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ENERGY STAR® Program Requirements for
Residential Light Fixtures
Eligibility Criteria - Version 4.0
Table of Contents
Section 1: Definitions
Section 2: Qualifying Products
Section 3: Energy Efficiency Specifications for Qualifying Products
Table 1: Indoor Fixtures
Table 1 A: Additional Requirements for Indoor Recessed Downlight Retrofit Kits
Table 2A: Outdoor Fixtures: Compliance Through Efficient Light Source
Table 2B: Outdoor Fixtures: Compliance Through Reduced Operating Time
Section 4: Qualification Process, Testing Facilities, Standards & Documentation
Table 3: Reference Standards and Required Documentation
Section 5: Additional Quality Assurance Requirements
Section 6: Effective Date
Section 7: Future Specification Revisions
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ENERGY STAR® Program Requirements for
Residential Light Fixtures
Eligibility Criteria - Version 4.0
—
Below is the product specification (Version 4.0) for ENERGY STAR qualified residential light fixtures. A
product must meet all of the identified criteria if it is to be labeled as ENERGY STAR by its manufacturer.
The intent of ENERGY STAR for Residential Light Fixtures is to move consumers from traditional
incandescent fixtures to fixtures that use high-quality fluorescent or other energy-efficient technologies,
including motion-sensors and daylight-sensors for outdoor fixtures.
1) Definitions: Below is a brief definition of a light fixture and other related terms as relevant to ENERGY
STAR:
A.	ALA: American Lighting Association.
B.	ANSI: American National Standards Institute.
C.	APLAC: Asia Pacific Laboratory Accreditation Cooperation (NVLAP MRA Signatory).
D.	Automatic Daylight Shutoff: A photocell device that automatically prevents operation of a fixture
during daylight hours.
E.	Ballast: A device used with an electric-discharge lamp to obtain the necessary circuit conditions
(voltage, current, and waveform) for starting and operating.
F.	Ballast Frequency: The frequency at which the ballast operates the lamp, measured in Hertz (Hz)
or Kilohertz (kHz).
G.	CIE: Commission Internationale de I'Eclairage.
H.	Color Rendering: The effect that the spectral characteristics of the light emitted by the lamp has on
the color appearance of the objects illuminated by the lamp. Color Rendering Index is measured
on a scale of zero to 100, and is defined in terms of a comparison of the spectral tri-stimulus
values of the objects under test illumination and a reference or standard illumination according to
the recommendations of CIE Publication No. 13.3.
I.	Compact Fluorescent Lamp: A single based fluorescent lamp with a plug-in lamp base, including
multi-tube, multibend, spiral, and circline types.
J. Correlated Color Temperature (CCT): The actual color of the lamp is called the color temperature
and is defined in terms of the spectral tri-stimulus values (color coordinates) according to the
recommendations of IESNA LM-16. For color coordinates near the Black Body loci, the correlated
color temperature, measured in Kelvin (K), is used.
K. Electronic Ballast: A ballast which uses semi-conductor components to increase the frequency of
fluorescent lamp operation. Fluorescent system efficiency is increased due to the higher
frequency.
L. IEC: International Electrotechnical Commission.
M. IESNA: Illuminating Engineering Society of North America.
N. I LAC: International Laboratory Accreditation Cooperation (NVLAP MRA Signatory).
O. Input Power: The actual total power used by all lamp(s) and ballast(s) of the light fixture during
operation, as measured in watts (W).
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P. Lamp: A generic term for a manufactured source of light. By extension, the term is also used to
denote sources that radiate in the visible spectrum.
Q. Lamp Ballast Platform: A pairing of one ballast with one or more lamps that can operate
simultaneously on that ballast. A unique platform is defined by the manufacturer and model
number of the ballast and lamp(s) and the quantity of lamps that operate on the ballast.
R. Lamp Current Crest Factor: For 60Hz operation, the ratio of peak lamp current to the root mean
square (RMS) lamp current. For high-frequency (HF) operation, the highest peak lamp current of
the modulation envelope (when evaluated over a full line voltage cycle) to the root mean square
(RMS) of the lamp current.
S. Lampholder: A component of a fixture, which supplies power to the lamp and also holds the lamp
in place.
T. Light Fixture (Luminaire): A complete lighting unit consisting of a lamp or lamps and ballasting
(when applicable) together with the parts designed to distribute the light, position and protect the
lamps, and connect the lamps to the power supply.
U. Linear Fluorescent Lamp: A double based fluorescent lamp with a plug-in lamp base, including
straight shaped or U-bent types.
V. Magnetic Ballast: A ballast which uses a magnetic core and copper winding and operates at the
frequency of the line voltage.
W. MRA: Mutual Recognition Arrangement.
X. NACLA: National Cooperation for Laboratory Accreditation (NVLAP MRA Signatory).
Y. NEMA: National Electrical Manufacturers Association.
Z. NFPA: The National Fire Protection Association (United States), which develops the National
Electrical Code (NEC).
AA. NRTL: Nationally Recognized Testing Laboratory as recognized by OSHA's NRTL Program, which
is a part of OSHA's Directorate of Technical Support.
BB. NVLAP: National Voluntary Laboratory Accreditation Program.
CC. Optics: Include reflectors, baffles, lenses and/or diffusers, all which control the light distribution and
the appearance of the lighted fixture.
DD. OSHA: Occupational Safety & Health Administration.
EE. Pigtail: A short piece of cable with two connectors on each end for converting between one
connector type and another; also referred to as a screw-based adapter and socket adapter.
FF. Power Factor: The active power divided by the apparent power (i.e., the product of the rms input
voltage and rms input current of a ballast).
GG. Recessed downlight retrofit kit: A non-linear lighting unit consisting of lamp(s), ballasting, optics,
trim, and power supply connection designed to convert an incandescent or halogen type Insulated
Ceiling (IC) or non-IC recessed downlight into an air-tight fixture that uses an energy-efficient light
source.
HH. Standardized Color Ellipse: An elliptical region of chromaticity coordinates that is defined using a
centroid, a tilt angle relative to a horizontal axis, and a defined level of variance. Such a region
defines what chromaticity coordinates can be acceptably associated with a target Correlated Color
Temperature. For this specification, standardized color ellipses are defined using centroids based
upon objective chromaticities (x,y) and tilt angles (e) specified in Table 1 and 2 of ANSI C78.376-
2001, and a defined variance of seven steps.
II. Trim: Trim is the part of the downlight that covers the ragged edge of the ceiling cut-out. The trim
may be a separate ring, or trim ring, or it may be integrated with the optics (i.e., a self-flanged
reflector). Airtight or non-airtight.
JJ. UL: Underwriters Laboratories.
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2)	Qualifying Products: The ENERGY STAR Residential Light Fixture specification covers the requirements
for indoor and outdoor light fixtures and recessed downlight retrofit kits intended primarily for residential
type applications. For the purposes of this ENERGY STAR specification, residential applications include
single-family and multi-family dwellings (such as houses and apartments), dormitories, public or military
housing, assisted-living facilities, motels and hotels, and some light commercial applications.
Exclusion of magnetic ballasts: Indoor fixtures that use magnetic ballasts cannot be ENERGY STAR
qualified under this Version 4.0 specification. Only outdoor fixtures that use high intensity discharge
(HID) lamps, such as metal halide and high pressure sodium, may continue to use magnetic ballasts.
Allowance of self-ballasted pin based lamps: Indoor and outdoor fixtures that use self-ballasted pin
based lamp can be ENERGY STAR qualified fixtures if all applicable requirements for qualifying
products (Table 1 & 1A for indoor fixtures or Table 2A or 2B for outdoor fixtures) are met. This includes
the requirement that the average rated life of the lamp must meet or exceed 10,000 hours and that the
maximum measured ballast case temperature during normal operation inside the fixture(s) does not
exceed the ballast manufacturer maximum recommended temperature. In addition for ballasts that drive
lamps 26 watts and lower the line-voltage socket must comply with the standard design developed by
EPA and industry. Specific technical details for this standard design are located at:
http://www.lrc.rpi.edu/proqrams/liqhtinqTransformation/lineVoltaqe/index.asp
Temporary allowance for decorative LEDs: EPA encourages the use of innovative light source
technologies such as LEDs. LEDs used as decorative lighting elements in residential lighting fixtures
and ceiling fan light kits are allowed as long as the total wattage of the LEDs does not exceed five (5)
watts, the average LED system (LED and driver) efficacy is at least 20 lumens per watt, and the LED is
used to supplement a primary light source that meets all of the applicable performance characteristics
outlined in the Eligibility Criteria. The ENERGY STAR Partner must supply the following LED
information to EPA: total wattage consumed by all the LEDs, manufacturer warranty, an LED
manufacturer specification sheet that shows wattage, efficacy, LED life, color, and lumen depreciation.
This is a temporary allowance for the use of LEDs; EPA plans to develop more comprehensive
specifications for LED performance as the technology advances and becomes more widely used in
residential applications.
3)	Energy-Efficiency Specifications for Qualifying Products: Only those products listed in Section 2 that
meet the criteria below may qualify as ENERGY STAR. Specifications for qualifying indoor fixtures
can be found in Table 1. Specifications for qualifying recessed downlight retrofit kits can be found in
Table 1A. Specifications for qualifying outdoor fixtures can be found in either Table 2A- Outdoor
Fixtures: Compliance Through Efficient Light Source, or Table 2B - Outdoor Fixtures: Compliance
Through Reduced Operating Time.
Table 1 - Indoor Fixtures
Performance Characteristic
ENERGY STAR Specification
Note: Only electronic ballasts may be used to meet the requirements of this table. In addition, fixtures that
utilize compact fluorescent lamps that do not have a plug-in base (i.e use a mogul, medium, or other screw
base) are not eligible to earn the ENERGY STAR.
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Combined Lamo & Ballast Requirements:
System Efficacy Per Lamp
Ballast Platform in Lumens
Per Watt (LPW)1,
>	50 LPW for all lamp types below 30 total listed lamp watts.
>	60 LPW for all lamp types that are < 24 inches and > 30 total listed
lamp watts.
>	70 LPW for all lamp types that are > 24 inches and > 30 total listed
lamp watts.
Lamo Reauirements:
Lamp Life
For lamps shipped with the fixtures, the average rated life of the lamp
must be > 10,000 hours.
If the lamp is not shipped with the fixture, product packaging must meet
the requirements set forth in the "Product Packaging for Consumer
Awareness" section of this Table.
Lumen Maintenance
For lamps indicated on the fixture packaging or shipped with the
fixtures, the lamp shall have an average rated lumen maintenance of at
least 80% of initial lamp lumens at 40% (4,000 hours minimum) rated
lamp life.
Color Rendering Index
For lamps shipped with the fixtures, the color rendering index must
meet the following requirements:
>	80 for compact fluorescent lamps.
>	75 for linear fluorescent lamps.
If the lamp is not shipped with the fixture, product packaging must meet
the requirements set forth in the "Product Packaging for Consumer
Awareness" section of this Table.
Correlated Color Temperature
For lamps shipped with the fixtures, the lamps must have one of the
following designated correlated color temperatures (CCT): 2700K,
3000K, 3500K, 4100K, 5000K, or6500K.
If the lamp is not shipped with the fixture, product packaging must meet
the requirements set forth in the "Product Packaging for Consumer
Awareness" section of this Table.
Lamp/Lampholder
Compatibility
For lamps indicated on the fixture packaging or shipped with the
fixtures, lamps must utilize an ANSI/IEC standardized lamp base
configuration, as defined by ANSI C81.61 and IEC 60061-1.
The lampholder must be designed to accept lamps with ANSI/IEC
standardized lamp base configurations for all applicable wattages. For
example, if the ballast can operate lamps with multiple wattages (e.g.,
an 18W, 26W, or 32W lamp) then the lampholder must be designed to
accept lamps with ANSI/IEC standardized lamp base configurations for
1 Efficacy shall be determined by the following equation:
Efficacy [Lumens per Watt] = Measured Lamp Lumens TLumensI
Measured Input Power [Watts]
Lamp Lumens: Lamp lumens must be measured using the lamp and ballast that are shipped with the fixture.
Input Power: Input power must be measured with the lamp and ballast that are shipped with the fixture.
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all three applicable wattages.

In addition, lamps shall either:
•	Meet the requirements of an ANSI/IEC standardized lamp
specification sheet, as defined by ANSI C78.901 -2001 and IEC
60901 (for compact fluorescent lamps) or ANSI C78.81-2001
and IEC 60081 (for linear lamps) if an applicable standard
exists, or,
•	If no ANSI/IEC lamp standard exists (e.g., a spiral compact
fluorescent lamp), a custom lamp specification sheet must be
provided at the time of submittal. Specific lamp characteristics
that should be included in the lamp specification sheet are
detailed in Table 3.
Lamp Labeling Requirement
For lamps shipped with fixtures, a manufacturer designation that
encompasses the lamp manufacturer name, wattage, correlated color
temperature, and color rendering index must be labeled on the lamp or
lamp base.
Electronic Ballast Reauirements
(Note: Maanetic Ballasts Mav Not Be Used in Indoor Fixtures):
General
Per ANSI C82.11 Section 5 except paragraph 5.3.1.
Lamp Start Time
The time needed after switching on the lamp to start continuously and
remain illuminated must be an average of one second or less.
Power Factor
IV
o
cn
Lamp Current Crest Factor
< 1.7
Maximum Measured Ballast
Case Temperature During
Normal Operation Inside
Fixture(s)
Not to exceed the ballast manufacturer maximum recommended ballast
case temperature during normal operation inside a fixture.
Note: This performance characteristic is separate and distinct from
thermal requirements established by UL, which governs safety rather
than longevity of the ballast. All qualified fixtures are expected to meet
this requirement, including linear, suspended, close-to-ceiling, IC, ICAT
and Non-IC recessed canisters, etc. as well as those fixtures that may
be exempt from UL1598.
Electromagnetic and Radio
Frequency Interference
Ballast must meet FCC requirements for consumer use (FCC 47 CFR
Part 18 Consumer Emission Limits)
Ballast Frequency
20 to 33 kHz or >40 kHz
Transient Protection
Per ANSI C82.11b, paragraph 5.10.1 (100kHz Ring Wave, 2.5kV, both
common mode and differential mode, 7 strikes)
End of Life Protection
All ballasts that operate lamps sized T5 and smaller must contain an
end of life protection circuit. For ballasts that operate multiple lamps
and are required to have end of life protection, the ballast must shut
down no more than two lamps when one of the lamps has reached end
of life. For example, a fixture with one ballast and five lamps must not
shut down more than the lamp that has reached end of life plus one
additional lamp.
Dimming
Torchiere style portable fixtures shall be dimmable from 100% to 30%,
or less, of maximum light output, or be switchable to three levels of
brightness, not including the off position.
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Other fixture types that utilize dimmable ballasts shall be dimmable
from 100% to 30%, or less, of maximum light output, or be switchable
to three levels of brightness, not including the off position.
Safety - Ballasts and "Non
Edison base Fluorescent
Adapters"
The cover page of a safety test report or a general coverage statement
must be provided to demonstrate compliance with ANSI/UL 935 or UL
1993, as appropriate.
Fixture Requirements
Fixture Warranty
A written warranty must be included with fixture packaging at the time
of shipment, which covers repair or replacement of defective parts of
the fixture housing, optics, trim and electronics (excluding the lamp) for
a minimum of two years from the date of purchase.
Noise
Class A sound rating for electronic ballasts within the fixture, not to
exceed a measured level of 24 dBA (audible) when the ballast is
installed in the fixture.
Lamp Shipment Requirement
All indoor fixtures must be shipped with a lamp, except for the following
fixture types:
1.	Recessed downlight fixtures and recessed downlight retrofit kits
2.	Fixtures using linear fluorescent lamps
Replaceable ballast
Ballasts in all fixtures (including portables) must be accessible and
removable by an electrician without the cutting of wires and without
damage to the fixture housing, trim, decorative elements or the
carpentry (e.g., ceiling drywall) to which the fixture is attached.
Safety - Portable Fixtures
The cover page of a safety test report or a general coverage statement
must be provided to demonstrate compliance with ANSI/UL 153.
Safety - Hardwired Fixtures
The cover page of a safety test report or a general coverage statement
must be provided to demonstrate compliance with UL 1598.
Recessed Downlight Fixtures-
Insulation Contact (IC)-Rated
Recessed downlight fixtures that are either IC-Rated for direct contact
with insulation or non IC-Rated may qualify as ENERGY STAR. For
fixtures to be considered IC-Rated they must be approved for zero
clearance insulation cover (IC) by an OSHA NRTL laboratory.
Recessed downlight fixtures that are IC-Rated must also meet the
requirements for airtight fixtures, listed below.
Recessed Downlight Fixtures-
Air Tight For Restricted Air
Movement
Recessed downlight fixtures that are either air tight or not air tight may
qualify as ENERGY STAR. For fixtures to be considered air tight, the
housing or certified/listed accessory must have leakage less than 2.0
cubic feet per minute (CFM) at 75 Pascals (or 1.57 lbs/ft2) when tested
in accordance with ASTM E283 and shall be sealed with a gasket or
caulk.
For recessed downlight fixtures that are airtight, the following
measures must be taken to ensure that fixtures can be properly
installed and inspected:
1.	Product packaging must meet the requirements set forth in the
"Product Packaging for Consumer Awareness Requirements"
section below.
2.	The fixture itself must include a label certifying "air tight", or
similar designation, to show air leakage less than 2.0 CFM at
75 Pascals when tested in accordance with ASTM E283. The
label must be clearly visible to a building inspector.
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3. Installation instructions must be included listing all components
of the assembly that will be necessary to ensure an airtight
installation and how the components should be properly
installed. For example, depending on the method used to
achieve air-tight operation, the instructions should alternatively
show how a gasket is to be attached, what type of caulk to use
and how it should be applied, or which certified airtight trim kits
are designed to be installed with the luminaire housing.
Product Packaging for
Consumer Awareness
Requirements
For fixtures that are not shipped with lamps, product packaaina must
include a list of lamps types that would ensure ENERGY STAR quality
and performance when paired with the qualifying fixture. This list must
be clearly visible to the consumer on the fixture packaging.
Manufacturers are not required to provide specific lamp manufacturer
names and model numbers on the packaging. Rather, generic lamp
listings, such as the NEMA or ANSI generic descriptions including a
color designation (e.g., F32T8/830 or CFQ26W/G24q/827), will suffice.
In addition, packaging should suggest that consumers select a lamp
with a rated life of 10,000 hours or more. Note: only recessed
downlight fixtures, recessed downlight retrofit kits, and fixtures
using linear lamps may ship without a lamp.
For fixtures that are shipped with lamps, product packaaina lanauaae is
required that clearly describes the nominal color designation of the
lamp in units of Kelvin (i.e., 2700K, 3000K, 3500K, 4100K, 5000K, or
6500K).
For recessed downliaht fixtures that are IC-Rated, product packaaina
must clearly state this rating. The language must be clearly visible on
the product packaging. The IC-Rated designation will also be included
in the fixture description included in the Qualified Product list posted on
the ENERGY STAR Web site. Sample language: "IC-Rated for direct
contact with insulation".
For recessed downliaht fixtures that are Air-Tiaht (AT) rated, product
packaging must clearly show that the fixture produces less air leakage
than 2.0 CFM at 75 Pascals when tested in accordance with ASTM
E283. The language must be clearly visible on the product packaging.
The "airtight", or similar, designation will also be included in the fixture
description included in the Qualified Product list posted on the
ENERGY STAR Web site. Sample language: "Certified Air Tight per
ASTM E283."
Table 1A - Additional Requirements for Indoor Recessed Downlight Retrofit Kits
Performance Characteristic
ENERGY STAR Specification
Note: The following ENERGY STAR performance requirements must be met by recessed downlight retrofit
kits in addition to those listed in Table 1 - Indoor Fixtures, above.
Reflectors
Reflectors must be included to maximize fixture efficiency.
Aperture
Maximum 7.0"
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Air Tight For Restricted Air
Movement
Only recessed downlight retrofit kits that are airtight may qualify as
ENERGY STAR. For fixtures to be considered air tight, the housing or
certified/listed accessory must have leakage less than 2.0 cubic feet
per minute (CFM) at 75 Pascals (or 1.57 lbs/ft2) when tested in
accordance with ASTM E283 and shall be sealed with a gasket or
caulk.
For recessed downlight retrofit fixtures, the following measures must be
taken to ensure that fixtures can be properly installed and inspected:
1.	Product packaging must meet the requirements set forth in the
"Product Packaging for Consumer Awareness" section within
this table, below.
2.	The fixture itself must include a label certifying airtight or
similar designation to show air leakage less than 2.0 CFM at
75 Pascals when tested in accordance with ASTM E283. The
label must be clearly visible to a building inspector.
3.	Installation instructions must be included listing all components
of the assembly that will be necessary to ensure an airtight
installation and how the components should be properly
installed. For example, depending on the method used to
achieve air-tight operation, the instructions should alternatively
show how a gasket is to be attached, what type of caulk to use
and how it should be applied, or which certified airtight trim kits
are designed to be installed with the luminaire housing.
Electrical Connections
Edison lamp socket with wire "pigtail" to the ballast.
Safety - Fixture Conversions,
Retrofits
Fixtures must be tested and listed by an OSHA NRTL laboratory as
acceptable for compliance with NFPA 70, National Electrical Code
(NEC).
The cover page of a safety test report or a general coverage statement
must be provided to demonstrate compliance with UL 1598 and UL
1598B.
Product Packaging for
Consumer Awareness
Requirements
Recessed downlight retrofit kit packaging and instructions must clearly
indicate:
1.	What fixture model numbers the recessed downlight retrofit
kits are compatible with.
2.	Whether or not the product is dimmable. Ifdimmable, user
instructions must clearly indicate what type of dimming circuit it
can be used on.
3.	Any known incompatibility with photo controls, dimmers or
timing devices.
4.	Airtight or similar designation to show air leakage less than 2.0
CFM at 75 Pascals when tested in accordance with ASTM
E283. The language must be clearly visible on the product
packaging. The "airtight", or similar, designation will also be
included in the fixture description included in the Qualified
Product list posted on the ENERGY STAR Web site. Sample
language: "Certified Air Tight per ASTM E283."
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Table 2A - Outdoor Fixtures: Compliance Through Efficient Light Source
Performance Characteristic
ENERGY STAR Specification
Note: Only electronic ballasts may be used to meet the requirements of this table with the exception of
high intensity discharge lamps, such as metal halide or high pressure sodium lamps. In these cases
magnetic ballasts can still be used. In addition, fixtures that utilize compact fluorescent lamps that do not
have a plug-in base (i.e use a mogul, medium, or other screw base) are not eligible to earn the ENERGY
STAR. For example, a screw-based compact fluorescent lamp may not be used, though a metal halide
lamp may be used.
Combined Lamo & Ballast Requirements:
System Efficacy Per Lamp Ballast
Platform in Lumens Per Watt
(LPW)
>	40 LPW for all lamp types below 15 total listed lamp watts.
>	50 LPW for all lamp types over 15 total listed lamp watts up to 30 total
listed lamp watts
>_60 LPW for all lamp types over 30 total listed lamp watts
Lamo Reauirements:
Lamp Life
For lamps shipped with the fixtures, the average rated life of the lamp
must be >10,000 hours.
If the lamp is not shipped with the fixture, product packaging must meet
the requirements set forth in the "Product Packaging for Consumer
Awareness" section of this Table.
Lamp/Lampholder Compatibility
For lamps indicated on the fixture packaging or shipped with the fixtures,
lamps must utilize an ANSI/IEC standardized lamp base configuration,
as defined by ANSI C81.61 and IEC 60061-1.
The lampholder must be designed to accept lamps with ANSI/IEC
standardized lamp base configurations for all applicable wattages. For
example, if the ballast can operate lamps with multiple wattages (e.g., an
18W, 26W, or 32W lamp) then the lampholder must be designed to
accept lamps with ANSI/IEC standardized lamp base configurations for
all three applicable wattages.
In addition, lamps shall either:
•	Meet the requirements of an ANSI/IEC standardized lamp
specification sheet, as defined by ANSI C78.901-2001 and IEC
60901 (for compact fluorescent lamps) or ANSI C78.81-2001 and
IEC 60081 (for linear lamps) if an applicable standard exists, or,
•	If no ANSI-IEC lamp standard exists (e.g., a spiral compact
fluorescent lamp), a custom lamp specification sheet must be
provided at the time of submittal. Specific lamp and lamp base
characteristics that should be included in the lamp specification
sheet are detailed in Table 3.
Ballast Reauirements:
Electromagnetic and Radio
Frequency Interference
Ballast must be FCC rated for consumer use (FCC 47 CFR Part 18
Consumer Emission Limits).
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End of Life (EOL) Protection
All ballasts that operate lamps sized T5 and smaller must contain an
end of life protection circuit, per ANSI/IEC requirements. For ballasts
that operate multiple lamps and are required to have end of life
protection, the ballast must shut down no more than two lamps when
one of the lamps has reached end of life. For example, a fixture with
one ballast and five lamps must not shut down more than the lamp that
has reached end of life plus one additional lamp.
Fixture Requirements:
Maximum Input Power
150 watts
Automatic Daylight Shutoff
The fixture must contain an integrated photosensor that
automatically prevents operation during daylight hours. In addition, the
control must automatically reactivate within 24 hours of a manual
override or testing operation.
Fixture Warranty
A written warranty must be included with fixture packaging at shipment,
which covers repair or replacement of defective parts of the fixture
housing or electronics (excluding the lamp) for a minimum of two years
from the date of purchase.
Replaceable ballast
Ballasts must be accessible to and removable by an electrician without
the cutting of wires and without damage to the fixture housing, trim,
decorative elements or the carpentry (e.g. ceiling drywall) to which the
fixture is attached.
Safety
Fixtures must be compliant with NFPA 70, the National Electrical Code
(NEC), including requirements for wet or damp locations (Articles 410-4a
and Article 100).
Product Packaging for
Consumer Awareness
Requirements
For fixtures that are not shipped with lamps, product packaging must
include a list of lamp types that would provide ENERGY STAR quality
and performance when paired with the qualifying fixtures. This list must
be clearly visible to the consumer on the fixture packaging.
Manufacturers are not required to provide specific lamp manufacturer
names and model numbers on the packaging. Rather, generic lamp
listings, such as the NEMA or ANSI generic descriptions including a
color designation (e.g., F32T8/830 or CFQ26W/G24q/827), will suffice.
In addition, consumers should be directed to select a lamp with a rated
life of 10,000 hours or more.
Product packaging must indicate the minimum (lowest) starting
temperature for the lamp and ballast platform of the fixture.
If the automatic daylight shutoff control can be adjusted such that the
fixture can operate during full daylight, or automatic reactivation will not
occur within 24 hours of a manual override or testing operation,
additional packaging language is required that provides a range of
settings that will result in the fixture complying with the specification.
The language must be clearly visible to the consumer on the fixture
packaging and in the fixture manual. Sample language: "To meet
ENERGY STAR requirements the photosensor control knob must be set
to x, y, or z to prevent operation during full daylight."
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Table 2B - Outdoor Fixtures: Compliance Through Reduced Operating Time
Performance Characteristic
ENERGY STAR Specification
Note: All lamp types (fluorescent, incandescent, etc.) may be used to meet the requirements set forth
in this table.
Fixture Reauirements:
Maximum Input Power
250 watts
Automatic Daylight Shutoff
The fixture must contain an integrated photosensor that automatically
prevents operation during daylight hours. In addition, the control must
automatically reactivate within 24 hours of a manual override or testing
operation.
Motion Control
The fixture must contain an integrated motion sensor that employs infrared
sensing technology.
The sensor must:
•	allow automatic shut-off of the lamp within 15 minutes of being
manually activated by a switch or automatically activated by the
sensor, and
•	automatically reset to sensing mode within 24 hours of a manual
override or testing operation.
The fixture must:
•	have an indicator that visibly or audibly informs the device
operator that the motion sensor is operating properly, or that it has
failed or malfunctioned.
Fixture Warranty
A written warranty must be included with fixture packaging at shipment,
which covers repair or replacement of defective parts of the fixture housing
or electronics (excluding the lamp) for a minimum of two years from the
date of purchase.
Replaceable ballast
If a ballast is present in the fixture, it must be accessible to and removable
by an electrician without the cutting of wires and without damage to the
fixture housing, trim, decorative elements or the carpentry (e.g., ceiling
drywall) to which the fixture is attached.
Safety
Fixtures must be compliant with NFPA 70, the National Electrical Code
(NEC), including requirements for wet or damp locations (Articles
410-4a and Article 100).
Product Packaging for
Consumer Awareness
Requirements
If the automatic daylight shutoff control can be adjusted such that the
fixture can operate during full daylight, or automatic reactivation will not
occur within 24 hours of a manual override or testing operation, product
packaging language is required that provides a range of settings that will
result in the fixture complying with the specification. The language must
be clearly visible to the consumer on the fixture packaging and in the
fixture manual. Sample language: "To meet ENERGY STAR requirements
the photosensor control knob must be set to x, y, or z to prevent operation
during full daylight."
If the integrated motion sensor can be adjusted such that shut-off will not
occur within 15 minutes or automatic reset to sensing mode will not occur
within 24 hours of a manual override or testing operation, product
packaging must provide a range of settings that will resulting the fixture
complying with the specification. The language must be clearly visible to
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the consumer on the fixture packaging and in the fixture manual. Sample
language: "To meet ENERGY STAR requirements, the motion sensor
control knob must be set to x, y, or z to allow automatic reset of the
sensor". In addition, the fixture must include instructions within the
packaging that outlines step-by-step calibration instructions for the motion
sensor.
4) Qualification Process. Acceptable Sources of Documentation. Reference Standards & Required
Documentation:
The following section describes the steps required to qualify residential light fixtures as ENERGY STAR,
provides information about acceptable sources of documentation, and states the testing standards and
documentation required for each performance characteristic.
Qualification Process:
To qualify a residential lighting fixture as ENERGY STAR, it must be tested according to the protocol
outlined below. Note: EPA reserves the right to require additional documentation, at any time, in
order to determine compliance with all performance characteristics.
A.	Partner must test qualifying products and obtain required documentation to meet the performance
characteristics listed in Section 3 of this specification. Refer to Table 3, below, to determine the
reference standard and required documentation applicable to each performance characteristic.
The following stipulations apply:
•	For multiple fixture models that use the same lamp/ballast combination, only one set of test
results is required. For example, two fixtures that use the same lamp and ballast
combination, but have different trim, lens and/or chasse need only be tested once.
•	For fixture models that may use different ballasts (either in terms of the type of ballast or
manufacturer), each lamp/ballast combination must undergo testing and the test results
must be submitted for qualification. For example, if a residential light fixture partner plans to
use ballasts from several manufacturers in any one fixture, the fixture must be tested with
each manufacturer's ballast.
•	For fixture models with one ballast type that can work with multiple lamp types, the fixtures
need only be tested with one lamp type. The lamp type must either be the one supplied with
the fixture at shipment or, if a lamp is not supplied, one of the lamp types listed on the
packaging. Please note that EPA expects all lamps listed on the packaging to comply with
the specification when operating on the fixture's ballast. To ease the burden on the
manufacturer, however, test data need be submitted for only one lamp type operating on the
fixture's ballast.
B.	Submit a completed and signed copy of the ENERGY STAR Residential Light Fixture Qualified
Product Information (QPI) form, along with required documentation, to the address listed on the QPI
form. To obtain the current version of the QPI form, visit the "Lighting" section of the ENERGY STAR
Web site at www.enenavstar.gov/partners and click on "Product Specifications."
Acceptable Sources of Documentation:
A. A variety of acceptable sources of documentation are referenced for each performance characteristic
within Table 3. For clarity, these sources are summarized below:
¦ A test report from a laboratory accredited by NVLAP or one of its MRA signatories - Both
public and private accredited laboratories may be used. NVLAP's MRA signatory partners
include ILAC, APLAC, and NACLA. Note that if the laboratory used for the lumen output, CRI,
CCT, or lamp life test is accredited by NVLAP or one of its MRA signatories, it must also have a
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scope of accreditation that includes the method of measurement reference standard for this
performance characteristic. Partners should obtain from the laboratory both its certificate of
accreditation and its scope of accreditation and submit them to ENERGY STAR.
¦ An EPA-approved Platform Letter of Qualification - These letters are provided from EPA to
manufacturers who have pre-approved specific performance characteristics for their lamp and/or
ballast. When using this type of documentation, Partners should obtain a copy of the applicable
letter from the manufacturer and include it with the ENERGY STAR submittal.
¦	EPA-approved documentation from an industry association - In certain instances, EPA has
approved documentation from industry associations who take responsibility for specific
performance characteristics of lamps and/or ballasts. When using this type of documentation,
Partners should contact the industry association to obtain the EPA-approved documentation that
is required for use with ENERGY STAR submittals. Note: Partners may use the NEMA-ALA
Lamp and Ballast Matrices as a source for obtaining required information to qualify fixtures.
These matrices can be found at http://www.nema.org/lampballastmatrix/.
¦	A test report from an OSHA NRTL laboratory - Documentation for safety requirements must
come from an OSHA NRTL laboratory. OSHA NRTL laboratories may also be used to obtain
certain additional performance characteristics, as specified in Table 3.
¦	Manufacturer documentation - Documentation for certain performance characteristics (such
as product packaging requirements) may come directly from the original equipment
manufacturer.
B. The information below may be used to locate an accredited testing facility:
For a list of NVLAP accredited laboratories, visit the NVLAP Web site at
http://www.nist.gov/nvlap or call (301) 975-4016.
For a list of signatories to the ILAC MRA, visit the ILAC Web site at www.ilac.org.
For a list of signatories to the APLAC MRA, visit the APLAC Web site at
http://www.ianz.govt.nz/aplac/.
For a list of signatories to the NACLA MRA, visit the NACLA Web site at www.nacla.net.
For a list of accredited OSHA NRTL laboratories, visit http://www.osha.gov/dts/otpca/nrtl/ or call
(202) 693-2110.
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Reference Standards & Required Documentation:
Table 3 - Reference Standards and Required Documentation
Performance
Characteristic
(refer to Tables 1, 1A,
2A or2B as
appropriate)
Methods of Measurement
Reference Standards
Required Documentation
(to be attached to QPI Form)
System Efficacy:
Lamp Lumens
Input Power
(Tables 1, 2A)
IESNA LM-9; LM-66;
ANSI C82.2
Laboratory test results must be produced
using the specific lamp and ballast
combination that will operate in the fixture.
For this test, a sample of three or more
lamps must be used. Two of the three
samples must pass in order to qualify for
ENERGY STAR.
Provide:
1.	a test report from a laboratory accredited
by NVLAP or one of its MRA signatories;
or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	EPA-approved documentation from an
industry association, such as the
NEMA/ALA matrices.
Note: If the laboratory used for this test is
accredited by NVLAP or one of its MRA
signatories it must also have a scope of
accreditation that includes the method of
measurement reference standard for this
performance characteristic.
Reflectors (Table 1A)
No Standard Available
(Use manufacturer protocol)
No supplemental documentation required.
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Lamp Start Time
(Table 1)
ANSI C82.11-5.2
Laboratory test results must be produced
using the specific lamp and ballast
combination that will operate in the fixture.
For this test, a sample of three or more
lamps must be used. Two of the three
samples must pass in order to qualify for
ENERGY STAR.
Provide:
1.	a test report from a laboratory accredited
by NVLAP or one of its MRA signatories;
or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	EPA-approved documentation from an
industry association, such as the
NEMA/ALA matrices; or
4.	a test report from an OSHA NRTL
laboratory.
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Lamp Life
(Tables 1, 2A)
IESNA LM-40-01; LM-65-01;
IEC 60091; IEC 60901;
ANSI C82.1; ANSI C82.11
Laboratory test results must be produced
using the specific lamp that will operate in
the fixture and either the ballast that will
operate in the fixture or a commercially
available ballast that meets the applicable
ANSI ballast requirements for the lamp being
tested. For this test, a sample often or more
lamps must be used.
Provide:
1.	a test report from a laboratory accredited
by NVLAP or one of its MRA signatories;
or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	EPA-approved documentation from an
industry association, such as the
NEMA/ALA matrices; or
4.	a test report from an ISO 9000 registered
facility.
Manufacturers may obtain ENERGY STAR
conditional qualification for their fixture if all
of the following items are provided:
1)	A letter on letterhead from a NVLAP
laboratory, one of its MRA signatories, or an
ISO 9000 registered facility demonstrating
lamp life testing has begun.
2)	A laboratory report proving that testing has
been completed for at least 40% of rated life.
3)	The date for testing completion.
Conditional approval will only be granted for
a period of no longer than 325 days.
Note: If the laboratory used for this test is
accredited by NVLAP or one of its MRA
signatories it must also have a scope of
accreditation that includes the method of
measurement reference standard for this
performance characteristic.
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Lumen Maintenance
(Table 1)
IESNA LM-40-01; IESNA
LM-9-99; IESNA LM-65-01;
IESNA LM-66-00; ANSI
C78.5
Laboratory test results must be produced
using the specific lamp that will operate in
the fixture. For this test, a sample often or
more lamps must be used to demonstrate
that at least 80% of the samples achieved
the required lumen maintenance value.
Provide:
1.	a test report from a laboratory accredited
by NVLAP, one of its MRA signatories;
or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	EPA-approved documentation from an
industry association, such as the
NEMA/ALA matrices; or
4.	a test report from an ISO 9000 registered
facility.
Color Rendering Index
(Table 1)
IESNA LM-58; CIE 13.3
Laboratory test results must be produced
using the specific lamp that will operate in
the fixture. For this test, a sample often or
more lamps must be used to demonstrate
that at least 80% of the samples achieved
the required color rendering index value.
Provide:
1.	a test report from a laboratory accredited
by NVLAP or one of its MRA signatories;
or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	EPA-approved documentation from an
industry association, such as the
NEMA/ALA matrices.
Note: If the laboratory used for this test is
accredited by NVLAP or one of its MRA
signatories it must also have a scope of
accreditation that includes the method of
measurement reference standard for this
performance characteristic.
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Correlated Color
Temperature
(Table 1)
IESNA LM-58; LM-16
Laboratory test results must be produced
using the specific lamp that will operate in
the fixture. For this test, a sample often or
more lamps must be used. Test results must
demonstrate that at least 90% of the lamps
tested fall within a 7-step ANSI Mac Adam
ellipse.
Provide:
1.	a test report from a laboratory accredited
by NVLAP, one of its MRA signatories;
or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	EPA-approved documentation from an
industry association, such as the
NEMA/ALA matrices; or
4.	a test report from an ISO 9000 registered
facility.
It is also intended that the lamp manufacturer
will meet the following quality requirements
during the production runs of each lamp
model:
1.	The lamp manufacturer is required to
maintain color control such that a
minimum of 90 percent of the
ongoing production (as represented
by samples tested from each
production shift for the same color
and when typically evaluated over 12
month period) will fall within the 7
step Mac Adam color ellipse
associated with the designated
(manufacturer declared) target color.
2.	For the purposes of meeting color
control the lamp manufacturer must
maintain testing equipment
calibrated to international practices
and standards and must compile the
ongoing color control data in a
manner so that is can be easily
reviewed upon EPA request.
3.	At a minimum, the manufacturer's
color quality control program must
maintain the following information for
a 3-year period:
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a.	Test dates and sample size
(minimum of two lamps per
production shift)
b.	Test results (x,y) for each
sample lamp measured
c.	Test results (all x,y data) for
sample lamps plotted
graphically against the
designated seven step color
ellipse and available for
review at least on a quarterly
basis
d.	Records to substantiate that
90 percent of the (x,y) data
points fall within the
applicable seven (7) step
Mac Adam ellipse.
Manufacturers are
encouraged to exceed this
target.
Noise
(Table 1)
Class A sound rating for
electronic ballasts within the
fixture, not to exceed a
measured level of 24 dBA
(audible) when the ballast is
installed in the fixture and is
measured using a sound
meter (similar in
performance to B&K type
2209) where the microphone
is located 12 inches from the
fixture in any direction.
No supplemental documentation required.
Note: A laboratory test report must be
submitted upon EPA request.
Fixture Warranty
(Tables 1, 2A, 2B)
No Standard Available
(Use manufacturer protocol)
Provide a copy of the actual two-year fixture
manufacturer written warranty that is
included with product packaging.
Dimming
(Table 1)
No Standard Available
(Use manufacturer protocol)
No supplemental documentation required.
Note: A laboratory test report proving the
fixture is dimmable from 100% to 30% must
be submitted upon EPA request.
LamD/Lamoholder
Compatibility:
(Tables 1, 2A)
Lamp Base
Configuration
ANSI C81.61; IEC 60061-1
Provide manufacturer data indicating the
lamp base type used.
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Lamps Compliant with
an ANSI-IEC Standard
(for lamp dimensions
and electrical
parameters)
ANSI C78.901-2001; ANSI
C78.81-2001; IEC 60901;
IEC 60081
Provide manufacturer data indicating
applicable ANSI-IEC lamp data sheet
number.
Lamps Not Compliant
with an ANSI-IEC
Standard (for lamp
dimensions and
electrical parameters)
ANSI C78.901-2001; ANSI
C78.81-2001 (used as a
reference for the format and
type of information required
on a custom lamp
specification sheet)
Provide a manufacturer lamp specification
sheet that describes the following (use the
ANSI lamp data sheets found in ANSI
C78.901 and C78.81 as a reference for the
format and type of information requested):
1.	Lamp Description, including:
•	Lamp Model Number
•	Nominal Wattage
•	Bulb Designation / Lamp Size (i.e.,
T4, T5, T8, etc.)
•	Lamp Base Type as defined by
ANSI C81.61 or IEC 60061-1 (i.e.,
2G13, GR10q, etc.)
•	Starting Circuit Application (i.e.,
rapid start, preheat, etc.)
2.	Dimensional Characteristics, including
diagram
3.	Lamp Operating Characteristics,
including:
•	Approximate wattage (W)
•	Voltage( V)
•	Current (A)
Lamp Labeling
Requirement
(Table 1)
No Standard Available
(Use manufacturer protocol)
Provide a copy of the actual language that
will be included on the base of the lamp.
Replaceable Ballast
(Tables 1, 2A, 2B)
No Standard Available
(Use manufacturer protocol)
Provide a copy of the language that includes
guidance on ballast replacement and states
that the ballast is replaceable with the use of
a "qualified electrician."
Safetv: Indoor
• Portable Fixtures
(Table 1)
ANSI/UL 153
Provide the cover page of a safety test report
or a general coverage statement from an
OSHA NRTL laboratory.
• Hardwired Fixtures
(Table 1)
UL1598
Provide the cover page of a safety test report
or a general coverage statement from an
OSHA NRTL laboratory.
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• Ballasts and "Non-
Edison based
Fluorescent
Adapters"
(Table 1)
ANSI/UL 935 or UL 1993
Provide the cover page of a safety test report
or a general coverage statement from an
OSHA NRTL laboratory.
• Fixture Conversions,
Retrofits
(Table 1A)
UL 1598 and UL 1598B
Provide the cover page of a safety test report
or a general coverage statement from an
OSHA NRTL laboratory.
Safetv: Outdoor
(Tables 2A & 2B)
NFPA 70, the National
Electrical Code (NEC),
including requirements for
wet locations when
applicable (Articles 410-4a
and Article 100)
Provide the cover page of a safety test report
or a general coverage statement from an
OSHA NRTL laboratory. Include evidence of
a Rain Test for Wet Locations, when
applicable.
Power Factor
(Table 1)
ANSI C82.11-3.3.1
Laboratory test results must be produced
using the specific ballast that will operate in
the fixture. For this test, a sample of three or
more ballasts must be used. At least two of
the three samples must pass in order to
qualify for ENERGY STAR.


Provide:
1.	a test report from a laboratory accredited
by NVLAP or one of its MRA signatories;
or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	EPA-approved documentation from an
industry association, such as the
NEMA/ALA matrices; or
4.	a test report from the manufacturer


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Lamp Current
Crest Factor
(Table 1)
ANSI C82.11-3.3.3 and 5.6
ANSI C82.1-5.6.1
Laboratory test results must be produced
using the specific ballast that will operate in
the fixture. For this test, a sample of three or
more ballasts must be used. At least two of
the three samples must pass in order to
qualify for ENERGY STAR.
Provide:
1.	a test report from a laboratory accredited
by NVLAP or one of its MRA signatories;
or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	EPA-approved documentation from an
industry association, such as the
NEMA/ALA matrices; or
4.	a test report from an OSHA NRTL
laboratory.
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Measured Maximum
Ballast Case
Temperature During
Normal Operation
Inside Fixture(s)
(Table 1)
UL 1598, Section 11
(Acceptable when the
thermocouple is placed at
the hot-spot location
indicated by the ballast
manufacturer.)
-OR-
Lighting Research Center
(LRC) "Proposed Durability
Testing Method:
Temperature" available at
httD://www. lrc.roi.edu/Droara
ms/liahtinaTransformation/D
df/durabilitvTestinaFinalReo
ort.odf
Note: All qualified fixtures
are expected to meet the
Measured Maximum Ballast
Case Temperature During
Normal Operation Inside
Fixture(s) requirement. This
includes every qualified
fixture including linear,
suspended, close-to-ceiling,
IC, ICAT and Non-IC
recessed canisters, etc. as
well as those fixtures that
may be exempt from
UL1598.
Laboratory test results must be produced
using the fixture with the highest operating
temperature among all fixtures being
qualified, the specific ballast that will operate
in the fixture, and a lamp with the same
wattage and lamp type (e.g., triple-tube,
quad tube, spiral) that will operate in the
fixture. For this test, a sample of one or
more fixtures must be used.
The supplemental documentation should
include the following:
•	Fixture model(s) tested
•	Lamp model(s) and ballast model(s)
tested
•	Measured maximum ballast case
temperatures
•	Ambient temperature
•	Test procedure, including description
of fixture installation, thermocouple
location(s), and time that elapsed
before readings were taken.
•	Ballast Manufacturer Maximum
Recommended Case Temperature
During Normal Operation Inside the
Fixture(s)
•	Ballast Hot Spot Location Diagram
from the ballast manufacturer
Provide a test report from:
1.	a laboratory accredited by NVLAP or one
of its MRA signatories; or
2.	an OSHA NRTL laboratory; or
3.	the fixture or ballast manufacturer


Electromagnetic and
Radio Frequency
Interference
(Tables 1, 2A)
Consumer Limits Per FCC
47CFR Part 18.305 and
18.307
No supplemental documentation required.
Note: A laboratory test report must be
submitted upon EPA request.

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Ballast Frequency
(Table 1)
Oscilloscope instruction
manual
Laboratory test results must be produced
using the specific ballast that will operate in
the fixture. At least two of the three samples
must pass in order to qualify for ENERGY
STAR.
Provide:
1.	a test report from a laboratory accredited
by NVLAP or one of its MRA signatories;
or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	EPA-approved documentation from an
industry association, such as the
NEMA/ALA matrices; or
4.	a test report from the manufacturer
Transient Protection
(Table 1)
ANSI C82.11b, paragraph
5.10.1
Laboratory test results must be produced
using the specific ballast that will operate in
the fixture. For this test, a sample of three or
more ballasts must be used. All samples
must pass in order to qualify for ENERGY
STAR.
Provide:
1.	a test report from a laboratory accredited
by NVLAP or one of its MRA signatories;
or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	EPA-approved documentation from an
industry association, such as the
NEMA/ALA matrices; or
4.	a test report from the manufacturer
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End of Life Protection
(Table 1)
IEC 61347-2-3 Amendment
1 to Edition 1 2004-06 (or
ANSI C82.11-2005, upon its
release)
Laboratory test results must be produced
using the specific ballast that will operate in
the fixture. For this test, a sample of one or
more ballasts must be used.
For all ballasts that that operate T4 and/or T5
sized lamps, demonstrate that the ballast is
in compliance with the referenced standards
by providing:
1.	a test report from a laboratory accredited
by NVLAP or one of its MRA signatories;
or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the
test result for this performance
characteristic; or
3.	EPA-approved documentation from an
industry association, such as the
NEMA/ALA matrices; or
4.	a test report from the ballast
manufacturer
For all ballasts that operate T3 and smaller
sized lamps, provide from the ballast
manufacturer a circuit diagram and an
accompanying engineering description
outlining the scheme that is used to achieve
the end of life function within the ballast.
Aperture (Table 1A)
No Standard Available
(Use manufacturer protocol)
No supplemental documentation required.
Restricted Air
Movement (Table 1A)
ASTM E283
Laboratory test results must be produced
using each specific fixture that will be
qualified. For this test, a sample of one or
more fixtures must be used.
Provide a test report from:
1.	a laboratory accredited by NVLAP or one
of its MRA signatories; or
2.	an OSHA NRTL laboratory; or
3.	the fixture manufacturer
Electrical Connections
(Table 1A)
No Standard Available
(Use manufacturer protocol)
Supply engineering description and/or
schematic.
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Product Packaging for
Consumer Awareness
Requirements
(Table 1, 1A, 2A, &2B)
No Standard Available
(Use manufacturer protocol)
Provide a written copy or a PDF graphic of
the language that will be displayed on
product packaging and within the packaging,
as required (i.e., installation instructions for
air-tight rated fixtures).
Automatic Daylight
Shutoff
(Tables 2A, 2B)
No Standard Available
(Use manufacturer protocol)
Provide applicable sections of fixture
manual(s) that demonstrate controls exist for
each fixture being submitted.
Note: A laboratory test report must be
submitted upon EPA request.
Motion Control
(Table 2B)
No Standard Available
(Use manufacturer protocol)
Provide applicable sections of fixture
manual(s) that demonstrate controls exist for
each fixture being submitted.
Note: A laboratory test report must be
submitted upon EPA request.
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5) Additional Quality Assurance Requirements: The following requirements outline a manufacturer-
financed quality assurance system that will allow for independent evaluation of ENERGY STAR qualified
fixtures. These requirements will go into effect on October 1, 2005. Upon the effective date, EPA may
start requesting manufacturers to submit products for quality assurance testing as described below. EPA
reserves the right to modify these procedures based on experience gained in their implementation.
1.	Quality Assurance Testing: EPA will select fixtures each year for quality assurance testing. The
manufacturer of each selected fixture will be required to commission third-party testing of the
specified fixture by a manufacturer-independent NVLAP accredited testing lab. The testing lab will
procure three (3) samples of each fixture on the open market (if possible), with the first sample used
for initial testing.
If all performance parameters are met during initial testing, the second and third sample will not be
tested, unless the first sample becomes damaged or is otherwise unavailable for testing.
If the first sample fails one of the consumer informational parameters, EPA will contact the
manufacturer to resolve the failure.
If the first sample fails one of the performance parameters, the second and third samples will be
tested for all of the performance parameters.
Performance Parameters
•	Efficacy
•	Lamp Start Time
•	Correlated Color Temperature
•	Color Rendering Index
•	Lamp Base Type
•	Lumen Maintenance
•	Maximum Ballast Operating Case Temperature
Consumer Informational Parameters
•	Product Packaging
•	Lamp labeling information as written on the lamp or lamp base (manufacturer designation
that encompasses the lamp manufacturer name, wattage, correlated color temperature, and
color rendering index)
Schedule Requirements:
Initial testing must commence within 30 days of EPA notification to the manufacturer. Testing on the
first sample must be completed within 270 days of initial notification by EPA. If the second and third
samples need to be tested, testing needs to be completed within 240 days of failure of the first
sample.
If two or three samples fail to meet the same performance parameter of the ENERGY STAR
specification, the product will be addressed under EPA's delisting protocol.
Note: EPA will select no more than two (2) lamp/ballast platforms from any given manufacturer per
year. Having selected the lamp/ballast platform, EPA will then select for testing one specific fixture
that contains each platform.
2.	Challenge Testing: Any party who believes that a non-compliant fixture is using the ENERGY
STAR mark may initiate a challenge test. (If the compliance failure is related to one of the consumer
informational parameters, the challenger should contact EPA, which will handle the problem without
resort to a challenge test.) The challenger shall initiate the challenge by informing EPA or its
designated agent of the challenge in writing; the challenge must include the manufacturer and model
number of the challenged product as well as the parameter or parameters of the specification that
are under challenge. EPA or its agent will select a manufacturer-independent NVLAP-accredited
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testing lab to conduct the testing and obtain a price quote from the lab for testing the challenged
parameter(s). EPA will then request that the challenger and the manufacturer both make the
necessary financial and contractual arrangements with the testing lab. The challenger's failure to do
so will cancel the challenge test; the manufacturer's failure to do so will be deemed a challenge
failure. The two parties must finalize testing arrangements with the selected laboratory within 30
days of EPA's final selection of the laboratory.
The testing lab will procure three samples of each fixture on the open market (if possible), with the
first sample used for initial testing.
If the challenged performance parameters are met during initial testing, the second and third sample
will not be tested, unless the first sample becomes damaged or is otherwise unavailable for testing.
If the first sample fails one of the challenged performance parameters, the second and third samples
will be tested for the challenged parameters.
If two or three samples fail to meet the same performance parameter of the ENERGY STAR
specification, the product will be addressed under EPA's delisting protocol.
The testing lab will report its findings to EPA, which will forward the data to the challenger and the
manufacturer. If the fixture is subjected to EPA's delisting protocol, the challenged manufacturer
shall pay for the testing. If the fixture is NOT subjected to EPA's delisting protocol, the challenger
shall pay for the testing.
6)	Effective Date: The date that all ENERGY STAR qualified residential lighting fixtures must meet Version
4.0 will be defined as the effective date of the agreement. The ENERGY STAR Version 4.0 Eligibility
Criteria (aka Specification) for Residential Light Fixtures shall go into effect on October 1, 2005. Any
previously executed agreement on the subject of ENERGY STAR qualified residential light fixtures shall
be terminated effective September 30, 2005.
A.	Qualifying and Labeling Products under the Version 4.0 Specification: All products, including models
originally qualified prior to Version 4.0 with a date of manufacture after October 1, 2005, must
meet the new Version 4.0 requirements in order to use the ENERGY STAR on the product or in
product literature. The date of manufacture is specific to each unit, and is the date (e.g., month and
year) of which a unit is considered to be completely assembled. Manufacturers may begin to test
and submit products under Version 4.0 upon EPA's release of the final specification document. It is
EPA's intent that all inventory of fixtures qualified prior to Version 4.0 and with a date of manufacture
before October 1, 2005 will be sold by the manufacturer within six months after the effective date.
B.	Elimination of Automatic Grandfathering: EPA does not allow grandfathering under this Version 4.0
specification. Therefore, any product sold, marketed, or identified by the manufacturing partner as
ENERGY STAR must meet the current specification in effect at that time.
7)	Future Specification Revisions: ENERGY STAR reserves the right to change the specification should
technological and/or market changes affect its usefulness to consumers, industry, or the environment. In
keeping with current policy, revisions to the specification will be arrived at through industry discussions.
Expiration of ENERGY STAR Qualification: During future specification revisions EPA may choose to
require complete new test data (i.e., test data that has been obtained within the six months prior to
submitting the fixture for re-qualification) and documentation for all performance characteristics in order
for the fixture to remain ENERGY STAR qualified. New test data may be required for new, revised
and/or existing ENERGY STAR performance characteristics.
Ballast Accelerated Life Testing: To further guarantee that electronic ballasts achieve their potential
life, EPA intends to work with industry to develop and implement a ballast accelerated life test
requirement in future revisions of the specification.
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Line-Voltage Socket Standarization: EPA has worked with industry to develop a line-voltage socket
standard design for use in residential lighting fixtures for ballasts that drive lamps 26 watts and lower.
Under this Version 4.0 specification the use of this standard design is voluntary for compliance with
ENERGY STAR. EPA encourages manufacturers to adopt this standard design for use with replacable
ballasts and intends to include a standard line-voltage socket requirement in future specification
revisions (e.g V4.1).
Specific technical details are located at:
http://www.lrc.rpi.edu/proqrams/liqhtinqTransformation/lineVoltaqe/index.asp
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