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2020 National Emissions Inventory Technical
Support Document: Commercial Marine Vessels


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EP A-454/R-23 -001 k
March 2023

2020 National Emissions Inventory Technical Support Document: Commercial Marine Vessels

U.S. Environmental Protection Agency
Office of Air Quality Planning and Standards
Air Quality Assessment Division
Research Triangle Park, NC


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Contents

List of Tables	i

11	Commercial Marine Vessels	11-1

11.1	Sector Descriptions and Overview	11-1

11.2	Sources of data	11-2

11.3	EPA-developed estimates	11-3

11.3.1 Improvements/Changes in the 2020 NEI	11-3

List of Tables

Table 11-1: New Commercial Marine Vessel SCCs and emission types in EPA estimates	11-1

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11 Commercial Marine Vessels

The 2020 NEI includes emissions from commercial marine vessel (CMV) activity in the 50 states, Puerto
Rico, and US Virgin Isles, out to 200 nautical miles from the US coastline.

11.1 Sector Descriptions and Overview

The CMV sector includes boats (excluding pleasure craft that are covered by the MOVES-Nonroad
model) and ships used either directly or indirectly in the conduct of commerce or military activity. Most
vessels in this category are powered by diesel engines that are either fueled with distillate or residual
fuel oil blends. In previous NEIs, we assumed that Category 3 (C3) vessels primarily used residual blends
while Category 1 and 2 (CI and C2) vessels typically used distillate fuels. For the 2017 NEI, SCCs and fuel
details, including emission factors, were updated. The 2020 NEI uses the same SCCs, fuel details,
emission factors as the 2017 NEI.

The C3 inventory includes vessels which use C3 engines for propulsion. C3 engines are defined as having
displacement above 30 liters per cylinder. The resulting inventory includes emissions from both
propulsion and auxiliary engines used on these vessels, as well as those on gas and steam turbine
vessels. Geographically, the inventories include port and interport emissions that occur within the area
that extends 200 nautical miles (nm) from the official U.S. shoreline, which is roughly equivalent to the
border of the U.S. Exclusive Economic Zone. Only some of these emissions are allocated to states based
on official state boundaries that typically extend 3 to 9 miles offshore.

The CI and C2 vessels are smaller ships that tend to operate closer to shore, and along inland and
intercoastal waterways. U.S. Naval vessels are not included in this inventory, though Coast Guard vessels
are included as part of the CI and C2 vessels.

The CMV sector in the nonpoint data category does not include recreational marine vessels, which are
generally less than 100 feet in length, most being less than 30 feet, and powered by either inboard or
outboard. These emissions are included in those calculated by the MOVES model; they reside in the
nonroad data category and EIS "Mobile - Non-Road Equipment" sectors of the 2020 NEI.

The 2020 NEI CMV SCCs are shown in Table 11-1 below. Emission factors vary by SCC.

The detailed CMV inventory files used for air quality modeling contain emissions for each hour and grid
cell are developed for air quality model grids, whereas the NEI estimates are annual and are computed
for over-water-only shape file codes for port estimates and county FIPS codes for underway emissions.
The port shapes do not cross counties and can be readily summed to individual port or to county. Shape
files and ports are posted on the 2020 NEI page. Shape files and ports are posted on the 2020 NEI page.

Table 11-1: New Commercial Marine Vessel SCCs and emission types in EPA estimates

SCC



SCC Level
One

SCC Level Two

SCC

Level

Three

SCC Level Four

2280002101



Mobile
Sources

Marine Vessels,
Commercial

Diesel

C1C2 Port emissions: Main
Engine

11-1


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2280002102



Mobile
Sources

Marine Vessels,
Commercial

Diesel

C1C2 Port emissions:
Auxiliary Engine

2280002201



Mobile
Sources

Marine Vessels,
Commercial

Diesel

C1C2 Underway emissions:
Main Engine

2280002202



Mobile
Sources

Marine Vessels,
Commercial

Diesel

C1C2 Underway emissions:
Auxiliary Engine

2280002103



Mobile
Sources

Marine Vessels,
Commercial

Diesel

C3 Port emissions: Main
Engine

2280002104



Mobile
Sources

Marine Vessels,
Commercial

Diesel

C3 Port emissions: Auxiliary
Engine

2280002203



Mobile
Sources

Marine Vessels,
Commercial

Diesel

C3 Underway emissions:
Main Engine

2280002204



Mobile
Sources

Marine Vessels,
Commercial

Diesel

C3 Underway emissions:
Auxiliary Engine

2280003103



Mobile
Sources

Marine Vessels,
Commercial

Residual

C3 Port emissions: Main
Engine

2280003104



Mobile
Sources

Marine Vessels,
Commercial

Residual

C3 Port emissions: Auxiliary
Engine

2280003203



Mobile
Sources

Marine Vessels,
Commercial

Residual

C3 Underway emissions:
Main Engine

2280003204



Mobile
Sources

Marine Vessels,
Commercial

Residual

C3 Underway emissions:
Auxiliary Engine

11.2 Sources of data

EPA's CMV estimates are computed using detailed satellite-based automatic identification system (AIS)
activity data from the US Coast Guard. The details of these calculation are available in the documents

"2020NEI C1C2 Documentation" and "2020 C3 Marine Emissions Tool Documentation" on the 2020
Supplemental data FTP site.

The GHG emissions (carbon dioxide (C02)) included in the NEI for this category utilized high-resolution
Automated Identification System (AIS) data combined with ship registry data to calculate emissions for
all Category 1, 2, and 3 commercial marine vessels (represented in both the AIS and ship registry
datasets) operating within 200 nautical miles of the U.S. coastline. For the US GHGI, reported emissions
are based on domestic fuel consumption. Emissions resulting from the combustion of fuels used for
international transport activities, termed international bunker fuels under the UNFCCC, are not included
in national emissions totals but are reported separately as a memo item based on the location of fuel
sales. Therefore, the scope of emissions included in the NEI and the US GHGI (both at the national and
state level) for CMVs are different.

Two states submitted CMV emissions to EIS (California and New Hampshire). After review, California and
New Hampshire agreed to use of EPA's AIS estimates as superior to their submittals.

11-2


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11.3 EPA-developed estimates

Emissions are calculated for each time interval between consecutive AIS messages for each vessel and
allocated to the location of the message following to the interval. Emissions are calculated according to
Equation 1.

Emissions intervaF 77me(hr)intervai x Power(k\N) x £F(g/kWh) x LLAF	(1)

where:

Emissions = mass of emissions estimated for each time interval between AIS messages for
each vessel, typically calculated in grams and then converted to tons when
emissions are aggregated
Time	= length of time between AIS messages, measured in hours

Power = calculated in kWh for each AIS message, for each vessel, for each of the three

engine groups on a vessel: propulsive (main), auxiliary, and auxiliary boiler engines
EF	= assigned emission factors for each engine group on the vessel

LLAF	= low load adjustment factor, a unitless factor that reflects increasing propulsive

emissions during low load operations and varies according to the calculated
propulsive power

Power is calculated for the propulsive (main), auxiliary, and auxiliary boiler engines for each interval and
emission factor (EF) reflects the assigned emission factors for each engine, as described below. LLAF
represents the low load adjustment factor, a unitless factor which reflects increasing propulsive
emissions during low load operations. Time indicates the activity duration time between consecutive
intervals.

11.3.1 Improvements/Changes in the 2020 NEI

For 2020 CMV inventory an AIS data preprocessor was developed; this code compiles the AIS data into a
format compatible for the CMV models, matching up vessel identifier codes to their characteristics in
the Clackson's dataset; data gaps in the vessel characteristics were filled based on vessel types.
Additionally, duration for C1C2 vessels was estimated based on last known data point, and engine
operating load factors were checked to ensure they do not exceed 100% and vessel speed values that
were populated using vessel type averages were checked to ensure that they were appropriate. The
preprocessed data were used to estimate kw-hrs at each data point; these activity values were applied
to the latest EPA emission factors.

Additionally, we updated low-load NOx emission rates for Tier-3 vessels (this was also updated in our
ports inventory guidance). We also used anchorage shape files from Marine Cadastre to identify vessels
at anchor for assigning operating modes.

11-3


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United States	Office of Air Quality Planning and Standards	Publication No. EPA-454/R-23-001k

Environmental Protection	Air Quality Assessment Division	March 2023

Agency	Research Triangle Park, NC


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