Clean Water SRF Program Information
for the State of New York
CWSRF Agency Information
1 Lead State Agency Name:
Environmental Facilities Corporation
18
Secondary Agency Name:
Department of Environmental Conservation
2 Type of Agency:
Environmental/Financial
19
Type of Agency:
Environmental
3 Mailing Address:
625 Broadway Ave
20
Mailing Address:
625 Broadway Ave
4 City:
Albany
21
City:
Albany
5 Zip Code:
12207-2997
22
Zip Code:
12233-3010
6 Street Address:
625 Broadway Ave
23
Street Address:
625 Broadway Ave
7 City:
Albany
24
City:
Albany
8 Zip Code:
12207-2997
25
Zip Code:
12233-3010
9 Director:
Maureen Coleman
26
Director:
Basil Seggos
10 Director's Title:
Acting President and General Counsel
27
Director's Title:
Commissioner
11 Phone Number:
(518) 402-6924
28
Phone Number:
(518) 402-8545
12 Fax Number:
(518) 402-6954
29
Fax Number:
(518) 402-8541
13 E-mail Address:
maureen.coleman@efc.ny.gov
30
E-mail Address:
basil.seggos@dec.ny.gov
14 Contact Person:
Karen Rusin
31
Contact Person:
Nancy W Lussier
15 Phone Number:
(518) 402-7396
32
Phone Number:
(518) 402-9228
16 Fax Number:
(518) 402-6954
33
Fax Number:
(518) 402-9230
17 E-mail Address:
CWSRFinfo@efc.ny.gov
34
E-mail Address:
nancy.lussier@dec.ny.gov
Other Agency:
35	Other Agency Name:
36	Type of Agency:
37	Mailing Address:
38	City:
39	Zip Code:
40	Street Address:
41	City:
42	Zip Code:
43	Director:
44	Director's Title:
45	Phone Number:
46	Fax Number:
47	E-mail Address:
48	Contact Person:
49	Phone Number:
50	Fax Number:
51	E-mail Address:
Page 1 of 67
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Clean Water SRF Program Information
for the State of New York

For Federal Fiscal Year Ending September 30 of:







1988
1989
1990
1991
1992
1993
1994
1995
1996
Federal Grants (Dollars)









52 Date of Last Award in the Year
-
-
03/27/90
03/15/91
03/27/92
09/30/93
09/30/94
03/31/95
06/07/96
53 Title II Funds
0
0
0
0
0
0
0
0
0
54 Title VI - Current Year's Appropriation
0
0
107,688,240
226,524,177
214,461,720
212,150,961
131,638,122
135,952,146
142,868,286
55 **Title VI - Prior Year's Appropriation
0
0
104,109,489
0
0
0
0
0
0
55a ARRA Grant
0
0
0
0
0
0
0
0
0
56 *Total Annual Federal Grants
0
0
211,797,729
226,524,177
214,461,720
212,150,961
131,638,122
135,952,146
142,868,286
57 Cumulative Federal Grants
0
0
211,797,729
438,321,906
652,783,626
864,934,587
996,572,709
1,132,524,855
1,275,393,141
Transfer of Federal Funds Between CWSRF and DWSRF









58 Amount of Federal Funds Transferred into CWSRF









59 Amount of Federal Funds Transferred out of CWSRF









60 *Net Transfer into/(outof) CWSRF









61 Cumulative Net Transfer into/(out of) CWSRF









Quarterly Outlays (Dollars)









62 First Quarter Outlays
0
0
0
25,539,208
52,251,259
56,978,623
30,718,995
27,820,043
77,496,755
63 Second Quarter Outlays
0
0
0
51,639,138
79,327,502
29,243,732
1,768,681
22,842,808
98,867,587
64 Third Quarter Outlays
0
0
23,686,672
51,420,722
58,512,605
29,276,546
10,843,219
35,856,552
31,596,876
65 Fourth Quarter Outlays
0
0
24,084,122
51,468,723
57,786,833
29,403,246
7,159,945
29,323,768
41,554,426
66 *Total Annual Outlays
0
0
47,770,794
180,067,791
247,878,199
144,902,147
50,490,840
115,843,171
249,515,644
67 Cumulative Outlays
0
0
47,770,794
227,838,585
475,716,784
620,618,931
671,109,771
786,952,942
1,036,468,586

For the Reporting Year Ending June 30 of:







1988
1989
1990
1991
1992
1993
1994
1995
1996
Outlays (Dollars)









68 *Annual
0
0
23,686,672
152,683,190
241,560,089
173,285,734
72,734,141
93,679,348
237,284,986
69 "Cumulative
0
0
23,686,672
176,369,862
417,929,951
591,215,685
663,949,826
757,629,174
994,914,160
* Calculated values.
** Includes funds received from the Disaster Relief Appropriations Act of 2013
Page 2 of 67
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-------
Clean Water SRF Program Information
for the State of New York

For Federal Fiscal Year Ending September 30 of:






1997
1998
1999
2000
2001
2002
2003
2004
Federal Grants (Dollars)








52 Date of Last Award in the Year
07/24/97
01/09/98
06/22/99
07/13/00
03/09/01
01/01/02
03/25/03
06/09/04
53 Title II Funds
0
0
0
0
0
0
0
0
54 Title VI - Current Year's Appropriation
0
0
0
148,138,353
146,821,653
147,148,749
146,192,508
146,208,420
55 **Title VI - Prior Year's Appropriation
79,827,200
68,791,536
148,630,680
148,642,461
0
0
0
0
55a ARRA Grant
0
0
0
0
0
0
0
0
56 *Total Annual Federal Grants
79,827,200
68,791,536
148,630,680
296,780,814
146,821,653
147,148,749
146,192,508
146,208,420
57 Cumulative Federal Grants
1,355,220,341
1,424,011,877
1,572,642,557
1,869,423,371
2,016,245,024
2,163,393,773
2,309,586,281
2,455,794,701
Transfer of Federal Funds Between CWSRF and DWSRF








58 Amount of Federal Funds Transferred into CWSRF
0
0
0
0
0
0
0
0
59 Amount of Federal Funds Transferred out of CWSRF
0
0
0
0
0
0
0
0
60 *Net Transfer into/(outof) CWSRF
0
0
0
0
0
0
0
0
61 Cumulative Net Transfer into/(out of) CWSRF
0
0
0
0
0
0
0
0
Quarterly Outlays (Dollars)








62 First Quarter Outlays
27,070,452
43,858,760
540,079
74,791,916
79,822,287
0
65,374,637
82,365,020
63 Second Quarter Outlays
115,458,740
35,642,658
1,933,607
104,021,965
93,748,400
59,110,143
81,961,661
63,899,259
64 Third Quarter Outlays
32,736,691
21,790,052
0
0
0
0
0
0
65 Fourth Quarter Outlays
61,055,152
43,800,749
1,060,808
82,374,290
91,299,776
0
0
2,162,813
66 *Total Annual Outlays
236,321,035
145,092,219
3,534,494
261,188,171
264,870,463
59,110,143
147,336,298
148,427,092
67 Cumulative Outlays
1,272,789,621
1,417,881,840
1,421,416,334
1,682,604,505
1,947,474,968
2,006,585,111
2,153,921,409
2,302,348,501

For the Reporting Year Ending June 30 of:






1997
1998
1999
2000
2001
2002
2003
2004
Outlays (Dollars)








68 *Annual
216,820,309
162,346,622
46,274,435
179,874,689
255,944,977
150,409,919
147,336,298
146,264,279
69 "Cumulative
1,211,734,469
1,374,081,091
1,420,355,526
1,600,230,215
1,856,175,192
2,006,585,111
2,153,921,409
2,300,185,688
* Calculated values.
** Includes funds received from the Disaster Relief Appropriations Act of 2013
Page 3 of 67
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-------
Clean Water SRF Program Information
for the State of New York

For Federal Fiscal Year Ending September 30 of:






2005
2006
2007
2008
2009
2010
2011
2012
Federal Grants (Dollars)








52 Date of Last Award in the Year
03/30/05
05/03/06
07/30/07
05/14/08
09/16/09
08/25/10
05/19/11
09/25/12
53 Title II Funds
0
0
0
0
0
0
64,244,506
1,204,222
54 Title VI - Current Year's Appropriation
118,939,293
96,656,373
118,135,611
75,108,221
75,109,023
224,898,000
162,993,000
156,001,000
55 **Title VI - Prior Year's Appropriation
0
0
0
0
0
0
0
0
55a ARRA Grant
0
0
0
0
432,564,200
0
0
0
56 *Total Annual Federal Grants
118,939,293
96,656,373
118,135,611
75,108,221
507,673,223
224,898,000
227,237,506
157,205,222
57 Cumulative Federal Grants
2,574,733,994
2,671,390,367
2,789,525,978
2,864,634,199
3,372,307,422
3,597,205,422
3,824,442,928
3,981,648,150
Transfer of Federal Funds Between CWSRF and DWSRF








58 Amount of Federal Funds Transferred into CWSRF
0
0
0
0
0
0
0
0
59 Amount of Federal Funds Transferred out of CWSRF
0
0
0
0
0
0
0
0
60 *Net Transfer into/(outof) CWSRF
0
0
0
0
0
0
0
0
61 Cumulative Net Transfer into/(out of) CWSRF
0
0
0
0
0
0
0
0
Quarterly Outlays (Dollars)








62 First Quarter Outlays
0
0
0
0
0
14,456,771
41,543,516
0
63 Second Quarter Outlays
144,021,659
125,130,188
99,654,538
118,443,095
75,108,221
83,635,046
187,292,450
199,211,389
64 Third Quarter Outlays
0
0
0
0
0
35,687,642
38,418,627
0
65 Fourth Quarter Outlays
0
0
0
0
866,569
47,334,926
18,581,511
0
66 *Total Annual Outlays
144,021,659
125,130,188
99,654,538
118,443,095
75,974,790
181,114,386
285,836,103
199,211,389
67 Cumulative Outlays
2,446,370,160
2,571,500,348
2,671,154,886
2,789,597,981
2,865,572,771
3,046,687,157
3,332,523,260
3,531,734,649

For the Reporting Year Ending June 30 of:






2005
2006
2007
2008
2009
2010
2011
2012
Outlays (Dollars)








68 *Annual
146,184,472
125,130,188
99,654,538
118,443,095
75,108,221
134,646,029
314,589,518
217,792,900
69 "Cumulative
2,446,370,160
2,571,500,348
2,671,154,886
2,789,597,981
2,864,706,202
2,999,352,231
3,313,941,749
3,531,734,649
* Calculated values.
** Includes funds received from the Disaster Relief Appropriations Act of 2013
Page 4 of 67
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-------
Clean Water SRF Program Information
for the State of New York

For Federal Fiscal Year Ending September 30 of:






2013
2014
2015
2016
2017
2018
2019
2020
Federal Grants (Dollars)








52 Date of Last Award in the Year
09/16/13
09/24/14
07/09/15
06/08/16
08/01/17
07/03/18
06/14/19
04/13/20
53 Title II Funds
0
0
0
0
0
0
0
0
54 Title VI - Current Year's Appropriation
147,369,000
154,748,000
153,965,000
147,479,000
146,343,000
177,159,000
175,375,000
175,401,000
55 **Title VI - Prior Year's Appropriation
0
283,148,145
0
0
0
0
0
0
55a ARRA Grant
0
0
0
0
0
0
0
0
56 *Total Annual Federal Grants
147,369,000
437,896,145
153,965,000
147,479,000
146,343,000
177,159,000
175,375,000
175,401,000
57 Cumulative Federal Grants
4,129,017,150
4,566,913,295
4,720,878,295
4,868,357,295
5,014,700,295
5,191,859,295
5,367,234,295
5,542,635,295
Transfer of Federal Funds Between CWSRF and DWSRF








58 Amount of Federal Funds Transferred into CWSRF
0
0
0
0
0
0
0
0
59 Amount of Federal Funds Transferred out of CWSRF
0
0
0
0
0
0
0
0
60 *Net Transfer into/(outof) CWSRF
0
0
0
0
0
0
0
0
61 Cumulative Net Transfer into/(out of) CWSRF
0
0
0
0
0
0
0
0
Quarterly Outlays (Dollars)








62 First Quarter Outlays
0
0
0
149,029,103
140,269,263
144,302,167
3,076,052
8,417,955
63 Second Quarter Outlays
213,206,042
147,369,000
154,748,000
9,403,074
16,327,109
7,186,014
200,132,770
180,770,104
64 Third Quarter Outlays
17,443,043
0
0
0
0
0
0
3,151,850
65 Fourth Quarter Outlays
124,730,055
0
0
2,028,080
3,285,806
17,555,706
20,188,291
0
66 *Total Annual Outlays
355,379,141
147,369,000
154,748,000
160,460,257
159,882,178
169,043,886
223,397,113
192,339,909
67 Cumulative Outlays
3,887,113,790
4,034,482,790
4,189,230,790
4,349,691,047
4,509,573,225
4,678,617,111
4,902,014,224
5,094,354,133

For the Reporting Year Ending June 30 of:






2013
2014
2015
2016
2017
2018
2019
2020
Outlays (Dollars)








68 *Annual
230,649,085
272,099,055
154,748,000
158,432,177
158,624,452
154,773,987
220,764,527
212,528,200
69 "Cumulative
3,762,383,734
4,034,482,790
4,189,230,790
4,347,662,967
4,506,287,419
4,661,061,405
4,881,825,933
5,094,354,133
* Calculated values.
** Includes funds received from the Disaster Relief Appropriations Act of 2013
Page 5 of 67
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-------
Clean Water SRF Program Information
for the State of New York
Federal and State Investment
For the Reporting Year Ending June 30 of:
1988 1989 1990
1991
1992
1993
1994
1995
1996
Investment Summary
Total Federal CWSRF Capitalization Grants (Dollars)
70	*Annual
71	"Cumulative
0
0
0
0
211,797,729
211,797,729
226,524,177
438,321,906
214,461,720
652,783,626
0
652,783,626
212,150,961
864,934,587
267,590,268
1,132,524,855
142,868,286
1,275,393,141
Net Transfer of Federal Funds with DWSRF into/(out of)
CWSRF
72	*Annual
73	Cumulative









Federal CWSRF Contributions Adjusted for Transfers
74	*Annual
75	Cumulative
0
0
0
0
211,797,729
211,797,729
226,524,177
438,321,906
214,461,720
652,783,626
0
652,783,626
212,150,961
864,934,587
267,590,268
1,132,524,855
142,868,286
1,275,393,141
Total State Contributions (Dollars)
76	*Annual
77	Cumulative
0
0
0
0
42,359,546
42,359,546
45,304,835
87,664,381
42,892,344
130,556,725
42,430,192
172,986,917
26,327,624
199,314,541
27,190,429
226,504,970
28,573,655
255,078,625
Total State Contributions as a % of Federal CWSRF Capitalization
Grants (excludes ARRA)
78	*Annual
79	Cumulative
-
-
20%
20%
20%
20%
20%
20%
26%
12%
23%
10%
20%
20%
20%
State Contributions as a % of Federal CWSRF Capitalization Outlays
(excludes ARRA and Net Federal Transfers)
78a *Annual
79a Cumulative
-
-
179%
179%
30%
50%
18%
31%
24%
29%
36%
30%
29%
30%
12%
26%
Net Transfer of Funds with DWSRF into/(out of) the
CWSRF
80	*Annual Net Federal Funds Transferred
81	Annual Net Non-Federal Funds Transferred
82	*Annual Net Federal and Non-Federal Funds Transferred
83	Cumulative Net Federal and Non-Federal Funds Transferred









* Calculated values.
Page 6 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Federal and State Investment
For the Reporting Year Ending June 30 of:
1997 1998 1999
2000
2001
2002
2003
2004
Investment Summary








Total Federal CWSRF Capitalization Grants (Dollars)








70 *Annual
0
148,618,736
148,630,680
148,642,461
294,960,006
147,148,749
146,192,508
146,208,420
71 "Cumulative
1,275,393,141
1,424,011,877
1,572,642,557
1,721,285,018
2,016,245,024
2,163,393,773
2,309,586,281
2,455,794,701
Net Transfer of Federal Funds with DWSRF into/(out of)








CWSRF








72 *Annual
0
0
0
0
0
0
0
0
73 Cumulative
0
0
0
0
0
0
0
0
Federal CWSRF Contributions Adjusted for Transfers








74 *Annual
0
148,618,736
148,630,680
148,642,461
294,960,006
147,148,749
146,192,508
146,208,420
75 Cumulative
1,275,393,141
1,424,011,877
1,572,642,557
1,721,285,018
2,016,245,024
2,163,393,773
2,309,586,281
2,455,794,701
Total State Contributions (Dollars)








76 *Annual
0
29,723,747
29,726,136
29,728,492
58,992,002
29,429,750
29,238,502
29,256,084
77 Cumulative
255,078,625
284,802,372
314,528,508
344,257,000
403,249,002
432,678,752
461,917,254
491,173,338
Total State Contributions as a % of Federal CWSRF Capitalization








Grants (excludes ARRA)








78 *Annual
-
20%
20%
20%
20%
20%
20%
20%
79 Cumulative
20%
20%
20%
20%
20%
20%
20%
20%
State Contributions as a % of Federal CWSRF Capitalization Outlays








(excludes ARRA and Net Federal Transfers)








78a *Annual
0%
18%
64%
17%
23%
20%
20%
20%
79a Cumulative
21%
21%
22%
22%
22%
22%
21%
21%
Net Transfer of Funds with DWSRF into/(out of) the








CWSRF








80 *Annual Net Federal Funds Transferred
0
0
0
0
0
0
0
0
81 Annual Net Non-Federal Funds Transferred
0
0
0
-49,981,206
-16,197,885
-16,264,842
0
0
82 *Annual Net Federal and Non-Federal Funds Transferred
0
0
0
-49,981,206
-16,197,885
-16,264,842
0
0
83 Cumulative Net Federal and Non-Federal Funds Transferred
0
0
0
-49,981,206
-66,179,091
-82,443,933
-82,443,933
-82,443,933
* Calculated values.
Page 7 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Federal and State Investment
For the Reporting Year Ending June 30 of:
2005 2006 2007
2008
2009
2010
2011
2012
Investment Summary
Total Federal CWSRF Capitalization Grants (Dollars)
70	*Annual
71	"Cumulative
118,939,293
2,574,733,994
96,656,373
2,671,390,367
0
2,671,390,367
193,243,832
2,864,634,199
465,865,234
3,330,499,433
41,807,989
3,372,307,422
452,135,506
3,824,442,928
156,001,000
3,980,443,928
Net Transfer of Federal Funds with DWSRF into/(out of)
CWSRF
72	*Annual
73	Cumulative
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Federal CWSRF Contributions Adjusted for Transfers
74	*Annual
75	Cumulative
118,939,293
2,574,733,994
96,656,373
2,671,390,367
0
2,671,390,367
193,243,832
2,864,634,199
465,865,234
3,330,499,433
41,807,989
3,372,307,422
452,135,506
3,824,442,928
156,001,000
3,980,443,928
Total State Contributions (Dollars)
76	*Annual
77	Cumulative
23,787,859
514,961,197
19,331,275
534,292,472
0
534,292,472
38,648,766
572,941,238
6,660,207
579,601,445
8,361,598
587,963,043
44,979,600
632,942,643
45,447,502
678,390,145
Total State Contributions as a % of Federal CWSRF Capitalization
Grants (excludes ARRA)
78	*Annual
79	Cumulative
20%
20%
20%
20%
20%
20%
20%
20%
20%
20%
20%
10%
19%
29%
19%
State Contributions as a % of Federal CWSRF Capitalization Outlays
(excludes ARRA and Net Federal Transfers)
78a *Annual
79a Cumulative
16%
21%
15%
21%
0%
20%
33%
21%
9%
20%
11%
20%
30%
20%
26%
21%
Net Transfer of Funds with DWSRF into/(out of) the
CWSRF
80	*Annual Net Federal Funds Transferred
81	Annual Net Non-Federal Funds Transferred
82	*Annual Net Federal and Non-Federal Funds Transferred
83	Cumulative Net Federal and Non-Federal Funds Transferred
0
0
0
-82,443,933
0
0
0
-82,443,933
0
0
0
-82,443,933
0
0
0
-82,443,933
0
0
0
-82,443,933
0
0
0
-82,443,933
0
0
0
-82,443,933
0
0
0
-82,443,933
* Calculated values.
Page 8 of 67
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-------
Clean Water SRF Program Information
for the State of New York
Federal and State Investment
For the Reporting Year Ending June 30 of:
2013 2014 2015
2016
2017
2018
2019
2020
Investment Summary
Total Federal CWSRF Capitalization Grants (Dollars)
70	*Annual
71	"Cumulative
1,204,222
3,981,648,150
147,369,000
4,129,017,150
437,896,145
4,566,913,295
301,444,000
4,868,357,295
0
4,868,357,295
146,343,000
5,014,700,295
352,534,000
5,367,234,295
175,401,000
5,542,635,295
Net Transfer of Federal Funds with DWSRF into/(out of)
CWSRF
72	*Annual
73	Cumulative
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Federal CWSRF Contributions Adjusted for Transfers
74	*Annual
75	Cumulative
1,204,222
3,981,648,150
147,369,000
4,129,017,150
437,896,145
4,566,913,295
301,444,000
4,868,357,295
0
4,868,357,295
146,343,000
5,014,700,295
352,534,000
5,367,234,295
175,401,000
5,542,635,295
Total State Contributions (Dollars)
76	*Annual
77	Cumulative
31,441,044
709,831,189
86,103,429
795,934,618
30,949,600
826,884,218
30,793,000
857,677,218
29,495,800
887,173,018
29,268,600
916,441,618
35,431,800
951,873,418
35,080,200
986,953,618
Total State Contributions as a % of Federal CWSRF Capitalization
Grants (excludes ARRA)
78	*Annual
79	Cumulative
2611%
20%
58%
22%
7%
20%
10%
19%
20%
20%
20%
10%
19%
20%
19%
State Contributions as a % of Federal CWSRF Capitalization Outlays
(excludes ARRA and Net Federal Transfers)
78a *Annual
79a Cumulative
14%
21%
32%
22%
20%
22%
19%
22%
19%
22%
19%
22%
16%
21%
17%
21%
Net Transfer of Funds with DWSRF into/(out of) the
CWSRF
80	*Annual Net Federal Funds Transferred
81	Annual Net Non-Federal Funds Transferred
82	*Annual Net Federal and Non-Federal Funds Transferred
83	Cumulative Net Federal and Non-Federal Funds Transferred
0
0
0
-82,443,933
0
0
0
-82,443,933
0
0
0
-82,443,933
0
0
0
-82,443,933
0
0
0
-82,443,933
0
0
0
-82,443,933
0
0
0
-82,443,933
0
0
0
-82,443,933
* Calculated values.
Page 9 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Federal and State Investment
For the Reporting Year Ending June 30 of:
1988 1989 1990
1991
1992
1993
1994
1995
1996
State Match Contributions (Dollars)









84 Cash or Appropriations
0
0
0
0
0
0
0
0
0
85 GO Bonds Retired Outside the CWSRF
0
0
42,359,546
45,304,835
42,892,344
42,430,192
26,327,624
27,190,429
28,573,655
86 GO Bonds Retired From the CWSRF
0
0
0
0
0
0
0
0
0
87 Revenue Bonds
0
0
0
0
0
0
0
0
0
88 Pre-existing Loans
0
0
0
0
0
0
0
0
0
89 Other Sources
0
0
0
0
0
0
0
0
0
90 *Total Annual Match Contribution
0
0
42,359,546
45,304,835
42,892,344
42,430,192
26,327,624
27,190,429
28,573,655
91 Cumulative Match Contribution
0
0
42,359,546
87,664,381
130,556,725
172,986,917
199,314,541
226,504,970
255,078,625
Additional State Contributions in Excess of









Match (Dollars)









92 Cash or Appropriations
0
0
0
0
0
0
0
0
0
93 GO Bonds Retired Outside the CWSRF
0
0
0
0
0
0
0
0
0
94 GO Bonds Retired From the CWSRF
0
0
0
0
0
0
0
0
0
95 Revenue Bonds
0
0
0
0
0
0
0
0
0
96 Pre-existing Loans
0
0
0
0
0
0
0
0
0
97 Other Sources
0
0
0
0
0
0
0
0
0
98 *Total Annual Additional Contribution
0
0
0
0
0
0
0
0
0
99 Cumulative Additional Contribution
0
0
0
0
0
0
0
0
0
* Calculated values.
Page 10 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Federal and State Investment
For the Reporting Year Ending June 30 of:
1997 1998 1999
2000
2001
2002
2003
2004
State Match Contributions (Dollars)








84 Cash or Appropriations
0
0
0
0
0
0
0
0
85 GO Bonds Retired Outside the CWSRF
0
29,723,747
29,726,136
29,728,492
58,992,002
29,429,750
29,238,502
29,256,084
86 GO Bonds Retired From the CWSRF
0
0
0
0
0
0
0
0
87 Revenue Bonds
0
0
0
0
0
0
0
0
88 Pre-existing Loans
0
0
0
0
0
0
0
0
89 Other Sources
0
0
0
0
0
0
0
0
90 *Total Annual Match Contribution
0
29,723,747
29,726,136
29,728,492
58,992,002
29,429,750
29,238,502
29,256,084
91 Cumulative Match Contribution
255,078,625
284,802,372
314,528,508
344,257,000
403,249,002
432,678,752
461,917,254
491,173,338
Additional State Contributions in Excess of








Match (Dollars)








92 Cash or Appropriations
0
0
0
0
0
0
0
0
93 GO Bonds Retired Outside the CWSRF
0
0
0
0
0
0
0
0
94 GO Bonds Retired From the CWSRF
0
0
0
0
0
0
0
0
95 Revenue Bonds
0
0
0
0
0
0
0
0
96 Pre-existing Loans
0
0
0
0
0
0
0
0
97 Other Sources
0
0
0
0
0
0
0
0
98 *Total Annual Additional Contribution
0
0
0
0
0
0
0
0
99 Cumulative Additional Contribution
0
0
0
0
0
0
0
0
* Calculated values.
Page 11 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Federal and State Investment
For the Reporting Year Ending June 30 of:
2005 2006 2007
2008
2009
2010
2011
2012
State Match Contributions (Dollars)








84 Cash or Appropriations
0
0
0
0
0
0
0
0
85 GO Bonds Retired Outside the CWSRF
23,787,859
19,331,275
0
38,648,766
6,660,207
8,361,598
44,979,600
45,447,502
86 GO Bonds Retired From the CWSRF
0
0
0
0
0
0
0
0
87 Revenue Bonds
0
0
0
0
0
0
0
0
88 Pre-existing Loans
0
0
0
0
0
0
0
0
89 Other Sources
0
0
0
0
0
0
0
0
90 *Total Annual Match Contribution
23,787,859
19,331,275
0
38,648,766
6,660,207
8,361,598
44,979,600
45,447,502
91 Cumulative Match Contribution
514,961,197
534,292,472
534,292,472
572,941,238
579,601,445
587,963,043
632,942,643
678,390,145
Additional State Contributions in Excess of








Match (Dollars)








92 Cash or Appropriations
0
0
0
0
0
0
0
0
93 GO Bonds Retired Outside the CWSRF
0
0
0
0
0
0
0
0
94 GO Bonds Retired From the CWSRF
0
0
0
0
0
0
0
0
95 Revenue Bonds
0
0
0
0
0
0
0
0
96 Pre-existing Loans
0
0
0
0
0
0
0
0
97 Other Sources
0
0
0
0
0
0
0
0
98 *Total Annual Additional Contribution
0
0
0
0
0
0
0
0
99 Cumulative Additional Contribution
0
0
0
0
0
0
0
0
* Calculated values.
Page 12 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Federal and State Investment
For the Reporting Year Ending June 30 of:
2013 2014 2015
2016
2017
2018
2019
2020
State Match Contributions (Dollars)








84 Cash or Appropriations
0
0
0
0
0
0
0
0
85 GO Bonds Retired Outside the CWSRF
31,441,044
29,473,800
30,949,600
30,793,000
29,495,800
29,268,600
35,431,800
35,080,200
86 GO Bonds Retired From the CWSRF
0
0
0
0
0
0
0
0
87 Revenue Bonds
0
0
0
0
0
0
0
0
88 Pre-existing Loans
0
0
0
0
0
0
0
0
89 Other Sources
0
56,629,629
0
0
0
0
0
0
90 *Total Annual Match Contribution
31,441,044
86,103,429
30,949,600
30,793,000
29,495,800
29,268,600
35,431,800
35,080,200
91 Cumulative Match Contribution
709,831,189
795,934,618
826,884,218
857,677,218
887,173,018
916,441,618
951,873,418
986,953,618
Additional State Contributions in Excess of








Match (Dollars)








92 Cash or Appropriations
0
0
0
0
0
0
0
0
93 GO Bonds Retired Outside the CWSRF
0
0
0
0
0
0
0
0
94 GO Bonds Retired From the CWSRF
0
0
0
0
0
0
0
0
95 Revenue Bonds
0
0
0
0
0
0
0
0
96 Pre-existing Loans
0
0
0
0
0
0
0
0
97 Other Sources
0
0
0
0
0
0
0
0
98 *Total Annual Additional Contribution
0
0
0
0
0
0
0
0
99 Cumulative Additional Contribution
0
0
0
0
0
0
0
0
* Calculated values.
Page 13 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
1988 1989 1990
1991
1992
1993
1994
1995
1996
Binding Commitments









100 Annual Dollar Amount
0
0
166,500,000
475,981,585
472,202,928
86,466,037
926,353,003
457,477,321
570,555,683
101 "Cumulative Dollar Amount
0
0
166,500,000
642,481,585
1,114,684,513
1,201,150,550
2,127,503,553
2,584,980,874
3,155,536,557
102 Annual Number
0
0
1
31
38
20
57
83
72
103 Cumulative Number
0
0
1
32
70
90
147
230
302
Type of CWSRF Assistance Provided (Dollars)









104 Assistance (includes pass-through and linked-deposit loans)
0
0
166,500,000
369,655,677
428,707,399
79,372,196
240,124,884
271,277,803
317,814,095
105 Refinance Short-term Debt
0
0
0
106,325,908
43,495,529
7,093,841
686,228,119
135,177,350
100,587,742
106 Refinance Long-term Debt
0
0
0
0
0
0
0
51,022,168
152,153,846
107 Guarantee/Purchase Insurance
0
0
0
0
0
0
0
0
0
108 Sub-state Revolving Funds
0
0
0
0
0
0
0
0
0
109 *Total Annual Assistance
0
0
166,500,000
475,981,585
472,202,928
86,466,037
926,353,003
457,477,321
570,555,683
110 Cumulative Assistance
0
0
166,500,000
642,481,585
1,114,684,513
1,201,150,550
2,127,503,553
2,584,980,874
3,155,536,557
Type of CWSRF Assistance Provided









(Number of Assistance Agreements)









111 Assistance (includes linked-deposit and pass-through loans)
0
0
1
17
23
11
54
60
36
112 Refinance Short-term Debt
0
0
0
14
15
9
3
15
22
113 Refinance Long-term Debt
0
0
0
0
0
0
0
8
14
114 Guarantee/Purchase Insurance
0
0
0
0
0
0
0
0
0
115 Sub-state Revolving Funds
0
0
0
0
0
0
0
0
0
116 *Total Annual Number of Agreements
0
0
1
31
38
20
57
83
72
117 Cumulative Number of Agreements
0
0
1
32
70
90
147
230
302
* Calculated values.
Page 14 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
1997 1998 1999
2000
2001
2002
2003
2004
Binding Commitments








100 Annual Dollar Amount
167,762,215
438,228,308
307,316,519
480,624,699
378,009,095
880,875,393
614,643,439
770,040,649
101 "Cumulative Dollar Amount
3,323,298,772
3,761,527,080
4,068,843,599
4,549,468,298
4,927,477,393
5,808,352,786
6,422,996,225
7,193,036,874
102 Annual Number
63
62
84
76
84
93
56
61
103 Cumulative Number
365
427
511
587
671
764
820
881
Type of CWSRF Assistance Provided (Dollars)








104 Assistance (includes pass-through and linked-deposit loans)
134,295,889
155,140,646
128,429,891
179,793,057
20,554,013
326,123,046
212,062,391
226,174,199
105 Refinance Short-term Debt
18,208,978
174,483,181
57,341,978
287,000,000
354,341,766
531,109,477
389,773,600
499,791,893
106 Refinance Long-term Debt
15,257,348
108,604,481
121,544,650
13,831,642
3,113,316
23,642,870
12,807,448
44,074,557
107 Guarantee/Purchase Insurance
0
0
0
0
0
0
0
0
108 Sub-state Revolving Funds
0
0
0
0
0
0
0
0
109 *Total Annual Assistance
167,762,215
438,228,308
307,316,519
480,624,699
378,009,095
880,875,393
614,643,439
770,040,649
110 Cumulative Assistance
3,323,298,772
3,761,527,080
4,068,843,599
4,549,468,298
4,927,477,393
5,808,352,786
6,422,996,225
7,193,036,874
Type of CWSRF Assistance Provided








(Number of Assistance Agreements)








111 Assistance (includes linked-deposit and pass-through loans)
49
40
51
66
49
34
36
43
112 Refinance Short-term Debt
11
18
25
1
33
47
11
4
113 Refinance Long-term Debt
3
4
8
9
2
12
9
14
114 Guarantee/Purchase Insurance
0
0
0
0
0
0
0
0
115 Sub-state Revolving Funds
0
0
0
0
0
0
0
0
116 *Total Annual Number of Agreements
63
62
84
76
84
93
56
61
117 Cumulative Number of Agreements
365
427
511
587
671
764
820
881
* Calculated values.
Page 15 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
2005 2006 2007
2008
2009

2010
2011
2012
Binding Commitments









100 Annual Dollar Amount
749,620,976
704,782,125
622,338,205
542,372,826
471,348,217
1,058,0
88,991
512,162,265
382,842,580
101 "Cumulative Dollar Amount
7,942,657,850
8,647,439,975
9,269,778,180
9,812,151,006
10,283,499,223
11,341,588,214
11,853,750,479
12,236,593,059
102 Annual Number
40
31
23
42
22

141
38
63
103 Cumulative Number
921
952
975
1,017
1,039

1,180
1,218
1,281
Type of CWSRF Assistance Provided (Dollars)









104 Assistance (includes pass-through and linked-deposit loans)
147,752,890
87,494,020
120,978,364
150,509,142
73,224,573
727,995,068
212,331,667
350,875,423
105 Refinance Short-term Debt
580,506,566
606,588,713
499,943,655
388,911,309
396,520,018
327,679,464
298,529,298
28,206,918
106 Refinance Long-term Debt
21,361,520
10,699,392
1,416,186
2,952,375
1,603,626
2,414,459
1,301,300
3,760,239
107 Guarantee/Purchase Insurance
0
0
0
0
0

0
0
0
108 Sub-state Revolving Funds
0
0
0
0
0

0
0
0
109 *Total Annual Assistance
749,620,976
704,782,125
622,338,205
542,372,826
471,348,217
1,058,0
88,991
512,162,265
382,842,580
110 Cumulative Assistance
7,942,657,850
8,647,439,975
9,269,778,180
9,812,151,006
############


############
############
Type of CWSRF Assistance Provided









(Number of Assistance Agreements)









111 Assistance (includes linked-deposit and pass-through loans)
17
11
14
25
14

117
29
42
112 Refinance Short-term Debt
12
15
6
15
6

17
8
14
113 Refinance Long-term Debt
11
5
3
2
2

7
1
7
114 Guarantee/Purchase Insurance
0
0
0
0
0

0
0
0
115 Sub-state Revolving Funds
0
0
0
0
0

0
0
0
116 *Total Annual Number of Agreements
40
31
23
42
22

141
38
63
117 Cumulative Number of Agreements
921
952
975
1,017
1,039

1,180
1,218
1,281
* Calculated values.
Page 16 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
2013 2014 2015
2016
2017
2018
2019
2020
Binding Commitments








100 Annual Dollar Amount
205,015,557
924,671,749
719,495,100
1,356,742,605
733,114,998
718,919,005
314,101,604
554,344,359
101 "Cumulative Dollar Amount
12,441,608,616
13,366,280,365
14,085,775,465
15,442,518,070
16,175,633,068
16,894,552,073
17,208,653,677
17,762,998,036
102 Annual Number
69
60
58
63
72
64
60
44
103 Cumulative Number
1,350
1,410
1,468
1,531
1,603
1,667
1,727
1,771
Type of CWSRF Assistance Provided (Dollars)








104 Assistance (includes pass-through and linked-deposit loans)
198,344,888
667,750,020
706,619,261
1,320,107,041
717,692,683
705,000,081
308,595,056
548,353,496
105 Refinance Short-term Debt
6,670,669
232,571,729
10,875,839
25,523,704
15,422,315
13,918,924
5,506,548
5,990,863
106 Refinance Long-term Debt
0
50,000
2,000,000
11,111,860
0
0
0
0
107 Guarantee/Purchase Insurance
0
24,300,000
0
0
0
0
0
0
108 Sub-state Revolving Funds
0
0
0
0
0
0
0
0
109 *Total Annual Assistance
205,015,557
924,671,749
719,495,100
1,356,742,605
733,114,998
718,919,005
314,101,604
554,344,359
110 Cumulative Assistance
12,441,608,616
13,366,280,365
14,085,775,465
15,442,518,070
16,175,633,068
16,894,552,073
17,208,653,677
17,762,998,036
Type of CWSRF Assistance Provided








(Number of Assistance Agreements)








111 Assistance (includes linked-deposit and pass-through loans)
59
38
51
40
65
55
52
39
112 Refinance Short-term Debt
10
20
6
20
7
9
8
5
113 Refinance Long-term Debt
0
1
1
3
0
0
0
0
114 Guarantee/Purchase Insurance
0
1
0
0
0
0
0
0
115 Sub-state Revolving Funds
0
0
0
0
0
0
0
0
116 *Total Annual Number of Agreements
69
60
58
63
72
64
60
44
117 Cumulative Number of Agreements
1,350
1,410
1,468
1,531
1,603
1,667
1,727
1,771
* Calculated values.
Page 17 of 67
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-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:







1988
1989
1990
1991
1992
1993
1994
1995
1996
Assistance by Population Size (Dollars)









118 Less than 3,500
0
0
0
8,310,000
13,923,128
5,686,037
16,459,033
28,085,730
21,573,422
119 3,500 to 9,999
0
0
0
3,821,585
10,764,800
3,159,995
52,197,967
37,701,761
2,433,428
120 10,000 to 99,999
0
0
0
72,415,885
20,220,000
40,380,180
77,058,756
120,801,528
105,879,683
121 100,000 and Above
0
0
166,500,000
391,434,115
427,295,000
37,239,825
780,637,247
270,888,302
440,669,150
122 *Total Annual Assistance
0
0
166,500,000
475,981,585
472,202,928
86,466,037
926,353,003
457,477,321
570,555,683
123 Cumulative Assistance
0
0
166,500,000
642,481,585
1,114,684,513
1,201,150,550
2,127,503,553
2,584,980,874
3,155,536,557
Assistance by Population Size









(Number of Assistance Agreements)









124 Less than 3,500
0
0
0
8
17
8
18
28
23
125 3,500 to 9,999
0
0
0
6
7
3
17
13
6
126 10,000 to 99,999
0
0
0
12
9
6
17
24
32
127 100,000 and Above
0
0
1
5
5
3
5
18
11
128 *Total Annual Number of Agreements
0
0
1
31
38
20
57
83
72
129 Cumulative Number of Agreements
0
0
1
32
70
90
147
230
302
Assistance to Hardship Communities









(Excludes EPA's Rural Community Hardship Grants)









130 Annual Dollar Amount
0
0
0
0
1,537,000
571,037
6,031,000
11,967,650
15,721,225
131 "Cumulative Dollar Amount
0
0
0
0
1,537,000
2,108,037
8,139,037
20,106,687
35,827,912
132 Annual Number of Assistance Agreements
0
0
0
0
3
5
8
12
11
133 Cumulative Number of Agreements
0
0
0
0
3
8
16
28
39
Assistance to Indian Tribes









134 Annual Dollar Amount
0
0
0
0
0
0
0
0
0
135 Annual Number of Assistance Agreements
0
0
0
0
0
0
0
0
0
* Calculated values.
Page 18 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
1997 1998 1999
2000
2001
2002
2003
2004
Assistance by Population Size (Dollars)








118 Less than 3,500
23,542,278
27,311,779
40,841,438
30,557,571
34,808,154
49,203,811
36,763,848
44,263,848
119 3,500 to 9,999
16,112,193
10,676,242
13,094,712
11,093,120
20,221,629
35,067,601
15,479,869
20,996,336
120 10,000 to 99,999
84,119,919
76,389,562
59,520,514
78,543,249
106,718,513
112,409,694
41,141,479
66,478,187
121 100,000 and Above
43,987,825
323,850,725
193,859,855
360,430,759
216,260,799
684,194,287
521,258,243
638,302,278
122 *Total Annual Assistance
167,762,215
438,228,308
307,316,519
480,624,699
378,009,095
880,875,393
614,643,439
770,040,649
123 Cumulative Assistance
3,323,298,772
3,761,527,080
4,068,843,599
4,549,468,298
4,927,477,393
5,808,352,786
6,422,996,225
7,193,036,874
Assistance by Population Size








(Number of Assistance Agreements)








124 Less than 3,500
22
21
37
24
28
33
21
22
125 3,500 to 9,999
8
9
10
8
14
16
9
4
126 10,000 to 99,999
25
20
24
30
31
29
17
18
127 100,000 and Above
8
12
13
14
11
15
9
17
128 *Total Annual Number of Agreements
63
62
84
76
84
93
56
61
129 Cumulative Number of Agreements
365
427
511
587
671
764
820
881
Assistance to Hardship Communities








(Excludes EPA's Rural Community Hardship Grants)








130 Annual Dollar Amount
37,922,465
18,922,690
20,641,528
25,436,225
23,474,600
22,387,397
9,489,428
28,527,492
131 "Cumulative Dollar Amount
73,750,377
92,673,067
113,314,595
138,750,820
162,225,420
184,612,817
194,102,245
222,629,737
132 Annual Number of Assistance Agreements
12
12
17
13
12
13
7
14
133 Cumulative Number of Agreements
51
63
80
93
105
118
125
139
Assistance to Indian Tribes








134 Annual Dollar Amount
0
0
0
0
0
0
0
0
135 Annual Number of Assistance Agreements
0
0
0
0
0
0
0
0
* Calculated values.
Page 19 of 67
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-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
2005 2006 2007
2008
2009
2010
2011
2012
Assistance by Population Size (Dollars)








118 Less than 3,500
24,095,726
40,627,415
18,573,075
40,570,651
39,627,478
95,528,489
48,076,513
93,649,602
119 3,500 to 9,999
2,728,581
3,389,363
3,272,581
18,667,581
12,178,643
87,775,235
15,025,563
46,272,268
120 10,000 to 99,999
29,897,657
12,461,158
43,102,719
106,036,896
37,050,862
190,866,532
115,763,048
86,021,914
121 100,000 and Above
692,899,012
648,304,189
557,389,830
377,097,698
382,491,234
683,918,735
333,297,141
156,898,796
122 *Total Annual Assistance
749,620,976
704,782,125
622,338,205
542,372,826
471,348,217
1,058,088,991
512,162,265
382,842,580
123 Cumulative Assistance
7,942,657,850
8,647,439,975
9,269,778,180
9,812,151,006 i

############


Assistance by Population Size








(Number of Assistance Agreements)








124 Less than 3,500
15
22
12
18
13
56
16
24
125 3,500 to 9,999
3
1
1
1
3
25
4
11
126 10,000 to 99,999
10
2
4
17
3
31
12
18
127 100,000 and Above
12
6
6
6
3
29
6
10
128 *Total Annual Number of Agreements
40
31
23
42
22
141
38
63
129 Cumulative Number of Agreements
921
952
975
1,017
1,039
1,180
1,218
1,281
Assistance to Hardship Communities








(Excludes EPA's Rural Community Hardship Grants)








130 Annual Dollar Amount
19,391,444
28,639,721
28,640,833
19,750,805
26,403,146
38,175,323
43,440,127
66,742,508
131 "Cumulative Dollar Amount
242,021,181
270,660,902
299,301,735
319,052,540
345,455,686
383,631,009
427,071,136
493,813,644
132 Annual Number of Assistance Agreements
10
14
12
7
5
19
15
13
133 Cumulative Number of Agreements
149
163
175
182
187
206
221
234
Assistance to Indian Tribes








134 Annual Dollar Amount
0
0
0
0
0
0
0
0
135 Annual Number of Assistance Agreements
0
0
0
0
0
0
0
0
* Calculated values.
Page 20 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
2013 2014 2015
2016
2017
2018
2019
2020
Assistance by Population Size (Dollars)








118 Less than 3,500
31,442,491
74,304,525
57,509,614
119,035,943
103,184,132
64,836,651
64,474,865
61,561,336
119 3,500 to 9,999
33,066,881
26,519,835
63,513,015
9,957,984
60,456,331
73,268,775
26,675,900
56,219,093
120 10,000 to 99,999
45,898,025
82,167,842
91,858,000
265,694,699
63,849,782
116,751,851
114,720,543
72,181,136
121 100,000 and Above
94,608,160
741,679,547
506,614,471
962,053,979
505,624,753
464,061,728
108,230,296
364,382,794
122 *Total Annual Assistance
205,015,557
924,671,749
719,495,100
1,356,742,605
733,114,998
718,919,005
314,101,604
554,344,359
123 Cumulative Assistance
12,441,608,616
13,366,280,365
14,085,775,465
15,442,518,070
16,175,633,068
16,894,552,073
17,208,653,677
17,762,998,036
Assistance by Population Size








(Number of Assistance Agreements)








124 Less than 3,500
21
31
18
20
23
17
23
14
125 3,500 to 9,999
9
6
13
8
10
15
9
12
126 10,000 to 99,999
30
10
15
21
21
21
16
14
127 100,000 and Above
9
13
12
14
18
11
12
4
128 *Total Annual Number of Agreements
69
60
58
63
72
64
60
44
129 Cumulative Number of Agreements
1,350
1,410
1,468
1,531
1,603
1,667
1,727
1,771
Assistance to Hardship Communities








(Excludes EPA's Rural Community Hardship Grants)








130 Annual Dollar Amount
18,737,248
76,823,283
117,499,476
166,177,786
205,061,037
202,775,513
104,259,065
108,501,012
131 "Cumulative Dollar Amount
512,550,892
589,374,175
706,873,651
873,051,437
1,078,112,474
1,280,887,987
1,385,147,052
1,493,648,064
132 Annual Number of Assistance Agreements
21
24
18
49
35
43
25
17
133 Cumulative Number of Agreements
255
279
297
346
381
424
449
466
Assistance to Indian Tribes








134 Annual Dollar Amount
0
0
0
0
0
0
0
0
135 Annual Number of Assistance Agreements
0
0
0
0
0
0
0
0
* Calculated values.
Page 21 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:







1988
1989
1990
1991
1992
1993
1994
1995
1996
Total Assistance Provided (all categories)









136 *Annual Dollar Amount
0
0
166,500,000
475,981,585
472,202,928
86,466,037
926,353,003
457,477,321
570,555,683
137 "Cumulative Dollar Amount
0
0
166,500,000
642,481,585
1,114,684,513
1,201,150,550
2,127,503,553
2,584,980,874
3,155,536,557
Centralized Wastewater Treatment









(Dollars in each category)









138 Secondary Treatment
0
0
134,904,992
399,550,597
372,103,854
42,592,596
429,365,020
245,718,711
274,818,147
139 Advanced Treatment
0
0
0
0
11,620,000
40,000
8,263,921
27,904,289
18,443,777
140 Infiltration/Inflow
0
0
0
3,480,800
1,895,004
2,940,000
1,648,651
458,275
2,591,636
141 Sewer System Rehabilitation
0
0
0
500,000
24,687,523
9,560,000
296,715,999
7,525,861
12,958,580
142 New Collector Sewers
0
0
0
30,798,214
12,210,550
593,261
12,231,694
29,003,371
7,397,182
143 New Interceptors
0
0
31,595,008
22,721,974
30,121,711
28,965,000
24,324,949
24,728,212
48,463,150
144 CSO Correction
0
0
0
18,930,000
19,564,286
1,775,180
148,921,540
23,713,245
-4,917,222
144.1 *Total Annual Dollar Amount
0
0
166,500,000
475,981,585
472,202,928
86,466,037
921,471,774
359,051,964
359,755,250
144.2 Cumulative Dollar Amount
0
0
166,500,000
642,481,585
1,114,684,513
1,201,150,550
2,122,622,324
2,481,674,288
2,841,429,538
Stormwater









(Dollars in each category)









145.1 Grey Infrastructure
0
0
0
0
0
0
0
670,979
369,324
145.2 Green Infrastructure
0
0
0
0
0
0
0
0
0
145.3 *Total Annual Dollar Amount
0
0
0
0
0
0
0
670,979
369,324
145.4 Cumulative Dollar Amount
0
0
0
0
0
0
0
670,979
1,040,303
Energy Conservation









(Dollars in each category)









146.1 Energy Efficiency
0
0
0
0
0
0
0
0
0
146.2 Renewable Energy
0
0
0
0
0
0
0
0
0
146.3 *Total Annual Dollar Amount
0
0
0
0
0
0
0
0
0
146.4 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
0
Water Conservation









(Dollars in each category)









147.1 Water Efficiency
0
0
0
0
0
0
0
0
0
147.2 Water Reuse
0
0
0
0
0
0
0
0
0
148 *Total Annual Dollar Amount
0
0
0
0
0
0
0
0
0
149 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
0
* Calculated values.
Page 22 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:






1997
1998
1999
2000
2001
2002
2003
2004
Total Assistance Provided (all categories)








136 *Annual Dollar Amount
167,762,215
438,228,308
307,316,519
480,624,699
378,009,095
880,875,393
614,643,439
770,040,649
137 "Cumulative Dollar Amount
3,323,298,772
3,761,527,080
4,068,843,599
4,549,468,298
4,927,477,393
5,808,352,786
6,422,996,225
7,193,036,874
Centralized Wastewater Treatment








(Dollars in each category)








138 Secondary Treatment
96,967,329
256,399,155
97,630,286
249,050,617
161,157,052
516,466,523
416,671,559
431,097,029
139 Advanced Treatment
2,426,464
64,968,528
31,355,970
21,608,825
5,623,721
54,519,148
7,170,271
5,049,345
140 Infiltration/Inflow
0
0
16,705,960
4,425,566
12,413,014
5,091,133
25,291,611
14,411,134
141 Sewer System Rehabilitation
6,789,087
19,204,181
26,043,035
43,236,323
14,320,753
57,651,433
16,730,834
14,493,692
142 New Collector Sewers
9,103,612
10,775,131
12,988,407
13,563,018
29,539,810
27,710,378
15,998,342
27,471,925
143 New Interceptors
3,428,300
3,659,242
41,664,889
1,898,746
11,847,465
6,894,412
6,185,824
7,422,424
144 CSO Correction
7,710,769
39,901,426
38,729,557
65,362,964
96,105,963
86,618,145
76,707,317
220,154,478
144.1 *Total Annual Dollar Amount
126,425,561
394,907,663
265,118,104
399,146,059
331,007,778
754,951,172
564,755,758
720,100,027
144.2 Cumulative Dollar Amount
2,967,855,099
3,362,762,762
3,627,880,866
4,027,026,925
4,358,034,703
5,112,985,875
5,677,741,633
6,397,841,660
Stormwater








(Dollars in each category)








145.1 Grey Infrastructure
501,157
828,080
0
13,159,039
11,823,254
446,547
191,244
0
145.2 Green Infrastructure
0
0
0
0
0
0
0
0
145.3 *Total Annual Dollar Amount
501,157
828,080
0
13,159,039
11,823,254
446,547
191,244
0
145.4 Cumulative Dollar Amount
1,541,460
2,369,540
2,369,540
15,528,579
27,351,833
27,798,380
27,989,624
27,989,624
Energy Conservation








(Dollars in each category)








146.1 Energy Efficiency
0
0
0
0
0
0
0
0
146.2 Renewable Energy
0
0
0
0
0
0
0
0
146.3 *Total Annual Dollar Amount
0
0
0
0
0
0
0
0
146.4 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
Water Conservation








(Dollars in each category)








147.1 Water Efficiency
0
0
0
0
0
0
0
0
147.2 Water Reuse
0
0
0
0
0
0
0
0
148 *Total Annual Dollar Amount
0
0
0
0
0
0
0
0
149 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
* Calculated values.
Page 23 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:






2005
2006
2007
2008
2009
2010
2011
2012
Total Assistance Provided (all categories)








136 *Annual Dollar Amount
749,620,976
704,782,125
622,338,205
542,372,826
471,348,217
1,058,088,991
512,162,265
382,842,580
137 "Cumulative Dollar Amount
7,942,657,850
8,647,439,975
9,269,778,180
9,812,151,006
10,283,499,223
11,341,588,214
11,853,750,479
12,236,593,059
Centralized Wastewater Treatment








(Dollars in each category)








138 Secondary Treatment
502,154,808
549,514,649
424,504,360
254,495,654
384,957,963
644,499,558
327,452,533
133,254,533
139 Advanced Treatment
31,848,663
1,583,268
64,637,174
27,342,504
14,766,886
125,583,654
67,025,558
68,939,150
140 Infiltration/Inflow
4,407,030
3,255,766
6,266,141
3,457,119
734,174
18,941,000
30,506,022
33,725,293
141 Sewer System Rehabilitation
46,973,684
7,483,261
2,489,283
55,306,396
4,194,542
51,567,796
24,261,577
24,479,879
142 New Collector Sewers
42,453,328
38,267,948
13,583,106
18,211,384
26,317,190
37,954,360
30,980,971
21,802,077
143 New Interceptors
2,308,910
8,736,068
1,812,147
6,969,977
3,435,305
55,876,174
10,673,594
6,085,856
144 CSO Correction
77,121,329
71,984,784
75,262,471
164,812,955
36,942,157
94,650,110
14,463,979
83,579,568
144.1 *Total Annual Dollar Amount
707,267,752
680,825,744
588,554,682
530,595,989
471,348,217
1,029,072,652
505,364,234
371,866,356
144.2 Cumulative Dollar Amount
7,105,109,412
7,785,935,156
8,374,489,838
8,905,085,827
9,376,434,044
############
############
############
Stormwater








(Dollars in each category)








145.1 Grey Infrastructure
135,753
379,252
0
0
0
9,810,959
0
5,727,500
145.2 Green Infrastructure
0
0
0
0
0
0
0
0
145.3 *Total Annual Dollar Amount
135,753
379,252
0
0
0
9,810,959
0
5,727,500
145.4 Cumulative Dollar Amount
28,125,377
28,504,629
28,504,629
28,504,629
28,504,629
38,315,588
38,315,588
44,043,088
Energy Conservation








(Dollars in each category)








146.1 Energy Efficiency
0
0
0
0
0
0
0
0
146.2 Renewable Energy
0
0
0
0
0
0
0
0
146.3 *Total Annual Dollar Amount
0
0
0
0
0
0
0
0
146.4 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
Water Conservation








(Dollars in each category)








147.1 Water Efficiency
0
0
0
0
0
0
0
0
147.2 Water Reuse
0
0
0
0
0
0
0
0
148 *Total Annual Dollar Amount
0
0
0
0
0
0
0
0
149 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
* Calculated values.
Page 24 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:






2013
2014
2015
2016
2017
2018
2019
2020
Total Assistance Provided (all categories)








136 *Annual Dollar Amount
205,015,557
924,671,749
719,495,100
1,356,742,605
733,114,998
718,919,005
314,101,604
554,344,359
137 "Cumulative Dollar Amount
12,441,608,616
13,366,280,365
14,085,775,465
15,442,518,070
16,175,633,068
16,894,552,073
17,208,653,677
17,762,998,036
Centralized Wastewater Treatment








(Dollars in each category)








138 Secondary Treatment
47,436,522
603,887,204
240,524,329
1,126,606,052
523,131,944
396,594,233
282,338,901
327,770,630
139 Advanced Treatment
81,945,986
103,492,948
99,113,021
29,586,874
10,945,763
52,848,383
7,072,026
82,988,539
140 Infiltration/Inflow
7,438,726
7,304,745
11,922,847
23,111,491
47,872,640
1,132,274
10,817,199
19,412,004
141 Sewer System Rehabilitation
12,150,203
24,628,789
56,299,258
33,939,224
30,692,520
137,753,832
-75,626,848
15,359,683
142 New Collector Sewers
2,221,611
60,837,655
29,797,647
49,447,837
38,349,787
13,443,451
14,132,494
29,915,646
143 New Interceptors
7,094,613
22,146,999
2,700,791
37,385,261
-2,633,750
19,874,859
21,548,690
201,575
144 CSO Correction
22,811,279
46,115,552
207,707,667
26,224,805
41,590,209
55,657,647
7,260,448
70,398,912
144.1 *Total Annual Dollar Amount
181,098,940
868,413,892
648,065,560
1,326,301,544
689,949,113
677,304,679
267,542,910
546,046,989
144.2 Cumulative Dollar Amount
11,463,836,226
12,332,250,118
12,980,315,678
14,306,617,222
14,996,566,335
15,673,871,014
15,941,413,924
16,487,460,913
Stormwater








(Dollars in each category)








145.1 Grey Infrastructure
20,405,136
38,379,498
55,125,667
24,954,800
0
4,446,179
265,863
0
145.2 Green Infrastructure
0
0
0
0
40,717,228
33,089,554
14,283,148
7,409,000
145.3 *Total Annual Dollar Amount
20,405,136
38,379,498
55,125,667
24,954,800
40,717,228
37,535,733
14,549,011
7,409,000
145.4 Cumulative Dollar Amount
64,448,224
102,827,722
157,953,389
182,908,189
223,625,417
261,161,150
275,710,161
283,119,161
Energy Conservation








(Dollars in each category)








146.1 Energy Efficiency
0
0
0
0
0
427,470
27,484,683
888,370
146.2 Renewable Energy
0
0
0
0
0
0
0
0
146.3 *Total Annual Dollar Amount
0
0
0
0
0
427,470
27,484,683
888,370
146.4 Cumulative Dollar Amount
0
0
0
0
0
427,470
27,912,153
28,800,523
Water Conservation








(Dollars in each category)








147.1 Water Efficiency
0
0
0
0
0
0
0
0
147.2 Water Reuse
0
0
0
0
0
0
0
0
148 *Total Annual Dollar Amount
0
0
0
0
0
0
0
0
149 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
* Calculated values.
Page 25 of 67
11/30/2020

-------
Clean Water SRF Proaram Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:







1988
1989
1990
1991
1992
1993
1994
1995
1996
Nonpoint Source









(Dollars in each category)









151 Agricultural Best Management Practices - Cropland
0
0
0
0
0
0
0
0
0
152 Agricultural Best Management Practices - Animals
0
0
0
0
0
0
0
0
0
153 Silviculture
0
0
0
0
0
0
0
0
0
155 Ground Water (Unknown Source)
0
0
0
0
0
0
0
0
76,985,460
156 Marinas
0
0
0
0
0
0
0
0
0
157 Resource Extraction
0
0
0
0
0
0
0
0
0
158 Brownfields
0
0
0
0
0
0
0
0
0
159 Storage Tanks
0
0
0
0
0
0
0
0
50,355,731
160 Sanitary Landfills
0
0
0
0
0
0
4,881,229
97,754,378
83,089,918
161 Hydromodification/Habitat Restoration
0
0
0
0
0
0
0
0
0
162 Individual/Decentralized Sewage Treatment
0
0
0
0
0
0
0
0
0
163.1 Land Conservation
0
0
0
0
0
0
0
0
0
164 *Total Annual Dollar Amount
0
0
0
0
0
0
4,881,229
97,754,378
210,431,109
165 Cumulative Dollar Amount
0
0
0
0
0
0
4,881,229
102,635,607
313,066,716
Other









(Dollars in each category)









166 Estuary (§320) Assistance
0
0
0
0
0
0
0
0
0
166.1 Planning and Assessments
0
0
0
0
0
0
0
0
0
166.2 Desalination
0
0
0
0
0
0
0
0
0
166.3 *Total Annual Dollar Amount
0
0
0
0
0
0
0
0
0
167 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
0
Amount of CWSRF assistance that impacts estuaries









168 Annual Dollar Amount
0
0 19,128,884
4,543,317
56,991,653
2,000,000
306,292,717
24,069,551
84,455,120
171 "Cumulative Dollar Amount
0
0 19,128,884
23,672,201
80,663,854
82,663,854
388,956,571
413,026,122
497,481,242
* Calculated values.
Page 26 of 67
11/30/2020

-------
Clean Water SRF Proaram Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
1997 1998 1999
2000
2001
2002
2003
2004
Nonpoint Source








(Dollars in each category)








151 Agricultural Best Management Practices - Cropland
0
0
0
0
0
0
0
0
152 Agricultural Best Management Practices - Animals
0
0
0
0
0
0
0
0
153 Silviculture
0
0
0
0
0
0
0
0
155 Ground Water (Unknown Source)
0
0
137,012
30,662,104
1,049,723
89,739,353
33,765,576
21,244,002
156 Marinas
0
0
0
0
0
0
0
0
157 Resource Extraction
0
0
0
0
0
0
0
0
158 Brownfields
0
0
0
0
0
291,794
0
0
159 Storage Tanks
0
65,263
108,757
3,313,093
806,959
1,053,453
0
4,118,237
160 Sanitary Landfills
40,835,497
42,427,302
40,125,825
34,344,404
33,321,381
34,393,074
15,930,861
24,578,383
161 Hydromodification/Habitat Restoration
0
0
1,826,821
0
0
0
0
0
162 Individual/Decentralized Sewage Treatment
0
0
0
0
0
0
0
0
163.1 Land Conservation
0
0
0
0
0
0
0
0
164 *Total Annual Dollar Amount
40,835,497
42,492,565
42,198,415
68,319,601
35,178,063
125,477,674
49,696,437
49,940,622
165 Cumulative Dollar Amount
353,902,213
396,394,778
438,593,193
506,912,794
542,090,857
667,568,531
717,264,968
767,205,590
Other








(Dollars in each category)








166 Estuary (§320) Assistance
0
0
0
0
0
0
0
0
166.1 Planning and Assessments
0
0
0
0
0
0
0
0
166.2 Desalination
0
0
0
0
0
0
0
0
166.3 *Total Annual Dollar Amount
0
0
0
0
0
0
0
0
167 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
Amount of CWSRF assistance that impacts estuaries








168 Annual Dollar Amount
6,718,700
148,322,014
104,200,735
149,180,086
74,666,623
341,612,790
335,813,041
391,550,793
171 "Cumulative Dollar Amount
504,199,942
652,521,956
756,722,691
905,902,777
980,569,400
1,322,182,190
1,657,995,231
2,049,546,024
* Calculated values.
Page 27 of 67
11/30/2020

-------
Clean Water SRF Proaram Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
2005 2006 2007
2008
2009
2010
2011
2012
Nonpoint Source








(Dollars in each category)








151 Agricultural Best Management Practices - Cropland
0
0
0
0
0
0
0
0
152 Agricultural Best Management Practices - Animals
0
0
0
0
0
5,796,071
0
0
153 Silviculture
0
0
0
0
0
0
0
0
155 Ground Water (Unknown Source)
17,329,598
0
0
0
0
0
647,410
1,154
156 Marinas
0
0
0
0
0
0
0
0
157 Resource Extraction
0
0
0
0
0
0
0
0
158 Brownfields
0
0
0
1,731,429
0
0
0
0
159 Storage Tanks
0
0
0
0
0
0
0
0
160 Sanitary Landfills
19,899,148
23,577,129
31,460,834
10,045,408
0
12,712,606
5,360,640
3,852,070
161 Hydromodification/Habitat Restoration
4,988,725
0
2,322,689
0
0
696,703
789,981
1,395,500
162 Individual/Decentralized Sewage Treatment
0
0
0
0
0
0
0
0
163.1 Land Conservation
0
0
0
0
0
0
0
0
164 *Total Annual Dollar Amount
42,217,471
23,577,129
33,783,523
11,776,837
0
19,205,380
6,798,031
5,248,724
165 Cumulative Dollar Amount
809,423,061
833,000,190
866,783,713
878,560,550
878,560,550
897,765,930
904,563,961
909,812,685
Other








(Dollars in each category)








166 Estuary (§320) Assistance
0
0
0
0
0
0
0
0
166.1 Planning and Assessments
0
0
0
0
0
0
0
0
166.2 Desalination
0
0
0
0
0
0
0
0
166.3 *Total Annual Dollar Amount
0
0
0
0
0
0
0
0
167 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
Amount of CWSRF assistance that impacts estuaries








168 Annual Dollar Amount
525,521,958
562,374,732
416,895,238
191,613,145
344,840,960
313,457,323
348,185,410
119,048,831
171 "Cumulative Dollar Amount
2,575,067,982
3,137,442,714
3,554,337,952
3,745,951,097
4,090,792,057
4,404,249,380
4,752,434,790
4,871,483,621
* Calculated values.
Page 28 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
2013 2014 2015
2016
2017
2018
2019
2020
Nonpoint Source








(Dollars in each category)








151 Agricultural Best Management Practices - Cropland
0
0
0
0
0
0
0
0
152 Agricultural Best Management Practices - Animals
0
0
0
0
0
0
0
0
153 Silviculture
0
0
0
0
0
0
0
0
155 Ground Water (Unknown Source)
299,136
0
0
0
0
0
0
0
156 Marinas
0
0
0
0
0
0
0
0
157 Resource Extraction
0
0
0
0
0
0
0
0
158 Brownfields
330,000
0
0
0
0
0
0
0
159 Storage Tanks
0
0
0
0
0
0
0
0
160 Sanitary Landfills
0
16,956,934
15,303,873
4,176,284
816,674
0
0
0
161 Hydromodification/Habitat Restoration
2,480,000
921,425
1,000,000
1,309,977
1,631,983
3,651,123
4,525,000
0
162 Individual/Decentralized Sewage Treatment
402,345
0
0
0
0
0
0
0
163.1 Land Conservation
0
0
0
0
0
0
0
0
164 *Total Annual Dollar Amount
3,511,481
17,878,359
16,303,873
5,486,261
2,448,657
3,651,123
4,525,000
0
165 Cumulative Dollar Amount
913,324,166
931,202,525
947,506,398
952,992,659
955,441,316
959,092,439
963,617,439
963,617,439
Other








(Dollars in each category)








166 Estuary (§320) Assistance
0
0
0
0
0
0
0
0
166.1 Planning and Assessments
0
0
0
0
0
0
0
0
166.2 Desalination
0
0
0
0
0
0
0
0
166.3 *Total Annual Dollar Amount
0
0
0
0
0
0
0
0
167 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
Amount of CWSRF assistance that impacts estuaries








168 Annual Dollar Amount
89,328,214
186,136,725
258,733,592
67,702,248
554,320,418
373,783,109
58,982,648
342,909,863
171 "Cumulative Dollar Amount
4,960,811,835
5,146,948,560
5,405,682,152
5,473,384,400
6,027,704,818
6,401,487,927
6,460,470,575
6,803,380,438
* Calculated values.
Page 29 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
1988 1989
1990
1991
1992
1993
1994
1995
1996
Centralized Wastewater Treatment









(Number in each category)**









172 Secondary Treatment
0
0
3
27
29
14
66
46
122
173 Advanced Treatment
0
0
0
0
4
1
6
6
8
174 Infiltration/Inflow
0
0
0
2
4
2
3
2
4
175 Sewer System Rehabilitation
0
0
0
1
10
6
11
8
17
176 New Collector Sewers
0
0
0
6
11
3
16
18
15
177 New Interceptors
0
0
1
5
12
5
12
15
15
178 CSO Correction
0
0
0
2
4
1
5
6
11
178.1 *Total Annual Number
0
0
4
43
74
32
119
101
192
178.2 Cumulative Number
0
0
4
47
121
153
272
373
565
Stormwater









(Number in each category)**









179.1 Grey Infrastructure
0
0
0
0
0
0
0
1
2
179.2 Green Infrastructure
0
0
0
0
0
0
0
0
0
179.3 *Total Annual Number
0
0
0
0
0
0
0
1
2
179.4 Cumulative Number
0
0
0
0
0
0
0
1
3
Energy Conservation









(Number in each category)**









180.1 Energy Efficiency
0
0
0
0
0
0
0
0
0
180.2 Renewable Energy
0
0
0
0
0
0
0
0
0
180.3 *Total Annual Number
0
0
0
0
0
0
0
0
0
180.4 Cumulative Number
0
0
0
0
0
0
0
0
0
Water Conservation









(Number in each category)**









181.1 Water Efficiency
0
0
0
0
0
0
0
0
0
181.2 Water Reuse
0
0
0
0
0
0
0
0
0
181 *Total Annual Number
0
0
0
0
0
0
0
0
0
182 Cumulative Number
0
0
0
0
0
0
0
0
0
* Calculated values.
** Assistance Agreements may be counted in more than
one category when they fund more than one category.
Page 30 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
1997 1998
1999
2000
2001
2002
2003
2004
Centralized Wastewater Treatment








(Number in each category)**








172 Secondary Treatment
45
151
84
97
51
189
129
129
173 Advanced Treatment
5
18
7
8
10
33
13
8
174 Infiltration/Inflow
0
0
12
5
13
6
6
7
175 Sewer System Rehabilitation
11
22
26
21
19
43
21
18
176 New Collector Sewers
6
22
17
21
34
33
18
21
177 New Interceptors
2
9
21
3
10
8
2
7
178 CSO Correction
6
20
11
17
10
44
21
27
178.1 *Total Annual Number
75
242
178
172
147
356
210
217
178.2 Cumulative Number
640
882
1,060
1,232
1,379
1,735
1,945
2,162
Stormwater








(Number in each category)**








179.1 Grey Infrastructure
2
1
0
16
4
4
1
0
179.2 Green Infrastructure
0
0
0
0
0
0
0
0
179.3 *Total Annual Number
2
1
0
16
4
4
1
0
179.4 Cumulative Number
5
6
6
22
26
30
31
31
Energy Conservation








(Number in each category)**








180.1 Energy Efficiency
0
0
0
0
0
0
0
0
180.2 Renewable Energy
0
0
0
0
0
0
0
0
180.3 *Total Annual Number
0
0
0
0
0
0
0
0
180.4 Cumulative Number
0
0
0
0
0
0
0
0
Water Conservation








(Number in each category)**








181.1 Water Efficiency
0
0
0
0
0
0
0
0
181.2 Water Reuse
0
0
0
0
0
0
0
0
181 *Total Annual Number
0
0
0
0
0
0
0
0
182 Cumulative Number
0
0
0
0
0
0
0
0
* Calculated values.
** Assistance Agreements may be counted in more than
one category when they fund more than one category.
Page 31 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
2005 2006
2007
2008
2009
2010
2011
2012
Centralized Wastewater Treatment








(Number in each category)**








172 Secondary Treatment
71
25
26
18
7
76
21
26
173 Advanced Treatment
4

6
3
1
16
4
3
174 Infiltration/Inflow
8
4
3
4
2
16
5
8
175 Sewer System Rehabilitation
15
10
7
9
3
20
7
7
176 New Collector Sewers
15
21
10
9
9
22
12
9
177 New Interceptors
4
8
2
2
3
8
4
7
178 CSO Correction
13

3
2
0
7
4
10
178.1 *Total Annual Number
130
70
57
47
25
165
57
70
178.2 Cumulative Number
2,292
2,362
2,419
2,466
2,491
2,656
2,713
2,783
Stormwater








(Number in each category)**








179.1 Grey Infrastructure
1

0
0
0
12
0
10
179.2 Green Infrastructure
0
0
0
0
0
0
0
0
179.3 *Total Annual Number
1
1
0
0
0
12
0
10
179.4 Cumulative Number
32
33
33
33
33
45
45
55
Energy Conservation








(Number in each category)**








180.1 Energy Efficiency
0
0
0
0
0
0
0
0
180.2 Renewable Energy
0
0
0
0
0
0
0
0
180.3 *Total Annual Number
0
0
0
0
0
0
0
0
180.4 Cumulative Number
0
0
0
0
0
0
0
0
Water Conservation








(Number in each category)**








181.1 Water Efficiency
0
0
0
0
0
0
0
0
181.2 Water Reuse
0
0
0
0
0
0
0
0
181 *Total Annual Number
0
0
0
0
0
0
0
0
182 Cumulative Number
0
0
0
0
0
0
0
0
* Calculated values.
** Assistance Agreements may be counted in more than
one category when they fund more than one category.
Page 32 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
2013 2014
2015
2016
2017
2018
2019
2020
Centralized Wastewater Treatment








(Number in each category)**








172 Secondary Treatment
18
67
32
39
57
55
52
36
173 Advanced Treatment
7
7
8
4
8
7
9
8
174 Infiltration/Inflow
4
2
4
9
17
15
13
10
175 Sewer System Rehabilitation
3
8
13
17
16
21
31
12
176 New Collector Sewers
4
13
8
13
15
11
8
9
177 New Interceptors
2
5
0
7
4
7
7
1
178 CSO Correction
6
9
5
5
9
6
7
6
178.1 *Total Annual Number
44
111
70
94
126
122
127
82
178.2 Cumulative Number
2,827
2,938
3,008
3,102
3,228
3,350
3,477
3,559
Stormwater








(Number in each category)**








179.1 Grey Infrastructure
30
13
19
12
0
5
1
0
179.2 Green Infrastructure
0
0
0
0
19
20
13
12
179.3 *Total Annual Number
30
13
19
12
19
25
14
12
179.4 Cumulative Number
85
98
117
129
148
173
187
199
Energy Conservation








(Number in each category)**








180.1 Energy Efficiency
0
0
0
0
0
11
5
4
180.2 Renewable Energy
0
0
0
0
0
0
0
0
180.3 *Total Annual Number
0
0
0
0
0
11
5
4
180.4 Cumulative Number
0
0
0
0
0
11
16
20
Water Conservation








(Number in each category)**








181.1 Water Efficiency
0
0
0
0
0
0
0
0
181.2 Water Reuse
0
0
0
0
0
0
0
0
181 *Total Annual Number
0
0
0
0
0
0
0
0
182 Cumulative Number
0
0
0
0
0
0
0
0
* Calculated values.
** Assistance Agreements may be counted in more than
one category when they fund more than one category.
Page 33 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
1988 1989
1990
1991
1992
1993
1994
1995
1996
Nonpoint Source









(Number in each category)**









183 Agricultural Best Management Practices - Cropland
0
0
0
0
0
0
0
0
0
184 Agricultural Best Management Practices - Animals
0
0
0
0
0
0
0
0
0
185 Silviculture
0
0
0
0
0
0
0
0
0
187 Ground Water (Unknown Source)
0
0
0
0
0
0
0
0
4
188 Marinas
0
0
0
0
0
0
0
0
0
189 Resource Extraction
0
0
0
0
0
0
0
0
0
190 Brownfields
0
0
0
0
0
0
0
0
0
191 Storage Tanks
0
0
0
0
0
0
0
0
7
192 Sanitary Landfills
0
0
0
0
0
0
1
16
14
193 Hydromodification/Habitat Restoration
0
0
0
0
0
0
0
0
0
194 Individual/Decentralized Sewage Treatment
0
0
0
0
0
0
0
0
0
195.1 Land Conservation
0
0
0
0
0
0
0
0
0
196 *Total Annual Number
0
0
0
0
0
0
1
16
25
197 Cumulative Number
0
0
0
0
0
0
1
17
42
Other









(Number in each category)**









198 Estuary (§320) Assistance
0
0
0
0
0
0
0
0
0
198.1 Planning and Assessments
0
0
0
0
0
0
0
0
0
198.2 Desalination
0
0
0
0
0
0
0
0
0
198.3 *Total Annual Number
0
0
0
0
0
0
0
0
0
199 Cumulative Number
0
0
0
0
0
0
0
0
0
* Calculated values.
** Assistance Agreements may be counted in more than
one category when they fund more than one category.
Page 34 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
1997 1998
1999
2000
2001
2002
2003
2004
Nonpoint Source








(Number in each category)**








183 Agricultural Best Management Practices - Cropland
0
0
0
0
0
0
0
0
184 Agricultural Best Management Practices - Animals
0
0
0
0
0
0
0
0
185 Silviculture
0
0
0
0
0
0
0
0
187 Ground Water (Unknown Source)
0
0
1
2
2
13
5
4
188 Marinas
0
0
0
0
0
0
0
0
189 Resource Extraction
0
0
0
0
0
0
0
0
190 Brownfields
0
0
0
0
0
1
0
0
191 Storage Tanks
0
1
1
2
2
3
0
2
192 Sanitary Landfills
14
13
27
17
11
10
6
5
193 Hydromodification/Habitat Restoration
0
0
1
0
0
0
0
0
194 Individual/Decentralized Sewage Treatment
0
0
0
0
0
0
0
0
195.1 Land Conservation
0
0
0
0
0
0
0
0
196 *Total Annual Number
14
14
30
21
15
27
11
11
197 Cumulative Number
56
70
100
121
136
163
174
185
Other








(Number in each category)**








198 Estuary (§320) Assistance
0
0
0
0
0
0
0
0
198.1 Planning and Assessments
0
0
0
0
0
0
0
0
198.2 Desalination
0
0
0
0
0
0
0
0
198.3 *Total Annual Number
0
0
0
0
0
0
0
0
199 Cumulative Number
0
0
0
0
0
0
0
0
* Calculated values.
** Assistance Agreements may be counted in more than
one category when they fund more than one category.
Page 35 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:
2005 2006
2007
2008
2009
2010
2011
2012
Nonpoint Source








(Number in each category)**








183 Agricultural Best Management Practices - Cropland
0
0
0
0
0
0
0
0
184 Agricultural Best Management Practices - Animals
0
0
0
0
0
1
0
0
185 Silviculture
0
0
0
0
0
0
0
0
187 Ground Water (Unknown Source)
5
0
0
0
0
0
2
0
188 Marinas
0
0
0
0
0
0
0
0
189 Resource Extraction
0
0
0
0
0
0
0
0
190 Brownfields
0
0
0
0
0
0
0
0
191 Storage Tanks
0
0
0
0
0
0
0
0
192 Sanitary Landfills
4
4
3
3
0
3
1
1
193 Hydromodification/Habitat Restoration
2
0
1
0
0
2
1
4
194 Individual/Decentralized Sewage Treatment
0
0
0
0
0
0
0
0
195.1 Land Conservation
0
0
0
0
0
0
0
0
196 *Total Annual Number
11
4
4
3
0
6
4
5
197 Cumulative Number
196
200
204
207
207
213
217
222
Other








(Number in each category)**








198 Estuary (§320) Assistance
0
0
0
0
0
0
0
0
198.1 Planning and Assessments
0
0
0
0
0
0
0
0
198.2 Desalination
0
0
0
0
0
0
0
0
198.3 *Total Annual Number
0
0
0
0
0
0
0
0
199 Cumulative Number
0
0
0
0
0
0
0
0
* Calculated values.
** Assistance Agreements may be counted in more than
one category when they fund more than one category.
Page 36 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:







2013
2014
2015
2016
2017
2018
2019
2020
Nonpoint Source








(Number in each category)**








183 Agricultural Best Management Practices - Cropland
0
0
0
0
0
0
0
0
184 Agricultural Best Management Practices - Animals
0
0
0
0
0
0
0
0
185 Silviculture
0
0
0
0
0
0
0
0
187 Ground Water (Unknown Source)
1
0
0
0
0
0
0
0
188 Marinas
0
0
0
0
0
0
0
0
189 Resource Extraction
0
0
0
0
0
0
0
0
190 Brownfields
1
0
0
0
0
0
0
0
191 Storage Tanks
0
0
0
0
0
0
0
0
192 Sanitary Landfills
0
3
2
2
2
0
0
0
193 Hydromodification/Habitat Restoration
3


2
2
2
3
0
194 Individual/Decentralized Sewage Treatment
1
0
0
0
0
0
0
0
195.1 Land Conservation
0
0
0
0
0
0
0
0
196 *Total Annual Number
6
4
3
4
4
2
3
0
197 Cumulative Number
228
232
235
239
243
245
248
248
Other








(Number in each category)**








198 Estuary (§320) Assistance
0
0
0
0
0
0
0
0
198.1 Planning and Assessments
0
0
0
0
0
0
0
0
198.2 Desalination
0
0
0
0
0
0
0
0
198.3 *Total Annual Number
0
0
0
0
0
0
0
0
199 Cumulative Number
0
0
0
0
0
0
0
0
* Calculated values.
** Assistance Agreements may be counted in more than
one category when they fund more than one category.
Page 37 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:







1988
1989

1990
1991
1992
1993
1994
1995
1996
Construction Starts (includes pass-through and linked deposit)










200 Annual Dollar Amount
0
0
21
3,265,628
619,732,304
612,963,276
96,575,741
1,097,761,682
649,733,073
766,622,234
201 "Cumulative Dollar Amount
0
0
21
3,265,628
837,997,932
1,450,961,208
1,547,536,949
2,645,298,631
3,295,031,704
4,061,653,938
202 Annual Number of Assistance Agreements
0
0

2
18
33
15
55
62
130
203 Cumulative Number of Agreements
0
0

2
20
53
68
123
185
315
Initiation of Operations (includes pass-through and linked deposit)










204 Annual Dollar Amount
0
0

0
110,654,424
1,018,798,138
164,004,405
994,063,249
400,890,409
828,085,489
205 Cumulative Dollar Amount
0
0

0
110,654,424
1,129,452,562
1,293,456,967
2,287,520,216
2,688,410,625
3,516,496,114
206 Annual Number of Assistance Agreements
0
0

0
9
15
20
29
49
88
207 Cumulative Number of Agreements
0
0

0
9
24
44
73
122
210
* Calculated values.
Page 38 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:






1997
1998
1999
2000
2001
2002
2003
2004
Construction Starts (includes pass-through and linked deposit)








200 Annual Dollar Amount
132,348,867
444,202,642
357,589,121
582,197,653
260,111,873
928,628,290
683,148,341
927,327,470
201 "Cumulative Dollar Amount
4,194,002,805
4,638,205,447
4,995,794,568
5,577,992,221
5,838,104,094
6,766,732,384
7,449,880,725
8,377,208,195
202 Annual Number of Assistance Agreements
33
113
94
108
46
170
108
118
203 Cumulative Number of Agreements
348
461
555
663
709
879
987
1,105
Initiation of Operations (includes pass-through and linked deposit)








204 Annual Dollar Amount
384,846,863
566,065,048
422,087,822
541,295,598
383,357,956
774,377,961
650,660,093
492,192,766
205 Cumulative Dollar Amount
3,901,342,977
4,467,408,025
4,889,495,847
5,430,791,445
5,814,149,401
6,588,527,362
7,239,187,455
7,731,380,221
206 Annual Number of Assistance Agreements
66
95
99
120
59
146
111
97
207 Cumulative Number of Agreements
276
371
470
590
649
795
906
1,003
* Calculated values.
Page 39 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:






2005
2006
2007
2008
2009
2010
2011
2012
Construction Starts (includes pass-through and linked deposit)








200 Annual Dollar Amount
1,184,426,682
1,165,104,497
972,022,311
660,032,804
26,957,088
785,408,901
46,408,122
247,500,575
201 "Cumulative Dollar Amount
9,561,634,877
10,726,739,374
11,698,761,685
12,358,794,489
12,385,751,577
13,171,160,478
13,217,568,600
13,465,069,175
202 Annual Number of Assistance Agreements
94
77
56
35
1
60
9
12
203 Cumulative Number of Agreements
1,199
1,276
1,332
1,367
1,368
1,428
1,437
1,449
Initiation of Operations (includes pass-through and linked deposit)








204 Annual Dollar Amount
1,190,894,168
912,847,288
1,204,186,709
1,245,996,252
275,121,614
193,169,770
75,998,100
35,789,461
205 Cumulative Dollar Amount
8,922,274,389
9,835,121,677
11,039,308,386
12,285,304,638
12,560,426,252
12,753,596,022
12,829,594,122
12,865,383,583
206 Annual Number of Assistance Agreements
94
53
81
60
2
14
15
8
207 Cumulative Number of Agreements
1,097
1,150
1,231
1,291
1,293
1,307
1,322
1,330
* Calculated values.
Page 40 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
CWSRF Assistance
For the Reporting Year Ending June 30 of:






2013
2014
2015
2016
2017
2018
2019
2020
Construction Starts (includes pass-through and linked deposit)








200 Annual Dollar Amount
43,851,140
142,224,546
98,631,605
488,398,417
694,431,119
1,022,288,161
735,039,233
651,210,190
201 "Cumulative Dollar Amount
13,508,920,315
13,651,144,861
13,749,776,466
14,238,174,883
14,932,606,002
15,954,894,163
16,689,933,396
17,341,143,586
202 Annual Number of Assistance Agreements
9
28
13
25
55
31
37
54
203 Cumulative Number of Agreements
1,458
1,486
1,499
1,524
1,579
1,610
1,647
1,701
Initiation of Operations (includes pass-through and linked deposit)








204 Annual Dollar Amount
52,394,821
683,897,600
260,226,628
241,692,242
297,600,768
461,981,652
333,758,219
594,931,180
205 Cumulative Dollar Amount
12,917,778,404
13,601,676,004
13,861,902,632
14,103,594,874
14,401,195,642
14,863,177,294
15,196,935,513
15,791,866,693
206 Annual Number of Assistance Agreements
6
25
29
16
37
12
22
58
207 Cumulative Number of Agreements
1,336
1,361
1,390
1,406
1,443
1,455
1,477
1,535
* Calculated values.
Page 41 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Information
For the Reporting Year Ending June 30 of:








1988
1989
1990
1991
1992
1993
1994
1995
1996
Leveraged Bonds (Excludes State Match)









208
Gross Leveraged Bonds Issued - Annual
0
0
166,500,000
473,630,000
465,605,000
85,895,000
857,100,000
455,115,000
543,820,000
209
Net Leveraged Bonds Issued - Annual
0
0
147,141,257
425,096,220
424,766,186
83,086,909
813,113,356
447,071,281
508,276,528
210
Cost of Leveraged Bond Issuance - Annual
0
0
19,358,743
48,533,780
35,070,243
2,808,091
32,951,026
7,094,162
35,534,472
211
Leveraged Bond Principal Repaid - Annual
0
0
0
2,305,000
5,545,000
31,795,000
46,120,000
71,150,000
102,645,000

Debt Service Reserve for Leveraged Bonds









212
*Annual Change
0
0
2,099,079
88,815,078
163,343,307
98,261,882
279,407,703
115,870,033
206,458,828
213
Balance at End of Reporting Period
0
0
2,099,079
90,914,157
254,257,464
352,519,346
631,927,049
747,797,082
954,255,910
214
Net Change in Gross Bonds Resulting from Refunding - Annual
0
0
0
0
0
0
0
0
0
215
CWSRF Funds Used for Refunding (Excludes Bonds) - Annual
0
0
0
0
0
0
0
0
0
216
*Gross Leveraged Bonds Issued - Cumulative
0
0
166,500,000
640,130,000
1,105,735,000
1,191,630,000
2,048,730,000
2,503,845,000
3,047,665,000
217
*Net Leveraged Bonds Issued - Cumulative
0
0
147,141,257
572,237,477
997,003,663
1,080,090,572
1,893,203,928
2,340,275,209
2,848,551,737
218
*Cost of Leveraged Bond Issuance - Cumulative
0
0
19,358,743
67,892,523
102,962,766
105,770,857
138,721,883
145,816,045
181,350,517
219
"Leveraged Bond Principal Repaid - Cumulative
0
0
0
2,305,000
7,850,000
39,645,000
85,765,000
156,915,000
259,560,000
220
*Net Change in Gross Bonds Resulting from Refunding - Cumulative
0
0
0
0
0
0
0
0
0
221
*CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative
0
0
0
0
0
0
0
0
0
222
"Leveraged Bonds Outstanding - Balance at End of Reporting Period
0
0
166,500,000
637,825,000
1,097,885,000
1,151,985,000
1,962,965,000
2,346,930,000
2,788,105,000
State Match Bonds to be Repaid by CWSRF









223
"Match Bonds Issued - Annual
0
0
0
0
0
0
0
0
0
224
Match Bond Principal Repaid - Annual
0
0
0
0
0
0
0
0
0
225
"Match Bonds Issued - Cumulative
0
0
0
0
0
0
0
0
0
226
"Match Bond Principal Repaid - Cumulative
0
0
0
0
0
0
0
0
0
227
"Match Bonds Outstanding - Balance at End of Reporting










Period
0
0
0
0
0
0
0
0
0
Interest Paid on Leveraged and Match Bonds









228
Interest Paid from Capitalized Interest Account and Other CWSRF










Funds- Annual
0
0
0
30,710,000
69,360,000
74,016,000
89,046,000
149,958,000
155,558,000
229
Interest Paid from Capitalized Interest Account - Annual
0
0
0
0
0
0
0
0
0

Interest Paid from CWSRF Funds, Excluding










Capitalized Interest Account Funds









230
"Annual
0
0
0
30,710,000
69,360,000
74,016,000
89,046,000
149,958,000
155,558,000
231
"Cumulative
0
0
0
30,710,000
100,070,000
174,086,000
263,132,000
413,090,000
568,648,000
"Calculated Values
Page 42 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Information
For the Reporting Year Ending June 30 of:







1997
1998
1999
2000
2001
2002
2003
2004
Leveraged Bonds (Excludes State Match)








208
Gross Leveraged Bonds Issued - Annual
78,465,000
329,944,271
233,870,200
93,730,000
85,210,000
679,874,829
494,234,714
660,989,118
209
Net Leveraged Bonds Issued - Annual
76,481,104
312,963,265
232,122,059
92,937,273
84,793,886
662,236,381
485,854,123
662,255,392
210
Cost of Leveraged Bond Issuance - Annual
1,983,896
16,981,006
4,774,850
1,276,162
1,158,818
6,770,480
6,848,379
9,849,150
211
Leveraged Bond Principal Repaid - Annual
133,740,000
168,880,202
169,595,000
192,559,782
188,566,689
177,011,161
166,378,000
175,511,520

Debt Service Reserve for Leveraged Bonds








212
*Annual Change
28,540,505
140,633,725
66,092,586
-25,721,741
-6,220,769
365,709,977
276,022,327
276,379,281
213
Balance at End of Reporting Period
982,796,415
1,123,430,140
1,189,522,726
1,163,800,985
1,157,580,216
1,523,290,193
1,799,312,520
2,075,691,801
214
Net Change in Gross Bonds Resulting from Refunding - Annual
0
25,305,000
0
0
0
17,321,000
46,077,833
0
215
CWSRF Funds Used for Refunding (Excludes Bonds) - Annual
0
0
0
0
0
0
0
0
216
*Gross Leveraged Bonds Issued - Cumulative
3,126,130,000
3,456,074,271
3,689,944,471
3,783,674,471
3,868,884,471
4,548,759,300
5,042,994,014
5,703,983,132
217
*Net Leveraged Bonds Issued - Cumulative
2,925,032,841
3,237,996,106
3,470,118,165
3,563,055,438
3,647,849,324
4,310,085,705
4,795,939,828
5,458,195,220
218
*Cost of Leveraged Bond Issuance - Cumulative
183,334,413
200,315,419
205,090,269
206,366,431
207,525,249
214,295,729
221,144,108
230,993,258
219
"Leveraged Bond Principal Repaid - Cumulative
393,300,000
562,180,202
731,775,202
924,334,984
1,112,901,673
1,289,912,834
1,456,290,834
1,631,802,354
220
*Net Change in Gross Bonds Resulting from Refunding - Cumulative
0
25,305,000
25,305,000
25,305,000
25,305,000
42,626,000
88,703,833
88,703,833
221
*CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative
0
0
0
0
0
0
0
0
222
"Leveraged Bonds Outstanding - Balance at End of Reporting Period
2,732,830,000
2,919,199,069
2,983,474,269
2,884,644,487
2,781,287,798
3,301,472,466
3,675,407,013
4,160,884,611
State Match Bonds to be Repaid by CWSRF








223
"Match Bonds Issued - Annual
0
0
0
0
0
0
0
0
224
Match Bond Principal Repaid - Annual
0
0
0
0
0
0
0
0
225
"Match Bonds Issued - Cumulative
0
0
0
0
0
0
0
0
226
"Match Bond Principal Repaid - Cumulative
0
0
0
0
0
0
0
0
227
"Match Bonds Outstanding - Balance at End of Reporting









Period
0
0
0
0
0
0
0
0
Interest Paid on Leveraged and Match Bonds








228
Interest Paid from Capitalized Interest Account and Other CWSRF









Funds- Annual
162,993,648
163,235,758
165,682,285
167,142,028
161,578,225
181,330,340
184,736,624
217,778,573
229
Interest Paid from Capitalized Interest Account - Annual
0
0
0
0
0
0
0
0

Interest Paid from CWSRF Funds, Excluding









Capitalized Interest Account Funds








230
"Annual
162,993,648
163,235,758
165,682,285
167,142,028
161,578,225
181,330,340
184,736,624
217,778,573
231
"Cumulative
731,641,648
894,877,406
1,060,559,691
1,227,701,719
1,389,279,944
1,570,610,284
1,755,346,908
1,973,125,481
"Calculated Values
Page 43 of 67
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-------
Clean Water SRF Program Information
for the State of New York
Fund Information
For the Reporting Year Ending June 30 of:







2005
2006
2007
2008
2009
2010
2011
2012
Leveraged Bonds (Excludes State Match)








208
Gross Leveraged Bonds Issued - Annual
849,986,905
675,406,012
592,830,000
398,155,000
296,545,000
276,215,000
203,650,000
75,065,000
209
Net Leveraged Bonds Issued - Annual
859,868,351
712,000,568
606,964,439
403,680,522
293,804,342
285,244,135
215,481,182
83,933,726
210
Cost of Leveraged Bond Issuance - Annual
12,474,041
9,501,613
8,414,734
5,804,720
4,067,904
4,341,352
2,951,841
1,195,159
211
Leveraged Bond Principal Repaid - Annual
196,128,639
239,807,331
237,552,355
252,484,279
255,422,733
289,253,000
297,935,000
297,020,000

Debt Service Reserve for Leveraged Bonds








212
*Annual Change
217,637,676
114,112,928
78,797,858
-7,706,176
-24,905,446
-30,222,095
-288,020,541
-706,705,050
213
Balance at End of Reporting Period
2,293,329,477
2,407,442,405
2,486,240,263
2,478,534,087
2,453,628,641
2,423,406,546
2,135,386,005
1,428,680,955
214
Net Change in Gross Bonds Resulting from Refunding - Annual
0
-2,639,656
-1,865,000
0
0
-23,657,000
-126,320,000
-339,790,000
215
CWSRF Funds Used for Refunding (Excludes Bonds) - Annual
0
980,000
0
0
0
177,500
7,725,000
2,697,500
216
*Gross Leveraged Bonds Issued - Cumulative
6,553,970,037
7,229,376,049
7,822,206,049
8,220,361,049
8,516,906,049
8,793,121,049
8,996,771,049
9,071,836,049
217
*Net Leveraged Bonds Issued - Cumulative
6,318,063,571
7,030,064,139
7,637,028,578
8,040,709,100
8,334,513,442
8,619,757,577
8,835,238,759
8,919,172,485
218
*Cost of Leveraged Bond Issuance - Cumulative
243,467,299
252,968,912
261,383,646
267,188,366
271,256,270
275,597,622
278,549,463
279,744,622
219
"Leveraged Bond Principal Repaid - Cumulative
1,827,930,993
2,067,738,324
2,305,290,679
2,557,774,958
2,813,197,691
3,102,450,691
3,400,385,691
3,697,405,691
220
*Net Change in Gross Bonds Resulting from Refunding - Cumulative
88,703,833
86,064,177
84,199,177
84,199,177
84,199,177
60,542,177
-65,777,823
-405,567,823
221
*CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative
0
980,000
980,000
980,000
980,000
1,157,500
8,882,500
11,580,000
222
"Leveraged Bonds Outstanding - Balance at End of Reporting Period
4,814,742,877
5,247,701,902
5,601,114,547
5,746,785,268
5,787,907,535
5,751,212,535
5,530,607,535
4,968,862,535
State Match Bonds to be Repaid by CWSRF








223
"Match Bonds Issued - Annual
0
0
0
0
0
0
0
0
224
Match Bond Principal Repaid - Annual
0
0
0
0
0
0
0
0
225
"Match Bonds Issued - Cumulative
0
0
0
0
0
0
0
0
226
"Match Bond Principal Repaid - Cumulative
0
0
0
0
0
0
0
0
227
"Match Bonds Outstanding - Balance at End of Reporting









Period
0
0
0
0
0
0
0
0
Interest Paid on Leveraged and Match Bonds








228
Interest Paid from Capitalized Interest Account and Other CWSRF









Funds- Annual
255,061,056
263,606,411
281,783,515
292,551,510
300,603,687
311,508,948
294,989,931
269,595,092
229
Interest Paid from Capitalized Interest Account - Annual
0
0
0
0
0
0
0
0

Interest Paid from CWSRF Funds, Excluding









Capitalized Interest Account Funds








230
"Annual
255,061,056
263,606,411
281,783,515
292,551,510
300,603,687
311,508,948
294,989,931
269,595,092
231
"Cumulative
2,228,186,537
2,491,792,948
2,773,576,463
3,066,127,973
3,366,731,660
3,678,240,608
3,973,230,539
4,242,825,631
"Calculated Values
Page 44 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Information
For the Reporting Year Ending June 30 of:







2013
2014
2015
2016
2017
2018
2019
2020
Leveraged Bonds (Excludes State Match)








208
Gross Leveraged Bonds Issued - Annual
50,790,000
98,330,000
129,160,000
420,660,000
268,235,000
375,890,000
260,515,000
119,425,000
209
Net Leveraged Bonds Issued - Annual
57,130,702
105,059,811
107,886,959
346,998,986
299,735,059
423,765,275
300,333,947
142,229,713
210
Cost of Leveraged Bond Issuance - Annual
899,969
1,722,859
2,410,576
6,201,939
7,991,308
5,920,383
4,545,576
1,820,287
211
Leveraged Bond Principal Repaid - Annual
265,115,000
248,945,000
251,585,000
250,075,000
259,950,000
271,710,000
275,950,000
274,060,000

Debt Service Reserve for Leveraged Bonds








212
*Annual Change
-165,683,547
-190,250,865
-18,603,690
-254,157,504
-48,830,176
-49,626,010
-60,094,163
-70,199,167
213
Balance at End of Reporting Period
1,262,997,408
1,072,746,543
1,054,142,853
799,985,349
751,155,173
701,529,163
641,435,000
571,235,833
214
Net Change in Gross Bonds Resulting from Refunding - Annual
-131,615,000
-114,470,000
-77,560,000
-45,080,000
-38,650,000
0
-36,670,000
-41,995,000
215
CWSRF Funds Used for Refunding (Excludes Bonds) - Annual
1,291,000
172,500
0
3,839,475
0
0
0
0
216
*Gross Leveraged Bonds Issued - Cumulative
9,122,626,049
9,220,956,049
9,350,116,049
9,770,776,049
10,039,011,049
10,414,901,049
10,675,416,049
10,794,841,049
217
*Net Leveraged Bonds Issued - Cumulative
8,976,303,187
9,081,362,998
9,189,249,957
9,536,248,943
9,835,984,002
10,259,749,277
10,560,083,224
10,702,312,937
218
*Cost of Leveraged Bond Issuance - Cumulative
280,644,591
282,367,450
284,778,026
290,979,965
298,971,273
304,891,656
309,437,232
311,257,519
219
"Leveraged Bond Principal Repaid - Cumulative
3,962,520,691
4,211,465,691
4,463,050,691
4,713,125,691
4,973,075,691
5,244,785,691
5,520,735,691
5,794,795,691
220
*Net Change in Gross Bonds Resulting from Refunding - Cumulative
-537,182,823
-651,652,823
-729,212,823
-774,292,823
-812,942,823
-812,942,823
-849,612,823
-891,607,823
221
*CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative
12,871,000
13,043,500
13,043,500
16,882,975
16,882,975
16,882,975
16,882,975
16,882,975
222
"Leveraged Bonds Outstanding - Balance at End of Reporting Period
4,622,922,535
4,357,837,535
4,157,852,535
4,283,357,535
4,252,992,535
4,357,172,535
4,305,067,535
4,108,437,535
State Match Bonds to be Repaid by CWSRF








223
"Match Bonds Issued - Annual
0
0
0
0
0
0
0
0
224
Match Bond Principal Repaid - Annual
0
0
0
0
0
0
0
0
225
"Match Bonds Issued - Cumulative
0
0
0
0
0
0
0
0
226
"Match Bond Principal Repaid - Cumulative
0
0
0
0
0
0
0
0
227
"Match Bonds Outstanding - Balance at End of Reporting









Period
0
0
0
0
0
0
0
0
Interest Paid on Leveraged and Match Bonds








228
Interest Paid from Capitalized Interest Account and Other CWSRF









Funds- Annual
238,689,001
234,151,883
231,701,820
214,187,364
213,429,785
225,051,309
220,405,382
207,378,559
229
Interest Paid from Capitalized Interest Account - Annual
0
0
0
0
0
0
0
0

Interest Paid from CWSRF Funds, Excluding









Capitalized Interest Account Funds








230
"Annual
238,689,001
234,151,883
231,701,820
214,187,364
213,429,785
225,051,309
220,405,382
207,378,559
231
"Cumulative
4,481,514,632
4,715,666,515
4,947,368,335
5,161,555,699
5,374,985,484
5,600,036,793
5,820,442,175
6,027,820,734
"Calculated Values
Page 45 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Information
For the Reporting Year Ending June 30 of:
1988 1989 1990
1991
1992
1993
1994
1995
1996
CWSRF Project Assistance Disbursed









232 Annual
0
0
42,584,280
321,494,835
496,665,102
185,271,004
834,295,116
354,643,462
505,636,322
233 "Cumulative
0
0
42,584,280
364,079,115
860,744,217
1,046,015,221
1,880,310,337
2,234,953,799
2,740,590,121
CWSRF Loan Repayments









234 Principal Repayments - Annual
0
0
0
3,475,000
11,667,000
32,166,000
45,626,000
97,288,000
64,039,516
235 Interest Payments - Annual
0
0
0
27,850,763
57,080,736
50,980,333
59,528,095
105,622,901
102,759,232
236 *Principal and Interest - Annual
0
0
0
31,325,763
68,747,736
83,146,333
105,154,095
202,910,901
166,798,748
237 *Principal Repayments - Cumulative
0
0
0
3,475,000
15,142,000
47,308,000
92,934,000
190,222,000
254,261,516
238 Interest Payments - Cumulative
0
0
0
27,850,763
84,931,499
135,911,832
195,439,927
301,062,828
403,822,060
239 *Principal and Interest - Cumulative
0
0
0
31,325,763
100,073,499
183,219,832
288,373,927
491,284,828
658,083,576
240 Weighted Average Interest Rate on Loans
0.000
0.000
5.080
4.730
4.640
3.180
3.790
3.500
3.050
Interest Earnings on Investments









241 Annual
0
0
1,329,545
3,992,882
17,819,552
33,845,489
39,145,180
58,484,776
66,793,306
242 "Cumulative
0
0
1,329,545
5,322,427
23,141,979
56,987,468
96,132,648
154,617,424
221,410,730
CWSRF Administrative Expenses Paid from the CWSRF









243 Annual
0
0
667,221
4,149,242
4,192,935
5,194,047
3,329,428
4,278,821
3,466,540
244 "Cumulative
0
0
667,221
4,816,463
9,009,398
14,203,445
17,532,873
21,811,694
25,278,234
Expenses as a % of Capitalization Grants









245 *Annual
-
-
0.3%
1.8%
2.0%
-
1.6%
1.6%
2.4%
246 "Cumulative
-
-
0.3%
1.1%
1.4%
2.2%
2.0%
1.9%
2.0%
CWSRF Administrative Expenses Paid Outside the CWSRF









247 Annual
0
0
0
0
0
0
0
0
0
248 "Cumulative
0
0
0
0
0
0
0
0
0
* Calculated values.
Page 46 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Information
For the Reporting Year Ending June 30 of:
1997 1998 1999
2000
2001
2002
2003
2004
CWSRF Project Assistance Disbursed








232 Annual
194,581,155
478,260,473
346,141,625
452,409,090
320,213,650
786,447,554
590,738,879
765,586,047
233 "Cumulative
2,935,171,276
3,413,431,749
3,759,573,374
4,211,982,464
4,532,196,114
5,318,643,668
5,909,382,547
6,674,968,594
CWSRF Loan Repayments








234 Principal Repayments - Annual
129,690,600
139,319,620
261,526,652
292,758,298
250,929,121
262,043,525
250,413,474
294,512,117
235 Interest Payments - Annual
101,639,931
94,469,324
82,200,255
99,626,449
104,190,472
103,388,329
94,253,399
124,544,293
236 *Principal and Interest - Annual
231,330,531
233,788,944
343,726,907
392,384,747
355,119,593
365,431,854
344,666,873
419,056,410
237 *Principal Repayments - Cumulative
383,952,116
523,271,736
784,798,388
1,077,556,686
1,328,485,807
1,590,529,332
1,840,942,806
2,135,454,923
238 Interest Payments - Cumulative
505,461,991
599,931,315
682,131,570
781,758,019
885,948,491
989,336,820
1,083,590,219
1,208,134,512
239 *Principal and Interest - Cumulative
889,414,107
1,123,203,051
1,466,929,958
1,859,314,705
2,214,434,298
2,579,866,152
2,924,533,025
3,343,589,435
240 Weighted Average Interest Rate on Loans
2.400
2.600
2.800
2.400
2.545
2.370
2.230
2.170
Interest Earnings on Investments








241 Annual
76,713,308
91,425,661
94,396,838
89,454,501
90,523,399
96,628,976
114,388,818
107,324,307
242 "Cumulative
298,124,038
389,549,699
483,946,537
573,401,038
663,924,437
760,553,413
874,942,231
982,266,538
CWSRF Administrative Expenses Paid from the CWSRF








243 Annual
6,110,470
4,416,438
5,437,868
5,511,268
5,751,558
5,212,041
6,121,186
5,933,824
244 "Cumulative
31,388,704
35,805,142
41,243,010
46,754,278
52,505,836
57,717,877
63,839,063
69,772,887
Expenses as a % of Capitalization Grants








245 *Annual
-
3.0%
3.7%
3.7%
1.9%
3.5%
4.2%
4.1%
246 "Cumulative
2.5%
2.5%
2.6%
2.7%
2.6%
2.7%
2.8%
2.8%
CWSRF Administrative Expenses Paid Outside the CWSRF








247 Annual
0
0
0
0
0
0
0
0
248 "Cumulative
0
0
0
0
0
0
0
0
* Calculated values.
Page 47 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Information
For the Reporting Year Ending June 30 of:
2005 2006 2007
2008
2009
2010
2011
2012
CWSRF Project Assistance Disbursed
232	Annual
233	"Cumulative
CWSRF Loan Repayments
234	Principal Repayments - Annual
235	Interest Payments - Annual
236	*Principal and Interest - Annual
801,113,406
7,476,082,000
238,671,688
147,371,515
386,043,203
748,962,539
8,225,044,539
278,337,778
144,096,862
422,434,640
661,492,959
8,886,537,498
367,532,744
154,453,643
521,986,387
455,489,950
9,342,027,448
376,730,704
159,393,905
536,124,609
494,566,381
9,836,593,829
276,441,422
163,713,106
440,154,528
468,175,155
10,304,768,984
313,823,900
175,383,639
489,207,539
786,564,749
11,091,333,733
341,590,114
169,306,598
510,896,712
386,867,020
11,478,200,753
363,730,630
151,373,489
515,104,119
237	*Principal Repayments - Cumulative
238	Interest Payments - Cumulative
239	*Principal and Interest - Cumulative
2,374,126,611
1,355,506,027
3,729,632,638
2,652,464,389
1,499,602,889
4,152,067,278
3,019,997,133
1,654,056,532
4,674,053,665
3,396,727,837
1,813,450,437
5,210,178,274
3,673,169,259
1,977,163,543
5,650,332,802
3,986,993,159
2,152,547,182
6,139,540,341
4,328,583,273
2,321,853,780
6,650,437,053
4,692,313,903
2,473,227,269
7,165,541,172
240 Weighted Average Interest Rate on Loans
2.270
2.190
2.140
2.170
2.350
1.770
2.147
2.439
Interest Earnings on Investments
241	Annual
242	"Cumulative
124,553,143
1,106,819,681
175,671,889
1,282,491,570
157,351,019
1,439,842,589
157,184,464
1,597,027,053
145,406,772
1,742,433,825
144,621,405
1,887,055,230
130,839,819
2,017,895,049
159,727,374
2,177,622,423
CWSRF Administrative Expenses Paid from the CWSRF
243	Annual
244	"Cumulative
5,736,083
75,508,970
7,429,070
82,938,040
7,464,052
90,402,092
5,094,406
95,496,498
3,004,329
98,500,827
5,040,949
103,541,776
8,176,098
111,717,874
14,081,038
125,798,912
Expenses as a % of Capitalization Grants
245	*Annual
246	"Cumulative
4.8%
2.9%
7.7%
3.1%
3.4%
2.6%
3.3%
0.6%
3.0%
12.1%
3.1%
1.8%
2.9%
9.0%
3.2%
CWSRF Administrative Expenses Paid Outside the CWSRF
247	Annual
248	"Cumulative
0
0
0
0
0
0
3,295,262
3,295,262
8,101,218
11,396,480
3,665,905
15,062,385
987,983
16,050,368
-1,679,897
14,370,471
* Calculated values.
Page 48 of 67
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-------
Clean Water SRF Program Information
for the State of New York
Fund Information
For the Reporting Year Ending June 30 of:
2013 2014 2015
2016
2017
2018
2019
2020
CWSRF Project Assistance Disbursed
232	Annual
233	"Cumulative
CWSRF Loan Repayments
234	Principal Repayments - Annual
235	Interest Payments - Annual
236	*Principal and Interest - Annual
471,243,790
11,949,444,543
341,637,313
146,362,205
487,999,518
641,094,024
12,590,538,567
345,488,384
156,600,770
502,089,154
587,286,807
13,177,825,374
346,401,389
155,744,611
502,146,000
921,210,004
14,099,035,378
360,635,834
155,119,603
515,755,437
856,041,738
14,955,077,116
367,583,676
154,667,048
522,250,724
752,423,256
15,707,500,372
406,261,458
160,585,147
566,846,605
594,833,975
16,302,334,347
391,587,796
163,438,582
555,026,378
665,521,926
16,967,856,273
391,073,858
148,944,183
540,018,041
237	*Principal Repayments - Cumulative
238	Interest Payments - Cumulative
239	*Principal and Interest - Cumulative
5,033,951,216
2,619,589,474
7,653,540,690
5,379,439,600
2,776,190,244
8,155,629,844
5,725,840,989
2,931,934,855
8,657,775,844
6,086,476,823
3,087,054,458
9,173,531,281
6,454,060,499
3,241,721,506
9,695,782,005
6,860,321,957
3,402,306,653
10,262,628,610
7,251,909,753
3,565,745,235
10,817,654,988
7,642,983,611
3,714,689,418
11,357,673,029
240 Weighted Average Interest Rate on Loans
1.062
1.974
1.673
1.650
0.950
1.520
1.570
1.170
Interest Earnings on Investments
241	Annual
242	"Cumulative
94,009,547
2,271,631,970
96,639,745
2,368,271,715
79,741,196
2,448,012,911
70,420,364
2,518,433,275
81,248,729
2,599,682,004
75,048,901
2,674,730,905
77,583,990
2,752,314,895
72,546,678
2,824,861,573
CWSRF Administrative Expenses Paid from the CWSRF
243	Annual
244	"Cumulative
9,857,631
135,656,543
5,894,760
141,551,303
6,189,920
147,741,223
6,158,600
153,899,823
9,502,000
163,401,823
2,449,000
165,850,823
2,512,000
168,362,823
5,197,000
173,559,823
Expenses as a % of Capitalization Grants
245	*Annual
246	"Cumulative
818.6%
3.4%
4.0%
3.4%
1.4%
3.2%
2.0%
3.2%
3.4%
1.7%
3.3%
0.7%
3.1%
3.0%
3.1%
CWSRF Administrative Expenses Paid Outside the CWSRF
247	Annual
248	"Cumulative
4,472,793
18,843,264
4,202,300
23,045,564
9,036,932
32,082,496
9,551,012
41,633,508
8,879,645
50,513,153
15,869,982
66,383,135
24,337,949
90,721,084
13,029,014
103,750,098
* Calculated values.
Page 49 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Other Clean Water Programs (Separate from CWSRF)
For the Reporting Year Ending June 30 of:






1998
1999
2000
2001
2002
2003
2004
EPA's Rural Community Hardship Grants Program







249
EPA's Grants to State
0
2,152,000
0
0
0
0
0
250
State Match Amount
0
107,600
0
0
0
0
0
251
Cumulative Total
0
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
252
Technical Assistance from Hardship Funds - Annual Dollars
0
0
0
0
0
0
0
253
Project Assistance from Hardship Funds - Annual Dollars
0
2,259,600
0
0
0
0
0
254
*Total Annual EPA Rural Hardship Assistance
0
2,259,600
0
0
0
0
0
255
Cumulative EPA Rural Hardship Assistance
0
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
256
Number of Projects Receiving Hardship Assistance - Annual
0
1
0
0
0
0
0
257
Cumulative
0
1
1
1
1
1
1

Projects Receiving Hardship Assistance in Combination with CWSRF








Loan Assistance







258
Number of Projects Receiving Hardship Assistance and CWSRF








Loans - Annual
0
0
0
0
0
0
0
259
"Cumulative
0
0
0
0
0
0
0
260
Hardship Portion of Combined Assistance - Annual Dollars
0
0
0
0
0
0
0
261
Cumulative
0
0
0
0
0
0
0
262
CWSRF Loan Portion of Combined Assistance - Annual Dollars
0
0
0
0
0
0
0
263
Cumulative
0
0
0
0
0
0
0
264
*Total Annual Combined Assistance
0
0
0
0
0
0
0
265
Cumulative Combined Assistance
0
0
0
0
0
0
0
* Calculated values.
Page 50 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Other Clean Water Programs (Separate from CWSRF)
For the Reporting Year Ending June 30 of:
2005 2006 2007
2008
2009
2010
2011
2012
EPA's Rural Community Hardship Grants Program








249
EPA's Grants to State
0
0
0
0
0
0
0
0
250
State Match Amount
0
0
0
0
0
0
0
0
251
Cumulative Total
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
252
Technical Assistance from Hardship Funds - Annual Dollars
0
0
0
0
0
0
0
0
253
Project Assistance from Hardship Funds - Annual Dollars
0
0
0
0
0
0
0
0
254
*Total Annual EPA Rural Hardship Assistance
0
0
0
0
0
0
0
0
255
Cumulative EPA Rural Hardship Assistance
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
256
Number of Projects Receiving Hardship Assistance - Annual
0
0
0
0
0
0
0
0
257
Cumulative
1
1
1
1
1
1
1
1

Projects Receiving Hardship Assistance in Combination with CWSRF









Loan Assistance








258
Number of Projects Receiving Hardship Assistance and CWSRF









Loans - Annual
0
0
0
0
0
0
0
0
259
"Cumulative
0
0
0
0
0
0
0
0
260
Hardship Portion of Combined Assistance - Annual Dollars
0
0
0
0
0
0
0
0
261
Cumulative
0
0
0
0
0
0
0
0
262
CWSRF Loan Portion of Combined Assistance - Annual Dollars
0
0
0
0
0
0
0
0
263
Cumulative
0
0
0
0
0
0
0
0
264
*Total Annual Combined Assistance
0
0
0
0
0
0
0
0
265
Cumulative Combined Assistance
0
0
0
0
0
0
0
0
* Calculated values.
Page 51 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Other Clean Water Programs (Separate from CWSRF)
For the Reporting Year Ending June 30 of:
2013 2014
2015
2016
2017
2018
2019
2020
EPA's Rural Community Hardship Grants Program








249
EPA's Grants to State
0
0
0
0
0
0
0
0
250
State Match Amount
0
0
0
0
0
0
0
0
251
Cumulative Total
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
252
Technical Assistance from Hardship Funds - Annual Dollars
0
0
0
0
0
0
0
0
253
Project Assistance from Hardship Funds - Annual Dollars
0
0
0
0
0
0
0
0
254
*Total Annual EPA Rural Hardship Assistance
0
0
0
0
0
0
0
0
255
Cumulative EPA Rural Hardship Assistance
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
2,259,600
256
Number of Projects Receiving Hardship Assistance - Annual
0
0
0
0
0
0
0
0
257
Cumulative
1
1
1
1
1
1
1
1

Projects Receiving Hardship Assistance in Combination with CWSRF









Loan Assistance








258
Number of Projects Receiving Hardship Assistance and CWSRF









Loans - Annual
0
0
0
0
0
0
0
0
259
"Cumulative
0
0
0
0
0
0
0
0
260
Hardship Portion of Combined Assistance - Annual Dollars
0
0
0
0
0
0
0
0
261
Cumulative
0
0
0
0
0
0
0
0
262
CWSRF Loan Portion of Combined Assistance - Annual Dollars
0
0
0
0
0
0
0
0
263
Cumulative
0
0
0
0
0
0
0
0
264
*Total Annual Combined Assistance
0
0
0
0
0
0
0
0
265
Cumulative Combined Assistance
0
0
0
0
0
0
0
0
* Calculated values.
Page 52 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Other Clean Water Programs (Separate from CWSRF)
For the Reporting Year Ending June 30 of:
1998 1999
2000
2001
2002
2003
2004
State Funded Clean Water Loan Programs







(Separate from CWSRF)







266 Cumulative Dollar Amount from 7/1/87 to 6/30/98
0






267 Annual Dollar Amount

0
0
0
0
0
0
268 Cumulative Dollar Amount
0
0
0
0
0
0
0
269 Cumulative Number of Loans from 7/1/87 to 6/30/98
0






270 Annual Number of Loans

0
0
0
0
0
0
271 Cumulative Number of Loans
0
0
0
0
0
0
0
State Funded Clean Water Grant Programs







(Separate from CWSRF)







272 Cumulative Dollar Amount from 7/1/87 to 6/30/98
0






273 Annual Dollar Amount

0
0
0
0
0
0
274 Cumulative Dollar Amount
0
0
0
0
0
0
0
275 Cumulative Number of Grants from 7/1/87 to 6/30/98
0






276 Annual Number of Grants

0
0
0
0
0
0
277 "Cumulative Number of Grants
0
0
0
0
0
0
0
Total State Funded Clean Water Programs







(Separate from CWSRF)







278 *Dollar Amount of Loans and Grants - Annual

0
0
0
0
0
0
279 *Dollar Amount of Loans and Grants - Cumulative
0
0
0
0
0
0
0
280 *Number of Loans and Grants - Annual

0
0
0
0
0
0
281 *Number of Loans and Grants - Cumulative
0
0
0
0
0
0
0
* Calculated values.
Page 53 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Other Clean Water Programs (Separate from CWSRF)
For the Reporting Year Ending June 30 of:
2005 2006
2007
2008
2009
2010
2011
2012
State Funded Clean Water Loan Programs








(Separate from CWSRF)








266 Cumulative Dollar Amount from 7/1/87 to 6/30/98








267 Annual Dollar Amount
0
0
0
0
0
0
0
0
268 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
269 Cumulative Number of Loans from 7/1/87 to 6/30/98








270 Annual Number of Loans
0
0
0
0
0
0
0
0
271 Cumulative Number of Loans
0
0
0
0
0
0
0
0
State Funded Clean Water Grant Programs








(Separate from CWSRF)








272 Cumulative Dollar Amount from 7/1/87 to 6/30/98








273 Annual Dollar Amount
0
0
0
0
0
0
0
0
274 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
275 Cumulative Number of Grants from 7/1/87 to 6/30/98








276 Annual Number of Grants
0
0
0
0
0
0
0
0
277 "Cumulative Number of Grants
0
0
0
0
0
0
0
0
Total State Funded Clean Water Programs








(Separate from CWSRF)








278 *Dollar Amount of Loans and Grants - Annual
0
0
0
0
0
0
0
0
279 *Dollar Amount of Loans and Grants - Cumulative
0
0
0
0
0
0
0
0
280 *Number of Loans and Grants - Annual
0
0
0
0
0
0
0
0
281 *Number of Loans and Grants - Cumulative
0
0
0
0
0
0
0
0
* Calculated values.
Page 54 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Other Clean Water Programs (Separate from CWSRF)
For the Reporting Year Ending June 30 of:
2013 2014
2015
2016
2017
2018
2019
2020
State Funded Clean Water Loan Programs








(Separate from CWSRF)








266 Cumulative Dollar Amount from 7/1/87 to 6/30/98








267 Annual Dollar Amount
0
0
0
0
0
0
0
0
268 Cumulative Dollar Amount
0
0
0
0
0
0
0
0
269 Cumulative Number of Loans from 7/1/87 to 6/30/98








270 Annual Number of Loans
0
0
0
0
0
0
0
0
271 Cumulative Number of Loans
0
0
0
0
0
0
0
0
State Funded Clean Water Grant Programs








(Separate from CWSRF)








272 Cumulative Dollar Amount from 7/1/87 to 6/30/98








273 Annual Dollar Amount
0
0
4,981,980
19,921,000
56,846,976
79,393,985
119,987,481
53,211,860
274 Cumulative Dollar Amount
0
0
4,981,980
24,902,980
81,749,956
161,143,941
281,131,422
334,343,282
275 Cumulative Number of Grants from 7/1/87 to 6/30/98








276 Annual Number of Grants
0
0
1
11
27
51
64
39
277 "Cumulative Number of Grants
0
0
1
12
39
90
154
193
Total State Funded Clean Water Programs








(Separate from CWSRF)








278 *Dollar Amount of Loans and Grants - Annual
0
0
4,981,980
19,921,000
56,846,976
79,393,985
119,987,481
53,211,860
279 *Dollar Amount of Loans and Grants - Cumulative
0
0
4,981,980
24,902,980
81,749,956
161,143,941
281,131,422
334,343,282
280 *Number of Loans and Grants - Annual
0
0
1
11
27
51
64
39
281 *Number of Loans and Grants - Cumulative
0
0
1
12
39
90
154
193
* Calculated values.
Page 55 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Analysis
For the Reporting Year Ending June 30 of:
1988 1989 1990
1991
1992
1993
1994
1995
1996
CWSRF Funds Available for Projects
282	*Annual (New Funds)
283	"Cumulative
0
0
0
0
392,057,089
392,057,089
601,352,832
993,409,921
521,860,762
1,515,270,683
38,436,041
1,553,706,724
772,831,475
2,326,538,199
655,566,011
2,982,104,210
442,933,964
3,425,038,173
CWSRF Assistance as a % of Funds Available
284	*Annual
285	"Cumulative
-
-
42%
42%
79%
65%
90%
74%
225%
77%
120%
91%
70%
87%
129%
92%
Outlays as a % of Capitalization Grants
286	*Annual
287	"Cumulative
-
-
11%
11%
67%
40%
113%
64%
91%
34%
77%
35%
67%
166%
78%
Disbursements as a % of Funds Available
288	*Annual
289	"Cumulative
-
-
11%
11%
53%
37%
95%
57%
482%
67%
108%
81%
54%
75%
114%
80%
Construction Starts as a % of Funds Available
290	*Annual
291	"Cumulative
-
-
56%
56%
103%
84%
117%
96%
251%
100%
142%
114%
99%
110%
173%
119%
Initiation of Operations as a % of Funds Available
292	*Annual
293	"Cumulative
-
-
0%
0%
18%
11%
195%
75%
427%
83%
129%
98%
61%
90%
187%
103%
Loan Principal Repayments as a % of Funds Available
294	*Annual
295	"Cumulative
-
-
0%
0%
1%
0%
2%
1%
84%
3%
6%
4%
15%
6%
14%
7%
* Calculated values.
Page 56 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Analysis
For the Reporting Year Ending June 30 of:
1997 1998 1999
2000
2001
2002
2003
2004
CWSRF Funds Available for Projects








282 *Annual (New Funds)
59,250,790
337,825,919
441,287,522
363,240,501
512,468,456
554,673,440
487,356,173
688,582,902
283 "Cumulative
3,484,288,963
3,822,114,882
4,263,402,404
4,626,642,904
5,139,111,360
5,693,784,800
6,181,140,973
6,869,723,875
CWSRF Assistance as a % of Funds Available








284 *Annual
283%
130%
70%
132%
74%
159%
126%
112%
285 "Cumulative
95%
98%
95%
98%
96%
102%
104%
105%
Outlays as a % of Capitalization Grants








286 *Annual
-
109%
31%
121%
87%
102%
101%
100%
287 "Cumulative
95%
96%
90%
93%
92%
93%
93%
94%
Disbursements as a % of Funds Available








288 *Annual
328%
142%
78%
125%
62%
142%
121%
111 %
289 "Cumulative
84%
89%
88%
91%
88%
93%
96%
97%
Construction Starts as a % of Funds Available








290 *Annual
223%
131%
81%
160%
51%
167%
140%
135%
291 "Cumulative
120%
121%
117%
121%
114%
119%
121%
122%
Initiation of Operations as a % of Funds Available








292 *Annual
650%
168%
96%
149%
75%
140%
134%
71%
293 "Cumulative
112%
117%
115%
117%
113%
116%
117%
113%
Loan Principal Repayments as a % of Funds Available








294 *Annual
219%
41%
59%
81%
49%
47%
51%
43%
295 "Cumulative
11%
14%
18%
23%
26%
28%
30%
31%
* Calculated values.
Page 57 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Analysis
For the Reporting Year Ending June 30 of:
2005 2006 2007
2008
2009
2010
2011
2012
CWSRF Funds Available for Projects








282 *Annual (New Funds)
839,606,906
803,721,820
688,168,117
783,822,827
802,135,500
396,852,993
1,023,618,009
1,091,366,139
283 "Cumulative
7,709,330,781
8,513,052,601
9,201,220,718
9,985,043,545
10,787,179,045
11,184,032,038
12,207,650,047
13,299,016,186
CWSRF Assistance as a % of Funds Available








284 *Annual
89%
88%
90%
69%
59%
267%
50%
35%
285 "Cumulative
103%
102%
101%
98%
95%
101%
97%
92%
Outlays as a % of Capitalization Grants








286 *Annual
123%
129%
-
61%
16%
322%
70%
140%
287 "Cumulative
95%
96%
100%
97%
86%
89%
87%
89%
Disbursements as a % of Funds Available








288 *Annual
95%
93%
96%
58%
62%
118%
77%
35%
289 "Cumulative
97%
97%
97%
94%
91%
92%
91%
86%
Construction Starts as a % of Funds Available








290 *Annual
141 %
145%
141 %
84%
3%
198%
5%
23%
291 "Cumulative
124%
126%
127%
124%
115%
118%
108%
101%
Initiation of Operations as a % of Funds Available








292 *Annual
142%
114%
175%
159%
34%
49%
7%
3%
293 "Cumulative
116%
116%
120%
123%
116%
114%
105%
97%
Loan Principal Repayments as a % of Funds Available








294 *Annual
28%
35%
53%
48%
34%
79%
33%
33%
295 "Cumulative
31%
31%
33%
34%
34%
36%
35%
35%
* Calculated values.
Page 58 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Analysis
For the Reporting Year Ending June 30 of:
2013 2014
2015
2016
2017
2018
2019
2020
CWSRF Funds Available for Projects
282	*Annual (New Funds)
283	"Cumulative
332,325,410
13,631,341,596
638,347,861
14,269,689,457
676,420,924
14,946,110,381
1,039,409,692
15,985,520,073
508,180,703
16,493,700,776
788,283,362
17,281,984,138
870,547,536
18,152,531,674
547,020,200
18,699,551,874
CWSRF Assistance as a % of Funds Available
284	*Annual
285	"Cumulative
62%
91%
145%
94%

106%
94%
131%
97%
144%
98%
91%
98%
36%
95%
101%
95%
Outlays as a % of Capitalization Grants
286	*Annual
287	"Cumulative
19153%
94%
185%
98%

35%
92%
53%
89%
93%
106%
93%
63%
91%
121%
92%
Disbursements as a % of Funds Available
288	*Annual
289	"Cumulative
142%
88%
100%
88%

87%
88%
89%
88%
168%
91%
95%
91%
68%
90%
122%
91%
Construction Starts as a % of Funds Available
290	*Annual
291	"Cumulative
13%
99%
22%
96%

15%
92%
47%
89%
137%
91%
130%
92%
84%
92%
119%
93%
Initiation of Operations as a % of Funds Available
292	*Annual
293	"Cumulative
16%
95%
107%
95%

38%
93%
23%
88%
59%
87%
59%
86%
38%
84%
109%
84%
Loan Principal Repayments as a % of Funds Available
294	*Annual
295	"Cumulative
103%
37%
54%
38%

51%
38%
35%
38%
72%
39%
52%
40%
45%
40%
71%
41%
* Calculated values.
Page 59 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Analysis
For the Reporting Year Ending June 30 of:
1988 1989
1990
1991
1992
1993
1994
1995
1996
Disbursements as a % of CWSRF Assistance
296	*Annual
297	"Cumulative
-
26%
26%
68%
57%
105%
77%
214%
87%
90%
88%
78%
86%
89%
87%
Construction Starts as a % of CWSRF Assistance
298	*Annual
299	"Cumulative
-
131%
131%
130%
130%
130%
130%
112%
129%
119%
124%
142%
127%
134%
129%
Initiation of Operations as a % of CWSRF Assistance
300	*Annual
301	"Cumulative
-
0%
0%
23%
17%
216%
101%
190%
108%
107%
108%
88%
104%
145%
111 %
Loan Principal Repayments as a % of CWSRF Assistance
302	*Annual
303	"Cumulative
-
0%
0%
1%
1%
2%
1%
37%
4%
5%
4%
21%
7%
11%
8%
Initiation of Operations as a % of Construction Starts
304	*Annual
305	"Cumulative
-
0%
0%
18%
13%
166%
78%
170%
84%
91%
86%
62%
82%
108%
87%
* Calculated values.
Page 60 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Analysis
For the Reporting Year Ending June 30 of:
1997 1998
1999
2000
2001
2002
2003
2004
Disbursements as a % of CWSRF Assistance








296 *Annual
116%
109%
113%
94%
85%
89%
96%
99%
297 "Cumulative
88%
91%
92%
93%
92%
92%
92%
93%
Construction Starts as a % of CWSRF Assistance








298 *Annual
79%
101%
116%
121%
69%
105%
111 %
120%
299 "Cumulative
126%
123%
123%
123%
118%
117%
116%
116%
Initiation of Operations as a % of CWSRF Assistance








300 *Annual
229%
129%
137%
113%
101%
88%
106%
64%
301 "Cumulative
117%
119%
120%
119%
118%
113%
113%
107%
Loan Principal Repayments as a % of CWSRF Assistance








302 *Annual
77%
32%
85%
61%
66%
30%
41%
38%
303 "Cumulative
12%
14%
19%
24%
27%
27%
29%
30%
Initiation of Operations as a % of Construction Starts








304 *Annual
291%
127%
118%
93%
147%
83%
95%
53%
305 "Cumulative
93%
96%
98%
97%
100%
97%
97%
92%
* Calculated values.
Page 61 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Analysis
For the Reporting Year Ending June 30 of:
2005 2006
2007
2008
2009
2010
2011
2012
Disbursements as a % of CWSRF Assistance








296 *Annual
107%
106%
106%
84%
105%
44%
154%
101%
297 "Cumulative
94%
95%
96%
95%
96%
91%
94%
94%
Construction Starts as a % of CWSRF Assistance








298 *Annual
158%
165%
156%
122%
6%
74%
9%
65%
299 "Cumulative
120%
124%
126%
126%
120%
116%
112%
110%
Initiation of Operations as a % of CWSRF Assistance








300 *Annual
159%
130%
193%
230%
58%
18%
15%
9%
301 "Cumulative
112%
114%
119%
125%
122%
112%
108%
105%
Loan Principal Repayments as a % of CWSRF Assistance








302 *Annual
32%
39%
59%
69%
59%
30%
67%
95%
303 "Cumulative
30%
31%
33%
35%
36%
35%
37%
38%
Initiation of Operations as a % of Construction Starts








304 *Annual
101%
78%
124%
189%
1021%
25%
164%
14%
305 "Cumulative
93%
92%
94%
99%
101%
97%
97%
96%
* Calculated values.
Page 62 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Analysis
For the Reporting Year Ending June 30 of:
2013 2014
2015
2016
2017
2018
2019
2020
Disbursements as a % of CWSRF Assistance








296 *Annual
230%
69%
82%
68%
117%
105%
189%
120%
297 "Cumulative
96%
94%
94%
91%
92%
93%
95%
96%
Construction Starts as a % of CWSRF Assistance








298 *Annual
21%
15%
14%
36%
95%
142%
234%
117%
299 "Cumulative
109%
102%
98%
92%
92%
94%
97%
98%
Initiation of Operations as a % of CWSRF Assistance








300 *Annual
26%
74%
36%
18%
41%
64%
106%
107%
301 "Cumulative
104%
102%
98%
91%
89%
88%
88%
89%
Loan Principal Repayments as a % of CWSRF Assistance








302 *Annual
167%
37%
48%
27%
50%
57%
125%
71%
303 "Cumulative
40%
40%
41%
39%
40%
41%
42%
43%
Initiation of Operations as a % of Construction Starts








304 *Annual
119%
481%
264%
49%
43%
45%
45%
91%
305 "Cumulative
96%
100%
101%
99%
96%
93%
91%
91%
* Calculated values.
Page 63 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Analysis
For the Reporting Year Ending June 30 of:
1988 1989 1990
1991
1992
1993
1994
1995
1996
Financial Indicators








Federal Return on Investment
306	*Annual
307	"Cumulative
-
180%
180%
211%
206%
206%
206%
107%
177%
1147%
283%
379%
295%
213%
275%
Executed Loans as a % of Funds Available
308	*Annual
309	Cumulative
-
42%
42%
79%
65%
90%
74%
225%
77%
120%
91%
70%
87%
129%
92%
Disbursements as a % of Executed Loans
310	*Annual
311	Cumulative
-
26%
26%
68%
57%
105%
77%
214%
87%
90%
88%
78%
86%
89%
87%
Additional Loans Made Due to Leveraging
312	*Annual
313	Cumulative
314	Cumulative Additional Loans as a % of Contributed Capital
-
-80,514,911
-80,514,911
-32%
210,909,895
130,394,984
25%
211,765,045
342,160,029
44%
32,855,023
375,015,052
45%
687,227,181
1,062,242,233
100%
133,112,558
1,195,354,791
88%
429,439,419
1,624,794,211
106%
Sustainability (Retained Earnings) Excludes Subsidy
318	*Annual
319	Cumulative
320	Cumulative Retained Earnings as a % of Contributed Capital
0 0
0 0
1,329,545
1,329,545
0.5%
1,133,645
2,463,190
0.5%
5,540,288
8,003,478
1.0%
10,809,822
18,813,300
2.3%
9,627,275
28,440,575
2.7%
14,149,677
42,590,252
3.1%
13,994,538
56,584,790
3.7%
Subsidy Information from CBR as of Report Date
321	Grant Amount
322	Negative Interest
323	Principal Forgiven
324	* Total Annual Subsidy
325	* Total Cumulative Subsidy








Green Project Reserve (GPR) from CBR as of Report Date
326	Green Infrastructure
327	Energy Efficiency
328	Water Conservation
329	Green Innovative
330	* Total Annual GPR
331	* Cumulative GPR








* Calculated values.
Page 64 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Analysis
For the Reporting Year Ending June 30 of:
1997 1998 1999
2000
2001
2002
2003
2004
Financial Indicators








Federal Return on Investment
306	*Annual
307	"Cumulative
90%
242%
295%
248%
748%
265%
252%
263%
125%
244%
523%
265%
401%
274%
523%
290%
Executed Loans as a % of Funds Available
308	*Annual
309	Cumulative
283%
95%
130%
98%
70%
95%
132%
98%
74%
96%
159%
102%
126%
104%
112%
105%
Disbursements as a % of Executed Loans
310	*Annual
311	Cumulative
116%
88%
109%
91%
113%
92%
94%
93%
85%
92%
89%
92%
96%
92%
99%
93%
Additional Loans Made Due to Leveraging
312	*Annual
313	Cumulative
314	Cumulative Additional Loans as a % of Contributed Capital
156,452,024
1,781,246,235
116%
272,731,929
2,053,978,164
120%
32,058,470
2,086,036,634
111 %
236,043,212
2,322,079,847
112%
-43,444,706
2,278,635,141
94%
622,728,357
2,901,363,498
112%
337,119,062
3,238,482,560
117%
467,333,858
3,705,816,418
126%
Sustainability (Retained Earnings) Excludes Subsidy
318	*Annual
319	Cumulative
320	Cumulative Retained Earnings as a % of Contributed Capital
15,359,591
71,944,381
4.7%
22,659,227
94,603,608
5.5%
10,914,808
105,518,416
5.6%
21,938,922
127,457,338
6.2%
33,135,646
160,592,984
6.6%
18,686,965
179,279,949
6.9%
23,905,593
203,185,542
7.3%
14,090,027
217,275,569
7.4%
Subsidy Information from CBR as of Report Date
321	Grant Amount
322	Negative Interest
323	Principal Forgiven
324	* Total Annual Subsidy
325	* Total Cumulative Subsidy








Green Project Reserve (GPR) from CBR as of Report Date
326	Green Infrastructure
327	Energy Efficiency
328	Water Conservation
329	Green Innovative
330	* Total Annual GPR
331	* Cumulative GPR








* Calculated values.
Page 65 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Analysis
For the Reporting Year Ending June 30 of:






2005
2006
2007
2008
2009
2010
2011
2012
Financial Indicators








Federal Return on Investment
306	*Annual
307	"Cumulative
548%
306%
599%
320%
664%
333%
385%
335%
658%
343%
348%
344%
250%
335%
178%
325%
Executed Loans as a % of Funds Available
308	*Annual
309	Cumulative
89%
103%
88%
102%
90%
101%
69%
98%
59%
95%
267%
101%
50%
97%
35%
92%
Disbursements as a % of Executed Loans
310	*Annual
311	Cumulative
107%
94%
106%
95%
106%
96%
84%
95%
105%
96%
44%
91%
154%
94%
101%
94%
Additional Loans Made Due to Leveraging
312	*Annual
313	Cumulative
314	Cumulative Additional Loans as a % of Contributed Capital
552,244,745
4,258,061,163
138%
497,967,945
4,756,029,108
148%
462,336,669
5,218,365,777
163%
169,936,697
5,388,302,474
157%
-12,077,495
5,376,224,979
137%
976,524,728
6,352,749,707
160%
-15,679,021
6,337,070,686
142%
79,417,717
6,416,488,403
138%
Sustainability (Retained Earnings) Excludes Subsidy
318	*Annual
319	Cumulative
320	Cumulative Retained Earnings as a % of Contributed Capital
16,863,602
234,139,171
7.6%
56,162,340
290,301,511
9.1%
30,021,147
320,322,658
10.0%
24,026,859
344,349,517
10.0%
8,516,191
352,865,708
9.0%
8,496,096
361,361,804
10.2%
5,156,486
366,518,290
9.2%
41,505,771
408,024,061
9.9%
Subsidy Information from CBR as of Report Date
321	Grant Amount
322	Negative Interest
323	Principal Forgiven
324	* Total Annual Subsidy
325	* Total Cumulative Subsidy




0
0
0
0
0
40,489,821
0
388,457,469
428,947,290
428,947,290
2,000,000
0
22,680,284
24,680,284
453,627,574
11,606,942
0
53,629,058
65,236,000
518,863,574
Green Project Reserve (GPR) from CBR as of Report Date
326	Green Infrastructure
327	Energy Efficiency
328	Water Conservation
329	Green Innovative
330	* Total Annual GPR
331	* Cumulative GPR




0
0
0
0
0
0
27,888,620
105,200,109
2,593,633
18,933,328
154,615,689
154,615,689
0
17,075,230
0
0
17,075,230
171,690,919
6,047,900
40,482,195
33,000
563,886
47,126,981
218,817,900
* Calculated values.
Page 66 of 67
11/30/2020

-------
Clean Water SRF Program Information
for the State of New York
Fund Analysis
For the Reporting Year Ending June 30 of:
2013 2014 2015
2016
2017
2018
2019
2020
Financial Indicators








Federal Return on Investment








306 *Annual
204%
236%
380%
581%
540%
486%
269%
313%
307 "Cumulative
318%
312%
315%
324%
332%
337%
334%
333%
Executed Loans as a % of Funds Available








308 *Annual
62%
145%
106%
131%
144%
91%
36%
101%
309 Cumulative
91%
94%
94%
97%
98%
98%
95%
95%
Disbursements as a % of Executed Loans








310 *Annual
230%
69%
82%
68%
117%
105%
189%
120%
311 Cumulative
96%
94%
94%
91%
92%
93%
95%
96%
Additional Loans Made Due to Leveraging








312 *Annual
94,213,396
581,462,064
169,564,825
914,649,928
573,499,530
404,026,928
-196,017,822
219,753,039
313 Cumulative
6,510,701,799
7,092,163,863
7,261,728,688
8,176,378,616
8,749,878,146
9,153,905,074
8,957,887,252
9,177,640,291
314 Cumulative Additional Loans as a % of Contributed Capital
139%
144%
135%
143%
152%
154%
142%
141 %
Sustainability (Retained Earnings) Excludes Subsidy








318 *Annual
1,682,751
19,088,632
3,783,987
11,352,603
22,485,992
10,582,739
20,617,190
14,112,302
319 Cumulative
409,706,812
428,795,444
432,579,431
443,932,034
466,418,026
477,000,765
497,617,955
511,730,257
320 Cumulative Retained Earnings as a % of Contributed Capital
9.9%
9.9%
9.0%
8.7%
9.3%
9.2%
8.9%
8.9%
Subsidy Information from CBR as of Report Date








321 Grant Amount
37,504,195
32,018,533
12,374,376
31,547,955
89,147,827
17,458,940
6,955,360
7,572,532
322 Negative Interest
0
0
0
0
0
0
0
0
323 Principal Forgiven
1,581,011
-2,091,456
-691,315
-954,023
-46,500
0
0
0
324 * Total Annual Subsidy
39,085,206
29,927,077
11,683,061
30,593,932
89,101,327
17,458,940
6,955,360
7,572,532
325 * Total Cumulative Subsidy
557,948,780
587,875,857
599,558,919
630,152,851
719,254,178
736,713,119
743,668,478
751,241,010
Green Project Reserve (GPR) from CBR as of Report Date








326 Green Infrastructure
28,080,883
8,038,211
23,099,518
8,292,492
9,039,446
17,954,624
8,034,193
5,959,518
327 Energy Efficiency
9,583,228
9,227,782
15,880,938
3,057,290
178,810
4,068,449
27,315,180
2,132
328 Water Conservation
0
0
591,000
0
0
0
0
0
329 Green Innovative
402,345
0
0
0
-11,447
0
0
0
330 * Total Annual GPR
38,066,456
17,265,993
39,571,456
11,349,782
9,206,809
22,023,073
35,349,373
5,961,650
331 * Cumulative GPR
256,884,356
274,150,350
313,721,806
325,071,588
334,278,397
356,301,470
391,650,843
397,612,493
* Calculated values.
v. 06.11.2020
Page 67 of 67
11/30/2020

-------