National Emission Standards for Hazardous Air Pollutants (NESHAP):

Industrial, Commercial, and Institutional Boilers and Process Heaters

(40 CFR Part 63, Subpart DDDDD)

How are you affected?

Boilers and process heaters are affected differently based
on rated heat input (measured in MMBtu/hr), fuel type
(solid, liquid, gas), and utilization (frequency of use).

Follow these steps:

Step 1: Applicability	p. 2

Step 2: Classification	p. 3

Step 3: Emission Limits	p. 4

Step 4: Compliance Date	p. 5

Step 5: Population

p. 6

For purposes of these flow charts, we divided affected
sources into four populations. Units fall into only one
population, except for new units >10 MMBtu/hr
combusting liquid or solid fuel, which appear in
Populations III and IV.

Use these flow charts in conjunction with the NESHAP.
The flow charts are only a summary of the NESHAP and
do not supercede the NESHAP in any manner.
Therefore, refer the final NESHAP as published in the
Federal Register on September 13, 2004 (69 FR 55218)
for exact requirements.

Population I

No Requirements

Population II

Initial Notification Only

Population

Control Carbon
Monoxide (CO)

Population IV

Control Particulate
Matter (PM), Total
Selected Metals (TSM),
Hydrogen Chloride
(HCI), Mercury (Hg)


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STEP 1: APPLICABILITY

Do you own or operate a boiler or process heater?

A boiler is an enclosed device using controlled flame combustion and having the primary purpose of recovering thermal energy in the form of steam
or hot water. Waste heat boilers, as defined in the boilers and process heaters NESHAP, are excluded from this definition (§63.7575).

A process heater is an enclosed device using controlled flame, that is not a boiler, and the unit's primary purpose is to transfer heat indirectly to a
process material (liquid, gas, or solid) or to a heat transfer material for use in a process unit, instead of generating steam. Process heaters are
devices in which the combustion gases do not directly come into contact with process materials. Process heaters do not include units used for
comfort or space heat, food preparation for on-site for on-site consumption, or autoclaves (§63.7575).

NO

rYES

Is your boiler or process heater located at, or part of, a major source of hazardous air pollutants (HAP)?

A major source of HAP emissions is any stationary source or group of stationary sources located within a contiguous area and under common control
that emits or has the potential to emit any single HAP at a rate of 9.07 megagrams (10 tons) or more per year or any combination of HAP at a rate of
22.68 megagrams (25 tons) or more per year or as defined in §63.760 (40 CFR part 63, subpart HH) (§63.7485).

HAP are listed at Section 112(b)(1) of the Clean Air Act as amended. (See list at www.epa.gov/ttn/atw/188pols.html)

Xyes

NO

You are NOT
affected by the
boilers and
process heaters
NESHAP

You are NOT
affected by the
boilers and
process heaters
NESHAP, unless
you become a
major source
(see page 5)

Is your boiler or process heater not subject to the boilers and process heaters NESHAP?

The following combustion units are not subject to the boilers and process heaters NESHAP (§63.7491):

(1)	A municipal waste combustor covered by 40 CFR part 60, subparts AAAA, BBSS, Cb, Eb; 40 CFR part 62 subparts FFF, JJJ.

(2)	A hospital/medical/infectious waste incinerator covered by 40 CFR part 60, subparts Ce, Ec; 40 CFR part 62, subpart HHH.

(3)	An electric utility steam generating unit that is a fossil fuel-fired combustion unit of more than 25 megawatts that serves a generator that produces
electricity for sale. A fossil-fired unit that cogenerates steam and electricity and supplies more than one-third of its potential electric output capacity
and more than 25 megawatts electrical output to any utility power distribution system for sale is considered an electric utility steam generating unit.

(4)	A boiler or process heater required to have a permit under section 3005 of the Solid Waste Disposal Act or covered by 40 CFR part 63, subpart
EEE (e.g., hazardous waste boilers).

(5)	A commercial and industrial solid waste incineration unit covered by 40 CFR part 60, subparts CCCC, DDDD; 40 CFR part 62, Subpart III.

(6)	A recovery boiler or furnace covered by 40 CFR part 63, subpart MM.

(7)	A boiler or process heater that is used specifically for research and development. This does not include units that only provide heat or steam to a
process at a research and development facility.

(8)	A hot water heater as defined in 40 CFR part 63, subpart DDDDD.

(9)	A refining kettle covered by 40 CFR part 63, subpart X.

(10)	An ethylene cracking-furnace covered by 40 CFR part 63, subpart YY.

(11)	Blast furnace stoves as described in the EPA document, entitled "National Emission Standards for Hazardous Air Pollutants (NESHAP) for
Integrated Iron and Steel Plants - Background Information for Proposed Standards," (EPA-453/R-01-005).

(12)	Any boiler and process heater specifically listed as an affected source in another standard(s) under 40 CFR part 63.

(13)	Any boiler and process heater specifically listed as an affected source in another standard(s) established under section 129 of the Clean Air Act
(CAA).

(14)	Temporary boilers as defined in 40 CFR part 63, subpart DDDDD.

(15)	Blast furnace gas fuel-fired boilers and process heaters as defined in 40 CFR part 63, subpart DDDDD

YES

You are NOT
affected by the
boilers and
process heaters
NESHAP

DETERMINE YOUR
REQUIREMENTS,
BEGINNING ON PAGE 3.


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STEP 2: CLASSIFICATION

New or Existing?

Large. Small, or Limited?

What you need to
know

Firetube boilers.

Firetube boilers are
classified as small units,
regardless of size.

Watertube boilers.

Watertube boilers <10
MMBtu/hr are classified
as small units.
Watertube boilers >10
MMBtu/hr are classified
as either large or limited
use, depending on
annual capacity factor.

Gaseous fuel units.

Units that burn only
gaseous fuels may burn
oil during gas
curtailment and still be
classified as gas units.

3


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STEP 3: EMISSION LIMITS

Your boiler or process heater
is SOLID FUEL-FIRED



LARGE



LIMITED USE

SMALL



New

Existina

New

Existina

New Existina

PM

0.025

0.07

PM 0.025

0.21

PM 0.025

(orTSM)

0.0003

0.001

(or TSM) 0.0003

0.004

(or TSM) 0.0003

HCI

0.02

0.09

HCI 0.02

-

HCI 0.02

Hg

0.000003

0.000009

Hg 0.000003

-

Hg 0.000003 -

CO

400 ppm

-

CO 400 ppm

-

CO

Your boiler or process heater
is LIQUID FUEL-FIRED



LARGE



LIMITED USE



SMALL



New Existina



New Existina



New Existina

PM

0.03

PM

0.03

PM

0.03

HCI

0.0005

HCI

0.0009

HCI

0.0009

CO

400 ppm -

CO

400 ppm -

CO

-

Your boiler or process heater
is GASEOUS FUEL-FIRED



LARGE

LIMITED USE

SMALL





New Existina

New Existina

New

Existina

CO

400 ppm -

CO 400 ppm -

CO

-

What you need to know

Emission limits are expressed as pounds per million Btu (Ib/MMBtu) heat input and are measured during performance testing using the
average of three test runs.

Solid fuel units with particulate matter (PM) emission limits may comply with the PM emission limit, or alternatively, comply with the Total
Selected Metals (TSM) emission limit.

Carbon monoxide (CO) is measured in parts per million (ppm) by volume on a dry basis; averaging time is 30-day rolling average. Solid
fuel units use an oxygen correction factor of 7 percent for CO; liquid and gas units use an oxygen correction factor of 3 percent for CO. To
calculate the 30-day rolling average, do not use CO data during periods of startup, shutdown, or malfunction, or when the boiler or
process heater is operating at less than 50% of rated capacity.

Units >100 MMBtu/hr use continuous emission monitors (CEMS) for CO; Units <100 MMBtu/hr use 3-run average during CO performance
test.

4


-------
STEP 4: COMPLIANCE DATE

EXISTING UNITS

Commenced construction before
January 13, 2003. §63.7490(e)

September 13, 2007

5


-------
STEP 5: POPULATION

Population II: Initial Notification Only"

•	Existing >10 MMBtu/hr (liquid)

•	Existing >10 MMBtu/hr (gas)

•	New < 10 MMBtu/hr (distillate oil only
or distillate oil combined with gaseous
fuel)	>>

Go to p. 8

Population I: No Requirements

•	Existing <10 MMBtu/hr (all fuels)

•	New <10 MMBtu/hr (gas)

Go to p. 7

Your CLASSIFICATION (Step 2) and the
corresponding pollutants you must
control (Step 3) determine your
POPULATION.

Now, determine how your
POPULATION complies.

Population IV:

Control PM (or TSM), HCI, Hg

Existing >10 MMBtu/hr (solid)

New, all sizes (solid)

New, all sizes (liquid, except <10
MMBtu/hr distillate oil only or
distillate oil combined with >
gaseous fuel) Go to p. 14

Population III: Control CO

•	New >10 MMBtu/hr (solid)

•	New >10 MMBtu/hr (liquid)

•	New > 10 MMBtu/hr (gas)

Go to p. 9


-------
Compliance > POPULATION I

Population I: No Requirements

•	Existing <10 MMBtu/hr (all fuels)

•	New <10 MMBtu/hr (gas)

How do you comply if
your unit is in
Population I?

What you need to know

Your boiler or process heater meets the
definition of an affected unit under the boilers
and process heaters NESHAP. However,
your boiler or process heater has no
requirements under the boilers and process
heaters NESHAP.

General

No emission limits

No CO requirements

No performance testing

No fuel analyses

No monitoring

No startup/shutdown/
malfunction plan

No site-specific
monitoring plan

Initial

None

Continuous

None

Records and
Reports

No records
No reports

7


-------
Compliance > POPULATION II

Population II:

Initial Notification Only

•	Existing >10 MMBtu/hr (liquid)

•	Existing >10 MMBtu/hr (gas)

•	New <10 MMBtu/hr (distillate oil
only or distillate oil combined with,
gaseous fuel)	/

How do you comply if
your unit is in
Population II?

What you need to know

Your boiler or process heater meets the
definition of an affected unit under the boilers
and process heaters NESHAP. Your only
responsibility is to submit an Initial Notification.

General

No emission limits

No CO requirements

No performance testing

No fuel analyses

No monitoring

No startup/shutdown/
malfunction plan

No site-specific
monitoring plan

Initial

Initial notification

Continuous

None

Records and
Reports

Initial notification
(§63.7545)

No other records or
reports

What you need to know

New units <10 MMBtu/hr that burn distillate oil only or distillate oil combined with gaseous fuel that begin to burn any other type of liquid
fuel must comply with all applicable requirements of the boilers and process heaters NESHAP upon burning the other type of liquid fuel.
(§63.7506(b)(3))

8


-------
Compliance > POPULATION III

CO Continuous Emission
Monitoring System
(CEMS)

Population III. Control CO

•	New >10 MMBtu/hr (solid)

•	New >10 MMBtu/hr (liquid)

•	New >10 MMBtu/hr (gas)

Unit categorized as
Large and has heat
input capacity >100
MMBtu/hr §63.7510

Unit categorized as
Limited Use or has heat
input capacity <100
MMBtu/hr §63.7510

How do you comply if
your unit has a CO
monitoring
requirement?


-------
Population III > CO TEST

How do you
comply if you
must conduct a
performance test
for CO?

General

General §63.7505

•	Develop and implement a written
SSM plan according to 63.6(e)(3)
(§63.7505(e)).

•	Maintain CO level below 400
ppm at all times, except for
periods of startup, shutdown,
and malfunction (SSM)
(§63.7505(a)).

•	Solid fuel units use an oxygen
correction factor of 7 percent for
CO; liquid and gas units use
oxygen correction factor of 3
percent for CO.

•	Minimize emissions during
periods of SSM according to
§63.6(e)(1 )(l) (§63.7505(b)).

Initial

Initial §63.7510(c)

•	Develop a site-specific test plan
according to §63.7 (§63.7520(a)).

•	Conduct initial performance test for
CO according to §63.7(c), (d), and (h),
§63.7510(c), Table 5 of subpart
DDDDD (§63.7520(a), (b)).

•	See page 19 for more details on the
performance testing requirements.

Continuous

Annual §63.7515, §63.7520

•	Conduct annual performance test for
CO according to §63.7, Table 5 of
subpart DDDDD (§63.7520(a), (b)).

•	Use 3-run average during CO
performance test.

•	Complete test between 10 and 12
months after previous performance
test (§63.7515(e)).

•	Operate according to SSM plan
during periods of SSM (§63.7540(c)).

Records and
Reports

Keep Records and Submit
Reports

Go to p.11.

10

Population

• New >10

III: Control CO

MMBtu/hr (solid)
MMBtu/hr (liquid)
MMBtu/hr (gas)

Unit categorized as Limited
Use or has heat input capacity
<100 MMBtu/hr §63.7510


-------
Population III > CO Test > RECORDS & REPORTS

What records and
reports are
required for units
that conduct a CO
performance test?

Notifications

Initial Notification §63.7545

Testing and monitoring notifications
in General Provisions (§63.7545(a)).

Notification of Intent to conduct a
performance test at least 30 days
before performance test is scheduled
according to 63.7 (63.7545(d)).

Notification of
Compliance Status

Notification of Compliance Status
(NOCS) §63.7545(e)

Regarding CO, NOCS must include:

•	summary of performance test results

•	signed certification that you met all work
practice standards

•	summary of CO emissions monitoring
data and maximum CO levels recorded
during performance test

•	description of any deviation, its
duration, and corrective action taken

See §63.7545(e) for a full description of
the NOCS requirements.

Compliance
Report

Compliance Report (semiannual)
§63.7550(c)

•	If no deviations, then include
statement that there were no
deviations from CO requirements.

•	For each deviation, include
information in §63.7550(e).

•	For each source that has obtained
a Title V permit, report all
deviations in semiannual
monitoring report required by 40
CFR 70.6 and 71.6 (§63.7550(f)).

See §63.7550(c) for a full description
of the compliance report
requirements.

Other

Records and
Reports

Immediate SSM report if SSM actions
not consistent with SSM plan (Table
9 of subpart DDDDD).

Notification of Alternative Fuel Use
(§63.7550(g)).

11

Population III. Control CO

•	New >10 MMBtu/hr (solid)

•	New >10 MMBtu/hr (liquid)

•	New >10 MMBtu/hr (gas)

Unit categorized as Limited
Use or has heat input capacity
<100 MMBtu/hr §63.7510


-------
Population III > CO CEMS

How do you
comply if you
must install a
CEMS for CO?

General

General Compliance §63.7505

•	Develop a site-specific
monitoring plan (§63.7505(d)).

•	Develop and implement a
written SSM plan according to
§63.6(e)(3) (§63.7505(e)).

•	Maintain CO level below 400
ppm at all times, except for
periods of startup, shutdown,
and malfunction or if unit is
operating at <50 percent rated
capacity (§63.7540(a)(10)(ii)),
(§63.7505(a)).

•	Solid fuel units use an oxygen
correction factor of 7 percent
for CO; liquid and gas units use
oxygen correction factor of 3
percent for CO.

•	Minimize emissions during
periods of SSM according to
§63.6(e)(1)(l) (§63.7505(b)).

Initial

Initial Compliance - CO CEMS -
§63.7525

•	Install, operate and maintain a
continuous emissions monitoring
system to monitor CO (CO CEMS)
according to §63.7525(a)
(§63.7510(c)),

•	Conduct a CEMS performance
evaluation according to §63.7525(a)
(§63.7510(c)).

Continuous

Continuous Compliance - CO CEMS -
§63.7535, §63.7540

•	Operate and maintain the CO CEMS
according to §63.7525(a)
(§63.7540(a)(10)(i)).

•	Maintain CO level below 400 ppm (30-
day rolling average) according to the
procedures in §63.7525(a) and
§63.7530, except during periods of
SSM or if unit is operating at <50
percent rated capacity
(§63.7540(a)(10)(ii)).

•	Monitor and collect data according to
§63.7535(a) and the site-specific
monitoring plan (§63.7535(a)).

•	Monitor continuously (or collect data at
all required intervals) at all times the
source is operating. Use all data
collected during periods when
assessing the operation of the system,
except during periods of SSM or if unit
is operating at <50 percent rated
capacity (§63.7535(b), (c)).

•	Operate according to SSM plan during
periods of SSM §63.7540(c).

Records and
Reports

Keep Records and Submit Reports

Go to p. 13.

Population III. Control CO

•	New >10 MMBtu/hr (solid)

•	New >10 MMBtu/hr (liquid)

•	New >10 MMBtu/hr (gas)

CO CEMS

Unit categorized as Large and has
heat input capacity >100
MMBtu/hr §63.7510


-------
Compliance > Population III > CO CEMS > RECORDS & REPORTS

Notifications

Initial Notification (§63.7545).

Testing and monitoring notifications
in General Provisions (§63.7545(a)).

Notification of
Compliance Status

Notification of Compliance Status (NOCS)
§63.7545(e)

Regarding CO, NOCS must include:

•	description of affected source, controls,
and fuel

•	signed certification that you met all work
practice standards

•	summary of CO emissions monitoring
data

•	description of any deviation, its
duration, and corrective action taken

See §63.7545(e) for a full description of
the NOCS requirements.

Compliance
Report

Compliance Report (semiannual)
63.7550(c)

Regarding CO, compliance report
must include:

¦	If no deviations, then include
statement that there were no
deviations from CO requirements

¦	If no periods when CEMS was out of
control, then report no out-of-control
periods

¦	For each deviation, include
information in 63.7550(e)

¦	For each source that has obtained a
Title V permit, report all deviations in
semiannual monitoring report
required by 40 CFR 70.6 and 71.6
(63.7550(f)

See §63.7550(c) for a full
description of the compliance report
requirements.

What records
and reports are
required for units
that install a
CEMS for CO?

Other

Records and
Reports	

Immediate SSM report if SSM actions
not consistent with SSM plan (Table
9 of subpart DDDDD).

Notification of Alternative Fuel Use
(§63.7550(g)).

13


-------
Compliance > Population IV

Population IV:

Control PM (or TSM), HCI, Hg

Existing >10 MMBtu/hr (solid)

New, all sizes (solid)

New, all sizes (liquid, except <10
MMBtu/hr distillate oil only or
distillate oil combined with
gaseous fuel)

Compliance Alternatives

Large, solid fuel boilers have the
following compliance alternatives, in
addition to fuel analysis:

•	For existing units at the same facility,
use emission averaging to meet PM
(or TSM), HCI, Hg (§63.7522) (See p.
27)

•	Demonstrate eligibility for the health-
based compliance alternative for HCI
emissions using the procedures in
Appendix A (§63.7507). (See p. 28)

•	Demonstrate eligibility for the health-
based compliance alternative for TSM
emissions using the procedures in
Appendix A (§63.7507). (See p. 29)

How do you comply if your
unit is in Population IV?

Is your unit NEW,
classified as LARGE or
LIMITED USE, burns
only LIQUID fossil fuels
and other gases, and
does not burn any
residual oil?



No

1

r

Analyze fuel pollutant
content. Is the
calculated maximum
emission rate below the
emission limit?



No

1

r

You must complete
performance tests to
demonstrate
compliance.

Yes

Yes

Yes

V. Fuel Selection

No performance test
No operating limits
Keep fuel records
Submit semiannual certification
Go to p. 15

B. Fuel Analysis x

• Demonstrate that your calculated
maximum emission rate (based on
fuel pollutant content) is below
emission limit

Go to p. 16

C. Performance Test X

•	Conduct performance test

•	Conduct fuel analysis for each type
of fuel and establish maximum fuel
pollutant input levels

•	Establish and continuously monitor
operating parameters	/

Go to p. 17


-------
Population IV > FUEL SELECTION

What are your requirements if
you use fuel selection to
comply?

General

General §63.7505

Minimize emissions during
periods of SSM according to
§63.6(e)(l)(i) (§63.7505(b)).

Develop and implement a
written SSM plan according to
§63.6(e)(3) (§63.7505(e)).

Initial

Initial §63.7506

Include a signed statement in the
Notification of Compliance Status
report required in §63.7545(e) that
indicates you burn only liquid fossil
fuels other than residual oils, either
alone or in combination with gaseous
fuels (§63.7506(a)(1)).

Continuous

Continuous §63.7506

Keep records that demonstrate
that you burn only liquid fossil
fuels other than residual oils,
either alone or in combination
with gaseous fuels
(§63.7506(a)(1)).

Include a signed statement in
each semiannual Compliance
Report required in §63.7550 that
indicates you burned only liquid
fossil fuels other than residual
oils, either alone or in
combination with gaseous fuels,
during the reporting period
(§63.7506(a)(2)).

Records and
Reports

Keep Records and Submit
Reports

Initial Notification (§63.7545)

Notification of Compliance Status
(§63.7545)

Compliance Report (semiannual)
(§63.7550)

Records (§63.7555)

What you need to know

If you commence burning residual oil, then you must comply by using fuel analysis (p. 16) or performance testing (p. 17).

15

A. Fuel Selection

Population IV:	\

Control PM (or TSM), HCI, Hg

Existing >10 MMBtu/hr (solid)

New, all sizes (solid)

New, all sizes (liquid, except <10
MMBtu/hr distillate oil only or
distillate oil combined with >
gaseous fuel)

Applies only to NEW, LARGE, or
LIMITED USE (>10 MMBtu/hr)
that burns only LIQUID fossil
fuels and other gases and does
not burn any residual oil

•	No performance test

•	No operating limits


-------
Population IV > FUEL ANALYSIS

What are your
requirements if you use
fuel pollutant content to
comply?

General

General §63.7505

Develop a site-specific fuel
analysis plan (§63.7521(b)).

Develop and implement a written
SSM plan according to
§63.6(e)(3) (§63.7505(e)).

Calculate your emission rate
according to §63.7530(d). If the
calculated emission rate is below
the applicable emission limit,
demonstrate compliance with the
applicable emission limit using
fuel analysis. Otherwise, you
must demonstrate compliance
through performance testing
(§63.7505(c)) (see p. 17).

Comply with emission limits at all
times, except for periods of
startup, shutdown, and
malfunction (SSM) (§63.7505(a)).

Minimize emissions during periods
of SSM according to
§63.6(e)(l)(I) (§63.7505(b)).

Initial

Initial §63.7521

Submit site-specific fuel analysis plan
60 days before you intend to
demonstrate compliance
(§63.7521(b)).

Conduct fuel analysis for each type of
fuel burned according to §63.7521.

Demonstrate that your calculated
maximum emission rate (based on fuel
pollutant content) is below emission
limit.

Continuous

Continuous

No annual performance test.

Maintain TSM, CI, Hg fuel content at or
below the limit established during the
initial fuel analysis.

Recalculate the metals, CI, Hg content of
fuel if you plan to burn a new fuel,
(§63.7515(f), §63.7540).

Recalculate the metals, CI, Hg content of
each type of fuel every 5 years
(§63.7515(f)).

Keep records of all fuels burned.

Records and
Reports

Keep Records and Submit
Reports

Initial Notification (§63.7545)

Notification of Compliance Status
(§63.7545)

Compliance Report (semiannual)
(§63.7550)

Records (§63.7555)

Population IV:

Control PM (or TSM), HCI, Hg

Existing >10 MMBtu/hr (solid)

New, all sizes (solid)

New, all sizes (liquid, except <10
MMBtu/hr distillate oil only or
distillate oil combined with
gaseous fuel)

B. Fuel Analysis
(TSM, HCI, Hg)


-------
Population IV > PERFORMANCE TEST

What are your requirements
if you use performance
testing to demonstrate
compliance?

General

General §63.7505

Develop a site-specific
monitoring plan
(§63.7505(d)).

Develop a site-specific fuel
analysis plan (§63.7521(b)).

Develop and implement a
written SSM plan according to
§63.6(e)(3) (§63.7521(e)).

Comply with emission limits at
all times, except for periods of
startup, shutdown, and
malfunction (SSM)
(§63.7505(a)).

Minimize emissions during
periods of SSM according to
§63.6(e)(l)(i) (§63.7505(b)).

Initial

Initial

Conduct initial performance test.

(See p. 18.)

Conduct fuel analysis for each type of fuel
to establish maximum fuel pollutant input
levels (regardless of whether you use fuel
analysis to demonstrate compliance)
§63.7530(c). (See note below)

Install, operate and maintain a system to
monitor continuous parameters, and
opacity as applicable. (See p. 19, 20)

Establish operating limits for your PM (or
TSM), opacity control device(s) during the
performance test. (See p. 21, 22)

Establish operating limits for your HCI
control device during performance test.
(See p. 23, 24)

Establish operating limits for your Hg
control device(s) during the performance
test. (See p. 25, 26)

Continuous

Continuous

Conduct annual performance test.
(See p. 18)

Operate and maintain your system to
monitor continuous parameters.

(See p. 19, 20)

Monitor and collect data to demonstrate
continuous compliance with your PM (or
TSM), Hg, opacity control device
operating limits (§63.7535, Tables 8, 9).

Monitor and collect data to demonstrate
continuous compliance with your HCI
control device operating limits
(§63.7535, Tables 8, 9).

Report each instance in which you did
not meet each emission limit and each
operating limit (§63.7540(b)).

Maintain continuous compliance with
operating limits for your PM (or TSM),
Hg control device(s).

Records and
Reports

Keep Records and Submit
Reports

Initial Notification (§63.7545)

Notification of Compliance Status
(§63.7545)

Compliance Report (semiannual)
(§63.7550)

Records (§63.7555)

What you need to know

If you switch fuel types, you must conduct a fuel analysis on your new fuel and demonstrate that the maximum fuel pollutant input levels
are lower than the maximum fuel pollutant input levels of the fuel you burned during your previous performance test.

Population IV:	^

Control PM (or TSM), HCI, Hg

Existing >10 MMBtu/hr (solid)

New, all sizes (solid)

New, all sizes (liquid, except <10
MMBtu/hr distillate oil only or
distillate oil combined with
gaseous fuel)

C. Performance Test


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Population IV > PERFORMANCE TEST

What are the performance testing requirements?

18


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Population IV > Performance Test > CPMS

How do you install, operate, and maintain a system to monitor continuous parameters?

You are demonstrating
continuous compliance
using parametric
monitoring

Continuous Parameter
Monitoring System
(CPMS)

Install, operate and maintain
each CPMS according to 63.8
and §63.7525(c)(l)-(5).

ESP

Use voltage and secondary current monitoring equipment
to measure voltage and secondary current to the ESP.

Wet
scrubber

Dry
scrubber/
Carbon
injection

Fabric
Filter

Flow sensor

• Locate flow sensor and associated equipment to provide a
representative measure of flow.

Flow sensor must have sensitivity of 2 percent of flow rate
Calibrate semi-annually.

PH ensor (for HCI)

Locate pH sensor to provide a representative measure of
scrubber effluent pH.

Calibrate on at least two points every 8 hours of process
operation.

Pressure sensor

Locate pressure sensor to provide a representative
measure of pressure.

Use a gauge with a minimum tolerance of 1.27 cm of
water or a tolerance of 1 percent of the pressure rise
Check pressure tap for pluggage daily.

Calibrate gauge quarterly and transducer monthly

Locate device to provide representative measurement of

total sorbent injection rate.

Install and calibrate device in accordance with

manufacturer's specifications.

Inspect device monthly. Calibrate device annually.

§63.7525(e)

Install, operate, calibrate and maintain the bag leak

detection system, consistent with manufacturer's

specifications and written EPA guidance.

Must be capable of detecting PM concentrations of 10

milligrams per actual cubic meter.

Continuously record output from the sensor.

Install an alarm that will automatically sound when there

is an increase in relative PM emissions.

§63.7525(i)

Locate the alarm where it is easily heard by plant
personnel. 63.7525(i)

For positive pressure FF systems that do not duct all
compartments of cells to a common stack, install a bag
leak detection system in each baghouse compartment or
cell. 63.7525(i)

19


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Population IV > Performance Test > OPACITY

How do you install, operate, and maintain a system to monitor opacity?



Continuous

Opacity
Monitoring
System (COMS)



Your boiler or process heater has
an opacity limit





w



•	Install, operate, and maintain each COMS according
to PS1 of 40 CFR part 60, Appendix B.

•	Conduct performance evaluation according to §63.8
and PS1 of 40 CFR Part 60, Appendix B.

•	Reduce COMS data as specified in §63.8(g)(2).

•	Submit results of performance evaluation in
Notification of Compliance Status §63.7525(b)

20


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Population IV > Performance Test > PM (or TSM) OPERATING LIMITS

What are the operating limits for PM (or TSM)?

You are demonstrating
continuous compliance
with PM (or TSM) using
parametric monitoring.

•	Wet Scrubber Control - Maintain pressure drop and liquid flowrate at
or above the levels established during performance test.

•	Fabric Filter Control - Maintain fabric filter operation such that the
bag leak alarm sounds less than 5 percent of the time during a 6-
month period - OR - for dry control systems, maintain opacity levels
at or below 20% (6-minute average) for existing units; at or below
10% (1-hour block average) for new units.

•	Electrostatic Precipitator Control - Maintain opacity levels at or below
20% (6-minute average) for existing units; at or below 10% (1-hour
block average) for new units - OR - if in combination with a wet
scrubber, maintain the voltage and secondary current levels or total
power input of the ESP at or above the levels established during
performance test.

•	Any Other Control Type - Maintain opacity levels at or below 20% (6-
minute average) for existing units; at or below 10% (1-hour block
average) for new units.

•	No Control or No Credit for Control - Maintain fuel type or fuel
mixture such that the total selected metals emission rate calculation
per §63.6530(d)(4) is less than the applicable emission limit.

(See Table 5 of subpart DDDDD)

- OR —

Develop and
submit requests
for alternative
operating limits
and/or monitoring
parameters
(§63.7500(a)(2)
63.8(f))

21


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Population IV > Performance Test > ESTABLISHING PM (or TSM) OPERATING LIMITS

How do you establish your operating limits to control PM (or TSM)?

22


-------
Population IV > Performance Test > HCI OPERATING LIMITS

What are the operating limits for HCI?

23


-------
Population IV > Performance Test > ESTABLISHING HCI OPERATING LIMITS

How do you establish your operating limits to control HCI?


-------
Population IV > Performance Test > Hg OPERATING LIMITS

What are the operating limits for Hg?

You are demonstrating
continuous compliance
with Hg using parametric
monitoring

Hg

•	Wet Scrubber Control - Maintain pressure drop and liquid flowrate at
or above the levels established during performance test.

•	Fabric Filter Control - Maintain fabric filter operation such that the
bag leak alarm sounds less than 5 percent of the time during a 6-
month period - OR - for dry control systems, maintain opacity levels
at or below 20% (6-minute average) for existing units; at or below
10% (1-hour block average) for new units.

•	Electrostatic Precipitator Control - Maintain opacity levels at or below
to 20% (6-minute average) for existing units; at or below 10% (1-
hour block average) for new units - OR - if in combination with a wet
scrubber, maintain the voltage and secondary current levels or total
power input of the ESP at or above the levels established during
performance test.

•	Any Other Control Type - Maintain opacity levels at or below 20% (6-
minute average) for existing units; at or below 10% (1-hour block
average) for new units.

•	No Control or No Credit for Control - Maintain fuel type or fuel
mixture such that the mercury emission rate calculated per
§63.7530(d)(5) is less than the applicable emission limit.

(See Table 5 of subpart DDDDD)

OR

Develop and
submit requests
for alternative
operating limits
and/or monitoring
parameters
(§63.7500(a)(2)
63.8(f))

25


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Population IV > Performance Test > ESTABLISHING Hg OPERATING LIMITS

How do you establish your operating limits to control Hg?

You are demonstrating
continuous compliance
with Hg using parametric
monitoring

ESP

Wet system

•	Establish a site-specific minimum voltage
and secondary current or total power input
according to §63.7530(c).

•	You must collect voltage and secondary
current or total power input data every 15
minutes during the entire period of the
performance tests.

•	Determine the average voltage and
secondary current or total power input for
each individual test run in the three-run
performance test by computing the average
of all the 15-minute readings taken during
each test run.

OR

Dry system

You do not establish operating limits, but rather
maintain opacity levels at or below 20% (6-
minute average) for existing units; at or below
10% (1-hour block average) for new units.

FF

WS

You do not establish operating limits but
rather maintain fabric filter operation such
that the bag leak alarm sounds less than 5
percent of the time during a 6-month period.

OR

Establish a site-specific minimum pressure drop and minimum flow rate operating limit
according to §63.7530(c).

Use data from the pressure drop and liquid flow rate monitors and the particulate matter,
mercury, or total selected metals performance test.

You must collect pressure drop and liquid flow-rate data every 15 minutes during the entire
period of the performance tests.

Determine the average pressure drop and liquid flow-rate for each individual test run in the
three-run performance test by computing the average of all the 15-minute readings taken
during each test run.

DS/CI

•	Collect sorbent or carbon injection rate every 15 minutes during the entire period of
performance.

•	Determine the average injection rate for each individual test run in the three-run performance
test by computing the average of all the 15-minute readings taken during each test run.


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Population IV. Control
PM (orTSM), HCI, Hg

Existing >10 MMBtu/hr (solid)



Existing, large, solid fuel



boilers have the following

1

compliance alternative:

1 w

Use emission averaging to



meet PM (orTSM), HCI, Hg



(§63.7522).

How do you comply if you use
emission averaging to meet the
emission limits for PM (or TSM),
HCI, or Hg?

General

General §63.7522

The weighted average
emissions from boilers
participating in the emissions
averaging option must be in
compliance with the emission
limits at all times §63.7522(d).

Develop and submit an
implementation plan for
emission averaging to the
applicable regulatory authority
for review and approval
(§63.7522(g)).

Initial

Initial §63.7522

Demonstrate that the average
weighted PM (orTSM), or HCI and Hg
emissions from all boilers
participating in emissions averaging
option do not exceed the emission
limits (§63.7522(e)).

Continuous

Continuous §63.7522

At the end of every month,
demonstrate continuous
compliance on a 12-month rolling
average basis (§63.7522(f)).

Maintain operating limits at or
below the limits set during
previous performance test. (See
p. 22, 24, 26)

Records and
Reports

Keep Records and Submit
Reports

Initial Notification (§63.7545)

Notification of Compliance Status
(§63.7545). Specifically,
identification of whether you plan
to demonstrate compliance by
emissions averaging
(§63.7545(e)(6).

Compliance Report (semiannual)
(§63.7550)

Records (§63.7555)

27


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Population IV. Control
PM (orTSM), HCI, Hg

•	Existing >10 MMBtu/hr (solid)

•	New, all sizes (solid)

Large, solid fuel boilers have the
following compliance alternative:

Demonstrate eligibility for the health-
based compliance alternative for HCI
emissions in Appendix A (§63.7507).

Continuous

Records and
Reports

General

Initial

How do you demonstrate
eligibility for the health-based
compliance alternative for HCI
in Appendix A?

General (Appendix A)

Conduct HAP emissions tests
for every emission point that
can emit HCI or Cl2 subject to
the boilers NESHAP according
to the requirements in Section
4 of Appendix A.

For HCI demonstration, test for
both HCI and Cl2

Determine the maximum
hourly emission rate for each
appropriate emission point
according to Equation 1 of
Appendix A.

Demonstrate that your facility
is eligible for either of the
health-based compliance
alternatives using either the
Look-up Table Analysis or the
Site-specific Compliance
Demonstration described in
Appendix A.

Initial (Appendix A, #8)

Submit to your permitting authority and
EPA, your health-based eligibility
demonstration that contains, at a minimum,
the information in Section 8
paragraphs(a)(l) through (6).

If you use the Look-up Table Analysis in
Section 6 of Appendix A, your eligibility
demonstration must also contain, at a
minimum, the information in Section 8,
paragraphs (b)(1) through (3).

If you use a Site-specific Compliance
Demonstration as described in Section 7 of
Appendix A, your eligibility demonstration
must contain, at a minimum, the
information in Section 8, paragraphs (c)(1)
through (6).

Continuous (Appendix A, #11)

Update your eligibility demonstration
and resubmit it each time you have a
process change, such that any of the
parameters that defined your affected
source changes in a way that could
result in increased HAP emissions.

If you are updating your eligibility
demonstration, then you must perform
emission testing according to section 4
of Appendix A for the emission points
that may have increased HAP
emissions beyond the levels reflected
in your previously approved eligibility
demonstration due to the process
change.

Submit your revised eligibility
demonstration to the permitting
authority prior to revising your permit
to incorporate the process change.

Keep Records and Submit
Reports (Appendix A, #12)

Keep records of the information
used in developing the eligibility
demonstration for your affected
source, including all of the
information specified in Section 8 of
Appendix A.

28


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Population IV. Control
PM (orTSM), HCI, Hg

•	Existing >10 MMBtu/hr (solid)

•	New, all sizes (solid)

Units complying with the TSM emission
limit have the following compliance
alternative:

If you can demonstrate eligibility for the
health-based compliance alternative for
TSM emissions in Appendix A (§63.7507),
then you may exclude manganese from
the summation of total selected metals
(TSM) emissions when demonstrating
compliance with the TSM emission limit.

Continuous

Records and
Reports

General

Initial

How do you demonstrate
eligibility for the health based
compliance alternative for TSM
in Appendix A?

General (Appendix A)

Conduct HAP emissions tests
for every emission point that
can emit manganese subject
to the boilers NESHAP
according to the requirements
in Section 4 of Appendix A.

Determine the maximum
hourly TSM (excluding
manganese) emission rate for
each appropriate emission
point according to Equation 1
of Appendix A.

Demonstrate that your facility
is eligible for either of the
health-based compliance
alternatives using either the
Look-Up Table Analysis or the
Site-specific Compliance
Demonstration described in
Appendix A.

Initial (Appendix A, #8)

Submit to your permitting authority and EPA,
your health-based eligibility demonstration that
contains, at a minimum, the information in
Section 8 paragraphs(a)(l) through (6).

If you use the Look-up Table Analysis in
Section 6 of Appendix A, your eligibility
demonstration must also contain, at a
minimum, the information in Section 8,
paragraphs (b)(1) through (3).

If you use a Site-specific Compliance
Demonstration as described in section 7 of
Appendix A, your eligibility demonstration must
contain, at a minimum, the information in
Section 8, paragraphs (c)(1) through (6).

Continuous (Appendix A, #11)

Update your eligibility demonstration and
resubmit it each time you have a process
change, such that any of the parameters
that defined your affected source changes
in a way that could result in increased
HAP emissions.

If you are updating your eligibility
demonstration, then you must perform
emission testing according to section 4 of
Appendix A for the emission points that
may have increased HAP emissions
beyond the levels reflected in your
previously approved eligibility
demonstration due to the process change.

Submit your revised eligibility
demonstration to the permitting authority
prior to revising your permit to incorporate
the process change.

Keep Records and Submit
Reports (Appendix A, #12)

Keep records of the information
used in developing the eligibility
demonstration for your affected
source, including all of the
information specified in Section 8 of
Appendix A.

What you need to know

If you can demonstrate eligibility for the health-based compliance alternative for manganese, you still must comply with the TSM emission
limit for seven selected metals by using fuel analysis (see p. 16) or performance testing (see p. 17).

29


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