HllfMfP U iiHmmp H 111 ; f £[ E tkiMPPPf L tUkpikM L (. mnil Environmental Quality Index Overview Report *>EPA United States Environmental Protection Agency EPA/600/R-14/305 September 2014 www.epa.gov/ord Office of Research and Development National Health and Environmental Effects Research Laboratory Environmental Public Health Division ------- ------- AEP/K EPA/600/R-14/305 | September 2014 | www.epa.gov/ord United States Environmental Protection Agency ENVIRONMENTAL QUALITY INDEX Overview Report Office of Research and Development National Exposure Research Laboratory ------- Project Personnel Dane lie T. Lobdell. U.S. Environmental Protection Agency (EPA), Office of Research and Development (ORD), National Health and Environmental Effects Research Laboratory (NHEERL) Jyotsna Jagai. University of Illinois at Chicago. Oak Ridge Institute for Science and Education (ORISE) Faculty Grantee Lynnc C. Messer, Portland State University, Support Contractor Kristen Rappazzo. University of North Carolina (UNC), Department of Epidemiology. ORISE Grantee Shannon Grabich. UNC, Department of Epidemiology. ORISE Grantee Christine L. Gray. UNC, Department of Epidemiology. ORISE Grantee Kyle Messier, Student Services Contractor Gence Smith, Student Services Contractor Suzanne Pierson, Innovate!. Inc.. Geographic Information Systems (GIS) Contractor Support Barbara Rosenbaum. Innovate!. Inc.. GIS Contractor Support Mark Murphy, Innovate!. Inc.. GIS Contractor Support Acknowledgments External Peer Reviewers Angel Hsu. Yale University, School of Forestry and Environmental Studies Paul D. Juarez, University of Tennessee Health Science Center, Department of Preventive Medicine Peter H. Langlois. Texas Department of State Health Services. Birth Defects Epidemiology and Surveillance Branch Internal Peer Reviewers Jane Gallagher, U.S. EPA, ORD. NHEERL Thomas Brady, U.S. EPA, Region 5 Lisa Smith, U.S. EPA, ORD. NHEERL This document has been reviewed by the U.S. Environmental Protection Agency. Office of Research and Development, and approved for publication. Mention of trade names or commercial products docs not constitute endorsement or recommendation for use. iv ------- Table of Contents 1.0 Introduction 1 Background 1 Purpose 2 Uses of Environmental Quality Index 2 2.0 Construction of the Environmental Quality Index 3 Domain Identification 3 Approach 3 Summary of Activities 3 Data Source Identification and Review 3 Approach 3 Summary of Activities 3 Variable Construction 6 Approach 6 Summary of Activities 10 Data Reduction and Index Construction 10 Approach 10 Results 12 3.0 Discussion 13 Strengths and Limitations 13 Other Environmental Indices 13 Conclusions 13 4.0 References 15 Appendix I: County Maps of Environmental Quality Index A-1 Appendix II: Quality Assurance B-l v ------- List of Figures Figure 1. Conceptual environmental quality—hazardous and beneficial aspects 1 Figure 2. Principal component analysis for the Environmental Quality Index (EQ1). All counties included with four rural-urban continuum codes (RUCCs) 10 Figure 3. Rural-urban continuum codes (RUCCs) for all counties in the United States 11 Figure 4. Map of the Environmental Quality Index by rural-urban continuum codes (RUCCs) 11 vi ------- List of Maps Map 1. Environmental Quality Index by County, 2000-2005 NOTE: EQ1 valus suggest worse environmental quality, and lower EQ1 values suggest better environmental quality A-1 Map 2. Air Domain Index by County, 2000-2005 A-2 Map 3. Water Domain Index by County, 2000-2005 A-2 Map 4. Land Domain Index by County, 2000-2005 A-3 Map 5. Built Domain Index by County, 2000-2005 A-3 Map 6. Sociodemographi c Domain Index by County, 2000-2005 A-4 Map 7. Environmental Quality Index Stratified by Rural-Urban Continuum Codes by County, 2000-2005 A-5 Map 8. Air Domain Index Stratified by Rural Urban Continuum Codes by County, 2000-2005 A-5 Map 9. Water Domain Index Stratified by Rural-Urban Continuum Codes by County, 2000-2005 .... A-6 Map 10. Land Domain Index Stratified by Rural-Urban Continuum Codes by County, 2000-2005 .... A-6 Map 11. Built Domain Index Stratified by Rural-Urban Continuum Codes by County, 2000-2005 .... A-7 Map 12. Soci odemographi c Domain Index Stratified by Rural-Urban Continuum Codes by County, 2000-2005 A-7 vii ------- List of Tables Table 1. Sources of Data for Air, Water, Land, Built-Environment, and Sociodemographi c Domains for Use in the Environmental Quality Index 4 Table 1. (continued) Sources of Data for Air, Water, Land, Built-Environment, and Soci odemographi c Domains for Use in the Environmental Quality Index 5 Table 1. (continued) Sources of Data for Air, Water, Land, Built-Environment, and Soci odemographi c Domains for Use in the Environmental Quality Index 6 Table 2. List of Variables by Domain Included in the Environmental Quality Index 7 Table 2. (continued) List of Variables by Domain Included in the Environmental Quality Index 8 Table 2. (continued) List of Variables by Domain Included in the Environmental Quality Index 9 Table 3. Weights for Each Domain's Contribution to the Environmental Quality Index for 3 141 U.S. Counties (2000-2005) and for the Counties Stratified by Their Rural-Urban Status (RUCC code) 12 viii ------- 1.0 Introduction A better way to calculate overall environmental quality is needed for researchers who study the environment and its effects on human health. This report is an overview of how the environmental quality index (EQI) was developed for all counties in the United States for the period 2000- 2005. The EQI represents five areas (called "domains") of the environment ([1] air, [2] water, [3] land, [4] built, and [5] sociodemographic). In addition to the EQI, there is an index for each of the five domains. The EQI accounts for environmental differences between urban and rural areas by grouping counties into one of four rural-urban continuum codes (RUCCs). ranging from highly urban to rural-isolated areas. The EQI was developed in four steps: (1) The five domains were identified, (2) data for each of the five domains were located and reviewed, (3) enviromnental variables were developed from the data sources, and (4) data were combined in each of the environmental domains; then these domain indices were used to create the overall EQI. The EQI relied on data sources that are mostly available to the public. The approach to creating the EQI is outlined, so others can repeat the steps for their own unique areas of interest. This report gives an overview of the EQI. A companion report. Creating an Overall Enviromnental Quality Index, Technical Report, provides the detailed methodology and results. The variables. EQI, domain-specific indices, and EQI stratified by rural-urban data are available publically at the U.S. Environmental Protection Agency's (EPA's) Environmental Dataset Gateway. Also, an interactive map of the EQI is available at EPA's GeoPlatform. Background The assessment of environmental exposures for human health is changing, and new methods constantly are being developed. Exposures (both good and bad) that affect human health happen at the same time, but understanding their combined impact is difficult. For example, negative environmental features, such as landfills and industrial plants, often are located in neighborhoods with a high percentage of minority and poor residents. [1-7] On the other hand, high- income neighborhoods often have features that promote health, such as parks, health clubs, and well-stocked grocery stores. 18.91 Yet, no single exposure can be held responsible for good or poor health. It is not just good quality air or high income that produces health because many other exposures promote good health as well. ENVIRONMENTAL QUALITY Hazardous Beneficial Figure 1. Conceptual environmental quality—hazardous and beneficial aspects. One limitation to current methods in enviromnental health research is the focus on single-exposure types. Well- designed enviromnental health studies face a trade-off: Either researchers can collect a lot of high-quality data on only a few participants because collecting detailed exposure data is expensive and time-consuming, or researchers can collect less-detailed exposure data on a larger number of study participants because, the more participants in a study, the more expensive it is to conduct. This trade-off makes it impossible to account for many exposures that study participants might experience in addition to the main exposures of interest. An index that summarizes many variables into a single variable is one approach that could improve statistical efficiency and still account for many enviromnental exposures at once. The index then could be used to identify areas with different levels of enviromnental quality. Clusters of negative enviromnental exposures could be identified and linked to health outcomes. Conceptually, an EQI accounts for the multiple domains of the environment that encompass an area where humans interact (see Figure 1). These domains include chemical, natural, built, and sociodemographic environments that have both positive and negative influences on health. People move in and out of these positive and negative influences. Also, the positive and negative influences may even be co-located. As a result, the EQI examines both adverse health outcomes and protective health events. 1 Polluted Air Home Ownei Factories ------- Purpose A better estimate of overall environmental quality is needed. It will improve the understanding of the relationship between environmental conditions and human health. Thus, an EQI was developed for all counties in the United States. The EQI uses indicators from the chemical, natural, built, and social environment. The EQI is composed of five environmental domains: (1) air. (2) water, (3) land. (4) built, and (5) sociodemographic. Uses of EQI The EQI was designed to be used in two main ways: (1) to represent "environmental quality" in research designed to assess the relationship between environmental quality and human health outcomes and (2) as a variable to account for surrounding conditions for researchers interested in a specific environmental exposure (e.g., exposure to pesticides) and human health outcomes (e.g., cancer). However, other uses of the data arc expected by different end users, such as local, county. State and Federal governments, nongovernmental organizations, and academic institutions. The EQI holds promise for improving environmental estimation in public health because it describes the surrounding county-level conditions to which residents arc exposed. Use of the EQI will help public health researchers investigate the cumulative impact of many diverse environmental domains. The EQI was developed to help understand which domains (air, water, etc.) contribute the most to the overall environment. It also may be important for policymakers and environmental health workers to have information specific to the domains. Thus, domain-specific indices also were created. Each domain-specific index can be helpful to understand which domain is making the biggest contribution to the total environment in that particular county. This also can be expanded to understanding environmental differences by urban or rural status. In addition, researchers can use the EQI to control for environmental quality in their studies of specific exposures on health outcomes, adding environmental context to isolated exposures. Another potential use of the EQI is for the comparison of county environmental quality across the United States. The EQI can be used to identify counties having a greater burden of poor health because of poor environmental quality and to see the important environmental domains contributing to an individual county's environmental quality. With the EQI currently at county level, environmental injustice may be difficult to tease out; however, the methods applied may be used to make local EQIs for smaller geographical areas. 2 ------- 2.0 Construction of the EQI Domain Identification Approach Three sources were used to identify EQI domains: 1. EPA's Report on the Environment (ROE),[10] 2. an environmental health literature review (searches for published papers reporting on "environment" and "infant mortality"), and 3. expert consultation. The ROE served as the starting point for the EQI. The media chapters from the ROE were used to identify environmental domains, data sources, and variables. Three domains were identified: (1) air, (2) water, and (3) land. After reviewing the ROE. studies of environmental effects on infant mortality were reviewed. This enabled exploration of environmental domains using an indicator of national health and well-being. To be thorough, publications that came up in many searches were used to find more references. A broader definition of "environment" emerged. Based on the literature search, the built and sociodemographic environments were explored. Negative environmental exposures have been associated with social exposures. A social epidemiologist and other experts were consulted to help create a broader definition of "environment" for the EQI. Summary of Activities Based on the three sources. (1) the ROE. (2) literature review, and (3) experts, five environmental domains were identified and developed for the EQI: (1) air. (2) water, (3) land. (4) built, and (5) sociodemographic. Data Source Identification and Review Approach Predetermined categories were identified to represent each domain. Based on these categories, data were gathered for each domain (air, water, land, built, and sociodemographic) for all 3141 counties in the United States. The process included the following steps: • find EPA and non-EPA environmental data sources; summarize the data sources in terms of availability, data quality, spatial and temporal coverage, storage requirements, and how to access the data; • decide the most appropriate data sources for each domain; and • obtain the identified datasets. Possible data sources for each of the five domains were found using Web-based search engines (e.g., Google), sitc-spccific search engines (e.g., Federal and State data sites), scientific data sources (e.g., PubMed, Science Direct. TOXNET), and personal communication from data owners. Data available for all U.S. counties for the years 2000-2005 was wanted. An inventory of all the found data sources was created. Several criteria were used to assess data sources. Three key criteria included (1) data representing the predetermined category. (2) data quality, and (3) data coverage (available across the United States, including Hawaii and Alaska). Other factors were the ability to aggregate data at the county level and having data within the 2000-2005 time period. Ideally, data would be available every year from 2000 to 2005. Summary of Activities The overall data inventory is available at EPAs Environmental Dataset Gateway. Table 1 lists and describes the data sources that were used to make the EQI. An overview of the number of data sources kept for each domain is presented below. Air Domain Three data categories were considered: (1) monitoring data, (2) emissions data, and (3) modeled estimates representing concentrations of either criteria air pollutants or hazardous air pollutants (toxics). Twelve data sources were identified, and seven were considered for the EQI. Two were used for the air domain of the EQI because they were the most complete. Water Domain Five broad data categories within the water domain were identified: (1) modeled, (2) monitoring, (3) reported. (4) surveyed/studied and (5) miscellaneous data. Eighty data sources were identified. Five were used for the water domain of the EQI. Land Domain Land domain data sources were grouped into four categories: (1) agriculture. (2) industrial facilities, (3) geology/mining, and (4) land cover. Eighty sources were identified. Eleven were kept and used in the land domain of the EQI: two from agriculture, seven from facilities, and two from geology/ mining. Sociodemographic Domain The sociodemographic domain is represented by crime and socioeconomic data. Only two data sources were kept for the sociodemographic domain of the EQI. 3 ------- Table 1. Sources of Data for Air, Water, Land, Built-Environment, and Sociodemographic Domains for Use in the Environmental Quality Index Air Domain Source of Data Description Strengths Limitations Air Quality System[11] National-Scale Air Toxics Assessment^ 2] Water Domain Source of Data Watershed Assessment, Tracking and Environmental Results Program Database/Reach Address Database[13] National Contaminant Occurrence Database[14] Estimates of Water Use in the United States[15] Drought Monitor Data[16] National Atmospheric Deposition Program[17] Repository of ambient air quality data, including both criteria and hazardous air pollutants (HAPs) Estimates of hazardous air pollutant concentrations using emissions information from the National Emissions Inventory and meteorological data input into the Assessment System for Population Exposure Nationwide model Description Collection of EPA water assessments programs, including impairment, water quality standards, pollutant discharge permits and beach violations Samples both regulated and unregulated contaminants in public water supplies; maintained by EPA to satisfy statutory requirements for Safe Drinking Water Act County-level estimates of water withdrawals for domestic, agricultural, and industrial use calculated by the U.S. Geological Survey Geographic information systems raster files reporting weekly modeled drought conditions. A collaboration that includes the National Atmospheric and Oceanic Administration, the U.S. Department of Agriculture, and academic partners. Measures deposition ofvarious pollutants, such as calcium, sodium, potassium, and sulfate, from rainfall Measured values; network of criteria air pollutant monitors is substantial; measurement occurs regularly and is synchronized; data are audited for accuracy and precision. Validated models; coverage for all U.S. counties; majority of HAPs included. Strengths Only database maintaining information on EPA Clean Water Act regulations Provides measures for several chemicals and pathogens that are not measured elsewhere County-level estimates Weekly coverage for the entire country Weekly coverage for the entire country The HAP network is sparse; some counties have no monitors, necessitating interpolation of concentrations for unmonitored locations. Data are available at 3-year intervals; may underestimate concentrations; uses simplifying assumptions when information is missing or of poor quality; changes in methodology may result in different estimates between years. Limitations Data maintained and provided by States and, therefore, difficult to compare across States and not consistently reported with respect to temporal reporting and type of data reported across States. Data provided by public water supplies; therefore, need to use spatial aggregation to get county-level estimates Estimated based on various data sources Modeled data; raster data, therefore, required spatial aggregation. Data not at the county level and required spatial interpolation. 4 ------- Table 1. (continued) Sources of Data for Air, Water, Land, Built-Environment, and Sociodemographic Domains for Use in the Environmental Quality Index Land Domain Source of Data Description Strengths Limitations National Pesticide Use Database: 2002[18] 2002 Census of Agriculture Full Report[19] EPAGeospatial Data Download Service[20] National Geochemical Survey[27] Map of Radon Zones[28] Delineates State-level pesticide usage rates for cropland applications; contains estimates for active ingredients, of which 68 are insecticides, and 22 are other pesticides. Summary of agricultural activity, including number of farms by size and type, inventory and values for crops and livestock, and operator characteristics Maintained by EPA and provides locations of and information on facilities throughout the United States; different datasets within this database are updated at different intervals, but most are updated monthly; no set spatial scale across datasets. Some provide addresses, some geocoded addresses, etc. Geochemical data (arsenic, selenium, mercury, lead, zinc, magnesium, manganese, iron, etc.) for the United States based on stream sediment samples Identifies areas of the United States with the potential for elevated indoor radon levels; maintained by EPA Provides a measure of pesticide usage Can be used to approximate land- and water-related agricultural outputs (e.g., potential pesticide burden per acre, potential exposure to cattle, dust, etc.) Indicators for major facilities (e.g., Superfund sites;[21] Large Quantity Generators;[22] Toxics Release lnventory;[23] Resources Conservation and Recovery Act Treatment, Storage, and Disposal Facilities and Corrective Action Facilities;[24] Assessment, Cleanup, and Redevelopment Exchange Brownfield sites;[25] and Section Seven Tracking System pesticide producing site locations[26]) are available. Provides county-level means and standard deviations for each element; sampled data interpolated over nonsampled space results in variance estimates. Each U.S. county is assigned to one of three radon zones based on radon potential. Pesticide rates only available at the State level for contiguous states; noncropland uses are not included. Not direct measures of pesticides or probable exposures Contains much more information than just the facilities, type, and location; for example, Standard Industrial Classification System and North American Industry Classification System codes, Native American jurisdictions, interest type, etc. Includes data from several surveys; therefore, sampling locations and number of samples available vary by location. Data are not actual measurements of radon, and only three levels of radon potential reduce possible county-level variability. Sociodemographic Domain Source of Data Description Strengths Limitations U.S. Census[29] Uniform Crime Reports[30] County-level population and housing characteristics, including density, race, spatial distribution, education, socioeconomics, home and neighborhood features, and land use County-level reports of violent crime Uniformly collected and constructed across the United States and can be used for construction of a variety of different variables General estimate of public safety exposure Decennial census available every 10 years; sample data are available at more frequent (e.g., 1-, 3-, and 5-year) intervals; may underestimate concentrations; uses simplifying assumptions when information is missing or of poor quality Reporting may differ across geography 5 ------- Table 1. (continued) Sources of Data for Air, Water, Land, Built-Environment, and Sociodemographic Domains for Use in the Environmental Quality Index Built-Environment Domain Source ot Data Description Strengths Limitations Dun and Bradstreet North American Industry Classification System codes[31] Description of physical activity environment (recreation facilities, parks, physical- fitness-related businesses) food environment (fast- food restaurants, groceries, convenience stores) education environment (schools, daycares, universities) per county Detailed, thorough data; geocoding to county level is likely accurate; ongoing updates. Proprietary data; not publicly available Topologically Integrated Geographic Encoding and Road type and length per county National coverage Different road types may not be equivalent across U.S. geography; confer different Referencing[32] Fatality Annual Reporting System[33] Housing and Urban Development Data[34] Annual pedestrian-related fatality per 100,000 population; maintained by National Highway Safety Commission Housing authority profiles provide general housing details (low-rent and subsidized/section 8 housing); information updated by individual public housing agencies. County-level reports and annual updates Complete data source for unique element of the urban built environment exposure risks. Pedestrian fatalities result from diverse types of events and are not well captured in the database. Not all counties contain housing authority properties; when the value for housing authority = 0, no housing authority property is present. Built-Environment Domain Built-environment data sources were grouped by categories: traffic-related, transit access, pedestrian safety, access to various business environments (such as the food, recreation, health care, and educational environments), and the presence of subsidized housing. Twelve data sources were identified, and four were kept for the built-environment domain of the EQI: (1) one traffic-related, (2) one for pedestrian-safety, (3) one for use in the various business enviromnents (physical activity, food, health care, and educational), and (4) one for subsidized housing. Variable Construction Approach After researching and choosing data sources, variables were created to represent each of the five domains ([1] air, [2] water, [3] land, [4] sociodemographic, and [5] built environment]. New variables were created because raw data sources were not always appropriate for statistical analysis. For example, a data source might provide the count of Superfund sites in a county, but that raw count is not terribly informative for enviromnental health research because counts likely vary by the number of people who live in a county. Therefore, a population-adjusted count or rate variable is created, where the count of Superfund sites in a county is adjusted for the number of people who live in that county. The process for creating variables was to • make variables for each domain for each available year of data (2000-2005), • look for pairs or groups of variables that are giving the same information statistically and decide which of the variables best represents the enviromnental domain (and remove the extra variables), • look for missing data, • look at the distribution and statistical properties of each variable and decide how it should be scaled for analysis, and • average variables from 2000-2005 for each county. Table 2 provides a listing of variables for each domain. Appendix II in Creating an Overall Enviromnental Quality Index, Technical Report lists all the variables considered for the EQI. It also lists which variables were kept and why others were not kept. 6 ------- Table 2. List of Variables by Domain Included in the Environmental Quality Index Domain Variable Definition Air Particulate matter under 10 |jm in aerodynamic diameter Particulate matter under 2.5 |jm in aerodynamic diameter Nitrogen dioxide Sulfur dioxide Ozone Carbon monoxide 1,1,2,2-tetrachloroethane 1,1,2-trichloroethane 1,2-dibromo-3-chloropropane 2,4-toluene diisocyanate 2-chloroacetophenone 2-nitropropane 4-nitrophenol Acetonitrile Acetophenone Acrolein Acrylic acid Acrylonitrile Antimony compounds Benzidine Benzyl chloride Beryllium compounds Biphenyl bis-2-ethylhexyl phthalate Bromoform Cadmium compounds Carbon disulfide Carbon tetrachloride Carbon sulfide Chlorine Chlorobenzene Chloroform Chloroprene Chromium compounds Cresol/cresylic acid Cumene Cyanide compounds Domain Variable Definition Air Dibutylphthalate Diesel engine emissions Dimethyl formamide Dimethyl phthalates Dimethyl sulfate Epichlorohydrin Ethyl acrylate Ethyl chloride Ethylene dibromide Ethylene dichloride Ethylene glycol Ethylene oxide Ethylidene dichloride Glycol ethers Hexachlorobenzene Hexachlorobutadiene Hexachlorocyclopentadiene Hexane Hydrazine Hydrochloric acid Isophorone Lead compounds Manganese compounds Mercury compounds Methanol Methyl isobutyl ketone Methyl methacrylate Methyl chloride Methylhydrazine Methyl tert-butyl ether Nitrobenzene N,N-dimethylaniline o-toluidine Polycyclic organic matter/polycyclic aromatic hydrocarbons Pentachlorophenol Phosphine Phosphorus Polychlorinated biphenyls 7 ------- Table 2. (continued) List of Variables by Domain Included in the Environmental Quality Index Domain Variable Definition Air Propylene dichloride Propylene oxide Quinoline Selenium compounds Styrene Tetrachloroethylene Toluene Trichloroethylene Triethylamine Vinyl acetate Vinyl chloride Vinylidene chloride Domain Variable Definition Water Percent of stream length impaired in county Sewage permits per 1000 km of stream in county Industrial permits per 1000 km of stream in county Stormwater permits per 1000 km of stream in county Number of days closed per event in county, 2000-2005 Number of days per contamination advisory event in county, 2000-2005 Number of days per rain advisory event in county, 2000-2005 Percent of population on self supply, average 2000 and 2005 Percent of public supply population that is on surface water, average 2000 and 2005 Calcium precipitation weighted mean Magnesium precipitation weighted mean Potassium precipitation weighted mean Sodium precipitation weighted mean Ammonium precipitation weighted mean Nitrate precipitation weighted mean Chloride precipitation weighted mean Sulfate precipitation weighted mean Total mercury deposition Percent of county in extreme or exceptional drought (intensity levels D3 and D4, respectively) Arsenic Barium Cadmium Chromium Cyanide Fluoride Mercury (inorganic) Nitrate Nitrite Selenium Antimony Beryllium Thallium Endrin Lindane Methoxychlor Toxaphene Dalapon di(2-ethylhexyl) adipate Oxamyl (Vydate) Simazine di(2-ethylhexyl) phthalate Picloram Dinoseb Hexachlorocyclopentadiene Carbofuran Atrazine Alachlor Heptachlor Heptachlor epoxide 2,4-Dichlorophenoxyacetic acid Hexachlorobenzene Benzo[a]pyrene Pentachlorophenol 1,2,4-Trichlorobenzene Polychlorinated biphenyls 1,2-Dibromo-3-chloropropane Ethylene dibromide Xylenes Chlordane Dichloromethane (Methylene chloride) 1,2-Dichlorobenzene (o-Dichlorobenzene) 1,4-Dichlorobenzene (p-Dichlorobenzene) 8 ------- Table 2. (continued) List of Variables by Domain Included in the Environmental Quality Index Vinyl chloride 1.1-Dichloroethylene trans-1,2-Dichloroethylene 1.2-Dichloroethane (Ethylene dichloride) 1.1.1-Trichloroethane Carbon tetrachloride 1,2-Dichloropropane Trichloroethylene 1.1.2-Trichloroethane Tetrachloroethylene Benzene Monochlorobenzene (Chlorobenzene) Toluene Ethylbenzene Styrene Alpha particles cis-1,2-Dichloroethylene Silvex Domain Variable Definition Land Harvested acreage Irrigated acreage Farms per acre Manure applied Chemicals used to control nematodes Chemicals used to control disease Chemicals used to defoliate/control growth/thin fruit Animal units Herbicides Fungicides Insecticides Arsenic Selenium Mercury Lead Zinc Copper Sodium Magnesium Titanium Calcium Iron Aluminum Phosphorus Facilities per county population Radon zone Domain Variable Definition Sociodemog raph ic Percent renter occupied Percent vacant units Median household value Median household income Percent persons with income below the poverty level Percent who do not report speaking English Percent earning greater than high school education Percent unemployed Percent work outside county Median number rooms per house Percent of housing with more than 10 units Mean number of violent crimes per capita Domain Variable Definition Built Environment Proportion of roads that are highways Proportion of roads that are primary streets Traffic fatality rate Percent of population using public transport Vice-related businesses Entertainment-related businesses Education-related businesses Negative-food-related businesses Positive-food-related businesses Health-care-related businesses Recreation-related businesses Transportation-related businesses Civic-related businesses Total subsidized housing units ------- Principal components analysis (PCA) reduced multiple variables into domain-specific indices for each RUCC strata and overall Domain-specific indices combined using PCA to create EQI for each RUCC strata and overall Air variables Socio- demographic variables Water variables Built variables Land variables EQI Built Indices Air Indices Land Indices Water Indices OVERALL RUCC1 - metropolitan-urbanized RUCC2 =nonmetropolitan-urbamzed RUCC3 -less urbanized RUCC4 =thinty populated Figure 2. Principal component analysis for the Environmental Quality Index (EQI). All counties included with four rural-urban continuum codes (RUCCs). Summary of Activities New variables were created for each domain. These variables were created using data relevant to that domain. The variable characteristics were checked to make sure they were created in a way that would make sense statistically and would work with the chosen variable reduction method. Data Reduction and Index Construction Approach After variables were created, they were combined into a single index (the EQI) using statistical methods. Each domain has its own index (air domain index, water domain index, etc.). Next, each of the domain-specific indices was used to create the overall EQI. The statistical process used to add these variables together is called principal component analysis (PCA). Figure 2 shows the steps that include • use PCA on the variables in each domain to keep the most important piece of information for each domain index, • use PCA on the domain indices to keep the most important information for the overall EQI, and • group counties by their RUCC and repeat the two steps above for each RUCC group PCA PCA is a statistical method that combines information from many variables into one summary variable, called an index. This "reduction" of many variables into one is useful because the one variable can be used in a statistical analysis of health outcomes, instead of trying to include hundreds of separate variables at the same time. PCA was chosen to turn many variables into one index for a few reasons. It puts different variables into the same format (it "standardizes" them), so they can be added together. It provides each variable a measure of relative importance, or "weight", in its relationship to all the other variables included in the PCA. This weight is important for understanding which variables seem the most important for explaining the index. It takes into account how much of a variable is present, or its prevalence, in the overall environment. PCA then creates a single variable that can be used in other models. Researchers also can use the PCA values for each variable to understand differences in variables. The domain-specific indices and the EQI were created for each county in the United States. The four RUCC groups were used to account for differences in rural versus urban areas. There were originally nine RUCC codes. Those nine were combined to make four RUCCs for the EQI: (1) RUCC1 represents metropolitan-urbanized = codes 1+2+3; (2) RUCC2 nomnetropolitan-urbanized = 4+5; (3) RUCC3 less urbanized = 6+7; and (4) RUCC4 thinly populated ------- Rural-urban continuum code (RUCC) I I Metropolitan urbanized Non-metro urbanized | Less urbanized | Thinly populated Figure 3. Rural-urban continuum codes (RUCCs) for all counties in the United States. I I I I 1 I 0 - S"1 Percentile j 5th - ZO"1 Percentile II. ~l | | 20th - 40th Percentile H Hi 40th - 60th Percentile W B0'h - 80m Percentile ¦ H H 80th - 95th Percentile ¦ 95lh - 100th Percentile RUCC1 = Metropolitan urbanized RUCC2 - Non-metro urbanized RUCC3 - Less urbanized RUCC4 = Thinly populated Figure 4. Map of the Environmental Quality Index by rural-urban continuum codes (RUCCs). 11 ------- Table 3. Weights for Each Domain's Contribution to the Environmental Quality Index for 3141 U.S. Counties (2000-2005) and for the Counties Stratified by Their Rural-Urban Status (RUCC code) Thinly Metropolitan- Nonmetropolitan- Less Urbanized Populated Urbanized (RUCC1) Urbanized (RUCC2) (RUCC3) (RUCC4) OVERALL Number of Counties 1089 323 1059 670 3141 Air Domain Index 0.5063 0.3343 0.1609 0.0285 0.4867 Water Domain Index 0.2757 0.2958 0.2981 0.1347 0.2618 Land Domain Index 0.4379 0.5506 0.5503 0.5785 0.3887 Sociodemographic Domain Index 0.4538 0.5963 0.5675 0.6263 0.5077 Built-Environment Domain Index 0.5196 0.3769 0.5102 0.5041 0.5345 Because PCA analyzes total, not shared, variance, the weights need not total 1.0. (rural) =8+9 (see Figure 3).[35-38] The index-creation process was repeated for those four RUCC groups, leading to an overall EQI and five domain-specific indices for each RUCC group. Results For detailed results, consult Creating an Overall Environmental Quality Index, Technical Report. Description of EQI For EQI scores in RUCC groups, higher values suggest worse enviromnental quality, and lower values suggest better enviromnental quality. Figure 4 provides a map of the EQI by RUCC divided into percentiles, where the lower percentiles represent better enviromnental quality, and the higher percentiles represent worse enviromnental quality. The bulk of counties had EQI scores in the better range. Additionally, Appendix I contains county maps for the nonstratified EQI and domain-specific indices, RUCC- stratified EQI, and RUCC-stratified domain-specific-indices. All indices were grouped into percentiles. Domain-Specific Index Description The way in which the domain-specific indices contributed to the EQI differed depending on how rural or urban the county was (Table 2). In the most urban areas (RUCC1), the built-enviromnent domain had the most influence (0.5196, the weight associated with the built enviromnent, is the largest number for the RUCC1 column from Table 2.). For the nomnetropolitan-urbanized areas (RUCC2), the sociodemographic and land domains had the most influence, and the water domain had the least influence. The air domain was the least influential for the less urbanized counties (RUCC3). In the most thinly populated counties (RUCC4), the sociodemographic and land domains were the most influential. For the nonstratified EQI, the built and the sociodemographic domains had the most influence (0.5345 and 0.5077, respectively). The air domain also had a fair amount of influence, and the water domain had the least. 12 ------- 3.0 Discussion An EQI was developed for all counties (N=3141) in the United States. This EQI includes five environmental domains: (1) air. (2) water, (3) land. (4) built, and (5) sociodeniographic. For each domain, variables were created from many data sources. Then, domain-specific indices and an EQI were created using PCA. The EQI also is divided into four RUCC groups to account for rural-urban differences. The PCA shows that environmental quality is driven by different domains in rural versus urban areas. Strengths and Limitations Data Data sources represented each of the five environmental domains. Documentation for each data source was good. Even though many data sources were found, gaps in the data remain. The EQI is useful for representing the overall surrounding environment. It is not as useful for describing specific environments. If there were no data available for an important part of the environment, then the EQI was unable to capture that part. Areas, either counties or domains, with little data were not represented as well as areas with a lot of data. It is difficult to find environmental data sources that fully cover all areas at all time intervals. Most data were not collected often enough. This is why an EQI covering 6 years was developed. If more data were collected more often, t lie re would be an EQI for each year. When counties had data values that were missing, information on those variables had to be estimated. This makes it harder to understand how pollutants a fleet urban and rural areas differently. Although many of the environmental data points were collected in smaller areas than counties (e.g., for a municipality or city), most arc not maintained in a single source, such as a State or county data repository. National repositories for some domains exist (e.g., water, air), but no built-cnvironnient repository (fortransit, walkability/ physical activity, presence of sidewalks, or pedestrian lighting) is available. Cities or towns with less money may not be able to collect these data. Thus, data were available at different levels across the United States. PCA Methodology Using PC A had limitations. Normality is an important statistical assumption for PCA. Some data had to be scaled to be made normal. Scores from a PC A also can be hard to interpret. Outliers in the data also can be a limitation. However, with 3141 counties and proper statistical checks, this is not a big problem for the EQI. Using PC A was also a strength of this project. PC A enabled a lot of variables to be combined into a single index. The EQI is standardized. This means it can be compared to other EQIs created in other countries or at different levels (e.g., city instead of county). Another strength is that PCA has been used to make other indices.[39, 40] Application The EQI was focused solely on the outdoor environment. This may not be the most relevant exposure in relation to human health and disease. The EQI is at the county level, not the individual level. This means it can be used to see which counties arc less healthy environments. It will not be good at predicting which people arc likely to have certain diseases. Other Environmental Indices The EQI is unique. Most other EQIs focus on one environmental domain (e.g., Air Quality lndc.\|411) or a specific type of activity (e.g., Pedestrian Environmental Quality lndc.\|42|) or vulnerability (e.g., Cumulative Environmental Vulnerability Assessment,[43] heat vulnerability inde\[44|). State-specific indices also exist, (e.g., CalEnviroScrccn 1.0,[45] Virginia Environmental Quality lndc.\|46|), but they often cannot be compared to other States because the data arc different. Other indices are at a larger spatial resolution, usually at the country level. Country-level indices include the Environmental Sustainability Index[39] and the Environmental Vulnerability Index.[47] Conclusions The EQI was constructed for all 3141 counties in the United States. The EQI has five environmental domains: (1) air, (2) water, (3) land. (4) built, and (5) sociodeniographic. It is divided into four rural-urban groups. The methods can be repeated by others, and the data arc available to the public. The EQI is a first step for looking at many environmental exposures at once. The EQI can be used as a measure in environmental health research. This broad effort uses many factors tliat work together to impact environmental quality and public health. Updates to the EQI for 2006-2010 are planned. Looking at smaller geographic areas also is planned. 13 ------- ------- 4.0 References 1. Payne-Sturges, D.. ct al.. Workshop summary: connecting social and environmental factors to measure and track environmental health disparities. Environ Res. 2006. 102(2): p. 146-53. 2. Mohai, P.. ct al.. Racial and socioeconomic disparities in residential proximity to polluting industrial facilities: evidence from the Americans' Changing Lives Study. Am I Public Health, 2009. 99 Suppl 3: p. S649-56. 3. Payne-Sturges, D. and G.C. 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Version 1 (CalEnviroScrccn 1.0), 2013. 46. Studies, V.C.f.E. Virginia Environmental Quality Index, [cited 2013 August 9]; Available from http://www.veqi. vcu.edu/. 47. EVI Official Global Website. The Environmental Vulnerability Index. 2013 (cited 2013 August 1]; Available from http://www.vulnerabilityindex.net/. 16 ------- Appendix I: County Maps of Environmental Quality Index Percentile Map 1. Environmental Quality Index by County, 2000-2005, * Higher EQI values suggest worse environmental quality, and lower EQI values suggest better environmental quality ------- Percentile Map 2. Air Domain Index by County, 2000-2005" Percentile ¦ o-s*1 ¦I 5«i- 20th ¦ 20m - 40th r~1 40lh - 60tt> I 1 60"1 - BO"1 IB 80th -95th ¦I 95^- 100th Map 3. Water Domain Index by County, 2000-2005* * Higher EQI values suggest worse environmental quality, and lower EQI values suggest better environmental quality A-2 ------- Percentile Map 4. Land Domain Index by County, 2000-2005* Percentile Map 5. Built Domain Index by County, 2000-2005* * Higher EQI values suggest worse environmental quality, and lower EQI values suggest better environmental quality ------- Percentile Map 6. Sociodemographic Domain Index by County, 2000-2005" * Higher EQI values suggest worse environmental quality, and lower EQI values suggest better environmental quality A-4 ------- J 0 - 5th Percentile ~ u ~ rj 5th - 20th Percentile II I 20th - 40,h Percentile IB 1" tl HI 40th - 60th Percentile j^H |^| 60th - 80th Percentile H SO"1 - 95th Percentile HI EH m |^| 95th- 100lh Percentile RUCC1 = Metropolitan urbanized RUCC2 = Non-metro urbanized RUCC3 = Less urbanized RUCC4 - Thinly populated Map 7. Environmental Quality Index Stratified by Rural-Urban Continuum Codes by County, 2000-2005* Map 8. Air Domain Index Stratified by Rural Urban Continuum Codes by County, 2000-2005* * Higher EQI values suggest worse environmental quality, and lower EQI values suggest better environmental quality _j 0 - 5th Percentile 5(1,20m Percentile ; 20lh - 40"' Percentile IB l--'l ¦ IB 40th - 60th Percentile H H H Bi 60th - 80th Percentile H H Hi 80th - 95lh Percentile Hi H Hi Hi 95*| - 100th Percentile RUCC1 - Metropolitan urbanized RUCC2 - Non-metro urbanized RUCC3 = Less urbanized RUCC4 - Thinly populated ------- I 0 - 5th Percentile 1 5th . 20lh Percentile I I f I J 201h - 40"1 Percentile HI I B t 1 40th - 60"1 Percentile IB 60th - 80th Percentile ¦ HI 80th ¦ 95th Percentile 95th- 100th Percentile RUCC1 = Metropolitan urbanized RUCC2 - Non-metro urbanized RUCC3 - Less urbanized RUCC4 - Thinly populated Map 9. Water Domain Index Stratified by Rural-Urban Continuum Codes by County, 2000-2005* 9H I I I I I I 0 - 5th Percentile I | | 5th • 20lh Percentile I I H IB 20th • 40th Percentile ¦ H ¦ H 40"> - 60th Percentile ¦I H Hi H 60lh - 80th Percentile IB H IH 80th ¦ 95th Percentile H IB ¦ 95th - 100th Percentile RUCC1 - Metropolitan urbanized RUCC2 = Non-metro urbanized RUCC3 = Less urbanized RUCC4 - Thinly populated Map 10. Land Domain Index Stratified by Rural-Urban Continuum Codes by County, 2000-2005* * Higher EQI values suggest worse environmental quality, and lower EQI values suggest better environmental quality A-6 ------- - 5th Percentile 5«i. 20th Percentile ]_ I I 20th 40"1 Percentile Hi 1^1 Hi ¦ 40th -60th Percentile Hi H H H 60th- SO41 Percenlile H H 80th - 95"* Percentile H HI H H 95th - 10(Jlh Percentile RUCC1 = /Wefropo/rfari urfjamzeal RUCC2 - Non-metro urbanized RUCC3 - Less urbanized RUCC4 = Thinly populated Map 11. Built Domain Index Stratified by Rural-Urban Continuum Codes by County, 2000-2005" Map 12. Sociodemographic Domain Index Stratified by Rural-Urban Continuum Codes by County, 2000-2005* * Higher EQI values suggest worse environmental quality, and lower EQI values suggest better environmental quality A-7 I I I 0 • 5*1 Percentile ~ ~ ~ 5th . 2o»i Percentile I I" J HI H3 20th ¦ 40th Percentile 1^1 ¦ 40th - 60th Percentile | E 60"' - 80th Percentile | H |H Hi BO"1 - 95th Percentile ¦ 95"1 • 100th Percentile RUCC1 - Metropolitan urbanized RUCC2 = Non-metro urbanized RUCC3 - Less urbanized RUCC4 = Thinly populated ------- ------- Appendix II: Quality Assurance The approved National Health and Environmental Effects Research Laboratory (NHEERL) Environmental Public Health Division (EPHD) Intramural Research Protocol for this project is "Creating an Overall Environmental Quality Index," with Document Control Number IRP-NHEERL/ HSD/EBB/DL/2008-01rl. An internal EPA review of this report was conducted in August 2003 by Lisa Smith. NHEERL Gulf Ecology Division; Jane Gallagher. NHEERL EPHD), and Tom Brady (Region 5). An external peer review was conducted in July 2014 by Angel Hsu. Yale University, School of Forestry and Environmental Studies; Paul D. Juarez, University of Tennessee Health Science Center. Department of Preventive Medicine; and Peter H. Langlois. Texas Department of State Health Services. Birth Defects Epidemiology and Surveillance Branch. The data sources used to create the EQI and the criteria used to select the data sources arc mentioned in Creating an Overall Environmental Quality Index, Technical Report (Technical Document), in Part II: Data Source Identification and Review. Additional information about the sources can be found in the Technical Document in Appendix I and Appendix II. Table 1 in this report provides the strengths and limitations of the sources used in the EQI. Information about uses of the EQI, as well as strengths and limitations of the EQI, is located in the Discussion of this report. B-l ------- SEPA United States Environmental Protection Agency PRESORTED STANDARD POSTAGE & FEES PAID EPA PERMIT NO. G-35 Office of Research and Development (8101R} Washington, DC 20460 Official Business Penalty for Private Use $300 Recycled/Recyclable Printed on paper thai contains a minimum of 50% postconsumer fiber content processed chlorine free ------- |