EPA/690/R-18/003 | August 16, 2018 | FINAL
United States
Environmental Protection
Agency
Provisional Peer-Reviewed Toxicity Values for
Stable (Nonradioactive) Soluble Lutetium
(CASRN 7439-94-3)
U.S. EPA Office of Research and Development
National Center for Environmental Assessment, Superfund Health Risk Technical Support Center (Cincinnati, OH)

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A rnA United States
^jup^	Environmental Protection
EPA/690/R-18/003
FINAL
08-16-2018
Provisional Peer-Reviewed Toxicity Values for
Stable (Nonradioactive) Soluble Lutetium
(CASRN 7439-94-3)
Superfund Health Risk Technical Support Center
National Center for Environmental Assessment
Office of Research and Development
U.S. Environmental Protection Agency
Cincinnati, OH 45268

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AUTHORS, CONTRIBUTORS, AND REVIEWERS
CHEMICAL MANAGER
Scott C. Wesselkamper, PhD
National Center for Environmental Assessment, Cincinnati, OH
CONTRIBUTOR
Chris Cubbison, PhD
National Center for Environmental Assessment, Cincinnati, OH
DRAFT DOCUMENT PREPARED BY
SRC, Inc.
7502 Round Pond Road
North Syracuse, NY 13212
PRIMARY INTERNAL REVIEWERS
Paul G. Reinhart, PhD, DABT
National Center for Environmental Assessment, Research Triangle Park, NC
Q. Jay Zhao, PhD, DABT
National Center for Environmental Assessment, Cincinnati, OH
This document was externally peer reviewed under contract to:
Eastern Research Group, Inc.
110 Hartwell Avenue
Lexington, MA 02421-3136
Questions regarding the content of this PPRTV assessment should be directed to the U.S. EPA
Office of Research and Development's National Center for Environmental Assessment,
Superfund Health Risk Technical Support Center (513-569-7300).
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TABLE OF CONTENTS
COMMONLY USED ABBREVIATIONS AND ACRONYMS	iv
BACKGROUND	1
DISCLAIMERS	1
QUESTIONS REGARDING PPRTVs	 1
INTRODUCTION	2
REVIEW OF POTENTIALLY RELEVANT DATA (NONCANCER AND CANCER)	6
HUMAN STUDIES	9
Oral Exposures	9
Inhalation Exposures	9
ANIMAL STUDIES	9
Oral Exposures	9
Inhalation Exposures	10
OTHER DATA (SHORT-TERM TESTS, OTHER EXAMINATIONS)	10
Supporting Toxicity Studies	10
Metabolism/Toxicokinetic Studies	14
Mechanistic Studies	15
DERIVATION 01 PROVISIONAL VALUES	 17
DERIVATION OF ORAL REFERENCE DOSES	17
Derivation of a Subchronic Provisional Reference Dose	17
Derivation of a Chronic Provisional Reference Dose	20
DERIVATION OF INHALATION REFERENCE CONCENTRATIONS	21
CANCER WEIGHT-OF-EVIDENCE DESCRIPTOR	21
DERIVATION OF PROVISIONAL CANCER POTENCY VALUES	21
APPENDIX A. REFERENCES	22
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COMMONLY USED ABBREVIATIONS AND ACRONYMS1
a2u-g
alpha 2u-globulin
MN
micronuclei
ACGIH
American Conference of Governmental
MNPCE
micronucleated polychromatic

Industrial Hygienists

erythrocyte
AIC
Akaike's information criterion
MOA
mode of action
ALD
approximate lethal dosage
MTD
maximum tolerated dose
ALT
alanine aminotransferase
NAG
7V-acetyl-P-D-glucosaminidase
AR
androgen receptor
NCEA
National Center for Environmental
AST
aspartate aminotransferase

Assessment
atm
atmosphere
NCI
National Cancer Institute
ATSDR
Agency for Toxic Substances and
NOAEL
no-observed-adverse-effect level

Disease Registry
NTP
National Toxicology Program
BMD
benchmark dose
NZW
New Zealand White (rabbit breed)
BMDL
benchmark dose lower confidence limit
OCT
ornithine carbamoyl transferase
BMDS
Benchmark Dose Software
ORD
Office of Research and Development
BMR
benchmark response
PBPK
physiologically based pharmacokinetic
BUN
blood urea nitrogen
PCNA
proliferating cell nuclear antigen
BW
body weight
PND
postnatal day
CA
chromosomal aberration
POD
point of departure
CAS
Chemical Abstracts Service
PODadj
duration-adjusted POD
CASRN
Chemical Abstracts Service registry
QSAR
quantitative structure-activity

number

relationship
CBI
covalent binding index
RBC
red blood cell
CHO
Chinese hamster ovary (cell line cells)
RDS
replicative DNA synthesis
CL
confidence limit
RfC
inhalation reference concentration
CNS
central nervous system
RfD
oral reference dose
CPN
chronic progressive nephropathy
RGDR
regional gas dose ratio
CYP450
cytochrome P450
RNA
ribonucleic acid
DAF
dosimetric adjustment factor
SAR
structure activity relationship
DEN
diethylnitrosamine
SCE
sister chromatid exchange
DMSO
dimethylsulfoxide
SD
standard deviation
DNA
deoxyribonucleic acid
SDH
sorbitol dehydrogenase
EPA
Environmental Protection Agency
SE
standard error
ER
estrogen receptor
SGOT
serum glutamic oxaloacetic
FDA
Food and Drug Administration

transaminase, also known as AST
FEVi
forced expiratory volume of 1 second
SGPT
serum glutamic pyruvic transaminase,
GD
gestation day

also known as ALT
GDH
glutamate dehydrogenase
SSD
systemic scleroderma
GGT
y-glutamyl transferase
TCA
trichloroacetic acid
GSH
glutathione
TCE
trichloroethylene
GST
glutathione-S-transferase
TWA
time-weighted average
Hb/g-A
animal blood-gas partition coefficient
UF
uncertainty factor
Hb/g-H
human blood-gas partition coefficient
UFa
interspecies uncertainty factor
HEC
human equivalent concentration
UFc
composite uncertainty factor
HED
human equivalent dose
UFd
database uncertainty factor
i.p.
intraperitoneal
UFh
intraspecies uncertainty factor
IRIS
Integrated Risk Information System
UFl
LOAEL-to-NOAEL uncertainty factor
IVF
in vitro fertilization
UFs
subchronic-to-chronic uncertainty factor
LC50
median lethal concentration
U.S.
United States of America
LD50
median lethal dose
WBC
white blood cell
LOAEL
lowest-observed-adverse-effect level


Abbreviations and acronyms not listed on this page are defined upon first use in the PPRTV document.
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PROVISIONAL PEER-REVIEWED TOXICITY VALUES FOR
LUTETIUM (CASRN 7439-94-3)
BACKGROUND
A Provisional Peer-Reviewed Toxicity Value (PPRTV) is defined as a toxicity value
derived for use in the Superfund Program. PPRTVs are derived after a review of the relevant
scientific literature using established Agency guidance on human health toxicity value
derivations. All PPRTV assessments receive internal review by at least two National Center for
Environment Assessment (NCEA) scientists and an independent external peer review by at least
three scientific experts.
The purpose of this document is to provide support for the hazard and dose-response
assessment pertaining to chronic and subchronic exposures to substances of concern, to present
the major conclusions reached in the hazard identification and derivation of the PPRTVs, and to
characterize the overall confidence in these conclusions and toxicity values. It is not intended to
be a comprehensive treatise on the chemical or toxicological nature of this substance.
PPRTV assessments are eligible to be updated on a 5-year cycle to incorporate new data
or methodologies that might impact the toxicity values or characterization of potential for
adverse human-health effects and are revised as appropriate. Questions regarding nomination of
chemicals for update can be sent to the appropriate U.S. Environmental Protection Agency
(EPA) Superfund and Technology Liaison (https://www.epa.gov/research/fact-sheets-regional-
science).
DISCLAIMERS
The PPRTV document provides toxicity values and information about the adverse effects
of the chemical and the evidence on which the value is based, including the strengths and
limitations of the data. All users are advised to review the information provided in this
document to ensure that the PPRTV used is appropriate for the types of exposures and
circumstances at the site in question and the risk management decision that would be supported
by the risk assessment.
Other U.S. EPA programs or external parties who may choose to use PPRTVs are
advised that Superfund resources will not generally be used to respond to challenges, if any, of
PPRTVs used in a context outside of the Superfund program.
This document has been reviewed in accordance with U.S. EPA policy and approved for
publication. Mention of trade names or commercial products does not constitute endorsement or
recommendation for use.
QUESTIONS REGARDING PPRTVS
Questions regarding the content of this PPRTV assessment should be directed to the
U.S. EPA Office of Research and Development's (ORD's) NCEA, Superfund Health Risk
Technical Support Center (513-569-7300).
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INTRODUCTION
Lutetium (Lu), CASRN 7439-94-3, a member of the lanthanide series, is a metallic
element with an atomic number of 71. One of the few commercial uses of lutetium is as a
catalyst in cracking, alkylation, hydrogenation, and polymerization processes (Bunzli. 2013;
Lewis and Hawlev. 2007). Radioactive lutetium (Lu-177) has been used in radiopharmaceuticals
(Baneriee et al.. 2015). Occupational and public safety health risks associated with exposure to
rare earth metals like lutetium may occur during mining, transportation, processing, commercial
use, and waste disposal (TaekRim et al.. 2013). Lutetium is listed on U.S. EPA's Toxic
Substances Control Act's public inventory (US EPA, 2018b); however, it is not registered with
Europe's Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH)
program (ECHA, 2018).
Lutetium occurs naturally in the earth's crust at a concentration of approximately 0.8 ppm
(Bunzli. 2013). Lanthanides like lutetium are typically found as trivalent cations in insoluble
compounds within rock-forming minerals such as carbonates, oxides, phosphates, and silicates
(t'SGS, 2016). Lutetium occurs at a concentration of 0.003% in the mineral monazite, which is
the element's commercial source. Monazite is digested using caustic soda to obtain the
lanthanides as hydroxides. The hydroxides are then treated with hydrochloric or nitric acid to
remove thorium and other elements, and further processed to recover the individual lanthanides
(Bunzli. 2013).
Lutetium is a soft, ductile, silvery-white metal that is difficult to isolate. It is relatively
stable in air, reacts slowly with water, and is soluble in dilute acid (Havnes. 2014; Lewis and
Hawlev. 2007). Table 1 summarizes the physicochemical properties of lutetium and two of its
commonly occurring soluble salts. Like other lanthanides, lutetium forms mostly ionic
compounds, has a high affinity to oxygen, and exists in its +3 oxidation state in compounds or in
solution under most conditions. In general, lanthanide salts of chloride, nitrate, and perchlorate
are soluble, while compounds of hydroxide, carbonate, phosphate, and fluoride are insoluble
(Evans. 1990).
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Table 1. Physicochemical Properties of Lutetium and Soluble Salts
Property (unit)
Lutetium
Lutetium Chloride
Lutetium Nitrate
CASRN
7439-94-3
10099-66-8
10099-67-9
Formula
Lu
LuC13
Lu(N03)3
Physical state
Solid
Solid
Solid
Boiling point (°C)
3,402a
>750 (sublimes)b
NV
Melting point (°C)
l,663a
925a
NV
Density (g/cm3 at 25°C)
9.84a
3.98a
NV
pH at which precipitation starts (0.1 M Lu|NCh|3)
5.74 (ion)0
NV
NV
Vapor pressure (mm Hg at 25°C)
NA
NA
NA
Solubility in water (mg/L at 25°C)
NV
Soluble3
Soluble3
Atomic or formula weight (g/mol)
174.9673
281.3263
360.9823
Flash point (closed cup in °C)
NA
NV
NV
"Havnes (2014).
bO'Neil (2013).
cBimz1i (2.0131
NA = not applicable; NV = not available.
Lutetium chloride (LuCb), CASRN 10099-66-8, is a hygroscopic, white, monoclinic
crystalline solid that is water soluble (Havnes. 2014). Lutetium chloride is used in laser crystals
and optical fibers and as an optical dopant (Metal 1 Rare Earth, 2015). Lutetium chloride also
exists as the hexahydrate (LuCb*6H20; CASRN 15230-79-2) and the radiolabeled (177LuCb;
CASRN 16434-14-3) forms. Lutetium nitrate (Lu[NC>3]3), CASRN 10099-67-9, is a soluble,
hygroscopic, colorless solid (Havnes. 2014). Soluble lutetium salts (e.g., chloride and nitrate),
once dissolved in aqueous solution or biological systems, would rapidly form Lu3+ ions with
bound water molecules. The solubility of Lu3+ in aqueous solution is pH dependent. At pH
below approximately 5.7, the Lu3+ ion is bound to water molecules as its soluble aqua ion
(Lu[H20]63+), which would be the predominant lutetium species found in the stomach (pH 1-2),
Above pH 5.7, as would be found in the small intestines and blood, lutetium will begin to
precipitate out of solution as the bound water molecules are converted to hydroxide ions
(Lu[0H]3[H20]3). In biological systems, Lu3+ ions may also bind to other oxygen donor
molecules, such as carboxylic acids (proteins) and phosphates (nucleic acids) (Evans. 1990).
A summary of available toxicity values for lutetium and lutetium compounds from
U.S. EPA and other agencies/organizations is provided in Table 2. A 2007 PPRTV assessment
from the U.S. EPA was previously available for "Stable Lutetium." The assessment herein
provides an updated evaluation of soluble lutetium based on recent scientific literature and
current PPRTV assessment practices.
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Table 2. Summary of Available Toxicity Values for Lutetium (CASRN 7439-94-3) and
Lutetium Compounds
Source (parameter)3'b
Value (applicability)
Notes
Reference
Noncancer
IRIS
NV
NA
U.S. EPA (2018a)
HEAST
NV
NA
U.S. EPA (2011a)
DWSHA
NV
NA
U.S. EPA (2012)
ATSDR
NV
NA
ATSDR (2018)
IPCS
NV
NA
IPCS (2018):
WHO (2018)
CalEPA
NV
NA
CalEPA (2016):
CalEPA (2018a):
CalEPA (2018b)
OSHA
NV
NA
OSHA (2017a):
OSHA (2017b)
NIOSH
NV
NA
NIOSH (2016)
ACGIH
NV
NA
ACGIH (2018)
DOE (PAC)
PAC-3: 2,000 mg/m3;
PAC-2: 330 mg/m3;
PAC-1: 30 mg/m3
(for lutetium and lutetium
oxide)
PAC-3 and PAC-2 based on adjustments
to 1-hr TEELs; documentation of the
basis for TEEL values was not located.
PAC-1 based on ACGIH TLV-TWA for
insoluble or poorly soluble particles not
otherwise specified.
DOE (2015)

USAPHC (air-MEG)
1-hr critical: 150 mg/m3;
1-hr marginal: 35 mg/m3;
1-hr negligible: 5 mg/m3
(for lutetium)
Based on 1-hr TEELs. Documentation
of the basis for TEEL values was not
located.
U.S. APHC (2013)
USAPHC (air-MEG)
1-hr critical: 250 mg/m3;
1-hr marginal: 50 mg/m3;
1-hr negligible: 30 mg/m3
(for lutetium oxide)
Based on 1-hr TEELs. Documentation
of the basis for TEEL values was not
located.
U.S. APHC (2013)
USAPHC (water-MEG)
1-yr negligible: 7 mg/L
(for lutetium)
Derived using 5 L intake rate and
subchronic p-RfD from a previous/older
PPRTV.
U.S. APHC (2013)
USAPHC (soil-MEG)
1-yr negligible:
1.06 x 105 mg/kg
(for lutetium)
Basis: noncancer, not further
documented.
U.S. APHC (2013)
Cancer
IRIS
NV
NA
U.S. EPA (2018a)
HEAST
NV
NA
U.S. EPA (2011a)
DWSHA
NV
NA
U.S. EPA (2012)
NTP
NV
NA
NTP (2016)
IARC
NV
NA
IARC (2018)
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Table 2. Summary of Available Toxicity Values for Lutetium (CASRN 7439-94-3) and
Lutetium Compounds
Source (parameter)3'b
Value (applicability)
Notes
Reference
CalFPA
NV
NA
CalEPA (2011):
CalEPA (2018a):
CalEPA (2018b)
ACGIH
NV
NA
ACGIH (2018)
aSources: ACGIH = American Conference of Governmental Industrial Hygienists; ATSDR = Agency for Toxic
Substances and Disease Registry; CalEPA = California Environmental Protection Agency; DOE = Department of
Energy; DWSHA = Drinking Water Standards and Health Advisories; HEAST = Health Effects Assessment
Summary Tables; IARC = International Agency for Research on Cancer; IPCS = International Programme on
Chemical Safety; IRIS = Integrated Risk Information System; NIOSH = National Institute for Occupational Safety
and Health; NTP = National Toxicology Program; OSHA = Occupational Safety and Health Administration;
USAPHC = U.S. Army Public Health Command.
Parameters: MEG = military exposure guideline; PAC = protective action criteria; p-RfD = provisional reference
dose; TEEL = temporary emergency exposure limit; TLV = threshold limit value; TWA = time-weighted average.
NA = not applicable; NV = not available; PPRTV = provisional peer-reviewed toxicity value.
Non-date-limited literature searches were conducted in December 2015 and updated in
July 2018 for studies relevant to the derivation of provisional toxicity values for soluble lutetium
and primarily focused on commonly occurring forms of the compound as follows: lutetium
(CASRN 7439-94-3), lutetium chloride (CASRN 10099-66-8), lutetium chloride hexahydrate
(CASRN 15230-79-2), lutetium nitrate (CASRN 10099-67-9), lutetium bromide
(CASRN 14456-53-2), and lutetium sulfide (CASRN 12163-20-1). Searches were conducted
using U.S. EPA's Health and Environmental Research Online (HERO) database of scientific
literature. HERO searches the following databases: PubMed, ToxLine (including TSCATS1),
and Web of Science. The following databases were searched outside of HERO for health-related
data: American Conference of Governmental Industrial Hygienists (ACGIH), Agency for Toxic
Substances and Disease Registry (ATSDR), California Environmental Protection Agency
(CalEPA), European Centre for Ecotoxicology and Toxicology of Chemicals (ECETOC), Japan
Existing Chemical Data Base (JECDB), European Chemicals Agency (ECHA), Organisation for
Economic Co-operation and Development (OECD), Screening Information Data Sets (SIDS),
OECD International Uniform Chemical Information Database (IUCLID), OECD High
Production Volume (HPV), U.S. EPA Integrated Risk Information System (IRIS), U.S. EPA
Health Effects Assessment Summary Tables (HEAST), U.S. EPA HPV, U.S. EPA Office of
Water (OW), U.S. EPA TSCATS2/TSCATS8e, National Institute for Occupational Safety and
Health (NIOSH), National Toxicology Program (NTP), Occupational Safety and Health
Administration (OSHA), and Defense Technical Information Center (DTIC). Toxicological data
were only located for lutetium chloride (CASRN 10099-66-8) and lutetium nitrate
(CASRN 10099-67-9).
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REVIEW OF POTENTIALLY RELEVANT DATA
(NONCANCER AND CANCER)
Tables 3A and 3B provide overviews of the relevant noncancer and cancer databases,
respectively, for lutetium and its soluble salts and include all potentially relevant repeated-dose
short-term-, subchronic-, and chronic-duration studies as well as reproductive and developmental
toxicity studies. Principal studies are identified in bold. The phrase "statistical significance,"
used throughout the document, indicates ap-value of < 0.05 unless otherwise specified.
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Table 3A. Summary of Potentially Relevant Noncancer Data for Soluble Lutetium (CASRN 7439-94-3)
Category3
Number of Male/Female, Strain,
Species, Study Type, Reported
Doses, Study Duration
Dosimetryb
Critical Effects
NOAELb
LOAELb
Reference
(comments)
Notes0
Human
1. Oral (mg/kg-d)
ND
2. Inhalation (mg/m3)
ND
Animal
1. Oral (mg/kg-d)b
Subchronic
6 M/6 F, CRW rat; lutetium
chloride in the diet; 0,0.01,0.1, or
1.0%; 90 d
M: 0,5.56,55.6, or
555.8 (as lutetium);
F: 0,6.11,61.1, or 611.2
(as lutetium)
No effect on body weight,
hematology, or gross or microscopic
pathology of the heart, lung, liver,
kidney, pancreas, spleen, adrenals,
and small intestine.
M: 555.8
(as lutetium)
F: 611.2
(as lutetium)
NDr
Halcv et al.
(1964).
PR, PS
2. Inhalation (mg/m3)
ND
"Duration categories are defined as follows: Acute = exposure for <24 hours; short term = repeated exposure for 24 hours to <30 days; long term (subchronic) = repeated
exposure for >30 days <10% lifespan for humans (>30 days up to approximately 90 days in typically used laboratory animal species); and chronic = repeated exposure
for >10% lifespan for humans (>~90 days to 2 years in typically used laboratory animal species) (U.S. EPA. 20021.
bDosimetry: Values are presented as ADD of lutetium (in mg Lu/kg-day) for oral noncancer effects.
°Notes: PR = peer reviewed; PS = principal study.
ADD = adjusted daily dose; F = female(s); LOAEL = lowest-observed-adverse-effect level; M = male(s); ND = no data; NDr = not determined;
NOAEL = no-observed-adverse-effect level.
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Table 3B. Summary of Potentially Relevant Cancer Data for Soluble Lutetium (CASRN 7439-94-3)
Category
Number of Male/Female, Strain, Species, Study Type,
Reported Doses, Study Duration
Dosimetry
Critical Effects
Reference (comments)
Notes
Human
1. Oral (mg/kg-d)
ND
2. Inhalation (mg/m3)
ND
Animal
1. Oral (mg/kg-d)
ND
2. Inhalation (mg/m3)
ND
ND = no data.
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HUMAN STUDIES
Oral Exposures
No data regarding the toxicity of lutetium to humans following oral exposure have been
located. Lutetium texaphyrin (Lu-Tex) has been used in the treatment of age-related macular
degeneration. The reported effective dose range was 2-4 mg/kg-day of Lu-Tex (Pharmacvclics.
1999). The texaphyrin moiety is a large porphyrin structure with several side chains and is probably
at least as important as the lutetium itself for the compound's biological action. Therefore, any
dose-response information for Lu-Tex cannot be applied to the assessment of lutetium alone.
Details of the responses encountered in clinical trials were not reported. In addition, even an
approximate molecular weight for Lu-Tex cannot be estimated, so the dose range for the lutetium
cannot be determined.
Inhalation Exposures
No studies of the toxicity of lutetium to humans exposed by inhalation have been located.
The pulmonary toxicity of inhaled rare earth compounds, in general, is the subject of debate,
especially with regard to the relative contributions of radioactive contaminants versus stable
elements in the development of progressive pulmonary interstitial fibrosis (Beliles. 1994; Haley.
1991). In particular, although it is known that stable rare earth compounds can produce a static,
foreign-body-type lesion consistent with benign pneumoconiosis, it is uncertain whether these
compounds can also induce interstitial fibrosis that progresses after termination of exposure.
Human inhalation toxicity data on stable rare earth elements mainly consist of case reports on
workers exposed to multiple lanthanides (Dene et ai, 1991; Waring and Watling. 1990; Sulotto et
ai, 1986; Vogt et aL 1986; Colombo et al.. 1983; Vocaturo et ai, 1983; Sabbioni et at., 1982;
Husain et ai, 1980; Kappenberger and Buhl mann. 1975).
ANIMAL STUDIES
Oral Exposures
Haley et al. (1964)
Groups of six male and six female CRW rats were fed 0, 0.01, 0.1, or 1.0% lutetium chloride
(purity not reported) in the diet for 90 days (Haley et ai. 1964). Although food intake was not
reported, growth rates were the same in treated and untreated rats. Compound intake, as lutetium
chloride (trichloride, LuCb), is estimated to have been 8.94, 89.4, or 893.6 mg LuCb/kg-day in
males, and 9.83, 98.3, or 982.7 mg LuCb/kg-day in females based on reference body weights and
food intake.2 The corresponding lutetium intakes are calculated to be 5.56, 55.6, and
555.8 mg Lu/kg-day for males and 6.11, 61.1, or 611.2 mg Lu/kg-day for females.3 Body weight
and hematology (total erythrocytes, total leukocytes, differential cell count, platelets, hemoglobin
[Hb], and hematocrit [Hct]) were measured biweekly, and gross and histological examinations
(heart, lung, liver, kidney, pancreas, spleen, adrenal, and small intestine) were performed at the end
of the study. No deaths or exposure-related changes were observed in any endpoint examined in
either sex. No adverse effects were identified in this study; thus, a lowest-observed-adverse-effect
level (LOAEL) could not be identified, and the high doses of 555.8 mg Lu/kg-day (males) and
611.2 mg Lu/kg-day (females) are identified as no-observed-adverse-effect levels (NOAELs). The
2Dose estimates for L11CI3 were calculated using the mean reference body weight and food consumption rate values for
all rat strains in a subchronic-duration study (U.S. EPA. 19881. Mean reference body weight: 0.235 kg (male) and
0.173 kg (female). Mean reference food consumption: 0.021 kg/day (male) and 0.017 kg/day (female).
Corresponding lutetium doses are calculated using the ratio of molecular weights (Lu:LuCl3 = 174.967:281.326).
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lack of effects in this study is consistent with evidence for poor absorption of lutetium and other
heavy lanthanide elements (see "Metabolism/Toxicokinetic Studies" section).
Inhalation Exposures
Animal inhalation toxicity data on stable rare earths consist mainly of a few inhalation or
intratracheal instillation studies on some rare earth mixtures and some single compounds (Abel and
Talbot. 1967; Mogilevskava and Raikhlin. 1967; Ball and Van Gelder. 1966; Scfaepers. 1955a. b;
Schepers et ai. 1955). No lutetium-specific data have been found. A comprehensive assessment of
the human and animal data by Haley (1991) concluded that the evidence suggests that inhalation
exposure to high concentrations of stable rare earths can produce lesions compatible with
pneumoconiosis and progressive pulmonary fibrosis, and that the potential for inducing these
lesions is related to chemical type, physicochemical form, and dose and duration of exposure.
OTHER DATA (SHORT-TERM TESTS, OTHER EXAMINATIONS)
Supporting studies on lutetium include acute-duration oral and intraperitoneal (i.p.) lethality
studies, an acute-duration study of intravenously (i.v.) injected lutetium, toxicokinetic data, and
mechanistic studies. No genotoxicity data for stable lutetium have been located. These studies
indicated the following:
•	Acute toxicity studies in mice (Haley et ai. 1964) suggest slightly greater sensitivity of
guinea pigs to lutetium chloride-induced lethality, compared with mice (Graca et aL 1962).
An acute toxicity study demonstrated that i.v.-administered lutetium chloride can impair
blood clotting (Graca et ai, 1964).
•	Lutetium is expected to be poorly absorbed through the gastrointestinal (GI) tract [as
reviewed by Leggett et ai (2014)1. Once absorbed, lutetium is primarily deposited in bone,
where it may persist, and in the liver (Leggett et ai. 2014; Nakamura et ai. 1997; M tiller et
ai. 1978; Durbin et ai. 1956). Data on the excretion of lutetium are not available, but other
lanthanides are eliminated primarily via feces following oral exposure, likely due to poor
absorption (Nakamura et ai. 1991).
•	Mechanistic data on lutetium are limited but show that lutetium can occupy calcium binding
sites on calmodulin (Buccigross and Nelson. 1986). potentiate gam ma-am i nobuty ri c acid
(GABA)-induced chloride channels in rat neurons (Ma and Narahashi. 1993). and stimulate
fibroblast proliferation (Jenkins et ai. 2011).
More detailed descriptions of these data are presented in the "Supporting Toxicity
Studies" section below and in Table 4.
Two acute studies (Graca et ai. 1964. 1962) assessed the toxicological effects of citrate and
edetate complexes of lutetium. The data on these complexes are not discussed in this PPRTV
assessment because the citrate and edetate chelating agents may, if dissociated from lutetium,
perturb endogenous cation (e.g., calcium, copper, iron, or zinc) homeostasis, resulting in toxic
effects that are not attributable to lutetium.
Supporting Toxicity Studies
Acute lethality data for lutetium chloride and lutetium nitrate are shown in Table 4. An oral
median lethal dose (LD50) value of 4,441 mg Lu/kg and an i.p. LD50 of 197 mg Lu/kg were reported
for lutetium chloride in male mice observed for 7 days (Haley et ai. 1964). Haley et ai (1964)
reported symptoms and mortality information for both orally and i.p.-exposed animals, without
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distinguishing by exposure route or dose level. Symptoms included ataxia, writhing, labored
respiration, walking on toes with back arched, and sedation. The peak death rate was reached at
48 hours after exposure, but some deaths occurred at 24 hours.
Acute i.p. LD50 values for lutetium nitrate were lower in female mice and rats (108 and
125 mg Lu/kg, respectively) observed for 30 days (Bruce et al.. 1963) than the value reported by
Haley et al. (1964) for male mice exposed i.p. to lutetium chloride. Bruce et al. (1963) observed the
mice and rats for a much longer duration and did observe several deaths after the first 8 days
(see Table 4), suggesting that LD50 values obtained after only 7 days of observation may have
underestimated lethality.
Graca et al. (1964) investigated the effects of intravenously-administered chloride salts,
citrate complexes, and edetate complexes of lanthanide elements on heart rate, blood pressure,
respiration, and clinical hematology in male and female dogs (breed and number/sex not specified).
Aqueous solutions of the chloride (equivalent to 5% of the chloride) and chelate complexes of
15 lanthanide elements were injected into a cannula inserted into the left femoral vein. Ten doses of
10 mg LuCb/kg (6 mg Lu/kg) per dose were injected under anesthesia at 10-minute intervals. For
each lanthanide element, groups of three dogs were treated with the chloride. Three separate groups
of control dogs were injected with sodium citrate (n = 6), ammonium versenate (n = 6), or Ringer's
solution (n = 12) in the same manner as the treated animals. Blood samples were collected from the
right femoral vein before treatment and 0, 10, 30, 60, 100, and 160 minutes after treatment for
analysis of erythrocyte, leukocyte and differential cell counts, prothrombin and coagulation time,
Hb, sedimentation, and Hct. After 160 minutes, the animals were necropsied and tissues were
collected for histopathology (liver, spleen, kidney, lung, sternum, mesentery lymph nodes, heart,
adrenal, and ovaries or testes). Heart rate, respiration, and blood pressure readings were made at the
same intervals as blood samples.
Results for the 15 elements were discussed generally and presented graphically as change
over time after treatment (Graca et al.. 1964). Some animals died from treatment (14/45 treated
with chlorides), but the mortality was not reported by element. Lutetium chloride treatment resulted
in a transient spike in blood pressure (150% of pretreatment values) and heart rate (about 130% of
pretreatment values) at 60 minutes post-treatment. Respiratory rates appeared to be within control
values for lutetium chloride. Lutetium chloride resulted in increases in prothrombin time (to
>100 seconds by 100 minutes after treatment, compared to a maximum of 10 seconds for control
animals) and coagulation time (to >60 minutes by 1 hour after treatment, compared with a
maximum of about 10 minutes for control animals). These effects on prothrombin and coagulation
time were generally consistent for almost all the lanthanide elements tested. Visual observation of
pooled blood at incision sites provided additional qualitative evidence of the effect of lanthanide
elements on clotting parameters, but the study authors did not report the incidence or the specific
treatment group(s) where this was observed. Gross and histopathological examinations revealed
slight to moderate hyperemia of the lungs, but only in animals treated with chlorides of the
lanthanide elements.
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Table 4. Acute Lethality Studies
Test
Materials and Methods
Results
Conclusions
References
Acute oral lethality
Lutetium chloride was administered orally
to 50 male CF1 mice (doses not reported);
the mice were observed for 7 d. No other
details were provided.
The peak death rate was reached at 48 hr after exposure, but
some deaths occurred at 24 hr. Symptoms of acute lutetium
chloride toxicity included ataxia, writhing, labored respiration,
walking on toes with back arched, and sedation; the study
authors did not specify the doses or exposure routes leading to
these effects.
Male mouse oral
LD5o = 4,441 mg Lu/kg
Halev et al.
(1964)
Acute i.p. lethality
Lutetium chloride was administered i.p. to
60 male CF1 mice (doses not reported); the
mice were observed for 7 d. No other
details were provided.
The peak death rate was reached at 48 hr after exposure, but
some deaths occurred at 24 hr. Symptoms of acute lutetium
chloride toxicity included ataxia, writhing, labored respiration,
walking on toes with back arched, and sedation; the study
authors did not specify the doses or exposure routes leading to
these effects.
Male mouse i.p.
LD5o = 197 mg Lu/kg
Halev et al.
(1964)
Acute i.p. lethality
Lutetium nitrate was administered i.p. to
30 female CF1 mice (reported as single
dose of 0.1% aqueous solution); the
animals were observed for 30 d.
For all the lanthanides tested, most mice died within the first
24 hr; however, 26% of the deaths occurred between D 8 and
30 of observation. Symptoms of toxicity were not reported.
Gross necropsy of randomly selected survivors of all
lanthanide exposure groups showed generalized peritonitis
with adhesions and accumulation of ascitic fluid. Necropsy
findings specific to lutetium were not reported.
Female mouse i.p.
LD5o = 108 mg Lu/kg
Bruce et al.
(1963)

Acute i.p. lethality
Lutetium nitrate was administered i.p. to
30 female S-D rats (reported as single dose
of 0.5% aqueous solution); the animals
were observed for 30 d.
For all the lanthanides tested, very few rat deaths occurred
within the first 8 d; most deaths occurred between D 10 and 25
of observation. Symptoms of toxicity were not reported.
Gross necropsy findings in rats exposed to all the lanthanides
included grossly distended abdomens, edema of the limbs,
evidence for an inflammatory condition in the peritoneal
cavity, with massive adhesions and accumulation of
hemorrhagic ascitic fluid. Necropsy findings specific to
lutetium were not reported.
Female rat i.p.
LD5o = 125 mg Lu/kg
Bruce et al.
(1963)
Acute i.p. lethality
Lutetium chloride was administered i.p. to
CFW albino mice (sex and number not
specified) at doses of 188 or 313 mg Lu/kg;
the animals were observed for 7 d.
87 and 90% of mice died at 188 and 313 mg Lu/kg,
respectively. Mean times to death were 39 and 37 hr,
respectively.
Mouse i.p. LD5o was not
calculated; estimated to
be <188 mg Lu/kg
Graca et al.
(1962)

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Table 4. Acute Lethality Studies
Test
Materials and Methods
Results
Conclusions
References
Acute i.p. lethality
Lutetium chloride was administered i.p. to
guinea pigs (strain, sex, and number not
specified) at doses of 31, 63, or
94 mg Lu/kg; the animals were observed
for 7 d.
5, 28, and 44% of guinea pigs died at 31, 63, and
94 mg Lu/kg, respectively. Mean times to death were 95, 35,
and 40 hr, respectively.
Guinea pig i.p.
LD5o = 101 mg Lu/kg
Graca et al.
(1962)
Acute i.v. lethality
10 male and 10 female cats received i.v.
doses of lutetium chloride (between
0.6-25 mg Lu/kg). Cardiovascular
responses were examined 2 hr later.
No effects occurred at doses up to 6 mg Lu/kg; 5 animals died
at 13 mg Lu/kg and at 25 mg Lu/kg, all from complete
cardiovascular collapse with respiratory paralysis.
i.v. exposure to lutetium
chloride is lethal to cats
at a dose of 13 mg Lu/kg
Halev et al.
(1964)
i.p. = intraperitoneal; i.v. = intravenous; LD5o = median lethal dose; Lu = lutetium; S-D = Sprague-Dawley.
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No evidence of hepatotoxicity was noted in rats exposed to a single i.v. dose of lutetium
chloride (Nakamura et ai, 1997). Doses of 0 or 10 nig Lu/kg (as lutetium chloride) were
administered i.v. to 3-5 Wistar-KY rats, and the animals were sacrificed 1 or 3 days later for
evaluation of serum chemistry (aspartate aminotransferase [AST], alanine aminotransferase
[ALT], total cholesterol, phospholipids, triglycerides, total bile acids, and bilirubin) and hepatic
lipids (phospholipids, triglycerides, and total cholesterol). Neither serum enzymes nor hepatic
lipids were changed from control values in rats treated with lutetium chloride.
Three studies showed that lutetium chloride injections may cause calcification of the
injection site, but will not sensitize animals to calcification induced by a histamine liberator. In a
very brief report, Haley and Upham (1963) described their finding that nodules of crystalline
deposits, possibly containing calcium, occurred at the injection site in guinea pigs given
intradermal injections of lutetium chloride. Doses were not specified other than to indicate that a
range of 0.5-5 |ig was used for each of the lanthanide elements tested. Histopathological
examination revealed histiocytes, foreign body giant cells, fibroblasts, and granulation in or
surrounding the nodules (Haley and Upham. 1963). Garrett and YlcClure (1981) reported
injection site calcification in groups of 20 male white mice given subcutaneous (s.c.) injections
of 0.5 and 10 mg LuCb (0.3-6 mg Lu); lower doses did not result in calcification. Microscopic
examination of the calcified areas showed mild fibrosis and accumulation of multinucleated giant
cells around the calcifications (Garrett and VI cC lure. 1981). Lutetium chloride (3 mg, equivalent
to 2 mg Lu) administered intravenously to groups of 10 Sprague-Dawley (S-D) rats (sex not
specified) did not sensitize the animals to soft tissue calcification at the site of administration of
polymyxin, a histamine liberator (Tuchweber and Savoie. 1968).
Metabolism/Toxicokinetic Studies
The oral absorption of lutetium and other lanthanide elements is very low, probably in
part because many of these elements form insoluble hydroxides at neutral pH. While an estimate
of the GI absorption of lutetium itself is not available, studies of other lanthanides in a wide
variety of species suggested fractional absorption estimates in the range of 10 6 to 10 3 for all of
the lanthanides [reviewed by Leggett et al. (2014)1. Little is known about the absorption of
inhaled lanthanides; Leggett et al. (2014) noted that the ionic solutions of lanthanides are not
stable at neutral pH, often forming colloidal or hydroxide complexes; such behavior may result
in wide variations in lung clearance rates.
The lanthanide elements are typically deposited in the bone, liver, and kidney, although
deposition varies with route of exposure. Leggett et al. (2014) reported median molar
concentrations of lutetium and other lanthanides in a number of tissues based on data obtained by
Zhu et al. (2010) as cited in Leggett et al. (2014) from 68 adult males in China. The nature,
magnitude, and routes of lanthanide exposures in this population were not described by Leggett
et al. (2014). The highest lutetium concentration was in the rib (3.1 nmol/kg fresh weight),
followed by lung (0.97 nmol/kg), thyroid (0.32 nmol/kg), thymus (0.16 nmol/kg), and liver,
stomach, fat, skin, and adrenal gland (each at 0.11 nmol/kg); other tissues and blood had lower
concentrations. Leggett et al. (2014) indicated that the data were very uncertain due to potential
errors in measuring low concentrations and the high variability in the measured concentrations.
Distribution of lutetium after oral exposure has not been studied. After exposure to
radioactive lutetium oxides in citrate solution (to increase the speed of absorption from the
injection site; 7.3-20 |iCi with 0.5-1.9 |ig unlabeled carrier) administered by intramuscular
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(rats) and i.p. (mice) injection, the highest deposition was in the bone (65 and 35% of injected
radioactivity, respectively, 1 day after dosing), with much less (<5%) in the liver (Muller et aL
1978; Durbin et aL, 1956). By contrast, 1 day after i.v. exposure of rats to lutetium chloride (10
or 20 mg Lu/kg), lutetium was primarily deposited in the liver (63.5-67% of administered dose)
with lesser amounts in bone [11-15%; Nakamura et al. (1997)1. It is not clear whether the
differences in distribution resulted from differences in species or strain of animal, route of
administration, or form or dose of lutetium administered.
Long-term retention of lutetium has not been studied; however, Miiller et al. (1978)
estimated the half-lives for elimination of lutetium in female Naval Medical Research Institute
(NMRI) mice given single i.p. injections of 177Lu (1-60 mCi/kg as lutetium oxide fused with
potassium bisulfate, with 0.5 mg/kg stable lutetium carrier) and sacrificed 1, 7, or 15 days later.
The estimated half-life for elimination of lutetium was 5 days for the liver, spleen, and kidneys
and 50 days for the femur (Muller et al, 1978). Durbin et al. (1956) reported that the half-life
for elimination from the skeleton of the heavier lanthanides (lutetium is the heaviest) was about
2.5 years in rats, based on data collected for 160terbium (Tb) and 170thulium (Tm) over 256 days.
The skeletal half-life estimated for lutetium by Muller et al. (1978) is much lower than the
skeletal half-life (2.5 years) estimated by Durbin et al. (1956) for heavy lanthanides, possibly
because the lutetium estimate was based on a much shorter time frame. Muller et al. (1978)
collected data on bone radioactivity over only 15 days, while Durbin et al. (1956) collected data
on bone radioactivity for five lanthanides over 256 days. Graphical display of the bone
radioactivity in the study by Durbin et al. (1956) indicated that some lanthanides
(e.g., promethium [Pm], cerium [Ce]) exhibited an initial decline in skeletal radioactivity content
followed by a plateau, so estimating a half-life using only data from the initial period after
dosing could lead to underestimation.
Data on the excretion of lutetium in humans or animals have not been located. After oral
administration of other lanthanide elements (yttrium [Y], dysprosium [Dy], europium [Eu], and
ytterbium [Yb], as their chloride hexahydrates) to male Wistar rats, none of these elements were
detected in urine, and 92-98% of administered doses (100 and 1,000 mg lanthanide/kg) was
eliminated in the feces within 7 days rNakamura et al. (1991); published in Japanese with
English abstract and tables], likely reflecting poor absorption through the oral route of exposure.
Elimination of lutetium is likely to follow a similar pattern.
Mechanistic Studies
Buccigross and Nelson (1986) assessed the binding of lanthanide elements to calmodulin
in an electron paramagnetic resonance (EPR) study and observed that lutetium binds to
calmodulin in a similar manner as calcium does, with preference for the two high-affinity
binding sites on calmodulin. Calmodulin is a protein that plays an integral role in regulating a
wide variety of physiological processes, including inflammation, metabolism, apoptosis, smooth
muscle contraction, memory, and immune response via calcium-dependent signal transduction.
Thus, interference with calmodulin function, and/or competition and displacement of calcium
from binding to this protein could have pluripotent adverse impacts. Evidence for lutetium
effects on calcium transport was seen in the study by Nakamura et al. (1997). who reported
significantly increased concentrations of calcium in the liver, spleen, lungs, and kidneys in rats
given lutetium chloride intravenously. In contrast, concentrations of phosphorus, zinc, copper,
sodium, and potassium were not affected by lutetium administration (Nakamura et al.. 1997).
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Ma and Narahashi (1993) tested a series of lanthanide elements, including lutetium, for
the ability to potentiate GABA-induced chloride currents in rat dorsal ganglion neurons in vitro.
Of the seven lanthanides tested (lanthanum [La], Ce, neodymium [Nd], Eu, Tb, erbium [Er], and
Lu), lutetium induced the strongest increase in GABA-induced current (12.6-fold compared with
control). Lutetium and the other lanthanides were also able to induce an inward chloride current
in the absence of GAB A. In both assays, the strength of response declined monotonically with
molecular weight (from Lu to La). Effects on GABA-induced currents suggest the possibility of
neurological effects from lutetium exposure.
Jenkins et al. (2011) tested chloride salts of 14 lanthanide elements, including lutetium,
for the ability to stimulate proliferation of dermal fibroblasts. Concentrations of 10 and 50 |iM
lutetium resulted in significantly increased proliferation of fibroblasts, but not of epidermal
keratinocytes (Jenkins et al, 2011). Stimulation of fibroblast proliferation may play a role in
localized fibrotic responses seen in guinea pigs and mice exposed to lutetium chloride by
intradermal and s.c, injection, respectively (Garrett and YlcClure. 1981; Haley and Upham.
1963).
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DERIVATION OF PROVISIONAL VALUES
Tables 5 and 6 present summaries of noncancer and cancer references values,
respectively, for soluble lutetium. Data were available to derive a subchronic provisional
reference dose (p-RfD) for soluble lutetium, but no other reference values.
Table 5. Summary of Noncancer Reference Values for
Soluble Lutetium (CASRN 7439-94-3)
Toxicity Type (units)
Species/Sex
Critical Effect
p-Reference
Value
POD
Method
POD
(HED)
UFc
Principal
Study
Subchronic p-RfD for soluble
lutetium (mg Lu/kg-d)
Rat/M
None observed
4 x KT1
NOAEL
133.4
300
HaleYjet
al. (1964)
Chronic p-RfD (mg/kg-d)
NDr
Subchronic p-RfC (mg/m3)
NDr
Chronic p-RfC (mg/m3)
NDr
HED = human equivalent dose; Lu = lutetium; M = male(s); NDr = not determined;
NOAEL = no-observed-adverse-effect level; p-RfC = provisional reference concentration; p-RfD = provisional
reference dose; POD = point of departure; UFC = composite uncertainty factor.
Table 6. Summary of Cancer Reference Values for Soluble Lutetium (CASRN 7439-94-3)
Toxicity Type (units)
Species/Sex
Tumor Type
Cancer Value
Principal Study
p-OSF (mg/kg-d) 1
NDr
p-IUR (mg/m3)-1
NDr
NDr = not determined; p-IUR = provisional inhalation unit risk; p-OSF = provisional oral slope factor.
DERIVATION OF ORAL REFERENCE DOSES
Derivation of a Subchronic Provisional Reference Dose
Information on the toxicity of repeated oral exposure to lutetium is limited to a single
subchroni c-durati on (90-day) dietary study of lutetium chloride in rats (Haley et al.. 1964). No
deaths or exposure-related changes were observed in any endpoint examined in either sex
(see study summary above); therefore, 555.8 mg Lu/kg-day and 611.2 Lu/kg-day are identified
as NOAELs in male and female rats, respectively. No LOAELs could be identified. The only
other information available on the oral toxicity of lutetium is an oral LD50 in male mice
(4,416 mg Lu/kg).
Since no LOAEL could be identified from the Haley et al. (1964) principal study or the
soluble lutetium database, it is unknown where a true LOAEL may exist on the dose-response
curve for male and female rats in Haley et al. (1964). and it is unknown how a true LOAEL for
each sex would compare to each other, it is prudent in this case to select the more sensitive and
health protective male rat NOAEL value of 555.8 mg Lu/kg-day reported by Haley et al. (1964)
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as the point of departure (POD) to derive the subchronic p-RfD for soluble lutetium. The
NOAEL is converted to a human equivalent dose (HED) according to current U.S. EPA (2011b)
guidance. In Recommended Use of Body Weight4 as the Default Method in Derivation of the
Oral Reference Dose (U.S. EPA, 201 lb), the U.S. EPA endorses body-weight scaling to the
3/4 power (i.e., BW3/4) as a default to extrapolate toxicologically equivalent doses of orally
administered agents from all laboratory animals to humans for the purpose of deriving an oral
reference dose (RfD) from effects that are not portal-of-entry effects. As the critical effect for
lutetium is not known, it is assumed that body-weight scaling is appropriate.
Following U.S. EPA (2011b) guidance, the POD is converted to a HED through the
application of a dosimetric adjustment factor (DAF)4 derived as follows:
DAF = (BWa1/4 - BWh1/4)
where
DAF = dosimetric adjustment factor
BWa = animal body weight
BWh = human body weight
Using a reference BWa of 0.235 kg for rats and a reference BWh of 70 kg for humans, the
resulting DAF is 0.24 (U.S. EPA, 201 lb). Applying this DAF to the NOAEL of
555.8 mg Lu/kg-day yields a POD (HED) as follows:
POD (HED) = NOAEL (mg Lu/kg-day) x DAF
= 555.8 mg Lu/kg-day x 0.24
= 13 3.4 mg Lu/kg-day
The subchronic p-RfD for soluble lutetium was derived using the POD (HED) and a
composite uncertainty factor (UFc) of 300 (reflecting an interspecies uncertainty factor [UFa] of
3, an intraspecies uncertainty factor [UFh] of 10, and a database uncertainty factor [UFd] of 10):
Subchronic p-RfD for = POD (HED) UFc
Soluble Lutetium = 133.4 mg Lu/kg-day ^ 300
= 4 x 10"1 mg Lu/kg-day
Table 7 summarizes the uncertainty factors for the subchronic p-RfD for soluble lutetium.
4As described in detail in Recommended Use of Body Weight3/4 as the Default Method in Derivation of the Oral
Reference Dose (U.S. EPA. 2011b'). rate-related processes scale across species in a manner related to both the direct
(BWm) and allometric scaling (BW3/4) aspects such that BW3/4 ^ BW1 1 = B W1/4, converted to a
DAF = BWa1'4 - BWh1'4.
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Table 7. Uncertainty Factors for the Subchronic p-RfD for Soluble Lutetium
UF
Value
Justification
UFa
3
A UFa of 3 (10°5) is applied to account for uncertainty in characterizing the toxicokinetic or
toxicodynamic differences between rats and humans following oral lutetium exposure. The
toxicokinetic uncertainty has been accounted for by calculating a HED through application of a D AF
as outlined in the U.S. EPA's Recommended Use of Body Weight4 as the Default Method in
Derivation of the Oral Reference Dose (U.S. EPA, 2011b).
UFd
10
A UFd of 10 is applied to account for the limited toxicity database for soluble lutetium, which
consists of only a single subchronic-duration rat dietary study using LuCk.
UFh
10
A UFh of 10 is applied for intraspecies variability to account for human-to-human variability in
susceptibility in the absence of quantitative information to assess the toxicokinetics and
toxicodynamics of lutetium in humans.
UFl
1
A UFl of 1 is applied because the POD is a NOAEL.
UFS
1
A UFS of 1 is applied because a subchronic-duration study was selected as the principal study.
UFC
300
Composite UF = UFA x UFD x UFH x UFL x UFS.
HED = human equivalent dose; LOAEL = lowest-observed-adverse-effect level;
NOAEL = no-observed-adverse-effect level; POD = point of departure; p-RfD = provisional reference dose;
UF = uncertainty factor; UFA = interspecies uncertainty factor; UFC = composite uncertainty factor;
UFd = database uncertainty factor; UFH = intraspecies uncertainty factor; UFL = LOAEL-to-NOAEL uncertainty
factor; UFS = subchronic-to-chronic uncertainty factor.
The confidence in the subchronic p-RfD for soluble lutetium is low, as described in
Table 8.
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Table 8. Confidence Descriptors for the Subchronic p-RfD for Soluble Lutetium
Confidence Categories
Designation
Discussion
Confidence in principal study
L
Confidence in the principal study is low. While it is a
peer-reviewed study using three dose groups plus a control group,
group sizes were small (6/sex/group). The test material was
administered in the diet, but food consumption was not measured,
so the doses are estimated. Furthermore, the study did not evaluate
clinical chemistry or organ weights, histopathology examinations
were limited to major organs (heart, lung, liver, kidney, spleen,
pancreas, adrenal glands, and small intestine), and a LOAEL was
not identified.
Confidence in database
L
Confidence in the database for lutetium is low. The relevant
database consists of a single subchronic-duration rat study; the only
other information on oral toxicity is an oral LD50 in mice. The
available studv (TIalev et al.. 1964) did not examine the stomach for
histopathology, and the stomach has been identified as a target
organ for other lanthanide elements, including gadolinium and
europium (Oeawa et al.. 1995; Oeawa et al.. 1992). In addition, the
neurotoxicity and neurodevelopmental effects of lutetium have not
been examined. Lutetium was shown to both potentiate
GAB A-induced chloride currents and induce inward currents in rat
neurons (Ma and Narahashi. 1993). sussestins potential for
neurotoxic effects.
Confidence in subchronic
p-RfDa
L
The overall confidence in the subchronic p-RfD is low.
aThe overall confidence cannot be greater than the lowest entry in the table (low).
GABA = gamma-aminobutyric acid; L = low; LD5o = median lethal dose;
LOAEL = lowest-observed-adverse-effect level; p-RfD = provisional reference dose.
Toxicological data on other salts of lutetium are limited to i.p. LD50 studies of lutetium
nitrate in mice and rats (Bruce et al.. 1963). Because the fundamental determinant of the toxicity
of soluble lutetium compounds is expected to be due to lutetium metal itself, the toxicity of such
soluble compounds is directly related to the relative molecular weight contribution from
lutetium. Therefore, the subchronic p-RfD derived above for soluble lutetium is applicable to
soluble lutetium compounds (e.g., salts) following application of a molecular-weight adjustment
and appropriate stoichiometric calculations.
Derivation of a Chronic Provisional Reference Dose
A chronic p-RfD was not derived for soluble lutetium for several reasons. First, there are
notable deficiencies in the database including (1) it is limited to a single subchronic-duration
(90-day) dietary study of lutetium chloride in rats (Haley et al.. 19641 with no studies of
chronic-duration exposure to soluble lutetium in any species, and (2) no LOAEL was able to be
identified from this only available study. Additionally, although long-term retention of lutetium
following oral exposure has not been examined, studies using injected radioactive lutetium oxide
(chelated in a citrate solution to increase the speed of absorption from the site of injection)
reported substantial deposition of 177Lu to bone (Milller et al., 1978; Durbin et al.. 1956). Durbin
et al. (1956) estimated a half-life of 2.5 years for elimination of heavier lanthanides (lutetium is
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the heaviest lanthanide) from the skeleton. Thus, the potential for prolonged retention of
lutetium in the body bolsters the uncertainty surrounding the extrapolation of no observed
toxicological effects after sub chronic-duration soluble lutetium exposure to potential effects
following chronic-duration exposure. Taken together, these uncertainties collectively preclude
the derivation of a chronic p-RfD for soluble lutetium.
DERIVATION OF INHALATION REFERENCE CONCENTRATIONS
No pertinent data regarding the toxicity of repeated inhalation exposure to soluble
lutetium are found in the available literature. Derivation of a provisional reference concentration
(p-RfC) for soluble lutetium is precluded by the lack of appropriate inhalation toxicity data.
CANCER WEIGHT-OF-EVIDENCE DESCRIPTOR
No carcinogenicity or genotoxicity data have been located for soluble lutetium. The
cancer weight-of-evidence (WOE) descriptor for soluble lutetium is presented in Table 9.
Table 9. Cancer WOE Descriptor for Soluble Lutetium (CASRN 7439-94-3)
Possible WOE Descriptor
Designation
Route of Entry
(oral, inhalation, or both)
Comments
"Carcinogenic to Humans "
NS
NA
There are no human data to support
this.
"Likely to Be Carcinogenic to
Humans "
NS
NA
There are no animal studies to
support this.
"Suggestive Evidence of
Carcinogenic Potential"
NS
NA
There are no animal studies to
support this.
"Inadequate Information to
Assess Carcinogenic
Potential"
Selected
Both
No studies are available that
evaluated carcinogenic effects in
humans or animals exposed to
lutetium.
"Not Likely to Be
Carcinogenic to Humans "
NS
NA
No evidence of noncarcinogenicity is
available.
NA = not applicable; NS = not selected; WOE = weight of evidence.
DERIVATION OF PROVISIONAL CANCER POTENCY VALUES
Derivation of quantitative estimates of cancer risk for soluble lutetium is precluded by the
lack of data demonstrating carcinogenicity associated with lutetium exposure.
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