#•	\

®!

% ^

*1 PRO*^

2020 National Emissions Inventory Technical
Support Document: Locomotives


-------

-------
EP A-454/R-23 -0011
March 2023

2020 National Emissions Inventory Technical Support Document: Locomotives

U.S. Environmental Protection Agency
Office of Air Quality Planning and Standards
Air Quality Assessment Division
Research Triangle Park, NC


-------
Contents

List of Tables	i

12	Locomotives	12-1

12.1	Sector Descriptions and Overview	12-1

12.2	Sources of data	12-1

12.3	EPA-developed estimates	12-2

12.3.2	Quality assurance	12-3

12.3.3	Improvements/Changes in the 2020 NEI	12-3

List of Tables

Table 12-1: Locomotive SCCs, descriptions, and EPA estimation status	12-1

Table 12-2: Submitting SLT agencies with number of pollutants reported for each SCC	12-1

l


-------
12 Locomotives

This section documents (rail) emissions in the nonpoint data category. Refer to Section 3.3 for
information on rail yard emissions in the point data category.

12.1 Sector Descriptions and Overview

The locomotive sector includes railroad locomotives powered by diesel-electric engines. A diesel-electric
locomotive uses 2-stroke or 4-stroke diesel engines and an alternator or a generator to produce the
electricity required to power its traction motors. The locomotive source category is further divided up
into categories: Class I line haul, Class ll/lll line haul, Passenger, Commuter, and Yard. Table 12-1 below
indicates locomotive SCCs and whether they are included in EPA estimated emissions. If not in EPA
estimates, then all emissions from that SCC that appear in the inventory are from S/L/T agencies.

Table 12-1: Locomotive SCCs, descriptions, and EPA estimation status

SCC

Description

EPA Estimated?

Data Category

2285002006

Mobile Sources Railroad Equipment Diesel
Line Haul Locomotives: Class 1 Operations

Yes - at county-level

Nonpoint

2285002007

Mobile Sources Railroad Equipment Diesel
Line Haul Locomotives: Class II / III
Operations

Yes - at county-level

Nonpoint

2285002008

Mobile Sources Railroad Equipment Diesel
Line Haul Locomotives: Passenger Trains
(Amtrak)

Yes - at county-level

Nonpoint

2285002009

Mobile Sources Railroad Equipment Diesel
Line Haul Locomotives: Commuter Lines

Yes - at county-level

Nonpoint

2285002010

Railroad Equipment Diesel Yard Locomotives

No

Nonpoint

28500201

Internal Combustion Engines Railroad
Equipment Diesel Yard

Yes - as point sources

Point

12.2 Sources of data

The locomotives sector includes data from SLT agency-provided emissions data, and an EPA dataset of
locomotive emissions. EPA-estimated emissions from select locomotive SCCs as indicated in Table
above. The agencies listed in Table 12-2 also submitted emissions to locomotive SCCs.

Table 12-2: Submitting SLT agencies with number of pollutants reported for each SCC

SLT dataset

Agency















io

r--

00


-------
SLT dataset

Agency

2285002006

2285002007

2285002008

2285002009

2285002010

28500201

CTBAM

Connecticut





10

7





2020DDOE

District of Columbia











6

2020Maricopa

Maricopa County, AZ









7



2020MNPCA

Minnesota











44

2020NCDAQ

North Carolina





10







2020TXCEQ

Texas

54

54

54

54

54

54

2020VADEQ

Virginia





43

43





2020WADOE

Washington









10



2020WashoeCty

Washoe County, NV

7



7





7

12.3 EPA-developed estimates

EPA's 2020 rail emissions were developed with the support of the Lake Michigan Air Directors
Consortium (LADCO) and the State of Illinois. The EPA used confidential line-haul activity data, in
millions of gross ton (MGT) route miles per link, from the Federal Railroad Administration (FRA) for
2019. 2020 rail fuel consumption index values were used to allocate each Class 1 railroad's fuel use to
links based on MGT. The Association of American Railroads (AAR) provided EPA with locomotive fleet
mix information for 2020 for emission factor application. EPA then developed county-level emission
summaries.

Rail yard emissions were calculated based on supply fuel use and/or yard switcher counts provided by
rail companies. For Class II and III rail lines, location data is available online as part of Bureau of
Transportation Statistics' National Transportation Atlas Database (NTAD). Detailed documentation
methodology for this work is available in the 2020 NEl Rail 062722 document on the 2020
Supplemental data FTP site.

The EPA effort developed emissions for criteria pollutants and greenhouse gases. The GHG emissions
included in the NEI for this category are calculated using confidential link-level line-haul activity data
from the Federal Railroad Administration combined with emission tier fleet mix information from the
Association of American Railroad and fuel use data from the Surface Transportation Board. While the
NEI calculates locomotive emissions per railway segment link and aggregated those results to the county
level, rail C02 emissions reported in the US GHGI are based on top-down national-level fuel consumption
data. The bottom-up NEI approach applied nationally may not be comparable with national or state
level totals in the US GHGI given the difference in approaches.

12.3.1.1 Hazardous Air Pollutant Emissions Estimates

HAP emissions were estimated by applying speciation profiles to the VOC or PM estimates. These "HAP
fractions" were updated for 2017 NEI. These profiles are posted in the workbook
"2017Rail_HAP_AugmentationProfileAssignmentFactors_20200128.xlsx" on the 2017 Supplemental
data FTP site.

12-2


-------
HAP estimates were calculated at the yard and link level, after the criteria emissions had been allocated.
Where submitting agencies did not supply HAPs, those estimates were also derived via this VOC/PM
speciation method.

12.3.2	Quality assurance

EPA and agency-submitted values were compared to find instances where point and nonpoint rail yard
SCCs may duplicate. This occurs when agencies submitted nonpoint in the same counties where EPA had
point yards. In this case, where rail yard point locations existed within the county, SLT county-level
emissions were reassigned to yards to avoid double counting point and county emissions estimates.

12.3.3	Improvements/Changes in the 2020 NEI

There were no NEI methodology changes for locomotives from 2017 to 2020.

12-3


-------
United States	Office of Air Quality Planning and Standards	Publication No. EPA-454/R-23-0011

Environmental Protection	Air Quality Assessment Division	March 2023

Agency	Research Triangle Park, NC


-------