United States Environmental Protection 1=1 m m Agency EPA/690/R-14/007F Final 3-19-2014 Provisional Peer-Reviewed Toxicity Values for Guanidine Compounds (CASRN 113-00-8 Guanidine) (CASRN 506-93-4 Guanidine Nitrate) (CASRN 50-01-1 Guanidine Chloride) Superfund Health Risk Technical Support Center National Center for Environmental Assessment Office of Research and Development U.S. Environmental Protection Agency Cincinnati, OH 45268 ------- AUTHORS, CONTRIBUTORS, AND REVIEWERS CHEMICAL MANAGER Dan D. Petersen, PhD., DABT National Center for Environmental Assessment, Cincinnati, OH CONTRIBUTOR Scott C. Wesselkamper, PhD National Center for Environmental Assessment, Cincinnati, OH PRIMARY INTERNAL REVIEWERS Zheng (Jenny) Li, PhD, DABT National Center for Environmental Assessment, Washington, DC Anuradha Mudipalli, MSc, PhD National Center for Environmental Assessment, Research Triangle Park, NC This document was externally peer reviewed under contract to Eastern Research Group, Inc. 110 Hartwell Avenue Lexington, MA 02421-3136 Questions regarding the contents of this document may be directed to the U.S. EPA Office of Research and Development's National Center for Environmental Assessment, Superfund Health Risk Technical Support Center (513-569-7300). ------- TABLE OF CONTENTS COMMONLY USED ABBREVIATIONS ii BACKGROUND 1 DISCLAIMERS 1 QUESTIONS REGARDING PPRTVs 1 INTRODUCTION 2 REVIEW OF POTENTIALLY RELEVANT DATA (CANCER AND NONCANCER) 6 CASE REPORT SUMMARIES 11 Lambert (1966) 11 Jimenez-Pabon (1968) 11 Vroom and Engel (1969) 12 Nakano and Tyler (1970) 12 Oh (1972) 12 Oh and Kim (1973) 12 Cherington (1976) 13 Henriksson et al. (1977) 13 Blumhardt et al. (1977) 13 Streib (1979) 13 Jenkyn et al. (1980) 14 Strieb and Rothner (1981) 14 Dau and Denys (1982) 14 Jablecki (1984) 14 Bady et al. (1987) 15 Silbert et al. (1990) 15 Oh et al. (1997, 1998) 15 Tim et al. (1998, 2000) 16 GENOTOXICITY DATA 16 CATEGORICAL REGRESSION ANALYSIS 16 DERIVATION OF PROVISIONAL REFERENCE VALUES 20 DERIVATION OF ORAL REFERENCE DOSES 22 Derivation of Subchronic Provisional RfD (Subchronic p-RfD) for Guanidine Chloride 22 Derivation of Chronic Provisional RfD (chronic p-RfD) Guanidine Chloride 24 DERIVATION OF INHALATION REFERENCE CONCENTRATIONS 25 DERIVATION OF PROVISIONAL CANCER POTENCY VALUES 25 CANCER WEIGHT OF EVIDENCE (WOE) DESCRIPTOR 25 APPENDIX A. PROVISIONAL SCREENING VALUES 27 CALCULATION OF SCREENING PROVISIONAL ORAL REFERENCES DOSES 27 Screening Subchronic Provisional RfD Calculations for Guanidine Compounds 27 Screening Chronic Provisional RfD Calculations for Guanidine Compounds 28 APPENDIX B. ALTERNATIVE METHODS 29 APPENDIX C. CATREG OUTPUT FILES 30 APPENDIX D. REFERENCES 33 l ------- COMMONLY USED ABBREVIATIONS BMC benchmark concentration BMCL benchmark concentration lower confidence limit BMD benchmark dose BMDL benchmark dose lower confidence limit ERC effective response concentration ERCL effective response concentration lower confidence limit HEC human equivalent concentration HED human equivalent dose IUR inhalation unit risk LOAEL lowest-observed-adverse-effect level LOAELadj LOAEL adjusted to continuous exposure duration LOAELhec LOAEL adjusted for dosimetric differences across species to a human NOAEL no-ob served-adverse-effect level NOAELadj NOAEL adjusted to continuous exposure duration NOAELhec NOAEL adjusted for dosimetric differences across species to a human NOEL no-ob served-effect level OSF oral slope factor p-IUR provisional inhalation unit risk POD point of departure p-OSF provisional oral slope factor p-RfC provisional inhalation reference concentration p-RfD provisional oral reference dose RfC inhalation reference concentration RfD oral reference dose UF uncertainty factor UFa interspecies uncertainty factor UFC composite uncertainty factor UFd database uncertainty factor UFh intraspecies uncertainty factor UFl LOAEL-to-NOAEL uncertainty factor UFS subchronic-to-chronic uncertainty factor WOE weight of evidence 11 ------- FINAL 3-19-2014 PROVISIONAL PEER-REVIEWED TOXICITY VALUES FOR GUANIDINE COMPOUNDS BACKGROUND A Provisional Peer-Reviewed Toxicity Value (PPRTV) is defined as a toxicity value derived for use in the Superfund Program. PPRTVs are derived after a review of the relevant scientific literature using established Agency guidance on human health toxicity value derivations. All PPRTV assessments receive internal review by a standing panel of National Center for Environment Assessment (NCEA) scientists and an independent external peer review by three scientific experts. The purpose of this document is to provide support for the hazard and dose-response assessment pertaining to chronic and sub chronic-duration exposures to substances of concern, to present the major conclusions reached in the hazard identification and derivation of the PPRTVs, and to characterize the overall confidence in these conclusions and toxicity values. It is not intended to be a comprehensive treatise on the chemical or toxicological nature of this substance. The PPRTV review process provides needed toxicity values in a quick turnaround timeframe while maintaining scientific quality. PPRTV assessments are updated approximately on a 5-year cycle for new data or methodologies that might impact the toxicity values or characterization of potential for adverse human health effects and are revised as appropriate. It is important to utilize the PPRTV database (http://hhpprtv.ornl.gov) to obtain the current information available. When a final Integrated Risk Information System (IRIS) assessment is made publicly available on the Internet (http://www.epa.gov/iris). the respective PPRTVs are removed from the database. DISCLAIMERS The PPRTV document provides toxicity values and information about the adverse effects of the chemical and the evidence on which the value is based, including the strengths and limitations of the data. All users are advised to review the information provided in this document to ensure that the PPRTV used is appropriate for the types of exposures and circumstances at the site in question and the risk management decision that would be supported by the risk assessment. Other U.S. Environmental Protection Agency (EPA) programs or external parties who may choose to use PPRTVs are advised that Superfund resources will not generally be used to respond to challenges, if any, of PPRTVs used in a context outside of the Superfund program. QUESTIONS REGARDING PPRTVs Questions regarding the contents and appropriate use of this PPRTV assessment should be directed to the EPA Office of Research and Development's National Center for Environmental Assessment, Superfund Health Risk Technical Support Center (513-569-7300). 1 Guanidine compounds ------- FINAL 3-19-2014 INTRODUCTION Several salts of guanidine are used commercially, pharmaceutically, in a variety of laboratory applications, and for other purposes as identified below. Guanidine (see Figure 1 for structure) is a protonated organic base under physiological conditions, sometimes termed guanidinium. Several salts of guanidine (nitrate, sulfate, chloride, acetate, and carbonate) are also commercially available. For example, guanidine nitrate (CASRN 506-93-4) is a high production volume chemical (U.S. EPA, 1990) that is a strong oxidizer and chemically unstable (see Table 1 for chemical properties). It is explosive from friction, heat, or shock, can ignite organic materials on contact, and can emit toxic vapors including nitric acid and nitrogen oxide if heated to decomposition. The chemical is used in the manufacture of explosives, disinfectants, and photographic materials, and as a monopropellant for some model airplane engines. It is important to note that while guanidine nitrate and nitroguanidine are both explosives, they are different chemicals that are at times incorrectly assumed to be the same in some cases in the literature. The physicochemical properties of the most common guanidine compounds are shown in Table 1. Other guanidine salts have differing properties and uses. For example, guanidine hydrochloride, also known as guanidine chloride (CASRN 50-01-1), is used therapeutically to treat several rare neurologic diseases and in the laboratory as a protein denaturant. It is known to have immunosuppressive and other side effects above therapeutic doses. Guanidine nitrate was considered "slightly" toxic in mice with an oral LD50 of approximately 1,100 mg/kg (Brown et al., 1988). Other sources listed in the Hazardous Substances Data Bank (HSDB) (NLM, 2008) report slightly different values in the rat (989.6 mg/kg [males], 729.8 mg/kg [females]), and 1,105 mg/kg for male mice and 1,029 mg/kg for female mice (gavage dosing). The acute inhalation toxicity (LC50) in the rat (4-hour "3 duration) is also given as >0.853 mg/L (>0.853 mg/m ) (Brown et al., 1988). Dermal exposure of rabbits produced only minor dermal irritation at 2 g/kg in the same report. Guanidine chloride has roughly similar (within a factor of two) acute toxicities to guanidine nitrate. Guanidine chloride is listed as having an oral LD50 of 475 mg/kg in the rat (treatment conditions not specified) (NLM, 2008). Ecotoxicology data from Brown et al. (1988) reports an EC50 (48-hour duration) for guanidine nitrate of 70.2 mg/L in Daphnia magna, a cladoceran freshwater crustacean, with a lowest-observed-effect concentration (LOEC) of 4.2 mg/L and a no-observed-effect concentration (NOEC) of 2.9 mg/L based on immobilization as the endpoint. In the less sensitive fathead minnow species (Pimephales promelas), the LOEC was 424 mg/L and the NOEC was 181 mg/L (96-hour duration). Available toxicity values for guanidine compounds are summarized in Table 2. There is little information in the literature relative to the potential toxicity of guanidine or guanidine compounds following subchronic- or chronic-duration exposure via the oral or inhalation routes. 2 Guanidine compounds ------- FINAL 3-19-2014 NH HoN NH Figure 1. Guanidine Structure Table 1. Chemical Properties of Guanidine Compounds Property (unit) Guanidine Nitrate (CASRN 506-93-4) Guanidine Chloride (CASRN 50-01-1) Molecular Weight (g/mol) 122.08a 95.53d-e Boiling point (°C) Decomposes13 Decomposes11 Melting point (°C) 213—215a iso-iss46 Density (g/cm3) 1.44a 1.34d e-1.35f Vapor pressure (Pa at 25°C) Not available Not available pH (aqueous) 8-9.5° 7-8d Solubility in water (g/100 mL at 20°C) 130 g/L3,0 2,000 g/Ld-2,280 g/Le'f Relative vapor density (air = 1) Not available Not available aSource: Chemical Book (no publication date [a], accessed 2-19-2014; guanidine nitrate). bSource: NLM (2008). °Source: CHEMICALLAND21 (no publication date, accessed 2-19-2014; guanidine nitrate). dSource: CHEMICALLAND21 (no publication date, accessed 2-19-2014; guanidine hydrochloride). eSource: Chemical Book (no publication date [b], accessed 2-19-2014; guanidine hydrochloride). fSource: Chemical Book (no publication date [c], accessed 2-19-2014; guanidine hydrochloride). 3 Guanidine compounds ------- FINAL 3-19-2014 Table 2. Summary of Available Toxicity Values for Guanidine Nitrate Source/ Parameter" Value (Applicability) Notes Reference Date Accessed Noncancer ACGIH NV NA ACGIH (2013) NA ATSDR NV NA ATSDR (2013) NA Cal/EPA NV NA Cal/EPA (2013a,b)b 10-17-2013 NIOSH NV NA NIOSH (2010) NA OSHA NV NA OSHA (2006, 2011) NA IRIS NV NA U.S. EPA (2013) 10-17-2013 Drinking water NV NA U.S. EPA (2012) NA Drinking water (Nitroguanidine) RfD: 1 x KT1 mg/kg-d Nitroguanidine is a different but structurally related compound, which is also an explosive. The RfD is based on reduced body weights of rats (NOAEL of 316 mg/kg-d and a composite uncertainty factor of 3,000). U.S. EPA (2012) NA HEAST NV NA U.S. EPA (2011) NA CARA HEEP NV NA U.S. EPA (1985, 1994) NA WHO NV NA WHO 10-17-2013 U.S. Army (Guanidine nitrate) RfD: 5 x KT1 mg/kg-d This value is a Performance Standard for guanidine nitrate with a surrogate RfD (based on guanidine chloride) of 5 x 10 1 mg/kg-d, intended as a guide in military cleanup activities. U.S. Army (2012) NA NLM NV Mononitrate guanidine is included in the Hazardous Substance Data Bank as cited by ACGIH (2010). This citation mentions human health effects (erythrocyte hemolysis in vitro, and respiratory and dermal toxicity in vivo), and nonhuman toxicity and ecotoxicity values, but it does not include human exposure limits. NLM (2008) NA Cancer IRIS NV NA U.S. EPA 10-17-2013 HEAST NV NA U.S. EPA (2011) 10-17-2013 IARC NV NA IARC (2013) NA NTP NV NA NTP (2011) NA 4 Guanidine compounds ------- FINAL 3-19-2014 Table 2. Summary of Available Toxicity Values for Guanidine Nitrate Source/ Parameter" Value (Applicability) Notes Reference Date Accessed Cal/EPA NV NA Cal/EPA (2009, 2013b) NA ACGIH NV NA ACGIH (2013) NA "Sources: Integrated Risk Information System (IRIS) database; Health Effects Assessment Summary Tables (HEAST); International Agency for Research on Cancer (IARC); National Toxicology Program (NTP); California Environmental Protection Agency (Cal/EPA); American Conference of Governmental Industrial Hygienists (ACGIH); Agency for Toxic Substances and Disease Registry (ATSDR); National Institute for Occupational Safety and Health (NIOSH); National Library of Medicine (NLM); Occupational Safety and Health Administration (OSHA); Chemical Assessments and Related Activities (CARA) list; Health and Environmental Effects Profile (HEEP); World Health Organization (WHO). bThe Cal/EPA Office of Environmental Health Hazard Assessment (OEHHA) Toxicity Criteria Database (http://oehha.ca.gov/tcdb/index.asp) was also reviewed and found to contain no information on guanidine compounds (CASRN 113-00-8 guanidine; CASRN 506-93-4 guanidine nitrate; CASRN 50-01-1 guanidine chloride). NA = not applicable; NV = not available; NOAEL = no-observed-adverse-effect level; RfD = reference dose. 5 Guanidine compounds ------- FINAL 3-19-2014 Literature searches were conducted on sources published from 1900 through September 2013 for studies relevant to the derivation of provisional toxicity values for guanidine (CASRN 113-00-8), guanidine nitrate (CASRN 506-93-4), and guanidine chloride (CASRN 50-01-1). Searches were conducted using EPA's Health and Environmental Research Online (HERO) database of scientific literature. HERO searches the following databases: AGRICOLA; American Chemical Society; BioOne; Cochrane Library; DOE: Energy Information Administration, Information Bridge, and Energy Citations Database; EBSCO: Academic Search Complete; GeoRef Preview; GPO: Government Printing Office; Informaworld; IngentaConnect; J-STAGE: Japan Science & Technology; JSTOR: Mathematics & Statistics and Life Sciences; NSCEP/NEPIS (EPA publications available through the National Service Center for Environmental Publications [NSCEP] and National Environmental Publications Internet Site [NEPIS] database); PubMed: MEDLINE and CANCERLIT databases; SAGE; Science Direct; Scirus; Scitopia; SpringerLink; TOXNET (Toxicology Data Network): ANEUPL, CCRIS, ChemlDplus, CIS, CRISP, DART, EMIC, EPIDEM, ETICBACK, FEDRIP, GENE-TOX, HAPAB, HEEP, HMTC, HSDB, IRIS, ITER, LactMed, Multi-Database Search, NIOSH, NTIS, PESTAB, PPBIB, RISKLINE, and TRI; TSCATS; Virtual Health Library; Web of Science (searches Current Content database among others); World Health Organization; and Worldwide Science. The following databases outside of HERO were searched for relevant health information: ACGM, AT SDR, Cal/EPA, EPA IRIS, EPA HEAST, EPA HEEP, EPA OW, EPA TSCATS/TSCATS2, NIOSH, NTP, OSHA, and RTECS. REVIEW OF POTENTIALLY RELEVANT DATA (CANCER AND NONCANCER) The effects of oral or inhalation exposure to guanidine, guanidine nitrate, and guanidine chloride have not been evaluated in any repeated-dose subchronic or chronic-duration, developmental toxicity, reproductive toxicity, or carcinogenicity studies that are publically available, in either humans or animals. However, in humans, guanidine chloride has been used as an orally administered therapeutic in the management of Lambert-Eaton Myasthenic Syndrome (LEMS), a rare autoimmune disease in which autoantibodies directed against voltage-gated calcium channels at the presynaptic side of the neuromuscular junction result in muscle weakness and autonomic dysfunction (see list of case reports in Table 3). Thus, the occurrence of side effects induced by LEMS treatment with guanidine chloride is used as a basis for the identification of toxicological effects for the derivation of provisional reference doses (p-RfDs) in this PPRTV assessment. Examination of all citations listed within references identified from the initial literature search revealed additional relevant case reports on LEMS patients. 6 Guanidine compounds ------- FINAL 3-19-2014 Table 3. Summary of Potentially Relevant Data in LEMS Patients Treated Therapeutically With Guanidine Chloride GC Dosimetry" Effects Observed NOAEL LOAEL Reference Comments Notesb Human 1. Oral 20-30 mg/kg-d Paresthesias (mouth) NDr Lambert (1966) N= 1 Short-term-duration PR; clear clinical and electromyographic (EMG) improvement. 14-42 mg/kg-d Patient 1: gastrointestinal (GI; frequent bowel movements), central nervous system (CNS; paresthesias, agitation, insomnia, behavioral disturbances Patient 2: diarrhea and nervous irritability NDr Kennedy and Jimenez-Pabon (1968) N= 2 Durations not classifiable PR; improvement in strength. NA None identified NDr Vroom and Engel (1969) N= 1 Duration not classifiable PR; no clinical or EMG improvement. 21 mg/kg-d Atrial fibrillation and hypotension NDr Nakano and Tyler (1970) N= 1 Short-term-duration PR 12 mg/kg-d None identified 12 mg/kg-d (subchronic - duration) Oh (1972) N= 1 Subchronic-duration PR; "dramatic" clinical improvement. 12-58 mg/kg-d Patient 1 = leukopenia and mild thrombocytopenia Patient 2 = paresthesias of tongue and fingers, confusion, unsteady gait Patient 3 = none NDr 12 mg/kg-d (subchronic- duration) Oh and Kim (1973) N= 3 Patient 1 = short-term duration; Patient 2 = subchronic-duration; Patient 3 = duration not provided. PR; clinical improvement. 7 Guanidine compounds ------- FINAL 3-19-2014 Table 3. Summary of Potentially Relevant Data in LEMS Patients Treated Therapeutically With Guanidine Chloride GC Dosimetry" Effects Observed NOAEL LOAEL Reference Comments Notesb 21-27 mg/kg-d Nephrotoxicity (chronic - duration interstitial nephritis, and leukopenia NDr 24 mg/kg-d (subchronic) Cherington (1976) N= 1 Subchronic-duration PR 18-19 mg/kg-d Patient 1 = renal, hepatic, and pancreatic damage, anemia paresthesias Patient 2 = paresthesias, cold sensations and pancytopenia NDr 18 mg/kg-d (subchronic- duration) Herriksson et al. (1977) N= 2 Patient 1 = subchronic-duration; Patient 2 = short-term-duration. PR 14 mg/kg-d Fibrosing interstitial nephritis NDr 14 mg/kg-d (chronic-duration) Blumhardt et al. (1977) N= 1 Chronic-duration PR; clinical improvement 30 mg/kg-d Colicky pain, postprandial fullness, bloating, dark-colored urine NDr NDr Streib (1979) N= 1 Short-term-duration PR; also administered physostigmine (dose not provided). EMG improvement. 14-21 mg/kg-d Leukopenia NDr NDr Jenkynetal. (1980) N= 1 Short-term-duration 12-45 mg/kg-d Mild GI upset at 20 mg/kg-d; limb and perioral paresthesias at 32 mg/kg-d; nausea, tremors, confusion, agitation at 45 mg/kg-d 12 mg/kg-d (subchronic - duration) NDr Streib and Rothner (1981) N= 3 Subchronic-durations [Patient 2 was previously recorded in Streib (1979)]; Patient 3 received no guanidine PR; EMG and strength improvement. 8 Guanidine compounds ------- FINAL 3-19-2014 Table 3. Summary of Potentially Relevant Data in LEMS Patients Treated Therapeutically With Guanidine Chloride GC Dosimetry" Effects Observed NOAEL LOAEL Reference Comments Notesb 16-29 mg/kg-d Numbness, paresthesias, coldness, emesis, renal dysfunction 18 mg/kg-d (subchronic - duration) 16 mg/kg-d (chronic-duration) Dau and Denys (1982) N= 5 Patients 1 and 3 = subchronic-duration; Patient 2 = short- term-duration; Patient 4 = chronic- duration; Patient 5 = duration and dose not reported. PR; other treatments concurrently administered. Partial relief of symptoms. 5 mg/kg-d None reported NDr NDr Jablecki (1984) N= 1 Subchronic-duration PR; slight improvement in strength. 10 mg/kg-d None reported NDr NDr Badyetal. (1987) N= 1 Acute-duration PR; EMG improvement. 5-20 mg/kg-d Leukopenia 5 mg/kg-d (subchronic - duration) 12 mg/kg-d (subchronic- duration) Silbert et al. (1990) N= 1 Subchronic-duration PR; reduction in muscular weakness. 5-36 mg/kg-d Fainting spells, nausea, vomiting, epigastric pain, diarrhea, paresthesias (fingers), insomnia 5 mg/kg-d (subchronic - duration) 7 mg/kg-d (chronic- duration) NDr Ohetal. (1997) N= 9 Patient 4 = acute- duration; Patients 1 and 5 = short-term-duration; Patients 2, 3,6, 7, and 9 = subchronic - duration; Patient 8 = chronic- duration PR; also administered physostigmine. Clinical and EMG improvement. 6 mg/kg-d None reported NDr NDr Oh et al. (1998) N= 1 Short-term-duration PR; case report on one additional patient from Oh et al. (1997). 9 Guanidine compounds ------- FINAL 3-19-2014 Table 3. Summary of Potentially Relevant Data in LEMS Patients Treated Therapeutically With Guanidine Chloride GC Dosimetry" Effects Observed NOAEL LOAEL Reference Comments Notesb Not Reported None reported NDr NDr Tim et al. (1998) N= 51 Duration not classifiable PR; 7 of 57 patients received GC with "moderate" improvement in 4 out of 7. Not Reported None reported NDr NDr Tim et al. (2000) N=13 Durations not classifiable PR; other treatments concurrently administered. Nine of 73 patients received GC with "marked" improvement in 0%, "moderate" improvement in 56%, "minimal" improvement in 11%, and no improvement in 33%. aDoses are converted to mg/kg-d. If no patient weight was provided in the case reports, a default value of 70 kg was used in the conversion. If a range of doses was used and details not specified, the mean of the range was used. Chronic-duration is defined as greater than 7 years; subchronic-duration is defined as greater than one year; short-term-duration is defined as less than one year: acute duration refers to a single dose. bPR = Peer reviewed, NDr = not determined. 10 Guanidine compounds ------- FINAL 3-19-2014 CASE REPORT SUMMARIES As stated previously, the effects of oral or inhalation exposure to guanidine compounds have not been evaluated in any repeated-dose sub chronic-duration, chronic-duration, developmental toxicity, reproductive toxicity, or carcinogenicity publically available studies conducted in either humans or animals. However, case reports on the treatment of LEMS in humans by oral administration of guanidine chloride are reviewed below. Because LEMS results from a lowering in acetylcholine release, some therapies involve cholinesterase inhibitors, such as pyridostigmine, or potassium channel blockers (e.g., guanidine compounds, 4-aminopyridine, 3,4-diaminopyridine) which increase acetylcholine release. Guanidine inhibits potassium channels by binding within the intracellular pore of the channel, whereby it interacts with its hydrophobic subunit leading to the channel's closure (Kalia and Shwatz, 2011). Given that LEMS is autoimmune in nature; immunosuppressive agents like the corticosteroid prednisone have also been used therapeutically, sometimes in addition to guanidine. The most important limitation in the use of guanidine compounds in the treatment of LEMS is the occurrence of side effects, which include gastrointestinal effects (including nausea and diarrhea), immunosuppression, and distal paresthesias. Throughout this section and in Table 3 above, the word "symptom" is used to describe the severity of the muscular weakness or other conditions characterized by LEMS, while "side effects" refer to negative effects of the guanidine compound. The current treatment of choice for LEMS appears to be 3,4-diaminopyridine, but guanidine compounds are still occasionally used, in part due to the unavailability of 3,4-diaminopyridine in some countries, including the United States. The available data comes primarily from case reports of individual patients or small groups of LEMS patients that received orally administered guanidine chloride. Only those case reports that accurately report the dosimetry and side effects that might potentially identify points of departure (PODs) or reveal additional side effects are summarized here. The purity of the guanidine chloride used was not reported in any of the case reports, but current products have purities of 99% or greater. The durations that patients were treated with guanidine chloride range from acute (i.e., single doses) to chronic durations. For the LEMS patients, treatment durations greater than 7 years were considered to be chronic-duration, those less than 12 months were considered short-term, and those between 12 months and 84 months were considered to be subchronic durations. Lambert (1966) In an early case report, Lambert (1966) reported the treatment of a LEMS patient with oral guanidine chloride in addition to several other potential treatments. Guanidine chloride was used at doses of 20-30 mg/kg-day for at least 13 days, but the definitive treatment duration is unknown. There was a reduction in the patient's neuromuscular weakness with treatment, and the only side effect reported were paresthesias in the mouth that diminished with time. The study author noted that the effect on the neuromuscular transmission peaked 45 to 60 minutes after guanidine chloride administration, while the increase in strength lasted 3 to 4 days after the discontinuation of the guanidine chloride. Neither a no-observed-adverse-effect level (NOAEL) nor a lowest-observed-adverse-effect (LOAEL) is established for this paresthesia because the duration of treatment was short-term. Jimenez-Pabon (1968) In a case report of two LEMS patients (both with lung cancer), Kennedy and Jimenez-Pabon (1968) reported treatment with guanidine chloride. Patient 1 was treated with 11 Guanidine compounds ------- FINAL 3-19-2014 doses ranging from 14-42 mg/kg-day for approximately 5 months. At 32 mg/kg-day, there was a resolution of the muscle weakness symptoms, but side effects occurred including paresthesias of the mouth and tongue, momentary blurred vision, and an increase in the frequency of bowel movements. Increasing the dose to 42 mg/kg-day caused agitation and more severe central nervous system side effects including agitation, insomnia and behavioral effects. The behavioral symptoms subsided when the dose was reduced to 25 mg/kg-day. Patient 2 was treated with 25 mg/kg-day guanidine chloride for 27 days but saw no resolution of symptoms, while side effects including severe diarrhea and nervous irritability were noted. While these were short-term treatments, an accurate determination of the treatment duration could not be made (the initiation of therapy is given as "July"). Neither a NOAEL nor a LOAEL is established. Vroom and Engel (1969) In a case report from Vroom and Engel (1969), the study authors describe the treatment of a 17-year-old female patient with LEMS with guanidine chloride (no dose reported), which produced minimal resolution of the patient's muscle weakness. No duration of treatment or side effects were reported. It was noted that prednisone produced a significant improvement at 10 mg/day. Because no dose was reported for the guanidine treatment, neither a NOAEL nor a LOAEL is identified. Nakano and Tyler (1970) In a case report from Nakano and Tyler (1970) reported the treatment of a LEMS patient with 21 mg/kg-day guanidine hydrochloride. Atrial fibrillation and hypotension ensued after 6 days, and the heart rhythm returned to normal when the treatment was discontinued. When guanidine treatment was reinstituted 36 hours later, the patient again developed hypotension and atrial fibrillation. Neither a NOAEL nor a LOAEL is established since the observed cardiovascular effects could be considered frank effects, and the treatment duration (6 days) is considered short-term. Oh (1972) A 50-year-old male with LEMS was treated with 12 mg/kg-day guanidine chloride for 2 years in a case report from Oh (1972). No side effects were noted, while the symptoms resolved for the duration of the study. This dose (12 mg/kg-day) is considered a NOAEL, and the treatment is considered of subchronic-duration. Oh and Kim (1973) Data from three LEMS patients were presented in a case report from Oh and Kim (1973). Patient 1 was a 56-year-old male with a 2-month history of fatigability and muscle weakness. The patient was treated with guanidine chloride with a gradual increase in dosage up to 58.3 mg/kg-day in 11 days. Leukopenia (2,200 white blood cells [WBCs]/m3) and mild thrombocytopenia (113,000 thrombocytes/m ) were noted. The dosage was reduced to 29.2 mg/kg-day and blood cell counts returned to normal over the next 3 weeks. The patient was continuously treated with guanidine chloride for approximately 2 months. Patient 2 was a 50-year-old male with a 3-month history of fatigability and muscle weakness, who was treated with 12 mg/kg-day for approximately 2 years. Patient 2 exhibited both peripheral (paresthesias of tongue and finger) and central (confusion and gait disturbances) nervous system side effects. Patient 3 was a 64-year-old male who was treated with 32.8 mg/kg-day guanidine chloride (duration not reported). No side effects were noted. Because the duration of treatment was 12 Guanidine compounds ------- FINAL 3-19-2014 short-term for Patient 1, and unknown for Patient 3, neither a NOAEL nor a LOAEL is established from these patients. For Patient 2, a subchronic-duration LOAEL of 12 mg/kg-day is established for peripheral nervous system effects (paresthesias). Cherington (1976) In a case report from Cherington (1976) a 38-year-old male with LEMS was treated with 21-27 (average = 24) mg/kg-day guanidine chloride for 4 years. At that point, guanidine chloride was discontinued because of side effects that included leukopenia (depressed WBC counts), nephrotoxicity (elevated blood urea nitrogen [BUN]), decreased serum calcium (8.2 mg/100 mL) and creatine (17.4 mg/100 mL), and elevated serum phosphate (5.7 mg/100 mL). According to the study author, blood chemistry results obtained prior to the initiation of guanidine chloride treatment were within normal limits. Nephrotoxicity was confirmed by biopsy. A subchronic-duration LOAEL of 24 mg/kg-day is established for leukopenia and nephrotoxicity. Henriksson et al. (1977) A case report from Henriksson et al. (1977) described the treatment of two LEMS patients with guanidine chloride. Patient 1 was treated with 18 mg/kg-day guanidine chloride for 12 months. At that time, renal (i.e., abnormal serum creatine levels), and pancreatic and hepatic (abnormal alkaline phosphatase, gamma glutamate transferase, alanine and aspartate aminotransferases, amylase) and anemia (hemoglobin = 79 g/L) side effects were noted. Patient 2 was treated with 19 mg/kg-day for 7 months, and paresthesias and cold sensations were noted as well as pancytopenia [hemoglobin =105 g/L, 60 x 109/L thrombocytes, 2 x 109/L leukocytes (30% polymorphonuclear)]. Guanidine treatment was discontinued in both patients because of these side effects. A LOAEL is established for serum chemistry changes indicative of damage to multiple organs. Blumhardt et al. (1977) In a case report published by Blumhardt et al. (1977), a 61-year-old male patient with LEMS was treated chronically with guanidine chloride at 14 mg/kg-day for 7 years. The most notable side effect was interstitial fibrosis in both the cortex and medulla of the kidney. The study authors thought the guanidine chloride was responsible for the nephrosis. A chronic- duration LOAEL of 14 mg/kg-day is established. Streib (1979) In a case report published by Streib (1979), a 62-year-old male patient with LEMS was treated with 30 mg/kg-day guanidine chloride for 10 days, with electromyographic (EMG) improvement. The patient complained of gastrointestinal (GI) symptoms (colicky pain, nausea, postprandial fullness, bloating) and dark-colored urine. Blood chemistry values for total bilirubin, alkaline phosphatase, transaminases; serum glutamic oxaloacetic transaminase (SPOT) and serum glutamic pyruvic transaminase (SGOT), lactate dehydrogenase, and porphobilinogen, which had been within normal limits, became elevated by more than 10%. After discontinuation of the guanidine chloride treatment, the blood chemistry values returned toward pretreatment levels. These observed serum chemistry changes are consistent with liver injury, which has rarely been mentioned in other case reports. No NOAEL or LOAEL is established because of the short-term treatment duration. 13 Guanidine compounds ------- FINAL 3-19-2014 Jenkyn et al. (1980) In a case report from Jenkyn et al. (1980), a 62-year-old male patient with LEMS was treated with guanidine chloride initially at 14 mg/kg-day. The patient reported a significant subjective increase in muscle strength. Two months later, the patient complained of increasing weakness, and the dose was increased to 21 mg/kg-day. Two months following this dosage increase, however, mild leukopenia was noted and the dose was reduced to 18 mg/kg-day. The latter dosing regime was continued for another 5 months. No NOAEL or LOAEL is established because of the short-term durations of exposure. Strieb and Rothner (1981) The treatment of three LEMS patients with guanidine chloride is described a series of case reports from Strieb and Rothner (1981). Patient 1 was treated with several different doses of guanidine chloride, with differing side-effects noted at each dose. The patient was initially treated with 20 mg/kg-day, and mild gastrointestinal upset was noted. At 32 mg/kg-day, peripheral paresthesias (limb and perioral) were noted. At 45 mg/kg-day, nausea was constant, coarse tremors developed, and the patient became confused and agitated. The dose was subsequently reduced to 12 mg/kg-day and was maintained for 3 years. Patient 2 was previously described in Streib (1979), and a third patient was not treated with guanidine chloride. A subchronic-duration NOAEL of 12 mg/kg-day is established for Patient 1. Dau and Denys (1982) In a series of case reports on five LEMS patients, Dau and Denys (1982) report the use of plasmapheresis and plasmapheresis combined with immunosuppressive drugs in addition to guanidine chloride. Patient 1 was treated with 18 mg/kg-day for 18 months without significant side effects. Patient 2 was treated with 29 mg/kg-day for 6 months, but treatment was discontinued after acral paresthesias developed. Patient 3 (also described in Cherington [1976]) was treated with 24 mg/kg-day but developed interstitial nephritis after 4 years of guanidine chloride therapy. Patient 4 was treated with 16 mg/kg-day guanidine chloride for 12 years, and side effects included mild nausea that was treatable with antacids. Patient 5 was treated with guanidine chloride (dose not reported) for 1 month, with side effects that included nausea, paresthesias, and cold extremities. A subchronic-duration NOAEL of 18 mg/kg-day is established for Patient 1. The limited duration (acute) of treatment for Patient 2 precludes the establishment of a NOAEL or LOAEL. A subchronic-duration LOAEL of 24 mg/kg-day was previously characterized for Patient 3 in Cherington et al. (1976). A chronic-duration LOAEL of 16 mg/kg-day is established for Patient 4. No NOAEL or LOAEL is established for Patient 5 because of the incomplete reporting of dosimetry. Jablecki (1984) In a case report published by Jablecki (1984), a 50-year-old female LEMS patient was treated with guanidine hydrochloride for 6 months. The initial dose was 5 mg/kg-day, and this was slowly increased to an unreported dose. Slight clinical improvement in strength was reported over the 6 month treatment; however, therapy was discontinued due to hemoptysis (likely due to oat-cell carcinoma of lung). Because of the incomplete reporting of dosimetry, no NOAEL or LOAEL is established. 14 Guanidine compounds ------- FINAL 3-19-2014 Bady et al. (1987) In a case report published by Bady et al. (1987), a 4-year-old female with LEMS was treated acutely (single dose) with 10 mg/kg guanidine chloride. Increased muscle tone was reported with no side effects. Because of the acute treatment duration, no NOAEL or LOAEL is established. Silbert et al. (1990) A 60-year old female patient with LEMS was treated chronically with guanidine chloride for approximately 5 years (Silbert et al., 1990). This case is particularly interesting since several doses were tried, and a dose response in the severity of side effects observed. In this case report, the patient was treated initially with 10 mg/kg-day. Resolution of the muscle weakness ensued, and the dose was increased to 20 mg/kg-day, with muscle power returning to baseline levels. Five weeks later, however, blood tests revealed leukopenia (3.5 x 109/L, WBCs, 2.27 x 109/L neutrophils, 0.91 x 109/L lymphocytes), and the dose was reduced to 12 mg/kg-day. The repeat blood test again revealed leukopenia one week later (2.8 x 109/L WBCs, 1.14 x 109/L neutrophils, 1.23 x 109/L lymphocytes). Therapy was discontinued, and a repeat blood test conducted 4 days later showed normal WBC counts (6.6 x 109/L). A 10 mg/kg dose of guanidine chloride was reinstituted every other day (5 mg/kg-day). Therapy was continued for approximately 5 years without the return of side effects until the patient's death (unrelated to therapy). This particular case report was notable in that it revealed an apparently steep dose-response curve within a single patient, allowing the determination of doses where chronic-duration guanidine chloride treatment elicited no or negligible negative side effects, but retention of the positive therapeutic effects and relief of LEMS symptoms. A subchronic-duration NOAEL of 5 mg/kg-day (i.e., 10 mg/kg given on alternate days) is established. A subchronic-duration LOAEL of 12 mg/kg-day is established for leukopenia. Oh et al. (1997,1998) A series of case reports is presented involving nine LEMS patients treated with guanidine chloride was published by Oh et al. (1997). The duration of treatment ranged from 3 to 102 months. Patient 1 (a 46-year-old female) received 5 mg/kg-day for 20 months, with no reported side effects. Patient 2 (a 26-year-old female) initially received 27 mg/kg-day for 10 months, but this dose was reduced because of a fainting spell. Patient 2 continued treatment with 5 mg/kg-day for another 10 months, but this dose was discontinued because of nausea. Patient 3 (a 53-year-old female) received 21 mg/kg-day, but the dose was reduced to 5 mg/kg-day due to nausea and vomiting. The duration of treatment for Patient 3 was 55 months. Patient 4 (a 58-year-old male) was initially treated with doses of 21, 27, and 36 mg/kg-day, but the dosage was reduced to below 15 mg/kg-day within 3 months because of paresthesias of the fingers, insomnia, and diarrhea. Treatment of Patient 4 continued for approximately 4 years. Patient 5 (a 70-year-old male) was treated with 5 mg/kg-day for 5 months, but treatment was discontinued because of nausea. Patient 6 (a 75-year-old male) was treated with 7 mg/kg-day for 12 months and experienced some abdominal pain. Patient 7 (a 59-year-old female) was treated with 10 mg/kg-day for 57 months with no side effects. Patient 8 (a 36-year-old female) received the longest treatment duration with 7 mg/kg-day for 102 months, with relief of LEMS symptoms and no reported side effects. Patient 9 (53-year-old male) was treated for 36 months with 9 mg/kg-day, with resolution of muscular weakness but the appearance of paresthesias. From these nine cases, a subchronic-duration NOAEL of 15 Guanidine compounds ------- FINAL 3-19-2014 5 mg/kg-day is established for Patient 1, a subchronic-duration NOAEL of 11 mg/kg-day is established for Patient 7, and a chronic-duration NOAEL of 7 mg/kg-day is established for Patient 8. A subsequent review by Oh et al. (1998) added one additional patient treated with 6 mg/kg-day guanidine chloride for 7 months with no side effects. However, the duration is considered short-term for this additional patient, thus no NOAEL or LOAEL is established. Tim et al. (1998, 2000) The reviews by Tim et al. (1998, 2000) incompletely report the data, and neither guanidine chloride treatment duration nor dose could be determined. As such, no NOAELs or LOAELs are established. GENOTOXICITY DATA In the Ames test, guanidine nitrate has tested negative at 5,000 |ig/plate in Salmonella typhimurium strains TA98, TA100, TA1535, TA1537, and TA1538 with or without metabolic activation. The chemical was also negative for chromosomal aberrations in hamster fibroblasts (NLM, 2008). Guanidine chloride was also negative in the Hamster chromosome aberration test at 5 mg/ml, and in the Ames test in Salmonella typhimurium strains TA98, TA100, TA1535, TA1527, and TA1538 at up to 5,000 |j,g/plate with or without metabolic activation (NLM, 2008). CATEGORICAL REGRESSION ANALYSIS Since guanidine compounds act at the cholinergic neuromuscular junction when used therapeutically, the methods used by Dourson et al. (1997) on categorical regression of aldicarb (a carbamate insecticide that causes a similar elevation of acetylcholine) were followed as an example since the constellations of side effects are similar. Dourson et al. (1997) used four severity grades to characterize the observed effects, including severe effects, moderate, mild, and none (no effects), with corresponding assigned values of 4, 3, 2, and 1, respectively. Using these methods in the aldicarb IRIS assessment (U.S. EPA, 1993), the oral RfD was based on a POD for a Level 2 effect (sweating), which was considered a NOAEL. For this PPRTV assessment, the severity scores associated with the various side effects following guanidine chloride treatment of LEMS patients are shown in Table 4. Table 4. Description of Severity Scores Associated with Side Effects Following Guanidine Chloride Treatment of LEMS Patients Category Side Effects Potential POD Groups Category 1 (None) No effects. NOAELs Category 2 (Mild) Serum chemistry changes <10% or within one standard deviation. NOAELs Category 3 (Moderate) Larger (>10%) serum chemistry changes, twitching, blurred vision, watery eyes, excess salivation, hyperactivity, mild leukopenia, sweating, clamminess, paresthesias, renal histopathology, or mild gastrointestinal effects including irritation managed by antacids. LOAELs Category 4 (Severe) Atrial fibrillation; hypotension; severe leukopenia; severe gastrointestinal effects including unmanageable nausea, vomiting, or diarrhea; or central nervous system effects including disorientation, confusion or seizures. LOAELS or frank effect levels (FELs), depending on severity. 16 Guanidine compounds ------- FINAL 3-19-2014 Table 5 summarizes the oral doses given to LEMS patients in the case reports. The duration of treatment in these cases ranges from acute to chronic-duration (single doses to 120 months). The most common side effects included gastrointestinal effects in 7 of 35 patients and various paresthesias in 7 of 35 patients. Other less common side effects included renal effects (in 3 of 35 patients) and various blood anemias and dyscrasias (most commonly leukopenia), (in 5 of 35 patients). All of these observed side effects occurred at doses at or above 10 mg/kg-day. A review of the available data reveals an apparent dose dependence of the side effects following treatment, with no effects to mild effects observed between 5-10 mg/kg-day, various mild to moderate effects between 10-30 mg/kg-day, and more severe effects >30 mg/kg-day. In particular, the results of Silbert et al. (1990) showing immunosuppression and Streib and Rothner (1981) showing gastrointestinal and peripheral and central nervous system effects indicate an increasing severity of these side effects with increasing dose within individual patients. Because much of the human data shown in Table 5 are from case reports of individual patients with varying treatment durations, a conventional dose-response analysis of the data was not possible. However, the overall approach used in categorical regression is useful in characterizing and visualizing the data. In some of the clinical cases, LEMS patients were started on a low dose of guanidine chloride and then titrated up in dose until side effects became significant. Thus, there is sometimes a description of a dose-dependent decrease in LEMS symptoms and a concomitant increase in side effects within the available data from a single patient. In the cases where the study authors carefully describe what side effects occurred at what dose, more than one severity score may be identified for an individual patient. 17 Guanidine compounds ------- FINAL 3-19-2014 Table 5. Severity Scoring of Guanidine Chloride Case Reports Dosimetry" Effects Observed Severity Scoreb Reference 10-30 mg/kg-d, 13 d Paresthesias (mouth and tongue), 3 at 30 mg/kg-d Lambert (1966 Patientl: 14-42 mg/kg-d, 5 mo GI distress, paresthesias, agitation, insomnia forgetfulness 3 at 32mg/kg-d, 4 at 42 mg/kg-d Kennedy and Jimenez-Pabon (1968) Patient 2: 25 mg/kg-d, 27 d Severe diarrhea, nervous irritability 4 at 25 mg/kg-d NA None identified NA Vroom and Engel (1969) 21 mg/kg-d, 1 wk Atrial fibrillation and hypotension 4 at 21 mg/kg-d Nakano and Tyler (1970) 12 mg/kg-d, 24 mo None identified 1 at 12 mg/kg-d Oh (1972) 12-58 mg/kg-d, 2-24 mo Patient 1: Leukopenia, thrombocytopenia. High dose = lid, low dose = 2 mo Patient 2: Paresthesias at 2 yr, confusion, unsteady gait P3: None Patient 1: 4 at 58 mg/kg-d, 3 at 29 mg/kg-d Patient 2: 4 at 12 mg/kg-d Patient 3: 1 at 32.8 mg/kg-d Oh and Kim (1973) 21-27 mg/kg-d 48 mo Chronic interstitial nephritis and leukopenia 3 at 24 mg/kg-d Cherington (1976) Patient 1: 18 mg/kg-d, 12 mo Renal, pancreatic, anemia, hepatic damage Patient 1: 4 at 18 mg.kg-d Henriksson et al. (1977) Patient 2:19 mg/kg-d, 7 mo Bone marrow damage (pancytopenia) Patient 2: 4 at 19 mg/kg-d 14 mg/kg-d, 84 mo Fibrosing interstitial nephritis 3 at 14 mg/kg-d Blumhardt et al. (1977) 30 mg/kg-d, 10 d Colicky pain, postprandial fullness, bloating, dark-colored urine; elevated liver enzymes 3 at 30 mg/kg-d Streib (1979) 14 mg/kg-d, 2 mo 18 mg/kg-d, 5 mo 21 mg/kg-d, 2 mo Mild leukopenia at 21 mg/kg-d 1 at 14 mg/kg-d 1 at 18 mg/kg-d 3 at 21 mg/kg-d Jenkynetal. (1980) 12-45 mg/kg-d, 36 mo 12 mg/kg-d, 36 mo Mild GI upset at 20 mg/kg-d, limb and perioral paresthesias at 32 mg/kg-d, nausea, tremors, confusion, agitation at 45 mg/kg-d 1 at 12 mg/kg-d 3 at 20 mg/kg-d 3 at 32 mg/kg-d 4 at 45 mg/kg-d Streib and Rothner (1981) 18 Guanidine compounds ------- FINAL 3-19-2014 Table 5. Severity Scoring of Guanidine Chloride Case Reports Dosimetry" Effects Observed Severity Scoreb Reference 18-29 mg/kg-d, 6-144 mo Patient 1: No side effects reported at 18 mo Patient 2: Numbness, paresthesia, coldness at 6 mo Patient 3: Chronic interstitial nephritis and leukopenia at 48 mo Patient 4: Emesis at 144 mo Patient 5: Dose not reported at 1 mo Patient 1: 1 at 18 mg/kg-d Patient 2: 3 at 32 mg/kg-d Patient 3: 3 at 24 mg/kg-d (same patient reported in Cherington [1976]) Patient 4: 3 at 16 mg/kg-d Patient 5: unable to score Dau and Denys (1982) 5 mg/kg-d initially, 6 mo None Reported Unable to score Jablecki (1984) 10 mg/kg-d, 2 hr None Reported lat 10 mg/kg-d Bady etal. (1987) 5 mg/kg-d, 60 mo 10 mg/kg-d, 1 wk 12 mg/kg-d, 1 wk 20 mg/kg-d, 5 wk Leukopenia 1 at 5 mg/kg-d 1 at 10 mg/kg-d 3 at 12 mg/kg-d 3 at 20 mg/kg-d Silbert et al. (1990) 5-36 mg/kg-d, 3-102 mo Patient 1: None at 20 mo Patient 2: Fainting, nausea at 10 mo Patient 3: GI at 55 mo Patient 4: Paresthesias, GI at 48 mo Patient 5: GI 5 at mo Patient 6: GI 12 at mo Patient 7: None at 57 mo Patient 8: None at 102 mo Patient 9: Paresthesia at 36 mo Patient 1: 1 at 5 mg/kg-d, 1 at 3 mg/kg-d Patient 2: 4 at 27 mg/kg-d, 4 at 5 mg/kg-d Patient 3: 4 at 21 mg/kg-d, 3 at 5 mg/kg-d Patient 4: 4 at 36 mg/kg-d, 3 at 11 mg/kg-d Patient 5: 4 at 5 mg/kg-d Patient 6: 4 at 5 mg/kg-d, 4 at 7 mg/kg-d Patient 7: 1 at 7 mg/kg-d, 1 at 11 mg/kg-d Patient 8: 1 at 7 mg/kg-d Patient 9: 3 at 9 mg/kg-d Oh etal. (1997) 6 mg/kg-d, 7 mo None at 7 mo 1 at 6 mg/kg-d Oh etal. (1998) None reported None reported Unable to score Tim etal. (1998) None reported None reported Unable to score Tim et al. (2000) aDoses are converted to mg/kg-d. If no patient weight was provided in the case reports, a default value of 70 kg was used in the conversion. If a range of doses were used, and details were not specified, the mean of the range was used. Represents a severity score (as indicated in Table 4) for a given patient at a given dose in mg/kg-d. 19 Guanidine compounds ------- FINAL 3-19-2014 It is important to note that there is a negative correlation in the data between severity and treatment duration, because in patients with severe side effects, the drug was discontinued or the dose lowered, and the durations were therefore shorter. However, those patients with minimal side effects continued to receive guanidine chloride for years. This affects the dose-response modeling of the human data as will be discussed below. The observed side effects however, appear relatively quickly (in days), compared to onset in months to years with many chemicals. There did not appear to be a difference in the constellation of symptoms relative to the duration of treatment. While significant scatter is present in the dose-response data, the Cloglog model of the categorical regression (CatReg) software (U.S. EPA, Version 3.0 [build 12/07/11] software running on R Version 3.0.0, see Appendix C for additional details) does provide a statistically significant fit to the data. All the severity scores and durations listed in Table 5 were used in the categorical regression model. The CatReg software generated estimates for subchronic (12-month) and chronic (84-month) durations separately. All the models provide effective response concentration (ERCio) values very close to one another, and the choice of the best fitting model is made by the lowest Akaike's Information Criterion (AIC), which in this case is the Cloglog model with linear dose for both subchronic and chronic-duration guanidine chloride treatment durations. For sub chronic-duration treatment, the Cloglog model provides an estimated effective response concentration at a benchmark response (BMR) of 10% (ERCio; the CatReg equivalent of a BMDio) of 4 mg/kg-day and a lower 95% confidence bound on this ERC io (ER.CL10, the CatReg equivalent of a BlVIDLio) of 2 mg/kg-day. For chronic-duration guanidine chloride treatment, the Cloglog model also provides an ERCio and ERCLio of 4 mg/kg-day and 2 mg/kg-day, respectively. DERIVATION OF PROVISIONAL REFERENCE VALUES Tables 6 and 7 present summaries of noncancer and cancer reference values for guanidine chloride, respectively. 20 Guanidine compounds ------- FINAL 3-19-2014 Table 6. Summary of Reference Values for Guanidine Chloride Toxicity Type (units) Species/ Sex Critical Effect p-Reference Value POD Method POD UFC Principal Study Subchronic p-RfD (mg/kg-d) Human/Both NA 2 x 1(T2 ERCL10 2 mg/kg-d 100 NA Chronic p-RfD (mg/kg-d) Human/Both NA 2 x 1(T2 ERCL10 2 mg/kg-d 100 NA Subchronic p-RfC (mg/m3) NDr Chronic p-RfC (mg/m3) NDr NDr = not determined, NA = not applicable. Table 7. Summary of Cancer Values for Guanidine Compounds Toxicity Type Species/Sex Tumor Type Cancer Value Principal Study p-OSF (mg/kg-d)"1 NDr p-IUR (mg/m3) NDr NDr = not determined. 21 Guanidine compounds ------- FINAL 3-19-2014 DERIVATION OF ORAL REFERENCE DOSES Several case reports identify doses of guanidine chloride that are associated with negative side effects including anemia and blood dyscrasias, peripheral and central nervous system symptoms, gastrointestinal pain, and other frank effects. These same reports identify doses for which no such side effects are noted, and these serve as potential PODs in the derivation of p-RfD values for guanidine chloride. As stated above, limitations in the available data preclude development of cancer and noncancer provisional toxicity values for any other guanidine compounds. However, based on molecular weight adjustments and stoichiometric calculations, p-RfDs derived for guanidine chloride can be used as the basis for the derivation of screening toxicity values for other guanidine compounds when portal-of-entry effects are not expected. Thus, summaries of screening subchronic and chronic p-RfDs for guanidine nitrate and guanidine are presented in Tables A-l and A-2, respectively. For systemic effects, since guanidine compounds are expected to ionize in the blood, the toxicities of the chemicals would be due to guanidine (and not the particular salt), thus the toxicities of the guanidine compounds would be expected to be similar on a molar basis. An exception may exist for guanidine nitrate, because nitrate has intrinsic biological effects. However, a chronic RfD for nitrate itself (U.S. EPA, 1991) is listed in IRIS as 1.6 mg/kg-day. The derivation for guanidine chloride presented below results in subchronic and chronic p-RfDs that are approximately two orders of magnitude lower, which would be protective of any potential health effects from nitrate itself. Table 8. Potential PODs for Guanidine Chloride Potential POD Type Potential POD Value Duration Reference ERCLjo 2 mg/kg-d:i Subchronic All available data used-12-mo duration NO A F.I. 5 mg/kg-d Subchronic Oh et al. (1997)—Patient 1 NO A F.I. 5 mg/kg-d Subchronic Silbert et al. (1990) NOAF.I. 6 mg/kg-d Subchronic Oh et al. (1997)—Patient 9 NO A F.I. 11 mg/kg-d Subchronic Oh and Kim (1973)—Patient 7 LOAEL 12 mg/kg-d Subchronic Silbert et al. (1990) LOAEL 12 mg/kg-d Subchronic Oh and Kim (1973)—Patient 2 ERCL10 2 mg/kg-d Chronic All available data used-84-mo duration NOAF.I. 7 mg/kg-d Chronic Oh et al. (1997)—Patient 8 LOAEL 14 mg/kg-d Chronic Blumhardt et al. (1977) aERCL10 = lower 95% confidence bound on the ERCi0. Derivation of Subchronic Provisional RfD (Subchronic p-RfD) for Guanidine Chloride Although using case reports is not ideal because of the small sample size of LEMS patients evaluated (N ranging from 1-9), the identification and reporting of side effects is somewhat subjective, relatively few endpoints are evaluated (however, in some cases clinical chemistry or pathologies are reported), and the durations of exposure are varied. However, the case reports on treatment of LEMs patients with guanidine chloride provide the only data available on guanidine compounds. The case reports identifying potential PODs are chosen 22 Guanidine compounds ------- FINAL 3-19-2014 because of relatively clear descriptions of the dosimetry, LEMS symptoms and side effects, and the treatment durations. Following sub chronic-duration treatment with guanidine chloride, potential PODs include NOAELs of 5 mg/kg-day established from both Oh et al. (1997) and Silbert et al. (1990), aNOAEL of 6 mg/kg-day established from Oh et al. (1997), and the categorical regression subchronic (12-month) ERCLio value of 2 mg/kg-day generated from a meta-analysis of all the human data. LOAELs of 12 mg/kg-day are also potential PODs established from both the Oh and Kim (1973) and the Silbert et al. (1990) data. The categorical regression ERCLio value of 2 mg/kg-day is chosen as the POD because the categorical regression uses all of the available data in the collective dose response, uses a dose-response model (compared to a single point estimate from a NOAEL), provides a statistical basis for estimating the confidence interval of the POD, and is the most sensitive potential POD. The subchronic p-RfD for guanidine chloride, based on the subchronic ERCLio, is derived as follows: Subchronic p-RfD = ERCLio UFC = 2 mg/kg-day -MOO = 2 x 10" mg/kg-day The composite uncertainty factor (UFq) for the subchronic p-RfD for guanidine chloride is 100, as explained in Table 9 below. Table 9. Uncertainty Factors for Subchronic p-RfD for Guanidine Chloride UF Value Justification UFa 1 A UFa of 1 has been applied for interspecies extrapolation to account for uncertainty in extrapolating from laboratory animals to humans (i.e., interspecies variability) because human data is used. ufd 10 A UFd of 10 has been applied because there are no acceptable two-generation reproductive toxicity or developmental toxicity studies via the oral route. UFh 10 A UFh of 10 has been applied for inter-individual variability to account for human-to-human variability in susceptibility in the absence of quantitative information to assess the toxicokinetics and toxicodynamics of guanidine chloride in humans. ufl 1 A UFl of lhas been applied for LOAEL-to-NOAEL extrapolation because the POD is an ERCL10. UFS 1 A UFS of 1 has been applied because a subchronic-duration (12 mo) estimate generated by the CatReg software was utilized. UFC 100 Composite uncertainty factor (UFC = UFA x UFD x UFH x UFL x UFS) The confidence in the subchronic p-RfD for guanidine chloride is low as explained in Table 10 below. 23 Guanidine compounds ------- FINAL 3-19-2014 Table 10. Confidence Descriptors for Subchronic p-RfD for Guanidine Chloride Confidence Categories Designation" Discussion Confidence in studies L The case reports all evaluated small numbers of subjects. Confidence in database L The database for repeat-dose oral exposures includes only clinical studies, and no reproductive or developmental toxicity studies are available. Confidence in subchronic p-RfDb L The overall confidence descriptor is low. aL= low; M= medium; H= high. bThe overall confidence cannot be greater than the lowest entry in the table. Derivation of Chronic Provisional RfD (chronic p-RfD) Guanidine Chloride A chronic p-RfD is derived in an analogous manner to the subchronic p-RfD, except that the potential PODs include a LOAEL of 14 mg/kg-day from Blumhardt et al. (1977), a NOAEL of 7 mg/kg-day from Oh et al. (1997) (Patient 8), chronic (84-month) ERCLio value of 2 mg/kg-day. Ultimately, the categorical regression ERCLio value of 2 mg/kg-day is chosen as the POD for the identical rationale applied to the derivation of the subchronic p-RfD as outlined above. The chronic p-RfD for guanidine chloride, based on the chronic ERCLio, is derived as follows: Chronic p-RfD = ERCLio UFc = 2 mg/kg-day -MOO = 2 x 10~2 mg/kg-day The composite uncertainty factor (UFC) for the chronic p-RfD for guanidine chloride is 100, as explained in Table 11 below. Table 11. Uncertainty Factors for Chronic p-RfD of Guanidine Chloride UF Value Justification ufa 1 A UFa of 1 has been applied for interspecies extrapolation to account for uncertainty in extrapolating from laboratory animals to humans (i.e., interspecies variability) because human data is used. ufd 10 A UFd of 10 has been applied because there are no acceptable two-generation reproductive toxicity or developmental toxicity studies via the oral route. UFh 10 A UFh of 10 has been applied for inter-individual variability to account for human-to-human variability in susceptibility in the absence of quantitative information to assess the toxicokinetics and toxicodynamics of guanidine chloride in humans. ufl 1 A UFl of lhas been applied for LOAEL-to-NOAEL extrapolation because the POD is an ERCLi0. UFS 1 A UFS of 1 has been applied because a chronic-duration (84 mo) estimate generated by the CatReg software was utilized. UFC 100 Composite uncertainty factor (UFC = UFA x UFD x UFH x UFL x UFS) 24 Guanidine compounds ------- FINAL 3-19-2014 The confidence in the chronic p-RfD for guanidine chloride is low as explained in Table 12 below. Table 12. Confidence Descriptors for Chronic p-RfD of Guanidine Chloride Confidence Categories Designation" Discussion Confidence in studies L The case reports all evaluated small numbers of subjects. Confidence in database L The database for repeat-dose oral exposures includes only clinical studies, and no reproductive or developmental toxicity studies are available. Confidence in chronic p-RfDb L The overall confidence descriptor is low. aL = low; M= medium; H= high. bThe overall confidence cannot be greater than the lowest entry in the table. As stated previously, screening toxicity values for guanidine nitrate and guanidine are derived based on molecular weight adjustments and stoichiometric calculations (see Appendix A). A computational approach to identifying additional potential surrogates for guanidine nitrate was attempted, but no satisfactory surrogates were found (see Appendix B). DERIVATION OF INHALATION REFERENCE CONCENTRATIONS No studies have been identified to derive either subchronic or chronic p-RfCs for any guanidine compounds. DERIVATION OF PROVISIONAL CANCER POTENCY VALUES A paucity of data on the carcinogenicity of any guanidine compound precludes the derivation of either provisional oral slope factors (p-OSFs) or inhalation unit risks (p-IUR). CANCER WEIGHT OF EVIDENCE (WOE) DESCRIPTOR Because no carcinogenicity data are available for any guanidine compounds, the Cancer WOE descriptor for guanidine compounds is "Inadequate Information to Assess the Carcinogenic Potential' for both oral and inhalation routes of exposure (see Table 13). 25 Guanidine compounds ------- FINAL 3-19-2014 Table 13. Cancer WOE Descriptor for Guanidine Compounds Possible WOE Descriptor Designation Route of Entry (Oral, Inhalation, or Both) Comments "Carcinogenic to Humans" NS NA NA "Likely to Be Carcinogenic to Humans" NS NA NA "Suggestive Evidence of Carcinogenic Potential" NS NA NA "Inadequate Information to Assess Carcinogenic Potential" Selected Both No studies on the carcinogenic potential of guanidine compounds in animals or humans via the oral or inhalation route are available in the literature. "Not Likely to Be Carcinogenic to Humans" NS NA NA NS = not selected; NA = not applicable. 26 Guanidine compounds ------- FINAL 3-19-2014 APPENDIX A. PROVISIONAL SCREENING VALUES For the reasons noted in the main document, it is inappropriate to derive subchronic or chronic provisional reference doses (p-RfDs) for guanidine nitrate due to the absence of specific data. However, information is available for this chemical, which, while insufficient to support derivation of a provisional toxicity value under current guidelines, may be of limited use to risk assessors. In such cases, the Superfund Health Risk Technical Support Center summarizes available information in an appendix and develops a "screening value." Appendices receive the same level of internal and external scientific peer review as the PPRTV documents to ensure their appropriateness within the limitations detailed in the document. Users of screening toxicity values in an appendix to a PPRTV assessment should understand that there is considerably more uncertainty associated with the derivation of an appendix screening toxicity value than for a value presented in the body of the assessment. Questions or concerns about the appropriate use of screening values should be directed to the Superfund Health Risk Technical Support Center. CALCULATION OF SCREENING PROVISIONAL ORAL REFERENCES DOSES The subchronic and chronic p-RfDs derived for guanidine chloride are used as the basis for calculating the screening subchronic and chronic p-RfDs for additional guanidine compounds. Because the toxicity of the various guanidine salts is expected to be due to guanidine itself, the toxicity of such salts would be directly related to the fraction of the molecular weight contributed from guanidine. Thus, based on molecular weight adjustments to the subchronic and chronic p-RfDs derived for guanidine chloride (molecular weight = 95.53 g/mol) in this PPRTV assessment the resulting screening subchronic and chronic p-RfDs are summarized in Table A-l and Table A-2, respectively, for guanidine nitrate and guanidine (see calculations below). Screening Subchronic Provisional RfD Calculations for Guanidine Compounds Guanidine Nitrate: Screening Subchronic p-RfD = Subchronic p-RfD for Guanidine Chloride x for Guanidine Nitrate (MW of Guanidine Nitrate ^ MW of Guanidine Chloride) = 2 x 10 2 mg/kg-day x (122.08 g/mol 95.53 g/mol) = 3 x 10~2 mg/kg-day Guanidine: Screening Subchronic p-RfD for Guanidine Subchronic p-RfD for Guanidine Chloride x (MW of Guanidine ^ MW of Guanidine Chloride) 2 x 10 2 mg/kg-day x (59.07 g/mol 95.53 g/mol) 1 x 10~2 mg/kg-day MW = molecular weight 27 Guanidine compounds ------- FINAL 3-19-2014 Table A-l. Molecular Weights and Screening Subchronic p-RfDs for Guanidine Compounds Compound Fraction as Guanidine (%) Molecular Weight (g/mol) Subchronic Screening p-RfD (mg/kg-day) Guanidine Nitrate 48 122.08 3 x 10~2 Guanidine 100 59.07 1 x 10~2 Screening Chronic Provisional RfD Calculations for Guanidine Compounds Guanidine Nitrate: Screening Chronic p-RfD = for Guanidine Nitrate Guanidine: Screening Chronic p-RfD = for Guanidine MW = molecular weight Table A-2. Molecular Weights and Screening Chronic p-RfDs for Guanidine Compounds Compound Fraction as Guanidine (%) Molecular Weight (g/mol) Chronic Screening p-RfD (mg/kg-day) Guanidine Nitrate 48 122.08 3x 10~2 Guanidine 100 59.07 1 x 10~2 Chronic p-RfD for Guanidine Chloride x (MW of Guanidine Nitrate ^ MW of Guanidine Chloride) 2 x 10 2 mg/kg-day x (122.08 g/mol 95.53 g/mol) 3 x 10~2 mg/kg-day Chronic p-RfD for Guanidine Chloride x (MW of Guanidine ^ MW of Guanidine Chloride) 2 x 10 2 mg/kg-day x (59.07 g/mol 95.53 g/mol) 1 x 10"2 mg/kg-day 28 Guanidine compounds ------- FINAL 3-19-2014 APPENDIX B. ALTERNATIVE METHODS Several public databases (e.g., DSSTox, ChemlDplus) were screened for chemicals in support of a computational approach to derive potential provisional reference values. The standard approach involves the identification of a surrogate chemical with sufficient structural and sufficient in vivo outcome similarities on which to base an extrapolation (Wang et al., 2012). In this case, no chemicals were identified with >80% structural similarity to guanidine nitrate that possessed repeated-dose toxicity information for comparison. Thus, a computational toxicological surrogate-based approach was not feasible. 29 Guanidine compounds ------- FINAL 3-19-2014 APPENDIX C. CATREG OUTPUT FILES The CatReg Version 3.0 (build 12/07/11) software running on R Version 3.0.0 was used to model the guanidine chloride dose-response. The model form was Cumulative Odds, the Extra Risk Option was used, the benchmark response (BMR) was set to 0.10 (10%), the confidence interval was set to 95%, and linear dose and log time were used. Table C-l shows the model fitting data. All of the models ran correctly when the time function was deleted from the data. However, when the time functions were added, the CatReg software generated ERCio and ERCLio values for the subchronic and chronic durations of interest with only the Cloglog model. The Cloglog model with the lowest Akaike's Information Criterion (AIC) score is deemed the best fit. The model outputs for 12 months are used for the subchronic p-RfD derivation for guanidine chloride, while 84 months is used for the chronic p-RfD derivation. Table C-l. CatReg Modeling Results Model Name AIC ERC10 Value3 ERCL10 Valueb /7-Value CatReg Modeling Results (no time specified) Logit Linear Dose 77.70715 2.87 1.68 <0.05 Probit Linear Dose 78.01757 3.12 1.95 <0.05 Cloglog Linear Dose 74.15734 3.65 1.92 <0.05 Logit Log Dose 78.77464 2.0924 0.6773 <0.05 Probit Log Dose 79.42696 2.0637 0.6521 <0.05 Cloglog Log Dose 75.40959 2.5387 0.9352 <0.05 CatReg Subchronic Modeling Results (12-mo)c Logit Linear No Fit No Fit No Fit No Fit Probit Linear Dose No Fit No Fit No Fit No Fit Cloglog Linear Dose 72.84863 3.7305 2.2125 <0.05 Logit Log Dose No Fit No Fit No Fit No Fit Probit Log Dose No Fit No Fit No Fit No Fit Cloglog Log Dose No Fit No Fit No Fit No Fit CatReg Chronic Modeling Results (84 mo)c Logit Linear No Fit No Fit No Fit No Fit Probit Linear Dose No Fit No Fit No Fit No Fit Cloglog Linear Dose 72.84863 3.7233 1.7731 <0.05 Logit Log Dose No Fit No Fit No Fit No Fit Probit Log Dose No Fit No Fit No Fit No Fit Cloglog Log Dose No Fit No Fit No Fit No Fit "ERC'i,, = estimated effective response concentration at a benchmark response (BMR) of 10%. bERCLio = the lower 95% confidence bound on the ERCio °Model fits are reported at 12-month (subchronic) and 84-month (chronic) time periods. 30 Guanidine compounds ------- FINAL 3-19-2014 Duration (Hours) = 0 Stratum = SEV2 : When both concentration and time are not specified, Time=1(when logjTime)), Time=0(when Time) for Probability CL o No effect A Severity 1 O Severity 2 ¦ Severity 3 Severity 4 Censored 5 10 20 50 Concentration (mg/m3) Figure C-l. CatReg plot of Cloglog model run 31 Guanidine compounds ------- FINAL 3-19-2014 The dose-response curve is steep, the time-response models indicate a relatively small change in ERCio values with time. Table C-2 shows the effects of time on the ERC values, with time in months from subchronic to chronic durations. Table C-2. ERCio at Various Times at Severity Score 2 Duration ERC10 Lower Bound on ERCio Upper Bound on ERCio 12 mo 3.7305 2.2125 5.2485 20 mo 3.7286 2.1642 5.2930 40 mo 3.7260 2.0152 5.4368 60 mo 3.7245 1.8917 5.5573 84 mo 3.7233 1.7731 5.6734 32 Guanidine compounds ------- FINAL 3-19-2014 APPENDIX D. REFERENCES ACGIH (American Conference of Governmental Industrial Hygienists). (2010) Threshold limit values for chemical substances and physical agents and biological exposure indices. ACGIH, Cincinnati, OH. As cited in HSDB (Hazardous Substances Data Bank). Available online at http://toxnet.nlm.nih.gov/cgi-bin/sis/htmlgen7HSDB. Accessed on October 4, 2010. 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