&EPA

United States
Environmental Protection
Agency

Protocol for Collection of Water Samples for
Detection of Pathogens and Biothreat Agents


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SEPA

United States
Environmental Protection
Agency

Protocol for Collection of Water Samples for Detection of
Pathogens and Biothreat Agents

United States Environmental Protection Agency
Office of Research and Development
Center for Environmental Solutions and Emergency Response
Homeland Security and Materials Management Division

And

Centers for Disease Control and Prevention
National Center for Emerging and Zoonotic Infectious Diseases


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Disclaimer

The protocol has been reviewed and approved for public release in accordance with the policies of the
U.S. EPA Office of Research and Development and CDC National Center for Emerging and Zoonotic
Infectious Diseases. Note that approval does not signify that the contents necessarily reflect the views of
EPA or CDC. Mention of trade names, products, or services in this protocol does not convey official
EPA or CDC approval, endorsement, or recommendation.

Questions concerning this document, or its application should be addressed to:

EPA

CDC

Vicente Gallardo, MS
gallardo.vincente@epa.gov

Mia Catharine Mattioli, PhD
kuk9@cdc.gov

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Acknowledgements

Project Technical Team

EPA - Office of Research and Development
11 qui el an (I Security & Materials Management
Division

CDC - Waterborne Disease
Prevention Branch

Vicente Gallardo
Sanjiv R. Shah

Mia Catharine Mattioli
Amy Kahler
Kirsten Berling

EPA - Office of Water, Water Security
Division

Latisha Mapp

Technical Reviewers

•	Brian McMinn, PhD EPA, Office of Research and Development

•	Adam Balz, EPA, Office of Research and Development

•	Beth Schweitzer, MS CDC, National Center for Emerging and Zoonotic Infectious Diseases

•	Jasen Kunz, MPH CDC, National Center for Environmental Health

•	Jonathan Yoder, MS CDC, Division of Foodborne, Waterborne, and Environmental Diseases

•	Mark Borchardt, PhD USDA, Laboratory for Infectious Disease and the Environment

•	Rebecca Bushon, PhD USGS, Office of Science Quality and Integrity

Quality Assurance Reviewers

•	Ramona Sherman, EPA, Office of Research and Development, Homeland Security and Materials

Management Division

Cover Photos

•	Centers for Disease Control and Prevention (CDC)

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Table of Contents

Disclaimer	ii

Acknowledgements	iii

List of Tables	vi

List of Figures	vi

Acronyms	vii

Trademarked Products	viii

Foreword	ix

Overview of Federal Response to a Biothreat Contamination Incident	1

1.0 Purpose	4

2.0 Scope and Application	4

3.0 Safety Considerations	5

3.1	Low Hazard Sampling Versus High Hazard Sampling	5

3.2	General Safety Guidance	6

3.3	Health and Safety Plans (HASP)	6

3.4	Personal Protective Equipment (PPE)	7

3.5	Site and Incident Characterization	7

4.0 Sampling Collection Methods and Considerations	7

4.1	Selection of Water Sampling Method	7

4.2	Considerations for Sampling Plan	8

4.3	Quality Control and Quality Assurance	9

4.4	Water Quality Measurements	9

4.5	Decontamination, Disposal, and Waste Management	9

5.0 Field Sampling Preparation	10

5.1	Sample Identification Numbers	10

5.2	Field Notes	10

5.3	Chain of Custody Forms	10

5.4	Custody Seals	10

5.5	General Field Equipment and Supplies	11

6.0 Water Sampling and Preservation Methods	13

6.1	Small Volume Grab Sampling 	13

6.2	Large Volume Dead-end Ultrafiltration Sampling: Pressurized Source 	13

6.3	Large Volume Dead-end Ultrafiltration Sampling: Non-pressurized Source	18

6.4	Sample Preservation	20

7.0 Sample Packaging and Shipment	21

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

7.1	Packaging and Shipping	21

7.2	Low-Hazard Samples	21

7.3	High Hazard and Select Agent Samples	22

8.0 Appendix	23

8.1	Chain of Custody Example	24

8.2	Federal Response Mandate	26

8.3	Resources	27

8.4	References	29


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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

List of Tables

Table 1. Sizes of Common Waterborne Pathogens and Biothreat Agents	5

Table 2. General Supplies for Water Sampling in the Field	11

Table 3. Water Sampling Method Specific Supplies	12

List of Figures

Figure 1. Response to a Water Based Biothreat Event Flow Chart Overview	2

Figure 2. DEUF Pressurized Source	14

Figure 3. Ultrafilter before sampling	15

Figure 4. Ultrafiltration set-up assembly	15

Figure 5. Disassemble the ultrafilter	17

Figure 6. Prepare ultrafilter for storage and shipping	17

Figure 7. DEUF Non-Pressurized Source	18

Figure 8. Shipping diagram	21

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Acronyms

% w/v	Percent weight over volume

APHIS	Animal and Plant Health Inspection Service

BMBL	Biosafety in Microbiological and Biomedical Laboratories

CBR	Chemical, Biological, and Radiological

CDC	U.S. Centers for Disease Control and Prevention

CFR	Code of Federal Regulations

COC	Chain of custody

DEUF	Dead-end Ultrafiltration

DSRC	Distribution System Research Consortium

EPA	U.S. Environmental Protection Agency

ERLN	Environmental Response Laboratory Network

ESAM	Environmental Sampling and Analytical Methods

FBI	Federal Bureau of Investigation

FDA	Food and Drug Administration

g	Gram

Gal	gallon

GPS	Global Positioning System

HASP	health and safety plan

HazMat	Hazardous materials

HHS	Health and Human Services

HSMMD	Homeland Security and Materials Management Division

HSPD	Homeland Security Presidential Directive

ICLN	Integrated Consortium of Laboratory Networks

kDa	kilodalton

L	liter

L/min	liters per minute

LRN	Laboratory Response Network

LRN-B	Laboratory Response Network Biological

mL	milliliter

mL/min	Milliliter per minute

NCEZID	National Center for Emerging and Zoonotic Infectious Diseases

NIAID	National Institute of Allergy and Infectious Diseases

NM	Nanometers

NRF	National Response Framework

NTU	Nephelometric Turbidity Units

ORD	Office of Research and Development

PPD	Presidential Policy Directive

PPE	personal protective equipment

psig	pounds per square inch gauge

QA / QC	quality assurance / quality control

SAP	sampling and analysis plan

SLTT	State, Local, Tribal, and Territorial

SOP	standard operating procedure

USDA	United States Department of Agriculture

USPS	United States Postal Service

WLA	Water Laboratory Alliance

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Trademarked Products

Trademark

Holder

Location

Cole-Parmerฎ

Cole-Parmerฎ

Vernon Hills, IL

Fisher Scientific™

Thermo Fisher Scientific

Waltham, MA

Geotech Geopump™

Geotech Environmental Equipment, Inc.

Denver, CO

Masterflexฎ

Cole-Parmerฎ

Vernon Hills, IL

Omega ™

Omega Engineering Inc

Norwalk, CT

Rexeed™

Asahi Kasei Medical Co., Ltd.

Tokyo,Japan

Smart Productsฉ

Smart Products USA, Inc

Mills River, NC

US Plastics

U.S. Plastics Corp.

Lima, OH


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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Foreword

CDC and EPA have a long history of collaboration and innovation in environmental sampling, sample
processing, and detection of pathogens, including bioterrorism agents. Both agencies have responsibilities
for preventing, responding to, and remediating water-based public health incidents. Sample collection is
the first step in successful analysis of contaminated water. Biothreat agents in water are particularly
dangerous as exposure can occur through ingestion, cutaneous contact, and/or inhalation (e.g., via
aerosols produced in showers) from a range of water sources, presenting challenges for environmental
and epidemiological investigations. During an identified water contamination incident, sampling will
occur continuously throughout the entirety of the response. Initial screening and agent identification,
determining the extent of contamination, evaluation of decontamination efforts, and meeting the clearance
goals are all dependent on the information produced from sampling. Due to such importance of sampling,
there is a need for an efficient and standardized sampling protocol that allows for the collection of water
with greater volumes than traditional sampling methods.

This protocol has been jointly developed by CDC and EPA and addresses water sample collection for bio-
hazard incidents and situations, in addition to sampling during natural outbreaks, and intentional or
accidental biothreat contamination. The protocol and methods can be implemented during pre- and post-
decontamination phases of a response to an incident as well as for routine monitoring of water. The
intended stakeholders and users include water utilities, waterborne outbreak environmental investigators,
and emergency responders who may be called upon in a water response. In addition, the protocol was
developed to account for the acceptability of samples by analytical laboratories such as the LRN and
ERLN, thereby facilitating timely, high-throughput, and accurate water sample analysis. Finally, this
protocol will also help in addressing the 2018 National Biodefense Strategy - Goal 2.1.7 - "Improve the
ability to detect biohazardous agents in source and finished drinking water."

Gregory Sayles, PhD	Christopher Braden, MD

Director	Deputy Director

Center for Environmental Solutions	National Center for Emerging and

Emergency Response, EPA-ORD	Zoonotic Infectious Diseases, CDC

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Overview of Federal Response to a Biothreat Contamination

Incident

"Biological threats—whether naturally occurring, accidental, or deliberate in
origin—are among the most serious threats facing the United States and the
international community. " - The National Biodefense Strategy, 2018

During a response to a biothreat incident involving water contamination, both the Centers for Disease
Control and Prevention (CDC) and the U.S. Environmental Protection Agency (EPA) will have various
leading and supporting roles, many of which will change based on the phase of the response and resources
available (see Figure 1 for response phases). Upon initial notification of an incident that requires federal
assistance, CDC will typically lead the initial response in conjunction with the Federal Bureau of
Investigation's (FBI) criminal investigation (if applicable). This response entails the following:

•	Examining and responding to public health effects from exposure and consumption of
contaminated water.

•	Supporting epidemiologic and surveillance activities.

•	Helping to identify exposures pathways to support implementation of intervention strategies.

•	Identifying, confirming, and completing strain-level characterization and confirmation of a
biothreat agent through laboratory analysis.

CDC's Laboratory Response Network (LRN) will process and analyze samples with the goal of
identifying and confirming a biothreat agent that may be present. A biothreat agent is defined as a harmful
biological agent, including bacterial, fungal, and viral pathogens, or a compound produced by a
microorganism, such as a toxin [18 USC ง 178(1)]. In some forms, biological agents can also be
weaponized for use in bioterrorism or other crimes. During the initial response, EPA can support CDC
with sampling through EPA contractors or special teams as well as provide technical expertise in
developing sampling plans.

After the biothreat agent has been identified and contained and the criminal investigation releases the
contaminated area, the response can transition into the remediation phase, where EPA becomes the
primary agency for site and incident characterization, decontamination, and clearance. EPA will
determine the extent of contamination through site characterization, a process that consists of developing
comprehensive sampling plans and continued laboratory analysis. Once the contaminated areas and parts
of the water distribution system are identified, EPA will plan for and coordinate decontamination.

Through targeted sampling, EPA will continue to evaluate the effectiveness of decontamination, and to
help determine a clearance strategy to transition into the recovery phase.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Crisis
Management
(Response)

Consequence
Management
(Remediation)

Decontamination-

Removing agents from the environment
Primary (Leading)- EPA/ERLN/WLA
Supporting- LRN/CDC

J

Clearance-

Verify decontamination was effective
Primary (Leading)- EPA/ERLN/WLA
Supporting- LRN/CDC

Figure 1. Response to a Water Based Biothreat Event Flow Chart Overview

Both CDC and EPA have respective laboratory networks that provide advanced laboratory response
capabilities and capacity to evaluate a wide range of potential biological threats to water.

CDC's Laboratory Response Network (LRN)

Founded in 1999, the LRN is a network of state, local, federal, and international laboratories that provides
rapid testing capacity to respond to chemical, biological, and radiological (CBR) threats and other public
health emergencies. The LRN functions as a partnership among states, federal agencies, and various
public health organizations. Participation in the LRN is voluntary and all member laboratories work under
a single operational plan and adhere to strict policies of safety and security.

The objective of the LRN is to ensure an effective response to CBR terrorism by improving the nation's
public health laboratory infrastructure.

The LRN for biological threats (LRN-B) is a component of the LRN that comprises sentinel-, reference-,
and national level laboratories. Each laboratory level has various testing capabilities. The network
includes local, state, and federal laboratories that perform routine diagnostic testing services and have the
microbiology subspecialty capabilities to perform standardized protocol-driven steps in identifying
infectious disease agents. LRN laboratories provide timely, accurate laboratory test results for various
biological threats (e.g., anthrax, plague, tularemia) to inform public health decision making.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

In the years since its creation, the LRN-B has played an instrumental role in improving domestic public
health infrastructure by helping to boost laboratory capacity. Laboratories are now better equipped
through increases in laboratory staffing and employing advanced analytical technologies to better respond
to contamination events.

EPA's Environmental Response Laboratory Network (ERLN)

The Environmental Response Laboratory Network (ERLN) is EPA's national network of laboratories that
can be accessed as needed to support large scale environmental responses. EPA's Water Laboratory
Alliance (WLA). a nationwide network of laboratories that serves the water sector, is an integral part of
the ERLN, but focuses solely on water matrices. With the threat of a CBR attack to the United States
becoming more complex, the need for accurate, timely environmental testing capabilities becomes even
more crucial. ERLN provides consistent analytical capabilities, capacities, and quality data in a
systematic, coordinated response. ERLN integrates capabilities of existing public sector laboratories with
accredited private sector laboratories to support environmental responses and provide federal, state, and
local decision-makers with reliable, high-quality analyses of CBR samples taken in support of response
and cleanup activities.

LRN/ERLN Collaboration

CDC's well-established LRN which includes private, state, and government laboratories, works to
strengthen laboratory capacity by engaging in partnerships with the WLA network within the ERLN.

Both networks use validated methods that allow for rapid detection and response between the
laboratories. A biothreat incident will result in numerous samples, but with standardized protocols and
testing capabilities, labs are able to provide surge capacity between networks.

Both LRN and ERLN also maintain relationships with other federal laboratory networks through the
Integrated Consortium of Laboratory Networks (ICLN) for sample analysis in preparation for a major
environmental CBR contamination incident.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Protocol for the Collection of Water Samples for Detection of
Pathogens and Biothreat Agents

1.0 Purpose

This document describes methods for collecting and concentrating water samples in a field setting for
waterborne pathogen and biothreat agent detection. The methods describe water sampling by
concentrating large volumes of water in the field via dead-end ultrafiltration (DEUF) or via grab sampling
when large volume methods are not feasible. DEUF concentrates microbiological contaminants by
pushing large water volumes through a small pore size hollow fiber membrane to effectively capture
protozoa, bacteria, viruses, and biotoxins larger than 10 to 30 kilodalton molecular weight depending on
the filter1. The samples produced through adhering to the protocols listed in this document will be
acceptable for processing by the reference laboratories within the CDC's LRN and the EPA's ERLN,
allowing for a streamlined response.

The guidance in this document provides recommendations and considerations for the entire sampling
process, to include safety considerations when sampling in a low hazard or a high hazard incident
(Section 3.0), choosing a sampling method and considerations for sampling strategies (Section 4.0),
documentation activities when sampling (Section 5.0), sampling methods and preservation
recommendations (Section 6.0), and guidance on packaging and shipping water samples (Section 7.0).
Guidance is intended to support sampling for bacterial, fungal, viral, and other pathogens, including
bioterrorism agents, and biotoxins for biological incident response, but can also be applied to sampling in
support of routine and baseline monitoring, sampling in response to a contamination incident or outbreak,
and sampling in support of remediation or decontamination efforts.

The intended users of this document are water utilities, sampling teams, and emergency responders who
may be called upon in response to a large contamination/bioterrorism/outbreak incident. Sample
acceptability by the analytical laboratories has been considered while developing this protocol because it
can facilitate timely, high-throughput, and accurate water sample analysis. This document can also serve
as a reference point for pertinent core capabilities of CDC, EPA, and their respective laboratory response
networks during a waterborne outbreak after federal support is requested from State, Local, Tribal, and
Territorial (SLTT) authorities.

2.0 Scope and Application

This document provides methods and information for collecting water samples suspected of containing
viral, bacterial, parasitic, and other pathogens, including bioterrorism agents and biotoxins from a variety
of water sources. This protocol provides water sample collection and concentration methods based on
water source and equipment access.

The methods included are as follows:

•	Dead-end ultrafiltration (DEUF) from a non-pressurized source. A pump draws up a
large volume of water (10->100 L) which is then forced through the hollow-fiber ultrafilter.2'3

•	Dead-end ultrafiltration (DEUF) from a pressurized source. A hollow fiber ultrafilter is
connected directly to a tap or valve in a pressurized pipe for which the water pressure drives a
large volume of water (10-100L) through the filter4'5

•	Grab sample (1 liter). This small volume sample can be sent to a lab for concentration.6

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

A list of common waterborne agents and their size range can be found in Table 1. For known waterborne
agents smaller than 20 nanometers (nm), or 30,000 Daltons that will not be captured by the ultrafilter,
grab sampling should be considered for the sampling method as the agents will need to be concentrated in
the laboratory. In Section 4.0, the above methods are discussed further to help determine when one
method may be preferable over another.

Table 1. Sizes of Common Waterborne Pathogens and Biothreat Agents

Pathogen Size

Waterborne Agents

Protozoa
(4-20 nm)

• Acanthamoeba spp.

• Giardia spp.

•	Cryptosporidium spp.

•	Entamoeba histolytica

•	Naegleria fowleri

•	Toxoplasma gondii



• Aeromonas spp.

• Legionella pneumophila



• Bacillus anthracis

• Leptospira spp.



•	Brucella spp.

•	Burkholderia mallei

•	Listeria monocytogenes

•	Non-typhoidal Salmonella

Bacteria

•	Burkholderia pseudomallei

•	Campylobacter jejuni

•	Pseudomonas aeruginosa

•	Other salmonellae

(0.2-5 nm)

• Chlamydia psittaci

• Salmonella Typhi



• Coxiella burnetii

• Shigella spp.



•	Elizabethkingia

•	Escherichia coli

•	Staphylococcus aureus

•	Vibrio cholerae



• Pathogenic Escherichia coli

• Yersinia pestis



• Francisella tularensis

• Yersinia enterocolitica



• Adenovirus

• Norovirus

Virus

• Enteroviruses

• Influenza H5N1 Virus

(0.02-0.2 nm)

• Hepatitis A and E virus

• Rotavirus



• Human coronavirus

• Sapoviruses

Biotoxins

• Botulinum (-149,000 Daltons)



(<1 - 150

• Ricin (-65,000 Daltons)



kilodaltons

• my cotoxin (< 1,000 Daltons)



(kDa))

• saxitoxin (< 1,000 Daltons)



3.0	Safety Considerations

3.1	Low Hazard Sampling Versus High Hazard Sampling

The hazard level of the sampling process is determined by the severity of the potential health risk
associated with the presence of the suspected biological contaminant in the water body of interest.
The hazard level dictates the requirements for the following sampling processes: 1) individual or
agency responsible for collecting sample; 2) personal protective equipment (PPE) level; 3) federal
shipping requirements; and 4) laboratory responsible for sample processing. The hazard level
should be evaluated as the first step in the contaminant response and is assigned as either low or
high hazard. The lead agency on scene commander assigns the hazard level.

3.1.1 Low Hazard - For the purpose of this document, Low Hazard refers to the sampling of
water following unintentional, intentional, and natural water contamination incidents of
microbiological organisms or biological toxins that have either resulted in or has the
potential to result in waterborne disease. Low Hazard sampling incidents have a low
association of health risks for exposure during sampling.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

3.1.2 High Hazard - For the purpose of this document, High Hazard refers to the sampling of
water following unintentional, intentional, and natural water biological contamination
incidents that present a significant health threat to the individual sampling or exposed
population. Characteristics of a high hazard include persistence, treatment resistance,
host infectivity, etc. A pathogen in this category is not limited to risk from ingestion of
contaminated water but can also include health impacts from additional exposure routes
including inhalation and dermal/cutaneous contact.

Additionally, the hazard level can be categorized as high hazard if the FBI or other law
enforcement agencies have suspected or identified a credible threat, or the water source
has been deemed a significant risk to public health through credible identification of the
contaminate/s and thus requiring emergency response. Any samples identified as high
hazard should be communicated to the receiving laboratory to verify if samples will be
accepted and to confirm appropriate biological safety levels and processing procedures
are in place.

Specific pathogens, agents, and toxins can warrant a high hazard designation. The
Health and Human Services (HHS) and United States Department of Agriculture
(USDA) Select Agent and Toxins List identifies biological contaminants that pose a
severe threat to public health and safety. Additional resources that provide information
to aid in identifying high hazard biological contaminants are the CDC Biosafetv in
Microbiological and Biomedical Laboratories (BMBL) (CDC 2020); CDC's
Bioterrorism Agents list; and National Institute of Allergy and Infectious Diseases
(NIAID) Emerging Infectious Diseases list.

3.2	General Safety Guidance

Proper safety precautions must be observed at all times when sampling. Safety guidance will vary
based on information on the response and suspected contaminant. Event specific safety guidance
will be determined by on site or response leadership based on the available information including,
but not limited to, epidemiological data, the FBI intelligence assessment, and rapid field test
results.

General safety guidelines for any environmental sampling for pathogens or biothreat agents
include:

•	No eating, drinking, or smoking on site

•	Ensuring all sample collectors are familiar with sampling methods

•	Proper usage of required PPE based on the Health and Safety Plan (Section 3.3)

•	Sampling in pairs or teams if possible

•	Avoiding direct contact with mucous membranes and open wounds, as well as ingestion or
inhalation of water sample or water source

•	Wash all skin in contact with water sample or water source with soap and clean water after
sampling

3.3	Health and Safety Plans (HASP)

Health and safety plans account for potential hazards encountered by individuals sampling and
will vary based on the suspected contaminant, extent of contamination, involved organizations,
phase of response, and the individual sampling site.

At a minimum, Health and Safety Plans should include instructions or guidelines regarding:

•	Names, titles, and contact information of samplers, involved agencies, and other key
personnel

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

•	PPE requirements and proper usage

•	Decontamination methods for sampling equipment, surfaces, and personnel

•	Exposure response plan

•	Site specific risks or hazards associated with sampling

•	Emergency response plan

•	First aid considerations

3.4	Personal Protective Equipment (PPE)

Personal Protective Equipment (PPE) should be worn during all sampling activities. PPE level
and usage requirements should be stated in the HASP, and will vary depending on the sampling
site, routes of contaminant exposure, and suspected contaminant. PPE should be sufficient to
protect samplers from contamination exposure in a wet environment. The recommended
minimum PPE for all sampling events is disposable gloves. Gloves should be disposed between
each sampling event to prevent cross contamination. Additional guidance on PPE selection can be
found in 29 CFR 1910.120. Eye protection may be required in the HASP based on the target of
interest or determined site hazard.

3.5	Site and Incident Characterization

Site characterization is information that is collected from the sampling site to identify potential
safety hazards while sampling. Site characterization activities can include field testing, hazard
assessments, and initial sample collection. More information on site characterization can be found

in EPA's Response Protocol Toolbox: Planning for and Responding to Drinking Water
Contamination Threats and Incidents-Module 3: Site Characterization and Sampling Guide.

4.0	Sample Collection Methods and Considerations

4.1	Selection of Water Sampling Method

This section provides a general overview for large volume and grab sampling collection methods
as well as guidelines for when to consider a specific method during a sampling event. As every
sampling event is different, sampling methods can be modified as required based on water source,
specific site conditions, or equipment limitations. Section 8.3 provides an array of resources for
various sampling scenarios.

4.1.1 Dead-end Ultrafiltration from a Pressurized Source

DEUF from a pressurized source concentrates a water sample by using the pressure
within a piped system, such as a water main or a building plumbing system, to push
water through the ultrafilter and therefore does not require a pump. In this method, one
end of a segment of tubing is attached to the pressured source (via hose bib or valve) and
the other end is attached to the end port of a hollow fiber ultrafilter. Due to the
potentially high pressure of the water source, the inlet pressure of the filter is controlled
by maintaining a flow through the filter of <4 liters/min. If the flow begins to slow (e.g.,
trickle of water passing through filter) or stop, signaling a potential clog, the water must
be turned off immediately to prevent pressure increasing within the tubing. For drinking
water or other types of water with minimal turbidity (< 5 NTU), 100 L or more can be
filtered. At the end of this process, the filter is sealed and shipped to a laboratory where
the filter is eluted to collect the captured microorganisms.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

4.1.2	Dead-end Ultrafiltration from a Non-pressurized Source

DEUF from a non-pressurized source concentrates water by drawing the water through
the ultrafilter using a peristaltic pump. Examples of such unpressurized sources are
reservoirs or large containers of water collected from a pressurized source. Similar to
pressurized source filtration, the inlet pressure of the filter controlled by maintaining a
flow of <4 liters/min and immediately stopping the pump if the flow begins to slow
(e.g., trickle of water passing through filter) or stop, signaling a potential clog. For
surface water or other types of high turbidity water, 50 L is the maximum recommended
sample volume. DEUF has been found to be effective for wastewater effluent samples
and water samples having turbidity values of up to 80 NTU, but the maximum filterable
volume will vary depending on water quality. Following filtration, the ultrafilter is
similarly sealed and processed as described above in 4.1.1.

4.1.3	Grab Sampling

A 1-liter grab sample is collected following standard methods and shipped to a
laboratory where it is directly assayed or subsequently concentrated (e.g., membrane
filtration or centrifugation) and analyzed. This is the simplest water collection method;
however, the relatively small sample volume will limit the ability of the sample to
capture microorganisms present at low concentrations. If ultrafiltration cannot be
performed in the field or if contaminants are suspected of being smaller than 20
nanometers (nm), or 30,000 Daltons, 1 L grab samples can be collected and transported
to the laboratory for concentration and analysis.

4.2 Considerations for Sampling Plan

Developing an effective sampling and analysis plan (SAP) is necessary for obtaining an accurate
representation of the site being sampled. Sampling and analysis plans provide sampling
objectives and collection strategies that are based on numerous factors, including epidemiological
and intelligence data available, contaminant of interest (if known), sampling location, frequency,
field methods and procedures, and site characteristics. Sampling plans should be developed
before sampling activities begin. Sampling plan strategies can also be adjusted based on the type
of activity that warrants water testing. When the suspected contaminant is in a flowing water
source (e.g., drinking water distribution system, stream), the contaminant may not be
homogeneously distributed but instead concentrated in a plume or plug of the flowing water. To
best capture the contaminant, a sampling strategy can filter water at a relatively low rate or
intermittently over a representative period (e.g., 24 h). If a high sampling rate (e.g., >4 liters per
minute) is needed to collect the desired sample, collecting the sample into a container, and then
concentrating it is recommended.

Response types applicable to this document include, but are not limited to the following:

• Water-associated outbreak initial response - The primary sampling goal of an initial water
response is identifying the pathogen and source of contamination to mitigate any public
health threat. Sampling during this phase will be conducted from areas identified as having
the highest likelihood of contamination, with subsequent samples taken from surrounding
areas based on the information available to responders (e.g., suspected pathogen, suspected
matrix, suspected route of exposure) and availability of resources (equipment, number of
personnel, etc.). Sampling plans will typically evolve throughout the response, and as some
pathogens may persist longer in various environments other than water, plans may include
sampling of additional matrices (i.e., sediment, soil, and biofilms). Additional information on

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

sampling strategies for initial waterborne outbreak response sampling can be found in the

CDC Waterborne Outbreak Investigation Toolkit.

• Biological contamination characterization and clearance - Sampling to characterize
contamination of a water body occurs after the outbreak initial response and a pathogen has
been identified. From this point forward, targeted sampling will be done to determine the
extent of contamination, monitor decontamination progress, and identifying residual
contamination in efforts to determine when an area is eligible for resuming normal activities.
Sampling programs, like EPA's ESAM. are tools that can assist individuals with developing
sampling and analysis plans for microbial contamination during remediation activities.
Additional information on sampling strategies for water contamination characterization and
clearance can be found in the EPA Choosing a Sampling Design for Environmental Data
Collection.

4.3	Quality Control and Quality Assurance

Quality Control and Quality Assurance (QA/QC) practices during water sample collection
methods are essential for maintaining accurate representations of the sampling site. The selection
of QA/QC procedures and frequency will vary for each sampling scenario and available capacity.
QA/QC practices during sample collection include field duplicates, field blanks, sample negative
controls, and recording of supplies and reagent lot numbers and expiration dates. Further details
regarding QA/QC procedures can be found in EPA's Guidance on Choosing a Sampling Design
for Environmental Data Collection for use in Developing a Quality Assurance Project Plan and
Sampling. Laboratory and Data Considerations for Microbial Data Collected in the Field.

Proper handling techniques are essential for preventing cross-contamination of samples and
providing accurate results. Ways to prevent cross-contamination include using a new pair of
gloves for each sample, avoid touching the inside of the sampling bottles or placing the tops of
sampling containers on potentially contaminated surfaces, and sampling from the likely least
suspected contaminated area to the most suspected contaminated area.

4.4	Water Quality Measurements

Water quality measurements provide indicators of general water quality and can help identify
indicators of potential contamination. Many of these measurements can be performed in the field
during sampling and are available in kits that provide rapid results. Useful water quality
parameters to measure during sampling include temperature, pH, turbidity, disinfectant residual
(free and total chlorine), conductivity, and dissolved oxygen. All field measurements should be
properly documented on field notes and sent to the receiving laboratory.

4.5	Decontamination, Disposal, and Waste Management

All sampling equipment, PPE, and reusable supplies should be decontaminated thoroughly in an
area free of contamination. The sampling plan should indicate the type of decontamination
required after each sampling event.

All waste generated from sampling should be placed in a garbage, autoclave, or biohazard bag
and secured until proper disposal. For high hazard sampling events, local regulatory agencies
should be contacted to determine requirements for waste treatment and disposal.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

5.0	Field Sampling Preparation

This section provides an overview of the sample documentation and supplies needed for field
collection.

5.1	Sample Identification Numbers

A sample identification number, or sample ID, should be assigned to every sample collected.
Sample identification numbers are used to uniquely identify each sample and usually contain
information describing the sample type, matrix, location, and date/time of collection. The sample
identification number should be created by the sample collector, the receiving laboratory, or a
project manager prior to sampling. It is important to use this unique number consistently across
the container label, field notes, and chain of custody forms. All information should be written
legibly in waterproof ink.

5.2	Field Notes

Field notes help document sample collection operations and additional field activities that are not
listed on the chain of custody form. All notes should be written legibly in waterproof/permanent
ink. Any deviation from the sampling protocol or sampling plan should be documented. A
photograph log that includes identifying landmarks is recommended when permitted.

Useful information to record in field notes are:

•	Description of sampling location by GPS coordinates and site-specific markers

•	Sampler(s) name

•	Date, time, weather, and environmental conditions

•	Field water quality measurements

•	Start and stop times during sampling

•	Individuals and agencies involved with sample collection and their contact information

•	Field sampling methods and equipment used

•	Level of PPE worn for sampling

•	Photograph log

5.3	Chain of Custody Forms

The primary purpose of a Chain of Custody (COC) is to create an accurate written record that
documents samples from collection through analysis at the receiving laboratory. This
chronological record documents each individual in possession of the sample. An example chain
of custody form can be found in Appendix 8.1. Sharing and storage of records should be
conducted according to the lead agency policies and response requirements.

At a minimum, the COC should contain the following information:

•	Sample identification number

•	Date, time, and location of sample collection

•	Hazards associated with the sample

•	Names and signatures of samplers and individuals who obtained custody of the sample

•	Date, time, and location of sample receipt facility/lab

•	Any sample preservation methods

5.4	Custody Seals

Custody seals are used to ensure that samples have not been tampered with after collection. If
required by the sample collection agency, custody seals can be placed across the seal of a

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

secondary leakproof container containing the sample (e.g., the seal of clear resealable plastic bag
containing a 1 L sample or ultrafilter) and across the hinges on the shipping container, so that the
container cannot be opened without the custody seals breaking.

5.5 General Field Equipment and Supplies

The equipment and supplies needed for sampling biological contaminants can vary based on the
location, type of water source, and type of contaminant. All equipment used for sampling should
be clean, and in working condition, and calibrated according to manufacturer's instructions (if
required). Prior to sampling in a high containment zone, all equipment and materials should be
identified and assembled with gloves for improved sampling ease when wearing high hazard PPE.

Table 2 provides a general list for routine sampling or for sampling in response to an outbreak.
Other equipment or supplies may be needed based on the scenario. Table 3 provides a list of
supplies for the specific sampling methods. The detailed steps of these methods are provided in
the following section (Section 6).

Table 2. General Supplies for Water Sampling in the Field

Item

Stopwatch
Waterproof markers
Latex/nitrile gloves
Labeling tape
Insulated Cooler

Sodium thiosulfate or equivalent disinfectant neutralizing agent
GPS unit, area map, etc.

Record keeping documents (chain of custody, field logs, etc.)
Communication device (cellphone, two-way radio, etc.)

Paper towels

Alcohol, ethanol, and bleach wipes

Trash bags and clear resealable plastic bags

Water quality meters and test kits (pH, free and total chlorine,

temperature, turbidimeter, etc.)	

Camera (if allowed on site)

Shipping supplies
Custody tape (optional)

Graduated cylinder (1 L)

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Table 3. Water Sampling Method Specific Supplies

Method

Item

Catalog #

Manufacturer

Grab

1-L wide-mouthed, sterile, with screw cap, polypropylene
bottle(s)*

N3111000

Thermo Scientific

Cubitainer, sterile (5-L or 20-L)*

EW-35204-88

Cole-Parmer

DEUF: all water
sources

Hemodialyzer (hollow fiber ultrafilter with 30 kDa
molecular weight cut off [20 nm pore sizel)

REXEED-25A

Asahi Kasei

L/S 36 tubing (0.375 ID x -0.56" OD) *

EW-96410-36

Cole-Parmer

DIN adapters (3/8" hose barb x female DIN)

MPC-

855NS.375PP

Molded Products

SNP-8 tubing clamps

EW-06832-08

Cole-Parmer

Blood port kidney storage end cap

MPC-40

Molded Products

Dialysate port kidney storage side cap

MPC-60D

Molded Products

Flow totalizing meter fitted with 2 straight barbed to male
NPT threaded adapters, 3/8" x 3/4" NPT*. Use plumbers'
tape on threading to prevent leakage if needed.

FTB691A-NPT

Omega

2, hose barb x male NPT adapters, 3/8" x 3/4" NPT *

EW-3 0904-5 3

Cole-Parmer

Distilled or deionized (DI) water





Disposable check valve, with 3/8" hose barbs (optional)

Model #

306306PS-

0050S000-1402

Smart Products

Long nose pliers





Scissors





500-mL wide mouth polypropylene bottle and cap*

70039

US Plastic

Sodium thiosulfate, anhydrous*

S446-500

Fisher

Alcohol, bleach, and ethanol wipes





60-mL sterile syringe, luer lock or non-luer lock w/o needle*

309653

BD

DEUF: Pressurized
from Standard US
hose bib

1/2" ID hose x swivel FGHT nylon swivel female insert*

63003

US Plastics

SNP-12 tubing clamp *

EW-06832-12

Cole-Parmer

DEUF: Pressurized
from non-standard
water faucet

I/P 89 silicone tubing (0.375" ID x~0.88" OD)*

EW-96510-89

Cole-Parmer

Reducing connector 5/8" x 3/8"

EW-3 0622-00

Cole-Parmer

SNP-28 tubing clamp*

EW-06832-28

Cole-Parmer

SNP-24 tubing clamp*

EW-06832-24

Cole-Parmer

SNP-19 tubing clamp*

EW-06832-20

Cole-Parmer

DEUF: Non-
pressurized

Geopump peristaltic pump with pump head plus two
Geotech modular batteries, 12-18V DC @ 70 watts batteries,
or 90-260V AC @ 47-65 Hz batteries with terminals for
alligator clips or hardwired AC power cord*

91352123 or
91351003

Geotech

Masterflex Easy-Load II pump head for High Performance
Precision Tubing*

EW-77200-52

Cole-Parmer

4.8 oz. SS Tube Weight, V" with Clamp*

87050024

GeoTech

indicates that equivalent products can be used. Names of vendors or manufacturers are provided as
examples of suitable products and sources. Inclusion does not imply endorsement by CDC or EPA.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

6.0	Water Sampling and Preservation Methods

6.1	Small Volume Grab Sampling (1 liter)

NOTE: Under low hazard conditions, larger grab volumes may be collected in the sterile
cubitainers (up to 20 L) for concentration and/or testing in a laboratory if field concentration is
not possible. Of note, shipping of Category B water samples (suspected infectious materials) has
a 1 L max volume.

6.1.1	Ensure the containers are intact and sterile.

6.1.2	Label the container with sample identifier (ID) number associated with sample metadata
(location, time, collector, volume, water quality measurements) that is also referenced on
chain of custody.

6.1.3	Remove and put the cap aside, keeping it free from contamination during sampling.

•	Sampling from a tap - Wipe the outside and inside of tap with a bleach wipe,
followed by an ethanol wipe and allow to air dry. If purging, allow tap to purge for 2
minutes prior to sample collection. Place container under tap and fill with water,
leaving some headspace.

NOTE: Sampler may remove aerator/screen from tap prior to collection if clogged
or externally contaminated, being careful to not contaminate tap during removal.

•	Sampling from surface water - Immerse the container opening first into the water,
facing the opposite direction of water flow (if any) and allow water to run slowly into
the bottle until it has minimal headspace.

6.1.4	If free chlorine is present or suspected in the water source during field testing, add 1 g
sodium thiosulfate per 1 L water sample.

6.1.5	Replace the cap tightly.

6.1.6	Wipe any remaining liquid from outside of container with an alcohol wipe or paper
towel.

6.1.7	Prepare the samples for any additional preservation requirements (Section 6.4).

6.2	Large Volume Dead-end Ultrafiltration Sampling: Pressurized Source

NOTE: If unable to directly connect to pressurized system, collect pressurized sample in a large,
sterile container (e.g., 20 L cubitainer) and follow the steps for collecting samples from an
unpressured source using large volume dead-end ultrafiltration (Section 6.3). If the flow totalizer
does not work due to low filtration rate, collect the filtrate in a graduated container to measure
volume filtered. A disposable check valve is recommended for use if concerned about back flow
and/or if required by local water utility.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Figure 2. DEUF Pressurized Source

6.2.1	If free chlorine is present or suspected in the water source during field testing, prepare the
sodium thiosulfate solution (1% w/v).

NOTE: Sodium thiosulfate solution can be prepared ahead of time. Store at room
temperature for up to 7-davs and at 4ฐC for up to 6 months.

•	Add 500 mL of sterile, deionized water and 5 g sodium thiosulfate to a 1 L sterile
bottle.

•	Shake to dissolve the solution and save for step 6.2.11.

6.2.2	Wipe the outside and inside of the tap with a bleach wipe followed by an ethanol wipe
and allow to air dry.

•	For pathogen detection, including high hazard pathogens, purging is not
recommended. Contaminants can concentrate in stagnant pipe areas near sample
points and are therefore ideal material for evaluating potential contamination.

•	For sampling scenarios where purging occurs (e.g., regulatory monitoring), allow the
tap to purge for >2 minutes prior to sample collection.

NOTE: Sampler may remove aerator/screen from tap prior to collection if clogged or
externally contaminated, being careful to not contaminate tap during removal.

6.2.3	Assemble the ultrafiltration set-up (Figure 3 and Figure 4).

NOTE: There is no directionality to the ultrafilter. The end ports are color-coded for
hemodialysis, but there is no difference in functionality for water sampling. Properly
document Ultrafilter with Sample ID prior to sampling. Preparation of ultrafilter
assembly (i.e., cutting and assembly of tubing) should be done prior to field entry.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Port 2

Port 3

Port 1

Port 4

Figure 3. Ultrafilter before sampling

Remove and dispose the end port cap from Port 4 of the ultrafilter and screw in the
DIN adapter, firmly but no more than hand tight. This port is the influent port.
Confirm the closure of Port 3 by screwing or pushing the cap provided on to the filter
until it clicks.

Remove and dispose the end port cap from Port 1 and screw in a blood port end cap.
Cut a length of influent L/S 36 tubing to the length required to span the distance
between the water source and the ultrafilter.

Push the influent L/S 36 tubing on to the DIN adapter on Port 4 and secure with SNP-
8 tubing clamp. Use pliers to tighten clamp.

Remove and dispose the end port cap from Port 2. This port is the effluent port.

Push the effluent L/S 36 tubing onto Port 2 (no clamp is needed).

Effluent tubing

Secure side port cap

1

i

Port 2

Port 3

Blood port cap
Port 1

SNP clamp

A

DIN adapter L-1
Port 4

Influent tubing

Figure 4. Ultrafiltration set-up assembly

6.2.4 Attach the flow totalizer.

•	Attach straight barbed to male NPT threaded adapters to either end of the flow
totalizer to allow for connection to tubing.

•	Connect the ultrafilter effluent tubing to the end of flow totalizer side that ensures the
arrow on the totalizer is pointing in the direction of the water flow (away from filter).

•	Connect a final piece of tubing to the other end of the totalizer long enough to allow
ultrafiltered water drainage into appropriate waste receptacle, or into a 20 L
cubitainer/5 gallon bucket for transport to nearby drainage site.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

6.2.5	Connect the influent tubing to the faucet or valve.

•	If sampling from a standard garden faucet (hose bib), screw on the nylon swivel
female adaptor onto the hose bib. Push influent tubing onto the male end of the hose
bib adaptor and secure with a SNP-12 tubing clamp.

•	If a faucet is not standard (e.g., various types of kitchen and bathroom faucets and
non-threaded outdoor faucets), push I/P 89 tubing over the faucet head and secure
with a SNP-19, SNP-24, or SNP-28 tubing clamp. Use a reducing connector (5/8" to
3/8") to connect the I/P 89 and L/S 36 influent tubing, secure both sides with SNP-19
and SNP-8 tubing clamps, respectively.

NOTE: If the connector is unable to secure to faucet, collect water in a sterile
container using the method in Section 6.3.

6.2.6	For ease of measurement during filtration, set the meter to liters, reset the flow totalizer
to zero (if possible), and start the meter to read the flow rate. Record the initial flow
totalizer meter reading on the COC (Appendix 8.1).

6.2.7	Turn the faucet on and gradually increase the flow until the desired flow rate is achieved
(up to 4 L/min). Record the start time of filtration.

6.2.8	Calculate flow totalizer meter end reading by adding the desired water volume to the
initial totalized flow reading; if using a meter that reads gallons, use the following
conversions: 100 L=26.4 gal; 50 L=13.2 gal); continue filtration until that reading has
been reached.

•	If a flow totalizer is not available, measure the effluent flow rate and record the time
and flow rate to estimate the total volume of water filtered by multiplying the
cumulative filtration time and flow rate measurements.

•	Collect the filtered water in a 1 L graduated cylinder for 30 seconds.

•	Measure the volume of water in the cylinder and multiply by 2 to determine the flow
rate per minute, and record on COC/data sheet (e.g., 900 mL X 2 = 1800 mL/min=
1.8 L/min).

•	Calculate the number of minutes required to filter desired volume of water (e.g., 100
L/1.8 L = 55.5 minutes).

•	Repeat this calculation every 5 minutes to accurately gauge how many minutes are
required to filter desired volume of water.

6.2.9	During filtration, visually inspect the flow rate from the effluent tubing. Dramatic
decreases in flow rate will indicate filter clogging, which can be due to water quality or
entrapment of an object in the influent tubing or filter.

NOTE: If clogging occurs (indicated by a dramatic decrease or stop in effluent flow),
stop filtration and record flow totalizer reading.

6.2.10	Stop filtration after desired water volume is filtered, record the final flow totalizer meter
reading. A volume of 50 L is recommended for surface water and 100 L for drinking
water.

6.2.11	Add sodium thiosulfate solution to the filter if needed (see step 6.2.1).

•	Open the bottle of pre-made sodium thiosulfate.

•	Position the filter so that Port 4 (inlet) is facing up.

•	Remove the influent tubing from the faucet and cut the tubing so only 2-3 inches
remains attached to the filter.

•	Remove the plunger from the 60 mL syringe. Insert the tip of the syringe into the
remaining influent tubing securely.

NOTE: An SNP-8 clamp can be used to secure tubing.

•	Pour 60 mL of the 1% sodium thiosulfate solution into the syringe and gently push
through the ultrafilter with the syringe plunger.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Blood port cap
Port 1

Remove the syringe from the tubing before pulling out the plunger. Pulling out the
plunger before detaching the syringe will create negative pressure.

Repeat this process one time for a total of 120 mL 1% sodium thiosulfate pushed into
the ultrafilter.

Effluent tubing

t

Port 2

Side port cap
Port 3

SNP clamp

DIN adapter
Port 4

Influent tubing

Figure 5. Disassemble the ultrafilter

6.2.12 Remove and discard all tubing from the ultrafilter (Figure 5). Screw a new kidney storage
side cap on to Port 2 and place a new blood port storage end cap on Port 4 (Figure 6).
Ensure caps are firmly tightened.

Kidney storage side cap

Port 1

I

Port 2

Port 3

-T-n

Blood port cap
Port 4

Figure 6. Prepare ultrafilter for storage and shipping
6.2.13 Prepare the samples for any additional preservation requirements (Section 6.4).

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

6.3 Large Volume Dead-end Ultrafiltration Sampling: Non-pressurized Source

NOTE: If the tubing length required to reach a non-pressurized source is sufficiently long that
the pump does not produce enough suction to pull the water to the filter, then the tubing may need
to be primed by starting the pump prior to attaching the tubing to the ultrafilter. Once the water
begins to move through the tubing, attach the tubing to filter without opening the pump head. If
priming the tubing still does not produce enough pressure to pull water through the filter, the
non-pressure source may need to be pumped into a container and then ultrafiltered from the
container using a shorter length of tubing. Overall, the volume of air pushed into the filter should
be minimized, and the tubing length attached to the filter should be as short as possible to reach
the unpressured water source for maximum field pump performance.

Figure 7. DEUF Non-Pressurized Source

6.3.1	If free chlorine is present or suspected in the water source during field testing, prepare the
sodium thiosulfate solution (1% w/v).

•	Add 500 mL of deionized water with 5 g sodium thiosulfate in a 1 L bottle.

•	Shake to dissolve the solution and save for step 6.3.14.

6.3.2	Assemble the ultrafiltration set-up (Figure 3 and Figure 4).

NOTE: There is no directionality to the ultrafilter. The end ports are color-coded for
hemodialysis, but there is no difference in functionality for water sampling. Properly
document Ultrafilter with Sample ID prior to sampling. Preparation of ultrafilter
assembly (i.e., cutting and assembly of tubing) should be done prior to field entry.

•	Remove and dispose the end port cap from Port 4 of the ultrafilter and screw in the
DIN adapter, firmly but no more than hand tight. This port is the influent port.

•	Confirm the closure of Port 3 by screwing or pushing the cap provided onto the filter
until it clicks.

•	Remove and dispose the end cap from Port 1 and screw in a blood port end cap.

•	Cut a length of influent L/S 36 tubing to the length required to span the distance
between the water source and the ultrafilter.

•	Push influent L/S 36 tubing onto the DIN adapter on Port 4 and secure with SNP-8
tubing clamp. Use pliers to tighten clamp.

•	Remove and dispose the cap from Port 2. This port is the effluent port.

•	Push the effluent L/S 36 tubing onto Port 2 (no clamp is needed).

6.3.3	Attach the flow totalizer.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

•	Attach straight barbed to male NPT threaded adapters to either end of the flow
totalizer to allow for connection to tubing.

•	Connect the ultrafilter effluent tubing to the end of the flow totalizer side that ensures
the arrow on the totalizer is pointing in the direction of the water flow (away from
filter).

•	Connect a final piece of tubing to the other end of the totalizer long enough to allow
ultrafiltered water drainage into appropriate waste receptacle, or into a 20 L
cubitainer/5 gallon bucket for transport to nearby drainage site.

6.3.4	For ease of measurement during filtration, set the meter to liters, reset the flow totalizer
to zero (if possible), and start the meter to read the flow rate. Record the initial flow
totalizer meter reading on the COC (Appendix 8.1).

6.3.5	Place the influent tubing into the body of water (or water that has been collected in a
clean container). Weigh the tubing to ensure the end of the tubing will stay below the
surface of the water (e.g., using a tubing weight following manufacturer's instructions). It
is important to keep the end of the tubing below the surface to avoid bubbles being
trapped in the line.

6.3.6	Feed the influent tubing through the pump head and close the pump head using the lever.

6.3.7	Plug in the appropriate power cord into the outlet in the back of the pump and the other
end of the power cord into the power source. The power source can be any external 12-18
V DC @ 70 watts or 90-260 V AC 47-65 Hz. Place the battery in a location where it will
not get wet.

6.3.8	Determine the desired direction of flow and set the toggle switch on the pump for the
flow direction. Ensure the speed dial is set to zero before starting the pump.

6.3.9	Turn the pump "ON "and record the start time of filtration.

6.3.10	Once pumping has begun, the speed dial can be adjusted to gradually increase the speed
to the maximum setting.

6.3.11	Calculate flow totalizer meter end reading by adding the desired water volume to the
initial totalized flow reading; if using a meter that reads gallons, use the following
conversions: 100 L=26.4 gal; 50 L=13.2 gal); continue filtration until that reading has
been reached.

•	If a flow totalizer is not available, measure the effluent flow rate and record the time
and flow rate to estimate the total volume of water filtered by multiplying the
cumulative filtration time and flow rate measurements.

•	Collect the filtered water in a 1 L graduated cylinder for 30 seconds.

•	Measure the volume of water in the cylinder and multiply by 2 to determine the flow
rate per minute, and record on COC/data sheet (e.g., 900 mL X 2 = 1800 mL/min=
1.8 L/min).

•	Calculate the number of minutes required to filter desired volume of water (e.g., 100
L/1.8 L = 55.5 minutes).

•	Repeat this calculation every 5 minutes to accurately gauge how many minutes are
required to filter desired volume of water.

6.3.12	During filtration, visually inspect the flow rate from the effluent tubing. Dramatic
decreases in flow rate will indicate filter clogging, which can be due to water quality or
entrapment of an object in the influent tubing or filter.

NOTE: If clogging occurs (indicated by a dramatic decrease or stop in effluent flow),
record the flow totalizer reading and slowly release the pump head to relieve pressure.

6.3.13	Stop filtration after desired water volume is filtered, (or if filter has become clogged as
described in the previous step) and record the final flow totalizer meter reading. A
minimum of 50 L is recommended for surface water and 100 L for drinking water.

6.3.14	Add sodium thiosulfate solution if needed (see step 6.3.1).

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

NOTE: The syringe method for addition of sodium thiosulfate can be used at this step
instead of the pumping protocol described. Refer to step 6.2.11 for syringe protocol.

•	Open the bottle of pre-made sodium thiosulfate solution.

•	Place the influent tubing into the sodium thiosulfate solution.

•	Turn on the pump to draw the sodium thiosulfate solution into the filter. Continue
until the sodium thiosulfate solution has been drawn through most of the influent
tubing, but do not allow air to be pumped into the ultrafilter.

•	Turn off the pump and slowly release lever on the pump head.

NOTE: If possible, raising the end of the tubing in the water source above filter
before releasing pump head will minimize backflush of sample out of the filter.

6.3.15	Remove and discard all tubing from the ultrafilter (Figure 5). Screw a new kidney storage
side cap on to Port 2 and place a new blood port storage end cap on Port 4 (Figure 6).
Ensure all caps are firmly tightened.

6.3.16	Prepare the samples for any additional preservation requirements (Section 6.4).

6.4 Sample Preservation

Samples requiring preservation should be preserved as soon as possible to prevent degradation
and maintain sample integrity. Preservation requirements are dependent on contaminants, type of
sample, and method used to analyze the sample. Individuals unsure of proper preservation
requirements should contact the receiving laboratory for assistance, as improper sample
preservation can jeopardize the integrity of the sample.

Additional information on preservation requirements for specific contaminants can be found on
the EPA's Environmental Sampling & Analytical Methods (ESAM) website-
https://www.epa.gov/esam

6.4.1	Disinfection Reducing Agent - Water samples that have been treated or have tested
positive for chlorine during field testing should be treated with sodium thiosulfate
immediately after collection to dechlorinate the sample. The target final concentration of
sodium thiosulfate in the sample is 0.1%.

6.4.2	Additional Preservation - Samples should be stored in a rigid cooler with ice or
icepacks immediately after collection and during transportation to prevent biological
degradation. Samples should be kept above 10 degrees Celsius, taking extra precaution to
not freeze samples during transportation.

6.4.3	Holding Times - Holding time is the time from sample collection until initial analysis at
the receiving laboratory. To maintain sample integrity, all samples should be shipped to a
laboratory for analysis as soon as possible. Contact the receiving laboratory for
recommendations if holding time is expected to exceed 24 hours after collection.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

7.0	Sample Packaging and Shipment

7.1	Packaging and Shipping

After samples are collected, they are to undergo packaging procedures allowing for safe shipment
to the receiving laboratory. Both low and high hazard samples should be packaged outside the
area of contamination to preserve sample integrity.

Primary Leakproof Container

Secondary Leakproof Container

ABSORBENT PACKET
DO NOT EAT

Absorbent Packing Materials

Ice Pack (If Required)

Figure 8. Shipping diagram

7.2 Low-Hazard Samples (Figure 8)

7.2.1	Ensure the shipping container is rigid enough to protect the sample.

7.2.2	Verify all samples are properly labeled, tightly sealed, and not leaking. Secure the tops of
sample containers with clear tape or custody seals.

7.2.3	If using a cooler as a shipping container, ensure all the drain holes are properly sealed to
prevent leakage.

7.2.4	Wipe the outside of the sample container with a bleach wipe before sealing in a clear
resealable plastic bag.

7.2.5	Place ice packs or double bagged ice in container if sample requires preservation. If dry ice
is used, ensure shipment is in accordance with 49CFR 173.217.

7.2.6	Add absorbent packing materials.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

7.2.7	Place the chain of custody and any additional required paperwork in a clear resealable
plastic bag and secure with tape to the underside of the shipping container lid.

7.2.8	Fill any extra space in cooler with protective wrap or packing material to prevent
movement during transportation.

7.2.9	Secure the lid of the shipping container with tape.

7.2.10	Properly label the outside of the container with shipping information and handling
instructions, (e.g., "This end up").

7.3 High Hazard and Select Agent Samples

High hazard samples are to be triple packed, each container being leak-proof, contain absorbent
material between each layer, and contained within a rigid final container. When sampling is
conducted in high-hazard incidents, the sample packaging should be decontaminated in an area
free of contamination if possible and packaged in a clean area. All samples identified as
hazardous or potentially containing select agents should be packaged, labeled, and shipped by a
trained and licensed HazMat technician or individual approved by the HHS Secretary or Animal
and Plant Health Inspection Service (APHIS) Administrator, and should be in compliance with
the Federal Select Agent Program and all applicable laws and regulations. Shipment of samples
should be in accordance with the following domestic regulations: The Department of
Transportation Hazardous Materials Regulations (49 CFR Parts 171-180) and United States
Postal Service (USPS). 39 CFR Part 20.

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

8.0 Appendix

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

8.1 Chain of Custody Example

CENTERS FOR DISEASE CONTROL AND PREVENTION
WATERBORNE DISEASE PREVENTION BRANCH

CHAIN OF CUSTODY RECORD

SHIP TO: 1600 Clifton Road, NE / Bid 23 Rm 9-661 / Atlanta, GA 30329
ATTN: Mia Mattioli PHONE: 404-718-5643

CLIENT NAME:

PROJECT:

Grab (G), Composite (C) or
Ultrafilter (UF)

Sodium Thiosulfate Added (Y/N)

Free chlorine (mg/L, enter total
chlorine on reverse)

X
a

Temperature (ฐC)

Total Dissolved Solids (ppm)

Conductivity (pS/cm)

Salinity (ppm)

CSID
(LAB USE ONLY)

ADDRESS:

PHONE:

FAX:

EMAIL:

PROJECT MANAGER:

SAMPLER:

DATE

TIME

VOLUME

SMPL
TYPE

SAMPLE IDENTIFICATION

















































































































































































































































































































































SIGNATURE:

PRINT NAME:

DATE:

TIME:

SAMPLE CONDITION:

(FOR LAB USE ONLY)

SAMPLE TYPE
CODES:

RELINQUISHED BY:







Received On Ice Y/N
Container Intact Y/N
Seals Present Y/N
Samples Missing Y/N
Extra Samples Y / N
Hold time exceeded Y / N

W = Water
SW = Surface Water
GW = Ground Water
DW = Drinking Water
WW = Waste Water
PW = Poo! Water
SE = Sediment
SL = Sludge
OT = Other Matrix

RECEIVED BY:







PLEASE SHiP SAMPLES ON ICE TO KEEP COLD DURING OVERNIGHT SHIPMENT
(EXCEPT FOR NAEGLERIA FOWLERI TESTING--FOR WHICH SAMPLES SHOULD BE SHIPPED NON-CHILLED)

CDC Laboratory Notes Upon Receipt:

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

CENTERS FOR DISEASE CONTROL AND PREVENTION
WATERBORNE DISEASE PREVENTION BRANCH

1600 Clifton Road NE / Bid 23 Rm 9-661 / Atlanta, GA 30329

CHAIN OF CUSTODY RECORD

ATTN: PHONE:

ULTRAFILTRATION VOLUME MEASUREMENT

SAMPLE IDENTIFICATION

LATITUDE

LONGITUDE

OTHER WATER
MEASUREMENT(S)

START
TIME

END TIME

START METER
READING

END METER
READING

FLOW RATE
MEASUREMENTS (L/MIN):

















































































































































































































































PLEASE SHIP SAMPLES ON ICE TO KEEP COLD DURING OVERNIGHT SHIPMENT
(EXCEPT FOR NAEGLERIA FOWLERI TESTING-FOR WHICH SAMPLES SHOULD BE SHIPPED NON-CHILLED)

COMMEN~S/=IELD OBSERVA~IONS:

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

8.2 Federal Response Mandate

Safe water is a prerequisite for protection of public health, animal health, agriculture, food, and the
environment. Goal 2 of the National Biodefense Strategy of 2018 promotes measures to strengthen the
resiliency of the water sector to prevent or contain water-borne disease outbreaks and improve the ability
to detect biothreat agents in both finished and source waters. In addition to the responsibilities assigned to
agencies, federal response and recovery activities are implemented under various legislations, regulations,
and national policies. The Biological Incident Annex to the Response and Recovery Federal Interagency
Operations Plans (2017) and the National Response Framework (NRF) provides details outlining the core
capabilities and responsibilities of the CDC and EPA during a biological incident.

In addition to the response activities outlined by the NRF, EPA also has responsibilities relating to the
safety and security of the water sector. Under the authorities of the Safe Drinking Water Act, and post-
9/11 terrorist attacks Homeland Security Presidential Directive (HSPD)-7 (Critical Infrastructure
Identification, Prioritization, and Protection), HSPD-10 (Biodefense for the 21st Century), Presidential
Policy Directive (PPD)-21 (Critical Infrastructure Security and Resilience), and the latest National
Biodefense Strategy of 2018, the EPA has been leading the water infrastructure protection mission in
collaboration with the other federal partners. Under the National Infrastructure Protection Plan (NIPP)
Water and Wastewater Sector-Specific Plan for 2015. the Department of Health and Human Services
(HHS) agencies including CDC, U.S. Food and Drug Administration (FDA), and Indian Health Service
have been working closely with EPA. CDC, along with FDA have assisted EPA in defining CBR threats
to drinking water. Additionally, since 2005 EPA-ORD's and CDC expert scientists and engineers have
collaborated on research and development and both agencies participate in EPA ORD's Distribution
System Research Consortium (DSRC).

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

8.3 Resources

Guidance for Building Field Capabilities to Respond to Drinking Water Contamination

(https://www.epa.gov/sites/production/files/2Q17-
01/documents/field capabilities guidance ianuarv2017.pdf)

Response Protocol Toolbox- Planning for and Responding to Drinking Water Contamination
Threats and Incidents - Module 3: Site Characterization and Sampling Guide, EPA

(https://www.epa.gov/waterutilitvresponse/drinking-water-and-wastewater-utilitv-response-
protocol-toolbox)

Response Protocol Toolbox- Planning for and Responding to Drinking Water Contamination
Threats and Incidents - Module 4: Analytical Guide, EPA

(https://www.epa.gov/waterutilitvresponse/drinking-water-and-wastewater-utilitv-response-
protocol-toolbox)

Sampling, Laboratory and Data Considerations for Microbial Data Collected in the Field, EPA,
2018

(https://cfpub.epa.gov/si/si public record report.cfin?Lab=NHSRC&dirEntrvId=341832)

Validation of U.S. Environmental Protection Agency Environmental Sampling Techniques that
Support the Detection and Recovery of Microorganisms, 2017

(https://www.epa.gov/sites/production/files/2Q15-
01/documents/biosampling validity guidance.pdf)

Guidance on Choosing a Sampling Design for Environmental Data Collection, EPA, 2002

(https://www.epa. gov/sites/production/files/2015 -06/documents/g5 s-final .pdf)

Sample Collection Information Document for Pathogens—Companion to Selected Analytical
Methods for Environmental Remediation and Recovery (SAM), EPA, 2017

(https://cfpub.epa.gov/si/si public record report.cfm?Lab=NHSRC&dirEntrvId=339261)

Environmental Sampling and Analytical Methods (ESAM) Program 2017

(https://www.epa.gov/esam')

Technical Sampling Documents:

Drinking Water

Sampling Guidance for Unknown Contaminants in Drinking Water- EPA, 2017
(https://www.epa.gov/sites/production/files/2Q17-

02/documents/sampling guidance for unknown contaminants in drinking water 0215
2017 final.pdf)

Quick Guide To Drinking Water Sample Collection- EPA, 2016
(https://www.epa.gov/sites/production/files/2Q15-
11/documents/drinking water sample collection.pdf)

Potable Water Supply Sampling, EPA, 2013
(https://www.epa.gov/qualitv/potable-water-supplv-sampling')

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

Surface Water

Surface Water Sampling, EPA, 2016

(https://www.epa.gov/sites/production/files/2015-06/documents/Surfacewater-
Sampling.pdf)

Groundwater

Groundwater Sampling, EPA, 2013

(https://www.epa.gov/sites/production/files/2015-06/documents/Groundwater-
Sampling.pdf)

Other Water Sampling

Industrial Stormwater Monitoring and Sampling Guide, EPA, 2009
(https://www3.epa.gov/npdes/pubs/msgp monitoring guide.pdf)

EPA Hydrant Sampler Procedure, EPA, 2016

(https://nepis.epa.gOv/Exe/Z vPDF.cgi/P100QLG5.PDF?Dockev=P 100QLG5.PDF)

Pore Water Sampling- EPA, 2013
(https://www.epa.gov/qualitv/pore-water-sampling')

Procedures for Collecting Wastewater Samples-EPA, 2017
(https://www.epa.gov/aualitv/procedures-collecting-wastewater-samples')

National Field Manual for the Collection of Water-Quality Data, Collection of Water
Samples- USGS, 2019

(https://www.usgs.gov/mission-areas/water-resources/science/national-field-manual-
collection-water-qualitv-data-nfm?qt-science center obiects=0#qt-
science center objects')

Other Matrices

DoD Environmental Field Sampling Handbook, DOD, 2013
(https://denix.osd.mil/edqw/home/edqw-home-documents/manuals/dod-
environmental-field-sampling-handbook/')

Soil Sampling Operating Procedures, EPA, 2020

(https://www.epa.gov/sites/production/files/2015-06/documents/Soil-Sampling.pdf)

Legionella Sampling Procedure and Potential Sampling Sites, CDC
(https: //www. cdc. gov/le gionella/ downloads/cdc-sampling-procedure .pdf)

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Protocol for the Collection of Water Samples for Detection of Pathogens and Bioterrorism Agents

8.4 References

1.	Hill V. 2.6.1. Water Sampling and Processing Techniques for Public Health-Related Microbes.

Manual of environmental microbiology. Washington, D.C.: ASM Press; 2020.

2.	Smith CM, Hill VR. Dead-end hollow-fiber ultrafiltration for recovery of diverse microbes from
water. Applied and Environmental Microbiology 2009; 75(16): 5284-9.

3.	Mull B, Hill VR. Recovery of diverse microbes in high turbidity surface water samples using dead-end
ultrafiltration. J Microbiol Methods 2012; 91(3): 429-33.

4.	Hill VR, Mull B, Jothikumar N, Ferdinand K, Vinje J. Detection of GI and Gil noroviruses in ground
water using ultrafiltration and TaqMan real-time RT-PCR. Journal of Food and Environmental
Virology 2010; 2(4): 218-24.

5.	Kearns EA, Magana S, Lim DV. Automated concentration and recovery of micro-organisms from
drinking water using dead-end ultrafiltration. Journal of Applied Microbiology 2008; 105(2): 432-42.

6.	Rice EW, Baird RB, Eaton AD. Standard methods for the examination of water and wastewater, 23rd
edition: American Public Health Association, American Water Works Association, Water
Environment Federation; 2017.

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Environmental Protection
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