Implementing the Pesticide Registration
Improvement Act - Fiscal Year 2013

Tenth Annual Report

March 1, 2014


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Implementing the Pesticide Registration Improvement Act — Fiscal Year 2013

Process Improvements in the Pesticide Program

			 	>n Process

Improving Application Quality

Label Review Manual. The EPA's Label Review Manual provides guidance to both EPA
reviewers and the pesticide industry on what is required and recommended for each part of a
pesticide product label in order for the agency to approve the label. In FY' 13 one chapter has
been updated - Chapter 13, Pesticide Storage and Disposal. The revised chapter is posted at
http://www.epa.gov/oppfeadl/labeling/lrm/chap-13.pdf.

Improving the Registration Process

Preliminary Technical Deficiency Screen. In addition to the PRIA 21-day Completeness
Screen, which evaluates whether all components of the application are present but not the quality
of the submission, PRIA 3 requires a Preliminary Technical Deficiency Screen to determine if
the data are accurate, complete and consistent with the proposed labeling and/or tolerance. The
Agency must conduct the screen and communicate to the applicant any significant deficiencies,
which would likely result in the inability to make a regulatory decision or require renegotiation
of the PRIA due date, all within a certain time frame:

•	90-days from the PRIA start date for actions with decision time frame > 6 months

•	45-days from the PRIA start date for actions with decision time frame <= 6 months

Deficiencies are communicated by letter to the applicant. The applicant has 10 business-days
from receipt of the Agency's letter to provide their response addressing the deficiency. Deficient
applications that are not corrected are rejected, freeing up agency resources for those applications
that can proceed towards a regulatory decision. We believe that identifying deficiencies early in
the process and requiring the applicant to correct these deficiencies will decrease the need for
renegotiation of PRIA due dates.

The Agency has developed several new tools to help conduct the technical screens, described in
the next section below.

Similarity Clinic. In FY 2013, to ensure consistency in the review of substantial similarity
claims as a basis for citing product chemistry and acute toxicity data to support new product
registrations, the Agency established the Similarity Clinic. We soon expanded the Clinic's

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charge to develop toxicity profiles for 100% repacks of registered products, where that
information is not readily available, and to evaluate the validity of acute toxicity data citations
where no substantial similarity claim is being made. Product chemistry and acute toxicology
experts from four risk management divisions (RD, AD, BPPD, and PRD) review the application,
and if acceptable generate an acute toxicity review and forward the application to the product
manager for full review. If the package is not substantially similar or if the product chemistry or
acute toxicity data cited does not support the new product, we send the applicant a 10 business-
day letter outlining the deficiencies and options for action. The applicant is given a second
opportunity to identify a substantially similar registered product or another set of data to support
their application. The Similarity Clinic evaluates the response, and if found not acceptable, the
applicant is given the choice to withdraw the application or have it rejected.

Registrants are allowed only two attempts to find a substantially similar product. This limitation
kicks out PRIA applications that are deemed deficient early in the process so that Agency
resources are available to work on applications that have a legitimate path forward towards a
regulatory decision. The Similarity Clinic also ensures consistency in the substantial similarity
and product-specific citation evaluations (within and between each risk management division).

The Similarity Clinic received a total of 234 packages for review in FY' 13, representing 12 PRIA codes,
88% of which were submitted in four PRIA 3 categories - R300, R301, R310 and R331. The Similarity
Clinic is composed of 3 scientists from AD, 2 scientists from BPPD, 2 scientists from PRD, and 8
scientists from RD - all experts in either acute toxicology or product chemistry.

First Team Meeting/Label Checklist/Problem Formulation. For the Preliminary Technical
Screen under PRIA 3, the Agency incorporated the existing problem formulation tools of the first
team meeting and label checklist to identify and inform the registrant of critical data/information
gaps early in the process and so that the EPA's assumptions in its risk assessments accurately reflect
the registrant's proposed use pattern. The label checklist provides the parameters that need to be
specified on the label for the science divisions to conduct their risk assessment without using
unnecessarily conservative assumptions. The label checklist, along with Technical Screen
Stakeholder Checklists developed by the PRIA Coalition, is posted on the PRIA webpage. We hope
the registrant community will use these tools as resources to help provide more clarity on their labels
regarding the proposed use pattern and to develop complete PRIA applications that address all of the
elements the EPA needs for the preliminary technical screen. For new active ingredient actions and
new use applications, the staff responsible for risk management and risk assessment engage in the
problem formulation process within the first 60-days from the PRIA start date. Significant
deficiencies identified in the first team meeting are shared with the registrant within 90-days of the
PRIA start date and the registrant has 10 business days to address those deficiencies; otherwise, the
application is rejected. Using this process the registrant learns of deficiencies and concerns early in
the review process and has an opportunity to correct deficiencies and address concerns early in the
risk assessment phase, rather than after the risk assessment is complete. These tools also ensure that

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all risk assessment and risk management staff leads involved in the review of the PRIA application
have a common understanding of the use pattern being requested.

Pre-decisional Determination Due Date. Under PRIA 3, the Agency established a Pre-
decisional Determination Due Date for any covered application that requires approval of a new
or amended label for the Registration Division (R codes) and Antimicrobial Division (A codes).
The Pre-decisional Determination Due Date precedes the PRIA Decision Due Date by 2 weeks for
PRIA categories with decision review times <12 months or by 4 weeks for PRIA categories with
decision review times >12 months.

The purpose of this new, earlier due date is to provide adequate time to reach agreement with the
registrant on required label changes prior to the Agency approving the label. In the past, the
Agency approved the label with comments specifying changes to be incorporated into a final
label. Under this new process, only clean labels are approved (no comments) which makes it
easier for the states, enforcement, and other stakeholders.

If the Agency and the applicant cannot come to an agreement by the PRIA due date, the Agency will send
a follow-up letter that will advise the registrant of the Agency's decision to close out the PRIA decision
review time. That letter will provide the following three options for continuing the review of the
application:

(a)	Applicant agrees to all of the terms associated with the draft accepted label as revised by the
Agency and requests that it be issued as the accepted final Agency-stamped label; or

(b)	Applicant does not agree to one or more of the terms of the draft accepted label as revised by the
Agency and requests additional time to resolve the difference(s); or

(c)	Applicant withdraws the application without prejudice for subsequent resubmission, but forfeits
the associated registration service fee.

FY'13 Results under the New Pre-decisional Determination Due Date Process

The Antimicrobial Division completed 329 decisions in FY' 13. Of these 329 antimicrobial
completions, 165 were for applications submitted during PRIA 2, and 164 were for submissions
made under PRIA 3. Of these 164 PRIA 3 completions, 159 decisions involved the approval of a
new or amended product label that were subject to this new process.

The Registration Division completed 1,039 decisions in FY' 13. Of these 1,039 conventional
completions, 703 were for applications submitted during PRIA 2, and 336 were for submissions
made under PRIA 3. Of these 336 PRIA 3 completions, 325 decisions involved the approval of a
new or amended product label that were subject to this new process.

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Table 1: Completed Decisions Resulting in New or Amended Product Label Approvals



Antimicrobial

Conventional

Total



Decisions

Decisions



Completed decisions in FY'13

329

1,039

1,368

Completed PRIA 3 decisions in

164

336

500

FY'13







PRIA 3 decisions involving label

159

325

484

approvals







Of the 159 antimicrobial PRIA 3 completed decisions that involved the approval of amended or
new product labels, none was completed after the PRIA due date; 21% (33 decisions) were
completed on the PRIA due date; 50% (80 decisions) were completed after the Pre-decisional
determination due date but before the PRIA due date, and 29% (46 decisions) were completed on
or before the Pre-decisional determination due date.

Of the 325 conventional PRIA 3 completed decisions that involved the approval of amended or
new product labels, <1% (2 decisions) were completed after the PRIA due date; 11% (38
decisions) were completed on the PRIA due date; 27% (87 decisions) were completed after the
Pre-decisional determination due date but before the PRIA due date, and 61% (198 decisions)
were completed on or before the Pre-decisional determination due date.

Table 2: Timing for Completion of Label Reviews & Approvals

Timing for Completed Label
Reviews & Approvals

Antimicrobial Label
Reviews & Approvals

Conventional Label
Reviews & Approvals

Total

After PRIA due date

0 (0%)

2 (<1%)

2

(<1%)

On the PRIA due date

33 (21%)

38(11%)

71
(15%)

Before the PRIA due date but
after the pre-decisional
determination due date

80 (50%)

87 (27%)

167
(34%)

On or before the pre-decisional
determination due date

46 (29%)

198 (61%)

244
(50%)

Total

159

325

484

One of the purposes of this new PRIA 3 requirement was to provide applicants with adequate
time to resolve label issues before the expiration of the PRIA due date forced a "take it or leave
it" decision on the applicant. 84% of the completed decisions that resulted in an approved label

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occurred before the PRIA due date indicating that the Agency's implementation of this
requirement has for the most part achieved its intended purpose.

PRIA 3 also requires the Agency to review and approve revised labels within 2 business days
after receipt. There were only 2 decisions that went beyond the PRIA due date. Both times the
PRIA due date came as PMs and registrants were very close to an agreement on the labels. The
applicants sent the Agency their revised labels incorporating the Agency's comments and both
were accepted as the final Agency-stamped label within 1.5 days (average).

More Crop Grouping. Revisions continue in the crop group regulations, where crop group
tolerances are established based on residue data from designated representatives within the group
and then applied to all commodities within that group. Crop group regulations save considerable
resources by reducing the number of required residue studies and facilitating the establishment of
import tolerances. In FY' 13, we completed review work on proposals for five new groups for
Leafy Vegetable Crop Group 4-14; Brassica Head and Stem Vegetable Crop Group 5-14; Stalk,
Stem and Leaf Petiole Crop Group 22; Tropical and Subtropical Fruit, Edible Peel, Crop Group
23 and Tropical and Subtropical Fruit, Inedible Peel, Crop Group 24. We expect to publish the
Proposed Rule for Phase IV of this project, which will include these five groups, in the Federal
Register in the spring of 2014.

Improving the Confidential Statement of Formula (CSF)

OPP is continuing its effort to develop an electronic Confidential Statement of Product
Specifications (eCSPS) that will eventually replace the Confidential Statement of Formula. We
are working with Health Canada's Pest Management Regulatory Agency (PMRA) to develop an
electronic form that can be used to submit applications to both regulatory authorities. The e-
CSPS project is being conducted under the United States-Canada Regulatory Cooperation
Council (RCC). The RCC has a two-year mandate to work together to promote economic
growth, job creation, and benefits to our consumers and businesses through increased regulatory
transparency and coordination. The Office of Pesticide Programs and PMRA have coordinated
extensively and have reached agreement about the data fields on the form. In FY 2013, OPP
conducted an internal pilot project to complete the form. OPP is seeking OMB approval of the
new form in FY 2014.

International Work-sharing

The EPA continued its work-sharing efforts with Australia, Brazil, Canada, the European Union,
Japan, and Mexico. In global and joint reviews, each national regulatory authority shares study

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reviews. Each national authority makes individual registration decisions while striving to
harmonize regulatory decisions with other global partners.

Conventional Pesticides

During FY' 13, two new conventional active ingredients were registered through the global
and joint review process. Twelve global and joint review projects for new active ingredients
were in review during FY' 13. In addition, Brazil, Japan, and Mexico have continued their
participation in the joint review process, and other countries such as China, Korea, Taiwan
and South Africa have expressed an interest in participating in future joint review projects.

In FY 2013, Canada's Pest Management Regulatory Agency and the EPA completed work
on 4 chemicals for 11 commodities under the minor use joint review program. Along with
the joint review for spirotetramat, under the pilot project for the RCC, both agencies
completed work as a joint review to establish import tolerances for the other uses submitted
to one agency and not the other. PMRA established import MRLs that align with the US
tolerances established for pineapple, taro, watercress, coffee, pomegranate and banana and
EPA established an import tolerance for sweet corn that aligns with the Canadian
MRL. During FY 2014 up to 14 additional chemicals (27 commodities) may be evaluated
under the NAFTA joint review program and six chemicals (seven commodities) may be
evaluated as work-share projects.

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