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ENERGY STAR® Program Requirements for
Residential Light Fixtures
DRAFT Eligibility Criteria - Version 4.0
Table of Contents
Section 1: Definitions
Section 2: Qualifying Products
Section 3: Energy Efficiency Specifications for Qualifying Products
Table 1: Indoor Fixtures
Table 1 A: Additional Requirements for Indoor Recessed Downlight Retrofit Kits
Table 2A: Outdoor Fixtures: Compliance Through Efficient Light Source
Table 2B: Outdoor Fixtures: Compliance Through Reduced Operating Time
Section 4: Qualification Process, Testing Facilities, Standards & Documentation
Table 3: Reference Standards and Required Documentation
Section 5: Additional Quality Assurance Requirements
Section 6: Effective Date
Section 7: Future Specification Revisions
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ENERGY STAR® Program Requirements for
Residential Light Fixtures
Eligibility Criteria - Version 4.0
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Below is the DRAFT 2 product specification (Version 4.0) for ENERGY STAR qualified residential light
fixtures. A product must meet all of the identified criteria if it is to be labeled as ENERGY STAR by its
manufacturer.
The intent of ENERGY STAR for Residential Light Fixtures is to move consumers from traditional
incandescent fixtures to fixtures that use high-quality fluorescent or other energy-efficient technologies,
including motion-sensors and daylight-sensors for outdoor fixtures.
1) Definitions: Below is a brief definition of a light fixture and other related terms as relevant to ENERGY
STAR:
A.	ALA: American Lighting Association.
B.	ANSI: American National Standards Institute.
C.	APLAC: Asia Pacific Laboratory Accreditation Cooperation (NVLAP MRA Signatory).
D.	Automatic Daylight Shutoff: A device (e.g., a photocell or time clock) that automatically prevents
operation of a fixture during daylight hours.
E.	Ballast: A device used with an electric-discharge lamp to obtain the necessary circuit conditions
(voltage, current, and waveform) for starting and operating.
F.	Ballast Frequency: The frequency at which the ballast operates the lamp, measured in Hertz (Hz)
or Kilohertz (kHz).
G.	CIE: Commission Internationale de I'Eclairage.
H.	Color Rendering: The effect that the spectral characteristics of the light emitted by the lamp has on
the color appearance of the objects illuminated by the lamp. Color Rendering Index is measured
on a scale of zero to 100, and is defined in terms of a comparison of the spectral tri-stimulus
values of the objects under test illumination and a reference or standard illumination according to
the recommendations of CIE Publication No. 13.3.
I.	Compact Fluorescent Lamp: A single based fluorescent lamp with a plug-in lamp base, including
multi-tube, multibend, spiral, and circline types.
J. Correlated Color Temperature (CCT): The actual color of the lamp is called the color temperature
and is defined in terms of the spectral tri-stimulus values (color coordinates) according to the
recommendations of IESNA LM-16. For color coordinates near the Black Body loci, the correlated
color temperature, measured in Kelvin (K), is used.
K. IEC: International Electrotechnical Commission.
L. IESNA: Illuminating Engineering Society of North America.
M. I LAC: International Laboratory Accreditation Cooperation (NVLAP MRA Signatory).
N. Input Power: The actual total power used by all lamp(s) and ballast(s) of the light fixture during
operation, as measured in watts (W).
O. Lamp: A generic term for a manufactured source of light. By extension, the term is also used to
denote sources that radiate in the visible spectrum.
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p.
Lamp Ballast Platform: A pairina of one ballast with one or more lamps that can operate
simultaneously on that ballast. A unique platform is defined by the manufacturer and model
number of the ballast and lamp(s) and the quantity of lamps that operate on the ballast.
Q.
Lamp Current Crest Factor: For 60Hz operation, the ratio of peak lamp current to the root mean
square (RMS) lamp current. For high-frequency (HF) operation, the highest peak lamp current of
the modulation envelope (when evaluated over a full line voltage cycle) to the root mean square
(RMS) of the lamp current.
R.
Lampholder: A component of a fixture, which supplies power to the lamp and also holds the lamp
in place.
S.
Liaht Fixture (Luminaire): A complete liahtina unit consistina of a lamp or lamps and ballastina
(when applicable) together with the parts designed to distribute the light, position and protect the
lamps, and connect the lamps to the power supply.
T.
Linear Fluorescent Lamp: A double based fluorescent lamp with a plua-in lamp base, includina
straight shaped or U-bent types.
U.
MRA: Mutual Recoanition Arranaement.
V.
NACLA: National Cooperation for Laboratory Accreditation (NVLAP MRA Sianatorv).
W.
NEMA: National Electrical Manufacturers Association.
X.
NFPA: The National Fire Protection Association (United States), which develops the National
Electrical Code (NEC).
Y.
NRTL: Nationally Recoanized Testina Laboratory Proaram, which is a part of OSHA's Directorate
of Technical Support.
Z.
NVLAP: National Voluntary Laboratory Accreditation Proaram.
AA.
Optics: Include reflectors, baffles, lenses and/or diffusers, all which control the liaht distribution and
the appearance of the lighted fixture.
BB.
OSHA: Occupational Safety & Health Administration.
CC.
Piatail: A short piece of cable with two connectors on each end for convertina between one
connector type and another; also referred to as a screw-based adapter and socket adapter.
DD.
Power Factor: The active power divided by the apparent power (i.e., the product of the rms input
voltage and rms input current of a ballast).
EE.
Recessed downliaht retrofit kit: A non-linear liahtina unit consistina of lamp(s), ballastina, optics,
trim, and power supply connection designed to convert an incandescent or halogen type Insulated
Ceiling (IC) or non-IC recessed downlight into an "Air-Tight" (AT) fixture that uses an energy-
efficient light source.
FF.
Standardized Color Ellipse: An elliptical reaion of chromaticitv coordinates that is defined usina a
centroid, a tilt angle relative to a horizontal axis, and a defined level of variance. Such a region
defines what chromaticity coordinates can be acceptably associated with a target Correlated Color
Temperature. For this specification, standardized color ellipses are defined using centroids based
upon objective chromaticities (x,y) and tilt angles (e) specified in Table 1 and 2 of ANSI C78.376-
2001, and a defined variance of six steps.
GG.
Trim: Trim is the part of the downlight that covers the ragged edge of the ceiling cut-out. The trim
may be a separate ring, or trim ring, or it may be integrated with the optics (i.e., a self-flanged
reflector). Airtight or non-airtight.
HH.
UL: Underwriters Laboratories.
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Note: After further consideration and in response to stakeholder comments, EPA has modified and
added a number of definitions. The definitions for "Compact Fluorescent Lamp " and "Linear
Fluorescent Lamp" now properly distinguish based on the number of bases, rather than the number of
ends, that each lamp has. A definition for "Lampholder" has been added to address stakeholder
confusion over the use of the term "Socket" in "Lamp/Socket Compatibility." A definition for "Automatic
Daylight Shutoff' has been added to clarify what is required under this performance characteristic for
outdoor fixtures. A definition for "Lamp Ballast Platform" has been added for clarity. This term is used
within the system efficacy performance characteristic to determine the required efficacy threshold for
fixtures. A definition for "Standardized Color Ellipse" has been added to supplement the new
requirements related to correlated color temperature. The definition for "Lamp Current Crest Factor"
has been updated to address high frequency ballasts, whereas the previous definition was only
applicable to low frequency ballasts. EPA has also restored the definitions related to MRA signatories
(e.g., "MRA", "ILAC","APLAC", and "NACLA") to reflect the reinstated allowance of test data from these
parties. Lastly, EPA has alphabetized the definitions for clarity.
2) Qualifying Products: The ENERGY STAR Residential Light Fixture specification covers the requirements
for indoor and outdoor light fixtures and recessed downlight retrofit kits intended primarily for residential
type applications. For the purposes of this ENERGY STAR specification, residential applications include
single-family and multi-family dwellings (such as houses and apartments), dormitories, public or military
housing, assisted-living facilities, motels and hotels, and some light commercial applications.
Exclusion of magnetic ballasts: Indoor fixtures that include magnetic ballasts cannot qualify for
ENERGY STAR under this Version 4.0 specification. Only outdoor fixtures that use high intensity
discharge (HID) lamps, such as metal halide and high pressure sodium, may continue to use magnetic
ballasts.
Note: Some stakeholders have expressed concern about excluding magnetic ballasts from all fixtures,
except outdoor fixtures with HID lamps, despite the lower cost of magnetic products and the longer
potential life of magnetic ballasts. EPA acknowledges such concerns, but must balance these with the
potential benefits of electronic ballasts, including shorter start time, decreased noise production, higher
potential efficiency, and compliance with requirements established by state codes. In addition, EPA has
implemented more stringent thermal requirements within the current Version 3.2 specification to help
ensure that electronic ballasts achieve their potential life.
Temporary allowance for decorative LEDs: EPA encourages the use of innovative light source
technologies such as LEDs. LEDs used as decorative lighting elements in residential lighting fixtures
and ceiling fan light kits are allowed as long as the total wattage of the LEDs does not exceed five (5)
watts, the average LED system (LED and driver) efficacy is at least 20 lumens per watt, and the LED is
used to supplement a primary light source that meets all of the applicable performance characteristics
outlined in the Eligibility Criteria. The ENERGY STAR Partner must supply the following LED
information to EPA: total wattage consumed by all the LEDs; an LED manufacturer specification sheet
that shows wattage, efficacy, lamp life, color, and lumen depreciation; and a manufacturer warranty.
This is a temporary allowance for the use of LEDs; EPA plans to develop more comprehensive
specifications for LED performance as the technology advances and becomes more widely used in
residential applications.
Note: EPA has received stakeholder feedback requesting the allowance of LEDs as primary light
sources in qualified fixtures. While EPA recognizes and encourages the use of innovative light source
technologies, such as LEDs, it is EPA's understanding that the current state of the technology will not
comply with the efficacy and quality performance characteristics that are required under this
specification. For this reason, EPA has created a temporary allowance for decorative LEDs. This will
allow manufacturers some flexibility in designing and qualifying fixtures that use LEDs while EPA
develops a more comprehensive specification for this emerging technology. EPA encourages those
stakeholders that are interested in including LEDs as a primary light source to provide any information
or data that might help to shape future requirements for this technology.
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3) Energy-Efficiency Specifications for Qualifying Products: Only those products listed in Section 2 that
meet the criteria below may qualify as ENERGY STAR. Specifications for qualifying indoor fixtures
can be found in Table 1. Specifications for qualifying recessed downlight retrofit kits can be found in
Table 1A. Specifications for qualifying outdoor fixtures can be found in either Table 2A- Outdoor
Fixtures: Compliance Through Efficient Light Source, or Table 2B - Outdoor Fixtures: Compliance
Through Reduced Operating Time.
Table 1 - Indoor Fixtures
Performance Characteristic
ENERGY STAR Specification
Note: Only electronic ballasts may be used to meet the requirements of this table. In addition, fixtures that
utilize compact fluorescent lamps that do not have a plug-in base (i.e use a mogul, medium, or other screw
base) are not eligible to earn the ENERGY STAR.
Combined Lamo & Ballast Requirements:

System Efficacy Per Lamp
Ballast Platform in Lumens
Per Watt (LPW)1,
>	50 LPW for all lamp types below 30 total listed lamp watts.
>	60 LPW for all lamp types that are < 24 inches and > 30 total listed
lamp watts.
>	70 LPW for all lamp types that are > 24 inches and > 30 total listed
lamp watts.

Lamo Requirements:

Lamp Life
For lamps shipped with the fixtures, the average rated life of the lamp
must be > 10,000 hours.
If the lamp is not shipped with the fixture, product packaging must meet
the requirements set forth in the "Product Packaging for Consumer
Awareness" section of this Table.

Lumen Maintenance
For lamps indicated on the fixture packaging or shipped with the
fixtures, the lamp shall have an average rated lumen maintenance of at
least 80% of initial lamp lumens at 40% rated lamp life.

Note: EPA has received stakeholder feedback requesting that circline lamps be allowed to
maintain an average rated lumen maintenance of at least 70%, rather than the 80% value
required for other lamp types. It is EPA's understanding that circline lamps with a CRI of 80 or
higher, as is required by this specification, commonly meet the proposed 80% value. Based on
this information, no exemption has been made.






Color Rendering Index
For lamps shipped with the fixtures, the color rendering index must
meet the following requirements:
> 80 for compact fluorescent lamps.

1 Efficacy shall be determined by the following equation:
Efficacy [Lumens per Watt] = Measured Lamp Lumens TLumensI
Measured Input Power [Watts]
Lamp Lumens: Lamp lumens must be measured using the lamp and ballast that are shipped with the fixture.
Input Power: Input power must be measured with the lamp and ballast that are shipped with the fixture.
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> 75 for linear fluorescent lamps.
If the lamp is not shipped with the fixture, product packaging must meet
the requirements set forth in the "Product Packaging for Consumer
Awareness" section of this Table.
Correlated Color Temperature
For lamps shipped with the fixtures, the lamps must have one of the
following designated correlated color temperatures (CCT): 2700K,
3000K, 3500K, 4100K, 5000K, or6500K.
If the lamp is not shipped with the fixture, product packaging must meet
the requirements set forth in the "Product Packaging for Consumer
Awareness" section of this Table.
Note: Stakeholders have requested that CCT's not based upon ANSI standardized color ovals
(e.g., 2600K, 2800K, 2900K, and IEC 2700K) be allowed within this specification. While EPA is
not opposed to supporting a broad color palette for lamps, it believes that allowing nominal CCT's
that have overlapping standardized color ellipses will result in consumer confusion.
In addition, the lamp production quality requirements that were previously contained within this
section were moved to Table 3, below. This relocation was done because EPA felt that these
requirements were more closely related to the documentation requirements included in Table 3 as
opposed to required performance characteristics provided in this table.
Lamp/Lampholder
Compatibility
For lamps indicated on the fixture packaging or shipped with the
fixtures, lamps must utilize an ANSI/IEC standardized lamp base
configuration, as defined by ANSI C81.61 and IEC 60061-1.
The lampholder must be designed to accept lamps with ANSI/IEC
standardized lamp base configurations for all applicable wattages. For
example, if the ballast can operate lamps with multiple wattages (e.g.,
an 18W, 26W, or 32W lamp) then the lampholder must be designed to
accept lamps with ANSI/IEC standardized lamp base configurations for
all three applicable wattages.
In addition, lamps shall either:
•	Meet the requirements of an ANSI/IEC standardized lamp
specification sheet, as defined by ANSI C78.901-2001 and IEC
60901 (for compact fluorescent lamps) or ANSI C78.81-2001
and IEC 60081 (for linear lamps) if an applicable standard
exists, or,
•	If no ANSI/IEC lamp standard exists (e.g., a spiral compact
fluorescent lamp), a custom lamp specification sheet must be
provided at the time of submittal. Specific lamp characteristics
that should be included in the lamp specification sheet are
detailed in Table 3.
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Lamp Labeling Requirement
For lamps shipped with fixtures, the lamp manufacturer and model
number must be labeled on the lamp base, along with either the ANSI
generic lamp designation, including a color designation (e.g., 830), or
the wattage, the correlated color temperature, and the color rendering
index.
Electronic Ballast Requirements
(Note: Magnetic Ballasts May Not Be Used in Indoor Fixtures):
General
Per ANSI C82.11 Section 5 except paragraph 5.3.1.
Lamp Start Time
The time needed after switching on the lamp to start continuously and
remain illuminated must be an average of one second or less.
Noise
Class A sound rating for electronic ballasts within the fixture, not to
exceed a measured level of 24 dBA (audible) when the ballast is
installed in the fixture.
Power Factor
Note: Stakeholder feedback indicated that lamp start time is solely based upon the performance
of the ballast and not the performance of the lamp and ballast combination. Based upon this
comment, EPA relocated the performance characteristic to this section of the table.
Note: Stakeholders have suggested that additional information, besides lamp manufacturer and
model number, should be provided to assist consumers with selecting replacement lamps. After
further consideration and in response to stakeholder comments, EPA has added the requirement
that an ANSI generic designation, including a color designation, or the wattage, CCT, and CRI
values be included on the lamp base label. EPA believes that this additional information should
provide a consumer with the necessary information to properly select a replacement lamp in the
future.
Note: Stakeholders have suggested that the noise requirements in the previous specification
incorrectly implied that ballast noise should be assessed when the ballast is located outside rather
than inside of the fixture. In response to this feedback, EPA has revised the requirements to
clearly state that noise levels should be measured while the ballast is installed within rather than
outside of the fixture. In addition, the previous Draft 1 version made reference to an ambient noise
level of 20 dBA. This reference was unnecessary for the purpose of defining the noise
performance characteristic and has been removed.
Note: A number of stakeholders indicated that the use of the word "Socket" in "Lamp/Socket
Compatibility" is ambiguous and may incorrectly imply the connection between the ballast and line
voltage. For this reason, EPA has changed the term "Lamp/Socket Compatibility" to
"Lamp/Lampholder Compatibility." An identical change has been made to Table 2A.
In addition, some stakeholders suggested that a consumer-oriented lamp identification system be
implemented so that consumers can easily assess and purchase lamps that will be compatible with
qualified fixtures. While EPA believes that a consumer-oriented lamp identification system would be
ideal, such a system does not currently exist. It is not EPA's intention to delay the revisions to this
specification to conduct the necessary research needed to develop a new identification system.
Meanwhile, EPA feels that the requirements above sufficiently address compatibility issues.
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Lamp Current Crest Factor
< 1.7

Maximum Measured Ballast
Case Temperature During
Normal Operation Inside
Fixture(s)
Not to exceed the ballast manufacturer maximum recommended ballast
case temperature during normal operation inside a fixture.
Note: This performance characteristic is separate and distinct from
thermal requirements established by UL, which governs safety rather
than longevity of the ballast. All qualified fixtures are expected to meet
this requirement, including linear, suspended, close-to-ceiling, IC, ICAT
and Non-IC recessed canisters, etc. as well as those fixtures that may
be exempt from UL1598.

Note: EPA considered stakeholder concerns regarding the maximum case temperature proposed in
Draft 1 and has eliminated the 75°C limit. Ballasts will continue to be held to the maximum
recommended ballast case temperature determined by the ballast manufacturer. EPA agrees with
comments made that limiting the temperature to a particular value will not inherently ensure
increased quality of ballasts and that ballast manufacturers can best assess the proper
recommended temperature, based upon the design of each individual ballast. In response to
stakeholder comments that implied that the intent of this requirement is not universally understood,
EPA has also expanded the note that accompanies this performance characteristic. It is EPA's
hope that it is now clear to manufacturers that thermal limits established by UL to address safety
concerns are separate and distinct from thermal limits established by ballast manufacturers to
ensure long operating life of the ballast.








Electromagnetic and Radio
Frequency Interference
Ballast must meet FCC requirements for consumer use (FCC 47 CFR
Part 18 Consumer Emission Limits)
Ballast Frequency
20 to 33 kHz or >40 kHz
Transient Protection
Per ANSI C82.11b, paragraph 5.10.1 (100kHz Ring Wave, 2.5kV, both
common mode and differential mode, 7 strikes)


End of Life Protection
All ballasts that operate lamps sized T5 and smaller must contain an
end of life protection circuit. For ballasts that operate multiple lamps
and are required to have an end of life protection circuit, the ballast
must only shut down the lamp that has reached end of life, rather than
shutting down all lamps.



Note: In the previous Draft 1 version, the documentation required for this performance characteristic
was included within this table. EPA has relocated these requirements to the more appropriate
Table 3: Reference Standards and Required Documentation. In addition, to prevent consumer
confusion, EPA has added the requirement that ballasts operating multiple lamps and requiring an
end of life protection circuit must only shut down the lamp that has reached end of life.









Dimming
Torchiere style portable fixtures shall be dimmable from 100% to 30%,
or less, of maximum light output, or be switchable to three levels of
brightness, not including the off position.
Other fixture types that utilize dimmable ballasts shall be dimmable
from 100% to 30%, or less, of maximum light output, or be switchable
to three levels of brightness, not including the off position.

Safety - Ballasts and "Non
Edison base Fluorescent
Adapters"
The cover page of a safety test report or a general coverage statement
must be provided to demonstrate compliance with ANSI/UL 935 or UL
1993, as appropriate.
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Fixture Requirements
Fixture Warranty
A written warranty must be included in fixture packaging at the time of
shipment, which covers repair or replacement of defective parts of the
fixture housing, optics, trim and electronics (excluding the lamp) for a
minimum of two years from the date of purchase.
Lamp Shipment Requirement
All indoor fixtures must be shipped with a lamp, except for the following
fixture types:
1.	Recessed downlight fixtures and recessed downlight retrofit kits
2.	Fixtures using linear fluorescent lamps
Replaceable ballast
Ballasts in all fixtures (including portables) must be accessible and
removable by an electrician without the cutting of wires and without
damage to the fixture housing, trim, decorative elements or the
carpentry (e.g., ceiling drywall) to which the fixture is attached.
Safety - Portable Fixtures
The cover page of a safety test report or a general coverage statement
must be provided to demonstrate compliance with ANSI/UL 153.	
Safety - Hardwired Fixtures
The cover page of a safety test report or a general coverage statement
must be provided to demonstrate compliance with UL 1598.	
Recessed Downlight Fixtures-
Insulation Contact (IC)-Rated
Recessed downlight fixtures that are either IC-Rated for direct contact
with insulation or non IC-Rated may qualify as ENERGY STAR. For
fixtures to be considered IC-Rated they must be approved for zero
clearance insulation cover (IC) by an OSHA NRTL.
Recessed Downlight Fixtures-
Air Tight (AT) For Restricted
Air Movement
Recessed downlight fixtures that are either Air Tight (AT) or not AT
may qualify as ENERGY STAR. For fixtures to be considered AT they
must have leakage less than 2.0 cubic feet per minute (CFM) at 75
Note: Product packaging requirements previously included in this section are now included under the
"Product Packaging for Consumer Awareness" section, below.
Note: Stakeholders have suggested that recessed downlight fixtures and retrofit kits should not be
exempted from the lamp shipment requirement because these fixture types are especially at risk for
exceeding ballast manufacturer recommended maximum ballast case temperatures. While EPA
agrees that these types of fixtures are at an elevated risk, it does not believe that this exemption will
negatively impact the durability of the fixture given that a lamp similar in wattage and type to the one
tested will have to be selected for operation. EPA continues to believe that such exemptions are
warranted due to the fact that, unlike most other qualified fixtures, these fixture types rarely ship
with lamps.
Note: In the previous Draft 1 version, documentation requirements for this performance
characteristic were included within this table. EPA has relocated these documentation requirements
to the more appropriate Table 3: Reference Standards and Required Documentation.
In addition, although stakeholder comments have suggested that there is significant support for
replaceable ballasts, EPA has also received concerns about the affordability of including
replaceable ballasts in low-cost commodity fixtures. EPA would like additional manufacturer
input on fixture categories/types where the consumer may not benefit from a replaceable
ballast. If such categories exist, they need to be clearly defined in this specification so that EPA
can clearly distinguish fixtures that will be required to have replaceable ballasts from those that will
not. These comments are also applicable to the replaceable ballast section located in Table 2A and
Table 2B.
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Pascals (or 1.57 lbs/ft) when tested in accordance with ASTM E283
and shall be sealed with a gasket, caulk, or certified/listed accessory
between the housing and ceiling.
For recessed downlight fixtures that are AT, the following measures
must be taken to ensure that fixtures can be properly installed and
inspected:
1.	Product packaging must meet the requirements set forth in the
"Product Packaging for Consumer Awareness Requirements"
section below.
2.	The fixture itself must include a label certifying airtight or
similar designation to show air leakage less than 2.0 CFM at
75 Pascals when tested in accordance with ASTM E283. The
label must be clearly visible to a building inspector.
3.	Installation instructions must be included showing all
components of the assembly that will be necessary to ensure
an airtight installation and how the components should be
properly installed. For example, depending on the method
used to achieve air-tight operation, the instructions should
alternatively show how a gasket is to be attached, what type of
caulk to use and how it should be applied, or which certified
airtight trim kits are designed to be installed with the luminaire
housing.
Note: According to stakeholder feedback, measures should be taken in addition to testing to ASTM
E283 to ensure that air-tight operation of a fixture is achieved and easily recognized by the consumer
and/or contractor. To address this concern, EPA has expanded this section by requiring that the
fixture itself be labeled as "air-tight" and that installation instructions showing how to properly perform
the installation are included within the fixture packaging. Similar changes have been made to this
performance characteristic in Table 1 A, below.
Product Packaging for
Consumer Awareness
Requirements
For fixtures that are not shipped with lamps, product packaging must
include a list of lamps types that would ensure ENERGY STAR quality
and performance when paired with the qualifying fixture. This list must
be clearly visible to the consumer on the fixture packaging.
Manufacturers are not required to provide specific lamp manufacturer
names and model numbers on the packaging. Rather, generic lamp
listings, such as the NEMA or ANSI generic descriptions including a
color designation (e.g., F32T8/830 or CFQ26W/G24q/827), will suffice.
In addition, packaging should suggest that consumers select a lamp
with a rated life of 10,000 hours or more. Note: only recessed
downlight fixtures, recessed downlight retrofit kits, and fixtures using
linear lamps may ship without a lamp.
For fixtures that are shipped with lamps, product packaging language is
required that clearly describes the nominal color designation of the
lamp in units of Kelvin (i.e., 2700K, 3000K, 3500K, 4100K, 5000K, or
6500K).
For recessed downlight fixtures that are IC-Rated, product packaging
must clearly state this rating. The language must be clearly visible on
the product packaging. The IC-Rated designation will also be included
in the fixture description included in the Qualified Product list posted on
the ENERGY STAR Web site. Sample language: "IC-Rated for direct
contact with insulation".
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For recessed downliaht fixtures that are Air-Tiaht CAT) rated, product
packaging must clearly show that the fixture produces less air leakage
than 2.0 CFM at 75 Pascals when tested in accordance with ASTM
E283. The language must be clearly visible on the product packaging.
The AT designation will also be included in the fixture description
included in the Qualified Product list posted on the ENERGY STAR
Web site. Sample language: "Certified Air Tight per ASTM E283."
Note: After further consideration and in response to stakeholder concern, EPA has eliminated the
requirement that specific lamp manufacturer and model numbers must be listed on the product
packaging. The requirement within the current Version 3.2 specification, allowing NEMA or ANSI
generic descriptions to be used, has been reinstated. EPA understands that no system currently
exists that would allow manufacturers to easily designate, and consumers to easily find, lamps
intended for use with a particular fixture. It is EPA's hope that an effort will be made by industry
stakeholders to develop such a system for inclusion in future specification revisions.
I
Table 1A - Additional Requirements for Indoor Recessed Downlight Retrofit Kits
Performance Characteristic
ENERGY STAR Specification
Note: The following ENERGY STAR performance requirements must be met by recessed downlight retrofit
kits in addition to those listed in Table 1 - Indoor Fixtures, above.
Reflectors
Reflectors must be included to maximize fixture efficiency.
Aperture
Maximum 7.0"
Air Tight (AT) For Restricted Air
Movement
Only recessed downlight retrofit kits that are Air Tight (AT) may qualify
as ENERGY STAR. For fixtures to be considered AT they must have
leakage less than 2.0 cubic feet per minute (CFM) at 75 Pascals (or
1.57 lbs/ft2) when tested in accordance with ASTM E283 and shall be
sealed with a gasket, caulk, or certified/listed accessory between the
housing and ceiling.
For recessed downlight fixtures that are AT, the following measures
must be taken to ensure that fixtures can be properly installed and
inspected:
1.	Product packaging must meet the requirements set forth in the
"Product Packaging for Consumer Awareness" section within
this table, below.
2.	The fixture itself must include a label certifying airtight or
similar designation to show air leakage less than 2.0 CFM at
75 Pascals when tested in accordance with ASTM E283. The
label must be clearly visible to a building inspector.
3.	Installation instructions must be included showing all
components of the assembly that will be necessary to ensure
an airtight installation and how the components should be
properly installed. For example, depending on the method
used to achieve air-tight operation, the instructions should
alternatively show how a gasket is to be attached, what type of
caulk to use and how it should be applied, or which certified
airtight trim kits are designed to be installed with the luminaire
housing.
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Note: The current Version 3.2 specification requires all retrofit kits to be AT-rated. In the
previous Draft 1 version of this Version 4.0 specification, the requirement was made stronger by
requiring AT- rated fixtures to be compliant with ASTM E283. However, while revising this
section some of the language was inadvertently changed allowing both AT and non-AT kits to
qualify for ENERGY STAR. It is EPA's intent to only allow AT-rated retrofit kits to qualify as
ENERGY STAR and therefore, the first sentence of this section has been changed to reflect
this.





Electrical Connections
Edison lamp socket with wire "pigtail" to the ballast.
Safety - Fixture Conversions,
Retrofits
Fixtures must be tested and listed by an OSHA NRTL as acceptable for
compliance with NFPA 70, National Electrical Code (NEC).
The cover page of a safety test report or a general coverage statement
must be provided to demonstrate compliance with UL 1598 and UL
1598B.
Product Packaging for
Consumer Awareness
Requirements
Recessed downlight retrofit kit packaging and instructions must clearly
indicate:
1.	What fixture model numbers the recessed downlight retrofit
kits are compatible with.
2.	Whether or not the product is dimmable. Ifdimmable, user
instructions must clearly indicate what type of dimming circuit it
can be used on.
3.	Any known incompatibility with photo controls, dimmers or
timing devices.
4.	Airtight or similar designation to show air leakage less than 2.0
CFM at 75 Pascals when tested in accordance with ASTM
E283. The language must be clearly visible on the product
packaging. The AT designation will also be included in the
fixture description included in the Qualified Product list posted
on the ENERGY STAR Web site. Sample language: "Certified
Air Tight per ASTM E283."
Table 2A - Outdoor Fixtures: Compliance Through Efficient Light Source
Performance Characteristic
ENERGY STAR Specification
Note: Only electronic ballasts may be used to meet the requirements of this table with the exception of
high intensity discharge lamps, such as metal halide or high pressure sodium lamps. In these cases
magnetic ballasts can still be used. In addition, fixtures that utilize compact fluorescent lamps that do not
have a plug-in base (i.e use a mogul, medium, or other screw base) are not eligible to earn the ENERGY
STAR. For example, a screw-based compact fluorescent lamp may not be used, though a metal halide
lamp may be used.
Combined Lamo & Ballast Requirements:
System Efficacy Per Lamp Ballast
Platform in Lumens Per Watt
(LPW)
>	40 LPW for all lamp types below 15 total listed lamp watts.
>	50 LPW for all lamp types over 15 total listed lamp watts up to 30 total
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listed lamp watts



>_60 LPW for all lamp types over 30 total listed lamp watts

Lamo Requirements:
Lamp Life
For lamps shipped with the fixtures, the average rated life of the lamp
must be >10,000 hours.



If the lamp is not shipped with the fixture, product packaging must meet
the requirements set forth in the "Product Packaging for Consumer
Awareness" section of this Table.

Lamp/Lampholder Compatibility
For lamps indicated on the fixture packaging or shipped with the fixtures,
lamps must utilize an ANSI/IEC standardized lamp base configuration,
as defined by ANSI C81.61 and IEC 60061-1.


The lampholder must be designed to accept lamps with ANSI/IEC
standardized lamp base configurations for all applicable wattages. For
example, if the ballast can operate lamps with multiple wattages (e.g., an
18W, 26W, or 32W lamp) then the lampholder must be designed to
accept lamps with ANSI/IEC standardized lamp base configurations for all
three applicable wattages.


In addition, lamps shall either:
•	Meet the requirements of an ANSI/IEC standardized lamp
specification sheet, as defined by ANSI C78.901-2001 and IEC
60901 (for compact fluorescent lamps) or ANSI C78.81-2001 and
IEC 60081 (for linear lamps) if an applicable standard exists, or,
•	If no ANSI-IEC lamp standard exists (e.g., a spiral compact
fluorescent lamp), a custom lamp specification sheet must be
provided at the time of submittal. Specific lamp and lamp base
characteristics that should be included in the lamp specification
sheet are detailed in Table 3.
Ballast Requirements:
Electromagnetic and Radio
Frequency Interference
Ballast must be FCC rated for consumer use (FCC 47 CFR Part 18
Consumer Emission Limits).
End of Life Protection
All ballasts that operate lamps sized T5 and smaller must contain an
end of life protection circuit. For ballasts that operate multiple lamps
and are required to have an end of life protection circuit, the ballast
must only shut down the lamp that has reached end of life, rather than
shutting down all lamps.


Note: In this Draft 2 version of the specification, EPA is now requiring that outdoor fixtures meet the
same end of life requirements as indoor fixtures. By adding this requirement, EPA feels that it will
help ensure the safe operation of an outdoor fixture.





Fixture Requirements:
Maximum Input Power
150 watts
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Automatic Daylight Shutoff
The fixture must contain an integrated photosensor or time clock that
automatically prevents operation during daylight hours. In addition, the
control must automatically reactivate within 24 hours of a manual
override or testing operation.

Note: In response to stakeholder concerns regarding the terminology used for this performance
characteristic, EPA has changed it from "Controls - Time of Day" to "Automatic Daylight Shutoff."
In addition, EPA has included additional guidance to clearly state that a fixture-integrated
photocell ortimeclock device that automatically prevents operation of the fixture during daylight
hours is required.


Product packaging requirements have been moved to the "Product Packaging for Consumer
Awareness" section within this Table, below. These changes are carried through Tables 2A, 2B
and 3 in this specification.

Fixture Warranty
A written warranty must be included in fixture packaging at shipment,
which covers repair or replacement of defective parts of the fixture
housing or electronics (excluding the lamp) for a minimum of two years
from the date of purchase.
Replaceable ballast
Ballasts must be accessible to and removable by an electrician without
the cutting of wires and without damage to the fixture housing, trim,
decorative elements or the carpentry (e.g. ceiling drywall) to which the
fixture is attached.
Safety
Fixtures must be compliant with NFPA 70, the National Electrical Code
(NEC), including requirements for wet or damp locations (Articles 410-4a
and Article 100).
Product Packaging for
Consumer Awareness
Requirements
For fixtures that are not shipped with lamps, product packaging must
include a list of lamp types that would provide ENERGY STAR quality
and performance when paired with the qualifying fixtures. This list must
be clearly visible to the consumer on the fixture packaging.
Manufacturers are not required to provide specific lamp manufacturer
names and model numbers on the packaging. Rather, generic lamp
listings, such as the NEMA or ANSI generic descriptions including a
color designation (e.g., F32T8/830 or CFQ26W/G24q/827), will suffice.
In addition, consumers should be directed to select a lamp with a rated
life of 10,000 hours or more.


Product packaging must indicate the minimum (lowest) starting
temperature for the lamp and ballast platform of the fixture.



If the automatic daylight shutoff control can be adjusted such that the
fixture can operate during full daylight, or automatic reactivation will not
occur within 24 hours of a manual override or testing operation,
additional packaging language is required that provides a range of
settings that will result in the fixture complying with the specification.
The language must be clearly visible to the consumer on the fixture
packaging and in the fixture manual. Sample language: "To meet
ENERGY STAR requirements the photosensor control knob must be set
to x, y, or z to prevent operation during full daylight."
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I

Note: EPA has eliminated the requirement that specific lamp manufacturer and model numbers
must be listed on the product packaging. The requirement within the current Version 3.2
specification, allowing NEMA or ANSI generic descriptions to be used, has been reinstated. EPA
understands that no system currently exists that would allow manufacturers to easily designate, and
consumers to easily find, lamps intended for use with a particular fixture. It is EPA's hope that an
effort will be made by industry stakeholders to develop such a system for inclusion in future
specification revisions. Unlike the change to the requirements for indoor fixtures, all types of
outdoor fixtures may continue to ship with or without a lamp at the discretion of the manufacturer.
This change is also reflected in Table 2B, below. In addition, EPA has consolidated all product
packaging requirements for this Table into one section, titled "Product Packaging for Consumer
Awareness Requirements." EPA believes that this will help ensure that Partners do not overlook
certain requirements. Lastly, the labeling of minimum starting temperature was added to address
builder and consumer need to be able to identify fixtures that will operate sufficiently in colder
weather.

Note Regarding Previous Table 2A Special Application - Outdoor Fixtures Installed on a Daylight-
Controlled Circuit: Stakeholders expressed concern about the continued qualification of outdoor fixtures
without integrated photocells, which could cause consumer confusion. In addition, it was suggested to
EPA that the more stringent product packaging requirements proposed in Draft 1 are unworkable. Based
upon this feedback and due to market abuse, this exemption has been eliminated from the specification.
EPA welcomes feedback from stakeholders that continue to find value in this exemption and would be
interested in reviewing any proposals for ensuring that consumers are made aware that photocontrols
must be purchased separately and that such fixtures are not intended for purchase by general
homeowners, but are rather intended for use on multi-tenant residential buildings such as apartments.
Table 2B - Outdoor Fixtures: Compliance Through Reduced Operating Time
Performance Characteristic
ENERGY STAR Specification
Note: All lamp types (fluorescent, incandescent, etc.) may be used to meet the requirements set forth in
this table.
Fixture Requirements:
Maximum Input Power
250 watts
Automatic Daylight Shutoff
The fixture must contain an integrated photosensor or time clock that
automatically prevents operation during daylight hours. In addition, the
control must automatically reactivate within 24 hours of a manual override
or testing operation.
Motion Control
The fixture must contain an integrated motion sensor that employs infrared
sensing technology.
The sensor must:
•	allow automatic shut-off of the lamp within 15 minutes of being
manually activated by a switch or automatically activated by the
sensor, and
•	automatically reset to sensing mode within 24 hours of a manual
override or testing operation.
The fixture must:
•	have an indicator that visibly or audibly informs the device
operator that the motion sensor is operating properly, or that it has
failed or malfunctioned.
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Note: EPA has changed the title of this performance characteristic from "Controls - Motion Sensor" to
"Motion Control" to be consistent with the newly named Automatic Daylight Shutoff performance
characteristic.





Fixture Warranty
A written warranty must be included in fixture packaging at shipment,
which covers repair or replacement of defective parts of the fixture housing
or electronics (excluding the lamp) for a minimum of two years from the
date of purchase.
Replaceable ballast
If a ballast is present in the fixture, it must be accessible to and removable
by an electrician without the cutting of wires and without damage to the
fixture housing, trim, decorative elements or the carpentry (e.g., ceiling
drywall) to which the fixture is attached.
Safety
Fixtures must be compliant with NFPA 70, the National Electrical Code
(NEC), including requirements for wet or damp locations (Articles
410-4a and Article 100).
Product Packaging for
Consumer Awareness
Requirements
If the automatic daylight shutoff control can be adjusted such that the
fixture can operate during full daylight, or automatic reactivation will not
occur within 24 hours of a manual override or testing operation, product
packaging language is required that provides a range of settings that will
result in the fixture complying with the specification. The language must
be clearly visible to the consumer on the fixture packaging and in the
fixture manual. Sample language: "To meet ENERGY STAR requirements
the photosensor control knob must be set to x, y, or z to prevent operation
during full daylight."


If the integrated motion sensor can be adjusted such that shut-off will not
occur within 15 minutes or automatic reset to sensing mode will not occur
within 24 hours of a manual override or testing operation, product
packaging must provide a range of settings that will resulting the fixture
complying with the specification. The language must be clearly visible to
the consumer on the fixture packaging and in the fixture manual. Sample
language: "To meet ENERGY STAR requirements, the motion sensor
control knob must be set to x, y, or z to allow automatic reset of the
sensor". In addition, the fixture must include instructions within the
packaging that outlines step-by-step calibration instructions for the motion
sensor.
4) Qualification Process. Acceptable Testing Facilities. Testing Standards & Required Documentation:
The following section describes the steps required to qualify residential light fixtures as ENERGY STAR,
provides information about acceptable testing facilities, and states the testing standards and
documentation required for each performance characteristic.
Steps for Partners to Qualify Residential Light Fixtures for ENERGY STAR
To qualify a residential lighting fixture as ENERGY STAR, it must be tested according to the protocol
outlined below. Note: EPA reserves the right to require additional documentation, at any time, in
order to determine compliance with all performance characteristics.
A. Partner must test qualifying products and obtain required documentation to meet the performance
characteristics listed in Section 3 of this specification. Refer to Table 3, below, to determine the
reference standard and required documentation applicable to each performance characteristic.
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The following stipulations apply:
•	For performance characteristics that require testing, the minimum required sample size is
three units for each lamp/ballast combination, unless otherwise noted such as lamp specific
parameters that require 10 lamp samples.
•	For multiple fixture models that use the same lamp/ballast combination, only one set of test
results is required. For example, two fixtures that use the same lamp and ballast
combination, but have different trim, lens and/or chasse need only be tested once.
•	For fixture models that may use different ballasts (either in terms of the type of ballast or
manufacturer), each lamp/ballast combination must undergo testing and the test results
must be submitted for qualification. For example, if a residential light fixture partner plans to
use ballasts from several manufacturers in any one fixture, the fixture must be tested with
each manufacturer's ballast.
•	For fixture models with one ballast type that can work with multiple lamp types, the fixtures
need only be tested with one lamp type. The lamp type must either be the one supplied with
the fixture at shipment or, if a lamp is not supplied, one of the lamp types listed on the
packaging. Please note that EPA expects all lamps listed on the packaging to comply with
the specification when operating on the fixture's ballast. To ease the burden on the
manufacturer, however, test data need be submitted for only one lamp type operating on the
fixture's ballast.
B. Submit a signed and completed copy of the ENERGY STAR Residential Light Fixture Qualified
Product Information (QPI) form along with required documentation. To obtain the current version of
the form, visit the "Lighting" section of the ENERGY STAR Web site at www.enerqvstar.gov/partners
and click on "Product Specifications."
Explanation of Acceptable Testing Facilities:
•	To ensure quality product in the marketplace, ENERGY STAR requires test data from a
laboratory accredited by one of the following: NVLAP, a laboratory accredited through one of
NVLAP's MRA signatory partners (ILAC, APLEC, NACLA), or, when appropriate, from an
OSHA NRTL or a laboratory accredited by an OSHA NRTL (see Table 3 for specific
requirements).
Please note that the required laboratory data for lumen output, CRI, CCT, and lamp life must
come from a NVLAP accredited laboratory whose scope of accreditation includes the
specific reference standards that are listed in Table 3 of this specification. Partners should
obtain from the laboratory both its certificate of accreditation and its scope of accreditation
and submit them to ENERGY STAR. Documentation for safety requirements must come
from an OSHA NRTL. All other documentation may come from one of the accredited
laboratories mentioned in the previous paragraph.
•	Use the information below to locate an acceptable testing facility:
¦	For a list of NVLAP accredited laboratories, visit the NVLAP Web site at
http://www.nist.gov/nvlap or call (301) 975-4016.
¦	For a list of signatories to the ILAC MRA, visit the ILAC Web site at www.ilac.org.
¦	For a list of signatories to the APLAC MRA, visit the APLAC Web site at
http://www.ianz.govt.nz/aplac/.
¦	For a list of signatories to the NACLA MRA, visit the NACLA Web site at
www.nacla.net.
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¦ For a list of accredited OSHA NRTL's, visit
http://www.oshaslc.gov/dts/otpca/nrtl/index.html or call (202) 693-2110.
Note: In response to the pervious Draft 1 version, a number of stakeholders expressed their
concern with EPA's decision to exclude laboratories accredited by NVLAP's MRA signatory
partners (ILAC, APLAC, and NACLA) from the list of acceptable laboratories. Those that
commented expressed specific concerns about the potential increase in cost and international
implications. EPA understands these concerns and has reinstated the allowance of laboratories
accredited through NVLAP's MRA signatory partners.
C. ENERGY STAR Partners may obtain test data through any of the following sources:
•	A public or private laboratory accredited by NVLAP or one of its MRA signatories or a
public or private laboratory accredited by an OSHA NRTL. Partner should supply
laboratory test reports with a completed QPI form.
•	The original equipment manufacturer. Partners should supply laboratory test reports or
an ENERGY STAR Platform Letter of Qualification with a completed QPI form. The
ENERGY STAR Platform Letters of Qualification are given to manufacturers who pre-
qualified certain performance requirements for their lamp and/or ballast.
•	An industry association. Partners should supply laboratory test reports or a letter issued
by ENERGY STAR to said industry association that acknowledges the association's data
sources. ENERGY STAR issues such letters to industry associations, who take responsibility
for certain performance requirements of lamp/ballast combinations.
Note: Fixture manufacturers may use the NEMA-ALA Lamp and Ballast Matrices as a source for
obtaining required information to qualify fixtures. These matrices can be found at
http://www.nema.org/lampballastmatrix/.
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Table 3 - Reference Standards and Required Documentation
Performance
Characteristic
(refer to Tables 1, 1A,
2A or2B as
appropriate)
Methods of Measurement
Reference Standards
Required Documentation
(to be attached to QPI Form)
System Efficacy:
Light Output
Input Power
(Tables 1, 2A)
IESNA LM-9; LM-66;
ANSI C82.2
Laboratory test results must come from the
specific lamp and ballast combination that
will operate in the fixture.
Provide:
1.	a test report from a laboratory accredited
by NVLAP; or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic.
Note: The laboratory used for this test must
be accredited by NVLAP and have a scope
of accreditation that includes the method of
measurement reference standard for this
performance characteristic.
Reflectors (Table 1A)
No Standard Available
(Use manufacturer protocol)
No supplemental documentation required.
Lamp Start Time
(Table 1)
ANSI C82.11-5.2
Laboratory test results must come from the
specific lamp and ballast combination that
will operate in the fixture.
Provide:
1.	a test report from a laboratory accredited
by NVLAP; or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	a test report from a laboratory accredited
by an OSHA NRTL.
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Lamp Life
(Tables 1, 2A)
IESNA LM-40; LM-65;
IEC 60091; IEC 60901
Laboratory test results must be produced
using the specific lamp that will operate in
the fixture and a reference ballast.
Provide a test report from a laboratory
accredited by NVLAP or an ISO 9000
registered facility that demonstrates the lamp
has an average rated lamp life of at least
10,000 hours. For this test, a sample of ten
or more lamps must be used.
Manufacturers may obtain ENERGY STAR
conditional qualification for their fixture if all
of the following items are provided:
1)	A letter on letterhead from a NVLAP
laboratory or an ISO 9000 registered facility
demonstrating lamp life testing has begun.
2)	A laboratory report proving that testing has
been completed for at least 40% of rated life.
3)	The date for testing completion.
Conditional approval will only be granted for
a period of no longer than 325 days.
Note: If the laboratory used for this test is
accredited by NVLAP it must also have a
scope of accreditation that includes the
method of measurement reference standard
for this performance characteristic.
Note: Stakeholders expressed concern with the cost burden of using NVLAP facilities and of
testing each lamp/ballast combination that may be used within a qualified fixture. Responding to
these concerns, EPA decided to revise the testing requirements above to allow facilities that are
ISO 9000 registered to also conduct the tests necessary for ENERGY STAR qualification under
this performance characteristic. EPA is also allowing lamp life testing to be completed using a
reference ballast in place of the specific ballast that is shipped with the qualified fixture(s).
In response to stakeholder concern that conditional qualification of fixtures based upon only 1,000
hours of testing is insufficient, EPA has extended the amount of lamp life testing for conditional
approval from 1,000 hours to 40% of rated lamp life. This aligns with the amount of lumen
maintenance testing that must be completed prior to qualification and EPA believes that this will
help ensure that preliminary results are more indicative of true lamp life.
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Lumen Maintenance
(Table 1)
IESNA LM65, IESNA LM66
& ANSI C78.5
Documentation must show the average
maintained lumens at 40 percent life (4,000
hours) for a sample size of at least ten
lamps. Provide a test report from a laboratory
accredited by NVLAP or an ISO 9000
registered facility demonstrating that at least
eight of the ten samples achieved the
required lumen maintenance value.
Note: Some stakeholders suggested that the sample size under this requirement be reduced to
six lamps and requested that EPA allow previously existing test data, based upon this sample
size, be eligible for compliance. However, EPA has decided to keep the ten-lamp requirement as
the sample size in the interest of consistency within this specification and with ENERGY STAR
CFL testing requirements. Additional clarification has been added regarding the number of
samples that must meet the lumen maintenance requirement to qualify as ENERGY STAR, which
is eight out often samples.
Color Rendering Index
(Table 1)
IESNA LM-58; CIE 13.3
Laboratory tests must be completed on a
lamp intended for use in the fixture for a
sample size of at least ten lamps.
Provide:
1.	a test report from a laboratory accredited
by NVLAP; or
2.	supply an EPA approved Platform Letter
of Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic.
Note: The laboratory used for this test must
be accredited by NVLAP and have a scope
of accreditation that includes the method of
measurement reference standard for this
performance characteristic.
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Correlated Color
IESNA LM-58; LM-16
Laboratory tests must be completed on the
Temperature

lamp shipped with the fixture or listed on
(Table 1)

product packaging. The specified ballast

included with the fixture or a reference


ballast may be used. A minimum sample


size of 10 lamps must be used for the tests.


Provide:


1. a test report from a laboratory accredited


by NVLAP or an ISO 9000 registered


facility showing that 90% of the lamps


tested fall within a 7-step ANSI Mac


Adam ellipse; or


2. supply an EPA approved Platform Letter


of Qualification that lists the lamp/ballast


combination used in the fixture and the


test result for this performance


characteristic.


It is also intended that the lamp manufacturer


will meet the following quality requirements


during the production runs of each lamp


model:


1. The lamp manufacturer is required to


maintain color control such that a


minimum of 90 percent of the


ongoing production (as represented


by samples tested from each


production shift for the same color


and when typically evaluated over 12


month period) will fall within the 7


step Mac Adam color ellipse


associated with the designated


(manufacturer declared) target color.


2. For the purposes of meeting color


control the lamp manufacturer must


maintain testing equipment


calibrated to international practices


and standards and must compile the


ongoing color control data in a


manner so that is can be easily


reviewed upon EPA request.


3. At a minimum, the manufacturer's


color quality control program must


maintain the following information for


a 3-year period:
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a.	Test dates and sample size
(minimum of two lamps per
production shift)
b.	Test results (x,y) for each
sample lamp measured
c.	Test results (all x,y data) for
sample lamps plotted
graphically against the
designated seven step color
ellipse and available for
review at least on a quarterly
basis
d.	Records to substantiate that
90 percent of the (x,y) data
points fall within the
applicable seven (7) step
Mac Adam ellipse.
Manufacturers are
encouraged to exceed this
target.

Note: Overall comments received by EPA on Draft 1 showed support for redefining the correlated
color requirements using standardized color ellipses. However, some stakeholders felt that the
proposal of using a two-oval methodology to determine compliance was overly complex. After
further consideration, EPA has decided to adopt a proposal to redefine requirements using a
single-oval methodology with seven steps of variance to determine compliance. EPA encourages
stakeholders to provide comments regarding this new approach.
In addition, EPA has provided further clarification regarding documentation requirements to
address requests by stakeholders to provide more clear and detailed guidance. These
requirements have also been revised to allow the use of a reference ballast and either a NVLAP
accredited laboratory or an ISO 9000 registered facility for reasons provided within the Lamp Life
section, above.





Noise
(Table 1)
Class A sound rating for
electronic ballasts within the
fixture, not to exceed a
measured level of 24 dBA
(audible) when the ballast is
installed in the fixture and is
measured using a sound
meter (similar in
performance to B&K type
2209) where the microphone
is located 12 inches from the
fixture in any direction.
No supplemental documentation required.
Note: A laboratory test report must be
submitted upon EPA request.


Note: Some stakeholders indicated that the noise requirements provided in the previous Draft 1
version incorrectly implied that ballast noise should be assessed when the ballast is located
outside rather than inside of the fixture. In response to these comments EPA has revised these
requirements to clearly state that noise levels should be measured while the ballast is installed
within rather than outside of the fixture. In addition, the reference to an ambient noise level has
been removed.





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Fixture Warranty
No Standard Available
Provide a copy of the actual two-year fixture
(Tables 1, 2A, 2B)
(Use manufacturer protocol)
manufacturer written warranty that is

included in product packaging.
Dimming
No Standard Available
No supplemental documentation required.
(Table 1)
(Use manufacturer protocol)



Note: A laboratory test report proving the


fixture is dimmable from 100% to 30% must


be submitted upon EPA request.
LamD/Lamoholder


Compatibility:


(Tables 1, 2A)


Lamp Base
ANSI C81.61; IEC 60061-1
Provide manufacturer data indicating the
Configuration

ANSI base type used.
Lamps Compliant with
ANSI C78.901-2001; ANSI
Provide manufacturer data indicating
an ANSI-IEC Standard
C78.81-2001; IEC 60901;
applicable ANSI lamp data sheet.
(for lamp dimensions
IEC 60081

and electrical


parameters)


Lamps Not Compliant
ANSI C78.901-2001; ANSI
Provide a manufacturer lamp specification
with an ANSI-IEC
C78.81-2001 (used as a
sheet that describes the following (use the
Standard (for lamp
reference for the format and
ANSI lamp data sheets found in ANSI
dimensions and
type of information required
C78.901 and C78.81 as a reference for the
electrical parameters)
on a custom lamp
format and type of information requested):

specification sheet)



1. Lamp Description, including:


• Lamp Model Number


• Nominal Wattage


• Bulb Designation / Lamp Size (i.e.,


T4, T5, T8, etc.)


• ANSI Base Type as defined by


ANSI C81.61 (i.e., 2G13, GR10q,


etc.)


• Starting Circuit Application (i.e.,


rapid start, preheat, etc.)


2. Dimensional Characteristics, including


diagram


3. Lamp Operating Characteristics,


including:


• Approximate wattage (W)


• Voltage( V)


• Current (A)
Lamp Labeling
No Standard Available
Provide a copy of the actual language that
Requirement
(Use manufacturer protocol)
will be included on the base of the lamp.
(Table 1)


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Replaceable Ballast
(Tables 1, 2A, 2B)
No Standard Available
(Use manufacturer protocol)
Provide a copy of the language that includes
guidance on ballast replacement location and
states that the ballast is replaceable with the
use of a "qualified electrician."

Note: Draft 1 of this specification included a requirement that manufacturers provide instructions
about ballast replacement to consumers. Stakeholders expressed concern that such guidance
and action taken by the consumer could result in voiding a luminaire's UL listing. EPA has
revised the documentation requirements so that manufacturers are now required to include
language that indicates ballast replacement be performed by a "qualified electrician."






Safetv: Indoor
• Portable Fixtures
(Table 1)
ANSI/UL 153
Provide the cover page of a safety test report
or a general coverage statement from an
OSHA NRTL.
•	Hardwired Fixtures
(Table 1)
•	Ballasts and "Non-
Edison based
Fluorescent
Adapters"
(Table 1)
UL1598
ANSI/UL 935 or UL 1993
Provide the cover page of a safety test report
or a general coverage statement from an
OSHA NRTL.
Provide the cover page of a safety test report
or a general coverage statement from an
OSHA NRTL.

• Fixture Conversions,
Retrofits
(Table 1A)
UL 1598 and UL 1598B
Provide the cover page of a safety test report
or a general coverage statement from an
OSHA NRTL.
Safetv: Outdoor
(Tables 2A & 2B)
NFPA 70, the National
Electrical Code (NEC),
including requirements for
wet locations when
applicable (Articles 410-4a
and Article 100)
Provide the cover page of a safety test report
or a general coverage statement from an
OSHA NRTL. Including evidence of the Rain
Test for Wet Location when applicable.
Power Factor
(Table 1)
ANSI C82.11-3.3.1
Provide:
1.	a test report from a laboratory accredited
by NVLAP; or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	a test report from the manufacturer



Note: A laboratory test report must be
submitted upon EPA request.

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Lamp Current
Crest Factor
(Table 1)
ANSI C82.11-3.3.3 and 5.6
ANSI C82.1-5.6.1
Laboratory testing must be completed using
the ballast that is shipped with the fixture.
Provide:
1.	a test report from a laboratory accredited
by NVLAP; or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	a test report from a laboratory accredited
by an OSHA NRTL.
Measured Maximum
Ballast Case
Temperature During
Normal Operation
Inside Fixture(s)
(Table 1)
UL 1598, Section 11
(Acceptable when the
thermocouple is placed at
the hot-spot location
indicated by the ballast
manufacturer.)
-OR-
Lighting Research Center
(LRC) "Proposed Durability
Testing Method:
Temperature" available at
http://www.lrc.rpi.edu/proqra
ms/liqhtinqTransformation/p
df/durabilitvTestinqFinalRep
ort.pdf
Note: All qualified fixtures
are expected to meet the
Measured Maximum Ballast
Case Temperature During
Normal Operation Inside
Fixture(s) requirement. This
includes every qualified
fixture including linear,
suspended, close-to-ceiling,
IC, ICAT and Non-IC
recessed canisters, etc. as
well as those fixtures that
may be exempt from
UL1598.
The supplemental documentation should
include the following:
•	Fixture model(s) tested
•	Lamp model(s) and ballast model(s)
tested
•	Measured maximum ballast case
temperatures
•	Ambient temperature
•	Test procedure, including description
of fixture installation, thermocouple
location(s), and time that elapsed
before readings were taken.
•	Ballast Manufacturer Maximum
Recommended Case Temperature
During Normal Operation Inside the
Fixture(s)
•	Ballast Hot Spot Location Diagram
from the ballast manufacturer
Provide a test report from:
1.	a laboratory accredited by an OSHA
NRTL,
2.	a laboratory accredited by NVLAP; or
3.	the manufacturer
Note: In response to stakeholder requests, EPA has provided a new URL that directly links to
LRC's "Proposed Durability Testing Method: Temperature" document, referenced above.
I
I
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Electromagnetic and
Radio Frequency
Interference
(Tables 1, 2A)
Consumer Limits Per FCC
47CFR Part 18.305 and
18.307
No supplemental documentation required.
Note: A laboratory test report must be
submitted upon EPA request.
Ballast Frequency
(Table 1)
Oscilloscope instruction
manual
Provide:
1.	a test report from a laboratory accredited
by NVLAP; or
2.	a test report from the manufacturer
Note: A laboratory test report must be
submitted upon EPA request.
Transient Protection
(Table 1)
ANSI C82.11b, paragraph
5.10.1
Provide:
1.	a test report from a laboratory accredited
by NVLAP; or
2.	a test report from the manufacturer
Note: A laboratory test report must be
submitted upon EPA request.
End of Life Protection
(Table 1)
IEC 61347-2-3 Amendment
1 to Edition 1 2004-06
For all ballasts that that operate T4 and/or T5
sized lamps, provide manufacturer or lab
data that demonstrate the ballast is in
compliance with IEC 61347-2-3 (or ANSI
C82.11-2005, upon its release).
For all ballasts that operate T3 and smaller
sized lamps, the manufacturer must provide
a circuit diagram and an accompanying
engineering description outlining the scheme
that is used to achieve the end of life function
within the ballast.

Note: Stakeholders have requested that circuit diagrams and engineering descriptions not be
required for ballasts that operate T4 and /or T5 sized lamps due to the fact that these products are
now required to provide documentation demonstrating compliance with IEC/ANSI standards. EPA
agrees that requiring both types of documentation would be redundant. Therefore, the
requirement that a circuit diagram and engineering description be provided for ballasts that
operate T4 and/or T5 sized lamps has been removed. However, due to the fact that the
referenced IEC and ANSI standards do not encompass requirements for ballasts that operate T3
or smaller sized lamps, a circuit diagram and engineering description is still required in these
cases.






Aperture (Table 1A)
No Standard Available
(Use manufacturer protocol)
No supplemental documentation required.
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Restricted Air
Movement (Table 1A)
ASTM E283
Provide:
1.	a test report from a laboratory accredited
by NVLAP; or
2.	a test report from the manufacturer
Note: A laboratory test report must be
submitted upon EPA request.
Electrical Connections
(Table 1A)
No Standard Available
(Use manufacturer protocol)
Supply engineering description and/or
schematic.
Product Packaging for
Consumer Awareness
Requirements
(Table 1, 1A, 2A, 2A-
Special Applications, &
2B)
No Standard Available
(Use manufacturer protocol)
Provide a written copy or a PDF graphic of
the language that will be displayed on
product packaging and within the packaging,
as required (i.e., installation instructions for
air-tight rated fixtures).
Automatic Daylight
Shutoff
(Tables 2A, 2B)
No Standard Available
(Use manufacturer protocol)
Provide applicable sections of fixture
manual(s) that demonstrate controls exist for
each fixture being submitted.
Note: A laboratory test report must be
submitted upon EPA request.
Motion Control
(Table 2B)
No Standard Available
(Use manufacturer protocol)
Provide applicable sections of fixture
manual(s) that demonstrate controls exist for
each fixture being submitted.
Note: A laboratory test report must be
submitted upon EPA request.
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5) Additional Quality Assurance Requirements: The following requirements outline a manufacturer-
financed quality assurance system that will allow for independent evaluation of ENERGY STAR qualified
fixtures. These requirements will go into effect on the effective date listed below in Section 6. Upon the
effective date, EPA may start requesting manufacturers to submit products for quality assurance testing
as described below. EPA reserves the right to modify these procedures from time to time based on
experience gained in their implementation.
1. Quality Assurance Testing: EPA will select fixtures each year for quality assurance testing. The
manufacturer of each selected fixture will be required to commission third-party testing of the
specified fixture by a manufacturer-independent NVLAP accredited testing lab. The testing lab will
procure two samples of each fixture on the open market (if possible), with the first sample used for
testing and the second held in reserve should the first sample become damaged or otherwise
unavailable for testing. The testing lab will evaluate some or all of the following performance
characteristics for ENERGY STAR compliance:
•	Lamp Lumens
•	Input Power
•	Efficacy
•	Lamp Start Time
•	Correlated Color Temperature
•	Color Rendering Index
•	Lamp Labeling information as written on the lamp base (e.g., model number and
manufacturer, wattage, CRI, CCT, and/or NEMA generic lamp designation with color
designation)
•	Lamp Base Type
•	Lumen Maintenance
•	Maximum Ballast Operating Case Temperature
•	Product Packaging
Products that fail to meet one or more elements of the ENERGY STAR specification will be
addressed under EPA's delisting protocol.
Note: EPA will select no more than two (2) lamp/ballast platforms from any given manufacturer per
year. Having selected the lamp/ballast platform, EPA will then select for testing one specific fixture
that contains each platform.
Note: This section has been renamed "Additional Quality Assurance Requirements" to better
convey EPA's intent to initiate a manufacturer-financed quality assurance system. A successful
system will allow all manufacturers to share the costs and reap the benefits of maintaining the
integrity and reputation of the ENERGY STAR brand as the symbol of energy efficiency and quality.
Stakeholders have expressed concern about the potential costs associated with a quality assurance
program and requested that additional details be provided for this section. In response to these
concerns, EPA has provided additional details about the number of fixtures that will be tested each
year and the performance characteristics that may be evaluated.
In addition, Draft 1 of Version 4.0 specification included a 3-year requalification requirement.
However, after stakeholder feedback, EPA decided to remove that requirement and focus on an
annual quality assurance testing system.
EPA has relocated these requirements from the Future Specification Revisions section to reflect that
the requirements will go into effect at the same time as this Version 4.0 specification. Therefore,
EPA may request manufacturers to initiate testing beginning in October 2005. EPA has set this date
to ensure that independent testing of qualified fixtures can continue once the PEARL program,
which currently conducts independent testing of fixtures, is completed. While this new proposed
date is earlier than originally anticipated, it is in keeping with EPA's intent to provide at least 180
days notice before implementation.
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2. Challenge Testing: Anyone who believes that a non-compliant fixture is using the ENERGY STAR
may initiate a challenge test. The challenger shall initiate the challenge by informing EPA or its
designated agent of the challenge in writing; the challenge must include the manufacturer and model
number of the challenged product as well as the parameter or parameters of the specification that
are under challenge. EPA or its agent will select a manufacturer-independent NVLAP-accredited
testing lab to conduct the testing and obtain a price quote from the lab for testing the challenged
parameter(s). EPA will then request that the challenger and the manufacturer both deposit the
necessary fee with the testing lab. (The challenger's failure to deposit the fee will cancel the
challenge test; the manufacturer's failure to deposit the fee will be deemed equivalent to a challenge
failure. The testing lab will procure two samples of each fixture on the open market (if possible), with
the first sample used for testing and the second held in reserve should the first sample become
damaged or otherwise unavailable for testing. The testing lab will determine compliance with the
challenged specification parameter(s) and report its findings to EPA, which will forward the data to
the challenger and the manufacturer. In the event that the fixture meets the challenged
parameter(s), the fixture remains qualified and the manufacturer's payment will be returned to the
manufacturer. In the event that the fixture fails any of the challenged parameter(s), the challenger's
payment will be returned to the challenger. Products that fail to meet one or more elements of the
ENERGY STAR specification will be addressed under EPA's delisting protocol.
6)	Effective Date: The date that all ENERGY STAR qualified residential lighting fixtures must meet Version
4.0 will be defined as the effective date of the agreement. The ENERGY STAR Version 4.0 Eligibility
Criteria (aka Specification) for Residential Light Fixtures shall go into effect on October 1, 2005. Any
previously executed agreement on the subject of ENERGY STAR qualified residential light fixtures shall
be terminated effective September 30, 2005.
A.	Qualifying and Labeling Products under the Version 4.0 Specification: All products, including models
originally qualified prior to Version 4.0 with a date of manufacture after October 1, 2005, must
meet the new Version 4.0 requirements in order to use the ENERGY STAR on the product or in
product literature. The date of manufacture is specific to each unit, and is the date (e.g., month and
year) of which a unit is considered to be completely assembled. Manufacturers may begin to test
and submit products under Version 4.0 upon EPA's release of the Final specification document.
B.	Elimination of Automatic Grandfathering: EPA does not allow grandfathering under this Version 4.0
specification. Therefore, any product sold, marketed, or identified by the manufacturing partner as
ENERGY STAR must meet the current specification in effect at that time.
7)	Future Specification Revisions: ENERGY STAR reserves the right to change the specification should
technological and/or market changes affect its usefulness to consumers, industry, or the environment. In
keeping with current policy, revisions to the specification will be arrived at through industry discussions.
Expiration of ENERGY STAR Qualification: During future specification revisions EPA may choose to
require complete new test data (i.e., test data that has been obtained within the six months prior to
submitting the fixture for re-qualification) and documentation for all performance characteristics in order
for the fixture to remain ENERGY STAR qualified. New test data may be required for new, revised
and/or existing ENERGY STAR performance characteristics.
Note: Draft 1 of the Version 4.0 specification proposed that a fixture's ENERGY STAR
qualification would automatically expire every three years. Stakeholders expressed concern
about the costs associated with re-qualifying fixtures three years after initial qualification. In
addition, stakeholders expressed concern about undue testing redundancy if the specification is
revised every two to three years. After further consideration, EPA has decided to remove the
requirement for periodic requalification, although EPA may require all new test data when the
specification is revised.
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Ballast Accelerated Life Testing: To further guarantee that electronic ballasts achieve their potential
life, EPA intends to work with industry to develop and implement a ballast accelerated life test
requirement in future revisions of the specification.
Line-Voltage Socket Standarization: EPA has worked with industry to develop a line-voltage socket
standard for use in residential lighting fixtures. Under this Version 4.0 specification the use of this
standard is voluntary for compliance with ENERGY STAR. EPA encourages manufacturers to adopt this
standard for use with replacable ballasts and intends to include a standard line-voltage socket
requirement in future specification versions.
Specific technical details are located at www.XXXXXXX.com [exact URL to be provided by release of the
final specifcation]
Self-Ballasted Pin Based Lamps : EPA will explore a future labeling program for self-ballasted pin-
based lamps that utilize the standard line voltage socket.
Note: As more "twist and lock" and "plug-in" replaceable ballasts enter the market and are being
used in ENERGY STAR qualified fixtures, EPA understands the need for a standard line-voltage
socket (aka holder) for the ballasts. A standard line-voltage socket that is not proprietary will allow
acceptance of ballasts from multiple manufacturers. This in turn will increase the number of
suitable replaceable ballasts available to consumers. EPA will continue to work with industry to
ensure that the line-voltage socket standard is appropriately implemented in future specifications.
While self-ballasted pin based lamps (i.e an integrated lamp and ballast with a pin-base that fits
into a standard pin-based line-voltage socket) do not currently exist, EPA expects that a line-
voltage socket standard will provide an opportunity for self-ballasted pin based compact lamps to
be used in fixtures. If, and when, these type products become available, EPA will explore their
applicability for ENERGY STAR.
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