Software Procurement Roadmap for Tribes

Steps to Consider When Purchasing a Software License to Support Grant Workplan Activities

ACTIVE GRANT

PRE-GRANT

Pre-Project Planning

Develop a roadmap and scope out
short and long-term needs

Analyze your grant project, determine
allowable costs

Identify the Need

Conduct research and determine
software needed for project

ft

Ask questions,
begin

Determine Cost and Budget

Determine cost of
project life-cycle and
develop budget and
identify cost category

Obtain Approval

Receive tribal
approval, complete
application, and
submit proposal

ft

Determine the
_costs of life-
cycle (through
step 11)

Tribal
Governments
Leader
approval

Software Acquisition Process
Grant Life Cycle Process

Training

Work with vendor
to train staff and_
begin using

IT departments
Set Up & install and

Deploy deploy
software

Purchase and

Procure obtain

software
license from
vendor

Manage
the grant,
implement
workplan

Manage
the grant,
implement
workplan

Manage
the grant,
implement
workplan

Apply for new
funds or
continue
workplan
implementation

A

Accept
award,
begin work

SOFTWARE ACQUISITION PROCESS

GRANT LIFE CYCLE

Manage the
grant

Retire close
Software out grant



—0

*if no longer needed

Adhere to software

terms and Manage &
conditions of Updates
maintenance,
update as needed

Renew
license, if
necessary

Renew

Ongoing, may
be included with
purchase or
updates

Help Desk

POST-GRANT

Software support under this
grant ends


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*

r Description of the Software Acquisition Process



^ Description of the Grant Life Cycle J

Initiate project and develop roadmap to understand the scope of work (what, why, where,
how, timeline and the frequency of use). When planning, determine the tools, technology and
other resources needed for project implementation. Engage tribal government early and as

needed.

Pre-Project Planning

Analyze your grant project and determine the scope of work as outlined in the RFP/RFA.
Before applying for the grant, read supplemental guidances and grant terms and conditions
to ensure that software is an allowable cost and included in the project narrative/workplan.

See EPA arants trainina modules 1 -2.

Determine the software needed for the project and specific requirements, such as features,

number of users, and price. Determine if there are options. Gather information about
versions/packages, annual licensing process, training/help desk options, and longer-term

expectations and costs.

Determine the Need

Apply for the grant and include intended use of software in the workplan narrative. Work

with the EPA project officer who will have instructions and more information on how to
include the software procurement and operations and maintenance into the workplans that
are being developed to complete the project or continue program implementation.

Determine the cost and develop a budget of the entire software life-cycle. Ensure longer
term costs such as operations and maintenance, annual fees, version updates, help desk and

training needs are calculated.

Determine Costs and Budget

Develop a budget. Determine what budget category will be used to fund the software (i.e.,
equipment, supplies, IDC). For tribes using indirect cost rate to support software, they will
need an up-to-date indirect cost rate from the Bureau of Indian Affairs to complete the grant
award process. See EPA arants trainina module 3.

Submit the grant workplan and budget proposals to the tribal government to provide
approval to purchase, install and use the software, begin engaging IT department (if one is
available) with this step, and moving forward through O&M.

Obtain Tribal Government
Approval

Obtain Tribal Government approval and submit grant application. Many tribal governments
require prior approval to apply for the grant. Work with the tribal government to present the
entire grant workplan and emphasize the tools needed to implement workplan activities.
Once approved, submit applications via Grants.gov.

Purchase and acquire the software license from vendor. Obtain a valid purchase order and
invoice showing the software was purchased and acquired legally. This shows the users
have the right to install a software license (a license entitlement).

Procure Software

Accept the grant. EPA will disburse funds to grantee through an award. Grantees will work
with grant Project Officer to begin work and can then purchase the software.
See EPA arants trainina module 4.

Install and/or deploy the software application, working in coordination with the IT

department, if available.

Set Up and Deploy

Implement activities and begin using software to implement approved workplan.
See EPA arants trainina modules 5.

All users need training on how to use the software. Work with the vendor to develop an

efficient training plan.

Train Staff

Continue to implement activities as outlined in approved workplan. At this point, the grantee
may need to think about applying for additional grant funding to support these O&M costs if
they are not built into the original workplan.

Adhere to the software terms and conditions of maintenance. Keep software updated and
supported. For a major upgrade, the customer is required to buy the update (this cost needs

to be included in the workplan/budget).

Manage and Update Software

Continue to implement activities as outlined in approved workplan. At this point, the
grantee may need to apply for additional grant funding to support these O&M costs if they

are not built into the original workplan.

Renew the license, if necessary, usually by paying an annual fee. If it is a renewal instead of
an update, the customer will be charged a reinstatement fee whenever the software needs to

be renewed.

Renew Software, if needed

If project grant funds have expired, new funds will be needed to support this step. When using
program grant funding (non-competitive) to renew, it may be time to update workplan activities
to include the renewal as this supports software O&M costs.

Call help desk and seek technical support to trouble shoot issues; included as part of the

software updates.

Obtain Technical Support

Seek help desk or technical assistance from vendor, given this was included with the
software at time of the procurement.

Cloud hosted software needs to have the account closed out. Every item in the software
catalog that has been installed should also have a corresponding uninstallation package, if
necessary. Otherwise continue renewal (step 9).

Retire Software

(*if no longer needed)

Close out Grant. For specific projects, the workplan activities are completed and software is no
longer needed. Note: Grantees are allowed to keep/continue to use software, but should plan to
self fund the O&M. If a grantee uses programmatic funding to support a continuous programs,
software costs should be included in annual workplan and budget.

EPA arants trainina modules 6.


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