Clean Water SRF Program Information for the State of North Dakota CWSRF Agency Information 1 Lead State Agency Name: Department of Environmental Quality 18 Secondary Agency Name: ND Public Finance Authority 2 Type of Agency: Environmental 19 Type of Agency: Financial 3 Mailing Address: 918 East Divide Avenue 20 Mailing Address: P.O. Box 5509 4 City: Bismarck 21 City: Bismarck 5 Zip Code: 58501-1947 22 Zip Code: 58506-5509 6 Street Address: 918 East Divide Avenue 23 Street Address: 1200 Memorial Highway 7 City: Bismarck 24 City: Bismarck 8 Zip Code: 58501-1947 25 Zip Code: 58501 9 Director: L. David Glatt 26 Director: DeAnn Ament 10 Director's Title: Director, Department of Environmental Quality 27 Director's Title: Executive Director 11 Phone Number: (701) 328-5152 28 Phone Number: (701) 426-5723 12 Fax Number: (701) 328-5200 29 Fax Number: (701) 328-7130 13 E-mail Address: dglatt@nd.gov 30 E-mail Address: dament@nd.gov 14 Contact Person: Elizabeth Tokach Duran 31 Contact Person: Benita Eberts 15 Phone Number: (701) 328-5256 32 Phone Number: (701) 328-7120 16 Fax Number: (701) 328-5200 33 Fax Number: (701) 328-7130 17 E-mail Address: eTokachDuran@nd.gov 34 E-mail Address: beberts@nd.gov Other Agency: 35 Other Agency Name: 36 Type of Agency: 37 Mailing Address: 38 City: 39 Zip Code: 40 Street Address: 41 City: 42 Zip Code: 43 Director: 44 Director's Title: 45 Phone Number: 46 Fax Number: 47 E-mail Address: 48 Contact Person: 49 Phone Number: 50 Fax Number: 51 E-mail Address: Page 1 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota For Federal Fiscal Year Ending September 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Federal Grants (Dollars) 52 Date of Last Award in the Year - - 08/10/90 - 09/21/92 09/21/93 09/22/94 04/21/95 09/23/96 53 Title II Funds 0 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 0 0 4,738,000 0 0 0 0 6,007,800 9,904,700 55 Title VI - Prior Year's Appropriation 0 0 4,577,200 0 10,074,800 9,534,900 9,431,000 5,813,800 0 55a ARRA Grant 0 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 0 0 9,315,200 0 10,074,800 9,534,900 9,431,000 11,821,600 9,904,700 57 Cumulative Federal Grants 0 0 9,315,200 9,315,200 19,390,000 28,924,900 38,355,900 50,177,500 60,082,200 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 59 Amount of Federal Funds Transferred out of CWSRF 60 *Net Transfer into/(outof) CWSRF 61 Cumulative Net Transfer into/(out of) CWSRF Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 0 0 408,333 901,389 326,873 4,204,012 416,419 1,711,425 63 Second Quarter Outlays 0 0 0 708,221 73,770 3,532,726 316,615 651,207 450,290 64 Third Quarter Outlays 0 0 0 100,226 226,871 503,426 797,496 2,724,672 101,229 65 Fourth Quarter Outlays 0 0 0 572,510 731,530 1,114,370 1,246,523 969,736 5,262,062 66 *Total Annual Outlays 0 0 0 1,789,290 1,933,560 5,477,395 6,564,646 4,762,034 7,525,006 67 Cumulative Outlays 0 0 0 1,789,290 3,722,850 9,200,245 15,764,891 20,526,925 28,051,931 For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Outlays (Dollars) 68 *Annual 0 0 0 1,216,780 1,774,540 5,094,555 6,432,493 5,038,821 3,232,680 69 "Cumulative 0 0 0 1,216,780 2,991,320 8,085,875 14,518,368 19,557,189 22,789,869 * Calculated values. Page 2 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota For Federal Fiscal Year Ending September 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Federal Grants (Dollars) 52 Date of Last Award in the Year - 07/29/98 - 03/02/00 02/22/01 02/14/02 08/11/03 - 53 Title II Funds 0 124,055 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 0 6,577,300 0 6,555,200 6,496,100 6,510,800 6,467,800 0 55 Title VI - Prior Year's Appropriation 0 2,990,500 0 6,577,900 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 0 9,691,855 0 13,133,100 6,496,100 6,510,800 6,467,800 0 57 Cumulative Federal Grants 60,082,200 69,774,055 69,774,055 82,907,155 89,403,255 95,914,055 102,381,855 102,381,855 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 8,333,333 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 8,333,333 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 8,333,333 8,333,333 8,333,333 Quarterly Outlays (Dollars) 62 First Quarter Outlays 2,877,335 5,880,247 6,801,047 278,475 4,234,064 2,173,465 3,511,226 1,167,215 63 Second Quarter Outlays 854,900 1,298,137 5,052,463 1,309,237 1,242,699 3,133,625 542,358 937,793 64 Third Quarter Outlays 863,208 2,357,377 4,775,199 1,510,030 1,261,504 468,105 444,944 200,386 65 Fourth Quarter Outlays 2,733,364 3,706,564 4,243,808 771,248 7,041,030 2,703,324 97,879 920,965 66 *Total Annual Outlays 7,328,807 13,242,325 20,872,517 3,868,990 13,779,297 8,478,519 4,596,407 3,226,359 67 Cumulative Outlays 35,380,738 48,623,063 69,495,580 73,364,570 87,143,867 95,622,386 100,218,793 103,445,152 For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Outlays (Dollars) 68 *Annual 9,857,505 12,269,125 20,335,273 7,341,550 7,509,515 12,816,225 7,201,852 2,403,273 69 "Cumulative 32,647,374 44,916,499 65,251,772 72,593,322 80,102,837 92,919,062 100,120,914 102,524,187 * Calculated values. Page 3 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota For Federal Fiscal Year Ending September 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Federal Grants (Dollars) 52 Date of Last Award in the Year 53 Title II Funds 54 Title VI - Current Year's Appropriation 55 Title VI - Prior Year's Appropriation 55a ARRA Grant 56 *Total Annual Federal Grants 57 Cumulative Federal Grants 08/30/05 0 5,243,500 6,471,800 0 11,715,300 114,097,155 0 0 0 0 0 114,097,155 06/06/07 0 5,207,200 4,242,300 0 9,449,500 123,546,655 0 0 0 0 0 123,546,655 06/22/09 0 3,274,300 3,274,300 16,639,100 23,187,700 146,734,355 0 0 0 0 0 146,734,355 04/07/11 0 0 10,002,000 0 10,002,000 156,736,355 07/24/12 0 6,908,000 7,222,000 0 14,130,000 170,866,355 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 59 Amount of Federal Funds Transferred out of CWSRF 60 *Net Transfer into/(outof) CWSRF 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 8,333,333 0 0 0 8,333,333 0 0 0 8,333,333 0 0 0 8,333,333 0 0 0 8,333,333 0 0 0 8,333,333 0 0 0 8,333,333 0 0 0 8,333,333 Quarterly Outlays (Dollars) 62 First Quarter Outlays 63 Second Quarter Outlays 64 Third Quarter Outlays 65 Fourth Quarter Outlays 66 *Total Annual Outlays 67 Cumulative Outlays 1,284,526 775,946 78,827 117,272 2,256,571 105,701,723 96,212 90,636 1,877,178 2,396,860 4,460,886 110,162,609 3,113,317 3,578,855 2,047,363 5,729,475 14,469,010 124,631,619 7,023,707 224,662 0 0 7,248,369 131,879,988 0 0 0 9,443,358 9,443,358 141,323,346 2,975,806 1,665,743 1,383,463 4,253,891 10,278,903 151,602,249 2,203,061 146,713 1,301,214 680,488 4,331,476 155,933,725 3,446,713 1,756,329 1,344,553 3,556,844 10,104,439 166,038,164 For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Outlays (Dollars) 68 *Annual 69 "Cumulative 3,060,264 105,584,451 2,181,298 107,765,749 11,136,395 118,902,144 12,977,844 131,879,988 0 131,879,988 15,468,370 147,348,358 7,904,879 155,253,237 7,228,083 162,481,320 * Calculated values. Page 4 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota For Federal Fiscal Year Ending September 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Federal Grants (Dollars) 52 Date of Last Award in the Year 53 Title II Funds 54 Title VI - Current Year's Appropriation 55 Title VI - Prior Year's Appropriation 55a ARRA Grant 56 *Total Annual Federal Grants 57 Cumulative Federal Grants 06/26/13 0 6,520,000 0 0 6,520,000 177,386,355 06/04/14 0 6,853,000 0 0 6,853,000 184,239,355 04/09/15 0 6,817,000 0 0 6,817,000 191,056,355 09/19/16 0 6,525,000 0 0 6,525,000 197,581,355 09/28/17 0 6,474,000 0 0 6,474,000 204,055,355 09/13/18 0 7,859,000 0 0 7,859,000 211,914,355 08/21/19 0 7,779,000 0 0 7,779,000 219,693,355 05/11/20 0 7,780,000 0 0 7,780,000 227,473,355 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 59 Amount of Federal Funds Transferred out of CWSRF 60 *Net Transfer into/(outof) CWSRF 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 8,333,333 0 0 0 8,333,333 0 0 0 8,333,333 0 0 0 8,333,333 0 0 0 8,333,333 0 0 0 8,333,333 0 0 0 8,333,333 0 0 0 8,333,333 Quarterly Outlays (Dollars) 62 First Quarter Outlays 63 Second Quarter Outlays 64 Third Quarter Outlays 65 Fourth Quarter Outlays 66 *Total Annual Outlays 67 Cumulative Outlays 1,626,822 332,870 1,503,083 291,896 3,754,671 169,792,835 13,727,631 2,196,222 717,185 6,034,234 22,675,272 192,468,107 100,581 0 6,863,000 4,000 6,967,581 199,435,688 0 0 0 0 0 199,435,688 6,525,000 0 0 0 6,525,000 205,960,688 6,474,000 11,882 14,271 14,265 6,514,418 212,475,106 7,859,000 0 0 0 7,859,000 220,334,106 7,779,000 0 0 7,780,000 15,559,000 235,893,106 For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Outlays (Dollars) 68 *Annual 69 "Cumulative 7,019,619 169,500,939 16,932,934 186,433,873 12,997,815 199,431,688 4,000 199,435,688 6,525,000 205,960,688 6,500,153 212,460,841 7,873,265 220,334,106 7,779,000 228,113,106 * Calculated values. Page 5 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 0 0 0 0 0 0 9,315,200 9,315,200 0 9,315,200 10,074,800 19,390,000 9,534,900 28,924,900 21,252,600 50,177,500 0 50,177,500 72 73 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF *Annual Cumulative 74 75 Federal CWSRF Contributions Adjusted for Transfers *Annual Cumulative 0 0 0 0 0 0 9,315,200 9,315,200 0 9,315,200 10,074,800 19,390,000 9,534,900 28,924,900 21,252,600 50,177,500 0 50,177,500 76 77 Total State Contributions (Dollars) *Annual Cumulative 0 0 0 0 0 0 940,000 940,000 0 940,000 3,018,480 3,958,480 0 3,958,480 1,926,131 5,884,611 56,215 5,940,826 78 79 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) *Annual Cumulative - - - 10% 10% 10% 30% 20% 0% 14% 9% 12% 12% 78a 79a State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) *Annual Cumulative - - - 77% 77% 0% 31% 59% 49% 0% 27% 38% 30% 2% 26% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred * Calculated values. Page 6 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 9,904,700 60,082,200 9,567,800 69,650,000 124,055 69,774,055 13,133,100 82,907,155 6,496,100 89,403,255 6,510,800 95,914,055 0 95,914,055 6,467,800 102,381,855 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative 0 0 0 0 0 0 0 0 0 0 8,333,333 8,333,333 0 8,333,333 0 8,333,333 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 9,904,700 60,082,200 9,567,800 69,650,000 124,055 69,774,055 13,133,100 82,907,155 6,496,100 89,403,255 14,844,133 104,247,388 0 104,247,388 6,467,800 110,715,188 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 6,281,453 12,222,279 0 12,222,279 3,351,392 15,573,671 2,565,381 18,139,052 0 18,139,052 2,604,320 20,743,372 4,023,345 24,766,717 0 24,766,717 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative 63% 20% 0% 18% 2702% 22% 20% 22% 0% 20% 40% 22% 26% 0% 24% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative 64% 37% 0% 27% 16% 24% 35% 25% 0% 23% 58% 25% 56% 27% 0% 26% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 8,333,333 0 8,333,333 8,333,333 0 -6,024,889 -6,024,889 2,308,444 0 -1,203,401 -1,203,401 1,105,043 * Calculated values. Page 7 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 0 102,381,855 11,715,300 114,097,155 9,449,500 123,546,655 0 123,546,655 23,187,700 146,734,355 0 146,734,355 10,002,000 156,736,355 7,222,000 163,958,355 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative 0 8,333,333 0 8,333,333 0 8,333,333 0 8,333,333 0 8,333,333 0 8,333,333 0 8,333,333 0 8,333,333 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 0 110,715,188 11,715,300 122,430,488 9,449,500 131,879,988 0 131,879,988 23,187,700 155,067,688 0 155,067,688 10,002,000 165,069,688 7,222,000 172,291,688 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 0 24,766,717 5,196,026 29,962,743 0 29,962,743 0 29,962,743 4,517,423 34,480,166 0 34,480,166 0 34,480,166 4,312,247 38,792,413 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative 24% 44% 26% 0% 24% 24% 69% 27% 27% 0% 25% 60% 26% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative 0% 25% 238% 30% 0% 27% 0% 24% 30% 0% 27% 0% 26% 66% 28% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 -2,644,543 -2,644,543 -1,539,500 0 -811,080 -811,080 -2,350,580 0 -1,649,420 -1,649,420 -4,000,000 0 -5,947,470 -5,947,470 -9,947,470 0 -1,530,814 -1,530,814 -11,478,284 0 -1,045,355 -1,045,355 -12,523,639 0 -54,033 -54,033 -12,577,672 0 0 0 -12,577,672 * Calculated values. Page 8 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 13,428,000 177,386,355 6,853,000 184,239,355 6,817,000 191,056,355 0 191,056,355 6,525,000 197,581,355 6,474,000 204,055,355 7,859,000 211,914,355 15,559,000 227,473,355 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative 0 8,333,333 0 8,333,333 0 8,333,333 0 8,333,333 0 8,333,333 0 8,333,333 0 8,333,333 0 8,333,333 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 13,428,000 185,719,688 6,853,000 192,572,688 6,817,000 199,389,688 0 199,389,688 6,525,000 205,914,688 6,474,000 212,388,688 7,859,000 220,247,688 15,559,000 235,806,688 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 0 38,792,413 0 38,792,413 0 38,792,413 10,000,000 48,792,413 0 48,792,413 5,000,000 53,792,413 0 53,792,413 0 53,792,413 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative 0% 24% 0% 23% 0% 22% 28% 0% 27% 77% 29% 0% 28% 0% 26% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative 0% 27% 0% 24% 0% 22% 250000% 28% 0% 27% 77% 29% 0% 28% 0% 26% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 -12,577,672 0 0 0 -12,577,672 0 10,920,773 10,920,773 -1,656,899 0 8,140,227 8,140,227 6,483,328 0 -4,100,000 -4,100,000 2,383,328 0 -22,238,819 -22,238,819 -19,855,491 0 0 0 -19,855,491 0 -1,528,956 -1,528,956 -21,384,447 * Calculated values. Page 9 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 19,151 56,215 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 940,000 0 3,018,480 0 1,906,980 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 0 0 940,000 0 3,018,480 0 1,926,131 56,215 91 Cumulative Match Contribution 0 0 0 940,000 940,000 3,958,480 3,958,480 5,884,611 5,940,826 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 0 * Calculated values. Page 10 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 State Match Contributions (Dollars) 84 Cash or Appropriations 49,994 0 14,631 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 6,231,459 0 3,336,761 2,565,381 0 2,604,320 4,023,345 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 6,281,453 0 3,351,392 2,565,381 0 2,604,320 4,023,345 0 91 Cumulative Match Contribution 12,222,279 12,222,279 15,573,671 18,139,052 18,139,052 20,743,372 24,766,717 24,766,717 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 11 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 5,196,026 0 0 4,517,423 0 0 4,312,247 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 5,196,026 0 0 4,517,423 0 0 4,312,247 91 Cumulative Match Contribution 24,766,717 29,962,743 29,962,743 29,962,743 34,480,166 34,480,166 34,480,166 38,792,413 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 12 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Federal and State Investment For the Reporting Year Ending June 30 of. 2013 2014 2015 2016 2017 2018 2019 2020 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 10,000,000 0 5,000,000 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 0 0 10,000,000 0 5,000,000 0 0 91 Cumulative Match Contribution 38,792,413 38,792,413 38,792,413 48,792,413 48,792,413 53,792,413 53,792,413 53,792,413 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 13 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Binding Commitments 100 Annual Dollar Amount 0 0 0 4,930,945 0 12,925,872 4,452,867 5,783,209 4,562,244 101 "Cumulative Dollar Amount 0 0 0 4,930,945 4,930,945 17,856,817 22,309,684 28,092,893 32,655,137 102 Annual Number 0 0 0 3 0 7 7 11 14 103 Cumulative Number 0 0 0 3 3 10 17 28 42 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 0 0 0 3,561,559 0 12,085,872 4,009,345 5,383,209 4,562,244 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 1,369,386 0 840,000 443,522 400,000 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 0 0 0 4,930,945 0 12,925,872 4,452,867 5,783,209 4,562,244 110 Cumulative Assistance 0 0 0 4,930,945 4,930,945 17,856,817 22,309,684 28,092,893 32,655,137 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 0 0 0 1 0 5 6 10 14 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 2 0 2 1 1 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 0 0 0 3 0 7 7 11 14 117 Cumulative Number of Agreements 0 0 0 3 3 10 17 28 42 * Calculated values. Page 14 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Binding Commitments 100 Annual Dollar Amount 19,121,878 29,662,022 19,877,170 3,565,133 19,793,016 16,328,121 3,901,030 3,168,307 101 "Cumulative Dollar Amount 51,777,015 81,439,037 101,316,207 104,881,340 124,674,356 141,002,477 144,903,507 148,071,814 102 Annual Number 16 24 18 13 10 15 7 6 103 Cumulative Number 58 82 100 113 123 138 145 151 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 18,415,637 29,335,095 18,394,833 1,748,838 19,727,838 16,297,427 3,816,030 3,185,628 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 706,241 326,927 1,482,337 1,816,295 65,178 30,694 85,000 -17,321 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 19,121,878 29,662,022 19,877,170 3,565,133 19,793,016 16,328,121 3,901,030 3,168,307 110 Cumulative Assistance 51,777,015 81,439,037 101,316,207 104,881,340 124,674,356 141,002,477 144,903,507 148,071,814 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 13 21 17 12 9 14 6 6 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 3 3 1 1 1 1 1 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 16 24 18 13 10 15 7 6 117 Cumulative Number of Agreements 58 82 100 113 123 138 145 151 * Calculated values. Page 15 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Binding Commitments 100 Annual Dollar Amount 1,509,837 6,448,874 32,173,924 20,675,782 79,966,627 16,849,144 5,581,431 10,679,281 101 "Cumulative Dollar Amount 149,581,651 156,030,525 188,204,449 208,8 80,231 288,846,858 305,696,002 311,277,433 321,956,714 102 Annual Number 9 7 22 12 20 19 11 13 103 Cumulative Number 160 167 189 201 221 240 251 264 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 1,134,162 6,448,874 32,173,924 20,675,782 79,966,627 16,849,144 5,581,431 10,679,281 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 375,675 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 1,509,837 6,448,874 32,173,924 20,675,782 79,966,627 16,849,144 5,581,431 10,679,281 110 Cumulative Assistance 149,581,651 156,030,525 188,204,449 208,8 30,231 288,846,858 305,696,002 311,277,433 321,956,714 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 7 7 22 12 20 19 11 13 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 2 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 9 7 22 12 20 19 11 13 117 Cumulative Number of Agreements 160 167 189 201 221 240 251 264 * Calculated values. Page 16 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Binding Commitments 100 Annual Dollar Amount 43,499,938 21,421,184 201,477,666 14,622,352 7,895,906 36,270,690 159,121,326 5,736,595 101 "Cumulative Dollar Amount 365,456,652 386,877,836 588,355,502 602,977,854 610,873,760 647,144,450 806,265,776 812,002,371 102 Annual Number 7 9 13 6 9 20 10 10 103 Cumulative Number 271 280 293 299 308 328 338 348 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 43,499,938 21,421,184 201,477,666 14,622,352 7,869,196 33,709,690 159,121,326 5,736,595 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 26,710 2,561,000 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 43,499,938 21,421,184 201,477,666 14,622,352 7,895,906 36,270,690 159,121,326 5,736,595 110 Cumulative Assistance 365,456,652 386,877,836 588,355,502 602,977,854 610,873,760 647,144,450 806,265,776 812,002,371 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 7 9 13 6 8 18 10 10 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 1 2 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 7 9 13 6 9 20 10 10 117 Cumulative Number of Agreements 271 280 293 299 308 328 338 348 * Calculated values. Page 17 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Assistance by Population Size (Dollars) 118 Less than 3,500 0 0 0 490,000 0 1,375,837 740,609 1,878,209 4,562,244 119 3,500 to 9,999 0 0 0 0 0 1,358,629 410,000 0 0 120 10,000 to 99,999 0 0 0 4,440,945 0 10,191,406 3,302,258 3,905,000 0 121 100,000 and Above 0 0 0 0 0 0 0 0 0 122 *Total Annual Assistance 0 0 0 4,930,945 0 12,925,872 4,452,867 5,783,209 4,562,244 123 Cumulative Assistance 0 0 0 4,930,945 4,930,945 17,856,817 22,309,684 28,092,893 32,655,137 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 0 0 0 1 0 1 3 9 14 125 3,500 to 9,999 0 0 0 0 0 2 1 0 0 126 10,000 to 99,999 0 0 0 2 0 4 3 2 0 127 100,000 and Above 0 0 0 0 0 0 0 0 0 128 *Total Annual Number of Agreements 0 0 0 3 0 7 7 11 14 129 Cumulative Number of Agreements 0 0 0 3 3 10 17 28 42 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 * Calculated values. Page 18 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Assistance by Population Size (Dollars) 118 Less than 3,500 3,505,176 5,201,131 3,531,420 571,710 4,873,406 3,870,346 3,901,030 1,252,683 119 3,500 to 9,999 0 0 0 0 0 0 0 374,065 120 10,000 to 99,999 15,616,702 24,460,891 16,345,750 2,993,423 14,919,610 12,457,775 0 1,541,559 121 100,000 and Above 0 0 0 0 0 0 0 0 122 *Total Annual Assistance 19,121,878 29,662,022 19,877,170 3,565,133 19,793,016 16,328,121 3,901,030 3,168,307 123 Cumulative Assistance 51,777,015 81,439,037 101,316,207 104,881,340 124,674,356 141,002,477 144,903,507 148,071,814 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 15 20 15 10 9 10 7 4 125 3,500 to 9,999 0 0 0 0 0 0 0 1 126 10,000 to 99,999 1 4 3 3 1 5 0 1 127 100,000 and Above 0 0 0 0 0 0 0 0 128 *Total Annual Number of Agreements 16 24 18 13 10 15 7 6 129 Cumulative Number of Agreements 58 82 100 113 123 138 145 151 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 19 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Assistance by Population Size (Dollars) 118 Less than 3,500 1,764,652 590,306 8,993,837 20,700,699 6,396,527 12,179,212 1,077,193 9,997,693 119 3,500 to 9,999 0 0 0 0 0 2,980,000 0 0 120 10,000 to 99,999 -254,815 5,858,568 23,180,087 -24,917 73,570,100 1,689,932 4,504,238 681,588 121 100,000 and Above 0 0 0 0 0 0 0 0 122 *Total Annual Assistance 1,509,837 6,448,874 32,173,924 20,675,782 79,966,627 16,849,144 5,581,431 10,679,281 123 Cumulative Assistance 149,581,651 156,030,525 188,204,449 208,880,231 288,846,858 305,696,002 311,277,433 321,956,714 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 9 5 20 11 15 15 9 13 125 3,500 to 9,999 0 0 0 0 0 2 0 0 126 10,000 to 99,999 0 2 2 1 5 2 2 0 127 100,000 and Above 0 0 0 0 0 0 0 0 128 *Total Annual Number of Agreements 9 7 22 12 20 19 11 13 129 Cumulative Number of Agreements 160 167 189 201 221 240 251 264 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 20 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Assistance by Population Size (Dollars) 118 Less than 3,500 2,341,160 6,490,316 8,986,270 1,229,004 4,198,440 23,782,941 2,909,013 -778,423 119 3,500 to 9,999 0 -134,759 19,750,000 14,000,000 -281,477 -834,621 746,000 -586,676 120 10,000 to 99,999 41,158,778 15,065,627 172,741,396 -606,652 3,978,943 13,322,370 8,737,313 -8,898,306 121 100,000 and Above 0 0 0 0 0 0 146,729,000 16,000,000 122 *Total Annual Assistance 43,499,938 21,421,184 201,477,666 14,622,352 7,895,906 36,270,690 159,121,326 5,736,595 123 Cumulative Assistance 365,456,652 386,877,836 588,355,502 602,977,854 610,873,760 647,144,450 806,265,776 812,002,371 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 5 6 8 4 8 15 6 5 125 3,500 to 9,999 0 0 2 1 0 2 1 0 126 10,000 to 99,999 2 3 3 1 1 3 1 2 127 100,000 and Above 0 0 0 0 0 0 2 3 128 *Total Annual Number of Agreements 7 9 13 6 9 20 10 10 129 Cumulative Number of Agreements 271 280 293 299 308 328 338 348 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 21 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 0 0 0 4,930,945 0 12,925,872 4,452,867 5,783,209 4,562,244 137 "Cumulative Dollar Amount 0 0 0 4,930,945 4,930,945 17,856,817 22,309,684 28,092,893 32,655,137 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 0 0 490,000 0 10,413,772 575,037 3,391,297 1,643,248 139 Advanced Treatment 0 0 0 3,561,559 0 0 0 0 0 140 Infiltration/Inflow 0 0 0 0 0 0 0 0 0 141 Sewer System Rehabilitation 0 0 0 879,386 0 2,512,100 443,522 744,912 2,510,000 142 New Collector Sewers 0 0 0 0 0 0 0 0 0 143 New Interceptors 0 0 0 0 0 0 0 0 75,000 144 CSO Correction 0 0 0 0 0 0 0 0 220,990 144.1 *Total Annual Dollar Amount 0 0 0 4,930,945 0 12,925,872 1,018,559 4,136,209 4,449,238 144.2 Cumulative Dollar Amount 0 0 0 4,930,945 4,930,945 17,856,817 18,875,376 23,011,585 27,460,823 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 22 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 19,121,878 29,662,022 19,877,170 3,565,133 19,793,016 16,328,121 3,901,030 3,168,307 137 "Cumulative Dollar Amount 51,777,015 81,439,037 101,316,207 104,881,340 124,674,356 141,002,477 144,903,507 148,071,814 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 19,226,185 19,909,772 13,197,618 345,086 15,325,771 14,808,291 271,755 519,074 139 Advanced Treatment 0 0 0 0 0 0 0 0 140 Infiltration/Inflow 0 0 0 0 0 0 0 0 141 Sewer System Rehabilitation 375,148 2,981,475 1,391,500 113,679 3,699,255 2,077,651 3,468,875 2,653,443 142 New Collector Sewers 0 0 214,000 0 0 0 75,400 0 143 New Interceptors 18,843 0 0 0 840,000 -42,625 0 0 144 CSO Correction 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 19,620,176 22,891,247 14,803,118 458,765 19,865,026 16,843,317 3,816,030 3,172,517 144.2 Cumulative Dollar Amount 47,080,999 69,972,246 84,775,364 85,234,129 105,099,155 121,942,472 125,758,502 128,931,019 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 4,236,450 4,924,052 3,026,602 -72,010 -515,196 85,000 -4,210 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 4,236,450 4,924,052 3,026,602 -72,010 -515,196 85,000 -4,210 145.4 Cumulative Dollar Amount 0 4,236,450 9,160,502 12,187,104 12,115,094 11,599,898 11,684,898 11,680,688 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 23 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 1,509,837 6,448,874 32,173,924 20,675,782 79,966,627 16,849,144 5,581,431 10,679,281 137 "Cumulative Dollar Amount 149,581,651 156,030,525 188,204,449 208,880,231 288,846,858 305,696,002 311,277,433 321,956,714 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 670,468 4,732,095 21,523,647 10,652,170 1,963,958 7,783,549 3,488,264 1,908,876 139 Advanced Treatment 0 0 0 0 0 0 0 0 140 Infiltration/Inflow 0 0 0 0 0 0 0 100,000 141 Sewer System Rehabilitation 258,804 1,504,720 765,967 3,327,489 5,565,226 7,776,003 1,893,167 7,220,405 142 New Collector Sewers 270,200 -18,400 3,809,307 0 -583,494 0 0 670,000 143 New Interceptors 0 0 4,060,000 6,168,219 67,243,937 -1,156,444 0 0 144 CSO Correction 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 1,199,472 6,218,415 30,158,921 20,147,878 74,189,627 14,403,108 5,381,431 9,899,281 144.2 Cumulative Dollar Amount 130,130,491 136,348,906 166,507,827 186,655,705 260,845,332 275,248,440 280,629,871 290,529,152 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 225,365 -39,029 1,713,433 -37,096 0 2,336,593 0 780,000 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 225,365 -39,029 1,713,433 -37,096 0 2,336,593 0 780,000 145.4 Cumulative Dollar Amount 11,906,053 11,867,024 13,580,457 13,543,361 13,543,361 15,879,954 15,879,954 16,659,954 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 5,500,000 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 5,500,000 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 5,500,000 5,500,000 5,500,000 5,500,000 * Calculated values. Page 24 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 43,499,938 21,421,184 201,477,666 14,622,352 7,895,906 36,270,690 159,121,326 5,736,595 137 "Cumulative Dollar Amount 365,456,652 386,877,836 588,355,502 602,977,854 610,873,760 647,144,450 806,265,776 812,002,371 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 40,628,188 3,658,273 141,524,065 12,622,220 -692,033 11,820,411 103,541,738 -5,067,409 139 Advanced Treatment 0 0 11,267,400 1,352,655 -17,670 -347,024 40,600,000 -995,897 140 Infiltration/Inflow 0 2,400,000 0 -636,720 1,152,074 2,278,917 0 -54,553 141 Sewer System Rehabilitation -715,712 16,259,525 45,877,405 -32,310 1,011,781 15,004,105 -2,720,849 -2,548,898 142 New Collector Sewers -78,223 0 2,731,321 0 869,482 975,128 0 0 143 New Interceptors 0 0 0 0 0 3,124,409 0 0 144 CSO Correction 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 39,834,253 22,317,798 201,400,191 13,305,845 2,323,634 32,855,946 141,420,889 -8,666,757 144.2 Cumulative Dollar Amount 330,363,405 352,681,203 554,081,394 567,387,239 569,710,873 602,566,819 743,987,708 735,320,951 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 2,045,685 0 77,475 791,507 775,153 2,805,240 11,400,700 14,403,352 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 2,045,685 0 77,475 791,507 775,153 2,805,240 11,400,700 14,403,352 145.4 Cumulative Dollar Amount 18,705,639 18,705,639 18,783,114 19,574,621 20,349,774 23,155,014 34,555,714 48,959,066 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 422,000 0 147.2 Water Reuse 1,620,000 -896,614 0 0 0 -54,496 5,209,000 0 148 *Total Annual Dollar Amount 1,620,000 -896,614 0 0 0 -54,496 5,631,000 0 149 Cumulative Dollar Amount 7,120,000 6,223,386 6,223,386 6,223,386 6,223,386 6,168,890 11,799,890 11,799,890 * Calculated values. Page 25 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 3,434,308 1,647,000 113,006 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 3,434,308 1,647,000 113,006 165 Cumulative Dollar Amount 0 0 0 0 0 0 3,434,308 5,081,308 5,194,314 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 26 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 185,000 502,444 150,000 179,000 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills -683,298 2,031,881 0 -99,234 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount -498,298 2,534,325 150,000 79,766 0 0 0 0 165 Cumulative Dollar Amount 4,696,016 7,230,341 7,380,341 7,460,107 7,460,107 7,460,107 7,460,107 7,460,107 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 27 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 85,000 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 269,488 301,570 565,000 277,000 109,443 200,000 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 85,000 269,488 301,570 565,000 277,000 109,443 200,000 0 165 Cumulative Dollar Amount 7,545,107 7,814,595 8 116,165 8,681,165 8,958,165 9,067,608 9,267,608 9,267,608 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 28 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 325,000 684,446 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 525,000 4,797,119 339,000 -15,709 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 525,000 4,797,119 664,000 668,737 0 165 Cumulative Dollar Amount 9,267,608 9,267,608 9,267,608 9,792,608 14,589,727 15,253,727 15,922,464 15,922,464 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 29 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 0 0 1 0 3 2 3 6 173 Advanced Treatment 0 0 0 1 0 0 0 0 0 174 Infiltration/Inflow 0 0 0 0 0 0 0 0 0 175 Sewer System Rehabilitation 0 0 0 1 0 4 1 4 5 176 New Collector Sewers 0 0 0 0 0 0 0 0 0 177 New Interceptors 0 0 0 0 0 0 0 0 1 178 CSO Correction 0 0 0 0 0 0 0 0 1 178.1 *Total Annual Number 0 0 0 3 0 7 3 7 13 178.2 Cumulative Number 0 0 0 3 3 10 13 20 33 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 30 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 9 7 9 3 2 9 2 3 173 Advanced Treatment 0 0 0 0 0 0 0 0 174 Infiltration/Inflow 0 0 0 0 0 0 0 0 175 Sewer System Rehabilitation 2 4 2 3 7 5 4 4 176 New Collector Sewers 0 0 1 0 0 0 1 0 177 New Interceptors 1 0 0 0 1 0 0 0 178 CSO Correction 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 12 11 12 6 10 14 7 7 178.2 Cumulative Number 45 56 68 74 84 98 105 112 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 2 5 3 0 1 1 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 2 5 3 0 1 1 0 179.4 Cumulative Number 0 2 7 10 10 11 12 12 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 31 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 4 2 6 2 2 9 3 2 173 Advanced Treatment 0 0 0 0 0 0 0 0 174 Infiltration/Inflow 0 0 0 0 0 0 0 1 175 Sewer System Rehabilitation 1 2 5 4 9 8 6 9 176 New Collector Sewers 1 0 2 0 0 0 0 1 177 New Interceptors 0 0 2 1 5 0 0 0 178 CSO Correction 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 6 4 15 7 16 17 9 13 178.2 Cumulative Number 118 122 137 144 160 177 186 199 Stormwater (Number in each category)** 179.1 Grey Infrastructure 1 0 5 0 0 1 0 1 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 1 0 5 0 0 1 0 1 179.4 Cumulative Number 13 13 18 18 18 19 19 20 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 1 0 0 0 181 *Total Annual Number 0 0 0 0 1 0 0 0 182 Cumulative Number 0 0 0 0 1 1 1 1 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 32 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 3 3 6 1 4 6 3 3 173 Advanced Treatment 0 0 2 1 0 0 2 0 174 Infiltration/Inflow 0 0 1 2 2 0 0 175 Sewer System Rehabilitation 2 5 6 3 4 10 2 4 176 New Collector Sewers 0 0 2 0 1 1 0 0 177 New Interceptors 0 0 0 0 0 1 0 0 178 CSO Correction 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 5 9 16 6 11 20 7 7 178.2 Cumulative Number 204 213 229 235 246 266 273 280 Stormwater (Number in each category)** 179.1 Grey Infrastructure 2 0 1 1 2 3 4 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 2 0 1 1 1 2 3 4 179.4 Cumulative Number 22 22 23 24 25 27 30 34 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 1 0 181.2 Water Reuse 1 0 0 0 0 0 2 0 181 *Total Annual Number 1 0 0 0 0 0 3 0 182 Cumulative Number 2 2 2 2 2 2 5 5 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 33 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 4 4 1 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 4 4 1 197 Cumulative Number 0 0 0 0 0 0 4 8 9 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 34 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 4 10 2 4 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 1 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 4 11 2 4 0 0 0 0 197 Cumulative Number 13 24 26 30 30 30 30 30 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 35 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 2 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 3 4 6 4 2 2 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 2 3 4 6 4 2 2 0 197 Cumulative Number 32 35 39 45 49 51 53 53 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 36 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 1 2 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 1 1 1 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 1 1 2 2 0 197 Cumulative Number 53 53 53 54 55 57 59 59 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 37 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 0 0 0 4,930,945 0 12,925,872 4,452,867 5,698,209 4,647,244 201 "Cumulative Dollar Amount 0 0 0 4,930,945 4,930,945 17,856,817 22,309,684 28,007,893 32,655,137 202 Annual Number of Assistance Agreements 0 0 0 3 0 7 7 10 15 203 Cumulative Number of Agreements 0 0 0 3 3 10 17 27 42 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 0 0 0 1,369,386 0 2,198,629 5,883,574 9,257,837 3,462,711 205 Cumulative Dollar Amount 0 0 0 1,369,386 1,369,386 3,568,015 9,451,589 18,709,426 22,172,137 206 Annual Number of Assistance Agreements 0 0 0 2 0 4 5 3 14 207 Cumulative Number of Agreements 0 0 0 2 2 6 11 14 28 * Calculated values. Page 38 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 18,702,307 16,381,593 33,577,170 3,565,133 19,693,016 16,170,121 4,014,030 2,913,307 201 "Cumulative Dollar Amount 51,357,444 67,739,037 101,316,207 104,881,340 124,574,356 140,744,477 144,758,507 147,671,814 202 Annual Number of Assistance Agreements 16 23 19 13 9 15 7 6 203 Cumulative Number of Agreements 58 81 100 113 122 137 144 150 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 7,230,307 4,056,593 17,456,311 29,268,782 13,321,053 3,903,103 1,320,478 46,425,150 205 Cumulative Dollar Amount 29,402,444 33,459,037 50,915,348 80,184,130 93,505,183 97,408,286 98,728,764 145,153,914 206 Annual Number of Assistance Agreements 18 23 19 22 7 11 5 13 207 Cumulative Number of Agreements 46 69 88 110 117 128 133 146 * Calculated values. Page 39 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 1,909,837 6,448,874 30,958,924 21,715,782 78,726,195 15,764,576 7,792,405 9,055,224 201 "Cumulative Dollar Amount 149,581,651 156,030,525 186,989,449 208,705,231 287,431,426 303,196,002 310,988,407 320,043,631 202 Annual Number of Assistance Agreements 10 7 19 14 17 21 10 10 203 Cumulative Number of Agreements 160 167 186 200 217 238 248 258 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 4,092,737 2,283,874 9,228,779 6,896,927 41,946,407 5,420,051 27,699,840 150,633 205 Cumulative Dollar Amount 149,246,651 151,530,525 160,759,304 167,656,231 209,602,638 215,022,689 242,722,529 242,873,162 206 Annual Number of Assistance Agreements 13 7 11 17 14 13 22 3 207 Cumulative Number of Agreements 159 166 177 194 208 221 243 246 * Calculated values. Page 40 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 45,061,721 18,284,684 201,651,444 17,786,001 3,246,279 29,129,690 169,235,326 -14,364,405 201 "Cumulative Dollar Amount 365,105,352 383,390,036 585,041,480 602,827,481 606,073,760 635,203,450 804,438,776 790,074,371 202 Annual Number of Assistance Agreements 9 8 15 7 9 17 12 5 203 Cumulative Number of Agreements 267 275 290 297 306 323 335 340 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 6,456,409 3,215,850 15,267,442 13,624,796 31,711,301 119,641,490 48,934,326 126,004,595 205 Cumulative Dollar Amount 249,329,571 252,545,421 267,812,863 281,437,659 313,148,960 432,790,450 481,724,776 607,729,371 206 Annual Number of Assistance Agreements 10 6 9 12 11 12 9 9 207 Cumulative Number of Agreements 256 262 271 283 294 306 315 324 * Calculated values. Page 41 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 4,425,647 0 11,204,297 0 4,875,525 0 209 Net Leveraged Bonds Issued - Annual 0 0 0 4,227,391 0 10,958,002 0 4,704,781 0 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 137,112 0 59,964 0 46,584 0 211 Leveraged Bond Principal Repaid - Annual 0 0 0 0 0 12,026 28,061 304,664 413,696 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 0 439,121 0 0 1,148,852 380,145 0 213 Balance at End of Reporting Period 0 0 0 439,121 439,121 439,121 1,587,973 1,968,118 1,968,118 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 0 4,425,647 4,425,647 15,629,944 15,629,944 20,505,469 20,505,469 217 *Net Leveraged Bonds Issued - Cumulative 0 0 0 4,227,391 4,227,391 15,185,393 15,185,393 19,890,174 19,890,174 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 0 137,112 137,112 197,076 197,076 243,660 243,660 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 0 0 12,026 40,087 344,751 758,447 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 0 4,425,647 4,425,647 15,617,918 15,589,857 20,160,718 19,747,022 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 940,000 0 3,018,480 0 1,906,980 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 2,974 6,939 75,336 121,305 225 "Match Bonds Issued - Cumulative 0 0 0 940,000 940,000 3,958,480 3,958,480 5,865,460 5,865,460 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 2,974 9,913 85,249 206,554 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 940,000 940,000 3,955,506 3,948,567 5,780,211 5,658,906 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 0 104,850 418,943 1,095,324 1,168,548 1,161,897 1,670,114 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 0 104,850 418,943 1,095,324 1,168,548 1,161,897 1,670,114 231 "Cumulative 0 0 0 104,850 523,793 1,619,117 2,787,665 3,949,562 5,619,676 "Calculated Values Page 42 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 23,760,917 0 18,384,634 14,021,894 0 0 79,201 0 209 Net Leveraged Bonds Issued - Annual 23,452,955 0 18,078,553 13,787,454 0 0 79,201 0 210 Cost of Leveraged Bond Issuance - Annual 166,549 0 124,376 92,502 0 0 0 0 211 Leveraged Bond Principal Repaid - Annual 480,500 847,800 849,000 1,597,355 1,933,535 2,498,016 2,703,000 2,928,732 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 1,991,768 0 1,378,414 1,050,197 0 -32,091 79,201 -62,261 213 Balance at End of Reporting Period 3,959,886 3,959,886 5,338,300 6,388,497 6,388,497 6,356,406 6,435,607 6,373,346 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 865,000 0 715,000 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 76,500 216 *Gross Leveraged Bonds Issued - Cumulative 44,266,386 44,266,386 62,651,020 76,672,914 76,672,914 76,672,914 76,752,115 76,752,115 217 *Net Leveraged Bonds Issued - Cumulative 43,343,129 43,343,129 61,421,682 75,209,136 75,209,136 75,209,136 75,288,337 75,288,337 218 *Cost of Leveraged Bond Issuance - Cumulative 410,209 410,209 534,585 627,087 627,087 627,087 627,087 627,087 219 "Leveraged Bond Principal Repaid - Cumulative 1,238,947 2,086,747 2,935,747 4,533,102 6,466,637 8,964,653 11,667,653 14,596,385 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 865,000 865,000 1,580,000 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 76,500 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 43,027,439 42,179,639 59,715,273 72,139,812 70,206,277 68,573,261 65,949,462 63,735,730 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 6,231,459 0 3,336,761 2,565,381 0 2,604,320 4,023,345 0 224 Match Bond Principal Repaid - Annual 139,500 232,200 251,000 442,645 516,465 636,984 712,001 1,046,268 225 "Match Bonds Issued - Cumulative 12,096,919 12,096,919 15,433,680 17,999,061 17,999,061 20,603,381 24,626,726 24,626,726 226 "Match Bond Principal Repaid - Cumulative 346,054 578,254 829,254 1,271,899 1,788,364 2,425,348 3,137,349 4,183,617 227 "Match Bonds Outstanding - Balance at End of Reporting Period 11,750,865 11,518,665 14,604,426 16,727,162 16,210,697 18,178,033 21,489,377 20,443,109 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 2,344,025 3,110,753 3,552,614 3,972,931 4,960,627 4,343,298 4,428,941 4,093,518 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 86,773 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 2,344,025 3,110,753 3,552,614 3,972,931 4,960,627 4,256,525 4,428,941 4,093,518 231 "Cumulative 7,963,701 11,074,454 14,627,068 18,599,999 23,560,626 27,817,151 32,246,092 36,339,610 "Calculated Values Page 43 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 209 Net Leveraged Bonds Issued - Annual 210 Cost of Leveraged Bond Issuance - Annual 211 Leveraged Bond Principal Repaid - Annual 0 0 0 3,285,131 0 0 0 3,278,601 0 0 0 3,365,259 0 0 0 3,624,910 0 0 0 3,758,549 0 0 0 4,004,531 0 0 0 3,759,411 36,113,636 40,940,198 287,247 3,399,133 212 213 Debt Service Reserve for Leveraged Bonds *Annual Change Balance at End of Reporting Period -45,761 6,327,585 0 6,327,585 0 6,327,585 0 6,327,585 0 6,327,585 0 6,327,585 0 6,327,585 -79,961 6,247,624 214 215 Net Change in Gross Bonds Resulting from Refunding - Annual CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 785,000 56,413 -55,000 0 0 0 0 0 -197,510 0 0 0 0 0 -1,420,432 0 216 217 218 219 *Gross Leveraged Bonds Issued - Cumulative *Net Leveraged Bonds Issued - Cumulative *Cost of Leveraged Bond Issuance - Cumulative "Leveraged Bond Principal Repaid - Cumulative 76,752,115 75,288,337 627,087 17,881,516 76,752,115 75,288,337 627,087 21,160,117 76,752,115 75,288,337 627,087 24,525,376 76,752,115 75,288,337 627,087 28,150,286 76,752,115 75,288,337 627,087 31,908,835 76,752,115 75,288,337 627,087 35,913,366 76,752,115 75,288,337 627,087 39,672,777 112,865,751 116,228,535 914,334 43,071,910 220 221 *Net Change in Gross Bonds Resulting from Refunding - Cumulative *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 2,365,000 132,913 2,310,000 132,913 2,310,000 132,913 2,310,000 132,913 2,112,490 132,913 2,112,490 132,913 2,112,490 132,913 692,058 132,913 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 61,235,599 57,901,998 54,536,739 50,911,829 46,955,770 42,951,239 39,191,828 70,485,899 State Match Bonds to be Repaid by CWSRF 223 *Match Bonds Issued - Annual 224 Match Bond Principal Repaid - Annual 0 1,029,869 5,196,026 1,201,399 0 1,519,741 0 1,610,090 4,517,423 1,696,451 0 1,872,961 0 2,314,422 4,312,247 2,824,928 225 226 227 "Match Bonds Issued - Cumulative "Match Bond Principal Repaid - Cumulative "Match Bonds Outstanding - Balance at End of Reporting Period 24,626,726 5,213,486 19,413,240 29,822,752 6,414,885 23,407,867 29,822,752 7,934,626 21,888,126 29,822,752 9,544,716 20,278,036 34,340,175 11,241,167 23,099,008 34,340,175 13,114,128 21,226,047 34,340,175 15,428,550 18,911,625 38,652,422 18,253,478 20,398,944 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 229 Interest Paid from Capitalized Interest Account - Annual 3,945,920 0 3,875,098 0 3,566,905 0 3,337,226 0 2,828,623 0 3,302,807 0 2,922,551 0 3,386,759 0 230 231 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds "Annual "Cumulative 3,945,920 40,285,530 3,875,098 44,160,628 3,566,905 47,727,533 3,337,226 51,064,759 2,828,623 53,893,382 3,302,807 57,196,189 2,922,551 60,118,740 3,386,759 63,505,499 "Calculated Values Page 44 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 209 Net Leveraged Bonds Issued - Annual 210 Cost of Leveraged Bond Issuance - Annual 211 Leveraged Bond Principal Repaid - Annual 0 0 0 4,140,196 0 0 0 4,722,437 0 0 0 4,777,908 101,490,000 117,500,000 495,305 5,090,483 0 0 0 7,905,961 42,875,000 50,000,000 246,889 8,123,787 0 0 0 7,272,984 0 0 0 8,700,434 212 213 Debt Service Reserve for Leveraged Bonds *Annual Change Balance at End of Reporting Period -3,745,962 2,501,662 0 2,501,662 -1,402,093 1,099,569 0 1,099,569 0 1,099,569 0 1,099,569 0 1,099,569 -39,941 1,059,628 214 215 Net Change in Gross Bonds Resulting from Refunding - Annual CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 1,459,143 0 0 0 0 0 0 0 -694,368 0 0 0 0 0 0 0 216 217 218 219 *Gross Leveraged Bonds Issued - Cumulative *Net Leveraged Bonds Issued - Cumulative *Cost of Leveraged Bond Issuance - Cumulative "Leveraged Bond Principal Repaid - Cumulative 112,865,751 116,228,535 914,334 47,212,106 112,865,751 116,228,535 914,334 51,934,543 112,865,751 116,228,535 914,334 56,712,451 214,355,751 233,728,535 1,409,639 61,802,934 214,355,751 233,728,535 1,409,639 69,708,895 257,230,751 283,728,535 1,656,528 77,832,682 257,230,751 283,728,535 1,656,528 85,105,666 257,230,751 283,728,535 1,656,528 93,806,100 220 221 *Net Change in Gross Bonds Resulting from Refunding - Cumulative *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 2,151,201 132,913 2,151,201 132,913 2,151,201 132,913 2,151,201 132,913 1,456,833 132,913 1,456,833 132,913 1,456,833 132,913 1,456,833 132,913 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 67,804,846 63,082,409 58,304,501 154,704,018 146,103,689 180,854,902 173,581,918 164,881,484 State Match Bonds to be Repaid by CWSRF 223 *Match Bonds Issued - Annual 224 Match Bond Principal Repaid - Annual 0 2,880,706 0 3,272,795 0 3,457,986 10,000,000 2,347,061 0 2,653,839 5,000,000 2,738,551 0 1,834,238 0 1,986,556 225 226 227 "Match Bonds Issued - Cumulative "Match Bond Principal Repaid - Cumulative "Match Bonds Outstanding - Balance at End of Reporting Period 38,652,422 21,134,184 17,518,238 38,652,422 24,406,979 14,245,443 38,652,422 27,864,965 10,787,457 48,652,422 30,212,026 18,440,396 48,652,422 32,865,865 15,786,557 53,652,422 35,604,416 18,048,006 53,652,422 37,438,654 16,213,768 53,652,422 39,425,210 14,227,212 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 229 Interest Paid from Capitalized Interest Account - Annual 3,482,288 0 3,314,723 0 3,033,388 0 6,559,197 0 7,858,399 0 7,557,015 0 9,145,955 0 9,090,772 0 230 231 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds "Annual "Cumulative 3,482,288 66,987,787 3,314,723 70,302,510 3,033,388 73,335,898 6,559,197 79,895,095 7,858,399 87,753,494 7,557,015 95,310,509 9,145,955 104,456,464 9,090,772 113,547,236 "Calculated Values Page 45 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Project Assistance Disbursed 232 Annual 0 0 0 1,907,026 1,649,812 6,545,624 7,236,741 6,290,266 3,958,991 233 "Cumulative 0 0 0 1,907,026 3,556,838 10,102,462 17,339,203 23,629,469 27,588,460 CWSRF Loan Repayments 234 Principal Repayments - Annual 0 0 0 0 0 713,243 713,243 760,133 901,000 235 Interest Payments - Annual 0 0 0 31,711 69,015 240,141 411,366 527,817 562,027 236 *Principal and Interest - Annual 0 0 0 31,711 69,015 953,384 1,124,609 1,287,950 1,463,027 237 *Principal Repayments - Cumulative 0 0 0 0 0 713,243 1,426,486 2,186,619 3,087,619 238 Interest Payments - Cumulative 0 0 0 31,711 100,726 340,867 752,233 1,280,050 1,842,077 239 *Principal and Interest - Cumulative 0 0 0 31,711 100,726 1,054,110 2,178,719 3,466,669 4,929,696 240 Weighted Average Interest Rate on Loans 0.000 0.000 0.000 3.000 2.500 2.500 2.500 2.500 2.500 Interest Earnings on Investments 241 Annual 0 0 0 323,935 407,008 1,152,848 1,114,040 1,510,911 1,536,867 242 "Cumulative 0 0 0 323,935 730,943 1,883,791 2,997,831 4,508,742 6,045,609 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 0 0 0 27,905 51,238 139,841 176,153 242,915 200,632 244 "Cumulative 0 0 0 27,905 79,143 218,984 395,137 638,052 838,684 Expenses as a % of Capitalization Grants 245 *Annual - - 0.3% - 1.4% 1.8% 1.1% - 246 "Cumulative - - 0.3% 0.8% 1.1% 1.4% 1.3% 1.7% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 0 0 0 0 0 0 248 "Cumulative 0 0 0 0 0 0 0 0 0 * Calculated values. Page 46 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Project Assistance Disbursed 232 Annual 14,428,594 17,947,069 22,741,913 15,252,262 8,767,827 19,329,766 12,010,114 5,813,433 233 "Cumulative 42,017,054 59,964,123 82,706,036 97,958,298 106,726,125 126,055,891 138,066,005 143,879,438 CWSRF Loan Repayments 234 Principal Repayments - Annual 1,196,699 3,144,899 2,558,549 3,772,322 3,832,853 4,808,759 5,671,314 6,353,650 235 Interest Payments - Annual 809,245 1,139,257 1,470,062 1,916,000 2,160,440 2,394,163 2,699,732 2,771,150 236 *Principal and Interest - Annual 2,005,944 4,284,156 4,028,611 5,688,322 5,993,293 7,202,922 8,371,046 9,124,800 237 *Principal Repayments - Cumulative 4,284,318 7,429,217 9,987,766 13,760,088 17,592,941 22,401,700 28,073,014 34,426,664 238 Interest Payments - Cumulative 2,651,322 3,790,579 5,260,641 7,176,641 9,337,081 11,731,244 14,430,976 17,202,126 239 *Principal and Interest - Cumulative 6,935,640 11,219,796 15,248,407 20,936,729 26,930,022 34,132,944 42,503,990 51,628,790 240 Weighted Average Interest Rate on Loans 2.500 2.500 2.500 2.500 2.500 2.500 2.500 2.500 Interest Earnings on Investments 241 Annual 2,164,230 2,869,793 3,873,710 4,601,308 5,380,463 4,633,402 5,209,010 5,016,573 242 "Cumulative 8,209,839 11,079,632 14,953,342 19,554,650 24,935,113 29,568,515 34,777,525 39,794,098 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 284,929 235,768 427,785 312,970 480,938 344,268 482,929 452,900 244 "Cumulative 1,123,613 1,359,381 1,787,166 2,100,136 2,581,074 2,925,342 3,408,271 3,861,171 Expenses as a % of Capitalization Grants 245 *Annual 2.9% 2.5% 344.8% 2.4% 7.4% 5.3% - 7.0% 246 "Cumulative 1.9% 2.0% 2.6% 2.5% 2.9% 3.0% 3.6% 3.8% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 0 0 0 0 0 248 "Cumulative 0 0 0 0 0 0 0 0 * Calculated values. Page 47 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 2,776,333 146,655,771 6,757,309 2,721,442 9,478,751 7,252,955 153,908,726 7,130,225 2,631,716 9,761,941 12,125,506 166,034,232 7,370,595 2,652,548 10,023,143 25,853,266 191,887,498 7,864,185 2,842,218 10,706,403 24,269,984 216,157,482 8,951,966 3,357,867 12,309,833 44,535,313 260,692,795 9,558,499 3,889,032 13,447,531 25,526,252 286,219,047 10,331,730 4,441,223 14,772,953 9,215,999 295,435,046 11,286,558 4,573,248 15,859,806 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 41,183,973 19,923,568 61,107,541 48,314,198 22,555,284 70,869,482 55,684,793 25,207,832 80,892,625 63,548,978 28,050,050 91,599,028 72,500,944 31,407,917 103,908,861 82,059,443 35,296,949 117,356,392 92,391,173 39,738,172 132,129,345 103,677,731 44,311,420 147,989,151 240 Weighted Average Interest Rate on Loans 2.500 2.500 2.500 2.580 2.500 1.020 2.330 2.280 Interest Earnings on Investments 241 Annual 242 "Cumulative 5,373,624 45,167,722 6,043,994 51,211,716 6,383,897 57,595,613 6,390,692 63,986,305 5,456,691 69,442,996 4,509,143 73,952,139 3,595,859 77,547,998 19,086,841 96,634,839 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 88,951 3,950,122 373,817 4,323,939 225,876 4,549,815 365,664 4,915,479 0 4,915,479 368,488 5,283,967 266,590 5,550,557 552,524 6,103,081 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 3.9% 3.2% 3.8% 2.4% 3.7% 4.0% 0.0% 3.3% 3.6% 2.7% 3.5% 7.7% 3.7% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 403,950 403,950 0 403,950 314,787 718,737 43,116 761,853 611,532 1,373,385 179,123 1,552,508 247,076 1,799,584 0 1,799,584 * Calculated values. Page 48 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 6,819,169 302,254,215 18,360,232 4,425,437 22,785,669 41,263,895 343,518,110 14,204,750 4,267,528 18,472,278 105,743,481 449,261,591 21,486,977 4,876,406 26,363,383 85,056,584 534,318,175 17,556,182 6,420,668 23,976,850 30,797,766 565,115,941 23,844,504 7,471,967 31,316,471 23,454,040 588,569,981 24,053,361 7,564,526 31,617,887 42,303,031 630,873,012 23,638,565 7,456,609 31,095,174 36,697,198 667,570,210 23,222,662 7,573,209 30,795,871 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 122,037,963 48,736,857 170,774,820 136,242,713 53,004,385 189,247,098 157,729,690 57,880,791 215,610,481 175,285,872 64,301,459 239,587,331 199,130,376 71,773,426 270,903,802 223,183,737 79,337,952 302,521,689 246,822,302 86,794,561 333,616,863 270,044,964 94,367,770 364,412,734 240 Weighted Average Interest Rate on Loans 1.760 1.980 1.990 2.000 1.790 1.460 1.490 1.450 Interest Earnings on Investments 241 Annual 242 "Cumulative 2,550,861 99,185,700 3,322,146 102,507,846 2,611,811 105,119,657 1,881,403 107,001,060 2,291,681 109,292,741 1,988,683 111,281,424 3,252,202 114,533,626 2,642,703 117,176,329 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 622,016 6,725,097 448,823 7,173,920 424,124 7,598,044 680,318 8,278,362 531,983 8,810,345 526,400 9,336,745 545,073 9,881,818 557,810 10,439,628 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 4.6% 3.8% 6.5% 3.9% 6.2% 4.0% 4.3% 8.2% 4.5% 8.1% 4.6% 6.9% 4.7% 3.6% 4.6% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 0 1,799,584 171,932 1,971,516 198,837 2,170,353 0 2,170,353 223,650 2,394,003 235,368 2,629,371 164,446 2,793,817 360,958 3,154,775 * Calculated values. Page 49 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 284,600 0 0 0 0 0 250 State Match Amount 0 14,230 0 0 0 0 0 251 Cumulative Total 0 298,830 298,830 298,830 298,830 298,830 298,830 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 298,830 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 298,830 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 0 0 298,830 298,830 298,830 298,830 298,830 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 1 0 0 0 0 257 Cumulative 0 0 1 1 1 1 1 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 259 "Cumulative 0 0 0 0 0 0 0 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 261 Cumulative 0 0 0 0 0 0 0 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 263 Cumulative 0 0 0 0 0 0 0 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 0 0 0 0 0 0 0 * Calculated values. Page 50 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 298,830 298,830 298,830 298,830 298,830 298,830 298,830 298,830 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 298,830 298,830 298,830 298,830 298,830 298,830 298,830 298,830 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 1 1 1 1 1 1 1 1 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 0 0 0 0 0 0 0 0 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 0 0 0 0 0 0 0 0 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 0 0 0 0 0 0 0 0 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 0 0 0 0 0 0 0 0 * Calculated values. Page 51 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 298,830 298,830 298,830 298,830 298,830 298,830 298,830 298,830 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 298,830 298,830 298,830 298,830 298,830 298,830 298,830 298,830 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 1 1 1 1 1 1 1 1 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 0 0 0 0 0 0 0 0 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 0 0 0 0 0 0 0 0 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 0 0 0 0 0 0 0 0 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 0 0 0 0 0 0 0 0 * Calculated values. Page 52 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 0 267 Annual Dollar Amount 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 0 270 Annual Number of Loans 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 0 273 Annual Dollar Amount 0 0 0 0 0 0 274 Cumulative Dollar Amount 0 0 0 0 0 0 0 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 0 276 Annual Number of Grants 0 0 0 0 0 0 277 "Cumulative Number of Grants 0 0 0 0 0 0 0 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 0 0 0 0 0 0 279 *Dollar Amount of Loans and Grants - Cumulative 0 0 0 0 0 0 0 280 *Number of Loans and Grants - Annual 0 0 0 0 0 0 281 *Number of Loans and Grants - Cumulative 0 0 0 0 0 0 0 * Calculated values. Page 53 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 0 0 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 0 0 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 0 0 0 0 0 0 0 0 274 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 0 0 0 0 0 0 0 0 277 "Cumulative Number of Grants 0 0 0 0 0 0 0 0 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 0 0 0 0 0 0 0 0 279 *Dollar Amount of Loans and Grants - Cumulative 0 0 0 0 0 0 0 0 280 *Number of Loans and Grants - Annual 0 0 0 0 0 0 0 0 281 *Number of Loans and Grants - Cumulative 0 0 0 0 0 0 0 0 * Calculated values. Page 54 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 0 0 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 0 0 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 0 0 0 0 0 0 0 0 274 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 0 0 0 0 0 0 0 0 277 "Cumulative Number of Grants 0 0 0 0 0 0 0 0 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 0 0 0 0 0 0 0 0 279 *Dollar Amount of Loans and Grants - Cumulative 0 0 0 0 0 0 0 0 280 *Number of Loans and Grants - Annual 0 0 0 0 0 0 0 0 281 *Number of Loans and Grants - Cumulative 0 0 0 0 0 0 0 0 * Calculated values. Page 55 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Funds Available for Projects 282 *Annual (New Funds) 283 "Cumulative 0 0 0 0 0 0 13,921,658 13,921,658 57,080 13,978,738 24,644,198 38,622,936 9,039,753 47,662,689 27,910,227 75,572,916 850,994 76,423,910 CWSRF Assistance as a % of Funds Available 284 *Annual 285 "Cumulative - - - 35% 35% 0% 35% 52% 46% 49% 47% 21% 37% 536% 43% Outlays as a % of Capitalization Grants 286 *Annual 287 "Cumulative - - - 13% 13% 32% 51% 42% 67% 50% 24% 39% 45% Disbursements as a % of Funds Available 288 *Annual 289 "Cumulative - - - 14% 14% 2890% 25% 27% 26% 80% 36% 23% 31% 465% 36% Construction Starts as a % of Funds Available 290 *Annual 291 "Cumulative - - - 35% 35% 0% 35% 52% 46% 49% 47% 20% 37% 546% 43% Initiation of Operations as a % of Funds Available 292 *Annual 293 "Cumulative - - - 10% 10% 0% 10% 9% 9% 65% 20% 33% 25% 407% 29% Loan Principal Repayments as a % of Funds Available 294 *Annual 295 "Cumulative - - - 0% 0% 0% 0% 3% 2% 8% 3% 3% 3% 106% 4% * Calculated values. Page 56 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Funds Available for Projects 282 *Annual (New Funds) 38,457,301 12,148,284 23,420,331 32,187,113 10,199,385 21,664,911 3,734,570 11,064,303 283 "Cumulative 114,881,211 127,029,495 150,449,826 182,636,939 192,836,324 214,501,235 218,235,805 229,300,108 CWSRF Assistance as a % of Funds Available 284 *Annual 50% 244% 85% 11% 194% 75% 104% 29% 285 "Cumulative 45% 64% 67% 57% 65% 66% 66% 65% Outlays as a % of Capitalization Grants 286 *Annual 100% 128% 16392% 56% 116% 197% - 37% 287 "Cumulative 54% 64% 94% 88% 90% 97% 104% 100% Disbursements as a % of Funds Available 288 *Annual 38% 148% 97% 47% 86% 89% 322% 53% 289 "Cumulative 37% 47% 55% 54% 55% 59% 63% 63% Construction Starts as a % of Funds Available 290 *Annual 49% 135% 143% 11% 193% 75% 107% 26% 291 "Cumulative 45% 53% 67% 57% 65% 66% 66% 64% Initiation of Operations as a % of Funds Available 292 *Annual 19% 33% 75% 91% 131% 18% 35% 420% 293 "Cumulative 26% 26% 34% 44% 48% 45% 45% 63% Loan Principal Repayments as a % of Funds Available 294 *Annual 3% 26% 11% 12% 38% 22% 152% 57% 295 "Cumulative 4% 6% 7% 8% 9% 10% 13% 15% * Calculated values. Page 57 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Funds Available for Projects 282 *Annual (New Funds) 3,936,260 23,082,471 15,377,235 2,577,399 34,729,702 7,731,020 18,920,315 77,601,353 283 "Cumulative 233,236,368 256,318,839 271,696,074 274,273,473 309,003,175 316,734,195 335,654,510 413,255,863 CWSRF Assistance as a % of Funds Available 284 *Annual 38% 28% 209% 802% 230% 218% 29% 14% 285 "Cumulative 64% 61% 69% 76% 93% 97% 93% 78% Outlays as a % of Capitalization Grants 286 *Annual - 19% 118% - 0% - 79% 100% 287 "Cumulative 103% 94% 96% 107% 90% 100% 99% 99% Disbursements as a % of Funds Available 288 *Annual 71% 31% 79% 1003% 70% 576% 135% 12% 289 "Cumulative 63% 60% 61% 70% 70% 82% 85% 71% Construction Starts as a % of Funds Available 290 *Annual 49% 28% 201% 843% 227% 204% 41% 12% 291 "Cumulative 64% 61% 69% 76% 93% 96% 93% 77% Initiation of Operations as a % of Funds Available 292 *Annual 104% 10% 60% 268% 121% 70% 146% 0% 293 "Cumulative 64% 59% 59% 61% 68% 68% 72% 59% Loan Principal Repayments as a % of Funds Available 294 *Annual 172% 31% 48% 305% 26% 124% 55% 15% 295 "Cumulative 18% 19% 20% 23% 23% 26% 28% 25% * Calculated values. Page 58 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Funds Available for Projects 282 *Annual (New Funds) 31,470,182 17,063,349 36,573,098 147,501,739 17,353,953 54,163,438 23,638,839 27,108,437 283 "Cumulative 444,726,045 461,789,394 498,362,492 645,864,231 663,218,184 717,381,622 741,020,461 768,128,898 CWSRF Assistance as a % of Funds Available 284 *Annual 138% 126% 551% 10% 45% 67% 673% 21% 285 "Cumulative 82% 84% 118% 93% 92% 90% 109% 106% Outlays as a % of Capitalization Grants 286 *Annual 52% 247% 191% - 100% 100% 100% 50% 287 "Cumulative 96% 101% 104% 104% 104% 104% 104% 100% Disbursements as a % of Funds Available 288 *Annual 22% 242% 289% 58% 177% 43% 179% 135% 289 "Cumulative 68% 74% 90% 83% 85% 82% 85% 87% Construction Starts as a % of Funds Available 290 *Annual 143% 107% 551% 12% 19% 54% 716% -53% 291 "Cumulative 82% 83% 117% 93% 91% 89% 109% 103% Initiation of Operations as a % of Funds Available 292 *Annual 21% 19% 42% 9% 183% 221% 207% 465% 293 "Cumulative 56% 55% 54% 44% 47% 60% 65% 79% Loan Principal Repayments as a % of Funds Available 294 *Annual 58% 83% 59% 12% 137% 44% 100% 86% 295 "Cumulative 27% 30% 32% 27% 30% 31% 33% 35% * Calculated values. Page 59 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Disbursements as a % of CWSRF Assistance 296 *Annual 297 "Cumulative - 39% 39% 72% 51% 57% 163% 78% 109% 84% 87% 84% Construction Starts as a % of CWSRF Assistance 298 *Annual 299 "Cumulative - 100% 100% 100% 100% 100% 100% 100% 99% 100% 102% 100% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 301 "Cumulative - 28% 28% 28% 17% 20% 132% 42% 160% 67% 76% 68% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 303 "Cumulative - 0% 0% 0% 6% 4% 16% 6% 13% 8% 20% 9% Initiation of Operations as a % of Construction Starts 304 *Annual 305 "Cumulative - 28% 28% 28% 17% 20% 132% 42% 162% 67% 75% 68% * Calculated values. Page 60 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Disbursements as a % of CWSRF Assistance 296 *Annual 75% 61% 114% 428% 44% 118% 308% 183% 297 "Cumulative 81% 74% 82% 93% 86% 89% 95% 97% Construction Starts as a % of CWSRF Assistance 298 *Annual 98% 55% 169% 100% 99% 99% 103% 92% 299 "Cumulative 99% 83% 100% 100% 100% 100% 100% 100% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 38% 14% 88% 821% 67% 24% 34% 1465% 301 "Cumulative 57% 41% 50% 76% 75% 69% 68% 98% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 6% 11% 13% 106% 19% 29% 145% 201% 303 "Cumulative 8% 9% 10% 13% 14% 16% 19% 23% Initiation of Operations as a % of Construction Starts 304 *Annual 39% 25% 52% 821% 68% 24% 33% 1594% 305 "Cumulative 57% 49% 50% 76% 75% 69% 68% 98% * Calculated values. Page 61 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Disbursements as a % of CWSRF Assistance 296 *Annual 184% 112% 38% 125% 30% 264% 457% 86% 297 "Cumulative 98% 99% 88% 92% 75% 85% 92% 92% Construction Starts as a % of CWSRF Assistance 298 *Annual 126% 100% 96% 105% 98% 94% 140% 85% 299 "Cumulative 100% 100% 99% 100% 100% 99% 100% 99% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 271% 35% 29% 33% 52% 32% 496% 1% 301 "Cumulative 100% 97% 85% 80% 73% 70% 78% 75% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 448% 111 % 23% 38% 11% 57% 185% 106% 303 "Cumulative 28% 31% 30% 30% 25% 27% 30% 32% Initiation of Operations as a % of Construction Starts 304 *Annual 214% 35% 30% 32% 53% 34% 355% 2% 305 "Cumulative 100% 97% 86% 80% 73% 71% 78% 76% * Calculated values. Page 62 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Disbursements as a % of CWSRF Assistance 296 *Annual 297 "Cumulative 16% 83% 193% 89% 52% 76% 582% 89% 390% 93% 65% 91% 27% 78% 640% 82% Construction Starts as a % of CWSRF Assistance 298 *Annual 299 "Cumulative 104% 100% 85% 99% 100% 99% 122% 100% 41% 99% 80% 98% 106% 100% -250% 97% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 301 "Cumulative 15% 68% 15% 65% 8% 46% 93% 47% 402% 51% 330% 67% 31% 60% 2197% 75% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 303 "Cumulative 42% 33% 66% 35% 11% 27% 120% 29% 302% 33% 66% 34% 15% 31% 405% 33% Initiation of Operations as a % of Construction Starts 304 *Annual 305 "Cumulative 14% 68% 18% 66% 8% 46% 77% 47% 977% 52% 41 % 68% 29% 60% -877% 77% * Calculated values. Page 63 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative - 157% 157% 93% 119% 128% 125% 113% 119% 125% 121% 122% 121% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative - 35% 35% 0% 35% 52% 46% 49% 47% 21% 37% 536% 43% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative - 39% 39% 72% 51% 57% 163% 78% 109% 84% 87% 84% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - -5,202,443 -5,202,443 -51% -57,080 -5,259,523 -51% -760,324 -6,019,847 -26% -5,735,738 -11,755,585 -36% -17,802,382 -29,557,967 -53% 3,711,250 -25,846,717 -46% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 0 0 0 0 0 0 250,796 250,796 2.4% 57,080 307,876 3.0% 294,691 602,567 2.6% 349,919 952,486 2.9% 801,495 1,753,981 3.1% 307,475 2,061,456 3.7% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 64 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 146% 129% 146% 134% 112% 127% 208% 135% 117% 133% 151% 136% 167% 138% 242% 140% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 50% 45% 244% 64% 85% 67% 11% 57% 94% 65% 75% 66% 104% 66% 29% 65% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 75% 81% 61% 74% 114% 82% 428% 93% 44% 86% 118% 89% 308% 95% 183% 97% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 2,125,764 -23,720,953 -33% 17,513,738 -6,207,215 -8% 13,156,978 6,949,763 8% -15,884,723 -8,934,960 -9% 9,593,631 658,671 1% -5,304,699 -4,646,028 -4% 166,460 -4,479,568 -3% -7,910,235 -12,389,803 -9% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 489,950 2,551,406 3.5% 666,097 3,217,503 3.9% 1,540,158 4,757,661 5.6% 2,101,732 6,859,393 6.8% 2,063,811 8,923,204 8.3% 2,134,056 11,057,260 8.8% 2,767,800 13,825,060 10.7% 2,647,937 16,472,997 12.2% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 65 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 91% 139% 333% 143% 109% 140% 199% 146% 164% 288% 177% 323% 184% 128% 182% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 38% 64% 28% 61% 209% 69% 802% 76% 230% 93% 218% 97% 29% 93% 14% 78% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 184% 98% 112% 99% 38% 88% 125% 92% 30% 75% 264% 85% 457% 92% 86% 92% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital -2,437,075 -14,826,878 -11 % -16,633,597 -31,460,475 -21% 16,796,689 -14,663,786 -9% 18,098,383 3,434,597 2% 45,236,925 48,671,522 26% 9,118,124 57,789,646 30% -13,338,884 44,450,762 22% -25,901,913 18,548,849 9% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 3,119,277 19,592,274 14.5% 3,599,213 23,191,487 15.2% 3,949,799 27,141,286 16.8% 4,285,594 31,426,880 19.4% 4,289,484 35,716,364 18.9% 3,222,407 38,938,771 21.6% 2,800,109 41,738,880 22.0% 17,448,402 59,187,282 29.6% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 710,739 710,739 710,739 0 0 8,908,811 8,908,811 9,619,550 0 0 0 0 9,619,550 0 0 1,497,982 1,497,982 11,117,532 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 0 0 0 0 0 0 0 0 4,341,836 0 4,341,836 4,341,836 0 0 0 0 0 4,341,836 0 0 0 0 0 4,341,836 * Calculated values. Page 66 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Dakota Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 97% 178% 244% 184% 814% 225% 2126415% 268% 472% 274% 361% 277% 537% 286% 472% 293% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 138% 82% 126% 84% 551% 118% 10% 93% 45% 92% 67% 90% 673% 109% 21% 106% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 16% 83% 193% 89% 52% 76% 582% 89% 390% 93% 65% 91% 27% 78% 640% 82% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 15,775,718 34,324,567 15% 4,357,835 38,682,402 17% 166,306,661 204,989,063 86% -15,379,387 189,609,676 76% -9,458,047 180,151,629 71% 32,107,252 212,258,881 80% 135,482,487 347,741,368 127% -21,331,901 326,409,467 113% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 613,304 59,800,586 28.0% 1,002,156 60,802,742 27.7% 996,843 61,799,585 27.3% -604,187 61,195,398 25.9% -748,590 60,446,808 25.0% -742,357 59,704,451 23.7% -271,382 59,433,069 22.9% -861,416 58,571,653 21.5% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 -44,431 -44,431 11,073,101 0 0 816,327 816,327 11,889,428 0 0 130,422 130,422 12,019,850 0 0 218,794 218,794 12,238,644 0 0 714,750 714,750 12,953,394 0 0 1,247,378 1,247,378 14,200,772 0 0 472,522 472,522 14,673,294 0 0 1,921,800 1,921,800 16,595,094 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 0 0 1,400,000 0 1,400,000 5,741,836 0 0 2,400,000 0 2,400,000 8,141,836 0 1,151,300 1,552,415 25,480,549 28,184,264 36,326,100 0 0 -718,720 1,352,655 633,935 36,960,035 0 0 480,000 0 480,000 37,440,035 0 0 7,733,097 40,600,000 48,333,097 85,773,132 0 0 0 0 0 85,773,132 0 0 0 0 0 85,773,132 * Calculated values. v. 06.11.2020 Page 67 of 67 11/30/2020 ------- |