INSPECTION CHECKLIST

Primary Aluminum NESHAP
40 CFR Part 63, Subpart LL

September, 2001


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Table of Contents

1.	General Information	1

2.	Applicability - 40 CFR § 63.840 and 60.190	1

3.	Notifications and Reports - Checklist	2

4.	Plans - Checklist	4

5.	Recordkeeping Requirements - Checklist	5

6.	Potline - Checklist	7

7.	Anode Bake Furnace Checklist	10

8.	Paste Production Plant - Checklist	12

9.	New or Reconstructed Pitch Storage Tank - Checklist	13

Appendix A: Footnotes	A-1

Appendix B: EPA Approved Alternative Test Methods	 B-1

References	B-2


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September 2001

INSPECTION CHECKLIST

Primary Aluminum NESHAP
40 CFR Part 63, Subpart LL

NOTE: This checklist is a tool to evaluate compliance with the Primary Aluminum
NESHAP. It does not contain an exhaustive list or description of all federal
environmental regulations that may apply to a primary aluminum facility.

1. GENERAL INFORMATION:

Date of Inspection:	

Facility Name:	

Facility Address:	

Facility Contact:	

Contact Phone Number:	

Inspector's Name & Affiliation:	

Compliance Date:

The affected facility's compliance date is October 7, 1999, unless an

extension was granted. Was one granted? (Y/N)	. If yes, until

when?	. (The compliance date can only be extended a

maximum of two years until October 8, 2001). Was a conditional

extension granted? (Y/N)	. If so, what are the conditions and are

they being met?	

2. 40 CFR § 63.840 AND § 60.190 - APPLICABILITY

Except as provided in 40 CFR § 63.840(b), the requirements of Subpart LL
apply to the owner or operator of each new pitch storage tank and new or existing
potline, paste production plant, or anode bake furnace associated with primary
aluminum production and located at a major source.1

140 CFR § 63.2 defines a major source as..."any stationary source or group of
stationary sources located within a contiguous area and under common control that emits
or has the potential to emit considering controls, in the aggregate, 10 tons per year or
more of any hazardous air pollutant or 25 tons per year or more of any combination of
hazardous air pollutants...".

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The requirements of Subpart LL do not apply to any existing anode bake
furnace that is not located on the same site as a primary aluminum reduction plant.
The owner or operator shall comply with the State MACT determination established
by the applicable regulatory authority.

An owner or operator of an affected facility (potroom group or anode bake
plant) subject to 40 CFR § 60.190 - Subpart S - Standards of Performance for
Primary Aluminum Reduction Plants, may elect to comply with either Subpart S or the
requirements of Subpart LL. Section 63.844 of Subpart LL delineates emission limits
for new or reconstructed sources covered by the MACT. The inspector should
determine which regulation the source is subject to and proceed accordingly. If the
source has chosen to be regulated under Subpart S, see that subpart for the
applicable requirements.

3. NOTIFICATIONS AND REPORTS - CHECKLIST1

Type of
Notification or
report that must
be submitted

If you have the
following
situation

Submit the
report before...

Facility
Compliance
Status

CFR Citation

Foot-
note

Initial notification
of applicability

Existing affected
source

2/7/98 (120
days after the
effective date)



63.9(b)(2)
63.850(a)(2)



Initial notification
of applicability

New or
reconstructed
affected source

120 days after
initial startup



63.9(b)(3)
63.850(a)(3)



Notification of
construction or
reconstruction

New or
reconstructed
major affected
source with
startup after
10/7/97

Construction or
re-construction
commences



63.9(b)(4)
63.850(a)(4)

2

Application for
approval of
construction or
reconstruction

New or
reconstructed
major affected
source

ASAP before
construction or
re-construction



63.5(d)



Notification of
potroom group
component
replacement

An existing
potroom group

ASAP but no
later than 60
days prior to
construction



63.845(a)(2)(ii)

3

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Type of
Notification or
report that must
be submitted

If you have the
following
situation

Submit the
report before...

Facility
Compliance
Status

CFR Citation

Foot-
note

Notification of
initial

performance test

All affected
sources

60 days prior to
the scheduled
test date



63.9(e)
63.850(a)(5)



Notification of

compliance

status

All affected
sources

60 days after
performance
test



63.9(h)
63.850(a)(6)



Notification of
intent to use HF
CEMS

All affected
sources





63.850(a)(7)

4

Notification of

compliance

approach

Any affected
potline if
requested by the
regulatory
authority

Date specified
by the
regulatory
authority



63.850(a)(8)

5

Excess emissions
reports

All affected
sources

30 days after
each 180-day
period



63.10(e)(3)
63.850(d)



Potroom group
excess emissions
report

A new, modified
or reconstructed
potroom group

30 days after
any

performance
test between
the lower and
upper TF limits



63.845(f)



Performance test
reports

All potlines and
anode bake
furnaces

Initial test
report with
notice of
compliance
status; submit
subsequent
reports
annually



63.850(b)



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Type of
Notification or
report that must
be submitted

If you have the
following
situation

Submit the
report before...

Facility
Compliance
Status

CFR Citation

Foot-
note

Startup,
shutdown and
malfunction
reports

All affected
sources

Within 2 days if
actions are not
consistent with
SSM plan

30 days after
each 180-day
period if actions
are consistent
with SSM plan



63.6(e)(3)(iv)

63.10(d)(5)(H)

63.850(c)(2)

63.10(d)(5)(i)

6

See Appendix A for footnotes.

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4. PLANS - CHECKLIST

Plan
Name

Plan
Description

Plan
Availability
(Yes/No)

Plan
Approved
(Yes/No/Not
Required)

CFR
Citation

Foot-
note

Site-specific
test plan

Procedures for conducting
the initial performance test
and subsequent
performance tests





63.7(c)

63.847(b)

63.848

1

Continuous
parameter
monitoring plan

Parameters to be
monitored, operating limits
for these parameters and
monitoring frequency





63.9(h)

63.847(h)

63.848

2

Emission
averaging
implementation
plan

Identify all sources in the
average, the TF and POM
limits, etc.





63.846(d)

3

Engineering
plan

Describes techniques
used to address the
capture efficiency of the
reduction cells (pots)





63.850(a)(8)

4

Startup,
shutdown and
malfunction
plan

Describes procedures and
corrective actions to be
taken during these events





63.6(e)(3)
63.850(c)

5

See Appendix A for footnotes

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5. RECORDKEEPING REQUIREMENTS - CHECKLIST

Required Records

Availability and Adequacy of
Records

CFR Citation

The occurrence and duration of each
startup, shutdown or malfunction
(SSM) of process equipment



63.10(b)(2)(i)

The occurrence and duration of each
SSM of air pollution control equipment



63.10(b)(2)(ii)

All maintenance performed on the air
pollution control equipment



63.10(b)(2)(iii)

Actions taken during periods of SSM
when different from the procedures in
the SSM plan



63.10(b)(2)(iv)

All information needed to demonstrate
conformance with the SSM plan



63.10(b)(2)(v)

Each period a continuous monitoring
system (CMS) is malfunctioning or
inoperative



63.10(b)(2)(vi)

All required measurements needed to
demonstrate compliance with the
standard



63.10(b)(2)(vii)

All results of performance tests, CMS
performance evaluations, opacity and
visible emission observations



63.10(b)(2)(viii)

All calibration checks, adjustments and
maintenance performed on CMS



63.10(b)(2)(x) and
(xi)

Documentation supporting initial
notifications and notification of
compliance status



63.10(b)(2)(xiv)

Daily production rate of aluminum



63.850(e)(4)(i)

Daily production rate of green anode
material placed in the anode bake
furnace(s)



63.850(e)(4)(ii)

Copy of SSM plan



63.850(e)(4)(iii)

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Required Records

Availability and Adequacy of
Records

CFR Citation

Records of design information for
paste production plant capture systems



63.850(e)(4)(iv)

Records of design information for an
alternative emission control device for
a paste production plant



63.850(e)(4)(v)

Records supporting the monitoring of
similar potlines



63.850(e)(4)(vi)

Records supporting a request for
reduced sampling frequency for
potlines



63.850(e)(4)(vii)

Records supporting the correlation of
emissions measured by a continuous
emission monitoring system to
emissions measured by manual
(reference) methods and the derivation
of the alternative emissions limit
derived from the measurements



63.850(e)(4)(viii)

Current implementation plan for
emission averaging and any
subsequent amendments



63.850(e)(4)(ix)

Records of the daily inspection of wet
roof scrubbers for control of secondary
potline emissions



63.850(e)(4)(x)

Records of the daily visual inspection
of the exhaust stack for each control
device



63.850(e)(4)(xi)

For each potline equipped with an HF
CEMS, records of information and data
required by 63.10(c)



63.850(e)(4)(xii)

Records documenting corrective
actions taken when control device
operating parameter limits were
exceeded, when visible emissions
indicated abnormal operation, or when
a problem was detected during an
inspection of a wet roof scrubber



63.850(e)(4)(xiii)

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Required Records

Availability and Adequacy of
Records

CFR Citation

Records documenting any POM data
that are invalidated due to the
installation and startup of a cathode



63.850(e)(4)(xiv)

Records documenting the particulate
matter and gaseous fractions of TF
when quantified separately using an
approved test method



63.850(e)(4)(xv)

6. POTLIINE - CHECKLIST

Requirement or Inspection Item

Measurement,
observation,
calculation or
comment

Facility
Performance
(Yes/No/Not
determined)

CFR Citation

Foot-
note

Existing potline TF emission limit





63.843(a)(1)

1,2

Existing potline POM emission limit





63.843(a)(2)

1,3

New or reconstructed potline TF
emission limit: 0.6 kg/Mg (1.2 lb/ton)





63.844(a)(1)

4

New or reconstructed potline POM
emission limit: 0.32kg/Mg
(0.63 lb/ton)





63.844(a)(2)

4

Has a new potroom group been added
to an existing potline or does any
potroom group meet the definition of
"modified or reconstructed potroom
group"?





63.845

5

Does the facility employ emission
averaging?





63.846

6

For each potline, perform monthly
monitoring of TF consisting of >3 runs
for secondary emissions and the
previous 12 month average for the
primary control system emissions





63.848(a)
63.847
63.849
Site-specific
test plan



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Requirement or Inspection Item

Measurement,
observation,
calculation or
comment

Facility
Performance
(Yes/No/Not
determined)

CFR Citation

Foot-
note

Are similar potlines monitored using an
alternative method?





63.848(d)

7

For Soderberg potlines perform
quarterly monitoring of POM consisting
of >1 run per month for secondary
emissions and the previous 12 month
average for the primary control system
emissions





63.848(b)
63.847
63.849
Site-specific
test plan



Install, operate, and maintain a
monitoring device to determine the daily
weight of aluminum produced





63.848(j)



Install, calibrate, operate and maintain
continuous parameter monitoring
systems to measure and record:

For dry alumina scrubbers -
alumina flow and air flow





63.848
63.848(f)(1)



For primary wet scrubbers -
water flow and air flow





63.848(f)(3)



For ESPs - voltage and
secondary current





63.848(f)(4)



For secondary wet roof
scrubbers - total water flow





63.848(f)(5)(i)



For any other control device -
recommend operating
parameters for the regulatory
authority to approve and add to
the operating permit





63.848(f)
63.848(m)



Alternative monitoring parameters for
control devices can be approved by the
regulatory authority





63.848(1)



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Requirement or Inspection Item

Measurement,
observation,
calculation or
comment

Facility
Performance
(Yes/No/Not
determined)

CFR Citation

Foot-
note

If a continuously monitored parameter
for any control device exceeds the
approved limit >6 times in any
semiannual reporting period, it is a
violation





63.848(i)



Calibrate the continuous parameter
monitoring systems according to the
manufacturer's instructions





63.848(k)



Inspect each secondary wet roof
scrubber daily to ensure proper
operation and record inspection results





63.848(f)(5)(H)



Visually inspect the control device
exhaust stack daily and record results
of each inspection





63.848(g)

8

Initiate corrective action within one hour
if the continuous parameter monitoring
device measures a parameter outside
the established limit(s) or if visible
emissions indicate abnormal operation





63.848(h)



Inspect pot emissions capture
equipment to ensure it is operated and
maintained in a manner consistent with
good air pollution control practices for
minimizing emissions





63.6(e)(1)(i)

9

How is pot ventilation rate determined
to ensure adequate capture of pot
emissions?





63.6(e)(1)(i)

10

Inspect primary control system
ductwork for corrosion, erosion and
plugging





63.6(e)(1)(i)

11

Determine average frequency of anode
effects (#/pot-day)





63.6(e)(1)(i)

12

Inspect the positive pressure side of the
primary control system for leaks





63.6(e)(1)(i)



See Appendix A for footnotes

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7. ANODE BAKE FURNACE - CHECKLIST

Requirement or Inspection item

Measurement,
observation,
calculation or
comment

Facility
Performance
(Yes/No/Not
Determined)

CFR Citation

Foot-
note

Existing, new or reconstructed
anode bake furnace TF emission
limit: 0.20 lb/ton green anode





63.843(c)(1)
63.844(c)(1)

1

Existing anode bake furnace POM
emission limit: 0.18 lb/ton of green
anode





63.843(c)(2)

1

New or reconstructed anode bake
furnace POM emission limit: 0.05
lb/ton of green anode





63.844(c)(2)

1

Does the facility employ emission
averaging?





63.846

2

For each anode bake furnace,
perform annual monitoring for TF
and POM consisting of >3 runs





63.848(c)
63.847
63.849
Site-specific
test plan



Install, operate, and maintain a
monitoring device to determine the
daily weight of green anode material
placed in the anode bake furnace(s)





63.848(j)



Install, calibrate, operate and
maintain continuous parameter
monitoring systems to measure and
record:





63.848



For dry alumina scrubbers -
alumina flow and air flow





63.848(f)(1)



For ESPs - voltage and
secondary current





63.848(f)(4)



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Requirement or Inspection item

Measurement,
observation,
calculation or
comment

Facility
Performance
(Yes/No/Not
Determined)

CFR Citation

Foot-
note

For any other control device -
recommend operating
parameters for the regulatory
authority to approve and add
to the operating permit





63.848(f)
63.848(m)



Alternative monitoring parameters
for control devices can be approved
by the regulatory authority





63.848(1)



If a continuously monitored
parameter for any control device
exceeds the approved limit >6 times
in any semiannual reporting period,
it is a violation





63.848(i)



Calibrate the continuous parameter
monitoring systems according to the
manufacturer's instructions





63.848(k)



Visually inspect the control device
exhaust stack daily and record
results of each inspection





63.848(g)

3

Initiate corrective action within one
hour if the continuous parameter
monitoring device measures a
parameter outside the established
limit(s) or if visible emissions
indicate abnormal operation





63.848(h)



Inspect the negative pressure side
of the control system for air
infiltration and the positive pressure
side for leaks





63.6(e)(1)(i)



See Appendix A for footnotes

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8. PASTE PRODUCTION PLANT - CHECKLIST

Requirement or Inspection Item

Measurement,
observation,
calculation or
comment

Facility
Performance
(Yes/No/Not
Determined)

CFR Citation

Foot-
note

Install, operate and maintain an
emission capture system





63.843(b)(1)

1,2

Captured emissions routed to a dry
coke scrubber





63.843(b)(2)



Has an alternate control device been
approved by the regulatory authority?





63.843(b)(3)

3

Install, calibrate, operate, and
maintain a continuous parameter
monitoring system to measure and
record:





63.848



For dry coke scrubbers - coke
flow and air flow





63.848(f)(2)



For alternate control device -
recommend operating
parameters for the regulatory
authority to approve and add to
the operating permit





63.848(f)
63.848(m)



Alternative monitoring parameters for
the dry coke scrubber can be
approved by the regulatory authority





63.848(1)



If a continuously monitored parameter
for any control device exceeds the
approved limit >6 times in any
semiannual reporting period, it is a
violation





63.848(i)



Calibrate the continuous parameter
monitoring systems according to the
manufacturer's instructions





63.848(k)



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Requirement or Inspection Item

Measurement,
observation,
calculation or
comment

Facility
Performance
(Yes/No/Not
Determined)

CFR Citation

Foot-
note

Visually inspect the control device
exhaust stack daily and record results
of each inspection





63.848(g)

4

Initiate corrective action within one
hour if the continuous parameter
monitoring device measures a
parameter outside the established
limit(s) or if visible emissions indicate
abnormal operation





63.848(h)



Inspect the negative pressure side of
the control system for air infiltration
and the positive pressure side for
leaks





63.6(e)(1)(i)



See Appendix A for footnotes

9. NEW OR RECONSTRUCTED PITCH STORAGE TANK - CHECKLIST1

Requirement or Inspection item

Measurement,
observation,
calculation or
comment

Facility
Performance
(Yes/No/Not
Determined)

CFR Citation

Design and operate an emission control
system to reduce POM emissions by
>95%





63.844(d)

Install, operate, calibrate and maintain a
continuous parameter monitoring system
for the control device





63.848(f) and (m)

If a continuously monitored parameter for
any control device exceeds the approved
limit >6 times in any semiannual reporting
period, it is a violation





63.848(i)

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Requirement or Inspection item

Measurement,
observation,
calculation or
comment

Facility
Performance
(Yes/No/Not
Determined)

CFR Citation

Calibrate the continuous parameter
monitoring systems according to the
manufacturer's instructions





63.848(k)

Visually inspect the control device exhaust
stack daily and record results of each
inspection





63.848(g)

Initiate corrective action within one hour if
the continuous parameter monitoring
device measures a parameter outside the
established limit(s) or if visible emissions
indicate abnormal operation





63.848(h)

Inspect the negative pressure side of the
control system for air infiltration and the
positive pressure side for leaks





63.8(e)(1)(i)

1 This rule does not apply to existing pitch storage tanks (tanks in place on or before September

26, 1996).

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APPENDIX A

FOOTNOTES

Notifications and Reports Checklist - Footnotes

1.	Table 8.1 in the Plain Language Guide to the Primary Aluminum NESHAP
contains further information on due dates for notifications and reports and Table
8.2 provides information on the contents of each notification and report.

2.	Several notifications are required in addition to the notice of intent to construct
including the date construction commenced, the anticipated startup date and the
actual date of startup.

3.	This notice is required if the fixed capital cost of the new components exceeds
50% of the fixed capital cost required to construct a comparable entirely new
potroom group.

4.	The date for submission of the notification of intent to use HF CEMS is not
specified in § 63.850(a)(7). However, the source owner must receive approval
from the regulatory authority to use the HF CEMS as an alternative for monthly
monitoring by the procedure specified in § 63.848(d). Therefore, the notification
of intent to use the HF CEMS should be submitted with or prior to submission of
the analysis specified in § 63.848(d).

5.	If requested by the regulatory authority, the notification of compliance approach
would include the engineering plan specified in § 63.850(a)(8).

6.	A report required within 2 days can be made by phone or fax followed by a letter
within 7 days.

Plan Checklist- Footnotes

1. The site-specific test plan does not have to be submitted unless requested by the
regulatory authority. However, in practice, many facilities have submitted the
plan for approval since requests for alternative test methods are commonly
proposed and alternative test procedures must be approved by the regulatory
authority. An example outline for a site-specific test plan is shown in Appendix C
of the Plain Language Guide to the Primary Aluminum NESHAP.

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2.	As part of the notification of compliance status report, the continuous parameter
monitoring plan should be submitted for approval by the regulatory authority.
The parts of § 63.848 most relevant to the this plan include (f), (g), (j), (k) and (I).

3.	The emission averaging implementation plan must be submitted to the regulatory
authority at least six months before emission averaging will be used.

4.	An engineering plan may be required by the regulatory authority as part of a
notification of compliance approach.

5.	The startup, shutdown and malfunction plan does not have to be submitted to the
regulatory authority unless requested.

Potline Checklist - Footnotes

1. Primary Aluminum Reduction Plants by Pot

ine Type

CWPB1

CWPB2

CWPB3

VSS1

VSS2

HSS

SWPB

Alcan -

Alcoa -

NSA -

Goldendale

Columbia

Kaiser -

Eastalco -

Henderson,

Rockdale, TX

Hawesville

Aluminum

Falls -

Tacoma,

Frederick,

KY

Kaiser -

KY

Company -

Columbia

WA

MD

Alcoa -

Mead, WA



Goldendale,

Falls, MT

Longview

Alcoa

Alcoa, TN

Ormet -



WA



Aluminum

Intalco

Badin, NC

Hannibal, OH



Northwest



LLC -

Works -

Goose

Century -



Aluminum



Longview,

Ferndale,

Creek, SC

Ravenswood,



Company -



WA

WA

Messena,

WV



The Dalles,



Reynolds



NY

Reynolds -



OR



Messena,



Newburgh,

Troutdale,







NY



IN

OR











Wenatchee,

Vanalco -











WA

Vancouver,











Noranda -

WA











New













Madrid, MO













A-2


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2. Potline TF Limits (including emission averaging)

Monthly TF limit (lb/ton of aluminum produced)
(for given number of potlines)

Potline
Type

1 line

2 lines

3 lines

4 lines

5 lines

6 lines

CWPB1

1.9

1.7

1.6

1.5

1.5

1.4

CWPB2

3.0

2.9

2.8

2.7

2.7

2.6

CWPB3

2.5

2.3

2.2

2.2

2.1

2.1

VSS1

2.2

2.0

1.9

1.8

1.7

1.7

VSS2

2.7

2.6

2.5

2.5

2.4

2.4

HSS

2.7

2.5

2.4

2.4

2.3

2.3

SWPB

1.6

1.4

1.3

1.2

1.2

1.2

3. Potline POM Limits (including emission averaging)

Quarterly POM Limit (lb/ton of aluminum produced)
(for given number of potlines)

Type

1 line

2 lines

3 lines

4 lines

5 lines

6 lines

7 lines

8 lines

HSS

4.7

4.1

3.8

3.7

3.5

3.5

3.4

3.3

VSS1

2.4

2.1

2.0

1.9

1.9

1.8

1.8

1.8

VSS2

3.6

3.2

3.0

2.9

2.9

2.8

2.8

2.7

4. A new potline is one for which construction commenced on or after September
26, 1996. A reconstructed potline is defined in § 63.842.

5.	Emission limits for new and reconstructed potlines are defined in § 63.845(e).
Modified or reconstructed potroom groups are also subject to a 10% opacity limit
as described in § 63.845(h).

6.	If emission averaging is used, the emission limits are shown in the tables under
footnotes 2 and 3 above based on the number of potlines used in the average.
Consult § 63.846 for other requirements such as preparation of an
implementation plan for approval by the regulatory authority [§ 63.846(d)],

7.	If an HF CEMS is used as an alternative monitoring method, the requirements of
§ 63.848(d)(1) through (d)(7) must be met. The regulatory authority must

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approve a methodology for correlating the HF CEMS data to the reference
method results for comparison to the applicable emission limit.

8.	In addition to visual inspections, techniques such as sticky tape, sight gages and
triboelectric bag leak detectors have been used to detect excessive particulate
matter emissions from dry alumina scrubber control systems.

9.	For prebake potlines, shields (hoods) should be properly placed and in good
condition so that gaps are minimized. The pot superstructure should be sealed
to prevent or minimize emissions from escaping around the anode rods and the
ore hoppers. Side shields and end doors should be closed at all times except
when specific work is being done on the pot. Work on the pots such as replacing
anodes, adding bath material and tapping aluminum should be scheduled to
minimize the time the shields and doors are open.

10.	Determine how the facility sets and checks the pot ventilation rate. Periodic flow
measurement, capture efficiency testing using tracer gases, smoke bomb tests
and visual evaluation of gaps and open doors are some of the methods used. If
HF CEMS for the potlines are not used, these other techniques are even more
critical to achieving and maintaining good emission capture at the pots.

11.	Corrosion or abrasion holes will decrease the effectiveness of the primary control
system by allowing air infiltration which reduces the draft at the pots. Deposition
of solids in the ducts will also reduce the capacity of the primary control system.
Inquire about maintenance procedures for monitoring, maintaining and cleaning
ductwork.

12.	Anode effects occur when the pot has an inadequate amount of alumina
dissolved in the electrolytic bath. The TF emission generation rate goes up
during anode effects and most of the emissions of global warming compounds
such as carbon tetrafluoride and carbon hexafluoride occur during anode effects.
In addition, the corrective actions necessary to cure an anode effect cause more
of the emissions to escape into the potroom. Generally, the lower the number of
anode effects per pot-day and the shorter the duration of the anode effects, the
better in terms of emissions generation, aluminum production and stability of
operation. If available, the number of minutes in anode effect condition per pot-
day is a useful measurement parameter. The trend of anode effect data over
time will help indicate how the facility is operating to minimize the emission
generation rate from the potlines. Anode effects are not reduced to zero because
the opposite condition of too much alumina in the pots creates an even worse
operating condition. See EPA 430-F-98-007, February 1998, "The Voluntary
Aluminum Industrial Partnership" for additional information on global warming
gases from primary aluminum reduction plants.

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Anode Bake Furnace Checklist - Footnotes

1.	Anode bake furnace emission limits are expressed in units of pounds of
emissions per ton of green anode. Green anode means the formed anode prior
to baking; therefore, the weight must be determined prior to introducing the green
anodes into the anode bake furnace.

2.	If emission averaging is used, the emission limits are shown in the table below
based on the number of anode bake furnaces included in the average. Consult §
63.846 (c) and (d) for other requirements such as preparation of an
implementation plan for approval by the regulatory authority.

Number of Anode Bake
Furnaces

TF Emission Limit
(lb/ton of green anode)

POM Emission Limit
(lb/ton of green anode)

2

0.11

0.17

3

0.090

0.17

4

0.077

0.17

5

0.070

0.17

3. In addition to visual inspections, techniques such as sticky tape, sight gages and
triboelectric bag leak detectors have been used to detect excessive particulate
matter emissions from dry alumina scrubber control systems.

Paste Production Plant Checklist- Footnotes

1.	The definition of paste production plant in § 63.842 includes all operations from
initial mixing to final forming into briquettes, paste, or green anodes within the
paste plant, including conveyors and units managing heated liquid pitch.
Therefore, the capture system must be designed to capture POM emissions from
all potential sources within the paste plant.

2.	The capture system shall be installed and operated to meet the generally
accepted engineering standards for minimum exhaust rates as published by the
American Conference of Governmental Industrial Hygienists in Chapters 3 and 5
of "Industrial Ventilation: A Handbook of Recommended Practice." The facility
should have design data available to inspect for conformance to the procedures
in this handbook.

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If a dry coke scrubber is not used for control of paste plant emissions, the owner
or operator may request approval from the regulatory authority for an alternate
control device if the alternate control device can achieve POM emissions less
than 0.011 lb/ton of paste for plants with continuous mixers or 0.024 lb/ton of
paste for plants with batch mixers. The POM emission rate shall be determined
by sampling using EPA Method 315. Disposable fiberglass filter control devices
have been demonstrated to meet these emission limits at Goldendale Aluminum
and Kaiser - Tacoma.

In addition to visual inspections, techniques such as sticky tape, sight gages and
triboelectric bag leak detectors can be used to detect excessive particulate
matter emissions from dry coke scrubber control systems.

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APPENDIX B
EPA APPROVED ALTERNATE TEST METHODS

The Office of Air Quality Planning and Standards (OAQPS) has approved a

number of alternatives to the test methods specified in the primary aluminum NESHAP.

As of July 2001, the following alternatives have been approved. Some are general

approvals and some are plant specific. Consult the Emission Measurement Center,

OAQPS for up-dated information or clarification if necessary.

1.	In a Federal Register notice dated January 18, 1977, ASTM Standard Method
D3270-73T was approved as an alternative to the analytical procedures specified
in EPA Methods 13A and 13B. (Federal Register, Volume 42, No. 17, January
26, 1977) The latest version of Method 13A has incorporated this by reference in
section 16.1 which reads: "Compliance with ASTM D 3270-73T, 80, 91, or 95
(incorporated by reference - see § 60.17) "Analysis of Fluoride Content of the
Atmosphere and Plant Tissues (Semiautomated Method) is an acceptable
alternative for the requirements specified in Sections 11.2, 11.3, and 11.4.1 when
applied to suitable aliquots of Containers 1 and 2 samples. "

2.	In a letter to Alcoa dated August 8, 1996, EPA approved Alcoa Method 4075-TF
and Method 4076-TF as an alternative to EPA Methods 13A or 13B.

3.	In a letter to Alcoa dated July 9, 1998, EPA approved the use of scintillation
anemometer technology as an alternate method to determine roof monitor
velocity from aluminum potrooms. (EPA Method 14 specifies propeller
anemometers for determining roof monitor velocity from aluminum potrooms.)

4.	In two letters to Alcoa dated June 17, 1999, EPA approved single point sampling
as an alternative to traversing using EPA Method 13A or 13B and EPA Method
14 for a specific sample point in the Method 14 sampling duct at the Alcoa
aluminum plants in Badin, North Carolina and Alcoa, Tennessee.

5.	In a letter to Vanalco dated December 14, 1999, EPA approved single point
sampling as an alternative to traversing using EPA Method 13A or 13B and EPA
Method 14 for a specific sample point in the Method 14 sampling duct at the
Vanalco aluminum plant in Vancouver, Washington.

6.	In a letter to Alcoa dated December 15, 1999, EPA approved single point
sampling as an alternative to traversing using EPA Method 13A or 13B and EPA
Method 14 for a specific sample point in the Method 14 sampling duct at the
Alcoa Wenatchee Works.

7.	In a letter to Noranda dated August 30, 2000, EPA approved the use of a Met
One Model 50.5 sonic anemometer as an alternative to the propeller

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anemometer specified in EPA Method 14 for measuring the velocity of gases
from the potroom roof monitors.

8. In a memo to Dore LaPosta, EPA Region 2, dated February 20, 2001, EPA

approved single point sampling as an alternative to traversing using EPA Method
13A or 13B and EPA Method 14 for a specific sample point in the Method 14
sampling duct at the Alcoa-Messena aluminum plant.

REFERENCES

1.	Plain Language Guide to the Primary Aluminum NESHAP - 40 CFR Part 63, Subpart
LL, EPA-450/R-99-011, October 1999. Available on the EPA Unified Air Toxics Website
(www.epa.gov/ttn/atw/alum/alumpa.html).

2.	The Voluntary Aluminum Industrial Partnership, Pollution Prevention Program, EPA
430-F-98-007, February 1998.

3.	Primary Aluminum: Guideline for Control of Fluoride Emissions for Existing Primary
Aluminum Plants, EPA-450/2-78-049b, December 1979.

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