SEPA
U.S. Environmental Protection Agency
Pacific Southwest/Region 9
Serving Arizona, California, Hawaii, Nevada, the Pacific Islands and 147 Tribes
Communities & Ecosystems Division
Pesticides Office • July 2011
75 Hawthorne Street, San Francisco, CA 94105
866-EPA-WEST • www.epa.gov/region9
Pesticide Product Importers and Customs Brokers:
Filing Your Mandatory EPA Notice of Arrival
Any importer bringing pesticides and/or pest control devices into the United States must submit to
U.S. EPA a "Notice of Arrival of Pesticides and Devices" (EPA Form 3540-1 or "NOA") prior to the
arrival of the shipment in the United States. The following guidelines are for all importers who
bring pesticides and/or pest control devices into ports of entry located in the states of Arizona,
California and Nevada. Individuals bringing a pesticide directly into Hawaii or the Pacific islands
should contact EPA Region 9's Pesticide Imports Specialist at (415) 972-3568 for specific instructions.
•	EPA Region 9 will review the submitted Notice of
Arrival (NOA) for accuracy completeness, and to
ensure that the registrant and establishment are in
compliance with all aspects of the Federal Insec-
ticide, Fungicide, and Rodenticide Act (FIFRA).
•	In certain instances, EPA may choose to hold a ship-
ment for inspection at the port of entry or refuse
entry based on a FIFRA compliance problem.
•	EPA will complete Section II of the form and return
it to the importer for presentation to U.S. Customs
Officials upon arrival of the shipment. EPA Region 9
typically processes NOAs within 24 hours. Pesticides imported should have an EPA-assigned
registration number, and should have been produced at an establishment that has been
assigned an EPA producer establishment number.
•	Pest control devices, such as sticky rodent traps and some air filters, must be produced at
an EPA-registered establishment, but the pest control devices themselves do not need to be
registered with EPA. Please contact EPA prior to attempting to import an unregistered
pesticide to discuss the applicability of exemptions to the registration requirement.
Are there penalties for failure to submit an NOA?
U.S. Customs Regulations, found at 19 Code of Federal Regulations § 12.112,
/\ A /\ require anyone importing a pesticide or pest control device to submit a com-
pleted NOA to EPA prior to the arrival of the shipment. Failure to submit an
NOA is considered a violation under FIFRA and may subject the violator to both
civil and criminal penalties.
What is a pesticide?
EPA defines "pesticide" broadly to include "any substance or mixture of substances intended for
preventing, destroying, repelling or mitigating any pest, or intended for use as a plant regulator,
defoliant or desiccant (other than any article that is a new animal drug)." Many household products
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are pesticides and can include kitchen, laundry and bath disinfectants and sanitizers. For more
information on pesticides and pest control devices, please visit www.epa.gov/pesticides/about
NOA Submission Procedures
NOAs for pesticides and pest control devices arriving in ports located in Califor
nia, Arizona and Nevada should be submitted through the EPA Region 9 elec-
tronic system. If you choose to assert confidential business information in box
#16 of the NOA form, however, the electronic system cannot be used, and the
NOA must be submitted in paper form (see below).
For the first time user, go to EPA's website listed below and register for a new importer or broker
account:
www.epa.gov/region9/pesticides
Once the account is established, return to the website above and log into your new account. Follow
the instructions to complete the NOA and submit online to EPA Region 9. The approved (or denied)
form will be returned via email as an attachment. Please review the approved NOA, and sign the
form prior to presenting to Customs and Border Protection upon arrival of the shipment.
For Confidential Business Information Claims
Importers choosing to claim confidential business information in box #16 of the NOA form may not
use the electronic system, and must submit the NOA to EPA Region 9 in paper format. Most im-
porters and brokers choose to send NOAs using an overnight mail service, and include a prepaid
overnight return envelope. EPA Region 9 cannot provide overnight return service without a prepaid
envelope. Printable NOA forms can be downloaded from the following address:
www.epa.gov/compliance/resources/publications/monitoring/fifra/noaform.pdf
Paper NOAs should be signed and sent to:
Pesticide Imports Specialist
Pesticides Office (CED-5)
U.S. EPA Region 9
75 Hawthorne Street
San Francisco, CA 94105
QUESTIONS?
Contact EPA Region 9 Pesticide Imports Specialist Chuck Kwan at (415) 972-3568.


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