing

better theoretical and empirical studies of biotic responses to landscape change.



                                  ACKNOWLEDGMENTS



    The initial development  of the  PATCH model was supported by USDA/USFS Grant PNW

90-340  to R. J. Naiman, U.S. State Department Grant 1753-000574 to R. J.  Naiman, M. G.

Turner, and R. G. Lee, and NSF Grant BIR9256532 to G. Odell, T. Daniel, and P. Kareiva. More

recent work on the PATCH model has been  supported  entirely by the U.S. Environmental

Protection Agency. I would like  to thank Gay Bradshaw and  Pablo Marquet for organizing the


                                        Page 23

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                                                                           DRAFT



1996 AMIGO workshops,  and for developing and editing this book. Discussions with  Gay




Bradshaw, Scott  Bergen, and  Robin Bjork greatly improved the  case study.  Barbara Marks



developed the two fabricated landscapes that appear in the text. I would also like to thank  Paul




Ringold for reviewing the manuscript.
                                        Page 24

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                                  LITERATURE CITED

Caswell, H. 1989. Matrix Population Models. Sinauer Associates, Sunderland, Mass. USA.

Chen, JM Franklin, J. E, and T. A. Spies. 1992. Vegetation responses to edge environments in
old-growth Douglas-fir forests. Ecological Applications 2:387-396.

Deutschman, D. H., G. A. Bradshaw, W. M. Childress, K. L. Daly, D. Griinbaum, M. Pascual, N.
H. Schumaker, and J. Wu. 1993. Mechanisms of patch formation. Pages 184-209 in S. A. Levin,
T. M. Powell, and J. H. Steele editors. Patch Dynamics. Lecture Notes in Biomathematics 96.
Springer-Verlag, New York, NY,

Doak, D. E and L. S. Mills. 1994. A useful role for theory in conservation. Ecology 75:615-626.

Dunning,  J. B., B. J. Danielson, and H. R. Pulliam. 1992.  Ecological processes  that affect
populations in complex landscapes. OIKOS 65:169-175.

Dunning, J. B., D. J. Stewart, B. J. Danielson, B. R. Noon, T. L. Root, R. H. Lamberson, and E. E.
Stevens. 1995. Spatially explicit population models: Current forms and future uses.  Ecological
Applications 5:3-11.

Fahrig,  L. 1991. Simulation  methods for developing general landscape-level hypotheses of
single-species dynamics. Pages 417-442 in M. G. Turner, and R. H. Gardner, editors. Quantitative
methods in landscape ecology. Springer-Verlag, New York, New York, USA.

Forman, R. T. T., and M. Godron. 1986. Landscape ecology. John Wiley & Sons, New York, New
York, USA.

Gotelli, N. J. 1995. A Primer of Ecology. Sinauer Associates, Sunderland, Mass. USA.

Jensen, D. B.,  M. S. torn, and J.  Harte. 1993. In our own  hands: a strategy for  conserving
California's biological diversity. University of California Press, Berkeley, California.

Lawton, J. H.  1993. Range, population  abundance, and conservation. Trends in Ecology and

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Evolution 8:409-413.
Lefkovitch,  L.  P.  1965.  The study of population growth in organisms  grouped by  stages.
Biometrics 21:1-18.

Leslie, P. H. 1945.  On  the use of matrices in certain population  mathematics.  Biometrika
35:183-212.

McKelvey, K.,  B.  R. Noon, and R. H. Lamberson. 1993. Conservation planning  for species
occupying fragmented landscapes: the case of the northern spotted owl Pages 424-450 in P. M,
Kareiva, J. G, Kinssolver, and R. B. Huey, editors. Biotic interactions and global change. Sinauer.
Sunderland, Massachusetts, USA.

Milne, B. T. 1988. Measuring the fractal  geometry of landscapes. Applied Mathematics  anu
Computation 27:67-79.

Milne, B. T. 1991, Lessons from applying fractal models to landscape patterns. Pages 199-235 //;
M.  G.  Turner  and R.  H. Gardner, editors.  Quantitative  methods in landscape ecology.
Springer-Verlag, New York, New York, USA.

Patton, D. R. 1975. A diversity index  for quantifying habitat "edge".  Wildlife Society Bulletin
3:171-173.

Pulliam, H. R., J. B. Dunning, Jr., and J. Liu. 1992. Population dynamics in complex landscapes:
a case study. Ecological Applications 2:165-177.

Reid, W. V., and K. R. Miller.  1989. Keeping options alive:  the scientific basis for conserving
biodiversity. World Resources Institute, Washington, DC.

Schumaker,  N. H.  1995.  Habitat connectivity and spotted  owl population  dynamics. Ph.D.
Dissertation. University of Washington, College of Forest Resources.

 Schumaker,  N. H.  1996. Using landscape indices  to predict  habitat connectivity. Ecology
77:1210-1225.

Thomas, J. W., E. D.  Foreman, J. B. Lint, E. C. Meslow, B. R. Noon, and J. Verner. 1990. ..
                                         Page 26

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conservation strategy for the Northern Spotted Owl: report to the interagency scientific committee
to address the conservation of the Northern Spotted Owl. United States Government Printing
Office, Washington, D.C., USA.

Wallin, D. O., F. J. Swanson, and F. Marks. 1994. Landscape pattern response to changes in
pattern generation rules: Land-use legacies in forestry. Ecological Applications 4:569-580.
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                                   FIGURE CAPTIONS






Figure 1. The PATCH model's control windows. The windows used for displaying imagery are




not shown. The separate panel at the bottom is a second view of the panel directly above it, as




indicated by the arrow. Population projection matrices are entered into the array of numeric fields




immediately above the arrow.






Figure 2. The two sample landscapes used in the study. Each image was 2384 pixels wide and




1031 pixels tall. The proportions of landscape 1 in each of the six habitat types were identical,




while they were only roughly equal in landscape 2.






Figure 3. Results from the model  simulations showing the population response to habitat loss.




See the text  for the definitions of habitat degradation and relative population size.  The upper




figure displays the responses of the small model species to habitat loss in the two landscapes,




while the lower figure is for the large model species. The types of anthropogenic disturbance that




were used in the simulations are indicated next to the curves for which they apply.






Figure 4. The source/sink  maps derived from the PATCH model. The best sources are colored




dark black, while poorer sources and then sinks are displayed in increasingly  lighter shades of




gray. Habitats not suitable for breeding, or for which immigration and emigration were balanced,




are displayed in the lightest shade of gray.  Squares containing no habitat are colored white. In




each case, the upper panel  is the pre-fragmentation source/sink map, and the bottom two panels




show the results obtained from approximately 42% habitat degradation. The small model species




appear in images A and C, and the large model species are in images B and D. Landscape  1 is




shown in images A and B. while landscape 2 is displayed in images C and D.
                                         Page 28

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                                                                                                        Figure 1
                                                                                                        DRAFT
     mage Win
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                                                                                        Mbvt irisnt limits 1 'Set

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                            Number
                           . Number Of Yew
     A Program In Assist
   Tracking Critical Habitat

       Copyright 1337
     Nathan H, Schumaker
/fttrtln9Pop/sM.
 initial Stage Class
 Win Number Steps
 Max Number SUsps
•Mln Turning Ratf
 Max Turn Ing Rat*
 % Of Max Quality
                                                                     t
                                                             LIFE HtSTORY FUNCTIONS
                                                                 .-, Fecundity
                                                         *,   ' S"    >*—    ^-f—
                                                         •'?. f\  /I.  rT
                                                         '•.'-/   LI    "\.-T

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Landscape 1
                                  Figure 2
                                  DRAFT
Landscape 2

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                                                                                        Figure 3
                                                                                        DRAFT
                                    Small Animal
                                                                     Landscape 1
                                                                     Landscape 2
   CO
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                                         Aggregated Cutting
a
a
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o
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o

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OS
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                          Dispersed Cutting \
                   10         20         30         40

                                    Percent Oegredation
                                50
                                          60
                                    Large Animal
                                                                     Landscape 1
                                                                     Landscape 2
   00
   6
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                                                          Figure 4
                                                          DRAFT
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              • •.   • <*••   •



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                                                                   NHEERL-COR-2188A
TECHNICAL REPORT DATA
(Please read instructions on the reverse before comp'"i:
1. REPORT NO.
EPA/600/A-97/086
2.
4. TITLE AND SUBTITLE
Computer model helps connect landscape structure to population viability
7. AUTHOR(S) Nathan H, Schumaker
9. PERFORMING ORGANIZATION NAME AND ADDRESS
US EPA NHEERL
200 SW 35th Street
Corvallis, OR 97333
12. SPONSORING AGENCY NAME AND ADDRESS
US EPA ENVIRONMENTAL RESEARCH LABORATORY
200 SW 35th Street
Corvallis, OR 97333

5. REPORT DATE
6, PERFORMING ORGANIZATION
CODE
8. PERFORMING ORGANIZATION REPORT
NO.
10. PROGRAM ELEMENT NO.
1 1 . CONTRACT/GRANT NO.
13. TYPE OF REPORT AND PERIOD
COVERED
14. SPONSORING AGENCY CODE
EPA/600/02
15. SUPPLEMENTARY NOTES:
16. Abstract:
A significant need exists for tools that can help resource managers project the consequences of land management for
biodiversity. In an attempt to provide one such tool, a new spatially explicit life history simulator has been developed to aid
researchers exploring the possible influences of habitat pattern on the viability of populations of terrestrial vertebrates. The
model is especially useful for evaluating the consequences for wildlife species of habitat change through time. The model is
discussed in the manuscript, and a case study is presented that illustrates its use. Results from the case study suggest that
relationships between population viability and anthropogenic stressors developed for one region may, in certain cases, be
extrapolated to other very different regions. This research will be useful for investigators involved in the development of theory
linking population viability analysis to landscape structure and anthropogenic disturbance.
17.
a. DESCRIPTORS
Landscape ecology, conservation biology,
viability analysis, simulation model, projection
matrix, anthropogenic disturbance.
18, DISTRIBUTION STATEMENT
KEY WORDS AND DOCUMENT ANALYSIS
b. IDENTIFIERS/OPEN ENDED
TERMS

1 9. SECURITY CLASS (This Report)
20. SECURITY CLASS (This page)
c. COSATI Field/Group

21. NO. OF PAGES: 32*
22. PRICE
EPA Form 2220-1 (Rev. 4-77)   PREVIOUS EDITION IS OBSOLETE

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