Implementing the Pesticide Registration
Improvement Act - Fiscal Year 2013

Tenth Annual Report

March 1, 2014


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Implementing the Pesticide Registration Improvement Act — Fiscal Year 2013

Maintenance Fees

Reregistration and Expedited Processing Fund

Under FIFRA section 4(i)(5)(C), Maintenance Fees, EPA is authorized to collect an aggregate
amount of $27.8 million for each of fiscal years 2013 through 2017 to support certain activities.
Maintenance fees are a yearly product registration renewal fee. In FY' 13, the agency collected
$27,015 million. Included in this amount is $710.0 thousand (supporting 4.9 work years) to
carry out new inert ingredient reviews under section 4(k)(3) and $3,132 million to process fast
track amendments and new products under FIFRA section 3(c)(3)(B).

The Pesticide Registration Improvement Extension Act of 2012, PRIA 3, created a new set-aside which
allows the agency to set-aside up to $800 thousand annually for enhancements of information technology
systems for improvements in review of pesticide applications. Included in these IT improvements over
the course of the PRIA 3 statutory timeframe are 1) enhancing the information systems capabilities to
improve the tracking of pesticide registration decisions; 2) implementing a system for tracking
conditional registrations; 3) enhancing the capability to review labels submitted with registration actions
electronically; 4) enhancing the database for information regarding endangered species assessments for
Registration Review; and 5) acquiring and implementing the capability to electronically assess and
evaluate Confidential Statements of Formula submitted with registration actions.

The EPA has begun the implementation of these by prioritizing the work over the course of the PRIA 3
timeframe and in accordance with OPP's strategic planning initiatives. During FY" 13, efforts focused on
developing the initial capabilities for improvements to the tracking ability of the IT systems for
registration actions (including conditional registrations), enhancing the ability to review pesticide labels
electronically, and enhancing the Endangered Species Knowledge Data Base.

During FY" 13, the agency expended roughly $182.8 thousand from the IT set-aside.

The Agency's obligations charged against the Reregistration and Expedited Processing Fund to
offset the cost of the reregistration and registration review programs and other authorized
pesticide programs were $22.37 million and 112.3 work years. The Fund has two types of
receipts: fee collections and interest earned on investments. Of the $22.37 million in FY' 13
receipts, more than 99.98% were fee collections.

Appropriated funds are also used in addition to Reregistration and Expedited Processing Fund
dollars. In FY' 13, the Enacted Operating Plan included approximately $33.2 million in
appropriated funds for reregistration and registration review program activities. These funds
supported 199.1 work years and $636.0 thousand in contract support, which included data
reviews, systems maintenance and enhancements, and other expenses. The unobligated balance
from appropriations at the end of FY' 13 was zero.

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Implementing the Pesticide Registration Improvement Act — Fiscal Year 2013

The table below provides a summary of the expenditures over a five year period.

The EPA's FY'09 through FY'13 Expenditures from the FIFRA
	Reregistration and Registration Review Fund	

Expenditures (in thousands) by Fiscal Year (FY)

For

2009

2010

2011

2012

2013

Payroll

20,313.7

19,822.0

18,855.0

16,829.4

15,963.4

Contracts

3,789.5

3,303.8

1,837.4

2,068.0

549.6

IT Set-Aside

0.0

0.0

0.0

0.0

182.7

Other Expenses

1,521.2

2,097.8

1,561.8

1,434.8

358.0

Total

$25,624.4

$25,223.6

$22,254.2

$20,332.2

$17,053.7

Impact of Maintenance Fees on Small Businesses

Section 33(k)(4)(B) requires the EPA to report on the number of small businesses paying
maintenance fees that have 10 or fewer employees and annual average gross global revenues not
exceeding $2.0 million.

Companies with < $2.0 M in avg annual gross global revenues and < 10 employees

#of

# of products per

Average annual gross global

Average # of

companies

company

revenues

employees

149

1

$0,485 M

2.9

40

2

$0,567 M

2.7

27

3

$0,569 M

2.4

9

4

$0,569 M

2.8

6

5

$0,688 M

3.5

Section 4(i)(l)(F) provides for a 25% reduction in the maintenance fee for the first product of
any small business with:

(a)	< 500 employees,

(b)	< $10.0 M in average annual gross global revenues, and

(c)	< 5 registered products.

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Implementing the Pesticide Registration Improvement Act — Fiscal Year 2013

In FY' 13 the EPA granted this 25% reduction in maintenance fees on the first product for:

•	226 small businesses with 1 registered product,

•	70 small businesses with 2 registered products,

•	42 small businesses with 3 registered products,

•	19 small businesses with 4 registered products,

•	9 small businesses with 5 registered products.

All of the small businesses, that submitted data indicating not more than 10 employees and not more than
$2.0 million in average gross global revenues, received the 25% fee reduction on their first product.

Some small businesses, that submitted data indicating more than 10 employees (but fewer than 500) and
more than $2.0 million in revenues (but less than $10.0 million), also received the 25% fee reduction.
The total amount of maintenance fees foregone in FY" 13 by the granting of this 25% reduction on the first
product's fee is $327,204.

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