Quantifying an Uncerta in Future:
Hydrologic Model Performance for a Series
of Realized "Future" Conditions

Darius J. Semmens1, Mariano Hernandez2, David C. Goodrich2, and William G. Kepner1
1U.S. EPA/Office of Research and Development (ORD)/National Exposure Research Laboratory (NERL)/
Environmental Sciences Division (ESD); 2U.S. Department of Agriculture (USDA)/

Agricultural Research Service (ARS)ZSouthwest Watershed Research Center

Abstract:

A systematic analysis of model performance during simulations based on observed land-
cover/use change is used to quantify errors associated with simulations of known "future"
conditions. Calibrated and uncalibrated assessments of relative change over different lengths of
time are also presented to determine the types of information that can reliably be used in planning
efforts for which calibration to fixture conditions is not possible. Analyses are carried out for the
Soil & Water Assessment Tool (SWAT) hydrologic model in the San Pedro River Basin where
four classified land cover, use maps were developed during the period of 1973-1997.

Introduction:

*	Alternative futures analyses are an important component of regional land-use planning efforts
that consider a range of choices and outcomes

*	Projected fixture land-use/ cover maps developed during the planning process can be used to
derive inputs for hydrologic response models

*	Need to establish the validity of hydrologic-change assessments associated with alternative
futures analyses to promote their use in planning efforts for informed, proactive management
decisions

Research Objectives:

*	Use obseived changes as a proxy for fixture conditions to evaluate
model performance for different types of applications if fixture
conditions are known

*	Evaluate model predictions of water yield for initially calibrated and
uncalibrated simulations using obseived and historic rainfall

*	Evaluate distributed predictions of water-yield change relative to
baseline conditions for initially calibrated and uncalibrated
simulations using observed and historic rainfall

*	Identify conclusions that can be drawn from different levels of
analysis

Methods:

Study Area

*	Upper San Pedro River Basin in northern Sonera. Mexico, and
southeastern Arizona (Figure 1)

*	Significant increases in urbanized area, irrigated agriculture, and
mesquite woodland during the 24-year period of this analysis (Figure 2)

Model

*	Used the Automated Geospatial Watershed Assessment (AGWA) GIS-
based hydrologic modeling tool to derive inputs for the Soil & Water
Assessment Tool (SWAT) distributed hydrologic model

•	Model inputs derived from observed Iatld-cover, use maps from
1973, 1986, 1992, and 1997, together with climatic (temperature and
distributed precipitation) and flow observations (Figure 3)

•	Calibrated to baseline conditions (1973 land cover, 1966-1975
climate) for average annual water yield

Simulations

*	Ran simulations based on the 1986, 1993, and 1997 land-cover maps
for the equal-length periods of 1979-1988, 1985-1994, and 1900-1999,
respectively

*	Four sets of simulations

•	Initial calibration with subsequent modifications to parameters
derived from land cover and incorporation of known changes in
management - common components of alternative fixture analyses

•	Uncalibrated with changes in land cover and management

•	Observed climate for each simulation period

•	Climate for each simulation derived from baseline period 1966-1975

Analysis

*	Evaluated model performance for each simulation period

*	Using AGWA, simulation results were compared to derive predicted
change between the baseline conditions and three "fixture" scenarios
for each of the four simulation methods

Figure 2. Observed land-cover change in the San Pedro Basin, 1973-1997.

1973

1946

1992



\ - v

1997

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y\ v

"V rs

TSH

¦



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Figure 1. Map showing the location of
the Upper San Pedro River Basin and
the watershed discretization for SWAT,
with 53 subwatersheds.

E 700

E

650

2 600

| 550

S3 MO

£ 450

5 400

i 350
<

16 300
,5 250

1966.1975 1979-1908 1985-1954 1990-16
Simulation Period

Figure 3. Box plot showing the spread
and distribution of total annual
precipitation for each simulation period.

Figure 4. Observed and simulated
average annual water yield (mm).
Simulations are abbreviated as: initial
calibration (IC), no calibration (NC),
observed rainfall (OR), and historic
rainfall (HR).

Table 1. Nash Sutcliffe model
efficiencies for the simulation periods
around each land-cover dataset.

Simulation	1973 1986 1392 1997

initially calibrated, o.89 0.72 0.94 0.5

observed climate

No calibration,
observed climate
Initially calibrated,
'66-'75 climate
No calibration,
'66-75 climate

0.04 0.25 -1.21 -1.4
0.89 0.21 -1.2 -4.69
0.04 0.12 -4.65 -13.9

Results - Model Performance:

*	Initially calibrated simulations based on obseived rainfall (IC-OR) produce the
best results, as expected (Figure 4 and Table 1)

*	Uncalibrated simulations based on observed rainfall (NC-OR) consistently over-
predict average annual water yield

*	Initially calibrated simulations based on historic rainfall (IC-HR) produce results
that are of the correct magnitude, but cannot account for changing climate

*	Uncalibrated simulations based on historic rainfall (NC-HR) were the least
successful at predicting water yield

Results - Forecasted Change:

*	Climate is dominant factor
governing water-yield change

*	Major spatial patterns of predicted
change are quite similar despite the
fact that different, distributed
rainfall inputs were used (Figure 5)

•	Subwatersheds exhibiting the
greatest changes (positive and
negative) match reasonably
well between all four sets

of simulations

•	Areas of maximum water-yield
change correspond with those
characterized by sufficient
land-cover/use change to
dominate hydrologic response
over climate

*	Simulations based on historic
rainfall better illustrate where
changes occur relative to baseline
conditions because strong climatic
influence is removed

Figure 5. Maps showing change in
average annual water yield relative to the
1973 baseline conditions.

Conclusions:

1986

1992

1997

Increasing
¦i 197 3- 158 5
¦i 158 4 - 119 7
¦1119 8-81 0
m 80 a - 42 2
42 1 -34
33-0
-01- -25.5
. -25.6--41 7
¦¦-41 8-57 8
¦i -57.9 -74 0

¦	-74 1 - -84 7
Decreasing

Increasing

¦1149.3-122 4
M 122 3-558
¦195 5-687
¦1686-419
418-151
15.0 - Q
¦01 --171
-172 ¦ *31 8
¦¦•31 9--46G
¦i -46 7 - -61 3

¦	-61 4--78 1
Decreasing

Increasing
¦i 242.2 - 200 1
¦ 200.0-1580
H1S79-1159
¦1115 8-738
73 7-31 7
31.6-0.0
-01 --10 4
- I -10.5 - -20.0
¦1-20 1 -300
¦1-30.1 -40 0
¦i -40 1 - -52 5
Decreasing

Increasing
¦N 1379- 111 7

¦185 5 - 59 4
ma 59 3 - 33 3
33 2 - 7 1
70-00
-0 1 - -5 0
• «-51--10 0
¦1-10 1 --150
¦1-15.1 -200
Decreasing

Initially Calibrated . Observed Climate

s* J* J*

k

No Calibration. Observed Climate

* yi

Initially Calibrated. 1966-1975 Climate







No Calibration, 1966-1975 Climate



O

*	Quantitative predictions of future hydrologic response only possible with
a calibrated model AND when future climate is exactly known

*	Running future simulations for dry, average, and wet periods with a calibrated
model would permit quantitative water yield and water-yield change
assessments with error bars to accommodate climatic uncertainty

•	Expert users derive reliable, quantitative results with uncertainty

*	High cost of application and only possible where sufficient data are
available

*	General, qualitative predictions of fixture hydrologic response (water-yield
change) possible without a calibrated model

*	Permits use of AGWA by non-experts to rapidly and inexpensively
compare and contrast multiple fixture scenarios in terms of their hydrologic
impacts

•	Sufficient data are available to permit this application anywhere in the U.S.

USDA

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Notice: Although this work was reviewed by EPA and approved for publication, it may not necessarily reflect official Agency policy. Mention of trade names or commercial products does not constitute endorsement or recommendation by EPA for use.


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