Supply Chain Resilience:

Guide for Water and Wastewater Utilities

Overview

The water and wastewater systems sector depends on several critical infrastructure sectors
to operate, including the chemical and critical manufacturing sectors. A wide range of threats
such as natural disasters (e.g., hurricanes, earthquakes), equipment failures, logistics problems
(e.g., transportation delays), and malicious acts (e.g., cyberattacks, sabotage), can impact the
water sector's ability to receive the chemicals or equipment needed to treat or protect water
and wastewater. Assessing supply chain resilience can increase your utility's ability to withstand
disruptions and respond as quickly as possible if disruptions do occur. The purpose of this guide is to
identify actions for water and wastewater utilities to prepare for or respond to chemical or equipment
supply chain disruptions. This information can be found in the following sections:

Actions to Prepare for a Supply Chain Disruption

Federal and	Available resources, including grant and low interest loan opportunities such as the Drinking Water

State Support	State Revolving Fund (DWSRF), that can be used to build resilience to supply chain challenges.

Supplier	Best practices for assessing inventory and establishing or maintaining contractual relationships with

Management	suppliers and identifying backup suppliers.

Suggestions for identifying mutual aid and assistance, interdependent sectors, and emergency
responses partners to prepare for supply chain challenges.

Partnerships

Operational Considerations for evaluating operational flexibilities (e.g., different grades of the same chemical,
Flexibilities alternate chemicals) that may require more time to prepare for and implement.

J

Actions to Respond to a Supply Chain Disruption

Federal Support

Federal support that can be used in response to a shortage, such as direct technical assistance
and the Safe Drinking Water Act (SDWA) Section 1441.

J

Supplier
Communication

Steps utilities can take to coordinate with suppliers during a supply chain emergency.

Partner
Coordination

Suggestions for coordinating with partners during a supply chain emergency.

Actions to Prepare for a Actions to Respond to a
Page 1	Supply Chain Disruption Supply Chain Disruption


-------
oEPA

Actions to Prepare for a Supply Chain Disruption

1. Federal and State Support

Utilities can become familiar with opportunities
and programs to enhance supply chain
preparedness. The information below is a
starting point for how to take advantage of
available state and federal programs and
support.

TOP TIP: Contact your state for information
on how existing programs (e.g., DWSRF)
can be leveraged to increase operational
efficiency and reduce costs.

GOOD PRACTICE SPOTLIGHT:

Bulk Sales Agreements in Tremonton, Utah

A water utility in Tremonton, Utah serves just 3,500
customers but is the largest system for 30 miles. The
utility became a "chlorine clearinghouse" and buys
chemicals in bulk and re-sells to small neighboring
systems. This is beneficial for systems that may not
be able to purchase the large amount of chemicals
needed to be a regular, contracted customer.

DWSRF Program

Drinking water utilities may use the DWSRF to implement infrastructure and non-infrastructure
projects that could mitigate the impacts of a future supply chain challenge Through DWSRF
offerings, water systems may reduce costs, increase operational efficiency, and decrease vulnerability
to disaster and emergency situations, including supply chain disruptions. This can be accomplished
through the establishment of system partnerships. Partnerships can take a wide variety of forms,
including complete merging of two systems, an interconnection in cases of emergency or sharing
equipment or personnel through bulk sales agreements.

Operational
Flexibilities

Page 2

Federal and State
n Support

Supplier
Management

Partnerships


-------
oEPA

Utilities may also use DWSRF for water
treatment projects to create new facilities that
include on-site generation of disinfectants,
provide reserves when power outages and
other emergencies occur, and increase on-
site storage capacity. Implementing energy
efficiency projects can also help to offset the
increased costs of water treatment chemicals
by lowering a utility's electrical bills. A full list of
eligible projects can be found in the DWSRF
Eligibility Handbook.

DWSRF assistance is provided directly from
state agencies. Contact your state's DWSRF
program for information on how to apply. The
Clean Water State Revolving Fund (CWSRF)
also funds a wide range of wastewater
infrastructure projects that may be used to offset supply chain costs or increase resiliency.

An unprecedented amount of funding through the DWSRF and CWSRF was made available under
the Bipartisan Infrastructure Law (BIL) for updating and upgrading water and wastewater utilities,
which includes building resilience to supply chain disruptions.

Domestic Preference Program

Recipients of EPA's water infrastructure financing
programs are subject to domestic preference purchasing
requirements, which prioritize American products. This
requires Clean Water State Revolving Fund (CWSRF) and
Drinking Water State Revolving Fund (DWSRF) assistance
recipients to use iron and steel products that are produced
in the United States. This requirement applies to projects
for the construction, alteration, maintenance, or repair of
a public water system or treatment works. In the case that
permanently incorporated construction materials may be
affected by supply chain concerns, EPA offers free and
efficient market research for domestic product alternatives.

If a construction product is not ultimately available, EPA's
program can assist with other options and with a potential
waiver process. Furthermore, EPA's domestic preference
requirements apply only to construction products that are permanently incorporated into a project.
Therefore, items such as maintenance supplies, treatment chemicals, and temporary equipment are
not subject to the requirements. For further information, please see EPA's dedicated website.

GOOD PRACTICE SPOTLIGHT:

System Interconnections in Kentucky

After a region-wide drought in Kentucky that
diminished water quantity and quality, the Logan-
Todd Regional Water Commission in Kentucky
established system interconnections across 12
systems to help drive economic development. The
systems partnered to share water sources and
treatment. As a result, state and federal funding
agencies supported the partnership by funding
above normal levels. This proactive measure helped
to support regional economic initiatives and bolster
emergency preparedness.

LEARN MORE:

Control Costs Through System
Partnerships

See EPA's Water System Partnerships
Case Studies and Developing Water
System Partnerships with the Drinking
Water State Revolving Fund guidance.

Federal and State Supplier	Partnerships	Operational

Page 3	Support	Management	Flexibilities


-------
oEPA

2. Supplier Management

Establishing and maintaining contractual relationships with suppliers, as well as managing orders
and deliveries of supplies, is an important first step in preparing for supply chain challenges. The best
practices below will support utilities in taking these actions.

TOP TIP: Establish contracts to ensure you are prioritized during a disruption.

Establish contracts: Establishing
contracts with suppliers can ensure
that your orders are prioritized during
a shortage. In past supply chain
disruptions, those without a contractual
relationship are often the first
customers to lose supply in favor of
customers with a contract. Establishing
contracts is also an effective way
to confirm a set price. Companies
are legally bound to fulfill contracts,
unless there is a situation beyond the
control of the supplier that prevents the
company from fulfilling their contractual
obligations. When this happens, a
company may issue a force majeure.

A force majeure excuses a supplier
from performing the orders of the
contract, or in some cases, can include

cost increases. While a contract may not ensure the set price withstands market disruptions or new
contractual agreements, it is more stable than purchasing on an as-needed basis. This may also
provide the option to establish a payment plan to help spread purchasing costs over a longer time,
which helps with budgeting.

Identify back up suppliers: If your utility has established contracts with a primary supplier, identify
a secondary or even a tertiary supplier for an item or chemical during a disruption. These may be
identified by those who ranked second or third in an open bidding process. When contacting back-
up suppliers, determine the logistics of filling an order if your primary supplier is unable to fulfill their
order. Identify alternate suppliers that do not depend on the same manufacturers. Consider diverse
suppliers that are not located in the vicinity of a recent natural disaster or hazard that could be
impacting the supply chain to ensure true supply chain redundancy.

LEARN MORE:

Considerations When Establishing Contracts

•	Have a 24/7 point of contact for all contracts

•	Use both Emergency Services Contracts and Master
Service Agreements

•	Consider a Disaster Response Contractor

•	Increase Purchase Card limits to support emergency
purchases

•	Have credit approvals in place

•	Consider forming co-operative agreements for purchasing
chemicals or other products

Utilities may also form a buying consortium. This has
worked well for the Northeast Merrimack Valley Chemical
Consortium.

Federal and State Supplier	Partnerships	Operational

Page 4	Support	Management	I	Flexibilities


-------
oEPA

LEARN MORE:

Not sure how to identify alternate
suppliers?

If you are in an area that may not have many suppliers to
choose from, create a plan for ordering supplies from a
supplier located further away from your utility. For certain
utilities, this could mean outside the U.S. (e.g., Canada
or Mexico). This may require ordering chemicals or other
products ahead of time to accommodate extended lead times
or requesting deliveries of higher quantities. Another option
for identifying alternate suppliers is connecting with vendors
at conferences, trade shows and other water sector events.

These events, often held by water sector associations, are a
valuable opportunity to network with vendors in your region.

When identifying alternate suppliers, ensure you undergo the proper protocol for permitting access
and providing credentials to your facility grounds.

Try EPA's Water Treatment Chemical
Suppliers and Manufacturers Locator
Tool for more information.

Develop and share 24/7 emergency contact lists: Once you have established contracts and
identified alternative suppliers, you can develop an emergency contact list that contains 24/7 contact
information for all your suppliers. This can also be developed for your system's vendors. This
information should be added to your emergency response plan to ensure all employees are able to
access it should there be an issue acquiring products. Provide your vendor with a 24/7 emergency
utility contact for notification purposes.

Work with suppliers to prioritize your utility: While many suppliers establish priority on a case-
by-case basis, form a relationship with your supplier ahead of time and express the criticality of your
services in protecting public health and critical infrastructure. If possible, include language in your
contract that establishes priority.

Page 5

^9* Federal and State
n Support

Supplier
Management

Partnerships

Operational
Flexibilities


-------
oEPA

Assess inventory and demand: Develop an
operating picture of your chemical inventory,
usage, and resupply. Monitor inventory
and assess usage rates on a regular basis.

If you are anticipating or are at risk for a
specific hazard or seasonal changes, assess
usage rates at least every shift and prioritize
necessary chemicals or equipment to order
accordingly Consider regional hazards that
impact your utility (e.g., hurricanes, flooding).

This is another consideration for delivery
frequency and volume.

Develop delivery schedules to
accommodate lead times: Forecasting supply
needs into an extended delivery schedule can
increase your supplier's awareness of long-
term needs and allow time for notification if
they are not able to supply a future delivery.

Provide this schedule as early as possible, especially if there is a threat of extreme weather.

Confirm production and shipping forecasts: Similarly, it is always helpful to maintain
communication about lead times with suppliers. This can help set realistic expectations about when
an order may be delivered. This information can further be used to prioritize and anticipate potential
risks to supply either during contract development or after a contract has been established.

Be flexible There may be factors, like your supplier's dependence on third party delivery services,
that could impact order fulfillment. Consider discussing options to alleviate strains on the supply
chain, such as ordering smaller amounts at higher frequencies.

Federal and State Supplier	Partnerships	Operational

Page 6 jrtl Support	Management	Flexibilities

GOOD PRACTICE SPOTLIGHT:

Preparing for Hurricane Season in Escambia County,
Alabama

The Poarch Creek Band of Indians Utility Authority
in Escambia County, Alabama, is no stranger to
the impacts from hurricanes. The Utility Authority
implemented supply chain best management
practices to combat extreme weather concerns by
establishing accounts with their treatment chemical
suppliers and identifying two back-up suppliers for
each critical chemical, if needed, the Authority is
prepared to order critical supplies earlier than usual
and may place the next order before the original
order arrives to mitigate impacts from delayed
orders or partial shipments.


-------
oEPA

3. Partnerships

Coordination with water and wastewater utilities, state and local agencies, and water sector
associations can be helpful to be aware of and mitigate the impacts of supply chain disruptions.
Specific partners may vary based on location or utility type. However, this section provides initial
recommended partners.

TOP TIP: You are not alone - look to other utilities, your critical customers, and partner
response agencies to help improve supply chain resilience.

Join mutual aid and assistance
networks before a disruption
occurs: A mutual aid and assistance
agreement provides water and
wastewater utilities with the opportunity
to receive assistance in the form of
personnel, equipment, materials, and
associated services from utilities that
have not been impacted. You can
employ a mutual aid and assistance
agreement through an informal
agreement with neighboring utilities
(e.g., larger systems helping nearby
smaller systems in need) or by joining
your state's Water and Wastewater Agency Response Network (WARN). Becoming a member
before a disaster or supply shortage occurs can provide a timely response, since you know whom
to contact and how the group functions. Most states have an active WARN and each are governed
by a common mutual aid agreement that allows resources and assistance to be shared quickly.

These agreements are available 24/7 and do not require a state or federal disaster declaration to be
initiated. Joining your state WARN is voluntary and does not obligate your utility to request assistance
or send resources to others in the future.

Water sector associations, including the National Rural Water Association and its Water Circuit Rider
program, the Rural Community Assistance Partnership's (RCAP) on-site assistance offerings, and
the Rural Community Assistance Corporation's (RCAC) tribal circuit riders, can also provide direct
technical assistance. Forming relationships before a disruption allows for more effective and efficient
response.

Coordinate with your interdependent sectors: Other critical infrastructure sectors that use the
chemical or product that you need could be willing to help supply it in an emergency.

LEARN MORE:

Benefits of a Mutual Aid and Assistance Network

Joining a mutual aid and assistance network can also serve
as an information sharing platform. Members can warn each
other of issues, such as a delay or force majeure notice,
in advance. This can result in better planning by all, such
as adjusting purchasing windows. Mutual aid also means
easy access to a network of other water operators and an
exchange of information on a variety of topics that affect
utility operations, not just chemicals and supplies.

Federal and State Supplier	I Partnerships	Operational

Page 7	Support	Management	Flexibilities


-------
oEPA

Establish an interconnection agreement: If not impacted by the same chemical shortage, an
interconnection agreement to receive an emergency water supply is another method to enhance
supply chain resilience. Physical interconnections are a significant infrastructure project and need to
be planned, engineered, and constructed well before an emergency. However, an interconnection is a
way to supplement existing resilience measures and increase redundancy and it is eligible for funding
through DWSRF.

Establish relationships with the state primacy agency and/or Governor's Office; If a shortage
occurs, the state may be helpful in mitigating the disruption and supporting utilities' access to
necessary supply. Establishing a connection with the proper points of contact before an emergency
occurs will decrease response time during an incident.

Coordinate with emergency
management agencies (EMAs)
and law enforcement; EMAs and
law enforcement are often the first
responders to an emergency. During
an incident, major roads and other
infrastructure could be impassable
due to debris or fallen trees. Building
relationships with these response
partners before an emergency could
be key to quickly clearing roads that
are used by chemical suppliers or
utility staff. EMAs can also keep an
open line of communication during
an emergency, either through the
emergency operations center (EOC) or
other forums. This can help your utility

stay up to date on transportation delays and water and/or chemical facility closures.

For those unsure of where to begin, a good place to start is by reaching out to the county EMA or
Local Emergency Planning Committee. Local EMAs often have tabletop exercises and planning
groups that can grow your network and enhance preparedness. Being involved at the state level
is also encouraged, but if your utility is not conveniently located for this coordination, establish
relationships with the local EMA first.

Federal and State Supplier	Partnerships	Operational

Page 8	Support	Management	Flexibilities

LEARN MORE:

Public Communication and Messaging

Establishing these connections ahead of time allows for
coordinated messaging on water usage reductions, if
needed, as well as potential boil water advisory preparation.
Prepare communications and outreach for potential phases
of the event from notification of the supply shortage to the
potential for a boil water notice. Consider translating the
information into other languages for distribution on social
media. This information can be distributed to the community
via press release, bilingual web articles and social media
posts, the website, and electronic newsletters. Share
communication with partners and other water providers.


-------
oEPA

4. Operational Flexibilities

Certain planning measures may take more time and resources, as well as approval from the state
primacy agency or permitting agency to implement. This section provides examples of operational
flexibilities that can help your utility prepare for a future supply chain disruption.

TOP TIP: Evaluating and receiving advanced, conditional approval for alternate chemicals
ahead of time provides redundancy should a shortage occur.

Increase on-site storage for chemicals: While this option may not be feasible for all systems,
those that can expand storage can increase their ability to manage supply disruptions and delayed
deliveries. Factors to consider when evaluating increasing storage are: shelf-life of the chemical,
worker and community safety concerns, and thresholds for regulatory programs that govern storage
and use of hazardous chemicals.

Consider staff qualifying for a Commercial Driver's License (CDL): Having a CDL driver with
Hazmat Endorsements among utility staff can assist in the delivery of chemicals. This endorsement
could be beneficial if the utility or its partners did encounter a supply chain shortage and needed a
delivery of product.

Develop a Water Reduction Contingency Plan: One way to extend a short supply of a treatment
chemical is to decrease the amount of water your utility needs to treat. This can be accomplished if
demand can be lowered. Some utilities have implemented drought contingency plans (regardless of
drought conditions) to help stretch a limited supply of a chemical. Contingency plans may consider
water use reduction goals, water use restrictions, and enforcement provisions.

Evaluate use of alternate chemicals: It may be possible to substitute a chemical, chemical grade,
or purity level or to reduce dosage of existing chemicals in a process. Wastewater utilities may have
a wider range of chemical grades or purities to use than water treatment. However, any adjustment
must be made with care due to potential impacts on water quality, some of which could impact the
safety of the water supply. It is important that
for any modifications, drinking water utilities
are advised to work with their state primacy
agencies and wastewater utilities should
coordinate with their respective permitting
agencies to determine if the state would
approve of different chemical grades (e.g.,

Food Grade C02 versus NSF-60 Certified C02
for drinking water systems), purities, or other
substitutions (e.g., alternate coagulants). These
regulatory agencies are ultimately responsible
for approval.

GOOD PRACTICE SPOTLIGHT:

Supplier-Utility Coordination to Switch Coagulants

During the summer of 2021, many water systems
were unable to procure ferric chloride due to
shutdowns of chloralkali facilities. Certain systems
did advance evaluation tests of alternate coagulants
(e.g., performing jar tests) to ensure material
compatibility with storage and feed equipment, and
secured conditional approval from their primacy
agency or permitting agency. These systems were
able to make the switch to alternate coagulants
quickly and efficiently.

Federal and State Supplier	Partnerships	Operational

Page 9	Support	Management	Flexibilities


-------
oEPA

Substitutions can be complex and require varying evaluation processes to ensure they do not
interfere with other treatment or water quality objectives. Utilities can also work with their existing
supplier to evaluate potential alternate chemicals that could be used if the primary treatment chemical
is unavailable.

Page 10

^9* Federal and State
n Support

Supplier
Management

Partnerships

Operational
Flexibilities


-------
oEPA

Actions to Respond to a Supply Chain Disruption

GOOD PRACTICE SPOTLIGHT:

Technical Assistance to the City of Jackson,
Mississippi

1. Federal Support

If the Preparedness actions outlined above do
not resolve the supply issue, utilities can seek
technical assistance at the federal level.

TOP TIP: Most supply problems are more
efficiently resolved at the local level.

Request EPA Direct Technical Assistance:

Despite planning, water and wastewater
utilities may experience a shortage or
other serious supply chain issues for water
treatment chemicals and other critical supplies.

EPA can be a resource for direct technical
assistance. However, utilities are encouraged
to first utilize the steps outlined throughout
this guide prior to contacting EPA - supply
problems are usually most efficiently resolved
at the local level. If you are unable to secure
the necessary resources after taking these
actions, first contact your EPA regional water
division. EPA Headquarters can be reached at
SupplvChainSupport@epa.aov for technical
assistance to help resolve the issue further. Technical assistance may take several days to complete.

In April 2021, an electrical fire broke out at the City
of Jackson's water treatment plant damaging an
electrical controller for their pumps. The treatment
plant was on limited operations, impacting
customers, while waiting for a replacement part
which was not expected to arrive until late April
2022. The City of Jackson worked with EPA (Region
4 and Headquarters), the Department of Homeland
Security (DHS) Cybersecurity and Infrastructure
Security Agency (CISA), and the city's supplier to
expedite the delivery of the part. After discussions, it
was confirmed that the supplier could expedite the
delivery and get the critical component to the city to
support their operations and continue serving their
customers.

Utilize the Safe Drinking Water Act (SDWA) Section 1441: SDWA Section 1441 is a secondary
option if direct technical assistance does not resolve the issue. Section 1441 of SDWA provides
a mechanism by which EPA can issue a certification of need that authorizes the Department of
Commerce to issue an order to a vendor to provide the necessary amount of the chemical or
substance to the utility that applied. Depending on the circumstance, the process can take over 30
days to complete. If a utility foresees a situation in which a required chemical or substance will not
be available, and other measures described in this guide are unlikely to resolve the issue, consider
applying at the earliest opportunity. If a utility has requested technical assistance from EPA to help
resolve a supply issue, EPA can advise the utility when to apply for a certification of need (i.e., if
technical assistance provided by the state or EPA is unlikely to resolve the issue). For additional
information see Frequently Asked Questions (FAQs) about SDWA Section 1441.

X* Federal Support	Supplier	Partner Coordination

Page 11 ^0	Communication


-------
oEPA

When applying for a certification of need through EPA, you will need to provide the following
information:

•	Utility contact information

•	Facility information for all facilities impacted
by the shortage (i.e., contact information,
function of the facility, flow processed by the
facility, and population served)

•	Treatment chemical or critical supply that is
not reasonably available

•	Basis for the claim that the treatment
chemical or critical supply is not reasonably
available

•	Information for the supplier and other
suppliers of the treatment chemical or
critical supply that is not reasonably
available

•	List of alternative products that could be
used in lieu of the treatment chemical
or critical supply that is not reasonably
available

•	Any additional actions taken to mitigate the
issue

•	Any necessary documentation relevant to
this request

GOOD PRACTICE SPOTLIGHT:

Chlorine Supply Chain Impacts and
SDWA Section 1441

In the Summer of 2021, several water and
wastewater systems experienced shortages and
other serious supply chain issues for chlorine,
sodium hypochlorite, and caustic soda. These
systems reached out to EPA for technical assistance
and submitted applications for certifications of
need under SDWA Section 1441. In response, EPA
collaborated with chemical sector partners to:

•	Conduct technical assistance with applicants
and their chemical repackagers and suppliers
to identify causes of the supply disruption and
identify potential solutions;

•	Recommend alternate treatment chemical
suppliers, as appropriate; and

•	Transmit a letter to the chemical sector
underscoring the need to prioritize treatment
chemical deliveries to water systems.

EPA published a Federal Register Notice (FRN)
for some of the systems that applied under
SDWA Section 1441 but ultimately did not issue
certifications of need. While all applicants had
appropriate and/or national challenges at the
time of their submissions, EPA coordinated with
the systems and the chemical suppliers to identify
immediate solutions to make the certifications of
need no longer necessary.

Federal Support	Supplier	Partner Coordination

Page 12 ^0	Communication


-------
oEPA

2. Supplier Communication

Maintaining communication with primary and alternate suppliers during a supply chain disruption are
important actions in responding to supply chain challenges. The information below provides more
detail on how to capitalize on supplier relationships during an emergency.

TOP TIP: Communicate your need and be flexible - this may mean changing the frequency
that orders are placed, or the amount requested.

Contact your primary supplier: If you are made aware of a disruption, assess your current
inventory contact your supplier, and communicate the following:

•	Current days of storage

•	Consequences of loss or reduction of water and wastewater services

If possible, inquire about the duration and severity of the shortage and the ability for you and the
supplier to work outside the existing contract to fulfill your needs. Maintain this contact to obtain
duration estimates throughout the disruption.

Be Flexible: After discussing options to
work outside your existing contract during
emergency planning, implement an emergency
delivery schedule. This may mean ordering
early or at a lower trigger point (e.g., %-full
rather than %-full). Another way to be flexible is
to accept deliveries outside of normal business
hours or work with your supplier to allow
deliveries to other utilities more in need.

Confirm prioritization: Since prioritization
may depend on the situation, it is important to
stay in communication with your supplier and
confirm your utility as a priority customer.

Identify alternate chemicals or reduced dosage options: After discussing with your state primacy
agency or permitting agency, you may be able to work with your supplier to identify available
temporary substitutions if the primary chemical is unavailable. Be sure to maintain contact with
your state primacy agency or regulatory agency and discuss alternatives with utility engineers and
operators before making any switch. These modifications take significant preparation and are best
evaluated before an emergency.

Contact alternate suppliers: Reach out to alternate suppliers that were identified during
emergency planning. It is possible they will not be taking on new customers but establish contact
and communicate your needs. While they may fulfill contracted customers first, certain suppliers can
prioritize the water and wastewater systems sector if able.

GOOD PRACTICE SPOTLIGHT:

Confirming Priority Status

In the summer of 2021, one utility was told by
their chemical supplier that they could not have
C02 as the supply was earmarked for the local
hospital. Once the utility explained that the hospital
was served by the utility and the utility could not
produce safe water without C02, an arrangement
was made such that the C02 supply was shared by
both the hospital and the utility.

Federal Support	Supplier	Partner Coordination

Page 13	Communication


-------
oEPA

3. Partner Coordination

Maintaining communication with
primary and alternate suppliers during
a supply chain disruption are important
actions in responding to supply
chain challenges. The information
below provides more detail on how
to capitalize on supplier relationships
during an emergency.

TOP TIP: Document key information
(e.g., name of chemical or
equipment, concentration or purity,
storage capacity, current inventory)
as the disruption is occurring so
you are ready to share it with mutual
aid partners.

Access mutual aid and assistance:

Contact vour WARN, other mutual
aid networks and/or nearby water systems directly for assistance with chemicals or other products.
You may also contact your local EMAto request supplies. When requesting chemicals, provide the
chemical name, any certification requirements, strength, amount needed, type of treatment it is
needed for, and type of delivery and offloading method acceptable at your utility.

LEARN MORE:

Maintaining NSF/ANSI 60 Certification of Water Treatment
Chemicals

In many cases, a third-party NSF/ANSI 60 certification of
the water utility's chemical handling operation may not be
required, provided that each incoming chemical arrives in its
original sealed container or bulk delivery vessel from an NSF/
ANSI 60 certified chemical vendor, and subsequent chemical
handling processes are monitored as part of the regulatory
primacy agency's monitoring of the utility operation.

The water utility or governmental regulatory agency
may require a separate NSF/ANSI/CAN 60 certification of
the utility's chemical production or handling operation.

More information can be found at https://www.nsf.org/
knowledge-librarv/nsf-ansi-can-60-certification-faas

If there are established relationships with interdependent sectors, this is an opportunity to reach out to
the respective contacts for support.

Notify partners of communication with your supplier: Contact your local EMA, state primacy
agency, and/or permitting agency of communication from your supplier (e.g., force majeure or other
alert) on the shortage and share any steps you've taken to remediate the issue. Report the following
information:

Facility Name

Facility Type (drinking water or wastewater)
Address

Contact person and information
Name of chemical
Concentration or purity of chemical
Storage capacity

Amount of chemical used (annually/monthly)

Days until impact if allocation is not fulfilled

Operational flexibility (e.g., can alternate

chemicals be used?)

Name of current supplier

Point of contact and contact information for

the supplier

Additional suppliers contacted if any

Federal Support	Supplier	I Partner Coordination

Page 14	Communication


-------
Office of Water (4608T) - EPA 810-F-22-007 - August 2022

oEPA

Request technical assistance from response partners: Work with circuit riders and regional state
drinking water offices that may be able to provide local technical assistance for responding to supply
issues, especially those at small systems. These entities can assist in exploring options such as
identifying an alternate supplier or identifying nearby utilities that could loan the needed chemicals.
Consider reaching out to other local organizations or government, such as the mayor or city council.

If needed, the Governor's Office may be able to temporarily suspend state laws or regulations that
prescribe driver hours or truck maximum weight should transportation issues be the cause of the supply
shortage. Additionally, the state drinking water primacy agency or permitting agency can work with
utilities to consider any treatment changes that may be needed based on chemical shortages and grant
temporary approval. These connections can elevate the issue, if necessary, or support communication
efforts with the community (e.g., when implementing a water reduction contingency plan).

EPA Wants to Hear from You

EPA is seeking additional tips and good practices for future versions of this guide. If you would
like to share your experiences with supply chain challenges, please email your contact and
organization information to: SupplvChainSupport@epa.gov. EPA will contact you for more
information.

Federal Support	Supplier	Partner Coordination

Page 15 ^0	Communication


-------