Office of Transportation and Air Quality Fuels Registration (OTAQREG) Job Aid v>EPA How to Associate your Company with an Attest Auditor This job aid is designed to provide a high-level overview of this task so that you can start using the attest auditor functionalities as quickly as possible. Before you begin: Skip to instructions for: You must have a Central Data Exchange (CDX) • How to Update your Company's Attest account Submission Requirement You must be logged into the CDX OTAQREG s How to Associate to an Attest Auditor program service You must have the following user roles in OTAQREG on behalf of the regulated party Company Editor or RCO Part 80/1090 Report Submitter For help with these steps, see the documentation on EPA's Fuels Registration, Reporting, and Compliance Help website: https://www.epa.aov/fuels-reaistration-reportina-and- compliance-help How to Associate your Company with an Attest Auditor | February 2023 EPA-420-B-23-013 February 2023 ------- My Companies How to Update your Company's Attest Submission Requirement Click the Company ID for the appropriate regulated party 2. Select Edit Program Types and Activities Show 10 v entries ompany ID Filter Companies: 1601 Company Name View Company Information Edit Roles S Manage User Associations v.. 'Edit Company Information _ - Ed Renewable Fuel Producer - Test |5 total entries) Address 123 Main St, Fairfax. VA 22030, US My Roles . RCO • Company Editor Previous Next Edit Program Types and Activities Manage Facilities QAP Associations RCO Update Request Steps continue on next slide... How to Associate your Company with an Attest Auditor | February 2023 ------- Program Type and Business Activities How to Update your Company's Attest Submission Requirement Ori the Program Type and Business Activities screen, click Save & Continue Steps continue on next slide... Are you required to submit Engineering Reviews (ER) via ER Webform and/or documents via DCFuels in order to register your company activities? If you have already had your company activated, select No and select the appropriate company type below. Are you an independent third party that will conduct audits of renewable fuel production under the Quality Assurance Plan (QAP) Program? Are you an independent third party that conducts surveys on behalf of other companies under 40 CFR Part 1090? Are you an independent third party that conducts attest audits on behalf of other companies under 40 CFR Part 1090? Do you produce or import Gasoline. Reformulated Gasoline. Pentane, Ethanol Denaturant. or Oxygenates: or do you blend Oxygenates? Do you produce or import Diesel fuel that is used to power highway vehicles and/or non-road engines and equipment? Do you produce, import, export or otherwise handle Renewable Fuels or Biointermediate Products as defined under the Renewable Fuel Standard Program? Business Activities For Renewable Fuel Standard Program Type O Yes (§> No C Yes C#; No O Yes #> No O Yes 0$ No O Yes # No C Yes (j|> No Yes O No Biointermediate Producer 0 ( ] No Foreign Undenatured Ethanol Producer 0 ~ Wo | PADD Importer (Renewable Fuel Importer) 0 i . No Renewable Fuel Producer 0 a Renewable Fuels Exporter 0 i No Renewable Fuels Importer 0 i j No RFS Pathway Petition Submitter (80.1416) 0 i i No RIN Owner Only (Blenders. Marketers, Traders) 0 No Small Blender {Blenders in 40 CFR 80.1440) 0 No i Save Save & Continue H How to Associate your Company with an Attest Auditor | February 2023 ------- How to Update your Company's Attest Submission Requirement On the Foreign Bond Information screen, click Save & Continue Foreign Bond Information Does your company own or operate any foreign facilities? * O Yes < iv No Foreign Bond Determination Gasoline Renewable Fuel standard M Back I i Save Save & Continue H Steps continue on next slide... How to Associate your Company with an Attest Auditor | February 2023 ------- How to Update your Company's Attest Submission Requirement On the Attest Submission Information screen, you will be asked the question "Is this company required to submit one or more annual attest audit reports?" Select Yes 6 Click Save & Continue Attest Submission Information Is this company required to submit one or more annual attest audit reports? * ® Yes o M Back Steps continue on next slide... How to Associate your Company with an Attest Auditor | February 2023 ------- 40 CFR Part 79 Company Information How to Update your Company's Attest Submission Requirement On the 40 CFR Part 79 Company Information screen, click Save & Continue On the Facility Management screen, click Save and Review What To Do Each motor-vehicle gasoline, motor-vehicle diesel fuel, and fuel additive for either or both, is required to be registered under 40 CFR Part 79 and assigned a nine-digit product identifier. In an effort to end the use of paper forms 3520-12 and 3520-13 under 40 CFR Part 79. EPA is transitioning all fuel and fuel additive registrations to this online system. For fuel and fuel additive products that were assigned a nine-digit product ID prior to August 2020, the company that manufactures or imports the product must manage that product through a company that is registered in this online system Is this company required to submit fuel and/or fuel additive information to comply o Yes @ No with 40 CFR Part 79? * Facility Management Show 10 v entries Filter Facilities ID U Name Type Status Location Actions OTAQREG10024928 EAST TEXAS RENEWABLES, LLC • Gas/Ethanol Active 12942 FM2767 TYLER, TX 75708 ^ View * View Reporting IDs Gi Edit 01 Delete Showing 1 to 1 of 1 entries Previous Q Next Steps continue on next slide... How to Associate your Company with an Attest Auditor | February 2023 A H Back A Save Save and Review M ------- How to Update your Company's Attest Submission Requirement g On the Company Program Type Request screen, under section Requested Changes: Click on the Reason for Change drop- down menu and select "Other (No Engineering Review)" 10 Enter details into the Comments section Requested Changes Requested Changes Company Attest Submission Requirement changed from false to true Reason for Change: * | other (No Engineering Review) Comments: * Steps continue on next slide... How to Associate your Company with an Attest Auditor | February 2023 ------- How to Update your Company's Attest Submission Requirement 11 Review the Company Program Type (CRT) Request If vou are the RCO of the company: 12. Click Sign and Submit and proceed with the eSignature steps The request will appear in the My Requests section of your home page with the status Awaiting Initial Review If you are not the RCO of the company: 13 Click Submit and Notify RCO The request will appear in the My Requests section of your home page with the status Awaiting RCO Signature NOTE: The CPT request will need to be activated by EPA before you will be able to proceed to the next steps. How to Associate your Company with an Attest Auditor | February 2023 ------- How to Associate to an Attest Auditor 1 On the OTAQREG homepage, click the Company ID forthe appropriate regulated party 1 Select Manage Attest Auditor Associations My Companies Show | 10 v entries Company ID 1961 - Showing 1 to 2 of 2 entries NOTE: If you do riot see this option in the drop- down menu, you will first need to submit an Update Company Program Type (CPT) request to update your company's attest submission requirement: How to Update your Company's Attest Submission Requirement Once EPA has activated your CPT request, you may then proceed with the steps above. Steps continue on next slide... How to Associate your Company with an Attest Auditor | February 2023 Company Name Attest Auditor Inc Address 123 Main St, Fairfax. VA22030, US Filter Companies: My Roles • Part 80/1090 Report Submitter • Company Editor Renewable Fuel Producer Inc 123 Main St, Fairfax. VA 22030, US Part 80/1090 Report Submitter Company Editor Previous Next View Company Information Edit Roles Edit Company Information Edit Program Types and Activities Manage Facilities tQAP Associations Manage Attest Auditor Associations RCO Update Request Manage ER Submissions Manage Attest Submissions Manage Reports ncqucsi ------- How to Associate to an Attest Auditor 16 Click Create New Association Steps continue on next slide... Show 10 v entries Auditor Company (ID) Showing 0 to 0 of 0 entries How to Associate your Company with an Attest Auditor | February 2023 Ji Start Date End Date There are no Associations to display. Filter associations Actions Previous Next H Back ------- How to Associate to an Attest Auditor 17 Select the appropriate AuditorType Independent Auditor Certified Internal Auditor Attest Auditor Association Information Auditor Information 1 Select the AuditorType: * (g> Independent Auditor Q Certified Internal Auditor Attest Auditor Iric If you select Independent Auditor: 18 Click Search for Attest Auditor Company Enter Company Name and Location details 20 Click Search Click Select ~~~ Proceed to step 22 (next slide) If you select Certified Internal Auditor: ~~~ Proceed to step 22 (next slide) Steps continue on next slide... Street Address: 123 Main St IE Show 10 v | entries Company Id 1961 Showing 1 to 1 of 1 entries Filter Companies | Company Name Attest Auditor Inc Address 123 Main St Fairfax. VA22030 Actions Select Previous Next How to Associate your Company with an Attest Auditor | February 2023 ------- How to Associate to an Attest Auditor 22.Enter Auditor Association Date Information details Association Start date (required) Association End date (not required) 2] Select the appropriate Company Audit Procedures ©_ Auditor Association Date Information Provide an association start date * Provide an association end date 12/01/2022] Su Mo Tu We Th Fr Sa n. 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 IS 19 20 21 22 23 24 25 26 27 28 29 30 31 procedures (if any) for which the auditor is being engaged: Audit Procedure Information © Company Audit Procedures Please select all company-level audit procedures (if any) for which the auditor is being engaged: RFS ObSgated Parties RFS Exporters RFS RIN Generators RFS Others Owning RINs RFS IndependentAuditors RFS NTDF Recertrfication i >r which the auditor is Add Facility Steps continue on next slide... How to Associate your Company with an Attest Auditor | February 2023 ------- How to Associate to an Attest Auditor Click Add Facility Select the appropriate facility from the Add Facility drop-down menu Click Add Audit Procedure Information Company Audit Procedures Please select all company-level audit procedures (if any) for which the auditor is being engaged: x RFS Obligated Parties Facility Audit Procedures Please identify all facilities at which audits are being conducted and select all the audit procedures for which the auditor is being engaged at each facility: Add Facility Select a registered facility,.. TEST FACILITY EXAMPLE (OTAQREG1000. e Cancel B Steps continue on next slide... How to Associate your Company with an Attest Auditor | February 2023 ------- How to Associate to an Attest Auditor Select the appropriate Facility Audit Procedures 28 Click Save and Continue Facility Audit Procedures Please identify all facilities at which audits are being conducted and select all the audit procedures for which the auditor is being engaged at each facility: Add Facility Facilitv Name: TEST FACILITY Program ID: OTAQREG10001234 |MFL£ - -acility Audit Procedures: * RFS Obligated Parties RFS Exporters RFS RIN Generators RFS Others Owning RIHs RFS Independent Auditors RFS NTDF Recertification ,l Save and Continue H Steps continue on next slide... How to Associate your Company with an Attest Auditor | February 2023 ------- 29 How to Associate to an Attest Auditor 29 Review the Attest Auditor Association (ATT) request If vou are the RCO of the company: 30. Click Submit and Notify Auditor and proceed with the eSignature steps The request will appear in the My Requests section of your home page with the status Awaiting RCO Approval If vou are not the RCO of the company: 31 Click Submit and Notify RCO The request will appear in the My Requests section of your home page with the status Awaiting RCO Signature Request Information Request ID: ATT-32444 Request Type: New Attest Auditor Association Request Status: Draft Company Name: Renewable Fuel Producer Inc [1965] Submission: Initial Requested Attest Association Information Auditor Information Auditor Type: Independent Auditor Company Details Company ID: 1961 Company Name: Attest Auditor Inc Street Address: 123 Main St Street Address 2: Responsible Corporate Officer (RCO) Information RCO CDX User ID: RCOJJSER RCO Name: John Johnson RCO Title: CEO NOTE: Both the RCO of the regulated party and the RCO of the Attest Auditor company will need to approve the request before the association becomes active. How to Associate your Company with an Attest Auditor | February 2023 Created On: 01/13/2023 Modified On: 01/13/2023 Requestor ID: USERNAME Requestor Name: Jane Smith Auditor Association Date Information Start Date: 12/01/2022 End Date: No End Date Provided Company Audit Procedures Please select all company-level audit procedures (if any) for which the auditor is being engaged: • RFS RIN Generators Facility Audit Procedures Please identify all facilities at which audits are being conducted and select ail the audit procedures for which the auditor is being engaged at each facility: Facility Name: TEST FACILITY EXAMPLE Program ID: OTAQREG10001234 • RFS RIN Generators Request History Show 10 v entries Filter History 01/13/2023 10:08 AM Request Status changed from NONE to Draft by USERNAME Showing 1 to 1 of 1 entries H Home Page I Caned Request i Submit and Notify RCOiC? M Home Page G Edit Request X Cancel Request Submit and Notify Auditorife ------- |