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2020 National Emissions Inventory Technical
Support Document: Solvents - Consumer and
Commercial: Asphalt Paving


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EP A-454/R-23 -001 ee
March 2023

2020 National Emissions Inventory Technical Support Document: Solvents - Consumer and

Commercial: Asphalt Paving

U.S. Environmental Protection Agency
Office of Air Quality Planning and Standards
Air Quality Assessment Division
Research Triangle Park, NC


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Contents

List of Tables	i

31	Solvents - Consumer and Commercial: Asphalt Paving	31-1

31.1	Sector Descriptions and Overview	31-1

31.2	EPA-developed estimates	31-2

31.2.1.1	Activity Data	31-2

31.2.1.2	Allocation Procedure	31-4

31.2.1.3	Emission Factors	31-5

31.2.1.4	Controls	31-6

31.2.1.5	Emissions	31-6

31.2.1.6	Sample Calculations	31-6

31.2.2 Improvements/Changes in the 2020 NEI	31-7

31.2.2.1 Puerto Rico and U.S. Virgin Islands	31-7

31.3	References	31-7

List of Tables

Table 31-1: Asphalt Paving SCCs in the 2020 NEI	31-2

Table 31-2: Sample calculations for emulsified asphalt usage	31-6

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31 Solvents - Consumer and Commercial: Asphalt Paving

31.1 Sector Descriptions and Overview

Liquid asphalt is a petroleum-derived substance used in paving applications, such as the construction of
roads, parking lots, driveways, and airport runways, as well as non-paving applications, such as the
manufacturing of roofing shingles. While liquid asphalt can be found in natural deposits, most is produced
from crude oil. Vacuum distillation separates components of crude oil based on boiling point. Products
generated from this process include naptha, gasoline, diesel, and liquid asphalt, the last of which has a
boiling point greater than 500 °C. As a result, most volatile, light fractions of organics are separated from
liquid asphalt during distillation and prior to use.

In paving applications, liquid asphalt can be applied cold or heated. If applied cold, additional
components must be added to lower the viscosity of the material, which allows it to be spread upon a
surface (e.g., roadway surface). Cutback asphalt (SCC: 2461021000) is a cold application process that
involves mixing the liquid asphalt with petroleum solvents (e.g., naphtha, kerosene, fuel oil, diesel, etc.).
Following application, these higher volatility solvents evaporate, leaving the asphalt in place. Due to this
increased organic emissions potential, cutback asphalts have grown less common overtime and this
process now constitutes ~1% of liquid asphalt is use [ref 1], Emulsified asphalt (SCC: 2461022000) is a
separate cold application process that utilizes water-based solvents and an emulsifying agent. The result
is a stable liquid suspension with asphalt globules. Following application, the additives evaporate and
leave the asphalt in place. In contrast to cutback asphalts, emulsified asphalts have become more
common in recent years and ~10% of liquid asphalt is now used in these applications.

Liquid asphalt can also be applied heated, which both lowers the viscosity of the material and minimizes
the need for added solvents. Hot-mix asphalt application (SCC: 2461025100), which is the traditional
method for asphalt pavement production, involves combining the liquid asphalt with aggregate at a hot-
mix plant and heating the mixture to +150 °C. The mixture is then hauled to the usage site heated, where
it is placed, compacted, and ambiently cooled. This process does not require any solvent additions.
Warm-mix asphalt application (SCC: 2461025200) is a more recent technology that enables asphalt
pavement production to occur at 20 - 40 °C cooler temperatures than hot-mix asphalt application.
Warm-mix asphalt applications at reduced temperatures now constitute ~18% of asphalt paving
applications [ref 2], These lower production temperatures promote energy savings through reductions in
fuel use and lower emissions at the hot-mix plant. To reduce the viscosity of the liquid asphalt in warm-
mix applications, water, water-bearing minerals, chemicals, waxes, organic additives, or a combination of
technologies must be added [ref 3],

While heated applications processes represent most liquid asphalt paving applications, it has historically
been assumed that emissions were sparse due to the removal of the more volatile organics during
distillation. Recent research has demonstrated that less volatile organic vapors from liquid asphalt do
evaporate at temperatures associated with hot-mix application (~140 °C), warm-mix application (120
°C), and post-application, or "in-use" temperatures [ref 4], Emission during the "in-use" period diffuse
from the pavement over time following application. Starting with the 2020 NEI, EPA will estimate
emissions from cutback, emulsified, hot-mix and warm-mix asphalt use.

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The table below notes all SCCs covered in this source category and the SCCs for which the EPA generates
default emissions.

Table 31-1: Asphalt Paving SCCs in the 2020 NEI

see

see Level 1

SCC Level 2

SCC Level 3

SCC Level 4

EPA

2461021000

Solvent
Utilization

Misc Non-
industrial:
Commercial

Cutback
Asphalt

Total: All Solvent
Types

X

2461022000

Solvent
Utilization

Misc Non-
industrial:
Commercial

Emulsified
Asphalt

Total: All Solvent
Types

X

2461025000

Solvent
Utilization

Miscellaneous
Non-industrial:
Commercial

Asphalt
Paving: Hot
and Warm-
mix

Hot and Warm-
mix Total: All
Solvent Types



2461025100

Solvent
Utilization

Miscellaneous
Non-industrial:
Commercial

Asphalt
Paving: Hot
and Warm-
mix

Hot-mix Total: All
Solvent Types

X

2461025200

Solvent
Utilization

Miscellaneous
Non-industrial:
Commercial

Asphalt
Paving: Hot
and Warm-
mix

Warm-mix Total:
All Solvent Types

X

2461026000

Solvent
Utilization

Miscellaneous
Non-industrial:
Commercial

Asphalt
Paving: Road
Oil

Total: All Solvent
Types



31.2 EPA-developed estimates

Usage of liquid asphalt at the state-level for each process is calculated and subsequently allocated to the
county-level using estimated vehicle miles traveled on paved roads. Emission factors consider both
application and in-use processes. Net county-level emissions are quantified by multiplying the SCC-
specific liquid asphalt usage by SCC-specific emission factors. The sources of data, calculation of state-
level, SCC-specific usage results, allocation of state-level usage to the county-level, emission factors, and
emission estimates are all discussed in subsequent sections.

31.2.1 Activity Data

Activity data for these sources are the amount of liquid asphalt used in each process. Each year, the
Asphalt Institute releases an asphalt usage survey for the Unites States and Canada that reflects usage
among their membership [ref 1], The Asphalt Institute estimates that their membership captures 90% of
the United States market and the total asphalt usage they report (~22.5 million tons) for 2020 is
consistent with the asphalt and road oil usage for 2020 reported by the United States Energy
Information Administration (~22.8 million tons) [ref 5], This survey reports paving usage by paving
process (i.e., for cutback, emulsified, and a summation of heated application processes) at the
Petroleum Administration for Defense Districts (PADD) and sub-PADD level. PADDs are geographic
aggregations of the 50 states and the District of Columbia that were generated during World War II for

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purposes of administering oil allocation. At the sub-PADD level, usage resolution is provided in
aggregations that include up to six states.

State-level 2020 data on the production of asphalt pavement for heated applications and the
proportions used in warm-mix processes at reduced temperatures are available from a National Asphalt
Pavement Association (NAPA) report [ref 2], The state-level heated application usage and reduced
temperature (i.e., warm-mix usage) proportions are used to allocate cutback, emulsified, hot-mix, and
warm-mix usage from the Asphalt Institute survey, which is at the sub-PADD and application type-level.
Therefore, it is assumed that the state-level proportions of liquid asphalt used in heated applications
within a sub-PADD match the state-level proportions of liquid asphalt used in cold application (i.e.,
cutback and emulsified) within a sub-PADD. The derivation of state-level, per-application usage is as
follows:

Usages a SPUSp a ^

(1)

sp

Where:

Usages,a

SPUsp,a

HAS
HAsp

a
sp

Liquid asphalt usage in state s for application a, in short tons.

sub-PADD usage of liquid asphalt in sub-PADD sp associated with state s for

application a from the Asphalt Institute survey, in short tons.

Heated application usage in state s from the NAPA survey, in short tons.

Heated application usage in sub-PADD sp associated with state s from the NAPA

survey, in short tons.

Application types include hot-mix, warm-mix, cutback, and emulsified.
sub-PADD associated with state s. sub-PADDs include the 11 districts included in the
Asphalt Institute survey [ref 1],

An additional transformation must be done to split the state-level, heated application usage into hot-
mix and warm-mix application, respectively.

Usages a =

WMAS
(1 — WMAS)

Usages x "" ""'sIha

Usages	/HA

if a is warm — mix application
if a is hot — mix application

(2)

Where:

Usages,a = Liquid asphalt usage in state s for application a, in short tons.

Usages = Liquid asphalt usage in state s for heated application, as derived in Eqn. 1, in short
tons.

WMAS = Warm-mix application usage at reduced temperatures in state s from the NAPA
survey, in short tons.

HAs	= Heated application usage in state s from the NAPA survey, in short tons.

a	= Application types include hot-mix and warm-mix. State-level summation across

application types in Eqn. 2 yield the state-level application usage for heated
application from Eqn. 1.

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31.2.2 Allocation Procedure

State-level asphalt usage at the county-level is estimated using county-level vehicular miles traveled on
paved roads as a proxy. Therefore, it is assumed that county-level paving activity is proportional to the
estimated vehicular miles traveled on paved roads within each county in a state.

The U.S. EPA's Motor Vehicle Emissions Simulator (MOVES) model incorporates county-level estimates
of vehicle miles traveled for various road types when estimating emissions. These road types include (1)
urban interstates, freeways, and expressways, (2) urban other principal arterial, minor arterial, major
collector, minor collector, and local roads, (3) rural interstates, freeways, and expressways, and (4) rural
other principal arterial, minor arterial, major collector, minor collector, and local roads. The vehicle
miles traveled by road type input data that will be used in the 2020 NEI MOVES simulations will be used
here. In addition, the functional systems length of these road types on a per-state basis is annually
provided by the U.S. Department of Transportation's Federal Highway Administration (FHWA) [ref 6],
These two datasets are combined to estimate the county-level paved vehicular miles traveled by paved
road type as follows:

PFSL

PVMTcr = VMTcr X -

c,r	c,r TFSL

s,r

(3)

s,r

Where:

PVMTc,r = Estimated paved vehicular miles traveled in county c on road type r, in miles.

VMTc,r = Estimated vehicular miles traveled from MOVES in county c on road type r, in miles.

PFSLs,r = Paved functional system length in state s associated with county c on road type r
from the FHWA, in miles.

TFSLs,r = Total functional system length in states associated with county c on road type rfrom
the FHWA, in miles.

r	= Road types include (1) urban interstates, freeways, and expressways, (2) urban other

principal arterial, minor arterial, major collector, minor collector, and local roads, (3)
rural interstates, freeways, and expressways, and (4) rural other principal arterial,
minor arterial, major collector, minor collector, and local roads.

County-level paved vehicular miles traveled estimates are summed across all road types and
proportioned using the results for all counties within a state. These proportions, paired with the usage
estimates from Equations 1-2, yield county-level asphalt usage for each process (hot-mix, warm-mix,
cutback, and emulsified) as follows:

YrPVMTrr /

Usageca — Usagesa x	//] PVMT

(4)

s,r

Where:

Usagec,a = Liquid asphalt usage in county c for application a, in short tons.

Usages,a = Liquid asphalt usage in state s associated with county c for application a, in short
tons (from Eqn. 1-2).

PVMTCtr = Estimated paved vehicular miles traveled in county c on road type r, in miles (from
Eqn. 3).

PVMTs,r = Estimated paved vehicular miles traveled in state s associated with county c on road
type r, in miles (from Eqn. 3).

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a	= Application types include hot-mix, warm-mix, cutback, and emulsified.

r	= Road types include (1) urban interstates, freeways, and expressways, (2) urban other

principal arterial, minor arterial, major collector, minor collector, and local roads, (3)
rural interstates, freeways, and expressways, and (4) rural other principal arterial,
minor arterial, major collector, minor collector, and local roads.

31.2.3 Emission Factors

Emission factors for all paving processes (hot-mix, warm-mix, cutback, and emulsified) captures emissions
that occur during application and in-use. Both application and in-use emission factors for hot-mix and
warm-mix asphalt, as well as the in-use emission factors for cutback and emulsified asphalt, were
retrieved from Khare et al., 2020 [ref 4], Emission factors associated with application for cutback and
emulsified asphalt paving were not updated.

During the hot-mix application process, the asphalt pavement (i.e., mixture of liquid asphalt and
aggregate) is heated and applied at elevated temperatures (~150 °C). Emissions are highest when
sustained heating is initiated and exponentially decline thereafter. Measurements indicate that the
exponential function below (Eqn. 5) fits the dynamic change in emissions over a prolonged experiment (>
6 days). However, hot-mix asphalt is not heated for prolonged periods. Here, it is assumed that the
application process takes 5 hours and is meant to capture the time between transport, paving, and
ambient cooling.

EF = 7.7 x exp~0016xt + 16 xexp~05xt	^

Where:

EF	= Emission factor of gas-phase organics, in mg min1 kg 1 asphalt

t	= Time, in hours

Integrating Equation 5 over a period of 5 hours yields an emission factor of 4 g/kg asphalt, or 8.04
lb/short ton asphalt (i.e., 0.4% emissions by weight), and represents the emissions from hot-mix asphalt
during the application process. The warm-mix asphalt application process generally occurs at 20 - 40 °C
cooler temperatures than hot-mix asphalt application. Reducing the asphalt temperature from 140 °C to
120 °C reduced the initial pulse of emissions by ~46% (Fig. S5 of Khare et al., 2020). As such, a warm-mix
application emission factor of 2 g/kg asphalt, or 4.32 lb/short ton asphalt (i.e., 0.2% emissions by weight),
is adopted.

Cutback and emulsified application emission factors are developed using compositional information from
material safety and data sheets (MSDS) for cutback [ref 7] and emulsified [ref 8] asphalt. Assuming a
volatilization fraction of 95% for all components yields an emission factor of 813.96 lb/short ton asphalt
(407 g/kg asphalt) for cutback applications and 195.51 lb/short ton asphalt (98 g/kg asphalt) for
emulsified applications.

In-use emissions follow application and occur under ambient temperatures. Since emissions are strongly
influenced by temperature, climatological variation can impact the speed in which emissions occur.
Measurements associated with a sustained heating experiment at 60 °C feature an exponential decline
and fit the function below (Eqn. 6). While 60 °C is above ambient conditions for all locations within the

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United States, measurements show that emissions flatten within a day and remain near-constant for
more than 2 additional days. Here, it is assumed that emissions within 72-hours under 60 °C will occur
within 1-year under ambient conditions at all locations within the United States. Integrating Equation 6
over a period of 72 hours yields an emission factor of 1 g/kg asphalt, or 2.01 lb/short ton asphalt (i.e.,
0.1% emissions by weight), and represents the emissions from all in-use asphalt paving process.

EF = 0.1 + 3.3 x exp-°35xt	(l

Where:

EF	= Emission factor of gas-phase organics, in mg min1 kg 1 asphalt

t	= Time, in hours

Taken together, the VOC emission factors for all asphalt paving process are the summation of emissions
associated with application and in-use. Emissions factors are provided in the "Wagon Wheel Emission
Factor Compendium" on the 2020 NEI Supporting Data and Summaries site.

31.2.4	Controls

There are no controls assumed for this category.

31.2.5	Emissions

Emissions are quantified using county-level liquid asphalt usage, per application, and the emissions
factors provided above as follows:

Where:

77 	 USCLQ6c,a ^ EFa I

tc,a ~	/2000

(7)

Ec,a	=	Annual emissions in county c for application a, in short tons

Usagec,a	=	Liquid asphalt usage in county c for application a, in short tons

EFa	=	Emission factor for application a, in lb/ton asphalt

a	=	Application types include hot-mix, warm-mix, cutback, and emulsified

31.2.6 Sample Calculations

The table below includes sample calculations for VOC emissions from emulsified asphalt (SCC:
2461022000). The values in these equations are demonstrating program logic and are not
representative of any specific NEI year or county.

Table 31-2: Sample calculations for emulsified asphalt usage

Eq. #

Equation

Values

Result

1

Usages a

= SPUsrA x HA'/HAip

172 x 6.5^^ ^

56 short tons of liquid

asphalt usage for
emulsified applications.

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Eq. #

Equation

Values

Result

2

n/a; only applicable for
hot- and warm-mix
asphalt

-

-

3

PVMTcr

PFSLs r

= VMTcr X

c'r TFSLsr

27845

1767595240 X	

29637

1.66E+9 vehicular miles
traveled on paved urban
other roads.

3

-

Repeat Eqn. 3 for other road types.

2.38E+9 vehicular miles
traveled on paved roads.

4

Usageca = Usagesa x
YjrPVMTcr /

/lrPVMTS:r

56 short tons

v 2.38E9 VMT/
x /5.16E10 VMT

2.58 short tons of liquid

asphalt usage for
emulsified applications

5

Ec,ci

Usageca x EFa /

'2000

2.58 short tons x 197.52/

/ 2000

0.26 short tons of VOC
emissions from
emulsified asphalt

31.2.7	Improvements/Changes in the 2020 NEI

Methodological updates for the 2020 NEI include methodological updates, as well as changes to activity
data and emission factors. Methodological updates include emission estimates from heated paving
applications (i.e., hot-mix and warm-mix asphalt application). Updated activity data for previously
considered processes (i.e., cutback and emulsified asphalt application) and activity data for new
processes are both generated from usage data reported by the Asphalt Institute [ref 1] and allocated by
process and state using data from the National Asphalt Pavement Association [ref 2], Further allocation
to the county-level is performed using estimates of vehicle miles traveled on paved surfaces, which is
generated using data from the U.S. EPA's MOVES model and data from the Federal Highway
Administration [ref 6], Emission factors for each asphalt process now span both application and post-
application time periods [ref 4],

31.2.8	Puerto Rico and U.S. Virgin Islands

Insufficient data exists to calculate emissions for the counties in Puerto Rico and the US Virgin Islands. As
such, emissions are based on two proxy counties in Florida: 12011 (Broward County) for Puerto Rico and
12087 (Monroe County) for the U.S. Virgin Islands. Per-capita emission factors from Broward County and
Monroe County are applied to Puerto Rico and the U.S. Virgin Islands, respectively.

31.3 References

1.	2020 Asphalt Usage Survey for the United States and Canada. The Asphalt Institute, Lexington,
KY.

2.	Williams, B.A., J.R. Willis, & Shacat, J. (2021). Annual Asphalt Pavement Industry Survey on
Recycled Materials and Warm-Mix Asphalt Usage: 2020, 11th Annual Survey (IS 138). National
Asphalt Pavement Association, Greenbelt, Maryland. doi:10.13140/RG.2.2.14846.46409.

3.	U.S. Department of Transportation, Federal Highway Administration, Center for Accelerating
Innovation. Warm Mix Asphalt FAQs.

4.	Khare, P., Machesky, J., Soto, R., He, M., Presto, A.A., Gentner, D.R., Asphalt-related emissions

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are a major missing nontraditional source of secondary organic aerosol precursors. Science
Advances, 6, 35, doi:10.1126/sciadv.abb9785.

5.	U.S. Energy Information Administration, Petroleum & Other Liquids, Product Supplied:
https://www.eia.gov/dnav/pet/PET CONS PSUP A EPPA VPP MBBL M.htm.

6.	U.S. Department of Transportation, Federal Highway Administration, Functional System Length,
Table HM-51 - Highways Statistics 2020.

7.	Cutback Asphalt MSDS

Product Supplier

MSDS/SDS ID

Valero

2013V04

Asphalt Emulsion Industries

CUT-S DS-1

Martin Asphalt Company

Jan 2007

Mohawk Asphalt Emulsions

UN1999

Asphalt & Fuel Supply

211

Valero

211

Valero

210

Pollutant

Avg. % by
Weight

Emission
Factor
[lb/ton]*

Naphtha

40

760

Naphthalene & pah***

0.58

11.02

Toluene***

0.59

11.21

Xylene***

0.99

18.81

Benzene***

0.19

3.61

Ethylbenzene***

0.49

9.31

Hydrogen Sulfide***

0.09

1.71

Total VOC**

-

813.96

*Assumes 95% volatilization
**Excludes hydrogen sulfide (not organic)
***ls a Hazardous Air Pollutant

8. Emulsified Asphalt MSDS

Product Supplier

MSDS/SDS ID

Marathon

0137MAR019

Marathon

0138MAR019

Asphalt Emulsion Industries

EMU-SDS-1

U.S. Oil & Refining Co.

951

Pollutant

Avg. % by
Weight

Emission
Factor
[lb/ton]*

Naphtha

10

190

Naphthalene & PAH***

0.29

5.51

Hydrogen Sulfide***

0.09

1.71

Total VOC**

--

195.51

* Assumes 95% volatilization
**Excludes hydrogen sulfide (not organic)
***ls a Hazardous Air Pollutant

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United States	Office of Air Quality Planning and Standards	Publication No. EPA-454/R-23-001ee

Environmental Protection	Air Quality Assessment Division	March 2023

Agency	Research Triangle Park, NC


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