Office of Transportation and Air
Quality Fuels Registration
(OTAQREG)

Job Aid

v>EPA

How to Associate your Company with an Attest
Auditor

This job aid is designed to provide a high-level overview of this task so that you can start using the attest auditor
functionalities as quickly as possible.

Before you begin:	Skip to instructions for:

You must have a Central Data Exchange (CDX)	• How to Update your Company's Attest

account	Submission Requirement

You must be logged into the CDX OTAQREG	s How to Associate to an Attest Auditor

program service

You must have the following user roles in OTAQREG
on behalf of the regulated party

Company Editor or RCO

Part 80/1090 Report Submitter

For help with these steps, see the documentation on EPA's
Fuels Registration, Reporting, and Compliance Help
website:

https://www.epa.aov/fuels-reaistration-reportina-and-
compliance-help

How to Associate your Company with an Attest Auditor | February 2023

EPA-420-B-23-013
February 2023


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My Companies

How to Update your
Company's Attest
Submission Requirement

Click the Company ID for the appropriate
regulated party

2. Select Edit Program Types and Activities

Show 10 v entries

ompany ID

Filter Companies: 1601

Company Name

View Company Information
Edit Roles
S Manage User Associations
v.. 'Edit Company Information
_ - Ed

Renewable Fuel Producer - Test

|5 total entries)

Address

123 Main St,

Fairfax. VA 22030, US

My Roles

. RCO

• Company Editor

Previous

Next

Edit Program Types and Activities
Manage Facilities
QAP Associations
RCO Update Request

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How to Associate your Company with an Attest Auditor | February 2023


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Program Type and Business Activities

How to Update your
Company's Attest
Submission Requirement

Ori the Program Type and Business
Activities screen, click Save & Continue

Steps continue on next slide...

Are you required to submit Engineering Reviews (ER) via ER Webform and/or documents via DCFuels in
order to register your company activities? If you have already had your company activated, select No and
select the appropriate company type below.

Are you an independent third party that will conduct audits of renewable fuel production under the Quality
Assurance Plan (QAP) Program?

Are you an independent third party that conducts surveys on behalf of other companies under 40 CFR Part
1090?

Are you an independent third party that conducts attest audits on behalf of other companies under 40 CFR
Part 1090?

Do you produce or import Gasoline. Reformulated Gasoline. Pentane, Ethanol Denaturant. or Oxygenates: or
do you blend Oxygenates?

Do you produce or import Diesel fuel that is used to power highway vehicles and/or non-road engines and
equipment?

Do you produce, import, export or otherwise handle Renewable Fuels or Biointermediate Products as defined
under the Renewable Fuel Standard Program?

Business Activities For Renewable Fuel Standard Program Type

O Yes (§> No

C Yes C#; No

O Yes #> No

O Yes 0$ No

O Yes # No

C Yes (j|> No

Yes O No

Biointermediate Producer 0

( ]

No

Foreign Undenatured Ethanol Producer 0

~

Wo |

PADD Importer (Renewable Fuel Importer) 0

i .

No

Renewable Fuel Producer 0

a



Renewable Fuels Exporter 0

i	

No

Renewable Fuels Importer 0

i	j

No

RFS Pathway Petition Submitter (80.1416) 0

i i

No

RIN Owner Only (Blenders. Marketers, Traders) 0



No

Small Blender {Blenders in 40 CFR 80.1440) 0



No

i Save Save & Continue H

How to Associate your Company with an Attest Auditor | February 2023


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How to Update your
Company's Attest
Submission Requirement

On the Foreign Bond Information screen,
click Save & Continue

Foreign Bond Information

Does your company own or operate any foreign facilities? *

O Yes <

iv No

Foreign Bond Determination





Gasoline

Renewable Fuel standard





M Back I i Save Save & Continue H

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How to Associate your Company with an Attest Auditor | February 2023


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How to Update your
Company's Attest
Submission Requirement

On the Attest Submission Information

screen, you will be asked the question "Is
this company required to submit one or
more annual attest audit reports?"

Select Yes

6 Click Save & Continue

Attest Submission Information

Is this company required to submit one or more annual attest audit reports? *

® Yes o

M Back

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How to Associate your Company with an Attest Auditor | February 2023


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40 CFR Part 79 Company Information

How to Update your
Company's Attest
Submission Requirement

On the 40 CFR Part 79 Company
Information screen, click Save &
Continue

On the Facility Management screen, click
Save and Review

What To Do

Each motor-vehicle gasoline, motor-vehicle diesel fuel, and fuel additive for either or both, is required to be registered under 40 CFR Part 79 and assigned a nine-digit
product identifier.

In an effort to end the use of paper forms 3520-12 and 3520-13 under 40 CFR Part 79. EPA is transitioning all fuel and fuel additive registrations to this online system.

For fuel and fuel additive products that were assigned a nine-digit product ID prior to August 2020, the company that manufactures or imports the product must manage that
product through a company that is registered in this online system

Is this company required to submit fuel and/or fuel additive information to comply o Yes @ No
with 40 CFR Part 79? *

Facility Management













Show 10 v entries









Filter Facilities

ID U

Name

Type

Status

Location

Actions

OTAQREG10024928

EAST TEXAS
RENEWABLES, LLC

• Gas/Ethanol

Active

12942 FM2767
TYLER, TX 75708

^ View

* View Reporting IDs
Gi Edit
01 Delete

Showing 1 to 1 of 1 entries









Previous Q Next

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How to Associate your Company with an Attest Auditor | February 2023



A

H Back

A Save Save and Review M


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How to Update your
Company's Attest
Submission Requirement

g On the Company Program Type Request

screen, under section Requested
Changes:

Click on the Reason for Change drop-
down menu and select "Other (No
Engineering Review)"

10 Enter details into the Comments section

Requested Changes

Requested Changes

Company Attest Submission Requirement changed from false to true

Reason for Change: * | other (No Engineering Review)
Comments: *

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How to Associate your Company with an Attest Auditor | February 2023


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How to Update your
Company's Attest
Submission Requirement

11 Review the Company Program Type (CRT)
Request

If vou are the RCO of the company:

12. Click Sign and Submit and proceed with the
eSignature steps

The request will appear in the My Requests
section of your home page with the status
Awaiting Initial Review

If you are not the RCO of the company:

13 Click Submit and Notify RCO

The request will appear in the My Requests
section of your home page with the status
Awaiting RCO Signature

NOTE: The CPT request will need to be
activated by EPA before you will be able to
proceed to the next steps.

How to Associate your Company with an Attest Auditor | February 2023


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How to Associate to an
Attest Auditor

1 On the OTAQREG homepage, click the
Company ID forthe appropriate
regulated party

1 Select Manage Attest Auditor
Associations

My Companies

Show | 10 v entries
Company ID

1961 -

Showing 1 to 2 of 2 entries

NOTE: If you do riot see this option in the drop-
down menu, you will first need to submit an
Update Company Program Type (CPT) request
to update your company's attest submission
requirement: How to Update your Company's
Attest Submission Requirement
Once EPA has activated your CPT request, you
may then proceed with the steps above.

Steps continue on next slide...

How to Associate your Company with an Attest Auditor | February 2023

Company Name

Attest Auditor Inc

Address

123 Main St,

Fairfax. VA22030, US

Filter Companies:

My Roles

•	Part 80/1090 Report Submitter

•	Company Editor

Renewable Fuel Producer Inc

123 Main St,

Fairfax. VA 22030, US

Part 80/1090 Report Submitter
Company Editor

Previous

Next

View Company Information
Edit Roles

Edit Company Information
Edit Program Types and Activities
Manage Facilities
tQAP Associations
Manage Attest Auditor Associations
RCO Update Request
Manage ER Submissions
Manage Attest Submissions
Manage Reports

ncqucsi


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How to Associate to an
Attest Auditor

16 Click Create New Association

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Show 10 v entries

Auditor Company (ID)

Showing 0 to 0 of 0 entries

How to Associate your Company with an Attest Auditor | February 2023

Ji Start Date	End Date

There are no Associations to display.

Filter associations

Actions

Previous Next

H Back


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How to Associate to an
Attest Auditor

17 Select the appropriate AuditorType
Independent Auditor
Certified Internal Auditor

Attest Auditor Association Information

Auditor Information

1

Select the AuditorType: *

(g> Independent Auditor Q Certified Internal Auditor

Attest Auditor Iric

If you select Independent Auditor:

18 Click Search for Attest Auditor Company

Enter Company Name and Location details
20 Click Search
Click Select
~~~ Proceed to step 22 (next slide)

If you select Certified Internal Auditor:
~~~ Proceed to step 22 (next slide)

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Street Address:

123 Main St





IE



Show 10 v | entries
Company Id
1961

Showing 1 to 1 of 1 entries

Filter Companies

| Company Name

Attest Auditor Inc

Address

123 Main St

Fairfax. VA22030

Actions

Select

Previous

Next

How to Associate your Company with an Attest Auditor | February 2023


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How to Associate to an
Attest Auditor

22.Enter Auditor Association Date
Information details

Association Start date (required)

Association End date (not required)

2] Select the appropriate Company Audit
Procedures

©_

Auditor Association Date Information
Provide an association start date *

Provide an association end date

12/01/2022]

Su Mo Tu We Th Fr Sa













n.

2 3

4

5

6 7 8

9 10

11

12

13 14 15

16 17

IS

19

20 21 22

23 24

25

26

27 28 29

30 31

procedures (if any) for which the auditor is being engaged:

Audit Procedure Information

©

Company Audit Procedures
Please select all company-level audit procedures (if any) for which the auditor is being engaged:

RFS ObSgated Parties

RFS Exporters
RFS RIN Generators
RFS Others Owning RINs
RFS IndependentAuditors
RFS NTDF Recertrfication

i

>r which the auditor is

Add Facility

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How to Associate your Company with an Attest Auditor | February 2023


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How to Associate to an
Attest Auditor

Click Add Facility

Select the appropriate facility from the
Add Facility drop-down menu

Click Add

Audit Procedure Information

Company Audit Procedures
Please select all company-level audit procedures (if any) for which the auditor is being engaged:

x RFS Obligated Parties

Facility Audit Procedures

Please identify all facilities at which audits are being conducted and select all the audit procedures for which the auditor is
being engaged at each facility:

Add Facility

Select a registered facility,..

TEST FACILITY EXAMPLE (OTAQREG1000.

e



Cancel

B

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How to Associate your Company with an Attest Auditor | February 2023


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How to Associate to an
Attest Auditor

Select the appropriate Facility Audit
Procedures

28 Click Save and Continue

Facility Audit Procedures

Please identify all facilities at which audits are being conducted and select all the audit procedures for which the auditor is
being engaged at each facility:

Add Facility

Facilitv Name: TEST FACILITY Program ID: OTAQREG10001234

|MFL£ -

-acility Audit Procedures: *

RFS Obligated Parties
RFS Exporters

RFS RIN Generators

RFS Others Owning RIHs
RFS Independent Auditors
RFS NTDF Recertification

,l



Save and Continue H

Steps continue on next slide...

How to Associate your Company with an Attest Auditor | February 2023


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29

How to Associate to an
Attest Auditor

29 Review the Attest Auditor Association
(ATT) request

If vou are the RCO of the company:

30. Click Submit and Notify Auditor and

proceed with the eSignature steps

The request will appear in the My Requests
section of your home page with the status
Awaiting RCO Approval

If vou are not the RCO of the company:

31 Click Submit and Notify RCO

The request will appear in the My Requests
section of your home page with the status
Awaiting RCO Signature

Request Information

Request ID: ATT-32444

Request Type: New Attest Auditor Association

Request Status: Draft

Company Name: Renewable Fuel Producer Inc [1965]
Submission: Initial

Requested Attest Association Information

Auditor Information

Auditor Type: Independent Auditor
Company Details

Company ID: 1961
Company Name: Attest Auditor Inc
Street Address: 123 Main St
Street Address 2:

Responsible Corporate Officer (RCO) Information

RCO CDX User ID: RCOJJSER
RCO Name: John Johnson
RCO Title: CEO

NOTE: Both the RCO of the regulated party
and the RCO of the Attest Auditor company
will need to approve the request before the
association becomes active.

How to Associate your Company with an Attest Auditor | February 2023

Created On: 01/13/2023
Modified On: 01/13/2023
Requestor ID: USERNAME
Requestor Name: Jane Smith

Auditor Association Date Information
Start Date: 12/01/2022	End Date: No End Date Provided

Company Audit Procedures

Please select all company-level audit procedures (if any) for which the auditor is being engaged:

• RFS RIN Generators

Facility Audit Procedures

Please identify all facilities at which audits are being conducted and
select ail the audit procedures for which the auditor is being engaged at
each facility:

Facility Name: TEST FACILITY EXAMPLE Program ID: OTAQREG10001234
• RFS RIN Generators

Request History

Show 10 v entries	Filter History

01/13/2023 10:08 AM Request Status changed from NONE to Draft by USERNAME
Showing 1 to 1 of 1 entries

H Home Page

I Caned Request i Submit and Notify RCOiC?





M Home Page

G Edit Request

X Cancel Request

Submit and Notify Auditorife


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