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2022 SmartWay
Online Truck Tool:
All Carriers

Technical Documentation

U.S. Version 1.0 (Data Year 2021)

EPA-420-B-22-0011 January 2022 I SmartWay Transport Partnership I epa.gov/smartway


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^CPA EnvlronmemaI Protection	^^\XSmartWay

* mAgency	U.S. Environmental Protection Agency^

2022 SmartWay
Online Truck Tool:
All Carriers

Technical Documentation

U.S. Version 1.0
(Data Year 2021)

Transportation and Climate Division
Office of Transportation and Air Quality
U.S. Environmental Protection Agency

EPA-420-B-22-001
January 2022


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Table of Contents

1.0 OVERVIEW	6

2.0	DATA INPUTS AND SOURCES	7

2.1	C02 Factors	7

2.2	NOx, PM and BC Factors	10

2.3	Alternative Fuels	18

2.4	PM Control Effectiveness	20

3.0	EMISSION AND ACTIVITY ESTIMATION	22

3.1	C02 Emissions	22

3.2	NOx, PM and BC Emissions	23

3.3	Activity Calculations	27

3.4	Data Validation	32

4.0 PERFORMANCE METRICS	65

Appendices

Appendix A: MOVES3.0.1 NOx, PM & BC Emission Factors (g/mi) 2021 Calendar Year	A-i

Appendix B: NOx, PM & BC Idle Factors - g/hr	B-i

Appendix C: Derivation of National Average g/kW-hr Emission Factors	C-i

Appendix D: PERE Efficiency Modeling Methodology	D-i

SmartWay Technical Documentation | Table of Contents 3

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List of Tables

Table 1. C02 Factors by Fuel Type*	8

Table 2. Weighted Average Reefer Fuel Factors (g/gallon)	11

Table 3. MOVES Source Types Associated with Class 2b - 8b Vehicles	11

Table 4. Default Speed Category Distributions by Vehicle Class for Urban Operation (MOVES20ioa basis) ..24

Table 5. Average, Min and Max Payloads (short tons) by Truck Class/SmartWay Category	27

Table 6. Basic Range and Logical Checks	32

Table 7. Reefer Fuel Consumption Validation Ranges	36

Table 8. Truck Fleet Groupings Used for Distributional Analysis	37

Table 9. Outlier Definition	38

Table 10. Values Flagged as Outliers	38

Table 11. "Red" and "Yellow" Flag Criteria	43

Table 12. Yellow/Red Criteria by Fleet Group/Metric Combination Annual Miles per Vehicle	48

Table 13. Yellow/Red Criteria by Fleet Group/Metric Combination Miles per Gallon	49

Table 14. Yellow/Red Criteria by Fleet Group/Metric Combination % Revenue Miles	50

Table 15. Yellow/Red Criteria by Fleet Group/Metric Combination % Empty Miles	51

Table 16. Yellow/Red Criteria by Fleet Group/Metric Combination Idle Hours and Days of Use per Year	52

Table 17. Number of Values Flagged by Fleet Group/Metric Combination Annual Miles per Vehicle	53

Table 18. Number of Values Flagged by Fleet Group/Metric Combination Miles per Gallon	54

Table 19. Number of Values Flagged by Fleet Group/Metric Combination % Revenue Miles	55

Table 20. Number of Values Flagged by Fleet Group/Metric Combination % Empty Miles	56

Table 21. Maximum and Minimum Observed Miles per Gallon	57

Table 22. Maximum Diesel Miles per Gallon Estimates (PERE Model Basis)	58

Table 23. Maximum Miles per Gallon Estimates - Non-Diesel Vehicles	59

Table 24. Electric Truck Average mi/kWhr and Validation Ranges	62

Table A-i. Diesel Truck Emission Factors	A-i

Table A-2. Gasoline Truck Emission Factors	A-11

Table B-i. Short Duration Idle Emission Factors (< 60 minutes per idle event) (g/hr)	B-i

Table B-2. Extended Idle Emission Factors - Class 8b Diesels Only (g/hr)	B-12

Table C-i. Electric Generation Mix	C-i

Table C-2. Power Plant Emissions at Gate	C-i

Table C-3. Power Plant Emissions at Wall Outlet	C-2

SmartWay Technical Documentation | List of Tables 4

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List of Figures

Figure 1. Example Emissions and Activity Fractions by Operating Mode	13

Figure 2. Default NOx Contribution by Speed Bin	16

Figure 3. Default PM2.5 Contribution by Speed Bin	17

Figure 4. Number of Observations vs Fraction of Fuel Used by Reefers	36

Figure 5. Annual Miles per Vehicle Distribution, Class 8b TL/Dry Van Diesel Fleets	42

Figure 6. Miles per Gallon Distribution, Class 8b TL/Dry Van Diesel Fleets	43

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Overview

This document provides detailed background information on the data sources, calculation methods,
and assumptions used within the SmartWay Online Truck Tool for all carriers (OTT) for Data Year 2021,
version 1.0. The Tool utilizes up-to-date emission factors, in combination with detailed vehicle activity
data, to estimate emissions and associated performance metrics. The primary purpose of the Tool is to
help fleets calculate actual pollutant emissions for specific truck types and applications and track
their emissions performance over time. Shippers can, in turn, use the data that truck carriers report
using these Tools to develop more advanced emissions inventories associated with their freight
activity and to track their emissions performance over time.

The Tool allows the user to evaluate fleet performance in terms of different mass-based performance
metrics for carbon dioxide (C02), nitrogen oxides (NOx), particulate matter (PM10 and PM2.5), and black
carbon (BC) including:1

Grams per mile
V- Grams per average payload ton-mile

The Tool can also generate estimates of emissions associated with the total miles, loaded miles, and
revenue miles traveled by a fleet. Fleet performance can then be assessed at the truck-class and/or
fuel-type level, or on an aggregated basis across all classes and fuels.

The Tool also collects extensive information on fleet operations and truck body types, allowing
detailed segmentation of Partner fleets for more appropriate, equitable comparisons. For example,
fleets that cube-out with low payloads (e.g., those hauling potato chips) will be able to compare
themselves to similar fleets on a simple gram per mile basis, rather than a mix of fleets that includes
fleets that routinely weigh-out. Similarly, fleets that operate in primarily urban environments at
relatively low average speeds will have fundamentally different emission rates and constraints than
fleets operating at highway speeds. By collecting detailed information on fleet operations (TL vs. LTL,
urban vs. highway, etc.), as well as truck class (2b through 8b) and SmartWay Category (e.g. Dry Van,
Reefer, Flatbed, etc.), individual fleets can compare their performance to other, similar fleets, which
can help them to better manage their emissions performance.

1 At this time, the OTT does not calculate performance metrics for specialty fleets that track their activity in terms of hours of use rather than miles
traveled or freight hauled (e.g., refuse haulers and utility fleets). Future modifications may be made to the current Tool to accommodate such
fleets.

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S Data Inputs and Sources

The OTT user provides most vehicle characteristic, operational, and activity data needed for emissions
performance estimation (see Section 3 for more information). The Tool calculates emissions by
multiplying fleet activity data with EPA-approved emission rate factors that are stored in look-up
tables within the Tool.

The Tool contains different types of emission rate factors for different pollutants. C02 factors are
expressed in grams of C02 per gallon of fuel.23 NOx, PM, and BC factors are expressed in grams of
pollutant per mile traveled for operating emissions, and in grams per hour for idle emissions. In
general, C02 factors are independent of the truck types, classes, and operational practices in a fleet.
NOx, PM and BC factors, however, vary depending upon a number of parameters, including:

^ Truck class

Engine model year/emission certification standard
^ Vehicle speed

Vehicle driving pattern (referred to as "drive cycle")

In addition, PM and BC emissions will also vary with the application of PM control retrofits, including
diesel oxidation catalysts (DOC), closed crankcase ventilation (CCV), and diesel particulate filters ("PM
traps" or flow-through filters). In the Tool, PM control retrofits are assumed to have the same impact on
operating and idle emission factors, and control effectiveness for PM is assumed to equal the
effectiveness for BC.4

2.1 C02 FACTORS

EPA populated the OTT with C02 factors that are based on fuel consumption. These factors and their
sources and are summarized below in Table 1.

2	At this time other greenhouse gases such as methane (CH4) and nitrous oxide (NzO) are not included in the current Tool.

3	The Tool also estimates emissions associated with battery-electric trucks. In this case pollutant emissions (COz, NOx, PM can BC) are determined
based on the kWhrs used for charging.

1 Future versions of the Tool may account for differences in retrofit effectiveness for running versus idle emissions, and differences between PM
and BC control effectiveness.

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Table 1. C02 Factors by Fuel Type*



g/gal

Source5

Gasoline

8,887

(i)

Diesel

10,180

(ii)

Biodiesel (Bioo)

9.460

(iii)

Ethanol (Eioo)

5.764

(iv)

CNG

7,030

(v)

LNG

4,394

(vi)

LPG

5,790

(vii)

* 100% combustion (oxidation) assumed

Note that the Tool calculates tailpipe emissions from biofuel blends (gasoline/ethanol,
diesel/biodiesel) by applying separate emission factors to the user-specified volume of each blend
component. The Tool then adds the emissions from each blend component together to determine total
C02 emissions. Therefore, emission factors for specific blend ratios are not needed for C02.6

Within the Tool, users may provide their CNG fuel use estimates in terms of gasoline-gallon equivalent
(GGE) (on a Btu basis), diesel-gallon equivalent (DGE), or in standard cubic feet (scf). If CNG
consumption is expressed in DGE or scf, the Tool uses the following factors to convert the CNG fuel
estimates to GGE.

5	i) Final Rule on Light-Duty Vehicle Greenhouse Gas Emissions Standards and Corporate Average Fuel Economy Standards (75 FR 25324, May 7,
2010). The gasoline factor used in this rule was sourced from the California Air Resources Board and is based on measurement of carbon from a
gasoline test fuel (indolene).

ii)	Fuel economy calculations in 40 C.F.R 600.113 available at http://edocket.access.apo.gov/cfr 2004/julqtr/pdf/40cfr600.in-cn.pdf. Accessed
12-30-21.

iii)	Tables IV.A.3-2 and 3-3 in A Comprehensive Analysis of Biodiesel Impacts on Exhaust Emissions, available at

https://nepis.epa.gov/Exe/ZyNET.exe/Pi00iZA0.TXT?ZyActionD=ZyDocument&Client=EPA&lndex=2000*Thru*2005&Docs=&Query=&Time=&EndTi
me=&SearchMethod=i&TocRestrict=n&Toc=&TocEntry=&QField=&QFieldYear=&QFieldMonth=&QFieldDay=&lntQFieldOp=o&ExtQFieldOp=o&XmlQuer
y=&File=D%3A%5Czyfiles%5Clndex%20Data%5C00thru05%5CTxt%5C000000l7%5CPl00lZA0.txt&User=ANONYMOUS&Password=anonymous&SortM
ethod=h%7C-

&MaximumDocuments=i&FuzzyDegree=0&lmageQuality=r75g8/r75g8/xi50yi50gi6/i425&Display=hpfr&DefSeekPage=x&SearchBack=ZyActionL&
Back=ZyActionS&BackDesc=Results%20page&MaximumPages=i&ZyEntry=i&SeekPage=x&ZyPURL, Accessed 12-30-21.

iv)	Final Rule on Mandatory Reporting of Greenhouse Gases (70 FR 56260, September 15, 2009). Full source documentation is available on pp. 31-32
in the Technical Support Document, Petroleum Products and Natural Gas Liquids: Definitions, Emission Factors, Methods and Assumptions,

available at https://www.epa.aov/sites/production/files/20iR-07/documents/subpartmmproductdefinitions.pdf. Accessed 12-30-21.

v)	Calculations of Lifecycle Greenhouse Gas Emissions for the 2005 Gasoline and Diesel Baselines in the Notice of Availability of Expert Peer Review
Record supporting the proposed revisions to the Renewable Fuel Standard Program (74 FR 41359) available in Docket EPA-HQ-OAR-2005-0161-
0925.1 (Spreadsheet "Emission Factors").

vi)	Assuming 74,720 Btu/gal lower heating value (http://www.afdc.eneray.aov/afdc/fuels/properties.html. Accessed 12-30-21), and 0.059 g/Btu
(from CNG calculation, source v).

vii)	Table C-i in the Final Rule on Mandatory Reporting of Greenhouse Gases (70 FR 56260, October 30, 2009). Full source documentation is
available in Table A-39 and pg. A-60 of the inventory of U.S. Greenhouse Gas Emissions and Sinks: 1990 - 2007 available at
https://www.epa.aov/ahaemissions/inventory-us-areenhouse-aas-emissions-and-sinks-iQQ0-2007. Accessed 12-30-21.

6	The Tool also estimates the barrels of petroleum required to make the reported gallons of diesel and gasoline based on national averages: 19
gallons of gasoline and 10 gallons of diesel assumed per barrel of petroleum.

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For CNG:

Diesel-Gallon Equivalent (DGE) to Gasoline-Gallon Equivalent (GGE)

¦	l DGE = 1.112 GGE

¦	Note: l GGE = 125,000 BTU and l DGE = 139,000 BTU, so 1 DGE = 1.112 GGE (139,000/125,000).
^ Cubic Feet (cuft) to Gasoline-Gallon Equivalent (GGE)

¦	123.57 cuft = 1 GGE7

For LNG, users may provide their fuel use estimates in terms of physical gallons, gasoline-gallon
equivalent (GGE) (on a Btu basis), diesel-gallon equivalent (DGE), or in pounds (lbs). If LNG consumption
is expressed in GGE, DGE, or pounds, the Tool uses the following factors to convert the LNG fuel
estimates to physical gallons.

For LNG:

^ Diesel-Gallon Equivalent (DGE) to Physical Gallon

¦	1 DGE = 1.7 Gallons LNG8

Gasoline-Gallon Equivalent (GGE) to Physical Gallon

¦	1 GGE = 1.5 Gallons LNG9
^ Pounds (lbs) to Physical Gallon

¦	3 49 lbs LNG = 1 LNG Gallons10

When reporting fuel consumption and fuel efficiency across multiple fuel types, the OTT generally
uses DGE for comparison. The following summarizes the DGE equivalent to one physical gallon of the
fuel types included in the OTT.

¦	1 gallon gasoline = 0.877 DGE

¦	1 gallon LNG = 0.558 DGE

¦	1 gallon CNG = 0.729 DGE

¦	1 gallon E85 = 0.641 DGE

¦	1 gallon BlOO = 0.918 DGE

7	Alternative Fuels Data Center. Gasoline and Diesel Gallon Equivalency Methodology.
http://www.afdc.eneray.aov/fuels/equivalency methodoloay.html. Accessed 12-30-2021.

8	Midwest Energy Solutions. Energy Volume & Weight, http://www.midwesteneraysolutions.net/cna-resources/eneray-volume-weiaht Accessed
11-29-2020.

9	Ibid.

10	Ibid.

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¦	l gallon LPG = 0.653 DGE

¦	1 kWh electricity = 0.027 DGE

2.2 NOx, PM AND BC FACTORS

The OTT contains NOXl PM10, PM2.5 and BC11 emission factor outputs for on-road operation from EPA's
MOVES3.0.1 model for diesel and E1012 for all heavy truck classes (2b - 8b) under national default
temperature and fuel conditions, for model years 1992 through 2022, for the 2021 calendar year (see
Appendix A for a full list of factors).13 The emission factors are broken out by general drive cycle type
(urban or highway), and average speed range, as discussed below.

Short-duration (less than 60 minutes) idle emission factors for NOx, PM and BC were developed
separately by model year, truck class, and fuel type (diesel and gasoline). MOVES3.0.1 provides short
duration idle in terms of grams and hours of off-network idle.

MOVES3.0.1 also provides emission factors for long-duration idle for long-haul combination diesel
trucks. These factors are applied separately to the long-duration idle hour estimates provided for Class
8b trucks within the Tool.14 Short-duration factors are applied to each of the truck class types.15

Note that hybrid electric trucks are assumed to have no short-duration idle emissions (due to assumed
engine auto-shut off), although long-duration idle (and regular exhaust16) emissions are assumed
unchanged relative to their conventional vehicle counterparts. Finally, battery-electric trucks are
assumed to have no idle emissions of either kind.

The resulting idle factors are presented in Appendix B.

Version 1.0.20 of the Tool also calculates the NOx, PM and BC emissions associated with transportation
refrigeration (reefer) units. The MOVES3.0.1 emissions model was used to develop emission rates for
these units for the 2020 calendar year, following these steps:

11	Black carbon factors are assumed to equal the elemental carbon gram per mile factors output by the MOVES model.

12	All gasoline consumption in the United States and Canada is now assumed to consist of Eio. Pure gasoline (Eo) emission factors are no longer
used in the Tool. References to "gasoline" in the Tool and the associated documentation refer to Eio.

" Emission factors for model years prior to 1992 are assumed to equal the 1992 values, since 30 year old engines are assumed to be fully
deteriorated by the MOVES model.

'i NOx factors for long-term extended idling are higher than short-duration factors (at least for late model engines) since engine operation
temperatures and loads at idle are generally not high enough to activate late-model emission controls such as selective catalytic reduction and
exhaust gas recirculation.

15	MOVES3 is the first version of MOVES to include a class of trucks known as "gliders" that are trucks built by pairing a new chassis with an old
diesel engine and powertrain. The OTT assumes no gliders are used by SmartWay partners, and emission factors do not reflect any gliders in the
fleet.

16	While there is evidence that NOx emissions may be decreased through the use of hybrid electric technology, EPA has not performed emission
testing to assess this effect. Therefore, hybrid NOx and PM/BC exhaust emission rates are assumed to equal conventional vehicle equivalents in the
current Tool.

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V- A national average model run was performed for the Industrial sector, including gasoline and
diesel fueled equipment;

The A/C refrigeration (reefer) unit standard classification codes (SCCs) were extracted from the
output files - 2265003060 (gasoline) and 2270003060 (diesel);

Grams per day outputs for weekdays and weekends for each of the 12 months were converted to
grams per year by aggregating emissions over day types to arrive at an average day value,
multiplying by the number of days in each month, and summing over month. This resulted in annual
grams of emissions (of NOx, PM10, and PM2.5) and grams of fuel consumed (in terms of brake specific
fuel consumption or BSFC), for each fuel type;

BSFC was converted from grams to gallons fuel using the MOVES energy density values of 2,819
g/gal and 3,167 g/gal for gasoline and diesel, respectively.

Grams/gallon emission factors were then calculated for each pollutant by dividing the annual
grams of emissions of NOx, PM10 and PM2.5 by the annual gallons of fuel consumed for gasoline and
diesel.

Black carbon emissions associated with reefer activity were scaled from PM2.5 reefer emissions,
applying conversion factors for nonroad equipment from the Commission for Environmental
Cooperation (0.349 for diesel engines and 0.122 for gasoline engines).17

Table 2 provides the fuel factors used in the latest Tool.

Table 2. Weighted Average Reefer Fuel Factors (g/gallon)

Fuel

NOx

PM10

PM2.5

BC

Diesel

49-928

1-477

1-433

O.5OO

Gasoline

17.642

0.996

0.916

0.112

The next section describes the process followed to select the on-road emission factors from
MOVES3.0.1 for use in the Tool. Emission factors in grams per mile were developed for E10 and diesel
fuel types for all MOVES source types that correspond to the regulatory heavy-duty vehicle classes,
2b-8b inclusive. The MOVES source types modeled are shown in the table below. Of these, school
buses, refuse trucks and motor homes represent only a small fraction of total activity.

Table 3. MOVES Source Types Associated with Class 2b - 8b Vehicles

Source Type ID

Source Type Name

31

Passenger Truck

32

Light Commercial Truck

43

School Bus

17 Commission for Environmental Cooperation (CEC), 2015. North American Black Carbon Emissions Estimation Guidelines: Methods for Estimating
Black Carbon Emissions. Prepared for the CEC by Eastern Research Group, Inc. Final Report, May 2015.

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Source Type ID

Source Type Name

51

Refuse T ruck

52

Single Unit Short-haul Truck

53

Single Unit Long-haul Truck

54

Motor Home

61

Combination Short-haul Truck

62

Combination Long-haul Truck

Separate factors were developed for "Urban" and "Highway/Rural" roadway types. These factors were
apportioned according to MOVES operating mode groups, which correspond to speed ranges of 0-25
mph, 25-50 mph, and 50* mph.

Emission factors calculated by the model, output by MOVES source type, were then converted to a
vehicle class basis. In this way, the Tool can select appropriate emission factors for use by:

weight class
V- model year

^ road type (urban vs. highway/rural)
speed distribution

The following describes the methodology for the emission factor calculation.

Calculation of MOVES emission factors by operating mode

In calculating emission factors, the primary goal is to disaggregate factors by the percentage of time a
given type of vehicle spends operating at certain speeds. The ranges of speeds analyzed include 0-25
mph, 25-50 mph, and greater than 50 mph. These speed ranges correspond to MOVES operating modes
#11-16, 21-29, and 30-40 inclusive, where each operating mode is defined by both the speed of the
vehicle and its vehicle specific power (VSP). First, for a given source type and model year, the fraction
of emissions attributable to each range of speed was determined. Emissions for a vehicle can be
expressed in Equation 1:

Equation 1

E - A1E1 * A2E2 + A3E3 * A1E1 * AbEb

Where:

E'	= uncorrected18 mass emissions calculated based on operating mode and

emissions contribution by speed bin

18 Subsequent adjustment factors are presented in Equation 3 below.

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A1-3

Ei-:

the sum of activity fractions (in seconds) over speed range n. (Ai and Ab
represent the activity associated with the individual operating modes for idling
and braking, respectively.)

the weighted average emissions over a given speed range n. (Ei and Eb
represent the emissions associated with the individual operating modes for
idling and braking, respectively.)

The following figure shows a range of emissions and activity fractions for an example source type and
model year. The operating mode (or VSP bin) are shown on the x-axis. The dashed red line presents the
fraction of vehicle activity associated with a given operating mode, while the black circles present
average HC emissions for each operating mode.

Figure l. Example Emissions and Activity Fractions by Operating Mode

0.0028
0.0027
0.0026
0.0025
0-0024
_ 0.0023
0.0022
CU 0.0021
W 0.0020
0.0019
0.0018
[/) 0.0017
0-0016
0.0015
0.0014
0.0013
0.0012
0.0011

cn

o

LU

D 0.0010

CT1

u

0.0009
0-0008

^ 0.0007
< 0-0006
0.0005
0.0004
0.0003
0.0002
0.0001
0-0000

/,
J\
! \

:0 O

<25



\ °

o

o

25-50 mph

/,

/ <

/

/ 1
/ \
/ \

/ \

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c

>50

A
i\

! \

I i

I	\

i	\

I	\

I	\ o

/	l

/	1

/ \

/ \
o \

\

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400

U

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Q_

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300 U

1 11 12 13 14 15 16 21 22 23 24 25 27

VSP Din

PLOT2 	hc_n

PLOT 000 hemean

30 33 35 37

CU
>

o
cu
m

For our purposes, An from Equation 1 is obtained by retaining the "opmodefraction2" table from the
"MOVESExecution" database, which is created by the Operating Mode Distribution Generator (OMDG)
during a MOVES run. This table contains operating mode fractions by source type, roadway type,
average speed bin, and pollutant/process. The fractions from this table are normalized using average
speed distributions from the "avgspeeddist" table, and the sum of the normalized operating mode
fractions in each speed bin constitutes An.

En' is derived from data obtained from the default MOVES "emissionratebyage" table. This table
contains emission rates by pollutant process, operating mode, and age group for a wide variety of
sourcebin/Ds. For this analysis, a MySQL query was used to select sourcebin/Dscorresponding to the

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source type, fuel type, and calendar year of interest, and limited our rate selection to the 4-5 year age
group. The emissions obtained here were then converted to a source type basis (from their current
sourcebinlDbas\sY, this was done by retaining the "sourcebindistribution" table from the
MOVESExecution database, which is created by the Source Bin Distribution Generator (SBDG) during
each MOVES run and weighting the activity fractions for each source type and model year combination
in this table with the data from the "emissionratebyage" table described above. Having finished this
mapping, an emission rate is generated, by source type and model year, for each operating mode
(corresponding to the circles in the figure above). Since En' for each speed range represents the
average emissions of the range weighted by the activity in that range, the weighted average emissions
can be calculated from the 0-25 mph speed bin, Ei', as follows in Equation 2:

Rn = The activity fraction for operating mode n, obtained from the "opmodedist2" table
Tn = The emissions for operating mode n.

Other speed bins will use different operating modes in their calculations; the equation above is merely
an example illustrating the calculation method for the first speed bin. Having calculated an
appropriate En' for each speed range for a given source type and model year, Equation 1 can be used,
along with the appropriate activity fraction, to arrive at a total uncorrected emissions value. In and of
itself, this emission factor has little value in estimating emissions. However, it can be used along with
the modeled emission factor for a particular source type and model year to arrive at an overall
adjustment factor, as shown in Equation 3:

Where:

E = The modeled emission, obtained from MOVES outputs, for an individual source type
and model year

E' = The uncorrected emissions for an individual source type and model year, calculated
using operating mode distributions and emission factors from the
"emissionratebyage" table

This overall adjustment factor, in turn, can be applied to each individual emissions component, En', as
shown in Equation 4:

Equation 2

Where:

Equation 3

E

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Equation 4

En = ZEn'

The adjusted emissions, En, are subsequently used to calculate a total, corrected emission factor for a
given source type and model year combination, as described by Equation 5:

In this way, a representative emission factor is calculated by operating mode/speed group. This will
allow the Tool to adjust the default operating mode percentages (An) to more accurately represent a
user-provided speed profile for the vehicles they are evaluating. Default operating mode percentages
may also be used, as calculated above.

Conversion of Emission Factors from Source Type to Weight Class Basis

Ultimately, emission factor lookup tables are required for use in the Tool by weight class, fuel type,
and model year. However, modeled output from MOVES is aggregated by source type. Therefore, a
post-processing Tool was developed to convert vehicle emission factors from source types to weight
class based on internal MOVES tables. The conversion methodology used in this Tool is described
below.

First, the adjusted emissions and activity output from MOVES are combined, by pollutant!D, by joining
the "movesoutput" and "movesactivityoutput" tables by calendar year, source type, fuel type and
model year. The sourcetype and model year for each record are combined in a new field,

sourcetypemodelyearlD.

Next, the emissions and activity output from the first step are combined with the MOVES
"sizeweightfraction" table by joining on the sourcetypemodelyearlD. The "sizeweightfraction" table
contains, for a given combination of source type and model year, the fraction of vehicles apportioned
across weightclass/D. Given the weightclasstD, the portion of emissions and activity attributable to a
given range of vehicle weights is determined, and subsequently, those weights (along with fuel type)
are mapped back to MOBILE6 vehicle classes, which are based on GVWR. (This is achieved with a
separate lookup table, "M6VehType", which is derived from Appendix B, Table 3 of the EPA's MOBILE6.2
User's Guide.) For each calendar year, sourcetypemodelyear/Dand pollutant!D, the sizeweightfraction
is multiplied by the emissions (in grams) and activity (in miles) to obtain EmissionFracand ActivityFrac,
respectively.

Finally, the EmissionFrac and ActivityFrac calculated above are summed by year/D, pollutant!D,
fueltype/D, and vehicle class (e.g., HDDV8b). This provides total emissions and activity independent of
the MOVES source type or vehicle model year. Finally, the aggregated emissions are divided by the
activity to arrive at g/mi emission factors presented in Appendix A.

Equation 5

E - A1E1 * A2E2 + A3E3 * A1E1 * AbEb

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Modeling Gasoline Emission Rates

In a MOVES run that uses nationwide defaults for fuel supply, the model includes dozens of fuel
formulations on a by-fuel region basis in its calculations. In addition to diesel fuels, many counties in
the model defaults are characterized by varying market shares of and Eio and E15.19

Sensitivity Analysis Results

The relative emissions impact of different speed regimes was evaluated for four road types - urban
arterial, urban freeway, rural arterial, and rural freeway. To simplify the sensitivity analysis, MOVES
outputs were generated for diesel long-haul combination trucks, model year 2012, run for the 2014
calendar year, using national average defaults (e.g., fuel specifications, temperatures, etc.). The results
of the analysis are shown for NOx and PM2.5 below.

Figure 2. Default NOx Contribution by Speed Bin

1.8

1.6
1.4
1.2
1

0.8
0.6
0.4
0.2

¦	IDLE
OBRAK

~	5070

¦	2550

~	0025

Urban Art

Urban Frwy	Rural Art

Road type

Rural Fn/vy

« Only 2001* model year light-duty vehicles may use E15 fuel. See http://www.afdc.eneray.aov/fuels/ethanol ei5.html. Accessed 12-30-2020.

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Figure 3- Default PM2.5 Contribution by Speed Bin

0.02
0.018
0.016
0.014
0.012

I 0.01

u>

0.008
0.006
0.004
0.002
0

Urban Art

Urban Frwy	Rural Art

Road type

Rural Frwy

IDLE

~	BRAK

~	5070
¦ 2550

~	0025

As shown in the above charts, the emissions for urban freeways, rural arterials, and rural freeways are
all heavily dominated by high speed (50 - 70 mph) operation.20 In addition, actual emission levels are
relatively insensitive to road type across these three types. However, speed distribution appears to
have a significant bearing on emissions for urban arterial operation. Accordingly, the recommendation
for Tool application was to develop fully disaggregated emission factor look up tables (retaining all
four road types), and then weight urban freeway, rural arterial, and rural freeway road type operations
to aggregate emission lookup tables within the Tool to reflect "urban" (i.e., urban arterial) and "other"
road types. In addition, under this approach users can choose default speed distributions for these
selections or specify the percent of operation by major speed range (0 - 25, 25 - 50, 50 - 70). Given the
relative insensitivity to speed for the "other" category, specifying speed distributions would only be
permitted for urban arterial operation.

Under this approach, the user is given the follow input options:

^ Specify % Urban operation fraction

^ Specify % distribution by speed bin for Urban operation, or select "default speed distribution"

Data entry is handled through the addition of a popup screen for non-default selections (see the OTT
User Guide for details).

20 This finding is consistent with the 2008 SmartWay Partner data submissions, wherein 87% of Partners selected the 50* mph category as the most
representative of their non-urban operations.

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2.3 ALTERNATIVE FUELS

Heavy truck emission factors are not available from MOVES3.0.1 for certain alternative fuels, including
E85 and LPG. Accordingly, EPA used adjustment factors from a number of sources described below to
estimate NOx and PM/BC factors for these other fuels.

NOx and PM emission factors for biodiesel are based on the findings from an EPA study, A_
Comprehensive Analysis of Biodiesel Impacts on Exhaust Emissions (EPA420-P-02-001, October 2002).
This study developed regression equations to predict the percentage change in NOx and PM emission
rates relative to conventional diesel fuel, as a function of biodiesel blend percentage, expressed in the
following form:

a = 0.0009794 for NOx, and
a = -0.006384 for PM and BC21

Using Equation 6, adjustment factors were developed for biodiesel blends based on the percentage of
the biofuel component,22 and then these adjustment factors were applied to the appropriate
conventional diesel emission factors in Appendix A. (See Section 2.2 for the sources of conventional
diesel emission factors). Note that the fleet-average blend value is assumed to be the same for all
truck classes, since the biofuel consumption data is not collected at the truck class level. (This
assumption holds for ethanol consumption data inputs as well.)

MOVES3.0.1 now incorporates specific modeling assumptions for biodiesel, including options for
modeling 5 and 20 percent biodiesel (B5 and B20). While the pre-2007 vehicle estimates are consistent
with EPA's 2002 study findings, MOVES does not estimate an emissions effect on 2007* model year
diesel trucks because the literature does not show consistent or significant biodiesel effects on theses
engines.23 24 Accordingly, the Tool only applies adjustment factors for diesel engine model years prior
to 2007.

For gasoline-ethanol blends, the Tool only accepts fuel consumption estimates for E10 and E85 since,
unlike biodiesel where the biofuel fraction can vary significantly, ethanol is generally blended with
gasoline at two discrete levels: 10% (E10) and 85% (E85). As discussed in Section 2.2 above, NOx and PM

21	BC emission rates as a function of biodiesel blend have not been identified at this time and are currently assumed identical to the PM relationship.

22	Biodiesel blend percentage is calculated by dividing Bioo-equivalent gallons by total fuel gallons at the fleet level - see the OTT User Guide for
details regarding biodiesel use inputs.

23	McCormick, R. and A. Williams, 2011. Impact of Biodiesel on Modern Diesel Engine Emissions. Project ID: FT011. National Renewable Energy
Laboratory, Golden, CO. May 9, 2011. http://eneray.gov/eere/vehicles/downloads/impact-biodiesel-modern-diesel-enaine-emissions. Accessed
12-30-2021.

2" CARB 2011. Final Report for the CE-CERT Engine Testing Portion for the CARB Assessment of the Emissions from the Use of Biodiesel as a Motor
Vehicle Fuel in California "Biodiesel Characterization and NOx Mitigation Study". Final Report Prepared for CARB. October 2011.
https://www.arb.ca.gov/fuels/diesel/altdiesel/20111013_carb%20final%20biodiesel%20report.pdf, Accessed 12-30-2021.

Equation 6

% change in emissions = {exp[a * (vol% biodiesel)] -1} * 100%

Where:

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factors for Eio were output directly from MOVES3.0.1. Given the lack of heavy-duty E85 test data,
adjustment factors for E85 were based on emissions estimates for light-duty vehicles cited by the US
DOE Alternative Fuels and Advanced Vehicles Data Center.25 These estimates come from a technical
paper published in the Journal of Air & Waste Management.26 Relative to conventional gas vehicles, the
authors of this paper estimate that vehicles running on E85 provide an average NOx reduction of 54%
(based on 73 vehicle tests), and an average PM reduction of 34% (based on 3 vehicle tests). These
adjustment factors are applied to the appropriate gasoline engine emission factors in Appendix A to
develop emission factors for E85.

Emission adjustment factors were used for gaseous fuels (LPG, CNG and LNG), developed by the
National Renewable Energy Lab and University of West Virginia based on field studies on natural gas
vehicles.27 For this assessment, it was assumed that CNG and LNG emissions were identical. In addition,
it was also assumed LPG vehicle emissions would be equal to natural gas vehicle emissions.28 To be
conservative, the smallest emission reduction estimates were selected from the natural gas vehicle
field test data (86% for PM and 17% for NOx) relative to comparable diesel vehicles. These adjustment
factors are applied to the diesel emission factors in Appendix A and B to develop emission factors for
these fuels.

Note, however, that the emissions associated with alternative fuels may be different for older trucks
(with minimal emission controls) and newer trucks (with extensive control systems in place) due to
recent vehicle emission standards. Newer studies suggest there are differences by model year in the
emission rates of gaseous fuel vehicles. A 2014 study performed by West Virginia University29 using
Class 8 trucks found that a model year 2011 dual-fuel (5% diesel, 95% LNG) high-pressure direct
injection (HDPI) truck emitted 63% and 48% less NOx and PM, respectively compared to a MY 2011 diesel
truck equipped with an SCR and DPF. Both vehicles operated on the urban dynamometer driving
schedule (UDDS). The same WVU study found that a MY 2011 natural gas engine equipped with a three-
way catalyst (TWC) emitted 79% and 56% less NOx and PM compared to the MY 2011 diesel truck, also
on the UDDS.

Based on this new information, the Tool uses a simple average across the two engines tested in the
WVU study, resulting in a 71% reduction for NOx and a 52% reduction for PM, and applies these new
reduction values to comparable diesel emission factors for 2010 and later model year gaseous fuel
trucks. For model years prior to 2010, the adjustment factors of 17% for NOx and 86% for PM are

2s See http://www.afdc.enerav.aov/afdc/vehicles/emissions e85.html. Accessed 12-30-2021.

26	See http://www.afdc.enerav.aov/afdc/pdfs/technical paper feboo.pdf. Accessed 12-30-2021.

27	See http://www.conatLiralaascoalition.com/clean.html. Accessed 11-16-18.

28	The PM and NOx estimates cited by this source for LPG vehicles were actually slightly lower than for natural gas vehicles -
http://www.afdc.enerav.aov/afdc/vehicles/emissions propane.html Accessed 12-30-2021. However, based on engineering judgment it was
assumed that LPG PM and NOx emissions would be similar to comparable CNG vehicles.

29	Carder, D.K., M. Gautam, A. Thiruvengadam, M. Besch. /n-Use Emissions Testing and Demonstration of Retrofit Technology for Control ofOn-Road
Heavy-Duty Engines. Prepared for the South Coast Air Quality Management District. September 2013. https://lazerinitiative.org/resources/in-use-
emissions-testing-and-demonstration-of-retrofit-technology-for-control-of-on-road-heavy-duty-engines-2/. Accessed 12-30-2021.

retained.

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Emission estimates for battery-electric trucks are based on national average electric generation mix
profiles from USDOE's GREET model, as described in Appendix C.

Black carbon (BC) emissions associated with gaseous fuels are determined by multiplying the ratio of
elemental carbon (EC) and PM2.5 emission factors from MOVES20i4a for CNG transit buses, for calendar
year 2018. The ratio EC to PM2.5 varies by model year group (0.0925 for pre-2002 model years, and 0.1112
for 2002* model years), so these different factors are applied for the different engine age groups as
appropriate in order to determine BC levels for these fuel types.

2.4 PM CONTROL EFFECTIVENESS

The OTT applies adjustment factors to the PM emission factors in Appendix A and B for any pre-2007
diesel truck for which Partners have installed a specific retrofit control device. The following
adjustment factors were obtained from EPA OTAQ (presented as a % reduction in emissions; see
Section 3.2 below for details):

V- Diesel oxidation catalyst (DOC) - 25%

^ Closed crankcase ventilation (CCV) - 5%

^ Diesel particulate filter (DPF) - 90%

References from EPA's Clean Diesel Program are generally consistent with the DOC and DPF
effectiveness estimates above (20 - 40% for DOCs, and 85% or more for DPFs).30 31 Note that an
independent estimate of CCV effectiveness was not identified, as EPA and CARB only verify CCVs when
packaged with DOCs.

The Tool applies the above adjustment factors to pre-2007 PM operating and idle emission estimates.
The Tool also allows for situations where CCVs are applied in combination with either DOCs or DPFs. In
such a case, the reduction effectiveness is calculated additively. For example, if pre-control operating
emissions were 1.0 g/mile for a diesel truck, and a CCV and DOC were applied, the resulting emission
rate would be:

However, the Tool assumes that DOC and DPF application are mutually exclusive.

3° EPA 2010a, National Clean Diesel Campaign Technical Bulletin: Diesel Oxidation Catalyst General Information. See
https://www.epa.aov/sites/production/files/2Qi6-o?/documents/420fioo?i.pdf. Accessed 12-30-2021.
31 EPA 2010b, National Clean Diesel Campaign Technical Bulletin: Diesel Particulate Filter General Information. See
https://www.epa.gov/sites/production/files/2016-0?/documents/A20fi002Q.pdf. Accessed 12-30-2021.

Equation 7

1.0 x [1 - (0.25 ~ 0.05)1 = 0.07 g/mile, post-control

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X-

At this time the relative effectiveness of the controls addressed above are assumed to be equal for PM
and BC.

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Emission and Activity Estimation

The emission rates and adjustment factors discussed above are combined with appropriate activity
data (provided by the Partners) to calculate mass emissions at the fleet and/or partner level for C02j
NOXl PM, and BC as described below.

31 C02 EMISSIONS

C02 is calculated within the Tool utilizing emission factors expressed in grams per gallon of fuel, (with
the exception of battery-electric trucks), as discussed in Section 2.1 above. The general equation for
calculating C02 emissions using reported fuel consumption values is

Equation 8

Eco2 = ((F - B) *EFf) * (B x EFb))

Where:

Eco2	=	grams C02 per year

F	=	Total Fuel (Gallons per year)

B	=	Biofuel (Gallons per year)

EFf	=	Fossil Fuel Emissions Factor (g/gal based on fuel type)

EFb	=	Biofuel Emissions Factor (g/gal based on biofuel type)

Emissions for all pollutants for battery electric trucks are calculated by multiplying the reported
kWhrs used for charging by the associated g/kWhr factor (see Appendix C).

In most instances, reefer fuel is aggregated with vehicle fuel inputs in the Tool, with the reefer fuel
type assumed to be the same as the vehicle fuel type. However, reefer units associated with gaseous
fuels (LPG, CNG, and LNG) and electric trucks are assumed to use diesel fuel (by far the most common
type of reefer engine). Accordingly, any reefer fuel use reported for gaseous fuels and electric trucks is
included in the total C02 calculation using the diesel fuel factors in Equation 8.

Fuel Allocation

The Tool asks users to enter Gallons of Fuel Used for Engine Power (including biofuel) by truck class to
estimate C02 emissions. This information may be entered directly if available. However, if the user does
not have this information but does know total fuel use and MPG by truck class, the Tool can be used to
apportion fuel use across truck classes.

In the Fuel Used for Engine Power screen, the user can enter total fuel consumption and truck class
MPG estimates. The tool then calculates the fuel used for each class based on the total fuel and class
MPG. If the total fuel calculated matches the total fuel entered to within 2%, the allocator indicates a
"Match".

I

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3.2 NOx,PM AND BC EMISSIONS

Unlike C02 emissions which only vary with fuel type, NOXl PM and BC emission rates also vary
substantially depending upon engine model year and/or emission certification level, vehicle class,
drive cycle, speed, and operation mode (running or idle). For this reason, EPA developed lookup tables
in the Tool with emission factors that correspond to user-supplied inputs regarding their fleet activity.
The NOx, PM and BC emission rates expressed in grams per mile were combined with the appropriate
mileage metric (i.e., total miles) to estimate mass emissions. The general equation for calculating NOx
emissions is as follows:

Equation g

Enox = I KMC* ((GPMh « HDC) * (GPMui * UDCJ * (GPMUz x UDC2) * (GPMU3 x UDC3) * (GPMU4 x UDC4)) * TCY/

Tct) * (GPHsdi "Hsdi * Tcy) * (GPHldi "Hldi * Tcy)1

Where:

Enox	=	grams NOx per year for a given truck class

X	=	summation across model years

Mc	=	Miles driven for Truck Class C per year

GPMh	=	Grams/mi (by truck class & engine yr) for Highway/Rural Driving

HDC	=	Highway drive cycle %(% of miles under highway/rural driving)

GPMui/2/3/4 = Grams/mi (by truck class & engine yr) for Urban Driving by mode (1 = 0 - 25
mph; 2 = 25 - 50 mph; 3 = 50* mph; 4 = deceleration)

UDC1/2/3/4	=	Urban drive cycle % (% of miles under urban driving conditions, by mode (1, 2, 3,

4))

Tcy	=	Number of trucks for a given Class/Year combination

Tct	=	Number of trucks total for a given Class

GPHsdi	=	Grams per hour (by truck class & engine year) for short-duration Idling32

Hsdi	=	Hours of short duration Idling per year (average per truck per year by class)

GPHldi	=	Grams per hour (by truck class & engine year) for long-duration Idling

Hldi	=	Hours of long duration Idling per year (average per truck per year by class)

PM emissions for non-diesel vehicles are calculated using an equation identical to that for NOx, utilizing
PM emission factors. PM emission for diesel vehicles may be adjusted for PM control effectiveness, as
shown below. (BC emissions are calculated in identical fashion.)

32 The idle calculation for Class 8a and lighter trucks does not distinguish between short and long duration idling, and all idle hours are multiplied
by the short duration idle factor for these trucks. Hybrid electric trucks are assumed to have no short-duration idling emissions, while battery-
electric trucks have no idling emissions of any kind.

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Equation 10

Epm = I [((Mc« «GPMh « HDC) * (GPMui * UDCJ * (GPMUz x UDC2) ~ (GPMU3 x UDC3) ~ (GPMU4 x UDC4» * Tcy/
Tct) * (GPHsdi *Hsdi * Tcy) * (GPHldi "Hldi * Tcy)) * (l - ((0.25 * Tdoc / Tcy) * (0.05 * Tccv / Tcy) * (0.9 * Tdpf /

Tcy)))1

Where:



Epm

= grams PM per year for a given truck class

Tdoc

= Number of trucks using Diesel Oxidation Catalysts by class

Tccv

= Number of trucks using Closed Crankcase Ventilation by class

Tdpf

= Number of trucks using Diesel Particulate Filters by class

0.25

= Effectiveness of DOCs (25%) at reducing particulate matter

0.05

= Effectiveness of CCVs (5%) at reducing particulate matter

0-9

= Effectiveness of DPFs (90%) at reducing particulate matter

Note the above calculation methodology assumes that the same highway/urban drive cycle fractions
apply across all model years of a given truck class. Similarly, the method assumes that estimated idle
hours apply equally to all model years of a given truck class.

The above methodology also utilizes estimates for the fraction of miles traveled associated with
different road types and speed categories, as shown in the equations above. The Tool user must
provide an estimate of the percent of total miles associated with urban driving for each truck class. The
user may also provide percentages for the miles spent driving in urban conditions (e.g., unrestricted
access, surface roads in well-traveled urban areas), for different speed categories (0 - 25 / 25 - 50 /
50* mph). This information may be obtained from analysis of truck ECM or possibly GPS data. If urban
speed distribution data is not available, the user may select to use default distributions, obtained from
the MOVES model. The default speed distributions for urban operation (as defined in Section 2.2 above)
varies with vehicle class and model year. However, the variation over model years is very slight
(typically with a range of 1 to 2 percent for the largest speed category), the percentages were averaged
over all model years for a given speed category/vehicle type combination for use within the Tool.

Table 4 presents the resulting default urban speed distributions by speed category for each truck
class, for both diesel and gasoline vehicles. Note that the Tool utilizes the diesel default speed
distributions for LPG, LNG, and CNG.

Table 4. Default Speed Category Distributions by Vehicle Class for Urban

Operation (MOVES20ioa basis)33

Vehicle Class

Speed Group

Percent by
Class*

| Diesels \

| HDDV2b

1 0-25

1 35% 1

Vehicle
Class

Speed Group

Percent by
Class*

| Gasoline \

| HDGV2b

1 0-25

1 43% 1

33 These values represent the urban component of driving only. If the user specifies a non-zero percentage for Highway/Rural driving, the values in
the above table are automatically renormalized, so as to make the sum across urban and highway operation modes equal to 100%.

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Vehicle Class



Percent by
Class*



25-50

38%

50*

13%

Deceleration

15%

HDDV3

0-25

41%

25-50

36%

50+

12%

Deceleration

11%

HDDV4

0-25

42%

25-50

35%

50+

12%

Deceleration

11%

HDDV5

0-25

42%

25-50

35%

50+

12%

Deceleration

11%

HDDV6

0-25

42%

25-50

35%

50+

12%

Deceleration

10%

HDDV7

0-25

42%

25-50

35%

50+

12%

Deceleration

10%

HDDV8a

0-25

44%

25-50

35%

50+

12%

Deceleration

9%

HDDV8b

0-25

45%

25-50

34%

50+

12%

Deceleration

8%

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Vehicle
Class

Speed Group

Percent by
Class*



25-50

31%



50+

10%



Deceleration

15%



0-25

45%

HDGV3

25-50

34%

50+

11%



Deceleration

11%



0-25

45%

HDGV4

25-50

34%

50+

11%



Deceleration

10%



0-25

46%

HDGV5

25-50

33%

50+

10%



Deceleration

11%



0-25

46%

HDGV6

25-50

33%

50+

10%



Deceleration

11%



0-25

45%

HDGV7

25-50

32%

50+

10%



Deceleration

14%



0-25

45%

HDGV8a

25-50

34%

50+

11%



Deceleration

10%



0-25

43%

HDGV8b

25-50

31%

50+

10%



Deceleration

15%

* Class totals may not sum to 100% due to rounding error.

As seen in the above table, the MOVES model assumes that some fraction of vehicle operation is
associated with "deceleration" events, evaluated independently from other operation due to their
unique emission rate patterns.34 However, it is assumed that most Tool users will not know their fleet's
deceleration fraction. As such, the Tool will adjust any values input by the user to include a
deceleration fraction based on MOVES model percentages. If the user selects the default urban speed
distributions, the Tool will adjust the urban values from Table 4 to account for the percentage of miles
for Highway/Rural operation as well. The following provides an illustrative example for calculating PM
emissions for diesels given a specific set of road type/speed category distributions. NOx and BC
emission calculations follow the same procedure.

34 MOVES also assigns some fraction of emissions to idle operation. However, operating fractions and emission factors associated with idle in
MOVES outputs are expressed in grams per mile rather than grams per hour. Thus, to utilize the grams per hour emission factors developed for use
in the Tool, MOVES outputs associated with idle operation were removed and the operating mode fractions for the four remaining categories were
renormalized to equal 100%.

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User specifies l Class 8b diesel, model year 2011, traveling 100,000 mi/yr.

User specifies the following Road type/speed category distributions:

60% urban, of which
50.0% is 0-25 mph
33-3% is 25-50 mph
16.7% is 50* mph

For highway/rural operation, the lookup value from MOVES is 0.0187 g/mi for PM2.5
For urban operation, the lookup values are as follows (2016 calendar year basis):

0-25:	0.0272 g/mi

25-50:	0.0463 g/mi

50*:	0.0233 g/mi

deceleration: 0.0015 g/mi

Now the urban speed distribution percentage inputs must account for deceleration, as follows:

0-25: 60% x 50% x sum of default percentages for the three speed bins (but excluding default
deceleration fraction) = 30% x (45% ~ 34% ~ 12%) = 27.3%

25-50: 60% x 33.3% x sum of default percentages (45% ~ 34% ~ 12%) = 18.2%

50*: 60% x 16.7% x sum of default percentages (45% ~ 34% ~ 12%) = 9.1%

deceleration: remaining percentage, which equals 100% - 40% (highway) - 27.3% -18.2% - 9.1% = 5.4%

Now apply these percentage weights to the total mileage, and then multiply by the corresponding
emission factors to obtain mass, as follows:

Highway/rural component: 0.40 x 100,000 x 0.0187 = 748 grams
0-25 urban component: 0.273 x 100,000 x 0.0272 = 743 grams
25 - 50 urban component: 0.182 x 100,000 x 0.0463 = 843 grams
50* urban component: 0.091 x 100,000 x 0.0233 = 212 grams
Deceleration urban component: 0.54 x 100,000 x 0.0015 = 81 grams

Therefore total = 2,627 grams of PM2.5 (This value will then be summed with any other model
year/vehicle class combinations and converted to short tons.)

As discussed in Section 2.3, the Tool assumes that Bioo-equivalent biodiesel volumes are distributed
proportionately across all diesel vehicle classes. For example, if a fleet uses 100 B-100 equivalent
gallons of biodiesel, and 1,000 gallons of fuel total, the Tool assumes that Bio (100 / 1,000 = 10%) is the
blend used by each truck class. Accordingly, emission rate adjustment factors are calculated for Bio
using Equation 6 and applied to the diesel emission factors for each vehicle class.

Finally, note that the PM factors output by the MOVES model for use in the Tool are expressed in terms
of PM2.5. The MOVES model assumes a fixed ratio of PM10 / PM2.5 for a given fuel type, as summarized
below:

^ Gasoline -1.1304
^ Diesel -1.087

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% CNG-1.1304

These factors are applied directly to the PM2.5 emission factors to obtain mass emission and
performance metrics for PM10 within the Tool. In addition, it was assumed that LNG and LPG have PM
ratios equivalent to the CNG value. The ratio for biodiesel was assumed to equal that for diesel.

3-3 ACTIVITY CALCULATIONS

The Tool requires users to provide specific activity information on fuel consumption, miles traveled,
payload, road type/speed, and idle hours at the vehicle class level for the emissions performance
assessment (see Section 4.0 below). While the user may provide direct data inputs for any or all of
these activity parameters, the Tool also allows the user to select default values for payload
determination, in the absence of fleet-specific information. (Direct inputs for payload are highly
preferred over the use of defaults.) The data sources and assumptions used to develop these default
values are discussed below.

Default Payload Distributions

Average payloads can vary widely among fleets, even within a given vehicle class, depending upon
commodity type and body/trailer type. With the exception of LTL and Package carriers (whose data
are based on 2015 submissions), exact data entries were used from the 2011 Truck Tool submissions to
obtain payload distributions for the current Tool.35 This data was categorized by fuel type, truck class,
and SmartWay Category. SmartWay Category is based on the Fleet Description inputs (e.g., Truckload
Dry Van, Dray, Mixed, etc.). 1,850 unique records were identified using this categorization of the 2011
Partner data. This data was then reviewed, and four outliers were identified and removed from the data
set.36 Next, the payload data were aggregated across all SmartWay Category/truck class
combinations.

Based on this data, Table 5 presents the payload averages and minimum/maximum values by truck
class and SmartWay Category.37 Note that the values presented below are not weighted by fleet size.

Table 5. Average, Min and Max Payloads (short tons) by Truck

Class/SmartWay Category

SmartWay
Category by Class

Avg Payload
(tons)

Min

Max

Auto Carrier

2b

0.64

0.001

5.70

3

1.26

0.001

9.00

4

2.04

0.001

12.00

35	An evaluation of carrier payload data in 2016 found the vast majority of fleets selected from the tool's default ranges rather than providing exact
values. Accordingly, the available 2016 data was not robust enough to use as the basis for an update to the existing ranges provided in the tool.

36	Three Class 2bs were removed due to high payloads (16,13, and 5 tons). A Class 8b truck was removed due to incongruous text explanation ("none
used").

37	Given the lack of data on non-diesel heavy-duty vehicles, payload ranges are assumed to apply to all fuel types.

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SmartWay
Category by Class

Avg Payload
(tons)

Min

Max

5

3.05

0.001

15.90

6

4.49

0.001

20.70

7

5.90

0.001

60.00

8a

18.20

0.001

111.00

8b

18.20

0.001

111.00

Dray

2b

0.77

0.001

5.70

3

1.50

0.001

9.00

4

2.27

0.001

12.00

5

3.39

0.001

15.90

6

4.14

0.001

20.70

7

5.53

0.001

60.00

8a

10.69

0.001

60.00

8b

18.46

0.001

150.00

Expedited

2b

0.64

0.001

5.70

3

1.26

0.001

9.00

4

2.04

0.001

12.00

5

3.05

0.001

15.90

6

4.49

0.001

20.70

7

6.04

0.001

60.00

8a

10.92

0.001

111.00

8b

23.66

0.001

150.00

Flatbed

2b

1.19

0.001

5.70

3

1.26

0.001

9.00

4

2.68

0.001

12.00

5

3.05

0.001

15.90

6

4.67

0.001

20.70

7

7.05

0.001

24.00

8a

13.51

0.001

72.00

8b

22.50

0.001

99.90



Heavy/Bulk

2b

1.19

0.001

5.70

3

1.50

0.001

9.00

4

2.79

0.001

12.00

5

3.39

0.001

15.90

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SmartWay
Category by Class

Avg Payload
(tons)

Min

Max

6

4.84

0.001

20.70

7

7.45

0.001

60.00

8a

18.20

0.001

111.00

8b

29.20

0.001

150.00

LTL/Package

2b

0.73

0.001

5.70

3

1.23

0.001

9.00

4

1.90

0.001

12.00

5

2.63

0.001

15.90

6

3.31

0.001

20.70

7

4.89

0.001

60.00

8a

8.15

0.001

60.00

8b

15.29

0.001

150.00

Mixed

2b

0.64

0.001

5.70

3

1.26

0.001

9.00

4

2.04

0.001

12.00

5

3.05

0.001

15.90

6

4.49

0.001

20.70

7

6.04

0.001

60.00

8a

10.92

0.001

111.00

8b

23.66

0.001

150.00

Moving

2b

0.58

0.001

5.70

3

1.08

0.001

9.00

4

1.41

0.001

12.00

5

2.91

0.001

15.90

6

4.17

0.001

20.70

7

5.38

0.001

60.00

8a

12.71

0.001

111.00

8b

14.13

0.001

111.00



Refrigerated

2b

0.77

0.001

5.70

3

1.50

0.001

9.00

4

2.27

0.001

12.00

5

3.39

0.001

15.90

6

4.84

0.001

20.70

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SmartWay
Category by Class

Avg Payload
(tons)

Min

Max

7

6.03

0.001

60.00

8a

9.76

0.001

82.50

8b

20.10

0.001

82.50

Specialized

2b

0.58

0.001

5.70

3

1.08

0.001

9.00

4

1.41

0.001

12.00

5

2.91

0.001

15.90

6

4.17

0.001

20.70

7

5.38

0.001

60.00

8a

12.71

0.001

111.00

8b

14.13

0.001

111.00

Tanker

2b

0.64

0.001

5.70

3

1.26

0.001

9.00

4

2.04

0.001

12.00

5

3.05

0.001

15.90

6

4.49

0.001

20.70

7

7.45

0.001

60.00

8a

12.12

0.001

72.00

8b

24.90

0.001

103.80

TL/Dry Van

2b

0.77

0.001

5.70

3

1.50

0.001

9.00

4

2.27

0.001

12.00

5

3.39

0.001

15.90

6

4.14

0.001

20.70

7

5.53

0.001

60.00

8a

10.69

0.001

60.00

8b

18.46

0.001

150.00

The values above serve as the basis for the default payload ranges provided in the Tool payload drop-
down menu. For most vehicle class/SmartWay Category combinations,38 five default ranges are
offered for Partner selection:

3s In a few instances, the calculated lower bound value for Range 2 was less than zero. In these cases, the lower bound value for Range 2 was set to

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V- Range 1: from o.oi tons to (Average payload - 2 x standard deviation);

Range 2: from (Average payload - 2 x standard deviation) to (Average payload - 1 x standard
deviation);

V- Range 3: from (Average payload - 1 x standard deviation) to (Average payload ~ 1 x standard
deviation);

Range 4: from (Average payload ~ 1 x standard deviation) to (Average payload ~ 2 x standard
deviation); and,

Range 5: from (Average payload ~ 2 x standard deviation) to (Average payload ~ 3 x standard
deviation).

Once a particular range is selected, the midpoint of the range is used to estimate class/SmartWay
Category-level average payload, which in turn is used directly in determining grams per ton-mile
performance metrics for the fleet.

Payload data based on bills of lading and entered directly into the payload screen are validated using
the same data described above (see Section 3.4).

Brokered Freight

If a fleet brokers out more than 20% of its annual freight, this activity must be reported using the OTT or
the online Logistics Tool. If you select the Logistics Tool to report your brokered activity you will need
to provide miles or ton-miles for each company you broker your loads to. Otherwise, you can complete
the OTT including your brokerage information, and the tool will apply default gram per ton-mile factors
to estimate the emissions associated with this activity. You can specify your annual brokerage activity
data in terms of:

•	Ton-miles

•	Miles

•	Number of loads

•	Amount spent

Ton-miles is the preferred metric for reporting brokered activity. Activity reported using other options
is converted to ton-mile-equivalents using the following defaults.

0.001 and the Payload screen displays Range l as "N/A".

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1.	If the user provides total miles, the OTT multiplies this value by the average payload value for
SmartWay Truck Carriers (17.5 tons) to obtain ton-miles.

2.	If the user provides the number of loads brokered out, the OTT multiplies this value by 527
miles/load to convert to total miles, then converts to ton-miles.

3.	If the user provides total amount spent on brokered freight, the OTT divides this value by
$3.oo/mile39 to obtain total miles, then converts to ton-miles.

After conversion, total ton-miles are multiplied by default gram per ton-mile emission factors for Non-
SmartWay General Truck fleets for the current Data Year40 to obtain total mass emissions for brokered
activity, summarized in the OTT Emission Report. This report also presents emission factors for the non-
brokered fleet as well as composite factors for brokered plus non-brokered activity. The equations
used to calculate composite gram per mile and gram per ton-mile emission factors (EFs) are as follows.

G/Mile metrics

(;partner fleet EF x Miles) + (nonSmartWay EF x Miles)

Composite EF =	-	-	

Total Miles

G/Ton-mile metrics

(;partner fleet EF x TonMiles) + (nonSmartWay EF x TonMiles)

Composite EF =	-	-	

Total TonMiles

Composite emission factors will be used to rank your fleet against others in the same SmartWay
Category.

3.4 DATA VALIDATION

The OTT has a number of standard logical, range and value checks that must be passed before
Partners can submit their data to EPA. Many of these checks simply confirm the presence of required
data (e.g., total miles for each truck class selected), or the accuracy of logical relationships (e.g.,
revenue miles less than or equal to total miles). The list of these basic checks is provided below.
Partners will not be able to finalize their fleet files until all associated errors have been resolved. Also
note that there is an implicit validation check on all numeric fields because the system will not accept
non-numeric characters (including minus signs).

Table 6. Basic Range and Logical Checks

Contact Information

User must enter at least two distinct contacts.

Fleet Description

User must include a Partner Name.

39 Approximate U.S. national weighted average for dry van, flatbed, and reefer fleets. See https://www.dat.com/industry-trends/trendlines.
See the SmartWay Shipper Tool Technical Documentation for details regarding non-SmartWay fleet performance metrics.

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Fleet Description

If entered, SCACs must be between 2 and 4 characters in length, and at least one
character must be a letter. Multiple SCACs must be separated by commas.

Fleet Description

If entered, MCNs must be between 6 and 7 digits.

Fleet Description

If entered, DOT numbers must be 7 digits or less.

Fleet Description

User must select a Fleet Type.

Fleet Description

The Operation Category totals must add up to 100%.

Fleet Description

The Body Type totals must add up to 100%.

Fleet Description

If a value for the Special Hauler body type is entered, a description must be
provided.

Fuel Type

User must select at least one fuel type.

Fuel Type

If Reefer Body Type has been specified for a fleet, user must select at least one
truck fuel type utilizing reefers.

Model Year & Class

At least one truck class must be selected.

Model Year & Class

Total truck counts for each selected truck class cannot be zero.

Activity Information

For all numeric fields except Empty Miles, Biofuel gallons, and Idle Hours, the
value must be greater than zero. (An explanation must be provided for zero Empty
Miles and idle hours).

Activity Information

For mileage and gallons fields, enter exact rather than rounded values, (warning)

Activity Information

For Revenue Miles, the amount cannot exceed the number of Total Miles Driven.

Activity Information

Revenue Miles that are significantly outside the expected range for percent of
total miles for the given truck class (based on a lookup table) must be explained.

Activity Information

For Empty Miles, the amount must be less than the number of Total Miles.

Activity Information

Empty Miles that are significantly outside the expected range for the given truck
class (based on a lookup table) must be explained.

Activity Information

Distance per truck that is significantly outside the expected range for the given
truck class (based on a lookup table) must be explained.

Activity Information

On the Biofuel Blend Calculator, the total gallons of biofuel cannot exceed the
amount entered for Total Fuel.

Activity Information

For Idle Hours, the value cannot exceed 8,760 per year per truck.

Activity Information

For Idle Hours, values significantly outside the expected range for daily short
duration idle hours, daily long duration idle hours, and average number of days on
the road must be explained.

Activity Information

MPG must be greater than zero.

Activity Information

MPG that is significantly outside the expected range for the given truck class
(based on a lookup table) must be explained.

Activity Information

Reefer fuel inputs for each fuel type must be less than 50% of the total fuel
volume used for reefer truck engine power.

Activity Information

Reefer fuel as a percent of fuel used for reefer truck engine power that is
significantly outside the expected range (based on lookup table) must be
explained.

Payload Information

Zero is not a valid value for any payload (absolute minimum payload = 0.001 tons).

Payload Information

Values that are significantly outside the expected range for the truck class must
be explained.

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Data Sources

Data sources for Total Miles Driven, Gallons of Fuel Used, Average Payload, and
Other Data must be specified.

Additional, rigorous validation checks of key data inputs are also needed to ensure the overall quality
of the performance metrics calculated by the Tool. Validation checks serve three purposes to this end.
First, unusually high or low values can be identified and flagged for the user's attention before
finalizing inputs. For example, a user may misplace a decimal, inadvertently add an extra zero, or utilize
the wrong units (e.g., reporting pounds instead of tons for payload) upon data entry. By comparing
these data entries to reliable industry averages and distributions, these values can be flagged allowing
users to quickly correct such errors.

Second, under certain circumstances Partners may operate their fleets under atypical conditions,
resulting in extreme (outlier) data values. For example, permitted heavy-haul operations may routinely
exceed industry-average payload values by 10 or more tons. By flagging such data entries Partners
have the opportunity to provide additional information regarding their unique operating conditions
through use of the Tool comment fields.

Finally, independent criteria can be established to ensure that data inputs are never allowed to exceed
certain physically-constrained absolute limits. For example, a truck cannot exceed roughly 500,000
miles per year, even with dual drivers and minimal maintenance time, simply due to the available hours
per year and highway speed limits. Data values above these absolute maximum levels are not allowed
by the Tool, and users are required to modify the associated inputs before proceeding.

The following presents the Tool validation ranges for all parameters but payload, which is discussed
above. Validation flags are of three types:

^ "Yellow" values indicating that the input or derived performance value is notably lower/higher
than the expected value. Partners may enter an explanation backing up such entries, but this is not

"Red" values indicating that the input or derived performance value differs greatly from the
expected value. In this case the partner must enter text explaining why this value is accurate. Once
entered, the value will change from "Red" to "Yellow" on the data entry screen.

V- "Absolute errors" exceed values deemed physically possible and must be changed in order to be
accepted by the tool.

Reefer Fuel Validation

1,008 diesel fleets designated as "Reefer" for the 2019 calendar year were evaluated to determine the
distribution of the fraction of reefer fuel consumption to total fuel consumption. Four of these
observations were dropped from the analysis data set, having greater than 50% of their total fuel

mandatory.

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consumption attributed to reefer fuel.41 As shown in Figure 4 below, the distribution for the remaining
reefer fleets was highly skewed toward low fractions (reefer consumption / total consumption). For
this reason, the Tool does not generate Range 1 or Range 2 warnings at the low end of the distribution.
Range 4 and Range 5 warnings were set to flag upper end reefer fuel consumption percentages as
shown in Table 7.

11 EPA suspects these reefer trucks are primarily used for storage rather than transportation. An additional validation rule has been adopted to flag
such entries as errors.

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Figure 4- Number of Observations vs Fraction of Fuel Used by Reefers

120
100

80
60
40
20
0

sr sr ^ a? sr 3? ae a? at ae ae a? jr ae ae

^F>omi0O>m(0O)rMiAoo

s ¥ af af aC a? a?" a? a?~ a?" a? a? a?" a? a?

""'SomieSimioftpiiflooiHi
¦—' »h «h «h «h 0

19%

92.7%

Range 4

19%

26%

5-6%

Range 5

26%

50%

1.7%

The mean of the distribution shown in Figure 4 (11%) can be used as the default percentage reefer fuel
consumption if the partner lacks data for this parameter.

The percentages discussed above are multiplied by the total fuel value entered on the Activity screen
(engine fuel plus reefer fuel) to determine the Reefer fuel validation ranges and default values for a
given fleet. If the percentage designated as "Reefer" in the Body Types section of the Tool is less than
100%, then the validation ranges and default value are scaled downward by the reported percentage.

Data Processing

Except as noted, the validation range recommendations are based upon a distributional analysis
performed on the 2015 Truck Partner input and performance data.42 Fleet level data was grouped by
truck class and bin category. If a particular combination had less than 20 fleets, it was aggregated to
the next "higher" level until at least 20 fleets were included. This process resulted in 29 groupings, as
shown in Table 8. Note these groupings are mutually exclusive - e.g., "Class 6_Mixed" (Group 6)

12 Miles per gallon distributions were updated based on 20ig partner data to reflect recent changes in fleet fuel efficiency.

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includes all Class 6 vehicles with the exception of TL/Dry Van, LTL/Dry Van, and Package (Groups 8,
10, and li).

Table 8. Truck Fleet Groupings Used for Distributional Analysis

Group #

Name

# Fleets

1

2B_Expedited

35

2

2B_Mixed

96

3

2B_Package

34

4

2B_TL/Dry Van

42

5

3_Mixed

85

6

4_Mixed

71

7

5_Mixed

59

8

6_LTL/Dry Van

55

9

6_Mixed

124

10

6_Package

25

11

6_TL/Dry Van

51

12

7_LTL/Dry Van

61

13

7_Mixed

144

14

7_TL/Dry Van

44

15

8A_LTL/Dry Van

54

16

8A_Mixed

106

17

8A_Refrigerated

21

18

8A_TL/Dry Van

61

19

8B_AutoCarrier

36

20

8B_Dray

109

21

8B_Expedited

26

22

8B_Flatbed

159

23

8B_Heavy/Bulk

22

24

8B_LTL/Dry Van

106

25

8B_Mixed

470

26

8B_Refrigerated

574

27

8B_Specialized

60

28

8B_TL/Dry Van

912

29

8B_Tanker

84

A distributional assessment was then performed for each of the above groupings for the following
parameters.

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Miles per vehicle
Miles per gallon

Revenue Miles (as a percent of total miles)

^ Empty Miles (as a percent of total miles)

The following parameters were not updated based on 2015 data due to one of two reasons: (1) the data
set for 2015 was too thin, or (2) the majority of the data relied on default values.

^ Percent Biofuel
^ Percent Miles Traveled, Urban

Percent Miles Traveled, Highway
V- Average Idle Hours per Year

ERG then identified suspected outliers and erroneous data entry values for each parameter/group
combination, based on the criteria presented in Table 9.

Table 9. Outlier Definition

Metric

Unreasonably Low

Unreasonably High

Miles per Vehicle

Mean - 3*Std dev

Mean ~ 3*std dev

MPG

0

Mean ~ 3*std dev

Percent Revenue Miles

<40

100

Percent Empty Miles

0

>60

Percent Biofuel

0

>20

Percent Urban Operation

0

100

Percent Highway Operation

0

100

Average Idle Hours

0

Mean ~ 3*std dev

Using these criteria ERG identified 132 values, which were subsequently dropped from the data set in
order to develop "yellow" and "red" validation ranges for generalized distributions. The dropped
values are shown below in Table 10.

Table 10. Values Flagged as Outliers

Parameter

Class/Category

Value

Mean

gallons per year

2B_Expedited

412,514

53,503

gallons per year

2B_Mixed

1,118,423

97,172

gallons per year

2B_Mixed

2,575,025

97,172

gallons per year

2B_Mixed

1,155,575

97,172

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Parameter

Class/Category

Value

Mean

gallons per year

2B_Package

16,598,790

1,573,156

gallons per year

2B_Package

18,812,438

1,573,156

gallons per year

2B_TL/Dry Van

9,561,432

297,320

gallons per year

3_Mixed

7,488,083

566,721

gallons per year

3_Mixed

6,000,532

566,721

gallons per year

3_Mixed

10,025,500

566,721

gallons per year

3_Mixed

6,895,410

566,721

gallons per year

4_Mixed

32,131,244

1,287,415

gallons per year

4_Mixed

23,340,749

1,287,415

gallons per year

5_Mixed

5,886,948

526,173

gallons per year

5_Mixed

8,195,008

526,173

gallons per year

5_Mixed

5,391,967

526,173

gallons per year

6_LTL/Dry Van

3,981,088

229,194

gallons per year

6_LTL/Dry Van

2,229,735

229,194

gallons per year

6_Mixed

971,878

64,977

gallons per year

6_Mixed

434,514

64,977

gallons per year

6_Mixed

655,144

64,977

gallons per year

6_Package

42,086,822

5,063,945

gallons per year

6_TL/Dry Van

4,063,283

202,354

gallons per year

7_LTL/Dry Van

2,027,074

251,393

gallons per year

7_LTL/Dry Van

2,991,399

251,393

gallons per year

7_LTL/Dry Van

2,241,644

251,393

gallons per year

7_Mixed

6,172,258

273,971

gallons per year

7_Mixed

3,374,633

273,971

gallons per year

7_Mixed

5,989,442

273,971

gallons per year

7_Mixed

3,559,828

273,971

gallons per year

7_TL/Dry Van

4,950,320

262,592

gallons per year

8A_LTL/Dry Van

36,116,464

3,648,512

gallons per year

8A_LTL/Dry Van

53,625,048

3,648,512

gallons per year

8A_Mixed

57,351,694

986,765

gallons per year

8A_Refrigerated

5,643,067

443,374

gallons per year

8A_TL/Dry Van

70,846,629

2,760,796

gallons per year

8B_AutoCarrier

25,533,283

3,748,093

gallons per year

8B_Dray

14,150,069

1,604,817

gallons per year

8B_Dray

34,766,125

1,604,817

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Parameter

Class/Category

Value

Mean

gallons per year

8B_Dray

13,354,331

1,604,817

gallons per year

8B_Expedited

1,424,076

218,990

gallons per year

8B_Flatbed

36,752,966

2,361,101

gallons per year

8B_Flatbed

34,640,701

2,361,101

gallons per year

8B_Flatbed

17,704,415

2,361,101

gallons per year

8B_Flatbed

17,023,256

2,361,101

gallons per year

8B_Heavy/Bulk

9,404,277

1,037,619

gallons per year

8B_LTL/Dry Van

92,200,872

7,616,076

gallons per year

8B_LTL/Dry Van

124,000,000

7,616,076

gallons per year

8B_LTL/Dry Van

89,849,912

7,616,076

gallons per year

8B_Mixed

66,558,332

2,535,432

gallons per year

8B_Mixed

37,456,768

2,535,432

gallons per year

8B_Mixed

59,418,064

2,535,432

gallons per year

8B_Mixed

48,225,936

2,535,432

gallons per year

8B_Mixed

180,000,000

2,535,432

gallons per year

8B_Mixed

119,000,000

2,535,432

gallons per year

8B_Refr

gerated

33,225,674

1,941,435

gallons per year

8B_Refr

gerated

42,919,799

1,941,435

gallons per year

8B_Refr

gerated

28,773,217

1,941,435

gallons per year

8B_Refr

gerated

37,152,519

1,941,435

gallons per year

8B_Refr

gerated

20,502,480

1,941,435

gallons per year

8B_Refr

gerated

53,869,408

1,941,435

gallons per year

8B_Refr

gerated

18,295,369

1,941,435

gallons per year

8B_Refr

gerated

18,899,380

1,941,435

gallons per year

8B_Refr

gerated

31,452,760

1,941,435

gallons per year

8B_Refr

gerated

67,708,438

1,941,435

gallons per year

8B_Specialized

109,000,000

3,815,822

gallons per year

8B_TL/Dry Van

39,566,042

3,015,269

gallons per year

8B_TL/Dry Van

86,776,622

3,015,269

gallons per year

8B_TL/Dry Van

41,147,713

3,015,269

gallons per year

8B_TL/Dry Van

40,502,655

3,015,269

gallons per year

8B_TL/Dry Van

102,000,000

3,015,269

gallons per year

8B_TL/Dry Van

47,825,507

3,015,269

gallons per year

8B_TL/Dry Van

131,000,000

3,015,269

gallons per year

8B_TL/Dry Van

55,482,608

3,015,269

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Parameter

Class/Category

Value

Mean

gallons per year

8B_TL/Dry Van

72,226,731

3,015,269

gallons per year

8B_TL/Dry Van

182,000,000

3,015,269

gallons per year

8B_TL/Dry Van

61,329,730

3,015,269

gallons per year

8B_TL/Dry Van

99,023,569

3,015,269

gallons per year

8B_Tanker

63,833,642

2,691,859

annualm

les/veh

cle

2B_Mixed

116,299

28,854

annualm

les/veh

cle

3_Mixed

85,788

22,873

annualm

les/veh

cle

3_Mixed

81,697

22,873

annualm

les/veh

cle

4_Mixed

87,149

23,285

annualm

les/veh

cle

5_Mixed

93,600

18,865

annualm

les/veh

cle

5_Mixed

77,510

18,865

annualm

les/veh

cle

6_Mixed

343,740

34,199

annualm

les/veh

cle

6_Package

103,854

24,362

annualm

les/veh

cle

6_TL/Dry Van

116,000

36,656

annualm

les/veh

cle

7_Mixed

135,356

35,442

annualm

les/veh

cle

7_Mixed

117,865

35,442

annualm

les/veh

cle

7_TL/Dry Van

166,021

37,351

annualm

les/veh

cle

8B_Flatbed

5,000

78,258

annualm

les/veh

cle

8B_Flatbed

7,500

78,258

annualm

les/veh

cle

8B_LTL/Dry Van

271,366

69,987

annualm

les/veh

cle

8B_Mixed

203,275

74,314

annualm

les/veh

cle

8B_Mixed

175,555

74,314

annualm

les/veh

cle

8B_Refrigerated

215,350

101,711

annualm

les/veh

cle

8B_Refrigerated

211,217

101,711

annualm

les/veh

cle

8B_Refrigerated

248,360

101,711

annualm

les/veh

cle

8B_Refrigerated

221,995

101,711

annualm

les/veh

cle

8B_Refrigerated

225,974

101,711

annualm

les/veh

cle

8B_Refrigerated

262,511

101,711

annual mi

les/veh

icle

8B_Refrigerated

208,809

101,711

annual mi

les/veh

icle

8B_Specialized

189,507

73,838

annual mi

les/veh

icle

8B_TL/Dry Van

195,768

90,012

annual mi

les/veh

icle

8B_TL/Dry Van

193,195

90,012

annual mi

les/veh

icle

8B_TL/Dry Van

189,257

90,012

annual mi

les/veh

icle

8B_TL/Dry Van

250,391

90,012

annual mi

les/veh

icle

8B_TL/Dry Van

194,704

90,012

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Parameter

Class/Category

Value

Mean

annual miles/vehicle

8B_TL/Dry Van

191,012

90,012

annual miles/vehicle

8B_TL/Dry Van

215,143

90,012

annual miles/vehicle

8B_Tanker

148,721

79,629

% Empty Miles

3_Mixed

90.19

1339

% Empty Miles

8B_Specialized

99-38

30.34

% Empty Miles

2B_Mixed

0.02

82.54

% Empty Miles

8B_TL/Dry Van

35-17

8737

Once values were defined as outliers and excluded from the data set, the mean and standard deviation
of the distribution for each truck fleet grouping were then re-calculated for each metric. Each fleet
was treated equally in the distributional assessment, independent of the number of vehicles in the
fleet. Histograms presenting the distributions for each truck fleet grouping/metric combination are
available electronically from SmartWay.

For groupings with large numbers of fleets (e.g., Class 8b diesel TL/Dry Van, Refrigerated, and Mixed),
the data for miles per vehicle and miles per gallon appear normally distributed. Examples for Class 8b
TL/Dry Van Diesel fleets are shown in Figures 5 and 6.

Miles Per Vehicle

Any Outtyers Have Been Removed

Group ID Number=28 TruckClass_BinCategory=8B_TL/DryVan Number in Group=912

70:

60

50

(D
-Q

20

10:

1111111 I	i ¦ 11

0 10000 20000 30000 40000 50000 60000 70000 80000 90000 100000 110000 120000 130000 140000 150000 160000 170000 180000

Bin Value

/proj1/EPA_TnjckToolVal/Update2016/val3.sas 14DEC16 12:41

SmartWay Technical Documentation | Section 3.0 42


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SmartWay

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Figure 6. Miles per Gallon Distribution, Class 8b TL/Dry Van Diesel Fleets

160
140
120
100
80
60
40
20

N= 929
Avg = 6.36
stdev= 0.79

o^"5—j^r-;cnrNi'=^r^;cnrviLnr--c:)rsiLnr^cz>rviLnoq
ro^^^^ini/iL/iL/i^iDidNisrNrNcdodcdcd
f of rsT -stf r>f of rvT ltT r*f of rsf irf r*f of rsf irf
roro'vf;'vf;«vj:«vj:LnLnLnLnuDUDUDKKr^r^cdcdco'

Other fleet group/metric combinations displayed sharp drop offs at certain discrete levels. For
example, % Revenue Miles were seldom less than 50% of total miles, and conversely, % Empty Miles
were seldom greater than 50% of total miles. % Biofuel also displayed a discrete maximum value with
no fleets using blends higher than 20% biodiesel.43

Based on this assessment, red and yellow flag areas were defined for each fleet group/metric
combination as shown in Table 11.

Table 11. "Red" and "Yellow" Flag Criteria

Class Category



Variable

Low Red

Low Yellow

High Yellow

High Red

2B_ Expedited

35

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

2B_Mixed

96

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

2B_Package

34

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

2B_TL/Dry Van

42

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

3_Mixed

85

Miles Per Vehicle

NONE

5.000

Mean+i.sStD

Mean+2StD

4_Mixed

71

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

5_Mixed

59

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

6_LTL/Dry Van

55

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

6_Mixed

124

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

6_Package

25

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

6_TL/Dry Van

51

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

13 As such, a yellow warning is issued for any biodiesel blend > 20%, with no red warning.

SmartWay Technical Documentation | Section 3.0 43


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Class Category



Variable

Low Red

Low Yellow

High Yellow

High Red

7_LTL/Dry Van

61

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

7_Mixed

144

Miles Per Vehicle

NONE

5.000

Mean+i.sStD

Mean+2StD

7_TL/Dry Van

44

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

8A_LTL/Dry Van

54

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

8A_Mixed

106

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

8A_Refrigerated

21

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

8A_TL/Dry Van

61

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

8B_AutoCarrier

36

Miles Per Vehicle

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Dray

109

Miles Per Vehicle

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Expedited

26

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

8B_Flatbed

159

Miles Per Vehicle

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Heavy/Bulk

22

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

8B_LTL/Dry Van

106

Miles Per Vehicle

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Mixed

470

Miles Per Vehicle

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Refrigerated

574

Miles Per Vehicle

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Specialized

60

Miles Per Vehicle

5-0%

15.0%

85.0%

950%

8B_TL/Dry Van

912

Miles Per Vehicle

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Tanker

84

Miles Per Vehicle

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

2B

72

Miles Per Gallon

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

3

45

Miles Per Gallon

5-0%

10.0%

90.0%

950%

4

38

Miles Per Gallon

5-0%

10.0%

90.0%

950%

5

38

Miles Per Gallon

5-0%

10.0%

90.0%

950%

6

214

Miles Per Gallon

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

7

234

Miles Per Gallon

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8A

234

Miles Per Gallon

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_AutoCarrier

40

Miles Per Gallon

5-0%

10.0%

90.0%

950%

8B_Dray

107

Miles Per Gallon

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Expedited

18

Miles Per Gallon

5-0%

10.0%

90.0%

950%

8B_Flatbed

166

Miles Per Gallon

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Heavy/Bulk

37

Miles Per Gallon

5-0%

10.0%

90.0%

950%

8B_LTL/Dry Van

76

Miles Per Gallon

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Mixed/Moving

452

Miles Per Gallon

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Refrigerated

492

Miles Per Gallon

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Specialized

41

Miles Per Gallon

5-0%

10.0%

90.0%

950%

8B_TL/Dry Van

929

Miles Per Gallon

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_Tanker

80

Miles Per Gallon

5-0%

10.0%

90.0%

950%

SmartWay Technical Documentation | Section 3.0 44


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Class Category



Variable

Low Red

Low Yellow

High Yellow

High Red

2B_ Expedited

35

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

2B_Mixed

96

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

2B_Package

34

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

2B_TL/Dry Van

42

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

3_Mixed

85

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

4_Mixed

71

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

5_Mixed

59

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

6_LTL/Dry Van

55

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

6_Mixed

124

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

6_Package

25

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

6_TL/Dry Van

51

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

7_LTL/Dry Van

61

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

7_Mixed

144

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

7_TL/Dry Van

44

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

8A_LTL/Dry Van

54

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

8A_Mixed

106

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

8A_Refrigerated

21

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

8A_TL/Dry Van

61

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

8B_AutoCarrier

36

Percent Revenue Miles

Mean - 2StD

Mean-i.sStD

NONE

NONE

8B_Dray

109

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

8B_Expedited

26

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

8B_Flatbed

159

Percent Revenue Miles

Mean - 2StD

Mean-i.sStD

NONE

NONE

8B_Heavy/Bulk

22

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

8B_LTL/Dry Van

106

Percent Revenue Miles

Mean - 2StD

Mean-i.sStD

NONE

NONE

8B_Mixed

470

Percent Revenue Miles

Mean - 2StD

Mean-i.sStD

NONE

NONE

8B_Refrigerated

574

Percent Revenue Miles

Mean - 2StD

Mean-i.sStD

NONE

NONE

8B_Specialized

60

Percent Revenue Miles

5-0%

15.0%

NONE

NONE

8B_TL/Dry Van

912

Percent Revenue Miles

Mean - 2StD

Mean-i.sStD

NONE

NONE

8B_Tanker

84

Percent Revenue Miles

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

2B_ Expedited

35

Percent Empty Miles

NONE

NONE

85.0%

950%

2B_Mixed

96

Percent Empty Miles

NONE

NONE

Mean+i.sStD

Mean+2StD

2B_Package

34

Percent Empty Miles

NONE

NONE

Mean+i.sStD

Mean+2StD

2B_TL/Dry Van

42

Percent Empty Miles

5-0%

15.0%

Mean+i.sStD

Mean+2StD

3_Mixed

85

Percent Empty Miles

NONE

NONE

85.0%

950%

4_Mixed

71

Percent Empty Miles

NONE

NONE

85.0%

950%

5_Mixed

59

Percent Empty Miles

NONE

NONE

85.0%

950%

SmartWay Technical Documentation | Section 3.0 45


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Class Category

Count

Variable

Low Red

Low Yellow

High Yellow

High Red

6_LTL/Dry Van

55

Percent Empty Miles

NONE

NONE

Mean+i.sStD

Mean+2StD

6_Mixed

124

Percent Empty Miles

NONE

NONE

Mean+i.sStD

Mean+2StD

6_Package

25

Percent Empty Miles

NONE

NONE

85.0%

950%

6_TL/Dry Van

51

Percent Empty Miles

NONE

NONE

85.0%

950%

7_LTL/Dry Van

61

Percent Empty Miles

NONE

NONE

85.0%

950%

7_Mixed

144

Percent Empty Miles

NONE

NONE

85.0%

950%

7_TL/Dry Van

44

Percent Empty Miles

NONE

NONE

Mean+i.sStD

Mean+2StD

8A_LTL/Dry Van

54

Percent Empty Miles

NONE

NONE

Mean+i.sStD

Mean+2StD

8A_Mixed

106

Percent Empty Miles

NONE

NONE

85.0%

950%

8A_Refrigerated

21

Percent Empty Miles

NONE

NONE

Mean+i.sStD

Mean+2StD

8A_TL/Dry Van

61

Percent Empty Miles

Mean - 2StD

Mean-i.sStD

Mean+i.sStD

Mean+2StD

8B_AutoCarrier

36

Percent Empty Miles

5-0%

15.0%

85.0%

950%

8B_Dray

109

Percent Empty Miles

5-0%

15.0%

85.0%

950%

8B_Expedited

26

Percent Empty Miles

5-0%

15.0%

85.0%

950%

8B_Flatbed

159

Percent Empty Miles

5-0%

15.0%

85.0%

950%

8B_Heavy/Bulk

22

Percent Empty Miles

NONE

NONE

Mean+i.sStD

Mean+2StD

8B_LTL/Dry Van

106

Percent Empty Miles

NONE

NONE

Mean+i.sStD

Mean+2StD

8B_Mixed

470

Percent Empty Miles

NONE

NONE

Mean+i.sStD

Mean+2StD

8B_Refrigerated

574

Percent Empty Miles

NONE

NONE

Mean+i.sStD

Mean+2StD

8B_Specialized

60

Percent Empty Miles

5-0%

15.0%

85.0%

950%

8B_TL/Dry Van

912

Percent Empty Miles

NONE

NONE

Mean+i.sStD

Mean+2StD

8B_Tanker

84

Percent Empty Miles

5-0%

15.0%

NONE

50.0%

2B_ Expedited

35

Percent Biofuel

5-0%

15.0%

85.0%

950%

2B_Mixed

96

Percent Biofuel

5-0%

15.0%

85.0%

950%

2B_Package

34

Percent Biofuel

5-0%

15.0%

85.0%

950%

2B_TL/Dry Van

42

Percent Biofuel

5-0%

15.0%

85.0%

950%

3_Mixed

85

Percent Biofuel

5-0%

15.0%

85.0%

950%

4_Mixed

71

Percent Biofuel

5-0%

15.0%

85.0%

950%

5_Mixed

59

Percent Biofuel

5-0%

15.0%

85.0%

950%

6_LTL/Dry Van

55

Percent Biofuel

5-0%

15.0%

85.0%

950%

6_Mixed

124

Percent Biofuel

5-0%

15.0%

85.0%

950%

6_Package

25

Percent Biofuel

5-0%

15.0%

85.0%

950%

6_TL/Dry Van

51

Percent Biofuel

5-0%

15.0%

85.0%

950%

7_LTL/Dry Van

61

Percent Biofuel

5-0%

15.0%

85.0%

950%

7_Mixed

144

Percent Biofuel

5-0%

15.0%

85.0%

950%

7_TL/Dry Van

44

Percent Biofuel

5-0%

15.0%

85.0%

950%

SmartWay Technical Documentation | Section 3.0 46


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Class Category

Count

Variable

Low Red

Low Yellow

High Yellow

High Red

8A_LTL/Dry Van

54

Percent Biofuel

5-0%

15.0%

85.0%

950%

8A_Mixed

106

Percent Biofuel

5-0%

15.0%

85.0%

950%

8A_Refrigerated

21

Percent Biofuel

5-0%

15.0%

85.0%

950%

8A_TL/Dry Van

61

Percent Biofuel

5-0%

15.0%

85.0%

950%

8B_AutoCarrier

36

Percent Biofuel

5-0%

15.0%

85.0%

950%

8B_Dray

109

Percent Biofuel

5-0%

15.0%

85.0%

950%

8B_Expedited

26

Percent Biofuel

5-0%

15.0%

85.0%

950%

8B_Flatbed

159

Percent Biofuel

5-0%

15.0%

85.0%

950%

8B_Heavy/Bulk

22

Percent Biofuel

5-0%

15.0%

85.0%

950%

8B_LTL/Dry Van

106

Percent Biofuel

5-0%

15.0%

85.0%

950%

8B_Mixed

470

Percent Biofuel

5-0%

15.0%

85.0%

950%

8B_Refrigerated

574

Percent Biofuel

5-0%

15.0%

85.0%

950%

8B_Specialized

60

Percent Biofuel

5-0%

15.0%

85.0%

950%

8B_TL/Dry Van

912

Percent Biofuel

5-0%

15.0%

85.0%

950%

8B_Tanker

84

Percent Biofuel

5-0%

15.0%

85.0%

950%

For distributions that appeared to have a relatively normal distribution on the low and/or high end,
yellow flag criteria were set at ± 1.5 times the standard deviation (StD), and the red flag criteria at ± 2.0
times the standard deviation of the distribution for each truck fleet grouping. In most cases these
criteria result in roughly 10-20% of the values for these metrics being flagged as either red or yellow
for partner attention. For several variables with a clearly skewed distribution yellow cutoffs were set to
include approximately 15% of observations, and red cutoffs were selected to include approximately 5%
of observations. Selecting cutoffs at these levels of stringency is intended to identify likely input errors
without unduly burdening the large majority of Tool users with unnecessary data checks and text
explanations.

Finally, certain distributions showed common values up to and including the absolute min/max values.
For example, a substantial number of truck carriers reported revenue miles equal to 100% of total
miles. In these instances no yellow/red flags are assigned for that variable.

Tables 12-16 present the actual yellow and red flag values for each fleet group/metric combination,
given the decision criteria presented in Table 11. Tables 17-20 present the number of observations that
would be flagged with yellow and red warnings for these combinations. The complete set of
histograms associated with the distributional analysis of the 2016 data is available upon request from
SmartWay.

SmartWay Technical Documentation | Section 3.0 47


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Table 12. Yellow/Red Criteria by Fleet Group/Metric Combination

Annual Miles per Vehicle

Class Category

Absolute
Min

Low Red

Low
Yellow

High
Yellow

High Red

Absolute

Max

2B-Expedited

>0

9.698

16,183

63,029

90,800

500,000

2B-Mixed

>0

2,046

7,741

53,432

71,391

500,000

2B-PD

>0

5,247

11,565

47,936

65,500

500,000

2B-TL/Dry van

>0

6,799

18,007

52,984

58,368

500,000

3-Mixed

>0

0

5,000

45,712

53,814

500,000

4-Mixed

>0

1,402

6,556

40,071

51,362

500,000

5-Mixed

>0

306

3,470

40,000

49,485

500,000

6-LTL/Dry van

>0

9,631

11,696

49,080

60,950

500,000

6-Mixed

>0

2,036

10,931

51,916

67,014

500,000

6-Moving

>0

3,000

8,000

68,107

79,506

500,000

6-PD

>0

5,921

9,073

65,000

72,065

500,000

6-TL/Dry van

>0

8,632

14,133

56,713

68,836

500,000

7-LTL/Dry van

>0

12,488

15,654

54,122

72,666

500,000

7-Mixed

>0

0

5,000

67,560

78,694

500,000

7-TL/Dry van

>0

2,326

10,312

57,249

79,650

500,000

8A-LTL/.Dry van

>0

10,558

15,625

68,215

88,352

500,000

8 A-Mixed

>0

6,271

13,039

85,890

102,000

500,000

8A-Reefer

>0

15,505

26,162

70,000

79,308

500,000

8A-TL/Dry van

>0

10,069

13,877

97,567

128,406

500,000

8B-Auto

>0

43,112

51,769

103,710

112,367

500,000

8B-Dray

>0

6,985

18,413

86,984

98,413

500,000

8B-Expedited

>0

23,226

27,112

92,857

140,232

500,000

8B-Flatbed

>0

36,935

47,495

110,856

121,416

500,000

8B-Heavy

>0

44,171

48,663

101,118

108,168

500,000

8B-LTL/Dry van

>0

13,983

27,504

108,634

122,156

500,000

8B-Mixed

>0

12,029

27,477

120,168

135,616

500,000

8B-Reefer

>0

36,939

52,743

147,566

163,370

500,000

8B-Special

>0

20,765

39,854

105,338

117,433

500,000

8B-TL/Dry van

>0

29,853

44,672

133,586

148,405

500,000

8B-Tanker

>0

36,503

47,076

110,517

121,090

500,000

SmartWay Technical Documentation | Section 3.0 48


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Table 13. Yellow/Red Criteria by Fleet Group/Metric Combination

Miles per Gallon44

Class Category



Low
Red

Low
Yellow

High
Yellow

High
Red

Absolute

Max

2B

>0

5.38

7.58

20.75

22.95

375

3

>0

3.52

6.41

13.52

14.37

28.5

4

>0

6.45

7.10

12.22

13.20

24.4

5

>0

4.42

5.69

12.40

15.10

21.4

6

>0

5.41

6.21

10.98

11.77

16.8

7

>0

4.74

5.57

10.58

11.41

158

8A

>0

3.94

4.66

8.97

9.69

12.2

8B-Auto

>0

4.27

4.61

5.51

6.20

9-3

8B-Dray

>0

4.88

5.14

6.70

6.96

10.5

8B-Expedited

>0

5.76

5.82

7.14

7.20

10.2

8B-Flatbed

>0

4.38

4.75

6.97

7.34

10.8

8B-Heavy

>0

2.95

3.77

5.91

5.95

9-9

8B-LTL/Dry van

>0

5.52

5.79

7.41

7.68

11.8

SB-

Mixed/ Moving

>0

4.78

5.18

7.55

7.94

11.8

8B-Reefer

>0

5.09

5.57

8.42

8.89

11.9

8B-Specialized

>0

3.04

3.75

6.21

6.66

10.1

8B-TL/Dry van

>0

5.02

5.39

7.61

7.98

12.4

8B-Tanker

>0

3.74

4.34

6.75

7.10

10.8

11 Equivalent MPG cutoffs can be found by dividing these values by 1.26 for gasoline and CNG vehicles; dividing by 1.35 for LPG vehicles; and dividing
by 1.52 for LNG vehicles - see "Non-Diesel MPG" section below for details.

SmartWay Technical Documentation | Section 3.0 49


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Table 14. Yellow/Red Criteria by Fleet Group/Metric Combination

% Revenue Miles

Class Category



Low Red

Low Yellow

High
Yellow

High Red

Absolute Max

2B-Expedited

N/A

52

59

N/A

N/A

N/A

2B-Mixed

N/A

53

61

N/A

N/A

N/A

2B-PD

N/A

66

72

N/A

N/A

N/A

2B-TL/Dry van

N/A

69

74

N/A

N/A

N/A

3-Mixed

N/A

65

71

N/A

N/A

N/A

4-Mixed

N/A

65

71

N/A

N/A

N/A

5-Mixed

N/A

59

67

N/A

N/A

N/A

6-LTL/Dry van

N/A

61

68

N/A

N/A

N/A

6-Mixed

N/A

55

63

N/A

N/A

N/A

6-Moving

N/A

55

65

N/A

N/A

N/A

6-PD

N/A

75

80

N/A

N/A

N/A

6-TL/Dry van

N/A

56

64

N/A

N/A

N/A

7-LTL/Dry van

N/A

64

71

N/A

N/A

N/A

7-Mixed

N/A

57

64

N/A

N/A

N/A

7-TL/Dry van

N/A

64

70

N/A

N/A

N/A

8A-LTL/.Dry van

N/A

67

73

N/A

N/A

N/A

8 A-Mixed

N/A

52

59

N/A

N/A

N/A

8A-Reefer

N/A

59

65

N/A

N/A

N/A

8A-TL/Dry van

N/A

69

74

N/A

N/A

N/A

8B-Auto

N/A

43

50

N/A

N/A

N/A

8B-Dray

N/A

46

54

N/A

N/A

N/A

8B-Expedited

N/A

57

63

N/A

N/A

N/A

8B-Flatbed

N/A

62

67

N/A

N/A

N/A

8B-Heavy

N/A

34

43

N/A

N/A

N/A

8B-LTL/Dry van

N/A

68

73

N/A

N/A

N/A

8B-Mixed

N/A

62

68

N/A

N/A

N/A

8B-Reefer

N/A

72

76

N/A

N/A

N/A

8B-Special

N/A

40

49

N/A

N/A

N/A

8B-TL/Dry van

N/A

68

73

N/A

N/A

N/A

8B-Tanker

N/A

48

50

N/A

N/A

N/A

SmartWay Technical Documentation | Section 3.0 50


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Table 15. Yellow/Red Criteria by Fleet Group/Metric Combination

°/o Empty Miles

Class Category

Absolute Min

Low Red

Low Yellow

High Yellow

High Red

Absolute Max

2B-Expedited

N/A

1

5

38

44

N/A

2B-Mixed

N/A

1

5

41

48

N/A

2B-PD

N/A

1

5

31

37

N/A

2B-TL/Dry van

N/A

1

5

28

33

N/A

3-Mixed

N/A

1

5

28

34

N/A

4-Mixed

N/A

1

5

30

35

N/A

5-Mixed

N/A

1

5

33

40

N/A

6-LTL/Dry van

N/A

1

5

36

44

N/A

6-Mixed

N/A

1

5

38

45

N/A

6-Moving

N/A

1

5

40

50

N/A

6-PD

N/A

1

5

15

31

N/A

6-TL/Dry van

N/A

1

5

35

47

N/A

7-LTL/Dry van

N/A

1

5

32

35

N/A

7-Mixed

N/A

1

5

33

44

N/A

7-TL/Dry van

N/A

1

5

33

39

N/A

8A-LTL/.Dry van

N/A

1

5

30

36

N/A

8A-Mixed

N/A

1

5

36

47

N/A

8A-Reefer

N/A

1

5

35

41

N/A

8A-TL/Dry van

N/A

1

5

31

36

N/A

8B-Auto

N/A

5

15

40

49

N/A

8 B-Dray

N/A

5

7

40

50

N/A

8B-Expedited

N/A

5

6

33

37

N/A

8B-Flatbed

N/A

5

7

27

37

N/A

8B-Heavy

N/A

1

5

56

64

N/A

8B-LTL/Dry van

N/A

1

5

29

34

N/A

8B-Mixed

N/A

1

5

34

40

N/A

8B-Reefer

N/A

1

5

25

29

N/A

8B-Special

N/A

1

5

49

50

N/A

8B-TL/Dry van

N/A

1

5

28

32

N/A

8B-Tanker

N/A

20

36

50

50

N/A

SmartWay Technical Documentation | Section 3.0 51


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Table 16. Yellow/Red Criteria by Fleet Group/Metric Combination
Idle Hours and Days of Use per Year

Class Category

Low Red

Low Yellow

High Yellow

High Red

A verage Service Days/ Year

Non-Class 8b (less Package/Specialty)

96

171

320

--

Non-Class 8b (Package/Specialty)

142

200

315

--

Class 8b (less LTL/Package)

157

213

325

--

Class 8b (LTL/Package)

135

193

309

--

A verage Hours Long Duration Idle/Day

Non-Class 8b (less Package/Specialty)

--

1.00

1-73

2.81

Non-Class 8b (Package/Specialty)

--

1.00

24.00

--

Class 8b (less LTL/Package)

--

1.00

4.11

6.10

Class 8b (LTL/Package)

--

1.00

2.53

4.18

A verage Hours Short Duration Idle/Day

Non-Class 8b (less Package/Specialty)

--

0

1.87

2.81

Non-Class 8b (Package/Specialty)

--

0

1.42

1-99

Class 8b (less LTL/Package)

--

0

2.36

360

Class 8b (LTL/Package)

--

0

2.63

4-15

SmartWay Technical Documentation | Section 3.0 52


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Table 17. Number of Values Flagged by Fleet Group/Metric Combination

Annual Miles per Vehicle

Class/Category

N

Minimum
Value

m

Low
Yellow
Flags

Mean
Value

High
Yellow
Flags

High
Red
Flags

Maximum
Value

2B_ Expedited

35

6,001

1

3

40,870

3

1

95,938

2B_Mixed

96

720

4

9

27,933

9

4

76,590

2B_Package

34

4,i44

1

3

30,012

3

1

70,685

2B_TL/Dry Van

42

505

2

3

31,821

3

2

59,203

3_Mixed

85

581

0

6

21,406

6

4

76,320

4_Mixed

71

117

3

6

22,373

6

3

53,172

5_Mixed

59

83

2

5

16,525

5

2

54,486

6_LTL/Dry Van

55

1,429

2

5

29,919

5

2

70,391

6_Mixed

124

53

6

11

31,682

11

6

79,858

6_Package

25

814

1

1

21,050

1

1

90,196

6_TL/Dry Van

51

3,179

2

4

35,069

4

2

93,498

7_LTL/Dry Van

61

5,701

3

5

34,379

5

3

87,534

7_Mixed

144

100

0

10

34,158

7

6

106,615

7_TL/Dry Van

44

1,693

2

3

34,359

3

2

109,287

8A_LTL/Dry Van

54

3,458

2

5

45,351

5

2

108,183

8A_Mixed

106

155

5

9

47,086

9

5

124,901

8A_Refrigerated

21

1,738

1

1

45,741

1

1

79,469

8A_TL/Dry Van

61

7,460

3

5

59,438

5

3

155,136

8B_AutoCarrier

36

47,525

0

2

77,740

1

1

120,671

8B_Dray

109

3,165

1

9

52,699

4

4

102,164

8B_Expedited

26

22,697

1

1

63,362

1

1

150,415

8B_Flatbed

159

15,680

3

5

79,175

8

2

130,597

8B_Heavy/Bulk

22

40,305

1

1

73,132

1

1

116,004

8B_LTL/Dry Van

106

14,096

0

5

68,069

3

3

146,016

8B_Mixed

470

3,658

7

20

73,822

22

11

151,353

8B_Refrigerated

574

9,171

20

20

100,155

22

10

203,947

8B_Specialized

60

4,568

2

5

71,877

5

2

178,303

8B_TL/Dry Van

912

2,072

27

33

89,129

39

19

176,478

8B_Tanker

84

28,055

4

3

78,796

0

3

136,449

SmartWay Technical Documentation

Section 3.0 53


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Table 18. Number of Values Flagged by Fleet Group/Metric Combination

Miles per Gallon

Class/Category

N

Minimum
Value

m

Low
Yellow
Flags

Mean
Value

High
Yellow
Flags

High Red
Flags

Maximum
Value

2B_ Expedited

35

10.00

1

3

1447

3

1

25.00

2B_Mixed

96

2.00

4

9

12.93

9

4

22.91

2B_Package

34

3-51

1

3

11.68

3

1

20.74

2B_TL/Dry Van

42

2.50

2

3

10.68

3

2

19-50

3_Mixed

85

1.07

2

3

9.82

6

1

18.99

4_Mixed

71

1.34

3

6

8.98

6

3

16.27

5_Mixed

59

0.96

3

1

7-77

2

1

1425

6_LTL/Dry Van

55

0.68

2

5

8.01

5

2

11.17

6_Mixed

124

4.02

1

6

793

2

2

12.06

6_Package

25

0.91

1

1

739

1

1

11.37

6_TL/Dry Van

51

0.76

1

0

7.86

0

0

10.00

7_LTL/Dry Van

61

5-48

0

2

7.82

2

2

10.50

7_Mixed

144

369

4

4

755

3

4

11.25

7_TL/Dry Van

44

4.60

2

3

776

3

2

976

8A_LTL/Dry Van

54

425

1

0

6.31

1

1

8.13

8A_Mixed

106

338

3

3

6.57

5

3

8.97

8A_Refrigerated

21

5-19

1

2

6.38

2

1

8.34

8A_TL/Dry Van

61

1.84

1

1

6.43

0

1

8.69

8B_AutoCarrier

36

429

1

3

4-96

3

1

6.22

8B_Dray

109

335

5

2

5-83

3

0

7.00

8B_Expedited

26

4-79

1

1

6.04

1

1

6.80

8B_Flatbed

159

3-10

5

4

580

6

2

7.20

8B_Heavy/Bulk

22

4.11

1

1

532

1

1

6.63

8B_LTL/Dry Van

106

4.08

5

3

6.27

1

1

787

8B_Mixed

470

318

17

11

5-94

17

6

7.88

8B_Refrigerated

574

l.ll

12

15

5-96

19

15

796

8B_Specialized

60

0.50

3

6

507

6

3

6.72

8B_TL/Dry Van

912

2.30

26

21

6.18

36

16

8.26

8B_Tanker

84

2.66

2

4

5-95

4

0

7.21

SmartWay Technical Documentation

Section 3.0 54


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Table 19. Number of Values Flagged by Fleet Group/Metric Combination

% Revenue Miles

Class/Category

N

Minimum
Value

m

Low
Yellow
Flags

Mean
Value

High
Yellow
Flags

High Red
Flags

Maximum
Value

2B_ Expedited

35

542

0

3

80.9

0

0

100

2B_Mixed

96

50.0

3

9

834

0

0

100

2B_Package

34

60.1

3

1

88.6

0

0

100

2B_TL/Dry Van

42

633

1

2

89.7

0

0

100

3_Mixed

85

57-0

3

7

89.7

0

0

100

4_Mixed

71

65.0

3

9

90.4

0

0

100

5_Mixed

59

50.0

2

5

88.5

0

0

100

6_LTL/Dry Van

55

50.0

3

4

88.4

0

0

100

6_Mixed

124

47.0

8

2

84.4

0

0

100

6_Package

25

64.0

2

0

942

0

0

100

6_TL/Dry Van

51

45-2

3

1

873

0

0

100

7_LTL/Dry Van

61

65.0

0

10

89.2

0

0

100

7_Mixed

144

50.0

6

2

84.4

0

0

100

7_TL/Dry Van

44

41.1

2

2

89-5

0

0

100

8A_LTL/Dry Van

54

55-0

5

2

90.5

0

0

100

8A_Mixed

106

46.1

5

4

82.3

0

0

100

8A_Refrigerated

21

60.0

0

2

85.0

0

0

100

8A_TL/Dry Van

61

49-1

3

3

91-3

0

0

100

8B_AutoCarrier

36

50.0

0

0

718

0

0

100

8B_Dray

109

49-5

0

7

79 2

0

0

100

8B_Expedited

26

56.2

1

2

82.8

0

0

100

8B_Flatbed

159

50.0

6

5

82.8

0

0

100

8B_Heavy/Bulk

22

46.0

0

0

70.9

0

0

100

8B_LTL/Dry Van

106

55-0

4

5

89.0

0

0

100

8B_Mixed

470

50.0

18

30

854

0

0

100

8B_Refrigerated

574

50.0

25

25

88.4

0

0

100

8B_Specialized

60

49-4

0

0

74-6

0

0

100

8B_TL/Dry Van

912

50.0

49

34

874

0

0

100

8B_Tanker

84

449

4

2

61.9

1

1

100

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Table 20. Number of Values Flagged by Fleet Group/Metric Combination

°/o Empty Miles

Class/Category

N

Minimum
Value

m

Low
Yellow
Flags

Mean
Value

High
Yellow
Flags

High Red
Flags

Maximum
Value

2B_ Expedited

35

2.96

0

0

20.65

3

1

45-75

2B_Mixed

96

0.00

0

0

18.10

8

3

50.00

2B_Package

34

0.00

0

0

12.26

1

4

39-91

2B_TL/Dry Van

42

0.00

0

3

14.00

0

2

39-60

3_Mixed

85

0.00

0

0

12.47

7

4

42.23

4_Mixed

71

0.00

0

0

12.55

6

3

40.00

5_Mixed

59

0.00

0

0

16.01

5

2

50.00

6_LTL/Dry Van

55

0.00

0

0

1499

3

2

50.00

6_Mixed

124

0.00

0

0

16.57

2

9

52.99

6_Package

25

0.00

0

0

6.27

1

1

35-98

6_TL/Dry Van

51

0.00

0

0

1742

4

2

5476

7_LTL/Dry Van

61

0.00

0

0

1309

5

3

40.00

7_Mixed

144

0.00

0

0

1754

13

7

50.00

7_TL/Dry Van

44

0.00

0

0

15-42

4

1

45-00

8A_LTL/Dry Van

54

0.00

0

0

11-35

5

2

45-00

8A_Mixed

106

0.00

0

0

19-51

9

5

53-91

8A_Refrigerated

21

0.00

0

0

1493

2

0

40.00

8A_TL/Dry Van

61

0.00

0

0

13-44

3

2

50.94

8B_AutoCarrier

36

0.00

0

3

29.68

3

1

50.00

8B_Dray

109

0.00

3

10

25-36

10

5

50.45

8B_Expedited

26

500

1

1

18.12

1

1

43-83

8B_Flatbed

159

0.00

3

15

18.12

15

7

50.00

8B_Heavy/Bulk

22

0.00

0

0

31-51

0

0

50.81

8B_LTL/Dry Van

106

0.00

0

0

12.65

4

6

50.00

8B_Mixed

470

0.00

0

0

16.49

28

22

50.00

8B_Refrigerated

574

0.00

0

0

12.91

20

25

50.00

8B_Specialized

60

0.00

0

4

29.17

4

2

50.61

8B_TL/Dry Van

912

0.00

0

0

13.71

39

51

50.00

8B_Tanker

84

300

4

7

43-51

0

9

55-12

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Absolute errors were also developed for each fleet category/metric combination. Cutoffs for absolute
errors are intended to prevent users from inadvertently entering data with incorrect units and typos.
For this reason, SmartWay defined absolute errors to ensure an adequate "safety" interval between
the highest values observed in the cleaned (no outlier) dataset. The recommended values for absolute
errors and their associated justifications are discussed below for each metric.

Annual Miles per Vehicle

The maximum number of miles a vehicle can accumulate in a year are constrained by truck highway
speed limits (typically 65 mph or less) and the number of hours in a year.45 Excluding engine down-time
associated with maintenance and repairs, the absolute maximum annual mileage possible for a truck is
estimated to be -500,000 miles per year. This estimate is more than twice the highest observed value
of 228,151 miles per year (for Class 8b TL/Dry Van diesels). Therefore 500,000 miles per year value is
set as the absolute maximum for all vehicle classes. Values greater than 0 and less than 500,000 are
permissible.

Miles per Gallon

The maximum and minimum miles per gallon from the diesel dataset are presented in Table 21.

Table 21. Maximum and Minimum Observed Miles per Gallon

Class/Category

N

Minimum Value

Maximum Value

2B

72

2.37

24.48

3

45

0.68

16.90

4

38

575

1560

5

38

1.83

16.93

6

214

2.35

1459

7

234

2.45

12.23

8A

234

0.84

10.98

8B_AutoCarrier

48

427

6.38

8B_Dray

107

3-95

733

8B_Expedited

18

576

7-30

8B_Flatbed

166

3-15

799

8B_Heavy/Bulk

37

2.95

6.15

8B_LTL/Dry Van

75

5-10

769

8B_Mixed/Moving

452

1.42

8.40

8B_Refrigerated

492

485

10.46

8B_Specialized

41

3-00

717

8B_TL/Dry Van

929

2.10

8.76

15 While DOT regulations limit drivers' daily hours, some companies utilize driver teams to maximize on-road time.

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Class/Category

H

Minimum Value

Maximum Value

8B_Tanker

149

736

[Note: Unlike the other parameters discussed above, miles per gallon values are derived from other
inputs (total miles and gallons). Therefore, any changes to address absolute limits on MPG (as well as
red and yellow warnings) must be handled through updates to one or both of these primary inputs.]

As seen from the above table, fuel efficiency estimates can be very low (
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consumption was reported for the same truck equipped with both gasoline and diesel engines over the
various EPA emissions and fuel economy driving cycles. Using this data, a combined fuel economy was
calculated using the method from EPA's pre-2008 combined 2-cycle fuel economy using the FTP and
Highway cycles as given in 40 CFR Part 600. This method uses a weighted harmonic average of the two
values, with the FTP weighted at 55% and the Highway weighted at 45%.

The difference in the calculated combined fuel economies for the gas- and diesel-powered model
results showed that the diesel had a 25.9% greater fuel economy than gasoline. These results are a
direct volumetric comparison rather than in terms of gasoline-equivalent gallons. As such, the diesel
mpg values shown in Table 27 above can be divided by 1.259 to obtain comparable mpg ranges for
gasoline vehicles. Since CNG vehicle fuel consumption is reported in terms of gasoline-equivalent
gallons, the mpg validation ranges for CNG vehicles can be set equal to those for comparable gasoline
vehicles.

Validation ranges for LPG and LNG vehicles can be developed from the gasoline ranges, dividing the
gasoline values by the appropriate gasoline gallon-equivalent factor for these fuels (1.35 for LPG and
1.52 for LNG),47 thereby adjusting mpg values for volumetric energy density. Table 23 presents the
corresponding upper bound MPG values for non-diesel vehicles by truck class.

Table 23. Maximum Miles per Gallon Estimates - Non-Diesel Vehicles

Class

Gasoline/CNG

LPG

LNG

2b

19-9

18.5

16.4

3

18.5

173

15-3

4

16.0

150

13-3

5

149

13-9

12.3

6

143

13-3

11.8

7

11.5

10.7

9-5

8b

8.9

8.3

74

8b

8.9

8.3

74

Hybrid MPG

EPA's Physical Emission Rate Estimator (PERE) model was used to establish estimates of the fuel
economy benefit of hybridization of medium- and heavy-duty trucks. The details of the modeling are
presented in Appendix D.

However, the in-use fuel economy of hybrid vehicles is highly dependent upon drive cycle. Specifically,
the expected hybrid truck fuel economy will vary depending upon the relative fraction of highway

17 See https://afdc.enerav.aov/fuels/equivalencv methodoloay.html. Accessed 12-30-2021.

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versus urban driving. Therefore, the MPG ranges used for validation of hybrid fuel economy are
calculated using the following steps.

Step l - Weight the following GALLON PER MILE (Not MPG) values based on the Highway/Urban split

Gallons/Mile - Urban

Group #

Name

Low Red

Low Yellow

Mean

High Yellow

High Red

1

2B_Mixed

0.2641

0.1813

0.0942

0.0636

0.0576

2

3_Mixed

0.2340

0.1857

0.1147

0.0830

0.0760

3

4_Mixed

0.2090

0.1763

0.1213

0.0925

0.0861

4

5_Mixed

0.2599

0.2127

0.1392

0.1026

0.0943

5

6_LTL/Dry Van_Diesel

0.1951

0.1765

0.1390

0.1147

0.1080

6

6_Mixed

0.2200

0.1972

0.1467

0.1179

0.1111

7

6_Moving

0.1906

0.1783

0.1514

0.1301

0.1242

8

6_Package_Diesel

0.1788

0.1628

0.1254

0.1029

0.0965

9

6_TL/Dry Van_Diesel

0.2350

0.2056

0.1495

0.1175

0.1097

10

7_LTL/Dry Van_Diesel

0.1968

0.1806

0.1450

0.1211

0.1148

11

7_Mixed

0.2506

0.2169

0.1545

0.1200

0.1117

12

7_TL/Dry Van_Diesel

0.2131

O.1915

0.1467

0.1202

0.1130

13

8A_LTL/Dry Van.Diesel

0.2184

0.2104

0.1837

0.1653

0.1607

14

8A_Mixed

0.2747

0.2519

0.1950

0.1591

0.1492

15

8A_Refrigerated_Diesel

0.2502

0.2402

0.2036

0.1793

0.1716

16

8A_TL/Dry Van_Diesel

0.2477

0.2337

0.1966

0.1697

0.1630

17

8B_AutoCarrier_Diesel

0.2980

0.2781

0.2407

0.2158

0.2052

18

8B_Dray_Diesel

0.2434

0.2338

0.2056

0.1835

0.1780

19

8B_Flatbed_Diesel

0.2912

0.2727

0.2248

0.1942

0.1857

20

8B_Heavy/Bulk_Diesel

0.3768

0.3371

0.2562

0.2033

0.1912

21

8B_LTL/Dry Van_Diesel

0.2383

0.2250

0.2025

0.1814

0.1761

22

8B_Mixed

0.2597

0.2493

0.2149

0.1889

0.1807

23

8B_Refrigerated_Diesel

0.2656

0.2500

0.2236

0.1992

0.1931

24

8B_Specialized_Diesel

0.3389

0.2995

0.2342

0.1894

0.1789

25

8B_TL/Dry Van.Diesel

0.2534

0.2436

0.2147

0.1891

0.1836

26

8B_Tanker_Diesel

0.2596

0.2492

0.2149

0.1888

0.1806

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GaLLons/MiLe - Highway

Group #

Name

Low Red

Low Yellow

Mean

High Yellow

High Red

1

2B_Mixed

0.1759

0.1208

0.0627

0.0424

0.0383

2

3_Mixed

0.1594

0.1265

0.0781

0.0565

0.0518

3

4_Mixed

0.1482

0.1250

0.0860

0.0656

0.0611

4

5_Mixed

0.1805

0.1477

0.0967

0.0713

0.0655



6_LTL/Dry Van_Diesel

0.1470

0.1330

0.1047

0.0864

0.0813

6

6_Mixed

0.1657

0.1486

0.1105

0.0889

0.0837

7

6_Moving

0.1436

0.1343

0.1141

0.0980

0.0936

8

6_Package_Diesel

0.1347

0.1226

0.0944

0.0775

0.0727

9

6_TL/Dry Van_Diesel

0.1770

0.1549

0.1127

0.0885

0.0826



7_LTL/Dry Van_Diesel

0.1513

0.1389

0.1115

0.0931

0.0883

11

7_Mixed

0.1928

O.1668

0.1188

0.0923

0.0859

12

7_TL/Dry Van_Diesel

0.1640

0.1473

0.1128

0.0924

0.0869

13

8A_LTL/Dry Van.Diesel

0.1558

0.1501

0.1310

0.1179

0.1147

14

8A_Mixed

0.1960

0.1796

0.1391

0.1135

0.1065



8A_Refrigerated_Diesel

0.1785

O.1714

0.1452

0.1279

0.1224

16

8A_TL/Dry Van_Diesel

0.1767

0.1667

0.1402

0.1210

0.1163

17

8B_AutoCarrier_Diesel

0.2126

0.1984

0.1717

0.1539

0.1464

18

8B_Dray_Diesel

0.1736

O.1668

0.1467

0.1309

0.1270

19

8B_Flatbed_Diesel

0.2078

0.1945

0.1604

0.1385

0.1325



8B_Heavy/Bulk_Diesel

0.2688

0.2405

0.1828

0.1450

0.1364

21

8B_LTL/Dry Van_Diesel

0.1700

0.1605

0.1445

0.1294

0.1256

22

8B_Mixed

0.1853

0.1779

0.1533

0.1347

0.1289

23

8B_Refrigerated_Diesel

0.1894

0.1783

0.1595

0.1421

0.1378

24

8B_Specialized_Diesel

0.2418

O.2137

0.1670

0.1351

0.1276



8B_TL/Dry Van.Diesel

0.1807

0.1738

0.1532

0.1349

0.1310

26

8B_Tanker_Diesel

0.1852

0.1778

0.1533

0.1347

0.1288

Example:

Truck Class 2b has 40% urban, 60% highway.

The Low Red Gallon/Mile value is therefore 0.2641 x 0.40 ~ 0.1759 x 0.60 = 0.2112

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X-

Step 2: Convert the weighted gallon per mile values back to MPG
Example:

0.2112 gal/mi = 4.74 MPG

Step Use these final, weighted, converted MPG values for validation

Electric Truck Efficiency

Mi/kWhr estimates for battery electric trucks were developed based on available data sources and
engineering judgment. The average value for Class 2b, Class 6, and Class 8b trucks was assumed to
equal the mi/kWhr value estimates for light commercial, single unit long-haul, and combination long-
haul truck categories respectively in the 2019 AFLEET model.48 Estimates for Class 3-5, 7 and 8a trucks
were estimated from these values, scaling by the relative values used in the prior version of the Truck
Tool. Once average mi/kWhr estimates were derived, "red" and "yellow" validation ranges were
established based on simple multiplicative factors applied to the averages - Low red from 0 to 0.5 x
average; low yellow from 0.5 x average to 0.75 x average; high yellow from 1.25 x average to 1.5 x
average; and high red from 1.5 x average to 10 x average (absolute max). The prior and updated
mi/kWhr estimates are presented by truck class in Table 24.

Table 24. Electric Truck Average mi/kWhr and Validation Ranges

Truck Class

Prior Avg

Updated Avg

Low Red

Low Yellow

High Yellow

High Red

Max

2a

3.01

1.14

0.57

0.86

1-43

1.72

11.44

3

2.22

0-94

0.47

0.70

1.17

1.41

9-38

4

1-43

0.73

0.37

0.55

0.92

1.10

732

5

1.22

0.68

0.34

O.51

0.85

1.01

6.76

6

1.00

0.62

O.31

0.47

0.78

0-93

6.20

7

0.75

0.48

O.24

0.36

0.60

0.72

4.81

8a

0.50

0.34

O.17

0.26

0.43

0.51

3-41

8b

0.40

0.29

O.14

0.21

0.36

0.43

2.85

Percent Revenue Miles

Revenue miles were frequently equal to total miles in the dataset. Accordingly, no absolute upper (or
lower) bound was set for this field, beyond requiring all values to be > 0 and < 100.

"8 Argonne National Laboratory, Welcome to AFLEET. https://afleet-web.es.anl.gov/home/. Accessed 12-30-2021.

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Percent Empty Miles

Empty miles were occasionally equal to o in the dataset. Accordingly, no absolute lower (or upper)
bound was set for this field, beyond requiring all values to be > o and < 100.

Percent Biodiesel

While the maximum observed blend level for biodiesel was 20 percent, B100 use is possible. Therefore,
no absolute upper (or lower) bound was set for this field, beyond requiring all values to be > 0 and <

100.

Average Payload

The maximum and minimum payloads from the 2011 dataset are presented in Table 5 above.

Based on a review of previous out of range values, unit conversion problems are the most common
source of data entry errors for payload. One type of error results from data being entered in pounds
instead of short tons, resulting in overestimates by a factor of 2,000. Such errors should be easy to
prevent using a reasonable upper bound ton level. Another possible source of error could be reporting
metric or long tons instead of short tons, although detecting these errors will be extremely difficult,
due to the small difference in units (roughly 10 percent difference). Finally, standard payload
limitations can be waived by obtaining permits for heavy loads, or by avoiding over-the-road operation.
Accordingly, the absolute upper bound payload levels were set equal to 3 times the maximum
observed values shown in Table 5.

The absolute lower-bound payload value was set at 0.001 tons, to allow for light package and specialty
deliveries.

Percent Urban/Highway Miles

There is no clear distributional pattern associated with these data fields, with values frequently
ranging from 0 to 100. Therefore, no lower or upper bound values are set.

Idle Hours per Day and Days of Use per Year

Absolute limits are placed on the number of hours per day (short plus long duration idle hours less than
or equal to 24) and days of use per year (less than or equal to 365). In addition, since extended idling is
defined as sustained idling events an hour or more in duration, warnings are issued for extended idle
hour per day entries less than an hour.

Brokerage Activity Inputs

All brokerage activity inputs must be greater than 0. Maximum values cannot exceed the following.

• Ton-miles must be <= 209,207,446,000

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•	Miles must be < = 209,207,446,000 / 17.5 (avg payload) = 11,954,711,200

•	Number of loads must be < = 11,954,711,200 / 527 (avg miles/load) = 22,684,461

•	Amount spent must be < = 11,954,711,200 x 3.00 (avg $/mile) = $35,864,133,600

Finally, users will receive an error if the total reported (or back-calculated) value for brokered ton-
miles is less than 20% of the fleet's total.

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^^9 Performance Metrics

The OTT allows the user to calculate their emissions performance using different metrics and different
levels of aggregation. Available performance metrics include:

Grams per mile
V- Grams per Payload Ton-Mile

The Emissions Report within the Tool presents the results of the following two calculations for each of
the five pollutants (C02j NOx, PMi0l PM2.5 and BC) and for each of three different mileage types (total,
loaded, and revenue). Note that all capitalized fields represent fields in the user interface:

g/mile: £ E/ M

where

E = Emissions,
M = Miles Driven

g/avg payload ton-mile: £ E / (M * AP)

where

E = Emissions,

M = Miles Driven,

AP = Average Payload

For each of the two calculations:

Emissions = grams of pollutant (as specified above)

Miles Driven = Total Miles, Revenue Miles, or Loaded Miles (Total Miles minus Empty Miles)

As shown in the equations above, summations are performed for the different metrics. Each of the
metrics is automatically aggregated across model years for each pollutant for all reporting purposes.
Additional aggregation may be reported across truck classes, fuel types, fleets, and at the company
level, as specified by the user.

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Appendix A: MOVES3.0.1 NOx, PM & BC Emission Factors (g/mi)
2021 Calendar Year

Table A-i. Diesel Truck Emission Factors

Model Yr

Vehicle
Class

NOx

Highway

BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

Pre 1992

HDV2b

6.23039

0.141226

0.18384

1.0246

0.049594

0.06675

8.75586

0.20525

0.26871

11.8041

0.266913

0.35507

8.63575

0.230236

0.3069

Pre 1992

HDV3

10.9366

0.320656

0.40478

1.6238

0.065744

0.08478

18.4439

0.599012

0.76304

21.2034

0.592469

0.75742

10.8507

0.439031

0.5617

Pre 1992

HDV4

12.3818

0.365768

0.46060

1.8243

0.064934

0.08252

21.4298

0.718207

0.91277

25.3115

0.707617

0.89931

11.7082

0.498683

0.6337

Pre 1992

HDV5

12.9600

0.341608

0.43021

1.8028

0.061421

0.07812

21.6409

0.732061

0.93120

25.8950

0.654288

0.83220

12.5695

0.443819

0.5644

Pre 1992

HDV6

13.0672

0.378578

0.47669

1.8078

0.063761

0.08103

21.6168

0.72257

0.91815

25.9147

0.725503

0.92178

12.5247

0.508093

0.6455

Pre 1992

HDV7

14.4577

0.39148

0.49288

1.7799

0.060849

0.07736

21.9355

0.733484

0.93219

26.8804

0.724214

0.92009

13.8658

0.495252

0.6292

Pre 1992

HDV8a

23.7597

0.608646

0.76566

1.5337

0.045099

0.05723

24.7187

0.781416

0.98974

35.8670

1.091427

1.38138

25.9851

0.714031

0.9038

Pre 1992

HDV8b

27.5988

0.691851

0.87017

1.2659

0.027064

0.03423

27.1509

0.827023

1.04513

43.8336

1.387122

1.75266

36.8068

0.881649

1.1140

1992

HDV2b

6.23039

0.141226

0.18384

1.0246

0.049594

0.06675

8.75586

0.20525

0.26871

11.8041

0.266913

0.35507

8.63575

0.230236

0.3069

1992

HDV3

10.9366

0.320656

0.40478

1.6238

0.065744

0.08478

18.4439

0.599012

0.76304

21.2034

0.592469

0.75742

10.8507

0.439031

0.5617

1992

HDV4

12.3818

0.365768

0.46060

1.8243

0.064934

0.08252

21.4298

0.718207

0.91277

25.3115

0.707617

0.89931

11.7082

0.498683

0.6337

1992

HDV5

12.9600

0.341608

0.43021

1.8028

0.061421

0.07812

21.6409

0.732061

0.93120

25.8950

0.654288

0.83220

12.5695

0.443819

0.5644

1992

HDV6

13.0672

0.378578

0.47669

1.8078

0.063761

0.08103

21.6168

0.72257

0.91815

25.9147

0.725503

0.92178

12.5247

0.508093

0.6455

1992

HDV7

14.4577

0.39148

0.49288

1.7799

0.060849

0.07736

21.9355

0.733484

0.93219

26.8804

0.724214

0.92009

13.8658

0.495252

0.6292

1992

HDV8a

23.7597

0.608646

0.76566

1.5337

0.045099

0.05723

24.7187

0.781416

0.98974

35.8670

1.091427

1.38138

25.9851

0.714031

0.9038

1992

HDV8b

27.5988

0.691851

0.87017

1.2659

0.027064

0.03423

27.1509

0.827023

1.04513

43.8336

1.387122

1.75266

36.8068

0.881649

1.1140

1993

HDV2b

6.65522

0.168577

0.21739

1.1589

0.057276

0.07613

9.80838

0.249392

0.32380

12.5500

0.31873

0.41914

8.87613

0.272758

0.3593

1993

HDV3

9.07348

0.249933

0.31787

1.3370

0.05833

0.07653

14.6598

0.44108

0.56466

16.9998

0.454057

0.58644

9.98831

0.356433

0.4611

1993

HDV4

13.8722

0.401165

0.50504

1.8306

0.065749

0.08357

22.0312

0.726955

0.92351

26.7425

0.773438

0.98236

13.5453

0.543006

0.6897

1993

HDV5

13.6245

0.345936

0.43564

1.7999

0.05632

0.07162

22.6152

0.780969

0.99325

27.6857

0.672105

0.85474

13.8010

0.446853

0.5682

SmartWay Technical Documentation | Appendix A A-i


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

1993

HDV6

15.0033

0.383309

0.48260

1.7676

0.055063

0.07001

22.9125

0.781186

0.99294

28.7996

0.729539

0.92691

15.4527

0.484452

0.6155

1993

HDV7

17.4671

0.452999

0.57015

1.7317

0.054968

0.06986

23.1869

0.772565

0.98112

30.1657

0.822845

1.04428

17.6217

0.549321

0.6972

1993

HDV8a

26.3875

0.65795

0.82760

1.3593

0.032849

0.04162

26.3595

0.817495

1.03399

41.4361

1.278793

1.61696

33.3925

0.81985

1.0367

1993

HDV8b

27.8873

0.690157

0.86805

1.2225

0.024162

0.03053

27.4083

0.835894

1.05610

44.7659

1.401972

1.77124

38.099

0.890263

1.1247

1994

HDV2b

6.1184

0.304121

0.38826

1.4754

0.070602

0.09115

9.59927

0.933898

1.20337

11.7744

0.714288

0.92140

8.55178

0.427142

0.5509

1994

HDV3

8.40512

0.393715

0.49883

1.6385

0.074396

0.09580

13.7645

1.130974

1.45038

15.4155

0.824342

1.05915

9.29111

0.491089

0.6307

1994

HDV4

11.6601

0.503698

0.63470

1.8512

0.072279

0.09206

19.9389

1.370696

1.74596

22.6341

0.973373

1.23986

10.3647

0.571405

0.7278

1994

HDV5

13.9034

0.548059

0.69040

1.7839

0.065822

0.08375

23.0058

1.525139

1.94041

28.4679

1.086259

1.38205

14.3623

0.644228

0.8196

1994

HDV6

14.4930

0.544594

0.68604

1.7712

0.06569

0.08359

22.6155

1.457372

1.85437

28.1894

1.091348

1.38843

14.8414

0.632591

0.8048

1994

HDV7

18.6362

0.559967

0.70522

1.6893

0.061681

0.07848

22.9506

1.294503

1.64663

30.3671

1.177659

1.49686

18.7715

0.63053

0.8016

1994

HDV8a

26.4132

0.603021

0.75907

1.3453

0.04202

0.05334

26.1878

0.932644

1.18324

41.2608

1.523703

1.93182

33.5323

0.679362

0.8614

1994

HDV8b

27.7954

0.611115

0.76917

1.2339

0.03548

0.04496

27.3085

0.844948

1.07060

44.4625

1.62549

2.05921

37.7427

0.69572

0.8813

1995

HDV2b

6.27139

0.300344

0.38264

1.4476

0.068487

0.08841

9.84605

0.922136

1.18770

12.0773

0.7039

0.90766

8.68573

0.419402

0.5407

1995

HDV3

11.1604

0.469195

0.59197

1.7178

0.070126

0.08964

19.0811

1.312172

1.67331

21.9355

0.949923

1.21228

11.0562

0.551993

0.7043

1995

HDV4

12.7305

0.504169

0.63537

1.7893

0.070421

0.08979

20.8405

1.362312

1.73526

24.727

1.025653

1.30657

12.3703

0.584628

0.7447

1995

HDV5

14.5265

0.539787

0.67998

1.7764

0.065738

0.08364

23.1103

1.456542

1.85317

28.9265

1.106741

1.40791

15.0505

0.634081

0.8066

1995

HDV6

15.3530

0.533984

0.67267

1.7517

0.065786

0.08373

22.4724

1.349201

1.71687

28.4648

1.118778

1.42306

15.7653

0.615092

0.7825

1995

HDV7

17.8060

0.550279

0.69308

1.6959

0.062436

0.07944

23.1308

1.291471

1.64282

30.5638

1.182719

1.50349

18.5211

0.627163

0.7974

1995

HDV8a

26.1115

0.600517

0.75593

1.3687

0.043521

0.05526

26.1284

0.951196

1.20704

40.8621

1.516475

1.92301

32.7463

0.678169

0.8601

1995

HDV8b

27.6257

0.609834

0.76757

1.2490

0.036382

0.04611

27.2232

0.85582

1.08455

44.1077

1.6142

2.04508

37.1934

0.693476

0.8786

1996

HDV2b

6.42882

0.294923

0.37489

1.3230

0.061621

0.07967

10.2166

0.884598

1.13934

11.8570

0.662294

0.85451

8.15167

0.393787

0.5079

1996

HDV3

12.2144

0.499273

0.62919

1.8316

0.071909

0.09166

21.0858

1.364103

1.73746

24.5117

1.022703

1.30290

11.7023

0.584409

0.7444

1996

HDV4

13.7473

0.517255

0.65167

1.8322

0.070349

0.08955

21.9912

1.354068

1.72358

26.4076

1.072704

1.36509

13.3678

0.599558

0.7630

1996

HDV5

14.5616

0.544838

0.68637

1.7697

0.06619

0.08426

23.0339

1.466514

1.86597

28.5527

1.106349

1.40768

15.1358

0.639165

0.8132

1996

HDV6

17.3504

0.548078

0.69029

1.7615

0.065712

0.08362

23.0229

1.33178

1.69437

29.3427

1.154388

1.46791

16.8147

0.625505

0.7955

1996

HDV7

18.1196

0.554702

0.69863

1.7101

0.062662

0.07972

23.5112

1.292228

1.64358

31.0287

1.199525

1.52479

19.0060

0.635067

0.8074

1996

HDV8a

26.1529

0.601401

0.75703

1.3913

0.044235

0.05617

26.2350

0.955741

1.21287

40.6884

1.513628

1.91957

32.6463

0.678406

0.8605

1996

HDV8b

27.7287

0.612481

0.77089

1.2526

0.036264

0.04596

27.3746

0.857678

1.08684

44.0795

1.618381

2.05030

37.4634

0.696004

0.8818

SmartWay Technical Documentation | Appendix A A-2


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

1997

HDV2b

5.01300

0.236489

0.30421

1.1915

0.056762

0.07363

7.28708

0.736593

0.95376

9.37653

0.567795

0.73594

7.35528

0.339793

0.4403

1997

HDV3

9.9655

0.414683

0.52472

1.5098

0.064218

0.08248

15.7721

1.143254

1.4617

17.4812

0.820848

1.05100

9.97703

0.483492

0.6189

1997

HDV4

11.8044

0.510122

0.64274

1.8700

0.073349

0.09341

20.4060

1.40691

1.79182

23.1607

0.998579

1.27175

10.6879

0.58509

0.7451

1997

HDV5

13.3481

0.551087

0.69421

1.8141

0.070153

0.08928

21.8139

1.509097

1.92047

26.0740

1.066528

1.35721

13.1077

0.634869

0.8079

1997

HDV6

13.5795

0.527162

0.66413

1.8218

0.070486

0.08974

21.1871

1.387769

1.76678

25.2295

1.054808

1.34250

13.0282

0.602609

0.7670

1997

HDV7

15.4939

0.538583

0.67842

1.7845

0.068204

0.08682

21.6779

1.347975

1.71577

26.7953

1.10203

1.40205

14.9700

0.611253

0.7778

1997

HDV8a

25.3688

0.593198

0.74673

1.4494

0.047911

0.06087

25.4900

0.987865

1.25440

38.5737

1.46383

1.85689

30.2954

0.665329

0.8442

1997

HDV8b

27.4755

0.606462

0.76332

1.2826

0.038007

0.04819

27.1370

0.857135

1.08652

43.3212

1.606964

2.03610

36.5302

0.688978

0.8730

1998

HDV2b

5.30165

0.199234

0.25300

1.4742

0.091748

0.12180

8.74248

0.315078

0.41632

10.5474

0.343035

0.45399

7.85322

0.372957

0.4942

1998

HDV3

11.3622

0.275498

0.34788

1.8869

0.073887

0.09575

18.6213

0.505381

0.65219

22.0460

0.559552

0.72252

12.9831

0.417612

0.5396

1998

HDV4

11.9539

0.282926

0.35712

1.9588

0.070739

0.09115

19.5913

0.524054

0.67533

23.6158

0.589116

0.75917

13.6227

0.423146

0.5452

1998

HDV5

12.6748

0.273798

0.34567

1.9387

0.069726

0.09010

19.7314

0.481923

0.62268

24.0714

0.517403

0.66845

14.6144

0.433116

0.5597

1998

HDV6

12.2729

0.279615

0.35297

1.9501

0.070261

0.09064

19.6502

0.507415

0.65454

23.8443

0.562151

0.72509

14.0850

0.427478

0.5515

1998

HDV7

13.2595

0.283974

0.35844

1.9268

0.068718

0.08872

19.8743

0.496461

0.64055

24.5470

0.553583

0.71395

15.3398

0.433516

0.5594

1998

HDV8a

23.2581

0.393366

0.49559

1.6534

0.048016

0.06155

22.5177

0.577077

0.73684

33.4945

0.871981

1.11244

29.9691

0.480284

0.6133

1998

HDV8b

25.8385

0.41927

0.52804

1.4759

0.035189

0.04480

23.9574

0.60484

0.76912

37.9722

1.00229

1.27427

37.5411

0.505483

0.6427

1999

HDV2b

4.80667

0.199131

0.25276

1.4545

0.093705

0.12435

8.05874

0.312597

0.41343

9.73269

0.338434

0.44829

7.36732

0.374384

0.4963

1999

HDV3

7.83791

0.261475

0.33034

1.4379

0.081797

0.10651

13.3815

0.469677

0.60841

13.4902

0.479793

0.62225

8.35512

0.386306

0.5015

1999

HDV4

8.38605

0.272736

0.34435

1.4321

0.077881

0.10064

14.3507

0.498274

0.64389

14.4444

0.515709

0.66642

8.58356

0.389041

0.5027

1999

HDV5

8.41900

0.273201

0.34493

1.4308

0.077754

0.10047

14.3605

0.498542

0.64422

14.5002

0.518141

0.66953

8.65430

0.389669

0.5035

1999

HDV6

8.50040

0.273494

0.34529

1.3536

0.074207

0.09593

14.0522

0.484806

0.62668

14.5059

0.507924

0.65649

9.32279

0.407896

0.5273

1999

HDV7

9.03300

0.281114

0.35486

1.3573

0.073646

0.09518

14.3411

0.49273

0.63642

15.0590

0.532781

0.68783

9.90742

0.407867

0.5268

1999

HDV8a

17.3359

0.395653

0.49847

1.1065

0.049248

0.06322

18.1929

0.573666

0.73278

23.6687

0.874218

1.11559

21.7267

0.475487

0.6074

1999

HDV8b

19.3540

0.423137

0.53289

0.9508

0.035196

0.04482

20.0289

0.60891

0.77418

27.4159

1.01454

1.28963

27.2054

0.507515

0.6452

2000

HDV2b

4.94788

0.202421

0.25685

1.4504

0.09318

0.1236

8.30971

0.319986

0.42258

9.88043

0.343652

0.45469

7.43929

0.376366

0.4984

2000

HDV3

7.81734

0.262333

0.33138

1.3878

0.078664

0.10229

13.3533

0.46794

0.60596

13.5867

0.479999

0.62212

8.57861

0.394372

0.5115

2000

HDV4

8.24865

0.27097

0.34213

1.3708

0.07505

0.09701

14.0410

0.488088

0.63092

14.3525

0.508699

0.65754

8.87656

0.398282

0.5148

2000

HDV5

8.31430

0.271872

0.34326

1.3681

0.074804

0.09669

14.0589

0.488584

0.63154

14.4619

0.513395

0.66356

9.01507

0.39944

0.5163

SmartWay Technical Documentation | Appendix A A-3


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2000

HDV6

8.38263

0.272904

0.34455

1.3060

0.071254

0.09208

14.0015

0.483889

0.62529

14.6631

0.516875

0.66786

9.67659

0.417479

0.5394

2000

HDV7

9.88021

0.293355

0.37020

1.3074

0.07039

0.09093

14.4584

0.494695

0.63840

15.5211

0.552038

0.71188

10.7048

0.416867

0.5379

2000

HDV8a

16.1160

0.37862

0.47712

1.1299

0.053247

0.06849

17.2375

0.55219

0.70676

21.8255

0.798727

1.02101

19.3644

0.462006

0.5914

2000

HDV8b

19.2715

0.422395

0.53196

0.9605

0.036319

0.04629

19.8601

0.605362

0.76994

27.0633

1.000902

1.27258

26.7356

0.505241

0.6426

2001

HDV2b

4.62576

0.195765

0.24855

1.4560

0.094267

0.12516

7.74194

0.303433

0.40206

9.55509

0.331563

0.43978

7.30455

0.374244

0.4965

2001

HDV3

7.67234

0.258844

0.32701

1.4124

0.081196

0.10571

12.9976

0.457673

0.59342

13.0433

0.455855

0.59166

8.02767

0.382297

0.4965

2001

HDV4

8.05791

0.266974

0.33712

1.4024

0.078048

0.10100

13.6997

0.478283

0.61898

13.6687

0.477859

0.61843

8.10406

0.383252

0.4959

2001

HDV5

8.09060

0.267429

0.33769

1.4010

0.077917

0.10083

13.7096

0.478558

0.61932

13.7247

0.480275

0.62152

8.17453

0.383877

0.4967

2001

HDV6

8.87107

0.278673

0.35178

1.3486

0.074194

0.09596

13.9588

0.482544

0.62380

14.4106

0.505702

0.65347

9.28981

0.402349

0.5200

2001

HDV7

8.64242

0.27527

0.34753

1.3547

0.074569

0.09645

13.9408

0.482402

0.62366

14.4186

0.506278

0.65427

9.25725

0.398861

0.5156

2001

HDV8a

16.9940

0.390596

0.49212

1.1143

0.051377

0.06606

17.6768

0.560672

0.71689

22.7260

0.833453

1.06425

20.6508

0.466999

0.5972

2001

HDV8b

19.1446

0.420455

0.52954

0.9651

0.037037

0.04725

19.6991

0.601593

0.76535

26.7942

0.989528

1.25839

26.3911

0.501888

0.6385

2002

HDV2b

4.69758

0.197285

0.25045

1.4570

0.094184

0.12502

7.86585

0.307126

0.40667

9.61426

0.333647

0.44234

7.31041

0.37432

0.4965

2002

HDV3

7.49938

0.255067

0.32231

1.4288

0.083138

0.10847

12.7054

0.44923

0.58304

12.7199

0.443882

0.57692

7.84862

0.378806

0.4928

2002

HDV4

8.06626

0.266822

0.33693

1.4184

0.078999

0.10225

13.7079

0.478666

0.61955

13.6063

0.475211

0.61508

7.96673

0.379759

0.4915

2002

HDV5

8.06626

0.266822

0.33693

1.4184

0.078999

0.10225

13.7079

0.478666

0.61955

13.6063

0.475211

0.61508

7.96673

0.379759

0.4915

2002

HDV6

8.26884

0.270285

0.34127

1.3546

0.074773

0.09672

13.8302

0.47969

0.62041

14.1552

0.495196

0.64039

8.94919

0.40197

0.5198

2002

HDV7

9.02633

0.280514

0.35409

1.3650

0.075115

0.09716

14.0078

0.483843

0.62546

14.4087

0.505463

0.65308

9.22666

0.397778

0.5141

2002

HDV8a

14.7954

0.360019

0.45380

1.2223

0.061265

0.07903

16.2468

0.531808

0.68279

19.7892

0.720121

0.92298

16.4926

0.440012

0.5649

2002

HDV8b

18.9134

0.417222

0.52548

0.9900

0.039359

0.05029

19.4253

0.595979

0.75869

26.1955

0.966151

1.22920

25.5527

0.496211

0.6317

2003

HDV2b

3.35023

0.166737

0.21171

0.4418

0.079509

0.10556

4.27330

0.25967

0.34387

7.33912

0.281823

0.37368

5.69837

0.315946

0.4191

2003

HDV3

4.94173

0.221221

0.27955

0.8569

0.072214

0.09421

7.56458

0.391129

0.50758

8.67095

0.385711

0.50126

6.70822

0.325833

0.4239

2003

HDV4

5.27716

0.232702

0.29384

1.0184

0.069427

0.08985

8.26909

0.419305

0.54265

9.06530

0.416351

0.53883

6.97824

0.328398

0.4250

2003

HDV5

5.27716

0.232702

0.29384

1.0184

0.069427

0.08985

8.26909

0.419305

0.54265

9.06530

0.416351

0.53883

6.97824

0.328398

0.4250

2003

HDV6

5.54573

0.238622

0.30128

1.1606

0.06609

0.08547

8.99928

0.42555

0.55021

9.69812

0.441698

0.57100

7.46630

0.352537

0.4557

2003

HDV7

5.81617

0.251198

0.31704

1.1120

0.06591

0.08523

8.89273

0.429386

0.55476

9.68657

0.454641

0.58700

7.51466

0.349122

0.4510

2003

HDV8a

7.86362

0.333359

0.42011

1.1154

0.051788

0.06674

10.1314

0.483306

0.61955

11.8765

0.677862

0.86752

9.74695

0.398168

0.5104

2003

HDV8b

9.00979

0.379835

0.47837

1.1612

0.033848

0.04319

11.7049

0.542837

0.69064

13.9384

0.891757

1.13406

11.9031

0.451862

0.5749

SmartWay Technical Documentation | Appendix A A-4


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2004

HDV2b

3.32728

0.165468

0.21008

0.4402

0.078839

0.10467

4.25449

0.257452

0.34094

7.29077

0.279678

0.37083

5.66183

0.314033

0.4165

2004

HDV3

4.96292

0.220874

0.27911

0.8871

0.071022

0.09267

7.71653

0.389017

0.50483

8.76083

0.385893

0.5015

6.78318

0.331123

0.4307

2004

HDV4

5.31734

0.23289

0.29408

1.0655

0.067979

0.08797

8.47715

0.417964

0.54089

9.21222

0.418278

0.54129

7.09470

0.335926

0.4347

2004

HDV5

5.31734

0.23289

0.29408

1.0655

0.067979

0.08797

8.47715

0.417964

0.54089

9.21222

0.418278

0.54129

7.09470

0.335926

0.4347

2004

HDV6

5.58120

0.240016

0.30303

1.2033

0.065133

0.08420

9.18715

0.428614

0.55398

9.83578

0.450129

0.58168

7.55147

0.359166

0.4641

2004

HDV7

5.83741

0.251617

0.31757

1.1547

0.064883

0.08389

9.07207

0.430585

0.55621

9.81270

0.459669

0.59340

7.59729

0.355589

0.4593

2004

HDV8a

7.83899

0.332238

0.41870

1.1359

0.051728

0.06667

10.1773

0.481084

0.61680

11.8292

0.668913

0.85615

9.69290

0.399294

0.5120

2004

HDV8b

9.01166

0.380176

0.47880

1.1664

0.033848

0.04319

11.7180

0.543257

0.69117

13.9420

0.892654

1.13518

11.9032

0.452788

0.5760

2005

HDV2b

3.23871

0.161534

0.20516

0.4263

0.077656

0.10314

4.10593

0.250327

0.33181

7.14699

0.273164

0.36245

5.54986

0.308449

0.4094

2005

HDV3

4.85480

0.217094

0.27439

0.8371

0.071434

0.09336

7.45440

0.380026

0.49361

8.58028

0.374937

0.48784

6.65559

0.326824

0.4257

2005

HDV4

5.30349

0.232507

0.29359

1.0492

0.068239

0.08832

8.39722

0.416543

0.53914

9.14690

0.415005

0.53715

7.05129

0.333364

0.4314

2005

HDV5

5.30349

0.232507

0.29359

1.0492

0.068239

0.08832

8.39722

0.416543

0.53914

9.14690

0.415005

0.53715

7.05129

0.333364

0.4314

2005

HDV6

5.52589

0.239226

0.30203

1.1610

0.06601

0.08536

8.97812

0.427423

0.55256

9.66410

0.445058

0.57522

7.42147

0.352331

0.4554

2005

HDV7

5.91803

0.255704

0.32269

1.1219

0.065065

0.08413

8.96099

0.431278

0.55702

9.75458

0.462745

0.59716

7.57725

0.352056

0.4546

2005

HDV8a

8.06129

0.341046

0.42974

1.1280

0.049541

0.06380

10.3604

0.488989

0.62616

12.0751

0.696848

0.89082

9.97129

0.404832

0.5184

2005

HDV8b

9.05201

0.381498

0.48045

1.1663

0.03285

0.04188

11.7861

0.545444

0.69374

14.0443

0.902079

1.14691

12.0155

0.454998

0.5787

2006

HDV2b

3.28196

0.16404

0.20831

0.4311

0.079089

0.10504

4.15088

0.254166

0.33693

7.25212

0.277289

0.36796

5.62994

0.313361

0.4159

2006

HDV3

4.82467

0.216352

0.27346

0.8037

0.072895

0.09531

7.28093

0.378288

0.49160

8.48898

0.368764

0.48010

6.60155

0.323066

0.4211

2006

HDV4

5.25631

0.230939

0.29163

0.9981

0.069589

0.09011

8.17164

0.413553

0.53551

8.97851

0.404973

0.52440

6.94989

0.32629

0.4225

2006

HDV5

5.25631

0.230939

0.29163

0.9981

0.069589

0.09011

8.17164

0.413553

0.53551

8.97851

0.404973

0.52440

6.94989

0.32629

0.4225

2006

HDV6

5.43068

0.236601

0.29874

1.0866

0.067802

0.08773

8.62887

0.423046

0.54722

9.38725

0.430686

0.55697

7.23601

0.34118

0.4412

2006

HDV7

5.82564

0.252818

0.31907

1.0577

0.066745

0.08635

8.65797

0.427118

0.55196

9.50963

0.448817

0.57949

7.41125

0.342383

0.4424

2006

HDV8a

7.97924

0.338222

0.4262

1.0986

0.051092

0.06584

10.1729

0.485201

0.62165

11.8905

0.683213

0.87371

9.8125

0.3991

0.5113

2006

HDV8b

9.04058

0.381283

0.48018

1.1611

0.033289

0.04246

11.7489

0.544962

0.69319

14.0025

0.899584

1.14379

11.9760

0.454006

0.5775

2007

HDV2b

1.74273

0.001099

0.00938

0.9927

0.000747

0.00637

3.0282

0.001691

0.01444

3.98345

0.001836

0.01568

2.73976

0.002027

0.0173

2007

HDV3

2.87539

0.001471

0.01258

0.8401

0.000594

0.00508

5.29830

0.002644

0.02262

5.31822

0.002726

0.02333

3.55066

0.002204

0.0188

2007

HDV4

3.06625

0.001533

0.01312

0.7925

0.000546

0.00467

5.68906

0.002808

0.02403

5.63320

0.002936

0.02513

3.72296

0.002241

0.0191

2007

HDV5

3.06625

0.001533

0.01312

0.7925

0.000546

0.00467

5.68906

0.002808

0.02403

5.63320

0.002936

0.02513

3.72296

0.002241

0.0191

SmartWay Technical Documentation | Appendix A A-5


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2007

HDV6

3.18030

0.001567

0.01341

0.7751

0.000524

0.00448

5.84141

0.002852

0.02441

5.83633

0.003066

0.02624

3.95705

0.002312

0.0197

2007

HDV7

3.65942

0.001738

0.01487

0.7451

0.000511

0.00437

6.03790

0.002917

0.02497

6.13329

0.003288

0.02814

4.21512

0.002356

0.0201

2007

HDV8a

5.51006

0.002385

0.02041

0.4763

0.000354

0.00303

7.59005

0.003415

0.02923

8.63731

0.00509

0.04356

6.51560

0.002826

0.0241

2007

HDV8b

6.20422

0.002632

0.02253

0.2572

0.000226

0.00193

8.71102

0.00378

0.03236

10.2762

0.006296

0.05389

8.04294

0.003151

0.0269

2008

HDV2b

1.69044

0.001079

0.00920

0.9927

0.000748

0.00638

2.92413

0.001648

0.01407

3.89243

0.00178

0.0152

2.64448

0.001994

0.0170

2008

HDV3

2.61347

0.001385

0.01185

0.9288

0.000672

0.00574

4.74504

0.002437

0.02085

4.70421

0.002264

0.01937

2.82397

0.002003

0.0171

2008

HDV4

2.78598

0.001442

0.01234

0.9058

0.000645

0.00552

5.09171

0.002587

0.02214

4.91678

0.002391

0.02046

2.86420

0.002003

0.0171

2008

HDV5

2.78598

0.001442

0.01234

0.9058

0.000645

0.00552

5.09171

0.002587

0.02214

4.91678

0.002391

0.02046

2.86420

0.002003

0.0171

2008

HDV6

2.86863

0.001467

0.01255

0.8875

0.000623

0.00533

5.22341

0.002627

0.02248

5.08536

0.002502

0.02141

3.06942

0.002066

0.0176

2008

HDV7

3.03595

0.001527

0.01306

0.8801

0.000622

0.00532

5.27379

0.002644

0.02263

5.16356

0.002564

0.02194

3.12779

0.002071

0.0177

2008

HDV8a

4.53082

0.002044

0.01749

0.7093

0.000516

0.00441

6.32873

0.00299

0.02559

6.79301

0.003743

0.03203

4.67758

0.002401

0.0205

2008

HDV8b

5.97513

0.002548

0.02181

0.3529

0.000289

0.00247

8.25844

0.003627

0.03104

9.59654

0.005797

0.04962

7.38274

0.002998

0.0256

2009

HDV2b

1.69328

0.00107

0.00902

0.9084

0.000688

0.00582

2.95693

0.001651

0.01399

3.75972

0.001799

0.01523

2.59154

0.001929

0.0163

2009

HDV3

2.97885

0.001506

0.01287

0.7984

0.00057

0.00487

5.51606

0.002741

0.02344

5.49885

0.002889

0.02470

3.69026

0.002221

0.0189

2009

HDV4

3.14545

0.001562

0.01337

0.7713

0.000542

0.00463

5.85553

0.002885

0.0247

5.81122

0.003085

0.02640

3.86875

0.002267

0.0194

2009

HDV5

3.14545

0.001562

0.01337

0.7713

0.000542

0.00463

5.85553

0.002885

0.0247

5.81122

0.003085

0.02640

3.86875

0.002267

0.0194

2009

HDV6

3.21379

0.001584

0.01355

0.7626

0.000533

0.00456

5.92126

0.002905

0.02486

5.90909

0.00315

0.02696

3.97235

0.002295

0.0196

2009

HDV7

3.72676

0.001763

0.01509

0.7275

0.000513

0.00439

6.15768

0.002979

0.0255

6.26271

0.003406

0.02915

4.29943

0.00236

0.0202

2009

HDV8a

5.51798

0.002384

0.02040

0.4633

0.00035

0.00299

7.65996

0.003444

0.02948

8.71003

0.005149

0.04407

6.58216

0.002834

0.0242

2009

HDV8b

6.17422

0.002617

0.02240

0.2554

0.000225

0.00192

8.69831

0.003774

0.03230

10.2598

0.006283

0.05378

8.03306

0.003144

0.0269

2010

HDV2b

0.66514

0.000738

0.00606

0.1081

0.000126

0.00103

1.58886

0.001204

0.01005

1.88787

0.001423

0.01171

1.09370

0.001332

0.0109

2010

HDV3

1.43459

0.001447

0.01234

0.2078

0.00023

0.00195

4.08080

0.003861

0.033

3.17175

0.001747

0.01486

1.73593

0.00186

0.0158

2010

HDV4

1.55050

0.001555

0.01330

0.2351

0.000259

0.00221

4.46306

0.004272

0.03654

3.44158

0.001815

0.01552

1.85896

0.001963

0.0167

2010

HDV5

1.55050

0.001555

0.01330

0.2351

0.000259

0.00221

4.46306

0.004272

0.03654

3.44158

0.001815

0.01552

1.85896

0.001963

0.0167

2010

HDV6

1.61088

0.001599

0.01367

0.2399

0.000265

0.00226

4.59836

0.004489

0.03840

3.54382

0.001847

0.01579

1.92084

0.002024

0.0173

2010

HDV7

1.97549

0.001425

0.01218

0.2422

0.000256

0.00219

4.94743

0.004167

0.03565

3.82061

0.00176

0.01506

2.03379

0.001902

0.0162

2010

HDV8a

3.29741

0.000908

0.00776

0.2740

0.000214

0.00183

7.34195

0.002843

0.02432

5.83004

0.001351

0.01155

2.90426

0.001356

0.0116

2010

HDV8b

3.78917

0.000682

0.00583

0.2978

0.000175

0.00149

9.00840

0.001745

0.01492

7.18314

0.000981

0.00839

3.49167

0.000865

0.0074

SmartWay Technical Documentation | Appendix A A-6


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2011

HDV2b

0.73226

0.000734

0.00601

0.1143

0.000127

0.00104

1.62742

0.001113

0.00926

2.10328

0.001456

0.01198

1.26758

0.001349

0.0111

2011

HDV3

1.24589

0.001302

0.01110

0.1672

0.000203

0.00172

3.37007

0.003056

0.02610

2.71642

0.001662

0.01413

1.46519

0.001666

0.0141

2011

HDV4

1.32581

0.001391

0.01190

0.1820

0.000224

0.00192

3.64670

0.003367

0.02880

2.84793

0.001706

0.01459

1.5031

0.001729

0.0147

2011

HDV5

1.32581

0.001391

0.01190

0.1820

0.000224

0.00192

3.64670

0.003367

0.02880

2.84793

0.001706

0.01459

1.5031

0.001729

0.0147

2011

HDV6

1.37023

0.001415

0.01210

0.1861

0.000229

0.00196

3.79173

0.003503

0.02997

2.94257

0.001721

0.01472

1.54170

0.001764

0.0150

2011

HDV7

1.55566

0.001325

0.01133

0.1854

0.000225

0.00192

3.98663

0.003352

0.02867

3.08070

0.001675

0.01433

1.57851

0.001702

0.0145

2011

HDV8a

2.57421

0.00094

0.00804

0.1957

0.000205

0.00175

5.99254

0.002662

0.02277

4.56224

0.001392

0.01190

2.02429

0.001361

0.0116

2011

HDV8b

3.15089

0.000685

0.00585

0.2070

0.000174

0.00149

8.14792

0.001724

0.01474

6.12041

0.000993

0.00849

2.48366

0.000873

0.0074

2012

HDV2b

0.69169

0.000761

0.00614

0.1089

0.000128

0.00103

1.60791

0.001205

0.00995

1.95238

0.001455

0.01176

1.14581

0.001354

0.0109

2012

HDV3

1.23562

0.00135

0.01151

0.1711

0.000212

0.00180

3.45091

0.003277

0.02799

2.72052

0.001691

0.01436

1.43520

0.001719

0.0146

2012

HDV4

1.30380

0.001426

0.01219

0.1850

0.000231

0.00198

3.68675

0.003545

0.03032

2.85268

0.001732

0.01481

1.48039

0.001778

0.0152

2012

HDV5

1.30380

0.001426

0.01219

0.1850

0.000231

0.00198

3.68675

0.003545

0.03032

2.85268

0.001732

0.01481

1.48039

0.001778

0.0152

2012

HDV6

1.33811

0.001427

0.01221

0.1866

0.000233

0.00198

3.77069

0.003579

0.03062

2.91048

0.001732

0.01481

1.50071

0.001784

0.0152

2012

HDV7

1.5906

0.001314

0.01124

0.1869

0.000228

0.00195

4.08233

0.003423

0.02928

3.12850

0.001675

0.01432

1.56000

0.001712

0.0146

2012

HDV8a

2.62443

0.00089

0.00761

0.1956

0.000202

0.00172

6.33365

0.002556

0.02186

4.78456

0.001318

0.01127

2.02786

0.00128

0.0109

2012

HDV8b

3.05872

0.000678

0.00580

0.2013

0.000173

0.00147

8.09026

0.001694

0.01449

6.06388

0.000973

0.00832

2.38014

0.000851

0.0072

2013

HDV2b

0.82942

0.000748

0.00596

0.1174

0.000126

0.00100

1.76459

0.001214

0.00996

2.30688

0.001431

0.01144

1.45225

0.001337

0.0107

2013

HDV3

1.31002

0.001347

0.01147

0.1683

0.000214

0.00181

3.55200

0.003539

0.03023

2.92091

0.001631

0.01383

1.55880

0.001727

0.0146

2013

HDV4

1.37357

0.001428

0.01221

0.1803

0.000235

0.00200

3.79362

0.003857

0.03300

3.03134

0.001669

0.01427

1.57476

0.001793

0.0153

2013

HDV5

1.37357

0.001428

0.01221

0.1803

0.000235

0.00200

3.79362

0.003857

0.03300

3.03134

0.001669

0.01427

1.57476

0.001793

0.0153

2013

HDV6

1.40143

0.001431

0.01223

0.1814

0.000236

0.00202

3.88230

0.003918

0.03351

3.08886

0.001668

0.01427

1.58513

0.001803

0.0154

2013

HDV7

1.59350

0.001273

0.01088

0.1793

0.000229

0.00195

4.14637

0.003658

0.03129

3.26252

0.00159

0.01360

1.60351

0.001699

0.0145

2013

HDV8a

2.22617

0.000793

0.00678

0.1699

0.000186

0.00159

5.76866

0.002426

0.02075

4.39198

0.00117

0.01000

1.73897

0.001161

0.0099

2013

HDV8b

2.44547

0.000604

0.00516

0.1625

0.000153

0.00131

6.78339

0.001537

0.01314

5.08003

0.000862

0.00737

1.81590

0.00076

0.0065

2014

HDV2b

0.38455

0.000373

0.00193

0.0449

3.07E-05

0.00016

1.06597

0.000404

0.00242

1.02725

0.000701

0.00346

0.53961

0.000607

0.0030

2014

HDV3

0.8328

0.000398

0.00328

0.1023

5.35E-05

0.00044

3.05877

0.000848

0.00715

2.01664

0.000661

0.00533

0.74886

0.000653

0.0053

2014

HDV4

0.88079

0.000401

0.00343

0.1130

5.78E-05

0.00049

3.27381

0.000897

0.00767

2.16183

0.000656

0.00561

0.77662

0.00066

0.0056

2014

HDV5

0.88079

0.000401

0.00343

0.1130

5.78E-05

0.00049

3.27381

0.000897

0.00767

2.16183

0.000656

0.00561

0.77662

0.00066

0.0056

SmartWay Technical Documentation | Appendix A A-7


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2014

HDV6

0.90350

0.000407

0.00348

0.1140

5.86E-05

0.00050

3.34220

0.000911

0.00779

2.20402

0.000665

0.00568

0.78475

0.000661

0.0056

2014

HDV7

1.07749

0.000405

0.00346

0.1137

5.73E-05

0.00049

3.55757

0.000898

0.00768

2.34490

0.000662

0.00566

0.82157

0.000647

0.0055

2014

HDV8a

1.79185

0.000415

0.00355

0.1145

4.98E-05

0.00042

5.14088

0.000865

0.00740

3.42065

0.000677

0.00578

1.09455

0.000562

0.0048

2014

HDV8b

2.10291

0.000402

0.00344

0.1151

4.19E-05

0.00035

6.44505

0.000808

0.00691

4.30711

0.000658

0.00563

1.32057

0.000476

0.0040

2015

HDV2b

0.29947

0.000388

0.00183

0.0354

3.26E-05

0.00015

0.89006

0.000395

0.00217

0.83244

0.000736

0.00333

0.40279

0.000633

0.0029

2015

HDV3

0.73913

0.000399

0.00324

0.0872

5.3E-05

0.00043

2.91103

0.000837

0.00702

1.84158

0.000668

0.00526

0.59636

0.000655

0.0052

2015

HDV4

0.79701

0.000401

0.00343

0.0993

5.78E-05

0.00049

3.17887

0.000896

0.00766

2.02564

0.000656

0.00561

0.62826

0.00066

0.0056

2015

HDV5

0.79701

0.000401

0.00343

0.0993

5.78E-05

0.00049

3.17887

0.000896

0.00766

2.02564

0.000656

0.00561

0.62826

0.00066

0.0056

2015

HDV6

0.82150

0.000407

0.00347

0.1003

5.85E-05

0.00050

3.24792

0.000909

0.00778

2.06930

0.000664

0.00568

0.63811

0.000661

0.0056

2015

HDV7

1.01389

0.000405

0.00346

0.1007

5.72E-05

0.00048

3.47916

0.000898

0.00768

2.22492

0.000662

0.00566

0.68659

0.000647

0.0055

2015

HDV8a

1.78719

0.000416

0.00355

0.1071

4.97E-05

0.00042

5.14204

0.000866

0.00740

3.38561

0.000678

0.00579

1.03683

0.000561

0.0047

2015

HDV8b

2.11731

0.000403

0.00344

0.1132

4.19E-05

0.00035

6.48012

0.000809

0.00692

4.32236

0.000659

0.00564

1.32167

0.000476

0.0040

2016

HDV2b

0.28548

0.000407

0.00181

0.0346

3.45E-05

0.00015

0.83174

0.000399

0.00206

0.81008

0.000778

0.00332

0.39510

0.000666

0.0029

2016

HDV3

0.70288

0.000402

0.00321

0.0839

5.27E-05

0.00042

2.78889

0.00083

0.00692

1.76897

0.000676

0.00521

0.55488

0.00066

0.0051

2016

HDV4

0.76629

0.000401

0.00343

0.0973

5.78E-05

0.00049

3.08800

0.000896

0.00766

1.97189

0.000656

0.00561

0.58532

0.000659

0.0056

2016

HDV5

0.76629

0.000401

0.00343

0.0973

5.78E-05

0.00049

3.08800

0.000896

0.00766

1.97189

0.000656

0.00561

0.58532

0.000659

0.0056

2016

HDV6

0.78665

0.000406

0.00347

0.0982

5.84E-05

0.0005

3.14713

0.000908

0.00776

2.00911

0.000663

0.00567

0.59307

0.000661

0.0056

2016

HDV7

0.93857

0.000405

0.00346

0.0986

5.74E-05

0.00049

3.32851

0.000898

0.00768

2.13081

0.000661

0.00565

0.63097

0.000649

0.0055

2016

HDV8a

1.66373

0.000417

0.00356

0.1049

5.06E-05

0.00043

4.81904

0.000871

0.00745

3.16498

0.000677

0.00579

0.94003

0.000572

0.0048

2016

HDV8b

2.03852

0.000405

0.00346

0.1126

4.23E-05

0.00036

6.26856

0.000815

0.00697

4.17659

0.000663

0.00566

1.24500

0.000481

0.0041

2017

HDV2b

0.26644

0.000406

0.00171

0.0335

3.5E-05

0.00014

0.78658

0.000389

0.00192

0.77982

0.000777

0.00315

0.37825

0.000664

0.0027

2017

HDV3

0.65784

0.00039

0.00309

0.0814

5.08E-05

0.00040

2.62067

0.000794

0.00660

1.67717

0.000655

0.00497

0.51313

0.000637

0.0049

2017

HDV4

0.72058

0.000388

0.00331

0.0952

5.55E-05

0.00047

2.91639

0.00086

0.00735

1.87788

0.000629

0.00538

0.54020

0.000633

0.0054

2017

HDV5

0.72058

0.000388

0.00331

0.0952

5.55E-05

0.00047

2.91639

0.00086

0.00735

1.87788

0.000629

0.00538

0.54020

0.000633

0.0054

2017

HDV6

0.73643

0.000392

0.00335

0.0959

5.6E-05

0.00047

2.96367

0.00087

0.00744

1.90781

0.000636

0.00543

0.54544

0.000634

0.0054

2017

HDV7

0.85530

0.000393

0.00335

0.0964

5.51E-05

0.00047

3.11276

0.000863

0.00738

2.00682

0.000635

0.00543

0.57166

0.000624

0.0053

2017

HDV8a

1.45951

0.00041

0.00350

0.1035

4.95E-05

0.00042

4.39046

0.00085

0.00727

2.88546

0.000659

0.00564

0.79516

0.00056

0.0047

2017

HDV8b

1.79547

0.000403

0.00344

0.1128

4.19E-05

0.00035

5.73059

0.000808

0.00691

3.81268

0.000656

0.00561

1.03220

0.000478

0.0040

SmartWay Technical Documentation | Appendix A A-8


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2018

HDV2b

0.19109

0.000424

0.00171

0.0228

3.72E-05

0.00014

0.60276

0.000403

0.00191

0.53714

0.000815

0.00314

0.24934

0.000696

0.0027

2018

HDV3

0.60541

0.000392

0.00309

0.0736

5.13E-05

0.00040

2.48568

0.000796

0.00660

1.55167

0.000662

0.00497

0.44985

0.000643

0.0049

2018

HDV4

0.67120

0.000388

0.00331

0.0881

5.55E-05

0.00047

2.78670

0.00086

0.00735

1.7768

0.000629

0.00538

0.4901

0.000633

0.0054

2018

HDV5

0.67120

0.000388

0.00331

0.0881

5.55E-05

0.00047

2.78670

0.00086

0.00735

1.7768

0.000629

0.00538

0.4901

0.000633

0.0054

2018

HDV6

0.70595

0.000397

0.00339

0.0909

5.74E-05

0.00049

2.91669

0.00089

0.00761

1.85769

0.000647

0.00553

0.50399

0.000637

0.0054

2018

HDV7

0.81458

0.000395

0.00337

0.0907

5.59E-05

0.00047

3.03537

0.000875

0.00748

1.93856

0.000641

0.00548

0.52877

0.000626

0.0053

2018

HDV8a

1.41322

0.00041

0.00350

0.0997

4.93E-05

0.00042

4.33672

0.000853

0.00730

2.85453

0.000665

0.00568

0.77390

0.000558

0.0047

2018

HDV8b

1.73715

0.000399

0.00341

0.1103

4.16E-05

0.00035

5.63337

0.000809

0.00692

3.74561

0.000657

0.00562

1.01212

0.000476

0.0040

2019

HDV2b

0.12033

0.000272

0.00103

0.0143

2.36E-05

8.99E-

0.38250

0.000256

0.00116

0.33795

0.000522

0.00190

0.15646

0.000446

0.0016

2019

HDV3

0.41470

0.000255

0.00199

0.0501

3.36E-05

0.00026

1.72147

0.000524

0.00432

1.06635

0.000438

0.00324

0.30549

0.000424

0.0032

2019

HDV4

0.46596

0.000253

0.00216

0.0614

3.68E-05

0.00031

1.95617

0.000571

0.00488

1.24422

0.000418

0.00357

0.33841

0.00042

0.0035

2019

HDV5

0.46596

0.000253

0.00216

0.0614

3.68E-05

0.00031

1.95617

0.000571

0.00488

1.24422

0.000418

0.00357

0.33841

0.00042

0.0035

2019

HDV6

0.49096

0.000259

0.00221

0.0634

3.81E-05

0.00032

2.04735

0.000591

0.00505

1.30124

0.00043

0.00367

0.3487

0.000423

0.0036

2019

HDV7

0.57234

0.00026

0.00222

0.0634

3.71E-05

0.00031

2.13874

0.000582

0.00498

1.36323

0.000427

0.00365

0.36757

0.000417

0.0035

2019

HDV8a

1.01720

0.000279

0.00239

0.0708

3.33E-05

0.00028

3.11079

0.00058

0.00496

2.04591

0.000452

0.00386

0.55222

0.000378

0.0032

2019

HDV8b

1.25725

0.000278

0.00237

0.0796

2.88E-05

0.00024

4.07369

0.000561

0.00479

2.70826

0.000456

0.00389

0.73135

0.00033

0.0028

2020

HDV2b

0.10438

0.000245

0.00096

0.0124

2.06E-05

8.09E-

0.33110

0.000232

0.00107

0.29407

0.000469

0.00177

0.13664

0.000401

0.0015

2020

HDV3

0.39863

0.000251

0.00195

0.0474

3.24E-05

0.00025

1.66404

0.000513

0.00423

1.02066

0.000429

0.00317

0.28966

0.000416

0.0031

2020

HDV4

0.45841

0.000253

0.00216

0.0603

3.68E-05

0.00031

1.93655

0.000571

0.00488

1.22865

0.000418

0.00357

0.32928

0.00042

0.0035

2020

HDV5

0.45841

0.000253

0.00216

0.0603

3.68E-05

0.00031

1.93655

0.000571

0.00488

1.22865

0.000418

0.00357

0.32928

0.00042

0.0035

2020

HDV6

0.48295

0.000259

0.00221

0.0623

3.81E-05

0.00032

2.02634

0.000591

0.00505

1.28493

0.000429

0.00367

0.33967

0.000423

0.0036

2020

HDV7

0.56063

0.000259

0.00222

0.0623

3.72E-05

0.00031

2.11225

0.000582

0.00498

1.34328

0.000427

0.00365

0.35768

0.000417

0.0035

2020

HDV8a

1.00397

0.000279

0.00238

0.0699

3.34E-05

0.00028

3.06767

0.000579

0.00495

2.01541

0.000451

0.00386

0.54146

0.000379

0.0032

2020

HDV8b

1.25498

0.000277

0.00237

0.0794

2.88E-05

0.00024

4.06123

0.000561

0.00479

2.69920

0.000455

0.00389

0.72845

0.00033

0.0028

2021

HDV2b

0.09279

0.000208

0.00089

0.0109

1.65E-05

7.14E-

0.29866

0.000203

0.00100

0.25948

0.000396

0.00164

0.11951

0.000339

0.0014

2021

HDV3

0.38583

0.000243

0.00192

0.0455

3.09E-05

0.00024

1.62518

0.000502

0.00416

0.98904

0.00041

0.00310

0.27658

0.0004

0.0031

2021

HDV4

0.44860

0.00025

0.00214

0.0591

3.66E-05

0.00031

1.91106

0.000567

0.00484

1.20958

0.000415

0.00354

0.31955

0.000417

0.0035

2021

HDV5

0.44860

0.00025

0.00214

0.0591

3.66E-05

0.00031

1.91106

0.000567

0.00484

1.20958

0.000415

0.00354

0.31955

0.000417

0.0035

SmartWay Technical Documentation | Appendix A A-g


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2021

HDV6

0.47178

0.000256

0.00219

0.0611

3.77E-05

0.00032

1.99809

0.000586

0.00501

1.26424

0.000426

0.00364

0.32981

0.00042

0.0035

2021

HDV7

0.54107

0.000256

0.00218

0.0610

3.68E-05

0.00031

2.07694

0.000577

0.00493

1.31795

0.000423

0.00361

0.34665

0.000414

0.0035

2021

HDV8a

0.95334

0.000269

0.0023

0.0684

3.3E-05

0.00028

2.99224

0.00057

0.00487

1.96419

0.000443

0.00379

0.52518

0.000375

0.0032

2021

HDV8b

1.19427

0.000265

0.00226

0.0779

2.82E-05

0.00024

3.98067

0.000547

0.00468

2.64501

0.000444

0.00379

0.71336

0.000323

0.0027

2022

HDV2b

0.08270

0.000209

0.00089

0.0094

1.66E-05

7.13E-

0.27386

0.000204

0.00100

0.22648

0.000397

0.00163

0.10214

0.000341

0.0014

2022

HDV3

0.37816

0.000243

0.00192

0.0444

3.09E-05

0.00024

1.60619

0.000503

0.00417

0.97047

0.00041

0.00310

0.26579

0.0004

0.0031

2022

HDV4

0.44105

0.00025

0.00214

0.0580

3.66E-05

0.00031

1.89151

0.000567

0.00484

1.194

0.000415

0.00354

0.31031

0.000417

0.0035

2022

HDV5

0.44105

0.00025

0.00214

0.0580

3.66E-05

0.00031

1.89151

0.000567

0.00484

1.194

0.000415

0.00354

0.31031

0.000417

0.0035

2022

HDV6

0.46458

0.000256

0.00219

0.0600

3.77E-05

0.00032

1.97869

0.000585

0.00500

1.24893

0.000426

0.00364

0.32095

0.00042

0.0035

2022

HDV7

0.53677

0.000256

0.00218

0.0600

3.68E-05

0.00031

2.06199

0.000577

0.00493

1.30565

0.000423

0.00361

0.33874

0.000413

0.0035

2022

HDV8a

0.95610

0.000269

0.00230

0.0680

3.3E-05

0.00028

2.99864

0.00057

0.00487

1.96698

0.000443

0.00379

0.52340

0.000374

0.0031

2022

HDV8b

1.19508

0.000265

0.00226

0.0778

2.82E-05

0.00024

3.98534

0.000547

0.00467

2.64809

0.000444

0.00379

0.71373

0.000322

0.0027

SmartWay Technical Documentation | Appendix A A-10


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Table A-2. Gasoline Truck Emission Factors



Highway

Urban



Deceleration

o 25 mph

25 50 mph

>50 mph

. w Vehicle
ModelYr Class

NOx

BC PM

NOx BC PM

NOx BC

PM

NOx BC PM

NOx BC PM

Pre 1992

HDV2b

4.27030

0.004014

0.02739

0.1772

0.000695

0.00474

4.10445

0.010638

0.07258

8.21932

0.005096

0.03477

7.11453

0.005567

0.0379

Pre 1992

HDV3

5.08000

0.013647

0.09311

0.5656

0.002347

0.01601

5.55464

0.039897

0.27221

7.69285

0.009629

0.06569

8.01457

0.015755

0.1074

Pre 1992

HDV4

5.12693

0.014114

0.09629

0.5959

0.002463

0.01680

5.55896

0.041503

0.28316

7.71725

0.010012

0.06830

8.16277

0.016555

0.1129

Pre 1992

HDV5

4.96950

0.012519

0.08541

0.4900

0.002063

0.01407

5.55038

0.035994

0.24558

7.65103

0.008778

0.05989

7.65368

0.013827

0.0943

Pre 1992

HDV6

4.74432

0.010202

0.06960

0.3333

0.001475

0.01006

5.54488

0.02795

0.19069

7.57416

0.007066

0.04820

6.90982

0.009864

0.0672

Pre 1992

HDV7

4.74432

0.010202

0.06960

0.3333

0.001475

0.01006

5.54488

0.02795

0.19069

7.57416

0.007066

0.04820

6.90982

0.009864

0.0672

Pre 1992

HDV8a

4.76806

0.01034

0.07054

0.3352

0.001498

0.01022

5.56633

0.028343

0.19338

7.63772

0.007425

0.05066

6.94774

0.010136

0.0691

Pre 1992

HDV8b

4.76806

0.01034

0.07054

0.3352

0.001498

0.01022

5.56633

0.028343

0.19338

7.63772

0.007425

0.05066

6.94774

0.010136

0.0691

1992

HDV2b

4.27030

0.004014

0.02739

0.1772

0.000695

0.00474

4.10445

0.010638

0.07258

8.21932

0.005096

0.03477

7.11453

0.005567

0.0379

1992

HDV3

5.08000

0.013647

0.09311

0.5656

0.002347

0.01601

5.55464

0.039897

0.27221

7.69285

0.009629

0.06569

8.01457

0.015755

0.1074

1992

HDV4

5.12693

0.014114

0.09629

0.5959

0.002463

0.01680

5.55896

0.041503

0.28316

7.71725

0.010012

0.06830

8.16277

0.016555

0.1129

1992

HDV5

4.96950

0.012519

0.08541

0.4900

0.002063

0.01407

5.55038

0.035994

0.24558

7.65103

0.008778

0.05989

7.65368

0.013827

0.0943

1992

HDV6

4.74432

0.010202

0.06960

0.3333

0.001475

0.01006

5.54488

0.02795

0.19069

7.57416

0.007066

0.04820

6.90982

0.009864

0.0672

1992

HDV7

4.74432

0.010202

0.06960

0.3333

0.001475

0.01006

5.54488

0.02795

0.19069

7.57416

0.007066

0.04820

6.90982

0.009864

0.0672

1992

HDV8a

4.76806

0.01034

0.07054

0.3352

0.001498

0.01022

5.56633

0.028343

0.19338

7.63772

0.007425

0.05066

6.94774

0.010136

0.0691

1992

HDV8b

4.76806

0.01034

0.07054

0.3352

0.001498

0.01022

5.56633

0.028343

0.19338

7.63772

0.007425

0.05066

6.94774

0.010136

0.0691

1993

HDV2b

4.34598

0.005373

0.03665

0.2037

0.000787

0.00536

4.28136

0.013769

0.09394

8.03608

0.005257

0.03586

7.06469

0.006263

0.0427

1993

HDV3

5.12118

0.014217

0.09700

0.6064

0.002484

0.01695

5.51922

0.041674

0.28433

7.65890

0.009972

0.06803

8.16896

0.016677

0.1137

1993

HDV4

5.15311

0.01444

0.09852

0.6204

0.002544

0.01735

5.54093

0.042547

0.29029

7.69745

0.010177

0.06943

8.25945

0.017083

0.1165

1993

HDV5

5.12429

0.01425

0.09722

0.6085

0.002493

0.01701

5.52097

0.041804

0.28522

7.66157

0.009996

0.06820

8.18014

0.016736

0.1141

1993

HDV6

4.64710

0.010616

0.07242

0.3801

0.001515

0.01033

5.20646

0.027594

0.18826

7.11485

0.006804

0.04642

6.76695

0.010163

0.0693

1993

HDV7

4.64710

0.010616

0.07242

0.3801

0.001515

0.01033

5.20646

0.027594

0.18826

7.11485

0.006804

0.04642

6.76695

0.010163

0.0693

1993

HDV8a

4.70072

0.010564

0.07207

0.3758

0.001495

0.01020

5.25553

0.027367

0.18671

7.22009

0.006979

0.04761

6.83227

0.010127

0.0690

1993

HDV8b

4.70072

0.010564

0.07207

0.3758

0.001495

0.01020

5.25553

0.027367

0.18671

7.22009

0.006979

0.04761

6.83227

0.010127

0.0690

1994

HDV2b

3.81643

0.005033

0.03434

0.1959

0.000267

0.00182

3.63350

0.001357

0.00926

6.78101

0.004134

0.02820

6.31355

0.014383

0.0981

SmartWay Technical Documentation | Appendix A A-11


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

1994

HDV3

5.12496

0.007716

0.05264

0.6136

0.000449

0.00306

5.51353

0.001955

0.01333

7.65200

0.006887

0.04698

8.18872

0.034199

0.2333

1994

HDV4

5.17354

0.007719

0.05266

0.6273

0.000455

0.00310

5.55731

0.001972

0.01345

7.72741

0.00697

0.04755

8.30685

0.03466

0.2364

1994

HDV5

5.17086

0.007711

0.05261

0.6291

0.000456

0.00310

5.55309

0.001967

0.01342

7.71421

0.006954

0.04744

8.30844

0.034666

0.2365

1994

HDV6

4.62516

0.007726

0.05271

0.4551

0.000384

0.00262

5.07235

0.001803

0.01230

6.92913

0.006097

0.04160

6.91653

0.029238

0.1994

1994

HDV7

4.62516

0.007726

0.05271

0.4551

0.000384

0.00262

5.07235

0.001803

0.01230

6.92913

0.006097

0.04160

6.91653

0.029238

0.1994

1994

HDV8a

6.63065

0.00977

0.06665

0.3450

0.000439

0.00299

7.74780

0.003751

0.02559

12.2140

0.012241

0.08352

9.76960

0.040286

0.2748

1994

HDV8b

6.63065

0.00977

0.06665

0.3450

0.000439

0.00299

7.74780

0.003751

0.02559

12.2140

0.012241

0.08352

9.76960

0.040286

0.2748

1995

HDV2b

3.93597

0.007572

0.05166

0.2241

0.000814

0.00555

3.88415

0.007669

0.05232

6.77111

0.007958

0.05429

6.33102

0.013601

0.0927

1995

HDV3

5.03948

0.018582

0.12678

0.5794

0.003368

0.02297

5.43752

0.025229

0.17213

7.52278

0.017206

0.11739

7.94565

0.043628

0.2976

1995

HDV4

5.13994

0.019445

0.13267

0.6149

0.003652

0.02491

5.52650

0.027128

0.18509

7.67524

0.01855

0.12656

8.21306

0.047364

0.3231

1995

HDV5

5.11463

0.019241

0.13127

0.6075

0.003591

0.02450

5.50353

0.026713

0.18226

7.63147

0.018159

0.12389

8.15172

0.04653

0.3174

1995

HDV6

4.62848

0.014995

0.10231

0.4282

0.002158

0.01472

5.07559

0.017196

0.11732

6.92077

0.01192

0.08133

6.82631

0.027898

0.1903

1995

HDV7

4.62848

0.014995

0.10231

0.4282

0.002158

0.01472

5.07559

0.017196

0.11732

6.92077

0.01192

0.08133

6.82631

0.027898

0.1903

1995

HDV8a

6.54850

0.026202

0.17877

0.4848

0.003128

0.02134

7.34012

0.028015

0.19114

11.9131

0.057872

0.39484

9.49576

0.056079

0.3826

1995

HDV8b

6.54850

0.026202

0.17877

0.4848

0.003128

0.02134

7.34012

0.028015

0.19114

11.9131

0.057872

0.39484

9.49576

0.056079

0.3826

1996

HDV2b

3.26521

0.004125

0.02814

0.1839

0.000998

0.00680

3.12876

0.006315

0.04308

5.17063

0.011065

0.07549

5.18827

0.006945

0.0473

1996

HDV3

5.10583

0.011407

0.07783

0.6025

0.004973

0.03393

5.50850

0.024949

0.17022

7.63883

0.028138

0.19198

8.12933

0.026869

0.1833

1996

HDV4

5.15967

0.011756

0.08021

0.6218

0.005185

0.03537

5.54882

0.025949

0.17704

7.71106

0.029273

0.19972

8.26867

0.028031

0.1912

1996

HDV5

5.15681

0.011748

0.08015

0.6226

0.005193

0.03543

5.54546

0.02598

0.17725

7.70006

0.029155

0.19892

8.26822

0.028051

0.1913

1996

HDV6

4.65119

0.008403

0.05733

0.4283

0.003062

0.02089

5.17287

0.015991

0.10910

7.06523

0.018821

0.12841

6.90678

0.01654

0.1128

1996

HDV7

4.65119

0.008403

0.05733

0.4283

0.003062

0.02089

5.17287

0.015991

0.10910

7.06523

0.018821

0.12841

6.90678

0.01654

0.1128

1996

HDV8a

6.54850

0.017111

0.11674

0.4848

0.003952

0.02696

7.34019

0.022419

0.15296

11.9132

0.077008

0.52541

9.49585

0.03005

0.2050

1996

HDV8b

6.54850

0.017111

0.11674

0.4848

0.003952

0.02696

7.34019

0.022419

0.15296

11.9132

0.077008

0.52541

9.49585

0.03005

0.2050

1997

HDV2b

3.05125

0.003525

0.02405

0.1189

0.000213

0.00145

2.14253

0.001858

0.01267

4.60332

0.004976

0.03395

5.10638

0.008399

0.0573

1997

HDV3

5.04051

0.009687

0.06609

0.5840

0.001174

0.00801

5.45408

0.00798

0.05444

7.54909

0.010162

0.06933

7.97829

0.041827

0.2853

1997

HDV4

5.16671

0.010129

0.06910

0.6264

0.001272

0.00867

5.55212

0.008561

0.05841

7.71288

0.01076

0.07341

8.29539

0.045303

0.3090

1997

HDV5

5.13777

0.010034

0.06845

0.6176

0.001251

0.00853

5.52928

0.00844

0.05758

7.67389

0.010627

0.07250

8.22561

0.044579

0.3041

1997

HDV6

4.62894

0.008247

0.05627

0.4455

0.000857

0.00584

5.13319

0.00608

0.04148

7.01269

0.008209

0.05600

6.94119

0.030468

0.2078

SmartWay Technical Documentation | Appendix A A-12


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

1997

HDV7

4.62894

0.008247

0.05627

0.4455

0.000857

0.00584

5.13319

0.00608

0.04148

7.01269

0.008209

0.05600

6.94119

0.030468

0.2078

1997

HDV8a

7.76793

0.01021

0.06966

0.1009

7.23E-05

0.00049

8.7155

0.001954

0.01333

13.1181

0.016827

0.11481

10.5530

0.010699

0.0729

1997

HDV8b

7.76793

0.01021

0.06966

0.1009

7.23E-05

0.00049

8.7155

0.001954

0.01333

13.1181

0.016827

0.11481

10.5530

0.010699

0.0729

1998

HDV2b

2.70727

0.003093

0.0211

0.1254

0.000303

0.00206

1.63379

0.002212

0.01509

4.14527

0.005447

0.03716

4.71688

0.005595

0.0381

1998

HDV3

3.327

0.011141

0.07601

0.4037

0.002066

0.01409

2.65697

0.011349

0.07743

5.63410

0.018452

0.12589

5.89303

0.029438

0.2008

1998

HDV4

3.35595

0.01214

0.08283

0.4137

0.002416

0.01648

2.62291

0.012985

0.08859

5.72191

0.021336

0.14556

5.95740

0.033665

0.2296

1998

HDV5

3.31746

0.010986

0.07495

0.4043

0.002076

0.01416

2.64874

0.011276

0.07693

5.61264

0.017405

0.11874

5.86968

0.029262

0.1996

1998

HDV6

3.26244

0.008963

0.06115

0.3824

0.001322

0.00902

2.72723

0.007842

0.05350

5.43933

0.011959

0.08159

5.74818

0.020312

0.1385

1998

HDV7

3.26244

0.008963

0.06115

0.3824

0.001322

0.00902

2.72723

0.007842

0.05350

5.43933

0.011959

0.08159

5.74818

0.020312

0.1385

1998

HDV8a

3.67582

0.017467

0.11917

0.3928

0.002198

0.01499

2.93944

0.016719

0.11407

6.42912

0.055582

0.37922

6.7332

0.040285

0.2748

1998

HDV8b

3.67582

0.01746

0.11917

0.3928

0.002198

0.01499

2.93944

0.016719

0.11407

6.42912

0.055582

0.37922

6.7332

0.040285

0.2748

1999

HDV2b

2.10234

0.003464

0.02363

0.1301

0.000265

0.00181

1.34730

0.003735

0.02548

3.23955

0.008562

0.05841

3.62848

0.006075

0.0414

1999

HDV3

3.30850

0.010578

0.07217

0.3875

0.001629

0.01111

2.75821

0.016791

0.11456

5.54527

0.020932

0.14281

5.86647

0.025053

0.1709

1999

HDV4

3.42293

0.01057

0.07211

0.3724

0.001509

0.01029

3.01302

0.017305

0.11806

5.70237

0.020771

0.14171

6.11230

0.02876

0.1962

1999

HDV5

3.44762

0.010408

0.07101

0.3685

0.001481

0.01010

3.07559

0.017415

0.11881

5.73125

0.019397

0.13234

6.16421

0.029487

0.2011

1999

HDV6

3.44932

0.010407

0.07100

0.3683

0.001479

0.01008

3.07943

0.017422

0.11886

5.73356

0.019387

0.13227

6.16785

0.029541

0.2015

1999

HDV7

3.21868

0.010555

0.07201

0.3993

0.001722

0.01174

2.55959

0.016387

0.11180

5.42068

0.020815

0.14202

5.67277

0.022122

0.1509

1999

HDV8a

3.23697

0.011067

0.07551

0.3990

0.001713

0.01169

2.57206

0.016465

0.11234

5.46198

0.02509

0.17118

5.71559

0.022949

0.1565

1999

HDV8b

3.23697

0.011067

0.07551

0.3990

0.001713

0.01169

2.57206

0.016465

0.11234

5.46198

0.02509

0.17118

5.71559

0.022949

0.1565

2000

HDV2b

1.86818

0.003359

0.02291

0.1162

0.000176

0.00120

1.19448

0.001705

0.01163

2.89612

0.006409

0.04372

3.24564

0.00635

0.0433

2000

HDV3

3.35395

0.01061

0.07238

0.3743

0.001296

0.00884

2.9352

0.007863

0.05364

5.59098

0.014901

0.10166

5.97198

0.02722

0.1857

2000

HDV4

3.49171

0.00936

0.06386

0.3539

0.001038

0.00707

3.26583

0.007193

0.04907

5.77278

0.012818

0.08745

6.27696

0.026044

0.1776

2000

HDV5

3.52955

0.009017

0.06152

0.3484

0.000967

0.00659

3.35642

0.00701

0.04782

5.82259

0.012247

0.08356

6.36053

0.025722

0.1754

2000

HDV6

3.53196

0.008995

0.06137

0.3480

0.000962

0.00656

3.36218

0.006998

0.04774

5.82576

0.012211

0.08331

6.36584

0.025702

0.1753

2000

HDV7

3.26480

0.011419

0.07790

0.3875

0.001464

0.00998

2.72048

0.008298

0.05661

5.47292

0.016254

0.1109

5.77393

0.027983

0.1909

2000

HDV8a

3.26480

0.011419

0.07790

0.3875

0.001464

0.00998

2.72048

0.008298

0.05661

5.47292

0.016254

0.1109

5.77393

0.027983

0.1909

2000

HDV8b

3.26480

0.011419

0.07790

0.3875

0.001464

0.00998

2.72048

0.008298

0.05661

5.47292

0.016254

0.1109

5.77393

0.027983

0.1909

2001

HDV2b

0.61792

0.001878

0.01281

0.0538

5.85E-05

0.00039

0.43892

0.001153

0.00786

1.02885

0.005844

0.03986

1.07009

0.006001

0.0409

SmartWay Technical Documentation | Appendix A A-13


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2001

HDV3

1.39156

0.005761

0.03929

0.1656

0.000341

0.00232

1.14723

0.002577

0.01758

2.33114

0.009386

0.06402

2.45961

0.040453

0.2759

2001

HDV4

1.43719

0.005734

0.03911

0.1585

0.000304

0.00207

1.26116

0.002554

0.01741

2.39167

0.008613

0.05875

2.56145

0.040315

0.2749

2001

HDV5

1.45463

0.005724

0.03904

0.1558

0.00029

0.00197

1.30461

0.002545

0.01735

2.41476

0.008318

0.05674

2.60029

0.040263

0.2746

2001

HDV6

1.45584

0.005723

0.03903

0.1556

0.000289

0.00197

1.30762

0.002544

0.01735

2.41636

0.008298

0.05660

2.60298

0.040259

0.2746

2001

HDV7

1.37143

0.005773

0.03937

0.1688

0.000358

0.00244

1.09684

0.002588

0.01765

2.30436

0.009728

0.06635

2.41457

0.040515

0.2763

2001

HDV8a

1.37143

0.005773

0.03937

0.1688

0.000358

0.00244

1.09684

0.002588

0.01765

2.30436

0.009728

0.06635

2.41457

0.040515

0.2763

2001

HDV8b

1.37143

0.005773

0.03937

0.1688

0.000358

0.00244

1.09684

0.002588

0.01765

2.30436

0.009728

0.06635

2.41457

0.040515

0.2763

2002

HDV2b

0.58751

0.002046

0.01395

0.0488

0.000202

0.00138

0.41468

0.002

0.01364

0.97803

0.003973

0.02709

1.01682

0.003187

0.0217

2002

HDV3

1.41038

0.006459

0.04405

0.1621

0.000974

0.00664

1.20072

0.007238

0.04937

2.35598

0.010084

0.06878

2.50318

0.010709

0.0730

2002

HDV4

1.47278

0.005798

0.03954

0.1524

0.000793

0.00540

1.35708

0.00678

0.04624

2.43848

0.008784

0.05992

2.64286

0.010462

0.0713

2002

HDV5

1.49178

0.005597

0.03817

0.1495

0.000738

0.00503

1.40456

0.00664

0.04529

2.46353

0.00839

0.05722

2.68528

0.010387

0.0708

2002

HDV6

1.49302

0.005584

0.03808

0.1493

0.000734

0.00500

1.40765

0.006631

0.04523

2.46516

0.008364

0.05705

2.68804

0.010382

0.0708

2002

HDV7

1.37485

0.006835

0.04662

0.1677

0.001078

0.00735

1.11140

0.0075

0.05116

2.30885

0.010826

0.07384

2.42338

0.010851

0.0740

2002

HDV8a

1.37485

0.006835

0.04662

0.1677

0.001078

0.00735

1.11140

0.0075

0.05116

2.30885

0.010826

0.07384

2.42338

0.010851

0.0740

2002

HDV8b

1.37485

0.006835

0.04662

0.1677

0.001078

0.00735

1.11140

0.0075

0.05116

2.30885

0.010826

0.07384

2.42338

0.010851

0.0740

2003

HDV2b

0.52854

0.001392

0.00949

0.0510

9.78E-05

0.00066

0.37910

0.001245

0.00849

0.88756

0.003689

0.02516

0.92221

0.003037

0.0207

2003

HDV3

1.39666

0.004315

0.02943

0.1658

0.000684

0.00466

1.15492

0.005948

0.04057

2.34224

0.006479

0.04419

2.47359

0.016279

0.1110

2003

HDV4

1.45022

0.004177

0.02849

0.1573

0.000583

0.00397

1.28737

0.00578

0.03942

2.41212

0.005985

0.04082

2.59114

0.016473

0.1123

2003

HDV5

1.46712

0.004133

0.02819

0.1547

0.000551

0.00375

1.32909

0.005728

0.03906

2.43408

0.005829

0.03976

2.62818

0.016535

0.1127

2003

HDV6

1.46823

0.00413

0.02817

0.1545

0.000549

0.00374

1.33184

0.005724

0.03904

2.43553

0.005819

0.03969

2.63062

0.016539

0.1128

2003

HDV7

1.36749

0.00439

0.02994

0.1704

0.000739

0.00503

1.08257

0.00604

0.04120

2.30406

0.006749

0.04603

2.40938

0.016173

0.1103

2003

HDV8a

1.36759

0.00439

0.02994

0.1704

0.000739

0.00503

1.08270

0.006039

0.04119

2.30425

0.006749

0.04603

2.40945

0.016171

0.1103

2003

HDV8b

1.36759

0.00439

0.02994

0.1704

0.000739

0.00503

1.08270

0.006039

0.04119

2.30425

0.006749

0.04603

2.40945

0.016171

0.1103

2004

HDV2b

0.42522

0.000939

0.00650

0.0441

0.000122

0.00084

0.31171

0.000934

0.00646

0.70799

0.001768

0.01232

0.73877

0.001856

0.0128

2004

HDV3

1.41013

0.003951

0.02695

0.1631

0.000672

0.00458

1.19389

0.004656

0.03176

2.35755

0.004855

0.03311

2.50357

0.009312

0.0635

2004

HDV4

1.48274

0.003838

0.02618

0.1513

0.00053

0.00361

1.38217

0.004276

0.02917

2.45301

0.004215

0.02875

2.66746

0.009205

0.0627

2004

HDV5

1.50433

0.003805

0.02595

0.1478

0.000489

0.00333

1.43799

0.004164

0.02840

2.48132

0.004026

0.02746

2.71604

0.009173

0.0625

2004

HDV6

1.50573

0.003803

0.02593

0.1476

0.000486

0.00331

1.44160

0.004157

0.02835

2.48315

0.004013

0.02737

2.71919

0.009171

0.0625

SmartWay Technical Documentation | Appendix A A-14


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2004

HDV7

1.36759

0.004017

0.02739

0.1700

0.000755

0.00514

1.08318

0.004879

0.03328

2.30142

0.005231

0.03568

2.40720

0.009376

0.0639

2004

HDV8a

1.36759

0.004017

0.02739

0.1700

0.000755

0.00514

1.08318

0.004879

0.03328

2.30142

0.005231

0.03568

2.40720

0.009376

0.0639

2004

HDV8b

1.36759

0.004017

0.02739

0.1700

0.000755

0.00514

1.08318

0.004879

0.03328

2.30142

0.005231

0.03568

2.40720

0.009376

0.0639

2005

HDV2b

0.34150

0.000787

0.00545

0.0374

0.000102

0.00071

0.25353

0.000739

0.00512

0.58416

0.001599

0.01116

0.60680

0.001561

0.0108

2005

HDV3

1.40135

0.003881

0.02647

0.1610

0.000629

0.00429

1.19361

0.004528

0.03088

2.33529

0.004675

0.03188

2.47780

0.009098

0.0620

2005

HDV4

1.44128

0.003816

0.02602

0.1552

0.000561

0.00382

1.29380

0.004305

0.02936

2.39033

0.004338

0.02958

2.56984

0.008947

0.0610

2005

HDV5

1.45917

0.003786

0.02582

0.1526

0.000531

0.00362

1.33872

0.004205

0.02868

2.41487

0.004186

0.02855

2.61115

0.00888

0.0605

2005

HDV6

1.46048

0.003784

0.02581

0.1525

0.000529

0.00360

1.34200

0.004197

0.02863

2.41667

0.004175

0.02847

2.61417

0.008875

0.0605

2005

HDV7

1.38637

0.003906

0.02664

0.1632

0.000655

0.00446

1.15595

0.004611

0.03145

2.31459

0.004801

0.03275

2.44321

0.009155

0.0624

2005

HDV8a

1.38651

0.003906

0.02664

0.1632

0.000655

0.00446

1.15613

0.004611

0.03145

2.31488

0.004802

0.03275

2.44331

0.009154

0.0624

2005

HDV8b

1.38651

0.003906

0.02664

0.1632

0.000655

0.00446

1.15613

0.004611

0.03145

2.31488

0.004802

0.03275

2.44331

0.009154

0.0624

2006

HDV2b

0.37570

0.000881

0.00611

0.0448

0.000119

0.00082

0.28210

0.000869

0.00603

0.65029

0.00182

0.01271

0.67458

0.001803

0.0125

2006

HDV3

1.39938

0.003999

0.02727

0.1640

0.000711

0.00484

1.17674

0.004936

0.03367

2.34467

0.005154

0.03515

2.48210

0.009818

0.0669

2006

HDV4

1.45198

0.003907

0.02665

0.1557

0.000603

0.00411

1.31038

0.004595

0.03134

2.41364

0.004631

0.03158

2.60019

0.009592

0.0654

2006

HDV5

1.47231

0.003872

0.02640

0.1524

0.000562

0.00383

1.36201

0.004463

0.03044

2.44016

0.004428

0.03020

2.64587

0.009506

0.0648

2006

HDV6

1.47373

0.003869

0.02639

0.1522

0.000559

0.00381

1.36562

0.004454

0.03037

2.44201

0.004414

0.03010

2.64905

0.0095

0.0647

2006

HDV7

1.37651

0.004039

0.02755

0.1676

0.000758

0.00516

1.11852

0.005085

0.03468

2.31461

0.005382

0.03671

2.43066

0.009916

0.0676

2006

HDV8a

1.37669

0.004039

0.02755

0.1676

0.000758

0.00516

1.11875

0.005084

0.03468

2.31497

0.005383

0.03671

2.43078

0.009914

0.0676

2006

HDV8b

1.37669

0.004039

0.02755

0.1676

0.000758

0.00516

1.11875

0.005084

0.03468

2.31497

0.005383

0.03671

2.43078

0.009914

0.0676

2007

HDV2b

0.33090

0.000809

0.00561

0.0379

0.000107

0.00074

0.24845

0.000783

0.00542

0.56833

0.001651

0.01151

0.59061

0.001633

0.0113

2007

HDV3

1.40086

0.003981

0.02715

0.1632

0.000696

0.00474

1.18723

0.00492

0.03356

2.34667

0.00511

0.03485

2.48592

0.009826

0.0670

2007

HDV4

1.44202

0.0039

0.02660

0.1568

0.000613

0.00418

1.29080

0.004625

0.03155

2.40109

0.004691

0.03199

2.57831

0.009561

0.0652

2007

HDV5

1.45967

0.003863

0.02635

0.1540

0.000577

0.00393

1.33591

0.004497

0.03067

2.42385

0.004499

0.03069

2.61865

0.009447

0.0644

2007

HDV6

1.46099

0.003861

0.02633

0.1538

0.000575

0.00391

1.33922

0.004487

0.03060

2.42558

0.004486

0.03059

2.62161

0.009439

0.0643

2007

HDV7

1.38512

0.004012

0.02736

0.1656

0.000727

0.00496

1.14763

0.005033

0.03433

2.32578

0.00527

0.03595

2.45059

0.009928

0.0677

2007

HDV8a

1.38602

0.004013

0.02737

0.1655

0.000727

0.00495

1.14877

0.00503

0.03431

2.32775

0.005277

0.03599

2.45151

0.009923

0.0676

2007

HDV8b

1.38602

0.004013

0.02737

0.1655

0.000727

0.00495

1.14877

0.00503

0.03431

2.32775

0.005277

0.03599

2.45151

0.009923

0.0676

2008

HDV2b

0.25287

0.000701

0.00476

0.0252

9.17E-05

0.00062

0.18459

0.000686

0.00469

0.41914

0.001381

0.00943

0.44047

0.001406

0.0096

SmartWay Technical Documentation | Appendix A A-15


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2008

HDV3

0.94514

0.002999

0.02045

0.1049

0.000528

0.00359

0.72937

0.003619

0.02468

1.50065

0.003799

0.02591

1.55309

0.007126

0.0486

2008

HDV4

0.91438

0.002973

0.02027

0.1001

0.000502

0.00342

0.71726

0.003531

0.02408

1.45238

0.003671

0.02503

1.50933

0.007054

0.0481

2008

HDV5

0.89753

0.002958

0.02017

0.0975

0.000488

0.00332

0.71062

0.003484

0.02376

1.42595

0.0036

0.02455

1.48544

0.007016

0.0478

2008

HDV6

0.89621

0.002957

0.02016

0.0973

0.000487

0.00332

0.71010

0.00348

0.02373

1.42387

0.003594

0.02451

1.48356

0.007013

0.0478

2008

HDV7

0.95479

0.003007

0.02051

0.1063

0.000536

0.00365

0.73317

0.003646

0.02487

1.51579

0.003839

0.02618

1.56681

0.007149

0.0487

2008

HDV8a

0.95467

0.003007

0.02051

0.1063

0.000536

0.00365

0.73313

0.003646

0.02486

1.51563

0.00384

0.02619

1.56659

0.007148

0.0487

2008

HDV8b

0.95467

0.003007

0.02051

0.1063

0.000536

0.00365

0.73313

0.003646

0.02486

1.51563

0.00384

0.02619

1.56659

0.007148

0.0487

2009

HDV2b

0.15948

0.000774

0.00500

0.0056

0.000102

0.00066

0.11219

0.000751

0.00495

0.24477

0.001528

0.00993

0.26324

0.001542

0.0101

2009

HDV3

0.61937

0.003006

0.02050

0.0315

0.000537

0.00366

0.50214

0.003603

0.02457

0.84514

0.003812

0.02600

0.77577

0.007031

0.0479

2009

HDV4

0.61570

0.003

0.02046

0.0319

0.000523

0.00357

0.50472

0.003572

0.02436

0.84449

0.003757

0.02562

0.78374

0.007043

0.0480

2009

HDV5

0.61364

0.002995

0.02042

0.0321

0.000516

0.00352

0.50613

0.003557

0.02426

0.84389

0.003722

0.02539

0.78828

0.007055

0.0481

2009

HDV6

0.61347

0.002995

0.02042

0.0321

0.000515

0.00351

0.50625

0.003556

0.02425

0.84386

0.00372

0.02537

0.78865

0.007056

0.0481

2009

HDV7

0.62047

0.003008

0.02052

0.0314

0.000541

0.00369

0.50137

0.003612

0.02463

0.84533

0.003828

0.02611

0.77336

0.007027

0.0479

2009

HDV8a

0.62041

0.003009

0.02052

0.0314

0.000541

0.00368

0.50145

0.003609

0.02461

0.84555

0.003831

0.02613

0.77345

0.007023

0.0479

2009

HDV8b

0.62041

0.003009

0.02052

0.0314

0.000541

0.00368

0.50145

0.003609

0.02461

0.84555

0.003831

0.02613

0.77345

0.007023

0.0479

2010

HDV2b

0.06024

0.00051

0.00287

0.0031

6.47E-05

0.00036

0.04654

0.000462

0.00269

0.10174

0.000973

0.00546

0.10254

0.000825

0.0046

2010

HDV3

0.09412

0.00153

0.01042

0.0109

0.000259

0.00176

0.11228

0.002086

0.01424

0.16550

0.002462

0.01680

0.12413

0.001799

0.0122

2010

HDV4

0.09414

0.00153

0.01043

0.0109

0.000259

0.00176

0.11229

0.002086

0.01424

0.16552

0.002462

0.01680

0.12415

0.001799

0.0122

2010

HDV5

0.09415

0.00153

0.01043

0.0109

0.000259

0.00176

0.11229

0.002086

0.01424

0.16553

0.002462

0.01680

0.12415

0.001799

0.0122

2010

HDV6

0.09415

0.00153

0.01043

0.0109

0.000259

0.00176

0.11229

0.002086

0.01424

0.16553

0.002462

0.01680

0.12416

0.001799

0.0122

2010

HDV7

0.09411

0.00153

0.01042

0.0109

0.000259

0.00176

0.11228

0.002086

0.01424

0.16550

0.002462

0.01680

0.12413

0.001799

0.0122

2010

HDV8a

0.09411

0.00153

0.01042

0.0109

0.000259

0.00176

0.11228

0.002086

0.01424

0.16550

0.002462

0.01680

0.12413

0.001799

0.0122

2010

HDV8b

0.09411

0.00153

0.01042

0.0109

0.000259

0.00176

0.11228

0.002086

0.01424

0.16550

0.002462

0.01680

0.12413

0.001799

0.0122

2011

HDV2b

0.06194

0.000619

0.00328

0.0035

8.17E-05

0.00043

0.05192

0.000592

0.00331

0.10599

0.001183

0.00622

0.10568

0.001003

0.0052

2011

HDV3

0.10111

0.001496

0.01020

0.0113

0.000264

0.00180

0.11894

0.00208

0.01420

0.17407

0.002429

0.01657

0.13160

0.001763

0.0120

2011

HDV4

0.11368

0.001442

0.00982

0.0121

0.000271

0.00185

0.12949

0.002062

0.01407

0.18797

0.00236

0.01610

0.14398

0.001695

0.0115

2011

HDV5

0.12011

0.001414

0.00963

0.0125

0.000275

0.00187

0.13488

0.002053

0.01401

0.19507

0.002325

0.01587

0.15030

0.00166

0.0113

2011

HDV6

0.12060

0.001412

0.00962

0.0125

0.000275

0.00187

0.13529

0.002052

0.01400

0.19561

0.002322

0.01585

0.15079

0.001657

0.0113

SmartWay Technical Documentation | Appendix A A-16


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2011

HDV7

0.09692

0.001515

0.01032

0.0111

0.000261

0.00178

0.11541

0.002086

0.01424

0.16943

0.002451

0.01673

0.12747

0.001786

0.0121

2011

HDV8a

0.09692

0.001515

0.01032

0.0111

0.000261

0.00178

0.11541

0.002086

0.01424

0.16943

0.002451

0.01673

0.12747

0.001786

0.0121

2011

HDV8b

0.09692

0.001515

0.01032

0.0111

0.000261

0.00178

0.11541

0.002086

0.01424

0.16943

0.002451

0.01673

0.12747

0.001786

0.0121

2012

HDV2b

0.06343

0.000675

0.00354

0.0038

9.11E-05

0.00048

0.05585

0.000672

0.00374

0.10866

0.001282

0.00664

0.10732

0.001086

0.0056

2012

HDV3

0.10276

0.001473

0.01004

0.0115

0.000263

0.00179

0.12152

0.002065

0.01409

0.17691

0.002402

0.01639

0.13396

0.00174

0.0118

2012

HDV4

0.10775

0.001453

0.00990

0.0118

0.000266

0.00181

0.12562

0.002059

0.01405

0.18236

0.002376

0.01622

0.13882

0.001714

0.0117

2012

HDV5

0.11064

0.001441

0.00982

0.0120

0.000268

0.00183

0.12799

0.002056

0.01403

0.18552

0.002362

0.01612

0.14163

0.001699

0.0115

2012

HDV6

0.11087

0.00144

0.00981

0.0120

0.000268

0.00183

0.12818

0.002055

0.01403

0.18577

0.002361

0.01611

0.14186

0.001698

0.0115

2012

HDV7

0.10126

0.001479

0.01008

0.0114

0.000263

0.00179

0.12028

0.002067

0.01411

0.17527

0.002409

0.01644

0.13250

0.001747

0.0119

2012

HDV8a

0.10126

0.001479

0.01008

0.0114

0.000263

0.00179

0.12028

0.002067

0.01411

0.17527

0.002409

0.01644

0.13250

0.001747

0.0119

2012

HDV8b

0.10126

0.001479

0.01008

0.0114

0.000263

0.00179

0.12028

0.002067

0.01411

0.17527

0.002409

0.01644

0.13250

0.001747

0.0119

2013

HDV2b

0.05226

0.000586

0.00266

0.0028

7.52E-05

0.00034

0.04282

0.000535

0.00261

0.08813

0.001129

0.00504

0.08791

0.000955

0.0042

2013

HDV3

0.10869

0.001346

0.00918

0.0119

0.000242

0.00165

0.12767

0.001911

0.01305

0.18457

0.0022

0.01503

0.14044

0.00159

0.0108

2013

HDV4

0.11787

0.001312

0.00895

0.0124

0.000247

0.00168

0.13482

0.001896

0.01295

0.19431

0.002155

0.01472

0.14911

0.001547

0.0105

2013

HDV5

0.12239

0.001295

0.00883

0.0127

0.00025

0.00170

0.13843

0.001888

0.0129

0.19920

0.002132

0.01456

0.15342

0.001526

0.0104

2013

HDV6

0.12276

0.001293

0.00882

0.0127

0.00025

0.00170

0.13871

0.001887

0.01289

0.19960

0.00213

0.01455

0.15377

0.001524

0.0104

2013

HDV7

0.10569

0.001357

0.00925

0.0117

0.000241

0.00164

0.12533

0.001916

0.01309

0.18140

0.002214

0.01513

0.13761

0.001604

0.0109

2013

HDV8a

0.10608

0.001357

0.00925

0.0117

0.000241

0.00164

0.12554

0.001916

0.01309

0.18170

0.002213

0.01512

0.13793

0.001603

0.0109

2013

HDV8b

0.10608

0.001357

0.00925

0.0117

0.000241

0.00164

0.12554

0.001916

0.01309

0.18170

0.002213

0.01512

0.13793

0.001603

0.0109

2014

HDV2b

0.05430

0.000738

0.00282

0.0028

9E-05

0.00033

0.04336

0.000646

0.00277

0.08853

0.001398

0.00503

0.08764

0.001168

0.0041

2014

HDV3

0.10896

0.001299

0.00885

0.0119

0.000239

0.00163

0.12915

0.001859

0.01270

0.18535

0.002127

0.01453

0.14145

0.001532

0.0104

2014

HDV4

0.11246

0.001288

0.00878

0.0121

0.000241

0.00164

0.13180

0.001856

0.01268

0.18906

0.002114

0.01444

0.14472

0.001519

0.0103

2014

HDV5

0.11451

0.001282

0.00874

0.0122

0.000242

0.00165

0.13336

0.001854

0.01267

0.19123

0.002107

0.01439

0.14663

0.001512

0.0103

2014

HDV6

0.11468

0.001282

0.00874

0.0122

0.000242

0.00165

0.13348

0.001854

0.01267

0.19141

0.002106

0.01439

0.14678

0.001511

0.0103

2014

HDV7

0.10792

0.001302

0.00887

0.0118

0.000238

0.00162

0.12836

0.00186

0.01270

0.18424

0.002131

0.01456

0.14047

0.001536

0.0104

2014

HDV8a

0.10792

0.001302

0.00887

0.0118

0.000238

0.00162

0.12836

0.00186

0.01270

0.18424

0.002131

0.01456

0.14047

0.001536

0.0104

2014

HDV8b

0.10792

0.001302

0.00887

0.0118

0.000238

0.00162

0.12836

0.00186

0.01270

0.18424

0.002131

0.01456

0.14047

0.001536

0.0104

2015

HDV2b

0.04943

0.000773

0.00265

0.0025

9.46E-05

0.00031

0.04002

0.000667

0.00262

0.08071

0.00148

0.00476

0.07983

0.001238

0.0039

SmartWay Technical Documentation | Appendix A A-17


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2015

HDV3

0.10887

0.001299

0.00885

0.0119

0.000239

0.00163

0.12907

0.001859

0.01270

0.18524

0.002127

0.01453

0.14136

0.001532

0.0104

2015

HDV4

0.11209

0.001289

0.00879

0.0121

0.00024

0.00164

0.13151

0.001856

0.01268

0.18866

0.002115

0.01445

0.14437

0.00152

0.0103

2015

HDV5

0.11399

0.001284

0.00875

0.0122

0.000242

0.00165

0.13295

0.001855

0.01267

0.19067

0.002108

0.01440

0.14614

0.001513

0.0103

2015

HDV6

0.11414

0.001283

0.00875

0.0122

0.000242

0.00165

0.13307

0.001854

0.01267

0.19083

0.002108

0.01440

0.14628

0.001513

0.0103

2015

HDV7

0.10791

0.001302

0.00887

0.0118

0.000238

0.00162

0.12834

0.00186

0.01270

0.18423

0.002131

0.01456

0.14047

0.001535

0.0104

2015

HDV8a

0.10791

0.001302

0.00887

0.0118

0.000238

0.00162

0.12834

0.00186

0.01270

0.18423

0.002131

0.01456

0.14047

0.001535

0.0104

2015

HDV8b

0.10791

0.001302

0.00887

0.0118

0.000238

0.00162

0.12834

0.00186

0.01270

0.18423

0.002131

0.01456

0.14047

0.001535

0.0104

2016

HDV2b

0.04888

0.00082

0.00262

0.0025

0.0001

0.00031

0.03921

0.000693

0.00254

0.08004

0.001581

0.00475

0.07940

0.001325

0.0039

2016

HDV3

0.10877

0.001299

0.00886

0.0119

0.000239

0.00163

0.12899

0.001859

0.01270

0.18513

0.002127

0.01453

0.14127

0.001532

0.0104

2016

HDV4

0.11171

0.00129

0.00880

0.0120

0.00024

0.00164

0.13122

0.001856

0.01268

0.18825

0.002117

0.01446

0.14401

0.001522

0.0103

2016

HDV5

0.11345

0.001285

0.00876

0.0121

0.000241

0.00164

0.13253

0.001855

0.01267

0.19009

0.00211

0.01441

0.14564

0.001515

0.0103

2016

HDV6

0.11359

0.001285

0.00876

0.0121

0.000241

0.00164

0.13264

0.001855

0.01267

0.19024

0.00211

0.01441

0.14577

0.001515

0.0103

2016

HDV7

0.10791

0.001301

0.00887

0.0118

0.000238

0.00162

0.12833

0.001859

0.01270

0.18421

0.002131

0.01455

0.14046

0.001535

0.0104

2016

HDV8a

0.10791

0.001301

0.00887

0.0118

0.000238

0.00162

0.12833

0.001859

0.01270

0.18421

0.002131

0.01455

0.14046

0.001535

0.0104

2016

HDV8b

0.10791

0.001301

0.00887

0.0118

0.000238

0.00162

0.12833

0.001859

0.01270

0.18421

0.002131

0.01455

0.14046

0.001535

0.0104

2017

HDV2b

0.03369

0.00082

0.00241

0.0018

0.0001

0.00028

0.02857

0.000694

0.00239

0.05493

0.001581

0.00431

0.05400

0.001324

0.0035

2017

HDV3

0.09153

0.001295

0.00883

0.0102

0.000237

0.00162

0.11146

0.001851

0.01264

0.15998

0.002119

0.01448

0.12207

0.001526

0.0104

2017

HDV4

0.09369

0.001287

0.00878

0.0104

0.000239

0.00163

0.11317

0.001848

0.01262

0.16237

0.002108

0.01440

0.12417

0.001516

0.0103

2017

HDV5

0.09498

0.001283

0.00875

0.0105

0.000239

0.00163

0.11419

0.001846

0.01261

0.16379

0.002102

0.01436

0.12542

0.00151

0.0103

2017

HDV6

0.09508

0.001282

0.00874

0.0105

0.00024

0.00163

0.11427

0.001846

0.01261

0.16391

0.002102

0.01435

0.12552

0.00151

0.0103

2017

HDV7

0.09090

0.001298

0.00885

0.0102

0.000237

0.00162

0.11096

0.001852

0.01265

0.15928

0.002122

0.01450

0.12145

0.001529

0.0104

2017

HDV8a

0.09090

0.001298

0.00885

0.0102

0.000237

0.00162

0.11096

0.001852

0.01265

0.15928

0.002122

0.01450

0.12145

0.001529

0.0104

2017

HDV8b

0.09090

0.001298

0.00885

0.0102

0.000237

0.00162

0.11096

0.001852

0.01265

0.15928

0.002122

0.01450

0.12145

0.001529

0.0104

2018

HDV2b

0.03262

0.000876

0.00251

0.0017

0.000107

0.0003

0.02799

0.00075

0.00257

0.05333

0.001686

0.00440

0.05231

0.001409

0.0036

2018

HDV3

0.07982

0.001289

0.00879

0.0087

0.000238

0.00162

0.09638

0.001849

0.01263

0.13744

0.002111

0.01442

0.10556

0.001519

0.0103

2018

HDV4

0.08809

0.001264

0.00862

0.0093

0.000242

0.00165

0.10353

0.001838

0.01255

0.14761

0.002077

0.01419

0.11414

0.001487

0.0101

2018

HDV5

0.09246

0.00125

0.00853

0.0096

0.000244

0.00167

0.10731

0.001832

0.01251

0.15297

0.002059

0.01407

0.11867

0.00147

0.0100

2018

HDV6

0.0928

0.001249

0.00852

0.0097

0.000245

0.00167

0.10760

0.001832

0.01251

0.15338

0.002058

0.01406

0.11902

0.001468

0.0100

SmartWay Technical Documentation | Appendix A A-18


-------
•SmartWay

U.S. Environmental Protection Agency»

"x-

Model Yr

Vehicle
Class

NOx

Highway
BC

Urban

Deceleration

PM

NOx

BC

PM

NOx

o 25 mph
BC

PM

NOx

25 50 mph
BC

PM

NOx

>50 mph
BC

PM

2018

HDV7

0.07713

0.001298

0.00885

0.0085

0.000237

0.00162

0.09405

0.001852

0.01265

0.13414

0.002122

0.0145

0.10278

0.001529

0.0104

2018

HDV8a

0.07713

0.001298

0.00885

0.0085

0.000237

0.00162

0.09405

0.001852

0.01265

0.13414

0.002122

0.0145

0.10278

0.001529

0.0104

2018

HDV8b

0.07713

0.001298

0.00885

0.0085

0.000237

0.00162

0.09405

0.001852

0.01265

0.13414

0.002122

0.0145

0.10278

0.001529

0.0104

2019

HDV2b

0.02402

0.000564

0.00155

0.0013

6.95E-05

0.00018

0.02187

0.000485

0.00161

0.03834

0.001089

0.00270

0.03704

0.000909

0.0022

2019

HDV3

0.07609

0.000777

0.00531

0.0083

0.000146

0.00098

0.09192

0.001129

0.00766

0.13078

0.001289

0.00875

0.10051

0.000927

0.0063

2019

HDV4

0.08423

0.000765

0.00522

0.0089

0.000148

0.00100

0.09908

0.001126

0.00765

0.14099

0.001274

0.00865

0.10907

0.000912

0.0061

2019

HDV5

0.08858

0.000758

0.00518

0.0092

0.00015

0.00101

0.10291

0.001125

0.00764

0.14644

0.001265

0.00859

0.11364

0.000903

0.0061

2019

HDV6

0.08892

0.000758

0.00518

0.0092

0.00015

0.00102

0.10320

0.001125

0.00764

0.14686

0.001265

0.00859

0.11400

0.000903

0.0061

2019

HDV7

0.07347

0.000781

0.00534

0.0081

0.000145

0.00098

0.08961

0.001129

0.00767

0.12749

0.001294

0.00879

0.09775

0.000932

0.0063

2019

HDV8a

0.07347

0.000781

0.00534

0.0081

0.000145

0.00098

0.08961

0.001129

0.00767

0.12749

0.001294

0.00879

0.09775

0.000932

0.0063

2019

HDV8b

0.07347

0.000781

0.00534

0.0081

0.000145

0.00098

0.08961

0.001129

0.00767

0.12749

0.001294

0.00879

0.09775

0.000932

0.0063

2020

HDV2b

0.0211

0.000499

0.00139

0.0011

6.14E-05

0.00016

0.01928

0.000436

0.00148

0.03325

0.000956

0.00239

0.03205

0.000798

0.0019

2020

HDV3

0.07251

0.000778

0.00531

0.0078

0.000145

0.00098

0.08758

0.001129

0.00766

0.12426

0.001289

0.00875

0.09562

0.000927

0.0063

2020

HDV4

0.08087

0.000765

0.00523

0.0085

0.000148

0.00100

0.09506

0.001126

0.00765

0.13495

0.001274

0.00865

0.10454

0.000912

0.0061

2020

HDV5

0.08535

0.000759

0.00518

0.0088

0.00015

0.00101

0.09906

0.001125

0.00764

0.14067

0.001266

0.0086

0.10930

0.000904

0.0061

2020

HDV6

0.08570

0.000758

0.00518

0.0088

0.00015

0.00101

0.09937

0.001125

0.00764

0.14112

0.001265

0.00859

0.10967

0.000903

0.0061

2020

HDV7

0.06982

0.000781

0.00534

0.0076

0.000145

0.00098

0.08518

0.001129

0.00767

0.12083

0.001294

0.00879

0.09276

0.000932

0.0063

2020

HDV8a

0.06982

0.000781

0.00534

0.0076

0.000145

0.00098

0.08518

0.001129

0.00767

0.12083

0.001294

0.00879

0.09276

0.000932

0.0063

2020

HDV8b

0.06982

0.000781

0.00534

0.0076

0.000145

0.00098

0.08518

0.001129

0.00767

0.12083

0.001294

0.00879

0.09276

0.000932

0.0063

2021

HDV2b

0.01802

0.00041

0.00121

0.0009

5.04E-05

0.00014

0.01662

0.00037

0.00134

0.02804

0.000773

0.00204

0.02694

0.000645

0.0016

2021

HDV3

0.06794

0.000773

0.00528

0.0074

0.000145

0.00098

0.08261

0.001123

0.00763

0.11703

0.001283

0.00871

0.09021

0.000923

0.0062

2021

HDV4

0.07573

0.000759

0.00518

0.0080

0.000147

0.001

0.08989

0.001119

0.0076

0.12745

0.001266

0.00859

0.09887

0.000906

0.0061

2021

HDV5

0.07991

0.000752

0.00513

0.0083

0.000149

0.00100

0.09379

0.001116

0.00758

0.13304

0.001256

0.00853

0.10350

0.000897

0.0060

2021

HDV6

0.08023

0.000751

0.00513

0.0083

0.000149

0.00101

0.09409

0.001116

0.00758

0.13347

0.001256

0.00853

0.10386

0.000896

0.0060

2021

HDV7

0.06545

0.000777

0.00531

0.0072

0.000144

0.00097

0.08028

0.001125

0.00764

0.11369

0.001288

0.00875

0.08744

0.000929

0.0063

2021

HDV8a

0.06545

0.000777

0.00531

0.0072

0.000144

0.00097

0.08028

0.001125

0.00764

0.11369

0.001288

0.00875

0.08744

0.000929

0.0063

2021

HDV8b

0.06545

0.000777

0.00531

0.0072

0.000144

0.00097

0.08028

0.001125

0.00764

0.11369

0.001288

0.00875

0.08744

0.000929

0.0063

2022

HDV2b

0.01534

0.000413

0.00122

0.0008

5.08E-05

0.00014

0.01443

0.000374

0.00136

0.02317

0.000777

0.00204

0.02207

0.000649

0.0016

SmartWay Technical Documentation | Appendix A A-19


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"^vSmartWay

U.S. Environmental Protection Agency»







Highway



Urban









Deceleration

0 25 mph

25 50 mph

>50 mph

Model Yr

Vehicle
Class

NOx

BC

PM

NOx

BC

PM

NOx

BC

PM

NOx

BC

PM

NOx

BC

PM

2022

HDV3

0.06437

0.000773

0.00528

0.0069

0.000145

0.00098

0.07828

0.001123

0.00763

0.11046

0.001283

0.00871

0.08533

0.000923

0.0062

2022

HDV4

0.07238

0.000759

0.00519

0.0075

0.000147

0.001

0.08587

0.001119

0.0076

0.12135

0.001266

0.00860

0.09432

0.000907

0.0061

2022

HDV5

0.07669

0.000752

0.00514

0.0079

0.000148

0.00100

0.08994

0.001116

0.00758

0.12720

0.001257

0.00853

0.09915

0.000898

0.0060

2022

HDV6

0.07702

0.000751

0.00513

0.0079

0.000149

0.00100

0.09026

0.001116

0.00758

0.12766

0.001256

0.00853

0.09953

0.000897

0.0060

2022

HDV7

0.06181

0.000777

0.00531

0.0067

0.000144

0.00097

0.07585

0.001125

0.00764

0.10697

0.001288

0.00875

0.08245

0.000929

0.0063

2022

HDV8a

0.06181

0.000777

0.00531

0.0067

0.000144

0.00097

0.07585

0.001125

0.00764

0.10697

0.001288

0.00875

0.08245

0.000929

0.0063

2022

HDV8b

0.06181

0.000777

0.00531

0.0067

0.000144

0.00097

0.07585

0.001125

0.00764

0.10697

0.001288

0.00875

0.08245

0.000929

0.0063

Note - MOVES does not provide consistent outputs for Class 8b gasoline vehicles; therefore gasoline 8bs are set equal to 8as.

SmartWay Technical Documentation | Appendix A A-20


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^vSmartWay

U.S. Environmental Protection Agency J

Appendix B: NOx, PM & BC Idle Factors - g/hr

(MOVES3.0.1, 2021 Calendar Year, ULSD)

Table B-i. Short Duration Idle Emission Factors (< 60 minutes per idle event) (g/hr)

Pollutant

Fuel

Model
Year

Class 2b 3

Classes 4 5

Classes 6 7

Classes 8a/b

NOx

Gasoline

Pre-1992

6.991338

6.991316

6.991338

6.991357

NOx

Gasoline

1992

6.991338

6.991316

6.991338

6.991357

NOx

Gasoline

1993

6.991328

6.991355

6.991335

6.991342

NOx

Gasoline

1994

7.008986

7.009005

7.00902

7.009017

NOx

Gasoline

1995

7.00901

7.009004

7.009016

7.009009

NOx

Gasoline

1996

7.008987

7.00901

7.009005

7.009025

NOx

Gasoline

1997

7.009011

7.008984

7.009002

7.009004

NOx

Gasoline

1998

14.52362

14.52361

14.52362

14.52362

NOx

Gasoline

1999

14.52364

14.52361

14.52356

14.52364

NOx

Gasoline

2000

14.52363

14.52365

14.52361

14.52359

NOx

Gasoline

2001

7.602692

6.173605

6.173605

6.173579

NOx

Gasoline

2002

7.625538

6.173592

6.173597

6.173601

NOx

Gasoline

2003

7.657826

6.173595

6.173615

6.173605

NOx

Gasoline

2004

7.612006

6.173599

6.173599

6.173612

NOx

Gasoline

2005

7.548248

6.173595

6.173594

6.173639

NOx

Gasoline

2006

7.574632

6.173637

6.173611

6.173604

NOx

Gasoline

2007

7.554401

6.173608

6.173602

6.1736

NOx

Gasoline

2008

3.751676

3.132

1.852081

1.852082

NOx

Gasoline

2009

0.108028

0.0904

1.852084

1.852081

SmartWay Technical Documentation | Appendix B B-i


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^vSmartWay

U.S. Environmental Protection Agency J

Pollutant

Fuel

Model
Year

Class 2b 3

Classes 4 5

Classes 6 7

Classes 8a/b

NOx

Gasoline

2010

0.302204

0.255533

0.255534

0.255534

NOx

Gasoline

2011

0.30339

0.255534

0.255533

0.255533

NOx

Gasoline

2012

0.302238

0.255534

0.255533

0.255534

NOx

Gasoline

2013

0.299774

0.255533

0.255534

0.255534

NOx

Gasoline

2014

0.2827

0.255533

0.255533

0.255534

NOx

Gasoline

2015

0.284565

0.255534

0.255533

0.255533

NOx

Gasoline

2016

0.286238

0.255534

0.255533

0.255533

NOx

Gasoline

2017

0.155878

0.139382

0.139382

0.139381

NOx

Gasoline

2018

0.124633

0.139381

0.139382

0.139381

NOx

Gasoline

2019

0.095479

0.139382

0.139382

0.139381

NOx

Gasoline

2020

0.075491

0.139382

0.139382

0.139382

NOx

Gasoline

2021

0.055264

0.139382

0.139382

0.139382

NOx

Gasoline

2022

0.034281

0.139382

0.139382

0.139382

NOx

Diesel

Pre-1992

122.0871

122.0866

141.3957

141.3955

NOx

Diesel

1992

122.0871

122.0866

141.3957

141.3955

NOx

Diesel

1993

122.087

122.087

141.3953

141.3958

NOx

Diesel

1994

122.0868

122.0867

141.3958

141.3955

NOx

Diesel

1995

122.0868

122.0863

141.3954

141.3957

NOx

Diesel

1996

122.0868

122.0873

141.3951

141.3957

NOx

Diesel

1997

122.0867

122.0865

141.3958

141.3956

NOx

Diesel

1998

97.66905

97.66903

118.7281

118.7277

NOx

Diesel

1999

97.66902

97.66951

97.66907

156.6231

NOx

Diesel

2000

97.66899

97.66912

97.66878

156.6232

NOx

Diesel

2001

97.60937

97.66991

97.66902

156.6234

NOx

Diesel

2002

97.60739

97.66909

97.66941

156.6236

SmartWay Technical Documentation | Appendix B B-2


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^vSmartWay

U.S. Environmental Protection Agency J

Pollutant

Fuel

Model
Year

Class 2b 3

Classes 4 5

Classes 6 7

Classes 8a/b

NOx

Diesel

2003

22.18738

22.20154

46.34936

57.6141

NOx

Diesel

2004

22.18676

22.2015

46.34945

57.61403

NOx

Diesel

2005

22.18957

22.20154

46.3494

57.61401

NOx

Diesel

2006

22.18975

22.20154

46.34928

57.61398

NOx

Diesel

2007

20.56092

20.57446

23.09823

53.94915

NOx

Diesel

2008

20.55946

20.56943

23.0942

53.94503

NOx

Diesel

2009

20.56319

20.57514

23.09955

53.94913

NOx

Diesel

2010

17.54466

20.00606

35.87988

47.62571

NOx

Diesel

2011

23.08182

26.26193

34.74855

42.20612

NOx

Diesel

2012

20.2334

23.01597

34.84516

41.66515

NOx

Diesel

2013

31.55689

31.67069

21.03371

35.91701

NOx

Diesel

2014

14.38686

14.42611

29.09368

49.57829

NOx

Diesel

2015

10.16543

10.19804

27.95095

49.35881

NOx

Diesel

2016

10.16165

10.19809

27.9581

50.09663

NOx

Diesel

2017

10.16023

10.19808

26.13242

52.9653

NOx

Diesel

2018

6.398144

10.19774

26.01702

52.96785

NOx

Diesel

2019

3.979566

6.454229

18.38629

38.38506

NOx

Diesel

2020

3.463783

6.454266

18.38533

38.38301

NOx

Diesel

2021

2.987798

6.454281

18.38467

38.38136

NOx

Diesel

2022

2.473809

6.454277

18.3852

38.38265

PM10

Gasoline

Pre-1992

0.151291

0.151291

0.151291

0.151291

PM10

Gasoline

1992

0.151291

0.151291

0.151291

0.151291

PM10

Gasoline

1993

0.151291

0.151291

0.151291

0.151291

PM10

Gasoline

1994

0.049453

0.049453

0.049453

0.049453

PM10

Gasoline

1995

0.058944

0.058944

0.058945

0.058944

SmartWay Technical Documentation | Appendix B B-3


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^vSmartWay

U.S. Environmental Protection Agency J

Pollutant

Fuel

Model
Year

Class 2b 3

Classes 4 5

Classes 6 7

Classes 8a/b

PM10

Gasoline

1996

0.137146

0.137146

0.137146

0.137147

PM10

Gasoline

1997

0.144268

0.144268

0.144268

0.144268

PM10

Gasoline

1998

0.086146

0.086146

0.086146

0.086146

PM10

Gasoline

1999

0.041787

0.041786

0.041787

0.041787

PM10

Gasoline

2000

0.01856

0.01856

0.01856

0.01856

PM10

Gasoline

2001

0.017426

0.017426

0.017426

0.017426

PM10

Gasoline

2002

0.073813

0.073813

0.073813

0.073813

PM10

Gasoline

2003

0.033008

0.033008

0.033007

0.033008

PM10

Gasoline

2004

0.07942

0.07707

0.07707

0.07707

PM10

Gasoline

2005

0.079316

0.07707

0.077071

0.077071

PM10

Gasoline

2006

0.079359

0.07707

0.077071

0.07707

PM10

Gasoline

2007

0.079326

0.077071

0.07707

0.07707

PM10

Gasoline

2008

0.059878

0.058367

0.058368

0.058367

PM10

Gasoline

2009

0.059857

0.058368

0.058368

0.058368

PM10

Gasoline

2010

0.061917

0.069269

0.02309

0.02309

PM10

Gasoline

2011

0.061954

0.069269

0.02309

0.02309

PM10

Gasoline

2012

0.061918

0.069269

0.02309

0.02309

PM10

Gasoline

2013

0.061842

0.060481

0.020908

0.020908

PM10

Gasoline

2014

0.061317

0.060481

0.020908

0.020908

PM10

Gasoline

2015

0.061374

0.060481

0.020908

0.020908

PM10

Gasoline

2016

0.061426

0.060481

0.020908

0.020908

PM10

Gasoline

2017

0.061412

0.060481

0.018666

0.020908

PM10

Gasoline

2018

0.061311

0.060481

0.018666

0.020908

PM10

Gasoline

2019

0.036773

0.036301

0.013211

0.014302

PM10

Gasoline

2020

0.036782

0.036301

0.013211

0.014302

SmartWay Technical Documentation | Appendix B B-4


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^vSmartWay

U.S. Environmental Protection Agency J

Pollutant

Fuel

Model
Year

Class 2b 3

Classes 4 5

Classes 6 7

Classes 8a/b

PM10

Gasoline

2021

0.036792

0.036301

0.013211

0.014302

PM10

Gasoline

2022

0.03678

0.036301

0.013211

0.014302

PM10

Diesel

Pre-1992

4.973085

5.762226

6.539362

6.539341

PM10

Diesel

1992

4.973085

5.762226

6.539362

6.539341

PM10

Diesel

1993

4.885336

5.762252

6.539348

6.539359

PM10

Diesel

1994

10.44783

12.09777

11.30636

9.998184

PM10

Diesel

1995

10.39124

12.09777

11.30635

9.998175

PM10

Diesel

1996

10.36475

12.0978

11.30635

9.998184

PM10

Diesel

1997

10.48875

12.09777

11.30636

9.99817

PM10

Diesel

1998

9.832991

11.37846

10.73439

9.561731

PM10

Diesel

1999

9.721619

11.37847

10.73438

9.561734

PM10

Diesel

2000

9.960186

11.37847

10.73437

9.561734

PM10

Diesel

2001

9.004164

11.37849

10.73441

9.561737

PM10

Diesel

2002

8.926448

11.37846

10.7344

9.561749

PM10

Diesel

2003

7.580832

9.678224

9.678223

8.641289

PM10

Diesel

2004

7.493371

9.678227

9.678229

8.641274

PM10

Diesel

2005

7.904036

9.67822

9.678237

8.641284

PM10

Diesel

2006

7.933163

9.678229

9.678218

8.641261

PM10

Diesel

2007

0.424391

0.422763

0.282351

0.28235

PM10

Diesel

2008

0.424193

0.422763

0.28235

0.28235

PM10

Diesel

2009

0.424097

0.422762

0.28235

0.282349

PM10

Diesel

2010

0.053951

0.064028

0.536743

0.019396

PM10

Diesel

2011

0.053341

0.061969

0.526267

0.019333

PM10

Diesel

2012

0.053784

0.062348

0.529084

0.019382

PM10

Diesel

2013

0.054057

0.055929

0.471601

0.017142

SmartWay Technical Documentation | Appendix B B-5


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U.S. Environmental Protection Agency J

Pollutant

Fuel

Model
Year

Class 2b 3

Classes 4 5

Classes 6 7

Classes 8a/b

PMio

Diesel

2014

0.00692

0.007137

0.06134

0.025496

PMio

Diesel

2015

0.006881

0.007136

0.061349

0.0255

PMio

Diesel

2016

0.006852

0.007136

0.061247

0.025451

PMio

Diesel

2017

0.006841

0.007136

0.057116

0.025426

PMio

Diesel

2018

0.006842

0.007133

0.057169

0.02544

PMio

Diesel

2019

0.004085

0.004271

0.038733

0.017786

PMio

Diesel

2020

0.004065

0.004271

0.038709

0.017775

PMio

Diesel

2021

0.004058

0.004271

0.038692

0.017766

PMio

Diesel

2022

0.004059

0.004272

0.038706

0.017772

PM2.5

Gasoline

Pre-1992

0.133835

0.133835

0.133835

0.133835

PM2.5

Gasoline

1992

0.133835

0.133835

0.133835

0.133835

PM2.5

Gasoline

1993

0.133834

0.133835

0.133835

0.133835

PM2.5

Gasoline

1994

0.043747

0.043747

0.043747

0.043747

PM2.5

Gasoline

1995

0.052143

0.052143

0.052143

0.052143

PM2.5

Gasoline

1996

0.121322

0.121322

0.121322

0.121322

PM2.5

Gasoline

1997

0.127622

0.127622

0.127622

0.127622

PM2.5

Gasoline

1998

0.076206

0.076206

0.076206

0.076206

PM2.5

Gasoline

1999

0.036965

0.036965

0.036965

0.036965

PM2.5

Gasoline

2000

0.016419

0.016419

0.016419

0.016419

PM2.5

Gasoline

2001

0.015415

0.015415

0.015415

0.015415

PM2.5

Gasoline

2002

0.065297

0.065297

0.065297

0.065297

PM2.5

Gasoline

2003

0.029199

0.029199

0.029199

0.029199

PM2.5

Gasoline

2004

0.070256

0.068178

0.068178

0.068178

PM2.5

Gasoline

2005

0.070164

0.068178

0.068178

0.068178

PM2.5

Gasoline

2006

0.070202

0.068178

0.068178

0.068178

SmartWay Technical Documentation | Appendix B B-6


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U.S. Environmental Protection Agency J

Pollutant

Fuel

Model
Year

Class 2b 3

Classes 4 5

Classes 6 7

Classes 8a/b

PM2.5

Gasoline

2007

0.070173

0.068178

0.068178

0.068178

PM2.5

Gasoline

2008

0.05297

0.051633

0.051633

0.051633

PM2.5

Gasoline

2009

0.05295

0.051633

0.051633

0.051633

PM2.5

Gasoline

2010

0.054773

0.061276

0.020425

0.020426

PM2.5

Gasoline

2011

0.054805

0.061276

0.020425

0.020426

PM2.5

Gasoline

2012

0.054774

0.061276

0.020426

0.020425

PM2.5

Gasoline

2013

0.054707

0.053503

0.018495

0.018495

PM2.5

Gasoline

2014

0.054242

0.053503

0.018495

0.018495

PM2.5

Gasoline

2015

0.054293

0.053503

0.018495

0.018495

PM2.5

Gasoline

2016

0.054339

0.053503

0.018495

0.018495

PM2.5

Gasoline

2017

0.054326

0.053503

0.016512

0.018495

PM2.5

Gasoline

2018

0.054237

0.053503

0.016512

0.018495

PM2.5

Gasoline

2019

0.03253

0.032112

0.011687

0.012652

PM2.5

Gasoline

2020

0.032538

0.032113

0.011687

0.012652

PM2.5

Gasoline

2021

0.032547

0.032112

0.011687

0.012652

PM2.5

Gasoline

2022

0.032537

0.032112

0.011687

0.012652

PM2.5

Diesel

Pre-1992

4.575229

5.301229

6.016197

6.016173

PM2.5

Diesel

1992

4.575229

5.301229

6.016197

6.016173

PM2.5

Diesel

1993

4.494502

5.301247

6.016185

6.016187

PM2.5

Diesel

1994

9.611974

11.12992

10.40181

9.198281

PM2.5

Diesel

1995

9.559909

11.12992

10.40181

9.198292

PM2.5

Diesel

1996

9.535538

11.12998

10.40181

9.198294

PM2.5

Diesel

1997

9.649609

11.12993

10.40181

9.198292

PM2.5

Diesel

1998

9.046325

10.46814

9.87561

8.796766

PM2.5

Diesel

1999

8.943854

10.46816

9.875609

8.796776

SmartWay Technical Documentation | Appendix B B-7


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U.S. Environmental Protection Agency J

Pollutant

Fuel

Model
Year

Class 2b 3

Classes 4 5

Classes 6 7

Classes 8a/b

PM2.5

Diesel

2000

9.16335

10.46816

9.875585

8.796767

PM2.5

Diesel

2001

8.283808

10.46817

9.875639

8.796778

PM2.5

Diesel

2002

8.212309

10.46815

9.875616

8.79678

PM2.5

Diesel

2003

6.974345

8.903956

8.903937

7.949964

PM2.5

Diesel

2004

6.893884

8.90393

8.903955

7.949937

PM2.5

Diesel

2005

7.271694

8.903926

8.903944

7.949961

PM2.5

Diesel

2006

7.29849

8.903956

8.903927

7.949948

PM2.5

Diesel

2007

0.390438

0.388941

0.259761

0.259761

PM2.5

Diesel

2008

0.390257

0.38894

0.259761

0.259761

PM2.5

Diesel

2009

0.390167

0.38894

0.259761

0.259761

PM2.5

Diesel

2010

0.049635

0.058906

0.493801

0.017844

PM2.5

Diesel

2011

0.049074

0.057011

0.484164

0.017787

PM2.5

Diesel

2012

0.049481

0.05736

0.486755

0.017831

PM2.5

Diesel

2013

0.049732

0.051455

0.433871

0.015771

PM2.5

Diesel

2014

0.006366

0.006566

0.056433

0.023456

PM2.5

Diesel

2015

0.006331

0.006565

0.056441

0.023459

PM2.5

Diesel

2016

0.006304

0.006566

0.056347

0.023415

PM2.5

Diesel

2017

0.006293

0.006565

0.052546

0.023392

PM2.5

Diesel

2018

0.006295

0.006563

0.052595

0.023405

PM2.5

Diesel

2019

0.003758

0.00393

0.035634

0.016363

PM2.5

Diesel

2020

0.00374

0.00393

0.035613

0.016353

PM2.5

Diesel

2021

0.003733

0.00393

0.035597

0.016345

PM2.5

Diesel

2022

0.003734

0.00393

0.035609

0.016351

Black Carbon

Gasoline

Pre-1992

0.019616

0.019616

0.019616

0.019616

Black Carbon

Gasoline

1992

0.019616

0.019616

0.019616

0.019616

SmartWay Technical Documentation | Appendix B B-8


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U.S. Environmental Protection Agency J

Pollutant

Fuel

Model
Year

Class 2b 3

Classes 4 5

Classes 6 7

Classes 8a/b

Black Carbon

Gasoline

1993

0.019616

0.019616

0.019616

0.019616

Black Carbon

Gasoline

1994

0.006412

0.006412

0.006412

0.006412

Black Carbon

Gasoline

1995

0.007642

0.007642

0.007642

0.007642

Black Carbon

Gasoline

1996

0.017782

0.017782

0.017782

0.017782

Black Carbon

Gasoline

1997

0.018705

0.018705

0.018705

0.018705

Black Carbon

Gasoline

1998

0.011169

0.011169

0.011169

0.011169

Black Carbon

Gasoline

1999

0.005418

0.005418

0.005418

0.005418

Black Carbon

Gasoline

2000

0.002406

0.002406

0.002406

0.002406

Black Carbon

Gasoline

2001

0.00226

0.00226

0.00226

0.00226

Black Carbon

Gasoline

2002

0.009573

0.009573

0.009573

0.009573

Black Carbon

Gasoline

2003

0.004281

0.004281

0.004281

0.004281

Black Carbon

Gasoline

2004

0.009995

0.009995

0.009995

0.009995

Black Carbon

Gasoline

2005

0.009995

0.009995

0.009995

0.009995

Black Carbon

Gasoline

2006

0.009995

0.009995

0.009995

0.009995

Black Carbon

Gasoline

2007

0.009995

0.009995

0.009995

0.009995

Black Carbon

Gasoline

2008

0.00757

0.00757

0.00757

0.00757

Black Carbon

Gasoline

2009

0.00757

0.00757

0.00757

0.00757

Black Carbon

Gasoline

2010

0.008147

0.009165

0.003055

0.003055

Black Carbon

Gasoline

2011

0.008147

0.009165

0.003055

0.003055

Black Carbon

Gasoline

2012

0.008147

0.009165

0.003055

0.003055

Black Carbon

Gasoline

2013

0.008147

0.008147

0.003055

0.003055

Black Carbon

Gasoline

2014

0.008147

0.008147

0.003055

0.003055

Black Carbon

Gasoline

2015

0.008147

0.008147

0.003055

0.003055

Black Carbon

Gasoline

2016

0.008147

0.008147

0.003055

0.003055

Black Carbon

Gasoline

2017

0.008147

0.008147

0.002037

0.003055

SmartWay Technical Documentation | Appendix B B-g


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^vSmartWay

U.S. Environmental Protection Agency J

Pollutant

Fuel

Model
Year

Class 2b 3

Classes 4 5

Classes 6 7

Classes 8a/b

Black Carbon

Gasoline

2018

0.008147

0.008147

0.002037

0.003055

Black Carbon

Gasoline

2019

0.005092

0.005092

0.002037

0.002037

Black Carbon

Gasoline

2020

0.005092

0.005092

0.002037

0.002037

Black Carbon

Gasoline

2021

0.005092

0.005092

0.002037

0.002037

Black Carbon

Gasoline

2022

0.005092

0.005092

0.002037

0.002037

Black Carbon

Diesel

Pre-1992

1.909421

1.682124

1.908968

1.908968

Black Carbon

Diesel

1992

1.909421

1.682124

1.908968

1.908968

Black Carbon

Diesel

1993

1.934689

1.682127

1.908966

1.908968

Black Carbon

Diesel

1994

4.006808

3.531589

3.300558

2.918679

Black Carbon

Diesel

1995

4.023097

3.531588

3.300555

2.918679

Black Carbon

Diesel

1996

4.030729

3.531602

3.300554

2.91868

Black Carbon

Diesel

1997

3.995009

3.531586

3.300554

2.918674

Black Carbon

Diesel

1998

3.766723

3.3216

3.1336

2.791261

Black Carbon

Diesel

1999

3.798803

3.321607

3.133598

2.791265

Black Carbon

Diesel

2000

3.730086

3.321612

3.133588

2.791266

Black Carbon

Diesel

2001

3.330102

3.321613

3.133601

2.791266

Black Carbon

Diesel

2002

3.33038

3.321608

3.133594

2.791267

Black Carbon

Diesel

2003

2.832792

2.825284

2.825277

2.522571

Black Carbon

Diesel

2004

2.833103

2.825276

2.825281

2.522569

Black Carbon

Diesel

2005

2.831634

2.825272

2.825279

2.522569

Black Carbon

Diesel

2006

2.831527

2.825282

2.825277

2.522566

Black Carbon

Diesel

2007

0.045611

0.045436

0.030345

0.030345

Black Carbon

Diesel

2008

0.04559

0.045436

0.030345

0.030345

Black Carbon

Diesel

2009

0.04558

0.045436

0.030345

0.030345

Black Carbon

Diesel

2010

0.005802

0.006885

0.057719

0.002086

SmartWay Technical Documentation | Appendix B B-io


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Pollutant

Fuel

Model
Year

Class 2b 3

Classes 4 5

Classes 6 7

Classes 8a/b

Black Carbon

Diesel

2011

0.005736

0.006664

0.056592

0.002079

Black Carbon

Diesel

2012

0.005784

0.006705

0.056895

0.002084

Black Carbon

Diesel

2013

0.005813

0.006014

0.050714

0.001843

Black Carbon

Diesel

2014

0.000744

0.000767

0.006596

0.002742

Black Carbon

Diesel

2015

0.00074

0.000767

0.006597

0.002742

Black Carbon

Diesel

2016

0.000737

0.000767

0.006586

0.002737

Black Carbon

Diesel

2017

0.000736

0.000767

0.006142

0.002734

Black Carbon

Diesel

2018

0.000736

0.000767

0.006148

0.002736

Black Carbon

Diesel

2019

0.000439

0.000459

0.004165

0.001913

Black Carbon

Diesel

2020

0.000437

0.000459

0.004163

0.001911

Black Carbon

Diesel

2021

0.000436

0.000459

0.004161

0.00191

Black Carbon

Diesel

2022

0.000436

0.000459

0.004162

0.001911

SmartWay Technical Documentation | Appendix B B-11


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Table B-2. Extended Idle Emission Factors - Class 8b Diesels Only (g/hr)

Model Year

Black Carbon

Pre-1992

145.632

5.361971

4.932983

1.061721

1992

145.6322

5.361971

4.932983

1.061721

1993

145.632

5.36198

4.932995

1.061722

1994

145.632

8.198025

7.542164

1.62329

1995

145.6321

8.198043

7.542169

1.62329

1996

145.6308

8.197999

7.542137

1.623287

1997

145.6309

8.198025

7.542146

1.623289

1998

145.6315

7.840197

7.212922

1.552425

1999

145.6315

7.840195

7.21293

1.552427

2000

145.6319

7.840188

7.212937

1.552429

2001

145.6317

7.840182

7.212932

1.552432

2002

145.6322

7.840213

7.212942

1.552433

2003

145.632

7.085445

6.518615

1.402988

2004

145.6316

7.085434

6.518575

1.402986

2005

145.6321

7.085456

6.51859

1.402984

2006

145.632

7.085451

6.518591

1.402986

2007

107.5393

0.105448

0.097012

0.014912

2008

107.5401

0.105448

0.097012

0.014912

2009

107.5399

0.105448

0.097012

0.014912

2010

45.87618

0.056436

0.051921

0.011047

2011

45.87639

0.056436

0.051921

0.011047

2012

45.87611

0.056436

0.051921

0.011047

2013

45.87608

0.044021

0.040499

0.00935

2014

45.87609

0.044021

0.040499

0.00935

SmartWay Technical Documentation | Appendix B B-12


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45.8761

0.044021

0.040499

0.00935



45.87625

0.044021

0.040499

0.00935



45.87608

0.044021

0.0405

0.00935



45.87623

0.044021

0.040499

0.00935



45.8761

0.044021

0.040499

0.00935



45.87614

0.044021

0.040499

0.00935



45.8763

0.044021

0.040499

0.00935



45.8762

0.044021

0.040499

0.00935

SmartWay Technical Documentation | Appendix B B-13


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U.S. Environmental Protection Agency +

Appendix C: Derivation of National Average
g/kW-hr Emission Factors

FROM ARGONNE GREET MODEL Version 201Q. http://greet.es.anl.gov/

l. Electric Generation Mix (eGRID U.S. Average 2018 Data (https://www.epa.gov/egrid/emissions-
generation-resource-integrated-database-egrid))

Table C-i. Electric Generation Mix

U.S. Mix

Residual oil

0.6%

Natural gas

35-1%

Coal

27.5%

Nuclear power

19-4%

Biomass

1.6%

Hydro

6.9%

Wind

6.5%

Solar

1.5%

Geothermal

0.4%

Other

0.3%

2.	Electric Transmission and Distribution Loss = 4.87%

3.	Power Plant Emissions: in Grams per kWh of Electricity Available at Power Plant Gate

Table C-2. Power Plant Emissions at Gate



GREET Calculated Emission Factors



By Fuel Type Plants (Stationary and Transportation)

Oil Fired

NG Fired

Coal Fired

Biomass Fired

TOTAL based on US Mix

N0X

397

0.21

O.36

O.92

0.21

PM10

0.16

0.011

0.061

2.09

O.O56

PM2.5

0.11

0.011

0.043

0.61

0.026

BC

O.OO73

0.0015

0.0018

0.0015

0.0025

C02

840

404

947

0

407

Assumes no emissions from nuclear power plants, hydro, wind, solar, geothermal, and "Other"

4. Power Plant Emissions: Grams per kWh of Electricity Available at User Sites (wall outlets)
Total power plant gate emissions/(i-electric transmission and distribution loss)

SmartWay Technical Documentation | Appendix C C-i


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U.S. Environmental Protection Agency »

Table C-3. Power Plant Emissions at Wall Outlet



Total delivered based on US electric generation mix

NOx

0.22

PM10

0.059

PM2.5

0.028

BC

0.0026

C02

428

SmartWay Technical Documentation | Appendix C C-2


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"^vSmartWay

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Appendix D: PERE Efficiency Modeling
Methodology

The PERE model is not specifically designed for modeling heavy duty hybrid trucks, but as it is a
physical model that is primarily dependent upon input values, its use was considered appropriate for
the estimation of the fuel economy effects of truck hybridization. The model calculates second-by-
second fuel consumption for user-defined drive cycles based on a physical model. The model takes a
number of user-specified parameters, along with some of its own defaults, to perform these
calculations for a variety of vehicle and powertrain types. The assumptions and data sources for the
model inputs that were used are presented below. The defaults for some parameters, such as hybrid
regeneration efficiency and hybrid battery efficiency, were assumed to remain unchanged when
scaling from light-duty to heavy-duty vehicles.

Many vehicle parameters, such as road load and transmission data, were used from work already done
with the PERE model for the SmartWay program. Many of the parameters for that previous work were
taken from findings of internet searches for specifications of various trucks in new "as-delivered"
condition, prior to the addition of various vocational or cargo equipment installations that would
increase drag and vehicle weight. To establish the test weights for each truck class in this modeling
effort, the original estimate of minimum weight was averaged with the maximum possible weight for
each truck class. This was done with the intent of modeling an average or medium payload for each
truck class. An important source of information was an EPA draft document discussing the use of the
PERE model by Nam and Gianelli49. This document contained equations that could be used for
estimates of some of the input parameters, along with information describing the use of the model.

The two foremost inputs to the model include the vehicle weight and engine size. Vehicle empty
weights and engine sizes were taken from manufacturer supplied truck specifications where possible.
For example, Ford published a .pdf file titled F-250/F-350/F-450/F-550Specifications50 that contains
base curb weights and engine sizes for some of their offerings in the light and medium duty market.
Another useful source of manufacturer data was in the Kenworth T170/T270/T370 Body Builders
Manual51. The T170-T370 range consists of medium duty trucks that can be delivered with a cab-only
chassis. The manual describes all of the dimensions relevant to the builder of a body or cargo area on
the rear of the chassis. As such, it includes curb weights, length and width dimensions, and gross
vehicle weight ratings that were instrumental in creating many of the inputs for the Class 5, 6, and 7
fuel economy models. Where specifications of multiple trucks in a class were found, values were taken
that would result in maximum fuel economy unless they seemed noticeably atypical of in-use vehicles.
Variations in weight and engine size over the ranges found in literature did not have as large an effect
on fuel economy as some of the other inputs to the PERE model. For hybrid modeling, the engine size

19 Nam, Edward and Gianelli, Robert, Fuel Consumption Modeling of Conventional and Advanced Technology Vehicles in the Physical Emission Rate
Estimator (PERE). US EPA Publication EPA420-P-05-001, February 2005.

5° FordF150.net. F-250/F-350/F-450/F-550 Specifications. Retrieved from http://www.fordfi';o.net/specs/0';sd specs.pdf Accessed 12-30-2021.
s1 Kenworth. Kenworth T170/T270/T370 and Hybrid 2011 Body Builders Manual. Retrieved from

https://www.kenworth.com/media/ag2hk33t/kenworth-t170-t270-t370-and-hybrid-body-builder-manual-2011.pdf. Accessed 12-30-2021.

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reduction due to hybridization ranged from l liter for the Class 2b and 3 trucks, up to 4 liters for the
Class 8 trucks. This range was chosen based on the nature of hybrid trucks currently available on the
market. Class 2 hybrid trucks on the market typically have very little engine downsizing from
hybridization, however larger trucks were found to have more engine downsizing.

The number of transmission gears in each truck class was also based on specifications found on
manufacturers' web sites, but there is a wide range of the number of gears in the different available
transmissions. While it is very likely that the most efficient setup for Class 2b through 4 would be a 6-
speed manual transmission, there are a variety of options for Classes 5 through 8. It is also typical for a
modern Class 8 truck to have 10 gears, so the model input for Class 6 was taken to be 8 as a
representation of typical trucks in that class, and all trucks were modeled with manual transmissions.
The PERE model also requires shift speeds as an input to the model, and examples of these were not
found in literature or internet searches. ERG has previously logged on-road data from Class 8 trucks
with 10-speed manual transmissions, and this data was analyzed briefly to create an estimate of
typical upshift speeds for this type of truck. Using this speed/gear curve, two other curves were
created by scaling for the 6 and 8 speed trucks modeled in the study. Unfortunately, the shift speed
chart has a very strong effect on the model's predicted fuel economy but using carefully scaled shift
point curves hopefully mitigated this source of error. The hybrid trucks were modeled with the same
transmissions as the conventional trucks. The model did not readily include a provision for changing
the transmission characteristics when changing from conventional to hybrid powertrains. All
transmission parameters were kept the same when making this change with the intent of ensuring the
resulting fuel economy effects were only due to hybridization, not due to transmission effects.

There were three other values regarding the driveline that were input for this study. The engine
efficiency was taken to be 40% over the cycle. The maximum engine speeds and highway cruise speeds
were adjusted together as well, to account for the larger displacement heavy duty engines turning
more slowly than typical Class 2b truck engines. The effects of the engine speed parameters on fuel
economy were fairly small.

The road load estimation required assumptions and calculations as road load curves are not generally
a part of manufacturers' literature. The method of road load calculation used for this PERE modeling
was based on the coefficient of rolling resistance (Cr), the aerodynamic drag coefficient (Cd), and the
vehicle frontal area (Af) in a physical equation of the truck's road load, given in Equation 1 from Nam
and Gianelli (2005). Coefficients of drag were based on values in literature, such as manufacturers'
specifications for Class 2b and in a report publication by Argonne National Laboratory52. Values for Cd
ranged from .45 for the Class 2b and the smaller medium duty trucks, to .5 for the class 8 long-haul
trucks. The heavier medium duty trucks were assumed to have a Cd of .55 as they were assumed to be
vocational trucks with less streamlined aerodynamics. Frontal area was taken from manufacturer
specifications where available. As given in Nam and Gianelli, the product of truck height and width was
multiplied by a factor of 0.93 to get an estimate of effective Af. Engineering judgment was applied to
the dimensions found in literature to ensure a representative increase in frontal area from the smaller

s2 Delorme, A., Karbowski, D„ and Sharer, P. Evaluation of Fuel Consumption Potential of Medium and Heavy-Duty Vehicles through Modeling and
Simulation. Argonne National Laboratory, DEPS-BEES-ooi, October 2009.

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to larger trucks. The rolling resistance values were estimated using the trends observed by both Nam
and Gianelli (2005) along with Delorme Karbowski, and Sharer (2009), ranging from 0.01 for the light
and medium duty trucks, down to 0.008 for the class 8 trucks.

The final input to the PERE model was the driving cycle. To get a representative range of fuel economy
benefit, two drive cycles were modeled. The first was the Heavy-Duty Urban Dynamometer Driving
Schedule (HDUDDS), and the second was the EPA Highway Fuel Economy Test (HwFET). The HDUDDS
can be thought of as a city-type cycle with frequent stops and starts. The HwFET simulates rural
driving with varying speeds but no stops. Even though the HwFET is designed only for light duty
vehicles, it was still used as it was the best representation available for in-use highway driving.

The key values used as the inputs for the PERE model fuel economy calculations are given by truck
class in Table D-i.

Table D-i. PERE Model Inputs for Fuel Economy Estimation

Class

Modeled Test
Weight, lbs

Conventional
Engine Disp., L

Hybrid Engine
Disp., L

Number of
Gears

Effective Gear
Ratio, RPM/mph

2b

7,875

6.0

5

6

35

3

10,000

6.0

5

6

35

4

12,250

6.4

54

6

33

5

14,500

6.7

57

6

33

6

19,500

6.7

57

8

33

7

24,000

8.3

6.3

10

31

8

52,500

13

9

10

30

For modeling hybrid vehicles in the PERE model, the user must adjust the hybrid threshold for each
different vehicle and drive cycle combination. This variable represents the amount of power demand
during acceleration that is required to cause the engine to start up to assist the electric motor. The
user must adjust this value such that the amount of energy taken from the battery is approximately
equal to the amount of energy charged back into the battery during regenerative braking. If this is not
done, the fuel economy will be misrepresented due to the battery ending up with a different state of
charge at the end of the cycle compared to the beginning of the cycle.

For the HwFET cycle in the lower truck classes, there were not enough deceleration events charge the
battery back to its initial charge level, even with the hybrid threshold variable at its minimum value.
This meant that the battery was ending at a lower level of charge at the end of the cycle than the
beginning, which has the effect of overestimating the trucks actual fuel economy. For this reason, ERG
added an extra calculation to the model to account for the net change in battery power. This
calculation used the various efficiencies of the hybrid system to estimate the fuel required to make up
the change in battery charge over the cycle and add that number to the modeled fuel consumption.
This calculation was needed for the trucks in Classes 2b through 5.

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SmartWay

U.S. Environmental Protection Agency»

oEPA



SmartWay

U.S. Environmental Protection Agency J

U. S. Environmental Protection Agency
Office of Transportation and Air Quality
1200 Pennsylvania Ave. NW
Washington, DC 20460
(734)214-4333

www.epa.gov/transportation-air-pollution-and-
climate-change

U. S. Environmental Protection Agency
National Vehicle and Fuel Emissions Laboratory
2565 Plymouth Rd.

Ann Arbor, Ml 48105 (734) 214-4200

http://www.epa.gov/

January 2022 | SmartWay Transport Partnership | epa.gov/smartway


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