A STANDARDIZED EPA PROTOCOL FOR CHARACTERIZING
INDOOR AIR QUALITY IN LARGE OFFICE BUILDINGS

Indoor Environments Division
Office of Radiation and Indoor Air
U.S. Environmental Protection Agency
Washington, DC 20460

and

Atmospheric Research and Exposure Assessment Laboratory
Office of Modeling, Monitoring Systems, and Quality Assurance
U.S. Environmental Protection Agency
Research Triangle Park, NC 27711

EFFECTIVE DATE: FEBRUARY 2003

Supercedes Protocol Effective September 2001, August 1, 1999, and June 1, 1994


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TABLE OF CONTENTS

1.0 INTRODUCTION	1

1.1	BACKGROUND	1

1.2	OVERVIEW	4

1.3	SUMMARY OF CHANGES TO MARCH 1993 DRAFT PROTOCOL	6

1.3.1	Changes to Section 4.0, Selection of Study Area(s) and Monitoring
Locations	7

1.3.2	Changes to Section 5.0, Building Characterization and Monitoring	9

2.0 STUDY TEAM ORGANIZATION AND RESPONSIBILITIES	14

3.0 INITIAL BUILDING VISIT	19

4.0 SELECTION OF STUDY AREA(S) AND MONITORING LOCATIONS	22

4.1	STUDY AREA(S)	22

4.2	MONITORING LOCATIONS	23

4.2.1	Selecting Monitoring Locations	23

4.2.2	General Guidelines for Siting Indoor Monitoring Locations Within a Tile ...27

4.2.3	General Guidelines for Siting Outdoor Monitoring Locations	28

4.2.4	Deviation From Siting Guidelines	29

5.0 BUILDING CHARACTERIZATION AND MONITORING	30

5.1	COLLECTION OF INFORMATION ON THE BUILDING AND STUDY AREA(S)31

5.2	ENVIRONMENTAL MEASUREMENTS	33

5.3	MEASUREMENT METHODS AND MONITORING REGIME	36

5.3.1	Real-Time Measurements—Mobile Cart	37

5.3.2	Real-Time Measurements—Indoor and Outdoor Fixed Sites	38

5.3.3	Integrated Samplers	41

5.3.4	Radon Sampling	42

5.3.5	Sound Level Measurements	42

5.3.6	Illuminance Measurements	42

5.3.7	Monitoring Period Observations Checklist	42

5.3.8	Number of Measurements to Be Made	43

5.4	HVAC MEASUREMENTS	46

5.5	SCHEDULE OF ACTIVITIES FOR EACH BUILDING	49

6.0 ADMINISTRATION OF OCCUPANT QUESTIONNAIRE	54

6.1 PARTICIPANT RECRUITMENT	54


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TABLE OF CONTENTS (Continued)

6.2	SURVEY ADMINISTRATION	55

6.3	DATA ENTRY	57

6.4	DATA CONFIDENTIALITY	57

7.0 SAMPLE AND DATA MANAGEMENT	58

7.1	SAMPLE MANAGEMENT	58

7.1.1	Integrated Sample Management	58

7.1.2	Management of Real-Time Monitoring Data	63

7.1.3	HVAC Measurement Data	64

7.1.4	Building, Study Area(s), and HVAC Description Checklists	64

7.1.5	Occupant Questionnaire	65

7.2	DATA REDUCTION	65

7.3	DATA VALIDATION	67

7.3.1	Validation Required Before Leaving a Building	67

7.3.2	Validation Required By the Supporting Laboratories	72

7.3.3	Validation Required by the Research Organization Quality Assurance
Officer and Study Team Leader	73

7.3.4	Submitting Data to the EPA Project Officer	74

7.3.5	Validation by the EPA Project Officer	74

LIST OF APPENDICES

Appendix A Checklists for Characterization of the Whole Building, the Study Area(s),

and the Study Area(s) HVAC System
Appendix B Augmentation Parameters
Appendix C Protocols for Core Environmental Parameters
Appendix D Checklist for Subjective Observations

Appendix E Protocols and Forms for the Study Area(s) HVAC System Measurements
Appendix F Indoor Environmental Quality Questionnaire
Appendix G Steering Committee Members

Appendix H The Indoor Air Data Collection System (IADCS) (Software/Documentation
provided separately)


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TABLE OF CONTENTS (Continued)

LIST OF TABLES

Table 1-1	Overview of Field Data Collection Activities

Table 2-1	Responsibilities and Qualifications for Study Team Members

Table 4-1	Criteria for Designating a Building Space as a Study Area(s)

Table 4-2	Monitoring Performed at Specific Indoor Monitoring Locations

Table 5-1	Core Parameters and Sample Collection Methods

Table 5-2	Checklists for Collecting Information on the Building and Study Area(s)

Table 5-3	Core Environmental Measurement Parameters

Table 5-4	Number of Measurements to be Performed for Comfort and

Environmental Characterization

Table 5-5	Number of Integrated Samples to be Analyzed from Each Building

Table 5-6	Samples Required for Initial Demonstration of Laboratory Capability

Table 5-7	HVAC Measurement Parameters

Table 5-8	General Schedule for Data Collection Activities

Table 5-9	Schedule of Day-By-Day Activities

Table 7-1	Data Reduction Procedures

Table 7-2	Reasonableness Checks and Criteria for Validating Data

Table 7-3	Format for Submission of Particle Samples

Table 7-4	Format for Submission of Radon Samples

Table 7-5	Format for Submission of Aldehyde Samples

Table 7-6	Format for Submission of Volatile Organic Compound Samples

Table 7-7	Format for Submission of Airborne Fungi Samples

Table 7-8	Format for Submission of Airborne Bacteria Samples

Table 7-9	Format for Submission of Bulk Fungi Samples

Table 7-10	Format for Submission of Bulk Bacteria Samples

Table 7-11	Format for Submission of Antigen Samples

Table 7-12	Format for Submission of Airborne Spore Samples

LIST OF FIGURES

Figure 1-1 Basic Activities for Implementing EPA Building Investigations
Figure 2-1 Study Team Organization
Figure 3-1 Activities for Initial Building Visit

Figure 4-1 Basic Activities for Selection of a Study Area(s) in a Building
Figure 4-2 Procedure for Siting Monitoring Equipment

Figure 5-1 Diagram of the Measurements to be Made at the Mobile Cart and Fixed

Site Location Indoors and the Outdoor Fixed Site Location
Figure 6-1 Questionnaire Administration Activities
Figure 7-1 Management of Data for Integrated Samples
Figure 7-2 Management Of Building, Study Area(s) And HVAC Descriptions and

HVAC Measurements
Figure 7-3 Sample Management for Real-Time Monitoring
Figure 7-4 Management of Occupant Questionnaire Data


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TABLE OF CONTENTS (Continued)

LIST OF ABBREVIATIONS AND ACRONYMS

AHU

air handling unit



BASE

Building Assessment Survey and Evaluation



CO

carbon monoxide



C02

carbon dioxide



DNPH

dinitrophenyl hydrazine



EH&E

Environmental Health & Engineering, Inc.



EPA

U.S. Environmental Protection Agency



FL

field team leader



HCHO

formaldehyde



HVAC

heating, ventilating, and air-conditioning



IADCS

Indoor Air Data Collection System



IAQ

indoor air quality



m

meters



ORD

Office of Research and Development



ORIA

Office of Radiation and Indoor Air



PM2.5

inhalable particles with an aerodynamic diameter less than

or equal to 2.5 microns

PM10

inhalable particles with an aerodynamic diameter less than

or equal to 10 microns

ppm

parts of vapor or gas per million parts of air by volume



QA

quality assurance



QA/QC

quality assurance and quality control



QC

quality control



SA

survey administrator



TIME

Temporal Indoor Monitoring Evaluation Study




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1.0 INTRODUCTION

1.1 BACKGROUND

A significant data gap exists regarding baseline indoor air quality (IAQ) in public and
commercial buildings. The U.S. Environmental Protection Agency (EPA) has attempted
to fill in this gap by conducting a major study of IAQ in those buildings. The Office of
Radiation and Indoor Air (ORIA) and the Office of Research and Development (ORD)
funded complementary large building studies to collect this information. The primary goal
of the studies is to define the status of existing building stock with respect to
determinants of IAQ and occupant perceptions. The studies will also provide basic
support for indoor air researchers and the data will form the basis for future building
studies, as well as provide guidance on design, construction, operation, and
maintenance of buildings.

A steering committee of federal and non-federal experts met to provide opinions on the
design, planning, and implementation of this major program. Program activities and
research needs were evaluated in the following areas: study design; building and
heating, ventilating, and air conditioning (HVAC) characteristics; human response and
questionnaires; environmental measurements; diagnostics and mitigation; and program
integration. The experts were asked to identify key parameters that should be measured
at a minimum in each building.

This integrated protocol was developed based upon these discussions and incorporates
three major areas of investigation: comfort and environmental measurements; building
and HVAC characterization; and an occupant questionnaire. Certain aspects of the
entire building and its HVAC system(s) will be characterized. Due to cost and time
limitations, one or more representative sampling spaces in each building will be more
intensively characterized (including sampling space HVAC characterization,
environmental monitoring, and occupant response) rather than the entire building. The
sampling space(s) will be selected based upon a targeted minimum occupancy of 50 full-
time employees in a space served by no more than two air handling units (AHUs). The
protocol specifies the schedule of measurements, the specifications of the measurement
equipment, how to select the representative space(s), and how to select the sampling

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sites in that space. The protocol is very specific so that data collected among all of the
buildings in the ORIA and ORD studies will be comparable. Automated data collection
programs have been developed to allow entry of the majority of the data into a portable
computer and entry of the findings in a readily accessible database. The details specified
in the protocol provide researchers the opportunity to collect and compare the results of
non-EPA sponsored large building studies.

After being quality assured, the data will reside in a publicly accessible database. It is
expected that the data will be used by any interested party for a number of applications.
EPA will initially monitor access to the database and ensure that users are aware of the
limitations and appropriate use of the data. Applications might include developing
distributions of lAQ/building/HVAC characteristics, developing new hypotheses,
establishing standardized protocols, examining the relationship of symptoms to building
characteristics, and developing guidance on building design, construction, operation,
and maintenance. Until the data are analyzed, the strength of these correlations cannot
be predicted.

ORIA's Building Assessment Survey and Evaluation (BASE) study is a cross-sectional
study that collected information on the core parameters in each building over a one-
week period in either the summer or winter. Transition seasons are not included in the
BASE Study. The ORD longitudinal study, the Temporal Indoor Monitoring Evaluation
(TIME) Study, followed the same week-long regime but returned to the same buildings at
randomly selected intervals covering each of the four seasons over a three-year period.

Buildings included in the sample were not intended to be complaint buildings, although
some complaint buildings may have been included. However, complaint buildings that
had been highly publicized by the media were excluded. The sampling strategy
randomized the sample to the extent possible, based upon the success in gaining
access to buildings. Regional variation was included in the sample, as well as seasonal
variation from winter and summer. Over the five-year period from 1994 to 1998, 100
buildings were studied in the BASE program. The TIME Study includes 56 buildings
studied from 1995 to 1998. All of the TIME Study buildings were U.S. Government-
owned, and were a statistically selected sample, stratified by region and based upon the
occupancy rate. The decision to use Government buildings was made because of the

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potential difficulties in gaining repeated access to commercial buildings over a three-year
period.

A strategy for gaining access to buildings was developed using focus groups consisting
of building owners and managers, tenants, and occupants. The strategy appoints a
building-level study coordinator who acts as a single point of contact for all of the
building participants. The study coordinator oversees all activities associated with the
study in a particular building. He or she makes all recruitment contacts and conducts the
face-to-face recruiting. The coordinator answers any questions or complaints about the
measurements and may distribute and collect the occupant questionnaires.

After permission was obtained to conduct the study from the building owner, permission
was obtained from any tenant(s) whose space(s) might be evaluated. Results of the
building level data were made available only to building managers. Focus-group findings
indicating non-compliance with this procedure would have frequently resulted in denial of
permission to conduct the study in the building. ORIA and ORD realize that the tenants
will be interested in the study data, but the focus groups agreed that the occupants
would probably agree to participate even if they were not provided specific information.

The following protocol contains the specific details of the procedures that were employed
in the EPA BASE Study. While conducting the study, specific changes were made to the
original draft protocol.1 The following protocol documents those changes. This document
reflects the procedures that were used over the life of the BASE Study. Other EPA large
building studies (such as the TIME Study) were implemented using procedures outlined
in the 1993 draft protocol. To retain the information contained in the original March, 1993
draft protocol, footnotes are used within the text of this document to indicate the specific
changes and the period when those changes occurred. An overall summary of the
changes made to the 1993 draft protocol is documented in Section 1.3.

1 L. Sheldon, R. Fortman, Research Triangle Institute, EPA Large Building Studies Integrated
Protocol, dated March 3, 1993.

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1.2 OVERVIEW

This protocol describes the procedures that were used to implement EPA's large building
investigations. The six basic activities that were performed are summarized and further
described below.

Figure 1-1 Basic Activities for Implementing EPA Building Investigations

1

Select and Recruit Buildings

2

Physically Characterize Buildings

3

Select Study Area(s) and Monitoring Locations within the Area(s)

4

Monitor Study Area(s)

5

Survey Occupants of Study Area(s)

6

Validate data by Field and Research Organization and Combine Data in EPA
Database

1.	Buildings selected and recruited for monitoring represent both public and commercial
office buildings in the United States. Both complaint and non-complaint buildings
were included in the study.

2.	Each selected building was physically characterized in terms of location, physical
structure, ventilation, occupant activities, and potential indoor pollutant sources.

3.	Study areas within each building were defined, then one or more study area(s) were
randomly selected for more extensive evaluation. Within the selected study area(s),
locations for taking physical and chemical measurements were selected based upon
a set procedure.

4.	Monitoring was performed in the study area(s) during a one-week period to generate
data on HVAC operation, environmental pollutants, and comfort factors. All building
characterization and monitoring was performed using standard procedures. Standard
measurement and strict quality assurance and quality control (QA/QC) procedures
were used to ensure the collection of high quality and comparable data.

5.	Occupants in the study area(s) were surveyed on perceived IAQ and health
symptoms using a self-administered questionnaire on Thursday of the week of field
monitoring.

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6. Data were validated and combined in a user-friendly database containing all of the
ORIA and ORD building studies data.

This document provides a detailed protocol for conducting the building investigations
and occupant surveys as described directly above. Activities described in this protocol
are initiated after the building has been selected for study and consent to study the
building has been given by the appropriate parties. This protocol covers data flow
through data collection, reduction, validation, and quality assurance (QA) review. The
software developed to collect information in the field defines and ensures that the data
entry format is compatible with the EPA database. Information regarding this software,
the Indoor Air Data Collection System (IADCS), is contained in Appendix H.

The activities and time schedule described in the protocol are outlined in Table 1-1.

Table 1-1 Overview of Field Data Collection Activities

Activity

Time

Initial Visit

As soon as possible after
building is selected

Study Area(s) Selection

During initial visit

Selection of Monitoring Locations within Study Area(s)

Monday

Study area(s) verification

Monday

Field Monitoring



Equipment preparation, setup, and calibration

Monday and Tuesday

Supply air and diffuserflow measurements

Tuesday

Building and study area(s) characterization

Tuesday to Thursday

Measurement of environmental pollutants and comfort
parameters

Tuesday to Thursday

HVAC measurements

Monday to Thursday

Questionnaire administration

Thursday

Field data check for completeness and validation

Thursday and Friday

Equipment take down, packing, and shipment

Thursday and Friday

As indicated in the table, pre-monitoring coordination with the building owner(s), building
manager(s), and tenant(s) should be performed as soon as possible after a building is
selected. It is important that the suitability of a building be established well ahead of
monitoring so that a field monitoring schedule can be developed. Study area(s) selection
is made at the building during the initial visit. Activities associated with the building and
HVAC characterization, as well as the comfort and environmental monitoring, are
performed during a one-week period. These activities begin with a building walkthrough

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and equipment preparation on Monday and conclude with packing and shipment of
equipment on Friday. On the Monday when field monitoring is initiated, the field team
leader meets with the building manager(s), tenant(s), and occupants, as appropriate, in
the selected study area(s) to explain the objectives and conduct of the study and
monitoring activities. The occupant questionnaire will be administered to the study
area(s) participants on Thursday of the monitoring week. The protocol assumes that the
buildings will be sequentially monitored on a weekly basis.

This protocol has been divided into seven sections as follows:

•	Section 1—Introduction

•	Section 2—Study Team Organization and Responsibility

•	Section 3—Initial Building Visit

•	Section 4—Selection of Study Area(s) and Monitoring Locations

•	Section 5—Building Characterization and Monitoring

•	Section 6—Administration of the Occupant Questionnaire

•	Section 7—Sample and Data Management

Each section will provide information on the procedures that are to be used. Supporting
information and a sample questionnaire are provided in the Appendices.

1.3 SUMMARY OF CHANGES TO MARCH 1993 DRAFT PROTOCOL

The original protocol for EPA's large building studies was dated March 1993. In February
1994, specific changes were made to the protocol that were documented in an updated
protocol with an effective date of June 1, 1994. The changes presented in the
June 1, 1994 protocol were documented in a section at the front of the protocol entitled
"Summary of Changes - Feb 1 94." Over the course of the field-monitoring portion of
ORIA's large building study (BASE), specific changes and procedural variations were
made to the June 1, 1994 protocol and were presented in an updated protocol with an
effective date of August 1, 1999. The changes presented in the August 1, 1999 protocol
were documented in a section at the front of the protocol entitled "Summary of
Changes - Aug 1 99."

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In the June 1, 1994 and August 1, 1999 protocols, the summary of changes were
documented only in the protocol section entitled "Summary of Changes," while the body
of these protocol versions remained unchanged. For this protocol, changes and
procedural variations made throughout the course of the study are included directly
within the text of this document. It is possible that other previously implemented EPA-
sponsored building studies (such as the TIME Study) may have conducted studies
following the activities documented in the March 1993 and June 1994 protocols.
Therefore, for informational purposes, a summary of these changes is presented for
each section of the protocol listed below:

•	Section 4.0, Selection of Study Area(s) and Monitoring Locations

•	Section 5.0, Building Characterization and Monitoring

Note that there were no changes made to the study team organization and
responsibilities (Section 2.0), to procedures to follow when implementing the initial
building visit (Section 3.0), to the administration of the occupant questionnaire (Section
6.0) or to the sample data and management (Section 7.0).

1.3.1 Changes to Section 4.0, Selection of Study Area(s) and Monitoring
Locations

•	Section 4.2.1 of the 1993, 1994, and 1999 protocols specified that the selection of
monitoring sites within the study area would be conducted after the building
preliminary visit but prior to the field monitoring week. However, this protocol has
been updated to specify that the site selection (fixed and mobile) will occur as early
as possible on the Monday morning of the field monitoring week.

•	The 1994 and 1999 protocols specified procedures for establishing the siting of
mobile monitoring locations within the test space. Section 4.2.1, Selection of
Monitoring Locations, specifies that three to ten indoor locations will be selected for
monitoring based on the number of occupants and/or the overall area of the space.
The selection procedure also specifies that mobile indoor monitoring locations be
established for every increase of ten occupants over the minimal 25, or for every
increase of 1,500 square feet over an estimated base of 10,000 square feet.

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This protocol has been updated to specify that the number of mobile monitoring sites
will be independent of the number of occupants in the test space. Five mobile sites
will be selected, which encompass three indoor fixed sites and an augmented fourth
site, designated as Fixed Site 2.

•	The 1993, 1994, and 1999 protocols specified procedures for establishing the siting
of outdoor monitoring locations. Section 4.2.3, General Guidelines for Citing Outdoor
Monitoring Locations, specified that if the outdoor monitoring location at the air intake
site cannot be secured, then real-time measurements were to be made in the
morning and afternoon of the monitoring day using the mobile monitoring cart. In this
case, the monitoring location for integrated samples was to be moved to a secured
site, such as a rooftop location.

This protocol has been updated to specify that the monitors and sensors placed
outdoors must be secured to prevent tampering or loss; however, if the outdoor
location at the air intake site cannot be secured, an appropriate location as close to
the outdoor air intake as possible should be chosen. Deviations from the siting
guidelines should be appropriately documented.

•	In the 1993 and 1994 protocols, Table 4-2 specified monitoring location 2 as only a
mobile monitoring location designated as M2. In June 1997 this site was added as an
augmented site where continuous monitoring of selected comfort parameters is
specified. Table 4-2 of this protocol has been updated to specify Fixed Site 2 (F2) as
an augmented site.

•	In the 1993 and 1994 protocols, Table 4-2 specified that all of the duplicate samples
should be collected at site F5. This protocol specifies that duplicate samples be
collected at a single indoor fixed site (F1, F3, or F5) and shall be placed based on
physical site restrictions.

•	In the 1994 and 1999 protocols, Table 4-2 specified that all duplicate samples should
be collected at site F1. Further, it was specified that if physical restrictions or other
limitations preclude this collocation of sampling devices, then the duplicates may be
collected across all of the fixed indoor sites. For example, volatile organic compound

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(VOC) duplicates may be collected at F1, particles at F3, and other duplicate
samplers at F5. This protocol specifies that duplicate samples be collected at a
single indoor fixed site (F1, F3, or F5) and shall be placed based on site physical
restrictions.

1.3.2 Changes to Section 5.0, Building Characterization and Monitoring

•	Section 5.2 of the 1993, 1994, and 1999 protocols, Environmental Measurements,
did not specify the measurement of viable and non-viable fungal spores as an
augmented parameter for integrated sampling. This protocol has been modified to
include the measurement of viable and non-viable fungal spores as an augmented
parameter. Starting in June 1997, viable and non-viable fungal spores were collected
using a Burkard spore trap sampler. Sampling locations are identical to those for air
biological sampling, as described in Section 5.3.3.

•	Table 5-3 of the 1993, 1994, and 1999 protocols specified that sound level
measurements were to be taken at selected workstations in the study space.
Section 5.3.5 of the 1993 protocol specified that sound level measurements be made
at the five indoor locations on Tuesdays of the study week at 10:00 a.m. and
3:00 p.m. Section 5.3.5 of the 1994 and 1999 protocols specified that real-time
sound level measurements were to be made during the mobile cart monitoring
rounds at each indoor site. It was further stated that the sound level measurements
were to be recorded at the center of a workstation adjacent to the monitoring
location. This protocol has been updated to specify that sound level measurements
are to be performed only at indoor fixed sites (F1, F3, and F5) using continuous
monitoring methods.

•	Table 5-3 of the 1993 protocol did not specify a sampling strategy for radon.
Table 5-3 of the 1994 and 1999 protocols specified that radon samples be collected
at selected ground floor locations, elevator shafts, and stairwells on the floor(s) of the
test space and at the fixed site sampling locations. The radon sampling strategy was
altered in the Winter of 1998. The current protocol specifies that radon samples now
be collected only at the fixed indoor sites (F1, F3, and F5) and study floor areas

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designated as potential pathways of soil gas from lower levels (stairwells, elevators,
exits, etc.).

•	Section 5.3.1 of the 1993 protocol, Real-Time Measurements- Mobile Cart, specified
that Luminance measurements are made during the mobile monitoring rounds.
Section 5.3.6 of the 1994 and 1999 protocols, Luminance Measurements, specified
that real-time luminance measurements be made during the mobile cart monitoring
rounds at each indoor site. The 1994 and 1999 protocols further stated that the
luminance level measurements were to be recorded at the center of a workstation
adjacent to the monitoring location. This protocol has been updated to specify that
luminance level measurements are to be performed only at indoor fixed sites (F1, F3,
and F5) using continuous monitoring methods.

•	The 1994 and 1999 protocols specified procedures for conducting mobile monitoring
at sampling sites within the test space. Section 5.3.1 of the 1994 and 1999 protocols,
Real Time measurements- Mobile Cart, specified the following procedures for mobile
monitoring.

When more than three indoor monitoring sites are being characterized in a test
space, one or more mobile carts will be configured with battery powered, real-
time monitors for CO, C02, temperature, relative humidity, noise, and
illuminance. The cart(s) will be configured so that measurements are conducted
at a height of 1.1 m (43.3 inches) above the floor. The monitors will be
interfaced with a datalogger for recording minute-by-minute instrument output on
a continuous basis. The dataloggers must be compatible with a portable
computer so all the data can be easily downloaded in the field.

The mobile cart(s) will be used for making measurements at all the indoor
locations. The cart will be moved to the first site no later than 9:30 a.m. and will
remain there for approximately ten minutes, after which it will be moved to the
second location, etc. The first five-to-seven minutes of each ten-minute period
are for movement between locations and instrument stability. Averaged
measurement values for the last 3 minutes will be stored in the datalogger

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The sequence will be repeated in the afternoon, starting no later than 2:30 p.m.,
with the sites visited in the identical sequence. The measurements will initiate
immediately upon arrival at the location and will be recorded directly into the
portable computer. When not used for mobile monitors, the cart will be
collocated with the fixed-site continuous monitors to collect data on
measurement precision.

The current protocol specifies that mobile monitoring be conducted at each of the five
mobile sites located within the test space. Measurements will be made with real-time
monitors measuring carbon dioxide (C02), temperature, relative humidity and air diffuser
volume flow rates. All measurements will be made at the supply air diffuser closest to the
given mobile site as described in Section 5.3.1.

•	Section 5.3.2 of the 1993 protocol specified that continuous monitoring of selected
parameters be conducted at a single indoor fixed site. This protocol specifies that
continuous monitors be placed at each indoor fixed site.

•	Section 5.3.2 of the 1994 and 1999 protocols specified that real-time monitors for
carbon monoxide (CO), C02, temperature, relative humidity, noise, and light will be
placed at the three indoor fixed sites (F1, F3, and F5). Section 5.3.1 of the 1993,
1994, and 1999 protocols, Real Time measurements- Mobile Cart, specified
duplicate continuous monitoring be implemented. In June 1997, continuous
monitoring at the duplicate site was discontinued as it was deemed redundant given
calibration frequencies. As a result, the duplicate sensors were moved to Mobile Site
2 (M2) (creating Fixed Site 2 [F2]), allowing for a better understanding of interspatial
variability within the study space. Continuous monitoring parameters at Fixed Site 2
included: C02, CO, relative humidity, and temperature (at four elevations). These
changes are reflected in the current protocol.

•	Figure 5-1 of the 1994 and 1999 protocols specified measurements to be made at
the indoor mobile cart locations. The 1994 and 1999 protocols specified that CO,
C02, temperature, relative humidity, luminance, and noise were to be measured at
each of the mobile monitoring locations. The current protocol specifies that C02,
temperature, relative humidity, and diffuser airflow be measured at the supply air

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diffuser closest to the mobile monitoring site. The parameters of CO, luminance, and
sound have been excluded.

•	Figure 5-1 of the 1993, 1994, and 1999 protocols specified measurements to be
made at the indoor fixed site locations. The 1994 and 1999 protocols specified that
PM2.5 sampling be conducted at one indoor and one outdoor site. The 1993 protocol
did not include PM2.5 sampling. The current protocol specifies that PM2.5 sampling be
conducted at each fixed indoor site (F1, F3, and F5) and at the outdoor site.

•	Section 5.3.3 of the 1994 and 1999 protocols, Integrated Samplers, specified that
microbiological source samples will be collected from the air handler drip pans, from
the carpet near the indoor fixed sites, and from other obviously biologically
contaminated areas. The samples were to be pooled by sample type and analyzed
for fungi and bacteria. Table 5-4 of the 1993 protocol specified that microbiological
source samples be collected as needed. The current protocol also specifies that
biological samples be collected from these sources; however, samples will be
analyzed individually as opposed to pooled to create a single sample. Further, the
current protocol specifies that samples be analyzed for fungal and bacterial content.
Bacteria samples will be cultured at incubation temperatures that target mesophilic
and thermophilic bacteria.

•	Section 5.3.3 of the 1994 and 1999 protocols, Integrated Samplers, specified that
integrated air bioaerosol samples be collected and characterized for fungi and
bacteria. Table 5-5 of the 1993 protocol specified that air bioaerosol samples be
collected and characterized for fungi and bacteria. The current protocol clarifies that
bacteria samples will be cultured at incubation temperatures that target mesophilic
and thermophilic bacteria.

•	The 1993, 1994, and 1999 protocols did not include antigen characterization as an
augmented parameter in samples of dust collected from floors or carpeting at each of
the three indoor fixed sites (F1, F3, and F5). The current protocol reflects the
addition of antigen analysis from dust samples as an augmented parameter.

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•	The 1993, 1994, and 1999 protocols specify volatile organic compounds (VOCs) as a
core measurement parameter using the SUMMA® canister sampling method. These
protocol versions did not include the Multisorbent tube sampling method as an
additional method to use for the collection of VOC samples. VOC results from these
samples may be used to supplement those from the SUMMA® canister sampling
method. The current protocol reflects the addition of the Multisorbent tube sampling
method as an additional method of collecting VOC samples. The current protocol
specifies that VOCs will be collected as a core measurement parameter collected
using both the SUMMA® canister and Multisorbent tube sampling method.

•	The 1993, 1994, and 1999 protocols did not include the continuous measurement of
C02 concentrations in the supply and return air streams of the AHU serving the test
space as an augmented parameter. Section 5.4, of the current protocol, HVAC
Measurements, reflects these changes.

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2.0 STUDY TEAM ORGANIZATION AND RESPONSIBILITIES

The activities described in this protocol may be performed by a potentially large number
of study teams. Each study team will be responsible for all data collection, data
reduction, and data entry activities associated with individual buildings or a group of
buildings monitored as part of EPA's large building studies. A conceptual study team's
internal organization and its relationship to EPA's program management are illustrated in
Figure 2-1. Each study team must designate a study team leader, field team leader,
analysis team leader, sample custodian, survey administrator, data management
specialist, and QA officer prior to field monitoring activities. In small organizations the
same individual can be designated to perform several of these functions. However, the
QA officer must be independent of the study team technical staff and routine sampling
and analysis activities to avoid the potential for conflict of interest.

Program management of EPA's large building studies was performed by an EPA project
manager with support, as required, from a designated EPA contractor. Responsibilities
for members of a study team's organization are listed in Table 2-1. The experience
requirements for each team member necessary to ensure program success are also
provided. EPA recognizes that differences in research organizations and individuals may
require changes to this proposed organization and alignment of responsibilities.
Figure 2-1 merely identifies those qualifications determined to be essential for
successfully conducting EPA's large building studies. Implementing the field portion of
the study suggests that an ideal field team would be comprised of four people: a field
team leader, a field technician, a sample custodian, and a ventilation or mechanical
systems measurement specialist. Qualifications and responsibilities of a four-person field
team may often overlap.

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Figure 2-1 Study Team Organization

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Table 2-1 Responsibilities And Qualifications For Study Team Members

Member

Responsibility

Qualifications

Study Team
Leader

Project management

Fiscal and technical management experience
for indoor air quality projects

Indoor air quality field monitoring expertise for
large buildings

Data processing and analysis expertise
Quality assurance/quality control expertise

Field Team
Leader

Manage field
measurement activities

Fiscal and technical management experience
for indoor air quality projects

Experience in coordination of field monitoring
programs for indoor air quality studies

Experience in characterization of HVAC
systems in large buildings and performance of
core HVAC measurements

Experience in field measurement of core
parameters in large buildings

Experience with field monitoring
instrumentation

Experience in data collection, documentation,
and field data processing

Senior Field
Technician

Sample collection and
field monitoring;
collection of information
on HVAC system(s) and
performance of core
HVAC measurements

Experience in field measurement of core
parameters in occupied buildings

Experience with field monitoring
instrumentation

Experience in characterization of HVAC
systems in large buildings and performance of
core HVAC measurements

Experience in the implementation of study
protocols and quality control procedures

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Table 2-1 Continued

Member

Responsibility

Qualifications

Field Technicians

Perform sample
collection and monitoring

Experience in field measurement of core
parameters in occupied buildings

Experience with field monitoring
instrumentation

Experience in the implementation of study
protocols and quality control procedures

Analysis Team
Leader

Manage data processing
and analysis task

Fiscal and technical management of tasks
involving processing and analysis of complex
data sets

Expertise in indoor air quality as related to
field sample collection and monitoring of
chemical and physical parameters, methods
of chemical analysis, and data analysis

Experience in quality assurance/quality
control

Analysis
Technicians

Process and verify data

Experience in processing and analysis of
physical and chemical measurement data

Experience in quality assurance/quality
control

Sample Custodian

Maintain inventory of all
materials required for
field sampling; transfer
unexposed and exposed
samplers between field
and laboratories;
maintain chain of
custody for all samples,
checklists,
questionnaires,
documentation forms,
and data

Experience in the management of sample and
data custody for large field monitoring
programs

Quality Assurance
Officer

Provide QA review and
documentation for field
operations, sample
analysis, data reduction,
and reporting

Experience with field monitoring for core
parameters

Experience with measurement methods for
core parameters

Experience with quality assurance/quality
control

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Table 2-1 Continued

Member

Responsibility

Qualifications

Survey
Administrator

Administer questionnaire
to building occupants;
collect questionnaires

Experience in management of survey projects

Experience in recruiting study participants and
administering questionnaires

Data Management
Specialist

Manage research team's
database

Experience in technical data management of
projects involving field measurements of
physical and chemical parameters

HVAC heating, ventilating, and air-conditioning

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3.0 INITIAL BUILDING VISIT

The field team leader or senior field technician makes an initial visit to each building as
soon as possible after the building is selected and recruited into the study. The
objectives of this visit are to verify the suitability of the building for the study, to identify
potential study areas for monitoring, to select one or more study areas for monitoring,
and to collect information that can be used to select monitoring locations within the study
area(s). Information on the whole building, including space use, occupancy, climate and
site, building equipment, and building envelope, is collected during the initial visit using
the Building Description Checklist included as Form A-1 in Appendix A of this document.
Information on pollutant sources are collected with a Source Information Checklist
(Appendix A, Form A-2). The IADCS allows direct entry of the checklist information on a
portable computer.2

The initial site visit includes the activities shown in Figure 3-1.

Figure 3-1 Activities for Initial Building Visit

1

Meet with building owner/manager

2

Collect background information on building

3

Collect information to identify potential study area(s)

4

Identify potential study areas

5

Randomly select study area(s)

6

Collect information on study area(s) to be used for selecting monitoring locations

1.	Meet with the building owner/manager to describe the overall study, monitoring
activities, time schedules, and information required to characterize the building.

2.	Collect background information on the building.

• Meet with the building HVAC engineer or other knowledgeable individual for an
overview of the HVAC system(s).

2 A 386 laptop computer was used with the IADCS data collection software. The performance
of this software on portable computers with higher processing speeds should be evaluated
prior to its use in the field.

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•	Collect available documentation, such as updated floor plans and HVAC plans
(may be obtained prior to initial visit, if possible).

•	Identify on floor plans the HVAC systems and air handlers serving each floor
and/or major area.

•	Perform a walkthrough to include the following activities:

-	Complete Building Description Checklist (Form A-1)

-	Complete Building Source Information Checklist (Form A-2)

3.	Collect information on walkthrough to identify potential study areas.

•	Prepare general diagram (sketch) of layout of each floor. This may be done using
a computer graphic program that allows information to be entered directly into a
portable computer. Alternately, the building floor plans may be used.

•	Estimate the number of occupants per floor.

•	Note low and high occupant density areas.

•	Note relative amounts of open and closed space and hallways on each floor.

•	Note special use areas (e.g., cafeterias, print shops, labs, etc.).

•	Verify HVAC systems and the number of AHUs serving each floor.

4.	Identify and number potential study areas within the building as specified in
Section 4.

5.	Randomly select study area(s) (with replacements) as specified in Section 4.

6.	Collect information on selected study area(s) to be used for selecting monitoring
locations.

•	Verify number of occupants in study area(s) by counting desks or workstations.

•	Use available floor plan (or sketch a floor plan) to mark the following:

-	Areas served by HVAC system or systems.

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- Special use areas (i.e., elevators, restrooms, conference rooms, storage
areas, copier rooms, and hallways).

Based on the initial visit, a building will be considered suitable for inclusion in the
monitoring study if it has at least one space that meets the criteria for the study area(s)
as outlined in Section 4.

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4.0 SELECTION OF STUDY AREA(S) AND MONITORING
LOCATIONS

4.1 STUDY AREA(S)

Figure 4.1 outlines the basic activities followed in selecting a study area in a building. A
study area is defined as the area in a building where occupant work space, HVAC
characterization, comfort and environmental measurements, and occupant response
data will be collected as part of this protocol. Table 4-1 shows the general criteria for
designating a building space as a study area. Included with each criterion is an
indication of whether it is a necessary or a preferred criterion. In each building, the study
area(s) will be randomly selected during the initial visit, as outlined in Table 4-1 and
described below.

Figure 4-1 Basic Activities for Selection of a Study Area in a Building

1

Gather information at building

2

Identify probable study areas

3

Identify all potential study areas

4

Assign all potential study areas a number

5

Select study area(s) using random number selection

1.	Collect information on the building's physical characteristics. Information will be
collected during the initial visit to the building, as described in Section 3.

2.	Identify probable study areas that meet criteria using the building floor plans, HVAC
information, and average occupant densities estimated for each floor.

3.	Identify all potential study areas that meet Table 4-1 criteria. Potential study areas
will be defined with no overlap between study areas. To the extent possible, all
occupied floor space within the building should be accounted for in the potential
study areas. Wherever possible, potential study areas should be selected using the
preferred criteria. All areas that meet either the necessary or preferred criteria will be
included for selection.

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4.	Assign each potential study area a number. Number assignments will be sequential.
Number one will be assigned to the space in the northernmost section of the lowest
floor. Numbers will then be assigned in a clockwise fashion on each floor. After all
numbers are assigned to potential study areas on one floor, the next number will be
given to an area on the next highest floor, again starting in the northernmost corner.
Remaining numbers will be assigned in a clockwise fashion. This procedure is
repeated on all floors until all potential study areas have been assigned numbers.

5.	Select the study area for monitoring from the potential study areas using a random
number generator. Two backup study areas will also be selected. These areas may
be used if conditions within the building have changed since the initial visit or if it
appears that a potential study area does not meet all criteria after more detailed
information is obtained.

Table 4-1 Criteria for Designating a Building Space as a Study Area(s)

Characteristic

Criteria

Necessary

Preferred

Number of
Occupants

25 occupants who work for 20 or
more hours/week and are
accessible to questionnaire

50 to 60 occupants who work for 20 or
more hours/week and are accessible to
questionnaire

Air Supply

Provided by no more than two air
handling units

Provided by one air handling unit

Test Space

Totally contained in a maximum of
three floors

Totally contained on one floor

Test Area

...

Not to exceed 20,000 square feet3

a Can be larger; however, deviation should be documented.

4.2 MONITORING LOCATIONS
4.2.1 Selecting Monitoring Locations

The selection of monitoring locations within the selected study space will be conducted
as soon as possible on Monday morning of the study week. Two types of monitoring
locations will be established: fixed and mobile. Integrated measurements will be
collected at three of the four fixed sites. Continuous measurements will be collected at

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the four fixed sites. Real-time measurements will be collected at the five mobile sites.
Four of the mobile sites will be co-located with the fixed indoor sites.3

Four fixed indoor monitoring locations will be established in each building. For three of
these fixed sites, integrated, continuous, and real-time monitoring will be conducted. At
the fourth fixed site, only continuous monitoring will be conducted. A fixed outdoor
monitoring location will also be selected during the initial field visit and should be as
close as possible to the fresh air intake of the primary AHU serving the test space.
Equivalent sample sets are collected at the three fixed indoor and fixed outdoor
locations.

Five mobile indoor monitoring locations will be established and will be co-located with
the fixed indoor monitoring locations.4 The selection of monitoring locations will be
conducted on the Monday morning of the field monitoring week.

The specific indoor locations are selected using the identification and random selection
process shown in Figure 4-2 and described below.

Figure 4-2 Procedure for Siting Monitoring Equipment

1

Divide the study area into 5m x 5m tiles

2

Remove individual tiles from study area, as required

3

Number tiles

4

Randomly select tiles that define monitoring locations

5

Site monitoring equipment within selected tiles

3	This is a change from the 1994 and 1999 protocols. These protocols specified that three
mobile sites were to be collocated with the fixed indoor sites and specified three indoor fixed
sites instead of four. In the 1993 protocol, siting requirements were not specifically called out
in this section. The current protocol description reflects changes made in June 1997. See
Section 1.3 for more details regarding protocol changes.

4	This is a change from the 1994 and 1999 protocols. These protocols specified that mobile
monitoring locations were to be established based on variations in the study space
occupancy or variations in the study space floor area. In the 1993 protocol, these
requirements were not specified in this section. For consistency, only five mobile sites were
selected (which encompass three indoor fixed sites and an augmented fourth: fixed site 2).
The current protocol description reflects these changes. See Section 1.3 for more details
regarding protocol changes.

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1.	Divide the study area into 5 meter (m) x 5 m tiles. Each tile represents a potential
monitoring location. Tiles will be defined so that there is no overlap between tiles and
all the space in the study area is defined within the tiles.

Although most of the study area should be defined in this manner, the size of some
tiles may require slight adjustment to accommodate the actual dimensions and
shape(s) of the study area.

2.	Remove tiles from consideration as monitoring locations, as specified by the
following criteria. In general, for a tile to be considered valid for potential selection,
more than 50% of the tile must include areas where full-time occupants are assigned
and conduct their normal work activities. Tiles that are comprised solely of
bathrooms, hallways, stairs, elevators, laboratories, cafeterias, conference rooms,
and other special use areas where full-time occupants are not assigned should be
removed from the tile selection process. This may require some minor modification to
the actual tile size as noted in step 1 above.

3.	Assign each valid tile a unique number in a sequential order. Number one will be
assigned to the tile in the northernmost section of the lowest floor in the study area.
Numbers will be assigned using a clockwise inward spiral on each floor. After all
numbers are assigned to tiles on one floor, the next number will be given to the area
on the next higher floor. Remaining numbers on the floor will be assigned using the
same clockwise inward spiral procedure.

4.	Select tiles that define the indoor monitoring locations using the following systematic
random sampling scheme. The potential number of tiles for monitoring (x) is divided
by the total number of indoor monitoring sites (y) to establish the interval between
monitoring sites (i). For example, for a study area with 100 tiles (x) and five indoor
monitoring sites (y), every 20th tile (i) will be selected (100 5 = 20). Use a randomly
generated start number to establish the base tile number. Using the calculated
interval number, establish the location for the remaining monitoring sites in a
sequential fashion. For example, using the 100-tile scenario above, the randomly
generated base number was 47; therefore, tile 47 is the base monitoring site.
Monitoring sites two, three, four, and five will then be located at tiles 67, 87, 7, and

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27, in that order. The first, second, third, and fifth randomly selected tiles will be
designated fixed indoor monitoring sites F1, F2, F3, and F5, respectively.5 All five
sites will be designated as mobile monitoring sites (M1, M2, M3, M4, and M5) with
M1, M2, M3, and M5 being co-located with F1, F2, F3, and F5, respectively.

5. If one or more of the randomly selected tiles are determined to be unusable, then
replacement tiles will be selected. Replacement tiles will be selected and assigned
as monitoring locations by using tile x - 1, then x + 1, etc. until a suitable tile is
found. Table 4-2 shows the type of monitoring that will be performed at the
monitoring locations 1 to 5 for this example.

5 This is a change from the 1994 and 1999 protocols. These protocols specified three fixed
sites where both integrated and continuous sampling were to be performed (F1, F3, and F5)
The 1993 protocol specified three fixed sites for integrated sampling of which one site was
used for continuous monitoring. The current protocol adds an augmented sampling site, F2,
reflecting changes made in June 1997. See Section 1.3 for more details regarding protocol
changes.

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Table 4-2 Monitoring Performed at Specific Indoor Monitoring Locations

Monitoring Location

ID Code

Type of Monitoring
Performed3

1

M1

Mobile



F1

Fixed-site continuous
Fixed-site integrated
Fixed-site integrated
duplicates'3

2

M2

Mobile



F2

Fixed-site continuous
(augmented)0

3

M3

Mobile



F3

Fixed-site continuous
Fixed-site integrated
Fixed-site duplicates'3

4

M4

Mobile

5

M5

Mobile



F5

Fixed-site continuous
Fixed-site integrated
Fixed-site duplicates'3

a Details for monitoring are described in Section 5.

b Indoor duplicate samples may be collected at either site F1, F3, or F5 and may be placed based on
site physical restrictions. Indoor duplicate samples shall not be collected across multiple fixed indoor
sites, (e.g. VOC duplicates at F1, particles at F3, and other duplicate samplers at F5).6
c This is a change from the 1993, 1994, and 1999 protocols. These protocols did not specify monitoring
at fixed site 2. The current protocol description reflects changes made in June 1997. See Section 1.3
for more details regarding protocol changes.

4.2.2 General Guidelines for Siting Indoor Monitoring Locations Within a Tile

During field data collection, monitors may be sited at any location in the selected tile
using the following general guidelines.

• Monitoring/sampling should be conducted at a location within the tile that represents
the primary workstation layout and work activities.

6 This is a change from the 1994 and 1999 protocols. These protocols specified that duplicate
samples be collected at site F1. These protocols further specified that physical restrictions
existed, duplicate samples may be collected across multiple sampling sites. The 1993
protocol specified duplicate samples to be collected at site F5. See Section 1.3 for more
details regarding protocol changes.

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•	Locations should be selected to minimize impact on work activities within the tile.

•	Locations should be at least one-half (0.5) meter from corners or windows. In cases
where it is not possible to locate a monitoring site at least one-half (0.5) meter from a
corner, the placement issues should be appropriately documented. In all cases,
however, the monitoring site shall be at least one-half (0.5) meter from a window.

•	Locations should be at least one-half (0.5) meter from walls, partitions, and other
vertical surfaces (e.g., file cabinets). Again, it is understood that meeting this
preference may be difficult in some office spaces, given the limitations in typical
office environments. In cases where this preference cannot be met, the placement
issues should be appropriately documented.

•	Locations should not be directly under or in front of air supply diffusers, induction
units, floor fans, or heaters (personal), etc.

•	Locations should not be where direct sunlight will impact instrumentation.

•	Locations in hallways or passageways are not preferred.

•	Locations should not be within one (1) meter of localized sources such as
photocopiers, printers, or cigarette smokers.

•	Locations may not obstruct or interfere with occupant egress from the study area
under normal or emergency situations.

•	Inlets of samplers at indoor locations should be placed at a height of 1.1 m above the
floor (see protocol for temperature measurements for additional sampling heights for
this parameter).

4.2.3 General Guidelines for Siting Outdoor Monitoring Locations

•	One outdoor location will be selected at each building.

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•	The location should be in close proximity to the outdoor air intake of the primary AHU
serving the study area. The location will be dependent on the HVAC system design
and accessibility.

•	If possible, the location should have access to a 110V AC power supply;
alternatively, batteries can be used to operate all of the pumps and instrumentation.

•	The location may be on a roof or at ground level, whichever allows proximity to the
outdoor air intake.

•	If monitors and sensors are placed outdoors, they must be enclosed in an
appropriate shelter to shield them from direct sunlight and moisture. Even if poor
weather is not forecasted, the shelter must be used in order to maintain consistent
collection conditions.

•	Monitors and sensors placed outdoors must be secured to prevent tampering or loss.
If the outdoor location at the air intake site cannot be secured, an appropriate
location should be chosen as close to the outdoor air intake as possible. Outdoor
continuous monitoring and integrated sampling should be conducted at the outdoor
fixed site.7

•	Monitor inlets and sensors should not be placed directly in front of the outdoor air
intake. They should be located approximately one meter away from the edge of the
air intake. Monitor inlets and sensors should be at least 1.8 m (6 feet) above ground
level or the roof.

4.2.4 Deviation From Siting Guidelines

•	Document all deviations from the siting guidelines on documentation form for the
measurement parameter.

7 This is a change from the 1993, 1994, and 1999 protocols. These protocols specified that
when the outdoor monitoring equipment could not be secured, a mobile cart was used to
record outdoor parameters at the intake at specific periods of the day. The current protocol
description reflects the changes made. See Section 1.3 for more details regarding protocol
changes.

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5.0 BUILDING CHARACTERIZATION AND MONITORING

The measurement of various physical, comfort, and environmental parameters in the
study area(s) is an important component of EPA's large building studies. This section
describes the core parameters to be measured, the measurement protocols, and the
schedule of activities at each building.

Measurement parameters have been categorized as core or augmentation parameters.
Core parameters are those parameters for which measurements were required for all
EPA-sponsored building studies and met the following general criteria. First, they should
provide physical, comfort, or environmental information pertaining to the study area(s)
that is considered necessary for characterizing the overall quality of the indoor
environment. Second, standard methods should be employed that provide measurement
data with sufficient sensitivity, selectivity, precision, and accuracy to adequately
characterize the indoor environment as it exists in a range of large buildings. Third,
measurement methods for core parameters should be easy to implement in the field and
create minimal burden on the building space and occupants during monitoring. Finally,
methods for core parameters should be relatively inexpensive to perform. Augmentation
parameters are additional parameters that were measured at some of the buildings in
the program. Measurements of augmentation parameters were considered for inclusion
at selected buildings based on considerations of the research objectives, historical data,
potential for integration of the measurement results with other studies, and other factors,
as deemed appropriate by the EPA Program Manager. Table 5-1 summarizes the core
parameters and sample collection methods that were measured during EPA's large
building studies. Information on augmentation parameters is given in Appendix B.

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Table 5-1 Core Parameters and Sample Collection Methods

Parameter

Sampling Method/Device

Real-Time Monitors

Air Temperature (Dry Bulb)

Sensor

Relative Humidity

Sensor

CM

O
O

Monitor/Pump

CO

Monitor/passive diffusion or pump

Sound Level

Sensor (microphone)

Illuminance

Sensor (light)

Integrated Samples

Inhalable Particles (PM2s)

Pump/size selective impactor, filter

Inhalable Particles (PM10)

Pump/size selective impactor, filter

Volatile Organic Compounds

Pump, Multisorbent cartridge and SUMMA®
canister

Formaldehyde

Pump, DNPH cartridge

Bioaerosols

Pump/size selective impactor, agar media

Radon

Passive diffusion charcoal canister

Other Samples

Bulk Biologicals3

Sterile disposable pipettes, sterile sampling
bottles, sample collection bags

HVAC Measurements

Supply/Return Airflow Rate

Duct traverse/pitot tube0

Supply/Return Air Temperature

Sensor

Supply/Return Air Relative Humidity

Sensor

Percent Outdoor Air Intake—Outdoor, Supply,
Return Air

C02 monitor

Outdoor Air Intake Rate

Duct traverse/pitot tube0

Exhaust Fan Airflow Rate

Flow capture hood, duct traverse/pitot tube0

Supply Diffuser Airflow Rate

Flow capture hood

Supply Diffuser Temperature

Sensor

Supply Diffuser Relative Humidity

Sensor

Supply Diffuser Carbon Dioxide

Sensor

CO2 carbon dioxide
CO carbon monoxide

PM2.5 inhalable particles with an aerodynamic diameter less than or equal to 2.5 microns
PM10 inhalable particles with an aerodynamic diameter less than or equal to 10 microns
DNPH dinitrophenyl hydrazine

a Bulk samples from obviously contaminated sources (i.e., drip pans, ducts) are also collected for

determination of bacteria and fungi.
b May be performed with pitot tube, hot-wire anemometer, or comparable sensor.

5.1 COLLECTION OF INFORMATION ON THE BUILDING AND STUDY AREA(S)

A set of checklists have been developed (Table 5-2) to consistently collect information
on the whole building and on the study area(s). A copy of the checklists developed to
collect the information is included in Appendix A. Although the data may be entered

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directly into the IADCS on a portable computer (see Appendix H), it is generally
advisable to also document this information in a hard copy format to ensure that a
backup is maintained. Information can readily be entered into the IADCS software
shortly after the initial visit.

Information on the whole building is collected using the Building Description portion of
the Building Survey section of the IADCS. This information is completed during the initial
visit to the building, as described previously in Section 3. When the field team returns to
the building to perform the monitoring, the field team leader reviews the entries to these
checklists to verify the previous information collected and to record any changes that
may have occurred since the previous site visit.

Table 5-2 Checklists for Collecting Information on the Building and Study Area

Data Collection Instrument

Form Number

Building Description Checklist

A-1

Building Source Information Checklist

A-2

Test Space Description Checklist

B-1

Test Space Source Information Checklist

B-2

Test Space HVAC System Description Checklists



• Central Air Handling and Distribution System

C-1

• Perimeter Zone Units

C-2

• Unitary Systems

C-3

• Evaporative Cooling Systems

C-4

• Outdoor Air Intake Control

C-5

• Natural Ventilation Systems

C-6

• Air Handler Specifications

C-7A

• Exhaust Fan Specifications

C-7B

• Filtration and Air Cleaning Systems

C-8

• Air Washers

C-9

• Humidification Systems

C-10

• Maintenance

C-11

• Inspection

C-12

* Checklists are adapted for collection and storage using the IADCS on a portable computer.

Information on the study area(s) (sometimes referred to as the test space) and specific
sources will be collected during the week of measurements at the building using the
appropriate sections of the IADCS Building Survey. It is preferred that these checklists
are initiated early in the week to allow time for completion while still in the building. The

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data should be completed at all buildings by the same team member, preferably either
the field team leader or senior field technician, to ensure consistency.

5.2 ENVIRONMENTAL MEASUREMENTS

Environmental monitoring includes measurements for both comfort factors and
environmental pollutants. Table 5-3 summarizes information on the environmental
measurements included in EPA's large building studies. The type of monitoring to be
performed and general considerations for inclusion as a core parameter are also given.
Monitoring will be performed with both real-time and integrated measurement methods,
as described below.

Abbreviated protocols for each parameter are included in Appendix C of this document.
Each protocol describes the measurement method, performance requirements,
instrument requirements, calibration requirements, and QA/QC requirements.

Core comfort parameters include temperature, relative humidity, C02, sound level, and
illuminance. All of these parameters can be measured with portable, "real-time"
monitors. Quality of light (luminance and color) is considered to be an augmentation
parameter. Although measurements of lighting quality parameters may be useful, their
measurement and interpretation are complex, and standardized protocols that are
applicable to large building studies have not been developed and validated. Although
standard procedures are not available to quantitatively measure odor and odor
perception, qualitative information related to odors will be collected by the research team
during the monitoring period using the standardized checklist described in Section 5.3.7.

CO, particles (PM2.5 and PM10), VOCs, formaldehyde (HCHO), bioaerosols (fungi,
mesophilic bacteria, and thermophilic bacteria) and radon are included as core
parameters in the pollutant category. For VOCs, measurements are conducted using the
SUMMA® canister and Multisorbent tube sampling method. The measurement of fungi
and bacteria in bulk source samples collected from areas with noticeable biological
growth is also a core parameter. Although there continues to be controversy with regard
to the appropriate measurement protocols and the utility of the microbiologicals data, it is
important that a database of bioaerosol measurements be developed. This study

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provides an opportunity for developing such a database. The measurement of viable and
non-viable fungal spores is included as an augmented parameter.8 Nicotine and
acetaldehyde may be included as augmented parameters (Appendix B). Several
pollutants, including ozone and oxides of nitrogen, were considered but not
recommended for inclusion in the program.

This is an addition to the 1993, 1994, and 1999 protocols. This change was made in June
1997. See Section 1.3 for more details regarding protocol additions.

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Table 5-3 Core Environmental Measurement Parameters

Parameter

Monitoring Method

Comment

Comfort Factors

Temperature

Real-time monitor

Air temperature (dry bulb) will be
measured. Important comfort factor;
easy to measure.

Relative humidity

Real-time monitor

Important comfort factor; easy to
measure.

Carbon dioxide (C02)

Real-time monitor

Provides information on building
ventilation; easy to measure.

Sound level

Real-time monitor

Sound level characteristics.9 Easy to
measure.

Illuminance

Real-time monitor

Illuminance is a measure of light
intensity. Easy to measure.

Pollutants

Carbon monoxide (CO)

Real-time monitor

A moderately important pollutant for
large buildings; few sources. May be
significant outdoor sources at some
buildings. Relatively easy to measure.

Particles (PM2 5 and PM-|0)

Collection/analysis

Particles will be collected on filters and
mass determined. PM25 and PM10 can
be related to NAAQS.

Volatile organic compounds
(VOCs)

Collection/analysis

VOC levels have been related to health
and comfort concerns. VOCs will be
collected in SUMMA® canisters, and
using the multisorbent tube sampling
technique. Samples will be analyzed by
GC/MS, using relatively standardized
methods. Total VOCs, aromatics,
aliphatics, and selected chemicals will
be quantitated.

Formaldehyde

Collection/analysis

Common emission sources in many
buildings. Implicated in health concerns
that are occasionally observed in
buildings, including headache and
fatigue. Standard methods are
available. Acetaldehyde may be
measured as an augmentation
parameter.

9 This is a change from the 1993, 1994, and 1999 protocols. The 1993 protocol specified
sound measurements to be conducted at the fixed sites only on Tuesday of the monitoring
week. The 1994 and 1999 protocols specified sound measurements to be made during the
mobile monitoring rounds at workstations near the fixed sites. The current protocol
description reflects the changes made. See Section 1.3 for more details regarding protocol
changes.

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Table 5-3 Continued

Parameter

Monitoring Method

Comment

Bioaerosols

Collection/analysis

Culturable airspora will be sampled. An
expanded high quality database
reflecting the spatial and temporal
variability for bioaerosols is needed.
Non-culturable spores may be
measured as an augmentation
parameter.

Radon

Collection/analysis

Samples will be collected at possible
entry points to the study area such as
elevator shafts and stairwells and at the
fixed indoor sampling locations.
Methods and sampling protocols will
follow EPA/NAREL
recommendations.10

Biological agents in
bulk samples

Collection/analysis

Integrated bulk samples will be
collected from the air handler drip pans,
from the carpet near the fixed indoor
sites, and from other obviously
biologically contaminated areas within
the test space. Dust will be collected
from a minimum of one square meter of
carpet near fixed indoor sites. These
samples will be analyzed for bacteria
and fungi. Antigen analysis of bulk
carpet dust samples may be added as
an augmented parameter.

5.3 MEASUREMENT METHODS AND MONITORING REGIME

As shown in Table 5-3, the monitoring and measurement methods can be categorized
as either real-time or integrated measurements. Methods that use real-time instruments
are used to sample and measure the parameter continuously. Instantaneous
measurements may be recorded or they may be averaged over a designated time
interval. When these monitors are portable, they can be moved throughout the test
space to perform measurements at several locations. Other parameters (e.g., VOCs)
require methods for collection of samples over a selected (integrated) time period in the
field. The collected sample is then sent to a laboratory for analysis. These methods are
used to collect samples at fixed sites. For this study, integrated samples will be collected

10 This is a change from the 1994 and 1999 protocols. These protocols specified that radon
canisters were to be placed primarily at ground contact floors with at least one canister per
5,000 square feet. The current protocol description reflects changes made in Winter 1998.
See Section 1.3 for more details regarding protocol changes.

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during a nominal nine-hour period equating to the normal occupant working hours.
Integrated bioaerosol samples are also collected over an integrated period, but over a
very short (minutes vs. hours) time period.

5.3.1 Real-Time Measurements—Mobile Cart11

A mobile cart will be used for making measurements at all of the indoor mobile locations
during the periods between 9:30 - 10:30 a.m. and 2:30 - 3:30 p.m. on both Wednesday
and Thursday. Typically, there will be five mobile sites collocated with four fixed indoor
sites. The mobile cart will be configured with battery powered, real-time monitors for
C02, temperature, and relative humidity. In addition, the mobile monitoring cart will
include an airflow capture hood that will be used to record the supply air delivery from
the air outlet diffuser(s) closest to the mobile monitoring site.

The cart will be moved to the first site no later than 9:30 a.m. At the first site,
measurements will be taken of C02, temperature, and relative humidity at the air outlet
diffuser(s) closest to the indoor fixed site. Sensors will remain at the air outlet diffuser for
approximately three to five minutes to allow the readings to stabilize. Air volume delivery
will be measured from the air outlet using an airflow capture hood. Qualitative
information related to odors, cleanliness, and noise are collected at each mobile site
using the standardized checklist described in Section 5.3.7. All real-time data and
qualitative information is recorded on appropriate log sheets and is subsequently
entered into IADCS on a portable computer. The process and collection of data is
completed at each of the indoor fixed sites. The sequence will be repeated in the
afternoon, starting no later than 2:30 p.m., with the sites visited in the identical
sequence.

11 This is a change from the 1993, 1994 and 1999 protocol. These protocols specified that a
single mobile cart was to be used at each mobile site. The cart would remain at the site for a
period often minutes collecting data on parameters such as CO, C02, temperature, relative
humidity, noise, and illuminance, (the 1993 protocol did not specify noise monitoring) In each
of these protocols, it was specified that monitoring would be conducted at the mobile site
instead of at the air outlet diffuser closest to the site. The current protocol description reflects
the changes made. See Section 1.3 for more details regarding protocol changes.

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A typical layout of measurement locations and comfort/environmental parameters for
four fixed indoor, five mobile indoor (four being at the identical locations of the four fixed
indoor sites), and one outdoor monitoring location are diagrammed in Figure 5-1.

5.3.2 Real-Time Measurements—Indoor and Outdoor Fixed Sites

Real-time monitors for CO, C02, relative humidity, noise, and light will be placed at the
height of 1.1 m above the floor at three fixed indoor sites (F1, F3, and F5) as shown in
Figure 5-1.12 Real-time monitors for CO, C02, temperature, and relative humidity will be
placed at fixed site 2. Temperature measurements will be recorded at heights of 0.1, 0.6,
1.1, and 1.7 m above the floor. Each parameter will be continuously recorded over an
approximate three-day period at the building (Tuesday, a.m., to Thursday, p.m.). The
real-time data will be output to a datalogger, with five-minute averages collected for
future processing. Data will be downloaded each day using a portable computer.

At the outdoor location, which should be near the outside air intake for the study area(s)
(see Section 4 for details on siting), a fixed-site monitoring station will be established
with CO, C02, temperature, and relative humidity or dew point monitors. Data will be
recorded continuously with a datalogger using a five-minute average as a collection
frequency. At the end of each day, the data will be downloaded into the portable
computer. In situations where the fixed-site monitoring equipment cannot be secured at
the outdoor site and meet the requirement for being near the outdoor air intake (e.g.,
ground level intakes), the fixed site monitoring equipment shall be located in a secure
outdoor location as close as possible to the AHU outdoor air intake.13 Deviations from
the siting requirements shall be appropriately documented.

12	This is a change from the 1994 and 1999 protocols. These protocols specified that light
measurements were considered an augmented parameter to be implemented when possible.
Also, real time monitoring was specified to occur at three indoor fixed sites instead of four.
The 1993 protocol specified that continuous monitoring be implemented at only one fixed site.
The current protocol reflects the changes made. See Section 1.3 for more details regarding
protocol changes.

13	This is a change from the 1994 and 1999 protocols. These protocols specified that when the
outdoor monitoring equipment could not be secured, a mobile cart was used to record
outdoor parameters at the intake at specific periods of the day. The current protocol
description reflects changes made. See Section 1.3 for more details regarding protocol
changes.

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Routine hourly meteorological parameter data (wind direction, wind speed, ambient
temperature, ambient relative humidity, precipitation, and solar radiation) will be
collected from the local National Weather Service activity and reported for inclusion in
the EPA database.

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Study Area

Outdoors

M1

F1

F1-DUP3

C02

CO

VOC

T

C02

HCHO

RH

T

PM10

DIFF

RH

PM25



LUX

BIO



NOISE





VOC





HCHO





PM10





PM25





BIO



M4

C02
T

RH
DIFF

M2

F2

C02

CO

T

C02

RH

T

DIFF

RH

M3

F3

C02

CO

T

C02

RH

T

DIFF

RH



LUX



NOISE



VOC



HCHO



PM10



PM25



BIO

OUTDOOR

OUTDOOR-DUP

CO VOC

VOC

CO2 HCHO

HCHO

T PM10

PM10

RH PM25

PM25

BIO

BIO

M5

F5

C02

CO

T

C02

RH

T

DIFF

RH



LUX



NOISE



VOC



HCHO



PM10



PM25



BIO

ABBREVIATIONS

Monitoring Sites
M=Mobile
F=Fixed
BIO = Bioaerosols
LUX = Illuminance
DIFF = Diffuser airflow

Indoor duplicate samples may be collected at either
site F1, F3, or F5 and may be placed based on site
physical restrictions. Indoor duplicate samples shall
not be collected across multiple fixed indoor sites
(e.g., VOC duplicates at F1, particles at F3, and
other duplicate samplers at F5).

Changes were made to the 1993, 1994, and 1999
protocols regarding measurements to be made at
the indoor fixed and mobile sites. For mobile
monitoring sites, the measurement of CO,
Illuminance, and noise was excluded while site
diffuser measurements were added. At the fixed
sites, PM2.5 sampling was added for all sites. See
Section 1.3 for more details regarding protocol
changes.

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5.3.3 Integrated Samplers

As described in Section 4, integrated air samples for VOCs, formaldehyde, and particles
(PM10 and PM2.5) will be collected on one day (Wednesday) at a height of 1.1 m above
the floor at the three fixed sites (F1, F3, and F5) within each building study area and the
outdoor fixed-site location. Figure 5-1 shows that duplicate samples will be collected at
one fixed indoor site and the outdoor site. The integrated samples will be collected over
a nominal nine-hour period from approximately 8:00 a.m. to 5:00 p.m., ±30 minutes,
equating to the anticipated normal daytime working hours. The start and end time may
require adjustment based on the normal working hours within the test space.

At the outdoor location, integrated samples for VOCs, formaldehyde (and acetaldehyde
if applicable), PM10, and PM2.5 will be collected in duplicate from approximately 7:30 a.m.
to 5:30 p.m. on Wednesday. Outdoor sampling should always be initiated before the
indoor monitoring starts and should end after the completion of the indoor integrated
samplers. The collection of duplicate outdoor samples should substantially improve data
completeness.

Bioaerosol samples (fungi, mesophilic bacteria, and thermophilic bacteria) will be paired
as two and five minute samples and will be collected at the three indoor fixed-site
locations and at the outdoor location. The samples will be collected on Wednesday
(only) at approximately 10:30 a.m. and 3:30 p.m. (±30 minutes) following completion of
the mobile cart monitoring. As shown in Figure 5-1, samples will be collected in duplicate
at one indoor and the outdoor location.

The measurement of viable and non viable spores may be collected as an augmented
parameter. Samples will be collected on Wednesday (only) at approximately 10:30 a.m.
and 3:30 p.m. in coincidence with bioaerosol samples described above.

Integrated source samples for microbiological contamination will also be collected from:
AHU drip pans, interior AHU sections or coils, and areas with obvious water damage and
biological contamination. Samples will be analyzed individually for fungi, mesophilic
bacteria, and thermophilic bacteria. These source samples can be collected at any time
during the Tuesday to Friday period, but preferably on Thursday, as no other integrated

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sampling is conducted on that day. Dust samples within a 1 square meter area will be
collected in close proximity to each of the three indoor fixed sites where integrated
sampling is conducted. Samples will be analyzed individually for bacteria, fungi, and
thermophilic bacteria. Dust samples will be collected on Thursday. As an augmented
parameter, a portion of the dust collected at each fixed site may be split from the sample
and sent out for antigen analysis.

5.3.4	Radon Sampling

Radon will be sampled using diffusion-barrier charcoal canisters. The canisters will be
deployed on Monday soon after arrival of the field team. They will be retrieved 72 hours
after being deployed and shipped to the laboratory on Thursday for analysis on Friday.
The canisters will be deployed at each of the three indoor fixed sites and at entry
locations to the study space, such as stairwells, elevator lobbies, etc.14

5.3.5	Sound Level Measurements

Sound level measurements will be made continuously at the three fixed indoor locations
designated as F1, F3, and F5. Measurements will be made at a height of 1.1 m.

5.3.6	Illuminance Measurements

Illuminance measurements will be made continuously at the three fixed indoor locations
designated as F1, F3, and F5.15 Measurements will be made at a height of 1.1 m.

5.3.7	Monitoring Period Observations Checklist

During the two daily mobile cart monitoring periods, the researcher will record
observations made at each location related to odors, noise, housekeeping, and pollutant

14	This is a change from the 1994 and 1999s protocol. The 1994 and 1999 protocol specified
that radon samples be collected at selected ground floor locations, elevator shafts, stairwells
on the floor(s) of the test space and at the fixed site sampling locations. See Section 1.3 for
more details regarding protocol changes.

15	This is a change from the 1993, 1994, and 1999s protocol. The 1993 protocol specified that
illuminance measurements were to be made at all mobile sites during the mobile monitoring
rounds. The 1994 and 1999 protocols specified that illuminance measurements were to be
made during the mobile cart monitoring round at a workstation adjacent to the site. See
Section 1.3 for more details regarding protocol changes.

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sources using a standardized checklist (see Appendix D). These observations, although
subjective, may aid in the interpretation of the measurement data. The observations will
be entered into a checklist in the portable computer.

5.3.8 Number of Measurements to Be Made

The number of measurements to be made at each building is presented in Table 5-4.
Two mobile cart measurements are made each day at the indoor locations. At the fixed-
site indoor and outdoor locations, data will be collected continuously for various
parameters during the two to three day monitoring period. Five-minute averages will be
downloaded from the datalogger. In naturally ventilated buildings, C02 measurements
will also be calculated as 15-minute averages (see Section 5.4).

Integrated samples will be collected on only one day at the three fixed indoor locations
(F1, F3, and F5) and one fixed outdoor location. Bioaerosol samples will be collected at
all three fixed indoor locations and at the outdoor location, twice on one day
(Wednesday morning and afternoon). Grab samples of biologically contaminated bulk
samples will be collected on Thursday from the HVAC drip pans, the carpeting or
flooring at the three fixed indoor sites, and at other locations where noticeable biological
contamination is observed. The number of radon samplers to be deployed will be a
function of the study area size and the number of possible entry points to the study area.

In addition to the field samples, various quality control (QC) samples will be analyzed.
These will include the QC samples provided by the research organization and those
provided by EPA. The minimum number of field and QC samples to be analyzed per
building are listed in Table 5-5. At each building, one field blank and one duplicate
sample are required for each type of integrated sample. As described previously, PM2.5,
PM10, HCHO, and VOC samples will be collected and analyzed in duplicate at the
outdoor location to maximize data completeness. Table 5-6 shows the samples that
must be analyzed before the program is initiated as an initial demonstration of laboratory
capability.

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Table 5-4 Number of Measurements to be Performed for Comfort and Environmental
Characterization

Measurement
Type/

Number
of Indoor

Number of
Measurements per
Indoor Location

Number of Outdoor
Measurements

Total
Number of
Measure-

Parameter

Locations

Tue.

Wed.

Thu.

Tue.

Wed.

Thu.

ments a

Real-Time (Mobile) Monitoring

Temperature

5

--

2

2

--

--

--

20

Relative
Humidity

5

--

2

2

--

--

--

20

CM

O
O

5

--

2

2

--

--

--

20

Diffuser Air
Volume

5

--

2

2

--

--

--

20

Fixed-Site Continuous Monitoring

Temperature

I

CO

C

C

C

C

c

C

48 - 54c

Relative
Humidity

I

CO

C

C

C

C

c

C

48 - 54c

CO

I

CO

c

C

C

c

c

c

48 - 54c

co2a

I

CO

c

C

C

c

c

c

48 - 54c

Noise

3

c

C

C

"

"

"

O

OO

Light

3

c

C

C

—

"

"

O

OO

Fixed-Site Integrated Samples

LO

N
CL

3

0

1

0

0

1

"

4

PM-io

3

0

1

0

0

1

"

4

VOCs8

3

0

1

0

0

1

"

4

Formaldehyde

3

0

1

0

0

1

"

4

Radon

3+T

"

--

--

"

"

"

t

Bioaerosol
(air)

3

"

6

0

0

6

"

24

Bioaerosol

(fungal

spores)

3



2

0

0

2



8

Biological Grab Samples

Bulk Samples

--

"

--

"

"

--

"

3

CO2 carbon dioxide
CO carbon monoxide

C continuously monitored using five-minute averages

PM2.5 inhalable particles with an aerodynamic diameter less than or equal to 2.5 microns
PM10 inhalable particles with an aerodynamic diameter less than or equal to 10 microns
VOC volatile organic compound



a Field measurement samples only. Does not include duplicates or quality control samples.
b Real-time measurements performed at the five indoor locations once in the morning and once in the

afternoon on each day.
c Minimum number of hourly averages.

d Number of samples for environmental characterization. CO2 measurements will also be made

for the HVAC characterization.
e Samples will be collected using the SUMMA canister and multisorbent tube sampling technique.
f Three radon samples will be collected at the indoor fixed sites. Additional samples will be deployed

based on study space size and the number of possible entry points to study space.
g Bulk samples (AHU drip pans, carpet, other obviously contaminated areas).

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Table 5-5 Number of Integrated Samples to be Analyzed from Each Building



Number of Samples

Parameter

Field Samples

Field Blanks

Duplicates3

QAb

Total

LO

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Table 5-6 Samples Required for Initial Demonstration of Laboratory Capability

Sample

Number

Purpose

Laboratory blanks

3

Demonstrate low background contamination

Laboratory control—spiked at
moderate level

3

Demonstrate adequate recovery

Laboratory control—spiked at
low level

7

Calculate method quantitation limit

5.4 HVAC MEASUREMENTS

Core HVAC measurement parameters are shown in Table 5-7. Measurement protocols
and forms for data collection are included in Appendix E of this document. These forms
emulate the computer screen mock-ups as contained in the IADCS software.

Supply airflow rate, percent outdoor air intake rate, outdoor air intake rate, and supply air
temperature will be measured for each AHU that serves the study area(s) in
mechanically ventilated buildings. HVAC and diffuser measurements will be conducted
as outlined below.

a.	Monday and Tuesday. The HVAC system will be characterized as outlined in
Appendix E, Form E-1, and the ductwork prepared (as necessary) for airflow
measurements and system monitoring to be performed. Measurement of all test
space exhaust fan(s) airflow rates will be measured with a flow capture hood once
during the week, either on Monday or Tuesday. As an augmented measurement
parameter, continuous C02 concentration measurements may also be made
simultaneously in the AHU supply and return air stream and at the AHU outdoor air
intake.16 If these measurements are to be performed, the monitoring systems should
be setup on Monday and monitoring initiated on Tuesday afternoon.

b.	Tuesday, 1:00 - 5:00 p.m. The performance of the AHUs supplying air to the test
space will be determined by simultaneously measuring the supply air flow and the
flows from preferably all of the diffusers in the test space. In some buildings, the
number of diffusers within the selected test space may require resources exceeding

16 This is an addition to the 1993, 1994, and 1999 protocols. This change was made in Winter
1995. See Section 1.3 for more details regarding protocol additions.

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those available. When this occurs, a random sample consisting of a minimum of 50%
of the diffusers in the test space will be monitored, including the diffusers nearest to
each of the indoor monitoring locations. This activity should be appropriately
scheduled and completed within this four-hour period to minimize the potential
influence by a variable air flow system.

c.	Wednesday and Thursday. HVAC system performance measurements will be made
at the same time that environmental measurements are made with the mobile cart,
i.e., 9:30 a.m. and 2:30 p.m. on Wednesday and Thursday. Each measurement is
briefly described in Table 5-7 and is described in detail in Appendix E. Outdoor,
return, and supply air flow stream temperatures, relative humidity levels, C02 levels,
and flows will be measured. During this same period, the temperature, relative
humidity, C02, and flow from the diffuser closest to each mobile site will also be
measured. The technician performing the mobile monitoring will also check to see if
the exhaust fans are operating at approximately 10:30 a.m. and 3:30 p.m.

d.	Thursday and Friday. Additional information pertaining to the AHU(s) may be
collected during this period to complete the Appendix E, E-form narratives.

In naturally ventilated buildings, the core parameters to be measured include:
(1) continuous carbon dioxide measurements, (2) measurements of exhaust fan airflow
rate, and (3) the twice-daily check of exhaust fan operation. The continuous C02
measurements, described in Form E-5 of Appendix E, consist of measurements of C02
at three indoor locations throughout the day on both days of monitoring. C02 monitors
will be available for measurements at fixed sites F1, F2, F3, and F5 (See Figure 5-1).
Data will be recorded continuously with the datalogger.

Research teams may propose protocols for air infiltration rate measurements (such as
using sulfur hexaflouride as a tracer gas) at specific buildings. These measurements,
described in Form E-6 of Appendix E, will be considered augmented parameters
(Appendix B) and will not be performed at all of the buildings in the study.

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Table 5-7 HVAC Measurement Parameters

Parameter

Monitoring
Method

Comment

Appendix E
Form No.

Supply Airflow
Rate

Duct traverse

Perform for each air handler unit
(AHU) serving study area. Pitot tube
or hot-wire anemometer.

E-1

Percent Outdoor
Air Intake

C02 measurements

Measure C02 in outdoor air and the
supply and return air of each AHU
serving the study area. Continuous
monitoring of these parameters may
also be used to supplement real time
instantaneous measurements

E-1

Outdoor Air
Intake Rate

(1)	Duct traverse
or

(2)	Calculation

For each AHU serving the study
area, perform duct traverse in
outside air intake duct, if possible.
Otherwise calculate based on
measured supply and return air
volume

E-1

Supply Air
Temperature and
Relative Humidity

Monitor in duct

Perform measurement in supply air
duct for each AHU serving the study
area.

E-1

Exhaust Fan
Operation

Observation

Recorded by technician mornings
and afternoons of monitoring days.

E-3

Exhaust Fan
Airflow Rate

Flow capture
hood/Duct traverse

Measure airflow rates of all exhaust
fans serving the test space, measure
individual exhaust grilles within the
test space; one time measurement.

E-4

Local Ventilation
Performance-
Airflow Rate

Flow capture hood

Measure airflow rate from all supply
diffusers in the study area
(preferred). Measure a minimum of
50% of the supply diffusers in the
study space

E-2

Natural
Ventilation-
Continuous
Carbon Dioxide

C02 monitor

Core parameter only for the
naturally-ventilated buildings.
Measurements of C02 at three
locations throughout the day.

E-5

CO2 carbon dioxide

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5.5

SCHEDULE OF ACTIVITIES FOR EACH BUILDING

Activities are described in this section as they relate to data collection at a building. Pre-
data collection activities, such as building selection and recruitment are not addressed
here. The activities related to data collection, beginning with the initial site visit and
ending with travel is summarized in Table 5-8.

Table 5.8 General Schedule for Data Collection Activities

Day

Activity

Pre-Monitoring

Initial Site Visit (described in Section 3)

Week of Monitoring

Monday a.m.

Travel

Meeting with building manager

Supply information to study area occupants

Monday p.m.

Verify monitoring locations
Deploy radon samplers
Unpack and assemble instruments
Prepare ducts for traverse measurements

Tuesday a.m.

Measure airflow rate of exhaust fans
Calibrate real-time monitors

Set up fixed-site sampling locations and AHU sampling locations if
applicable

Start fixed-site continuous monitoring and AHU continuous monitoring
if applicable

Tuesday p.m.

Measure airflow rate of AHU(s) serving test space
Measure airflow rate of test space diffusers
Download data(optional)

Wednesday

Collect integrated samples (8:00 a.m. to 5:00 p.m.)
Continue fixed-site continuous monitoring
Perform mobile monitoring (9:30 a.m. and 2:30 p.m.)
Perform HVAC measurements (9:30 a.m. and 2:30 p.m.)
Perform biological monitoring (10:30 a.m. and 3:30 p.m.)
Ship biological samples (overnight)

Retrieve integrated samplers
Download data (optional)

Thursday

Continue continuous monitoring
Administer questionnaires

Perform mobile monitoring (9:30 a.m. and 2:30 p.m.)
Perform HVAC measurements (9:30 a.m. and 2:30 p.m.)
Collect bulk biological samples
Pack integrated sampling equipment
Download data

Retrieve and ship radon samplers
Ship bulk biological samples
Ship all other integrated samples

Friday a.m.

Check for data completeness
Retrieve unaccounted questionnaires
Perform quality control checks on field data
Pack equipment

Friday p.m.

Travel

AHU air handling unit

HVAC heating, ventilating, and air-conditioning

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The field team will arrive at the building by 9:00 a.m. on Monday morning. The field team
leader will meet the building manager, verify the appropriateness of the study area(s)
selected, and make preparations for meeting with the occupants of the study area(s) late
Monday morning. The field team leader will then meet with the occupants of the study
area(s) to briefly explain the study and the monitoring regime. Information pamphlets on
the study will also be distributed at this time. The field technicians will devote Monday
morning to equipment unpacking and preliminary equipment setup.

For the technicians, Monday afternoon and Tuesday will be devoted to: (1) preparation
and calibration of monitoring equipment, (2) preparations for the required HVAC
measurements, (3) measurements of airflow rates of diffusers and exhaust fans in the
study area(s), and (4) set up and flow check of the instrumentation at the fixed outdoor
and indoor sites. The flow of the AHU(s) and diffusers serving the test space will be
measured on Tuesday afternoon. Environmental and comfort monitoring will be
performed on Tuesday afternoon, Wednesday, and Thursday, with the integrated
samples being collected only on Wednesday. Monitoring with the mobile cart at the
indoor mobile sites and HVAC performance measurements will be performed on both
Wednesday and Thursday. Continuous monitoring at the four indoor fixed sites and at
the outdoor site will be initiated on Tuesday afternoon and will continue through late
Thursday afternoon. If continuous C02 concentrations are monitored in the AHU air
streams, this monitoring will also be initiated on Tuesday afternoon and continue through
late Thursday afternoon.

Radon samplers will be deployed on Monday afternoon, retrieved 72 hours after
deployment, and shipped to the laboratory for Friday analysis. Friday will be devoted to
data validation, checks for data completeness, instrument packing, shipping, and team
travel.

A more detailed day-by-day schedule of activities is presented in Table 5-9. Activities are
listed for the field team leader (FL), two technicians (T-1 and T-2), and a survey
administrator (SA). A team of four should be able to complete all activities at a building
during the five-day week. Initially, during the pre-test or during monitoring at the first one
or two buildings, a fifth team member might be included to ensure that there is no data
loss due to time constraints. However, after gaining experience at some buildings, the

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four-person team can probably complete all the activities identified in this protocol.
Because of the requirements for a nine-hour monitoring period, the team should expect
to be at the building site at least 11 hours on the two monitoring days (Wednesday and
Thursday).

The field team leader's primary responsibilities relate to supervisory, coordination, quality
control, data processing, sample handling, and documentation activities. It is anticipated
that the field team leader will complete most of the building and study area(s) (test
space) description checklists and the HVAC checklists. In the allocation of activities, the
field leader's time has not been delineated on an hour-by-hour basis. The field team
leader will be available to provide support and assistance to the technicians on an as-
needed basis.

Table 5-9 Schedule of Day-by-Day Activities

Day/Time

Activity

Team Member"

MONDAY





a.m.

Travel

Meet with building manager

Review and verify building characteristics and study

area

Meet with study space occupants

FL, T-1, T-2
FL

FL

p.m.

Deploy radon samplers
Verify monitoring locations
Unpack and prepare instrumentation
Prepare HVAC ducts for traverses

T-1, T-2

FL

FL

T-1, T-2

TUESDAY





a.m.

Finish preparation of ducts
Finish preparation of instrumentation

T-2
T-2

p.m.

AHU(s) and diffuser flow measurements
Exhaust fan airflow rate measurements
Calibrate all real-time monitors
Set up outdoor sampling site (and shelter)
Set up indoor mobile and fixed sites
Start fixed site, real-time monitoring
Download (optional)

T-2
T-2

T-1, FL
T-2, FL
T-1, FL
T-1, T-2, FL
T-1

WEDNESDAY





7:00 - 8:00 a.m.

Zero and span outdoor monitors; set-up integrated
outdoor samplers

T-2

8:00 - 8:30 a.m.

Set up indoor fixed-site integrated sampling locations

T-1

8:30 - 9:30 a.m.

Zero and span instruments on mobile cart; misc.
activities

T-1

9:00 - 9:30 a.m.

Prepare for HVAC measurements; misc. activities

T-2

9:30-10:20 a.m.

Perform mobile monitoring at 5 locations; perform
diffuser measurements

T-1, FL

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Table 5-9 Continued

Day/Time

Activity

Team Member"

9:30-11:00 a.m.

Perform HVAC measurements

T-2

10:20 a.m.

Check exhaust fan operation; move cart to fixed site

T-1

10:30 a.m. -
12:00 p.m.

Perform bioaerosol sampling

T-1

11:30 a.m. -
12:00 p.m.

Verify all pumps and monitors operating at indoor and
outdoor fixed sites

T-2

12:00-2:30 p.m.

Lunch; misc. activities

T-1, T-2

2:30-3:20 p.m.

Mobile monitoring; diffuser measurements

T-1, FL

2:30-4:00 p.m.

HVAC measurements

T-2

3:20 p.m.

Check exhaust fan operation; move cart to work area

T-1

3:30 - 4:30 p.m.

Perform bioaerosol sampling

T-1

4:30 - 5:00 p.m.

Ship bioaerosol samples to laboratory for delivery on
Thursday morning

T-1

4:30 - 5:30 p.m.

Retrieve indoor integrated samplers; retrieve outdoor
integrated samplers; zero and span outdoor monitors;
download datalogger

T-2, FL

5:00 - 6:00 p.m.

Zero and span fixed-site indoor monitors; download
data loggers

T-1

5:00 - 6:30 p.m.

Pack and store samples; complete documentation;
misc. activities

FL, T-1, T-2

THURSDAY





7:00 - 8:00 a.m.

Zero and span indoor fixed-site monitors

T-1

8:30 - 9:00 a.m.

Zero and span outdoor fixed-site monitors

T-2

9:00 - 9:30 a.m.

Zero and span mobile cart monitors; prepare for
measurements

T-1, T-2

9:30-10:20 a.m.

Perform mobile monitoring; diffuser measurements

T-1, FL

9:30-11:00 a.m.

Perform HVAC measurements

T-2

10:00 a.m.

Distribute questionnaires

SA

10:20 a.m.

Check exhaust fan operation; move cart to fixed site

T-1

10:30 a.m. -
2:30 p.m.

Pack integrated sampling instrumentation; lunch; and
misc. activities

T-1, T-2

2:30-3:20 p.m.

Mobile monitoring; diffuser measurements

T-1, FL

2:30-4:00 p.m.

HVAC measurements

T-2

3:00-4:00 p.m.

Retrieve questionnaires

SA

p.m.

Retrieve radon samplers (72 hours after deployment);
ship to laboratory for Friday analysis

T-1, T-2

3:20 p.m.

Check exhaust fan operation

T-1

3:30 - 4:30 p.m.

Zero and span mobile cart monitors

T-1

4:30 - 5:00 p.m.

Retrieve outdoor monitors; zero and span

T-2

5:00 - 6:00 p.m.

Download dataloggers

T-1

6:00 p.m. -

Computer data completeness and quality control check

FL

6:00 p.m.

Ship other samples to laboratories

T-2

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Table 5-9 Continued

Day/Time

Activity

Team Member"

FRIDAY







Data Quality Check
Retrieve remaining questionnaires
Pack and ship instrumentation
Travel

FL
SA

FL, T-1, T-2

a Activities are generally not delineated for the field team leader (FL). The FL may complete the Test
Space Description checklists (Forms B-1 and B-2, Appendix A) and the Test Space HVAC
Description Checklists (Forms C-1 through C-12, Appendix A) on Wednesday or Thursday. The FL
will assist in set-up and retrieval of instrumentation, as required. The FL will devote a substantial
amount of time to supervisory, quality control, data processing, sample handling, and documentation
activities at the building. Note that team responsibilities may often overlap.

b Team members designated as:
FL field team leader
T1 technician 1
T2 technician 2
SA survey administrator



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6.0 ADMINISTRATION OF OCCUPANT QUESTIONNAIRE

Collecting information on occupants' perception of IAQ and health symptoms will be
completed on Thursday of the sampling week. This information will be obtained using
the Indoor Environmental Quality Questionnaire given in Appendix F. The questionnaire
will be administered to the occupants in the study area(s). Only those full-time
individuals (20 or more hours per week) whose primary workstation is in the study
area(s) are eligible to participate. This approach is taken so that environmental
monitoring and survey data will be applicable to the same group of people. Every
attempt will be made to collect data from all eligible occupants.

Although the survey will be conducted using a self-administered questionnaire, one
member of the field team will be designated as a survey administrator. The survey
administrator will enlist occupant participation, provide the elements of informed consent,
and distribute and collect the questionnaire. All survey administration and data handling
activities will be performed using procedures that maintain confidentiality of the results. A
schematic of questionnaire administration activities is given in Figure 6-1. Specific
procedures for recruiting participants, administering the questionnaire, entering the data
onto computer files, and maintaining confidentiality are described below.

Figure 6-1 Questionnaire Administration Activities

1

Initiate Contact and Inform Test Space Occupants of the Questionnaire and Its
Importance

2

Pass Out Questionnaires

3

Collect and Validate Questionnaires (Thursday p.m.)

4

Follow-up Missing Questionnaires

5

Batch and Ship Questionnaires (Friday a.m.)

6

Enter Questionnaires into Database and Validate Data (Week Following Collection)

7

Transfer Validated Data to EPA

6.1 PARTICIPANT RECRUITMENT

Participant recruitment will take place on the Thursday morning of the monitoring week.
Early that morning (-9:00 a.m.), the survey administrator will distribute the questionnaire
to all of the occupants in the study area(s). The occupants will have previously received

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an informational brochure that explains the study objectives and the need for their
participation.

The questionnaire will have a tear-off sheet that will be returned to the survey
administrator to assist the administrator in accounting for the return of the
questionnaires. As the survey administrator distributes the questionnaire, they will
provide the following information.

•	Reiterate the purpose of the study and describe background information

•	Describe the components of the questionnaire and its relationship to the study

•	Cover areas of informed consent

-	Voluntary

-	Can refuse any questions

-	Can stop at any time in the survey

-	No negative impact of non-participation

-	Review benefits/risks

-	Data confidentiality

•	Explain logistics of survey data collection
6.2 SURVEY ADMINISTRATION

The survey administrator will distribute questionnaires by no later than 10:00 a.m. on
Thursday morning. The cover page of the questionnaire will be numbered prior to
distribution. The survey administrator will have a cross-reference sheet between those
numbers and where the questionnaire is distributed. The questionnaire will be distributed
by going to each work area and individually distributing the questionnaires. All of the
occupants in the study area(s) who are at work must be contacted prior to Thursday to
make them aware of the questionnaire, the purpose of the BASE Study in general, and
what will be done with the responses. Participant recruitment activities may continue
until 2:00 p.m. on Thursday.

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At the time that the questionnaires are handed out, the survey administrator should
briefly discuss the contents of the questionnaire's four major sections:

•	The work place in general—questions about the physical setting of the work area.

•	General health and well being—questions about health symptoms experienced over
the last four weeks at work and what happens to those symptoms when away from
work.

•	Work place conditions regarding thermal comfort and noise.

•	Characteristics of the respondent's job—questions regarding stress and other
factors. Inform the participants that these questions are asked because many factors
can combine in the office environment to affect how you feel.

The survey administrator will answer any questions about the study or participation,
make sure the participants are aware that they are available for questions throughout the
day, emphasize that any responses will be completely confidential and will not be
discussed with management or union representatives, and indicate that when the
respondent is finished he/she should return the questionnaire by no later than 4:00 p.m.
at a pre-determined drop-off point.

The questionnaire drop-off point will have two separate secured boxes. At the drop-off
point, the respondent will detach the numbered cover page from the remainder of the
questionnaire. The cover page will be placed in the first box, the questionnaire in the
second box. This approach completely separates any identification of the respondent
from the questionnaire and, as a result, ensures confidentiality of the participant's
responses.

At 4:00 p.m. on Thursday, the survey administrator will collect the cover page sheets
from the drop-off point and determine which occupants still have not returned the
questionnaires. The survey administrator will then contact these individuals and prompt
them to complete and return their questionnaires.

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Individuals absent on Thursday, but who were present on Monday, Tuesday,
Wednesday, and Friday may complete the questionnaire on Friday morning before noon.
Questionnaires distributed or returned on Friday must be flagged to note when they were
returned.

Once the questionnaires are retrieved, the survey administrator will verify that the
questionnaires and cover pages have been separated and there is nothing that can link
a participant with a questionnaire. Questionnaires will then be assigned an ID number. A
chain-of-custody list with all questionnaire ID numbers will then be generated.

The questionnaires and original chain-of-custody list will be returned to the study team's
data processing center using a commercial overnight delivery service.

6.3	DATA ENTRY

All data returned from the field will be logged in; all questionnaires must be accounted
for. Each questionnaire will be reviewed to assure the consistent handling of responses.
Responses on the questionnaires will then be transferred to a file using EPA-provided
software. The transferred data must be checked for completeness. Once all the data has
been checked, the data file will be directly downloaded for entry into the EPA database.

6.4	DATA CONFIDENTIALITY

All data collected as part of the occupant questionnaire must be treated as confidential
data. The following procedures will be used to ensure confidentiality.

•	Survey administrators who administer questionnaires must sign a pledge of
confidentiality. As specified in the Privacy Act of 1974, breaches in confidentiality will
result in fines and/or imprisonment.

•	All identifiers such as the respondent's name must be removed from the
questionnaire.

•	All hard-copy data must be stored in a locked area.

•	Data can only be provided in composite form, so that individual identifiers are hidden.

•	Individual data files will not be turned over to the government unless subpoenaed.

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7.0 SAMPLE AND DATA MANAGEMENT

Several types of samples as well as electronic and hard copy data will be generated for
each study area and building. The comfort and environmental monitoring involves
collecting both integrated samples and real-time measurements. The building and HVAC
characterization involves entering checklist and measurement data onto hard copy forms
and entering this data into a computer file. Occupant questionnaires will be hard copy
forms administered using paper and pencil techniques, and the results will be
subsequently entered into data files. Figures 7-1 to 7-4 outline the collection,
documentation, and validation activities for each category. The procedures used to
implement these activities are described below.

7.1 SAMPLE MANAGEMENT
7.1.1 Integrated Sample Management

A unique alphanumeric identification code will be assigned to each sample collected.
These identification codes will indicate the type of sample (VOCs, particles,
formaldehyde, etc.). Labels printed with these codes will be generated and placed either
directly on each sample cartridge or on the container in which the individual sample will
be stored. Direct or indirect labeling of the sample will be dependent on the analysis
method (i.e., extraction or desorption of the entire cartridge, or just the sorbent material).
In addition to labeling, documentation of sample location, building, primary or duplicate,
sampling equipment IDs, pump air flow rates, start/stop times, sampling conditions,
technician IDs, and other appropriate sample collection information will be necessary.
This information will be recorded on hard copy forms and is later entered into the field
data computer system. Information for all of the samples collected will be recorded on a
field data sheet and later entered into a computer spreadsheet. The spreadsheet will
perform the necessary calculations (sampling times, sampled volumes, etc.), generate a
computer data file for data processing, and generate a listing for sample tracking and
chain-of-custody. A file backup of the original entry data must be made at the time of
collection as protection against a computer failure.

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Figure 7-1 Management of Data for Integrated Samples

Activity	Documentation	Validation

a A logbook should be maintained for each building being studied. This logbook may consist of a single binder
containing all information pertaining to the study building. This information includes sample preparation
notes, field data logs, chain of custody logs, and instrument calibration logs.

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Figure 7-2 Management of Building, Study Area, and HVAC Descriptions and HVAC
Measurements

Activity	Documentation	Validation

Computer assisted program; direct entry to electronic file with a portable computer.

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Figure 7-3 Sample Management for Real-Time Monitoring Data

Activity	Documentation	Validation

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Figure 7-4 Management of Occupant Questionnaire Data

Activity	Documentation	Validation

All sampling materials and supplies will be transported to and from the field under the
direction of the field team leader. The field team leader or designated sample custodian
will be responsible for the proper storage and shipment of samples while in the field.
Samples will be stored and shipped according to the procedures outlined in the specific
sampling protocols. These procedures include:

•	For inhalable particles, hand-carry the filters, if possible; overnight shipment
otherwise. Filters are stored in a temperature- and humidity-controlled environment
and allowed to condition for at least 24 hours before tare and gross weighing.

•	For formaldehyde and acetaldehyde, exposed cartridges are resealed in culture
tubes, placed inside sealed, uncoated paint cans, then shipped overnight to the
laboratory in cushioned, hard-sided shipping containers. The cartridges are stored in
a "clean" freezer at 4 degrees Celsius for no more than four weeks before analysis.

•	For VOCs, SUMMA® canisters are separated from their flow controllers, inlets are
capped, and the cans are re-packed in their shipping box. For multisorbent tubes,
exposed cartridges are capped with swage locks and placed in glass vials. Upon

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packing with bubble wrap, samplers are packaged with ice packs and secured in
hard-sided shipment coolers.

•	For bioaerosols, the samples are stored in well-insulated boxes. They must be
received at the laboratory within 24 hours following collection. Sample incubation
begins as soon as possible after receipt at the laboratory. Slides used for collecting
fungal spores are secured in slide containers prior to overnight delivery.

•	For radon, overnight Thursday shipment is required.

Samples will be sent directly to the analyzing laboratory from the field. A Chain-of-
Custody/Sample Tracking List will be included with each shipment. Receipt of the
samples will require visual inspection of each sample for damage and appropriate
notations made on the Chain-of-Custody/Sample Tracking List followed by proper
storage.

7.1.2 Management of Real-Time Monitoring Data

Real-time sample data will consist of electronic computer files generated by downloading
recorded data from dataloggers. Real-time samples will be collected at fixed-site
locations with stationary monitors. A unique alphanumeric identification code will be
assigned to each sample collected. These identification codes will indicate the type of
sample (CO, C02, etc.), the building being sampled, the sampling location, and sample
type (mobile, fixed, duplicate, and monitoring time). A Fixed Site Monitoring Log and a
Portable Monitoring Log will be used to record pertinent information. The Fixed Site
Monitoring Log will document sampling locations, start and stop times, monitor IDs, and
data filenames for stored data. The Portable Monitoring Log will document the locations
sampled and the time of sampling at each location. This information will be used in
conjunction with the datalogger information to assign location identifications to the
concentrations recorded by the datalogger. This log will also document the monitor IDs
and data filenames.

At the end of the monitoring period, the dataloggers will be downloaded to a portable
computer using the appropriate interfacing hardware and program software. The

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datalogger software will prompt the necessary entry information. In general, the
datalogger start time, monitor ID, input channel, monitoring location, sample ID, and
operator ID will be entered. The data will be viewed on the computer screen to verify
successful downloading. Once verified, a unique filename will be assigned and the data
saved under that filename. The filename will be recorded on the appropriate monitoring
log. Verification of the file's existence will be checked by viewing the file listing. Backup
files will be copied to diskettes to protect against loss of data due to computer failure.
The dataloggers will not be turned off until all data have been successfully retrieved,
saved, backed up, and reviewed by the field team leader to check for completeness and
reasonableness. Diskettes will be labeled and delivered to the field team leader. Data
that does not appear reasonable will be flagged by the field team leader using the Fixed
Site Monitoring Log so that further review can be conducted during the data validation
process (Section 7.3). No data will be deleted from the downloaded file during the
sampling week.

7.1.3	HVAC Measurement Data

HVAC measurement data will be entered onto appropriate logsheets and subsequently
entered to an electronic file using a portable computer. All logsheets will be maintained
in the building logbook. Within each file, the date of the test, the time of day, and the
measurement location (e.g., air handler number, exhaust fan, diffuser) will be entered
into the file. Each data file will be assigned a unique alphanumeric identification code.
The identification code will indicate the measurement parameters (e.g., supply airflow
rate), the building being sampled, and the sampling date and time (e.g., a.m. or p.m. for
supply airflow rate). At the end of the day, the field team leader will review the files for
reasonableness of the entries and for completeness. A backup file will be copied to a
diskette to protect against the loss of data due to computer failure. Back-up diskettes will
be labeled, as appropriate, and stored separately from the computer.

7.1.4	Building, Study Area(s), and HVAC Description Checklists

The information collected on the building and study area description and source
information checklists and the HVAC system description checklists will be entered onto
appropriate logsheets and subsequently entered into an electronic file using a portable
computer. All logsheets will be maintained in the building logbook. Each data file will be

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assigned a unique alphanumeric identification code. The identification code will indicate
the building, date and time, and the checklist. Prior to completion of activities at the
building, the field team leader will review the file to check for reasonableness of entries
and completeness. A backup file will be copied to a diskette.

7.1.5 Occupant Questionnaire

The on-site survey administrator will retrieve and process all occupant questionnaires on
Thursday or Friday morning. Questionnaires will be turned in and compared to the
distribution list. The survey administrator will attempt to retrieve all the questionnaires
that were distributed, consistent with the rights of participants to refuse to complete the
document.

Once questionnaires are retrieved, the survey administrator will verify that the
questionnaires and informed consent documents have been separated and there is
nothing that can link a participant's name with a questionnaire. Questionnaires will then
be assigned an ID number. A chain-of-custody list with all questionnaire ID numbers will
then be generated.

The questionnaires and original chain-of-custody list will be returned to the study team's
data processing center using a commercial overnight delivery service. A copy of the
chain-of-custody list should be sent separately. Documentation of chain-of-custody will
be maintained throughout the shipping and processing of the questionnaires.

7.2 DATA REDUCTION

Data reduction procedures for each of the measurement parameters are given in
Table 7-1. For real-time measurements, instrumental output is used directly. For
integrated samples, results are generated from the calibration curve for the analytical
instrument used to make the measurement. Measurement corrections are not made for
zero offset, calibration drift, contamination of field blanks, or recovery on field controls.

For real-time measurements, data output will be reduced to five-minute averages for
fixed site monitors. Integrated sample concentrations will be calculated by dividing
measured mass by sample air volume. Quantitative results will be reported for

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measurements below the minimum quantitation level with a designation of -98.
Measurements detected below the limit of detection will be designated as -97. Other
coding designations shall be -99 (exceeding calibration standard), -96 (not applicable or
incalculable), and -95 (sample voided by field team or analytical laboratory).

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Table 7-1 Data Reduction Procedures

Parameter

Procedure

Air Temperature

Direct instrumental readout - 5-min. averages generated at four
heights3

Relative Humidity

Direct instrumental readout - 5-min. averages generated3

CM

O
O

Direct instrumental readout - 5-min. averages generated3

CO

Direct instrumental readout - 5-min. averages generated3

Sound

Direct instrumental readout - 5-min. averages generated3

Illuminance

Direct instrumental readout - 5-min. averages generated3

Inhalable Particles

Filter weight after sampling minus filter weight before sampling
divided by sample volume

VOCs

Measured mass on cartridges calculated using chromatographic
peak areas and relative response factors generated during
calibration. Sample concentration determined by dividing
measured mass by sample volume

Aldehydes (formaldehyde
and acetaldehyde)

Measured mass on cartridge calculated using chromatographic
peak area and calibration curve for area vs. mass. Sample
concentration determined by dividing measured mass by sample
volume

C02 carbon dioxide
CO carbon monoxide
VOC volatile organic compound

a For fixed site monitors, data will be recorded with the datalogger as 5-minute averages. For mobile
monitoring sites, a single data point is recorded on log sheets after allowing sufficient time for
instrument stabilization.

7.3 DATA VALIDATION

Data validation will begin in the field (at the building) and will continue in the laboratory
and data center after the integrated samples have been analyzed. Data validation
activities include actions completed: before the team leaves a building; by the supporting
laboratories before shipping the data to the research organization; by the research
organization quality assurance officer evaluating the entire building investigation data
set; and by the EPA Project Officer.

7.3.1 Validation Required Before Leaving a Building

The field team leader will be responsible for the validation of the building data. In the
field, various aspects of the monitoring and sample collection will be evaluated to assess
the validity of the measurements. This evaluation consists of an assessment of the
reasonableness of the data, determination of data completeness, and comparison to

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criteria defined for specific parameters, such as pump flow rates and real-time monitor
calibrations. If data do not appear to be valid or do not meet validation criteria, they will
be flagged and verified. Information and data completeness will be verified by the field
team leader by reviewing the documentation collected and stored in the building
logbook. Any information not collected should be collected prior to leaving the building.
Reasonableness checks and evaluation criteria are summarized in Table 7-2. Note that
some reasonableness criteria cannot be verified until results are received from the
analytical laboratories.

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Table 7-2 Reasonableness Checks and Criteria for Validating Data

Parameter

Collocated

Hourly
Readings

Reasonable Data

Evaluation Criteria

Temperature

o

o

CM
+l

l+
cn

o

o

Indoor temperature range of 18 - 27 °C (65 -
80 °F) rarely exceeded

Verify calibration if temperature of meter differs
from reference device by greater than ±2 °C;
verify indoor environmental readings of <60 °F or
>85 °F

Relative humidity

±5% RH

±10% RH

Varies by season and geographical region; rarely
<20% or >80% indoors

Verify calibration if RH of meter differs from
reference device by greater than ±10%; verify
indoor environmental readings of <20% or >80%

Carbon dioxide

±50 ppm

±100 ppm

Ambient concentration is approximately 350 ppm;
indoors concentrations of 350 to 900 ppm
common; rarely above 1500 ppm

Verify calibration if meter reading differs from
known concentration at any level by greater than
±150 ppm on final calibration or during zero and
span checks; verify environmental readings if
outdoors < indoors > 350 ppm

Carbon monoxide

±2 ppm

±3 ppm

National Ambient Air Quality Standard (NAAQS,
8-hour) of 9 ppm may occasionally be exceeded;
early a.m. and late p.m. levels may be elevated

Verify calibration if meter reading differs from
known concentration at any level by greater than
±2 ppm at final calibration or during zero and
span checks; verify environmental readings if
>15 ppm

Sound level

±5 dB

±10 dB

Expected levels in range of 30 to 100 dB in
offices

Verify environmental readings of <30 dB or
>100 dB

Illuminance

±20 lux

±50 lux

Expected levels in range of 20 to 2000 lux in
offices

Verify environmental readings of <20 lux or
>2000 lux.

PMzs

±10%

±15%

NAAQS for PM2 5 (24-hour) is 65 Mg/nT3

Verify samples >30 Mg/m3 PM2.5 < PM10

PM10

±10%

±15%

NAAQS for PM10 (24-hour) is 150 pg/rn'3

Verify samples >30 pg/rn'3 PM2.5 < PM10

VOCs

individual ±
20%sum ±
20%

individual ±
100%sum± 50%

Concentrations of individual VOCs rarely exceed
50 |jg/m3 indoors; sum of VOC generally less
than 5 mg/m3 indoors

Verify data for individual VOCs >100 |jg/mJ or
sum of VOC >5 mg/m3

Formaldehyde

±20%

±100%

Concentrations of 100 ppb generally not
exceeded except in new or recently remodeled
building areas

Verify samples >100 ppb HCHO

Bioaerosols
Fungi/ Mesophilic
Bacteria/
Thermophilic
Bacteria

individual
species ±
25% CFU

individual
species ±
50%CFU

In the absence of indoor sources, the same
species are usually identified indoors and out.
Indoor concentrations are usually less than
outdoor concentrations. Total CFU concentrations
do not generally exceed 1,000 CFU/m3

Verify samples where ln>Out. Verify samples
where total concentration exceed 1,000 CFU/m3

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Table 7-2 Continued

Parameter

Collocated

Hourly
Readings

Reasonableness Data

Evaluation Criteria

Formaldehyde

± 20%

± 100%

Concentrations of 100 ppb generally not
exceeded except in new or recently remodeled
building areas

Verify samples >100 ppb HCHO

Bioaerosols
Fungi/ Mesophilic
Bacteria/
Thermophilic
Bacteria

individual
species ±
25% CFU

individual
species ±
50%CFU

In the absence of indoor sources, the same
species are usually identified indoors and out.
Indoor concentrations are usually less than
outdoor concentrations. Total CFU
concentrations do not generally exceed 1,000
CFU/m3

Verify samples where ln>Out. Verify samples
where total concentration exceed 1,000 CFU/m3

Radon





U.S. EPA guideline is 4 pCi/L. Concentrations
may exceed 20 pCi/L in selected geographic
regions. Concentrations on upper floors should
generally be lower than on the ground contact
floor.

Verify samples >4 pCi/L

Pump airflow
rates







Verify if airflow rates at end of day differ by
greater than ±10% from starting flow rates

Duct airflow rates





Compare to design specifications

Verify environmental data if measurement differs
from specification by greater than ±30%

Supply air
temperature





Compare to design specifications

Verify calibration if temperature of meter differs
from reference device by greater than ±2 °C;
verify indoor environmental readings of <60 °F or
>85 °F

Supply air relative
humidity





Related to outdoor air RH, indoor air RH, percent
outdoor air supply, and percent recirculation

Verify calibration if RH of meter differs from
reference device by greater than ±10%; verify
indoor environmental readings of <20% or >80%

Exhaust fan
airflow rate





Compare to design specifications

Verify environmental data if measurement differs
from design specification by greater than ±30%

Diffuser supply
airflow rate





Compare to design specifications

Verify environmental data if measurement differs
from design specification by greater than ±30%

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Table 7-2

Continued



°c

degrees Celsius



°F

degrees Fahrenheit



RH

relative humidity



ppm

parts per million



dB

decibels



PM2.5

inhalable particles with an aerodynamic diameter less than

or equal to 2.5 microns

PM-io

inhalable particles with an aerodynamic diameter less than

or equal to 10 microns

|jg/m3

micrograms per cubic meter



mg/m3

milligrams per cubic meter



VOC

volatile organic compound



ppb

parts per billion



HCHO

formaldehyde



CFU

colony forming units



CFU/m3

colony forming units per cubic meter



pCi/L

picocuries per liter



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On Thursday, the Field Team Leader will conduct an inventory of the building study data
to ensure completeness of data collection. The continuous monitor data will also be
reviewed to ensure that the data fall within the reasonableness checks reflected in
Table 7-2. Data completeness and data review should be conducted on Thursday night
so that any questionable or missing data can be reviewed and updated as appropriate to
include narrative statements supporting the out-of-expected-range values.

In-field data validation for integrated samples will also include the following checks on
data quality:

•	Within-control analytical conditions will be verified and data generated under
conditions judged to be out-of-control will be noted.

•	The mechanism used to transmit raw data from the analyst to the individual
responsible for their quantitation, compilation, and batching will be reviewed.

•	The concentration calculations of a random subset (10%) of the raw data will be re-
calculated. This will consist of re-entering the input data on computer programs used
originally for this purpose.

Prior to transmitting data to the research organization study team leader, the field team
leader shall review all of the entered field and analytical data to assess the
reasonableness of the data being reported. The cause for missing data will be
investigated and reported quantitation limits will be verified. After data entry, all of the
keyed material will be summarized on a control file printout. This will provide information
regarding the completeness of the file and will indicate samples that were scheduled for
collection, but for which there are no data.

7.3.2 Validation Required By the Supporting Laboratories

The analysis team leader will be responsible for the validation of the results of
environmental analysis. These checks include ensuring appropriate chain-of-custody
documentation, acceptable calibration and control sample analysis, and other
procedures employed by the research organization to ensure high quality data are

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reported. The analysis team leader will also ensure that the results of analysis are
submitted to the study team leader in the appropriate electronic and hardcopy formats.
The required templates for each type of sample are provided in Tables 7-3 through 7-12.

7.3.3 Validation Required by the Research Organization Quality Assurance
Officer and Study Team Leader

The research organization quality assurance officer and study team leader will review all
of the building study data following the field and laboratory validation steps. They will
ensure the validity, completeness, reasonableness, and appropriate formatting of the
entire data set. This validation process should ensure that all of the data fall within the
expected ranges reflected in Table 7-2 or that explanations are provided when the data
fall outside these expected ranges.

As shown in Table 7-2, the reasonableness of measurements with real-time monitors for
temperature, relative humidity, CO, and C02 can be evaluated on a continuing basis by
comparison to expected readings. For example, the National Ambient Air Quality
Standard (eight-hour) for CO of 9 parts per million (ppm) may be exceeded in some
areas of the country, but both indoor and outdoor concentrations are usually below
9 ppm. Data for CO can also be evaluated by comparing indoor and outdoor levels,
which are usually similar unless there is a significant source (e.g., an attached parking
garage) contributing to indoor levels. For C02, guidelines for reasonableness of data are
also presented in Table 7-2. If elevated levels of CO or C02 are detected indoors, the
reasonableness of the readings can be verified by comparison to other monitors indoors
and/or outdoors.

For temperature, relative humidity, CO, C02, light, and sound level, Table 7-2 also
presents evaluation criteria for monitor performance that will be used to verify data. The
criteria apply to both daily zero and span checks for CO and C02 and to the calibration
checks performed at the end of the two days of monitoring. If the criteria for CO and C02
are not met during a zero and span check, the meter reading should be checked at
different concentration levels to determine if the problem is related to the monitor or the
calibration gas.

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Concentrations of VOCs, formaldehyde, PM2.5, PM10, and radon should be compared to
reasonable levels expected in office building environments. As indicated in Table 7-2,
when extremely high values that may be outliers are measured, acceptable performance
for the measurement system should be verified immediately and documented. The
reason for the elevated levels should be investigated.

7.3.4	Submitting Data to the EPA Project Officer

Data will be delivered to the EPA Project Officer after it has been fully evaluated and
verified by the research group. The validated data (including field data, results data,
building characteristic data, questionnaire responses, etc.) will be processed and saved
in the database system specifically developed for the study. The data set should not
include voided data, unvalidated data, flow checks or spans, or other unexplained data
variables. Results of data that have been voided shall be removed and replaced with the
appropriate code used for this purpose. The submittal of data to EPA will be based on
the submittal requirements of the EPA Project Officer. This may be on a building-by-
building basis, or on a study season basis if multiple building are studied consecutively.

7.3.5	Validation by the EPA Project Officer

One the dataset is received by EPA, the EPA Project Officer conduct a final validation
and verification check on the data. The EPA Project Officer will validate the acceptability
of the electronically transferred data and report findings to the research group.

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Table 7-3 Format for the Submission of Particle Samples (PM10, PM2 5)

BUILDING EVENT CODE

XXXXXX

Date











# SAMPLES IN THIS SET

XX

Initials



























-95 - SAMPLE VOIDED BY LAB













-96 - SAMPLE NOT ANALYZED













-97 - < MINIMUM DETECTION LIMIT













-98 - < MINIMUM QUANTITATION LIMIT













-99 - > HIGHEST CALIBRATION STANDARD



























LAB QUANT LMTS (THIS SAMPLE SET)

DET LMT(ug)















xxxx











SPECIES















PARTICULATES































SAMPLE ID #

LAB ID #

VOLUME (m3)

TARE WEIGHT
(mg)

FINAL
WEIGHT (mg)

NET WEIGHT
(Mg)

EPASTD CONC
(Mg/m3)

COMMENTS

XXPPMXXXX















XXPPMXXXX















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Table 7-4 Format for the Submission of Radon Samples

BUILDING EVENT CODE

XXXXXX

Date



# SAMPLES IN THIS SET

XX

Initials











-95 - SAMPLE VOIDED BY LAB





-96 - SAMPLE NOT ANALYZED





-97-< MINIMUM DETECTION LIMIT





-98-< MINIMUM QUANTITATION LIMIT





-99 - > HIGHEST CALIBRATION STANDARD











LAB QUANT LMTS (THIS SAMPLE SET)

DET LMT
(pCi/L)







xxxx



SPECIES







Radon















SAMPLE ID #

LAB ID #

Radon Activity
(PCi/L)

COMMENTS

XXRADXXXX







XXRADXXXX







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Table 7-5 Format for the Submission of Aldehyde Samples

BUILDING EVENT CODE

XXXXXX

Date







# SAMPLES IN THIS SET

XX

Initials



















-95 - SAMPLE VOIDED BY LAB











-96 - SAMPLE NOT ANALYZED











-97 - < MINIMUM DETECTION LIMIT











-98 - < MINIMUM QUANTITATION LIMIT











-99 - > HIGHEST CALIBRATION STANDARD





















LAB QUANT LMTS (THIS SAMPLE SET)























GC/MS Target Compound

CAS NO

DET LMT (|jg)

QUANT LMT
(M9)





FORMALDEHYDE

50-00-0

XXX XX

XXX.XX





ACETALDEHYDE

75-07-0

xxx.xx

xxx.xx

















SAMPLE ID NUMBER

XXALDXXXX









LABORATORY ID NUMBER

XXXXXXXXXXX









TOTAL VOLUME (CUBIC METERS)























GC/MS Target Compound

CAS NO

MASS (|jg)

EPA STD
CONC (|jg/m3)

EPA STD CONC
(PPb)

COMMENTS

FORMALDEHYDE

50-00-0

XXX.XX

XXX.XX

XXX.XX



ACETALDEHYDE

75-07-0

xxx.xx

xxx.xx

xxx.xx



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Table 7-6 Format for the Submission of Volatile Organic Compound Samples*

BUILDING EVENT CODE

SAMPLE ID NUMBER XXCANXXXX

LAB ID NUMBER

TOTAL STP VOLUME (m3)

GC/MS Target
Compounds

Net
(ng/sample)

Sample
Concentration
(ug/m3)

LOQ**
(fig/m3)

LOD***
(fig/m3)

Sample
Concentration
(PPb)

LOQ (ppb)

LOD (ppb)

Comments

Dichlorodifluoromethane

















Chloromethane

















Vinyl chloride

















Bromomethane

















Chloroethane

















Acetone

















T richlorofluoromethane

















Methylene chloride

















T richlorotrifluoroethane

















Carbon disulfide

















t-butyl methyl ether

















2-butanone (Methyl-ethyl-
ketone (MEK))

















3-methyl pentane

















Ethyl acetate

















Chloroform

















1,2-dichloroethane

















1,1,1 -trichloroethane

















Benzene

















Carbon tetrachloride

















Trichloroethene

















4-methyl-2-pentanone

















Dimethyl disulfide

















Toluene

















Butyl acetate

















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Table 7-6 Continued

GC/MS Target
Compounds

Net
(ng/sample)

Sample
Concentration
(M/m3)

LOQ**
(jig/m3)

LOD***
(jig/m3)

Sample
Concentration
(PPb)

LOQ (ppb)

LOD (ppb)

Comments

n-octane

















1,2-dibromoethane

















Tetrachloroethene

















Chlorobenzene

















Ethylbenzene

















m & p-xylenes

















Styrene

















Nonane

















o-xylene

















4-ethyltoluene

















a-pinene

















1,3,5-trimethylbenzene

















n-decane

















1,2,4-trimethylbenzene

















1,4-dichlorobenzene

















d-limonene

















1,2-dichlorobenzene

















n-undecane

















n-dodecane

















Naphthalene

















TVOC (other)

















1-butanol

















Pentanal

















Hexanal

















2-butoxyethanol

















2-ethyl-1-hexanol

















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Table 7-6 Continued

GC/MS Target Compounds

Net
(ng/sample)

Sample
Concentration
(ng/m3)

LOQ**
((ig/m3)

LOD***
((ig/m3)

Sample
Concentration
(PPb)

LOQ (ppb)

LOD
(PPb)

Comments

n-nonanal

















Phenol

















4-phenylcyclohexene

















2,2,4-trimethyl-1,3-pentanediol
monoisobutyrate

















Butylated hydroxytoluene

















2,2,4-trimethyl-1,3-pentanediol
diisobutyrate

















n-hexane

















* This table includes the most recent VOC compound list used for EPAs BASE Study. Some modifications were made to this list throughout the course of the
study. Other compounds analyzed for during the study include the following:

Dichlorotetrafluoroethane, 1,3-butadiene, 2-propanol, Ethanol, n-heptanal, 2-methyl-1-propanol, Hexachlorobutadiene, Benzyl chloride, 1,3-dichlorobenzene,
1,2,4-trichlorobenzene, Trans-1,3-dichloropropene, 1,1,2-trichloroethane, Cis-1,3-dichloropropene, 1,2-dichloropropane, 1,1-dichloroethane, Cis-1,2-
dichloroethene, 1,1-dichloroethene (Vinylidene chloride)

** Limit of quantitation for the compound















*** Limit of detection for the compound















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Table 7-7 Format for the Submission of Airborne Fungi Samples

BUILDING EVENT CODE

SAMPLE ID NUMBER XXFUNXXXX

LAB ID NUMBER

SAMPLE VOLUME Volume (mJ)

DETECTION LIMIT (2 minute sample)

DETECTION LIMIT (5 minute sample)

TOTAL CFU/PLATE XXX

Organisms

Total CFU/mJ

Comments

ACREMONIUM





ALTERNARIA





ARTHROSPORES





ASPERGILLUS OTHER





ASPERGILLUS FLAVUS





ASPERGILLUS FUMIGATUS





ASPERGILLUS GLAUCUS





ASPERGILLUS NIGER





ASPERGILLUS OCHRACEUS





ASPERGILLUS VERSICOLOR





AUREOBASIDIUM





BOTRYTIS





CLADOSPORIUM





COELOMYCETES





CUNNINGHAMELLA





CURVULARIA





DRECHSLERA





EPICOCCUM





FUSARIUM





NON-SPORULATING





PAECILOMYCES





PENICILLIUM





PERICONIA





PESTALOTIA





PITHOMYCES





RHINOCLADIELLA-LIKE





TOTAL





TRICHODERMA





ULOCLADIUM





UNKNOWN





WALLEMIA





YEAST





ZYGOMYCETES





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Table 7-8 Format for the Submission of Airborne Bacteria Samples

BUILDING EVENT CODE

SAMPLE ID NUMBER XXFUNXXXX

INCUBATION TEMPERATURE (C)

LAB ID NUMBER

SAMPLE VOLUME Volume (mJ)

DETECTION LIMIT (2 minute sample)

DETECTION LIMIT (5 minute sample)

TOTAL CFU/PLATE XXX

Organisms

Total CFU/m

Comments

Gm+ cocci

Gm- cocci

Gm+ rods

Gm- rods

Bacillium*

Actinius*

Unknown*

Thermophilic organisms reported

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Table 7-9 Format for the Submission of Bulk Fungi Samples

BUILDING EVENT CODE

SAMPLE ID NUMBER XXBULXXXX

LAB ID NUMBER

SAMPLE WEIGHT (g)

DILUENT VOLUME (mL)

DILUENT FACTOR

DETECTION LIMIT (CFU/g)

TOTAL CFU/PLATE XXX

Organisms

Total CFU/g

Comments

ACREMONIUM





ALTERNARIA





ARTHROSPORES





ASPERGILLUS OTHER





ASPERGILLUS FLAVUS





ASPERGILLUS FUMIGATUS





ASPERGILLUS GLAUCUS





ASPERGILLUS NIGER





ASPERGILLUS OCHRACEUS





ASPERGILLUS VERSICOLOR





AUREOBASIDIUM





BOTRYTIS





CLADOSPORIUM





COELOMYCETES





CUNNINGHAMELLA





CURVULARIA





DRECHSLERA





EPICOCCUM





FUSARIUM





NON-SPORULATING





PAECILOMYCES





PENICILLIUM





PERICONIA





PESTALOTIA





PITHOMYCES





RHINOCLADIELLA-LIKE





TOTAL





TRICHODERMA





ULOCLADIUM





UNKNOWN





WALLEMIA





YEAST





ZYGOMYCETES





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Table 7-10

Format for the Submission of Bulk Bacteria Samples

BUILDING EVENT CODE

SAMPLE ID NUMBER XXFUNXXXX

INCUBATION TEMPERATURE (C)

LAB ID NUMBER

SAMPLE WEIGHT (g)

DILUENT VOLUME (mL)

DILUENT FACTOR

DETECTION LIMIT (CFU/g)

TOTAL CFU/PLATE XXX

Total CFU/mJ

Organisms

Comments

Gm+ cocci

Gm- cocci

Gm+ rods

Gm- rods

Bacillium*

Actinius*

Unknown*

Thermophilic organisms reported

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Table 7-11 Format for the Submission of Antigen Samples

BUILDING EVENT CODE

XXXXXX

Date









# SAMPLES IN THIS SET

XX

Initials























-95 - SAMPLE VOIDED BY LAB











-96 - SAMPLE NOT ANALYZED











-97 - < MINIMUM DETECTION LIMIT











-98 - < MINIMUM QUANTITATION LIMIT











-99 - > HIGHEST CALIBRATION STANDARD























LAB QUANT LMTS (THIS SAMPLE SET)

Dermatoph-

agoides
Farinae (^.g/g)

Dermatoph-

agoides
Pteronyssinus
(nfl/fl)

Feline
Domesticus

(na/g)









xxxx

XXXX

XXXX





SPECIES













Antigens



























SAMPLE ID #

LAB ID #

WEIGHT (g)

Dermatoph-

agoides
Farinae (^.g/g)

Dermatoph-
agoides
Pteron-
yssinus

(ng/g)

Feline
Domesticus

(ng/g)

COMMENTS

XXBULXXXX













XXDUSXXXX













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Table 7-12 Format for the Submission of Airborne Spore Samples

BUILDING EVENT CODE

SAMPLE ID NUMBER XXBURXXXX

LAB ID NUMBER

SAMPLE VOLUME Volume (mJ)

DETECTION LIMIT (4 minute sample)

TOTAL RAW SPORE COUNT XXX

BACKGROUND DEBRIS

Organisms

Total Spores/mJ

Comments

Alternaria





Arthrinium





Ascospores





Aureobasidium pullulans





Basidiospores





Botrytis





Chaetomium





Cladosporium





Curvularia





Drechslera / Bipolaris group





Epicoccum





Fusarium





Myrothecium





Nigrospora





Other colorless





Penicillium / Aspergillus types





Pithomyces





Rusts





Smuts, Periconia, Myxomycetes





Stachybotrys





Stemphyllium





Torula herbarum





Total





Ulocladium





Unknown





Zygomycetes





A Standardized EPA Protocol for Characterizing IAQ in Large Office Buildings
Environmental Health & Engineering, Inc., 12796

February 2003
Page 86 of 86


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APPENDIX A

CHECKLISTS FOR CHARACTERIZATION OF THE
WHOLE BUILDING, THE STUDY AREA(S),
AND THE STUDY AREAS(S) HVAC SYSTEM


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The checklists presented in the table below are used for collecting data on the whole
building and on the building test space. The data collected using these checklists are
entered into the Indoor Air Data Collection System (IADCS) software. Instructions for
completing each individual checklist are provided in Appendix A at the beginning of each
respective checklist.

Form

Title

Form A Instructions

Checklist Instructions: Whole Building Description

Checklist A-1

Building Description Checklist

Checklist A-2

Source Information Checklist



Form B Instructions

Checklist Instructions: Test Space Description

Checklist B-1

Test Space Description Checklist

Checklist B-2

Test Space Source Information Checklist



Form C Instructions

Checklist Instructions: Test Space HVAC System Description

Checklist C-1

Central Air Handling and Distribution System

Checklist C-2

Perimeter Zone Units

Checklist C-3

Unitary Systems

Checklist C-4

Evaporative Cooling Systems

Checklist C-5

Outdoor Air Intake Control

Checklist C-6

Natural Ventilation Systems

Checklist C-7A

Air Handler Specifications

Checklist C-7B

Exhaust Fan Specifications

Checklist C-8

Filtration and Air Cleaning Systems

Checklist C-9

Air Washers

Checklist C-10

Humidification Systems

Checklist C-11

Maintenance

Checklist C-12

Inspection


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CHECKLIST INSTRUCTIONS: WHOLE BUILDING DESCRIPTION

The whole building description employs the following two forms:

•	Form A-1, BUILDING DESCRIPTION

•	Form A-2, SOURCE INFORMATION

One copy of each form must be filled out for each building.

FORM A-1 BUILDING DESCRIPTION

Form A-1 is used to obtain information on the whole building, including space use,
occupancy, climate and site, building equipment, and the building envelope. This
information is acquired by examining the building plans, conducting a building walk-
through and speaking with the building owner, manager, and operator. This information
can generally be collected during the building preliminary visit, and can be verified by the
field team during the study week. The entries on the form are to be completed as
follows:

1.	Building Age: Enter the year that the building construction was completed. If there
is a question as to when construction was complete, enter the year that the building
was first occupied. If the building was constructed in phases, enter the year in which
the first phase was completed. This value should be obtained from the building
owner or manager.

2.	Latest Building Addition: Enter the year in which the last major renovation or
addition occurred. A major renovation might include the addition of a new wing or
new floors on an existing structure.

3.	Gross Floor Area: Enter the total floor area of the building, including the space on
all floors enclosed by the exterior walls. This value is comprised of the total area
within the building footprint, including all parking areas integral to building structure.
Do not correct for the building core, interior walls or columns. This value can be
estimated from the building plans or obtained from the building owner or manager.


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4. Occupied Floor Area: Enter the occupied floor area of the building. Occupied floor
area includes only that space which is currently occupied. This value should exclude
mechanical rooms, utility closets, stairwells, elevator shafts, janitorial closets,
common hallways, atriums, restrooms, currently vacant office space, etc. This value
can be estimated from the building plans or obtained from the building owner or
manager.

5. Number of Floors Below Grade: Enter the number of building floors that are below
grade.

6. Number of Floors Above Grade: Enter the number of building floors that are above
grade.

Space Usage

7. Activity Category: Enter the primary and secondary activity category for each floor
within the building using the activity categories described below.

Office

Foyer/Reception
Retail

Vacant

Assembly
Multi-use
Laboratory
Storage
Food Services

Mechanical
Packing/Shipping
Parking
Other

This category includes open and private office space and other spaces
associated with general office activities, including conference rooms.

This category includes commercial establishments, such as retail stores
and restaurants.

This category includes vacant space. This category need not be limited
to vacant office space.

This category includes large meeting rooms and auditoriums.

This category includes kitchens and cafeterias, excluding food
preparation areas used by employees.

This category includes indoor parking areas.


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Building Occupancy

8.	Number of Occupants: Enter the number of people (including visitors) that normally
occupy the building. This value should be obtained from the building owner or
manager.

9.	Days per Week Building is Occupied: Enter the number of days per week that the
building is substantially occupied. This value should not include days that the
building has only minimal (less than 25%) occupancy and should be obtained from
the building owner or manager.

10.	Hours per Day Building is Occupied (WEEKDAYS): Enter the number of hours
that the building is at 25% or more of full occupancy on weekdays. This value should
be obtained from the building owner or manager.

11.	Hours per Day Building is Occupied (WEEKEND DAYS): Enter the number of
hours that the building is at 25% or more of full occupancy on weekends. This value
should be obtained from the building owner or manager.

Climate and Site

12.	Heating Degree Days: Enter the average number of heating degree days for the
building location. This value can be obtained from the nearest station of the National
Weather Service and a variety of references including meteorological manuals.
Designate the units, either C-Days or F-Days.

13.	Cooling Degree Days: Enter the average number of cooling degree days for the
building location. This value can be obtained from the nearest station of the National
Weather Service and a variety of references including meteorological manuals.
Designate the units, either C-Days or F-Days.

14.	Winter Design Dry-bulb Temperature (99%): Enter the 99% value of the winter
design dry-bulb temperature for the building location. This value can be obtained
from the American Society of Heating, Refrigerating, and Air-Conditioning Engineers,


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Inc. (ASHRAE) Handbook of Fundamentals (Chapter on Weather Data). Designate
the units, either C or F.

15.	Summer Design Dry-bulb Temperature (1 %): Enter the 1% value of the summer
design dry-bulb temperature for the building location. This value can be obtained
from the ASHRAE Handbook of Fundamentals (Chapter on Weather Data).
Designate the units, either C or F.

16.	Summer Design Wet-bulb Temperature (1 %): Enter the 1% value of the summer
design wet-bulb temperature for the building location. This value can be obtained
from the ASHRAE Handbook of Fundamentals (Chapter on Weather Data).
Designate the units, either C or F.

17.	Site Characterization: Check the category that best characterizes the building site.
The distinction between urban, suburban, and rural is straightforward, with urban
referring to the core of the city, not simply to the incorporated area. Wthin the
categories of urban and suburban, the three subcategories describe the dominant
influence within a 1 kilometer (km) radius of the site and are defined as follows:

•	Industrial: Product-oriented establishments, such as manufacturing and utilities.

•	Commercial: Service-oriented establishments, such as retail establishments,
restaurants, and shopping centers.

•	Residential: Because most areas include some residential use, this category is
used in the absence of a dominating industrial or commercial influence.

Wthin the category of rural, the four subcategories describe the dominant influence
within a 1 km radius of the site and are defined as follows:

•	Near Urban: Essentially a rural area that is close enough to a major urban center
as to be affected by the urban area.

•	Agricultural: Including orchards, crop raising, and livestock grazing.

•	Industrial: Product-oriented establishments, such as manufacturing and utilities.

•	Commercial: Service-oriented establishments, such as retail establishments,
restaurants, and shopping centers.


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Building Equipment

18.	Building Ventilation (Natural or Mechanical): Enter whether the building is
ventilated naturally or mechanically. Natural ventilation includes any un-powered
ventilation system including operable windows, ventilation shafts, intentional
ventilation openings in walls and envelope leakage. The existence of isolated
mechanical exhaust fans does not disqualify such a building from the natural
ventilation category. A mechanically ventilated building employs a powered system
to bring outdoor air into the building, even if it also contains some natural ventilation
elements as well.

19.	Cooling Systems: Enter "yes" if the building is air-conditioned and "no" if it is not.
For each equipment type listed, enter whether this system is primary, secondary, or
other. Note that more than one of the equipment categories may exist in the building.

20.	Heating System: Enter "yes" if the building is equipped with heating systems and
"no" if it is not. For each equipment type listed, enter whether this system is primary,
secondary, or other. Note that more than one of the equipment categories may exist
in the building.

Operating Schedule

21.	Space Conditioning Days per WEEKDAY: Enter the number of days per week (on
weekdays) that the building space-conditioning equipment is operated. This value
should be obtained from the building owner, manager, or operator.

22.	Space Conditioning Hours per WEEKDAY: Enter the number of hours per day (on
weekdays) that the building space-conditioning equipment is operated. This value
should be obtained from the building owner, manager, or operator.

23.	Space Conditioning Days per WEEKEND DAY: Enter the number of days per
week (on weekend days) that the building space-conditioning equipment is operated.
This value should be obtained from the building owner, manager, or operator.


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24.	Space Conditioning Hours per WEEKEND DAY: Enter the number of hours per
week (on weekend days) that the building space-conditioning equipment is operated.
This value should be obtained from the building owner, manager, or operator.

25.	Ventilation System Operation Days per WEEKDAY: Enter the number of days per
week (on weekdays) that the building ventilation equipment is operated. This value
should be obtained from the building owner, manager, or operator.

26.	Ventilation System Operation Hours per WEEKDAY: Enter the number of hours
per day (on weekdays) that the building ventilation equipment is operated. This value
should be obtained from the building owner, manager, or operator.

27.	Ventilation System Operation Days per WEEKEND DAY: Enter the number of
days per week (on weekend days) that the building ventilation equipment is
operated. This value should be obtained from the building owner, manager, or
operator.

28.	Ventilation System Operation Hours per WEEKDAY: Enter the number of hours
per week (on weekend days) that the building ventilation equipment is operated. This
value should be obtained from the building owner, manager, or operator.

Building Envelope

29.	Exterior Wall Construction: Enter the construction of the exterior walls of the
building, selecting from the following options:

•	Glass and metal curtain wall

•	Masonry

•	Precast concrete panels

•	Stone panels

•	Exterior insulation finish system

•	Siding on frame construction

•	Metal building system

•	Other


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Indicate whether the construction selected is primary, secondary, or other. More than
one of the wall construction categories may apply in the building. If the wall
construction is not listed, it can be described in the constriction category named
"OTHER."

30.	Roof Construction: Enter the construction of the roof of the building, selecting from
the following options:

•	Built-up roof

•	Single ply membrane

•	Inverted membrane

•	Shingles

•	Metal

•	Other

Indicate whether the construction selected is primary, secondary, or other. More than
one of the roof construction category may apply in the building. If the roof
construction is not listed, it can be described in the construction category named
"OTHER."

31.	Glazing Elements: Enter whether the windows are single, double, or triple pane.

32.	Operable Windows: Enter "yes" or "no," as to whether the building has operable
windows.

33.	Percentage of Operable Windows: Enter the percentage of operable windows.

34.	Shading Elements: Enter "yes" or "no," to whether the windows are equipped with
shading elements.

35. Percentage of Windows with Shading Elements: Enter the percentage of
windows equipped with shading elements, such as overhangs, window treatments,
or shades.


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HVAC Control Systems

36.	HVAC Control Implementation: For heating, ventilating, and air-conditioning
(HVAC) controls, select the control system types that best describe the building
control system, pneumatic, low-voltage analog electric, or direct-digital. Select
whether these systems are Primary (P), Secondary (S), or Other (O).

37.	HVAC Control Response Strategy: Enter the response strategy for the building
control system, two-position, proportional, floating point, proportional-integral, and
proportional-integral derivative. Select whether these strategies are Primary (P),
Secondary (S), or Other (O).

FORM A-2 BUILDING SOURCE INFORMATION

This form is used to obtain information related to sources of indoor and outdoor
pollutants that may impact the building. This information is acquired through a
combination of a building walk-through and discussions with the building owner,
manager and operator. This information can generally be collected during the building
preliminary visit, and can be verified by the field team during the study week. The entries
on the form are to be completed as follows:

Outdoor Contaminant Sources

Note whether each of the following sources exist in the immediate vicinity of the building.
The source need not be proximate to the outdoor air intake.

1.	Garbage Dumpsters

2.	Power Plants: A positive response indicates the existence of a power plant including
electricity or steam generation.

3.	Heavy Motor Vehicle Traffic: A positive response indicates the existence of heavy
traffic during at least part of the day. It need not be heavy all day long.


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4.	Construction Activities: A positive response indicates the existence of building
construction on nearby building sites, including new construction, renovation, and
demolition.

5.	Emergency Generators: A positive response indicates the existence of emergency
electricity generators, even if they are generally inactive.

6.	Industrial Stacks: A positive response indicates the existence of industrial stacks
from industrial facilities.

Smoking Policies

Information on smoking policies can be obtained by the building owner or manager.

7.	Smoking Permitted in Building: Enter "yes" if smoking is permitted anywhere in the
building and "no" if smoking is not allowed.

8.	Smoking permitted in entire building: Enter "yes" if smoking is permitted
throughout the entire building and "no" if smoking is permitted only in specific
locations.

9.	Restricted to Private Offices: Enter "yes" if smoking is restricted within the building
except for private offices and "no" if smoking is not allowed in private offices.

10.	Restricted to Indoor Smoking Areas: Enter "yes" if smoking is restricted within the
building except for designated smoking areas (including designated restrooms).
Enter "no" if indoor smoking areas do not exist.

11.	Restricted to Outdoor Smoking Areas: Enter "yes" if smoking is allowed outside
the building.

Water Damage

Information on water damage can be obtained from the building owner or manager.


-------
12. Past Occurrences: Enter "yes" if there has been past water damage in the building.

13.	Location of Past Water Damage: If water damage occurred in the past, enter the
location from the list where water damage has occurred, i.e., basement, roof,
mechanical, or occupied space. If the water damage occurred in the occupied space,
enter the floor where damage occurred.

14.	Current Water Damage: Enter "yes" if there is currently water leakage or visible
water damage within the building.

15.	Location of Current Water Damage: If current water damage or water leaks are
present, enter the location from the list where this is occurring, i.e., basement, roof,
mechanical, or occupied space. If it is occurring in the occupied space, enter the
floor where it is occurring.

Fire Damage

Information on fire damage can be obtained from the building owner or manager.

16.	Past Occurrences: Enter "yes" if there has been fire damage within the building.

17.	Date of Fire Damage: If "yes," enter the date that the damage occurred.

18.	Extent of Damage: Enter whether the fire damage was building wide or whether the
damage occurred in limited areas or floors of the building.

Building Renovations

This section describes the renovations, if any, that have occurred in the building during

the past year. This information can be obtained from a building walk-through and from

the building owner or manager.


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Painting

19.	Painting: Enter "yes" if there has been painting within the building within the last
year.

20.	Continuous: If the building has a continuous painting cycle (i.e., some part of the
building is always undergoing painting), enter "continuous." If painting is not
implemented continuously, enter the both the location and date of each painting
renovation.

Carpeting

21.	Carpeting: Enter "yes" if there has been carpeting installed within the building within
the last year.

22.	Continuous: If the building has a continuous re-carpeting cycle (i.e., some part of
the building is always undergoing re-carpeting), enter "continuous." If re-carpeting is
not implemented continuously, enter the both the location and date of each carpeting
renovation.

Roofing

23.	Roofing: Enter "yes" if there has been re-roofing implemented within the building
within the last year.

24.	Continuous: If the building has a continuous re-roofing cycle (i.e., some part of the
building is always undergoing re-roofing), select "continuous." If re-roofing is not
implemented continuously, enter the both the location and date of each re-roofing
renovation.

Furniture

25.	Furniture: Enter "yes" if there has been new furniture installed within the building
within the last year.


-------
26.	Continuous: If the building has a continuous new furniture installation cycle select
"continuous." If new furniture is not installed continuously, enter the both the location
and date of each new furniture installation.

Partition and Interior Wall Systems

27.	Enter "yes" if there has been movement of partitions or interior walls within the
building within the last year.

28.	Continuous: If the building has a continuous partition or interior wall movement
cycle, select "continuous." If partition or interior wall movement projects are not
implemented continuously, enter the both the location and date of each project.

Cleaning Schedules

Information pertaining to cleaning schedules can be obtained from the building owner,

manager, or operator.

29.	Office Cleaning: Enter the frequency at which office cleaning is done. Note whether
this cleaning is done during occupied hours, evenings, or weekends.

30.	Dry Mopping: Enter the frequency at which dry mopping is done. Note whether dry
mopping is done during occupied hours, evenings, or weekends.

31.	Wet Mopping: Enter the frequency at which wet mopping is done. Note whether wet
mopping is done during occupied hours, evenings, or weekends.

32.	Vacuuming: Enter the frequency at which vacuuming is done. Note whether
vacuuming is done during occupied hours, evenings, or weekends.

33.	Type of Vacuum Used: If vacuuming is conducted, enter the type of vacuum used.
These include standard vacuums and vacuums equipped with high efficiency particle
air (HEPA) filtration.


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Indoor Trash Storage

34.	Trash Storage: Enter the locations within the building where trash is stored, other
than temporarily during collection. Collect information of building floor and the
location on each floor (i.e., occupied space, stairwell, freight elevator lobby, or
loading dock).

Cleaning Materials

35.	Materials Used: Select each cleaning material used in the building from the list.
General descriptors include window cleaner, furniture cleaner, floor wax, bathroom
cleaners, bleach, soap, and carpet cleaners.

36.	Inventory of Cleaning Materials: Collect an inventory of all cleaning materials used
in the building. This information should be collected by taking an inventory of each
storage room within the building.

37.	Storage Location: Enter the locations within the building where cleaning materials
are stored. Appropriate information includes the building floor and where on the
building floor cleaning materials are located, such as janitors closet or storage room.

Pest Control

Pest control information should be obtained from the building owner, manager, or

facilities engineer.

38.	Exterior Application: Enter the frequency of exterior pesticide application.
Appropriate frequencies include weekly, monthly, semi-annually, etc.

39.	Date of Last Exterior Application Frequency: Enter the date of the last exterior
pesticide application.

40.	Interior Application: Enter the frequency of interior pesticide application.
Appropriate frequencies include weekly, monthly, semi-annually, etc.


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41.	Date of Last Interior Application Frequency: Enter the date of the last interior
pesticide application.

42.	Interior Pesticide Application Location: Enter the floors and locations within the
building where pesticides are applied. Appropriate information includes the building
floor and location such as occupied space, storage areas, and mechanical spaces.

43.	Pesticides Used: Enter the name of the pesticides used both for interior and exterior
applications.

44.	Pesticide Storage: Enter whether pesticides are stored on-site within the building or
whether pesticides are stored off-site.

45.	Storage Locations: If pesticides are stored on-site, enter the floors and locations
where pesticides are stored. Appropriate information includes the building floor and
location such as occupied space, janitorial closet, or storage room.

Special Use Spaces (46 through 57)

Information regarding special use spaces should be obtained from the building owner,

manager, or facilities engineer. For each of the categories, (smoking lounges through

conference rooms) provide the following information:

Existence: Enter "yes" if the space use category exists in the building.

Floor and Space Ventilation: Enter the floor within the building where this space exists.

Enter whether this special use space is equipped with its own dedicated ventilation

system and dedicated exhaust system.


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FORM A-1 BUILDING DESCRIPTION

One copy of Form A-l is completed for each building.

GENERAL BUILDING CHARACTERISTICS

1	Building Age (construction)		

2	Latest Building Addition		

3	Gross Floor Area		m2 or ft2

4	Occupied Floor Area		m2orft2

5	Number of Floors Below Grade		

6	Number of Floors Below Grade		

SPACE USE

7 Activity Category: Define as office, foyer/reception, retail, vacant, assembly, multi-use,
laboratory, storage, food services, mechanical, parking, or other.

Floor
Designation

Primary Activity
Category

Secondary Activity
Category

Comments









































































































OCCUPANCY INFORMATION

8	Number of Occupants

9	Days Per Week Building is Occupied

10	Hours Per Day Building is Occupied
(WEEKDAYS)

11	Hours Per Day Building is Occupied
(WEEKEND DAYS)


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CLIMATE INFORMATION

12	Heating Degree Days

13	Cooling Degree Days

14	Winter Design Drybulb
Temperature (99%):

15	Summer Design Drybulb
Temperature (1%):

16	Summer Design Wetbulb
Temperature (1%):

SITE INFORMATION

17	Site Characterization (check most representative)

Urban/Industrial



Suburban/Industrial



Urban/Residential



Suburban/Residential



Urban/Commercial



Suburban/Commercial



Rural/Near Urban



Rural/Commercial



Rural/Agricultural



Rural/Industrial



BUILDING EQUIPMENT INFORMATION

18	Building Ventilation (natural or		

mechanical)

19	Building Equipped with Cooling		

System (yes/no)

For the mechanical systems listed below, indicate whether the system is "primary"(P), "secondary"
(S), or"other"(O)

P/S/O Cooling Equipment	Comments

	 Chillers		

	 Packaged Air Conditioning Units		

	 Heat Pump		

	 Ducted Air Distribution		

	 Fan Coil Units		

	 Individual Room Air Conditioners 	

	 Central System with Cooling Coils 	

	 Split Air Conditioning Units		

	 Make-up Air Units		

. (C-Day
or F-day)
. (C-Day
or F-day)
. (C-Day
or F-day)
. (C-Day
or F-day)
. (C-Day
or F-day)


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BUILDING EQUIPMENT INFORMATION (CONTINUED)

20 Building Equipped with Heating
System (yes/no)

For the mechanical systems listed below, indicate whether the system is "primary"(P), "secondary"
(S), or"other"(O)

P/S/O Heating Equipment	Comments

	 Steam or Hot Water Boiler		

	 Central System with Heating Coils		

	 Reheat Coils in Air Distribution System 	

	 Packaged Units		

	 Forced Air Furnace		

	 Heat Pump		

	 Ducted Air Distribution		

	 Fan Coil Units		

	 Individual Space Heaters		

	 Fin Tube Radiators		

	 Electric Baseboard		

	 Make-up Air Units		

BUILDING OPERATING SCHEDULE

21	Space Conditioning Days Per Day
(WEEKDAY)

22	Space Conditioning Hours Per Day
(WEEKDAY)

23	Space Conditioning Days Per Week
(WEEKEND DAY)

24	Space Conditioning Hours Per Day
(WEEKEND DAY)

25	Ventilation System Operation Days
Per Week (WEEKDAY)

26	Ventilation System Operation Hours
Per Day (WEEKDAY)

27	Ventilation System Operation Days
Per Week (WEEKEND DAY)

28	Ventilation System Operation Hours
Per Day (WEEKEND DAY)


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BUILDING ENVELOPE CHARACTERIZATION

29 Exterior Wall Construction

For the wall constructions listed below, indicate whether the construction is "primary"(P), "secondary"
(S), or"other"(O)

P/S/O Exterior Wall Construction	Comments

	 Glass or Metal Curtain Wall		

	 Masonry		

	 Pre-cast Concrete Panels		

	 Stone Panels		

	 Exterior Insulation Finish System		

	 Siding on Frame Construction		

	 Metal Building System		

	 Other		

30 Roof construction

For the roof constructions listed below, indicate whether the construction is "primary"(P), "secondary"
(S), or"other"(O)

P/S/O Roof Construction	Comments

	 Built-up Roof		

	 Single-ply Membrane		

	 Inverted Membrane		

	 Shingles		

	 Metal		

	 Other		

31	Glazing Elements		(Single, Double, or Triple)

32	Operable Wndows (yes/no)		

33	Percentage of Operable Wndows		

34	Shading Elements (yes/no)		

35	Percentage of Windows with Shading		

Elements (overhangs, window

treatments, or shades)

BUILDING HVAC CONTROL SYSTEMS

36 HVAC Control Implementation

For the control methods listed below, indicate whether the method is "primary"(P), "secondary" (S), or
"other"(0)

P/S/O Control Implementation	Comments

	 Pneumatic		

	 Low Voltage Analog Electric		

	 Direct Digital		


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BUILDING HVAC CONTROL SYSTEMS (CONTINUED)

37 HVAC Control Response Strategy

For the control response strategy listed below, indicate whether the strategy is "primary"(P),
"secondary" (S), or "other"(0)

P/S/O Control Response Strategy	Comments

	 Two-position		

	 Proportional		

	 Floating Point		

	 Proportional-integral		

	 Proportional-integral-derivative		


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FORM A-2 BUILDING SOURCE INFORMATION

One copy of Form A-2 is completed for each building.

OUTDOOR CONTAMINANT SOURCES

1	Garbage Dumpsters		

2	Power Plants		

3	Heavy Motor Vehicle Traffic		

4	Construction Activities		

5	Emergency Generators		

6	Industrial Stacks		

SMOKING POLICIES

7	Smoking Permitted in Building? (yes/no)

8	Is Smoking Permitted in Entire Building?
(yes/no)

9	Is Smoking Restricted to Private Offices?
(yes/no)

10	Is Smoking Restricted to Indoor Smoking
Areas? (yes/no)

11	Is Smoking Restricted to Outdoor Smoking
Areas? (yes/no)

WATER DAMAGE

12	Past Occurrences of Water Damage (yes/no)

13	If Yes, Location of Past Water Damage

Basement
Roof

Mechanical Space
Occupied Space
Floors Damaged


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WATER DAMAGE (CONTINUED)

14	Current Water Leakage or Damage (yes/no)

15	If Yes, Location of Current Water Damage

Basement
Roof

Mechanical Space
Occupied Space
Floors Damaged

FIRE DAMAGE

16	Past Occurrences of Fire Damage (yes/no)

17	If Yes, Date When Fire Occurred

18	Extend of Fire Damage
Building Wde
Limited Paces
Floors Damaged

BUILDING RENOVATIONS
Painting

19	Have Painting Renovations Occurred in the Last
Year? (yes/no)

20	Are Painting Projects Implemented Continuously
Throughout the Building

If Not Continuous, Enter Location and Date of
Painting Renovations


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BUILDING RENOVATIONS (CONTINUED)

Carpeting

21	Have New Carpet Renovations Occurred in the 	

Last Year?

22	Is New Carpeting Installed Continuously		

Throughout the Building?

If not continuous, enter floor and date of new	Location	Date (mm/yy)

carpet installations

Roofing

23	Has Re-roofing Occurred in the Last Year?		

24	Is Re-roofing Implemented Continuously		

Throughout the Building?

If not continuous, enter floor and date where re-	Location	Date (mm/yy)

roofing occurred

Furniture

25	Has New Furniture Been Installed in the Last		

Year?

26	Is New Furniture Installation Implemented		

Continuously Throughout the Building?

If not continuous, enter floor and date where new	Location	Date (mm/yy)

furniture was installed


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BUILDING RENOVATIONS (CONTINUED)

Partition and Interior Wall Systems

27	Has the Movement of Partitions or Interior Walls 	

Been Implemented in the Last Year?

28	Are Partition or Interior Wall Movement Projects 	

Implemented Continuously Throughout the

Building?

If not continuous, enter floor and date where	Location	Date (mm/yy)

partition or interior wall movement occurred

CLEANING SCHEDULES

Frequency Occupied	Evenings	Weekends
Hours

29	Office Cleaning 	 			 	

30	Dry Mopping 	 			 	

31	Wet Mopping 	 			 	

32	Vacuuming 	 			 	

33	Type of Vacuum Used		

INDOOR TRASH STORAGE

34 Location of Indoor Trash Storage (describe floor and storage area)

Floor	Occupied Space Stairwell	Freight Elevator Loading Dock

Lobby


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CLEANING MATERIALS USED

35 Cleaning Materials Used in Building (check all that apply)

Window Cleaner 	

Furniture Cleaner 	

Floor Wax		

Bathroom Cleaner 	

Bleach		

Liquid Soap		

Carpet Cleaner 	

Other (describe) 	

36 Cleaning Materials Inventory (document all cleaning materials used in the building by name
and manufacturer)

CLEANING MATERIALS STORAGE

37 Location of Indoor Trash Storage (describe floor and storage area)

Floor	Occupied Space	Janitorial Closet	Storage Room

PEST CONTROL

38	Frequency of Exterior Pesticide Application

39	Date of Last Exterior Pesticide Application

40	Frequency of Interior Pesticide Application

41	Date of Last Interior Pesticide Application

42 Location of Interior Pesticide Application (describe floor and area of application)

Floor	Occupied Space	Storage Area	Mechanical Room


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PEST CONTROL (CONTINUED)

43 Pesticides Used

Interior	Exterior

44	Pesticide Storage (on-site or off-site)		

45	Pesticide Storage Location

Floor	Occupied Space	Janitorial Closet	Storage Room

SPECIAL USE SPACES

Smoking Areas

46 Does the Building Have Any Designated Smoking 	

Areas?

If yes, enter the following information

Floor	Dedicated Ventilation Dedicated Exhaust System

System

Kitchenettes

47 Does the Building Have Any Kitchenettes?		

If yes, enter the following information

Floor	Dedicated Ventilation Dedicated Exhaust System

System


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SPECIAL USE SPACES (CONTINUED)

Vending Areas

48 Does the Building Have Any Vending Areas?		

If yes, enter the following information

Floor	Dedicated Ventilation Dedicated Exhaust System

System

Laboratory Areas

49 Does the Building Have Any Laboratory Areas?		

If yes, enter the following information

Floor	Dedicated Ventilation Dedicated Exhaust System

System

Print Shops

50 Does the Building Have Any Print Shops?		

If yes, enter the following information

Floor	Dedicated Ventilation Dedicated Exhaust System

System


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SPECIAL USE SPACES (CONTINUED)

Graphic Art Areas

51 Does the Building Have Any Graphic Art Areas?		

If yes, enter the following information

Floor	Dedicated Ventilation Dedicated Exhaust System

System

Commercial Kitchens

52 Does the Building Have Any Commercial		

Kitchens?

If yes, enter the following information

Floor	Dedicated Ventilation Dedicated Exhaust System

System

Loading Docks

53 Does the Building Have Any Loading Docks?		

If yes, enter the following information

Floor	Dedicated Ventilation Dedicated Exhaust System

System


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SPECIAL USE SPACES (CONTINUED)

Parking Garages

54 Does the Building Have Any Parking Garages?		

If yes, enter the following information

Floor	Dedicated Ventilation Dedicated Exhaust System

System

Restrooms

55 Does the Building Have Any Restrooms?		

If yes, enter the following information

Floor	Dedicated Ventilation Dedicated Exhaust System

System

Computer Rooms

56 Does the Building Have Any Computer Rooms?		

If yes, enter the following information

Floor	Dedicated Ventilation Dedicated Exhaust System

System

Conference Rooms

57 Does the Building Have Any Conference Rooms?		

If yes, enter the following information

Floor	Dedicated Ventilation Dedicated Exhaust System

System


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CHECKLIST INSTRUCTIONS: TEST SPACE DESCRIPTION

The test space description employs the following two forms:

•	Form B-1, TEST SPACE DESCRIPTION

•	Form B-2, TEST SPACE SOURCE INFORMATION

One copy of each form is completed for each building.

FORM B-1 TEST SPACE DESCRIPTION

This form is used to obtain information related to sources of indoor and outdoor

pollutants that may impact the test space. This information is acquired through a

combination of a test space walk-through and discussions with the building owner,

manager, and operator. The entries on the form are to be completed as follows:

Test Space Description

1.	Test Space Identification: Enter the location of the test space area.

2.	Gross Floor Area: Enter the total floor area enclosed by the boundaries of the test
space. Test space gross floor area should exclude mechanical rooms, utility closets,
stairwells, elevator shafts, any currently unoccupied vacant office space, and any
other areas deemed inappropriate for inclusion in the study area. Included in this
value should be currently occupied tenant office space, bathrooms, janitor's closet,
common hallways, etc. This value should be obtained through measurements of the
existing mechanical or architectural plans.

3.	Occupied Floor Area: Enter the occupied floor area of the test space. Occupied
floor area excludes common hallways, bathrooms, janitor's closet, cafeterias, etc.

4.	Ceiling Height: Enter the distance from the floor to the ceiling in the test space. If
the space has a suspended ceiling, the distance to the suspended ceiling should be
entered. If the test space has more than one ceiling height, enter the height that is
predominant.


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5.	Suspended Ceiling: Enter "yes" if the test space has a suspended ceiling and "no" if
it does not.

6.	Plenum Height: Enter the distance from the suspended ceiling to the floor above. If
the space does not have a suspended ceiling, leave this entry blank.

7.	Space Use Change: Enter "yes" if the space use has changed since the original
design of the building, such as from storage to office use. Enter "no" if the space is
still being used for the purpose for which it was originally designed.

8.	Ventilation System Modification: Enter "yes" if the test space ventilation system
was redesigned based on the space use change, including modifications of the air
handler, the ductwork, and the diffusers. Enter "no" if it was not. Leave blank if there
was no space use change.

9.	Air Handling Units Serving Test Space: Enter AHU designation and percentage of
total test space air from referenced AHU.

10.	Private Office Workstations: Enter the number of workstations located in private
offices. Private offices are offices with no more than three workstations enclosed by
permanent walls with an operable door. A single workstation is one used as a
primary workstation at least 20 hours per week.

11.	Partitioned Office Workstations: Enter the number of workstations located in
partitioned offices. Partitioned offices are offices that are separated by partitions that
do not extend to the ceiling. A single workstation is one used as a primary
workstation at least 20 hours per week. Also, enter the height of the partitions as
measured from the floor to the top of the partition. If more than one partition height is
used, enter the value that is predominant.

12.	Partition Height: Enter the height of the partitions located throughout the test space.

13.	Open Office Workstations: Enter the number of workstations located in open
offices. Open offices are those offices in which the workstations are not separated by


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any walls or partitions. A single workstation is one used as a primary workstation at
least 20 hours per week.

14.	Windows in Test Space: Enter the total number of windows in the test space.

15.	Operable Windows in Test Space: Of the total number of windows, enter the
number of windows that are operable.

16.	Design Floor Area per Workstation: Enter the design floor area per workstation.
Note that this value does not indicate the floor area at the time of building design.
Rather, this value represents the floor area per occupant calculated during the study
week. Design floor area per occupant is calculated by taking the test space occupied
floor area (2), divided by the total number of test space workstations (9 + 10 + 11).

Test Space Furniture

17.	Systems Furniture: Enter the number of workstations comprised of systems
furniture. Systems furniture is fixed to the floor or wall and cannot be moved without
detaching the furniture from its installation hardware. Also, enter the systems
furniture materials used within the test space. These include wood, wood veneer,
textiles, metal, formica, or other. For each material used in systems furniture in the
test space, select primary, secondary, or other.

18.	Movable Furniture: Enter the number of workstations comprised of movable
furniture. Movable furniture is not attached to the floor or wall and can be moved
without requiring detachment from installation hardware. Also, enter the movable
furniture materials used within the test space. These include wood, wood veneer,
textiles, metal, formica, or other. For each material used in movable furniture in the
test space, select primary, secondary, or other.

Test Space Interior Finishes

19.	Wall Finish: Enter the types of wall finish in the test space. These include painted
wallboard, fabric, metal, wallpaper, wood paneling, or other. For each material used,
select primary, secondary, or other.


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20.	Partition Finish: Enter the types of partition finish in the test space. These include
cloth, wood veneer, metal, plastic, wood, or other. For each material used, select
primary, secondary, or other.

21.	Ceiling Finish: Enter the types of ceiling finish in the test space. These include
suspended, fabric, metal, painted wallboard, wood paneling, or other. For each
material used, select primary, secondary, or other.

22.	Floor Finish: Enter the types of floor finish in the test space. These include carpet,
wood, tile, concrete, or other. For each material used, select primary, secondary, or
other.

Test Space Lighting

23.	Incandescent Lamps: Enter the number of incandescent lamps permanently fixed
to walls or ceilings in the test space.

24.	Incandescent Lamps Wattage: Enter the typical wattage of these lamps.

25.	Fluorescent Lamps: Enter the number of fluorescent lamps permanently fixed to
walls or ceilings in the test space.

26.	Fluorescent Lamp Type: Enter the lamp type. When describing the lamp type,
include the typical bulb wattage.

27.	Fluorescent Lamp Luminaire: Enter the typical luminaire type of the lamps.
Luminaire types include parabolic, lensed, troffer, indirect/direct, indirect, and bare.
An example of each type is shown below. Note that a single fixture may contain
multiple lamps.


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LOUVERED PARABOLIC

LEMSED

TROFFER

INDIRECT/DIRECT

INDIRECT

PARABOUC OPEN REFLECTOR

BARE LAMP

28.	Task Lights: Enter the number of task lights found in the test space. Task lights are
lights built into system furniture.

29.	Desk Lamps: Enter the number of desk lamps found in the test space. Desk lamps
include all lights found on workstations that are detachable from the furniture.

Test Space Ventilation Fixtures

30.	Supply Vent: Enter the total number of supply air vents in the test space.

31.	Supply Vent Type: Enter the type of supply vent used in the test space, including
the discharge direction, horizontal or vertical. Select from the following options. If
more than one type is used, include them all. For each type, select primary,
secondary, or other.

•	Linear ceiling diffusers	•	Square or round ceiling diffusers

•	Sidewall diffusers	•	Floor or near-floor diffusers

•	High sidewall grilles	•	Low sidewall grilles

•	Floor registers	•	Fan coil units or unit ventilators

•	Slots around ceiling luminaires	•	Other (describe the vent in as few

•	Perforated ceiling panels	words as possible)


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32. Return Vents: Enter the total number of return vents in the test space.

33. Return Vent Type: Enter the type of return vents used in the test space. Select from
the following options. If more than one type is used, include them all. For each type,
select primary, secondary, or other. Also, enter the total number of return air vents in
the test space.

34. Additional Space Equipment: Enter the types of additional space conditioning
equipment found in the test space. Select from the following list. For each equipment
type, enter the total number found and the number found operating

• Desk fans

FORM B-2 TEST SPACE SOURCE INFORMATION

This form is used to obtain information related to sources of indoor and outdoor
pollutants that may impact the test space. This information is acquired through a
combination of a test space walk-through and discussions with the building owner,
manager, and operator. The entries on the form are to be completed as follows:

Test Space Smoking

1. Smoking Permitted: Enter "yes" if smoking is permitted anywhere in the test space
and "no" if smoking is not allowed.

•	Ceiling grilles

•	Ceiling slots

•	Low sidewall or floor grilles

•	Slots around ceiling luminaires

•	High sidewall grilles

•	Other (describe the vent in as few

words as possible)

•	Air cleaners

•	Humidifiers

•	Space heaters

•	Dehumidifiers

2. Smoking Permitted in Entire Test Space: Enter "yes" if smoking is permitted
throughout the entire test space and "no" if smoking is permitted only in specific
locations.


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3.	Restricted to Private Offices: Enter "yes" if smoking is restricted within the test
space except for private offices and "no" if smoking is not allowed in private offices.

4.	Restricted to Indoor Smoking Areas: Enter "yes" if smoking is restricted within the
test space except for designated smoking areas (including designated restrooms).
Enter "no" if indoor smoking areas do not exist.

5.	Restricted to Outdoor Smoking Areas: Enter "yes" if smoking is allowed outside
the test space.

Test Space Water Damage

6.	Past Occurrences: Enter "yes" if there has been past water damage in the test
space.

7.	Location of Past Water Damage: If water damage occurred in the past, enter the
location from the list where water damage has occurred, basement, roof, mechanical
space, or occupied space. If the water damage occurred in the occupied space,
enter the floor where damage occurred.

8.	Current Water Damage: Enter "yes" if there is currently water leakage or visible
water damage within the test space.

9.	Location of Current Water Damage: If current water damage or water leaks are
present, enter the location from the list where this is occurring, basement, roof,
mechanical space, or occupied space. If it is occurring in the occupied space, enter
the floor where it is occurring.

Test Space Fire Damage

10.	Test Space Damage: Enter "yes" if there has been fire damage within the test
space.

11.	Month/Year: If "yes," enter the month and year that the damage occurred.


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Test Space Renovations

This section describes the renovations that have occurred in the test space during the

past year. This information can be obtained from a building walk-through and from the

building owner or manager.

Painting

12.	Painting: Enter "yes" if there has been painting within the test space within the last
year.

13.	Month: If "yes," enter the month and year that painting occurred.

Carpeting

14.	Carpet: Enter "yes" if there has been new carpeting installed within the test space
within the building within the last year.

15.	Month: If "yes," enter the month and year that carpeting was installed.

Furniture

16.	Furniture: Enter "yes" if there has been new furniture installed within the test space
within the building within the last year.

17.	Month: If "yes," enter the month and year that new furniture was installed.

Partition and Interior Wall Systems

18.	Partitions: Enter "yes" if there has been partition replacement or interior wall
movement within the test space within the building within the last year.

19.	Month: If "yes," enter the month and year that partition replacement or interior wall
movement occurred.


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Test Space Cleaning

This section describes cleaning that may occur in the test space. Information recorded

on this form may differ from that for whole building cleaning such as cleaning schedules,

when cleaning is performed and materials used. This information can be obtained from a

building walk-through and from the building owner or manager.

Cleaning Schedules

20.	Office Cleaning: Enter the frequency at which test spaced office cleaning is done.
Note whether this cleaning is done during occupied hours, evenings, or weekends.

21.	Dry Mopping: Enter the frequency at which test space dry mopping is done. Note
whether dry mopping is done during occupied hours, evenings, or weekends.

22.	Wet Mopping: Enter the frequency at which test space wet mopping is done. Note
whether wet mopping is done during occupied hours, evenings, or weekends.

23.	Vacuuming: Enter the frequency at which test space vacuuming is done. Note
whether vacuuming is done during occupied hours, evenings, or weekends.

24.	Vacuum Type: If vacuuming is conducted, enter the type of vacuum used. These
include standard vacuums, and vacuums equipped with HEPA filtration.

Cleaning Materials

25.	Storage Location: Enter "yes" if cleaning materials are stored in the test space and
"no" if they are not.

26.	Materials Used: Select from the list each cleaning material used in the test space.
General descriptors include window cleaner, furniture cleaner, floor wax, bathroom
cleaners, bleach, soap, and carpet cleaners.


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27.	Inventory of Cleaning Materials: Collect an inventory of all cleaning materials used
in the test space. This information should be collected by taking an inventory of each
storage room within the test space.

Test Space Trash Storage

28.	Trash Storage: Enter "yes" if trash is stored in the test space and no if it is not. Enter
"no" if trash is stored only temporarily during trash collection.

Special Use Spaces (29 through 61)

Information regarding special use spaces should be obtained from the building owner,
manager, or facilities engineer and verified by a walkthrough. For each of the categories,
(smoking lounges through conference rooms) provide the following information:

Existence: Enter "yes" if the space use category exists in the building. Also, enter
whether this special use space is equipped with its own dedicated ventilation system and
dedicated exhaust system.


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FORM B-1 TEST SPACE DESCRIPTION

One copy of Form B-l is completed for each building.

GENERAL TEST SPACE CHARACTERISTICS

1 Test Space Identification

2	Gross Floor Area (see		m2 or ft2

description for exclusions)

3	Occupied Floor Area (see		m2orft2

description for exclusions)

4	Ceiling Height (see description 	m or ft

for exclusions)

5	Suspended Ceiling		

6	Plenum Height		morft

7	Space Use Change		

8	Ventilation System Modification 	

Test Space Air Handling Units

AHU Designation	Percentage of Total Test Space Air From

Referenced AHU

Enter Number of Each

10

Workstations in Private Offices

11

Workstations in Partitioned



Offices (see description)

12

Partition Height

13

Workstations in Open Office



Space (see description)

14

Windows in Test Space

15

Operable Windows in Test



Space

16

Design Floor Area Per Work



Station


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Furniture

17 Systems Furniture: Number of
Workstations

Systems Furniture Materials: Indicate whether material is "primary", "secondary", or "other

P/S/O Materials	Comments

	 Wood		

	 Wood Veneer		

	 Textiles		

	 Metal		

	 Plastic Laminate or Composite 	

Wood (formica)

	 Other		

18 Movable Furniture: Number of
Workstations

Movable Furniture Materials: Indicate whether material is "primary", "secondary", or "other

P/S/O Materials	Comments

	 Wood		

	 Wood Veneer		

	 Textiles		

	 Metal		

	 Plastic Laminate or Composite 	

Wood (formica)

	 Other		

Interior Finishes

19 Wall Finish: Indicate whether finish is "primary", "secondary", or "other

P/S/O Wall Finish	Comments

		Painted Wallboard		

		Fabric Wall Covering		

		Metal		

		Wallpaper		

		Wood Paneling		

		Other		

20 Partition Finish: Indicate whether finish is "primary", "secondary", or "other

P/S/O	Partition Finish	Comments

		Cloth		

		Wood Veneer		

		Metal		

		Plastic		

		Wood		

		Other		


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21 Ceiling Finish: Indicate whether finish is "primary", "secondary", or "other

P/S/O Ceiling Finish	Comments

		Suspended Ceiling		

		Fabric		

		Metal		

		Painted Wallboard		

		Wood Paneling		

		Other		

22 Floor finish: Indicate whether finish is "primary", "secondary", or "other

P/S/O Floor Finish	Comments

		Carpet		

		Wood		

		Plastic Tile or Sheet		

		Concrete		

		Other		

Lighting

23

Number of Fixed Incandescent



Lamps

24

Typical Wattage of Fixed



Incandescent Lamps

25

Number of Fluorescent Lamps

26

Fluorescent Lamp Type

27

Fluorescent Luminaire Type

28

Number of Task Lights

29

Number of Desk Lamps

Ventilation Fixtures

30 Total Number of Supply Vents

31 Supply Air Vent Type: Indicate whether type is "primary", "secondary", or "other

P/S/O Materials	Comments

		Linear Ceiling Diffusers		

		Sidewall Diffusers		

		High Sidewall Grilles		

		Floor Registers		

		Perforated Ceiling Panels		

		Square or Round Ceiling		

Diffusers

		Floor or Near-floor Diffusers		

		Low Sidewall Grilles		

		Fan Coil Units or Unit Ventilators 	

		Slots Around Ceiling Luminaires 	

		Other		


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32 Total Number of Return Vents

33 Return Air Vent Type: Indicate whether type is "primary", "secondary", or "other

P/S/O Materials	Comments

		Ceiling Grilles		

		Ceiling Slots		

		Low Sidewall or Floor Grilles		

		Slots Around Ceiling Luminaires 	

		High Sidewall Grilles		

		Other		

Additional Space Conditioning Equipment

34 Number of Air Cleaners
Observed in Test Space
Number of Operating Air
Cleaners

Number of Space Heaters
Observed in Test Space
Number of Operating Space
Heaters

Number of Humidifiers
Observed in Test Space
Number of Operating
Humidifiers

Number of Dehumidifiers
Observed in Test Space
Number of Operating
Dehumidifiers
Number of Desk Fans
Observed in Test Space
Number of Operating Desk
Fans


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FORM B-2 TEST SPACE DESCRIPTION

One copy of Form B-2 is completed for each building.

SMOKING POLICIES

1	Smoking Permitted in Test Space?

(yes/no)

2	Is Smoking Permitted in Entire Test
Space?

3	Is Smoking Restricted to Private Offices?

4	Is Smoking Restricted to Indoor Smoking
Areas?

5	Is Smoking Restricted to Outdoor Smoking
Areas?

WATER DAMAGE

6	Past Occurrences of Water Damage (yes/no)

7	If Yes, Location of Past Water Damage

Basement
Roof

Mechanical Space
Occupied Space

8	Current Water Leakage or Damage

9	If Yes, Location of Current Water Leakage or
Damage

Basement
Roof

Mechanical Space
Occupied Space

FIRE DAMAGE

10	Past Occurrences of Test Space Fire Damage
(yes/no)

11	If Yes, Month/Year When Fire Occurred

TEST SPACE RENOVATIONS
Painting

12	Have Painting Renovations Occurred in the Last
Year? (yes/no)

13	If Yes, Enter Month and Year


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New Carpet

14	Has New Carpet Been Installed in the Last Year?
(yes/no)

15	If Yes, Enter Month and Year
New Furniture

16	Has New Furniture Been Installed in the Last
Year? (yes/no)

17	If Yes, Enter Month and Year

Partition Replacement

18	Has Partition Replacement or Interior Wall
Movement Occurred in the Last Year? (yes/no)

19	If Yes, Enter Month and Year

TEST SPACE CLEANING

Frequency Occupied	Evenings	Weekends
Hours

20	Office Cleaning 	 					

21	Dry Mopping 	 					

22	Wet Mopping 	 					

23	Vacuuming 	 					

24	Type of Vacuum Used 	

25 Are Cleaning Materials Stored in Test Space?

26 Cleaning Materials Used in Building (check all that apply)

Wndow Cleaner 	

Furniture Cleaner 	

Floor Wax		

Bathroom Cleaner 	

Bleach		

Liquid Soap		

Carpet Cleaner 	

Other (describe) 	

27 Cleaning Materials Inventory (document all cleaning materials used in the test space by name
and manufacturer)


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Test Space Trash Storage

28 Is Trash Stored in the Test Space?

SPECIAL USE SPACES

Smoking Areas

29	Does the Test Space Have Any Smoking Areas?

30	If Yes, is the Space Served by a Dedicated
Ventilation System?

31	If Yes, is the Space Served by a Dedicated
Exhaust System?

Kitchenettes

32	Does the Test Space Have Any Kitchenettes?

33	If Yes, is the Space Served by a Dedicated
Ventilation System?

34	If Yes, is the Space Served by a Dedicated
Exhaust System?

Vending Areas

35	Does the Test Space Have Any Vending Areas?

36	If Yes, is the Space Served by a Dedicated
Ventilation System?

37	If Yes, is the Space Served by a Dedicated
Exhaust System?

Laboratory Areas

38	Does the Test Space Have Any Laboratory
Areas?

39	If Yes, is the Space Served by a Dedicated
Ventilation System?

40	If Yes, is the Space Served by a Dedicated
Exhaust System?

Print Shop

41	Does the Test Space Have a Print Shop?

42	If Yes, is the Space Served by a Dedicated
Ventilation System?

43	If Yes, is the Space Served by a Dedicated
Exhaust System?


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Graphic Arts

44	Does the Test Space Have a Graphic Arts Area?

45	If Yes, is the Space Served by a Dedicated
Ventilation System?

46	If Yes, is the Space Served by a Dedicated
Exhaust System?

Commercial Kitchen

47	Does the Test Space Have a Commercial
Kitchen?

48	If Yes, is the Space Served by a Dedicated
Ventilation System?

49	If Yes, is the Space Served by a Dedicated
Exhaust System?

Loading Dock

50	Does the Test Space Have a Loading Dock?

51	If Yes, is the Space Served by a Dedicated
Ventilation System?

52	If Yes, is the Space Served by a Dedicated
Exhaust System?

Parking Garage

53	Does the Test Space Have a Parking Garage?

54	If Yes, is the Space Served by a Dedicated
Ventilation System?

55	If Yes, is the Space Served by a Dedicated
Exhaust System?

Computer Room

56	Does the Test Space Have a Computer Room?

57	If Yes, is the Space Served by a Dedicated
Ventilation System?

58	If Yes, is the Space Served by a Dedicated
Exhaust System?

Conference Room

59	Does the Test Space Have a Conference Room?

60	If Yes, is the Space Served by a Dedicated
Ventilation System?

61	If Yes, is the Space Served by a Dedicated
Exhaust System?


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CHECKLIST INSTRUCTIONS: TEST SPACE HVAC SYSTEM
DESCRIPTION

The description of the HVAC system serving the test space employs a series of forms,
with the specific forms used and their number depending on the system. The use of
Forms C-1 through C-10 depends on the components of the HVAC system. Forms C-11
and C-12 will be used in all buildings. The forms for HVAC descriptions and inspections
are as follows:

C1

AIR HANDLING AND DISTRIBUTION SYSTEM

C2

PERIMETER ZONE UNITS

C3

UNITARY SYSTEMS

C4

EVAPORATIVE COOLING SYSTEMS

C5

OUTDOOR AIR INTAKE CONTROL

C6

NATURAL VENTILATION SYSTEMS

C7A

AIR HANDLER SPECIFICATIONS

C7B

EXHAUST FAN SPECIFICATIONS

C8

FILTRATION AND AIR CLEANING SYSTEMS

C9

AIR WASHERS

C10

HUMIDIFICATION SYSTEMS

C11

MAINTENANCE

C12

INSPECTION


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FORM C-1 AIR HANDLING AND DISTRIBUTION SYSTEMS

Central air handling systems, sometimes also referred to as "all-air," provide space
conditioning by supplying conditioned air and ventilation by supplying outdoor air. A test
space air handling unit may be defined as an air handling unit that supplies outdoor air to
the test space. This form is used to describe the air handling and distribution systems
serving the test space. One form should be completed for each system serving the test
space.

Air Handling Unit Description

1.	Identification: Enter the air handler identification using floor numbers and either
room numbers or a description of the location on that floor.

2.	System Type Code: Select the system type from one of the following options. The
system type should be determined by review of equipment specifications and
documentation, and system inspection. Additional information should be obtained
from the building operator.

A Single Duct, Constant Volume, Single Zone

The air handler supplies a constant volume of supply air to a single zone with minimum
heating and cooling load variations. The load within the space is controlled by varying
the temperature of the supply air. The supply air temperature is controlled by varying the
quantity and/or temperature of the heating or cooling source, by varying the relative
proportions of outdoor air intake and recirculation air, by modulating the position of face
and bypass dampers within the air handler, or a combination of these approaches.

B Single Duct, Constant Volume, Multiple Zone Reheat

The air handler supplies a constant volume of supply air to multiple zones with unequal
loads. The load within each zone is controlled by varying the temperature of the supply
air delivered to the zone. The supply air temperature is controlled by varying the amount
of heating or cooling at the air handler, the relative proportions of outdoor air intake and
recirculation, the position of face and bypass dampers within the air handler, or a


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combination of these approaches. Further temperature control in individual zones is
provided by reheat coils in the ducts in each individual zone.

C Single Duct, Constant Volume, Multiple Zone Bypass

The air handler supplies a constant volume of supply air to multiple zones with unequal
loads. The load within each zone is controlled by varying the temperature of the supply
air delivered to the zone and the amount of supply air that is actually delivered to the
zone. The supply air temperature is controlled by varying the amount of heating or
cooling at the air handler, the relative proportions of outdoor air intake and recirculation,
the position of face and bypass dampers within the air handler, or a combination of these
approaches. Further temperature control in individual zones is provided through the use
of a bypass box in the zone which dumps some of the supply air into the return air
plenum or duct.

D Single Duct, Variable Air Volume

The air handler supplies air at a constant temperature of approximately 13 degrees
Celsius (55 degrees Fahrenheit) through a duct system to variable air volume (VAV)
units located in the ceiling plenum. In each zone, the VAV unit controls the quantity of
supply air delivered to meet the cooling load requirements within that zone. The total
quantity of supply air delivered by the air handler therefore varies in response to
variations in the building space load. A true VAV system provides cooling only, with
perimeter zones heated by some other system.

E Single Duct, Variable Air Volume, Reheat

This system is a modification of a true VAV system capable of providing both heating
and cooling. Heat is provided in or near the terminal units after the supply airflow rate
has been reduced to a predetermined minimum.

F Single Duct, Variable Air Volume, Induction

A VAV air handler provides primary air to unpowered VAV terminal units that induce
plenum or room air into the supply airstream. The combination of primary and induced


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air provides a constant airflow. Variations in space load are met by varying the relative
proportions of the primary and induced air. Reheat coils or some other form of auxiliary
heat are required when heat gain in the room and ceiling is less than the sum of the
transmission losses and the cooling loads associated with the primary air.

G Single Duct, Variable Air Volume, Fan Powered, Constant Fan

A VAV air handler supplies primary air to fan-powered VAV induction units that are
installed in series with the primary supply airflow. The fan-powered units run
continuously and operate at a relatively constant volume. In each zone, the unit mixes
primary supply air with induced return air from the plenum to meet the space loads.
Terminal units in exterior zones have heating coils for winter heating requirements. The
heating coil is not activated until the primary air volume is sensed.

H Single Duct, Variable Air Volume, Fan Powered, Intermittent Fan

A VAV air handler supplies primary air to fan-powered VAV induction units that are
installed in parallel with the primary supply airflow. The unit modulates the primary
supply air in response to the cooling loads of the zone and operates the fan-powered
unit when induced air is needed to meet the heating requirements. The primary air and
the induced air mix within a common plenum within the fan-powered unit.

I Single Duct, Variable Air Volume, Dual Conduit

This system has two airstreams, one system used to meet year round cooling loads and
a second system to offset transmission losses. The first system is a conventional central
VAV system that provides year-round cooling to meet space cooling loads. The second
system operates at constant volume, with the air temperature varied to meet
transmission losses, and conditions return air from the ceiling plenum or the room. In
some systems, this second system operates only during peak loads.

J Dual Duct, Constant Volume

The air handler supplies a constant volume of supply air to multiple zones; with the
supply fan blowing through cooling coil and bypass sections connected to cold and hot


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decks respectively. These two decks run through the building to unpowered mixing
boxes in the ceiling plenum, which mix the warm and cold air to meet the loads in the
zone.

K Dual Duct, Constant Volume, Reheat

The air handler supplies a constant volume of supply air to multiple zones, with the
supply airstream being split into two flows, one blowing through cooling coils and the
other blowing through heating coils. The hot and cold air decks run through the building
to unpowered mixing boxes in the ceiling plenum, which mix the hot and cold air to meet
the loads in the zone. Interior zones mixing boxes may only be connected to the cold
deck.

L Dual Duct, Variable Air Volume, Single Fan

A single VAV air handler supplies air to multiple zones, with the supply fan blowing
through cooling and heating coil sections connected to cold and hot decks respectively.
These two decks run through the building to VAV mixing boxes in the ceiling plenum,
which mix the hot and cold air to meet the loads in the zone. The dampers in the mixing
boxes are controlled by zone thermostats. Interior zone boxes may be connected to only
the cold duct, while exterior zones will be connected to both the hot and cold decks.

M Dual Duct, Variable Air Volume, Dual Fan

In this system, separate supply fans serve the cold and hot decks. The two decks run
through the building to VAV mixing boxes in the ceiling plenum, which mix the hot and
cold air to meet the loads in the zone. Interior zone boxes may be connected to only the
cold duct while exterior zones will be connected to both the hot and cold ducts.

N Multizone, Constant Volume

A constant volume air handler serves multiple zones, with the supply fan blowing
through a cooling or heating coil, or both. Each zone's space load is met with a mixture
of the hot and cold airstreams carried by a single duct to the zone. The mixing of the two
airstreams for each zone takes place at the unit, with dampers in the hot and cold decks.


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The airflow rate to each zone is fairly constant depending on the pressure drop through
each coil and the position of the mixing dampers.

O Constant Volume, Blow-through Bypass

A constant volume air handler serves multiple zones, with the supply fan blowing air
through the cooling coil section or through a bypass section around the cooling coil. The
two supply ducts, cold and bypass, split off such that there is a cold duct and bypass air
duct for each zone. These two supply airflows are brought together within the
mechanical room, with the damper in the bypass air duct and a heating coil downstream
of where the two flows merge. A constant quantity of air is supplied to each zone through
this single duct and the supply air temperature to each zone is varied to meet space load
by modulating the bypass damper and the use of the heating coil. The heating coil is
activated only when all of the zone's supply air is bypass air. Interior zones may not have
the heating coil in their ducts.

P Texas Multizone, or Three-deck Multizone

The air handler supplies a constant volume of supply air to multiple zones, with the
supply fan blowing through a cooling coil, a bypass section or a heating coil. The space
load of each zone is met through a mixture of the cold, bypass, and hot airstreams that
is carried by a single duct to the zone. The mixing of the three airstreams for each zone
takes place at the unit, employing dampers in the three decks. Interior zones are
generally not connected to the hot deck. The heating coils are activated only if the
bypass air can not meet the loads. The total air quantity to each zone is more or less
constant depending on the pressure drop through each coil and the position of the
mixing dampers.

3.	Zones Served: Enter the thermostatically controlled zones served by the air
handling unit. This value can be obtained by a review of building design drawings.
Note that this count should include both zones inside and outside of the test space.

4.	Return Air Fan: Enter "yes" if the air handling unit is equipped with a return air fan
and "no" if it is not.


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5.	Variable Temperature Setpoint: If the system is VAV and the supply air
temperature is varied by the control system in response to conditions, choose "Yes"
in response to variable supply air temperature setpoint. Choose "No" if the system is
VAV, but does have a variable supply air temperature. If the system is not VAV,
leave this question blank.

6.	Test Space Served by Air Handler: For each test space served by this air handler,
enter the two digit code used to identify the test space and the approximate
percentage of total air handler capacity going to that test space.

Air Handling Unit Ductwork

7.	Supply Ducting: Enter the type of supply ductwork used by the air handling unit,
galvanized, flexible fiber board, no ducting used, or other. When multiple types of
ducting are used, select each type as primary, secondary, or other.

8.	Return Ducting: Enter the type of return ductwork used by the air handling unit,
galvanized, flexible fiber board, no ducting used, or other. When multiple types of
ducting are used, select each type as primary, secondary, or other.

FORM C-2 PERIMETER ZONE UNITS

This form is used to describe systems that provide space conditioning to perimeter
zones. In many cases, the systems within the section on central systems will also serve
perimeter zones, but the systems described on this form are intended solely for
perimeter applications. Only one form is required for the test space. One copy of
Form C-2 should be completed for each test space.

1. Air Water Induction Units: Enter "yes" if air water induction units are used in the
test space and "no" if they are not. Also, if "yes," enter whether these systems are
equipped with condensate drain pans and air filters.

2. Fan Coil Units: Enter "yes" if fan coil units are used in the test space and "no" if they
are not. Also, if "yes," enter whether these systems are equipped with condensate
drain pans and air filters.


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3.	Unit Ventilators: Enter "yes" if unit ventilators are used in the test space and "no" if
they are not. Also, if "yes," enter whether these systems are equipped with
condensate drain pans and air filters and whether the units are provided with
ventilation air.

4.	Fin-tube Radiation: Enter "yes" if fin-tube radiation is used in the test space and
"no" if they are not.

5.	Electric Baseboard: Enter "yes" if electric baseboard is used in the test space and
"no" if they are not.

FORM C-3 UNITARY SYSTEMS

This form is used to describe unitary air-conditioning equipment, which includes a range

of systems consisting of factory-assembled components providing heating, cooling, and

outdoor air. Generally, each zone is served by a separate unit, unless the zone is very

large. One copy of Form C-3 should be completed for each test space.

1.	Rooftop Units: Enter "yes" if the test space is conditioned by rooftop units. These
units are single package units consisting of unitary equipment, a ducted air
distribution system, and a temperature control system. They may serve single or
multiple zones, and may be constant and variable air volume. Also, enter the number
of rooftop systems serving the test space, the type of zoning, and whether the
systems are constant air volume (CAV) or VAV.

2.	Packaged Room AC Systems: Enter "yes" if the test space is conditioned by
individual room packaged air-conditioning (AC) units. Individual room packaged AC
units are small capacity direct expansion (DX) refrigeration cycle air-conditioning
package units that do not introduce outside air. Also, if "yes," enter whether these
systems are equipped with condensate drain pans and air filters.

3.	Heat Pump Systems: Enter "yes" if the test space is conditioned by heat pump
systems. Heat pump systems are factory-assembled units with the capacity to heat
and cool. A single system can be used to condition an entire building or individual


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zones. Heat pump types include air-to-air, water-to-air, air-to-water, and water-to-
water. Ventilation air may be supplied by a central system to the individual units
through a system of ductwork or the individual units may provide ventilation. If the
test space is served by these systems, enter the number of systems serving the
space and whether ventilation air is provided.

4. Other: If some other type of unitary system is being used, enter "yes" and describe
the system.

FORM C-4 EVAPORATIVE COOLING SYSTEMS

Evaporative cooling systems are non-refrigerant systems that cool air by exchanging
sensible heat for latent heat, thereby reducing temperatures, but raising humidity levels.
This form is used to describe evaporative cooling systems that may be used to condition
the test space. One copy of Form C-4 should be completed for each test space.

1. Direct Evaporative Air Coolers: Enter "yes" if the test space is served by a direct
evaporative cooling system. If "yes," also enter the type of system being used. These
include the following:

Wetted-media: A fan pulls air through wetted pads and delivers the cooled air to the
space. A pump lifts water from a reservoir allowing it to flow down the media back to
the sump.

Rigid-media: A fan moves air horizontally through wet sheets of rigid corrugated
material. A pump lifts water from a reservoir allowing it to flow down the media back
to the sump.

Slinger packaged: A fan draws outdoor air through a water spray, an evaporative
filter pad, and an entrained-moisture eliminator pad. The spray is created by a motor-
driven disk that is partially emersed in a water reservoir.

Packaged rotary: A fan pulls air through a pad that rotates through a water reservoir.


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2. Indirect Evaporative Air Coolers: Enter "yes" if the test space is served by an
indirect evaporative cooling system. In an indirect evaporative air cooler, a fan forces
an air stream across one side of a heat exchanger. On the other side of the heat
exchanger, the conditioned air being supplied to the space is sensibly cooled by
contact with the heat exchanger surfaces. An indirect evaporative cooler may either
be self-contained or a part of a packaged air handling system.

FORM C-5 OUTDOOR AIR INTAKE CONTROL

This form is used to describe the means of outdoor air intake control employed in the
mechanical ventilation system serving the test space. The information on this form can
be determined from the mechanical equipment specifications and verified by inspection
and discussion with the building operator. One copy of Form C-5 should be completed
for each test space.

1. Intake Strategy: Enter the intake strategy for the air handling units serving the test
space from the list provided below:

Conditioned positive: A separate fan is used to bring in the required amount of
outdoor air. This air is filtered and possibly dehumidified and heated or cooled prior
to being delivered to the air handler

Unconditioned positive: A separate fan is used to bring in the required amount of
outdoor air, but this air is not treated prior to being delivered to the air handler.

Unconditioned suction: Outdoor air is brought into the building through a separate
duct by the suction induced by the supply fan. This air is not treated prior to being
delivered to the air handler.

Unconditioned suction with no duct: Untreated outdoor air intake is induced by the
supply fan suction, directly into the air handling unit.

2. Control Strategy: Enter the outdoor air control strategy for the air handling units
serving the test space from the list provided below.


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100% outdoor air intake: The air handler provides 100 percent outdoor air at all
times, with no recirculation of return air.

Fixed minimum outdoor air intake: The rate of outdoor air intake is constant
whenever the air handler is operating. The supply air consists of constant proportions
of outdoor air and recirculated return air.

Economizer cycle: If the outdoor air temperature is above a low temperature
setpoint, the return, relief, and outdoor air intake dampers modulate to maintain the
mixed air temperature at its setpoint. When the outdoor air temperature is below this
setpoint, the outdoor air intake is at a minimum. When the outdoor air temperature is
above a high temperature limit, the outdoor air intake is reduced to a minimum level.

Enthalpy economizer cycle: If the outdoor air enthalpy is above a low enthalpy
setpoint, the return, relief, and outdoor air intake dampers modulate to maintain the
mixed air temperature at its setpoint. When the outdoor air enthalpy is below this
setpoint, the outdoor air intake is at a minimum. When the outdoor air enthalpy is
above a high enthalpy limit, the outdoor air intake is reduced to a minimum level.

3. Means of Maintaining Minimum: From the list provided, enter the method used by
the air handling unit in maintaining a minimum outdoor air setpoint.

Fixed damper position: The intake and recirculation dampers are fixed and the
pressure in the mixed air plenum determines the outdoor air intake rate.

Supply/return fan tracking: Based on the difference between the supply and return
fan airflow rates, the outdoor air intake dampers position is modulated to provide a
constant outdoor air intake rate.

Intake airflow monitoring: The outdoor air intake rate is monitored with an airflow
station and the control system modulates the outdoor air intake dampers based on
the measured airflow rate as compared to a set point.


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Additional Outdoor Air Control

4.	Morning Warm-up Cycle: Enter "yes" if the air handling units operate with a
morning warm-up cycle and "no" if they do not. With morning warm-up, the system
operates with no outdoor air to warm up the building prior to occupancy. This mode
is used during unoccupied hours.

5.	Morning Purge Cycle: Enter "yes" if the air handling units operate with a morning
purge cycle and "no" if they do not. With morning purge, the system operates at a
high level of outdoor air to purge the building of any contaminants that may have built
up over the night. This mode occurs prior to occupancy.

6.	Night Cool-down Cycle: Enter "yes" if the air handling units operate with a night
cool-down cycle and "no" if they do not. With night cool-down, the system is run at
100% outdoor air intake in order to cool the building prior to occupancy. This mode is
operated under certain outdoor air temperature and humidity conditions.

FORM C-6 NATURAL VENTILATION SYSTEMS

This form is used to describe the ventilation strategy employed in naturally ventilated
buildings. Natural ventilation systems operate without external power, employing
pressure differences caused by wind and temperature differences to induce airflow
through the building. A building with a natural ventilation system may still have powered
exhaust systems serving toilets and other areas. Information on the natural ventilation
system can be determined from the mechanical equipment specifications, and verified
by inspection and discussion with the building operator. One copy of Form C-6 should be
completed for each building.

1.	Through-the-exterior Wall Vents: Enter "yes" if the building is ventilated by airflow
through openings in the exterior wall and "no" if it is not. If "yes," enter the number
and size of the vents. Note that if the building is not naturally ventilated this question
is left blank.

2.	Central Shaft: For naturally ventilated buildings, enter "yes" if the building is
ventilated through central shaft that connects to the floors and carries air to the roof


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of the building. Note that if the building is not naturally ventilated this question is left
blank.

3. Mechanical Exhaust System: For naturally ventilated buildings, enter "yes" if the
building is ventilated only by a mechanical exhaust system. The exhaust system
should not include those used for bathrooms and/or special use spaces. Note that if
the building is not naturally ventilated this question is left blank.

FORM C-7A AIR HANDLING UNIT SPECIFICATIONS

This form is used to record the design specifications of the air handler(s) serving the test
space. Information on the air handler is generally found in the mechanical equipment
specifications. The accuracy of these specifications should be verified by discussions
with the building operator. One copy of Form C-7A should be completed for each air
handling unit serving the test space.

1.	Supply Capacity: Enter the design supply airflow rate capacity for the air handling
unit. Also, enter the source where this value was obtained.

2.	Minimum Outdoor Air Rate: Enter the design minimum outdoor air intake rate for
the air handling unit. Also, enter the source where this value was obtained.

3.	Space Served by Supply Air: Enter the space served by the air handling unit
supply air system. Include the floor number and description of the space.

4.	Floor Area Served by Supply: Enter the floor area served by the air handling unit
supply air system. Also, enter the source where this value was obtained.

5.	Occupants Served: Enter the total number of occupants served by the air handling
unit supply air system. This information can be obtained through the building
operator or through a walkthrough of the air handling unit zones. Also, enter the
source where this value was obtained.


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6.	Design Cooling Load: Enter the design-cooling load for the air handling unit. This
value is obtained from the schedule page of the buildings mechanical design
drawings and is calculated by dividing the cooling coil capacity by the floor area
served by the air handling unit. Also, enter the source where this value was obtained.

7.	Return Fan: Enter "yes" if the air handling unit is equipped with a dedicated return
fan and "no" if it is not.

8.	Return Capacity: Enter the design return airflow rate capacity for the air handling
unit. Also, enter the source where this value was obtained.

9.	Space Served by Return Air: Enter the space served by the air handling unit return
air system. Include the floor number and description of the space. Note that this
question is still valid even if the air handling unit is not equipped with a dedicated
return air fan.

10.	Floor Area Served by Return: Enter the floor area served by the air handling unit
return air system. Also, enter the source where this value was obtained. Note that
this question is still valid even if the air handling unit is not equipped with a dedicated
return air fan.

FORM C-7B EXHAUST FAN SPECIFICATIONS

This form is used to record the design specifications for the exhaust fan(s) serving the
test space. Information on the exhaust fans is generally found in the mechanical
equipment specifications. The accuracy of these specifications should be verified by
discussions with the building operator. One copy of Form C-7B should be completed for
each exhaust fan serving the test space.

1. Identification: Enter the exhaust fan identification using floor numbers and either
room numbers or a description of the location on that floor.

2. Exhaust Capacity: Enter the design exhaust airflow rate capacity for the exhaust
fan. Also, enter the source where this value was obtained.


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3. Space Served by Exhaust Fan: Enter the space served by the exhaust fan. Include
the floor number and description of the space.

4.	Floor Area Served by Exhaust Fan: Enter the floor area served by the exhaust fan.
Also, enter the source where this value was obtained.

5.	Fan Controls: Enter, from the list below, the type of control used to operate the
exhaust fan.

•	Manual: Enter "yes" if the exhaust fan operation is controlled manually with an
on/off switch.

•	Time of Day: Enter "yes" if the exhaust fan operation is controlled automatically
based on the time of day.

•	Temperature: Enter "yes" if the exhaust fan operation is controlled automatically
based on temperature.

•	Equipment Operation: Enter "yes" if the exhaust fan operation is controlled
automatically based on the operation of a piece of equipment.

•	Pressure: Enter "yes" if the exhaust fan operation is controlled by means of a
building pressure.

FORM C-8 FILTRATION AND AIR CLEANING SYSTEMS

This form is used to record information regarding filtration and air cleaning systems used
in the air handling units serving the test space. Information on these systems is generally
found in the mechanical equipment specifications. The accuracy of these specifications
should be verified by inspection of the systems and discussion with the building
operator. One copy of Form C-8 should be completed for each filtration and air cleaning
system. Therefore, more than one copy of the form may be needed for a given air
handler, for example if the air handler has a pre-filter and a HEPA filter.

1. Air Handler Number: Enter the air handling unit number where the filtration or air-
cleaning device is installed. This number should correspond to an air handling
number defined in Form C-1.


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2.	Location within Air Handler: Enter the location within the air handling unit where
the filtration or air-cleaning device is installed. Appropriate terms include recirculation
air, outdoor air, mixed air upstream of coils, mixed air downstream of coils, and
supply air downstream of fan.

3.	Air Cleaner Type: Enter the type of filtration or air cleaning device installed in the air
handling unit. These include filter, electronic, or gaseous.

For an air cleaner type designated as an "air filter" complete the following questions

4.	Manufacturer: Enter the filtration system or air cleaning device manufacturer, Also
enter the manufacturer's model number.

5.	Filter system type: Enter whether the filter is a panel filter of a roll filter.

6.	Panel filter type: If the filter is a panel filter type, enter whether the filter is a dry filter
or a viscous impingement filter. Viscous filters consist of a coarse media of high
porosity that is treated with a viscous substance such as oil to which particles adhere
when they impinge on the filter. Dry filters are made of random filter mats or
blankets. If the system employs a dry filter, enter the dry filter type: flat panel,
pleated, bag or HE PA.

7.	Roll Filter Type: Enter whether the roll filter is a viscous impingement filter or a dry
filter. Also, enter whether the mechanism to introduce new media into the airstream
is manual or automatic.

8.	Size: Enter the total face area of the filter bank.

9.	Media: Enter the type of filter media employed in the filter.

10.	Rating: Enter the rating of the filter as determined from the manufacturer's
specifications. Specify the rating as the synthetic dust weight arrestance, the
atmospheric dust spot efficiency or the dust holding capacity as determined


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according to ASHRAE Standard 52-76, or the DOP efficiency of HEPA filters as
determined according to U.S. Military Standard, MJL-STD-282.

For an air cleaner type designated as an "electronic" filter, complete the following
questions:

11.	Size: Enter the total face area of the filter bank.

12.	Auto Wash System: Enter "yes" if the air cleaner has an automatic wash system
and no if it does not.

For an air cleaner type designated as a "gaseous" filter, complete the following
questions:

13.	Size: Enter the total face area of the filter bank.

14.	Depth: Enter the depth of the media bed.

15.	Absorbent Media: Enter the media utilized in the air cleaning.

FORM C-9 AIR WASHERS

This form is used to record information on air washer systems used in the air handling
units serving the test space. Information on these systems is generally found in the
mechanical equipment specifications. The accuracy of these specifications should be
verified by inspection of the systems and discussion with the building operator. One copy
of Form C-9 should be completed for each air handler serving the test space.

1. Air Washer System: Enter "yes" if the air handling unit is equipped with an air
washer system and "no" if it is not. For systems so equipped, enter the type of air
washer system from the list provided. These include:

High-velocity spray: In a high-velocity spray, water is pumped to a series of spray
nozzles that discharge a finely atomized spray of water into the airstream


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Cell Type: In cell type systems, air is passed through a tiered arrangement of cells
packed with glass, metal or fiber screens. Water is pumped to the top of this tier and
flows down over the cells, providing contact between the water and air.

FORM C-10 HUMIDIFICATION SYSTEMS

This form is used to record information on humidification systems used in the air
handlers serving the test space. Information on these systems is generally found in the
mechanical equipment specifications. The accuracy of these specifications should be
verified by inspection of the systems and discussion with the building operator. One copy
of Form C-10 should be completed each air handler serving the test space.

1. Humidification System: Enter "yes" if the air handling unit is equipped with a
humidification system. If "yes," enter the system type from those provided below.

A Heated Pan: A heated pan of water is exposed to the air duct, and water
evaporates directly into the airstream.

B Steam Type. Enclosed Steam Grid: A steam pipe passes through an enclosure
within the air duct and releases steam into this enclosure. Condensate is drained
from the enclosure, and dry steam is released into the airstream.

C Steam Type. Cup or Pot-Type: Steam is led into a cup attached under an air
duct. Condensate drains from the cup and steam is released into the airstream.

D Steam Type. Jacketed Dry-steam: Steam is supplied to a perforated tube after
passing through a condensate separator This perforated discharge tube is
located within a jacket fed by the steam before it passes through the separator.
The perforations face into the airstream.

E Steam Type. Self-contained. Tap water is converted into steam by electrical
energy, and the steam is injected directly into the airstream.


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F Wetted element: Air is circulated over or through a wetted element, and water
evaporates into the airstream.

G Atomizing: A high-speed disk slings water through a fine comb to create a mist
that is introduced directly into the airstream, where it evaporates.

2.	Water Softening: Enter "yes" if a water softening system is used to reduce scaling
of system components and "no" if it is not.

3.	Demineralizer: Enter "yes" if a water demineralizing system is used to reduce
hardness and remove dissolved solids from the makeup water and "no" if it is not.

FORM C-11 MAINTENANCE

This form is used to record information regarding HVAC system maintenance

procedures and schedules. This information should be obtained through discussion with

the building manager and operator. One copy of Form C-11 is required for the building.

Air Handler Inspections

1.	Regularly Scheduled: Enter "yes" if there are regularly scheduled inspections of the
air handling systems, including the air intakes, dampers, damper controls, filters,
fans, fan belts, and fan housings. Enter "no" if this equipment is not regularly
inspected.

2.	Frequency: Enter the frequency of these inspections. The frequency should be
entered in times per year or months between inspections. If there are no regularly
scheduled inspections, leave this entry blank.

Particulate Filtration Systems

Panel Filter Replacement

3.	Regularly Scheduled: Enter "yes" if there is a regular schedule for filter
replacement, and enter "no" if not.


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4.	Frequency: Enter the frequency of panel filter replacement. The frequency should
be entered in times per year or months between replacement. If there is no regular
schedule for filter replacement, leave this entry blank.

Manual Roll Filter Advancement

5.	Regularly Scheduled: Enter "yes" if there is a regular schedule for roll filter
advancement, and enter "no" if not.

6.	Frequency: Enter the frequency of filter advancement. The frequency should be
entered in times per year of months between advancements. If there is no regular
schedule for filter advancement, leave this entry blank.

Automatic Roll Filter Inspection

7.	Regularly Scheduled: Enter "yes" if there is a regular schedule for inspection of the
advancement mechanism for automatic roll filters, and enter "no" if not.

8.	Frequency: Enter the frequency of advancement mechanism inspection. The
frequency should be entered in times per year or months between inspections. If
there is no regular schedule for inspection, leave this entry blank.

Electronic Air Cleaners

Inspection

9.	Regularly Scheduled: Enter "yes" if there is a regular schedule for inspection of the
electronic air cleaners, and enter "no" if not.

10.	Frequency: Enter the frequency of air cleaner inspection. The frequency should be
entered in times per year or months between inspections. If there is no regular
schedule for inspection, leave this entry blank.


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Cleaning

11.	Regularly Scheduled: Enter "yes" if there is a regular schedule for cleaning the
electronic air cleaners, and enter "no" if not.

12.	Frequency: Enter the frequency of air cleaner cleaning. The frequency should be
entered in times per year or months between cleanings. If there is no regular
schedule for cleaning, leave this entry blank.

Heating and Cooling Coils

Inspection

13.	Regularly Scheduled: Enter "yes" if there is a regular schedule for inspection of the
heating and cooling coils, and enter "no" if not.

14.	Frequency: Enter the frequency of coil inspection. The frequency should be entered
in times per year or months between inspections. If there is no regular schedule for
inspection, leave this entry blank.

Cleaning

15.	Regularly Scheduled: Enter "yes" if there is regular schedule for cleaning the
heating and cooling coils, and enter "no" if not.

16.	Frequency: Enter the frequency of coil cleaning. The frequency should be entered in
times per year or months between cleanings. If there is no regular schedule for
cleaning, leave this entry blank.

Drain Pans

Inspection

17.	Regularly Scheduled: Enter "yes" if there is a regular schedule for inspection of the
drain pans in the air handlers, and enter "no" if not.


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18.	Frequency: Enter the frequency of drain pan inspection. The frequency should be
entered in times per year or months between inspections. If there is no regular
schedule for inspection, leave this entry blank.

Cleaning

19.	Regularly Scheduled: Enter "yes" if there is a regular schedule for cleaning the
drain pans in the air handlers, and enter "no" if not.

20.	Frequency: Enter the frequency of drain pan cleaning. The frequency should be
entered in times per year or months between cleanings. If there is no regular
schedule for cleaning, leave this entry blank.

Air Distribution Ductwork

Inspection

21.	Regularly Scheduled: Enter "yes" if there is a regular schedule for inspection of the
air distribution ductwork, and enter "no" if not.

22.	Frequency: Enter the frequency of ductwork inspection. The frequency should be
entered in times per year or months between inspections. If there is no regular
schedule for inspection, leave this entry blank.

Cleaning

23.	Regularly Scheduled: Enter "yes" if there is a regular schedule for cleaning the air
distribution ductwork, and enter "no" if not.

24.	Frequency: Enter the frequency of ductwork cleaning. The frequency should be
entered in times per year or months between cleanings. If there is no regular
schedule for cleaning, leave this entry blank.


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Humidifiers

Inspection

25.	Regularly Scheduled: Enter "yes" if there is a regular schedule for inspection of
humidifier in the air handlers, and enter "no" if not.

26.	Frequency: Enter the frequency of humidifier inspection. The frequency should be
entered in times per year or months between inspections. If there is no regular
schedule for inspection, leave this entry blank.

Cleaning

27.	Regularly Scheduled: Enter "yes" if there is a regular schedule for cleaning the
humidifiers in the air handlers, and enter "no" if not.

28.	Frequency: Enter the frequency of humidifier cleaning. The frequency should be
entered in times per year or months between cleanings. If there is no regular
schedule for cleaning, leave this entry blank.

29.	Purge or Blowdown: Enter "yes" if there is a regular schedule for purging or blowing
down the humidifiers. Enter "no" if not.

30.	Purge Frequency: Enter the frequency of purging the humidifiers. The frequency
should be entered in times per year or months between purgings. If there is no
regularly scheduled purging, leave this entry blank.

31.	Purge Duration: Enter the length of time of the purge cycle in hours.

32.	Purge Control: Enter automatic if the purge cycle is done automatically or manual if
it is initiated manually.


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Evaporative Coolers

Inspection

33.	Regularly Scheduled: Enter "yes" if there is a regular schedule for inspection of
evaporative coolers, and enter "no" if not.

34.	Frequency: Enter the frequency of evaporative cooler inspection. The frequency
should be entered in times per year or months between inspections. If there is no
regular schedule for inspection, leave this entry blank.

Cleaning

35.	Regularly Scheduled: Enter "yes" if there is a regular schedule for cleaning the
evaporative coolers, and enter "no" if not.

36.	Frequency: Enter the frequency of evaporative cooler cleaning. The frequency
should be entered in times per year or months between cleanings. If there is no
regular schedule for cleaning, leave this entry blank.

37.	System Bleeding Frequency: Enter the frequency of bleeding of the system to
minimize scale accumulation. The frequency should be entered in times per year or
months between bleedings. If there are no regularly system bleeding, leave this entry
blank.

38.	Water Treatment: Enter "yes" if the water in the system is treated to keep dissolved
solids in suspension. Enter "no" if not.

39.	Water Treatment Frequency: Enter the frequency of application of water treatment
to the system. The frequency should be entered in times per year or months between
treatments. If there is no regular water treatment, leave this entry blank.

40.	Water Treatment Compound: Enter the compound used in the water treatment.


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41.Biocide	Treatment: Enter "yes" if the water in the system is treated to control
biological growth. Enter "no" if not.

42.	Biocide Treatment Frequency: Enter the frequency of application of biocide to the
system. The frequency should be entered in times per year or months between
treatments. If there is no biocide treatment, leave this entry blank.

43.	Biocide Treatment Compound: Enter the compound used in the biocide treatment.

Air Washers

Inspection

44.	Regularly Scheduled: Enter "yes" if there is a regular schedule for inspection of air
washers, and enter "no" if not.

45.	Frequency: Enter the frequency of air washer inspection. The frequency should be
entered in times per year or months between inspections. If there is no regular
schedule for inspection, leave this entry blank.

Cleaning

46.	Regularly Scheduled: Enter "yes" if there is a regular schedule for cleaning the air
washers, and enter "no" if not.

47.	Frequency: Enter the frequency of air washer cleaning. The frequency should be
entered in times per year or months between cleaning. If there is no regular schedule
for cleaning, leave this entry blank.

48.	Tank Maintenance Frequency: Enter the frequency of draining and cleaning the air
washer tanks. The frequency should be entered in times per year or months between
drainings and cleanings. If there are no regularly scheduled cleaning, leave this entry
blank.


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49.	Eliminator Repainting Frequency: Enter the frequency of repainting of the
eliminators and baffles to prevent corrosion. The frequency should be entered in
times per year or months between painting. If there is no regularly scheduled
repainting, leave this entry blank.

50.	Glass Media Cleaning Frequency: Enter the frequency of cleaning of the glass
media. The frequency should be entered in times per year or months between
cleanings. If there is no regularly scheduled cleaning, leave this entry blank.

51.	System Bleeding Frequency: Enter the frequency of bleeding of the system to
minimize scale accumulation. The frequency should be entered in times per year or
months between bleedings. If there is no regularly scheduled system bleeding, leave
this entry blank.

52.	Water Treatment: Enter "yes" if the water in the air washer system is treated to keep
dissolved solids in suspension. Enter "no" if not.

53.	Water Treatment Frequency: Enter the frequency of application of water treatment
to the system. The frequency should be entered in times per year or months between
treatments. If there is no regular water treatment, leave this entry blank.

54.	Water Treatment Compound: Enter the compound used in the water treatment.

55.	Biocide Treatment: Enter "yes" if the water in the air washer system is treated to
control biological growth. Enter "no" if not.

56.	Biocide Treatment Frequency: Enter the frequency of application of biocide to the
system. The frequency should be entered in times per year or months between
treatments. If there is no biocide treatment, leave this entry blank.

57.	Biocide Treatment Compound: Enter the compound used in the biocide treatment.


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Control System

Inspection

58.	Regularly Scheduled: Enter "yes" if there is a regular schedule for inspection of the
control system components, and enter "no" if not.

59.	Frequency: Enter the frequency of control system inspection. The frequency should
be entered in times per year or months between inspections. If there is no regular
schedule for inspection, leave this entry blank.

Sensor Recalibration

60.	Regularly Scheduled: Enter "yes" if there is a regular schedule for recalibrating the
control system sensors, and enter "no" if not.

61.	Frequency: Enter the frequency of recalibration. The frequency should be entered in
times per year or months between cleanings. If there is no regular schedule for
recalibration, leave this entry blank.

Testing and Balancing

62.	Regularly Scheduled: Enter "yes" if there is a regular schedule for testing and
balancing the HVAC system, and enter "no" if not.

63.	Frequency: Enter the frequency of testing and balancing. The frequency should be
entered in times per year or months between testing and balancing efforts. If there is
no regular schedule, leave this entry blank.

Cooling towers

Inspection

64.	Regularly Scheduled: Enter "yes" if there is a regular schedule for inspection of the
cooling towers, and enter "no" if not.


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65.	Frequency: Enter the frequency of cooling tower inspection. The frequency should
be entered in times per year or months between inspections. If there is no regular
schedule for inspection, leave this entry blank.

66.	Surface Cleaning Frequency: Enter the frequency at which the system is drained
and the wetted surface cleaned. The frequency should be entered in times per year
or months between cleanings. If there is no regularly scheduled cleaning, leave this
entry blank.

67.	Scale Control Treatment: Enter "yes" if the scale control treatment is used in the
cooling tower system, either blowdown or chemical treatment. Enter "no" if not.

68.	Blowdown or Chemical Treatment: Enter blowdown if blowdown is used to control
scaling or chemical if a chemical treatment is used.

69.	Blowdown Frequency: Enter the frequency of system blowdown or chemical
treatment. The frequency should be entered in times per year or months between
blowdowns. If there is no regular schedule, leave this entry blank.

70.	Scale Control Treatment Compound: Enter the compound used in the scale
control treatment.

71.	Corrosion Treatment: Enter "yes" if the water in the cooling tower system is treated
to control corrosion. Enter "no" if not.

72.	Corrosion Treatment Frequency: Enter the frequency of application of the
corrosion treatment to the system. The frequency should be entered in times per
year or months between treatments. If there is no corrosion treatment, leave this
entry blank.

73.	Corrosion Treatment Compound: Enter the compound used in the corrosion
treatment.


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74.	Biocide Treatment: Enter "yes" if the water in the cooling tower system is treated to
control biological growth. Enter "no" if not.

75.	Biocide Treatment Frequency: Enter the frequency of application of biocide to the
system. The frequency should be entered in times per year or months between
treatments. If there is no biocide treatment, leave this entry blank.

76.	Biocide Treatment Compound: Enter the compound used in the biocide treatment.

77.	Silt Treatment: Enter "yes" if the water in the cooling tower system is treated to
control silt. Enter "no" if not.

78.	Silt Treatment Frequency: Enter the frequency of application of biocide to the
system. The frequency should be entered in times per year of months between
treatments. If there is no silt treatment, leave this entry blank.

79.	Silt Treatment Compound: Enter the compound used in the silt treatment.

Fan coil units

Inspection

80.	Regularly Scheduled: Enter "yes" if there is a regular schedule for inspection of the
fan coil units in the building, including the condensate drainage, valves, fans and
coils. Enter "no" if not.

81.	Frequency: Enter the frequency of fan coil unit inspection. The frequency should be
entered in times per year or months between inspections. If there is no regular
schedule for inspection, leave this entry blank.

Filter Replacement

82.	Regularly Scheduled: Enter "yes" if there is a regular schedule for replacing the
filters in the fan coil units, and enter "no" if not.


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83.	Frequency: Enter the frequency of filter replacement. The frequency should be
entered in times per year or months between replacement. If there is no regular
schedule for replacement, leave this entry blank.

Terminal units
Inspection

84.	Regularly Scheduled: Enter "yes" if there is a regular schedule for inspection of the
terminal units in the building, and enter "no" if not.

85.	Frequency: Enter the frequency of terminal unit inspection. The frequency should be
entered in times per year or months between inspections. If there is no regular
schedule for inspection, leave this entry blank.

FORM C-12 INSPECTION

This form is used to record information obtained during the inspection of the HVAC
system and its major components. Some of this information will be dependent on when
the inspection is conducted and how the system is being operated at this time. One copy
of Form C-12 is required for the building.

Mechanical Room: These entries are intended to provide information on the state of the
mechanical room containing the air handling equipment.

1. General condition: Enter 1, 2, or 3 based on the following descriptions.

1	Clean, no sign of water leakage

2	Fairly dusty, some evidence of water on floor

3	Very dirty, standing water on floor

2. Part of Return System: Enter "yes" if unducted return airflows through the
mechanical room before being recirculated through the air handler. Enter "no" if not.


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3.	Used for Storage: Enter "yes" if the mechanical room is used for storage of
chemicals or refuse. Enter "no" if not.

System Check-Out: These entries are intended to provide information on the operation

of the air handling system.

Supply Fans

4.	Operating: Enter "yes" if the supply fans serving the test space were operating at
the time of the inspection. Enter "no" if not, and identify the fans that were not
operating.

5.	Correct Direction of Fan Rotation: Enter "yes" if the supply fans were rotating in
the correct direction at the time of the inspection. Enter "no" if not, and identify the
fans that were not rotating the correct direction.

6.	Correct Airflow Direction: Enter "yes" if air was flowing through the supply fans in
the correct direction at the time of the inspection. Enter "no" if not, and identify the
fans through which air was flowing in the wrong direction.

Return Fans

7.	Operating: Enter "yes" if the return fans serving the test space were operating at the
time of the inspection. Enter "no" if not, and identify the fans that were not operating.

8.	Correct Direction of Fan Rotation: Enter "yes" if the return fan was rotating in the
correct direction at the time of the inspection. Enter "no" if not, and identify the fans
that were not rotating in the correct direction.

9.	Correct Airflow Direction: Enter "yes" if air was flowing through the return fans in
the correct direction at the time of the inspection. Enter "no" if not, and identify the
fans through which air was flowing in the wrong direction.


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Exhaust Fans

10.	Operating: Enter "yes" if the exhaust fans serving the test space were operating at
the time of the inspection. Enter "no" if not, and identify the fans that were not
operating.

11.	Correct Direction of Fan Rotation: Enter "yes" if the exhaust fans were rotating in
the correct direction at the time of the inspection. Enter "no" if not, and identify the
fans that were not rotating in the correct direction.

12.	Correct Airflow Direction: Enter "yes" if air was flowing through the exhaust fans in
the correct direction at the time of the inspection. Enter "no" if not, and identify the
fans through which air was flowing in the wrong direction.

13.	Correct Airflow Direction: Enter "yes" if outdoor air was flowing into the building
through the air intake at the time of the inspection. Enter "no" if air was flowing out of
the building through the intake.

14.	Height: Enter the height above the ground of the outdoor air intake serving the test
space. If the intake is on the roof, enter the height of the intake above the roof.

Proximity to Pollutant Sources: For the following entries, enter "yes" if the source is

located within 7.5 m (25ft) of the outdoor air intake serving the test space.

15.	Standing Water

16.	Exhaust Vents

17.	Sanitary Vents

18.	Cooling Tower

19.	Loading Dock


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20. Parking Garage

21.	Vehicle Traffic

22.	Trash Dumpster
Air Handler Housing

23.	General condition: Enter 1, 2, or 3 based on the following descriptions.

1	Clean, metal panels securely in place

2	Fairly dusty, some gaps at seams

3	Very dirty, many gaps at seams, metal panels loose

24.	Sound liner: Enter 1, 2, or 3 based on the following descriptions.

1	Clean, dry, securely in place

2	Moist in places, loose in some spots

3	Very dirty, moist and separating from panels at many locations
Air Handler Components

25.	General condition: Enter 1, 2, or 3 based on the following descriptions.

1	Clean and dry, components in place and operational

2	Some dust and moisture, some components not securely in place

3	Very dirty, significant moisture, some components out of position or not
operational

26.	Intakes: Enter 1, 2, or 3 based on the following descriptions.

1	Clean insect screen, no debris inside plenum, linkages in good condition,
minimum dampers open

2	Insect screen needs cleaning, some debris inside plenum, linkages need
maintenance


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3 Insect screen partially blocked, much debris inside plenum, linkages broken or in
very bad condition, minimum dampers closed

27.	Dampers: Enter 1, 2, or 3 based on the following descriptions.

1	Linkages in good condition, dampers in correct positions, closed dampers fully
closed and not excessively leaky, open dampers properly positioned

2	Linkages need maintenance, small deviations from correct positions, closed
dampers leaking

3	Linkages broken or in very bad condition, dampers not in correct positions

28.	Coils: Enter 1, 2, or 3 based on the following descriptions.

1	Coils clean

2	Coils dirty

3	Coils very dirty

29.	Drain pans: Enter 1, 2, or 3 based on the following descriptions.

1	Drain pans clean and draining well

2	Some residue in pans but still draining

3	Drain pans very dirty, poor drainage from pans

30.	Fan belts: Enter 1, 2, or 3 based on the following descriptions.

1	Belts in good condition

2	Belts somewhat worn, will need replacement soon

3	Belts fraying or broken, need immediate replacement

Air Distribution Ductwork: The inspection should include examination of the exterior of
the ductwork within the mechanical room as well as of the interior ductwork that is
accessible from all access panels.

31. Enter 1, 2, or 3 based on the following descriptions.


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1	Clean and dry, securely in place, well labeled

2	Some dust and moisture, some ducts not securely in place

3	Very dirty, significant moisture, some ducts poorly secured

32.	Leakage at seams: Enter 1, 2, or 3 based on the following descriptions.

1	No or only minimal leakage

2	Small leaks at only some of the locations

3	Large leaks at many locations

33.	Liners: Enter 1, 2, or 3 based on the following descriptions.

1	Clean, dry, securely in place

2	Moist in places, loose in some spots

3	Very dirty, moist and very loose at many locations

Exhaust Fans: The following items concern the condition of all the exhaust fans serving
the test space. These fans may be located in the mechanical room and elsewhere.

34.	General condition: Enter 1, 2, or 3 based on the following descriptions.

1	Clean and dry, operational

2	Some dust and moisture, some ducts not securely in place

3	Very dirty, significant moisture, some ducts poorly secured

35.	Fan belts: Enter 1, 2, or 3 based on the following descriptions.

1	Belts in good condition

2	Belts somewhat worn, will need replacement soon

3	Belts fraying or broken, need immediate replacement

Particulate Filtration Systems: The following items concern the particulate filtration
systems within the air handler, as opposed to desktop air cleaners within the occupied
space.


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36.	General condition: Enter 1, 2, or 3 based on the following descriptions.

1	Filters and frames in good physical condition, securely in position

2	Filters somewhat old, some filters not securely in place

3	Filters very old and deteriorating, some filters out of position, frames in very bad
shape

37.	Accessibility: Enter 1, 2, or 3 based on the following descriptions.

1	Large access doors providing access to both sides of filters, adequate space for
inspecting and changing filters

2	Small access doors, very limited space for inspecting and changing filters

3	No access doors, no means of inspecting or changing filters

38.	Filter Fit into Frames: Enter 1, 2, or 3 based on the following descriptions.

1	Filters fit very well into frames, minimal leakage around filters

2	Filters fit marginally well into frames, some bypass around filters

3	Filters fit poorly into frames, large amounts of bypass around filters

39.	Condition: Enter 1, 2, or 3 based on the following descriptions.

1	Filters in very good physical condition, recently changed or no need to change
anytime soon

2	Filters somewhat old, will need to be changed soon

3	Filters very dirty, need to be changed immediately

40.	Evenness of Loading: Enter 1, 2, or 3 based on the following descriptions.

1	Filter loading very even across the face

2	Some unevenness in loading

3	Filter loading very uneven, some areas heavily loaded while others are like new


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41.	Indicator of Resistance: Enter "yes" if the system contains an indicator for the
resistance across the filter bank, generally a differential pressure gauge.

42.	Time to Change Label: Enter "yes" if the resistance indicator shows when the filter
should be changed.

43.	Pressure Indicator Reading: If the system contains a differential pressure indicator
across the filter bank, enter the reading of the pressure gauge.

Humidifiers: The following items concern any humidification systems within the air
handler, as opposed to any local devices within the occupied space.

44.	General Condition: Enter 1, 2, or 3 based on the following descriptions. Inspect
water lines and any pumps, pump filters and fans.

1	Components clean and in good physical condition, no corrosion

2	Components somewhat dirty, some corrosion, some water leakage

3	Components very dirty, heavily corrosion, large water leaks, some components
not held securely in position

45.	Drain Pans: Enter 1, 2, or 3 based on the following descriptions.

1	Drain pans clean and draining well

2	Some residue in pans but still draining

3	Drain pans very dirty, poor drainage from pans

Evaporative Coolers

46.	General Condition: Enter 1, 2, or 3 based on the following descriptions. Inspect
water lines, pumps, pump filters and fans.

1	Components clean and in good physical condition

2	Components somewhat dirty, some water leakage


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3 Components very dirty, large water leaks, some components not held securely in
position

47.	Water Pans: Enter 1, 2, or 3 based on the following descriptions.

1	Pans very clean

2	Some residue in pans

3	Drain pans very dirty, no evidence of ever having been cleaned

48.	Water Clarity: Enter 1, 2, or 3 based on the following descriptions.

1	Water very clear

2	Water somewhat dirty, can see bottom of pan

3	Water very dirty, can't see bottom of pan

Air Washers

49.	General Condition: Enter 1, 2, or 3 based on the following descriptions. Inspect
water lines, pumps, nozzles, pump filters and fans.

1	Components clean and in good physical condition, all nozzles working, uniform
coil coverage

2	Components somewhat dirty, some water leakage, moderately uniform coil
coverage

3	Components very dirty, large water leaks, some components not held securely in
position, many nozzles clogged, coil coverage very nonuniform

50.	Water Pans: Enter 1, 2, or 3 based on the following descriptions.

1	Pans very clean

2	Some residue in pans

3	Drain pans very dirty, no evidence of ever having been cleaned

51. Water Clarity: Enter 1, 2, or 3 based on the following descriptions.


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1	Water very clear

2	Water somewhat dirty, can see bottom of pan

3	Water very dirty, can't see bottom of pan

52.	Eliminators and Baffles: Enter 1, 2, or 3 based on the following descriptions.

1	Very clean, no corrosion

2	Somewhat dirty, some corrosion

3	Very dirty, heavily corroded, some out of position or loose
Control System

53.	General Condition: Enter 1, 2, or 3 based on the following descriptions.

1	Components clean and in good physical condition

2	Components somewhat dirty, some electrical and/or pneumatic connections
loose

3	Components very dirty, some electrical and/or pneumatic connections
disconnected.

54.	Sensors: Enter 1, 2, or 3 based on the following descriptions.

1	Sensors clean and securely in place

2	Sensors somewhat dirty, some sensor connections loose

3	Sensors very dirty, some sensors out of position

Cooling Tower

55.	General condition: Enter 1, 2, or 3 based on the following descriptions.

1	Components clean and in good physical condition

2	Components somewhat dirty, some deterioration evident

3	Components very dirty, some components seriously deteriorated

56. Surfaces: Enter 1, 2, or 3 based on the following descriptions.


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1	Surfaces clean and in good physical condition, free of scaling

2	Surfaces somewhat dirty, some deterioration evident

3	Surfaces very dirty, heavy scaling, serious deterioration evident

57.	Water Condition: Enter 1, 2, or 3 based on the following descriptions.

1	Water very clear

2	Water somewhat dirty

3	Water very dirty

Fan Coil Units: The following items concern fan coil units located within the occupied
space. All of the fan coil units within the test space should be inspected.

58.	General condition: Enter 1, 2, or 3 based on the following descriptions.

1	Components clean and in good physical condition

2	Components somewhat dirty, some deterioration evident

3	Components very dirty, some components seriously deteriorated

59.	Valves: Enter 1, 2, or 3 based on the following descriptions.

1	Valves clean and in good working order

2	Valves somewhat dirty, some deterioration evident

3	Valves very dirty, seriously deterioration evident

60.	Fans: Enter 1, 2, or 3 based on the following descriptions.

1	Fans clean and in good working order

2	Fans somewhat dirty, some rust or other deterioration evident

3	Fans very dirty, rust and other serious deterioration evident

61.	Coils: Enter 1, 2, or 3 based on the following descriptions.

1 Coils clean and in good physical condition


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2	Coils somewhat dirty, some deterioration evident

3	Coils very dirty, serious deterioration evident

62.	Drain Pans: Enter 1, 2, or 3 based on the following descriptions.

1	Drain pans clean and draining well

2	Some residue in pans but still draining

3	Drain pans very dirty, poor or no drainage from pans

63.	Air Filters: Enter 1, 2, or 3 based on the following descriptions.

1	Filters clean or recently changed, securely in position

2	Filters somewhat dirty, will need changing soon

3	Filters very dirty, need to be changed immediately, some filters out of position

Terminal Units: The following items concern terminal boxes located within the occupied
space. All of the terminal boxes within the test space should be inspected.

64.	General Condition: Enter 1, 2, or 3 based on the following descriptions.

1	Components clean and in good physical condition

2	Components somewhat dirty, some deterioration evident

3	Components very dirty, some components seriously deteriorated

65.	Dampers: Enter 1, 2, or 3 based on the following descriptions.

1	Dampers clean, linkages in good condition

2	Dampers somewhat dirty, some deterioration of linkages evident

3	Dampers very dirty, linkages seriously deteriorated, dampers unable to modulate


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FORM C-1 AIR HANDLING UNIT DISTRIBUTION SYSTEMS

One copy of Form C-1 is completed for each test space air handling unit

1	Air Handling Unit Identifier		

2	Air Handling Unit System Type (A-P)*		

3	Number of Zones Served		

4	Equipped with Return Air Fan (yes/no)		

5	Variable Supply Air Temperature Setpoint?		

(for VAV systems only)

6	Test Spaces Served by Air Handling Unit

Test Space Number (i.e. "01", "02", "03")	Percent of AHU Capacity Serving Test Space

Supply Airflow Ductwork Type: Indicate whether type is "primary", "secondary", or "other

P/S/O Materials	Comments

		Galvanized		

		Flexible		

		Fiber Board		

		No Ducting Used		

		Other		

17 Return Airflow Ductwork Type: Indicate whether type is "primary", "secondary", or "other

P/S/O Materials	Comments

		Galvanized		

		Flexible		

		Fiber Board		

		No Ducting Used		

		Other		

* Air Handling Unit System Type Codes

A	Single Duct, Constant Volume, Single Zone

B	Single Duct, Constant Volume, Multiple Zone Reheat

C	Single Duct, Constant Volume, Multiple Zone Bypass

D	Single Duct, Variable Air Volume

E	Single Duct, Variable Air Volume, Reheat

F	Single Duct, Variable Air Volume, Induction

G	Single Duct, Variable Air Volume, Fan Powered, Constant Fan

H	Single Duct, Variable Air Volume, Fan Powered, Intermittent Fan

I	Single Duct, Variable Air Volume, Dual Conduit

J	Dual Duct, Constant Volume

K	Dual Duct, Constant Volume, Reheat

L	Dual Duct, Variable Air Volume, Single Fan

M	Dual Duct, Variable Air Volume, Dual Fan

N	Multizone, Constant Volume

O	Constant Volume, Blow-Through Bypass

P	Texas Multizone, or Three-Deck Multizone


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FORM C-2 PERIMETER ZONE UNITS

This form is used to describe the systems that provide space conditioning to perimeter
zones. One copy of Form C-2 is completed for each test space

1 Air Water Induction Units (yes/no)		

If yes, are these equipped with condensate 	

drain pans?

If yes, are these equipped with air filters? 	

2	Fan Coil Units (yes/no)

If yes, are these equipped with condensate
drain pans?

If yes, are these equipped with air filters?

3	Unit Ventilators(yes/no)

If yes, do these supply ventilation air?

Source of ventilation air

If yes, are these equipped with condensate
drain pans?

If yes, are these equipped with air filters?

4	Fin Tube Radiation (yes/no)

5	Electric Baseboard (yes/no)


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FORM C-3 UNITARY SYSTEMS

This form is used to describe unitary air conditioning equipment that serves the test
space. One copy of Form C-3 is completed for each test space

1	Roof-top units (yes/no)		

If yes, enter the number of roof-top units 	

System zoning (single/multiple)		

System air volume (CAV/VAV)		

2	Individual Packaged AC Units (yes/no) 	

If yes, are these equipped with condensate 	

drain pans?

If yes, are these equipped with air filters? 	

3	Heat Pump Systems (yes/no)		

If yes, enter the number of heat pump		

systems

Supplied ventilation air (yes/no)		

Source of ventilation air		

4 Other Unitary System Types (yes/no)
If yes, describe types


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FORM C-4 EVAPORATIVE COOLING SYSTEMS

This form is used to describe evaporative cooling systems used to condition the test
space. One copy of Form C-4 is completed for each test space

1	Direct Evaporative Cooler (yes/no)		

If yes, enter the direct system type*

2	Indirect Evaporative Cooler (yes/no)		

'Direct evaporative cooler system types

Wetted-media
Rigid-media
Slinger packaged
Packaged rotary


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FORM C-5 OUTDOOR AIR INTAKE

This form is used to describe the outdoor air intake strategy employed by the mechanical
ventilation systems serving the test space. One copy of Form C-5 is completed for each
test space

1	Outdoor Air Intake Strategy (select one of the following)

Conditioned positive		

Unconditioned positive		

Unconditioned suction		

Unconditioned suction, no duct		

2	Control Strategy (select one of the following)

100% outdoor air		

Fixed minimum outdoor air intake		

Economizer cycle		

Enthalpy economizer cycle		

3	Means of Maintaining Minimum Outdoor Air (select one of the following)

Fixed damper position		

Supply/return fan tracking		

Intake airflow monitoring		

4	Morning Warm-up Cycle (yes/no)

5	Morning purge cycle (yes/no)

6	Night cool-down cycle (yes/no)


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FORM C-6 NATURAL VENTILATION SYSTEM

This form is used to describe the ventilation strategy employed in naturally ventilated
buildings. One copy of Form C-6 is completed for each building

1	Ventilation Via the Wall Exterior Vents 	

(yes/no)

2	Ventilation Via a Central Shaft (yes/no) 	

3 Ventilation Via Mechanical Exhaust
Systems (yes/no)


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FORM C-7A AIR HANDLING UNIT SPECIFICATIONS

This form is used to describe the specifications of the air handling units serving the test
space. One copy of Form C-7A is completed for each test space air handling unit.

1 Air Handling Unit Supply Airflow Rate		(ft3/min or m3/min)

Source of value

2 Air Handling Unit Minimum Outdoor Airflow 	(ft3/min or m3/min)

Rate

Source of value		

3 Space Served by Air Handling Unit Supply Air System
Floor	Description of area served

4 Floor Area Served by Air Handling Unit 	(ft2 or m3)

Supply Air System
Source of value

5 Number of Occupants Served by Air
Handling Unit Supply Air System
Source of value

6 Design Air Handling Unit Cooling Load 	(BTU/ft2 or Watts/m2)

Source of value

7 Is Air Handling Unit Equipped with a
Return Fan (yes/no)

8 Air Handling Unit Return Airflow Rate		(ft3/min or m3/min)

Source of value		


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9 Space Served by Air Handling Unit Return Air System
Floor	Description of area served

10 Floor Area Served by Air Handling Unit 	(ft2 or m3)

Return Air System
Source of value


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FORM C-7B EXHAUST FAN SPECIFICATIONS

This form is used to describe the specifications of the exhaust fans serving the test
space. One copy of Form C-7B is completed for each test space exhaust fan.

1 Exhaust Fan Identifier		

2 Exhaust Fan Airflow Rate		(ft3/min or m3/min)

Source of value		

3 Space Served by Exhaust Fan

Floor	Description of Area Served

4	Floor Area Served by Exhaust Fan		(ft2 or m3)

Source of value		

5	Exhaust Fan Operated through Manual		

Control (yes/no)

6	Exhaust Fan Operated through Time of		

Day Control (yes/no)

7	Exhaust Fan Operated through		

Temperature Control (yes/no)

8	Exhaust Fan Operated Based on Other		

Equipment Operation (yes/no)

9	Exhaust Fan Operated Based on Building		

Pressure (yes/no)


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FORM C-8 FILTRATION AND AIR CLEANING SYSTEMS

This form is used to describe filtration and air cleaning systems used in the air handling
units serving the test space. One copy of Form C-8 is completed for each filtration or air-
cleaning device.

1	Air Handling Unit Number		

2	Location of Filter within Air Handling Unit		

3	Air Cleaner Type: (Filter, Electronic, or		

Gaseous)

Air Filtration Systems

4	Filter Manufacturer		

Filter Model Number		

5	Filter Type (panel or roll filter)		

6	Panel Filter Type (Dry or viscous		

impingement)

If Dry, Enter the Dry Filter Type (flat panel,		

pleated, bag or HEPA.)

7	Roll Filter Type (Dry or viscous		

impingement)

Filter Advance (manual or automatic)		

8	Size (filter bank)		(ft2 or m2)

9	Filter Media		

10	Filter Rating		

Electronic Air Cleaner

11	Size (filter bank)		(ft2 or m2)

12	Equipped with Auto Wash Down (yes/no) 	

Gaseous Air Cleaner

13

14

15

Size (filter bank)
Filter Depth
Absorbent Media

(ft2 or m2)
_ (ft or m)


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FORM C-9 AIR WASHERS

This form is used to describe air washer systems within the air handling units serving the
test space. One copy of Form C-9 is completed for each test space air handling unit.

1 Air Washer System (yes/no)		

If yes, enter system type*		

*Air Washer System Types

High-velocity spray
Cell Type


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FORM C-10 HUMIDIFICATION SYSTEMS

This form is used to describe humidification systems within the air handling units serving
the test space. One copy of Form C-10 is completed for each test space air handling
unit.

1 Humidification System (yes/no)
If yes, enter system type code*

2	Water Softening (yes/no)

3	Demineralizer yes/no)

"Humidification System Types

A	Heated Pan

B	Steam Type

C	Steam Type. Cup or Pot-Type

D	Steam Type. Jacketed Dry-steam

E	Steam Type. Self-contained

F	Wetted element

G	Atomizing


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FORM C-11 MAINTENANCE

This form is used to describe the HVAC system maintenance procedures and schedules.
One copy of Form C-11 is completed for the building

Air Handling Unit Inspections

1	Scheduled Inspections (yes/no)		

2	Inspection Frequency*		

Particulate Filtration Systems

3	Scheduled Filter Replacements (yes/no)		

4	Frequency of Panel Filters Replacement		

5	Scheduled Manual Roll Filter		

Advancement (yes/no)

6	Frequency of Manual Roll Filters		

Advancement

7	Scheduled Automatic Roll Filter Inspection 	

(yes/no)

8	Frequency of Automatic Roll Filters		

Inspection

Electronic Air Cleaners

9	Scheduled Inspections (yes/no)		

10	Frequency of Inspection		

11	Scheduled Cleaning (yes/no)		

12	Frequency of Cleaning		

Heating and Cooling Coils

13	Scheduled Inspections (yes/no)		

14	Frequency of Inspection		

15	Scheduled Cleaning (yes/no)		

16	Frequency of Cleaning		

Condensate Drain Pans

17	Scheduled Inspections (yes/no)		

18	Frequency of Inspection		

19	Scheduled Cleanings (yes/no)		

20	Frequency of Cleaning		


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Air Distribution Ductwork

21	Scheduled Inspections (yes/no)

22	Frequency of Inspection

23	Scheduled Cleaning (yes/no)

24	Frequency of Cleaning

Humidifiers

25	Scheduled Inspections (yes/no)

26	Frequency of Inspection

27	Scheduled Cleaning (yes/no)

28	Frequency of Cleaning

29	Regularly Scheduled Purge or Blowdown
(yes/no)

30	Frequency of Purge or Blowdown

31	Duration of Purge or Blowdown

32	Control of Purge or Blowdown

Evaporative Coolers

33	Scheduled Inspections (yes/no)

34	Frequency of Inspection

35	Scheduled Cleanings (yes/no)

36	Frequency of Cleaning

37	Frequency of System Bleeding

38	Water Treatment (yes/no)

39	Water Treatment Frequency

40	Water Treatment Compound Used

41	Biocide Treatment (yes/no)

42	Biocide Treatment Frequency

43	Biocide Treatment Compound Used

Air Washers

44	Scheduled Inspections (yes/no)

45	Frequency of Inspection

46	Scheduled Cleaning (yes/no)

47	Frequency of Cleaning

48	Frequency of Tank Maintenance

49	Frequency of Eliminator Repainting

50	Frequency of Glass Media Cleaning

51	Frequency of System Bleeding

52	Water Treatment (yes/no)

53	Water Treatment Frequency

54	Water Treatment Compound Used

55	Biocide Treatment (yes/no)

56	Biocide Treatment Frequency

57	Biocide Treatment Compound Used


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Control System

58	Scheduled Inspections (yes/no)

59	Frequency of Inspection

Sensor Calibration

60	Scheduled Inspections (yes/no)

61	Frequency of Inspection

Testing and Balancing

62	Scheduled Inspections (yes/no)

63	Frequency of Inspection

Cooling Towers

64

Scheduled Inspections (yes/no)

65

Frequency of Inspection

66

Frequency of Surface Cleaning

67

Scale Treatment (yes/no)

68

If Yes, Type of Scale Treatment (blowdown



or chemical)

69

Frequency of Blowdown/Chemical



Treatment

70

Scale Treatment Compound Used

71

Corrosion Treatment (yes/no)

72

Corrosion Treatment Frequency

73

Corrosion Treatment Compound Used

74

Biocide Treatment (yes/no)

75

Biocide Treatment Frequency

76

Biocide Treatment Compound Used

77

Silt Treatment (yes/no)

78

Silt Treatment Frequency

79

Silt Treatment Compound Used

Fan Coil Units

80	Scheduled Inspections (yes/no)

81	Frequency of Inspection

82	Scheduled Filter Change (yes/no)

83	Frequency of Filter Changing

Terminal Units

84	Scheduled Inspections (yes/no)

85	Frequency of Inspection


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FORM C-12 INSPECTIONS

This form is used to record information obtained during the inspection of the HVAC
system and its major components. One copy of Form C-12 is completed for each test
space AHU.

Mechanical Room

1	General Condition*

2	Part of Return Air System (yes/no)

3	Used for Storage (yes/no)

Air Handling Unit System Check-out - Supply Fans

4	Supply Fan Operating (yes/no)		

5	Supply Fan Correct Direction Fan Rotation 	

6	Supply Fan Correct Airflow Direction		

(yes/no)

Air Handling Unit System Check-out - Return Fans

7	Exhaust Fan Operating (yes/no)

8	Exhaust Fan Correct Airflow Direction
(yes/no)

9	Return Correct Airflow Direction (yes/no)

Exhaust Fans

10	Exhaust Fan Operating (yes/no)

11	Exhaust Fan Correct Direction Fan
Rotation

12	Exhaust Fan Correct Airflow Direction
(yes/no)

13	Outdoor Air Flowing into Building through
Air Intake (yes/no)

14	Intake Height from Ground or Roof Level


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Outdoor Air Intakes

Pollutant sources within 250 feet from intake (check all that apply)

	 15. Standing Water		

	 16. Exhaust Vents		

	 17. Sanitary Vents		

	 18. Cooling Tower		

	 19. Loading Dock		

	 20. Parking Garage		

	 21. Vehicle Traffic		

	 22. Trash Dumpsters		

Air Handling Unit Housing

23.	General Condition		

24.	Sound Liner Condition		

Air Handling Unit Components

25.	General Condition

26.	Outdoor Air Intake Condition

27.	Air Damper Condition

28.	Heating and Cooling Coil Condition

29.	Condensate Drain Pan Condition

30.	Fan Belt Condition

Air Distribution Ductwork

31.	General Condition

32.	Leakage at Seams

33.	Duct Liner Condition

Exhaust Fans

34.	General Condition

35.	Fan Belts


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Particulate Filtration Systems

36.

General Condition

37.

Accessibility

38.

Filter Fit into Frames

39.

Filter Condition

40.

Evenness of Filter Loading

41.

Indicator of Resistance (yes/no)

42.

Filter Change Label (yes/no)

43.

Pressure Indicator Reading

Humidifiers

44.	General Condition

45.	Drain Pans

Evaporate Coolers

46.	General Condition

47.	Water Pans

48.	Water Clarity

Air Washers

49.	General Condition

50.	Water Clarity

51.	Water Pans

52.	Eliminators and Baffles

Control Systems

53.	General Condition

54.	Sensors

Cooling Towers


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55.	General Condition

56.	Water Condition

57.	Surface Condition

Fan	Coil Units

58.	General Condition

59.	Valve Condition

60.	Fan Condition

61.	Coil Condition

62.	Drain Pan Condition

63.	Air Filter Condition

Terminal Units

64.	General Condition

65.	Damper Condition

* Condition Ratings

1	System or component is in good condition

2	System or component is in fair condition

3	System or component is in poor condition


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APPENDIX B
AUGMENTATION PARAMETERS


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AUGMENTATION PARAMETERS

This appendix describes augmentation parameters that may be considered for some
buildings. Augmentation parameters are additional parameters that were measured at
some of the buildings in the program. Measurements of augmentation parameters were
considered for inclusion at selected buildings based on considerations of the research
objectives, historical data, potential for integration of the measurement results with other
studies, and other factors as deemed appropriate by the EPA Program Manager. Table
B.1 lists potential augmentation parameters and methods that may be considered for
inclusion.

Table B.1 Potential Augmentation Parameters and Methods

Parameter

Method Description

Suggested
Protocol

Nicotine

Ambient air passes through XAD-4 sorbent tube. Nicotine
extract with solvent. Extract analyzed by gas
chromatography with nitrogen specific detector

Table B2,
Appendix B

Air Handling
Unit Continuous
Airstream C02
Monitoring

Continuous C02 concentration measurements may also be
made simultaneously in the AHU supply and return air
stream and at the AHU outdoor air intake.

Table B3,
Appendix B

Acetaldehyde

Ambient air passes through DNPH coated silica gel
cartridge. DNPA-aldehyde deviate eluded. Eluant analyzed
by reverse phase HPLC with UV detection (360 nm)

Table C10,
Appendix C

Biologicals in
Dust

Dust samples will be collected from exposed surfaces.
Sample analyzed for microbiological organism (bacteria and
fungi).

Table C12,
Appendix C

Air Infiltration
Rate

The building envelope infiltration rate in mechanically
ventilated buildings may be estimated by post-occupancy
carbon dioxide decay tests or other tracer gas methods.

Appendix B,
Section B.1


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Table B2 Protocol for Measurement of Nicotine

MEASUREMENT PARAMETER

Nicotine concentration (ng/m3)

METHOD DESCRIPTION

Ambient air passes through a sorbent tube
containing XAD-4. Nicotine extract from the
XAD-4 with ethyl acetate containing 0.01%
Triethylamine. The extract analyzed by gas
chromatography using nitrogen specific
detector (GC/NDD). Specific protocols to be
proposed by research team

RELEVANT PROTOCOLS

Indoor Air Compendium Method IP-2A

METHOD PERFORMANCE
REQUIREMENTS



Precision

+15% RSD

Accuracy

+ 25%

Method Quantifiable Limit (MLQ)

0.07 M.g/m3 for 8 hour sample

Range (Quantifiable Limit)

0.07 to 400 M.g/m3

Interferences

Absorption of nicotine onto glassware
surfaces

FIELD INSTRUMENTATION



Requirements



Pump Flow Rate

1.5 L/min

Pump Flow Stability

+ 0.05 L/min

Operational Temperature Range

0-40° C

Operational Relative Humidity Range

1 -100%

Sampling Duration

8 hour continuous

Warm-up Time

5 minute (pump)

Size

Portable

Power

Battery/115 VAC adapter

Noise

Use low noise pump

Available Instrumentation

Dupont Alpha-2
Dupont Company
Kennet Square, PA

SKC Model 222-4
Eighty Four, PA

Gilian LFS113
Wayne NJ

PUMP CALIBRATION REQUIREMENTS



Method description

Pump flowrate is measured from the outlet of
the pump with a soap film bubblemeter

Frequency

Flow rate measurements at the beginning and
at the end of each monitoring period

Time required to calibrate

10 minutes

Calibration equipment

Soap film bubble flow meter

MONITORING FREQUENCY AND
DURATION



Frequency

Collect at fixed site sampling locations on one
day (see Section 5)

Duration

Approximately 8 hours


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Table B2 Continued

Documentation requirements

Operator ID number
Instrument serial numbers
Sampling locations
Start/stop flowrates
Start/stop times

SAMPLE HANDLING



Field handling

No special handling techniques are required

Field storage

Store at room temperature with ends of tubes
capped and tubes sealed in uncoated paint
cans or sealed jars.

Shipping

Ship in well padded sealed containers. Ship
by overnight delivery to laboratory

Laboratory storage

Store at -4° C until analyzed

Chain of custody

Chain of custody required for each sample

SAMPLE ANALYSIS



Instrumentation Requirements

Gas chromatograph equipped with capillary
column and nitrogen selected detector.

Calibration Requirements

Five point calibration covering the expected
concentration range. Quinoline used as
internal standard (General procedures in IP-
2A should be followed)

Number of Field Blanks

One per building

Number of Controls

One per building

Number of Duplicates

One at one indoor location

Analytical System

Daily response of system determined by
analysis of intermediate concentration
standard.

Chain of Custody

Chain of custody required for each sample

Performance Evaluation (PE)
Samples

Analysis of one PE sample prepared by
independent laboratory or analysis of one
duplicate sample by independent laboratory
per building.

Field Audit

Audit of flow calibration devices, pump flows,
and sampling procedures required.


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Table B3 Protocol for Measurement of Air Handling Unit Airstream C02 Concentrations

MEASUREMENT PARAMETER

C02 concentration (ppm)

METHOD DESCRIPTION

C02 concentration will be measured in the air
handling unit supply and return airstreams
using a portable, nondispersive infrared
(NDIR) analyzer. A zero leakage sampling
pump will be used to draw sample air from the
airstream data will be recorded with a
datalogger, then downloaded to a laptop
computer.

METHOD PERFORMANCE
REQUIREMENTS



Precision

+ 50 ppm

Accuracy

+ 200 ppm

Resolution

50 ppm

Range (Quantifiable Limit)

0 - 3000 ppm

FIELD INSTRUMENTATION



Requirements



Zero Drift

< + 50 ppm over 8 hrs

Span Drift

< + 50 ppm over 8 hrs

Operational Temperature
Range

0 to 40° C

Operational Relative Humidity
Range

10-90% RH

Sampling Duration

Up to 56 hours for continuous monitoring
(Tuesday through Thursday)

Warm-up Time

Approximately 15 minute

Response Time

< 1 minute to 90% concentration

Output

Linear; mV or mA to datalogger (required).
Datalogger output must be compatible with
laptop computer.

Size

Portable

Power

Battery: 115V AC adapter

Available Instrumentation

C02 Monitor
Metrosonics, Inc.

MODEL AQ-501/502
Rochester, NY

TSI, Inc.

Model 8550 Q-Trak Monitor
Saint Paul, Minnesota

CALIBRATION REQUIREMENTS



Multipoint Calibration



Method Description

Calibrate at three C02 concentration levels
plus zero. (0, 350, 1000, and 2000 ppm,
recommended)

Frequency

Calibrate at beginning and end of monitoring
at each building.

Time Required to Calibrate

Approximately 45 min


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Table B3 Continued

Acceptability Criteria

Correlation coefficient > 0.999; no greater
than 2% deviation from the straight line for
any standard

Zero and Span



Method Description

Determine zero reading using compressed air
or nitrogen and span reading using 1000 ppm
C02 in air

Frequency

Perform at beginning and end of the day of
monitoring when multipoint calibration is not
performed

Time Required to Zero and
Span

20 minutes

Acceptability Criteria

Recalibrate (multipoint) if zero differs by more
than + 50 ppm or if concentration at span
differs by more than + 100 ppm

Calibration Equipment

Set of calibration gas cylinders or gas dilution
system, regulators for cylinders, and flow
adapters for monitors.

MONITORING FREQUENCY AND
DURATION

See Section 5

DOCUMENTATION REQUIREMENTS

Operator ID

Instrument serial numbers
Location

Start times/stop times
Calibration checks

DATA TRANSFER AND PROCESSING



Transfers to Electronic Media

Download dataloggers to laptop computer at
the end of each day

Back-up

Make a back-up copy of electronic files at time
of download.

Field Evaluation

Verify data transferred before turning
instrument off.

Labeling, Storage, Shipping

Make a back-up copy of data and
documentation; ship or transport separately.

Chain of Custody

Record of data and documentation

Data Output

5 minute average C02 concentration
measured continuously. Monitor readings will
be reported without adjustment for drift if
acceptability criteria are met. Otherwise,
corrections must be made during data
processing

QA/QC REQUIREMENTS



Multipoint Calibrations

Perform at beginning and end of monitoring at
each building.

Zero and Span Checks

Perform at beginning and end of each day of
monitoring

External Audits

Required for monitoring instrumentation

Documentation

Documentation logs required

Chain of Custody (COC)

COC forms required


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B-1 AIR INFILTRATION RATE IN MECHANICALLY VENTILATED BUILDINGS

Forms 1 through 6 are used to estimate the envelope infiltration rate in mechanically
ventilated buildings. This is done by conducting a tracer gas decay test with the air
handlers operating to determine the whole building air change rate. The outdoor air
intake rate is then measured at the air handlers and subtracted from the whole building
air change rate to determine the building infiltration rate. Only one such test is required
in each building.

Form 1 Air Infiltration Rate: Test Description

This form is used to describe the sample locations used in the tracer gas decay test.

1.	Date of Test: Enter the date on which the measurement is conducted.

The tracer gas concentration must be monitored during the decay test at one outdoor
location, ten locations within the occupied space, and locations within the air handlers.
The outdoor air concentration is monitored at an outdoor air intake. The ten interior
locations must be distributed throughout the building in order to verify that the tracer gas
concentration is uniform throughout the building prior to and during the decay. The
specific locations that are selected will depend on the layout of the building including
such factors as number of stories and floor area per story. The tracer gas concentration
must also be monitored within the return airstreams of the building air handlers. The
forms allow for ten return air locations, although a smaller number may be used
depending on the number of air handlers in the building. If there are more than ten major
air handlers, additional copies of Form 1 will be required.

2.	Tracer Gas: Enter the tracer gas employed in the test.

3.	Measurement Location, Outdoor Air: Describe the location at which the outdoor
air tracer gas concentration is measured. Providing the distance from the outdoor air
intake grille, designated as upstream or downstream, is preferred.


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4. Measurement Location, Occupied Space # 1: Describe the first location within the
occupied space of the building at which the tracer gas concentration is measured.
Use column numbers if available, and note the building floor.

For entries #5 through #13, describe the second through tenth interior sampling location
as described in entry #4 above.

14. Measurement Location, Air Handling Unit: Describe the first air handler sampling
location at which the tracer gas concentration is measured. Enter the air handler
number used in the building mechanical plans. Enter the location of the air handler,
using a room number from the building plans if available. If no room number is
available, enter the floor and location on the floor.

For entries #15 through #23, describe the second through tenth air handler sampling
location as described in entry #14 above.

Form 2 Air Infiltration Rate: Supply Airflow Rate

This form is used to measure the supply airflow rate in each air handler serving the
entire building. The airflow rate measurement is performed with a pitot tube traverse
according to standard procedures contained in the ACGIH Industrial Ventilation Manual,
AMCA Publication 203-90 and the ASHRAE Standard III. A traverse with a calibrated
hot-wire anemometer is acceptable, using the same procedures as recommended for a
pitot traverse. One form is required for each air handler serving the building. The entries
on the form are to be completed as follows:

1.	Date of Test: Enter the date on which the measurement is conducted.

2.	Time: Enter the time at which the measurement is conducted.

3.	Air Handler Number: Enter the air handler number used in the building mechanical
plans.


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4.	Air Handler Location: Enter the location of the air handler, using a room number
from the building plans, if available. If no room number is available, enter the floor
and location on the floor.

5.	Location of Duct Traverse: Describe the point within the supply ductwork at which
the traverse is conducted. Provide the distance from the fan, designated as upstream
or downstream.

6.	Measurement Device Type: Describe the device used in the traverse, i.e., a pitot-
static tube and differential pressure gauge or a calibrated hot-wire anemometer.

7.	Manufacturer: In the case of a pitot traverse, enter the manufacturer of the pressure
gauge. In the case of a hot-wire anemometer, enter the manufacturer of the
anemometer.

8.	Model Number: Enter the model number of the device.

9.	Serial Number: Enter the serial number of the device.

10.	Rectangular or Round: Note whether the duct is rectangular or round.

11.	Duct Area: Enter the cross-sectional area of the duct at the point of the traverse.
Designate the units, either m2 or ft2.

12.	Start of Traverse: Enter the time at which the collection of traverse data began.

13.	End of Traverse: Enter the time at which the collection of traverse data was
completed.

14.	Root Mean Square Velocity Pressure: In the case of a pitot traverse, calculate the
root mean square velocity pressure using the formula contained on the form. In the
case of a hot-wire traverse, leave this space blank. Designate the correct units,
either (Pa)1/2 or (in.w.g.)1'2.


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15.	Average Air Speed: In the case of a hot-wire traverse, calculate the average value
of the air speed. In the case of a pitot traverse, calculate the average air speed from
the root mean square velocity pressure using the appropriate formula contained on
the form. Designate the units, either mps or fpm.

16.	Airflow Rate: Calculate the supply airflow rate by multiplying the duct area at entry
# 11 by the average air speed at entry #15. Designate the units, either m3/s or cfm.

Form 3 Air Infiltration Rate: Percent Outdoor Air Intake

This form is used to measure the percent outdoor air intake in each air handler serving
the entire building. The percent outdoor air intake is determined using a mass balance of
air and carbon dioxide based on carbon dioxide concentration measurements in the
outdoor air, the return air and the supply air. One form is required for each air handler
serving the building. The entries on the form are to be completed as follows:

1.	Date of Test: Enter the date on which the measurement is conducted.

2.	Time: Enter the time at which the measurement is conducted.

3.	Air Handler Number: Enter the air handler number used in the building mechanical
plans.

4.	Air Handler Location: Enter the location of the air handler, using a room number
from the building plans if available. If no room number is available, enter the floor
and location on the floor.

5.	Air Sample Location, Outdoor Air Intake: Describe the location at which the
outdoor air intake carbon dioxide concentration is measured. Provide the distance
from the outdoor air intake grille, designated as upstream or downstream.

6.	Air Sample Location, Supply Air: Describe the location at which the supply air
carbon dioxide concentration is measured. Provide the distance from the supply fan,
designated as upstream or downstream.


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7.	Air Sample Location, Return Air: Describe the location at which the return air
carbon dioxide concentration is measured. Provide the distance upstream from the
point at which the return and outdoor airstreams mix.

8.	Manufacturer: Enter the manufacturer of the carbon dioxide concentration
measurement device.

9.	Model Number: Enter the model number of the device

10.	Serial Number: Enter the serial number of the device.

The span and zero of the carbon dioxide monitor will be checked immediately before

each determination of the percent outdoor air intake.

11.	Span Concentration: Enter the carbon dioxide concentration of the span gas used
to check the monitor.

12.	Reading: Enter the response of the carbon dioxide monitor to the span gas.

13.	Reading: Enter the response of the carbon dioxide monitor to the zero gas.

The concentration measurements are to consist of five successive readings at each of

the three locations. At each location, record the concentration reading every 10 seconds.

After the five readings, move immediately to the next location in order to complete all the

measurements in the minimum amount of time.

14.	Start of Measurement: Enter the time at which the concentration measurements
began.

15.	Outdoor Air: Enter the five concentration readings from the outdoor airstream.

16.	Return Air: Enter the five concentration readings from the return airstream.

17. Supply Air: Enter the five concentration readings from the supply airstream.


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18.	End of Measurement: Enter the time at which the concentration measurements
were completed.

19.	Enter the mean of the outdoor air concentration readings.

20.	Enter the standard deviation of the outdoor air concentration readings.

21.	Enter the mean of the return air concentration readings.

22.	Enter the standard deviation of the return air concentration readings.

23.	Enter the mean of the supply air concentration readings

24.	Enter the standard deviation of the supply air concentration readings.

25.	Percent Outdoor Air: Calculate the percent outdoor air intake using the formula
provided on the form.

26.	Error Estimate: Calculate the estimated error in the percent outdoor air intake using
the formula provided on the form.

Form 4 Air Infiltration Rate: Outdoor Air Intake

This form is used to determine the outdoor air intake rate in each air handler serving the
entire building. Two methods are available to make this determination, the first being a
pitot-tube traverse of the outdoor air intake duct according to standard procedures
contained in the ACGIH Industrial Ventilation Manual, M1CA Publication 203-90 and the
ASHRAE Standard III. A traverse with a calibrated hot-wire anemometer is acceptable,
using the same procedures as recommended for a hot-wire traverse. The second
method involves the multiplication of the supply airflow rate (Form 2) by the percent
outdoor air intake (Form 3). Method #1 can only be used if the outdoor air intake is
configured such that a traverse is possible (see the referenced documents for the
ductwork configurations required for conducting a traverse). One form is required for


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each air handler serving the building. The entries on the form are to be completed as

follows:

1.	Date of Test: Enter the date on which the measurement is conducted.

2.	Time: Enter the time at which the measurement is conducted.

3.	Air Handler Number: Enter the air handler number used in the building mechanical
plans.

4.	Air Handler Location: Enter the location of the air handler, using a room number
from the building plans if available. If no room number is available, enter the floor
and location on the floor.

5.	Location of Duct Traverse: Describe the point within the outdoor air intake
ductwork at which the traverse is conducted. Provide the distance downstream from
the outdoor air intake grille.

6.	Measurement Device Type: Describe the device used in the traverse, such as pitot-
static tube and differential pressure gauge or calibrated hot-wire anemometer.

7.	Manufacturer: In the case of a pitot traverse, enter the name of the manufacturer of
the pressure gauge. In the case of a hot-wire anemometer, enter the manufacturer of
the anemometer.

8.	Model Number: Enter the model number of the device.

9.	Serial Number: Enter the serial number of the device.

10.	Rectangular or Round: Note whether the duct is rectangular or round.

11. Duct Area: Enter the cross-sectional area of the duct at the point of the traverse.
Designate the units, either m2 or ft2.


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12. Start of Traverse: Enter the time at which the collection of traverse data began.

13.	End of Traverse: Enter the time at which the collection of traverse data was
completed.

14.	Root Mean Square Velocity Pressure: In the case of a pitot traverse, calculate the
root mean square velocity pressure using the formula contained on the form. In the
case of a hot-wire traverse, leave this space blank. Designate the correct units,
either (Pa)1/2 or (in.w.g.)1'2.

15.	Average Air Speed: In the case of a hot-wire traverse, calculate the average value
of the air speed. In the case of a pitot traverse, calculate the average air speed from
the root mean square velocity pressure using the appropriate formula contained on
the form. Designate the units, either mps or fpm.

16.	Airflow Rate: Calculate the outdoor air intake rate by multiplying the duct area at
entry # 10 by the average air speed at entry #14. Designate the units, either m3/s or
cfm.

17.	Supply Airflow Rate: Enter the supply airflow rate for the air handler from Form 2,
entry #16. Designate the units, either m3/s or cfm.

18.	Percent Outdoor Air Intake: Enter the percent outdoor air intake for the air handler
from Form 3, entry #26.

19.	Outdoor Air Intake Rate: Calculate the outdoor air intake rate by multiplying the
supply airflow rate in entry # 17 by the percent outdoor air intake in entry #18 and
dividing the result by 100. Designate the units, either m'/s or cfm.


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Form 5 Air Infiltration Rate: Tracer Gas Decay

This form is used to record the results of a tracer gas decay test in the building
conducted to estimate the whole building air change rate. This test is to be conducted in
accordance with ASTM E741. Based on the requirements contained in ASTM E741, this
test must be conducted to determine the whole building air change rate. Tracer gas must
be released into the entire building such that the concentration is uniform throughout the
building. This test cannot be performed by releasing tracer gas into the test space alone.
Only a single tracer gas decay test is required, and therefore only one form is needed.
However, one can repeat the test if the initial attempt does not provide satisfactory
results. This measurement can be conducted using occupant generated carbon dioxide
as the tracer gas after the occupants have left the building. The entries on the form are
to be completed as follows:

1.	Date of Test: Enter the date on which the measurement is conducted.

2.	Manufacturer: Enter the manufacturer of the tracer gas concentration measurement
device.

3.	Model Number: Enter the model number of the device.

4.	Serial Number: Enter the serial number of the device.

5.	Concentration Units: Enter the tracer gas concentration units provided by the tracer
gas concentration monitor.

The tracer gas concentration must be monitored during the decay test at one outdoor
location, ten locations within the occupied space, and locations within the air handlers.
The concentration at each location should be measured once every 30 minutes, though
the exact time interval is not critical as long as the sample times are recorded accurately.
These sampling locations are described in Form 1. If one employs occupant generated
carbon dioxide as the tracer gas, then the concentrations at these locations must be
monitored after the occupants have left the building, while the interior carbon dioxide
concentration is still significantly above the outdoor concentration. The concentration
monitoring should begin very soon after the occupants have left the building, before the
interior concentrations decays significantly. The tracer gas decay test requires that the
interior concentration is significantly above the outdoor concentration and the interior
concentration is uniform (within 10%) throughout the building. If either of these


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conditions is not satisfied, the test will not provide acceptable estimates of the building
air change rate.

6.	Initial Reading:

•	Outdoor, Time: Enter the time at which the outdoor conditions are measured.

•	Outdoor, Concentration: Enter the outdoor tracer gas concentration.

•	Outdoor, Temperature: Enter the outdoor air temperature.

•	Outdoor, Wind Speed: Enter the wind speed. Designate the units, either m/s or mph.

•	Location #1, Time: Enter the time at which the tracer gas concentration at location #1
is recorded.

•	Location # 1, Concentration: Enter the tracer gas concentration at location # 1.

For occupied space locations #2 through #10 and air handlers #1 through #10, enter the
time and concentration as described for location # 1.

7.	Second Reading: Record the information as described above for the initial reading.

8.	Third Reading: Record the information as described above for the initial reading.

9.	Fourth Reading: Record the information as described above for the initial reading.

10.	Fifth Reading: Record the information as described above for the initial reading.

The data analysis involves determining the tracer gas decay rate in air changes per hour
at each of the 10 occupied space locations and the air handler locations. This is done by
performing a least squares linear regression of the natural logarithm of concentration
against time. Based on the assumption of a uniform tracer gas concentration within the
building, the tracer gas concentration at each location decays according to the following
expression:

C(t) = C0exp(-lt) where

C(t) = the tracer gas concentration at a location at time t minus the outdoor concentration
recorded at the same time


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Co = the tracer gas concentration at a location time t = 0 minus the outdoor concentration
recorded at the same time

I = the tracer gas decay rate at that location

In order to determine I, one rewrites the above equation in log form:

InC = lnC0 - It

This equation can be used to solve for I at each location by regressing the log of the
difference between the tracer gas concentration at the location and the outdoor
concentration against time. Linear regression techniques are described in many
handbooks and are contained in many computer spreadsheet programs, as are
procedures for determining the error associated with the estimate of the slope I.

11.	Decay Rates: Enter the calculated decay rate in air changes per hour for each of the
locations and the standard error of this decay rate.

12.	Building Average Decay Rate: Enter the average of the decay rates at all of the
sampling locations.

13.	Standard Deviation: Enter the standard deviation of the decay rates at all of the
sampling locations.

14.	Average Exterior Temperature: Enter the average of the exterior temperatures
measured during the decay.

15.	Average Wind Speed: Enter the average of the wind speeds measured during the
decay. Designate the units, either mps or mph.

Form 6 Air Infiltration Rate: Data Analysis

This form is used to conduct the data analysis necessary to determine the building air
infiltration rate. Only one form is required for the building. If there are more than ten air
handlers in the building, then additional copies of Form 6 will be required. The entries on
the form are to be completed as follows:

1. Date of Test: Enter the date on which the measurement is conducted.


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2.	Outdoor Air Intake Method: Enter the method used to determine the outdoor air
intake rate using Form 4.

3.	Outdoor Air Intake Rate, Air Handler #1: Enter the outdoor air intake rate
determined for air handler #1 from the Form 4 corresponding to that air handler.
Designate the units, either mps or cfm.

For entries #4 through #12, enter the outdoor air intake rate for air handlers #2 through
#10 from the Form 4 corresponding to each air handler. If there are more than ten air
handlers in the building, then the outdoor air intake rate for the additional air handlers
are entered on additional copies of Form 6. Designate the correct units, either mps or
cfm.

13.	Total Outdoor Air Intake Rate: Enter the sum of the outdoor air intake rates for all
of the air handlers in the building, contained in entries #3 through #12. If there are
more than ten air handlers in the building, then the outdoor air intake rates for the
additional air handlers must be included in this sum. Designate the units, either m3/s
or cfm.

14.	Outdoor Air Intake Rate in ACH: Enter the whole building outdoor air intake rate in
units of air changes per hour by dividing entry #13 by the building volume and
converting the result to units of air changes per hour.

15.	Total Building Air Change Rate: Enter the whole building air change rate in units of
air changes per hour from entry #12 on Form 5.

16. Building Infiltration Rate: Enter the building infiltration rate, equal to entry #15
minus entry #14.


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FORM 1 AIR INFILTRATION RATE: TEST DESCRIPTION

One form should be completed for each test

1	Test Date

2	Tracer Gas Used

Tracer Gas Concentration Measurement Location

3	Outdoor Air

4	Occupied Space #1

5	Occupied Space #2

6	Occupied Space #3

7	Occupied Space #4

8	Occupied Space #5

9	Occupied Space #6

10	Occupied Space #7

11	Occupied Space #8

12	Occupied Space #9

13	Occupied Space #10

14	#1 Air Handling Unit

Location

15	#2 Air Handling Unit

Location

16	#3 Air Handling Unit

Location

17	#4 Air Handling Unit

Location

18	#5 Air Handling Unit

Location

19	#6 Air Handling Unit

Location

20	#7 Air Handling Unit

Location

21	#8 Air Handling Unit

Location

22	#9 Air Handling Unit

Location

23	#10 Air Handling Unit Number

Location

Number
Number
Number
Number
Number
Number
Number
Number
Number


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FORM 2 AIR INFILTRATION RATE: SUPPLY AIRFLOW RATE

One form should be completed for each air handling unit

1	Date of Test

2	Test Time

3	Air Handling Unit Number

4	Air Handling Unit Location

5	Location of Duct Traverse

Measurement Device Information

6	Measurement Device Type

7	Device Manufacturer

8	Device Model Number

9	Device Serial Number

Duct Dimensions

10	Rectangular or Round		

11	Duct Area		m2orft2

Traverse Data

12	Start Time of Traverse		

13	End Time of Traverse		

Calculations

14	Root mean square velocity
pressure

—	A p

S(pv) / number of readings 	

15	Average air speed

Air speed measurements, Svs/ number of readings
Velocity pressure measurements (Pa), 1.29 x #14
Velocity pressure measurements (in W.G.), 4002 x#14

16	Airflow rate, #11 x #15		

(Pa)1/2 or (in w.g.)1/2

	m/s or fpm

	m/s

	fpm

	m3/s or cfm


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FORM 3 AIR INFILTRATION RATE: PERCENT OUTDOOR AIR INTAKE

One form should be completed for each air handling unit

1	Date of Test

2	Test Time

3	Air Handling Unit Number

4	Air Handling Unit Location

Air Sample Locations

5	Outdoor Air Intake

6	Supply Air

7	Return Air

Measurement Device Information

8	Device Manufacturer

9	Device Model Number

10	Device Serial Number

Calibration Check

Span Check

11	Span Concentration 	

12	Span Reading		

Zero Check

13	Zero Reading		

Concentration Data

14	Measurement Start Time		

15	Outdoor Air	16	Return Air	17	Supply Air

18 Measurement End Time

Calculations (mean concentrations)
Mean

Outdoor Air

19	21

Return Air

23

Supply Air

Standard Deviation

Outdoor Air
20		

22

Return Air

24

Supply Air

Percent Outdoor Air Intake

25	Value, 100 x (#21 -#23)/(#21 -#19) 	

26	Error Estimate, 100X#25[(#222+#202)/(#21 -#19)"+(#22"+#24")/(#21 -#23)z]

TiUT

% OA

%OA


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FORM 4 AIR INFILTRATION RATE: OUTDOOR AIR INTAKE RATE

One form should be completed for each air handling unit

1	Date of Test

2	Test Time

3	Air Handling Unit Number

4	Air Handling Unit Location

METHOD #1 TRAVERSE

5	Location of Duct Traverse

Measurement Device Information

6	Measurement Device Type

7	Device Manufacturer

8	Device Model Number

9	Device Serial Number

Duct Dimensions

10	Rectangular or Round		

11	Duct Area		m2orft2

Traverse Data

12	Start Time of Traverse		

13	End Time of Traverse		

Calculations

14	Root mean square velocity
pressure

—	A p

S(pv) / number of readings 	

15	Average air speed

Air speed measurements, Svs/ number of readings
Velocity pressure measurements (Pa), 1.29 x #14
Velocity pressure measurements (in W.G.), 4002 x#14

16	Airflow rate, #11 x #15		

(Pa)1/2 or (in w.g.)1/2

	m/s or fpm

	m/s

	fpm

	m3/s or cfm

METHOD #2 CALCULATION

17	Supply airflow rate from Form 2 #16, same air handling unit		m3/sorcfm

18	Percent outdoor air from Form 3 #25, same air handling unit		%

19	Outdoor air intake rate, #17 x #18		m3/sorcfm


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FORM 5 AIR INFILTRATION RATE: TRACER GAS DECAY

One form should be completed for each test

1 Date of test

Measurement Device Information

2	Device Manufacturer

3	Device model number

4	Device serial number

5	Concentration units

Data

Initial Reading

Outdoor

Measurement Time
Concentration
Temperature
Wind speed

Occupied Space

Location #1
Location #2
Location #3
Location #4
Location #5
Air Handling Units
Location #1
Location #2
Location #3
Location #4
Location #5

Time

Concentration

Location #6
Location #7
Location #8
Location #9
Location #10

Location #6
Location #7
Location #8
Location #9
Location #10

	(C or F)

_(m/s or mph)

Time

Concentration

Second Reading

Outdoor

Measurement Time
Concentration
Temperature
Wind speed

Occupied Space

Location #1
Location #2
Location #3
Location #4
Location #5
Air Handling Units
Location #1
Location #2
Location #3
Location #4
Location #5

Time

Concentration

Location #6
Location #7
Location #8
Location #9
Location #10

Location #6
Location #7
Location #8
Location #9
Location #10

	(C or F)

_(m/s or mph)

Time

Concentration


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8 Third Reading
Outdoor

Measurement Time
Concentration
Temperature
Wind speed

Occupied Space

Location #1
Location #2
Location #3
Location #4
Location #5
Air Handling Units
Location #1
Location #2
Location #3
Location #4
Location #5

Time

Concentration

Location #6
Location #7
Location #8
Location #9
Location #10

Location #6
Location #7
Location #8
Location #9
Location #10

	(C or F)

_(m/s or mph)

Time

Concentration

9 Fourth Reading
Outdoor

Measurement Time
Concentration
Temperature
Wind speed

Occupied Space

Location #1
Location #2
Location #3
Location #4
Location #5
Air Handling Units
Location #1
Location #2
Location #3
Location #4
Location #5

Time

Concentration

Location #6
Location #7
Location #8
Location #9
Location #10

Location #6
Location #7
Location #8
Location #9
Location #10

	(C or F)

_(m/s or mph)

Time

Concentration


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10 Fifth Reading
Outdoor

Measurement Time
Concentration
Temperature
Wind speed

Occupied Space

Location #1
Location #2
Location #3
Location #4
Location #5
Air Handling Units
Location #1
Location #2
Location #3
Location #4
Location #5

Time

Concentration

Location #6
Location #7
Location #8
Location #9
Location #10

Location #6
Location #7
Location #8
Location #9
Location #10

	(C or F)

_(m/s or mph)

Time

Concentration

Data Analysis

11 Decay Rates, Air changes per hour
Occupied Space

Value	Standard Error

Location #1 	 	

Location #2 	 	

Location #3 	 	

Location #4 	 	

Location #5 	 	

Air Handling Units

Location #1 	 	

Location #2 	 	

Location #3 	 	

Location #4 	 	

Location #5 	 	

Value	Standard Error

Location #6 			

Location #7 			

Location #8 			

Location #9 			

Location #10 			

Location #6
Location #7
Location #8
Location #9
Location #10

12	Building average decay rate		ACH

13	Standard Deviation		ACH

Outdoor Conditions, Averages

14	Exterior Temperature		C or F

15	Wind Speed		m/sormph


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FORM 6 AIR INFILTRATION RATE: DATA ANALYSIS

One form should be completed for each test

1 Date of Test		

Outdoor Air Intake Rate, From Form 4

2

Determination by Method #1 Traverse or Method #2 Calculation



3

#1 Air Handlina Unit

nrVs or cfm

4

#2 Air Handlina Unit

nrVs or cfm

5

#3 Air Handlina Unit

nrVs or cfm

6

#4 Air Handlina Unit

nrVs or cfm

7

#5 Air Handlina Unit

nrVs or cfm

8

#6 Air Handlina Unit

m3/s or cfm

9

#7 Air Handlina Unit

m3/s or cfm

10

#8 Air Handlina Unit

nrVs or cfm

11

#9 Air Handlina Unit

nrVs or cfm

12

#10 Air Handlina Unit

mJ/s or cfm

13

Total Outdoor Air Intake Rate, Add #3 throuah #12

m3/s or cfm

14

Outdoor Air Intake Rate in air changes per hour, #13 divided by building volume





air chanaes per hour

15

Total buildina airchanae rate, from Form 5, #13

air chanaes per hour

16

Buildina infiltration rate, #15 minus #14

air chanaes per hour


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APPENDIX C

PROTOCOLS FOR CORE ENVIRONMENTAL
PARAMETERS


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This appendix describes protocols for core environmental parameters. Core parameters
are those parameters for which measurements were required for all EPA-sponsored
building studies. Table C1 lists the protocols for all core parameters that were measured
in the EPA-sponsored building studies.

Table C1 Protocols for Core Environmental Parameters

Protocol

Table Number

Air Temperature

Table C2

Relative Humidity

Table C3

Carbon Dioxide

Table C4

Carbon Monoxide

Table C5

Sound Level

Table C6

Illuminance

Table C7

Particles (PM-|0 and PM2 s)

Table C8

Volatile Organic Compounds

Table C9

Formaldehyde

Table C10

Bioaerosols

Table C11

Biological Agents in Bulk Samples

Table C12

Radon

Table C13


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Table C2 Protocol for Measurement of Air Temperature

MEASUREMENT PARAMETER

Air temperature (°C)

METHOD DESCRIPTION

Dry bulb temperature of ambient air will be
measured by means of thermocouple, RTD or
thermistor-based measurement device.
Measurements will be performed at four
heights above the floor (0.1, 0.6, 1.1, and 1.7
meters). Short-term measurements will be
performed at five indoor locations with a
mobile unit and continuously at the fixed
indoor and fixed outdoor location. Data will be
recorded with a datalogger then downloaded
to a laptop computer.

RELEVANT PROTOCOLS

ASHRAE Standard 55

METHOD PERFORMANCE
REQUIREMENTS



Precision

+ 1%

Accuracy

+ 0.3 °C

Resolution

0.1 °C

Range (Quantifiable Limit)

-20 to +60 °C

FIELD INSTRUMENTATION



Requirements



Operational Temperature Range

-20 to +60 °C

Operational Relative Humidity Range

2 to 98%

Sampling Duration

Up to 56 hours for continuous monitoring
(Tuesday through Thursday); less than 10
minutes for mobile monitoring

Warm-up Time

< 1 minute

Response Time (Rise Time)

< 1 minute to 90% of temperature

Output

Linear; mV or mA to datalogger (required).
Datalogger output must be compatible with
laptop computer.

Size

Portable

Power

Battery, 115V AC adapter

Available Instrumentation

Portable electronic, digital thermometers or
thermohygrometers are commercially
available. A datalogger and computer are
required for recording data electronically
Examples of thermohygrometers include the
following:

Telaire Inc.

Model 1058T

Rotronic Instrument Company, Inc.

Model PA-1

Solomat Model 455
Stamford, CT

Vaisala, Inc.

Model HM132/HMP 35


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Table C2 Continued

CALIBRATION REQUIREMENTS



Multipoint Calibration



Method Description

Accuracy, precision and linearity of the
measurement device must be demonstrated
prior to use in the field by comparison to a
NIST- traceable device at a minimum of four
points between 4 and 35 °C.

Frequency

Multipoint calibration semi-annually

Acceptability Criteria

See Performance Requirements

Field Calibration Checks



Method Description

Compare ambient reading to NIST-traceable
device

Frequency

Perform at beginning and end of the 2-day
monitoring session at each building. Check
reasonableness of readings daily.

Acceptability Criteria

If the reading of the measurement device
differs from the reference device by greater
than 1.2 °C, it is unacceptable for field use; a
new multipoint calibration must be performed
prior to field use.

Calibration Equipment

NIST -traceable device

MONITORING FREQUENCY AND
DURATION

See Section 5

DOCUMENTATION REQUIREMENTS

Operator ID

Instrument serial number
Location

Start times/stops times
Calibration checks

DATA TRANSFER AND PROCESSING



Transfer to Electronic Media

Download dataloggers to laptop computer at
the end of each day for fixed site monitors.

Back-up

Make one back-up copy at time of download

Field Evaluation

Verify data transferred before turning
instrument off

Labeling, Storage, Shipping

Make back-up copies of documentation; ship
or transport copies separately

Chain of Custody

Record of data and documentation transfer
required

Data Output

Mobile monitoring: Average 3-minute
temperature at monitoring site.

Continuous (fixed-sites): 5-minute average
temperature readings.

QA/QC REQUIREMENTS



Multipoint Calibration

Perform semi-annually

Calibration Checks

Perform at beginning and end of 2-day
monitoring session by comparison to NIST-
traceable device.

External Audits

Required for monitoring instrumentation

Documentation

Documentation logs required

Chain of Custody

COC forms required


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Table C3 Protocol for Measurement of Relative Humidity

MEASUREMENT PARAMETER

Relative Humidity (%)

METHOD DESCRIPTION

A portable thermohygrometer will be used to
measure relative humidity at a height of 1.1 m
above the floor. Short-term measurements will
be performed at five indoor locations with a
mobile unit and continuously at the fixed
indoor and fixed outdoor location. Data will be
recorded with a datalogger then downloaded
to a laptop computer.

RELEVANT PROTOCOLS

ASHRAE Standard 55

METHOD PERFORMANCE
REQUIREMENTS



Precision

+ 5% relative humidity

Accuracy

+ 5% relative humidity for range of 20-90%
RH

Range (Quantifiable Limit)

2 to 98%

FIELD INSTRUMENTATION



Requirements



Operational Temperature
Range

0

1

cn
cn

o

O

Operational Relative Humidity
Range

0-100% RH

Sampling Duration

Up to 56 hours for continuous monitoring
(Tuesday through Thursday); less than 10
minutes for mobile monitoring

Warm-up Time

Approximately 5 minutes

Response Time (Rise Time)

30 sec. To 90% RH

Output

Linear, V, mV or mA to datalogger (required).
Datalogger output must be compatible with
laptop computer.

Size

Portable

Power

Battery; 115V AC adapter

Available Instrumentation

Omega Model RH411: F1
Stamford, CT

Solomat Model 455
Stamford, CT

Rotronic Instrument Company, Inc.
Model PA-1

Metrosonics Model AQ501/502
Rochester, NY

Vaisala, Inc.

Model HM132/HMP 35


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Table C3 Continued

CALIBRATION REQUIREMENTS



Multipoint Calibration



Method Description

Accuracy, precision and linearity of the
measurement device must be demonstrated
prior to use in the field by comparison to a
NIST- traceable device at a minimum of three
points between 20 and 90% RH

Frequency

Multipoint calibration semi-annually

Acceptability Criteria

See Performance Requirements

Field Calibration Checks



Method Description

Compare ambient reading to NIST-traceable
device

Frequency

Perform at beginning and end of the 2-day
monitoring session at each building.

Acceptability Criteria

If the reading of the measurement device
differs from the reference device by greater
than 5%, it is unacceptable for field use; a
new multipoint calibration must be performed
prior to field use.

Calibration Equipment

NIST -traceable device (a sling psychrometer
is not acceptable in an occupied office space)

MONITORING FREQUENCY AND
DURATION

See Section 5

DOCUMENTATION REQUIREMENTS

Operator ID

Instrument serial number
Location

Start times/stops times
Calibration checks

DATA TRANSFER AND PROCESSING



Transfer to Electronic Media

Download dataloggers to laptop computer at
the end of each day for fixed site monitors.

Back-up

Make one back-up copy at time of download

Field Evaluation

Verify data transferred before turning
instrument off

Labeling, Storage, Shipping

Make back-up copies of documentation; ship
or transport copies separately

Chain of Custody

Record of data and documentation transfer
required

Data Output

Mobile monitoring: Average short-term (3 min)
Relative humidity. Fixed-sites - 5 min average
RH values measured continuously.

QA/QC REQUIREMENTS



Multipoint Calibration

Perform semi-annually

Calibration Checks

Perform at beginning and end of 2-day
monitoring session by comparison to NIST-
traceable device.

External Audits

Required for monitoring instrumentation

Documentation

Documentation logs required

Chain of Custody

COC forms required


-------
Table C4 Protocol for Measurement of Carbon Dioxide (C02)

MEASUREMENT PARAMETER

C02 concentration

METHOD DESCRIPTION

C02 concentration will be measured with a
portable, nondispersive infrared (NDIR)
analyzer. Short-term measurements will be
made with a battery powered mobile unit at
five indoor locations. Continuous
measurements will be made at the fixed
indoor and fixed outdoor site. Fixed site
measurements will be made at 1.1 meters
above the floor. Data will be recorded with a
datalogger, then downloaded to a laptop
computer.

RELEVANT PROTOCOLS

Indoor Air Compendium, Method IP-3A

METHOD PERFORMANCE
REQUIREMENTS



Precision

+ 50 ppm

Accuracy

+ 200 ppm

Resolution

50 ppm

Range (Quantifiable Limit)

0 - 3000 ppm

FIELD INSTRUMENTATION



Requirements



Zero Drift

< + 50 ppm over 8hrs

Span Drift

< + 50 ppm over 8hrs

Operational Temperature
Range

0 to 40 °C

Operational Relative Humidity
Range

10-90% RH

Sampling Duration

Up to 56 hours for continuous monitoring
(Tuesday through Thursday); less than 10
minutes for mobile monitoring

Warm-up Time

Approximately 15 minutes

Response Time

< 1 minute to 90% concentration

Output

Linear; mV or mA to datalogger (required).
Datalogger output must be compatible with
laptop computer.

Size

Portable

Power

Battery: 115V AC adapter


-------
Table C4 Continued

Available Instrumentation

Model ZFP-5-2050
CA Analytical Instruments
Orange, CA

Riken Model RI-411A
REA Instruments, Inc.
Emerson, NJ

Metrosonics, Inc.

MODEL AQ-501/502
Rochester, NY

Gas Tech, Inc.

Model 4776
Neward, CA

CALIBRATION REQUIREMENTS



Multipoint Calibration



Method Description

Calibrate at three C02 concentration levels
plus zero. (0, 350, 1000, and 2000 ppm,
recommended)

Frequency

Calibrate at beginning and end of monitoring
at each building.

Time Required to Calibrate

approximately 45 min

Acceptability Criteria

Correlation coefficient > 0.999; no greater
than 2% deviation from the straight line for
any standard

Zero and Span



Method Description

Determine zero reading using compressed air
or nitrogen and span reading using 1000 ppm
C02 in air

Frequency

Perform at beginning and end of the day of
monitoring when multipoint calibration is not
performed

Time Required to Zero and
Span

20 minutes

Acceptability Criteria

Recalibrate (multipoint) if zero differs by more
than + 50 ppm or if concentration at span
differs by more than + 100 ppm

Calibration Equipment

Set of calibration gas cylinders or gas dilution
system, regulators for cylinders, and flow
adapters for monitors.

MONITORING FREQUENCY AND
DURATION

See Section 5

DOCUMENTATION REQUIREMENTS

Operator ID

Instrument serial numbers
Location

Start times/stop times
Calibration checks

DATA TRANSFER AND PROCESSING



Transfers to Electronic Media

Download dataloggers to laptop computer at
the end of each day for fixed site monitors.


-------
Table C4 Continued

Back-up

Make a back-up copy of electronic files at time
of download.

Field Evaluation

Verify data transferred before turning
instrument off.

Labeling, Storage, Shipping

Make a back-up copy of data and
documentation; ship or transport separately.

Chain of Custody

Record of data and documentation

Data Output

Mobile unit: average 3-minute C02
concentrations.

Fixed site: 5-minute average C02
concentration measured continuously. Monitor
readings will be reported without adjustment
for drift if acceptability criteria are met.
Otherwise, corrections must be made during
data processing

QA/QC REQUIREMENTS



Multipoint Calibrations

Perform at beginning and end of monitoring at
each building.

Zero and Span Checks

Perform at beginning and end of each day of
monitoring

External Audits

Required for monitoring instrumentation

Documentation

Documentation logs required

Chain of Custody

COC forms required


-------
Table C5 Protocol for Measurement of Carbon Monoxide (CO)

MEASUREMENT PARAMETER

CO concentration (ppm)

METHOD DESCRIPTION

CO concentration will be measured with a
portable, monitor (electrochemical sensor).
Short-term measurements may be made at
the mobile monitoring locations with a mobile
unit. Continuous measurements will be made
at each fixed indoor and the outdoor site.
Measurements will be made at 1.1 meters
above the floor. Data will be recorded with a
datalogger, then downloaded to a laptop
computer.

RELEVANT PROTOCOLS

Indoor Air Compendium, Method IP-3A

METHOD PERFORMANCE
REQUIREMENTS



Precision

+1 ppm

Accuracy

+ 2 ppm

Resolution

1 ppm

Range (Quantifiable Limit)

2-100 ppm

Interferences

Hydrogen, ethylene and acetylene are
potential interferences. Interferences must be
reduced by using a selective filter.

FIELD INSTRUMENTATION



Requirements



Zero Drift

< + 3 ppm over 24 hours

Span Drift

< + 3 ppm over 24 hours

Operational Temperature
Range

0 to 40 °C

Operational Relative Humidity
Range

10-90% RH

Sampling Duration

Up to 56 hours for continuous monitoring
(Tuesday through Thursday); less than 10
minutes for mobile monitoring

Warm-up Time

approximately 1 minute

Response Time

< 1 minute to 90% concentration

Output

Linear; mV or mA to datalogger (required).
Datalogger output must be compatible with
laptop computer.

Size

Portable

Power

Battery: 115V AC adapter


-------
Table C5 Continued

Available Instrumentation

National Draeger, Inc.

Model 190 CO Datalogger
Pittsburgh, PA

Metrosonics, Inc.

MODEL AQ-501/502
Rochester, NY

Langan Products, inc.

Model L15 (also records temperature)

San Francisco, CA

Gas Tech, Inc.

Model GX-82
Neward, GA

CALIBRATION REQUIREMENTS



Multipoint Calibration



Method Description

Calibrate at three CO concentration levels
plus zero. (0, 10, 20, and 35 ppm)

Frequency

Calibrate at beginning and end of monitoring
at each building.

Time Required to Calibrate

Approximately 30 minutes

Acceptability Criteria

Correlation coefficient > 0.999; no greater
than 2% deviation from the straight line for
any standard

Zero and Span



Method Description

Determine zero reading using compressed air
or nitrogen and span reading using 10 ppm
CO in air

Frequency

At beginning and end of the day of monitoring
when multipoint calibration is not performed

Time Required to Zero and Span

10 minutes

Acceptability Criteria

Recalibrate (multipoint) if concentration at any
point differs from the "true" value by more
than 3 ppm, or if non-linearity is
demonstrated.

Calibration Equipment

Set of calibration gas cylinders or gas dilution
system, regulators for cylinders, and flow
adapters for monitors.

MONITORING FREQUENCY AND
DURATION

See Section 5

DOCUMENTATION REQUIREMENTS

Operator ID

Instrument serial numbers
Location

Start times/stop times
Calibration checks

DATA TRANSFER AND PROCESSING



Transfers to Electronic Media

Download dataloggers to laptop computer at
the end of each day for fixed site monitors.

Back-up

Make a back-up copy of electronic files at time
of download.


-------
Table C5 Continued

Field Evaluation

Verify data transferred before turning
instrument off.

Labeling, Storage, Shipping

Make a back-up copy of data and
documentation; ship or transport separately.

Chain of Custody

Record of data and documentation

Data Output

Mobile unit: average 3-minute CO
concentrations.

Fixed site: 5-minute average CO
concentration measured continuously. Monitor
readings will be reported without adjustment
for drift if acceptability criteria are met.
Otherwise, corrections must be made during
data processing

QA/QC REQUIREMENTS



Multipoint Calibrations

Perform at beginning and end of monitoring at
each building.

Zero and Span Checks

Perform at beginning and end of each day of
monitoring

External Audits

Required for monitoring instrumentation

Documentation

Documentation logs required

Chain of Custody

COC forms required


-------
Table C6 Protocol for Measurement of Sound Level

MEASUREMENT PARAMETER

Sound Level (dB)

METHOD DESCRIPTION

Sound level will be measured with a
commercial Type 2 sound meter. Continuous
measurements will be made at each fixed
indoor site. Measurements will be made at 1.1
meters above the floor. Data will be recorded
with a datalogger, then downloaded to a
laptop computer.

RELEVANT PROTOCOLS

None for office spaces

METHOD PERFORMANCE
REQUIREMENTS



Precision

+ 2 dB

Accuracy

+ 2 dB

Resolution

0.1 dB

Range (Quantifiable Limit)

30 to 130 dB

FIELD INSTRUMENTATION



Requirements



Operational Temperature
Range

-10 to +50 °C

Operational Relative Humidity
Range

5 to 95%

Sampling Duration

Up to 56 hours for continuous monitoring
(Tuesday through Thursday); less than 10
minutes for mobile monitoring

Output

Linear; mV or mA to datalogger, or instrument
equipped with internal datalogging
capabilities. Datalogger output must be
compatible with laptop computer

Size

Portable

Power

Battery, 115V AC adapter

Available Instrumentation

Quest Electronics
Model 2400

Kit contains meter and calibrator
Oconomowoc, Wl

Metrosonics, Inc.

MODEL AQ-501/502
Rochester, NY

CEL 231

Kit includes meter and calibrator
Available from Vallen Safety Supply

CALIBRATION REQUIREMENTS



Multipoint Calibration



Method Description

Laboratory or manufacturer multi-point
calibration should be performed annually

Field Calibration Checks



Method Description

Portable field calibrator should be used.

Frequency

Verify meter performance prior to each use.


-------
Table C6 Continued

Acceptability Criteria

If the meter reading differs from the reference
device by greater than 4 dB, it is unacceptable
for field use and should be recalibrated.

Calibration Equipment

Portable field calibrator.

MONITORING FREQUENCY, DURATION,
AND LOCATIONS



Frequency

See Section 5

DOCUMENTATION REQUIREMENTS

Operator ID

Instrument serial numbers
Location

Start times/stop times
Calibration checks

DATA TRANSFER AND PROCESSING



Transfers to Electronic Media

Download dataloggers to laptop computer at
the end of each day for fixed site monitors.

Back-up

Make a back-up copy of electronic files at time
of download.

Labeling, Storage, Shipping

Make a back-up copy of data and
documentation; ship or transport separately.

Chain of Custody

Record of data and documentation

Data Output

Fixed sites: 5 minute average sound levels
measured continuously

QA/QC REQUIREMENTS



Multipoint Calibrations

Perform annually

Calibration Checks

Perform prior to each use with field calibrator.

External Audits

Required for monitoring instrumentation

Documentation

Documentation logs required

Chain of Custody

COC forms required


-------
Table C7 Protocol for Measurement of Illuminance

MEASUREMENT PARAMETERS

Illuminance (lux)

METHOD DESCRIPTION

Illuminance will be measured with a
commercial meter. Continuous measurements
will be made at each fixed indoor site.
Measurements will be made at 1.1 meters
above the floor. Data will be recorded with a
datalogger, then downloaded to a laptop
computer.

RELEVANT PROTOCOLS

CIE Guide on interior Lighting

METHOD PERFORMANCE
REQUIREMENTS



Precision and Accuracy

+ 2% of recording

FIELD INSTRUMENTATION



Requirements



Metering Range

1 to 2000 lux

Operational Temperature
Range

0 to 40 °C

Operational Relative Humidity
Range

5 to 95%

Output

Linear; mV or mA to datalogger, or instrument
equipped with internal datalogging
capabilities. Datalogger output must be
compatible with laptop computer

Size

Portable hand held units

Power

Battery, 115 VAC adapter

Available Instrumentation

Minolta T-1 Illuminance Meter ($625)
Minolta Corporation
Ramsey, NJ 07446-129

Metrosonics, Inc.

MODEL AQ-501/502
Rochester, NY

CALIBRATION REQUIREMENTS



Multipoint Calibration



Method Description

Laboratory calibration against known standard
annually

Field Calibration Checks



Method Description

Zero calibration

MONITORING FREQUENCY AND
DURATION



Frequency

See Section 5

DOCUMENTATION REQUIREMENTS

Operator ID

Instrument serial numbers
Location

Start times/stop times
Calibration checks

DATA TRANSFER AND HANDLING



Transfer to Electronic Media

Download dataloggers to laptop computer at
the end of each day for fixed site monitors.

Back-up

Back-up copy electronic media.

Chain of custody

Required


-------
Table C7 Continued

Data Output

Fixed sites: 5 minute average lux levels
measured continuously

OA/ QC REQUIREMENTS



Multipoint Calibration

Perform annually

Calibration Checks

Follow manufacturer's instructions

External Audits

Required for monitoring instrumentation

Documentation

Documentation logs required

Chain of Custody

COC forms required

MEASUREMENT PARAMETER

Particles (PM-|0 and PM2 s)

METHOD DESCRIPTION

Ambient air will be passed through a particle
size selective device (impactor) at a constant
and specified flowrate. For PM10, particles
greater than 10 microns are removed from the
airstream by impaction and discarded.
Particles equal to or smaller than 10 microns
are collected on a pre-weighed filter.

For PM2 5, particles greater than 2.5 microns
are removed from the airstream by impaction
and discarded. Particles equal to or smaller
than 2.5 microns are collected on a pre-
weighed filter.

The mass of the collected particulate will be
determined gravimetrically using an analytical
balance. Integrated samples will be collected
over an 8-hour period at three indoor and one
outdoor location.

RELEVANT PROTOCOLS

Indoor Air Compendium Method IP-10A

METHOD PERFORMANCE REQUIREMENTS



Precision

+ 25%

Accuracy

+ 25%

Method Quantifiable Limit (MQL)

10 M.g/m3 for 8 hour sample

Range (Qualifiable Limit)

10-120 M.g/m3 for 8 hour sample

Interferences

Static electricity and humidity during filter
weighing

FIELD INSTRUMENTATION



Pump Flow Rate

10 L/min

Pump Flow Stability

+ 5%

Operational Temperature Range

O

o

O
I

O

Operational Relative Humidity Range

0-100%


-------
Table C8 Protocol for Measurement of Particles (PM10 and PM2 5)

Sampling Duration

8 hours, continuous

Warm-up Time

5 minute (pump)

Size

Portable

Power

115 VAC

Noise

Low-noise pump required

Available Instrumentation

Pump and Impactor
Air Diagnostics and Engineering, Inc.
RR 1 Box 445
Naples, Maine

PUMP CALIBRATION REQUIREMENT



Method Description

Performance of the impactor (cut-point,
collection efficiency) must be demonstrated
prior to use. Pump flowrate is measured from
outlet using a soap film bubble meter or a
calibrated rotameter.

Measure flow rate at the beginning and end of
each monitoring period

Acceptance Criteria

Measured flow rate change less than + 5%

Time Required to Calibrate

Approximately 10 minutes

Calibration Equipment

Flow meter and adapter for impactor head

MONITORING FREQUENCY AND
DURATION



Frequency

Collect at three fixed site indoor locations and
one outdoor location on one day (See
Section 5).

Duration

Approximately 8 hrs

Documentation Requirements

Operator ID

Instrument Serial number
Sampling location
Start/stop flow rates
Start/stop times

SAMPLING HANDLING



Field Handling

Assembly and disassembly of the filters into
the sampling heads should be performed in a
relatively dust free environment such as
laboratory clean room or designated
workroom. Pre-weighed and collected filters
must be handled gently with forceps to avoid
damage, contamination, or dislodging of
collected particles before final weight is
determined. Lint free gloves should be worn
during filter assembly/disassembly.

Field Storage

Filters must be individually stored in dust-free,
low static containers and protected from
shock.

Shipping

Hand carried if possible to avoid dislodging
particles. Otherwise, overnight delivery in well
protected shipping container.


-------
Table C8 Continued

Laboratory Storage

Prior to final weight determination, store filters
in temperature and humidity controlled
weighing room. Allow filters to condition for at
least 24 hours before weighing.

Chain of Custody

Chain of custody required for each sample.

SAMPLE ANALYSIS



Instrumentation Requirements

Cahn Model 37 micro-balance or equivalent
capable of weighing + 5 |ag. Weighing room
with controlled temperature and humidity.

Calibration Requirements

At beginning of each weighing session, adjust
zero and calibrate balance with 200 mg NIST
traceable reference weights. Check the
balance zero and 200 mg NIST weigh after
every tenth filter. Readout should be within
0.000 + 0.004 mg and 200.000 mg + 0.002 mg

QA/QC REQUIREMENTS



Number of Fields Blanks

One per building.

Number of Duplicates

One indoor location and the outdoor location
at each building; minimum of two filters and
5% duplicate weighings (minimum of two) by
different individual each weighing session.

Analytical System

In addition to calibration with NIST class "S"
weights and zero check after every tenth filter,
the first filter in a batch is reweighed at the
end of the batch. If weight differs by + 0.007
mg, the entire batch is re-weighed.

Chain of custody

Chain of custody required for each sample.

Performance Evaluation Samples

Requirements to be determined

Field Audit

Perform field audit of procedure adherence,
pump flows, sample handling, flow calibration
devices, etc.

DATA PROCESSING



Data Output

Report |ag/m3 for each location, uncorrected
for background


-------
Table C9 Protocol for Measurement of Volatile Organic Compounds (VOCs)

MEASUREMENT PARAMETER

Volatile organic chemical concentrations
(|j.g/m3, and ppb). Quantification estimates
should be made for TVOCs, total aliphatics,
total aromatics, and selected target
chemicals, if different from the target analytes,
should be identified in the sample and
quantitation estimates made. Integrated
samples will be collected at the fixed indoor
and outdoor location.

METHOD DESCRIPTION

Tenax Cartridge: Approximately ten liters of
ambient air will be passed through a glass
cartridge containing approximately 1.5 g of
Tenax during and 8-hour period. The
cartridges will be returned to the laboratory,
loaded with external standards and analyzed.
Analysis requires thermal desorption of the
trapped organics followed by cryofocusing
and subsequent injection into a GC/MC
system. Samples will be collected in duplicate
to maximize data completeness.

Summa Canister: Approximately five and one-
half liters of ambient air will be collected using
an evacuated, pre-cleaned SUMMA canister
sampling system. The canisters will be
returned to the laboratory, loaded with
external standards and analyzed. Analysis
requires sampling a known aliquot of the
whole air, followed by cryofocusing and
subsequent injection into a GC/MS system.

Multisorbent Tube: During an 8-hour period,
approximately 2.5 liters of ambient air will be
passed through a glass cartridge containing
sorbent materials consisting of: 1) glass
beads; 2) Tenax TA; 3) Ambersorb XE-340;
and 4) activated carbon. Each section is
separated by glass-wool plugs. The
cartridges will be returned to the laboratory,
loaded with external standards and analyzed.
Analysis requires thermal desorption of the
trapped organics followed subsequent
injection into a GC/MC system. Samples will
be collected in duplicate to maximize data
completeness.

RELEVANT PROTOCOLS

Indoor Air Compendium Method IP-1A and IP-
1B (1990); Ambient Air Compendium Method
TO-1 and TO-14 (1988)

METHOD PERFORMANCE
REQUIREMENTS



Precision

+ 20% RSD

Accuracy

+ 25%


-------
Table C9 Continued

Method Quantifiable Limit (MQL)

Specific VOCs - 0.1 to 1.5 M.g/m3

Range

Specific VOCs - 0.5 to 20 ng/mJ

FIELD INSTRUMENTATION



Requirements - Tenax Pumps



Pump Flow Range

15-50 mL/min flow-controlled; 20 mL/min over
an 8-hour period is required to collect a 10
liter sample.

Pump Flow Stability

+1 mL/min

Operational Temperature
Range

0-40 °C

Operational Relative Humidity
Range

0-100% RH

Sampling Duration

8 hours. Continuous

Warm-up Time

5 minute (pump)

Size

Portable Pump

Power

Battery

Noise

Low-noise pump required

Available Instrumentation-Tenax

Dupont Alpha-2
Dupont Company
Kennet Square, PA

SKC Model 222-4
Eighty Four, PA

Gilian LFS113
Wayne, NJ

Requirements - SUMMA Canister



Sample Flow meter Range

0.5 - 20.0 mL/min, required to collect 5 plus
liter sample over 8-9 hour period

Meter Flow Stability

+ 0.05 cm3/min

Operational Temperature
Range

0

o

O

1

o

Operational Relative Humidity
Range

0-100% RH

Sampling Duration

8 - 9 hrs continuously

Warm-up Time

5 minute (flow meter)

Size

Portable

Power

No power required

Noise

No noise

Available Instrumentation - SUMMA

Andersen Instruments
Atlanta, GA

SIS Instruments
Moscow, ID

Requirements - Multisorbent Pumps



Pump Flow

5 cnf/min over an 8 hour period is required to
collect a 2.4 liter sample.

Operational Temperature
Range

0

o

O

1

o

Operational Relative Humidity
Range

0-100% RH


-------
Table C9 Continued

Sampling Duration

8 hours continuous

Warm-up Time

5 minutes (pump)

Size

Portable

Power

115 VAC

Noise

Low-noise pump required

Available Instrumentation-
Multisorbent

Sample Media

Envirochem, Inc., Part No. ST-032,
Kemblesville, PA.

Diaphragm pumps with flow controllers
Berkeley Analytical Associates
Richmond, CA

PUMP/METER CALIBRATION
REQUIREMENT



Method Description

Tenax: Pump flowrate is measured from the
outlet of the pump with a soap film bubble
meter.

Multisorbent: Pump flowrate is measured from
the outlet of the pump with a soap film bubble
meter.

Frequency

Measure at beginning and end of each
monitoring period

Time Required to Calibrate

10 minutes

Acceptability Criteria

Readjust pump flowrate at the start of
sampling if measurement is greater than 5%
of target flow rate shown below:

Tenax: 18.5 mL/min to collect a 10 L Tenax
sample over a 9-hour period.

SUMMA: 10 mL/min to collect a 5.5 L SUMMA
sample for 9-hour period.

Multisorbent: 5 cc/min to collect a 2.4 liter
sample over an 8-hour period is required

Calibration Equipment

Soap film bubble flow meter or mass flow
meter

MONITORING FREQUENCY AND
DURATION



Frequency

Collect at fixed site locations each sampling
day. (See Section 5)

Duration

Approximately 9 hours per location (workday)

Documentation Requirements

Operator ID number
Instrument serial numbers
Sampling location
Start/stop flowrates
Start/stop times


-------
Table C9 Continued

SAMPLE PREPARATION AND HANDLING



Cartridge Preparation

Cartridges are prepared using the procedure
specified in Method IP-1B. To ensure
cleanliness, 10% of all cartridges must be
analyzed prior to shipment to the field.
Analyses for background contamination are
performed by either GC/MS or GC/flame
ionization detection. Cartridges are
considered acceptable if less than 10 ng of
any individual target VOC or less than 50 ng
TVOC are found. Clean cartridges are sealed
in culture tubes with Teflon lined screw caps.
For shipping, Tenax cartridges are placed in
uncoated paint cans. Multisorbent sampling
tubes are transported in ice chests with ice
packs to keep the samplers cool.

Summa Canister Preparation

SUMMA Canisters are prepared using the
procedures specified in Method IP-1A. To
ensure cleanliness, 10% of all canisters must
be analyzed prior to shipment to the field.
Analyses for background contamination are
performed by either GC/MS or BC/flame
ionization detection. Canisters are considered
acceptable if less than 10ng of any individual
target VOC or less than 50 g packaged in
boxes and shipped to the field for monitoring.

Field Handling

Handle Tenax cartridges with white cotton
gloves or Kimwipes®.

Multisorbent tubes can be handled with
ungloved hands, however care must be taken
to avoid contamination. Hands should be free
of dirt and oil before handling the media. Also,
samplers should be held by the middle of the
tube to avoid the ends near the openings.

Do not touch the SUMMA canister inlets.

Field Storage

Cartridges and/or canisters must be properly
stored to ensure that contamination does not
occur. On past studies, cartridges sealed in
paints cans have been stored in helium-
purged Tedlar bags. Multisorbent samplers
should be stored in a freezer or refrigerator
that is not used for the storage of chemicals.

Shipping

Exposed Tenax cartridges are resealed in
culture tubes, placed inside sealed uncoated
paint cans, then shipped by overnight delivery
to the laboratory in cushioned hardsided
shipping containers. Exposed containers are
closed and capped and shipped by overnight
delivery to the laboratory in shipping
containers.


-------
Table C9 Continued

Shipping (continued)

Exposed multisorbent samplers are tightly
sealed in glass culture tubes, placed inside a
cushioned, hard sided ice chest (with ice
packs) and shipped to the laboratory via
overnight delivery.

SUMMA canisters are placed in their shipping
container and shipped to the laboratory via
overnight delivery.

Laboratory Storage

Store cartridges sealed in cultures tubes,
inside a "clean" freezer at 4 °C. Store
canisters in contamination free area.
Maximum storage time is 6 weeks after
collection.

Chain of custody

Chain of custody required for each sample.

SAMPLE ANALYSIS



Instrumentation Requirements

Gas chromatograph/mass spectrometer
equipped with a thermal desorption interface
for Tenax, or multisorbent sample analysis or
canister interface for SUMMA sample
analysis. Analysis is full scan mode.

Calibration Requirements

Prior to calibration, instrument must meet
standard tune criteria for either
perfluorotoluene or bromofluorobenzene.
Calibration is performed by analyzing four or
five cartridges that contain known
concentrations of the VOCs and the internal
standard. Calibration cartridges and/or
canisters can be prepared using tubes, flash
evaporation or static dilution. Concentration
target VOCs should range from 10 to 1000
ng/cartridge or canister. Relative response
factors are generated for each cartridge
and/or canister. For the calibration to be
considered acceptable, %RSD of the relative
response factor must be less than 25%. Each
day of analysis two criteria must be met. First,
the instrumental tune criteria must be in
control. Second, a mid-level calibration
standard is analyzed. Relative response
factors must agree within 25% of the mean. If
this criterion cannot be met, the instrument
must be recalibrated. Average response for n-
decane, and n-dodecane will be used for total
aliphatic concentration estimates.

Data Output

Report ng/m and ppb for each location, not
corrected for background contamination (field
blanks) or% recovery (field controls).


-------
Table C9 Continued

QA/QC REQUIREMENTS



Number of Field Blanks

One per building

Number of Control

One per building

Number of Duplicates

One each at one indoor and the outdoor
location at each building

Pump flowrates

Beginning and ending flowrate measurements

Analytical System

Analyze response factor cartridge and/or
canister daily before analyzing samples

Chain of Custody

Chain of custody required for each sample

Performance Evaluation Samples

Analysis of one PE sample prepared by
independent lab or analysis of one duplicate
sample by independent laboratory per
building.

Field Audit

Audit of flow calibration devices, pump flows,
and sampling procedures required.


-------
Table C10 Protocol for Measurement of Formaldehyde

MEASUREMENT PARAMETER

Formaldehyde concentration (ng/m3)

METHOD DESCRIPTION

Ambient air samples will be collected with
2,4-dinitrophenylhydrazine (DNPH) coated
silica gel cartridges. Samples are analyzed by
reverse phase HPLC using a UV detector
operated at 360 nm. Integrated samples will
be collected over an 8-hour period at the fixed
indoor and outdoor locations.

RELEVANT PROTOCOLS

Indoor Air Compendium Method IP-6A;
Ambient Air Compendium Method TO-11

METHOD PERFORMANCE REQUIREMENTS



Precision

+ 25% RSD (for duplicate samples)

Accuracy

+ 20%

Method Quantifiable Limit (MQL)

0 5 M.g/m3 (for 100 L sampling volume)

Range

0 5 to 1000 M.g/m3

Interferences

Unresolved organic compounds having same
retention time and significant absorbance at
360 nm may interfere. Ozone is a known
interference that can be removed with a
potassium iodide-coated tubular denuder
placed upstream of the sampling cartridge.
NOTE: Acetonitrile is released from the
cartridge during sampling. It must be collected
from the pump outlet with a trap containing
charcoal to minimize interferences with VOC
measurements.

FIELD INSTRUMENTATION



Requirements



Pump Flow Range

50 - 1500 mL/min (200 mL recommended for
96 liter sampling volume)

Pump Flow Stability

5%

Operational Temperature Range

O

o

O
I

o

Operational Relative Humidity Range

0-100%

Sampling Duration

8 hour continuous

Warm-up Time

5 minute (pump)

Size

Portable

Power

Battery,115V AC Adapter

Noise

Low noise pump required

Special Requirements

Outlet of the pump must be fitted with a trap
containing charcoal to collect acetonitrile
released from Sep-Pak cartridge during
sampling


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Table C10 Continued

Available Instrumentation and Media

Prepared Sep-Pak cartridges are available
from Waters Associates, Milford, WA

Dupont Alpha-2 Pump
Dupont Company
Kennet Square, PA

SKC Model 222-4 Pump
Eighty Four, PA

Gilian LFS113 Pump
Gilian Instrument Corp.

West Caldwell, NJ

PUMP CALIBRATION REQUIREMENT



Method Description

Pump flow rate is measured from the outlet of
the pump with a soap film bubble meter.

Frequency

Flow rate measurements at the beginning and
end of each monitoring period

Time Required to Calibrate

10 minutes

Calibration Equipment

Soap film bubble flow meter.

MONITORING FREQUENCY AND
DURATION



Frequency

Collect at fixed-site locations on one day (See
Section 5)

Duration

Approximately 8 hours

Documentation Requirements

Operator ID number
Instrument serial numbers
Sampling locations
Start/stop flow rates
Start/stop times

SAMPLE HANDLING



Field Handling

Sampler preparation and handling procedures
must minimize background contamination

Field Storage

Sampling cartridges are capped with Luer end
plugs and placed in sealed glass culture tubes
inside sealed uncoated paint can. Paint cans
should contain 1 -2 inches of granular
charcoal.

Shipping

Cartridges are shipped sealed in culture
tubes, inside sealed uncoated paint cans
containing granular charcoal. Paint cans are
placed inside cushioned hard-sided shipping
containers. Ship by overnight delivery to
laboratory.

Laboratory Storage

Store cartridges sealed in culture tubes, inside
paint cans, in a "clean" freezer at 4 °C

Chain of Custody

Chain of custody required for each sample

SAMPLE ANALYSIS



Instrumentation Requirements

HPLC Systems with a variable wavelength UV
Detector (360 nm wavelength)


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Table C10 Continued

Calibration Requirements

Five point calibration with calibration
standards prepared in acetonitrile from
DNPH-formaldehyde derivative. (General
procedures in IP-6A should be followed)

DATA PROCESSING



Data Output

Report |ag/m3for each location; not corrected
for background contamination (field blanks) or
% recovery (field controls).

QA/QC REQUIREMENTS



Number of Field Blanks

One per Building

Number of Field Controls

One per Building

Number of Duplicates

One each at one indoor location and at the
outdoor location

Analytical Systems

Daily response of system determined by
analysis of intermediate concentration
standard.

Chain of Custody

Chain of custody required for each sample

Performance Evaluation Samples

Analysis of one PE sample prepared by
independent laboratory or analysis of one
duplicate sample by independent laboratory
per building.

Field Audit

Audit of flow calibration devices, pump flows
and sampling procedures required.


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Table C11 Protocol for Measurement of Bioaerosols

MEASUREMENT PARAMETER

Mesophilic Bacteria, thermophilic bacteria and
fungi

METHOD DESCRIPTION

Culturable airspora are collected onto agar by
impaction using an Anderson N6 sampler.
Media are cultured. Analysis by light
microscopy.

RELEVANT PROTOCOLS

Guidelines for the Assessment of Bioaerosols
in the Indoor Environment (ACGIH, 1989)

METHOD PERFORMANCE
REQUIREMENTS



Precision

Objectives have not been established

Accuracy

Objectives for the method have not been
established

FIELD INSTRUMENTATION



Requirements



Pump Flow Rate

28.3 LPM

Pump Flow Stability

+ 5%

Sampling Duration

2-minute and 5-minute - two samples of
different air volumes for each culture media
collected at each location each time period.

Power

AC required for pump

Noise

Use low noise vacuum pump

Required Instrumentation and
Materials



Sampler

Andersen N6 Microbiological Sampler and
vacuum pump capable of sampling at 28 LPM

Culture media (20 1 mL per plate)

Bacteria: Trypticase soy agar (TSA)

Fungi: Malt extract agar (MEA)

Sterility and ability to support growth must be
documented

PUMP CALIBRATION REQUIREMENTS



Method Description

Pump flowrate is measured in the field with a
calibrated rotameter in-line between the
sampler and pump.

Frequency

Record pump flowrate for each sample
collected.

Acceptability Criteria

Adjust pump if flowrate differs by more than
+5% from 28.3 LPM

Field Calibration Equipment

Calibrated rotameter

MONITORING FREQUENCY AND
LOCATIONS



Frequency

Collection at approximately 10:30 a.m. and
3:30 p.m. on Wednesday

Locations

Three fixed-site integrated sampling locations
indoors and the one outdoor fixed-site location

Duration

For each culture media, collect samples of 2-
minute and 5-minute duration.


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Table C11 Continued

Documentation Requirements

Operator ID

Instrument serial numbers
Sampling location
Sampler flowrate
Sampling start/stop times
Media

SAMPLE HANDLING



Field Handling

Samples must be handled to avoid
contamination by operator

Field Storage

Store in well-insulated boxes

Shipping

Transport (ship) from sampling site for receipt
at laboratory within 24 hours of collection

Laboratory Storage

Incubation should begin as soon as possible
after receipt

Incubation

Mesophilic Bacteria: 32 + 2 °C for
minimum of 3 days in dark

Thermophilic Bacteria: 55 + 2 °C for
minimum of 7 days in dark

Fungi: 25 + 3 °C for minimum of 5 days
under fluorescent light

Chain of Custody

Documented chain of custody required for all
samples and documentation forms

SAMPLE ANALYSIS



Instrumentation Requirements

Facilities for culture of media and analysis by
light microscopy

Analysis Requirements

Staff performing the analysis should have
demonstrated experience in the handling and
analysis of environmental isolates. Analyst
must be trained in enumeration of counts
using the Andersen N6 sampler. "Positive-
hole" correction must be used to determine
the total colony-forming units (CFU) per m3

Data Output

Fungi: CFU/m3 by genus
Total CFU/m3

Bacteria: CFU/m3 for gram positive
CFU/m3 for gram negative
Total CFU/m3

QA/QC REQUIREMENTS



Number of Field Blanks

One set of each culture media at each
building

Number of Field Controls

Not Applicable

Number of Duplicates

One set at an indoor location, one set at the
outdoor location


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Table C11 Continued

Performance Evaluation Samples

Replicate analysis of a subset of samples
should be performed by a senior
microbiologist to determine intra-laboratory
variation in counts and identification. Analysis
of subset of duplicate plates should be
performed by second laboratory to assess
inter-laboratory variability

Chain of Custody

Required for all samples

Field Audit

Pump flowrate


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Table C12 Protocol for Measurement of Biological Agents in Bulk Samples

MEASUREMENTS PARAMETERS

Mesophilic bacteria, thermophilic bacteria and
fungi





METHOD DESCRIPTION

Fluids from water reservoirs (e.g. humidifiers)
or drip pans, scrapings from surfaces) and
fibers or particulate matter (e.g. from HVAC
ducts) will be collected and analyzed if
obvious growth of microbiological organisms
is observed.

REVELANT PROTOCOLS

ACGIH Guidelines for Assessment of
Bioaerosols in the Indoor Environment, 1989

METHOD PERFORMANCE
REQUIREMENTS



Precision

Objectives for the methods have not been
established

Accuracy

Objectives for the methods have not been
established

Lower Limit of Detection (LOD)

Not established

FIELD INSTRUMENTATION



Requirements

Sterile containers, pipettes, and spatulas

CALIBRATION REQUIREMENTS



Method Requirements

Not field requirements

MONITORING FREQUENCY AND
LOCATIONS



Frequency and Locations

As required (See Section 5)

Documentation Requirements, (as
appropriate)

Technician ID
Sampling location
Sample type
Sampling date/time

SAMPLE COLLECTION HANDLING



Field Collection

All sampling apparatus and containers must
be sterile; collect sufficient sample for analysis
(specified by analytical laboratory)

Field Handling

Samples must be handled to avoid
contamination by operator

Field Storage

Store in well-insulated boxes

Shipping

Transport (ship) from sampling site for receipt
at laboratory within 24 hours of collection

Laboratory Storage

Incubation should begin as soon as possible
after receipt

Culture Media

Mesophilic bacteria: Trypticase soy agar
(TSA)

Themophilic bacteria: TSA
Fungi: Malt extract agar (MEA)


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Table C12 Protocol for Measurement of Biological Agents in Bulk Samples

Incubation

Mesophilic bacteria: 32 + 2 °C for minimum of
3 days in dark

Themophilic bacteria: 55 + 2 °C for minimum
7 days in dark

Fungi: 25 + 3 °C for minimum of 5 days under
fluorescent light

Chain of Custody

Documented chain of custody required for all
samples and documentation forms

SAMPLE ANALYSIS



Instrumentation Requirements

Facilities for culture of media and analysis by
light microscopy

Analysis Requirements

Staff performing the analysis should have
demonstrated experience in the handling and
analysis of environmental isolates.

Data Output

CFU/g or CFU/mL

QA/QC REQUIREMENTS



Field Blanks

Not applicable

Field Controls

Not applicable

Number of Duplicates

One set at each building

Performance Evaluation Samples

Replicate analysis of a subset of samples
should be performed by a senior
microbiologist to determine intra-laboratory
variation in counts and identification. Analysis
of subset of duplicate samples should be
performed by second laboratory to assess
inter-laboratory variability

Chain of Custody

Chain of custody required for all samples


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Table C13 Protocol for Measurement of Radon Gas

MEASUREMENT PARAMETERS

Radon (pCi/L)

METHOD DESCRIPTION

Radon will be measured using diffusion
barrier charcoal canisters placed in the study
area and at locations in the ground floor of the
building.

RELEVANT PROTOCOLS

Preliminary guidance from EPA based on
comments on National School Survey

PERFORMANCE REQUIREMENTS



Precision

+ 20%

Accuracy

+ 25%

FIELD INSTRUMENTATION



Description

Diffusion barrier charcoal canister will be
provided by EPA/NAREL. Sample collection
by passive diffusion; no pumps or other
instrumentation required.

MONITORING FREQUENCY DURATION
AND LOCATIONS



Frequency

One set of samples per building

Duration

Expose canisters for 96 hours (approximately
Monday at noon to Thursday at noon)

Locations

One ground contact floor, place one sampler
in each occupied room. In open areas place at
rate of 1 per 5000 square feet in all occupied
areas and 1 per 2000 square feet in all
occupied areas. Place one in the base areas
of elevators shafts and in the base area of
stairwells. On the floor(s) of the test space,
place 1 sampler at each stairwell and elevator
opening, and at each fixed indoor sampling
site.

Documentation

Placement location, start date and time, stop
date and time on documentation form to be
prepared in consultation with EPA.

SAMPLE HANDLING



Field Handling, Storage and Shipping

Per EPA standard operating procedures
overnight shipping required.

Chain of Custody

COC forms required

SAMPLE ANALYSIS



Instrumentation Requirements

None; Samples to be analyzed by EPA

Calibration Requirements

None; Samples to be analyzed by EPA

QA/QC REQUIREMENTS



Number of Field Blanks

Five percent of the number of detectors
deployed; minimum of one per building

Number of Field Control

To be determined

Number of Duplicates

Placed in ten percent of all measurement
locations; minimum of one per building

Analytical System

Responsibility of EPA

Chain of Custody

Required of each sample

Performance Evaluation Samples

Responsibility of EPA


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APPENDIX D
CHECKLISTS FOR SUBJECTIVE OBSERVATIONS


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This checklist is designed to collect subjective information about conditions at each
mobile site during the monitoring week. Observations should be made by the field team
member at each of the five indoor mobile sites during the morning and afternoon
monitoring periods.

Site Identification	Location Description

Mobile Site 1		

Mobile Site 2

Mobile Site 3

Mobile Site 4

Mobile Site 5


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1. During the monitoring period, did you observe any of the following odors near the mobile
monitoring locations? If so, check the appropriate box.

Odor

Mobile Sites

Notes

1

2

3

4

5

Body odor













Cosmetics, (i.e. perfume or
aftershave)













Tobacco smoke













Fishy smells













Other food smells (describe at right)













Musty or "damp basement" smells













Odors from diesel or other engine
exhaust













Chemical odors (i.e., solvents,
cleaning products, consumer
products, etc.)













Other unpleasant odors (describe at
right)













2. During the monitoring period, did you observe any of the following noise near the mobile
monitoring locations? If so, check the appropriate box.

Noise

Mobile Sites

Notes

1

2

3

4

5

Intermittent load noise (i.e., office
machines)













Continuous noise (i.e., fans, radio)













Loud conversations














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3. During the monitoring period, did you observe any of the following pollutant sources in use at
the mobile monitoring locations? If so, check the appropriate box.

Sources in Use

Mobile Sites

Notes

1

2

3

4

5

Tobacco smoke













Adhesives, glues, white-out, etc.













Paints













Pesticides













Cleaners













Photocopying machines













Other (describe at right)













4. At the monitoring locations, how would you rate the housekeeping, based on the following
parameters?

Housekeeping

Mobile Sites

Notes

1

2

3

4

5

a. Surface dust visible on desks and
file cabinets













1. None













2. Moderate dustiness













3. Heavy dust layer













b. Surface dust visible on window
sills or bookshelves













1. None













2. Moderate dustiness













3. Heavy dust layer













c. Cleanliness of non-carpeted
floors













1. No noticeable dust













2. Some noticeable dust













3. Heavy dust













4. Heavy soiling













d. Cleanliness of carpeted floors













1. No noticeable soiling/dust













2. Some soiling













3. Heavy soiling













4. Some stains













5. Many stains













6. Noticeable water damage
stains














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APPENDIX E

PROTOCOLS AND FORMS FOR THE STUDY AREA(S)
HVAC SYSTEM MEASUREMENTS


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The checklists presented in the table below are used for collecting data on the
performance of the air handling unit(s) serving the test space, exhaust fan(s) serving the
tests space, and local supply air ventilation performance. Instructions for completing
each checklist are provided at the beginning of Appendix E.

Form

Title

Form E Instructions

Checklist Instructions: HVAC System Performance Measurements

Form E1

Air Handling Unit Performance Measurements

Form E2

Local Supply Air Ventilation Performance Measurements

Form E3

Exhaust Fan Operation Checklist

Form E4

Exhaust Fan Performance Measurements

Form E5

Natural Ventilation: Continuous Carbon Dioxide

Form E6

Natural Ventilation: Tracer Gas Decay


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CHECKLIST INSTRUCTIONS: HVAC SYSTEM PERFORMANCE
MEASUREMENTS

The HVAC system performance measurements employ the following forms:

•	FORM E1, AIR HANDLING UNIT PERFORMANCE MEASUREMENTS

•	FORM E2, LOCAL SUPPLY AIR VENTILATION PERFORMANCE
MEASUREMENTS

•	FORM E3, EXHAUST FAN OPERATION CHECKLIST

•	FORM E4, EXHAUST FAN PERFORMANCE MEASUREMENTS

•	FORM E5, NATURAL VENTILATION - CONTINUOUS CARBON DIOXIDE

•	FORM E6, NATURAL VENTILATION - TRACER GAS DECAY

FORM E1 AIR HANDLING UNIT PERFORMANCE MEASUREMENTS

Form E1 is used to document performance measurements conducted on the air handling
units serving the test space. These measurements include the determination of air
handling unit supply airflow rate, return airflow rate and outdoor airflow rate. Air flow rate
measurements are performed with a pitot tube traverse (hot-wire traverse method is also
acceptable) according to standard procedures contained in the ACGIH Industrial
Ventilation Manual, AMCA Publication 203-90 and the ASHRAE Standard 111. Results
of are flow rate measurements are used in the determination of air handling unit percent
outdoor air. In addition to the volume method, air handling unit percent outdoor air is also
determined by measuring the air handling unit air stream carbon dioxide concentrations
(supply air, return air and outdoor air). Other air handling unit performance
measurements include the measurement of air stream temperature and relative humidity
levels.

The entries on Form E1 are to be completed as follows:

Air Handling Unit Supply Air Measurements

1. AHU ID: Enter the identification number of the air handling unit. Record both the
number referenced in the mechanical drawings and the two digit test space air
handling unit identifier (e.g. "01", "02", etc.)


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2.	Measurement Location: Enter the measurement location of the air handling unit
supply air traverse.

3.	Instrument Used: Enter the test instrument used for the air handling unit supply air
traverse. Information should include instrument type, model, serial number and any
other appropriate identification numbers.

4.	Duct Dimensions: Enter the dimensions of the duct at the location of the air
handling unit supply air traverse. Record duct dimensions as inches x inches for
rectangular ducts or inches in diameter for round ducts.

5.	Duct Area: Enter the area of the duct at the location of the air handling unit supply
air traverse. Record duct area as square feet. Note to account for internal duct
insulation if duct systems are so equipped.

6.	Measurement Results: Enter the results of the air handling unit supply air
measurement. Record measurement start and stop times, average air velocity and
calculated air volume flow rate. Measurements are conducted Tuesday afternoon,
Wednesday morning, Wednesday afternoon, Thursday morning, and Thursday
afternoon.

Air Handling Unit Outdoor or Return Air Measurements

Ideally, direct measurement should be conducted at the outdoor air intake. However, if
conditions at the intake, such as excessive turbulence or limited access, prohibited
taking measurements, then measurements should instead be taken of the return
airstream. The difference in the measured supply airflow rate and the measured return
airflow rate can be used to calculate outdoor airflow rate. The entries required for
outdoor air or return air flow rate measurements are as follows:

7.	Measurement Type: Enter whether a direct measurement is being conducted of air
handling unit outdoor air or of air handling unit return air.


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8.	Measurement Location: Enter the measurement location of the air handling unit
outdoor air or return air traverse.

9.	Instrument Used: Enter the test instrument used for the air handling unit outdoor air
or return air traverse. Information should include instrument type, model, serial
number and any other appropriate identification numbers.

10.	Duct Dimensions: Enter the dimensions of the duct at the location of the air
handling unit outdoor air or return air traverse. Record duct dimensions as inches x
inches for rectangular ducts or inches in diameter for round ducts.

11.	Duct Area: Enter the area of the duct at the location of the air handling unit outdoor
air or return air traverse. Record duct area as square feet. Note to account for
internal duct insulation if duct systems are so equipped.

12.	Measurement Results: Enter the results of the air handling unit outdoor air or return
air measurement. Record measurement start and stop times, average air velocity
and calculated air volume flow rate. Measurements are conducted Wednesday
morning, Wednesday afternoon, Thursday morning, and Thursday afternoon.

AHU C02, Temperature and Relative Humidity Measurements

13.	Supply Air Measurement Location: Enter the measurement location of the air
handling unit supply air C02, temperature and relative humidity measurements.

14.	Return Air Measurement Location: Enter the measurement location of the air
handling unit return air C02, temperature and relative humidity measurements.

15.	Outdoor Air Measurement Location: Enter the measurement location of the air
handling unit outdoor air C02, temperature and relative humidity measurements.

16.	C02 Instrument Used: Enter the test instrument used for the air handling unit C02
measurements. Information should include instrument type, model, serial number
and any other appropriate identification numbers.


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17.

Temperature Instrument Used: Enter the test instrument used for the air handling
unit temperature measurements. Information should include instrument type, model,
serial number and any other appropriate identification numbers.

18. Relative Humidity Instrument Used: Enter the test instrument used for the air
handling unit relative humidity measurements. Information should include instrument
type, model, serial number and any other appropriate identification numbers.

19. Measurement Results: Record the results of the air handling unit supply, return and
outdoor air measurements of C02, temperature and relative humidity. Record start
and stop times for each parameter and the measured C02, temperature and relative
humidity. To ensure measurement stabilization, a total of five measurements are
recorded for each parameter at one-minute intervals. Measurements are conducted
Wednesday morning, Wednesday afternoon, Thursday morning, and Thursday
afternoon.

20. Percent outdoor air by volume method: Using the measurement results obtained
in #6 and #12, calculate the air handling unit percent outdoor air by the volume
method as follows;

Measurement of outdoor air (CFMoa) and supply air flow.

_ A CFMnA . „

%OA =	— x 100

cfmsa

Measurement of supply air (CFMSa), and return air (CFMRA) flow.

%OA = cfmsa CFMra x 10Q
CFMc

"SA

21. Percent Outdoor Air by C02 Method: Using the measurement results obtained in
#19, calculate the air handling unit percent outdoor air by the volume method as
follows;

%OA = (c°2sa ~C02ra) x 1 go
(CChoA -C02ra)


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The C02, temperature, and relative humidity measurements performed in #19 are
repeated on Wednesday afternoon, Thursday morning and Thursday afternoon.
Checklists for these measurements are documented in Form E1, #22 through #27.

FORM E2 LOCAL SUPPLY AIR VENTILATION PERFORMANCE MEASUREMENTS

Form E2 is used to document local supply air ventilation performance in the test space.
For these measurements, air flow is measured from the supply air diffusers in the test
space using an air for capture hood. Ideally, the goal is to conduct measurements on
100% of the supply air diffusers in the test space. However, for test spaces equipped
with a large number of diffusers, measurement logistics problems, (i.e., ceiling height or
diffuser dimension issues) the minimum number of measurements should capture no
less than 50% of the test space supply diffusers. The entries on the form are to be
completed as follows:

1.	Measurement Date: Enter the date that the measurements are made. As described
in Section 5, supply air diffuser measurements are conducted on Tuesday afternoon
of the study week.

2.	Instrument Used #1: Enter the test instrument used for the test space supply
diffuser measurements. Information should include instrument type, model, serial
number, hood size and any other appropriate identification numbers.

3.	Instrument Used #2: If more than one instrument is used for the measurements,
enter the test instrument information here. Again, information should include
instrument type, model, serial number, hood size and any other appropriate
identification numbers.

4.	Number of Supply Air Diffusers: Enter the number of supply air diffusers located in
the test space. This information is obtained through the building mechanical design
drawings and verified through a walkthrough of the test space. Locations of supply
air diffusers should be mapped out on a test space floor plan.


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5.	Number of Return Air Diffusers: Enter the number of return air diffusers located in
the test space. This information is obtained using the mechanical design drawings
and verified through a walkthrough of the test space. Locations of return air diffusers
should be mapped out on a test space floor plan.

6.	Measurement Start Time: Enter the time that the supply air diffuser measurement
round was started.

7.	Measurement Results: Record the results of the test space supply air diffuser
measurements. Record the diffuser number (from the diffuser map created in #5),
the time of each measurement, the floor number, the diffuser air volume (units of
cfm) and the instrument number used for the measurement. For the diffuser(s)
located closest to each mobile monitoring site (see Section 5), record the monitoring
site in the appropriate row in Form E2.

8.	Measurement End Time: Enter the time that the supply air diffuser measurement
round was completed.

9.	Number Measured: Enter the number of supply air diffusers measured during the
measurement round.

FORM E3 EXHAUST FAN OPERATION CHECKLIST

Form E3 is used to record the operation of each exhaust fan serving the test space. The

operation of the fan is to be checked twice a day, once in the morning and once in the

afternoon, on five consecutive working days. One form is required for each exhaust fan

serving the test space.

1.	Exhaust Fan Number: Enter the identification number of the exhaust fan. Record
both the number referenced in the mechanical drawings and the two digit test space
exhaust fan identifier (e.g. "01", "02", etc.).

2.	Exhaust Fan Location: Enter the location of the exhaust fan using a room number
or area from the building plans.


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The exhaust fan is checked twice a day to determine whether it is operating or not. The
morning and afternoon checks need not occur at any particular time, but they should be
conducted when the building is fully occupied, The times on all five days should be
reasonably consistent.

Day 1 A.M. Observation

3.	Observation Time: Enter the time at which the morning operation is checked on
Day #1.

4.	Fan Operating: Enter yes if the fan is operating and no if not.

For entries #5 through #22, enter the time and operating status for days 2 through 5 as
described for day 1.

FORM E4 EXHAUST FAN PERFORMANCE MEASUREMENTS

This form is used to measure the air flow rate of each exhaust fan serving the test
space. Measurements are made of the total exhaust fan flow rate as well as the local
exhaust flow rates within the test space. Total flow rate measurements are generally
performed with a pitot tube traverse (hot-wire traverse method is also acceptable)
according to standard procedures contained in the ACGIH Industrial Ventilation Manual,
AMCA Publication 203-90 and the ASHRAE Standard 111. Local exhaust flow rates
from test space exhaust grilles can generally be measured using an air flow capture
hood. The entries on the form are to be completed as follows:

Total Exhaust Fan Flow Rate

1.	Exhaust Fan Number: Enter the identification number of the exhaust fan. Record
both the number referenced in the mechanical drawings and the two digit test space
exhaust fan identifier (e.g., "01," "02," etc.).

2.	Exhaust Fan Location: Enter the location of the exhaust fan using a room number
or area from the building plans.


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3.	Measurement Location: Enter the measurement location of the exhaust fan
traverse.

4.	Instrument Used: Enter the test instrument used for the exhaust fan traverse.
Information should include instrument type, model, serial number and any other
appropriate identification numbers.

5.	Duct Dimensions: Enter the dimensions of the duct at the location of the exhaust
fan traverse. Record duct dimensions as inches x inches for rectangular ducts or
inches in diameter for round ducts.

6.	Duct Area: Enter the area of the duct at the location of the air handling unit outdoor
air or return air traverse. Record duct area as square feet. Note to account for
internal duct insulation if duct systems are so equipped.

7.	Start Time: Enter the measurement start time.

8.	End Time: Enter the measurement end time.

9.	Air Velocity: Enter the Enter the average air speed calculated from the traverse
results. Record value in units of fpm.

10.	Air Volume: Enter the exhaust fan air volume by multiplying the velocity (#9) by the
duct area (#6).

Test Space Exhaust Flow Rate

11.	Measurement Location: Enter the measurement location of the local exhaust
measurement.

12.	Instrument Used: Enter the test instrument used for the local exhaust
measurement. Information should include instrument type, model, serial number and
any other appropriate identification numbers.


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13.	Duct dimensions: If a traverse is being made in the exhaust duct, enter the
dimensions of the duct at the location of the traverse. Record duct dimensions as
inches x inches for rectangular ducts or inches in diameter for round ducts.

14.	Duct area: For a traverse measurement, enter the area of the duct at the location of
the traverse. Record duct area as square feet. Note to account for internal duct
insulation if duct systems are so equipped.

15.	Start Time: Enter the measurement start time.

16.	End Time: Enter the measurement end time.

17.	Air Velocity: For a traverse measurement, enter the average air speed calculated
from the traverse results. Record value in units of fpm.

18.	Air Volume: Enter the exhaust fan air volume. If a traverse was used, calculate
volume by multiplying the velocity (#17) by the duct area (#14). If an air flow capture
hood was used, enter the result here.

If additional exhaust grilles are located in the test space for complete #11 through #18

for each additional exhaust grille.

FORM E5 NATURAL VENTILATION - CONTINUOUS CARBON DIOXIDE

This form is used to record the results of continuous carbon dioxide monitoring at three

locations within the test space. This monitoring is to take place for two full days. Two E5

Forms are required for this test. The entries on the form are to be completed as follows:

1.	Date of Test: Enter the date on which the measurement is conducted.

2.	Manufacturer: Enter the manufacturer of the carbon dioxide concentration
measurement device.

3. Model Number: Enter the model number of the device.


-------
4.	Serial Number: Enter the serial number of the device.

5.	Measurement Location, Outdoor Air: Describe the location at which the outdoor
air carbon dioxide concentration is measured. A sample location on the roof of the
building, at least 20 meters from any exhaust vents, is preferred.

6.	Measurement Location, Occupied Space #1: Describe the first location within the
occupied space at which the carbon dioxide concentration is measured. Use column
numbers if available, and note the location on the test space floor plan.

For entries #7 and #8, describe occupied space locations #2 and #3 as was done for

occupied space location #1 in entry #6.

The carbon dioxide concentrations at these four locations are to be monitored

continuously, with a reading at each location taken every 15 minutes or less. After this

data has been recorded, it must be analyzed and the following information extracted.

9.	Outdoor Reading, 6 a.m.: Enter the outdoor concentration recorded at 6 a.m.

10.	Outdoor Reading, 10 a.m.: Enter the outdoor concentration recorded at 10 a.m.

11.	Outdoor Reading, 2 p.m.: Enter the outdoor concentration recorded at 2 p.m.

12.	Outdoor Reading, 6 p.m.: Enter the outdoor concentration recorded at 6 p.m.

13.	Occupied Space Reading #1, 6 a.m.: Enter the concentration at occupied space
location #1 recorded at 6 a.m.

14.	Occupied Space #1, Morning Maximum Concentration: Enter the maximum
carbon dioxide concentration recorded at occupied space location #1 during the
morning.

15. Occupied Space #1, Morning Maximum Time: Enter the time at which the morning
maximum carbon dioxide concentration occurred at occupied space location #1.


-------
16.	Occupied Space #1, Morning Maximum, Outdoor Concentration: Enter the
outdoor concentration recorded at the same time as the morning maximum carbon
dioxide concentration as occupied space location #1.

17.	Occupied Space #1, Afternoon Maximum Concentration: Enter the maximum
carbon dioxide concentration recorded at occupied space location #1 during the
afternoon.

18.	Occupied Space #1, Afternoon Maximum Time: Enter the time at which the
afternoon maximum carbon dioxide concentration occurred at occupied space
location #1.

19.	Occupied Space #1, Afternoon Maximum, Outdoor Concentration: Enter the
outdoor concentration recorded at the same time as the afternoon maximum carbon
dioxide concentration as occupied space location #1.

For entries #20 through #33, record the information on the morning and afternoon
maxima at occupied space locations #2 and #3 as described above for location #1.

FORM E6 NATURAL VENTILATION - TRACER GAS DECAY

This form is used to record the results of a tracer gas decay test in the building
conducted to estimate the whole building air change rate. This test is to be conducted in
accordance with ASTM E741. Based on the requirements contained in ASTM E741, this
test must be conducted to determine the whole building air change rate. Tracer gas must
be released into the entire building such that the concentration is uniform throughout the
building. This test cannot be performed by releasing tracer gas into the test space alone.
Only a single tracer gas decay test is required, and therefore only one form is needed.
However, one can repeat the test if the initial attempt does not provide satisfactory
results. This measurement can also be conducted using occupant generated carbon
dioxide as the tracer gas after the occupants have left the building. The entries on the
form are to be completed as follows:

1. Date of Test: Enter the date on which the measurement is conducted.


-------
2.	Tracer Gas: Enter the tracer gas employed in the test.

3.	Manufacturer: Enter the manufacturer of the tracer gas concentration measurement
device.

4.	Model Number: Enter the model number of the device.

5.	Serial Number: Enter the serial number of the device.

6.	Concentration Units: Enter the tracer gas concentration units provided by the
device.

The tracer gas concentration must be monitored at one outdoor location and ten
locations within the occupied space during the decay test. The ten interior locations must
be distributed throughout the entire building in order to be able to verify that the tracer
gas concentration is uniform throughout the building prior to and during the decay. The
specific locations that are selected will depend on the layout of the building including
such factors as the number of stories and the floor area per story.

7.	Measurement Location, Outdoor Air: Describe the location at which the outdoor
air tracer gas concentration is measured. A sample location on the roof of the
building, at least 20 meters from any exhaust vents, is preferred.

8.	Measurement Location, Occupied Space #1: Describe the first location within the
occupied space of the building at which the tracer gas concentration is measured.
Use column numbers if available, and note the building floor.

For entries #9 through #17, describe the second through tenth occupied space sampling
location as described in entry #8 above.

The concentration at each location should be measured once every 30 minutes, though
the exact time interval is not critical as long as the sample times are recorded accurately.
If one employs occupant generated carbon dioxide as the tracer gas, then the carbon
dioxide concentrations must be monitored after the occupants have left the building,


-------
while the interior carbon dioxide concentration is still significantly above the outdoor
concentration. The concentration monitoring should begin very soon after the occupants
have left the building, before the interior concentrations decay significantly. The tracer
gas decay test requires that the interior concentration is significantly above the outdoor
concentration and the interior concentration is uniform (within 10%) throughout the
building. If either of these conditions is not satisfied, the test will not provide acceptable
estimates of the building air change rate.

18.	Initial Reading

•	Outdoor, Time: Enter the time at which the outdoor conditions are measured.

•	Outdoor, Concentration: Enter the outdoor tracer gas concentration.

•	Outdoor Temperature: Enter the outdoor air temperature. Designate the units,
either °C or °F.

•	Outdoor, Wind Speed: Enter the wind speed. Designate the units, either mps or mph.

•	Location #1, Time: Enter the time at which the tracer gas concentration at location #1
is recorded.

•	Location #1, Concentration: Enter the tracer gas concentration at location #1.

For locations #2 through #10, enter the time and concentration as described for
location #1.

19.	Second Reading: Record the information as described above for the initial reading.

20.	Third Reading: Record the information as described above for the initial reading.

21.	Fourth Reading: Record the information as described above for the initial reading.

22.	Fifth Reading: Record the information as described above for the initial reading.

The data analysis involves determining the tracer gas decay rate in air changes per hour
at each of the 10 interior locations. This is done by performing a least squares linear
regression of the natural logarithm of concentration against time. Based on the


-------
assumption of a uniform tracer gas concentration within the building, the tracer gas
concentration at each location decays according to the following expression:

C(t) = C0exp(-lt) where

C(t) = the tracer gas concentration at a location at time t minus the outdoor concentration
recorded at the same time

Co = the tracer gas concentration at a location time t = 0 minus the outdoor concentration
recorded at the same time

I = the tracer gas decay rate at that location

In order to determine I, one rewrites the above equation in log form:

InC = InCo-lt

This equation can be used to solve for I at each location by regressing the log of the
difference between the tracer gas concentration at the location and the outdoor
concentration against time. Linear regression techniques are described in many
handbooks and are contained in many computer spreadsheet programs as are
procedures for determining the error associated with the estimate of the slope I.

23.	Decay Rates: Enter the calculated decay rate in air changes per hour for each of the
ten locations and the standard error of this decay rate.

24.	Building Average Decay Rate: Enter the average of the decay rates at the ten
locations.

25.	Standard Deviation: Enter the standard deviation of the decay rates at the ten
locations.

26.	Average Exterior Temperature: Enter the average exterior temperature during the
decay. Designate the units, either °C or °F.


-------
27. Average Wind Speed: Enter the average of the wind speeds during the decay.
Designate the units, either mps or mph.


-------
FORM E1 AIR HANDLING UNIT PERFORMANCE

One copy of Form E1 is completed for each test space air handling unit
1 AHU ID 	

Supply Airflow Rate Measurement

2

Measurement Location



3

Instrument Used



4

Duct Dimensions

(in x in)

5

Duct area (Account for internal duct
insulation if applicable)

Ft2



6 Measurement Results



TUES PM

WED AM

WED PM

THURS AM

THURS PM

Start time











End Time











Air Velocity (fpm)











Air Volume (cfm)











Outdoor or Return Airflow Rate Measurement

7

Measurement Type (outdoor or
return)





8

Measurement Location



9

Instrument Used



10

Duct Dimensions

(in x in)

11

Duct Area (account for internal duct
insulation if applicable)

Ft2



12 Measurement Results



WED AM

WED PM

THURS AM

THURS PM

Start Time









End Time









Air Velocity (fpm)









Air Volume (cfm)










-------
AHU C02, Temperature and Relative Humidity Measurements

13

Supply air measurement location



14

Return air measurement location



15

Outdoor air measurement location



16

C02 measurement instrument used



17

Temperature measurement instrument used



18

Relative humidity measurement instrument used



Wednesday AM Measurements

19

Start
Time

Temp
RH

C02

Temp
RH

C02

Temp
RH

C02

Temp
RH

C02

Temp
RH

C02

Stop
Time

Supply
Air











































Return
Air











































Outdoor
Air











































20

Percent Outdoor Air bv Volume Method %OA

•	If outdoor air and supply air is measured directly;

% OA = (outdoor air cfm / supply air cfm) x 100 or
% OA = (#12 / #6) x 100

•	If return air and supply air is measured directly;

% OA = ((supply - return air cfm) / supply air cfm)) x 100 or
% OA = ((#6-#12)/#6)) x 100



21

Percent Outdoor Air bv CO? Method %OA

% OA = (SAco2-RAco2)/(OAco2-RAco2)x1 00


-------
Wednesday PM Measurements

22

Start
Time

Temp
RH

C02

Temp
RH

C02

Temp
RH

C02

Temp
RH

C02

Temp
RH

C02

Stop
Time

Supply
Air











































Return
Air











































Outdoor
Air











































23

Percent Outdoor Air bv Volume Method %OA

•	If outdoor air and supply air is measured directly;

% OA = (outdoor air cfm / supply air cfm) x 100 or
% OA = (#12 / #6) x 100

•	If return air and supply air is measured directly;

% OA = ((supply - return air cfm) / supply air cfm)) x 100 or
% OA = ((#6-#12)/#6)) x 100



24

Percent Outdoor Air bv CO? Method %OA

% OA = (SAqo2"RAqo2)/(OAqo2"RAqo2)x100


-------
Thursday AM Measurements

25

Start
Time

Temp
RH

C02

Temp
RH

C02

Temp
RH

C02

Temp
RH

C02

Temp
RH

C02

Stop
Time

Supply
Air











































Return
Air











































Outdoor
Air











































26

Percent Outdoor Air bv Volume Method %OA

•	If outdoor air and supply air is measured directly;

% OA = (outdoor air cfm / supply air cfm) x 100 or
% OA = (#12 / #6) x 100

•	If return air and supply air is measured directly;

% OA = ((supply - return air cfm) / supply air cfm)) x 100 or
% OA = ((#6-#12)/#6)) x 100



27

Percent Outdoor Air bv CO? Method %OA

% OA = (SAqo2"RAqo2)/(OAqo2"RAqo2)x100


-------
FORM E2 LOCAL SUPPLY AIR VENTILATION PERFORMANCE MEASUREMENTS

One copy of Form E2 is completed for each test space. A floor plan should also
completed showing all supply air diffusers in the test space. Each supply air diffuser
should be referenced by a unique number

1

Measurement Date



2

Instrument Used #1



3

Instrument Used #2



4

Number of Supply Air Diffusers



5

Number of Return Air Diffusers



6

Measurement Start Time



7 Study Space Supply Diffuser Measurements

Diffuser #

Time

Floor

Location or Mobile Station

CFM

Instrument
#1 or #2


















































































































































































































































-------
7 Study Space Supply Diffuser Measurements (continued)

Diffuser #

Time

Floor

Location or Mobile Station

CFM

Instrument
#1 or #2














































































































































































































































































































































































































-------
7 Study Space Supply Diffuser Measurements (continued)

Diffuser #

Time

Floor

Location or Mobile Station

CFM

Instrument
#1 or #2

















































































































































































































































































































































8

Measurement End Time



9

Number of Supply Air Diffusers
Measured






-------
FORM E3 EXHAUST FAN OPERATION CHECKLIST

One copy of Form E3 is completed for each test space exhaust fan

1 Exhaust Fan Number

2

Exhaust Fan Location





Day

4

1 AM Observation

Fan Operating? (yes or no)

3

Observation Time

Day

6

1 PM Observation

Fan Operating? (yes or no)

5

Observation Time

Day

8

2 AM Observation

Fan Operating? (yes or no)

7

Observation Time

Day

10

2 PM Observation

Fan Operating? (yes or no)

9

Observation Time

Day

12

3 AM Observation

Fan Operating? (yes or no)

11

Observation Time

Day

14

3 PM Observation

Fan Operating? (yes or no)

13

Observation Time

Day

16

4 AM Observation

Fan Operating? (yes or no)

15

Observation Time

Day

18

4 PM Observation

Fan Operating? (yes or no)

17

Observation Time

Day

20

5 AM Observation

Fan Operating? (yes or no)

19

Observation Time

Day 5 PM Observation

22 Fan Operating? (yes or no)

21 Observation Time


-------
FORM E4 EXHAUST FAN PERFORMANCE

One copy of Form E4 is completed for each test space exhaust fan

1

Exhaust Fan Number



2

Exhaust Fan Location



Total Exhaust Fan Airflow Rate Measurement

3

Measurement Location



4

Instrument Used



5

Duct Dimensions

(in x in)

6

Duct Area (account for internal duct
insulation if applicable)

Ft2



7

Start Time



8

End Time



9

Air Velocity (fpm)



10

Air Volume (cfm)



Test Space Local Exhaust Airflow Rate Measurement

11

Measurement Location



12

Instrument Used



13

Duct Dimensions

(in x in)

14

Duct Area (account for internal duct
insulation if applicable)

Ft2



15

Start Time



16

End Time



17

Air Velocity (fpm)



18

Air Volume (cfm)




-------
FORM E5 NATURAL VENTILATION: CONTINUOUS CARBON DIOXIDE

Two copies of Form E5 is completed, one for each of the two days

1 Test Date

Measurement Device Information

2

Manufacturer



3

Model Number



4

Serial Number



Measurement Locations

5

Outdoor Air



6

Occupied Space #1



7

Occupied Space #2



8

Occupied Space #3



Data Analysis

Outdoor Reading

9

6 am

(ppm)

10

10 am

(ppm)

11

2 pm

(ppm)

12

6 pm

(ppm)

Occupied Space #1

13

6 am

(ppm)

14

Morning Maximum Concentration

(ppm)

15

Morning Maximum Time



16

Morning Maximum Outdoor Concentration

(ppm)

17

Afternoon Maximum Concentration

(ppm)

18

Afternoon Maximum Time



19

Afternoon Maximum Outdoor
Concentration

(ppm)




-------
Occupied Space #2

20

6 am

(ppm)

21

Morning Maximum Concentration

(ppm)

22

Morning Maximum Time



23

Morning Maximum Outdoor Concentration

(ppm)

24

Afternoon Maximum Concentration

(ppm)

25

Afternoon Maximum Time



26

Afternoon Maximum Outdoor
Concentration

(ppm)



Occupied Space #3

27

6 am

(ppm)

28

Morning Maximum Concentration

(ppm)

29

Morning Maximum Time



30

Morning Maximum Outdoor Concentration

(ppm)

31

Afternoon Maximum Concentration

(ppm)

32

Afternoon Maximum Time



33

Afternoon Maximum Outdoor
Concentration

(ppm)




-------
FORM E6 NATURAL VENTILATION: TRACER GAS DECAY

One copy of Form E6 is completed

1	Test Date 	

2	Tracer Gas 	

Measurement Device Information

3	Manufacturer		

4	Model Number		

5	Serial Number		

6	Concentration Units 	

Measurement Locations

7

Outdoor Air



8

Occupied

Space

#1

9

Occupied

Space

#2

10

Occupied

Space

#3

11

Occupied

Space

#4

12

Occupied

Space

#5

13

Occupied

Space

#6

14

Occupied

Space

#7

15

Occupied

Space

#8

16

Occupied

Space

#9

17

Occupied

Space

#10


-------
Data

18	Initial Reading
Outdoor

Time

Temperature
Concentration
Wind Speed

Location #1
Location #2
Location #3
Location #4
Location #5
Location #6
Location #7
Location #8
Location #9
Location #10

19	Second Reading
Outdoor

Time

Temperature
Concentration
Wind Speed

Location #1
Location #2
Location #3
Location #4
Location #5
Location #6
Location #7
Location #8
Location #9
Location #10

Time	Concentration

_(°C or °F)

_(m/s or mph)

(°C or °F)

Time	Concentration

_(m/s or mph)


-------
20	Third Reading
Outdoor

Time

Temperature
Concentration
Wind Speed

Location #1
Location #2
Location #3
Location #4
Location #5
Location #6
Location #7
Location #8
Location #9
Location #10

21	Fourth Reading
Outdoor

Time

Temperature
Concentration
Wind Speed

Location #1
Location #2
Location #3
Location #4
Location #5
Location #6
Location #7
Location #8
Location #9
Location #10

Time	Concentration

_(°C or °F)

_(m/s or mph)

Time	Concentration

_(°C or °F)

_(m/s or mph)


-------
22 Fifth Reading

Outdoor

Time

Temperature		(°C or °F)

Concentration		

Wind Speed		(m/s or mph)

Time	Concentration

Location #1				

Location #2				

Location #3				

Location #4				

Location #5				

Location #6				

Location #7				

Location #8				

Location #9				

Location #10				

Data Analysis

23 Decay Rates, air changes per hour

Value	Standard Error

Location #1				

Location #2				

Location #3				

Location #4				

Location #5				

Location #6				

Location #7				

Location #8				

Location #9				

Location #10

24 Building average decay rate 	ach 25 Standard Deviation 	ach

Outdoor Conditions, Averages

26	Exterior Temperature

27	Wind Speed

(°C or °F)

(m/s or mph)


-------
APPENDIX F

INDOOR ENVIRONMENTAL QUALITY
QUESTIONNAIRE


-------
U.S. ENVIRONMENTAL PROTECTION AGENCY
INDOOR ENVIRONMENTAL QUALITY SURVEY

The U.S. Environmental Protection Agency (EPA) is conducting this survey as part of an
information gathering effort to establish baseline information regarding indoor air quality in
your building. Measurements of a variety of environmental conditions are being taken in
your building throughout the week.

To help determine how these measurements relate to your comfort and health, please
complete the attached questionnaire. Your participation in this part of the evaluation of this
building is voluntary, but very important. Your completed questionnaire will be collected and
analyzed by EPA and your responses WILL NOT BE SEEN BY MANAGEMENT OR UNION
REPRESENTATIVES.

"BY COMPLETING THIS QUESTIONNAIRE, I INDICATE MY CONSENT TO
PARTICIPATE IN THIS STUDY. I UNDERSTAND CONFIDENTIALITY WILL BE
MAINTAINED."

THANK YOU FOR YOUR PARTICIPATION IN THIS STUDY.


-------
U. S. ENVIRONMENTAL PROTECTION AGENCY'S
INDOOR ENVIRONMENTAL QUALITY SURVEY


-------
EPA INDOOR ENVIRONMENTAL QUALITY SURVEY

(OMB NO. 2060-0244)

This survey is being conducted to determine the environmental quality of your building. This
questionnaire asks about how you think your building environment and your work affect you.

Please answer the questions as accurately and completely as you can, regardless of how satisfied or
dissatisfied you are with conditions in the building.

ALL OF YOUR ANSWERS WILL BE TREATED IN THE STRICTEST CONFIDENCE.

I. WORKPLACE INFORMATION

1. How long have you worked in this
building, to the nearest year?

	years

If less than one year, how many
months have you worked in this
building?

	months

4. Which best describes the space in which
your current workstation* is located?

For this questionnaire, your "workstation" is the place (desk,
cubicle, office, etc.) where you do the majority of your work

_ Single person private office (1)
_ Shared private office (2)

_ Open space with partitions (3)

_ Open space without partitions (4)

Other (specify) (5)

4a. How many people work in the room in
which your workstation is located
(including yourself)?

_ 1 _ 2-3 _ 4-7 _ 8 or more

2. On average, how many hours a week
do you work in this building?

	hours per week

5. Is there carpet on most or all of the floor
at your workstation?

_ Yes(1) 	No(2)

3. During THIS WEEK, including today,
how many days did you work in this
building?

_ days

6. In general, how clean is your workspace*
area?

For this questionnaire, your "workspace" is the immediate area
surrounding your workstation

_ Very clean (1)

_ Reasonably clean (2)

_ Somewhat dusty or dirty (3)

_ Very dusty or dirty (4)

1


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7. Please rate the lighting at your
workstation.

_ Much too dim (1)

_ A little too dim (2)

_ Just right (3)

_ A little too bright (4)

_ Much too bright (5)

10. How comfortable is the current set-up
of your desk or work table (i.e., height
and general arrangement of the table,
chair, and equipment you work with)?

_ Very comfortable (1)

_ Reasonably comfortable (2)

_ Somewhat uncomfortable (3)

_ Very uncomfortable (4)

_ Don't have one specific desk or
work table (5)

8. Do you experience a reflection or
"glare" in your field of vision when at
your workstation?

_ Rarely (1)

_ Occasionally (2)

_ Sometimes (3)

_ Fairly often (4)

_ Very often (5)

11. Do you work with a computer or word
processor?

ves(1) no(2)(skip to #12)

11a. About how many hours a day do you
work with a computer or word
processor, to the nearest hour?

	hours per day

11b. If you use a computer or word

processor, do you usually wear glasses
when you use these machines?

_ Yes (1) 	No (2)

11c. Do you use a glare screen on your
computer?

_ Yes (1) 	No (2)

9. How comfortable is the chair at your
workstation?

_ Very comfortable (1)
_ Reasonably comfortable (2)
_ Somewhat uncomfortable (3)
_ Very uncomfortable (4)

_ Don't have one specific chair (5)

12. Which one of the following statements
best describes the windows in your work
area?

_ There are no windows in my personal
workspace and none in the general area
visible from my workspace (when I am
either standing or seated). (1)

_ There are no windows in my personal
workspace, but I can see one or more
windows in the general area. (2)

_ There are one or more windows in my
personal workspace. (3)

2


-------
13. If there is a window visible from your workspace, how far (in feet) is the closest
window from your desk chair?

feet		No window

14. During the PAST THREE MONTHS, have the following changes taken place within
15 feet of your current workstation?



YES
(1)

NO
(2)

New carpeting





Walls painted





New furniture





New partitions





New wall covering





Water damage





15. How often do you use the following at work? (Check the appropriate box for each item.)



Several
times a day
(1)

About once
a day
(2)

3-4 times
a week
(3)

Less than 3
times/week
(4)

Never
(5)

Photocopier











Laser printer











Facsimile (FAX)
machine











Self-copying
(carbonless) copy
paper











Cleanser, glue,
correction fluid, or
other odorous
chemicals











3


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II. INFORMATION ABOUT HEALTH AND WELL-BEING

1. Have you ever been told by a doctor that you have or had any of the following?



YES(1)

NO(2)

Migraine





Asthma





Eczema





Hay fever





Allergy to dust





Allergy to molds





2. What is your tobacco smoking status?

_ never smoked (1)

_ former smoker (2)

_ current smoker (3)

5. What type of corrective lenses do
you usually wear at work?

_ none (1)

_ glasses (2)

_ bifocals(3)

_ contact lenses (4)

3. Do you consider yourself especially
sensitive to the presence of tobacco
smoke in your workspace?

_ Yes (1) 	No (2)

6. How old were you on your last
birthday?

_ under 20(1) _ 20-29 years(2)

_ 30-39 years(3) _ 40-49 years(4)

_ 50-59 years(5) _ over 59 years(6)

4. Do you consider yourself especially
sensitive to the presence of other
chemicals in the air of your workspace?

Yes (1) No (2)

7. Are you:

_male(1) _ female (2)

4


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II. (Cont.) EXAMPLE - HOW TO ANSWER THE QUESTIONS ON
THE NEXT PAGE.

The next page contains questions regarding symptoms you may have experienced
while at work during the last 4 weeks. The following EXAMPLE shows how an

8. During the LAST FOUR WEEKS YOU WERE AT WORK, how

often have you experienced each of the following symptoms while
working in this building?

• If you answer "Not in Last 4 Weeks" for a symptom,
please move down the page to the next symptom.

8a.During the LAST FOUR
WEEKS YOU WERE AT
WORK, what happened to
this symptom at times
when you were away from
work? (eg, holidays,
weekends)

8b. During
THIS WEEK,

on how many
days did you
experience
this

symptom?

SYMPTOMS

Not in
Last 4
Weeks

(1)

1-3 days
in last
4 weeks

(2)

1-3 days
perwk in
last 4 wks

(3)

Every or
Almost
Every
Workday
(4)

Got
Worse

(1)

Stayed
Same

(2)

Got
Better

(3)

Number of

Days
This Week

earache

X















hiccups

X















toothache



X







X



0

leg cramps







X

X





3

9a. In the LAST FOUR WEEKS how often have any of the
symptoms listed above reduced your ability to work?

6 days

9b. In the LAST FOUR WEEKS how often have any of
the symptoms listed caused you to leave work?

3 days

The above responses show that during the last 4 weeks while at work, THIS EMPLOYEE:

1.	Did not experience EARACHE or HICCUPS.

2.	Experienced TOOTHACHE 1-3 days. Toothache staved same when away from work. No
toothache this week.

3.	Experienced LEG CRAMPS almost every day. Leg cramps got worse when away from work. Had
leg cramps three days this week.

One or more of the symptoms reduced their ability to work 6 days in the last four weeks. One or
more of the symptoms caused them to stay home or leave work 3 days.

(NOTE that the symptoms in this example are for illustration only and are not the same as those on
the following page.)

5


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8. During the LAST FOUR WEEKS YOU WERE AT WORK, how often
have you experienced each of the following symptoms while working in
this building?

• If you check column 1 "Not in Last 4 Weeks" for a symptom-move
DOWN the page to the next symptom. If you check column 2, 3, or 4
move across the page.

8a. During the LAST
FOUR WEEKS YOU
WERE AT WORK, what
happened to this symptom
at times when you were
away from work? (eg.
holidays, weekends)

8b. During
THE WEEK.

on how many
days did you
experience
this

symptom?

SYMPTOMS

Not in
Last 4
Weeks

(1)

1-3 days
in last
4 weeks

(2)

1-3 days
per wk in
last 4 wks
(3)

Every or
Almost
Every
Workday
(4)

Got
Worse

(1)

Stayed
Same

(2)

Got
Better

(3)

Number of

Days
This Week

dry, itching, or irritated eyes

















wheezing

















headache

















sore or dry throat

















unusual tiredness, fatigue,
or drowsiness

















chest tightness

















stuffy or runny nose, or sinus
congestion

















cough

















tired or strained eyes

















tension, irritability, or
nervousness

















pain or stiffness in back,
shoulders, or neck

















sneezing

















difficulty remembering things
or concentrating

















dizziness or
lightheadedness

















feeling depressed

















shortness of breath

















nausea or upset stomach

















dry or itchy skin

















numbness in hands or wrists

















9a. In the LAST FOUR WEEKS how often have
any of the symptoms listed above reduced your
ability to work?

davs

9b. In the LAST FOUR WEEKS how often have
any of the symptoms listed above caused you to
stay home or leave work?

davs

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III. DESCRIPTION OF WORKPLACE CONDITIONS

1. During the LAST FOUR WEEKS YOU WERE AT WORK, how often have
you experienced each of the following environmental conditions while working
in this building?

If you put a check in the column "Not in Last 4 Weeks " - move down
the page to the next condition.

1a. During THE
WEEK, on how many
days did you
experience this
environmental
condition?

CONDITIONS

Not in
Last 4
Weeks

(1)

1-3 days
in last 4
weeks
(2)

1 -3 days per
wk in last 4
wks
(3)

Every or
Almost Every
Workday
(4)

Number of Days
This Week

too much air
movement











too little air movement











temperature too hot











temperature too cold











air too humid











air too dry











tobacco smoke odors











unpleasant chemical
odors











other unpleasant
odors

(e.g., body odor, food
odor, perfume)











How satisfied are you with the following aspects of your workstation?

2. Conversational privacy

3. Freedom from distracting noise

_ Very satisfied (1)

_ Very satisfied (1)

_ Somewhat satisfied (2)

_ Somewhat satisfied (2)

_ Not too satisfied (3)

_ Not too satisfied (3)

_ Not at all satisfied (4)

_ Not at all satisfied (4)

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IV. CHARACTERISTICS OF YOUR JOB

1. What is your job

2. All in all, how satisfied

3. What is the highest level

category?

are you with your job?

you completed in school?

_ Managerial (1)

_ Very satisfied (1)

_ 8th grade or less (1)

_ Professional (2)

_ Somewhat satisfied(2)

_ Some high school (2)

_ Technical (3)

_ Not too satisfied (3)

_ High school graduate (3)

Secretarial or

_ Not at all satisfied (4)

_ Some college (4)

Clerical(4)



_ College degree (5)

Other (specify)



_ Graduate degree (6)

(5)





4. Conflicts can occur in any job. For example, someone may ask you to do work in a way that is
different from what you think best, or you may find that it is difficult to satisfy everyone.
HOW OFTEN do you face problems in your work like the ones listed below? (Check the
appropriate box for each statement.)



Rarely or
Never

(1)

Sometimes
(2)

Fairly Often
(3)

Very Often
(4)

Persons equal in rank and authority
over you ask you to do things
which conflict









People in a good position to see if
you do what they ask give you
things to do which conflict with one
another









People whose requests should be
met give you things which conflict
with other work you have to do









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5. The next series of questions asks HOW OFTEN certain things happen at your job.

(Check the appropriate box for each question.)



Rarely

(1)

Occasionally
(2)

Sometimes
(3)

Fairly Often
(4)

Very Often
(5)

How often does your job
require you to work very
fast?











How often does your job
require you to work very
hard?











How often does your job
leave you with little time to
get things done?











How often is there a great
deal to be done?











How often are you clear on
what your job
responsibilities are?











How often can you predict
what others will expect of
you on the job?











How much of the time are
your work objectives well
defined?











How often are you clear
about what others expect of
you on the job?











6. In order to better understand your responsibilities outside your normal working day, the
next series of questions deals with other significant aspects of your life.

RESPONSIBILITY

YES

NO



(1)

(2)

Major responsibility for child care duties





Major responsibility for housekeeping duties





Major responsibility for care of an elderly or disabled
person on a regular basis





Regular commitment of five hours or more per week,
paid or unpaid, outside of this job (include educational
courses, volunteer work, second job, etc.)





9


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PLEASE USE THE REMAINING SPACE TO DISCUSS ANY ASPECTS OF THE BUILDING
ENVIRONMENT OR EMPLOYEE HEALTH THAT YOU FEEL APPROPRIATE

///////

10


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APPENDIX G
STEERING COMMITTEE MEMBERS


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STEERING COMMITTEE MEMBERS

Mr. Robert Axelrad
Dr. Larry G. Berglund
Mr. Terry Brennan
Mr. Jack Buckley
Dr. Harriet Burge
Prof. William S. Cain
Ms. Lillie Clark
Dr. Belinda Collins
Mr. Michael Crandall
Dr. Ann Fidler
Mr. Bill Fisk
Mr. John R. Girman
Dr. David Grimsrud
Dr. Allen Hedge
Mr. Jeff Hicks
Mr. Ross Highsmith
Dr. Michael Hodgson
Dr. Joe Hurrel
Dr. Kay Kreiss

Mr. Andy Lindstrom
Dr. Brian Leaderer
Mr. Hal Levin
Mr. Ed Light
Dr. Jack McCarthy
Dr. Mark Mendell
Dr. Vivian Mills
Dr. Philip E. Morey
Dr. Niren Nagda
Mr. C. J. Nelson
Mr. J. Francis Offerman
Dr. Andrew Persily
Dr. Linda Sheldon
Mr. Scott Sylvester
Mr. John Talbot
Dr. Kevin Teichman
Mr. Robert Thompson
Mr. William A. Turner
Dr. Lance Wallace
Mr. Kenneth M.
Wallingford
Dr. Roy Whitmore
Dr. Tom Wlcox
Dr. Deborah Wnn
Dr. James Wood

U.S. Environmental Protection Agency

J.B. Pierce Foundation

Camroden Associates

I.A. Naman & Associates, Inc.

Harvard School of Public Health

J.B. Pierce Foundation

Occupational Safety and Health Association

National Institute of Standards and Technology

National Institute for Occupational Safety and Health

National Institute for Occupational Safety and Health

Lawrence Berkeley Laboratory

U.S. Environmental Protection Agency

Minnesota Building Research Center

Cornell University

Radian Corporation

U.S. Environmental Protection Agency

University of Connecticut

National Institute for Occupational Safety and Health
National Jewish Center for Immunology and Respiratory
Medicine

U.S. Environmental Protection Agency

J.B. Pierce Foundation

Levin & Associates

Pathway Diagnostics, Inc.

Environmental Health & Engineering, Inc.

National Institute for Occupational Safety and Health

General Services Administration

Clayton Environmental Consultants

ICF, Inc.

U.S. Environmental Protection Agency

Indoor Environmental Engineering

National Institute of Standards and Technology

Research Triangle Institute

Occupational Safety and Health Administration

U.S. Department of Energy

U.S. Environmental Protection Agency

U.S. Environmental Protection Agency

H. L. Turner Group, Inc.

U.S. Environmental Protection Agency

National Institute for Occupational Safety and Health

Research Triangle Institute

National Institute for Occupational Safety and Health
National Center for Health Statistics
Virginia Polytechnic Institute


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APPENDIX H

THE INDOOR AIR DATA COLLECTION SYSTEM

(IADCS)


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The IADCS Software and Documentation is available upon request by contacting

Indoor Environments Division (6609J)
U.S. Environmental Protection Agency
1200 Pennsylvania Ave., NW
Washington, DC 20460


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