United States kS^laMIjk Environmental Protection ^J^iniiil m11 Agency EPA/690/R-11/010F Final 12-19-2011 Provisional Peer-Reviewed Toxicity Values for Benzotrichloride (CASRN 98-07-7) Superfund Health Risk Technical Support Center National Center for Environmental Assessment Office of Research and Development U.S. Environmental Protection Agency Cincinnati, OH 45268 ------- AUTHORS, CONTRIBUTORS, AND REVIEWERS CHEMICAL MANAGER Harlal Choudhury, DVM, PhD, DABT National Center for Environmental Assessment, Cincinnati, OH DRAFT DOCUMENT PREPARED BY ICF International 9300 Lee Highway Fairfax, VA 22031 PRIMARY INTERNAL REVIEWERS Dan D. Petersen, PhD, DABT National Center for Environmental Assessment, Cincinnati, OH Paul G. Reinhart, PhD, DABT National Center for Environmental Assessment, Research Triangle Park, NC This document was externally peer reviewed under contract to Eastern Research Group, Inc. 110 Hartwell Avenue Lexington, MA 02421-3136 Questions regarding the contents of this document may be directed to the U.S. EPA Office of Research and Development's National Center for Environmental Assessment, Superfund Health Risk Technical Support Center (513-569-7300). ------- TABLE OF CONTENTS COMMONLY USED ABBREVIATIONS iv BACKGROUND 1 DISCLAIMERS 1 QUESTIONS REGARDING PPRTVS 1 INTRODUCTION 2 REVIEW OF POTENTIALLY RELEVANT DATA (CANCER AND NONCANCER) 4 HUMAN STUDIES 11 Oral and Inhalation Exposure 11 ANIMAL STUDIES 12 Oral Exposure 12 Short-term Study 12 Chronic-duration Studies 13 Chronic-duration Carcinogenicity Studies 13 Developmental and Reproductive Studies 14 Inhalation Exposure 15 Short-term Study 15 Chronic-duration Studies 16 Chronic-duration Carcinogenicity Studies 16 Developmental and Reproductive Studies 17 Other Exposures 17 OTHER DATA (SHORT-TERM TESTS, OTHER EXAMINATIONS) 18 DERIVATION 01 PROVISIONAL VALUES 22 DERIVATION OF ORAL REFERENCE DOSES 23 Derivation of Subchronic p-RfD 23 Derivation of Chronic p-RfD 25 DERIVATION OF INHALATION REFERENCE CONCENTRATIONS 25 Derivation of Subchronic p-RfC 25 Derivation of Chronic p-RfC 26 CANCER WEIGHT-OF-EVIDENCE DESCRIPTOR 26 DERIVATION OF PROVISIONAL CANCER VALUES 26 Derivation of a p-OSF 26 Derivation of a p-IUR 26 APPENDIX A. DERIVATION OF A SCREENING SUBCHRONIC p-RfC 27 APPENDIX B. DATA TABLES 31 APPENDIX C. BMC MODELING OUTPUTS FOR BENZOTRICHLORIDE 35 APPENDIX D. REFERENCES 58 in Benzotrichloride ------- COMMONLY USED ABBREVIATIONS BMC benchmark concentration BMCL benchmark concentration lower bound 95% confidence interval BMD benchmark dose BMDL benchmark dose lower bound 95% confidence interval HEC human equivalent concentration HED human equivalent dose IUR inhalation unit risk LOAEL lowest-observed-adverse-effect level LOAELadj LOAEL adjusted to continuous exposure duration LOAELhec LOAEL adjusted for dosimetric differences across species to a human NOAEL no-ob served-adverse-effect level NOAELadj NOAEL adjusted to continuous exposure duration NOAELhec NOAEL adjusted for dosimetric differences across species to a human NOEL no-ob served-effect level OSF oral slope factor p-IUR provisional inhalation unit risk POD point of departure p-OSF provisional oral slope factor p-RfC provisional reference concentration (inhalation) p-RfD provisional reference dose (oral) RfC reference concentration (inhalation) RfD reference dose (oral) UF uncertainty factor UFa animal-to-human uncertainty factor UFC composite uncertainty factor UFd incomplete-to-complete database uncertainty factor UFh interhuman uncertainty factor UFl LOAEL-to-NOAEL uncertainty factor UFS subchronic-to-chronic uncertainty factor WOE weight of evidence iv Benzotrichloride ------- FINAL 12-19-2011 PROVISIONAL PEER-REVIEWED TOXICITY VALUES FOR BENZOTRICHLORIDE (CASRN 98-07-7) BACKGROUND A Provisional Peer-Reviewed Toxicity Value (PPRTV) is defined as a toxicity value derived for use in the Superfund Program. PPRTVs are derived after a review of the relevant scientific literature using established Agency guidance on human health toxicity value derivations. All PPRTV assessments receive internal review by a standing panel of National Center for Environment Assessment (NCEA) scientists and an independent external peer review by three scientific experts. The purpose of this document is to provide support for the hazard and dose-response assessment pertaining to chronic and subchronic exposures to substances of concern, to present the major conclusions reached in the hazard identification and derivation of the PPRTVs, and to characterize the overall confidence in these conclusions and toxicity values. It is not intended to be a comprehensive treatise on the chemical or toxicological nature of this substance. The PPRTV review process provides needed toxicity values in a quick turnaround timeframe while maintaining scientific quality. PPRTV assessments are updated approximately on a 5-year cycle for new data or methodologies that might impact the toxicity values or characterization of potential for adverse human health effects and are revised as appropriate. It is important to utilize the PPRTV database (http://hhpprtv.ornl.gov) to obtain the current information available. When a final Integrated Risk Information System (IRIS) assessment is made publicly available on the Internet (www.epa.gov/iris), the respective PPRTVs are removed from the database. DISCLAIMERS The PPRTV document provides toxicity values and information about the adverse effects of the chemical and the evidence on which the value is based, including the strengths and limitations of the data. All users are advised to review the information provided in this document to ensure that the PPRTV used is appropriate for the types of exposures and circumstances at the site in question and the risk management decision that would be supported by the risk assessment. Other U.S. Environmental Protection Agency (EPA) programs or external parties who may choose to use PPRTVs are advised that Superfund resources will not generally be used to respond to challenges, if any, of PPRTVs used in a context outside of the Superfund program. QUESTIONS REGARDING PPRTVS Questions regarding the contents and appropriate use of this PPRTV assessment should be directed to the EPA Office of Research and Development's National Center for Environmental Assessment, Superfund Health Risk Technical Support Center (513-569-7300). 1 Benzotrichloride ------- FINAL 12-19-2011 INTRODUCTION Benzotrichloride, or a,a,a-trichlorotoluene, is extensively used as an intermediate in the manufacture of benzoyl chloride-substituted benzophenones and in the preparation of dyes and pigments, ultraviolet stabilizers, and other derivatives (IARC, 1982; NTP, 2005). In addition, benzotrichloride is also used in the manufacture of benzotrifluoride, hydroxybenzophenone, antiseptics, and antimicrobial agents (NTP, 2005). Benzotrichloride is an unstable chemical and hydrolyzes rapidly to benzoic acid and hydrochloric acid in the presence of moisture (U.S. EPA, 1982). The empirical formula for benzotrichloride is C7H5CI13 (see Figure 1). A table of physicochemical properties is provided below (see Table 1). In this document, unless otherwise noted, "statistical significant" denotes ap< 0.05. CI- CI CI ^ // Figure 1. Benzotrichloride Table 1. Physicochemical Properties Table Benzotrichloride3 (CASRN 98-07-7) Property (unit) Value Boiling point (°C) 220.8 Melting point (°C) -5.0 Density (g/cm3 at 20°C) 1.3756 Vapor pressure (Pa at 25°C) 55.15 pH (unitless) Not available Solubility in water (mg/L at 5°C) 53 Relative vapor density (air =1) 6.77 Molecular weight (g/mol) 195.48 Octanol/water partition coefficient (unitless) 2.92 aValues from Hazardous Substances Data Bank (HSDB), 2005. No chronic oral reference dose (RfD) or chronic reference concentration (RfC) for benzotrichloride is included in the IRIS database (U.S. EPA, 2009b) or on the Drinking Water Standards and Health Advisories List (U.S. EPA, 2006). The HEAST does not list an RfD or RfC value, but it lists the EPA IRIS as a reference (U.S. EPA, 2009b). CalEPA (2008a,b) has not derived toxicity values for exposure to benzotrichloride; however, CalEPA (1994) reports 2 Benzotrichloride ------- FINAL 12-19-2011 _2 two No Significant Risk Levels for benzotrichloride: (1) 5.0 x 10 [j,g/day (oral) based on the cancer potency value calculated by the EPA, and (2) 2.0 x 10 4 (j,g/day (inhalation) determined in a draft review that is undergoing external review. The CARA list (U.S. EPA, 1994a) includes a Health and Environmental Effects Profile (HEEP) for benzotrichloride (U.S. EPA, 1986). The toxicity of benzotrichloride has not been reviewed by ATSDR (2008) or the World Health Organization (WHO, 2010). An occupational exposure short-term exposure level (STEL) ceiling value of 0.1 ppm with a skin notation has been derived by the American Conference of Governmental Industrial Hygienists (ACGIH, 2009) as reported in the Hazardous Substances Data Bank (HSDB, 2005). The National Institute of Occupational Safety and Health (NIOSH, 2003) has not issued threshold limit values (TLVs), and the Occupational Safety and Health Administration (OSHA, 1998) has not set occupational exposure limits for benzotrichloride. The HEAST (U.S. EPA, 2009a) does not list cancer slope factors or unit risk values for benzotrichloride but instead cites the IRIS database (U.S. EPA, 2009b), which classifies benzotrichloride as Category B2 (Probable Human Carcinogen) based on inadequate human data and sufficient evidence of carcinogenicity in animals, including significantly increased incidence of benign and malignant tumors at multiple sites in one strain of female mice treated orally, dermally, and by inhalation. Additionally, evidence of mutagenicity was observed in several test systems (U.S. EPA, 1986). An oral slope factor (OSF) of 1.3 x 101 per mg/kg-day and a drinking water unit risk of 3.6 x 10 4 per [j,g/L were derived in the IRIS cancer assessment using the linearized multistage procedure as the extrapolation method. Benzotrichloride is included in the NTP's 11th Report on Carcinogens (NTP, 2005) and is categorized as "Reasonably Anticipated to be a Human CarcinogenThe NTP assessment is based on sufficient evidence of animal carcinogenicity, including squamous cell carcinomas of the forestomach, skin, and lungs; adenocarcinomas of the lungs; and upper digestive tract tumors (NTP, 2005). The International Agency for Research on Cancer (IARC, 2000) has classified combined exposures to alpha-chlorinated toluenes (including benzotrichloride) as Probably Carcinogenic to Humans (Group 2A). A comprehensive review of toxicological studies of benzotrichloride published through July 2006 was conducted by EPA (2009b), but no new health effects data were identified that would directly affect the revision of the existing carcinogenicity assessment for benzotrichloride. Literature searches were conducted on sources published from 1900 through October 2010 for studies relevant to the derivation of provisional toxicity values for benzotrichloride, CASRN 98-07-7. Searches were conducted using EPA's Health and Environmental Research Online (HERO) evergreen database of scientific literature. HERO searches the following databases: AGRICOLA; American Chemical Society; BioOne; Cochrane Library; DOE: Energy Information Administration, Information Bridge, and Energy Citations Database; EBSCO: Academic Search Complete; GeoRef Preview; GPO: Government Printing Office; Informaworld; IngentaConnect; J-STAGE: Japan Science & Technology; JSTOR: Mathematics & Statistics and Life Sciences; NSCEP/NEPIS (EPA publications available through the National Service Center for Environmental Publications [NSCEP] and National Environmental Publications Internet Site [NEPIS] database); PubMed: MEDLINE and CANCERLIT databases; SAGE; Science Direct; Scirus; Scitopia; SpringerLink; TOXNET (Toxicology Data Network): ANEUPL, CCRIS, ChemlDplus, CIS, CRISP, DART, EMIC, EPIDEM, ETICBACK, FEDRIP, GENE-TOX, HAPAB, HEEP, HMTC, HSDB, IRIS, ITER, LactMed, Multi-Database Search, NIOSH, NTIS, PESTAB, PPBIB, RISKLINE, TRI; and TSCATS; Virtual Health Library; Web of Science (searches Current Content database among 3 Benzotrichloride ------- FINAL 12-19-2011 others); World Health Organization; and Worldwide Science. The following databases outside of HERO were also searched for information that could support the derivation of provisional risk assessment values: ACGM, AT SDR, CalEPA, EPA IRIS, EPA HEAST, EPA HEEP, EPA OW, EPA TSCATS/TSCATS2, NIOSH, NTP, OSHA, and RTECS. REVIEW OF POTENTIALLY RELEVANT DATA (CANCER AND NONCANCER) Table 2 provides summaries of the potentially relevant toxicity studies. Entries for the principal studies are bolded and identified by the marking "PS." 4 Benzotrichloride ------- FINAL 12-19-2011 Table 2. Summary of Potentially Relevant Data for Benzotrichloride (CASRN 98-07-7) Category Number of Male/Female Species, Study Type, and Duration Dosimetry13 Critical Effects NOAELb BMDL/ BMCLb LOAELb Reference (Comments) Notes3 Human 1. Oral (mg/kg-day)b None 2. Inhalation (mg/m3)b Carcinogenic 163 exposed and 790 unexposed workers (sex not specified); workers were exposed to a mixture of chlorinated toluenes versus benzotrichloride alone, only workers exposed for at least 6 months were considered; exposures occurred between 1923-1945, 1946-1960, and 1961-1970 Exposure not measured Standardized Mortality Ratios (SMRs) were calculated using mortality rates for the general population as comparison; SMRs were elevated in the exposed group for all causes, all cancers, digestive system cancers, and respiratory system cancers; Using life tables, cancer mortality was significantly increased only in exposed workers who were first employed before 1951. None identified Not estimated None identified Sorahan et al. (1983) Carcinogenic 951 male workers employed between 1977 to 1984; workers were exposed to a mixture of chlorinated toluenes versus benzotrichloride alone; study is a follow up the study performed in 1983; follow-up period was 1977 to 1984 Exposure not measured The standardized mortality ratios (SMRs) for all causes, all cancers, and all noncancers in workers exposed to mixtures of chlorinated toluenes (including benzotrichloride) were 138, 163, and 129, respectively compared to the general population of England and Wales; significant excess mortality for lung cancer and Hodgkin's disease, with SMRs of 180 and 714; relative risks for deaths from lung cancer were elevated for exposure to benzotrichloride and other chlorinated toluenes, but the association was not statistically significant. None identified Not estimated None identified Sorahan and Cathcart (1989) 5 Benzotrichloride ------- FINAL 12-19-2011 Table 2. Summary of Potentially Relevant Data for Benzotrichloride (CASRN 98-07-7) Category Number of Male/Female Species, Study Type, and Duration Dosimetry13 Critical Effects NOAELb BMDL/ BMCLb LOAELb Reference (Comments) Notes3 Carcinogenic 697 male workers at a chlorination plant (exposed to benzotrichloride, benzylchloride, benzoyl chloride, and other related chemicals); mortality was observed from 1943 to 1982 Exposure not measured For the cohort as a whole, no statistically significant excess mortality was reported; however, authors state that based on animal data, as well as other epidemiologic studies, together with the internal consistency of analysis by length of employment, there may be an association between the chlorination process of toluene at the plant and an increased risk of respiratory cancer. None identified Not estimated None identified Wong (1988) Animal 1. Oral (mg/kg-day)b Short term 10M/10F, Sprague-Dawley rat, diet 7 d/wk, 4 wks 0,0.046, 0.46, 4.6, 46 Investigators did not observe clinical signs of toxicity and no mortality occurred during the study period; significant changes in SDH levels noted in males treated with benzotrichloride at doses greater than 0.046 mg/kg-day; liver, kidney, and thyroid considered to be target organs, though morphological effects were mild even at high doses. Males more susceptible than females to toxic effects of benzotrichloride. 0.046 0.048 (based on significant changes in serum SDH levels in males) 0.46 Chu et al. (1984) PS 6 Benzotrichloride ------- FINAL 12-19-2011 Table 2. Summary of Potentially Relevant Data for Benzotrichloride (CASRN 98-07-7) Category Number of Male/Female Species, Study Type, and Duration Dosimetry13 Critical Effects NOAELb BMDL/ BMCLb LOAELb Reference (Comments) Notes3 Carcinogenic 200 Female ICR mouse, gavage, 40 per dose group, 2 d/wk, 25 wks 0,0.41, 1.62,6.57, 26.57 Dose-dependent increase in mortality; the primary causes of mortality were lymphosarcoma and stomach cancer. There was a statistically significant positive trend in incidence of tumors of the forestomach, lung, and hematopoietic system. 0.41 Not estimated 1.62 Hooker Chemical Company (1980) IRIS, U.S. EPA (1990) Developmental Female rat, gavage, Gestation Days 6 through 15, 10 days; number of animals not specified 0, 12.5, 25, 50 All dosages reduced mean fetal weight. Reduced number of fetuses per litter at all treated doses; additionally, skeletal anomalies were noted (doses not specified). Histological alterations in the maternal thyroid gland, bone marrow, kidney, and liver were also noted (doses not specified). None identified Not estimated 12.5 Ruddick et al. (1982); this study is only available in abstract form; hence, complete study details are unavailable Reproductive None 7 Benzotrichloride ------- FINAL 12-19-2011 Table 2. Summary of Potentially Relevant Data for Benzotrichloride (CASRN 98-07-7) Category Number of Male/Female Species, Study Type, and Duration Dosimetry13 Critical Effects NOAELb BMDL/ BMCLb LOAELb Reference (Comments) Notes3 2. Inhalation (mg/m3)b Short-term 10M/10F Sprague-Dawley albino rat, 6 hr/d, 5 d/wk, 4 wks 0,0.91,8.61,82.1 (extrarespiratory effects) 0,1.77,16.77,160 (respiratory effects) All animals in the high exposure group died prior to termination of the study; animals in the mid-dose group exhibited statistically significant reduced body weight compared to the control group; a dose-response trend was observed in absolute and relative organ weights of both males and females; absolute weights of spleen, liver, kidneys, adrenals, and pituitary were significantly reduced in males in the mid-dose group. In females, absolute liver, heart, and lungs and trachea weights were significantly reduced compared to males in the mid-dose group; relative organ-weight analyses indicated statistically significant, dose-related changes in the lungs and trachea, adrenals, thyroid, and brain of both male and female rats; these findings were corroborated by the morphological alterations in the lung, trachea and nasal turbinates. 1.77 (based on respiratory effects) 1.36 (based on changes in relative brain weight in males) 16.77 (based on respiratory effects) Levin (1981) PS 8 Benzotrichloride ------- FINAL 12-19-2011 Table 2. Summary of Potentially Relevant Data for Benzotrichloride (CASRN 98-07-7) Category Number of Male/Female Species, Study Type, and Duration Dosimetry13 Critical Effects NOAELb BMDL/ BMCLb LOAELb Reference (Comments) Notes3 Carcinogenic Male Sprague-Dawley rat, number not specified, 6 hr/d, 5 d/wk, 1-6 mos 3.083 After 6 mos of exposure, squamous metaplasia or hyperplasia of upper respiratory tract, and papillomas in the nasal cavity; later observation also revealed malignant tumors in the skin and the external ear duct (incidence rates not provided in the abstract). None identified Not estimated None identified Koshi and Fukuda (1986); this study is only available in abstract form; hence, complete study details are unavailable Carcinogenic Female ICR mouse, number of animals not specified, inhalation exposure, 30 mins twice a wk for 5 mos 0.323 Moderate adenoid hyperplasia was recorded in part of the trachea and major bronchi of mice that died at 2 mos after study initiation; paraleukemia and leukemia were noted in animals that died after 5 mos; all exposed animals also exhibited hypertrophy of the thymus, lymph nodes, and spleen which suggested metastasis to other organs; study authors reported pulmonary tumors in all animals; dermal lesions included squamous cell carcinomas and papillomas. None identified Not estimated None identified Takemoto etal. (1978) 9 Benzotrichloride ------- FINAL 12-19-2011 Table 2. Summary of Potentially Relevant Data for Benzotrichloride (CASRN 98-07-7) Category Number of Male/Female Species, Study Type, and Duration Dosimetry13 Critical Effects NOAELb BMDL/ BMCLb LOAELb Reference (Comments) Notes3 Carcinogenic Female ICR mouse, number of animals not specified, inhalation exposure, 30 mins twice a wk for 12 mos 0.076 Adenomas were seen in mice dying 9 mos after exposure and benign adenomas were seen at 12 mos (per author these animals died during treatment course); leukemoid lesions occurred after 12 mos; cancerous lesions were found in all lungs examined (malignant adenocarcinoma, adenoma, or adenoid proliferation); 90% of those sacrificed at 15 mos had cancerous lesions of the lung. None identified Not estimated None identified Yoshimura et al. (1979) Developmental None Reproductive None aIRIS = utilized by IRIS, citation; PS = Principal study. bDosimetry conversion equations: Oral: NOAELAm = NOAEL x Food Consumption per Day x (1 -f- Body Weight) x (Days Dosed ^ Total Days); Inhalation: NOAELadj = NOAEL x (Hours per Day ^ 4) x (Days Dosed ^ Total Days); Noncancer oral data are only adjusted for continuous exposure; NOAEL, BMDL/BMCL and LOAEL values are converted to human equivalent dose (HED in mg/kg-day) or human equivalent concentration (HEC in mg/m3); Equation for HEC conversion: HEC = NOAELadj x RGDR. °Not reported by the study author but determined from data. 10 Benzotrichloride ------- FINAL 12-19-2011 HUMAN STUDIES Oral and Inhalation Exposure No published studies investigating the effects of subchronic- or chronic-duration oral exposure to benzotrichloride in humans have been identified. The effects of inhalation exposure of humans to mixtures of chlorinated toluenes including benzotri chloride have been investigated in three epidemiological/occupational studies (Sorahan et al., 1983; Sorahan and Cathcart, 1989; Wong, 1988). Sorahan et al. (1983) and Sorahan and Cathcart (1989) conducted two studies: the first being a retrospective study of a cohort of 953 people (sex not specified) employed in a chemical factory manufacturing chlorinated toluenes (CT) and the second being a follow-up study to the 1983 cohort. The population in the first study consisted of employees with up to 24 years of exposure with an additional criterion for inclusion in the study being a minimum of 6 months of employment. Employees exposed to chlorinated toluenes from 1923-1945, 1946-1960, and 1961-1970 were included in the study. The study authors compared mortality in 163 exposed employees to 790 employees who were not exposed. The second study included a period of follow-up spanning from 1977 to 1984 for 951 of the original 953 workers. The study made comparisons using two standard populations in the 1983 study. The first approach used mortality rates in England and Wales as an external standard, while the second approach used regression models in life tables (RMLT) as the internal standard. The study authors used Standardized Mortality Ratio (SMR) and RMLT to analyze the mortality among workers exposed to CT. In the 1989 study, in addition to the SMR data, Sorahan and Cathcart performed a "nested case-control" to gather more detailed information on likely occupational risks. SMR results from the 1983 study indicated a statistically significant (p < 0.01) difference in cancer mortality between the group exposed to CT and cancer mortality in the rest of England and Wales. Similarly, for the combined group (with and without CT exposure), mortality from all cancers was significantly elevated (p < 0.05) compared to cancer mortality in all of England and Wales. Results from the 1989 study also indicated a statistically significant (p < 0.05) difference in lung cancer mortality between the CT-exposed group and the rest of England and Wales. In the 1983 study, RMLT results indicated that the null hypothesis (i.e., CT exposure has no effect on cancer mortality) was rejected at the 5%-level. Though all cancers in the CT-exposed group were of the respiratory and digestive systems, their association with CT exposure failed to reach statistical significance when tumor types were considered individually. The study authors did not find statistically significant relationships between CT exposure and cancer mortality or that of any other cause. The study authors drew these conclusions after controlling for employment entry cohort and age at entry to the study. Using a "nested case control" approach in the 1989 study, the study authors stated that results did not show convincing evidence of occupational involvement, though there was a positive nonsignificant effect for benzotrichloride exposure that was not due to confounding effects of smoking, based on available smoking data. However, based on the incidence of cancers in both studies, the study authors concluded that though the results may be biased, there is evidence of increased cancer mortality, but not from other causes, among the group exposed to CTs. The study authors also stated that based on results of other toxicological studies on benzotrichloride, it is reasonable to assume that benzotrichloride may be a potential human carcinogen. Because these studies involved exposures to a mixture of chlorinated toluenes and the study authors did not report exposure levels to benzotrichloride, a NOAEL or a LOAEL is not identified. 11 Benzotrichloride ------- FINAL 12-19-2011 Wong (1988) conducted a "historical prospective" (retrospective) mortality study on 697 males employed at a chlorination plant manufacturing benzotrichloride, benzyl chloride, benzoyl chloride, and other related chemicals between 1943 and 1982. Females were not included in the study because the number of females potentially exposed to chlorinated toluenes was low (n = 43). A majority of the study cohort was potentially exposed to benzyl chloride, benzoyl chloride, and other related chemicals. The study reported SMRs computed based on comparisons to age- and gender-specific death rates for the U.S. population. The study authors reported 47 deaths in the entire cohort during the observation period spanning from 1943 to 1982. When compared to the U.S. mortality rates of 46.9, the SMR was 100. Ten of the 47 deaths were attributed to malignant neoplasms, with 8.2 predicted. The study reported that seven deaths were a result of respiratory cancer compared to 2.8 expected. The SMR for respiratory cancer was 246 with a borderline statistical significance (and a lower 95% confidence limit of 99). Seventeen deaths were attributed to diseases of the circulatory system with a SMR of 96, which was not statistically significant. The study authors conducted analyses based on race, job subcohort, chemical-specific analysis, length of employment, and latency, and concluded that there was a statistically significant increase in lung cancer mortality among male employees with 15 or more years of employment (two deaths in workers employed <15 years and five deaths in workers employed >15 years). However, five workers out of the total seven lung cancer deaths were known smokers, and the study authors could not determine whether the observed lung cancer mortality excess was due to exposure to chlorinated toluenes, smoking, or other causes. Based on the study results and toxicity observed in animal data, the study authors concluded that there may be an association between exposure to chlorinated toluenes and an increased risk of respiratory cancer. Because the study involved exposures to a mixture of chlorinated toluenes and exposure doses and did not report data specific to benzotrichloride exposure levels, a NOAEL or a LOAEL is not identified from this study. ANIMAL STUDIES Oral Exposure The effects of oral exposure of animals to benzotrichloride have been evaluated in short-term (Chu et al., 1984), developmental toxicity (Ruddick et al., 1982, presented only as an abstract), and chronic-duration carcinogenicity studies (Published studies investigating the reproductive effects of benzotrichloride in animals have not been identified. Short-term Study The study by Chu et al. (1984) is selected as the principal study for deriving the subchronic p-RfD. Chu et al. (1984) conducted a 28-day feeding study in rats. Groups of 10 male and 10 female Sprague-Dawley rats per group were fed diets containing 0, 0.5, 5.0, 50, or 500 ppm (0, 0.046, 0.46, 4.6, and 46 mg/kg-day) of benzotrichloride (purity = 98%) dissolved in corn oil via the diet daily, for 7 days a week, for 4 weeks. The control groups were fed a diet containing 4%-corn oil only. The study authors recorded body weights and food consumption weekly and made clinical observations daily. At study termination, all animals were euthanized, and gross examinations were performed at necropsy. The study authors analyzed hepatic mixed function oxidase activity and serum enzyme levels along with various hematological parameters including hemoglobin concentration (Hgb), packed cell volume, total and differential leukocyte counts, mean corpuscular volume (MCV), mean corpuscular hemoglobin concentration (MCHC), and mean corpuscular hemoglobin (MCH). At necropsy, the study authors examined the liver, brain, heart, spleen, and kidney for gross lesions. Statistical analyses were carried out using a one-way multiple analyses of variance and Duncan's multiple range tests. No clinical 12 Benzotrichloride ------- FINAL 12-19-2011 signs, mortality, or gross changes were observed in any of the treated animals. Significant (p < 0.05) increases in serum sorbitol dehydrogenase (SDH) activity were noted in male rats treated with 0.46-, 4.6-, and 46-mg.kg-day benzotrichloride compared to the concurrent control group. The study did not provide SDH levels at the 0.046-mg/kg-day dose level; thus, it raises uncertainty in dose response. Benzotrichloride exposure was also associated with elevated lactate dehydrogenase (LDH) activity at the 46-mg/kg-day dose (control: 1336 ± 309; 500 ppm: 1646 ± 163). Hematological parameters and bone marrow (no information is presented indicating whether this was assessed histopathologically) were not affected as a result of exposure to benzotrichloride. Histopathological changes were noted in the liver, kidney, and the thyroid gland. The study authors stated that the morphological changes in these organs were mild even at the highest administered dose of benzotrichloride and that male rats were more susceptible to these changes than females (incidence data for these morphological changes were not provided in the study report). However, the study authors also reported that the histological changes produced by benzotrichloride became progressively more severe and occurred with greater frequency as dose levels increased. Because the study does not present dose-specific incidence data, a dose-response trend in these histological changes is not estimated. The study summary does not present dose-specific incidence data on morphological changes in various organs. Architectural changes in the liver consisted of mild regular and irregular lobular patterns. Hepatocytes exhibited mild anisokaryosis associated with pyknosis, and occasional necrotic hepatocytes were also noted. In addition, cytoplasmic vacuolation and increased eosinophilia were also seen in the portal areas of the hepatic lobule (dose-dependent data not presented). In the kidney, mild but significant (significance level and dose not reported) changes consisting of accumulation of eosinophilic intracytoplasmic inclusions in the epithelium of proximal tubules that were associated with focal-glomerular adhesions and interstitial scarring due to spontaneous aging process were noted. Histological alternations in the thyroid were mild in nature and consisted of a reduction in follicular size and colloid density. The study authors stated that the significant increase in serum SDH activity in male rats treated with benzotrichloride was consistent with the morphological changes observed in the liver because changes in SDH levels indicate liver injury. Though the study authors state that there were statistically significant increases in SDH activities in animals treated with benzotrichloride, the significance level at the lowest administered dose of 0.5 ppm could not be confirmed because SDH levels for this dose group were not provided in the study summary. Significant SDH changes at doses as low as 5 ppm along with morphological changes observed in the liver constitute liver injury. Based on these results, a LOAEL of 0.46 mg/kg-day is identified for statistically significant (p < 0.05) changes in SDH levels along with morphological changes in the liver in male and female Sprague-Dawley rats. A NOAEL of 0.046 mg/kg-day is identified in this study. Chronic-duration Studies Studies investigating the chronic-duration noncancer toxicity of benzotrichloride via oral exposure have not been located. Chronic-duration Carcinogenicity Studies Fukuda et al. (1993) and Hooker Chemical Company (1980) conducted a 25-week carcinogenicity study in ICR-Specific Pathogen Free (SPF) mice. Groups of 40 female ICR-SPF mice were treated with 0.0315, 0.125, 0.5, or 2 |iL (0.41, 1.62, 6.57, and 26.57 mg/kgbody 13 Benzotrichloride ------- FINAL 12-19-2011 weight-day1) of benzotrichloride (purity not provided) dissolved in 0.1-ml sesame oil, twice a week, for 25 weeks via gastric intubation. Though the use of a control group is not specifically mentioned in the study report, the results table provides information regarding tumor incidence in the control animals (n = 40). Eighteen months after study initiation, animals were sacrificed, autopsied, and examined histopathologically. Changes in body weights and clinical observations, if performed, were not reported in the study. Mortality increased with dose and occurred earlier in higher dose groups. The study authors recorded 50% mortality at 16.5 and 6.5 months, respectively, in animals treated with 6.57 and 26.57 mg/kg-day of benzotri chloride twice per week. The study authors stated that tumors developed earlier in animals treated with either 6.57 or 26.57 mg/kg-day of benzotri chloride compared to animals treated with a lower dose of the chemical, strengthening the evidence for a dose-response relationship for the observed tumors (see Appendix B, Table B. 1). A tumor type that appeared early was thymoma, which appeared within 6 months in 18% (7/38) and 5% (2/40) of animals treated with 26.57 and 6.57 mg/kg-day of benzotri chloride, respectively. The most frequently seen tumor was squamous cell carcinoma of the forestomach; incidence for squamous cell carcinomas and papillomas of the forestomach was 66% in animals treated with 26.57 mg/kg-day of benzotrichloride at 12 months and 58% in animals treated with 6.57 mg/kg-day of benzotrichloride at 18 months. In contrast, incidences of forestomach cancer in the 1.62 and 0.41 mg/kg-day dose groups, and the controls at 18 months were 5% (2/39), 0% (0/39), and 0% (0/39), respectively. Metastases were also noted but only for lymphogenous or hematogenous tumor types. In contrast to forestomach cancers, no glandular stomach tumors were noted. However, low incidences of atypical hyperplasia and hyperplastic metaplasia of the glandular mucosa were noted. Besides squamous cell carcinomas, the other most-frequently seen tumors were adenocarcinoma and adenomas of the lung. The study authors found lung tumors in over 60 of animals in the three highest dose groups at the end of the study. The authors also reported less-frequently occurring tumors of the exocrine glands such as sweat glands, salivary glands, and lacrimal ducts in 7% (10/150) animals treated with 0.41, 1.62, 6.57, and 26.57 mg/kg of benzotrichloride along with one instance of endothelioma of vessels supplying the liver. Cancers of the hematopoietic system were also common in animals dosed with 6.57 or 26.57 mg/kg-day of benzotrichloride (1/39, 2/39, 1/39, 3/40, and 8/38 in the control and the four treatment groups, respectively). Based on these results, the study authors concluded that benzotrichloride is not only a local carcinogen (causing cancers in the forestomach) but also a systemic carcinogen (causing cancers in the lung, thymus, hematopoietic system, and hepatic vascular system). Developmental and Reproductive Studies No studies investigating the reproductive effects of benzotrichloride via oral exposure have been identified. Ruddick et al. (1982; in abstract form only) administered benzotrichloride to pregnant rats (number of animals not specified) on Gestation Days (GDs) 6 through 15 via gavage at doses of 0, 12.5, 25, or 50 mg/kg-day. Maternal-weight gain, changes in organs, hematology, residue analysis (details not provided in the abstract), microscopic examination, and 15 biochemical parameters were used to evaluate maternal toxicity. The study authors measured teratogenicity by examining litter size, fetal weight, deciduoma, skeleton and visceral parameters, residue analysis, and microscopic examination of fetuses. A significant (p < 0.05) ' Dose (mg/kg-BW-day) = Dose (ill) x Density of the chemical fg) x 1 x l x 1000 mgx2 Day x ml x 1000 jxl x Animal Body Weight (kg) x g x7 14 Benzotrichloride ------- FINAL 12-19-2011 decrease in maternal-weight gain was noted in dams receiving 25- or 50 mg/kg-day benzotrichloride. The highest dose—50 mg/kg-day—increased the number of resorption sites and reduced the number of fetuses per litter. A decrease in mean fetal weight was noted at all three dose levels of benzotrichloride compared to the control group. The number of skeletal anomalies was most evident in pups exposed to benzotrichloride (dose-specific information not provided). Histological changes were evident in the maternal thyroid gland, bone marrow, kidney, and the liver. Significant (significance level not provided) changes were observed in some clinical and hematological parameters along with changes in organ weights in animals (no data on whether these changes were noted in the dams or pups) treated with 50 mg/kg-day benzotrichloride. These results were available only in abstract form. Based on the results presented here, a LOAEL of 12.5 mg/kg-day is derived for benzotrichloride based on decreased mean fetal weight. A NOAEL cannot be determined from this study. Inhalation Exposure The effects of inhalation exposure of animals to benzotrichloride have been evaluated in short-term (Levin, 1981) and chronic-duration carcinogenicity studies (Yoshimura et al., 1979; Takemoto et al., 1978; Koshi and Fukuda, 1986). Published studies investigating reproductive and developmental effects of benzotrichloride in animals via inhalation exposure have not been identified. Short-term Study The study by Levin (1981) is selected as the principal study for deriving the subchronic p-RfC. The International Research and Development Corporation (IRDC), Mattawan, Michigan (1981; unpublished study) conducted a 4-week inhalation study on benzotrichloride using rats. Groups of 10 male and 10 female Sprague-Dawley albino rats per group were exposed 6 hours/day, 5 days/week, for 4 weeks to clean filtered air or 5.1, 48.2, or -3 460 |ig/L (mg/m ) of benzotrichloride (purity = 96.4%) vapor. Body weights were determined prior to study initiation and once every week thereafter until study termination. The study authors noted signs of toxicity once every week and checked animals for mortality twice per day prior to benzotrichloride exposure and again after each exposure until study termination. At study termination, various serum biochemical, hematological, and urine analyses were conducted. In addition, the study authors determined absolute and relative organ weights and conducted histopathological evaluations after animal sacrifice. Animals that died or were sacrificed in extremis prior to study termination were evaluated using the same methods, except body and organ weights were not measured. Marked dyspnea, nasal and ocular discharge, and gasping were noted in animals exposed to 460 mg/m3 benzotrichloride during Week 1 of the study. In contrast, only mild dyspnea was observed in animals exposed to 48.2 mg/m benzotrichloride. All animals exposed to 460 mg/m3 of benzotrichloride either died or were -3 sacrificed in extremis by the seventh day of the study. One female treated with 48.2 mg/m of benzotrichloride died prior to final sacrifice. None of the other animals died during the study "3 period. Body weights for both male and female rats treated with 48.2 mg/m benzotrichloride were statistically significantly (p < 0.05) lower when compared to the corresponding control -3 group (see Appendix B, Table B.2). In contrast, animals treated with 5.1 mg/m of benzotrichloride exhibited no apparent difference in body weights from the control group. Examination of hematological, biochemical, and urine analyses data indicated no compound-related changes. Absolute organ weight analysis indicated statistically significant (p < 0.01) changes in the spleen (males), liver (males and females), kidney (males), and heart (females) of animals dosed with 48.2 mg/m3 benzotrichloride compared to the control group (see 15 Benzotrichloride ------- FINAL 12-19-2011 Appendix B, Table B.3). Relative organ weight analyses indicated statistically significant changes in the lungs and trachea (p < 0.01; apparently excised as a unit and weighed together), adrenals (p < 0.05), thyroid, and brain (p < 0.01) of both male and female rats (see Appendix B, Table B.4). The study authors suggest that the changes in relative brain weights may be related to the effect of benzotrichloride on body weight rather than a direct effect on organs. Histopathological examination revealed treatment-related morphological alterations in "3 the lung, trachea, and nasal turbinates in male and female rats treated with 48.2- and 460-mg/m benzotrichloride. Lesions in the lung included infiltrates of acute inflammatory cells, ulcerations, and desquamation of the superficial epithelial cells of the main bronchial stem and bronchioles of all sections. The severity of these lesions was reported to be comparable in both "3 the 48.2- and 460-mg/m dose groups. Lesions in the nasal turbinates and the trachea included focal-to-diffuse and slight-to-moderate infiltrations of the acute inflammatory cells along with squamous metaplasia of the superficial epithelial cells that lined the tissues. These lesions were not noted in the low-dose males and females. Hepatocellular necrosis/necrotic foci were noted in the livers of some of the treated animals but not in the control group. The study authors stated that such lesions are common spontaneous findings in rats and were not considered to be treatment related. Based on the results presented above, a LOAEL of 48.2 mg/m is identified for statistically significant (p < 0.01) changes in relative adrenal and thyroid weights in males, and relative lungs and trachea weight in male and female rats, which is corroborated by the morphological alterations in the lung, trachea, and nasal turbinates. ANOAEL of 5.1 mg/m3 is identified in this study. Chronic-duration Studies No studies investigating the effects of chronic-duration systemic toxicity of benzotrichloride in animals via inhalation exposure have been identified. Chronic-duration Carcinogenicity Studies Koshi and Fukuda (1986) conducted a 6-month carcinogenicity study in rats along with 1- and 3-month studies. Groups (number not specified) of male Sprague-Dawley rats were exposed to benzotrichloride (purity not specified) at 1 ppm in air for 6 hours/day, 5 days/week, for 1, 3, or 6 months. The corresponding average daily concentration was 3.083 mg/m . Details of this study are limited as the study is available only as an abstract; therefore the details of the control group are not reported. Neoplastic changes were not noted in the 1- and 3-month exposure groups. However, in the 6-month exposure group with an observation period of 5 months, malignant and benign tumors were observed in the respiratory system as well as in the skin and external ear duct. Additionally, at the end of the 6-month exposure period, squamous metaplasia or hyperplasia of the upper respiratory tract, and papillomas in the nasal cavity were recorded. These results suggest that inhalation exposure to 1 ppm benzotrichloride is carcinogenic to male Sprague-Dawley rats. Takemoto et al. (1978) conducted a 5-month study in ICR mice. A group of (number of animals not clearly specified) ICR female mice were exposed to average air concentrations of 6.8 ppm benzotrichloride (purity not specified) vapors for 30 minutes, twice weekly, for 5 months. The equivalent average continuous concentration over the study period was 0.323 mg/m3. The study summary does not discuss the use of a control group. At the end of 5 months of exposure, the animals were observed without exposure for an additional 1 or 5 months and sacrificed and autopsied 6 and 10 months after study initiation. All animals, 16 Benzotrichloride ------- FINAL 12-19-2011 including animals that died during the study period, received histopathological examination. Moderate adenoid hyperplasia was recorded in the tracheas and major bronchi of mice that died within 2 months of study initiation. In the majority of animals that died by the end of the 5-month exposure period, epithelial proliferation of the trachea, bronchus, and bronchiole were manifested as mild-to-intermediate adenoid proliferation. In animals that died by the fifth month, 50% (6/12) had paraleukemia and leukemia, whereas only 10% (2/20) of animals that died after 5 months of the study exhibited incidence of leukemia. All animals also exhibited hypertrophy of the thymus, lymph nodes, and spleen, which suggested tumor metastasis to other organs. All animals (n = 8) that survived the 10-month observation period exhibited adenoid proliferation of the trachea and intrapulmonary bronchial epithelia, whereas two animals exhibited papillomas of the intrapulmonary bronchi. Additionally, the study authors reported pulmonary tumors in all eight animals sacrificed at the end of the 10-month observation period. Dermal lesions included squamous cell carcinomas in three animals, and papillomas in four animals. Mild keratocyte proliferation in the stomach was also noted in several animals (number not specified) along with inflammatory damages in the spleen. These results suggest that benzotrichloride is carcinogenic to female ICR mice via the inhalation exposure route. Yoshimura et al. (1979) conducted a 12-month carcinogenicity study of benzotrichloride in ICR mice. A group of ICR-JCL female mice (number of animals not clearly specified) were exposed to 1.6-ppm benzotrichloride (purity not specified) vapors for 30 minutes, twice weekly, o for 12 months at room temperature and at 50 C. The corresponding average continuous concentration was 0.076 mg/m over the course of the study period. The use of a control group is not discussed in the study summary. At the end of 12 months of exposure, the animals were observed without further exposure and sacrificed and autopsied 12 and 15 months after study initiation. All animals, including animals that died during the study period, received histopathological examination. The authors reported incidence of cancerous lesions in mice as early as 9 months after study initiation. Among the animals that died by 12 months, some exhibited mild adenoid proliferation in the bronchial epithelia (3/4), while others exhibited benign adenoma (3/4). In animals exposed to benzotrichloride at 50°C, the incidence of leukemoid lesions was 11% (4/37). All 10 animals sacrificed and autopsied at the end of the 12-month exposure period exhibited epithelial proliferation of the trachea, bronchus, and terminal bronchiole along with localized squamous epithelialization. Cancerous lesions were also noted in all examined lungs. All animals that were sacrificed at 15 months exhibited proliferation of the tracheal and terminal bronchiolar epithelia. When compared to animals sacrificed and observed at the end of 12 months, the 15 month-group exhibited more advanced squamous epithelial proliferation as well as epithelial keratinization. The study authors also reported skin lesions that included papillomas and epidermoid carcinomas. Examination of other organs indicated evidence of keratinization of the gastric mucosa. These results suggest that benzotrichloride is carcinogenic to female ICR-JCL mice via the inhalation exposure route. Developmental and Reproductive Studies No studies investigating the developmental and reproductive toxicity of benzotrichloride in animals via inhalation exposure have been identified. Other Exposures No studies investigating benzotrichloride toxicity in humans or animals by other exposure pathways have been identified. 17 Benzotrichloride ------- FINAL 12-19-2011 OTHER DATA (SHORT-TERM TESTS, OTHER EXAMINATIONS) Little information is available on the toxicokinetics of benzotrichloride. Available studies (U.S. EPA, 1986; Yu and Nietschmann, 1980) indicate that benzotri chloride is rapidly and extensively absorbed from the gastrointestinal tract of rats and efficiently eliminated in the urine (90%) and feces (10%) 48 hours after a single oral dose of radiolabeled benzotri chloride (data regarding specific carbon labeling is not provided). The elimination half-life of 14C was estimated to be about 22 hours. Total radiocarbon in tissues was 1.5% of the dose after 72 hours with fat, liver, and kidney exhibiting higher residue levels compared to other tissues and muscle exhibiting the lowest residue levels. Excretion of benzotri chloride seemed to follow first-order kinetics with rapid distribution in the body followed by elimination of 90% of the dose in urine with the remaining 10% being eliminated in the feces. Yu and Nietchsmann (1980) reported that benzotrichloride was rapidly metabolized via hydrolysis (data regarding hydrolysis via enzyme interaction are not provided) to form benzoic acid, which was further metabolized to hippuric acid following conjugation with glycine. The genotoxicity of benzotrichloride has been evaluated in various studies using in vitro and in vivo test systems (Khudoley et al., 1987; Yasuo et al., 1978; Zeiger et al.,1988; You et al., 1986; Koshi and Fukuda, 1986). These test results indicate that benzotrichloride has mutagenic (with metabolic activation) and clastogenic activity. Table 3 summarizes the results of the toxicokinetics and genotoxicity studies of benzotrichloride. 18 Benzotrichloride ------- FINAL 12-19-2011 Table 3. Other Studies for Benzotrichloride (CASRN 98-07-7) Tests Materials and Methods Results Conclusions References Toxicokinetic Eight groups of 4-wk-old Sprague-Dawley albino rats (2-3 rats/group, M or F) were administered one oral dose (40 mg/kg) of 14C-benzotrichloride in corn oil. Urine and feces samples were collected at 24 (Groups 2 and 3), 48 (Group 4), and 72 (Groups 5, 6, 7, and 8) hrs after dosing. Group 1 samples were collected after 8 hrs, when these animals were sacrificed. Benzotrichloride was rapidly absorbed by the gastrointestinal tract and eliminated well by the urine (90%) and feces (10%) after 48 hrs. A half-life for absorption was estimated at 3 hrs; the half-life for elimination from blood was 22 hrs and about 14 hrs for elimination from tissues (kidney, liver, muscle, fat, brain, heart, spleen, gonads, uterus, lung, and blood). Radiocarbon residue in tissues was low, with only about 1.5% left in the body after 72 hrs. Distribution data indicated that residue was highest in fat, followed by the liver and kidney. No parent compound was detected in the urine; authors suggested that the benzotrichloride was hydrolyzed to benzoic acid, which then was conjugated with glycine to form hippuric acid, which was the predominate metabolite detected in urine. Benzotrichloride was rapidly and efficiently absorbed by the gastrointestinal tract. However, based on the data, authors concluded that benzotrichloride should not be accumulative or persistent in mammals. Yu and Nietschmann (1980); U.S. EPA (1986) Genotoxicity Ames mutagenicity assay was used to test mutagenic potential of a number of compounds, including benzotrichloride. Salmonella typhimurium strains TA98, TA100, TA1538, TA1530, TA1535, TA1537, TA97, and TA102 were metabolically activated with S-9 from Aroclor-treated rats to test for mutagenicity. Data showed that the benzotrichloride was mutagenic in strains TA98, TA100, and TA1538 (the frequency of mutations were more than spontaneous background by 2~5 fold), but not in strains TA1530, TA1535, TA1537, TA97, or TA102. Benzotrichloride was one of 126 compounds assayed; results for the group of compounds including benzotrichloride mirrored other available data. No specific conclusions were drawn by the authors regarding benzotrichloride despite findings of mutagenicity in some strains. Khudoley et al. (1987) 19 Benzotrichloride ------- FINAL 12-19-2011 Table 3. Other Studies for Benzotrichloride (CASRN 98-07-7) Tests Materials and Methods Results Conclusions References Genotoxicity Ames mutagenicity assay was used to test for mutagenic potential. Salmonella typhimurium strains TA97, TA98, TA100, TA1535, and TA1537 were used with activation by S-9 fractions of Aroclor 1254-induced, male Sprague-Dawley rat and male Syrian hamster livers. In the TA100 strain, benzotrichloride was mutagenic without activation, with activation of Aroclor 1254-hamster liver S-9, and with Aroclor 1254-induced rat liver S-9. In the TA98 strain, two tests without activation yielded negative and questionable results, respectively. In two tests (from two different laboratories) TA98 mutagenicity tests with Aroclor 1254-hamster liver S-9 results were positive or questionable. Both tests using TA98 with Aroclor 1254-induced rat liver S-9 were positive. The authors concluded that benzotrichloride is mutagenic in bacterial test strains. Zeiger et al. (1988) Genotoxicity and Mutagenicity Benzotrichloride and three other compounds were tested for mutagenicity in vitro by rec-assay (for DNA damage) using Bacillus subtilis, reversion assays (for gene mutations) using E. coli WP2, and Ames Salmonella TA strains with and without metabolic activation. Benzotrichloride was positive in the rec-assay. However, benzotrichloride required metabolic activation in several of the Salmonella and E. coli strains before showing mutagenic response. Benzotrichloride was highly mutagenic in the reversion assays for WP2 her, TA100, TA98, and TA1535 when metabolically activated. E. coli B/r WP2 try (hcr+) was not as sensitive to the mutagenicity of benzotrichloride as WP2 try her. Benzotrichloride was positive in the rec-assay without S-9; however, it did require metabolic activation to induce mutation. The requirement of activation in only some of these assays may be related to differences in the permeability of cell membranes and/or to the differences in metabolic systems of B. subtilis, E. coli or S. typhimurium. Yasuo et al. (1978) Benzotrichloride was tested using alkaline elution to measure DNA strand breaks in human bronchial epithelial cells. Cells were labeled by incubation for 3 days in medium containing 0.1 |iCi/ml of [3H] thymidine. The cells were treated with BTC or benzo(a)pyrene for 1 hr (0.1—1 |ig). washed, suspended, and impinged onto polycarbonate filters for detection of DNA strand breaks. Benzotrichloride induced DNA strand breaks at all concentrations and was 3-4 times more active than benzo(a)pyrene. The data indicate that benzotrichloride is a strong inducer of DNA strand breaks in human precursor cells for lung cancer. You et al. (1986) 20 Benzotrichloride ------- FINAL 12-19-2011 Table 3. Other Studies for Benzotrichloride (CASRN 98-07-7) Tests Materials and Methods Results Conclusions References Clastogenicity Male Sprague-Dawley rats were exposed via inhalation to 1 ppm of benzotrichloride for 6 hrs a day, 5 days a wk, over a period of 1, 3, or 6 mos. There was a small but significant increase for all exposure periods (1,3, and 6 mos) in chromosomal aberrations in bone marrow cells, particularly chromatid gaps. There was a significantly higher occurrence of sister-chromatid exchanges in peripheral blood lymphocytes in each exposure group when compared to controls. Chromosomal aberrations in peripheral blood lymphocytes were similar to controls for the 1-mo exposure, but aberrant metaphases were significantly higher for the 6-mo exposure group. Results suggest clastogenic effects occurred over all exposure periods. However, authors concluded that the individual responses did not always correlate well with these effects. Koshi and Fukuda (1986) (Abstract) 21 Benzotrichloride ------- FINAL 12-19-2011 DERIVATION OF PROVISIONAL VALUES Table 4 below summarizes the noncancer reference values. Table 5 summarizes the cancer values. The toxicity values have been converted to HED/HEC units. IRIS data are included in the table if available. Table 4. Summary of Reference Values for Benzotrichloride (CASRN 98-07-7) Toxicity Type (Units) Species/Sex Critical Effect p-Reference Value POD Method POD UFC Principal Study Subchronic p-RfD (mg/kg-day) Sprague- Dawley rat; M/F Significantly increased SDH levels beginning at the 0.046 mg/kg-day dose group accompanied by morphological changes in the liver, kidney, and thyroid 5 x 10~5 BMDL 0.048 1000 Chu et al. (1984) Chronic p-RfD (mg/kg-day) None None None None None None None Screening Subchronic p-RfC (mg/m3) Albino Rat (strain not specified); M/F Significant (p < 0.01) changes in relative lungs and trachea weight and morphological alterations in the lung, trachea, and nasal turbinates 5 x 10~3 BMCL 1.36 300 Levin (1981) Chronic p-RfC (mg/m3) None None None None None None None Table 5. Summary of Cancer Values for Benzotrichloride (CASRN 98-07-7) Toxicity Type" Species/Sex Tumor Type Cancer Value Principal Study OSF (IRIS, 1990) ICR-JCL Mouse/F Squamous cell carcinoma in the forestomach; adenocarcinoma and adenoma in the lung; lymphosarcoma of the thymus, lymphatic leukemia in the hematopoietic system 1.3 x 101 (mg/kg-day) 1 Hooker Chemical Company (1980) p-IUR None None None None "All the reference values obtained from IRIS are indicated with the latest review date. 22 Benzotrichloride ------- FINAL 12-19-2011 DERIVATION OF ORAL REFERENCE DOSES Derivation of Subchronic p-RfD The study by Chu et al. (1984) is selected as the principal study for deriving the subchronic p-RfD. This study is a 28 day study and is the only available study for this purpose. Administered dose levels in this study were: control, 0.5, 5.0, 50.0, and 500.0 ppm (0, 0.046, 0.46, 4.6, and 46 mg/kg-day). The critical endpoints reported are changes in liver SDH levels commensurate with morphological changes reported (as occurring but not quantified) in the liver of male and female Sprague-Dawley rats. Changes in SDH levels were reported as statistically significant (p < 0.05) beginning at the 5.0 ppm dose level. However, no data was presented for the 0.5 ppm level. This study is in a peer-reviewed journal publication and the study follows standards of study design and performance. Supporting studies are Fukuda et al. (1993) and Ruddick et al. (1982). Fukuda reported increased incidence of tumors in the forestomach as well as lung, thymus, hematopoietic system, and hepatic vascular system at doses of 1.62 mg/kg-day. Ruddick reported that the high dose of 50 mg/kg-day increased the number of resorption sites and reduced number of fetuses per litter and decrease in mean fetal weight at 12.5, 25, or 50 mg/kg-day. Details are provided in the "Review of Potentially Relevant Data" section of this report. These levels are higher than those of effects at low doses in the principal study (Chu et al., 1984). Since no data for SDH or other effects were reported for the 0.5 ppm level, this point could not be considered in a BMD analysis; i.e., the point was ignored. The remaining points, 0.0, 5.0, 50.0, and 500.0 ppm were subjected to BMD analysis (see Figure C.l). The data (extracted from the paper) are shown in Table 6. Table 6. Data Extracted from Chu et al. (1984) Treatment Level (ppm) Treatment Level (mg/kg-day) Serum SDH (mlU/ml) & SD Control 0.0 19 ± 4.8 5.0 0.46 32 ± 8.9* 50 4.6 38 ± 15* 500 46 29 ± 12* * Significant p > 0,05 Modeling failed for all models for the database which included the 500 ppm level. After dropping this level, an exponential model with nonhomogeneous variance is the best fit of the data. A change in one standard deviation from the control mean is the appropriate default approach for the determination of the POD since expected normal ranges are unknown. Since only two dose levels could be modeled, using the non-homogeneous variance causes loss of one degree of freedom. Hence the model failed Test 6a (Degrees of Freedom = 0) as indicated in Appendix C. However, visual inspection of the fitted curve and observation that the scaled residuals were small (<2.0) provides justification for accepting the model, regardless. The BMD and BMDLisd is 0.12 and 0.048, respectively. See Appendix C for BMD information. 23 Benzotrichloride ------- FINAL 12-19-2011 Adjusted doses for Continuous Exposure: The study authors report that "growth rate and food consumption were not affected by treatment," and "body weight and food consumption were determined weekly..However, the food consumption values were not reported. The dose conversion from ppm in diet to mg/kg-day; 0.0, 0.5, 5.0, 50, and 500 ppm to 0.0, 0.046, 0.46, 4.6, and 46 mg/kg-day is calculated as follows. The conversion is based on a food consumption of 0.0215 kg/day (males and females). This food consumption value (0.0215 kg food/day) can be compared to the default food factor (subchronic for Sprague-Dawley rats) of 0.023 kg food /day for male and 0.020 for female (U.S. EPA, 1988). The dosimetric conversion is as follows, using 0.5 ppm as an example: Dose adj = Dose(ppm) x (food consumption/BW) x 1 (dose is continuous) 0.5 ppm (mg/kg food) x (0.0215 kg food/day ^ 0.2355 kg bw) = 0.046 mg/kg-day The adjusted doses were modeled and a BMDLisd of 0.048 mg/kg-day for increased serum SDH in males was chosen as the POD. Subchronic p-RfD = BMDLisd UFC = 0.048 mg/kg-day 1000 = 5 x 10~5 mg/kg-day Tables 7 and 8 summarize the associated uncertainty factors and confidence descriptors. Table 7. Uncertainty Factors for Subchronic p-RfD for Benzotrichloride (CASRN 98-07-7) UF Value Justification ufa 10 A UFa of 10 is applied for interspecies extrapolation to account for potential toxicokinetic and toxicodynamic differences between rats and humans. There are no data to determine whether humans are more or less sensitive than rats used in Chu et al. (1984) to liver effects of benzotrichloride. ufd 10 The only study that is available is the Chu et al. (1984) study. No other studies of longer duration examining a full suite of effects are available. The database includes an abstract of a developmental study via the oral exposure route but no multigeneration reproduction studies. As such, there is a need for developmental and multigeneration reproductive toxicity studies via the oral route. The results of the available developmental study indicate that the lowest administered dose exhibited a decrease in mean fetal body weights. Additionally, skeletal anomalies, resorption sites, and reduced number of fetuses per litter were also reported at higher doses in the studies indicating a compound-related developmental effect. Additional studies are needed for confirming these developmental effects. As such, an UF of 10 is applied. UFh 10 A UFh of 10 is applied for intraspecies differences to account for potentially susceptible individuals in the absence of definitive information on the variability of response in humans. ufl 1 A UFl of 1 is applied because the POD has been developed using a BMDL. UFS 1 A UFS of 1 is applied because the principal study (Chu et al., 1984) is a subchronic study. UFC <3000 1000 24 Benzotrichloride ------- FINAL 12-19-2011 Table 8. Confidence Descriptor for Subchronic p-RfD for Benzotrichloride Confidence Categories Designation3 Discussion Confidence in study L Confidence in the key study is low. Although appropriate endpoints were evaluated in sufficient number of animals, the exposure duration is short. SDH values in the lowest dose administered (0.046 mg/kg-day) were not reported. Though morphological changes in the liver, kidney, and the thyroid gland were noted, incidences of these occurrences in animals were also not reported. Additionally, though the authors state that there were statistically significant increases in SDH activities in animals treated with benzotrichloride, significance level at the lowest administered dose of 0.046 mg/kg-day could not be confirmed because SDH levels for this dose group were not provided in the study summary. Confidence in database L The database includes one chronic-duration carcinogenicity study in rats (Fukuda et al., 1993). One developmental toxicity study (Ruddick et al., 1982) in the form of an abstract was available. However, a two-generation reproduction study via the oral route was not available. Confidence in subchronic p-RfCb L The overall confidence in the subchronic p-RfD for benzotrichloride is low because there are data gaps in the principal study as outlined in the "Review of Potentially Relevant Data" section. "L = Low, M = Medium, H = High. ''The overall confidence cannot be greater than lowest entry in table. Derivation of Chronic p-RfD No published studies investigating the noncancer effects of chronic-duration oral exposure to benzotrichloride in humans or animals have been identified. A short-duration (28-day) study (Chu et al., 1984) is available. In addition, a developmental toxicity study (Ruddick et al., 1982) is available but was reported in abstract form only. The 28-day study would require additional UF of 10 for duration which could result in a composite UF of 10,000. Therefore, the derivation of a chronic oral toxicity value is precluded. A screening chronic p-RfD was not derived due to the combination of the large composite UF and the short duration (28 days) of the available study (Chu et al., 1984). DERIVATION OF INHALATION REFERENCE CONCENTRATIONS Derivation of Subchronic p-RfC No subchronic RfC is presented here because the selected study, although well designed and managed, is unpublished. For this reason a screening value is presented in this document that may be useful in certain instances. Please see the attached Appendix A for details. 25 Benzotrichloride ------- FINAL 12-19-2011 Derivation of Chronic p-RfC No published studies investigating the effects of chronic-duration inhalation exposure to benzotrichloride in humans or animals have been identified. Lack of data precludes the derivation of a chronic inhalation toxicity value. CANCER WEIGHT-OF-EVIDENCE DESCRIPTOR IRIS (U.S. EPA, 1990) provides a WOE Descriptor of B2; probable human carcinogen. DERIVATION OF PROVISIONAL CANCER VALUES Derivation of a p-OSF IRIS (U.S. EPA, 1990) provides an OSF of 1.3 x 101 per mg/kg-day. Derivation of a p-IUR IRIS (U.S. EPA, 1990) did not develop an IUR. The available inhalation studies were evaluated and are all of less than chronic duration. Accordingly, lack of quantitative information from chronic-duration inhalation studies precludes derivation of a p-IUR. 26 Benzotrichloride ------- FINAL 12-19-2011 APPENDIX A. DERIVATION OF A SCREENING SUBCHRONIC p-RfC For reasons noted in the main PPRTV document, it is inappropriate to derive provisional toxicity values for benzotrichloride. However, information is available for this chemical which, although insufficient to support derivation of a provisional toxicity value, under current guidelines, may be of limited use to risk assessors. In such cases, the Superfund Health Risk Technical Support Center summarizes available information in an Appendix and develops a "screening value." Appendices receive the same level of internal and external scientific peer review as the PPRTV documents to ensure their appropriateness within the limitations detailed in the document. Users of screening toxicity values in an appendix to a PPRTV assessment should understand that there is considerably more uncertainty associated with the derivation of an appendix screening toxicity value than for a value presented in the body of the assessment. Questions or concerns about the appropriate use of screening values should be directed to the Superfund Health Risk Technical Support Center. The study by Levin (1981, unpublished) is selected as the principal study for the derivation of a screening subchronic p-RfC value. The critical endpoints are statistically significant (p < 0.01) changes in relative lungs and trachea weights that are corroborated with morphological alterations in the lung, trachea, and nasal turbinates in males and females and significant (p < 0.01) changes in relative adrenal and thyroid weights in males and females. This study was submitted to the EPA, Office of Pesticides and Toxic Substances (as stated in the cover letter of the study) by Velsicol Chemical Corporation, follows GLP guidelines, and seems to follow the standards of study design and performance with the number of animals, examination of potential toxicity endpoints, and presentation of results. Details are provided in the "Review of Potentially Relevant Data" section. Justification Available information regarding the effects of chlorinated toluenes including benzotrichloride by inhalation in humans is limited to three occupational exposure studies (Sorahan and Cathcart, 1989; Sorahan et al., 1983; Wong,1988). Besides cancer mortality, none of these studies provide information regarding systemic toxicity effects. Subchronic- and chronic-duration studies investigating systemic toxicity of benzotrichloride in animals via inhalation have not been identified. The only short-term study that is identified pertaining to the toxicity of inhaled benzotrichloride is the Levin (1981) study. This study is well conducted, and the authors state that GLP protocols were followed. Additionally, the study authors also examined several other endpoints, including hematological, biochemical, and urine analysis. Also, the study authors observed animals for mortality, appearance, and behavior after every exposure and once a week, respectively. Because no other short-term, subchronic-duration, or chronic-duration systemic toxicity inhalation studies have been identified, the 4-week inhalation study in Sprague-Dawley rats by Levin (1981) is selected as the principal study for the derivation of a subchronic p-RfC. Derivation of Screening Subchronic p-RfC Because both respiratory and extrarespiratory effects were noted in treated animals, dosimetric adjustments using equations for extrarespiratory and respiratory effects are presented below. 27 Benzotrichloride ------- FINAL 12-19-2011 Extrarespiratory Effects To determine the POD for the derivation of the subchronic p-RfC for relative changes in brain and adrenals weight, exposure concentrations were converted to Human Equivalent Concentration (HEC) using dosimetric adjustments for inhalation for extrarespiratory effects as specified in the RfC guidelines (U.S. EPA, 1994b). "3 NOAELhec, ExResp = (Dose in mg/m ) x (continuous adjustment) x (blood - gas partition coefficient) = 5.1 mg/m x (6 - 24) x (5 - 7) x (1)2 = 5.1 x 0.860 = 0.91 mg/m3 Respiratory Effects To determine the POD for the derivation of subchronic p-RfC for relative changes in lungs and trachea weight that were corroborated with morphological alterations in the lung, trachea, and nasal turbinates in males and females, exposure concentrations were converted to HECs (changes in relative lungs and trachea weight as well as morphological alterations in the lung, trachea, and nasal turbinates) using the dosimetric adjustments for inhalation for respiratory effects as specified in the RfC guidelines (U.S. EPA, 1994b). NOAELhec, Resp = (Dose in mg/m ) x (continuous adjustment) x RGDR* = 5.1 mg/m3 x (6-24) x (5-7) x 1.9 = 1.77 mg/m3 *RGDR = [(Ve/SA*)a-(Ve/SA*)h] *SA = Total surface area RGDR = [(0.2464591 m3/day/0.34375 m2) - (20 m3/day/54.34 m2)] RGDR = 1.9480126 Default values for VE human and animal and SA human and animal obtained from U.S. EPA (1994b). HECs for extrarespiratory effects are lower than respiratory. Therefore, only extrarespiratory effects were modeled. All of the BMCLisd predicted values in Table A. 1 are greater than the study NOAEL of 0.91 mg/m3. Since the study NOAEL is correlated to study design and only identifies a lower point for no effects while the BMCL utilizes additional data from the study to predict a NOAEL, the lowest BMCLisd is used as a POD. The relative brain weight in male rats, being the lowest, is selected for use in the derivation of the p-RfC. POD = (BMCLisd, extrarespiratory) x 1 (modeling was done with duration adjusted inputs) x (blood partition coefficient) = 1.36 mg/m3 x 1 POD (BMCL Adjusted, hec) = 1.36 mg/m3 A screening subchronic p-RfC is developed as follows: 28 Benzotrichloride ------- FINAL 12-19-2011 Screening Subchronic p-RfC = BMCL Adjusted, hec ^ UFc = 1.36 mg/m3300 = 5 x 10~3 mg/m3 Tables A.2 and A.3, respectively, summarize the UFs and the confidence descriptor for the screening subchronic p-RfC. Table A.l. BMC Modeling Summary Effect" BMCLisd Relative weight changes in adrenals in female rats (Table C.l) 3.37 Relative weight changes in adrenals in male rats (Table C.2) 2.27 Relative weight changes in brain in female rats (Table C.3) 4.92 Relative weight changes in brain in male rats (Table C.4) 1.36 Relative weight changes in thyroid in female rats (Table C.5) 5.89 Relative weight changes in thyroid in male rats (Table C.6) 3.60 aSee tables indicated. Table A.2. Uncertainty Factors for Screening Subchronic p-RfC for Benzotrichloride UF Value Justification ufa 3 A UFa of 3 is applied for animal-to-human extrapolation to account for the toxicodynamic portion of the UFA because the toxicokinetic portion (10°5) has been addressed in dosimetric conversions. ufd 10 Other than the principal study, there are no other inhalation studies available. There is an the oral developmental study available in abstract format only indicating that the lowest administered dose exhibited a decrease in mean fetal body weights. Additionally, the study authors reported skeletal anomalies, resorption sites, and reduced number of fetuses per litter at higher doses in the study, indicating a compound related developmental effect. UFh 10 A UFh of 10 is applied for intraspecies differences to account for potentially susceptible individuals in the absence of definitive information on the variability of response in humans. ufl 1 A UFl of 1 is applied because the POD has been developed using a BMCL. UFS 1 A UFS of 1 is applied because the principal study (Levin, 1981) is of subchronic duration. UFC <3000 300 29 Benzotrichloride ------- FINAL 12-19-2011 Table A.3. Confidence Descriptor for Screening Subchronic p-RfC for Benzotrichloride Confidence Categories Designation3 Discussion Confidence in Study L Confidence in the key study is low. Although the study evaluated appropriate endpoints in an adequate number of animals, the exposure duration is short. Confidence in Database L The database includes three chronic-duration carcinogenicity studies in rats and mice (Koshi and Fukuda, 1986; Takemoto et al., 1978; Yoshimura et al., 1979). No developmental toxicity studies and no two-generation reproduction studies are available via the inhalation route. Confidence in Screening Subchronic p-RfCb L The overall confidence in the subchronic p-RfC for benzotrichloride is low. aL = Low, M = Medium, H = High. bThe overall confidence cannot be greater than lowest entry in table. 30 Benzotrichloride ------- FINAL 12-19-2011 APPENDIX B. DATA TABLES Table B.l. Cancer Incidence in Mice Exposed to Benzotrichloride via Gastric Intubation for 25 Weeks" Dose Group (jil/day) No. of Mice With Tumors/ No. of Effective Mice (%) No. of Mice With Tumors Forestomach Lung Hematopoietic System (%) Others (%) SCC PA (%) ADC AD (%) 0 4/39 (10) 0 0 0 1 1 5 1(3) lb 0.0315 10/39 (26) 0 0 0 1 6 18 2(5) 2C 0.125 30/39 (77)* 2 0 5 9 17 67* 1(3) 3d 0.5 39/40 (98)* 21 2 Ui OO * 16 19 OO 00 * 3(8) 5e 2.0 36/38 (95)* 24 1 66* 10 14 63* 8 (21)* 4f aValues obtained from Fukuda et al. (1993) fibrosarcoma of the uterus °One hemangioendothelioma of the liver and one adenoma of the Harderian gland dOne adenocarcinoma of the salivary gland, and one adenocarcinoma and adenoma of the mammary gland eOne squamous cell carcinoma of the esophagus, one carcinosarcoma and one adenocarcinoma of the salivary gland, and one adenocarcinoma and adenoma of the mammary gland fOne adenoma of the salivary gland, one adenosquamous carcinoma, one adenocarcinoma, and one adenoma of the mammary gland Statistically significantly different from the control (p < 0.01) (Fisher's exact probability test) SCC = Squamous cell carcinoma; PA = Papilloma; ADC = Adenocarcinoma; AD = Adenoma 31 Benzotrichloride ------- FINAL 12-19-2011 Table B.2. Group Mean Body Weight in Rats Treated with Benzotrichloride via Inhalation Exposure11 Dose Group (ppm) PreExposure Body Weight (g) Body Weight (g) Week 1 Week 2 Week 3 Week 4 Body Weight (% Change Compared to Control) % Change Compared to Preexposure Body Weight (% Change Compared to Control) % Change Compared to Preexposure Body Weight (% Change Compared to Control) % Change Compared to Preexposure Body Weight (% Change Compared to Control) % Change Compared to Preexposure Males 0 212 ± 5.6 272 ± 11.3 28% 315 ± 17.3 49% 350 ± 18.9 65% 379 ±20.3 79% 5.1 212 ±4.9 270 ± 15.2 (-0.7%) 27% 317 ± 19.7 (0.63%) 50% 352 ±25.5 (0.57%) 66% 379 ±32.5 (0%) 79% 48.2 211 ±4.2 241 ±4.8* (-11%) 14% 255 ± 14.6* (-19%) 21% 272 ± 12.8* (-22%) 29% 286 ± 17.9* (-25%) 36% 460.0b 213 ±8.3 150 (-45%) -30% NA NA NA NA NA NA Females 0 161 ± 8.9 193 ± 13.5 15% 210 ± 11.2 35% 225 ± 15.7 40% 238 ± 15.4 48% 5.1 162 ± 8.2 193 ±9.8 (0%) 15% 215 ± 13.1 (2.4%) 33% 229 ± 17.8 (1.7%) 41% 243 ± 19.3 (2.1%) 50% 48.2 163 ±5.9 179 ± 8.0* (-7%) 10% >k>k 189 ± 10.7 (-10%) 16% >k>k 198± 14.7 (-12%) 21% >k>k 203 ± 19.7 (-14.7%) 25% 460.0b 160 ±5.6 105 ±3.5** (-46%) -34% NA NA NA NA NA NA "Values obtained from Levin (1981) and presented as mean body weight in grams ± standard deviation bAll animals in this dose group either died or were killed in extremis by the seventh day of the study *p < 0.05, **p < 0.01 NA = Not applicable 32 Benzotrichloride ------- FINAL 12-19-2011 Table B.3. Results of Absolute Organ Weights in Rats Exposed to Benzotrichloride via Inhalation for 4 Weeks" Dose Group (Hg/L) No. of Animals Absolute Organ Weight (% Change Compared to Control) Spleen (g) Liver (g) Kidney (g) Heart (g) Lungs/Trachea (g) Adrenals (mg) Pituitary (g) Males 0 10 0.69 ±0.094 9.88 ± 1.162 2.57 ±0.169 1.34 ±0.174 1.40 ±0.149 57 ±5.7 12 ± 1.1 5.1 10 0.74 ±0.164 (7) 9.72 ± 1.001 (-1.6) 2.51 ±0.308 (-2.3) 1.37 ±0.284 (2.2) 1.43 ±0.172 (2.1) 53 ±5.4 ("7) 11 ±2.3 (-8.3) 48.2 10 0.48 ± 0.082** (-30) 7.37 ±0.561** (-25) 2.00 ±0.137** (-22) 1.03 ±0.096 (-23) 1.53 ±0.137 (9.3) 50 ±7.0* (-12.3) 9 ± 1.3** (-25) Females 0 10 0.49 ±0.128 6.47 ±0.456 1.64 ± 0.137 0.86 ±0.080 1.10 ± 0.130 62 ±4.8 12 ± 1.2 5.1 10 0.53 ±0.092 (8.2) 6.58 ±0.626 (1.7) 1.67 ±0.208 (1.8) 0.89 ±0.144 (3.5) 1.22 ±0.228 (11) 66 ±6.0 (6.5) 13 ±2.1 (8.3) 48.2 9 0.43 ± 0.074 (-12) 5.49 ±0.401** (-15) 1.48 ±0.098 (-9.8) 0.74 ±0.100** (-14) 1.36 ±0.183** (24) 64 ± 5.3 (3.2) 11 ±2.0 (-8.33) aValues obtained from Levin (1981) and presented as mean ± standard deviation *p < 0.05, ** p < 0.01 33 Benzotrichloride ------- FINAL 12-19-2011 Table B.4. Results of Relative Organ Weights in Rats Exposed to Benzotrichloride via Inhalation for 4 Weeks" Dose Group (Hg/L) No. of Animals Relative Organ Weight (g) (% Change Compared to Control) Lungs/Trachea Brain Adrenals Thyroid Males 0 10 0.40 ±0.04 0.57 ±0.04 0.016 ±0.001 0.0060 ±0.0010 5.1 10 0.42 ±0.03 (5) 0.57 ±0.03 (0) 0.016 ±0.002 (0) 0.0059 ±0.0006 (-1.7) 48.2 9 0.60 ± 0.08** (50) 0.75 ±0.06** (32) 0.019 ±0.003* (19) 0.0074 ±0.0012** (23.3) Females 0 10 0.51 ±0.034 0.88 ±0.078 0.029 ±0.0035 0.0076 ±0.0017 5.1 10 0.56 ±0.091 (9.8) 0.84 ±0.043 (-4.5) 0.030 ±0.0031 (3.4) 0.0072 ±0.0016 (-5.3) 48.2 9 0.75 ± 0.067** (39.2) 1.00 ±0.066** (13.6) 0.035 ±0.0039** (20.7) 0.0086 ±0.0018 (13.2) aValues obtained from Levin (1981) are presented as percentage of body weight ± standard deviation; study authors do not provide information on whether preexposure body weights, or body weights after 4 weeks of exposure were used to determine the relative organ weights *p < 0.05, ** p < 0.01 34 Benzotrichloride ------- FINAL 12-19-2011 APPENDIX C. BMC MODELING OUTPUTS FOR BENZOTRICHLORIDE Exponential Model 4 with 0.95 Confidence Level Exponential 50 45 40 35 30 25 20 15 BMD 0 1 2 3 4 dose 16:32 12/20 2010 Chu et al., 1984: Output for selected model; Exponential (SDH) Exponential Model. (Version: 1.61; Date: 7/24/2009) Input Data File: C:\USEPA\BMDS21\Data\Trichlorotoluene\exp_Trichlorotoluene- lastdose_chlorotoluene-exponcv-l.(d) Gnuplot Plotting File: Mon Dec 20 16:32:53 2010 BMDS Model Run The form of the response function by Model: Model 2 Model 3 Model 4 Model 5 Y[dose] = a * exp{sign * b * dose} Y[dose] = a * exp{sign * (b * dose)Ad} Y[dose] = a * [c-(c-l) * exp{-b * dose}] Y[dose] = a * [c-(c-l) * exp{-(b * dose)Ad}] Note: Y[dose] is the median response for exposure sign = +1 for increasing trend in data; sign = -1 for decreasing trend. dose; 35 Benzotrichloride ------- FINAL 12-19-2011 Model 2 is nested within Models 3 and 4. Model 3 is nested within Model 5. Model 4 is nested within Model 5. Dependent variable = Mean Independent variable = Dose Data are assumed to be distributed: normally Variance Model: exp(lnalpha +rho *ln(Y[dose])) The variance is to be modeled as Var(i) = exp(lalpha + log(mean(i)) * rho) Total number of dose groups = 3 Total number of records with missing values = 0 Maximum number of iterations = 250 Relative Function Convergence has been set to: le-008 Parameter Convergence has been set to: le-008 MLE solution provided: Exact Initial Parameter Values Variable lnalpha rho a b c d Model 4 -5.98576 3.07359 18.05 0.547585 2.21053 1 Parameter Estimates Variable lnalpha rho Model 4 -6.20098 3.11033 a 19.0972 b 2.02513 c 2.03987 d 1 NC = No Convergence Table of Stats From Input Data Dose N Obs Mean Obs Std Dev 0 10 19 4.8 0.46 10 32 8.9 4.6 10 38 15 Estimated Values of Interest Dose Est Mean Est Std Scaled Residual 0 19.1 4. 422 -0.06952 0.46 31.13 9. 455 0.29 4.6 38.95 13.4 -0.2252 36 Benzotrichloride ------- FINAL 12-19-2011 Other models for which likelihoods are calculated: Model A1: Yij = Mu(i) + e(ij) Var{e(ij)} = SigmaA2 Model A2 : Yij = Mu(i) + e(ij) Var{e(ij)} = Sigma(i)^2 Model A3: Yij = Mu(i) + e(ij) Var{e(ij)} = exp(lalpha + log(mean(i)) * rho) Model R: Yij = Mu + e(i) Var{e(ij)} = Sigma^2 Likelihoods of Interest Model Log(likelihood) DF AIC A1 -83.80127 4 175.6025 A2 -78.04677 6 168.0935 A3 -78.28222 5 166.5644 R -91.22702 2 186.454 4 -78.28222 5 166.5644 Additive constant for all log-likelihoods = -27.57. This constant added to the above values gives the log-likelihood including the term that does not depend on the model parameters. Explanation of Tests Test 1: Does response and/or variances differ among Dose levels? (A2 vs. R) Test 2: Are Variances Homogeneous? (A2 vs. Al) Test 3: Are variances adeguately modeled? (A2 vs. A3) Test 6a: Does Model 4 fit the data? (A3 vs 4) Test Test 1 Test 2 Test 3 Test 6a Tests of Interest -2*log(Likelihood Ratio) 26.36 11.51 0. 4709 5.684e-014 D. F. 4 2 1 0 p-value < 0.0001 0. 003168 0. 4926 N/A The p-value for Test 1 is less than .05. There appears to be a difference between response and/or variances among the dose levels, it seems appropriate to model the data. The p-value for Test 2 is less than .1. A non-homogeneous variance model appears to be appropriate. The p-value for Test 3 is greater than .1. The modeled variance appears to be appropriate here. Degrees of freedom for Test 6a are less than or egual to 0. The Chi-Sguare test for fit is not valid. 37 Benzotrichloride ------- FINAL 12-19-2011 Benchmark Dose Computations: Specified Effect = 1.000000 Risk Type = Estimated standard deviations from control Confidence Level = 0.950000 BMD = 0.124376 BMDL = 0.0477324 Levin, 1981: Relative Weight Changes in Adrenals in Female Rats Table C.l. Model Predictions for Relative Weight Changes in Adrenals in Female Rats" Model Homogeneity Variance /7-Value Goodness-of-Fit p-\alueb AIC for Fitted Model bmc1sd (mg/m3) bmcl1sd (mg/m3) Conclusions Linear (constant variance) 0.790 0.796 -296.10 4.89 3.37 Lowest AIC Lowest BMCL Polynomial (constant variance) 0.790 0.796 -296.10 4.89 3.37 Lowest AIC Lowest BMCL Maximum order beta = 0 (32 =0 Power (constant variance) 0.790 0.796 -296.10 4.89 3.37 Lowest AIC Lowest BMCL hit bound (power =1) "Levin, 1981 bValues <0.10 fail to meet conventional goodness-of-fit criteria AIC = Akaike's Information Criteria; BMC = benchmark concentration; BMCL lower confidence limit (95%) on the benchmark concentration Output for selected model: Linear Levin, 1981: Relative Weight Changes in Adrenals in Female Rats Polynomial Model. (Version: 2.13; Date: 04/08/2008) Input Data File: C:\l\Levin_l98l_Adrenals_F_Linear_2.(d) Gnuplot Plotting File: C:\l\Levin_1981_Adrenals_F_Linear_2.plt Mon May 03 22:13:09 2010 [add notes here] The form of the response function is: Y[dose] = beta_0 + beta_l*dose + beta_2*doseA2 + ... 38 Benzotrichloride ------- FINAL 12-19-2011 Dependent variable = Mean Independent variable = Dose rho is set to 0 Signs of the polynomial coefficients are not restricted A constant variance model is fit Total number of dose groups = 3 Total number of records with missing values = 0 Maximum number of iterations = 250 Relative Function Convergence has been set to: le-008 Parameter Convergence has been set to: le-008 Default Initial Parameter Values alpha = 1.224 69e-005 rho = 0 Specified beta_0 = 0.0291803 beta 1 = 0.000678636 Asymptotic Correlation Matrix of Parameter Estimates ( *** The model parameter(s) -rho have been estimated at a boundary point, or have been specified by the user, and do not appear in the correlation matrix ) alpha beta_0 beta_l alpha 1 1.3e-0 0 9 2.6e-GlG beta_0 1.3e-0 0 9 1 -0.62 beta 1 2.6e-010 -0.62 1 Parameter Estimates 95.0% Wald Confidence Interval Variable Estimate Std. Err. Lower Conf. Limit Upper Conf. Limit alpha l.lGG54e-GG5 2.89Q15e-GQ6 5.34G78e-QG6 1.667e-GG5 beta_0 0.0291802 0.000784162 0.0276433 0.0307171 beta 1 0.000 67 8 92 4 0.000162535 0.000360361 0.0009 97 487 Table of Data and Estimated Values of Interest Dose N Obs Mean Est Mean Obs Std Dev Est Std Dev Scaled Res. 0 10 0.029 0.0292 0.0035 0.00332 -0.172 0.9107 10 0.03 0.0298 0.0031 0.00332 0.192 8.607 9 0.035 0.035 0.0039 0.00332 -0.0214 Model Descriptions for likelihoods calculated Model A1: Yij = Mu(i) + e(ij) Var{e(ij)} = SigmaA2 Model A2: Yij = Mu(i) + e(ij) Var{e(ij)} = Sigma(i)A2 Model A3: Yij = Mu(i) + e(ij) Var{e(ij)} = SigmaA2 Model A3 uses any fixed variance parameters that 39 Benzotrichloride ------- FINAL 12-19-2011 were specified by the user Model R: Yi = Mu + e(i) Var{e(i)} = SigmaA2 Likelihoods of Interest Model Log (likelihood) # Pararn's AIC A1 151.081809 4 -294.163619 A2 151.318092 6 -290.636184 A3 151.081809 4 -294.163619 fitted 151.048341 3 -296.096682 R 144.218266 2 -284.436532 Test 1: Test 2: Test 3: Test 4 : (Note: Explanation of Tests Do responses and/or variances differ among Dose levels? (A2 vs. R) Are Variances Homogeneous? (A1 vs A2) Are variances adequately modeled? (A2 vs. A3) Does the Model for the Mean Fit? (A3 vs. fitted) When rho=0 the results of Test 3 and Test 2 will be the same.) Tests of Interest Test -2*log(Likelihood Ratio) Test df p-value Test 1 14.1997 4 0.006684 Test 2 0.472566 2 0.7896 Test 3 0.472566 2 0.7896 Test 4 0.0669367 1 0.7959 The p-value for Test 1 is less than .05. There appears to be a difference between response and/or variances among the dose levels It seems appropriate to model the data The p-value for Test 2 is greater than .1. A homogeneous variance model appears to be appropriate here The p-value for Test 3 is greater than .1. The modeled variance appears to be appropriate here The p-value for Test 4 is greater than .1. The model chosen seems to adequately describe the data Benchmark Dose Computation Specified effect = 1 Risk Type = Estimated standard deviations from the control mean Confidence level = 0.95 BMC = 4.88 631 BMCL = 3.36777 40 Benzotrichloride ------- FINAL 12-19-2011 Linear Model with 0.95 Confidence Level Linear 0.038 0.036 0.034 0.032 0.03 0.028 0.026 BMDL BMD 0 1 2 3 4 5 6 7 8 9 dose 22:13 05/03 2010 41 Benzotrichloride ------- FINAL 12-19-2011 Levin, 1981: Relative Weight Changes in Adrenals in Female Rats Levin, 1981: Relative Weight Changes in Adrenals in Male Rats Table C.2. Model Predictions for Relative Weight Changes in Adrenals in Male Rats" Model Homogeneity Variance p-Value Goodness-of-Fit p-Valueb AIC for Fitted Model 8*0 Is bmcl1sd (mg/m3) Conclusions Power (nonconstant variance) 0.006 NA 125388.30 -999.00 -999.00 Invalid BMC Invalid BMCL p-score 4 < 0.1 Poor variance model Linear (nonconstant variance) 0.006 0.615 -340.03 3.88 2.27 Lowest AIC Lowest BMCL Poor variance model Polynomial (nonconstant variance) 0.006 0.615 -340.03 3.88 2.27 Lowest AIC Lowest BMCL Poor variance model Maximum order beta = 0 P2 =0 "Levin, 1981 bValues <0.10 fail to meet conventional goodness-of-fit criteria AIC = Akaike's Information Criteria; BMC = benchmark concentration; BMCL lower confidence limit (95%) on the benchmark concentration 42 Benzotrichloride ------- FINAL 12-19-2011 Output for selected model: Linear Levin, 1981: Relative Weight Changes in Adrenals in Male Rats Polynomial Model. (Version: 2.13; Date: 04/08/2008) Input Data File: C:\l\Levin_l98l_Adrenals_M_Linear_l.(d) Gnuplot Plotting File: C:\l\Levin_1981_Adrenals_M_Linear_l.plt Mon May 03 22:04:40 2010 [add notes here] The form of the response function is: Y[dose] = beta_0 + beta_l*dose + beta_2*doseA2 + ... Dependent variable = Mean Independent variable = Dose Signs of the polynomial coefficients are not restricted The variance is to be modeled as Var(i) = exp(lalpha + log(mean(i)) * rho) Total number of dose groups = 3 Total number of records with missing values = 0 Maximum number of iterations = 250 Relative Function Convergence has been set to: le-008 Parameter Convergence has been set to: le-008 Default Initial Parameter Values lalpha = -12.2751 rho = 0 beta_0 = 0.0158432 beta 1 = 0.000364611 Asymptotic Correlation Matrix of Parameter Estimates lalpha rho beta_0 beta_l lalpha 1 1 0.062 -0.12 rho 1 1 0.062 -0.12 beta_0 0.062 0.062 1 -0.44 beta 1 -0.12 -0.12 -0.44 1 Parameter Estimates 95.0% Wald Confidence Interval Variable lalpha rho beta_0 beta 1 Estimate 22.0711 8.50195 0.0158586 0.000357602 Std. Err. 14.1123 3.45995 0.000339921 0.000116287 Lower Conf. Limit -5.58851 1.72057 0.0151924 0.000129684 Upper Conf. Limit 49.7308 15.2833 0.0165248 0.000585521 Table of Data and Estimated Values of Interest Dose N Obs Mean Est Mean Obs Std Dev Est Std Dev Scaled Res. 0 10 0.016 0.0159 0.001 0.00139 0.322 43 Benzotrichloride ------- FINAL 12-19-2011 0.9107 10 0.016 0.0162 0.002 0.00151 -0.385 8.607 10 0.019 0.0189 0.003 0.00295 0.0681 Model Descriptions for likelihoods calculated Model A1: Yij = Mu(i) + e(ij) Var{e(ij)} = SigmaA2 Model A2 : Yij = Mu(i) + e(ij) Var{e(ij)} = Sigma(i)A2 Model A3: Yij = Mu(i) + e(ij) Var{e(ij)} = exp(lalpha + rho*ln(Mu(i))) Model A3 uses any fixed variance parameters that were specified by the user Model R: Yi = Mu + e(i) Var{e(i)} = SigmaA2 Likelihoods of Interest Model Log(likelihood) # Param's AIC A1 170.706390 4 -333.412781 A2 175.895471 6 -339.790943 A3 174.141539 5 -338.283079 fitted 174.014936 4 -340.029872 R 164.864419 2 -325.728838 Test 1: Test 2: Test 3: Test 4 : Explanation of Tests Do responses and/or variances differ among Dose levels? (A2 vs. R) Are Variances Homogeneous? (A1 vs A2) Are variances adequately modeled? (A2 vs. A3) Does the Model for the Mean Fit? (A3 vs. fitted) (Note: When rho=0 the results of Test 3 and Test 2 will be the same.) Tests of Interest Test -2*log(Likelihood Ratio) Test df p-value Test 1 22.0621 4 0.0001948 Test 2 10.3782 2 0.005577 Test 3 3.50786 1 0.06108 Test 4 0.253206 1 0.6148 The p-value for Test 1 is less than .05. There appears to be a difference between response and/or variances among the dose levels It seems appropriate to model the data The p-value for Test 2 is less than .1. A non-homogeneous variance model appears to be appropriate The p-value for Test 3 is less than .1. You may want to consider a different variance model The p-value for Test 4 is greater than .1. The model chosen seems to adequately describe the data Benchmark Dose Computation Specified effect = 1 Risk Type = Estimated standard deviations from the control mean Confidence level = 0.95 44 Benzotrichloride ------- BMC 3.87848 BMCL 2.27453 FINAL 12-19-2011 Linear Model with 0.95 Confidence Level 0.021 0.02 0.019 0.018 0.017 0.016 0.015 0.014 22:04 05/03 2010 Linear BMDL BMD 4 5 dose Levin, 1981: Relative Weight Changes in Adrenals in Male Rats Levin, 1981: Relative Weight Changes in Brain in Female Rats Table C.3. Model Predictions for Relative Weight Changes in Brain in Female Rats" Model Homogeneity Variance p-Value Goodness-of-Fit p-Valueb AIC for Fitted Model BMC1SD (mg/m3) BMCL1SD (mg/m3) Conclusions Linear (constant variance) 0.185 0.048 -123.76 3.91 2.82 p-score 4 < 0.1 Power (constant variance) 0.185 NA -123.56 7.88 3.20 p-score 4 < 0.1 Polynomial (constant variance) 0.185 0.132 -125.40 5.76 4.92 Lowest AIC Lowest BMCL "Levin, 1981 bValues <0.10 fail to meet conventional goodness-of-fit criteria AIC = Akaike's Information Criteria; BMC = benchmark concentration; BMCL lower confidence limit (95%) on the benchmark concentration 45 Benzotrichloride ------- FINAL 12-19-2011 Output for selected model: Polynomial Levin, 1981: Relative Weight Changes in Brain in Female Rats Polynomial Model. (Version: 2.13; Date: 04/08/2008) Input Data File: C:\l\Levin_1981_Brain_F_Poly_2.(d) Gnuplot Plotting File: C:\l\Levin_1981_Brain_F_Poly_2.pit Mon May 03 22:14:34 2010 [add notes here] The form of the response function is: Y[dose] = beta_0 + beta_l*dose + beta_2*doseA2 + ... Dependent variable = Mean Independent variable = Dose rho is set to 0 The polynomial coefficients are restricted to be positive A constant variance model is fit Total number of dose groups = 3 Total number of records with missing values = 0 Maximum number of iterations = 250 Relative Function Convergence has been set to: le-008 Parameter Convergence has been set to: le-008 Default Initial Parameter Values alpha = 0.00408635 rho = 0 Specified beta_G = 0.88 beta_l = 0 beta 2 = 0 Asymptotic Correlation Matrix of Parameter Estimates ( *** The model parameter(s) -rho -beta_l have been estimated at a boundary point, or have been specified by the user, and do not appear in the correlation matrix ) alpha beta_0 beta_2 alpha 1 -4.5e-GG9 -I.9e-G1G beta_0 -4.5e-009 1 -0.56 beta 2 -1.9e-010 -0.56 1 Parameter Estimates Variable alpha beta_0 beta_l beta 2 Estimate 0.00396162 0.859331 .877 62e-024 0.00189536 Std. Err. 0.00104037 0.0141536 NA 0.000342935 95.0% Wald Confidence Interval Lower Conf. Limit Upper Conf. Limit 0.00192253 0.00600071 0.83159 0.887072 0.001 0.0025675 NA - Indicates that this parameter has hit a bound implied by some inequality constraint and thus has no standard error. 46 Benzotrichloride ------- FINAL 12-19-2011 Table of Data and Estimated Values of Interest Dose N Obs Mean Est Mean Obs Std Dev Est Std Dev Scaled Res. Model A1: Yij = Mu(i) + e(ij) Var{e(ij)} = SigmaA2 Model A2 : Yij = Mu(i) +e(ij) Var{e(ij)} = Sigma(i)A2 Model A3: Yij = Mu(i) +e(ij) Var{e(ij)} = SigmaA2 Model A3 uses any fixed variance parameters that were specified by the user Model R: Yi = Mu + e(i) Var{e(i)} = SigmaA2 0 10 0.88 0.859 0.078 0.0629 1.04 0.9107 10 0.84 0.861 0.043 0.0629 -1.05 8.607 9 1 1 0.066 0.0629 0.0124 Model Descriptions for likelihoods calculated Likelihoods of Interest Model Log(likelihood) # Param's AIC A1 66.834899 4 -125.669797 A2 68.522550 6 -125.045100 A3 66.834899 4 -125.669797 fitted 65.700977 3 -125.401955 R 55.268815 2 -106.537629 Explanation of Tests Test 1: Test 2 Test 3 Test 4 (Note: Do responses and/or variances differ among Dose levels? (A2 vs. R) Are Variances Homogeneous? (A1 vs A2) Are variances adequately modeled? (A2 vs. A3) Does the Model for the Mean Fit? (A3 vs. fitted) When rho=0 the results of Test 3 and Test 2 will be the same.) Tests of Interest Test -2*log(Likelihood Ratio) Test df p-value Test 1 Test 2 Test 3 Test 4 26.5075 3.3753 3.3753 2.26784 <.0001 0 . 185 0 . 185 0.1321 The p-value for Test 1 is less than .05. There appears to be a difference between response and/or variances among the dose levels It seems appropriate to model the data The p-value for Test 2 is greater than .1. model appears to be appropriate here A homogeneous variance The p-value for Test 3 is greater than .1. The modeled variance appears to be appropriate here The p-value for Test 4 is greater than .1. The model chosen seems to adequately describe the data 47 Benzotrichloride ------- FINAL 12-19-2011 Benchmark Dose Computation Specified effect = 1 Risk Type = Estimated standard deviations from the control mean Confidence level = 0.95 BMC = 5.76266 BMCL = 4.92272 Polynomial Model with 0.95 Confidence Level Polynomial 1.05 0.95 0.9 0.85 BMDL BMD 0 1 2 3 4 5 6 7 8 9 dose 22:14 05/03 2010 Levin, 1981: Relative Weight Changes in Brain in Female Rats Levin, 1981: Relative Weight Changes in Brain in Male Rats Table C.4. Model Predictions for Relative Weight Changes in Brain in Male Rats3 Model Homogeneity Variance p-Value Goodness-of-Fit p-Valueb AIC for Fitted Model BMC1SD (mg/m3) bmcl1sd (mg/m3) Conclusions Linear (nonconstant variance) 0.089 0.154 -153.11 1.60 1.19 Lowest BMCL Polynomial (nonconstant variance) 0.089 0.782 -155.06 3.70 1.36 Lowest AIC pi =0 Power (nonconstant variance) 0.089 NA -153.12 7.13 1.37 /?-score 4 < 0.1 BMC/BMCL ratio > 3 aLevin 1981 bValues <0.10 fail to meet conventional goodness-of-fit criteria AIC = Akaike's Information Criteria; BMC = benchmark concentration; BMCL lower confidence limit (95%) on the benchmark concentration 48 Benzotrichloride ------- FINAL 12-19-2011 Output for selected model: Polynomial Levin, 1981: Relative Weight Changes in Brain in Male Rats Polynomial Model. (Version: 2.13; Date: 04/08/2008) Input Data File: C:\l\Levin_1981_Brain_M_Poly_l.(d) Gnuplot Plotting File: C:\l\Levin_1981_Brain_M_Poly_l.pit Mon May 03 22:02:33 2010 [add notes here] The form of the response function is: Y[dose] = beta_0 + beta_l*dose + beta_2*doseA2 + ... Dependent variable = Mean Independent variable = Dose The polynomial coefficients are restricted to be positive The variance is to be modeled as Var(i) = exp(lalpha + log(mean(i)) * rho) Total number of dose groups = 3 Total number of records with missing values = 0 Maximum number of iterations = 250 Relative Function Convergence has been set to: le-008 Parameter Convergence has been set to: le-008 Default Initial Parameter Values lalpha = -6.19808 rho = 0 beta_G = 0.57 beta_l = 0 beta 2 = 0.00271731 Asymptotic Correlation Matrix of Parameter Estimates ( *** The model parameter(s) -beta_l have been estimated at a boundary point, or have been specified by the user, and do not appear in the correlation matrix ) lalpha rho beta_0 beta_2 lalpha 1 0.96 le-005 -0.00024 rho 0.96 1 -8.7e-GG6 -0.00021 beta_0 le-005 -8.7e-006 1 -0.4 beta 2 -0.00024 -0.00021 -0.4 1 Parameter Estimates 95.0% Wald Confidence Interval Variable Estimate Std. Err. Lower Conf. Limit Upper Conf. Limit lalpha -4.63533 0.971828 -6.54008 -2.73059 rho 3.82488 1.99069 -0.076796 7.72656 beta_0 0.569001 0.00756025 0.554183 0.583818 beta_l 0 NA beta_2 0.00244278 0.000264367 0.00192463 0.00296093 NA - Indicates that this parameter has hit a bound implied by some inequality constraint and thus 49 Benzotrichloride ------- FINAL 12-19-2011 has no standard error. Table of Data and Estimated Values of Interest Dose N Obs Mean Est Mean Obs Std Dev Est Std Dev Scaled Res. 0 10 0.57 0.569 0.04 0.0335 0.0943 0.9107 10 0.57 0.571 0.03 0.0337 -0.0962 8.607 10 0.75 0.75 0.06 0.0568 0.00206 Model Descriptions for likelihoods calculated Model A1: Yij = Mu(i) + e(ij) Var{e(ij)} = SigmaA2 Model A2: Yij = Mu(i) +e(ij) Var{e(ij)} = Sigma(i)A2 Model A3: Yij = Mu(i) +e(ij) Var{e(ij)} = exp(lalpha + rho*ln(Mu(i))) Model A3 uses any fixed variance parameters that were specified by the user Model R: Yi = Mu + e(i) Var{e(i)} = SigmaA2 Likelihoods of Interest Model Log(likelihood) # Param's AIC A1 79.551590 4 -151.103179 A2 81.968852 6 -151.937704 A3 81.570537 5 -153.141074 fitted 81.532234 4 -155.064468 R 55.608044 2 -107.216087 Explanation of Tests Test 1: Test 2: Test 3: Test 4 : (Note: Do responses and/or variances differ among Dose levels? (A2 vs. R) Are Variances Homogeneous? (A1 vs A2) Are variances adequately modeled? (A2 vs. A3) Does the Model for the Mean Fit? (A3 vs. fitted) When rho=0 the results of Test 3 and Test 2 will be the same.) Tests of Interest Test -2*log(Likelihood Ratio) Test df p-value Test 1 52.7216 4 <.0001 Test 2 4.83452 2 0.08917 Test 3 0.79663 1 0.3721 Test 4 0.0766067 1 0.7819 The p-value for Test 1 is less than .05. There appears to be a difference between response and/or variances among the dose levels It seems appropriate to model the data The p-value for Test 2 is less than .1. A non-homogeneous variance model appears to be appropriate The p-value for Test 3 is greater than .1. The modeled variance appears to be appropriate here The p-value for Test 4 is greater than .1. The model chosen seems 50 Benzotrichloride ------- FINAL 12-19-2011 to adequately describe the data Benchmark Dose Computation Specified effect = 1 Risk Type = Estimated standard deviations from the control mean Confidence level = 0.95 BMC = 3.70353 BMCL = 1.3 60 67 Polynomial Model with 0.95 Confidence Level Polynomial 8 0.75 0.7 0.65 0.6 0.55 BMDL BMD 0 1 2 3 4 5 6 7 8 9 dose 22:02 05/03 2010 Levin, 1981: Relative Weight Changes in Brain in Male Rats 51 Benzotrichloride ------- FINAL 12-19-2011 Levin, 1981: Relative Weight Changes in Thyroid in Female Rats Table C.5. Model Predictions for Relative Weight Changes in Thyroid in Female Rats" Model Homogeneity Variance p-Value Goodness-of-Fit p-Valueb AIC for Fitted Model bmc1sd (mg/m3) bmcl1sd (mg/m3) Conclusions Linear (constant variance) 0.943 0.462 -337.56 11.48 5.89 Lowest BMCL Power (constant variance) 0.943 NA -335.80 8.90 6.02 p-score 4 < 0.1 Polynomial (constant variance) 0.943 0.566 -337.78 9.98 7.20 Lowest AIC "Levin, 1981 Values <0.10 fail to meet conventional goodness-of-fit criteria AIC = Akaike's Information Criteria; BMC = benchmark concentration; BMCL lower confidence limit (95%) on the benchmark concentration Output for selected model: Polynomial Levin, 1981: Relative Weight Changes in Thyroid in Female Rats Polynomial Model. (Version: 2.13; Date: 04/08/2008) Input Data File: C:\l\Levin_1981_Thyroids_F_Poly_2.(d) Gnuplot Plotting File: C:\l\Levin_1981_Thyroids_F_Poly_2.pit Mon May 03 22:12:00 2010 [add notes here] The form of the response function is: Y[dose] = beta_0 + beta_l*dose + beta_2*doseA2 + ... Dependent variable = Mean Independent variable = Dose rho is set to 0 The polynomial coefficients are restricted to be positive A constant variance model is fit Total number of dose groups = 3 Total number of records with missing values = 0 Maximum number of iterations = 250 Relative Function Convergence has been set to: le-008 Parameter Convergence has been set to: le-008 Default Initial Parameter Values alpha = 2.88346e-006 rho = 0 Specified beta_G = 0.007 6 beta_l = 0 beta 2 = 0 Asymptotic Correlation Matrix of Parameter Estimates 52 Benzotrichloride ------- FINAL 12-19-2011 ( *** The model parameter(s) -rho -beta_l have been estimated at a boundary point, or have been specified by the user, and do not appear in the correlation matrix ) alpha beta_0 beta_2 alpha 1 5e-010 -9.5e-012 beta_0 5e-010 1 -0.56 beta 2 -9.5e-012 -0.56 1 Parameter Estimates 95.0% Wald Confidence Interval Variable Estimate Std. Err. Lower Conf. Limit Upper Conf. Limit alpha 2.61465e-006 6.86641e-007 1.26886e-006 3.96044e-006 beta_0 0.00739443 0.000363612 0.00668176 0.0081071 beta_l 2.03355e-025 NA beta~2 1.62389e-005 8.81012e-006 -1.02863e-006 3.35064e-005 NA - Indicates that this parameter has hit a bound implied by some inequality constraint and thus has no standard error. Table of Data and Estimated Values of Interest Dose N Obs Mean Est Mean Obs Std Dev Est Std Dev Scaled Res. 0 10 0.0076 0.00739 0.0017 0.00162 0.402 0.9107 10 0.0072 0.00741 0.0016 0.00162 -0.407 8.607 9 0.0086 0.0086 0.0018 0.00162 0.0048 Model Descriptions for likelihoods calculated Model A1: Yij = Mu(i) + e(ij) Var{e(ij)} = SigmaA2 Model A2: Yij = Mu(i) +e(ij) Var{e(ij)} = Sigma(i)A2 Model A3: Yij = Mu(i) +e(ij) Var{e(ij)} = SigmaA2 Model A3 uses any fixed variance parameters that were specified by the user Model R: Yi = Mu + e(i) Var{e(i)} = SigmaA2 Likelihoods of Interest Model Log(likelihood) # Param's AIC A1 172.052916 4 -336.105832 A2 172.112133 6 -332.224266 A3 172.052916 4 -336.105832 fitted 171.888511 3 -337.777023 R 170.282159 2 -336.564317 Explanation of Tests Test 1: Do responses and/or variances differ among Dose levels? (A2 vs. R) 53 Benzotrichloride ------- FINAL 12-19-2011 Test 2: Are Variances Homogeneous? (A1 vs A2) Test 3: Are variances adequately modeled? (A2 vs. A3) Test 4: Does the Model for the Mean Fit? (A3 vs. fitted) (Note: When rho=0 the results of Test 3 and Test 2 will be the same.) Tests of Interest Test -2*log(Likelihood Ratio) Test df p-value Test 1 3.65995 4 0.454 Test 2 0.118434 2 0.9425 Test 3 0.118434 2 0.9425 Test 4 0.32881 1 0.5664 The p-value for Test 1 is greater than .05. There may not be a diffence between responses and/or variances among the dose levels Modelling the data with a dose/response curve may not be appropriate The p-value for Test 2 is greater than .1. A homogeneous variance model appears to be appropriate here The p-value for Test 3 is greater than .1. The modeled variance appears to be appropriate here The p-value for Test 4 is greater than .1. The model chosen seems to adequately describe the data Benchmark Dose Computation Specified effect = 1 Risk Type = Estimated standard deviations from the control mean Confidence level = 0.95 BMC = 9.97 87 3 BMCL = 7.20419 Polynomial Model with 0.95 Confidence Level Polynomial 0.01 0.0095 0.009 0.0085 0.008 0.0075 0.007 0.0065 0.006 BMDL BMD 0 2 4 6 8 10 dose 22:12 05/03 2010 Levin, 1981: Relative Weight Changes in Thyroid in Female Rats 54 Benzotrichloride ------- FINAL 12-19-2011 Levin, 1981: Relative Weight Changes in Thyroid in Male Rats Table C.6. Model Predictions for Relative Weight Changes in Thyroid in Male Rats" Homogeneity Variance Goodness-of-Fit AIC for Fitted bmc1sd bmcl1sd Model p-Value p-Valueb Model (mg/m3) (mg/m3) Conclusions Linear 0.105 0.818 -385.29 5.27 3.60 Lowest AIC (constant variance) Lowest BMCL Power 0.105 NA -381.64 8.16 3.68 p-score 4 < 0.1 (constant variance) Polynomial 0.105 0.777 -383.62 6.83 5.66 (constant variance) "Levin, 1981 Values <0.10 fail to meet conventional goodness-of-fit criteria AIC = Akaike's Information Criteria; BMC = benchmark concentration; BMCL lower confidence limit (95%) on the benchmark concentration Output for selected model: Linear Levin, 1981: Relative Weight Changes in Thyroid in Male Rats Polynomial Model. (Version: 2.13; Date: 04/08/2008) Input Data File: C:\l\Levin_1981_Thyroids_M_Linear_2.(d) Gnuplot Plotting File: C:\l\Levin_1981_Thyroids_M_Linear_2.pit Mon May 03 22:10:52 2010 [add notes here] The form of the response function is: Y[dose] = beta_0 + beta_l*dose + beta_2*dose/x2 + ... Dependent variable = Mean Independent variable = Dose rho is set to 0 Signs of the polynomial coefficients are not restricted A constant variance model is fit Total number of dose groups = 3 Total number of records with missing values = 0 Maximum number of iterations = 250 Relative Function Convergence has been set to: le-008 Parameter Convergence has been set to: le-008 Default Initial Parameter Values alpha = 9.33333e-007 rho = 0 Specified beta_G = 0.00587747 beta 1 = 0.00017521 ! ! ! Warning: optimum may not have been found. ! ! ! !!! You may want to try choosing different initial values. 55 Benzotrichloride ------- FINAL 12-19-2011 Asymptotic Correlation Matrix of Parameter Estimates ( *** The model parameter(s) -alpha -rho have been estimated at a boundary point, or have been specified by the user, and do not appear in the correlation matrix ) beta_0 beta_l beta_0 1 -0.63 beta 1 -0.63 1 Parameter Estimates 95.0% Wald Confidence Interval Variable Estimate Std. Err. Lower Conf. Limit Upper Conf. Limit alpha 8.51334e-007 NA beta_0 0.00587747 0.00021804 0.00545012 0.00630482 beta_l 0.00017521 4.36342e-005 8.96887e-005 0.000260732 NA - Indicates that this parameter has hit a bound implied by some inequality constraint and thus has no standard error. Table of Data and Estimated Values of Interest Dose N Obs Mean Est Mean Obs Std Dev Est Std Dev Scaled Res. 0 10 0.006 0.00588 0.001 0.000923 0.42 0.9107 10 0.0059 0.00604 0.0006 0.000923 -0.47 8.607 10 0.0074 0.00739 0.0012 0.000923 0.0497 Model Descriptions for likelihoods calculated Model A1: Yij = Mu(i) + e(ij) Var{e(ij)} = SigmaA2 Model A2: Yij = Mu(i) +e(ij) Var{e(ij)} = Sigma(i)A2 Model A3: Yij = Mu(i) +e(ij) Var{e(ij)} = SigmaA2 Model A3 uses any fixed variance parameters that were specified by the user Model R: Yi = Mu + e(i) Var{e(i)} = SigmaA2 Likelihoods of Interest Model Log(likelihood) # Param's AIC A1 194.847959 4 -381.695918 A2 197.098107 6 -382.196214 A3 194.847959 4 -381.695918 fitted 194.646919 2 -385.293839 R 188.194979 2 -372.389959 Explanation of Tests Test 1: Do responses and/or variances differ among Dose levels? (A2 vs. R) Test 2: Are Variances Homogeneous? (A1 vs A2) 56 Benzotrichloride ------- FINAL 12-19-2011 Test 3: Are variances adequately modeled? (A2 vs. A3) Test 4: Does the Model for the Mean Fit? (A3 vs. fitted) (Note: When rho=0 the results of Test 3 and Test 2 will be the same.) Tests of Interest Test -2*log(Likelihood Ratio) Test df p-value Test 1 17.8063 4 0.001346 Test 2 4.5003 2 0.1054 Test 3 4.5003 2 0.1054 Test 4 0.402079 2 0.8179 The p-value for Test 1 is less than .05. There appears to be a difference between response and/or variances among the dose levels It seems appropriate to model the data The p-value for Test 2 is greater than .1. A homogeneous variance model appears to be appropriate here The p-value for Test 3 is greater than .1. The modeled variance appears to be appropriate here The p-value for Test 4 is greater than .1. The model chosen seems to adequately describe the data Benchmark Dose Computation Specified effect = 1 Risk Type = Estimated standard deviations from the control mean Confidence level = 0.95 BMC = 5.2 6 612 BMCL = 3.5 9 958 Linear Model with 0.95 Confidence Level 0.0085 Linear 0.008 0.0075 0.007 0.0065 0.006 0.0055 BMDL BMD 0.005 0 1 2 3 4 5 6 7 8 9 dose 22:10 05/03 2010 Levin, 1981: Relative Weight Changes in Thyroid in Male Rats 57 Benzotrichloride ------- FINAL 12-19-2011 APPENDIX D. REFERENCES Agency for Toxic Substances and Disease Registry (ATSDR). (2008) Toxicological profile information sheet. Available online at http://www.atsdr.cdc.gov/toxpro2.html. 595415 American Conference of Industrial Hygienists (ACGIH). (2009) 2009 TLVs and BEIs: Threshold limit values for chemical substances and physical agents and biological exposure indices. American Conference of Governmental Industrial Hygienists, Cincinnati, OH. 594528 California Environmental Protection Agency (CalEPA). (1994) Status report: No significant risk levels for carcinogens and acceptable intake levels for reproductive toxicants. Available online at http://www.oehha.ca.gov/prop65/pdf/tb0194r2.pdf. California Environmental Protection Agency (CalEP A). (2008a) Office of Environmental Health Hazard Assessment. Search Chronic RELs. Available online at http://www.oehha.ca.gov/air/al 1 rels.htm 1. Accessed on 2/10/2010. 595416 California Environmental Protection Agency (CalEP A). (2008b) Office of Environmental Health Hazard Assessment. Search toxicity criteria database. California Environmental Protection Agency. Available online at http://www.oehha.ca.gov/air/hot_spots/pdf/ TSDlookup2002.pdf. 595417 Chu, I; Shen, SY; Villeneuve, DC; Secours, VE; Valli, VE. (1984) Toxicity of trichlorotoluene isomers: a 28-day study in the rat. J Environl Sc Health PartB, 19:183-191. 066550 Fukuda, K; Matsushita, H; Takemoto, K; Toya, T. (1993) Carcinogenicity of benzotrichloride administered to mice by gastric intubation [letter], IndHealth 3 1:127-131. 068806 Hooker Chemical Company. (1980) Letter and submission of information to U.S. Environmental Protection Agency on the possible carcinogenicity of benzotri chloride, /;-chlorobenzotrichloride and benzoyl chloride. Hooker Chemical Company, Niagara Falls, NY. 066568 HSDB (Hazardous Substances Data Bank). (2005) Benzotri chloride. National Library of Medicine. Available online at http://toxnet.nlm.nih.gOv/cgi-bin/sis/search/f7./temp/~XlpsrX: 1. (Last complete update on 06/23/2005). IARC (International Agency for Research on Cancer). (1982) Some industrial chemicals and dyestuffs. Vol. 29:1-416. World Health Organization, Geneva, Switzerland. 027010 IARC (International Agency for Research on Cancer). (2000) IARC monographs on the evaluation of carcinogenic risks to humans, Volume 77: Some industrial chemicals. World Health Organization, Geneva, Switzerland. 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