RESPONSE TO COMMENTS
FY 2023-2024 NATIONAL PROGRAM GUIDANCE
OFFICE OF CONGRESSIONAL & INTERGOVERNMENTAL RELATIONS

Comment

Commenter(s)

Location in

Draft
Guidance

National Program Offices Response

Action Taken in
Final Guidance

ECOS appreciates EPA's commitment to
work with states and tribal nations to
find innovative approaches to achieving
shared environmental priorities. E-
Enterprise is one venue where state,
tribes, and EPA practice joint governance
on projects that seek to modernize the
business of environmental protection.

ECOS

Page 2
(Section 1.
Introduction)

OCIR's FY 23-24 National Program
Guidance recognizes the importance for
incorporating E-Enterprise initiatives
into state and tribal workplan activities
and highlights the benefits of E-
Enterprise workload tradeoffs. OCIR
promotes the E-Enterprise Community
Inventory Platform (EECIP) as a tool for
sharing updated information and
resources about specific EE-related
projects. The EECIP is also an effective
platform to share examples of
flexibilities in PPAs/PPGs (pl2)

No action taken

Publication Number: EPA-140P22001


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Comment

Commenter(s)

Location in

Draft
Guidance

National Program Offices Response

Action Taken in
Final Guidance

It would be helpful if OCIR were to
annually gather from regions examples of
flexibility included in PPGs and PPAs and
share these flexibilities broadly with
states and regions through a written
compilation as well as through a webinar
or other means. Consolidated examples
of PPA and PPG flexibilities adopted in
state grant workplans could accelerate
consideration of innovative practices.
One example of a flexibility a number of
states employ is Alternative Compliance
Monitoring Systems (ACMS). Having a list
of approved state ACMS approaches may
make it less burdensome for other states
to adopt similar strategies to direct
resources to priority compliance
activities. Promoting flexibilities states
have included in PPAs and PPGs may lead
other states to consider increasing the
number of Categorical Grants they
include in their PPGs and PPAs thereby
reducing the number of individual state
grants EPA must manage.

ECOS

Page 11 (PPG
Flexibilities)

EPA appreciates ECOS'
recommendation and specific example.
OCIR's NPG cites the EECIP as a
platform that can be used to share
flexibilities states and tribes have
successfully negotiated into their
PPAs/PPGs. OCIR is exploring ways to
share examples of flexibilities on a
more regular, on-going basis. One way
is through the use of a GIS story map
posted to OCIR's website that will
include PPG success stories from
regions, states, and tribes. In addition,
OCIR is coordinating with the E-
Enterprise Regional Coordinators
(EERCs) who work within their regions
to support the use of the E-Enterprise
Community Inventory Platform for this
purpose. OCIR will also work closely
with ECOS and the State Grants
Subgroup to share ideas and solicit
feedback on proposed approaches to
sharing information on PPG flexibilities.

No action taken

Publication Number: EPA-140P22001


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Comment

Commenter(s)

Location in

Draft
Guidance

National Program Offices Response

Action Taken in
Final Guidance

ECOS supports EPA's steps toward a
better understanding of current grant
reporting and tracking processes across
EPA. ECOS encourages EPA to take a
holistic approach to data collection,
considering potential new information
needed alongside what reporting may no
longer be needed, what information is
not being utilized that could stop being
collected, and what information EPA may
already collect that could be shared more
broadly. Collection, review, reporting,
and management of data incurs costs to
both states and EPA so conducting a
complete review of needed and under-
utilized information will allow resources
to be better directed where they may be
most effective. This review should also
include expanded ability for information
available in one system to more readily
be available through and to other
systems. Future data modernization
efforts should include this holistic
approach to data access to further reduce
duplicate data entry and increase data
transparency.

ECOS

Page 5
(Section II.B.
Evidence Act)

EPA appreciates ECOS's support for the
efforts underway to achieve a better
understanding of existing grant result
tracking systems across EPA. In the
first year of the Learning Agenda,

OCIR's workgroup conducted a
comprehensive survey of regions and
NPMs with over 400 responses
regarding existing practices. Based on
the survey, the workgroup is
conducting further interviews with
regional and NPM contacts to learn best
practices and challenges in grant result
tracking. The workgroup is operating
alongside OMS to use this data to
inform improved grant result tracking
processes. The E-Enterprise Leadership
Council has also been leveraged as a
standing forum to share information
and discuss the grant learning agenda
(Oct 2021 meeting), which provides for
a unique opportunity for EPA to
collaborate with states and tribes.

No action taken

Publication Number: EPA-140P22001


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Comment

Commenter(s)

Location in

Draft
Guidance

National Program Offices Response

Action Taken in
Final Guidance

States urge continued joint governance,
coordination, and investment in data
solutions to improve the multi-
directional interoperability between
state and federal databases. As examples,
states encourage the modernization of
drinking water information now
managed through the Safe Drinking
Water Information System (SDWIS) and
of clean water and air information now
managed through the Integrated
Compliance Information System (ICIS).
These modernization efforts can lead to
reduced duplication, improved data
quality, and less burdensome processes.

ECOS

Page 5
(Section II.B.
(Evidence
Act)

EPA concurs with states on the
importance of continuing the joint
governance, coordination, and
investment in data solutions. The Office
of E-Enterprise (OEE) also continues
implementing ongoing SDWIS and ICIS
projects.

No action taken

ECOS supports EPA's effort to implement
the Evidence Act and is eager to
coordinate and communicate with OCIR
as the learning agenda progresses.

ECOS

Page 6
(Section II.B.
Evidence Act)

EPA will continue to connect with ECOS
on Evidence Act efforts and ensure
regular communication with the states.
Further, OEE is currently participating
in a compliance learning agenda, led by
OECA.

No action taken

Publication Number: EPA-140P22001


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Comment

Commenter(s)

Location in

Draft
Guidance

National Program Offices Response

Action Taken in
Final Guidance

To streamline annual grant workplan
development, states recommend EPA
support establishment of electronic
collaborative forums between regions
and states that can be used to develop
and negotiate grant workplans such as
through MAX and SharePoint States in
regions that utilize online collaboration
platforms for PPA and PPG workplan
negotiations have spoken very highly of
them. States hope that online
collaboration platforms such as the ones
used by EPA Regions 1, 5, and 8 become
an option for all states.

ECOS

Page 9

(Section IV.

Flexibility

and Grant

Planning;

Implementin

gPPGs)

EPA will continue to seek new and
innovative ways to improve and
streamline the annual work grant
workplan development process. EPA
will continue to support and encourage
electronic collaborative forums
between Regions and states that can be
used to develop and negotiate grant
workplans. EPA will continue to work
in close partnership with ECOS on
improving accessibility to utilize online
collaboration platforms for PPA and
PPG workplan negotiations.

Language added:
Regions are
encouraged to
take full
advantage of
online

collaboration
platforms when
negotiating
PPGs. These
platforms allow
both EPA and
the PPG
recipient to
work cohesively
together and
track progress
towards
finalizing
workplans.

Publication Number: EPA-140P22001


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Comment

Commenter(s)

Location in

Draft
Guidance

National Program Offices Response

Action Taken in
Final Guidance

ECOS supports EPA's support of work on
innovative solutions and offering greater
flexibility in EPA state/tribal cooperative
agreements, including PPGs and PPAs.
States appreciate this acknowledgement
to consider workload tradeoffs to further
modernization goals and encourages
OCIR to provide outreach and support to
EPA Regional Offices to support use of
this tool as states negotiate their grant
workplans with regions. ECOS also
encourages EPA to gather and share
workload tradeoffs broadly to facilitate
activities that maximize protection of
human health and environment

ECOS

Page 12
(Section IV.
Flexibility
and Grant
Planning; E-
Enterprise
and

Workload
T radeoffs)

OCIR will continue to work closely with
E-Enterprise staff to gather and share
workload tradeoff examples through
the EECIP and resource documents. The
EECIP is an effective platform for EPA
and states to share examples of
PPAs/PPGs.

ECOS and the ECOS State Grants
Subgroup to implement new and
innovative ways to maximize
flexibilities, and workload tradeoffs in
EPA state/tribal cooperative
agreements, including PPGs and PPAs.

No action taken

In addition to the priorities outlined
above, states encourage EPA to continue
to focus measures on environmental
outcomes rather than outputs such as the
number of inspections or evaluations.

ECOS



OCIR uses both outcome and output
metrics to track progress towards
meeting agency priorities.

No action taken

ECOS encourages EPA to adopt a culture
of shared governance broadly and to
reinforce this in rule development,
system modernization work,
consideration of major system upgrades
such as with the Exchange Network, and
other means.

ECOS



OCIR will continue to coordinate with
OCFO and OEE to support the key
principle of shared governance,
collaborating with States and Tribes,
essential to E-Enterprise of the
Environment.

No action taken

Publication Number: EPA-140P22001


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Comment

Commenter(s)

Location in

Draft
Guidance

National Program Offices Response

Action Taken in
Final Guidance

States also urge continued joint
governance, coordination, and
investment in data solutions to improve
the multi-directional interoperability
between state and federal databases. As
examples, states encourage the
modernization of drinking water
information now managed through the
Safe Drinking Water Information System
(SDWIS) and of clean water and air
information now managed through the
Integrated Compliance Information
System (ICIS). These modernization
efforts can lead to reduced duplication,
improved data quality, and less
burdensome processes.

ECOS



OCIR will continue to coordinate with
OCFO and OEE to support the key
principle of shared governance -
collaborating with States and Tribes,
essential to E-Enterprise of the
Environment. Specifically, the
improvement of data systems used in
common - such as supporting state and
tribal participation in SDWIS and ICIS,
is a focus of continuing EE coordination
and work.

No action taken

In addition to the priorities outlined
above, states encourage EPA to continue
to focus measures on environmental
outcomes rather than outputs such as the
number of inspections or evaluations.

Small Business
and

Environmental

Assistance

Program



OCIR uses both outcome and output
metrics to track progress towards
meeting agency priorities.

No action taken

The document has hotlinks for various
relevant topics and sites. This is good if
the document will be strictly electronic.
But because some may receive the
document in a paper form, all hotlink
URLs should be provided as reference
either within the text itself, or be
footnoted, and have then have the
provided URL be hot-linked.

Mille Lacs Band
of 0 jib we

Throughout

OCIR appreciates the comment from
the Mille Lacs Band of Ojibwe and will
modify its National Program Guidance
to accommodate readers without
electronic access to this document.

OCIR provided
URLs in the
footnotes of the
final guidance.

Publication Number: EPA-140P22001


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