Energy Star Program Requirements for Residential Light Fixtures Eligibility Criteria Version 4.1


ENERGY STAR® Program Requirements for
Residential Light Fixtures
Eligibility Criteria - Version 4.1
Table of Contents
Section 1: Definitions
Section 2: Qualifying Products	4
Section 3: Energy Efficiency Specifications for Qualifying Products	4
Section 4: Qualification Process, Testing Facilities, Standards & Documentation	5
Section 5: Additional Quality Assurance Requirements	6
Section 6: Effective Date	8
Section 7: Future Specification Revisions	8
ANNEX A:
Table 1: Indoor Fixtures	1
Table 1A: Additional Requirements for Indoor Recessed Downlight Retrofit Kits	14
Table 2A: Outdoor Fixtures: Compliance Through Efficient Light Source	17
Table 2B: Outdoor Fixtures: Compliance Through Reduced Operating Time	22
Table 3: GU-24 Based Integrated Lamps	25
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ENERGY STAR® Program Requirements for
Residential Light Fixtures
Eligibility Criteria - Version 4.1
TO?
Below is the product specification (Version 4.1) for ENERGY STAR qualified residential light fixtures. A
product must meet all of the identified criteria if it is to be labeled as ENERGY STAR by its manufacturer.
The intent of ENERGY STAR for Residential Light Fixtures is to move consumers from traditional
incandescent fixtures to fixtures that use high-quality fluorescent or other energy-efficient technologies,
including motion-sensors and daylight-sensors for outdoor fixtures.
1) Definitions: Below is a brief definition of a light fixture and other related terms as relevant to ENERGY
STAR:
A. ALA: American Lighting Association.
B. ANSI: American National Standards Institute.
C. APLAC: Asia Pacific Laboratory Accreditation Cooperation (NVLAP MRA Signatory).
D. Automatic Daylight Shutoff: A photocell device that automatically prevents operation of a fixture
during daylight hours.
E. Ballast: A device used with an electric-discharge lamp to obtain the necessary circuit conditions
(voltage, current, and waveform) for starting and operating.
F. Ballast Frequency: The frequency at which the ballast operates the lamp, measured in Hertz (Hz)
or Kilohertz (kHz).
G. CIE: Commission Internationale de I'Eclairage.
H. Color Rendering: The effect that the spectral characteristics of the light emitted by the lamp has on
the color appearance of the objects illuminated by the lamp. Color Rendering Index is measured
on a scale of zero to 100, and is defined in terms of a comparison of the spectral tri-stimulus
values of the objects under test illumination and a reference or standard illumination according to
the recommendations of CIE Publication No. 13.3.
I. Compact Fluorescent Lamp: A single based fluorescent lamp with a plug-in lamp base, including
multi-tube, multibend, spiral, and circline types.
J. Correlated Color Temperature (CCT): The actual color of the lamp is called the color temperature
and is defined in terms of the spectral tri-stimulus values (color coordinates) according to the
recommendations of IESNA LM-16. For color coordinates near the Black Body loci, the correlated
color temperature, measured in Kelvin (K), is used.
K. Covered Lamp: A lamp with an integral ballast and a translucent cover over the bare fluorescent
glass tube.
L. Electronic Ballast: A ballast which uses semi-conductor components to increase the frequency of
fluorescent lamp operation. Fluorescent system efficiency is increased due to the higher
M. GU-24 Based Integrated Lamp: A lamp unit that integrates all the elements necessary for starting
and operating the lamp, does not include any replaceable or interchangeable parts, and utilizes
the GU-24 base type.
N. IEC: International Electrotechnical Commission.
frequency.
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O. IESNA: Illuminating Engineering Society of North America.
P. I LAC: International Laboratory Accreditation Cooperation (NVLAP MRA Signatory).
Q. Input Power: The actual total power used by all lamp(s) and ballast(s) of the light fixture during
operation, as measured in watts (W).
R. Lamp: A generic term for a manufactured source of light. By extension, the term is also used to
denote sources that radiate in the visible spectrum.
S. Lamp Ballast Platform: A pairing of one ballast with one or more lamps that can operate
simultaneously on that ballast. A unique platform is defined by the manufacturer and model
number of the ballast and lamp(s) and the quantity of lamps that operate on the ballast.
T. Lamp Current Crest Factor: For 60Hz operation, the ratio of peak lamp current to the root mean
square (RMS) lamp current. For high-frequency (HF) operation, the highest peak lamp current of
the modulation envelope (when evaluated over a full line voltage cycle) to the root mean square
(RMS) of the lamp current.
U. Lampholder: A component of a fixture, which supplies power to the lamp and also holds the lamp
in place.
V. Light Fixture (Luminaire): A complete lighting unit consisting of a lamp or lamps and ballasting
(when applicable) together with the parts designed to distribute the light, position and protect the
lamps, and connect the lamps to the power supply.
W. Linear Fluorescent Lamp: A double based fluorescent lamp with a plug-in lamp base, including
straight shaped or U-bent types.
X. Magnetic Ballast: A ballast which uses a magnetic core and copper winding and operates at the
frequency of the line voltage.
Y. MRA: Mutual Recognition Arrangement.
Z. NACLA: National Cooperation for Laboratory Accreditation (NVLAP MRA Signatory).
AA. NEMA: National Electrical Manufacturers Association.
BB. NFPA: The National Fire Protection Association (United States), which develops the National
Electrical Code (NEC).
CC. NRTL: Nationally Recognized Testing Laboratory as recognized by OSHA's NRTL Program, which
is a part of OSHA's Directorate of Technical Support.
DD. NVLAP: National Voluntary Laboratory Accreditation Program.
EE. Optics: Include reflectors, baffles, lenses and/or diffusers, all which control the light distribution and
the appearance of the lighted fixture.
FF. OSHA: Occupational Safety & Health Administration.
GG. Pigtail: A short piece of cable with two connectors on each end for converting between one
connector type and another; also referred to as a screw-based adapter and socket adapter.
HH. Power Factor: The active power divided by the apparent power (i.e., the product of the rms input
voltage and rms input current of a ballast).
II. Recessed downlight retrofit kit: A non-linear lighting unit consisting of lamp(s), ballasting, optics,
trim, and power supply connection designed to convert an incandescent or halogen type Insulated
Ceiling (IC) or non-IC recessed downlight into an air-tight fixture that uses an energy-efficient light
source.
JJ. Run-up Time: The time needed after switching on the supply for the lamp to reach 80.0% of its
stabilized luminous flux.
KK. Standardized Color Ellipse: An elliptical region of chromaticity coordinates that is defined using a
centroid, a tilt angle relative to a horizontal axis, and a defined level of variance. Such a region
defines what chromaticity coordinates can be acceptably associated with a target Correlated Color
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Temperature. For this specification, standardized color ellipses are defined using centroids based
upon objective chromaticities (x,y) and tilt angles (e) specified in Table 1 and 2 of ANSI C78.376-
2001, and a defined variance of seven steps.
LL. Trim: Trim is the part of the downlight that covers the ragged edge of the ceiling cut-out. The trim
may be a separate ring, or trim ring, or it may be integrated with the optics (i.e., a self-flanged
reflector). Airtight or non-airtight.
MM. UL: Underwriters Laboratories.
Note: definitions for Covered Lamp, GU-24 Based Integrated Lamp, and Run-up Time were added
because of the addition of requirements for GU-24 based platforms.
2) Qualifying Products: The ENERGY STAR Residential Light Fixture specification covers the requirements
for indoor and outdoor light fixtures and recessed downlight retrofit kits intended primarily for residential
type applications. For the purposes of this ENERGY STAR specification, residential applications include
single-family and multi-family dwellings (such as houses and apartments), dormitories, public or military
housing, assisted-living facilities, motels and hotels, and some light commercial applications.
Exclusion of magnetic ballasts: Indoor fixtures that use magnetic ballasts cannot be ENERGY STAR
qualified under this Version 4.1 specification. Only outdoor fixtures that use high intensity discharge
(HID) lamps, such as metal halide and high pressure sodium, may continue to use magnetic ballasts.
Allowance of pin-based line voltage sockets and ballast/lamps in fixtures: The line-voltage socket
must comply with the standard GU-24 design developed by EPA and industry. Specific technical details
for this standard design are located at:
http://www.lrc.rpi.edu/proqrams/liqhtinqTransformation/lineVoltaqe/index.asp
Temporary allowance for decorative LEDs: EPA encourages the use of innovative light source
technologies such as LEDs. LEDs used as decorative lighting elements in residential lighting fixtures
and ceiling fan light kits are allowed as long as the total wattage of the LEDs does not exceed five (5)
watts, the average LED system (LED and driver) efficacy is at least 20 lumens per watt, and the LED is
used to supplement a primary light source that meets all of the applicable performance characteristics
outlined in the Eligibility Criteria. The ENERGY STAR Partner must supply the following LED
information to EPA: total wattage consumed by all the LEDs, manufacturer warranty, an LED
manufacturer specification sheet that shows wattage, efficacy, LED life, color, and lumen depreciation.
This is a temporary allowance for the use of LEDs; EPA plans to develop more comprehensive
specifications for LED performance as the technology advances and becomes more widely used in
residential applications.
3) Energy-Efficiency Specifications for Qualifying Products: Only those products listed in Section 2 that
meet the criteria provided in Annex A may qualify as ENERGY STAR. Specifications for qualifying
indoor fixtures can be found in Table 1. Specifications for qualifying recessed downlight retrofit kits
can be found in Table 1A. Specifications for qualifying outdoor fixtures can be found in either Table
2A - Outdoor Fixtures: Compliance Through Efficient Light Source, or Table 2B - Outdoor Fixtures:
Compliance Through Reduced Operating Time. Specifications for GU-24 based integrated lamps
used in ENERGY STAR fixtures can be found in Table 3.
Note: Tables 1, 1A, 2A, and 2B are now located in Annex A of this specification. It is EPA's intention that
this location will provide clarity and improve its ease of use for manufacturers. "Reference Standards and
Required Documentation," have been incorporated into Tables 1, 1A, 2A, and 2B for further clarity.
Note: Table 3 includes new additions to this revised specification and provides eligibility criteria specific to
GU-24 based integrated lamps to be used in ENERGY STAR qualified residential light fixtures, which
have not previously been addressed by ENERGY STAR. A draft of criteria in Table 3 was distributed by
EPA to industry stakeholders on May 16, 2006. Information about the revision process is available on the
Web at www.energystar.gov/productdevelopment.
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4) Qualification Process. Acceptable Sources of Documentation. Reference Standards & Required
Documentation
The following section describes the steps required to qualify residential light fixtures as ENERGY STAR,
provides information about acceptable sources of documentation, and states the testing standards and
documentation required for each performance characteristic.
Qualification Process:
To qualify a residential lighting fixture as ENERGY STAR, it must be tested according to the protocol
outlined below. Note: EPA reserves the right to require additional documentation, at any time, in
order to determine compliance with all performance characteristics.
A. Partner must test qualifying products and obtain required documentation to meet the performance
characteristics referenced in Section 3 of this specification. Refer to the appropriate columns in
Tables 1 through 3 to determine the reference standard and required documentation applicable to
each performance characteristic.
The following stipulations apply:
• For multiple fixture models that use the same lamp/ballast combination, only one set of test
results is required. For example, two fixtures that use the same lamp and ballast
combination, but have different trim, lens and/or chasse need only be tested once.
• For fixture models that may use different ballasts (either in terms of the type of ballast or
manufacturer), each lamp/ballast combination must undergo testing and the test results
must be submitted for qualification. For example, if a residential light fixture partner plans to
use ballasts from several manufacturers in any one fixture, the fixture must be tested with
each manufacturer's ballast.
• For fixture models with one ballast type that can work with multiple lamp types, the fixtures
need only be tested with one lamp type. The lamp type must either be the one supplied with
the fixture at shipment or, if a lamp is not supplied, one of the lamp types listed on the
packaging. Please note that EPA expects all lamps listed on the packaging to comply with
the specification when operating on the fixture's ballast. To ease the burden on the
manufacturer, however, test data need be submitted for only one lamp type operating on the
fixture's ballast.
B. Electronically submit a completed copy of the ENERGY STAR Residential Light Fixture Qualified
Product Information (QPI) form, along with required documentation in the Supplemental Information
Reporting (SIR) form, to the address listed on the QPI form. To obtain the current version of the QPI
and SIR forms, visit the "Lighting" section of the ENERGY STAR Web site at
www.enerqvstar.gov/partners and click on "Product Specifications."
Acceptable Sources of Documentation:
A. A variety of acceptable sources of documentation are referenced for each performance characteristic
within Tables 1 through 3. For clarity, these sources are summarized below:
¦ A test report from a laboratory accredited by NVLAP or one of its MRA signatories - Both
public and private accredited laboratories may be used. NVLAP's MRA signatory partners
include ILAC, APLAC, and NACLA. Note that if the laboratory used for the lumen output, CRI,
CCT, or lamp life test is accredited by NVLAP or one of its MRA signatories, it must also have a
scope of accreditation that includes the method of measurement reference standard for this
1 EPA may on occasion modify submittal procedures and format. Partners will be notified at the time of these
modifications. For the most current instructions on submitting fixtures to ENERGY STAR, reference the Residential Light
Fixtures Partner Resources page on the ENERGY STAR website.
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performance characteristic. Partners should obtain from the laboratory both its certificate of
accreditation and its scope of accreditation and submit them to ENERGY STAR.
¦ An EPA-approved Platform Letter of Qualification - These letters are provided from EPA to
manufacturers who have pre-approved specific performance characteristics for their lamp and/or
ballast. When using this type of documentation, Partners should obtain a copy of the applicable
letter from the manufacturer and include it with the ENERGY STAR submittal.
¦ EPA-approved documentation from an industry association - In certain instances, EPA has
approved documentation from industry associations who take responsibility for specific
performance characteristics of lamps and/or ballasts. When using this type of documentation,
Partners should contact the industry association to obtain the EPA-approved documentation that
is required for use with ENERGY STAR submittals. Note: Partners may use the NEMA-ALA
Lamp and Ballast Matrices as a source for obtaining required information to qualify fixtures.
These matrices can be found at http://www.nema.org/lampballastmatrix/.
¦ A test report from an OSHA NRTL laboratory - Documentation for safety requirements must
come from an OSHA NRTL laboratory. OSHA NRTL laboratories may also be used to obtain
certain additional performance characteristics, as specified in Tables 1 through 3.
¦ Manufacturer documentation - Documentation for certain performance characteristics (such
as product packaging requirements) may come directly from the original equipment
manufacturer.
B. The information below may be used to locate an accredited testing facility:
¦ For a list of NVLAP accredited laboratories, visit the NVLAP Web site at
http://www.nist.gov/nvlap or call (301) 975-4016.
¦ For a list of signatories to the ILAC MRA, visit the ILAC Web site at www.ilac.org.
¦ For a list of signatories to the APLAC MRA, visit the APLAC Web site at
http://www.ianz.govt.nz/aplac/.
¦ For a list of signatories to the NACLA MRA, visit the NACLA Web site at www.nacla.net.
¦ For a list of accredited OSHA NRTL laboratories, visit http://www.osha.gov/dts/otpca/nrtl/ or call
(202) 693-2110.
Note; As mentioned in the note for section 3, above, the former Table 3 provided in Version 4.0 has
been incorporated into Tables 1 through 2B, which are provided in Annex A of this revised
specification.
5) Additional Quality Assurance Reguirements: The following requirements outline a manufacturer-
financed quality assurance system that will allow for independent evaluation of ENERGY STAR qualified
fixtures. These requirements went into effect with the Version 4.0 effective date of October 1, 2005.
EPA may request manufacturers to submit products for quality assurance testing as described below.
EPA reserves the right to modify these procedures based on experience gained in their implementation.
The Procedures Manual for the first round of this program is available on the ENERGY STAR RLF
Partner Resources page at:
http://www.energvstar.gov/ia/partners/manuf res/downloads/Final QA4 Testing Guidelines Procedure
s Man.pdf.
For the most current information on this program, reference the Residential Light Fixtures Partner
Resources page on the ENERGY STAR website.
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Note; On November 9, 2006 EPA distributed a letter to Partners and stakeholders indicating plans to
expand the Quality Assurance Testing Program (QA4) to include lamp/ballast platforms and requested
comments. EPA received feedback from several Partners and stakeholders and based on those
comments has integrated QA4 for platforms with a sample size often; fixture sample size remains at
three. Because of the larger impact of one platform on potentially hundreds of fixture models, EPA
agrees that a larger sample of platforms should be tested. However, EPA also recognizes that
requiring ten fixture samples would be very costly and thus has not changed QA4 fixture sample size.
EPA is currently revising the QA4 Procedure Manual to include platforms.
The QA4 information written in this section is only intended to provide a general description and
summary of the QA4 program and process. EPA's ENERGY STAR Quality Assurance Testing
Guidelines and Procedures Manual provides details on the procedures manufactures and laboratories
must follow to comply with QA4. The Procedures Manual can be found at,
http://www.enerqvstar.gov/ia/partners/manuf res/downloads/Final QA4 Testing Guidelines Procedur
es Man.pdf or upon email request to RLF@icfi.com.
A. Quality Assurance Testing (QA4): EPA will select fixtures and platforms each year for quality
assurance testing. The manufacturer of each selected fixture or platform will be required to
commission third-party testing of the specified fixture by a manufacturer-independent NVLAP
accredited testing lab. The testing lab will procure three (3) samples of each fixture and ten (10)
samples of each platform on the open market (if possible). Specific testing details are outlined in
the Procedures Manual. Each fixture and platform must be tested for:
Performance Parameters
• Efficacy
• Lamp Start Time
• Correlated Color Temperature
• Color Rendering Index
• Lamp Base Type
• Lumen Maintenance
• Maximum Ballast Operating Case Temperature (fixtures only)
Consumer Informational Parameters
• Product Packaging
• Lamp labeling information as written on the lamp or lamp base (manufacturer designation
that encompasses the lamp manufacturer name, wattage, correlated color temperature, and
color rendering index)
Schedule Reguirements:
The manufacturer must retain a qualified third-party NVLAP accredited testing lab within 10 business
days of EPA notification. The laboratory must complete all initial testing (except lumen maintenance,
which should be started but cannot be completed) within 19 calendar days of notification of test start
date to EPA. Testing on the first sample must be completed within 270 days of initial notification by
EPA. If the second and third samples need to be tested, testing needs to be completed within 240
days of failure of the first sample.
For fixtures, if two or three samples fail to meet the same performance parameter of the ENERGY
STAR specification, the fixture will be addressed under EPA's delisting protocol.
Note: EPA will select no more than two (2) lamp/ballast platforms from any given manufacturer per
year. Having selected the lamp/ballast platform, EPA will then select for testing one specific fixture
that contains each platform.
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B. Third-Party Complaint Process: Any party who believes that a non-compliant fixture is using the
ENERGY STAR mark may request that EPA investigate the fixture's compliance. This request must
be accompanied by laboratory test reports or other evidence indicating that the product does not
meet ENERGY STAR requirements. The third party making the complaint shall remain anonymous
in all communications between EPA and the manufacturer whose product is in question.
EPA will review the materials from the third party; will notify the manufacturer of the complaint; and if
necessary request a corrective action plan be submitted within seven calendar days. Upon receipt
and review of the corrective action plan, EPA will take one of the following actions:
• Determine that the fixture is eligible to meet the ENERGY STAR requirements, or
• Determine that the fixture is not qualified or not eligible to be qualified and either request
additional information or take steps to remove the fixture from the ENERGY STAR Qualified
Product List for a minimum of six months and/or ensure the manufacturer ceases use of the
ENERGY STAR mark.
EPA reserves the right to terminate any partnership agreements with a manufacturer whose
products repeatedly violate the specification
Note; The "Challenge Testing" section that was in Version 4.0 was removed in favor of a section
summarizing EPA's Third Party Complaint process. This process still allows manufacturers and other
parties to report alleged non-compliant products to EPA. The complete details of the process are
available upon email request to RLF@icfi.com
6) Effective Date: The date that all ENERGY STAR qualified residential lighting fixtures must meet Version
4.1 will be defined as the effective date of the agreement. The ENERGY STAR Version 4.1 Eligibility
Criteria (aka Specification) for Residential Light Fixtures shall go into effect on November 1, 2007. Any
previously executed agreement on the subject of ENERGY STAR qualified residential light fixtures shall
be terminated effective October 31, 2007.
A. Qualifying and Labeling Products under the Version 4.1 Specification: All products, including models
originally qualified prior to Version 4.1 with a date of manufacture on or after November 1, 2007,
must meet the new Version 4.1 requirements in order to use the ENERGY STAR on the product or in
product literature. The date of manufacture is specific to each unit, and is the date (e.g., month and
year) of which a unit is considered to be completely assembled. Manufacturers may begin to test
and submit products under Version 4.1 upon EPA's release of the final specification document. It is
EPA's intent that all inventory of fixtures qualified prior to Version 4.1 and with a date of manufacture
before November 1, 2007 will be sold by the manufacturer within six months after the effective date.
B. Elimination of Automatic Grandfathering: EPA does not allow grandfathering under this Version 4.1
specification. Therefore, any product sold, marketed, or identified by the manufacturing partner as
ENERGY STAR must meet the current specification in effect at that time.
7) Future Specification Revisions: ENERGY STAR reserves the right to change the specification should
technological and/or market changes affect its usefulness to consumers, industry, or the environment. In
keeping with current policy, revisions to the specification will be arrived at through industry discussions.
Expiration of ENERGY STAR Qualification: During future specification revisions EPA may choose to
require complete new test data (i.e., test data that has been obtained within the six months prior to
submitting the fixture for re-qualification) and documentation for all performance characteristics in order
for the fixture to remain ENERGY STAR qualified. New test data may be required for new, revised
and/or existing ENERGY STAR performance characteristics.
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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 1 - Indoor Fixtures
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation
Note: Only electronic ballasts may be used to meet the requirements of this table. In addition, fixtures that utilize compact fluorescent lamps that do not have a
plug-in base (i.e use a mogul, medium, or other screw base) are not eligible to earn the ENERGY STAR.
Combined Lamp & Ballast Requirements:
System Efficacy Per
Lamp Ballast Platform
in Lumens Per Watt
(LPW)1,
1. a test report from a laboratory accredited by
NVLAP or one of its MRA signatories; or
2. an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the test
result for this performance characteristic; or
3. EPA-approved documentation from an
industry association, such as the NEMA/ALA
matrices.
Note: If the laboratory used for this test is
accredited by NVLAP or one of its MRA
signatories it must also have a scope of
accreditation that includes the method of
measurement reference standard for this
performance characteristic.
> 50 LPW for all lamp types below 30 total listed
lamp watts.
> 60 LPW for all lamp types that are < 24 inches
and > 30 total listed lamp watts.
> 70 LPW for all lamp types that are > 24 inches
and > 30 total listed lamp watts.
IESNA LM-9; LM-66;
ANSI C82.2
Laboratory test results must be produced using
the specific lamp and ballast combination that will
operate in the fixture. For this test, a sample of
three or more lamps must be used. Two of the
three samples must pass in order to qualify for
ENERGY STAR.
Provide:
Lamp Requirements:
Lamp Life
For lamps shipped with the fixtures, the average
rated life of the lamp must be > 10,000 hours.
IESNA LM-40-01; LM-65-01;
Laboratory test results must be produced using
the specific lamp that will operate in the fixture
1 Efficacy shall be determined by the following equation:
Efficacy [Lumens per Watt] = Measured Lamp Lumens TLumensl
Measured Input Power [Watts]
Lamp Lumens: Lamp lumens must be measured using the lamp and ballast that are shipped with the fixture.
Input Power: Input power must be measured with the lamp and ballast that are shipped with the fixture.
Annex A - 1 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 1 - Indoor Fixtures
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation

If the lamp is not shipped with the fixture, product
packaging must meet the requirements set forth
in the "Product Packaging for Consumer
Awareness" section of this Table.
IEC 60091; IEC 60901;
ANSI C82.1; ANSI C82.11
and either the ballast that will operate in the
fixture or a commercially- available ballast that
meets the applicable ANSI ballast requirements
for the lamp being tested. For this test, a sample
often or more lamps must be used.
Provide:
1.	a test report from a laboratory accredited by
NVLAP or one of its MRA signatories; or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the test
result for this performance characteristic; or
3.	EPA-approved documentation from an
industry association, such as the NEMA/ALA
matrices; or
4.	a test report from an ISO 9000 registered
facility.
Manufacturers may obtain ENERGY STAR
conditional qualification for their fixture if all of the
following items are provided:
1.	A letter on letterhead from a NVLAP
laboratory, one of its MRA signatories, or an
ISO 9000 registered facility demonstrating
lamp life testing has begun.
2.	A laboratory report proving that testing has
been completed for at least 40% of rated life.
3.	The date for testing completion.
Conditional approval will only be granted for a
period of no longer than 325 days.
Note: If the laboratory used for this test is
accredited by NVLAP or one of its MRA
signatories it must also have a scope of
accreditation that includes the method of
measurement reference standard for this
Annex A-2 of 36

performance characteristic.
Lumen Maintenance
For lamps indicated on the fixture packaging or
shipped with the fixtures, the lamp shall have an
average rated lumen maintenance of at least 80%
of initial lamp lumens at 40% (4,000 hours
minimum) rated lamp life.
IESNA LM-40-01; IESNA LM-
9-99; IESNA LM-65-01;
IESNA LM-66-00; ANSI
C78.5
Laboratory test results must be produced using
the specific lamp that will operate in the fixture.
For this test, a sample often or more lamps must
be used to demonstrate that at least 80% of the
samples achieved the required lumen
maintenance value.
Provide:
1. a test report from a laboratory accredited by
NVLAP, one of its MRA signatories; or
2. an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the test
result for this performance characteristic; or
3. EPA-approved documentation from an
industry association, such as the NEMA/ALA
matrices; or
4. a test report from an ISO 9000 registered
facility.
Color Rendering Index
For lamps shipped with the fixtures, the color
rendering index must meet the following
requirements:
> 80 for compact fluorescent lamps.
> 75 for linear fluorescent lamps.
If the lamp is not shipped with the fixture, product
packaging must meet the requirements set forth
in the "Product Packaging for Consumer
Awareness" section of this Table.
IESNA LM-58; CIE 13.3
Laboratory test results must be produced using
the specific lamp that will operate in the fixture.
For this test, a sample often or more lamps must
be used to demonstrate that at least 80% of the
samples achieved the required color rendering
index value.
Provide:
1. a test report from a laboratory accredited by
NVLAP or one of its MRA signatories; or
2. an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the test
result for this performance characteristic; or
3. EPA-approved documentation from an
industry association, such as the NEMA/ALA
matrices.
Annex A - 3 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 1 - Indoor Fixtures
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation



Note: If the laboratory used for this test is
accredited by NVLAP or one of its MRA
signatories it must also have a scope of
accreditation that includes the method of
measurement reference standard for this
performance characteristic.
Correlated Color
Temperature
For lamps shipped with the fixtures, the lamps
must have one of the following designated
correlated color temperatures (CCT): 2700K,
3000K, 3500K, 4100K, 5000K, or6500K.
If the lamp is not shipped with the fixture, product
packaging must meet the requirements set forth
in the "Product Packaging for Consumer
Awareness" section of this Table.
IESNA LM-58; LM-16
Laboratory test results must be produced using
the specific lamp that will operate in the fixture.
For this test, a sample often or more lamps must
be used. Test results must demonstrate that at
least 90% of the lamps tested fall within a 7-step
ANSI Mac Adam ellipse.
Provide:
1.	a test report from a laboratory accredited by
NVLAP, one of its MRA signatories; or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the test
result for this performance characteristic; or
3.	EPA-approved documentation from an
industry association, such as the NEMA/ALA
matrices; or
4.	a test report from an ISO 9000 registered
facility.
It is also intended that the lamp manufacturer will
meet the following quality requirements during
the production runs of each lamp model:
1. The lamp manufacturer is required to
maintain color control such that a minimum
of 90 percent of the ongoing production (as
represented by samples tested from each
production shift for the same color and when
typically evaluated over 12 month period) will
fall within the 7 step Mac Adam color ellipse
associated with the designated
Annex A-4 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 1 - Indoor Fixtures
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation



(manufacturer declared) target color.
2.	For the purposes of meeting color control the
lamp manufacturer must maintain testing
equipment calibrated to international
practices and standards and must compile
the ongoing color control data in a manner so
that is can be easily reviewed upon EPA
request.
3.	At a minimum, the manufacturer's color
quality control program must maintain the
following information for a 3-year period:
a.	Test dates and sample size (minimum of
two lamps per production shift)
b.	Test results (x,y) for each sample lamp
measured
c.	Test results (all x,y data) for sample
lamps plotted graphically against the
designated seven step color ellipse and
available for review at least on a
quarterly basis
d.	Records to substantiate that 90 percent
of the (x,y) data points fall within the
applicable seven (7) step Mac Adam
ellipse. Manufacturers are encouraged to
exceed this target.
Lamp/Lampholder
Compatibility
For lamps indicated on the fixture packaging or
shipped with the fixtures, lamps must utilize an
ANSI/IEC standardized lamp base configuration,
as defined by ANSI C81.61 and IEC 60061-1.
The lampholder must be designed to accept
lamps with ANSI/IEC standardized lamp base
configurations for all applicable wattages. For
example, if the ballast can operate lamps with
multiple wattages (e.g., an 18W, 26W, or32W
lamp) then the lampholder must be designed to
accept lamps with ANSI/IEC standardized lamp
base configurations for all three applicable
Lamp Base Configuration:
ANSI C81.61; IEC 60061-1
For Lamps Compliant with an
ANSI-IEC Standard (for lamp
dimensions and electrical
parameters): ANSI C78.901-
2001; ANSI C78.81-2001;
IEC 60901; IEC 60081
Lamps Not Compliant with an
ANSI-IEC Standard (for lamp
dimensions and electrical
Lamp Base Configuration : Provide manufacturer
data indicating the lamp base type used.
Lamps Compliant with an ANSI-IEC Standard
(for lamp dimensions and electrical parameters):
Provide manufacturer data indicating applicable
ANSI-IEC lamp data sheet number.
Lamps Not Compliant with an ANSI-IEC
Standard (for lamp dimensions and electrical
parameters): Provide a manufacturer lamp
specification sheet that describes the following
(use the ANSI lamp data sheets found in ANSI
Annex A - 5 of 36

-------
Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 1 - Indoor Fixtures
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation

wattages.
In addition, lamps shall either:
•	Meet the requirements of an ANSI/IEC
standardized lamp specification sheet, as
defined by ANSI C78.901-2001 and IEC
60901 (for compact fluorescent lamps) or
ANSI C78.81-2001 and IEC 60081 (for
linear lamps) if an applicable standard
exists, or,
•	If no ANSI/IEC lamp standard exists (e.g.,
a spiral compact fluorescent lamp), a
custom lamp specification sheet must be
provided at the time of submittal.
parameters): ANSI C78.901-
2001; ANSI C78.81-2001
(used as a reference for the
format and type of
information required on a
custom lamp specification
sheet)
C78.901 and C78.81 as a reference for the
format and type of information requested):
1.	Lamp Description, including:
•	Lamp Model Number
•	Nominal Wattage
•	Bulb Designation / Lamp Size (i.e., T4,
T5, T8, etc.)
•	Lamp Base Type as defined by ANSI
C81.61 or IEC 60061-1 (i.e., 2G13,
GR10q, etc.)
•	Starting Circuit Application (i.e., rapid
start, preheat, etc.)
2.	Dimensional Characteristics, including
diagram
3.	Lamp Operating Characteristics, including:
•	Approximate wattage (W)
•	Voltage( V)
•	Current (A)
Lamp Labeling
Requirement
For lamps shipped with fixtures, a manufacturer
designation that encompasses the lamp
manufacturer name, wattage, correlated color
temperature, and color rendering index must be
labeled on the lamp or lamp base.
No Standard Available
(Use manufacturer protocol)
Provide a copy of the actual language that will be
included on the base of the lamp.
Electronic Ballast Requirements
(Note: Magnetic Ballasts May Not Be Used in Indoor Fixtures):
General
Per ANSI C82.11 Section 5 except paragraph
5.3.1.


Lamp Start Time
The time needed after switching on the lamp to
start continuously and remain illuminated must be
an average of one second or less.
ANSI C82.11-5.2
Laboratory test results must be produced using
the specific lamp and ballast combination that will
operate in the fixture. For this test, a sample of
three or more lamps must be used. Two of the
three samples must pass in order to qualify for
ENERGY STAR.
Provide:
1. a test report from a laboratory accredited by
Annex A-6 of 36

-------
Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 1 - Indoor Fixtures
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation



NVLAP or one of its MRA signatories; or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the test
result for this performance characteristic; or
3.	EPA-approved documentation from an
industry association, such as the NEMA/ALA
matrices; or
4.	a test report from an OSHA NRTL laboratory.
Power Factor
IV
o
cn
ANSI C82.11-3.3.1
Laboratory test results must be produced using
the specific ballast that will operate in the fixture.
For this test, a sample of three or more ballasts
must be used. At least two of the three samples
must pass in order to qualify for ENERGY STAR.
Provide:
1.	a test report from a laboratory accredited by
NVLAP or one of its MRA signatories; or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the test
result for this performance characteristic; or
3.	EPA-approved documentation from an
industry association, such as the NEMA/ALA
matrices; or
4.	a test report from the manufacturer
Lamp Current Crest
Factor
< 1.7
ANSI C82.11-3.3.3 and 5.6
ANSI C82.1-5.6.1
Laboratory test results must be produced using
the specific ballast that will operate in the fixture.
For this test, a sample of three or more ballasts
must be used. At least two of the three samples
must pass in order to qualify for ENERGY STAR.
Provide:
1.	a test report from a laboratory accredited by
NVLAP or one of its MRA signatories; or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the test
Annex A - 7 of 36

-------
Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 1 - Indoor Fixtures
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation



result for this performance characteristic; or
3.	EPA-approved documentation from an
industry association, such as the NEMA/ALA
matrices; or
4.	a test report from an OSHA NRTL laboratory.
Maximum Measured
Ballast Case
Temperature During
Normal Operation
Inside Fixture(s)
Not to exceed the ballast manufacturer maximum
recommended ballast case temperature during
normal operation inside a fixture.
Note: This performance characteristic is separate
and distinct from thermal requirements
established by UL, which governs safety rather
than longevity of the ballast. All qualified fixtures
are expected to meet this requirement, including
linear, suspended, close-to-ceiling, IC, ICAT and
Non-IC recessed canisters, etc. as well as those
fixtures that may be exempt from UL1598.
UL 1598, Section 11
(Acceptable when the
thermocouple is placed at the
hot-spot location indicated by
the ballast manufacturer.)
-OR-
Lighting Research Center
(LRC) "Proposed Durability
Testing Method:
Temperature" available at
htto://www. lrc.roi.edu/Droara
ms/liahtinaTransformation/odf
/durabilitvTestinaFinalReDort.
pdf
Note: All qualified fixtures are
expected to meet the
Measured Maximum Ballast
Case Temperature During
Normal Operation Inside
Fixture(s) requirement. This
includes every qualified
fixture including linear,
suspended, close-to-ceiling,
IC, ICAT and Non-IC
recessed canisters, etc. as
well as those fixtures that
may be exempt from UL1598.
Laboratory test results must be produced using
the fixture with the highest operating temperature
among all fixtures being qualified, the specific
ballast that will operate in the fixture, and a lamp
with the same wattage and lamp type (e.g., triple-
tube, quad tube, spiral) that will operate in the
fixture. For this test, a sample of one or more
fixtures must be used.
The supplemental documentation should include
the following:
•	Fixture model(s) tested
•	Lamp model(s) and ballast model(s)
tested
•	Measured maximum ballast case
temperatures
•	Ambient temperature
•	Test procedure, including description of
fixture installation, thermocouple
location(s), and time that elapsed before
readings were taken.
•	Ballast Manufacturer Maximum
Recommended Case Temperature
During Normal Operation Inside the
Fixture(s)
•	Ballast Hot Spot Location Diagram from
the ballast manufacturer
Provide a test report from:
1.	a laboratory accredited by NVLAP or one of
its MRA signatories; or
2.	an OSHA NRTL laboratory; or
Annex A - 8 of 36

3. the fixture or ballast manufacturer
Electromagnetic and
Radio
Frequency Interference
Ballast must meet FCC requirements for
consumer use (FCC 47 CFR Part 18 Consumer
Emission Limits)
Consumer Limits Per FCC 47
CFR Part 18.305 and 18.307
No supplemental documentation required.
Note: A laboratory test report must be submitted
upon EPA request.
Ballast Frequency
20 to 33 kHz or >40 kHz
Oscilloscope instruction
manual
Laboratory test results must be produced using
the specific ballast that will operate in the fixture.
At least two of the three samples must pass in
order to qualify for ENERGY STAR.
Provide:
1. a test report from a laboratory accredited by
NVLAP or one of its MRA signatories; or
2. an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the test
result for this performance characteristic; or
3. EPA-approved documentation from an
industry association, such as the NEMA/ALA
matrices; or
4. a test report from the manufacturer
Transient Protection
Per ANSI C82.11b, paragraph 5.10.1 (100kHz
Ring Wave, 2.5kV, both common mode and
differential mode, 7 strikes)
ANSI C82.11b, paragraph
5.10.1
Laboratory test results must be produced using
the specific ballast that will operate in the fixture.
For this test, a sample of three or more ballasts
must be used. All samples must pass in order to
qualify for ENERGY STAR.
Provide:
1. a test report from a laboratory accredited by
NVLAP or one of its MRA signatories; or
Annex A - 9 of 36

-------
Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 1 - Indoor Fixtures
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation



2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the test
result for this performance characteristic; or
3.	EPA-approved documentation from an
industry association, such as the NEMA/ALA
matrices; or
4.	a test report from the manufacturer
End of Life Protection
All ballasts that operate lamps sized T5 and
smaller must contain an end of life protection
circuit. For ballasts that operate multiple lamps
and are required to have end of life protection, the
ballast must shut down no more than two lamps
when one of the lamps has reached end of life.
For example, a fixture with one ballast and five
lamps must not shut down more than the lamp
that has reached end of life plus one additional
lamp.
IEC 61347-2-3 Amendment 1
to Edition 1 2004-06 (or ANSI
C82.11-2005, upon its
release)
Laboratory test results must be produced using
the specific ballast that will operate in the fixture.
For this test, a sample of one or more ballasts
must be used.
For all ballasts that that operate T4 and/or T5
sized lamps, demonstrate that the ballast is in
compliance with the referenced standards by
providing:
1.	a test report from a laboratory accredited by
NVLAP or one of its MRA signatories; or
2.	an EPA approved Platform Letter of
Qualification that lists the lamp/ballast
combination used in the fixture and the test
result for this performance characteristic; or
3.	EPA-approved documentation from an
industry association, such as the NEMA/ALA
matrices; or
4.	a test report from the ballast manufacturer
For all ballasts that operate T3 and smaller sized
lamps, provide from the ballast manufacturer a
circuit diagram and an accompanying
engineering description outlining the scheme that
is used to achieve the end of life function within
the ballast.
Dimming
Torchiere style portable fixtures shall be
dimmable from 100% to 30%, or less, of
maximum light output, or be switchable to three
levels of brightness, not including the off position.
No Standard Available
(Use manufacturer protocol)
No supplemental documentation required.
Note: A laboratory test report proving the fixture
is dimmable from 100% to 30% must be
Annex A - 10 of 36

-------
Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 1 - Indoor Fixtures
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation

Other fixture types that utilize dimmable ballasts
shall be dimmable from 100% to 30%, or less, of
maximum light output, or be switchable to three
levels of brightness, not including the off position.

submitted upon EPA request.
Safety - Ballasts and
"Non-Edison base
Fluorescent Adapters"
The cover page of a safety test report or a
general coverage statement must be provided to
demonstrate compliance with ANSI/UL 935 or UL
1993, as appropriate.
ANSI/UL 935 or UL 1993
Provide the cover page of a safety test report or
a general coverage statement from an OSHA
NRTL laboratory.
Fixture Requirements:
Fixture Warranty
A written warranty must be included with fixture
packaging at the time of shipment, which covers
repair or replacement of defective parts of the
fixture housing, optics, trim and electronics
(excluding the lamp) for a minimum of two years
from the date of purchase.
No Standard Available
(Use manufacturer protocol)
Provide a copy of the actual two-year fixture
manufacturer written warranty that is included
with product packaging.
Noise
Class A sound rating for electronic ballasts within
the fixture, not to exceed a measured level of 24
dBA (audible) when the ballast is installed in the
fixture.
Class A sound rating for
electronic ballasts within the
fixture, not to exceed a
measured level of 24 dBA
(audible) when the ballast is
installed in the fixture and is
measured using a sound
meter (similar in performance
to B&K type 2209) where the
microphone is located 12
inches from the fixture in any
direction.
No supplemental documentation required.
Note: A laboratory test report must be submitted
upon EPA request.
Lamp Shipment
Requirement
All indoor fixtures must be shipped with a lamp,
except for the following fixture types:
1.	Recessed downlight fixtures and recessed
downlight retrofit kits
2.	Fixtures using linear fluorescent lamps


Replaceable Ballast
Ballasts in all fixtures (including portables) must
be accessible and removable by an electrician
without the cutting of wires and without damage to
the fixture housing, trim, decorative elements or
the carpentry (e.g., ceiling drywall) to which the
No Standard Available
(Use manufacturer protocol)
Provide a copy of the language that includes
guidance on ballast replacement and states that
the ballast is replaceable with the use of a
"qualified electrician."
Annex A - 11 of 36

fixture is attached.

Safety - Portable
Fixtures
The cover page of a safety test report or a
general coverage statement must be provided to
demonstrate compliance with ANSI/UL 153.
ANSI/UL 153
Provide the cover page of a safety test report or
a general coverage statement from an OSHA
NRTL laboratory.
Safety - Hardwired
Fixtures
The cover page of a safety test report or a
general coverage statement must be provided to
demonstrate compliance with UL 1598.
UL1598
Provide the cover page of a safety test report or
a general coverage statement from an OSHA
NRTL laboratory.
Recessed Downlight
Fixtures- Insulation
Contact (IC)-Rated
Recessed downlight fixtures that are either IC-
Rated for direct contact with insulation or non IC-
Rated may qualify as ENERGY STAR. For
fixtures to be considered IC-Rated they must be
approved for zero clearance insulation cover (IC)
by an OSHA NRTL laboratory. Recessed
downlight fixtures that are IC-Rated must also
meet the requirements for airtight fixtures, listed
below.

Recessed Downlight
Fixtures-Air Tight For
Restricted Air
Movement
Recessed downlight fixtures that are either air
tight or not air tight may qualify as ENERGY
STAR. For fixtures to be considered airtight, the
housing or certified/listed accessory must have
leakage less than 2.0 cubic feet per minute (CFM)
at 75 Pascals (or 1.57 lbs/ft2) when tested in
accordance with ASTM E283 and shall be sealed
with a gasket or caulk.
For recessed downlight fixtures that are airtight,
the following measures must be taken to ensure
that fixtures can be properly installed and
inspected:
1. Product packaging must meet the
requirements set forth in the "Product
Packaging for Consumer Awareness
Requirements" section below.
2. The fixture itself must include a label
certifying "airtight", or similar designation, to
show air leakage less than 2.0 CFM at 75
Pascals when tested in accordance with

Annex A - 12 of 36

ASTM E283. The label must be clearly visible
to a building inspector.
3. Installation instructions must be included
listing all components of the assembly that
will be necessary to ensure an airtight
installation and how the components should
be properly installed. For example,
depending on the method used to achieve air-
tight operation, the instructions should
alternatively show how a gasket is to be
attached, what type of caulk to use and how it
should be applied, or which certified airtight
trim kits are designed to be installed with the
luminaire housing.

Product Packaging for
Consumer Awareness
Requirements
For fixtures that are not shipped with lamps,
product packaging must include a list of lamps
types that would ensure ENERGY STAR quality
and performance when paired with the qualifying
fixture. This list must be clearly visible to the
consumer on the fixture packaging.
Manufacturers are not required to provide specific
lamp manufacturer names and model numbers on
the packaging. Rather, generic lamp listings, such
as the NEMA or ANSI generic descriptions
including a color designation (e.g., F32T8/830 or
CFQ26W/G24q/827), will suffice. In addition,
packaging should suggest that consumers select
a lamp with a rated life of 10,000 hours or more.
Note: only recessed downlight fixtures,
recessed downlight retrofit kits, and fixtures
using linear lamps may ship without a lamp.
For fixtures that are shipped with lamps, product
packaging language is required that clearly
describes the nominal color designation of the
lamp in units of Kelvin (i.e., 2700K, 3000K,
No Standard Available
(Use manufacturer protocol)
Provide a written copy or a PDF graphic of the
language that will be displayed on product
packaging and within the packaging, as required
(i.e., installation instructions for air-tight rated
fixtures).
Annex A - 13 of 36

3500K, 4100K, 5000K, or6500K).
For recessed downliaht fixtures that are IC-Rated,
product packaging must clearly state this rating.
The language must be clearly visible on the
product packaging. The IC-Rated designation will
also be included in the fixture description included
in the Qualified Product list posted on the
ENERGY STAR Web site. Sample language:
"IC-Rated for direct contact with insulation".
For recessed downliaht fixtures that are Air-Tiaht
(AT) rated, product oackaaina must clearlv show
that the fixture produces less air leakage than 2.0
CFM at 75 Pascals when tested in accordance
with ASTM E283. The language must be clearly
visible on the product packaging. The "airtight",
or similar, designation will also be included in the
fixture description included in the Qualified
Product list posted on the ENERGY STAR Web
site. Sample language: "Certified Air Tight per
ASTM E283."

Table 1 A- Additional
Requirements for Indoor Recessed Downlight Retrofit Kits
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation
Note: The following ENERGY STAR performance requirements must be met by recessed downlight retrofit kits in addition to those listed in Table 1 - Indoor
Fixtures, above.
Reflectors
Reflectors must be included to maximize fixture efficiency.
No Standard Available
(Use manufacturer protocol)
No supplemental documentation
required.
Aperture
Maximum 7.0"
No Standard Available
(Use manufacturer protocol)
No supplemental documentation
required.
Air Tight For Restricted
Air Movement
Only recessed downlight retrofit kits that are airtight may
qualify as ENERGY STAR. For fixtures to be considered
airtight, the housing or certified/listed accessory must
ASTM E283
Laboratory test results must be
produced using each specific fixture
that will be qualified. For this test, a
Annex A - 14 of 36

-------
Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 1 A- Additional
Requirements for Indoor Recessed Downlight Retrofit Kits
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation

have leakage less than 2.0 cubic feet per minute (CFM) at
75 Pascals (or 1.57 lbs/ft2) when tested in accordance
with ASTM E283 and shall be sealed with a gasket or
caulk.
For recessed downlight retrofit fixtures, the following
measures must be taken to ensure that fixtures can be
properly installed and inspected:
1. Product packaging must meet the requirements set
forth in the "Product Packaging for Consumer
Awareness" section within this table, below.
2. The fixture itself must include a label certifying airtight
or similar designation to show air leakage less than
2.0 CFM at 75 Pascals when tested in accordance
with ASTM E283. The label must be clearly visible to
a building inspector.
3. Installation instructions must be included listing all
components of the assembly that will be necessary to
ensure an airtight installation and how the
components should be properly installed. For
example, depending on the method used to achieve
air-tight operation, the instructions should alternatively
show how a gasket is to be attached, what type of
caulk to use and how it should be applied, or which
certified airtight trim kits are designed to be installed
with the luminaire housing.

sample of one or more fixtures must be
used.
Provide a test report from:
1. a laboratory accredited by NVLAP
or one of its MRA signatories; or
2. an OSHA NRTL laboratory; or
3. the fixture manufacturer
Electrical Connections
Edison lamp socket with wire "pigtail" to the ballast.
No Standard Available
(Use manufacturer protocol)
Supply engineering description and/or
schematic.
Safety - Fixture
Conversions, Retrofits
Fixtures must be tested and listed by an OSHA NRTL
laboratory as acceptable for compliance with NFPA 70,
National Electrical Code (NEC).
The cover page of a safety test report or a general
coverage statement must be provided to demonstrate
compliance with UL 1598 and UL 1598B.
UL 1598 and UL 1598B
Provide the cover page of a safety test
report or a general coverage statement
from an OSHA NRTL laboratory.
Product Packaging for
Consumer Awareness
Recessed downlight retrofit kit packaging and instructions
must clearly indicate:
1. What fixture model numbers the recessed downlight
No Standard Available
(Use manufacturer protocol)
Provide a written copy or a PDF graphic
of the language that will be displayed
on product packaging and within the
Annex A - 15 of 36

-------
Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 1A- Additional
Requirements for Indoor Recessed Downlight Retrofit Kits
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation
Requirements
retrofit kits are compatible with.
2.	Whether or not the product is dimmable. If dimmable,
user instructions must clearly indicate what type of
dimming circuit it can be used on.
3.	Any known incompatibility with photo controls,
dimmers or timing devices.
4.	Airtight or similar designation to show air leakage less
than 2.0 CFM at 75 Pascals when tested in
accordance with ASTM E283. The language must be
clearly visible on the product packaging. The "air
tight", or similar, designation will also be included in
the fixture description included in the Qualified
Product list posted on the ENERGY STAR Web site.
Sample language: "Certified Air Tight per ASTM
E283."

packaging, as required (i.e., installation
instructions for air-tight rated fixtures).
Annex A - 16 of 36

-------
Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 2A - Outdoor Fixtures: Compliance Through Efficient Light Sources
Performance Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation
Note: Only electronic ballasts may be used to meet the requirements of this table with the exception of high intensity discharge lamps, such as metal halide or
high pressure sodium lamps. In these cases magnetic ballasts can still be used. In addition, fixtures that utilize compact fluorescent lamps that do not have a
plug-in base (i.e., use a mogul, medium, or other screw base) are not eligible to earn the ENERGY STAR. For example, a screw-based compact fluorescent
lamp may not be used, though a metal halide lamp may be used.
Combined Lamp & Ballast Requirements:
System Efficacy Per Lamp Ballast
Platform in Lumens Per Watt
(LPW)
> 40 LPW for all lamp types below
15 total listed lamp watts.
> 50 LPW for all lamp types over 15
total listed lamp watts up to 30 total
listed lamp watts
>_60 LPW for all lamp types over 30
total listed lamp watts
IESNA LM-9; LM-66;
ANSI C82.2
Laboratory test results must be produced using the
specific lamp and ballast combination that will operate
in the fixture. For this test, a sample of three or more
lamps must be used. Two of the three samples must
pass in order to qualify for ENERGY STAR.
Provide:
1. a test report from a laboratory accredited by
NVLAP or one of its MRA signatories; or
2. an EPA approved Platform Letter of Qualification
that lists the lamp/ballast combination used in the
fixture and the test result for this performance
characteristic; or
3. EPA-approved documentation from an industry
association, such as the NEMA/ALA matrices.
Note: If the laboratory used for this test is accredited by
NVLAP or one of its MRA signatories it must also have
a scope of accreditation that includes the method of
measurement reference standard for this performance
characteristic.
Lamp Requirements:
Lamp Life
For lamps shipped with the fixtures,
the average rated life of the lamp
must be >10,000 hours.
If the lamp is not shipped with the
fixture, product packaging must
meet the requirements set forth in
the "Product Packaging for
Consumer Awareness" section of
this Table.
IESNA LM-40-01; LM-65-01;
I EC 60091; IEC 60901; ANSI
C82.1; ANSI C82.11
Laboratory test results must be produced using the
specific lamp that will operate in the fixture and either
the ballast that will operate in the fixture or a
commercially-available ballast that meets the
applicable ANSI ballast requirements for the lamp
being tested. For this test, a sample often or more
lamps must be used.
Provide:
1. a test report from a laboratory accredited by
Annex A - 17 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 2A - Outdoor Fixtures: Compliance Through Efficient Light Sources
Performance Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation



NVLAP or one of its MRA signatories; or
2.	an EPA approved Platform Letter of Qualification
that lists the lamp/ballast combination used in the
fixture and the test result for this performance
characteristic; or
3.	EPA-approved documentation from an industry
association, such as the NEMA/ALA matrices; or
4.	a test report from an ISO 9000 registered facility.
Manufacturers may obtain ENERGY STAR conditional
qualification for their fixture if all of the following items
are provided:
1.	A letter on letterhead from a NVLAP laboratory,
one of its MRA signatories, or an ISO 9000
registered facility demonstrating lamp life testing
has begun.
2.	A laboratory report proving that testing has been
completed for at least 40% of rated life.
3.	The date for testing completion.
Conditional approval will only be granted for a period of
no longer than 325 days.
Note: If the laboratory used for this test is accredited by
NVLAP or one of its MRA signatories it must also have
a scope of accreditation that includes the method of
measurement reference standard for this performance
characteristic.
Lamp/Lampholder Compatibility
For lamps indicated on the fixture
packaging or shipped with the
fixtures, lamps must utilize an
ANSI/IEC standardized lamp base
configuration, as defined by ANSI
C81.61 and IEC 60061-1.
The lampholder must be designed
to accept lamps with ANSI/IEC
standardized lamp base
configurations for all applicable
Lamp Base Configuration:
ANSI C81.61; IEC 60061-1
Lamps Compliant with an
ANSI-IEC Standard (for lamp
dimensions and electrical
parameters): ANSI C78.901-
2001; ANSI C78.81-2001; IEC
60901;IEC 60081
Lamps Not Compliant with an
Lamp Base Configuration: Provide manufacturer data
indicating the lamp base type used.
Lamps Compliant with an ANSI-IEC Standard (for lamp
dimensions and electrical parameters): Provide
manufacturer data indicating applicable ANSI-IEC lamp
data sheet number.
Lamps Not Compliant with an ANSI-IEC Standard (for
lamp dimensions and electrical parameters): Provide a
manufacturer lamp specification sheet that describes
Annex A - 18 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 2A - Outdoor Fixtures: Compliance Through Efficient Light Sources
Performance Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Required Documentation

wattages. For example, if the
ballast can operate lamps with
multiple wattages (e.g., an 18W,
26W, or 32W lamp) then the
lampholder must be designed to
accept lamps with ANSI/IEC
standardized lamp base
configurations for all three
applicable wattages.
In addition, lamps shall either:
•	Meet the requirements of an
ANSI/IEC standardized lamp
specification sheet, as defined
by ANSI C78.901-2001 and IEC
60901 (for compact fluorescent
lamps) or ANSI C78.81-2001
and IEC 60081 (for linear
lamps) if an applicable standard
exists, or,
•	If no ANSI-IEC lamp standard
exists (e.g., a spiral compact
fluorescent lamp), a custom
lamp specification sheet must
be provided at the time of
submittal.
ANSI-IEC Standard (for lamp
dimensions and electrical
parameters): ANSI C78.901-
2001; ANSI C78.81-2001
(used as a reference for the
format and type of information
required on a custom lamp
specification sheet)
the following (use the ANSI lamp data sheets found in
ANSI C78.901 and C78.81 as a reference for the
format and type of information requested):
1.	Lamp Description, including:
•	Lamp Model Number
•	Nominal Wattage
•	Bulb Designation / Lamp Size (i.e., T4, T5, T8,
etc.)
•	Lamp Base Type as defined by ANSI C81.61 or
IEC 60061-1 (i.e., 2G13, GR10q, etc.)
•	Starting Circuit Application (i.e., rapid start,
preheat, etc.)
2.	Dimensional Characteristics, including diagram
3.	Lamp Operating Characteristics, including:
•	Approximate wattage (W)
•	Voltage( V)
Current (A)
Ballast Requirements:
Electromagnetic and Radio
Frequency Interference
Ballast must be FCC rated for
consumer use (FCC 47 CFR Part
18 Consumer Emission Limits).
Consumer Limits Per FCC 47
CFR Part 18.305 and 18.307
No supplemental documentation required.
Note: A laboratory test report must be submitted upon
EPA request.
End of Life (EOL) Protection
All ballasts that operate lamps
sized T5 and smaller must contain
an end of life protection circuit, per
ANSI/IEC requirements. For
ballasts that operate multiple
lamps and are required to have
end of life protection, the ballast


Annex A - 19 of 36

must shut down no more than two
lamps when one of the lamps has
reached end of life. For example,
a fixture with one ballast and five
lamps must not shut down more
than the lamp that has reached
end of life plus one additional
lamp.

Fixture Requirements:
Maximum Input Power
150 watts

Automatic Daylight Shutoff
The fixture must contain an
integrated photosensor that
automatically prevents operation
during daylight hours. In addition,
the control must automatically
reactivate within 24 hours of a
manual override or testing
operation.
No Standard Available
(Use manufacturer protocol)
Provide applicable sections of fixture manual(s) that
demonstrate controls exist for each fixture being
submitted.
Note: A laboratory test report must be submitted upon
EPA request.
Fixture Warranty
A written warranty must be included
with fixture packaging at shipment,
which covers repair or replacement
of defective parts of the fixture
housing or electronics (excluding
the lamp) for a minimum of two
years from the date of purchase.
No Standard Available
(Use manufacturer protocol)
Provide a copy of the actual two-year fixture
manufacturer written warranty that is included with
product packaging.
Replaceable Ballast
Ballasts must be accessible to and
removable by an electrician
without the cutting of wires and
without damage to the fixture
housing, trim, decorative elements
or the carpentry (e.g. ceiling
drywall) to which the fixture is
attached.
No Standard Available
(Use manufacturer protocol)
Provide a copy of the language that includes
guidance on ballast replacement and states that the
ballast is replaceable with the use of a "qualified
electrician."
Safety
Fixtures must be compliant with
NFPA 70, the National Electrical
Code
(NEC), including requirements for
wet or damp locations (Articles 410-
NFPA 70, the National
Electrical Code (NEC),
including requirements for wet
locations when applicable
(Articles 410-4a and Article
Provide the cover page of a safety test report or a
general coverage statement from an OSHA NRTL
laboratory. Include evidence of a Rain Test for Wet
Locations, when applicable.
Annex A-20 of 36

4a and Article 100).
100)

Product Packaging for
Consumer Awareness
Requirements
For fixtures that are not shipped
with lamps, product packaging must
include a list of lamp types that
would provide ENERGY STAR
quality and performance when
paired with the qualifying fixtures.
This list must be clearly visible to
the consumer on the fixture
packaging.
Manufacturers are not required to
provide specific lamp manufacturer
names and model numbers on the
packaging. Rather, generic lamp
listings, such as the NEMA or ANSI
generic descriptions including a
color designation (e.g., F32T8/830
or CFQ26W/G24q/827), will suffice.
In addition, consumers should be
directed to select a lamp with a
rated life of 10,000 hours or more.
Product packaging must indicate the
minimum (lowest) starting
temperature for the lamp and ballast
platform of the fixture.
If the automatic daylight shutoff
control can be adjusted such that
the fixture can operate during full
daylight, or automatic reactivation
will not occur within 24 hours of a
manual override or testing
operation, additional packaging
language is required that provides a
No Standard Available
(Use manufacturer protocol)
Provide a written copy or a PDF graphic of the
language that will be displayed on product packaging
and within the packaging, as required (i.e., installation
instructions for air-tight rated fixtures).
Annex A-21 of 36

range of settings that will result in
the fixture complying with the
specification. The language must
be clearly visible to the consumer
on the fixture packaging and in the
fixture manual. Sample language:
"To meet ENERGY STAR
requirements the photosensor
control knob must be set to x, y, or z
to prevent operation during full
daylight."

Table 2B - Outdoor Fixtures: Compliance Through Reduced Operating Time
Performance
Characteristic
ENERGY STAR Specification
Methods of Measurement Reference
Standards
Required Documentation
Note: All lamp types (fluorescent, incandescent, etc.) may be used to meet the requirements set forth in this table.
Fixture Requirements:
Maximum Input Power
250 watts

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 2B - Outdoor Fixtures: Compliance Through Reduced Operating Time
Performance
Characteristic
ENERGY STAR Specification
Methods of Measurement Reference
Standards
Required Documentation

operation.
The fixture must:
• have an indicator that visibly or audibly
informs the device operator that the motion
sensor is operating properly, or that it has
failed or malfunctioned.


Fixture Warranty
A written warranty must be included with fixture
packaging at shipment, which covers repair or
replacement of defective parts of the fixture
housing or electronics (excluding the lamp) for
a minimum of two years from the date of
purchase.
No Standard Available
(Use manufacturer protocol)
Provide a copy of the actual two-year
fixture manufacturer written warranty that is
included with product packaging.
Replaceable Ballast
If a ballast is present in the fixture, it must be
accessible to and removable by an electrician
without the cutting of wires and without damage
to the fixture housing, trim, decorative elements
or the carpentry (e.g., ceiling drywall) to which
the fixture is attached.
No Standard Available
(Use manufacturer protocol)
Provide a copy of the language that
includes guidance on ballast replacement
and states that the ballast is replaceable
with the use of a "qualified electrician."
Safety
Fixtures must be compliant with NFPA 70, the
National Electrical Code
(NEC), including requirements for wet or damp
locations (Articles
410-4a and Article 100).
NFPA 70, the National Electrical Code
(NEC), including requirements for wet
locations when applicable (Articles 410-
4a and Article 100)
Provide the cover page of a safety test
report or a general coverage statement
from an OSHA NRTL laboratory. Include
evidence of a Rain Test for Wet Locations,
when applicable.
Product Packaging for
Consumer Awareness
Requirements
If the automatic daylight shutoff control can be
adjusted such that the fixture can operate
during full daylight, or automatic reactivation
will not occur within 24 hours of a manual
override or testing operation, product
packaging language is required that provides a
range of settings that will result in the fixture
complying with the specification. The language
must be clearly visible to the consumer on the
fixture packaging and in the fixture manual.
Sample language: "To meet ENERGY STAR
requirements the photosensor control knob
must be set to x, y, or z to prevent operation
during full daylight."
No Standard Available
(Use manufacturer protocol)
Provide a written copy or a PDF graphic of
the language that will be displayed on
product packaging and within the
packaging, as required (i.e., installation
instructions for air-tight rated fixtures).
Annex A-23 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: No changes are proposed to Table 1 or Table 2 for this draft.
Table 2B - Outdoor Fixtures: Compliance Through Reduced Operating Time
Performance
Characteristic
ENERGY STAR Specification
Methods of Measurement Reference
Standards
Required Documentation
If the integrated motion sensor can be adjusted
such that shut-off will not occur within 15
minutes or automatic reset to sensing mode will
not occur within 24 hours of a manual override
or testing operation, product packaging must
provide a range of settings that will resulting
the fixture complying with the specification.
The language must be clearly visible to the
consumer on the fixture packaging and in the
fixture manual. Sample language: "To meet
ENERGY STAR requirements, the motion
sensor control knob must be set to x, y, or z to
allow automatic reset of the sensor". In
addition, the fixture must include instructions
within the packaging that outlines step-by-step
calibration instructions for the motion sensor.
Annex A-24 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Note: Table 3 includes new additions to the program requirements for the Residential Light Fixtures
Specification: Version 4.1, addressing requirements for GU-24 Based Integrated Lamps used with
ENERGY STAR qualified fixtures.
Table 3 - GU-24 Based Integrated Lamps
Performance
Characteristic
ENERGY STAR Requirements
Methods of Measurement
Reference Standards
Sample Size /Specific
Requirements
System Efficacy1
Per Integrated
Lamp in Lumens
Per Watt (LPW)
Bare and Covered Lamps:
> 50 LPW for all lamp types below
30 total listed lamp watts.
> 60 LPW for all lamp types that
are > 30 total listed lamp watts.
IESNA LM-9; LM-66;
ANSI C78.5
For this test a sample size of 10 or more lamps must be used to
demonstrate that at least 80% of the samples achieved the
required system efficacy value. Five samples should be tested
base-up and five samples should be tested base-down unless
specific use or position is restricted by the manufacturer. If position is
restricted, the manufacturer must test all 10 samples in the restricted
position.
Provide:
1. a test report from a laboratory accredited by NVLAP or one of its
MRA signatories; or
2. an EPA approved Platform Letter of Qualification that lists the
lamp/ballast combination and the test result for this performance
characteristic; or
3. EPA-approved documentation from an industry association, such
as the NEMA/ALA matrices.
Note: The NVLAP accredited laboratory used for this test must also
have a scope of accreditation that includes the method of
measurement reference standard for this performance characteristic.

Note: The efficacy tiers for bare and covered GU-24 Based Integrated Lamps are
unchanged from the RLF Specification Version 4.0. The efficacy requirement
related to double-ended linear lamps is removed as it is not applicable to the GU-24
Based Integrated Lamp. The efficacy for covered lamps is the same as bare
lamps; EPA is interested to receive comments indicating if these efficacy levels
should be the same.
Note these efficacy requirements meet or exceed Title 24-2005.

Average Rated
Lamp Life
Bare Lamps:
The average rated life of the lamp
must be > 10,000 hours.
Covered Lamps, all tvoes:
The average rated life of the lamp
must be > 8,000 hours.
IESNA LM-40-01; LM-65-01;
ANSI C78.5
For this test a sample size of 10 or more lamps must be used.
Five (5) samples should be tested base-up and five (5) samples
should be tested base-down, unless specific use or position appears
on packaging.
Provide:
1. a test report from a laboratory accredited by NVLAP or one of its
MRA signatories; or
2. an EPA approved Platform Letter of Qualification that lists the
lamp/ballast combination and the test result for this performance
characteristic; or
3. EPA-approved documentation from an industry association, such
as the NEMA/ALA matrices; or
4. a test report from an ISO 9000 registered facility.
Manufacturers may obtain ENERGY STAR conditional qualification if

Note: The performance requirement for average rated lamp life is 10,000 hours for
bare lamps and 8,000 hours for covered. Sample size and lab requirements remain
unchanged from the RLF Specification Version 4.0. However more detail on base
up/base down testing requirement, lab requirements and pass/fail criteria are
included as applicable to self-ballasted products.

Annex A-25 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A

at 40% of rated life 7 or more lamps are operational,
o One sample failure, acceptable;
o Two sample failures, requires submission of a product failure
report from the manufacturer that describes in detail the specific
reasons for sample product failures.
o Three sample failures, does not qualify.
In addition, manufacturers must supply a letter on letterhead from a
NVLAP accredited laboratory, one of its MRA signatories, or an ISO
9000 registered facility demonstrating lamp life testing has begun
and the date of testing completion. Conditional approval will be
granted for a period of no longer than 325 days.
Note: If the laboratory used for this test is accredited by NVLAP or
one of its MRA signatories it must also have a scope of accreditation
that includes the method of measurement reference standard for this
performance characteristic.
Interim and final average rated lifetime tests must use the same
samples.
1,000-hour
Lumen
Maintenance
Must be greater than 90.0% of
initial (100-hour) lumen output at
1,000 hours of rated life
IESNA LM-40-01; IESNA LM-
9-99; IESNA LM-65-01;
IESNA LM-66-00; ANSI
C78.5 Section 4.10
For this test a sample size of 10 or more lamps must be used.
Five (5) samples should be tested base-up and five (5) samples
should be tested base-down, unless specific use or position is
restricted by the manufacturer. If position restricted, manufacturer
must test all 10 samples in restricted position. For this test, a sample
often or more lamps must be used to demonstrate that at least 80%
of the samples achieved the required lumen maintenance value.
Provide:
1. a test report from a laboratory accredited by NVLAP or one of its
MRA signatories
2. an EPA approved Platform Letter of Qualification that lists the
lamp/ballast combination and the test result for this performance
characteristic; or
3. EPA-approved documentation from an industry association, such
as the NEMA/ALA matrices.
Note: The NVLAP accredited laboratory used for this test must also
have a scope of accreditation that includes the method of
measurement reference standard for this performance characteristic.
Lumen
Maintenance
at 40% of Rated
Life
Must be greater than 80.0% of
initial (100-hour) rating at 40% of
model's rated life (Per ANSI C78.5,
Section 4.10),

Note: The performance requirements for lumen maintenance have been revised to
include a 1,000 hour lumen maintenance requirement. EPA has added this
requirement as an "early indicator" test for GU-24 products. In future specification
revisions this requirement will be added for all indoor lamp types. Sample size and
lab requirements remain unchanged from the RLF Specification Version 4.0.
However more detail on base up/base down testing requirement, lab requirements
and pass/fail criteria are included as applicable to self-ballasted products.

Annex A-26 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A

1,000 hour lumen maintenance and lumen maintenance at 40% of
rated life tests must use the same samples.
Accelerated
Life/Stress Test
(ALT)
GU-24 must remain functional for
2,880 cycles @ 60°Cor720
cycles at 80 °C
(NOTE: These requirements are
currently under development and
review by EPA and industry. Final
requirements may change)
Lighting Research Center
Test Method (NOTE:
currently underdevelopment,
draft available from EPA)
For this test, the manufacturer can choose a sample size of five
or ten ballasts. If a sample size of five is chosen, then ALL five
ballasts must remain functional for the duration of the test. If a
sample size often is used then one (1) ballast failure is
permitted. The ballast should be exposed to a series of thermal
cycles in a thermal chamber at two different voltages (high and low)
while operating at rapid cycling. (NOTE: These requirements are
currently under development and review by EPA and industry. Final
requirements may change based on future industry/stakeholder
input. Complete reports on the ALT investigation and proposed
procedures are available by contacting EPA).
Laboratory requirements have been determined by LRC and
replication of the equipment and methods is necessary in order
to repeat the tests outside of LRC - this transitional strategy is
being developed.

Note: In 2005 and 2006 EPA commissioned the Lighting Research Center (LRC) to
develop an accelerated life test/stress test for ballasts and GU-24 integrated lamps.
The first round of results were released to the manufacturers' working group for
review in 2006, but no changes to the outlined protocol have been recommended
by the working group as of January 10, 2007. LRC is continuing the research and
will duplicate some of the tests to ensure that the results are reliable. These tests
will be completed by spring of 2007. EPA will monitor these results, share them
with Partners, then release a second draft specification along with a revised
protocol for comment by lamp/ballast manufacturers as well as existing ENERGY
STAR for Residential Light Fixture Partners and other stakeholders. Copies of the
latest research report are available upon email request to RLF@icfi.com.

Color Rendering
Index
> 80
IESNA LM-58; CIE 13.3
For this test, a sample of ten or more lamps must be used to
demonstrate that at least 80% of the samples achieved the
required color rendering index value. Five (5) samples should be
tested base-up and five (5) samples should be tested base-down,
unless specific use or position is restricted by the manufacturer. If
position restricted, manufacturer must test all 10 samples in
restricted position.
Provide:
1. a test report from a laboratory accredited by NVLAP or one of its
MRA signatories; or
2. an EPA approved Platform Letter of Qualification that lists the
lamp/ballast combination used and the test result for this
performance characteristic; or

Note: The performance requirement for linear fluorescent lamps is not included
because it is not applicable to the integrated GU-24 Based Integrated Lamp.
Sample size and lab requirements remain unchanged from the RLF Specification:
Version 4.0.

Annex A-27 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A



3. EPA-approved documentation from an industry association, such
as the NEMA/ALA matrices.
Note: The NVLAP accredited laboratory used for this test must also
have a scope of accreditation that includes the method of
measurement reference standard for this performance characteristic.
Annex A-28 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Correlated Color
Temperature
Lamps must have one of the
following designated correlated
color temperatures (CCT): 2700K,
3000K, 3500K, 4100K, 5000K, or
6500K.
IESNA LM-58; LM-16
Note: This performance characteristic remains unchanged from the RLF
Specification: Version 4.0. However more detail on testing sample size, the base
up/base down testing requirement, lab requirements and pass/fail criteria are
included as applicable to self-ballasted products.
For this test, a sample of ten or more lamps must be used. Test
results must demonstrate that at least 90% of the lamps tested
fall within a 7-step ANSI Mac Adam ellipse. Five (5) samples
should be tested base-up and five (5) samples should be tested
base-down, unless specific use or position is restricted by the
manufacturer. If position restricted, manufacturer must test all 10
samples in restricted position.
Provide:
1.	a test report from a laboratory accredited by NVLAP, one of its
MRA signatories; or
2.	an EPA approved Platform Letter of Qualification that lists the
lamp/ballast combination and the test result for this performance
characteristic; or
3.	EPA-approved documentation from an industry association, such
as the NEMA/ALA matrices; or
It is also intended that the lamp manufacturer will meet the following
quality requirements during the production runs of each lamp model:
1.	The lamp manufacturer is required to maintain color control such
that a minimum of 90 percent of the ongoing production (as
represented by samples tested from each production shift for the
same color and when typically evaluated over 12 month period)
will fall within the 7 step Mac Adam color ellipse associated with
the designated (manufacturer declared) target color.
2.	For the purposes of meeting color control the lamp manufacturer
must maintain testing equipment calibrated to international
practices and standards and must compile the ongoing color
control data in a manner so that is can be easily reviewed upon
EPA request.
3.	At a minimum, the manufacturer's color quality control program
must maintain the following information for a 3-year period:
a.	Test dates and sample size (minimum of two lamps per
production shift)
b.	Test results (x,y) for each sample lamp measured
c.	Test results (all x,y data) for sample lamps plotted graphically
against the designated seven step color ellipse and available
for review at least on a quarterly basis
d.	Records to substantiate that 90 percent of the (x,y) data
points fall within the applicable seven (7) step Mac Adam
	ellipse. Manufacturers are encouraged to exceed this target.
Annex A-29 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Base
Lamp/Ballast Base configuration
must utilize the GU-24 base.
htto://www. Ire. rDi.edu/oroara
ms/liahtinaT ransformation/lin
eVoltaae/index.aso
No supplemental documentation is required.

Note: This section references the LRC's "Line-Voltage Socket Design Competition."
EPA intends to replace this reference with the appropriate GU-24 ANSI standard
reference once it is finalized and released.

GU-24 Labeling
for Consumer
Replacement
A manufacturer designation that
encompasses the lamp
manufacturer name, wattage,
correlated color temperature, and
color rendering index must be
labeled on the GU-24 base.
No Standard Available
Provide a copy of the actual language that is included on the base of
the GU-24 product.

Note: This section was modified to accurately reflect the requirements needed by
consumers to identify proper GU-24 replacement products.

General Ballast
Requirement
Ballasts are required to meet the
general requirement of ANSI
C78.5, in addition to the specific
requirements listed below.
ANSI C78.5
No supplemental documentation is required.

Note: This section is included as a general reference.

Lamp Start Time
The time needed after switching on
the lamp to start continuously and
remain illuminated must be one
second or less.
ANSI C78.5 Section 4.7, for
test conditions and
methodology
For this test a sample size of 10 or more lamps must be used to
demonstrate that at least 80% of the samples achieved the
required lamp start time.
Five (5) samples should be tested base-up and five (5) samples
should be tested base-down, unless specific use or position is
restricted by the manufacturer. If position restricted, manufacturer
must test all 10 samples in restricted position.
Provide:
1. a test report from a laboratory accredited by NVLAP or one of its
MRA signatories; or

Note: The performance requirement remains unchanged from the RLF Version 4.0
specification.

I I
Annex A - 30 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A

2. an EPA approved Platform Letter of Qualification that lists the
lamp/ballast combination and the test result for this performance
characteristic; or
3. EPA-approved documentation from an industry association, such
as the NEMA/ALA matrices.
Run-up Time
Non-amalgam: Average of 10
samples tested must be less than
1.0 minute per ANSI C78.5,
Section 3.11 and 4.8.
ANSI C78.5, Section 3.11
and 4.8
For this test a sample size of 10 or more lamps must be used to
demonstrate that at least 80% of the samples achieved the
required run-up time.
Five (5) samples should be tested base-up and five (5) samples
should be tested base-down, unless specific use or position is
restricted by the manufacturer. If position restricted, manufacturer
must test all 10 samples in restricted position.
Provide:
1. a test report from a laboratory accredited by NVLAP or one of its
MRA signatories; or
2. an EPA approved Platform Letter of Qualification that lists the
lamp/ballast combination and the test result for this performance
characteristic; or
3. EPA-approved documentation from an industry association, such
as the NEMA/ALA matrices.
Note 1: The NVLAP accredited laboratory used for this test must
also have a scope of accreditation that includes the method of
measurement reference standard for this performance characteristic.
Note 2: Partners must specify if their product contains amalgam
mercury during the qualification submission process to be eligible for
this requirement.

Amalgam: Average of 10 samples
tested must be less than 3.0
minutes.
ANSI C78.5, Section 3.11
and 4.8

Note: This is a new requirement to account for amalgam technology. EPA
anticipates that covered lamps will utilize amalgam technology more often than
bare lamps.

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Power Factor
> 0.50
ANSI C82.11-3.3.1
Note: The power factor requirement remains unchanged from the RLF Version 4.0
specification.
For this test a sample size of 10 or more lamps must be used to
demonstrate that at least 80% of the samples achieved the
required power factor.
Five (5) samples should be tested base-up and five (5) samples
should be tested base-down, unless specific use or position is
restricted by the manufacturer. If position is restricted, the
manufacturer must test all 10 samples in the restricted position.
Provide:
1. a test report from a laboratory accredited by NVLAP or one of its
MRA signatories; or
2. an EPA approved Platform Letter of Qualification that lists the
lamp/ballast combination and the test result for this performance
characteristic; or
3. EPA-approved documentation from an industry association, such
as the NEMA/ALA matrices.
4. a test report from the manufacturer
Lamp Current
Crest Factor
Note: Requirements regarding Lamp Current Crest Factor have been struck for
integrated ballasts. Because the lamp and ballast are integrated into a single
product, concerns about proper operation of the ballast with alternate lamps are
eliminated. In addition, the manufacturer has the ability to completely control
compatibility between the selected components. Finally, testing for lamp current
crest factor in integrated products is not practical as it would require disassembly of
the lamp from the ballast prior to testing.
Maximum
Measured Ballast
Case
Temperature
During Normal
Operation Inside
Fixtures
Note: This requirement is included in Table 1 for all fixtures.
Annex A - 32 of 36

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Electromagnetic
and Radio
Frequency
Interference
Ballast must meet FCC
requirements for consumer use,
FCC 47 CFR Part 2 (Equipment
Authorization) and Part 18
(Consumer Emission Limits)
FCC 47 CFR Part 2 and Part
18
For this test, one unit per model must be tested.
Provide:
1.	a test report from a laboratory accredited by NVLAP or one of its
MRA signatories; or
2.	an EPA approved Platform Letter of Qualification that lists the
lamp/ballast combination and the test result for this performance
characteristic; or
3.	EPA-approved documentation from an industry association, such
as the NEMA/ALA matrices; or
4.	a test report from the manufacturer

Note: Part 2 of FCC 47 CFR was added. This section is related to product type
approval through the FCC.




Ballast
Frequency
20 to 33 kHz or > 40 kHz
Oscilloscope instruction
manual
For this test a sample size of 10 or more lamps must be used to
demonstrate that at least 80% of the samples achieved the
required lamp current crest factor. Five (5) samples should be
tested base-up and five (5) samples should be tested base-down,
unless specific use or position is restricted by the manufacturer. If
position is restricted, the manufacturer must test all 10 samples in the
restricted position.
Provide:
1.	a test report from a laboratory accredited by NVLAP or one of its
MRA signatories; or
2.	an EPA approved Platform Letter of Qualification that lists the
lamp/ballast combination used in the fixture and the test result for
this performance characteristic; or
3.	EPA-approved documentation from an industry association, such
as the
NEMA/ALA matrices; or
4.	a test report from the manufacturer

Note: The performance requirement remains unchanged from the RLF Version 4.0
specification; however more detail on testing sample size, the base up/base down
testing requirement, lab requirements and pass/fail criteria are included as
applicable to self-ballasted products.



Annex A - 33 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A
Transient
Protection
Per ANSI/IEEE C62.41 (01-May-
1991), Category A, 7 strikes
Note: One failure to meet 7 strikes
will result in test failure and
therefore, failure to meet the
criteria.
Per ANSI/IEEE C62.41 (01-
May-1991), Category A
For this test a sample size of 10 or more lamps must be used to
demonstrate that at least 90% of the samples must achieve 7
strikes. Five (5) samples should be tested base-up and five (5)
samples should be tested base-down, unless specific use or position
is restricted by the manufacturer. If position is restricted, the
manufacturer must test all 10 samples in the restricted position.
(Must be unique sample for this test only).
Provide:
1.	a test report from a laboratory accredited by NVLAP or one of its
MRA signatories; or
2.	an EPA approved Platform Letter of Qualification that lists the
lamp/ballast combination and the test result for this performance
characteristic; or
3.	EPA-approved documentation from an industry association, such
as the NEMA/ALA matrices; or
4.	a test report from the manufacturer

Note: The performance requirement for this test has been changed so that it is
appropriate for self-ballasted lamps.




End of Life
Protection
All ballasts that operate lamps
sized T5 and smaller must contain
an end of life protection circuit.
IEC 61347-2-3 Amendment 1
to Edition 1 2004-06 (or ANSI
C82.11-2005, upon its
release)
For this test a sample size of 10 or more lamps must be used to
demonstrate that at least 80% of the samples achieve end of life.
Five (5) samples should be tested base-up and five (5) samples
should be tested base-down, unless specific use or position is
restricted by the manufacturer. If position is restricted, the
manufacturer must test all 10 samples in the restricted position.
For all ballasts that that operate T4 and/or T5 sized lamps,
demonstrate that the ballast is in compliance with the referenced
standards by providing:
1.	a test report from a laboratory accredited by NVLAP or one of its
MRA signatories; or
2.	an EPA approved Platform Letter of Qualification that lists the
lamp/ballast combination and the test result for this performance
characteristic; or
3.	EPA-approved documentation from an industry association, such
as the NEMA/ALA matrices; or
4.	a test report from the ballast manufacturer
For all ballasts that operate T3 and smaller sized lamps, provide from
the ballast manufacturer a circuit diagram and an accompanying
engineering description outlining the scheme that is used to achieve

Note: While EPA investigated referencing UL 1993 EOL standards to meet this
requirement, research determined that the ANSI/IEC standard currently referenced
in the RLF Version 4.0 specification is more stringent. Therefore, this reference
has been maintained for this revision.




Annex A - 34 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A

the end of life function within the ballast.
Dimming
GU-24 Based Integrated Lamps
that utilize dimmable ballasts shall
be dimmable from 100% to 30%, or
less, of maximum light output.
No Standard Available
No supplemental documentation required.

Note: The 100-30% dimming requirement is consistent with Version 4.0 of the RLF
Specification fortorchieres.

Safety - Ballast
and "Non Edison
Base Fluorescent
Adapters"
The cover page of a safety test
report or a general coverage
statement must be provided to
demonstrate compliance with UL
1993.
UL 1993
Provide the cover page of a safety test report or a general coverage
statement from an OSHA NRTL laboratory.

Note: This safety requirement references UL 1993. EPA understands from
discussions with UL that the requirements of UL 1993 are applicable to products
using a GU-24 base. EPA intends to work with UL to formalize inclusion of GU-24
in UL 1993.
Warranty

Provide an electronic draft of specific product packaging and
warranty language for each GU-24 Based Integrated Lamp.
Packaging must include the following information to be reviewed for
qualification requirements:
- Model number
- Wattage
- Lumen output (must be 100 hour average)
- Average rated lifetime
- Target correlated color temperature
- 800 number, or address, or web address
- Equivalency to incandescent (if applicable - see Table 3A)
- Starting temperature
- Electromagnetic interference
- Known incompatibility with controls and application exceptions

Note: The warranty and product packaging for consumer awareness is covered in
the general fixture requirements under Table 1 for indoor fixtures and Table 2 for
outdoor fixtures.

Product
Packaging for
Consumer
Awareness
Requirements
(Product Packaging Language): In
English, or English with additional
languages.
For products that will be sold in
Canada, packaging must include
both English and French.
No Standard Available
(FTC Labeling Requirements):
ENERGY STAR qualified compact
fluorescent lamps and lamp
No Standard Available
Annex A - 35 of 36

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Draft 1 ENERGY STAR Program Requirements for Residential Light Fixtures: Version 4.1 - ANNEX A

systems must comply with the
labeling requirements of the U.S.
Federal Trade Commission
Packaging Laws - FTC 16CFR Part
305.1-.19.8


(Starting Temperature): Package
must state the minimum starting
temperatures or geographical zone
of use and any other conditions for
reliable starting to meet the starting
time requirements of ANSI C78.5,
Clause 4.7.
No Standard Available
(Incompatibility with Controls and
Application Exceptions): Lamp
package must clearly state any
known incompatibility with photo
controls, dimmers or timing
devices. In addition, packaging
should state specific applications
exceptions, (e.g., applications that
the CFL should not be used in).
No Standard Available

Annex A - 36 of 36

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