EPA/600/R-22/058 | October 2022
www.epa.gov/emergency-response-research

United States
Environmental Protection
Agency

oEPA

Bacillus anthracis Surrogates
Enhanced for Use in
Environmental Studies: A Review

Literature Review

Office of Research and Development

Homeland Security Research Program


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Bacillus anthracis surrogates enhanced for use in
environmental studies: a review

Literature Review

EPA Homeland Security and Materials Management Division

Technical Lead Person:

M. Worth Calfee, Ph.D.

U.S. Environmental Protection Agency
Office of Research and Development
Center for Environmental Solutions and Emergency Response
Homeland Security and Materials Management Division
Research Triangle Park, NC 27711

Prepared by:

Denise Aslett, Ph.D. and Ahmed Abdel-Hady

Ud COPS

Contract 68HERC20D0018

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Disclaimer

The U.S. Environmental Protection Agency (EPA), through its Office of Research and Development's
National Homeland Security Research Center, funded and managed this investigation through Contract
No. 68HERC20D0018 with Jacobs Technology, Inc. (Jacobs). This report has been peer and administratively
reviewed and approved for publication as an Environmental Protection Agency document. It does not
necessarily reflect the views of the Environmental Protection Agency. No official endorsement should be
inferred. This report includes photographs of commercially available products. The photographs are
included for purposes of illustration only and are not intended to imply that EPA approves or endorses
the product or its manufacturer. EPA does not endorse the purchase or sale of any commercial products
or services.

Questions concerning this document or its application should be addressed to the following individual:
M. Worth Calfee, Ph.D.

Homeland Security Materials Management Division

Center for Environmental Solutions and Emergency Response

U.S. Environmental Protection Agency

109 T.W. Alexander Drive

Research Triangle Park, NC 27711

Telephone No.: (919) 541-7600

E-mail Address: Calfee.Worth@epa.gov


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Forward

The U.S. Environmental Protection Agency (EPA) is charged by Congress with protecting the Nation's
land, air, and water resources. Under a mandate of national environmental laws, the Agency strives to
formulate and implement actions leading to a compatible balance between human activities and the ability
of natural systems to support and nurture life. To meet this mandate, EPA's research program is providing
data and technical support for solving environmental problems today and building a science knowledge
base necessary to manage our ecological resources wisely, understand how pollutants affect our health,
and prevent or reduce environmental risks in the future.

The Center for Environmental Solutions and Emergency Response (CESER) within the Office of
Research and Development (ORD) conducts applied, stakeholder-driven research and provides
responsive technical support to help solve the Nation's environmental challenges. The Center's research
focuses on innovative approaches to address environmental challenges associated with the built
environment. We develop technologies and decision-support tools to help safeguard public water systems
and groundwater, guide sustainable materials management, remediate sites from traditional
contamination sources and emerging environmental stressors, and address potential threats from
terrorism and natural disasters. CESER collaborates with both public and private sector partners to foster
technologies that improve the effectiveness and reduce the cost of compliance, while anticipating
emerging problems. We provide technical support to EPA regions and programs, states, tribal nations,
and federal partners, and serve as the interagency liaison for EPA in homeland security research and
technology. The Center is a leader in providing scientific solutions to protect human health and the
environment.

This report summarizes the findings from a literature survey intended to understand the state of the
science behind Bacillus anthracis surrogates, specifically surrogates intended for use in outdoor field
studies. A unique set of requirements exists for surrogate bacterial strains, when released into the
environment. In addition to being nonpathogenic, surrogates should approximate the behavior of Bacillus
anthracis with regards to survival in the environment, resistance to chemical and physical
decontamination measures, transport by environmental forces (e.g., rain, wind, groundwater, surface
water) and recovery by sampling methods. The surrogate should also be distinguishable from naturally
present organisms during analysis. This report outlines those considerations, documents existing
bacterial strains that may have utility as a Bacillus anthracis surrogate, analytical advancements that may
be used to enhance detection in environmental samples, and genetic alterations that could further
improve detection. This information is intended to support field-scale testing of remediation capabilities
and enhance our Nation's ability to respond and recover to biological contamination incidents.

Gregory Sales, Director

Center for Environmental Solutions and Emergency Response

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Contents

Acknowledgments	vi

Executive Summary	vii

Introduction	1

Spore Property Considerations	5

Spore Detection Considerations	11

Common Bacillus anthracis Surrogates	19

Bacillus anthracis Sterne	19

Bacillus atrophaeus	21

Bacillus thuringiensis	22

Summary of Properties for Bacillus anthracis and Selected Surrogates	26

Bacillus anthracis Surrogates Enhanced for Environmental Sampling	30

Bacillus thuringiensis subsp. kurstaki HD-1 enhanced with an acrystalliferous phenotype	30

Enhanced strains of acrystalliferous Bacillus thuringiensis BMB171	34

Stable genetic insertions in Bacillus thuringiensis subsp. kurstaki HD-1	37

Non-viable DNA-barcoded aerosol test particles	40

B. anthracis Sterne enhanced with fluorescence genes	41

Bioluminescent reporter phage	42

Summary of Bacillus anthracis Surrogates Enhanced for Environmental Sampling	47

Bacillus anthracis Surrogates for Environmental Sampling - Desired Characteristics,

Recommendations, and Conclusion	51

References	56

Appendix A - Methods	83

List of Tables

Table 1.0 - Summary List of Enhanced Bacillus anthracis Surrogates	viii

Table 2.0 - Summary List of Desired Characteristics for Bacillus anthracis Surrogates	ix

Table 3.0 - Characteristics of Bacillus anthracis and Common Surrogates	28

Table 4.0 - Detailed List of Enhancements for Bacillus anthracis Surrogates	48

Table 5.0 - Desired Characteristics for Bacillus anthracis Surrogates	51

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Acknowledgments

This effort was directed by the principal investigator from the Homeland Security Materials Management
Division, with support of a project team consisting of staff from the U.S. Environmental Protection Agency
and Jacobs Technology. The contributions of the following individuals have been a valued asset
throughout this effort:

U.S. Environmental Protection Agency (EPA)

M. Worth Calfee, Ph.D., Principal Investigator; U.S. EPA Office of Research and Development,
Center for Environmental Solutions and Emergency Response, Homeland Security and Materials
Management Division, RTP, NC.

Anne Mikelonis, Ph.D., P.E., Environmental Engineer, U.S. EPA Office of Research and
Development, Center for Environmental Solutions and Emergency Response, Homeland Security
and Materials Management Division, RTP, NC.

Erin Silvestri, U.S. EPA Office of Research and Development, Center for Environmental Solutions
and Emergency Response, Homeland Security and Materials Management Division, Cincinnati,
OH.

Sanjiv R. Shah, Ph.D., U.S. EPA Office of Research and Development, Center for Environmental
Solutions and Emergency Response, Homeland Security and Materials Management Division,
Washington, DC.

Jacobs Technology Inc.

Denise Aslett, Ph.D.

Ahmed Abdel-Hady
Mariela Monge
Brian Ford
Kathleen May

Abderrahmane Touati, Ph.D.

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Executive Summary

The 2001 dissemination of virulent Bacillus anthracis spores through the U.S. Postal Service
(USPS) and subsequent clean-up efforts identified significant shortcomings in consequence management
of biological contamination incidents. Validated sampling and decontamination measures for Bacillus
spores were largely unavailable at that time. Research to improve sampling, analysis, and
decontamination strategies for common building materials such as carpet, wood, concrete, and glass
was accelerated. However, research gaps remain for samples originating from complex environmental
matrices, such as soil, ground water, or vegetation. To address these gaps, significant research studies
still need to be executed. Such studies are usually conducted using non-pathogenic surrogates of
virulent Bacillus anthracis. Prior studies have commonly used surrogates including Bacillus atrophaeus
var. globigii and Bacillus thuringensis; however, surrogates that may be easily distinguished from native
organisms and safely used in outdoor settings are needed. Ideal surrogates not only have a genetic
similarity to B. anthracis, but also similar physical properties such as spore size, shape, surface
architecture, hydrophobicity, and charge. All of these characteristics contribute to spore interactions
with environmental substrates.

Spore detection and sample analysis methods must also be considered. Environmental samples
may contain background organisms that often complicate analysis of samples containing B. anthracis
surrogates. The traditional microbiological culture-based analytical method for B. anthracis is especially
impacted by this problem. Target organisms form colonies that are often indistinguishable from those of
non-target organisms making enumeration of viable spores problematic. Further, non-target organisms
may outcompete germinating spores for nutrients effectively inhibiting spore growth, especially for
samples with low spore concentrations. Other analysis methods, such as quantitative Polymerase Chain
Reaction (qPCR) or Rapid Viability-PCR (RV-PCR), depend on detection of a molecular target (e.g., DNA)
and are being developed for use with environmental samples. However, qPCR does not provide viability

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data and spore coat durability often prevents efficient spore disruption and DNA release. RV-PCR
includes a culturing protocol to provide viability data and eliminate spore lysis issues, but the presence
of background contamination may inhibit spore germination or outgrowth.

In recognition of these considerations and challenges, several surrogates have been enhanced
with new properties potentially making them more compatible with outdoor release, environmental
sampling, and sample analysis and detection. The purpose of this report was threefold. The first was to
identify the existing enhanced surrogates and review the available literature describing their
development and use. The second was to propose characteristics desired for surrogates intended for
outdoor studies. And finally, the third was to propose options for obtaining a surrogate with the desired
features.

Table 1.0 provides a summary list of the existing B. anthracis surrogates with enhancements

described in the literature.

Table 1.0 - Summary List of Enhanced Bacillus anthracis Surrogates

B. anthracis surrogate

Enhancement(s)

Significance

References

B. thuringiensis subsp.
kurstaki HD-1

Eliminated crystal
production

During sporulation, crystals that are toxic to
certain insects and difficult to remove from spore
preparations are produced. Crystals may attach
to spores and impact aerodynamics as well as
physical transport through environmental
matrices.

Bishop &

Robinson,

2014

B. thuringiensis BMB171

Introduced yellow
pigment-producing genes
and disrupted genes coding
for sporulation regulation,
small acid soluble protein
production, and global
regulation of virulence
factors

The yellow pigment provides a distinguishing
phenotype on rich media. Other changes were
designed for added environmental safety. When
spoOA is disrupted, germinated spores are
prevented from re-sporulating. And when spores
lack small acid-soluble proteins and the PIcR
regulator, they are potentially less likely to
persist in the environment.

Park etal.,
2017

B. thuringiensis subsp.
kurstaki HD-1

Added unique DNA
identifiers known as
barcodes

Chromosomal insertion of barcodes provides
replication stability and unique identifiers that
distinguish the organism from background
Bacillus, but parasporal crystal formation is
retained. Genomic regions suitable for barcode
insertion may be identified with a bioinformatics
tool, known as barCoder.

Buckley et al.,
2012;

Bernhards et
al., 2021

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Table 1.0 - Summary List of Enhanced Bacillus anthracis Surrogates

B. anthracis surrogate

Enhancement(s)

Significance

References

DNATrax

Created non-viable
particles

Particles referred to as DNATrax (DNA Tagged
Reagents for Aerosol experiments) are composed
of short, customizable oligonucleotide sequences
attached to maltodextrin. DNATrax particles are
non-viable, providing added safety, and are
similar in size and shape to B. anthracis spores.

Harding et al.,
2016

B. anthracis Sterne

Introduced fluorescence
genes

B. anthracis Sterne is an attenuated B. anthracis
strain that has been used in veterinary vaccine
production. A constitutive Bacillus promoter plus
genes responsible for production of green
fluorescent protein (GFP) or red fluorescent
protein (RFP) were inserted into the
chromosome, providing a distinguishing
phenotype for colonies growing on rich media.

Su et al., 2014

phage WP
(used to detect B.
anthracis or B. anthracis
Sterne)

Introduce the luxAB
bioluminescent reporter
cassette

Spore detection requires germination and
outgrowth, as the WP phage infects only
metabolically active cells then emits a detectable
bioluminescence.

Schofield &
Westwater,
2009

While each of the existing enhanced strains have some of the characteristics desired for outdoor
sampling, none of them have all. Table 2.0 provides a list of characteristics desired for surrogates

intended for outdoor studies.

Table 2.0 - Summary List of Desired Characteristics for Bacillus anthracis Surrogates

Desired Characteristics

Significance

Spore size, shape, and surface properties (charge, protein
content, surface adhesion, architecture, exosporium,
appendages) similar to B. anthracis

These properties affect spore transport and fate in the
environment

Absence of parasporal crystal inclusions

Crystals may adhere to spores and affect transport dynamics

Spore inactivation properties (UV, heat, and chemical
resistance) similar to or greater than B. anthracis

Inactivation strategies that are effective for the surrogate
should be effective for B. anthracis

Spore aerosol transport and resuspension characteristics
similar to B. anthracis

These properties affect spore transport and fate in the
environment

History of safe outdoor use

Public safety

Absence of virulence factors

Public safety

Manifests a distinguishing phenotype, such as pigmentation
or fluorescence, when cultured

Aids sample enumeration with conventional microbiological
methods

Has a molecular fingerprint that is distinct from background,
non-target, heat-resistant organisms

Allows for PCR and RV-PCR detection options

Safe and cost-effective methods are available to extract,
detect, and enumerate viable spores in samples from
complex matrices, with sensitivity and specificity

Surrogate selection must include consideration for
detection, especially if sample enumeration of viable spores
is desired

Commercial availability

Commercial availability is desired especially if enhanced
strains cannot be obtained from an academic or government
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Several options could be considered for the development of a B. anthracis surrogate possessing
all or nearly all of the desired characteristics listed in Table 2.0. One option is to try recovering spores of
existing B. anthracis surrogates on traditional rich media supplemented with a selective agent. Selective
plating methods that exclude growth of non-target organisms could provide a safe, inexpensive, and
simple way to incorporate viability data into test results.

Another option is to further enhance an existing surrogate strain that has a strong safety record
and history of outdoor use. For example, B. thuringiensis subsp. kurstaki HD-1 has been widely used in
pesticides and has already been modified with chromosomally located bar codes. Plasmid curing
methods described by Bishop and Robinson (2014) could be used to eliminate parasporal crystal
formation. Second, and more difficult to achieve, would be the chromosomal addition of color-
producing genes. The addition of pigmentation or fluorescence would enhance detection by traditional
agar plating, especially for environmental samples that may have low concentrations of background
organisms. These changes would also open the possibility of designing additional TaqMan probes that
target not only the existing bar codes but also the pigmentation genes. Third, explore the use of
additional genome editing technologies for surrogate enhancement. Once referred to as a bacterial
immune system, the clustered, regularly interspaced short palindromic repeats (CRISPR) and CRISPR-
associated proteins (Cas) system has been used to modify the genomes of several Bacillus organisms.
The CRISPR/Cas-9 system possibly could be used to introduce point mutations in the existing B.
thuringiensis bar codes to create new, unique bar codes. Fourth, the concept of synthetic auxotrophy
could be explored. In this scenario, growth of the surrogate strain would be dependent on use of a
synthetic amino acid, which would be exogenously supplied in the laboratory. This approach has been
demonstrated in the context of biocontainment but whether or not it could work as a selective
mechanism for detecting target spores in environmentally derived samples is unknown. Finally, an

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immuno-capture concept could be explored. Antibodies designed to target a spore surface protein
could be constructed and tagged with the small molecule biotin. A stationary streptavidin matrix could
then be used to capture the biotin-tagged spores, thereby exploiting one of the strongest interactions
known in nature. Captured spores could then be germinated on rich media and distinguished from other
non-target Bacillus organisms by the enhanced pigmentation.

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Introduction

Prior to the 2001 dissemination of virulent Bacillus anthracis through the U.S. Postal Service
(USPS), a large accidental release of anthrax-causing spores occurred in 1979 at a military research
facility in Sverdlosvsk (now known as Ekaterinburg) in the former U.S.S.R. (Meselson et al., 1994; Sahl et
al., 2016). Subsequent investigations estimated that the widespread contamination caused at least 66
human deaths from inhalational anthrax (Meselson et al., 1994; Sahl et al., 2016). During the 2001
"Amerithrax" case (U.S. Department of Justice, 2010), gram quantities of B. anthracis spores released
through the USPS resulted in 22 anthrax cases and five fatalities (Jernigan et al., 2002; Webb, 2003).
There was also widespread public alarm, long-term facility closures, analysis of over 125,000 samples
(Hughes & Gerberding, 2002; U.S. Department of Health and Human Services [U.S. DHHS], 2019),
ciprofloxacin prophylaxis for at least 10,000 people (Bush & Perez, 2012), large-scale decontamination
and clean-up efforts, and investigations by multiple law enforcement agencies. The combined economic
burden was estimated in the billions of dollars (Bush & Perez, 2012). The attack also identified
significant knowledge and research gaps in consequence management of biological contamination
incidents (Franco & Bouri, 2010). Validated sampling and decontamination measures for Bacillus spores,
known to persist for long periods in unfavorable conditions (Manchee et al., 1981; Sinclair et al., 2008;
U.S. Army Medical Research, 2011; Wood et al., 2015), were largely unavailable in 2001 (Canter, 2008).
Site characterization, remediation, and clearance strategies were further complicated by the need to
address multiple surface types, such as intricate mail processing equipment, ductwork, non-porous
surfaces like tile floors, and porous materials like ceiling tiles and carpet. As the sampling approaches
and clean-up measures were evaluated, the need for additional methods research became apparent
(Canter, 2008). In 2005, the U.S. Government Accountability Office issued a report highlighting the need

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for methods validation (Rhodes, 2005). Applied research efforts were accelerated, but many challenges
associated with contaminated site assessment, sample collection, analysis, and field data interpretation
remain (Fitch et al., 2003; Silvestri et al., 2017). Especially challenging is the need to understand these
issues within the context of complex environmental matrices such as air, soil, and water.

For example, B. anthracis spores released during a World War II era biowarfare experiment on
Scotland's Gruinard Island made the island uninhabitable for decades (Manchee et al., 1981; Wynn,
1982). Bombs containing virulent B. anthracis spores were detonated near ground level, and sheep
tethered downwind of the detonation site were monitored for inhalational anthrax and mortality. As
recently as the 1980s, soil samples showed that viable spores were detected over a ~2.6-hectare area
surrounding the detonation point, with the highest concentration of spores (~3.1 x 103 CFU g"1 soil)
detected at the impact site of one anthrax bomb released from an aircraft (Manchee et al., 1994). A
large-scale soil decontamination effort was attempted, which primarily consisted of soaking the topsoil
with over 2 million liters of 5% formaldehyde in seawater. Areas surrounding the suspected aerial bomb
site were decontaminated with 38% formaldehyde to the depth of bedrock. Two months after
formaldehyde application, soil sampling showed that some areas with known pre-decontamination
spore viability still contained recoverable spores (3 to 132 spores g 1 soil). At least one hot spot in the
detonation area still had a very high contamination level (10s spores g 1 soil) at a depth of 50 cm. These
areas were further treated, and re-sampling resulted in no detectable spores. Grasses were re-planted,
and 40 Cheviot sheep were placed on the island to graze for five months, with no detected health
impacts (Manchee et al., 1981). With Gruinard Island presumably restored, it was returned to heirs of
the original owner in 1990 (Aldhous, 1990). However, monitoring and clean-up efforts took decades and
had an undetermined, but significant, cost.

As recently as 2011, an unrelated, non-fatal case of inhalational anthrax was detected in a 61-
year old United States resident (Griffith et al., 2014). The patient was hospitalized during a 3-week trip

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though areas where animal anthrax is enzootic. During the trip through parts of North Dakota, Montana,
Wyoming, and South Dakota, the patient, with no prior anthrax exposure, frequently encountered dusty
conditions while driving and stopping among herds of bison and burros. A multi-agency investigation
team analyzed at least 65 environmental samples from the patient's vehicle, home workshop, and
garage, but B. anthracis was not detected in any of them. Environmental samples were not collected
from the travel route because coverage of the entire distance (several thousand miles) was not feasible,
specific suspected exposure locations were unknown, and soil sampling can be hindered by poor
sensitivity and high variability. Investigators reported that these challenges limited the investigation
(Griffith et al., 2014) and a B. anthracis source was not identified.

Together, these two incidents highlight the difficulties associated with analysis of environmental
matrices and demonstrate a need for improved sampling and detection capabilities. The individual case
of inhalational anthrax demonstrates a need for techniques that offer enhanced sensitivity and reduced
variability, especially for soil and other debris-laden matrices. The larger-scale Gruinard Island events
illustrate the challenges associated with hazard characterization, sampling involving complex
environmental matrices (e.g., soil), outdoor decontamination methods, and post-treatment clearance
sampling. Gruinard Island is relatively remote and was uninhabited at the time of the military
experiments, but if a large-scale, outdoor spore release, such as one associated with bioterrorism,
occurred in an inhabited area, the decontamination strategy would be far more complicated. Along with
research that has been dedicated to remediation of materials found in indoor settings, there is a clear
need to develop new, effective, and cost-effective clean-up strategies for large outdoor areas which
encompass an even wider and more complex variety of matrices. Soil, water, and vegetation all contain
high loads of background organisms that may interfere with detection and enumeration of the target
organism. Soil core samples for the Gruinard Island assessments were primarily evaluated with the use
of rich media supplemented with polymyxin, lysozyme, disodium ethylene-diamine tetraacetate, and

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thailous acetate, known as PLET (Knisely, 1966). The PLET media, which is selective for B. anthracis, was
combined with heat treatment (65 °Cfor 1 hr) to reduce background interference. However, this media
may not be compatible with non-pathogenic B. anthracis surrogates.

Fully virulent B. anthracis is a Tier I Select Agent (Rotz, et al., 2002; U.S. DHHS, 2018).

Possession, use, storage, or transfer of this organism requires registration with the CDC (U.S. DHHS,
2009). Work with high culture concentrations or activities which may promote aerosolization must be
performed in a Biosafety Level 3 (BSL-3) facility (U.S. DHHS, 2009), and environmental release
experimentation with this agent is prohibited. To mitigate these logistical constraints, minimize public
health risk, and reduce the hazards of working directly with a pathogen, surrogate organisms which
share important non-pathogenic properties with B. anthracis have been used and described in the
literature. Greenburg et al. (2010) reviewed the historical use of eight potential B. anthracis surrogates:
B. atrophaeus, B. cereus, B. subtilis, B. thuringiensis, B. anthracis Sterne, B. megaterium, B. mycoides,
and Geobacillus stearothermophilus (Greenberg et al., 2010). B. atrophaeus has been used most widely,
followed by B. cereus, B. subtilis, B. thuringiensis, and B. anthracis Sterne, in that order. Surrogate
preference and selection depend on not only practical considerations such as safety, availability,
detection options, and cost, but also on how well the surrogate's genetic and physical properties align
with those of B. anthracis and the importance of those similarities to the research objectives (Greenberg
et al., 2010). Physical parameters such as size, shape, spore surface architecture, and density are all
important experimental considerations. Other properties such as cell surface hydrophobicity and surface
charge are principal contributors to spore interactions with environmental substrates (Chen et al., 2010;
Husmark & Ronner, 1992; Ronner et al., 1990; Tufts et al., 2014; White et al., 2014), specifically affecting
both attachment and detachment mechanisms and therefore substantially impacting spore movement
(White et al., 2012). Consideration of all these features is especially important for tests designed to
assess spore mobility, fate, and persistence in outdoor settings.

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The purpose of this report was threefold. The first was to identify the existing enhanced
surrogates and review the available literature describing their development and use. The second was to
propose characteristics desired for surrogates intended for outdoor studies. And finally, the third was to
propose options for obtaining a surrogate with the desired features.

Spore Property Considerations

Spore surface hydrophobicity reflects the tendency for the spore to leave an aqueous
environment for preferred interactions with hydrophobic entities (White et al., 2014). It can be affected
by surface structures such as extracellular proteins, oligosaccharides, and appendages (Chen et al., 2010;
Doyle et al., 1984; Faille et al., 2010; Husmark & Ronner, 1992; Lequette et al., 2011; Ronner et al., 1990;
Tauveron et al., 2006; Tufts et al., 2014; White et al., 2014). Hydrophobicity may be assessed using
water contact angle measurements and hydrophobic interaction chromatography (HIC) (Ahimou et al.,
2001), but for spores, it has most commonly been measured with hexadecane partitioning assays,
known as Bacterial Adhesion to Hydrocarbon (BATH) or Microbial Adhesion to Hydrocarbon (MATH)
assays (Rosenberg, 1984, 2006; Rosenberg et al., 1980; Zoueki et al., 2010). The method is based on
mixing cells or spores suspended in aqueous buffer with a liquid hydrocarbon such as n-hexadecane, n-
octane, or p-xylene (Rosenberg et al., 1980). After mixing, the phases are allowed to separate and
spores having an affinity for the liquid hydrocarbon will partition to that phase. Spectroscopy can be
used to quantify the change in aqueous phase absorbance, with decreases observed for organisms
having a hydrophobic character. Use of these principles, however, to extract B. anthracis spores from
liquid food matrices had limited success (Leishman et al., 2010), as the degree of partitioning can be
affected by assay conditions such as buffer strength, pH, heat treatment, hydrocarbon type, and phase
separation time. Even with these known limitations, general trends among similar microbial strains have
been noted (Doyle et al., 1984; White et al., 2014; Wiencek et al., 1990). Spores belonging to the Bacillus

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cereus family of bacteria, such as B. cereus, B. anthracis, and B. thuringiensis, generally have been
observed to be more hydrophobic than other B. anthracis surrogates such as B. subtilis or B. atrophaeus
(Ankolekar & Labbe, 2010; Buhr et al., 2008; Doyle et al., 1984; Faille et al., 2010; Husmark & Ronner,
1992; Koshikawa et al., 1989; White et al., 2014; Wiencek et al., 1990). White et al. (2014) designed a
study to specifically address the limitations on data comparisons imposed by MATH method variability
(White et al., 2014). Using consistent conditions regarding spore preparation, buffer type and strength,
pH, and assay protocol, spore surface hydrophobicity for B. anthracis Sterne was compared to several
common B. anthracis surrogates including B. thuringiensis subsp. israelensis and B. atrophaeus var.
globigii (White et al., 2014). Spore preparations were added to either dechlorinated tap water (DTW) or
a potassium phosphate monobasic (KH2P04) buffer with a concentration of 150, 91.5, 9.15, or 0.915 mM
(each adjusted to pH 8), then measured for % retention to octane. B. anthracis Sterne had the highest
measured hydrophobicity (~ 104 to 107%), which was relatively constant across all buffer strengths
tested. B. thuringiensis subsp. israelensis exhibited less hydrophobicity (~ 68 to 78%), and also remained
relatively constant across buffer strengths. However, the hydrophobicity measurements for B.
atrophaeus var. globigii decreased as buffer strength decreased (~ 83% in 150 mM KH2P04 to ~44% in
DTW), perhaps reflecting differences in innate surface architecture (White et al., 2014). How well these
measurements inform design of outdoor experiments or predict spore behavior in the environment —
where a variety of surface types, aqueous solutions, and chemicals may be present — is unknown.

Electrostatic charge on the spore surface develops when surface molecules become ionized by
protonation or deprotonation (Desai & Armstrong, 2003). Spore surface charge can be affected by the
presence of extracellular structures as well as external conditions such as pH, ionic strength, and organic
load (White et al., 2012; White et al., 2014). And like hydrophobicity, surface charge affects spore
interactions with external entities and may impact spore movement and surface adhesion in the
environment (Faille et al., 2010; Husmark & Ronner, 1992; Mikelonis et al., 2020; White et al., 2012;

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White et al., 2014). Spore surface charge is typically represented by measurements of electrophoretic
mobility (EPM), and instruments which combine dynamic light scattering and electrophoretic mobility
are often used for analysis (White et al., 2012). Spore suspensions are placed in a cell containing two
electrodes, and when an electrical field is applied across the electrodes, spores having a surface charge
migrate to the oppositely charged electrode (Desai & Armstrong, 2003) with a velocity that can be
measured. From these measurements, the zeta potential is calculated using the Helmholtz-
Smoluchowski equation (Husmark & Ronner, 1992). Zeta potential is commonly used to characterize
spore surface charge (Ankolekar & Labbe, 2010; Faille et al., 2010; Husmark & Ronner, 1992; White et
al., 2012; White et al., 2014) and may help anticipate the spore's tendency to either aggregate or remain
dispersed in solution. For example, at pH 7, wide variations in zeta potential have been observed for
spores of different Bacillus strains, with B. anthracis 9131 (-20.26 mV) more similar to B. thuringiensis
407 (-28.47 mV) and B. thuringiensis 7138 (-26.00 mV) than to type strain B. subtilis 7145 (-46.81 mV)
(Faille et al., 2010). In general, zeta potential values with magnitudes greater than 40 mV are considered
indicative of electrostatic stability and resistance to aggregation (Pochapski et al., 2021); therefore, B.
subtilis may be expected to behave differently in solution than B. thuringiensis. Surface charge
differences, however, may be mitigated by the composition of the solution. For example, intrinsic spore
surface properties can be overpowered by components such as salts and metals found in stormwater
and dominate spore adhesion processes (Mikelonis et al., 2020).

White et al. (2012) also evaluated B. anthracis Sterne 34F2 and some B. anthracis surrogates
such as B. thuringiensis subsp. israelensis and B. atrophaeus var. globigii under comparable conditions
and reported the EPM instead of the calculated zeta potentials (White et al., 2012). Spores were
generated under the same culture conditions, purified, and stored at 4 °C in sterile deionized water until
use. EPMs were measured by adding purified spores to either DTW or KH2P04 buffer with a
concentration of 150, 91.5, or 9.15 mM. The pH was adjusted from 2 to 10 in single-pH-unit increments

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and the EPM trends, while different for each strain, demonstrated little variation above pH 6. Below pH
6, the EPMs became more positive as pH decreased. Across the tested pH range and buffer strengths, B.
anthracis Sterne generally had the most positive EPM, averaging -0.42 pim cm V"1 s"1; followed by B.
thuringiensis subsp. israelensis and B. cereus, with average EPMs of -1.20 and -1.07 pim cm V 1 s"1,
respectively. B. atrophaeus var. globigii, having an average EPM of -2.84 pim cm V"1 s"1, was most distant
from B. anthracis Sterne. But again, how well these bench measurements in clean buffers inform design
of outdoor experiments or predict spore behavior in the environment is not clear.

Spore surface architecture also may affect spore behavior in the environment, and one surface
feature of considerable interest is the exosporium. The exosporium is an irregularly shaped
proteinaceous structure (Bozue et al., 2015; Henriques & Moran, 2007; Stewart, 2015) that is not
present in all Bacillus strains. It is, however, commonly associated with the B. cereus family of bacteria,
which includes B. anthracis and B. thuringiensis (Stewart, 2015). The exosporium consists of a basal layer
which anchors hair-like projections known collectively as a nap (Hachisuka et al., 1966; Kailas et al.,
2011). The nap is present over the entire surface of the exosporium and is principally composed of a
collagen-like glycoprotein known as BcIA (bacillus collagen-like protein A) (Kailas et al., 2011; Stewart,
2015). The presence or absence of an exosporium is an important consideration when selecting a
surrogate for environmental testing because of related effects on spore hydrophobicity (Brahmbhatt et
al., 2007; Husmark & Ronner, 1992; Koshikawa et al., 1989; Ronner et al., 1990; White et al., 2014),
aerodynamics (Kesavan et al., 2017; Tufts et al., 2014), and surface adhesion properties (Bozue et al.,
2007; Faille et al., 2010; Husmark & Ronner, 1992; Kailas et al., 2011; Lequette et al., 2011; Williams et
al., 2013). Various strains of Bacillus spores characterized by either the natural presence or absence of
an exosporium were examined with hexadecane partitioning assays (Koshikawa et al., 1989). Spores
with an exosporium partitioned strongly from the aqueous phase to hexadecane, indicating a higher
degree of hydrophobicity than spores naturally lacking an exosporium (Koshikawa et al., 1989). In

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another study using B. anthracis Sterne spores, ultrasonication was used to remove the exosporium and
Transmission Electron Microscopy (TEM) was used to verify removal. Like the naturally exosporium-
deficient spores, the ultrasonicated spores displayed a significantly reduced hydrophobicity when
compared to wild type (WT) spores (Williams et al., 2013). The altered B. anthracis Sterne spores were
further tested in soil column flow-through experiments (Williams et al., 2013). Two soil types, each
having a base composition of loam, peat, and sand in a 7:3:2 ratio, differed only in added organic and
calcium content. The ultrasonicated spores without exosporia were observed to have longer column
retention times, suggesting that the altered spores adhered more strongly to the tested soils than WT
spores (Williams et al., 2013). The adherence difference between altered and WT spores was less
pronounced in the calcium-rich soil, but both differences were statistically significant (p < 0.05)

(Williams et al., 2013).

Because the BcIA protein is a principal exosporium component, spore hydrophobicity and
surface adhesion characteristics have also been examined when it is absent. Mutant B. anthracis Sterne
spores harboring a bcIA deletion and lacking BcIA displayed significantly reduced hydrophobicity in
comparison to WT, and interestingly, after heat treatment (85 °C for 10 min) there was a significant
increase in hydrophobicity for the bcIA' mutant but not for WT spores (Brahmbhatt et al., 2007). The
bcIA' mutant spores were also observed to have greater adherence to some extracellular proteins such
as fibronectin and laminin when compared to WT (Brahmbhatt et al., 2007). Similarly, bcIA' mutants of
B. anthracis Ames displayed increased adherence to bronchial epithelial cells (Bozue et al., 2007). In
other work, B. anthracis Sterne spores lacking BcIA had a slightly higher retention in a porous medium of
silica sand than WT spores (Chen et al., 2010), suggesting that as exterior proteins are removed and
inner spore layers are exposed, adhesion to some surfaces may increase (Chen et al., 2010). On the
other hand, work with B. cereus mutants harboring bcIA deletions demonstrated that the BcIA" spores
had increased rather than decreased hydrophobicity (Lequette et al., 2011). Additionally, mutant spores

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attached to stainless-steel surfaces were more easily detached than WT spores, suggesting that the
presence of BcIA resulted in an increased interaction between spores and the stainless-steel surface and
that the underlying layers for some strains of B. cereus and B. anthracis are quite different (Lequette et
al., 2011). These contrasting observations highlight the need to carefully consider experimental matrices
and the selected surrogate's surface characteristics, especially when spore transport and adhesion
properties are important test considerations.

Along with an exosporium, the surface architecture of spores belonging to the Bacillus cereus
group of bacteria may feature appendages. The notable exception is B. anthracis, as examined strains
appear to be without them (Faille et al., 2010; Hachisuka et al., 1984). Appendages differ from the fine
hair-like projections that make up the nap. Whereas the nap is distributed over the entire surface of the
exosporium, appendages have a less uniform surface distribution and can appear in both lophotrichous
and peritrichous conformations (Ankolekar & Labbe, 2010; Driks, 2007). Appendages are proteinaceous
structures (Kozuka & Tochikubo, 1985), and reported numbers per spore as well as dimensions vary
widely. Various reports typically list three to twenty, and even up to thirty, appendages per spore with a
wide range of dimensions (Plomp et al., 2005a; Tauveron et al., 2006). For example, one TEM-based
study reported an average appendage diameter of ~13.6 nm and lengths varying from 0.45 to 3.8 pim
(Ankolekar & Labbe, 2010). The presence of appendages may be an important consideration when
selecting a B. anthracis surrogate because, like the exosporium, it may have an effect on spore adhesion
under certain conditions (Husmark & Ronner, 1992; Ottlow, 1975). Appendages may allow spores to
easily aggregate at low ionic strength and provide a surface attachment advantage over appendage
deficient spores (Plomp et al., 2005a). For example, when appendages were removed (by
ultrasonication) from some strains of B. cereus spores, adhesion to hydrophobic glass was decreased. On
the other hand, appendage removal had a lesser effect on B. cereus spore adhesion to stainless steel
(Stalheim & Granum, 2001).

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Finally, while it is clear that dormant spore features are important considerations for surrogate
selection, it should also be noted that the metabolizing cell characteristics may also be important
considerations for B. anthracis surrogate selection. Some evidence suggests that that Bacillus organisms
may transition between the vegetative and spore states in outdoor environments such as soil and upon
contact with plant material (Bishop, 2014; Bishop et al., 2014; Bizzarri & Bishop, 2007; Charron-
Lamoureux & Beauregard, 2019), but the potential impact of such transitions during long-term spore
viability studies in outdoor settings is unknown.

Spore Detection Considerations

Physical spore characteristics are important considerations in selection of an appropriate B.
anthracis surrogate, but effective methods for spore sample extraction, detection, and quantification
must also be considered. These methods, some of which are discussed in a review by Irenge & Gala
(2012), vary widely and often present extensive challenges especially for samples from complex matrices
(Irenge & Gala, 2012). Culture-based methods continue to be accepted as the gold standard when the
experimental goals are quantification and verification of spore viability. A culture-based method has
been validated by two CDC studies (Hodges et al., 2010; Rose et al., 2011). In the Rose, et al. study (Rose
et al., 2011), B. anthracis Sterne spores were inoculated onto a steel surface, then sampled with pre-
moistened cellulose sponges. Spores were extracted from cellulose sponges into a buffer solution and
aliquots were plated on nutrient agar to determine the number of colony-forming units (CFU) per
sample. Non-target organisms (Bacillus atrophaeus and Staphylococcus epidermidis) coupled with
Arizona test dust particles were incorporated to challenge spore recovery, but even with this addition,
these samples contained much less background interference than samples collected from complex
natural environments. An alternative cellulose sponge wipe analysis method has been described, but it
also relies on culture-based enumeration (Abdel-Hady et al., 2019). Culture based enumeration methods

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may be employed to analyze samples from outdoor studies encompassing multiple surfaces, like those
expected to be impacted during a wide-area bioterrorist incident (including concrete, asphalt, leaves,
grass, and soil). However, it should be noted that manual enumeration of recovered spores likely will be
complicated by the presence of heat-resistant, non-target, native organisms (e.g., other spore formers
such as B. cereus, B. subtilis, B. brevis, and some species of Sporosarcina [Kocur et al., 1963; Siala, et al.,
1973]). Colony counts may be aided by use of a surrogate with a pigmented phenotype, making it
distinguishable from native organisms. Even with this advantage, crowding of target colonies by those of
non-target organisms may necessitate sample dilution, which in turn negatively impacts the sampling
method detection limit. Finally, and perhaps most importantly, uncertainty regarding target spore
germination and outgrowth (especially for low number samples) in the presence of competition from
numerous non-target organisms potentially affects colony count accuracy, reliability, and repeatability.

To alleviate some of the problems associated with culture based methods, molecular methods such
as polymerase chain reaction (PCR) (Bassy et al., 2018; Beyer et al., 1999; Carl et al., 1992; Cheun et al.,
2003; Guidi et al., 2010; Janzen et al., 2015; Kuske et al., 1998; Makino & Cheun, 2003; Qi et al., 2001;
Ryu et al., 2003; Sedlackova et al., 2017; Vahedi et. al., 2009) have been used. And since a real-time PCR
assay was validated for rapid identification of Bacillus anthracis (Hoffmaster et al., 2002), development
of similar molecular methods intended for B. anthracis surrogate detection and quantification has been
of great interest. There are several advantages associated with this approach. In general, PCR-based
methods offer better specificity, faster turnaround times, and increased sensitivity in comparison to
culture-based methods (Mandal et al., 2011). Probes targeting specific nucleic acid sequences can be
carefully designed so that distinguishing among organisms with similar genetics is possible (Radnedge et
al., 2003). Use of a unique barcode, such as T1B1 or T1B2 (Buckley et al., 2012; Emanuel et al., 2012),
provides an additional advantage. And while traditional culturing requires 24 to 48 hr for analysis
results, PCR samples can be analyzed within 24 hr. However, it is also recognized that while many

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environmental samples contain PCR inhibitors (Schrader et al., 2012) such as background DNA, humic
acids, metal ions, or polyphenols, PCR-based methods may still offer an advantage over traditional
culture plating in terms of detection sensitivity. For example, early work with traditional PCR and
ethidium bromide gels demonstrated DNA detection from B. atrophaeus var. globigii (Bg) spores seeded
into four soil types containing various amounts of background DNA (0.18 to 21.3 ng g"1 soil) and humic
acids (49 to 2,200 ng g"1 soil) (Kuske et al., 1998). Bg spores, ranging in concentration from 2.5 x 103 to
2.5 x 107 spores g"1 soil, were seeded into each soil type. DNA was extracted with bead mill
homogenization then further purified with Sephadex spin columns to remove humic substances. For
samples containing the lowest Bg spore concentration (103 spores g 1), PCR amplicons were only
detected in the soil having the lowest concentrations of inhibiting factors (0.18 ng DNA g"1 soil and 49
Hg humic acid g"1 soil). In samples from all other soil types, the detection limit was either 104or 10s
spores g 1 soil. Even though the assay sensitivity was impacted by the inhibitors present, the qualitative
results were achieved in a short time and the detection ranges are as good or better than those
achieved with traditional agar plating methods (Buttner et al., 2001).

Despite the advantages of specificity and processing speed offered by molecular methods,
widespread use of PCR to detect and quantify spores in complex environmental samples continues to be
constrained by significant challenges. The adverse impact of PCR inhibitors on sensitivity has been
demonstrated (Kuske et al., 1998), so separation of spores from the sample matrix is often the first
challenge (Ryu et al., 2003; Stevens & Jaykus, 2004). Also required is uninhibited access to targeted
nucleic acids (Kuske et al., 1998), and pre-PCR sample processing methods must include a reliable way to
completely disrupt spores and liberate quality DNA (i.e., free of excessive shearing). Unlike vegetative
bacterial cells, which are relatively easy to lyse with heat or mechanical abrasion, dormant spores are
very resistant to various thermal, mechanical, and chemical assaults (Dittmann et al., 2015; Fox & Eder,
1969; Moeller et al., 2009; Mohr et al., 1991; Montville et al., 2005; Nicholson et al., 2000; Reyes et al.,

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1981; Setlow, 2006). Such remarkable durability has been attributed to multiple spore features, one of
which is a complex exterior. Multiple, concentric proteinaceous layers (Brauge et al., 2018; Dittmann et
al., 2015; Driks, 1999; Driks, 2002a; Driks, 2002b, 2009; Henriques & Moran, 2007; McKenney et al.,
2013; Setlow, 1992, 2007) surround the DNA-containing core to create a shield of protection.
Nevertheless, many spore lysis methods including heat shock (Luna et al., 2003), boiling (Buttner et al.,
2004; Drago et al., 2002; Ryu et al., 2003) autoclaving (Luna et al., 2003), liquid nitrogen freeze-boil
cycles (Kuske et al., 1998), French press passaging (Brauge et al., 2018), sonication (Belgrader et al.,
1999; Chandler et al., 2001; Luna et al., 2003; Taylor et al., 2001) and sonication plus boiling (Rueckert et
al., 2005a; Rueckert et al., 2005b) have been reported with varying degrees of success. Plating assays
conducted after these procedures often show that spore lysis is incomplete and significant numbers of
viable spores remain (Rueckert et al., 2005a). Lysis protocols have also been supplemented with various
other methods, such as immunomagnetic capture (Blake & Weimer, 1997; Bruno & Yu, 1996; Shields et
al., 2012; Thomas et al., 2013), density gradient centrifugation (Ryu et al., 2003), or germination (Guidi
et al., 2010; Luna et al., 2003; Ryu et al., 2003) in an effort to improve lysis efficiencies.

Immunomagnetic capture protocols typically utilize magnetic beads coated with spore-specific
antibodies that are designed to capture, separate, and concentrate spores from complex matrices.
Capture efficiencies vary widely. Density gradient centrifugation (e.g., sucrose with a nonionic
detergent) may also be used to separate spores from hydrophobic soil particles but low (22 to 28%)
spore recoveries have been reported (Dragon & Rennie, 2001). Germination protocols usually involve
treating spore samples with various germination activators such as amino acids, calcium dipicolinic acid,
peptidoglycan fragments, or nutrients. They are designed to stimulate germination and exploit the
spore's natural physiology and promote endogenous degradation (Blankenship et al., 2015; Heffron et
al., 2009; Setlow, 2014; Shah et al., 2008) of the spore's exterior, thereby making them more vulnerable
to lysis. However, spore populations are heterogenous and germination rates may vary based on sample

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treatment and the germinants used (Chesnokova et al., 2009; Ghosh & Setlow, 2009; Pandey et al.,
2013; Warda et al., 2017; Wei et al., 2010). Germination rates may also differ according to the number
of germinant receptors, which can vary based on the media used during spore preparation (Setlow,
2013). Commercial DNA extraction kits have also been evaluated with spores (Brauge et al., 2018;
Dauphin et al., 2009; Dineen et al., 2010; Mertens et al., 2014; Sedlackova et al., 2017; Thomas et al.,
2013), but some plating and microscopic evaluations after the lysis steps have shown that viable spores
remain (Brauge et al., 2018). DNA recoveries with the tested commercial kits, when reported, were far
below the theoretical yields (Dineen et al., 2010). Bead beating, either alone or coupled with heat
treatment or germination, has emerged as a frequently used, if not preferred, spore lysis option (Brauge
et al., 2018; Emanuel et al., 2012; Geissler et al., 2011; Guidi et al., 2010; Jones et al., 2005; J0rgensen &
Leser, 2007; Kuske et al., 1998; Priha et al., 2004; Saikaly et al., 2007; Vandeventer et al., 2011). Even so,
traditional plating assays have shown that viable spores can be detected after liquid or dry bead beating
(Jones et al., 2005). And while 100% lysis may not be a realistic goal, significant quantities of spores
surviving the treatment add to the inefficiency of the method and therefore to the variability and
uncertainty of analysis results. Electron microscopy also has demonstrated that spores can endure bead
beating procedures and retain the appearance of intact coat layers (Brauge et al., 2018). While
germinated spores are somewhat less resistant to mechanical lysis (Jones et al., 2005), dormant spores
are very resistant to mechanical forces. This is perhaps not surprising since spore coats appear to have a
high degree of redundancy. They are composed of at least 70 different types of proteins (McKenney et
al., 2013), some with extensive covalent cross linkages (Driks, 1999; Driks, 2002a; Driks, 2002b; Gould &
Hitchins, 1963; Henriques & Moran, 2007; Lai et al., 2003; Leggett et al., 2012; McKenney et al., 2013;
Plomp et al., 2014). Even Bacillus mutants that do not produce one or more selected coat proteins have
post-abrasion spore viability profiles that resemble those of wild type spores (Jones et al., 2005). And
even when spore viability is lost with mechanical treatment, it may not be accompanied by a breach in

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the spore exterior, and without that, DNA release is open to question. Additionally, spore preparations
may have high levels of dead cell debris, including non-negligible quantities of DNA which may be free or
attached to spore surfaces. Unless spore preparations are rigorously purified (e.g., heat treatment,
lysozyme treatment, density gradient centrifugation, DNase treatment) before use in spiking
experiments, superficial DNA may be detected (Belgrader et al., 1999; Brauge et al., 2018; Chandler et
al., 2001; Kuske et al., 1998; Vandeventer et al., 2011) and result in potential over-estimations of
endogenous DNA recovery or spore presence. For example, Rueckert et al. (2005) used a qPCR assay to
evaluate an untreated spore suspension and detected the equivalent of ~0.4 ng/ml of DNA, which they
concluded was extraneous (Rueckert et al., 2005a). Assuming one spore has the genomic equivalent of
~6 femtograms of DNA, this would be the equivalent of at least 6 x 104 spores per ml. Spore DNA is also
associated with small acid soluble proteins (SASP) (Mohr et al., 1991; Setlow et al., 1992; Setlow, 1988,
1992, 2007), which cause a conformational DNA change (Mohr et al., 1991; Setlow, 1992) and help
protect spore DNA during various assaults such as wet and dry heat (Setlow, 2007). During germination,
these proteins typically dissociate from DNA and are subsequently degraded into amino acids by
endoprotease Gpr (Setlow, 1992, 2007). However, SASP variants having a high affinity for DNA may not
dissociate and therefore could be less resistant to digestion (Setlow, 2007). Whether or not the
presence of these proteins may affect PCR results is unknown. When lysis protocols are followed by
separate DNA purification procedures, efficiencies can be further impacted. This becomes especially
problematic for samples with low spore concentrations. PCR detection limits may be affected by not
only the amount and condition of the DNA used in each reaction, but also by non-target background
DNA (Kuske et al., 1998; LaMontagne et al., 2002) and by inhibition caused by abiotic and/or biological
contaminants (Buttner et al., 2001; LaMontagne et al., 2002). And finally, assuming good quality,
endogenous DNA is isolated, and a PCR method is used for detection and/or quantification, information
regarding spore viability is either limited or not provided.

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One alternative to traditional PCR methods is Rapid Viability PCR (RV-PCR) (Kane et al., 2009; Letant
et al., 2010; Letant et al., 2011; U.S. Environmental Protection Agency, 2011). Because spore viability is
closely linked to evaluating public health risk and effective remediation responses after a biological
contamination incident, sampling methods providing viability information are desired (Raber et al.,
2011). Traditional agar plating assays have been used to quantitate viable spores, but a PCR-based
approach potentially offers faster turnaround and greater compatibility with semi-automation and high-
throughput processing. After completion of decontamination procedures, however, the presence of
residual nucleic acids may complicate the results of traditional PCR assays (Buttner et al., 2004; Letant et
al., 2011). Therefore, RV-PCR methods were developed to combine the detection specificity of probe-
based PCR with culturing designed to support detection of targeted viable organisms. Incorporation of
culturing also helps alleviate problems associated with spore lysis inefficiency. For RV-PCR, PCR is
performed both before and after culturing such that differences (ACt) in the before- and after-culturing
cycle threshold values (CT T0 and CT Tf respectively) are used to indicate the presence of viable spores.
For samples to be considered positive for viable spores, PCR results must meet some defined criteria.
For example, in one RV-PCR protocol designed for samples containing B. anthracis Ames (Letant et al.,
2011), a positive viable spore result occurs when all sample replicates provide a Ct Tf < 36 in a 45-cycle
PCR amplification after 9 hr of culture incubation and a ACt > 9, indicating at least a 3-log difference.

A most probable number (MPN) statistical approach (Blodgett, 2005), which has been used to
enumerate microbes in food (Oblinger & Koburger, 1975), environmental water samples (Carey et al.,
2006; Vester & Ingvorsen, 1998), and soil (Fredslund et al., 2001), is used as the spore quantification
method. The reliability of the MPN method relies on analysis of multiple replicates (usually three or five,
but up to 10) of each dilution within a dilution series (usually three 10-fold dilutions) for each sample
and does not provide an absolute value (Oblinger & Koburger, 1975). Using inputs for number of
dilutions, number of tubes per dilution, and sample volume, published tables (Blodgett, 2010) and

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various calculators are available to determine the sample MPN estimate (Briones & Reichardt, 1999; U.S.
Environmental Protection Agency, 2013). Early work to test the feasibility of the RV-PCR method utilized
aliquots from heat-treated crude cell lysates in the PCR reactions (Kane et al., 2009), but later DNA
purification protocols were added (Letant et al., 2011; U.S. Environmental Protection Agency, 2011).
Studies comparing RV-PCR and traditional plating sample analysis results have also employed challenges
such as high concentrations of dead background spores (inactivated with chlorine dioxide) and the use
of Arizona test dust spiked with non-target organisms to simulate dirty surface sampling with
background contamination (Kane et al., 2009; Letant et al., 2010; Letant et al., 2011). Even with these
challenges, the two methods provided similar results (within 1 log).

Additional work to further clarify false negative rates (FNRs) and limits of detection (LODs) was
conducted with a modified RV-PCR (mRV-PCR) approach (Hutchison et al., 2018). The mRV-PCR method
employs a longer enrichment (16 instead of 9 hours) and heated cell lysis for DNA extraction without
further purification. Low concentrations of B. anthracis Sterne and Bg spores were applied in liquid
droplet depositions on 2- by 2-in. coupons made of glass, stainless steel, vinyl tile, or plastic. Spore
concentrations ranged between 2 and 500 CFU per coupon. Coupons were sampled with Puritan
macrofoam swabs and samples were evaluated by both mRV-PCR and culture. In general, the observed
FNR and LOD values were lower for the mRV-PCR method than for the culture method. The effects of
dust, grime, or the presence of background organisms was not tested.

Further testing is needed to validate the RV-PCR methods for complex environmental samples
containing both viable and inactivated spores and high loads of non-target background organisms. Since
the RV-PCR method incorporates a culturing step, target spore germination and growth of nascent cells
in the presence of other heat-resistant background organisms may be problematic. Germinating spores
and nascent cells may be outcompeted for access to nutrients, especially for samples with low spore
concentrations. Germination of target organisms also may be impacted by very high densities of non-

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viable spores, where alanine racemase enzymes, which inhibit germination by converting germination
activator L-alanine to germination inhibitor D-alanine, may still be active (Cote et al., 2018).

Common Bacillus anthracisSurrogates

In recognition of the need to employ surrogates with characteristics similar to those of the
targeted infectious agent, as well as the persistent complications arising from use of conventional
microbiological methods for analysis of environmental samples, key features of commonly used B.
anthracis surrogates will be summarized within this context. Work to enhance some B. anthracis
surrogates with features designed to overcome certain environmental sampling and detection
challenges also will be reviewed. Some of this work has been summarized elsewhere (Park et al., 2018).
However, this review expands the available summary information to include additional surrogate
possibilities, field trial outcomes from enhanced surrogate deployment, and advantages and
disadvantages of the associated detection methodologies.

Bacillus anthracis Sterne: B. anthracis Sterne has been widely used in laboratory research as

a surrogate for virulent B. anthracis (Greenberg et al., 2010). The popularity of B. anthracis Sterne stems
in part from its status as an attenuated B. anthracis strain that is not considered a Tier I Select Agent
(Staab et al., 2017; U.S. DHHS, 2018). Virulent forms of B. anthracis contain two virulence plasmids
(Read et al., 2003). Plasmid pXOl features a pathogenicity island containing three anthrax toxin genes:
cya (edema factor), /e/(lethal factor), and pagA (protective antigen) (Okinaka et al., 1999a; Okinaka et
al., 1999b). Plasmid pX02 carries genes (capA, capB, capC) responsible for formation of a poly-y-D-
glutamic acid capsule, which helps B. anthracis cells avoid phagocytosis by human immune cells (Ezzell &
Welkos, 1999; Jeon et al., 2015). B. anthracis Sterne, however, carries only the pXOl plasmid and
therefore does not produce a capsule (Okinaka et al., 1999b). In this attenuated state, it has been used
in vaccine preparations for livestock immunizations against anthrax worldwide (Staab et al., 2017;

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Sterne, 1946; Turnbull, 1991). Other B. anthracis strains, such as NNR-1 and NNR-2, lost the pX02
plasmid when novobiocin was included in the growth media (Green, et al., 1985). Another strain, known
as B. anthracis ASterne, has been cured of the pXOl plasmid. B. anthracis ASterne has been used as a
reference strain during assessments of other B. anthracis surrogates such as B. thuringiensis (Buhr et al.,
2015). Aside from the difference in plasmid composition, B. anthracis Sterne can be considered
representative of virulent B. anthracis in terms of spore physical characteristics and colony morphology
on agar-based media. B. anthracis Sterne also has been used in bench-scale studies designed to assess
susceptibility to various inactivation agents. For example, when tested in aqueous buffer under
conditions commonly associated with drinking water treatment facilities (pH 7 and 5°C or 25°C), B.
anthracis Sterne spores were more susceptible to inactivation by free chlorine (0.8 or 2.0 mg/liter) than
spores of 6. anthracis Ames and other tested surrogates (Rice et al., 2005; Rose et al., 2005). But, in
another inactivation study where spores were deposited on either silicone rubber or aluminum alloy
carriers and then exposed to solutions containing sodium hypochlorite or hydrogen peroxide, B.
anthracis Sterne and B. anthracis Ames were similarly inactivated (within ~1 log) (Sagripanti et al.,
2007). And when spores deposited on different building materials (e.g., glass, carpet, ceiling tile) were
tested under various temperature, contact time, and relative humidity (RH) conditions for methyl
bromide decontamination efficacy, overall inactivation efficacies for spores of both B. anthracis Ames
and B. anthracis Sterne increased under higher RH (75%) conditions, but B. anthracis Sterne spores were
more resistant under this condition than B. anthracis Ames (Wood et al, 2016). B. anthracis Sterne also
was used to assess inactivation kinetics in food matrices. Lag phase durations, growth rates, and
maximum population densities for B. anthracis Sterne and B. anthracis Ames were compared over a
range (10, 15, 25, 30, 35, 40 and 70 °C) of temperatures in samples of sterile raw ground beef (Tamplin
et al., 2008). For growth rate and lag time, little difference was observed but mean population densities
at 30, 35, and 40 °C were higher for B. anthracis Ames (Tamplin et al., 2008). This study provides at least

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one example demonstrating that B. anthracis Sterne could be a reasonable surrogate for virulent B.
anthracis when samples involve complex matrices. However, it may not be a good candidate for outdoor
release studies. Even though B. anthracis Sterne is considered non-pathogenic and can be handled in
BSL-2 facilities, public relations challenges would be anticipated for its use in large-scale environmental
studies. And the risks, however low, associated with genetic exchange in the environment potentially
resulting in the acquisition of virulent factor genes by B. anthracis Sterne, may be prohibitive from
public safety and relations perspectives (Davison, 1999; Droge et al., 1998; Greenberg et al., 2010).

Bacillus atrophaeus: Bacillus atrophaeus var. globigii has been a common B. anthracis
surrogate for studies with biowarfare defense or decontamination objectives (Gibbons et al., 2011;
Grand et al., 2010; Mickelsen et al., 2019; Raber & Burklund, 2010). In comparison to B. anthracis, B.
atrophaeus spores in aqueous buffer were reported to be slightly more resistant to free available
chlorine, especially at pH ranges from 6.2 to 8.6 (Brazis et al., 1958). At a higher pH of 10.5, a similar
resistance was reported for both spore types (Brazis et al., 1958). In other work where spores deposited
on either metal or rubber carriers were inactivated with an unadjusted hypochlorite solution (pH ~10) or
other peroxide-containing products, B. anthracis and B. atrophaeus also had similar reported
sensitivities (Sagripanti et al., 2007). And although spore formation conditions can affect spore heat
tolerance (Nicholson et al., 2000), spores of B. atrophaeus (ATCC 9372) were also observed in bench-
scale experiments to have increased resistance to dry heat in comparison to B. anthracis Sterne, with
reported Diso-values (minutes) of 2.52 ± 0.16 and 1.11± 0.06, respectively (Wood et al., 2010). Together,
these resistance qualities make B. atrophaeus a conservative substitute when evaluating the projected
efficacy of decontamination agents and methods targeting virulent B. anthracis. B. atrophaeus also has a
pigmented phenotype when cultured on solid rich media, making its colonies morphologically distinct
and easily enumerated (Burke et al., 2004; Gibbons et al., 2011; Nakamura, 1989). And like B. anthracis,
B. atrophaeus is not reported to have appendages (Greenberg et al., 2010; Plomp et al., 2005b; Plomp et

21


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al., 2005c). However, B. atrophaeus spores differ from B. anthracis spores in several important ways. For
example, the B. atrophaeus spore architecture lacks an exosporium (Buhr et al., 2008; Greenberg et al.,
2010; Plomp et al., 2005b; Plomp et al., 2005c). B. atrophaeus spores also tend to be physically smaller
than B. anthracis spores (Buhr et al., 2008; Carrera et al., 2007; Fricker et al, 2011), although
environmental conditions and spore preparation methods can impact spore size (Plomp et al., 2005b).
And finally, one nucleotide level analysis involving archival strains of B. atrophaeus demonstrated that
the nearest neighbor is B. subtilis (Gibbons et al., 2011), making B. atrophaeus strains more
phylogenetically distant from B. anthracis than some other surrogates such as B. thuringiensis
(Greenberg et al., 2010).

Bacillus thuringiensis: Because of both its genetic and physical similarities to B. anthracis,
Bacillus thuringiensis (B. thuringiensis) has been extensively evaluated as a surrogate (Tufts et al., 2014).
Like B. anthracis, the B. thuringiensis spore architecture features an exosporium (Ball et al., 2008; Boone
et al., 2018; Terry et al., 2017; Todd et al., 2003), and the spores have similar sizes and volumes (Carrera
et al., 2007; Faille et al., 2010). Other spore properties such as hydrophobicity, electrophoretic mobility,
and zeta potential vary widely among Bacillus strains, but B. thuringiensis can be considered generally
representative of B. anthracis in these areas (Faille et al., 2010; Sinclair et al., 2012; White et al., 2012;
White et al., 2014). In one long-term (up to 1,038 days) laboratory study in which viable spore recoveries
from various fomites (e.g., laminate, stainless steel) were evaluated, results for B. anthracis were more
similar to those for B. thuringiensis than to other tested surrogates (Enger et al., 2018). In a spore
inactivation study conducted under conditions representative of those in drinking water treatment
facilities, B. thuringiensis subsp. israelensis was more resistant to treatment with free available chlorine
than B. anthracis Ames, making it a conservative surrogate choice for similar decontamination tests
(Rice et al., 2005). But for spores deposited on either silicone rubber or aluminum alloy carriers, B.

22


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thuringiensis 4055 and B. anthracis Ames had similar inactivation profiles when exposed to 5% (v/v)
sodium hypochlorite with no pH adjustment (Sagripanti et al., 2007).

B. thuringiensis and B. anthracis also belong to the Bacillus cereus group of closely related
organisms (Ehling-Schulz et al., 2019; Keim et al., 2009; Priest, et al., 2004) and likely evolved from a
common ancestor (Hill et al., 2004; Ivanova et al., 2003; Turnbull, 1999). Aside from vast differences in
plasmid composition (Kolst0 et al., 2009), genetic profiles among this group are closely aligned
(Helgason et al., 2000). For example, the 16S rRNA gene sequences for members of this group are 99%
identical (Ash et al., 1991; Klee et al., 2006) and therefore cannot be used for discrimination (Klee et al.,
2006). However, a few interesting genetic differences result in distinctive phenotypes which can be used
to differentiate B. anthracis, B. cereus, and B. thuringiensis (Gillis & Mahillon, 2014). For example,
characteristics like the absence of phospholipase C activity, absence of (B-hemolysis on sheep blood agar,
lack of motility, susceptibility to penicillin, and lysis by bacteriophage Gamma (y) are classically
examined to confirm B. anthracis identity (Koehler, 2009; Turnbull, 1999).

Phospholipases and extracellular hemolysins act as important virulence factors in many
pathogenic Bacillus organisms (Agaisse et al., 1999; Lereclus et al., 1996). These extracellular proteins
are responsible for the characteristic phenotypes which may be observed with simple plating assays
(sheep blood or chromogenic agar) (Klee et al., 2006; Peng et al., 2001). Gene expression for these
proteins is typically activated during stationary phase (Lereclus et al., 1996) and is regulated by the
transcriptional activator PIcR (Agaisse et al., 1999; Gohar et al., 2008; Lereclus et al., 1996; Salamitou et
al., 2000; Slamti & Lereclus, 2002). PIcR is encoded by the pIcR gene. In B. thuringiensis and B. cereus,
PIcR recognizes a conserved promoter region (Agaisse et al., 1999) and activates multiple genes that
have roles not only in virulence (Agaisse et al., 1999) but also in modulation of environmental signals
such as nutrient depletion and cell density (Gohar et al., 2008). Most of these genes are also present in
the B. anthracis genome, but the corresponding proteins are not expressed (Slamti et al., 2004). In B.

23


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anthracis, the pIcR gene has a nonsense mutation (Slamti et al., 2004), which results in a truncated
protein that is unable to perform as a transcriptional activator (Agaisse et al., 1999). In the absence of a
functional PIcR activator, the extracellular B. anthracis matrix lacks phospholipase C and (B-hemolysin,
along with a host of other extracellular proteins found for B. cereus and B. thuringiensis, but not B.
anthracis (Gohar et al., 2005).

Similarly, multiple flagellar genes, while present in B. anthracis, contain frameshift mutations
which disrupt the formation of a functional flagellar structure. So unlike B. thuringiensis and B. cereus, B.
anthracis has a non-motile phenotype (Koehler, 2009; Rasko et al., 2004; Read et al., 2003). Additionally,
many strains of B. anthracis are susceptible to penicillin, whereas B. thuringiensis and B. cereus produce
(B-lactamase enzymes and are typically resistant to penicillin (Chen et al., 2003; Gargis et al., 2018; Ross
et al., 2009; Turnbull et al., 2004). Finally, bacteriophages are obligate intracellular parasites which infect
bacteria by interaction with host cell receptors (Salmond & Fineran, 2015). Phages have a high degree of
host specificity (Knoll & Mylonakis, 2014), a characteristic making them useful for distinguishing
between genetically related strains like B. anthracis, B. cereus, and B. thuringiensis. For example, the
bacteriophage y infects B. anthracis but not B. thuringiensis or B. cereus (Brown & Cherry, 1955; Gillis &
Mahillon, 2014). To effect replication upon infection, y employs mechanisms to disrupt the susceptible
host's cell membrane (Schuch et al., 2002). As cells are lysed, observable plaques form on agar plates,
providing a diagnostic tool for B. anthracis.

B. anthracis and B. thuringiensis differ substantially in plasmid composition and toxin
production. B. anthracis virulence genes are encoded on the pXOl and pX02 plasmids (Okinaka et al.,
1999a; Okinaka et al., 1999b; Read et al., 2003). B. thuringiensis strains have large plasmids carrying
genes cry, vip, and cyt which code for insecticidal proteins (Chakroun et al., 2016; Ehling-Schulz et al.,
2019; Espinasse et al., 2003; Hofte & Whiteley, 1989; Ibrahim et al., 2010; Mesrati et al.,2005; Schnepf
et al., 1998; Schnepf & Whiteley, 1981; Whiteley & Schnepf, 1986). During B. thuringiensis sporulation,

24


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proteinaceous crystals which are toxic when ingested by certain insect species (Schnepf et al., 1998) are
formed. The cry and cyt genes are responsible for crystals that form in the mother cell, outside of the
nascent spore, but the izip genes code for proteins that are secreted during vegetative cell growth
(Bechtel & Bulla, 1976; Whiteley & Schnepf, 1986). A sip gene, which encodes a secreted protein with
toxicity toward Leptinotarsa decemlineata larvae, has also been reported for B. thuringiensis strain
EG2158 (Donovan et al., 2006). Liquid laboratory cultures commonly used to produce spores contain
both spores and crystals (Agaisse & Lereclus, 1995; Bechtel & Bulla, 1976; Dubois, 1968; Palma et al.,
2014), and various methods have been developed to separate them, especially to isolate purified
crystals for further study (Mounsef et al., 2014; Pendleton & Morrison, 1966). Even when separation
techniques are used, spore clumping can entrap crystals (Mounsef et al., 2014) and crystal proteins may
adhere to spore surfaces (Du & Nickerson, 1996), potentially affecting the spore's aerodynamic and
chemical resistance properties (Tufts et al., 2014).

B. thuringiensis strains have generally emerged as the preferred B. anthracis surrogates for
environmental sampling, persistence, fate and transport studies. This preference arises primarily from
its history of widespread outdoor use and longstanding safety record (Ibrahim et al., 2010; Raymond &
Federici, 2017; Teschke et al., 2001; Valadares de Amorim et al., 2001; Van Cuyk et al., 2011). Various
strains of B. thuringiensis are the active ingredients in many commercially available biopesticide
formulations (Crickmore, 2006; Roh et al., 2007; Siegel, 2001). For example, Bacillus thuringiensis subsp.
kurstaki is the active ingredient in Foray® 48B (Valent Biosciences,, Libertyville, IL, Flowable
Concentrate, Biological Insecticide label, https://www.valentbiosciences.com/foresthealth/wP"
content/uploads/sites/5/2021/04/Valent Forav-48B-44-label.pdf. and is registered with the U.S.
Environmental Protection Agency as an approved biopesticide (EPA Registration Number: 73049-427,
2018; https://www3.epa.gov/pesticides/chem search/ppls/073049-0Q427~20180501.pdf). Additionally,
B. thuringiensis subsp. kurstaki does not produce (B-exotoxins, which are small, thermostable secondary

25


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metabolites that are secreted by metabolizing cells of some B. thuringiensis strains (Hernandez et al.,
2003). (B-exotoxins are low molecular weight analogs of the nucleotide adenine, and they inhibit DNA-
dependent RNA polymerase (Palma et al., 2014). They exhibit non-specific toxicity against insects and
mammalian cells, so B. thuringiensis strains producing them cannot be used for biopesticides in Europe,
the United States, and Canada (Palma et al., 2014).

Perhaps the greatest ongoing challenges associated with wide use of unenhanced B.
thuringiensis surrogates in tests involving complex matrices are detection and quantification. When
grown on rich solid media, unenhanced B. thuringiensis lacks a pigmented phenotype and forms white
colonies with morphologies similar to those of other ubiquitous environmental organisms. Therefore,
traditional agar plating is usually not a feasible analysis option, especially for environmental samples like
grass, soil, or leaves, which are rich with non-target organisms that may outcompete germinating spores
for nutrients and impact enumeration data. These challenges have likely prevented the use of B.
thuringiensis in some studies where they may have been the preferred B. anthracis surrogate. Sample
heat treatment may be used to eliminate some non-target organisms but heat resistant background
spore-formers, also present in many environmental samples, remain viable to complicate analysis.
Molecular approaches also may be used to remedy these problems, but more work is needed to validate
the quantitative capacity of molecular-based detection methods.

Summary of Properties for Bacillus anthracis and Selected Surrogates

Table 3.0 provides a summary of characteristics associated with selected B. anthracis strains for
both the metabolically active cell and spore forms of the organisms. Where possible, specific strains with
the noted characteristics have been listed to support the surrogate level generalization. Note however,
that exceptions can most likely be found as differences in culturing conditions and sporulation media
components may alter the size (Carrera et al., 2007) as well as the structure and composition of spore

26


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coat layers (Hitchins et al., 1972). All of these potential differences could affect spore behavior (Plomp et
al., 2005c) in unknown ways and complicate efforts to compare functional characteristics across strains.

27


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Table 3.0 - Characteristics of Bacillus anthracis and Common Surrogates1

Organism
State

Characteristic

Bacillus onthrocis

Bacillus onthrocis Sterne

Bacillus otrophoeus

Bacillus thuringiensis

References

Metabolically
Active
Cell

Colony morphology

Creamy gray to off white; tacky,
colony growth may be pulled into
standing peaks with a loop; circular
to irregular colonies; flat or slightly
convex; entire to undulate edges;
granular surface textures, ground
glass appearance

Same as B. onthrocis

Brownish or orange
pigment, depending on
strain; opaque, smooth,
circular colonies that may
become rough and crusty in
appearance as colonies dry

Creamy gray to off white; colonies have
butyrous consistency; granular surface
textures; circular to irregular colonies; entire
to undulate edges, crenate and fimbriate
edges

(American Society
for Microbiology,
2017; Hodges et al.,
2010; Logan & De

Vos, 2009;
Nakamura, 1989;
Turnbull, 1999)

Motility

No

No

Yes

Yes

(Bouillaut et al.,
2005; Leise et al.,
1959; Logan & De

Vos, 2009;
Nakamura, 1989;
Turnbull, 1999)

Sensitive to lysis by y phage

Yes

Yes

No (B. subtilis)

No

(Schofield &
Westwater, 2009;
Schuch et al., 2002;
Turnbull, 1999)

poly-y-D-glutamic acid capsule
formation

Yes

No

No

No

(Ezzell & Welkos,
1999; Logan & De
Vos, 2009; Reif et
al., 1994; Turnbull,
1999)

Blood agar p-hemolysis

No

No

No (ATCC 9372)

No (B. thuringiensis subsp. kurstaki HD-1)

(Carlson & Kolst0,
1993; Gibbons et
al., 2011; Hodges et
al., 2010; Turnbull,
1999)

p-lactamase production
conferring penicillin resistance

No

No

No

Variable by strain

(Chen et al., 2003;

Coonrod et al.,
1971; Logan & De

Vos, 2009;
Turnbull, 1999;
Bishop & Robinson,
2014)

Functional global transcription
regulator (PIcR)

No

No

No [B. subtilis 168)

Yes

(Ehling-Schulz et
al., 2019; Koehler,
2009; Lereclus et
al., 1996; Slamti &

Lereclus, 2002;
Slamti et al., 2004)

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Table 3.0 - Characteristics of Bacillus anthracis and Common Surrogates1



Virulence plasmids

pXOl, pX02

pXOl

No (B. subtiiis)

Multiple, may contain cry, vip, cyt genes

(Carlson & Kolst0,
1993; Ehling-Schulz
et al., 2019;
Errington, 1988;
Hofte & Whiteley,
1989; Koehler,
2009; Mesrati et
al., 2005; Okinaka
et al., 1999a;
Okinaka et al.,
1999b; Palma et al.,
2014; Read et al.,
2003)

Dormant
Spore

Presence of exosporium

Yes

Yes

No

Also lacks bcIA gene

Yes

(Buhr et al., 2008;
Greenberg et al.,
2010; Sella et al.,
2014; Stewart,
2015)

Strains examined
Appendages

B. anthracis 9131
B. anthracis IID 501

No

Sterne 34F2
ND

B. subtiiis 1AM 1206
B. subtiiis 98/7
B. globigii

No

B. thuringiensis 407
B. thuringiensis 7138
B. thuringiensis subsp. israelensis ATCC 35646
B. thuringiensis 1AM 11056, 1AM 11064

Yes

(DesRosier & Lara,
1981; Faille et al.,
2010; Hachisuka et
al., 1984; Plomp et
al., 2005a; Steichen
et al., 2005)

Parasporal crystal formation

No

No

No

Variable by strain
B. thuringiensis HD-1: Yes
B. thuringiensis Al Hakam: No
B. thuringiensis BMB171: No

(Carlson & Kolst0,
1993; Challacombe
et al., 2007; Ehling-
Schulz et al., 2019;
He et al., 2010;
Sella et al., 2014)

Strain

Sizes (urn) ± SD:
Mean Length2
Mean Diameter2

B. anthracis Ames

1.52 ±0.19
0.81 ±0.06

Not listed

1.49 ±0.17
0.85 ±0.08

B. atrophaeus ATCC 9372

1.21 ±0.18
0.68 ±0.11

B. thuringiensis subsp. kurstaki

1.78 ±0.19
0.86 ±0.05

(Buhr et al., 2008;
Carrera et al., 2007;
Fricker et al., 2011)

Strain

Surface Hydrophobicity (%
retention to octane)3

B. anthracis Ames
ND

B. anthracis Sterne 34F2
104 ±3

B. atrophaeus var. globigii
44 ±2

B. thuringiensis subsp. israelensis
78 ±3

(White et al., 2014)

Strain

Surface Charge
(represented by EPM)4

B. anthracis Ames
ND

B. anthracis Sterne 34F2
-0.64 ±0.05

B. atrophaeus var. globigii
-1.87± 0.06

B. thuringiensis subsp. israelensis (ATCC
35646)

-1.23 ±0.08

(White et al., 2012)

Notes:

(ND) Not determined

(1)	Culturing conditions (e.g., temperature, pH) and sporulation media composition may affect functional and morphological spore properties

(2)	Length and diameter measurements using Transmission Electron Microscopy (TEM) and Advance Microscopy Technology (AMT) software

(3)	Data based on n-octane partitioning assays from dechlorinated tap water

(4)	Data reported as |im cm V"1 s"1 based on electrophoretic mobility (EPM) measurements at pH 7 in dechlorinated tap water

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Bacillus a nth racis Surrogates Enhanced for Environmental Sampling

Bacillus thuringiensis subsp. kurstaki HD-1 enhanced with an acrystalliferous
phenotype: Naturally occurring acrystalliferous Bacillus strains such as B. thuringiensis Al Hakam
(Challacombe et al., 2007) have been used as B. anthracis surrogates in various method development
studies aimed at spore disinfection of surface materials (Buhr et al., 2013; Buhr et al., 2012; McCartt et
al., 2011; Omotade et al., 2014). Bishop and Robinson (2014), however, were particularly interested in a
surrogate that could be used in outdoor settings. They selected B. thuringiensis HD-1 for their work
largely because of its strong safety record and widespread use as a biopesticide. To address the concern
regarding potential spore-crystal interactions, they enhanced B. thuringiensis subsp. kurstaki HD-1 with
an acrystalliferous phenotype (Bishop & Robinson, 2014). The new surrogate strain, ultimately termed
Btcry-, lacks the plasmids that possess known insecticidal genes cry, vip, and cyt and does not produce
parasporal crystals. To promote loss of the plasmids, parental organisms were cultured at an elevated
temperature (42°C). Phase contrast microscopy was used to verify the absence of crystals, and
insecticidal gene loss was confirmed by PCR. Further, genome sequencing data for the new strain
showed that none of the generated fragments were consistent with any known cry, vip, or cyt genes.
Spore preparations of the new Btcry- isolate had no detected toxicity in any of the nine invertebrate
species tested, even when challenge doses were ~ 1 x 10s CFU. And as expected, no evidence of (B-
exotoxin was found. To test recovery from simulated environmental samples, spores of the new strain
were used to inoculate (104 CFU g 1 dry weight of soil) non-sterile grass-soil microcosms (Bishop, 2014).
After two weeks, soil slurries were serially diluted and plated on a Brilliance B. cereus (BBC) agar (Oxoid,
UK) supplemented with Penicillin G, Polymyxin B, and Trimethoprim to inhibit growth of Gram-negative
organisms. Chromogenic substrates in the agar confer B. thuringiensis colonies with a blue-green

30


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appearance. As expected, the blue-green colony morphology for Btcry-, a B. thuringiensis subsp.
kurstaki HD-1 derivative, was observed. Colony quantification was not reported.

Because of its selective and differential qualities, BBC growth media has been suggested as a
potential remedy for the ongoing difficulties associated with identification and quantification of B.
thuringiensis colonies using traditional agar plating methods, especially when a large contingent of non-
target organisms having similar colony morphologies is present (Bishop & Robinson, 2014). However,
this media is considerably more expensive (up to 25 times) than traditional tryptic soy agar (Becton,
Dickinson and Company, Franklin Lakes, NJ, USA). The added expense can be a major disadvantage, and
perhaps prohibitive, for high-throughput sample processing. More importantly, the antibiotic
supplements (Polymyxin B and Trimethoprim) used to make this product selective against non-target
organisms may not support germination and outgrowth of all surrogate spores. TSA plates
supplemented with Polymyxin B and Trimethoprim and inoculated with ~lx 103 purified spores of B.
thuringiensis subsp. kurstaki HD-1 or B. atrophaeus var. globigii resulted in either no (B. atrophaeus var.
globigii) or significantly reduced (B. thuringiensis subsp. kurstaki HD-1) colony formation (personal
observation, unpublished data). In another study, use of BBC media was discontinued after sample
recoveries of B. anthracis Sterne were 5 to 7 times lower than those observed with sheep blood agar
(SBA) (Calfee et al., 2019). Bishop and Robinson used the antibiotic-enhanced BBC media to successfully
recover Btcry- from non-sterile grass-soil microcosms after a two-week incubation (Bishop & Robinson,
2014), but whether the observed colonies originated from vegetative cells (having germinated in the
plant-soil microcosms) or dormant spores is unclear. It is possible that the recoveries on BBC media
came from mature cells that germinated in the root system—a phenomenon observed for B. subtilis in
which vegetative cells persisted on roots for days before re-sporulating (Charron-Lamoureux &
Beauregard, 2019). And although, some B. thuringiensis strains are known to secrete (B-lactamase and
have documented penicillin resistance (Luna et al., 2007; Turnbull et al., 2004), this phenotype is

31


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typically a feature of metabolically active, mature cells. However, some spore formers such as
Clostridium botulinum—which is normally susceptible to penicillin (Swenson et al., 1980)—can
germinate in the presence of this antibiotic (Smoot & Pierson, 1982), but further outgrowth of the
germinated cell is inhibited (Treadwell et al., 1958). Whether or not B. thuringiensis spore germination
and outgrowth are affected in the presence of penicillin is unknown. Overall, the BBC media has
limitations regarding quantitative analysis of complex, high background samples inoculated with B.
anthracis surrogate spores.

In 2016, Bishop and Stapleton reported on a field trial designed to compare the aerosol dispersal
and deposition behaviors of a traditional B. anthracis surrogate with those of the newly developed,
acrystalliferous Btcry- strain (Bishop & Stapleton, 2016). A misting backpack sprayer was used to
disperse spores of either Btcry- or B. atrophaeus var. globigii (Bg) from one end of an open-ended barn,
which provided protection from crosswinds, potential rainfall, and UV radiation. Various spore collection
devices were situated along the length of the barn. These included filter collectors with an air intake rate
of 900 L min 1 to monitor airborne spore densities; open trays containing a buffer solution to monitor
spore settling; and arrays of horizontally oriented coupons with three different hard surfaces (metal,
wood, and concrete) to monitor spore surface depositions. Spores were recovered from each collection
medium and enumerated with TSA plate assays. Data were collected over five spore releases. Filter
counts across all spray events and all filters were significantly (99% confidence level) lower for Btcry-
(mean, 4.03 x 107 CFU) than for Bg (mean, 1.54 x 10s CFU). The highest filter counts were observed near
the middle of the barn and the lowest counts were near the spray source for both strains. Filters near
the barn exit, furthest away from the release source, provided higher counts for Bg than for Btcry-,
indicating that the smaller, less dense Bg spores stayed airborne longer and traveled farther than the
larger Btcry- spores. A corroborating pattern was observed for the settling trays. Significantly (90%
confidence level) fewer Bg spores were detected (Bg mean, 7.33 x 109 CFU vs. Btcry- mean, 1.03 x 1010

32


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CFU) in the trays, again demonstrating the relative tendency of the smaller Bg spores to remain
airborne. Recoveries across all solid surfaces were significantly (99% confidence level) higher for Btcry-
(mean, 5.36 x 10s CFU m"2) than for Bg (mean, 2.81 x 10s CFU m"2). Depositions recovered from both
aluminum and concrete were higher than wood for both organisms, possibly reflecting differences in
surface porosities and recovery efficiencies from these material types. Differences observed for hard
surface depositions may also reflect variances in spore surface structures, such as the presence (Btcry-)
or absence (Bg) of an exosporium.

The Btcry- surrogate was used in another field study involving hot, humid air decontamination of a
hangar-enclosed C-130 aircraft (Buhr et al., 2016). Btcry- spores (~ 9.68 x 1011) were released into the
cargo hold of the sealed aircraft using Micro-Jet 7401 foggers (The Fogmaster Corp., Deerfield, FL), then
further disseminated with mixing fans and allowed to dry overnight. Control biological indicators, which
were inoculated with ~107 naturally acrystalliferous B. thuringiensis Al Hakam spores, were placed inside
the aircraft prior to dissemination of Btcry- spores. The inside of the aircraft was held at 75°C to 80°C
and 70% to 90% relative humidity for seven days, then pre- and post-treatment sample results were
evaluated. Overall, the study was designed to assess the efficacy of a hot, humid air decontamination
approach, but it also demonstrated practical use of a B. thuringiensis strain (Btcry-) enhanced for use in
environmental sampling. Viability results for the selected test conditions were similar for the newly
developed Btcry- and the B. thuringiensis Al Hakam strains.

To further evaluate the genetic relationship among B. thuringiensis subsp. kurstaki HD-1 (the parent
strain of Btcry-) and 232 B. anthracis, B. cereus, and B. thuringiensis isolates, Amplified Fragment Length
Polymorphism (AFLP) analysis (Hill et al., 2004) was performed. Consistent with the Hill et al. (2004),
AFLP analysis, in which the monomorphic nature of B. anthracis strains was demonstrated, the tested B.
anthracis strains clustered together in a single phylogenetic branch. The B. cereus and B. thuringiensis
isolates formed additional but related branches. B. thuringiensis Al Hakam mapped within the same

33


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branch as the tested B. anthracis strains, whereas B. thuringiensis subsp. kurstaki HD-1 mapped to a
different but closely related branch. As expected, the analysis showed that Btcry- is genetically similar to
B. anthracis. In addition, tests in an environmental chamber demonstrated that Btcry- had inactivation
kinetics similar to those observed for the naturally acrystalliferous B. thuringiensis Al Hakam strain,
which had previously shown inactivation kinetics similar to B. anthracis ASterne under selected test
conditions (Buhr et al., 2012).

Enhanced strains of acrystalliferous Bacillus thuringiensis BMB171: Public access (via
GenBank) to the annotated genome sequence for naturally acrystalliferous B. thuringiensis strain
BMB171 (He et al., 2010) made it a feasible candidate for modification. Park et al. (2017) developed
several new strains of BMB171, each with enhancements designed to address specific environmental
sampling concerns such as detection in samples containing non-target organisms and the long-term
persistence of spores after environmental release (Park et al., 2017).

To create a readily identifiable strain (BT-001), the crtM-crtN pigment-producing genes from
Staphylococcus aureus KCTC 3881 (Wieland et al., 1994) were randomly inserted via transposon
mutagenesis into the BMB171 chromosome. The crtM-crtN genes produce enzymes which convert
farnesyl diphosphate to 4,4'-diaponeurosporene, thereby conferring a yellow phenotype on colonies
growing on solid media. Whole-genome sequencing results for BT-001 showed that the pigment-
producing genes were inserted only once, disrupting a gene encoding the hypothetical protein
BMB171_C4312, which was assumed to be non-essential when apparently normal culture growth and
sporulation were observed for the new strain. TSA plating assays showed that the yellow colonies of
non-heat-treated BT-001 were distinguishable from those of soil organisms which survived a 70 °C
incubation for 30 min. Colony pigmentation is a significant advantage for analysis with traditional agar
plating, but competition from numerous non-target organisms may impact germination and outgrowth

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of targeted spores, especially for low-concentration samples. Therefore, repeatable and reliable
enumeration of viable spores for complex environmental samples is still a challenge.

To reduce the long-term persistence of test spores in the environment, two enhancement
approaches were used. First, a spoOA gene knockout circuit was introduced to prevent re-sporulation of
germinated spores. Transcription of the spoOA gene is controlled by a promoter-switching mechanism
(Chibazakura et al., 1991; Strauch et al., 1992) such that spoOA gene expression during vegetative cell
growth is held to low levels under a promoter recognized by the housekeeping sigma factor, oA
(Chastanet & Losick, 2011; Chibazakura et al., 1991; Haldenwang, 1995). But under sporulation-inducing
conditions and during the transition from exponential growth to stationary phase, gene expression
switches to a promoter recognized by the sporulation-associated sigma factor (oH) and SpoOA cell levels
are substantially increased (Chastanet & Losick, 2011; Chibazakura et al., 1991; Haldenwang, 1995).
SpoOA is phosphorylated via a phosphorelay system in response to external stimuli signaling stress or
nutrient depletion (Smith, 1989). In this activated, phosphorylated form, SpoOA serves as a master
regulator for sporulation and controls expression of hundreds of sporulation associated genes (Hoch,
2017; Molle et al., 2003; Piggot & Hilbert, 2004). Park et al. (2017) used the loxP-Cre recombinase
system (Meinke et al., 2016) to create a sporulation-dependent spoOA gene knockout (Park et al., 2017).
The lox P-Cre recombinase was inserted in the BMB171 chromosome under the control of a promoter
activated during sporulation events. So, just as high levels of SpoOA are needed to fully complete
formation of an endospore, the Cre recombinase mediates spoOA gene disruption, effectively preventing
sporulation. Several of the new BMB171 strains had greater than 99% spoOA knockout efficiency during
induced sporulation bench experiments. While the spoOA knockout feature provides added
environmental safety and potentially reduces the presence of residual spores at multiple-use test sites,
further testing in a field setting is needed to fully evaluate its applicability for long-term fate and
transport studies.

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The second approach for reducing environmental spore persistence was directed toward small acid
soluble spore proteins (SASPs). These abundant proteins saturate the core DNA and have an important
role in spore resistance to multiple stresses (Setlow, 1988, 1995), such as exposure to UV light (Mason &
Setlow, 1986; Moeller et al., 2009), heat (Setlow & Setlow, 1995; Setlow, 2007), and various chemicals
such as hydrogen peroxide (Setlow & Setlow, 1993). SASPs are formed during sporulation, located
exclusively in the spore core, and degraded during germination and outgrowth (Setlow, 1988, 2006). To
create an enhanced spore strain predicted to quickly lose viability after release into the environment,
Park et al. (2017) used l-Scel mediated transformations (Janes & Stibitz, 2006) to create BMB171 strains
lacking one or more genes encoding SASPs (Park et al., 2017). Amino acid sequences for SspA and SspB
from Bacillus subtilis 168 were used to identify BMB171_C04286 (sspA) and BMB171_C0753 (sspB).

Gene knockouts were created at each of these sites. Bench-scale experiments with spores of the ssp
mutants showed that they were substantially more sensitive to UV-C (78 juW/cm2) than wild type
BMB171 spores, with nearly 100% of the double mutants (sspA", sspB") losing viability after a 20-s
exposure. Heat sensitivity was also increased in the mutant strains. Over a 10-week period at 37 °C,
spores with the double knockout (sspA", sspB") lost viability (~1 log reduction) in comparison to BMB171
wild type spores (~0.1 log reduction). With the enhanced sensitivity to UV light, spore persistence in the
environment is predicted to be considerably reduced; therefore, these strains may not be feasible for
long-term environmental studies designed to assess spore viability. And when environmental samples
(e.g., soil) are heat treated (70 °C) to reduce growth of non-target background organisms, the increased
heat sensitivity may also prevent the use of this strain for viability assays. PCR detection may be an
option if these strain characteristics are desired.

Strain BT-016 incorporates all three enhancements (crtM-crtN pigment producing addition, spoOA
gene knockout circuit, and sspA, sspB deletions) plus deletion of the pIcR gene (Lereclus et al., 1996;

Park et al., 2017). The pIcR gene encodes the transcriptional activator PIcR, which has been implicated in

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the regulation of hundreds of genes (Gohar et al., 2008) encoding degradative enzymes, cell-surface
proteins, or toxins that function in intra- and extra-cellular locations (Agaisse et al., 1999; Gohar et al.,
2005). For example, PIcR regulates the secretion of hemolysins and Bacillus strains (including BT-016)
with p/cR deletions have a diminished hemolysis phenotype on sheep blood agar. Because of the PIcR
association with virulence in B. thuringiensis strains (Agaisse et al., 1999; Salamitou et al., 2000), the
pIcR gene was deleted for added safety (Park et al., 2017). To demonstrate enhanced safety for BT-016,
the researchers intratracheal^ infected BALB/c mice (Potter, 1985) with spores (1 x 107 CFU/mouse) of
either wild type BMB171 or modified BT-016, then analyzed lung homogenates for the presence of
viable spores or cells at 1, 2, and 4 weeks post-infection (Park et al., 2017). Recoveries for modified BT-
016 were significantly lower than for wild type BMB171, possibly indicating that the modified strain was
easier to clear because the sspA, sspB deletions made the spores more sensitive to phagocytic reactive
oxygen species such as hydrogen peroxide (Park et al., 2017). While all of these strains need further
testing to demonstrate applicability in field settings, the methods demonstrated in this work open
significant opportunities for creation of strains with other desired enhancements.

Stable genetic insertions in Bacillus thuringiensis subsp. kurstaki HD-1: Buckley et al.

(2012) reported a unique approach to develop B. anthracis surrogates specifically designed for studies in
complex outdoor environments. Using Bacillus thuringiensis subsp. kurstaki HD-1, ATCC 33679, crystal
positive serotype 3a3b (B. thuringiensis subsp. kurstaki HD-1), they developed and tested a method for
introducing unique, short, and stable nucleotide sequences (referred to as barcodes) into a single
intergenic spacer region of the organism's chromosome. The barcodes provide specific signatures for
the test organism, making it clearly distinguishable from not only naturally occurring environmental
Bacillus but also from test organisms released during prior experiments. Residual experimental
organisms are particularly concerning for spore formers since they can persist on building materials

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(Enger et al2018; Wood et al., 2015) or in the environment for long periods (decades) of time (Carlson
et al., 2018; Van Cuyk et al., 2011).

To develop the modified B. thuringiensis subsp. kurstaki HD-1 strain, potential barcode insertion
sites were identified using the published genome of B. thuringiensis subsp. kurstaki strain BMB171 and
screened according to a list of selection rules (Buckley et al., 2012). For example, the target region had
to be located on the chromosome to maximize replication stability and the insertion point had to be in
an intergenic spacer region to minimize potential disruption of coding sequences. Of the 294 intergenic
spacer regions identified, three met all the selection criteria. Potential 20 base pair (bp) barcodes were
screened against an unpublished B. thuringiensis subsp. kurstaki HD-1 (ATCC 33679) draft genome (M.
Krepps, S. Broomall, P. Roth, C.N. Rosenzweig, and H.S. Gibbons) and sequences with any similarity to
the B. thuringiensis subsp. kurstaki HD-1 chromosome were discarded. Barcoded sequences with
flanking regions having homology to the targeted chromosomal regions were synthesized and cloned
into a plasmid delivery vector. The barcodes were ultimately introduced into the B. thuringiensis subsp.
kurstaki HD-1 chromosome by bacterial mating protocols and a series of homologous recombination
events mediated by endonuclease l-Scel (Janes & Stibitz, 2006). Two unique B. thuringiensis subsp.
kurstaki HD-1 strains with stable genetic inserts denoted "T1B1" and "T1B2" were created with this
approach. Each 46-bp insert is composed of two sequences separated by an fcoRI restriction site, as
follows: 1) a sequence that is common to both inserts, and 2) a specific sequence, either T1B1 or T1B2.
Real-time PCR detection assays using SYBR-green platforms were developed to target the common tag
as well as each specific tag. Assays (4 replicates) targeting the common tag detect both strains, but
assays for either T1B1 or T1B2 detect only the individually targeted strain. Assays targeting either of the
three tagged regions (common, T1B1, or T1B2) did not detect DNA from other Bacillus strains such as
non-barcoded B. thuringiensis subsp. kurstaki, B. anthracis Ames, B. anthracis ASterne, B. atrophaeus

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subsp. globigii, B. subtilis, or B. cereus. Sensitivities for each assay were reported as 83, 83, and 8.3
genome copies for the common tag, T1B1 specific tag, and T1B2 specific tag, respectively.

The T1B2 barcoded strain was subsequently used in spore release trials occurring both in a
controlled indoor setting and outdoors (Emanuel et al., 2012). The indoor spore release was conducted
in an ambient breeze tunnel designed to simulate outdoor wind conditions. Vinyl tiles situated in rows (5
rows of 11 tiles each) were used for spore capture and sampling. Dry T1B2 barcoded B. thuringiensis
subsp. kurstaki HD-1 spores (~100 mg) were dispersed over the tiles using a fan-generated breeze.
Aerosolized spores were allowed to settle overnight. The following day, wetted cotton wipes were used
to collect spores from each tile surface. Samples were analyzed by PCR and culture. Reported results
showed that as the distance from the seeded tile area increased, there was a consistently decreasing
trend of average spore detection on the collection tiles. This inverse relationship was reported for both
PCR (Ct values) and plate assay (CFU/ml) detection methods. While these results demonstrate a dose-
dependent relationship between PCR detection and culture enumeration, spore quantification via PCR
detection of the unique barcode is not provided.

The outdoor test with T1B2 barcoded B. thuringiensis subsp. kurstaki HD-1 was conducted at
Aberdeen Proving Ground, MD (Emanuel et al., 2012). A bank of 20 dry filter unit (DFU) air sample
collectors were arrayed downwind of a single spore release area. The test was carried out over a 14-day
period and consisted of background sampling, two spore releases each followed by DFU sampling, then
a simulated air turbulence (with leaf blowers) event followed by additional DFU sampling. Barcoded
T1B2 B. thuringiensis subsp. kurstaki HD-1 spores (~3.3 x 1013 spores) were released on Day 1, then non-
barcoded B. thuringiensis subsp. kurstaki HD-1 WT spores (~9.5 x 1012 spores) were released eight days
later. A light detection and ranging (LIDAR) system was used to monitor movement of the aerosolized
spore cloud over the targeted DFU collection areas. Filters from the DFUs were collected and analyzed
by PCR and culture plating. For the PCR analysis, filters were suspended in 10 ml phosphate-buffered

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saline (PBS) with 0.1% Triton X-100. Aliquots of 1 ml were subjected to a 15-min bead beating protocol
to lyse spores. Following bead beating, DNA was extracted from the supernatant with a BioMek FX
laboratory automation workstation and eluted in 150 |al of water. PCR reactions based on SYBR green
chemistry were performed with 1 |al DNA aliquots. PCR results (Ct values) for both the common and T1B2
specific tags were compared to plate assay data (CFU ml 1). And although the PCR data was not
quantitated with a standard curve, trends for both the PCR and culture plating detection signals were
consistent. After the initial spore release (T1B2 barcoded B. thuringiensis subsp. kurstaki HD-1) on Day 1,
there was an increase in PCR detection signals for the barcoded strain as expected. And after the second
spore release (non-barcoded B. thuringiensis subsp. kurstaki HD-1) eight days later, PCR signals for the
non-barcoded B. thuringiensis subsp. kurstaki HD-1 strain were much larger than for either T1B2 or the
common tag. Overall, the test demonstrated that barcoded B. thuringiensis subsp. kurstaki strains
released in outdoor field studies could be detected by the SYBR green PCR assays reported by Buckley et
al (Buckley et al., 2012). But because the reverse PCR primer anneals to a region of the WT genome, the
developers expressed concern regarding asymmetric amplification. A new TaqMan probe-based
platform is desired to enhance assay fidelity.

Non-viable DNA-barcoded aerosol test particles: Developed at Lawrence Livermore National
Laboratory, these particles are composed of short, customizable oligonucleotide sequences and
maltodextrin, an FDA-approved food additive (Harding et al., 2016). The particles, referred to as
DNATrax (DNA Tagged Reagents for Aerosol experiments), are generated with a spray drying process
which produces a fine crystalline powder. Spray-dried particle-size distribution can vary significantly, but
the DNATrax process was optimized to provide microparticle sizes similar to those associated with
Bacillus spores (Carrera et al., 2007). Aerodynamic particle sizer (APS) and scanning electron microscopy
(SEM) analyses showed that generated particles ranged in diameter from 1 to 5 microns (Harding et al.,
2016). The particles offer several advantages for aerosol transport and fate experimentation. For

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example, the oligonucleotide sequences can be designed to minimize similarity to DNA found in
common background microorganisms. It also can be customized for individual tests, thereby eliminating
problems associated with pre-existing background contamination and multiple releases in a single test
area. The unique oligonucleotide sequences can be detected in qPCR assays designed with TaqMan
probes specific to the customized sequence. And because the particles are non-viable and
biodegradable, public safety concerns can be minimized, especially for releases planned near or in
occupied areas.

To demonstrate DNATrax distribution in a test setting, a small-scale aerosol release was conducted
after working hours in an operational indoor facility. An eductor located near one end of a hallway was
used to aerosolize approximately 1 gram of DNATrax particles designed with DNA sequences found in
the marine thermophile Thermotoga maritima (Latif et al., 2013). Dry Filter Unit (DFU) aerosol collectors
positioned both upstream and downstream of the particle release point were used to sample the
ambient air for 30 min post-release. DFU samples were analyzed using qPCR. Most particles were
detected in DFUs located nearest the release point, and as the distance from the release point
increased, the number of detected particles decreased. Such particle transport data could be used to
inform emergency evacuation plans. And although DNATrax particles are not suitable for testing
decontaminant efficacy, they may have broader applicability for studies incorporating fate and transport
considerations. Additional work is needed to compare the aerosol behaviors of DNATrax particles with
viable B. anthracis surrogate spores. When tested under the same conditions (e.g., temperature and
humidity), are the observed aerosol transport, surface distribution, and associated recovery
characteristics similar?

B. anthracis Sterne enhanced with fluorescence genes: Intended for use in macrophage

infection studies and antibacterial compound screening in biosafety level 3 (BSL-3) facilities, the
chromosome of B. anthracis Ames was modified to provide constitutive expression of either green

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fluorescent protein (GFP) or red fluorescent protein (RFP) (Su et al., 2014). To identify an appropriate
gene delivery system and a robust Bacillus promoter, proof-of-concept work was conducted with
surrogate B. anthracls Sterne. Constructs containing one of the fluorescent genes and a Bacillus
promoter (either Pntr or P0253 for gene GBAA_0253) with demonstrated potent activity (Bergman et
al., 2007; Gat et al., 2003) were prepared. Chromosomal insertions targeted the (B-lactamase coding
region encompassing blal (GBAA_2507), which is not expressed at levels sufficient to provide B.
anthracis Sterne with resistance to (B-lactam compounds such as penicillin (Chen et al., 2003). B.
anthracis Sterne cells transformed with either promoter and streaked on brain heart infusion (BHI)
medium exhibited fluorescence visible to the naked eye, but cells expressing either GFP or RFP under
the control of the promoter P0253 provided the stronger signal. Whether or not this type of added
fluorescence would provide enhanced detection capability for samples from complex matrices (such as
grass or soil) with high loads of background microorganisms would need to be tested. Additionally,
widespread outdoor release of B. anthracis Sterne (pX01+, pX02") may be prohibitive because of
regulatory and safety concerns. The enhancement methodology and gene delivery system modeled in
Su et al. (2014), however, could be used as a blueprint for enhancement of other B. anthracis surrogate
strains with either GFP or RFP. GFP also has been engineered into B. anthracis Sterne to study its
replication potential in blow flies, and this system may be also used as a model (von Terzi et al., 2014).
Finally, in other work, B. anthracis Sterne 7702 was transformed with an RFP-containing plasmid, then
used to investigate a potential environmental persistence mechanism through interactions with
environmental amoebas common to moist soils and standing water (Dey et al., 2012). However, this
approach may not be ideal for surrogates intended for long term outdoor studies, as the introduced
plasmid may not be maintained without the presence of a selective pressure (Marston et al., 2005).

Bioluminescent reporter phage: As an alternative to B. anthracis bacterial surrogates which
have been enhanced for detection in environmental samples, recombinant reporter bacteriophages, or

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phages, may be considered. Phages are obligate intracellular parasites which infect bacteria by
interacting with host bacterial cell receptors and injecting the phage genome (Salmond & Fineran,
2015). Once in the host, one of two replication strategies may be employed depending on whether the
phage is virulent or temperate (Salmond & Fineran, 2015). Virulent phages replicate via a lytic cycle
whereby newly formed virus particles are released from the infected bacteria by bacterial cell lysis
(Salmond & Fineran, 2015). Temperate phages, on the other hand, may adopt a more stable approach:
using a process termed "lysogeny." During lysogeny, phages may integrate with the chromosome or
exist in a plasmid-like state such that they are replicated with the bacterial DNA. Under conditions of
stress, phages leave the lysogenic state, adopt a lytic cycle, and are released from the lysed cell as new
virions (Salmond & Fineran, 2015). And because they typically have a specific host range (Knoll &
Mylonakis, 2014), phages may naturally provide specific detection mechanisms for targeted bacteria
(Schofield & Westwater, 2009).

Numerous phages have been associated with the Bacillus cereus group of bacteria (Gillis & Mahillon,
2014). For example, work with an atypical Bacillus cereus strain W led to the identification of a naturally
occurring, temperate phage W (McCloy, 1951) which was later renamed W(3 (Schofield & Westwater,
2009). Tests showed that Phage W(B specifically infected smooth, non-encapsulated forms of 171 strains
of B. anthracis and two strains of B. cereus without impacting other Bacillus species such as B.
megaterium or B. subtilis (McCloy, 1951; Schofield & Westwater, 2009), raising the possibility that
phages may be used to help identify B. anthracis in clinical samples. Later work led to isolation of a lytic
variant of temperate phage W(B, which was designated as gamma (y) phage (Brown & Cherry, 1955).
Gamma phage could infect not only the smooth form of B. anthracis, but also the encapsulated form.
And upon failing to infect additionally tested B. cereus strains, its potential as a diagnostic tool for B.
anthracis was solidified (Brown & Cherry, 1955). A validation study confirmed these results (Abshire et
al., 2005), and y phage has been used for decades as part of a diagnostic test panel to detect and

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confirm the presence of B. anthracis in clinical samples (Inglesby et al., 2002; Schuch & Fischetti, 2006).
Sample aliquots are mixed with phage, then incubated overnight on agar-based media. As the bacterial
cells are lysed by the phage, viral plaques form on the solid media, indicating the presence of viable B.
anthracis cells.

In an effort to develop more rapid B. anthracis detection methods, a homologous recombination
(Alberts et al., 2002) strategy was used to introduce the luxA and luxB genes from Vibrio harveyi into a
non-essential region of the W(B phage (Schofield et al., 2013; Schofield & Westwater, 2009), creating
phage \Nfi::luxAB. The bacterial luciferase gene cassette (luxAB) confers a bioluminescent phenotype
and has been extensively used as a bioreporter (Close et al., 2012). An aldehyde substrate such as n-
decanal can be supplied exogenously, and bioluminescence is recorded as relative light units (RLU)

(Close et al., 2012; Schofield et al., 2013). Initial tests with B. anthracis Sterne showed that when the
\Nfi::luxAB phage was mixed with cells, a bioluminescent signal above background was detected within
20 min and observed to have a dose-dependent response (Schofield & Westwater, 2009). To detect
spores, a germination protocol is employed because the phage receptor is only present on the cell form.
When spores (1.6 x 10s CFU ml"1) were heat activated, mixed with \Nfi::luxAB phage (6.6 x 10s PFU ml"1),
and then incubated under spore germinating conditions, a dose-dependent signal above background
(spores alone or phage alone) was observed. Similar results were observed in the presence of either B.
cereus or B. thuringiensis cells or spores, demonstrating that \Nfi::luxAB phage could be used to detect B.
anthracis Sterne in a mixed Bacillus population. Testing against 119 Bacillus strains belonging to the B.
cereus group showed that phage \Nfi::\uxAB had a 95% specificity (Schofield et al., 2013).

In other tests, the detection capability of \Nfi::luxAB was challenged with samples from various food
matrices (Sharp et al., 2015). Liquid samples of 2% milk, half-and-half, and baby formula were spiked
with B. anthracis Sterne spores ranging in concentration from 8 x 10° to 8 x 10s CFU ml"1. After an
equilibration period, germination-inducing media was added and samples were incubated at 35 °C with

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agitation for either 7 or 16 hr, then \Nfi::luxAB phage was added and samples were monitored for
bioluminescence. Signal response was significantly above background (phage only) after the 7-hr
enrichment for all spore inoculation levels, except the 8 x 10° CFU ml"1, which required a 16-hr
enrichment for detection. A similar pattern was observed for ground beef samples inoculated with spore
concentrations ranging from 3.2 x 102 to 3.2 x 104 CFU g"1 and then heat treated (65 °C, 30 min). To
achieve signals significantly above background (phage only) for the lowest inoculum, the enrichment
time had to be extended to 16 hr. \Nfi::luxAB in non-heat-treated ground beef samples delivered
significantly lower (~50 fold) signal responses, demonstrating the potential for background flora in
complex samples to reduce B. anthracis detection.

A second-generation reporter phage, \Nfi::luxAB-2, was developed by enhancing the promoter
region directly upstream of the luxAB cassette (Sharp et al., 2016). The modified promoter included all
conserved regions of Gram-positive bacterial promoters, resulting in increased signal intensity, duration,
and sensitivity when compared to the original \Nfi::luxAB. Phage \Nfi::luxAB-2 was used with samples
composed of either sterile or non-sterile soil (1 g) and a B. anthracis Sterne spore inoculum ranging in
concentration from 101 to 107 CFU g"1 soil. For sterile soil, tests showed that a 12-hr enrichment period
provided the best sensitivity, with signal detection at 101 CFU g"1 soil (Sharp et al., 2016). But when a
fixed concentration (104 CFU g"1) of B. thuringiensis spores was also added to the sterile soil samples,
the \Nfi::luxAB-2 assay sensitivity was degraded to 102 CFU g"1. Further degradation of assay sensitivity
was observed for non-sterile soil samples (Sharp et al., 2016). Signals significantly above background
(phage only) could be detected only at much higher B. anthracis Sterne spore concentrations (10s CFU
g"1 soil). Adjustments to the multiplicity of infection and a 1-hr, 70 °C heat treatment to remove
background soil organisms did not improve signal characteristics. However, the addition of
spectinomycin (100 ng ml"), which could be employed to reduce growth of background organisms

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because a spectinomycin resistance gene was used as a selective marker during reporter phage
construction, improved detection to 104 CFU g"1 soil.

The second-generation \Nfi::luxAB-2 phage was also evaluated for samples collected from an urban
pond, a freshwater lake, and brackish water (Nguyen et al., 2017). Water samples were inoculated with
B. anthracis ASterne spores and equilibrated at 4 °C for 16 hr. Inoculated water was then added to
germination-inducing media supplemented with \Nfi::luxAB-2 phage such that final spore concentrations
were 101 to 10s CFU ml"1. Bioluminescence was recorded after an 8-hr enrichment period at 35 °C. The
detection limit for all samples was 102 CFU ml"1, but the brackish water samples produced inconsistent
signals. Additional tests with 0.22 pim filter sterilized brackish water samples provided a more dose-
dependent signal with a detection limit of 103 CFU ml"1.

These experiments demonstrate the potential for the use of reporter phage technology to detect
spores in complex matrices such as food, soil, and ground water. The technology can be used with
minimal sample processing and minimal equipment investment, but it may not be compatible with
situations requiring high-throughput sample analysis. In addition, its quantitative capacity has not been
demonstrated and assay sensitivities need to be improved. Further testing is needed for samples
containing interferences such as high or low pH levels, high salinity, and/or chemicals. And finally, the
specificity of the enhanced reporter phages limits their use to the B. anthracis Sterne or B. anthracis
ASterne surrogates. While this specificity is a great advantage for clinical diagnostics, whether or not
these organisms could be easily deployed in large-scale outdoor experiments is unknown, and perhaps
unlikely in light of public perceptions of safety. However, the significant work to develop these reporter
phages could serve as a guide to make enhanced phages that detect other B. anthracis surrogates with a
more robust history of outdoor experimentation and demonstrated safety.

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Summary of Bacillus anthracisSurrogates Enhanced for Environmental
Sampling

Table 4.0 provides a summary of characteristics associated with each B. anthracis surrogate enhanced
for environmental sampling and detection. Associated detection methods, along with potential
advantages and disadvantages related to enhanced surrogate deployment in large scale outdoor studies,
are also included.

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Table 4.0 - Detailed List of Enhancements for Bacillus anthracis Surrogates

Enhanced
Strain

Parent Strain

Enhancement
Characteristics

Detection Method

Advantages

Disadvantages

References

Btcry-

Bacillus thuringiensis
HD-1

Curing protocols were used to
remove plasmids encoding
parasporal crystals and
virulence factors

Traditional agar plating on
rich media or Bacillus
Brilliance Agar plating

•	Absence of parasporal crystals which may
adhere to spores and affect transport
properties

•	Provides viable spore and enumeration
data

•	Tested in a field setting, has history of
outdoor release

•	Detection in complex matrices may be
limited by presence of background
organisms

•	Detection requires incubation, increased
analysis time

(Bishop &
Robinson,

2014;
Bishop &
Stapleton,
2016)

BT-001

Bacillus thuringiensis
BMB171

Random insertion of crtM-crtN
from Staphylococcus aureus
KCTC 3881, conferring a
yellow phenotype on BT-001
colonies

Traditional agar plating on
rich media

•	Absence of parasporal crystals which may
adhere to spores and affect transport
properties

•	Provides viable spore and enumeration data

•	Chromosomal insertion of genes provides
stability

•	Yellow phenotype enhances detection with
traditional agar plating

•	Detection in complex matrices may be
limited by presence of background
organisms

•	Requires incubation, increased analysis
time

•	Field testing needed

(Park et
al., 2017;
Park et al.,
2018)

SpoOA
knockout

Bacillus thuringiensis
BMB171

Insertion of the loxP-Cre
recombinase under control of
a promoter activated during
sporulation to mediate
disruption of spoOA gene, so
once formed, spores cannot
re-sporulate

Traditional agar plating on
rich media

•	Absence of parasporal crystals which may
adhere to spores and affect transport
properties

•	Provides viable spore and enumeration data

•	Chromosomal insertion of genes provides
stability

•	Potentially reduced spore persistence at
multiple-use test sites

•	Detection in complex matrices may be
limited by presence of background
organisms

•	Requires incubation, increased analysis
time

•	Field testing needed

(Park et al.,
2017; Park
et al., 2018)

SASP deletions

Bacillus thuringiensis
BMB171

Gene disruptions were created
in regions coding for small
acid-soluble proteins
BMB171_C04286 (sspA) and
BMB171_C0753 (sspB)

Traditional agar plating on
rich media

•	Absence of parasporal crystals which may
adhere to spores and affect transport
properties

•	Provides viable spore and enumeration data

•	Potentially reduced spore persistence at
multiple-use test sites

•	Enhanced spores lose viability after short
exposure to UV-C light, potentially
reducing suitability for use in long term
environmental field trials

•	Detection in complex matrices may be
limited by presence of background
organisms; increased heat sensitivity may
exclude use of heat treatment to reduce
background

•	Requires incubation, increased analysis
time

•	Field testing needed

(Park et al.,
2017; Park
et al., 2018)

BT-016

Bacillus thuringiensis
BMB171

Includes yellow phenotype,
SpoOA knockout circuit, SASP
deletions, and PIcR deletion

Traditional agar plating on
rich media

•	Absence of parasporal crystals which may
adhere to spores and affect transport
properties

•	Provides viable spore and enumeration data

•	Added safety associated with reduced
production of potential virulence factors

•	Yellow phenotype enhances detection with
traditional agar plating

• Deletion of pleiotropic regulator PIcR may
have unknown and undemonstrated
effects on spore behavior and cell growth

(Park et al.,
2017; Park
et al., 2018)

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Table 4.0 - Detailed List of Enhancements for Bacillus anthracis Surrogates

Enhanced
Strain

Parent Strain

Enhancement
Characteristics

Detection Method

Advantages

Disadvantages

References

T1B1, T1B2
barcodes

Bacillus thuringiensis
HD-1, serotype 3a3b

Short, unique nucleotide
sequences inserted in
intergenic region of
chromosome

SYBR-green based qPCR,
traditional agar plating, or
potentially RV-PCRwith
development of TaqMan
probe targeting T1B1 or
T1B2

•	Chromosomal insertion of genes provides
stability

•	Unique bar code sequences allow qPCR
detection and distinction of test organism
from Bacillus background

•	qPCR detection does not require Incubation,
resulting in potentially faster analysis times

•	RV-PCR could be used with semi-automation
to provide culturing (for viability) and
potentially faster analysis times

•	Has a history of field use and demonstrated
safety profile

•	Presence of parasporal crystals, which
may adhere to spores and affect transport
properties, but plasmid curing could
alleviate this issue

•	qPCR detection does not currently provide
spore viability or enumeration data, but
RV-PCR may be an alternative

•	Efficient and reliable DNA extraction from
spores are significant challenges for qPCR
detection, but could be potentially
overcome with RV-PCR culturing

•	If used RV-PCR, there is potential for
spore growth inhibition in presence of
large background contingent

•	Use of RV-PCR and Most Probable
Number method for spore quantification
is not standardized

(Buckley et
al., 2012;
Emanuel et
al., 2012)

DNATrax

Non-viable barcoded
aerosol test particles

Short, unique, customizable
nucleotides attached to
maltodextrin, an FDA
approved food additive

TaqMan qPCR

•	DNATrax particle size and shape are similar
to those of Ba spores

•	Unique bar code sequences allow qPCR
detection and distinction of test organism
from background

•	Customizable bar code sequences allow
multiple releases in a single area

•	qPCR detection does not require Incubation,
resulting in potentially faster analysis times

•	Amenable to automated sample processing

•	Has been tested in an indoor field setting

•	Use of a non-viable particle minimizes public
safety concerns

•	Spore viability data not available

•	Transport and adhesion characteristics of
DNATrax particles may differ significantly
from those of viable Bacillus spores under
similar field conditions, such as
temperature and humidity

•	DNA extraction methods may require
further optimization for complex
environmental samples such as soil and
ground water

•	DNATrax particle stability in and recovery
from environmental samples (e.g., soil)
may be compromised by degradation or
extra-cellular nucleases of native soil
organisms

•	Outdoor field tests are needed

(Harding et
al., 2016)

GFP and RFP

Bacillus anthracis
Sterne

Fluorescent protein genes
inserted in chromosome in
naturally non-expressed p-
lactamase coding region, GFP
or RFP expressed under
control of constitutive
promoter P0253

Fluorescence observable
by naked eye using Brain
Heart Infusion agar, or
fluorescence microscopy

•	Chromosomal insertion of genes provides
stability

•	Provides viable spore and enumeration data

•	qPCR or RV-PCR detection assay targeting
RFP or GFP could be designed

•	Fluorescence observable by naked eye

•	Detection in complex matrices may be
limited by presence of background
organisms

•	Requires incubation, increased analysis
time

•	Stability and reproducibility of RFP or FGP
signal in environmental samples needs to
be tested

•	Outdoor field tests are needed

(Su et al.,
2014)

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Table 4.0 - Detailed List of Enhancements for Bacillus anthracis Surrogates

Enhanced
Strain

Parent Strain

Enhancement
Characteristics

Detection Method

Advantages

Disadvantages

References

Bioluminescent
reporter phage

Phage Wp, which is
specific for B.
onthrocis

Modified with iuxAB
bioluminescent reporter
cassette

Relative light units (RLU)
recorded after addition of
an aldehyde substrate
such as n-decanal

•	Phage detection of target B. onthrocis is
specific, even in presence of other Bacillus
strains

•	Provides evidence of spore viability because
phage only infects metabolically active cells
with appropriate phage receptor

•	Current technology only applicable to B.
onthrocis Sterne or ASterne surrogates
which have limited potential for large
scale outdoor studies

•	Detection in complex matrices limited by
presence of background organisms

•	Spore quantification data not provided by
current assays

(Schofield et
al., 2013;
Schofield &
Westwater,
2009; Sharp
et al., 2016;
Sharp et al.,
2015)

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Bacillus a nth racis Surrogates for Environmental Sampling™ Desired
Characteristics, Recommendations, and Conclusion

While it should be recognized that a single surrogate may not be applicable for all test conditions and
experimental goals, a summary of desired characteristics for a B. anthracis surrogate intended for
environmental sampling/detection studies is shown in Table 5.0. Existing surrogates meeting each
desired characteristic are also listed.

Table 5.0 - Desired Characteristics for Bacillus anthracis Surrogates

Desired B. anthracis Surrogate Characteristic

Applicable Surrogate

Spore size, shape, and surface properties (charge, protein content,
surface adhesion, architecture, exosporium, appendages) similar to
virulent B. anthracis strains

•	B. thuringiensis (some strains have appendages)

•	B. anthracis Sterne, ASterne

Absence of parasporal crystal inclusions

•	B. thuringiensis subsp. kurstaki HD-1, enhanced
strain Btcry'

•	B. thuringiensis subsp. Al Hakam

•	B. thuringiensis BMB171

•	B. atrophaeus var. globigii

•	B. anthracis Sterne, ASterne

Spore inactivation properties (UV, heat, and chemical resistance)
similar to or greater than B. anthracis

•	B. atrophaeus var. globigii

•	B. thuringiensis

•	B. anthracis Sterne, ASterne

Spore aerosol transport and resuspension characteristics similar to B.
anthracis

•	B. anthracis Sterne, ASterne

•	B. thuringiensis subsp. kurstaki HD-1, enhanced
strain Btcry'

•	B. thuringiensis subsp. Al Hakam

•	B. thuringiensis BMB171

History of safe outdoor use

• B. thuringiensis subsp. kurstaki HD-1

Absence of virulence factors

•	B. thuringiensis subsp. kurstaki HD-1, enhanced
strain Btcry'

•	B. thuringiensis BMB171, enhanced strain BT-001

•	B. thuringiensis subsp. Al Hakam

•	B. thuringiensis BMB171

•	B. atrophaeus var. globigii

•	B. anthracis ASterne

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Table 5.0 - Desired Characteristics for Bacillus anthracis Surrogates

Desired B. anthracis Surrogate Characteristic

Applicable Surrogate

Manifests a distinguishing phenotype, such as pigmentation or
fluorescence, when cultured. Appropriate genes should operate
under a constitutive Bacillus promoter, be codon optimized for
expression in the surrogate, have an appropriate Bacillus
transcription terminator, and be stably incorporated into the
chromosome such that normal growth is not affected.

•	B. atrophaeus var. globigii

•	B. thuringiensis BMB171, enhanced strain BT-001

•	B. anthracis Sterne, enhanced with GFP or RFP

Has a molecular fingerprint that is distinct from background, non-
target, heat resistant organisms such as Bacillus subtilis and Bacillus
cereus and is stably maintained over generations of laboratory spore
production

•	B. thuringiensis subsp. kurstaki HD-1, enhanced
strains with genetic bar codes T1B1 or T1B2

•	B. thuringiensis BMB171, enhanced strain BT-001

•	D NATrax

Safe and cost-effective methods are available to extract, detect, and
enumerate viable spores in samples from complex matrices, with
sensitivity and specificity

Challenges exist with all currently available
surrogates and enhanced strains

Several options can be considered for the development of a B. anthracis surrogate possessing all
or nearly all of the desired characteristics listed in Table 5.0. One option is to try recovering spores of
existing B. anthracis surrogates on traditional rich media supplemented with a selective agent. One of
the key challenges associated with environmental sampling studies is the presence of non-target
organisms. These organisms may outcompete targeted germinating spores for nutrients and thereby
inhibit their growth. Selective plating methods that exclude growth of non-target organisms could
provide a safe, inexpensive, and simple way to incorporate viability data into test results. Historical
approaches to isolate Bacillus species such as acetate selection (Travers et al., 1987), antibiotic selection
(Bishop & Robinson, 2014), and 50% v/v ethanol incubations (Logan & De Vos, 2009) may offer a means
for recovery of targeted Bacillus surrogates from environmental samples, but these methods need to be
tested with germinating spores. For example, metabolically active cells of some Bacillus strains grow in
the presence of penicillin, but the use of this approach to specifically recover and enumerate known
concentrations of dormant spores needs to be tested first in sterile laboratory conditions. If spores
germinate and develop colonies on rich media in the presence of the selective agent, then further
testing with known spore concentrations in complex environmental samples could be pursued. Such a
simple selective-plating approach combined with sample heat treatment may reduce background

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contamination to levels that provide enhanced sample resolution, thereby making surrogate
identification and viability quantification by traditional agar plating more reliable.

Another option is to further enhance an existing surrogate strain that has a strong safety record
and history of outdoor use. For example, B. thuringiensis subsp. kurstaki HD-1 has been widely used in
pesticides and has already been modified with chromosomally located bar codes. The modified strains
have also been field tested. Several additional enhancements to this strain would provide a surrogate
with most of the desired characteristics listed in Table 5.0.

First, plasmid curing methods described by Bishop and Robinson (2014) and used to develop
enhanced Btcry' (Bishop & Robinson, 2014) could be used to eliminate parasporal crystal formation in
the T1B1/T1B2 bar-coded B. thuringiensis strain. PCR could be used to verify removal of the toxin genes
and SEM could be used to examine spore preparations for the absence of crystals.

Second, and more difficult to achieve, would be the chromosomal addition of color-producing
genes in bar-coded B. thuringiensis. The techniques employed by Park et al. (2017) provide random
chromosomal insertions (Park et al., 2017), so the undesired interruption of key metabolic genes is
likely. Use of this technique, while effective, would require extensive screening to make sure the
pigmented strain does not have altered or undesirable sporulation, germination, and growth kinetics.
Another option is to explore the allelic exchange mechanism described by Janes and Stibitz (2006) and
used to modify B. anthracis. This approach allows more selective gene placement within the
chromosome, but analysis would be required to select a non-essential insertion region. Potential color-
producing gene candidates include the following: the crtM-crtN genes, which encode a yellow pigment
from Staphylococcus aureus KCTC 3881, employed by Park et al. (2017); the GFP or RFP insertions used
to transform B. anthracis by Su et al. (2014); or perhaps selected genes from the pig cluster responsible
for production of the red prodigiosin secondary metabolite found in Serratia marcescens (Harris et al.,
2004; Thomson et al., 2000). Selected genes could be synthesized and codon-optimized for expression in

53


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Bacillus thuringiensis. Synthesized genes would be flanked by synthesized DNA sequences including a
robust, constitutive promoter, such as GBAA_0253 (Su et al., 2014), and a terminator sequence specific
to Bacillus. The addition of pigmentation or fluorescence would enhance detection by traditional agar
plating, especially for environmental samples that may have low levels of background organisms (e.g.,
aerosols or some liquid runoff samples). Once these genes are introduced, TaqMan assays targeting
either these new sequences or the existing T1B1/T1B2 bar-coded regions could be designed. This would
open the possibility of using RV-PCR for sample processing, detection, and semi-quantification.

Third, explore the use of additional genome editing technologies for surrogate enhancement.
Once referred to as a bacterial immune system, the clustered, regularly interspaced short palindromic
repeats (CRISPR) and CRISPR-associated proteins (Cas) system (Adli, 2018) has been used to modify the
genomes of B. subtilis (Westbrook et al., 2016), B. thuringiensis BMB181 (Tan et al., 2019), B. anthracis
(Wang et al., 2019), and B. cereus (Wang et al., 2019). The CRISPR/Cas-9 system was used to introduce a
point mutation in the B. cereus pIcR gene, resulting in loss of hemolytic and phospholipase activities
(Wang et al., 2019). The possibility for using this system to modify the existing genetic bar codes in B.
thuringiensis T1B1/T1B2 and create new unique tags could be explored. And if genes associated with
appendage production are identified, CRISPR/Cas-9 may be used to disrupt these genes to eliminate the
possibility of spore appendages.

Fourth, the concept of synthetic auxotrophy could be explored. It has been discussed by Park et
al. (2018), specifically in the context of biocontainment (Park et al., 2018). In this scenario, growth of the
surrogate strain would be dependent on use of a synthetic amino acid, which would be exogenously
supplied in the laboratory. This approach has been demonstrated using Escherichia coli, a synthetic
phenylalanine-derived amino acid, and multiplex automated genome engineering (Rovner et al., 2015).
While synthetic auxotrophy is a promising biocontainment strategy, whether or not it could work as a
selective mechanism for detecting target spores in environmentally derived samples is unknown.

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Finally, an immuno-capture concept could be explored. Antibodies designed to target the BcIA
spore surface protein (Nuttall et al., 2011) could be constructed and tagged with the small molecule
biotin. Streptavidin-lined filters could then be used to capture the biotin-tagged spores, thereby
exploiting one of the strongest interactions known in nature (i.e., biotin and streptavidin) to separate
the tagged spores from background organisms (Chivers et al., 2011). Captured spores could then be
germinated on rich media and distinguished from other non-target Bacillus organisms by the enhanced
pigmentation.

In conclusion, this review provides a description of B. anthracis surrogates that have been
modified for detection in environmental samples. In most cases, details regarding the methods used to
generate the selected enhancements were included. This approach was used so that the reader may
gain an appreciation for the enormous amount of work involved and to explain the rationale for
selection of a particular enhancement. In addition to information regarding specific strain
enhancements, experimental results with the new strains were also provided where available. Several of
the enhanced strains have been deployed in field tests, thereby making a case for their continued safe
use in outdoor studies. Additional enhancement options were also recommended for consideration.
These options either build on enhancements already achieved in existing surrogate strains or propose
new development avenues. All of them, except perhaps plasmid curing of a T1B1/T1B2 strain, would
require considerable time and resources. This review provides a reference for decision makers
interested in new investments for B. anthracis surrogate enhancements.

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Appendix A - Methods

The sources of information for this literature review include unclassified peer reviewed journals,
government reports, and published books pertaining to detection of specified biological agents in
samples collected from complex outdoor matrices.

Search engines such as Google Scholar and PubMed were utilized. The search was limited to articles
published in the English language but did not have geographical specificity. The specific search terms
were as follows:

Detection OR Quantification methods "environmental samples of Bacillus anthracis"

Detection OR Quantification "Bacillus anthracis surrogates"

Detection OR Quantification "surrogate biological warfare agents"

Detection OR Quantification "Bacillus thuringiensis"

Detection OR Quantification "Bacillus atrophaeus OR globigii"

"Bacillus atrophaeus OR globigii OR thuringiensis" antibiotic marker

"Bacillus atrophaeus OR globigii OR thuringiensis" fluorescent marker

"Bacillus atrophaeus OR globigii OR thuringiensis" luminescence

"Bacillus atrophaeus OR globigii OR thuringiensis" radiolabeled

These terms were expanded as resulting articles led to additional information.

When evaluating scientific and technical information for use in this review, the following five general
assessment factors, as outlined in the EPA General Assessment Factors for Evaluating the Quality of
Scientific and Technical Information (EPA/100/B-03/001).20, were considered:

•	Soundness: The extent to which the scientific and technical procedures, measures, methods, or
models employed to generate the information is reasonable for, and consistent with, the
intended application.

•	Applicability and Utility: The extent to which the information is relevant for the intended use.

•	Clarity and Completeness: The degree of clarity and completeness with which the data,
assumptions, methods, QA, and analyses employed to generate the information are
documented.

•	Uncertainty and Variability: The extent to which variability and uncertainty (quantitative and
qualitative) related to results, procedures, measures, methods, or models are evaluated and
characterized.

•	Evaluation and Review: The extent of independent verification, validation, and peer review of
the information or of the procedures, measures, methods, or models.

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