Clean Water SRF Program Information for the State of New York CWSRF Agency Information 1 Lead State Agency Name: Environmental Facilities Corporation 18 Secondary Agency Name: Department of Environmental Conservation 2 Type of Agency: Environmental/Financial 19 Type of Agency: Environmental 3 Mailing Address: 625 Broadway Ave 20 Mailing Address: 625 Broadway Ave 4 City: Albany 21 City: Albany 5 Zip Code: 12207-2997 22 Zip Code: 12233-3010 6 Street Address: 625 Broadway Ave 23 Street Address: 625 Broadway Ave 7 City: Albany 24 City: Albany 8 Zip Code: 12207-2997 25 Zip Code: 12233-3010 9 Director: Maureen Coleman 26 Director: Basil Seggos 10 Director's Title: Acting President and General Counsel 27 Director's Title: Commissioner 11 Phone Number: (518) 402-6924 28 Phone Number: (518) 402-8545 12 Fax Number: (518) 402-6954 29 Fax Number: (518) 402-8541 13 E-mail Address: maureen.coleman@efc.ny.gov 30 E-mail Address: basil.seggos@dec.ny.gov 14 Contact Person: Karen Rusin 31 Contact Person: Nancy W Lussier 15 Phone Number: (518) 402-7396 32 Phone Number: (518) 402-9228 16 Fax Number: (518) 402-6954 33 Fax Number: (518) 402-9230 17 E-mail Address: CWSRFinfo@efc.ny.gov 34 E-mail Address: nancy.lussier@dec.ny.gov Other Agency: 35 Other Agency Name: 36 Type of Agency: 37 Mailing Address: 38 City: 39 Zip Code: 40 Street Address: 41 City: 42 Zip Code: 43 Director: 44 Director's Title: 45 Phone Number: 46 Fax Number: 47 E-mail Address: 48 Contact Person: 49 Phone Number: 50 Fax Number: 51 E-mail Address: Page 1 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York For Federal Fiscal Year Ending September 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Federal Grants (Dollars) 52 Date of Last Award in the Year - - 03/27/90 03/15/91 03/27/92 09/30/93 09/30/94 03/31/95 06/07/96 53 Title II Funds 0 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 0 0 107,688,240 226,524,177 214,461,720 212,150,961 131,638,122 135,952,146 142,868,286 55 **Title VI - Prior Year's Appropriation 0 0 104,109,489 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 0 0 211,797,729 226,524,177 214,461,720 212,150,961 131,638,122 135,952,146 142,868,286 57 Cumulative Federal Grants 0 0 211,797,729 438,321,906 652,783,626 864,934,587 996,572,709 1,132,524,855 1,275,393,141 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 59 Amount of Federal Funds Transferred out of CWSRF 60 *Net Transfer into/(outof) CWSRF 61 Cumulative Net Transfer into/(out of) CWSRF Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 0 0 25,539,208 52,251,259 56,978,623 30,718,995 27,820,043 77,496,755 63 Second Quarter Outlays 0 0 0 51,639,138 79,327,502 29,243,732 1,768,681 22,842,808 98,867,587 64 Third Quarter Outlays 0 0 23,686,672 51,420,722 58,512,605 29,276,546 10,843,219 35,856,552 31,596,876 65 Fourth Quarter Outlays 0 0 24,084,122 51,468,723 57,786,833 29,403,246 7,159,945 29,323,768 41,554,426 66 *Total Annual Outlays 0 0 47,770,794 180,067,791 247,878,199 144,902,147 50,490,840 115,843,171 249,515,644 67 Cumulative Outlays 0 0 47,770,794 227,838,585 475,716,784 620,618,931 671,109,771 786,952,942 1,036,468,586 For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Outlays (Dollars) 68 *Annual 0 0 23,686,672 152,683,190 241,560,089 173,285,734 72,734,141 93,679,348 237,284,986 69 "Cumulative 0 0 23,686,672 176,369,862 417,929,951 591,215,685 663,949,826 757,629,174 994,914,160 * Calculated values. ** Includes funds received from the Disaster Relief Appropriations Act of 2013 Page 2 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York For Federal Fiscal Year Ending September 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Federal Grants (Dollars) 52 Date of Last Award in the Year 07/24/97 01/09/98 06/22/99 07/13/00 03/09/01 01/01/02 03/25/03 06/09/04 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 0 0 0 148,138,353 146,821,653 147,148,749 146,192,508 146,208,420 55 **Title VI - Prior Year's Appropriation 79,827,200 68,791,536 148,630,680 148,642,461 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 79,827,200 68,791,536 148,630,680 296,780,814 146,821,653 147,148,749 146,192,508 146,208,420 57 Cumulative Federal Grants 1,355,220,341 1,424,011,877 1,572,642,557 1,869,423,371 2,016,245,024 2,163,393,773 2,309,586,281 2,455,794,701 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 27,070,452 43,858,760 540,079 74,791,916 79,822,287 0 65,374,637 82,365,020 63 Second Quarter Outlays 115,458,740 35,642,658 1,933,607 104,021,965 93,748,400 59,110,143 81,961,661 63,899,259 64 Third Quarter Outlays 32,736,691 21,790,052 0 0 0 0 0 0 65 Fourth Quarter Outlays 61,055,152 43,800,749 1,060,808 82,374,290 91,299,776 0 0 2,162,813 66 *Total Annual Outlays 236,321,035 145,092,219 3,534,494 261,188,171 264,870,463 59,110,143 147,336,298 148,427,092 67 Cumulative Outlays 1,272,789,621 1,417,881,840 1,421,416,334 1,682,604,505 1,947,474,968 2,006,585,111 2,153,921,409 2,302,348,501 For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Outlays (Dollars) 68 *Annual 216,820,309 162,346,622 46,274,435 179,874,689 255,944,977 150,409,919 147,336,298 146,264,279 69 "Cumulative 1,211,734,469 1,374,081,091 1,420,355,526 1,600,230,215 1,856,175,192 2,006,585,111 2,153,921,409 2,300,185,688 * Calculated values. ** Includes funds received from the Disaster Relief Appropriations Act of 2013 Page 3 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York For Federal Fiscal Year Ending September 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Federal Grants (Dollars) 52 Date of Last Award in the Year 03/30/05 05/03/06 07/30/07 05/14/08 09/16/09 08/25/10 05/19/11 09/25/12 53 Title II Funds 0 0 0 0 0 0 64,244,506 1,204,222 54 Title VI - Current Year's Appropriation 118,939,293 96,656,373 118,135,611 75,108,221 75,109,023 224,898,000 162,993,000 156,001,000 55 **Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 432,564,200 0 0 0 56 *Total Annual Federal Grants 118,939,293 96,656,373 118,135,611 75,108,221 507,673,223 224,898,000 227,237,506 157,205,222 57 Cumulative Federal Grants 2,574,733,994 2,671,390,367 2,789,525,978 2,864,634,199 3,372,307,422 3,597,205,422 3,824,442,928 3,981,648,150 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 0 0 0 0 14,456,771 41,543,516 0 63 Second Quarter Outlays 144,021,659 125,130,188 99,654,538 118,443,095 75,108,221 83,635,046 187,292,450 199,211,389 64 Third Quarter Outlays 0 0 0 0 0 35,687,642 38,418,627 0 65 Fourth Quarter Outlays 0 0 0 0 866,569 47,334,926 18,581,511 0 66 *Total Annual Outlays 144,021,659 125,130,188 99,654,538 118,443,095 75,974,790 181,114,386 285,836,103 199,211,389 67 Cumulative Outlays 2,446,370,160 2,571,500,348 2,671,154,886 2,789,597,981 2,865,572,771 3,046,687,157 3,332,523,260 3,531,734,649 For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Outlays (Dollars) 68 *Annual 146,184,472 125,130,188 99,654,538 118,443,095 75,108,221 134,646,029 314,589,518 217,792,900 69 "Cumulative 2,446,370,160 2,571,500,348 2,671,154,886 2,789,597,981 2,864,706,202 2,999,352,231 3,313,941,749 3,531,734,649 * Calculated values. ** Includes funds received from the Disaster Relief Appropriations Act of 2013 Page 4 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York For Federal Fiscal Year Ending September 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Federal Grants (Dollars) 52 Date of Last Award in the Year 09/16/13 09/24/14 07/09/15 06/08/16 08/01/17 07/03/18 06/14/19 04/13/20 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 147,369,000 154,748,000 153,965,000 147,479,000 146,343,000 177,159,000 175,375,000 175,401,000 55 **Title VI - Prior Year's Appropriation 0 283,148,145 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 147,369,000 437,896,145 153,965,000 147,479,000 146,343,000 177,159,000 175,375,000 175,401,000 57 Cumulative Federal Grants 4,129,017,150 4,566,913,295 4,720,878,295 4,868,357,295 5,014,700,295 5,191,859,295 5,367,234,295 5,542,635,295 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 0 0 149,029,103 140,269,263 144,302,167 3,076,052 8,417,955 63 Second Quarter Outlays 213,206,042 147,369,000 154,748,000 9,403,074 16,327,109 7,186,014 200,132,770 180,770,104 64 Third Quarter Outlays 17,443,043 0 0 0 0 0 0 3,151,850 65 Fourth Quarter Outlays 124,730,055 0 0 2,028,080 3,285,806 17,555,706 20,188,291 0 66 *Total Annual Outlays 355,379,141 147,369,000 154,748,000 160,460,257 159,882,178 169,043,886 223,397,113 192,339,909 67 Cumulative Outlays 3,887,113,790 4,034,482,790 4,189,230,790 4,349,691,047 4,509,573,225 4,678,617,111 4,902,014,224 5,094,354,133 For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Outlays (Dollars) 68 *Annual 230,649,085 272,099,055 154,748,000 158,432,177 158,624,452 154,773,987 220,764,527 212,528,200 69 "Cumulative 3,762,383,734 4,034,482,790 4,189,230,790 4,347,662,967 4,506,287,419 4,661,061,405 4,881,825,933 5,094,354,133 * Calculated values. ** Includes funds received from the Disaster Relief Appropriations Act of 2013 Page 5 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 0 0 0 0 211,797,729 211,797,729 226,524,177 438,321,906 214,461,720 652,783,626 0 652,783,626 212,150,961 864,934,587 267,590,268 1,132,524,855 142,868,286 1,275,393,141 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 0 0 0 0 211,797,729 211,797,729 226,524,177 438,321,906 214,461,720 652,783,626 0 652,783,626 212,150,961 864,934,587 267,590,268 1,132,524,855 142,868,286 1,275,393,141 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 0 0 0 0 42,359,546 42,359,546 45,304,835 87,664,381 42,892,344 130,556,725 42,430,192 172,986,917 26,327,624 199,314,541 27,190,429 226,504,970 28,573,655 255,078,625 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative - - 20% 20% 20% 20% 20% 20% 26% 12% 23% 10% 20% 20% 20% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative - - 179% 179% 30% 50% 18% 31% 24% 29% 36% 30% 29% 30% 12% 26% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred * Calculated values. Page 6 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 0 148,618,736 148,630,680 148,642,461 294,960,006 147,148,749 146,192,508 146,208,420 71 "Cumulative 1,275,393,141 1,424,011,877 1,572,642,557 1,721,285,018 2,016,245,024 2,163,393,773 2,309,586,281 2,455,794,701 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 0 148,618,736 148,630,680 148,642,461 294,960,006 147,148,749 146,192,508 146,208,420 75 Cumulative 1,275,393,141 1,424,011,877 1,572,642,557 1,721,285,018 2,016,245,024 2,163,393,773 2,309,586,281 2,455,794,701 Total State Contributions (Dollars) 76 *Annual 0 29,723,747 29,726,136 29,728,492 58,992,002 29,429,750 29,238,502 29,256,084 77 Cumulative 255,078,625 284,802,372 314,528,508 344,257,000 403,249,002 432,678,752 461,917,254 491,173,338 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual - 20% 20% 20% 20% 20% 20% 20% 79 Cumulative 20% 20% 20% 20% 20% 20% 20% 20% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 0% 18% 64% 17% 23% 20% 20% 20% 79a Cumulative 21% 21% 22% 22% 22% 22% 21% 21% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 -49,981,206 -16,197,885 -16,264,842 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 -49,981,206 -16,197,885 -16,264,842 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 -49,981,206 -66,179,091 -82,443,933 -82,443,933 -82,443,933 * Calculated values. Page 7 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 118,939,293 2,574,733,994 96,656,373 2,671,390,367 0 2,671,390,367 193,243,832 2,864,634,199 465,865,234 3,330,499,433 41,807,989 3,372,307,422 452,135,506 3,824,442,928 156,001,000 3,980,443,928 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 118,939,293 2,574,733,994 96,656,373 2,671,390,367 0 2,671,390,367 193,243,832 2,864,634,199 465,865,234 3,330,499,433 41,807,989 3,372,307,422 452,135,506 3,824,442,928 156,001,000 3,980,443,928 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 23,787,859 514,961,197 19,331,275 534,292,472 0 534,292,472 38,648,766 572,941,238 6,660,207 579,601,445 8,361,598 587,963,043 44,979,600 632,942,643 45,447,502 678,390,145 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative 20% 20% 20% 20% 20% 20% 20% 20% 20% 20% 20% 10% 19% 29% 19% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative 16% 21% 15% 21% 0% 20% 33% 21% 9% 20% 11% 20% 30% 20% 26% 21% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 -82,443,933 0 0 0 -82,443,933 0 0 0 -82,443,933 0 0 0 -82,443,933 0 0 0 -82,443,933 0 0 0 -82,443,933 0 0 0 -82,443,933 0 0 0 -82,443,933 * Calculated values. Page 8 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 1,204,222 3,981,648,150 147,369,000 4,129,017,150 437,896,145 4,566,913,295 301,444,000 4,868,357,295 0 4,868,357,295 146,343,000 5,014,700,295 352,534,000 5,367,234,295 175,401,000 5,542,635,295 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 1,204,222 3,981,648,150 147,369,000 4,129,017,150 437,896,145 4,566,913,295 301,444,000 4,868,357,295 0 4,868,357,295 146,343,000 5,014,700,295 352,534,000 5,367,234,295 175,401,000 5,542,635,295 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 31,441,044 709,831,189 86,103,429 795,934,618 30,949,600 826,884,218 30,793,000 857,677,218 29,495,800 887,173,018 29,268,600 916,441,618 35,431,800 951,873,418 35,080,200 986,953,618 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative 2611% 20% 58% 22% 7% 20% 10% 19% 20% 20% 20% 10% 19% 20% 19% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative 14% 21% 32% 22% 20% 22% 19% 22% 19% 22% 19% 22% 16% 21% 17% 21% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 -82,443,933 0 0 0 -82,443,933 0 0 0 -82,443,933 0 0 0 -82,443,933 0 0 0 -82,443,933 0 0 0 -82,443,933 0 0 0 -82,443,933 0 0 0 -82,443,933 * Calculated values. Page 9 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 42,359,546 45,304,835 42,892,344 42,430,192 26,327,624 27,190,429 28,573,655 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 0 42,359,546 45,304,835 42,892,344 42,430,192 26,327,624 27,190,429 28,573,655 91 Cumulative Match Contribution 0 0 42,359,546 87,664,381 130,556,725 172,986,917 199,314,541 226,504,970 255,078,625 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 0 * Calculated values. Page 10 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 29,723,747 29,726,136 29,728,492 58,992,002 29,429,750 29,238,502 29,256,084 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 29,723,747 29,726,136 29,728,492 58,992,002 29,429,750 29,238,502 29,256,084 91 Cumulative Match Contribution 255,078,625 284,802,372 314,528,508 344,257,000 403,249,002 432,678,752 461,917,254 491,173,338 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 11 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 23,787,859 19,331,275 0 38,648,766 6,660,207 8,361,598 44,979,600 45,447,502 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 23,787,859 19,331,275 0 38,648,766 6,660,207 8,361,598 44,979,600 45,447,502 91 Cumulative Match Contribution 514,961,197 534,292,472 534,292,472 572,941,238 579,601,445 587,963,043 632,942,643 678,390,145 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 12 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 31,441,044 29,473,800 30,949,600 30,793,000 29,495,800 29,268,600 35,431,800 35,080,200 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 56,629,629 0 0 0 0 0 0 90 *Total Annual Match Contribution 31,441,044 86,103,429 30,949,600 30,793,000 29,495,800 29,268,600 35,431,800 35,080,200 91 Cumulative Match Contribution 709,831,189 795,934,618 826,884,218 857,677,218 887,173,018 916,441,618 951,873,418 986,953,618 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 13 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Binding Commitments 100 Annual Dollar Amount 0 0 166,500,000 475,981,585 472,202,928 86,466,037 926,353,003 457,477,321 570,555,683 101 "Cumulative Dollar Amount 0 0 166,500,000 642,481,585 1,114,684,513 1,201,150,550 2,127,503,553 2,584,980,874 3,155,536,557 102 Annual Number 0 0 1 31 38 20 57 83 72 103 Cumulative Number 0 0 1 32 70 90 147 230 302 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 0 0 166,500,000 369,655,677 428,707,399 79,372,196 240,124,884 271,277,803 317,814,095 105 Refinance Short-term Debt 0 0 0 106,325,908 43,495,529 7,093,841 686,228,119 135,177,350 100,587,742 106 Refinance Long-term Debt 0 0 0 0 0 0 0 51,022,168 152,153,846 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 0 0 166,500,000 475,981,585 472,202,928 86,466,037 926,353,003 457,477,321 570,555,683 110 Cumulative Assistance 0 0 166,500,000 642,481,585 1,114,684,513 1,201,150,550 2,127,503,553 2,584,980,874 3,155,536,557 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 0 0 1 17 23 11 54 60 36 112 Refinance Short-term Debt 0 0 0 14 15 9 3 15 22 113 Refinance Long-term Debt 0 0 0 0 0 0 0 8 14 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 0 0 1 31 38 20 57 83 72 117 Cumulative Number of Agreements 0 0 1 32 70 90 147 230 302 * Calculated values. Page 14 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Binding Commitments 100 Annual Dollar Amount 167,762,215 438,228,308 307,316,519 480,624,699 378,009,095 880,875,393 614,643,439 770,040,649 101 "Cumulative Dollar Amount 3,323,298,772 3,761,527,080 4,068,843,599 4,549,468,298 4,927,477,393 5,808,352,786 6,422,996,225 7,193,036,874 102 Annual Number 63 62 84 76 84 93 56 61 103 Cumulative Number 365 427 511 587 671 764 820 881 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 134,295,889 155,140,646 128,429,891 179,793,057 20,554,013 326,123,046 212,062,391 226,174,199 105 Refinance Short-term Debt 18,208,978 174,483,181 57,341,978 287,000,000 354,341,766 531,109,477 389,773,600 499,791,893 106 Refinance Long-term Debt 15,257,348 108,604,481 121,544,650 13,831,642 3,113,316 23,642,870 12,807,448 44,074,557 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 167,762,215 438,228,308 307,316,519 480,624,699 378,009,095 880,875,393 614,643,439 770,040,649 110 Cumulative Assistance 3,323,298,772 3,761,527,080 4,068,843,599 4,549,468,298 4,927,477,393 5,808,352,786 6,422,996,225 7,193,036,874 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 49 40 51 66 49 34 36 43 112 Refinance Short-term Debt 11 18 25 1 33 47 11 4 113 Refinance Long-term Debt 3 4 8 9 2 12 9 14 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 63 62 84 76 84 93 56 61 117 Cumulative Number of Agreements 365 427 511 587 671 764 820 881 * Calculated values. Page 15 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Binding Commitments 100 Annual Dollar Amount 749,620,976 704,782,125 622,338,205 542,372,826 471,348,217 1,058,0 88,991 512,162,265 382,842,580 101 "Cumulative Dollar Amount 7,942,657,850 8,647,439,975 9,269,778,180 9,812,151,006 10,283,499,223 11,341,588,214 11,853,750,479 12,236,593,059 102 Annual Number 40 31 23 42 22 141 38 63 103 Cumulative Number 921 952 975 1,017 1,039 1,180 1,218 1,281 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 147,752,890 87,494,020 120,978,364 150,509,142 73,224,573 727,995,068 212,331,667 350,875,423 105 Refinance Short-term Debt 580,506,566 606,588,713 499,943,655 388,911,309 396,520,018 327,679,464 298,529,298 28,206,918 106 Refinance Long-term Debt 21,361,520 10,699,392 1,416,186 2,952,375 1,603,626 2,414,459 1,301,300 3,760,239 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 749,620,976 704,782,125 622,338,205 542,372,826 471,348,217 1,058,0 88,991 512,162,265 382,842,580 110 Cumulative Assistance 7,942,657,850 8,647,439,975 9,269,778,180 9,812,151,006 ############ ############ ############ Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 17 11 14 25 14 117 29 42 112 Refinance Short-term Debt 12 15 6 15 6 17 8 14 113 Refinance Long-term Debt 11 5 3 2 2 7 1 7 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 40 31 23 42 22 141 38 63 117 Cumulative Number of Agreements 921 952 975 1,017 1,039 1,180 1,218 1,281 * Calculated values. Page 16 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Binding Commitments 100 Annual Dollar Amount 205,015,557 924,671,749 719,495,100 1,356,742,605 733,114,998 718,919,005 314,101,604 554,344,359 101 "Cumulative Dollar Amount 12,441,608,616 13,366,280,365 14,085,775,465 15,442,518,070 16,175,633,068 16,894,552,073 17,208,653,677 17,762,998,036 102 Annual Number 69 60 58 63 72 64 60 44 103 Cumulative Number 1,350 1,410 1,468 1,531 1,603 1,667 1,727 1,771 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 198,344,888 667,750,020 706,619,261 1,320,107,041 717,692,683 705,000,081 308,595,056 548,353,496 105 Refinance Short-term Debt 6,670,669 232,571,729 10,875,839 25,523,704 15,422,315 13,918,924 5,506,548 5,990,863 106 Refinance Long-term Debt 0 50,000 2,000,000 11,111,860 0 0 0 0 107 Guarantee/Purchase Insurance 0 24,300,000 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 205,015,557 924,671,749 719,495,100 1,356,742,605 733,114,998 718,919,005 314,101,604 554,344,359 110 Cumulative Assistance 12,441,608,616 13,366,280,365 14,085,775,465 15,442,518,070 16,175,633,068 16,894,552,073 17,208,653,677 17,762,998,036 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 59 38 51 40 65 55 52 39 112 Refinance Short-term Debt 10 20 6 20 7 9 8 5 113 Refinance Long-term Debt 0 1 1 3 0 0 0 0 114 Guarantee/Purchase Insurance 0 1 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 69 60 58 63 72 64 60 44 117 Cumulative Number of Agreements 1,350 1,410 1,468 1,531 1,603 1,667 1,727 1,771 * Calculated values. Page 17 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Assistance by Population Size (Dollars) 118 Less than 3,500 0 0 0 8,310,000 13,923,128 5,686,037 16,459,033 28,085,730 21,573,422 119 3,500 to 9,999 0 0 0 3,821,585 10,764,800 3,159,995 52,197,967 37,701,761 2,433,428 120 10,000 to 99,999 0 0 0 72,415,885 20,220,000 40,380,180 77,058,756 120,801,528 105,879,683 121 100,000 and Above 0 0 166,500,000 391,434,115 427,295,000 37,239,825 780,637,247 270,888,302 440,669,150 122 *Total Annual Assistance 0 0 166,500,000 475,981,585 472,202,928 86,466,037 926,353,003 457,477,321 570,555,683 123 Cumulative Assistance 0 0 166,500,000 642,481,585 1,114,684,513 1,201,150,550 2,127,503,553 2,584,980,874 3,155,536,557 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 0 0 0 8 17 8 18 28 23 125 3,500 to 9,999 0 0 0 6 7 3 17 13 6 126 10,000 to 99,999 0 0 0 12 9 6 17 24 32 127 100,000 and Above 0 0 1 5 5 3 5 18 11 128 *Total Annual Number of Agreements 0 0 1 31 38 20 57 83 72 129 Cumulative Number of Agreements 0 0 1 32 70 90 147 230 302 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 1,537,000 571,037 6,031,000 11,967,650 15,721,225 131 "Cumulative Dollar Amount 0 0 0 0 1,537,000 2,108,037 8,139,037 20,106,687 35,827,912 132 Annual Number of Assistance Agreements 0 0 0 0 3 5 8 12 11 133 Cumulative Number of Agreements 0 0 0 0 3 8 16 28 39 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 * Calculated values. Page 18 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Assistance by Population Size (Dollars) 118 Less than 3,500 23,542,278 27,311,779 40,841,438 30,557,571 34,808,154 49,203,811 36,763,848 44,263,848 119 3,500 to 9,999 16,112,193 10,676,242 13,094,712 11,093,120 20,221,629 35,067,601 15,479,869 20,996,336 120 10,000 to 99,999 84,119,919 76,389,562 59,520,514 78,543,249 106,718,513 112,409,694 41,141,479 66,478,187 121 100,000 and Above 43,987,825 323,850,725 193,859,855 360,430,759 216,260,799 684,194,287 521,258,243 638,302,278 122 *Total Annual Assistance 167,762,215 438,228,308 307,316,519 480,624,699 378,009,095 880,875,393 614,643,439 770,040,649 123 Cumulative Assistance 3,323,298,772 3,761,527,080 4,068,843,599 4,549,468,298 4,927,477,393 5,808,352,786 6,422,996,225 7,193,036,874 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 22 21 37 24 28 33 21 22 125 3,500 to 9,999 8 9 10 8 14 16 9 4 126 10,000 to 99,999 25 20 24 30 31 29 17 18 127 100,000 and Above 8 12 13 14 11 15 9 17 128 *Total Annual Number of Agreements 63 62 84 76 84 93 56 61 129 Cumulative Number of Agreements 365 427 511 587 671 764 820 881 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 37,922,465 18,922,690 20,641,528 25,436,225 23,474,600 22,387,397 9,489,428 28,527,492 131 "Cumulative Dollar Amount 73,750,377 92,673,067 113,314,595 138,750,820 162,225,420 184,612,817 194,102,245 222,629,737 132 Annual Number of Assistance Agreements 12 12 17 13 12 13 7 14 133 Cumulative Number of Agreements 51 63 80 93 105 118 125 139 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 19 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Assistance by Population Size (Dollars) 118 Less than 3,500 24,095,726 40,627,415 18,573,075 40,570,651 39,627,478 95,528,489 48,076,513 93,649,602 119 3,500 to 9,999 2,728,581 3,389,363 3,272,581 18,667,581 12,178,643 87,775,235 15,025,563 46,272,268 120 10,000 to 99,999 29,897,657 12,461,158 43,102,719 106,036,896 37,050,862 190,866,532 115,763,048 86,021,914 121 100,000 and Above 692,899,012 648,304,189 557,389,830 377,097,698 382,491,234 683,918,735 333,297,141 156,898,796 122 *Total Annual Assistance 749,620,976 704,782,125 622,338,205 542,372,826 471,348,217 1,058,088,991 512,162,265 382,842,580 123 Cumulative Assistance 7,942,657,850 8,647,439,975 9,269,778,180 9,812,151,006 i ############ Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 15 22 12 18 13 56 16 24 125 3,500 to 9,999 3 1 1 1 3 25 4 11 126 10,000 to 99,999 10 2 4 17 3 31 12 18 127 100,000 and Above 12 6 6 6 3 29 6 10 128 *Total Annual Number of Agreements 40 31 23 42 22 141 38 63 129 Cumulative Number of Agreements 921 952 975 1,017 1,039 1,180 1,218 1,281 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 19,391,444 28,639,721 28,640,833 19,750,805 26,403,146 38,175,323 43,440,127 66,742,508 131 "Cumulative Dollar Amount 242,021,181 270,660,902 299,301,735 319,052,540 345,455,686 383,631,009 427,071,136 493,813,644 132 Annual Number of Assistance Agreements 10 14 12 7 5 19 15 13 133 Cumulative Number of Agreements 149 163 175 182 187 206 221 234 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 20 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Assistance by Population Size (Dollars) 118 Less than 3,500 31,442,491 74,304,525 57,509,614 119,035,943 103,184,132 64,836,651 64,474,865 61,561,336 119 3,500 to 9,999 33,066,881 26,519,835 63,513,015 9,957,984 60,456,331 73,268,775 26,675,900 56,219,093 120 10,000 to 99,999 45,898,025 82,167,842 91,858,000 265,694,699 63,849,782 116,751,851 114,720,543 72,181,136 121 100,000 and Above 94,608,160 741,679,547 506,614,471 962,053,979 505,624,753 464,061,728 108,230,296 364,382,794 122 *Total Annual Assistance 205,015,557 924,671,749 719,495,100 1,356,742,605 733,114,998 718,919,005 314,101,604 554,344,359 123 Cumulative Assistance 12,441,608,616 13,366,280,365 14,085,775,465 15,442,518,070 16,175,633,068 16,894,552,073 17,208,653,677 17,762,998,036 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 21 31 18 20 23 17 23 14 125 3,500 to 9,999 9 6 13 8 10 15 9 12 126 10,000 to 99,999 30 10 15 21 21 21 16 14 127 100,000 and Above 9 13 12 14 18 11 12 4 128 *Total Annual Number of Agreements 69 60 58 63 72 64 60 44 129 Cumulative Number of Agreements 1,350 1,410 1,468 1,531 1,603 1,667 1,727 1,771 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 18,737,248 76,823,283 117,499,476 166,177,786 205,061,037 202,775,513 104,259,065 108,501,012 131 "Cumulative Dollar Amount 512,550,892 589,374,175 706,873,651 873,051,437 1,078,112,474 1,280,887,987 1,385,147,052 1,493,648,064 132 Annual Number of Assistance Agreements 21 24 18 49 35 43 25 17 133 Cumulative Number of Agreements 255 279 297 346 381 424 449 466 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 21 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 0 0 166,500,000 475,981,585 472,202,928 86,466,037 926,353,003 457,477,321 570,555,683 137 "Cumulative Dollar Amount 0 0 166,500,000 642,481,585 1,114,684,513 1,201,150,550 2,127,503,553 2,584,980,874 3,155,536,557 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 0 134,904,992 399,550,597 372,103,854 42,592,596 429,365,020 245,718,711 274,818,147 139 Advanced Treatment 0 0 0 0 11,620,000 40,000 8,263,921 27,904,289 18,443,777 140 Infiltration/Inflow 0 0 0 3,480,800 1,895,004 2,940,000 1,648,651 458,275 2,591,636 141 Sewer System Rehabilitation 0 0 0 500,000 24,687,523 9,560,000 296,715,999 7,525,861 12,958,580 142 New Collector Sewers 0 0 0 30,798,214 12,210,550 593,261 12,231,694 29,003,371 7,397,182 143 New Interceptors 0 0 31,595,008 22,721,974 30,121,711 28,965,000 24,324,949 24,728,212 48,463,150 144 CSO Correction 0 0 0 18,930,000 19,564,286 1,775,180 148,921,540 23,713,245 -4,917,222 144.1 *Total Annual Dollar Amount 0 0 166,500,000 475,981,585 472,202,928 86,466,037 921,471,774 359,051,964 359,755,250 144.2 Cumulative Dollar Amount 0 0 166,500,000 642,481,585 1,114,684,513 1,201,150,550 2,122,622,324 2,481,674,288 2,841,429,538 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 670,979 369,324 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 670,979 369,324 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 670,979 1,040,303 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 22 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 167,762,215 438,228,308 307,316,519 480,624,699 378,009,095 880,875,393 614,643,439 770,040,649 137 "Cumulative Dollar Amount 3,323,298,772 3,761,527,080 4,068,843,599 4,549,468,298 4,927,477,393 5,808,352,786 6,422,996,225 7,193,036,874 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 96,967,329 256,399,155 97,630,286 249,050,617 161,157,052 516,466,523 416,671,559 431,097,029 139 Advanced Treatment 2,426,464 64,968,528 31,355,970 21,608,825 5,623,721 54,519,148 7,170,271 5,049,345 140 Infiltration/Inflow 0 0 16,705,960 4,425,566 12,413,014 5,091,133 25,291,611 14,411,134 141 Sewer System Rehabilitation 6,789,087 19,204,181 26,043,035 43,236,323 14,320,753 57,651,433 16,730,834 14,493,692 142 New Collector Sewers 9,103,612 10,775,131 12,988,407 13,563,018 29,539,810 27,710,378 15,998,342 27,471,925 143 New Interceptors 3,428,300 3,659,242 41,664,889 1,898,746 11,847,465 6,894,412 6,185,824 7,422,424 144 CSO Correction 7,710,769 39,901,426 38,729,557 65,362,964 96,105,963 86,618,145 76,707,317 220,154,478 144.1 *Total Annual Dollar Amount 126,425,561 394,907,663 265,118,104 399,146,059 331,007,778 754,951,172 564,755,758 720,100,027 144.2 Cumulative Dollar Amount 2,967,855,099 3,362,762,762 3,627,880,866 4,027,026,925 4,358,034,703 5,112,985,875 5,677,741,633 6,397,841,660 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 501,157 828,080 0 13,159,039 11,823,254 446,547 191,244 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 501,157 828,080 0 13,159,039 11,823,254 446,547 191,244 0 145.4 Cumulative Dollar Amount 1,541,460 2,369,540 2,369,540 15,528,579 27,351,833 27,798,380 27,989,624 27,989,624 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 23 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 749,620,976 704,782,125 622,338,205 542,372,826 471,348,217 1,058,088,991 512,162,265 382,842,580 137 "Cumulative Dollar Amount 7,942,657,850 8,647,439,975 9,269,778,180 9,812,151,006 10,283,499,223 11,341,588,214 11,853,750,479 12,236,593,059 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 502,154,808 549,514,649 424,504,360 254,495,654 384,957,963 644,499,558 327,452,533 133,254,533 139 Advanced Treatment 31,848,663 1,583,268 64,637,174 27,342,504 14,766,886 125,583,654 67,025,558 68,939,150 140 Infiltration/Inflow 4,407,030 3,255,766 6,266,141 3,457,119 734,174 18,941,000 30,506,022 33,725,293 141 Sewer System Rehabilitation 46,973,684 7,483,261 2,489,283 55,306,396 4,194,542 51,567,796 24,261,577 24,479,879 142 New Collector Sewers 42,453,328 38,267,948 13,583,106 18,211,384 26,317,190 37,954,360 30,980,971 21,802,077 143 New Interceptors 2,308,910 8,736,068 1,812,147 6,969,977 3,435,305 55,876,174 10,673,594 6,085,856 144 CSO Correction 77,121,329 71,984,784 75,262,471 164,812,955 36,942,157 94,650,110 14,463,979 83,579,568 144.1 *Total Annual Dollar Amount 707,267,752 680,825,744 588,554,682 530,595,989 471,348,217 1,029,072,652 505,364,234 371,866,356 144.2 Cumulative Dollar Amount 7,105,109,412 7,785,935,156 8,374,489,838 8,905,085,827 9,376,434,044 ############ ############ ############ Stormwater (Dollars in each category) 145.1 Grey Infrastructure 135,753 379,252 0 0 0 9,810,959 0 5,727,500 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 135,753 379,252 0 0 0 9,810,959 0 5,727,500 145.4 Cumulative Dollar Amount 28,125,377 28,504,629 28,504,629 28,504,629 28,504,629 38,315,588 38,315,588 44,043,088 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 24 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 205,015,557 924,671,749 719,495,100 1,356,742,605 733,114,998 718,919,005 314,101,604 554,344,359 137 "Cumulative Dollar Amount 12,441,608,616 13,366,280,365 14,085,775,465 15,442,518,070 16,175,633,068 16,894,552,073 17,208,653,677 17,762,998,036 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 47,436,522 603,887,204 240,524,329 1,126,606,052 523,131,944 396,594,233 282,338,901 327,770,630 139 Advanced Treatment 81,945,986 103,492,948 99,113,021 29,586,874 10,945,763 52,848,383 7,072,026 82,988,539 140 Infiltration/Inflow 7,438,726 7,304,745 11,922,847 23,111,491 47,872,640 1,132,274 10,817,199 19,412,004 141 Sewer System Rehabilitation 12,150,203 24,628,789 56,299,258 33,939,224 30,692,520 137,753,832 -75,626,848 15,359,683 142 New Collector Sewers 2,221,611 60,837,655 29,797,647 49,447,837 38,349,787 13,443,451 14,132,494 29,915,646 143 New Interceptors 7,094,613 22,146,999 2,700,791 37,385,261 -2,633,750 19,874,859 21,548,690 201,575 144 CSO Correction 22,811,279 46,115,552 207,707,667 26,224,805 41,590,209 55,657,647 7,260,448 70,398,912 144.1 *Total Annual Dollar Amount 181,098,940 868,413,892 648,065,560 1,326,301,544 689,949,113 677,304,679 267,542,910 546,046,989 144.2 Cumulative Dollar Amount 11,463,836,226 12,332,250,118 12,980,315,678 14,306,617,222 14,996,566,335 15,673,871,014 15,941,413,924 16,487,460,913 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 20,405,136 38,379,498 55,125,667 24,954,800 0 4,446,179 265,863 0 145.2 Green Infrastructure 0 0 0 0 40,717,228 33,089,554 14,283,148 7,409,000 145.3 *Total Annual Dollar Amount 20,405,136 38,379,498 55,125,667 24,954,800 40,717,228 37,535,733 14,549,011 7,409,000 145.4 Cumulative Dollar Amount 64,448,224 102,827,722 157,953,389 182,908,189 223,625,417 261,161,150 275,710,161 283,119,161 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 427,470 27,484,683 888,370 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 427,470 27,484,683 888,370 146.4 Cumulative Dollar Amount 0 0 0 0 0 427,470 27,912,153 28,800,523 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 25 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 76,985,460 156 Marinas 0 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 50,355,731 160 Sanitary Landfills 0 0 0 0 0 0 4,881,229 97,754,378 83,089,918 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 4,881,229 97,754,378 210,431,109 165 Cumulative Dollar Amount 0 0 0 0 0 0 4,881,229 102,635,607 313,066,716 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 19,128,884 4,543,317 56,991,653 2,000,000 306,292,717 24,069,551 84,455,120 171 "Cumulative Dollar Amount 0 0 19,128,884 23,672,201 80,663,854 82,663,854 388,956,571 413,026,122 497,481,242 * Calculated values. Page 26 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 137,012 30,662,104 1,049,723 89,739,353 33,765,576 21,244,002 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 291,794 0 0 159 Storage Tanks 0 65,263 108,757 3,313,093 806,959 1,053,453 0 4,118,237 160 Sanitary Landfills 40,835,497 42,427,302 40,125,825 34,344,404 33,321,381 34,393,074 15,930,861 24,578,383 161 Hydromodification/Habitat Restoration 0 0 1,826,821 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 40,835,497 42,492,565 42,198,415 68,319,601 35,178,063 125,477,674 49,696,437 49,940,622 165 Cumulative Dollar Amount 353,902,213 396,394,778 438,593,193 506,912,794 542,090,857 667,568,531 717,264,968 767,205,590 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 6,718,700 148,322,014 104,200,735 149,180,086 74,666,623 341,612,790 335,813,041 391,550,793 171 "Cumulative Dollar Amount 504,199,942 652,521,956 756,722,691 905,902,777 980,569,400 1,322,182,190 1,657,995,231 2,049,546,024 * Calculated values. Page 27 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 5,796,071 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 17,329,598 0 0 0 0 0 647,410 1,154 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 1,731,429 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 19,899,148 23,577,129 31,460,834 10,045,408 0 12,712,606 5,360,640 3,852,070 161 Hydromodification/Habitat Restoration 4,988,725 0 2,322,689 0 0 696,703 789,981 1,395,500 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 42,217,471 23,577,129 33,783,523 11,776,837 0 19,205,380 6,798,031 5,248,724 165 Cumulative Dollar Amount 809,423,061 833,000,190 866,783,713 878,560,550 878,560,550 897,765,930 904,563,961 909,812,685 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 525,521,958 562,374,732 416,895,238 191,613,145 344,840,960 313,457,323 348,185,410 119,048,831 171 "Cumulative Dollar Amount 2,575,067,982 3,137,442,714 3,554,337,952 3,745,951,097 4,090,792,057 4,404,249,380 4,752,434,790 4,871,483,621 * Calculated values. Page 28 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 299,136 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 330,000 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 16,956,934 15,303,873 4,176,284 816,674 0 0 0 161 Hydromodification/Habitat Restoration 2,480,000 921,425 1,000,000 1,309,977 1,631,983 3,651,123 4,525,000 0 162 Individual/Decentralized Sewage Treatment 402,345 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 3,511,481 17,878,359 16,303,873 5,486,261 2,448,657 3,651,123 4,525,000 0 165 Cumulative Dollar Amount 913,324,166 931,202,525 947,506,398 952,992,659 955,441,316 959,092,439 963,617,439 963,617,439 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 89,328,214 186,136,725 258,733,592 67,702,248 554,320,418 373,783,109 58,982,648 342,909,863 171 "Cumulative Dollar Amount 4,960,811,835 5,146,948,560 5,405,682,152 5,473,384,400 6,027,704,818 6,401,487,927 6,460,470,575 6,803,380,438 * Calculated values. Page 29 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 0 3 27 29 14 66 46 122 173 Advanced Treatment 0 0 0 0 4 1 6 6 8 174 Infiltration/Inflow 0 0 0 2 4 2 3 2 4 175 Sewer System Rehabilitation 0 0 0 1 10 6 11 8 17 176 New Collector Sewers 0 0 0 6 11 3 16 18 15 177 New Interceptors 0 0 1 5 12 5 12 15 15 178 CSO Correction 0 0 0 2 4 1 5 6 11 178.1 *Total Annual Number 0 0 4 43 74 32 119 101 192 178.2 Cumulative Number 0 0 4 47 121 153 272 373 565 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 1 2 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 1 2 179.4 Cumulative Number 0 0 0 0 0 0 0 1 3 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 30 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 45 151 84 97 51 189 129 129 173 Advanced Treatment 5 18 7 8 10 33 13 8 174 Infiltration/Inflow 0 0 12 5 13 6 6 7 175 Sewer System Rehabilitation 11 22 26 21 19 43 21 18 176 New Collector Sewers 6 22 17 21 34 33 18 21 177 New Interceptors 2 9 21 3 10 8 2 7 178 CSO Correction 6 20 11 17 10 44 21 27 178.1 *Total Annual Number 75 242 178 172 147 356 210 217 178.2 Cumulative Number 640 882 1,060 1,232 1,379 1,735 1,945 2,162 Stormwater (Number in each category)** 179.1 Grey Infrastructure 2 1 0 16 4 4 1 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 2 1 0 16 4 4 1 0 179.4 Cumulative Number 5 6 6 22 26 30 31 31 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 31 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 71 25 26 18 7 76 21 26 173 Advanced Treatment 4 6 3 1 16 4 3 174 Infiltration/Inflow 8 4 3 4 2 16 5 8 175 Sewer System Rehabilitation 15 10 7 9 3 20 7 7 176 New Collector Sewers 15 21 10 9 9 22 12 9 177 New Interceptors 4 8 2 2 3 8 4 7 178 CSO Correction 13 3 2 0 7 4 10 178.1 *Total Annual Number 130 70 57 47 25 165 57 70 178.2 Cumulative Number 2,292 2,362 2,419 2,466 2,491 2,656 2,713 2,783 Stormwater (Number in each category)** 179.1 Grey Infrastructure 1 0 0 0 12 0 10 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 1 1 0 0 0 12 0 10 179.4 Cumulative Number 32 33 33 33 33 45 45 55 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 32 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 18 67 32 39 57 55 52 36 173 Advanced Treatment 7 7 8 4 8 7 9 8 174 Infiltration/Inflow 4 2 4 9 17 15 13 10 175 Sewer System Rehabilitation 3 8 13 17 16 21 31 12 176 New Collector Sewers 4 13 8 13 15 11 8 9 177 New Interceptors 2 5 0 7 4 7 7 1 178 CSO Correction 6 9 5 5 9 6 7 6 178.1 *Total Annual Number 44 111 70 94 126 122 127 82 178.2 Cumulative Number 2,827 2,938 3,008 3,102 3,228 3,350 3,477 3,559 Stormwater (Number in each category)** 179.1 Grey Infrastructure 30 13 19 12 0 5 1 0 179.2 Green Infrastructure 0 0 0 0 19 20 13 12 179.3 *Total Annual Number 30 13 19 12 19 25 14 12 179.4 Cumulative Number 85 98 117 129 148 173 187 199 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 11 5 4 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 11 5 4 180.4 Cumulative Number 0 0 0 0 0 11 16 20 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 33 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 4 188 Marinas 0 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 7 192 Sanitary Landfills 0 0 0 0 0 0 1 16 14 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 1 16 25 197 Cumulative Number 0 0 0 0 0 0 1 17 42 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 34 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 1 2 2 13 5 4 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 1 0 0 191 Storage Tanks 0 1 1 2 2 3 0 2 192 Sanitary Landfills 14 13 27 17 11 10 6 5 193 Hydromodification/Habitat Restoration 0 0 1 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 14 14 30 21 15 27 11 11 197 Cumulative Number 56 70 100 121 136 163 174 185 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 35 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 1 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 5 0 0 0 0 0 2 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 4 4 3 3 0 3 1 1 193 Hydromodification/Habitat Restoration 2 0 1 0 0 2 1 4 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 11 4 4 3 0 6 4 5 197 Cumulative Number 196 200 204 207 207 213 217 222 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 36 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 1 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 1 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 3 2 2 2 0 0 0 193 Hydromodification/Habitat Restoration 3 2 2 2 3 0 194 Individual/Decentralized Sewage Treatment 1 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 6 4 3 4 4 2 3 0 197 Cumulative Number 228 232 235 239 243 245 248 248 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 37 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 0 0 21 3,265,628 619,732,304 612,963,276 96,575,741 1,097,761,682 649,733,073 766,622,234 201 "Cumulative Dollar Amount 0 0 21 3,265,628 837,997,932 1,450,961,208 1,547,536,949 2,645,298,631 3,295,031,704 4,061,653,938 202 Annual Number of Assistance Agreements 0 0 2 18 33 15 55 62 130 203 Cumulative Number of Agreements 0 0 2 20 53 68 123 185 315 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 0 0 0 110,654,424 1,018,798,138 164,004,405 994,063,249 400,890,409 828,085,489 205 Cumulative Dollar Amount 0 0 0 110,654,424 1,129,452,562 1,293,456,967 2,287,520,216 2,688,410,625 3,516,496,114 206 Annual Number of Assistance Agreements 0 0 0 9 15 20 29 49 88 207 Cumulative Number of Agreements 0 0 0 9 24 44 73 122 210 * Calculated values. Page 38 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 132,348,867 444,202,642 357,589,121 582,197,653 260,111,873 928,628,290 683,148,341 927,327,470 201 "Cumulative Dollar Amount 4,194,002,805 4,638,205,447 4,995,794,568 5,577,992,221 5,838,104,094 6,766,732,384 7,449,880,725 8,377,208,195 202 Annual Number of Assistance Agreements 33 113 94 108 46 170 108 118 203 Cumulative Number of Agreements 348 461 555 663 709 879 987 1,105 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 384,846,863 566,065,048 422,087,822 541,295,598 383,357,956 774,377,961 650,660,093 492,192,766 205 Cumulative Dollar Amount 3,901,342,977 4,467,408,025 4,889,495,847 5,430,791,445 5,814,149,401 6,588,527,362 7,239,187,455 7,731,380,221 206 Annual Number of Assistance Agreements 66 95 99 120 59 146 111 97 207 Cumulative Number of Agreements 276 371 470 590 649 795 906 1,003 * Calculated values. Page 39 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 1,184,426,682 1,165,104,497 972,022,311 660,032,804 26,957,088 785,408,901 46,408,122 247,500,575 201 "Cumulative Dollar Amount 9,561,634,877 10,726,739,374 11,698,761,685 12,358,794,489 12,385,751,577 13,171,160,478 13,217,568,600 13,465,069,175 202 Annual Number of Assistance Agreements 94 77 56 35 1 60 9 12 203 Cumulative Number of Agreements 1,199 1,276 1,332 1,367 1,368 1,428 1,437 1,449 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 1,190,894,168 912,847,288 1,204,186,709 1,245,996,252 275,121,614 193,169,770 75,998,100 35,789,461 205 Cumulative Dollar Amount 8,922,274,389 9,835,121,677 11,039,308,386 12,285,304,638 12,560,426,252 12,753,596,022 12,829,594,122 12,865,383,583 206 Annual Number of Assistance Agreements 94 53 81 60 2 14 15 8 207 Cumulative Number of Agreements 1,097 1,150 1,231 1,291 1,293 1,307 1,322 1,330 * Calculated values. Page 40 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 43,851,140 142,224,546 98,631,605 488,398,417 694,431,119 1,022,288,161 735,039,233 651,210,190 201 "Cumulative Dollar Amount 13,508,920,315 13,651,144,861 13,749,776,466 14,238,174,883 14,932,606,002 15,954,894,163 16,689,933,396 17,341,143,586 202 Annual Number of Assistance Agreements 9 28 13 25 55 31 37 54 203 Cumulative Number of Agreements 1,458 1,486 1,499 1,524 1,579 1,610 1,647 1,701 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 52,394,821 683,897,600 260,226,628 241,692,242 297,600,768 461,981,652 333,758,219 594,931,180 205 Cumulative Dollar Amount 12,917,778,404 13,601,676,004 13,861,902,632 14,103,594,874 14,401,195,642 14,863,177,294 15,196,935,513 15,791,866,693 206 Annual Number of Assistance Agreements 6 25 29 16 37 12 22 58 207 Cumulative Number of Agreements 1,336 1,361 1,390 1,406 1,443 1,455 1,477 1,535 * Calculated values. Page 41 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 166,500,000 473,630,000 465,605,000 85,895,000 857,100,000 455,115,000 543,820,000 209 Net Leveraged Bonds Issued - Annual 0 0 147,141,257 425,096,220 424,766,186 83,086,909 813,113,356 447,071,281 508,276,528 210 Cost of Leveraged Bond Issuance - Annual 0 0 19,358,743 48,533,780 35,070,243 2,808,091 32,951,026 7,094,162 35,534,472 211 Leveraged Bond Principal Repaid - Annual 0 0 0 2,305,000 5,545,000 31,795,000 46,120,000 71,150,000 102,645,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 2,099,079 88,815,078 163,343,307 98,261,882 279,407,703 115,870,033 206,458,828 213 Balance at End of Reporting Period 0 0 2,099,079 90,914,157 254,257,464 352,519,346 631,927,049 747,797,082 954,255,910 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 166,500,000 640,130,000 1,105,735,000 1,191,630,000 2,048,730,000 2,503,845,000 3,047,665,000 217 *Net Leveraged Bonds Issued - Cumulative 0 0 147,141,257 572,237,477 997,003,663 1,080,090,572 1,893,203,928 2,340,275,209 2,848,551,737 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 19,358,743 67,892,523 102,962,766 105,770,857 138,721,883 145,816,045 181,350,517 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 2,305,000 7,850,000 39,645,000 85,765,000 156,915,000 259,560,000 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 166,500,000 637,825,000 1,097,885,000 1,151,985,000 1,962,965,000 2,346,930,000 2,788,105,000 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 0 30,710,000 69,360,000 74,016,000 89,046,000 149,958,000 155,558,000 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 0 30,710,000 69,360,000 74,016,000 89,046,000 149,958,000 155,558,000 231 "Cumulative 0 0 0 30,710,000 100,070,000 174,086,000 263,132,000 413,090,000 568,648,000 "Calculated Values Page 42 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 78,465,000 329,944,271 233,870,200 93,730,000 85,210,000 679,874,829 494,234,714 660,989,118 209 Net Leveraged Bonds Issued - Annual 76,481,104 312,963,265 232,122,059 92,937,273 84,793,886 662,236,381 485,854,123 662,255,392 210 Cost of Leveraged Bond Issuance - Annual 1,983,896 16,981,006 4,774,850 1,276,162 1,158,818 6,770,480 6,848,379 9,849,150 211 Leveraged Bond Principal Repaid - Annual 133,740,000 168,880,202 169,595,000 192,559,782 188,566,689 177,011,161 166,378,000 175,511,520 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 28,540,505 140,633,725 66,092,586 -25,721,741 -6,220,769 365,709,977 276,022,327 276,379,281 213 Balance at End of Reporting Period 982,796,415 1,123,430,140 1,189,522,726 1,163,800,985 1,157,580,216 1,523,290,193 1,799,312,520 2,075,691,801 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 25,305,000 0 0 0 17,321,000 46,077,833 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 3,126,130,000 3,456,074,271 3,689,944,471 3,783,674,471 3,868,884,471 4,548,759,300 5,042,994,014 5,703,983,132 217 *Net Leveraged Bonds Issued - Cumulative 2,925,032,841 3,237,996,106 3,470,118,165 3,563,055,438 3,647,849,324 4,310,085,705 4,795,939,828 5,458,195,220 218 *Cost of Leveraged Bond Issuance - Cumulative 183,334,413 200,315,419 205,090,269 206,366,431 207,525,249 214,295,729 221,144,108 230,993,258 219 "Leveraged Bond Principal Repaid - Cumulative 393,300,000 562,180,202 731,775,202 924,334,984 1,112,901,673 1,289,912,834 1,456,290,834 1,631,802,354 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 25,305,000 25,305,000 25,305,000 25,305,000 42,626,000 88,703,833 88,703,833 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 2,732,830,000 2,919,199,069 2,983,474,269 2,884,644,487 2,781,287,798 3,301,472,466 3,675,407,013 4,160,884,611 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 162,993,648 163,235,758 165,682,285 167,142,028 161,578,225 181,330,340 184,736,624 217,778,573 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 162,993,648 163,235,758 165,682,285 167,142,028 161,578,225 181,330,340 184,736,624 217,778,573 231 "Cumulative 731,641,648 894,877,406 1,060,559,691 1,227,701,719 1,389,279,944 1,570,610,284 1,755,346,908 1,973,125,481 "Calculated Values Page 43 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 849,986,905 675,406,012 592,830,000 398,155,000 296,545,000 276,215,000 203,650,000 75,065,000 209 Net Leveraged Bonds Issued - Annual 859,868,351 712,000,568 606,964,439 403,680,522 293,804,342 285,244,135 215,481,182 83,933,726 210 Cost of Leveraged Bond Issuance - Annual 12,474,041 9,501,613 8,414,734 5,804,720 4,067,904 4,341,352 2,951,841 1,195,159 211 Leveraged Bond Principal Repaid - Annual 196,128,639 239,807,331 237,552,355 252,484,279 255,422,733 289,253,000 297,935,000 297,020,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 217,637,676 114,112,928 78,797,858 -7,706,176 -24,905,446 -30,222,095 -288,020,541 -706,705,050 213 Balance at End of Reporting Period 2,293,329,477 2,407,442,405 2,486,240,263 2,478,534,087 2,453,628,641 2,423,406,546 2,135,386,005 1,428,680,955 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 -2,639,656 -1,865,000 0 0 -23,657,000 -126,320,000 -339,790,000 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 980,000 0 0 0 177,500 7,725,000 2,697,500 216 *Gross Leveraged Bonds Issued - Cumulative 6,553,970,037 7,229,376,049 7,822,206,049 8,220,361,049 8,516,906,049 8,793,121,049 8,996,771,049 9,071,836,049 217 *Net Leveraged Bonds Issued - Cumulative 6,318,063,571 7,030,064,139 7,637,028,578 8,040,709,100 8,334,513,442 8,619,757,577 8,835,238,759 8,919,172,485 218 *Cost of Leveraged Bond Issuance - Cumulative 243,467,299 252,968,912 261,383,646 267,188,366 271,256,270 275,597,622 278,549,463 279,744,622 219 "Leveraged Bond Principal Repaid - Cumulative 1,827,930,993 2,067,738,324 2,305,290,679 2,557,774,958 2,813,197,691 3,102,450,691 3,400,385,691 3,697,405,691 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 88,703,833 86,064,177 84,199,177 84,199,177 84,199,177 60,542,177 -65,777,823 -405,567,823 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 980,000 980,000 980,000 980,000 1,157,500 8,882,500 11,580,000 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 4,814,742,877 5,247,701,902 5,601,114,547 5,746,785,268 5,787,907,535 5,751,212,535 5,530,607,535 4,968,862,535 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 255,061,056 263,606,411 281,783,515 292,551,510 300,603,687 311,508,948 294,989,931 269,595,092 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 255,061,056 263,606,411 281,783,515 292,551,510 300,603,687 311,508,948 294,989,931 269,595,092 231 "Cumulative 2,228,186,537 2,491,792,948 2,773,576,463 3,066,127,973 3,366,731,660 3,678,240,608 3,973,230,539 4,242,825,631 "Calculated Values Page 44 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 50,790,000 98,330,000 129,160,000 420,660,000 268,235,000 375,890,000 260,515,000 119,425,000 209 Net Leveraged Bonds Issued - Annual 57,130,702 105,059,811 107,886,959 346,998,986 299,735,059 423,765,275 300,333,947 142,229,713 210 Cost of Leveraged Bond Issuance - Annual 899,969 1,722,859 2,410,576 6,201,939 7,991,308 5,920,383 4,545,576 1,820,287 211 Leveraged Bond Principal Repaid - Annual 265,115,000 248,945,000 251,585,000 250,075,000 259,950,000 271,710,000 275,950,000 274,060,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change -165,683,547 -190,250,865 -18,603,690 -254,157,504 -48,830,176 -49,626,010 -60,094,163 -70,199,167 213 Balance at End of Reporting Period 1,262,997,408 1,072,746,543 1,054,142,853 799,985,349 751,155,173 701,529,163 641,435,000 571,235,833 214 Net Change in Gross Bonds Resulting from Refunding - Annual -131,615,000 -114,470,000 -77,560,000 -45,080,000 -38,650,000 0 -36,670,000 -41,995,000 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 1,291,000 172,500 0 3,839,475 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 9,122,626,049 9,220,956,049 9,350,116,049 9,770,776,049 10,039,011,049 10,414,901,049 10,675,416,049 10,794,841,049 217 *Net Leveraged Bonds Issued - Cumulative 8,976,303,187 9,081,362,998 9,189,249,957 9,536,248,943 9,835,984,002 10,259,749,277 10,560,083,224 10,702,312,937 218 *Cost of Leveraged Bond Issuance - Cumulative 280,644,591 282,367,450 284,778,026 290,979,965 298,971,273 304,891,656 309,437,232 311,257,519 219 "Leveraged Bond Principal Repaid - Cumulative 3,962,520,691 4,211,465,691 4,463,050,691 4,713,125,691 4,973,075,691 5,244,785,691 5,520,735,691 5,794,795,691 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative -537,182,823 -651,652,823 -729,212,823 -774,292,823 -812,942,823 -812,942,823 -849,612,823 -891,607,823 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 12,871,000 13,043,500 13,043,500 16,882,975 16,882,975 16,882,975 16,882,975 16,882,975 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 4,622,922,535 4,357,837,535 4,157,852,535 4,283,357,535 4,252,992,535 4,357,172,535 4,305,067,535 4,108,437,535 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 238,689,001 234,151,883 231,701,820 214,187,364 213,429,785 225,051,309 220,405,382 207,378,559 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 238,689,001 234,151,883 231,701,820 214,187,364 213,429,785 225,051,309 220,405,382 207,378,559 231 "Cumulative 4,481,514,632 4,715,666,515 4,947,368,335 5,161,555,699 5,374,985,484 5,600,036,793 5,820,442,175 6,027,820,734 "Calculated Values Page 45 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Project Assistance Disbursed 232 Annual 0 0 42,584,280 321,494,835 496,665,102 185,271,004 834,295,116 354,643,462 505,636,322 233 "Cumulative 0 0 42,584,280 364,079,115 860,744,217 1,046,015,221 1,880,310,337 2,234,953,799 2,740,590,121 CWSRF Loan Repayments 234 Principal Repayments - Annual 0 0 0 3,475,000 11,667,000 32,166,000 45,626,000 97,288,000 64,039,516 235 Interest Payments - Annual 0 0 0 27,850,763 57,080,736 50,980,333 59,528,095 105,622,901 102,759,232 236 *Principal and Interest - Annual 0 0 0 31,325,763 68,747,736 83,146,333 105,154,095 202,910,901 166,798,748 237 *Principal Repayments - Cumulative 0 0 0 3,475,000 15,142,000 47,308,000 92,934,000 190,222,000 254,261,516 238 Interest Payments - Cumulative 0 0 0 27,850,763 84,931,499 135,911,832 195,439,927 301,062,828 403,822,060 239 *Principal and Interest - Cumulative 0 0 0 31,325,763 100,073,499 183,219,832 288,373,927 491,284,828 658,083,576 240 Weighted Average Interest Rate on Loans 0.000 0.000 5.080 4.730 4.640 3.180 3.790 3.500 3.050 Interest Earnings on Investments 241 Annual 0 0 1,329,545 3,992,882 17,819,552 33,845,489 39,145,180 58,484,776 66,793,306 242 "Cumulative 0 0 1,329,545 5,322,427 23,141,979 56,987,468 96,132,648 154,617,424 221,410,730 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 0 0 667,221 4,149,242 4,192,935 5,194,047 3,329,428 4,278,821 3,466,540 244 "Cumulative 0 0 667,221 4,816,463 9,009,398 14,203,445 17,532,873 21,811,694 25,278,234 Expenses as a % of Capitalization Grants 245 *Annual - - 0.3% 1.8% 2.0% - 1.6% 1.6% 2.4% 246 "Cumulative - - 0.3% 1.1% 1.4% 2.2% 2.0% 1.9% 2.0% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 0 0 0 0 0 0 248 "Cumulative 0 0 0 0 0 0 0 0 0 * Calculated values. Page 46 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Project Assistance Disbursed 232 Annual 194,581,155 478,260,473 346,141,625 452,409,090 320,213,650 786,447,554 590,738,879 765,586,047 233 "Cumulative 2,935,171,276 3,413,431,749 3,759,573,374 4,211,982,464 4,532,196,114 5,318,643,668 5,909,382,547 6,674,968,594 CWSRF Loan Repayments 234 Principal Repayments - Annual 129,690,600 139,319,620 261,526,652 292,758,298 250,929,121 262,043,525 250,413,474 294,512,117 235 Interest Payments - Annual 101,639,931 94,469,324 82,200,255 99,626,449 104,190,472 103,388,329 94,253,399 124,544,293 236 *Principal and Interest - Annual 231,330,531 233,788,944 343,726,907 392,384,747 355,119,593 365,431,854 344,666,873 419,056,410 237 *Principal Repayments - Cumulative 383,952,116 523,271,736 784,798,388 1,077,556,686 1,328,485,807 1,590,529,332 1,840,942,806 2,135,454,923 238 Interest Payments - Cumulative 505,461,991 599,931,315 682,131,570 781,758,019 885,948,491 989,336,820 1,083,590,219 1,208,134,512 239 *Principal and Interest - Cumulative 889,414,107 1,123,203,051 1,466,929,958 1,859,314,705 2,214,434,298 2,579,866,152 2,924,533,025 3,343,589,435 240 Weighted Average Interest Rate on Loans 2.400 2.600 2.800 2.400 2.545 2.370 2.230 2.170 Interest Earnings on Investments 241 Annual 76,713,308 91,425,661 94,396,838 89,454,501 90,523,399 96,628,976 114,388,818 107,324,307 242 "Cumulative 298,124,038 389,549,699 483,946,537 573,401,038 663,924,437 760,553,413 874,942,231 982,266,538 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 6,110,470 4,416,438 5,437,868 5,511,268 5,751,558 5,212,041 6,121,186 5,933,824 244 "Cumulative 31,388,704 35,805,142 41,243,010 46,754,278 52,505,836 57,717,877 63,839,063 69,772,887 Expenses as a % of Capitalization Grants 245 *Annual - 3.0% 3.7% 3.7% 1.9% 3.5% 4.2% 4.1% 246 "Cumulative 2.5% 2.5% 2.6% 2.7% 2.6% 2.7% 2.8% 2.8% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 0 0 0 0 0 248 "Cumulative 0 0 0 0 0 0 0 0 * Calculated values. Page 47 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 801,113,406 7,476,082,000 238,671,688 147,371,515 386,043,203 748,962,539 8,225,044,539 278,337,778 144,096,862 422,434,640 661,492,959 8,886,537,498 367,532,744 154,453,643 521,986,387 455,489,950 9,342,027,448 376,730,704 159,393,905 536,124,609 494,566,381 9,836,593,829 276,441,422 163,713,106 440,154,528 468,175,155 10,304,768,984 313,823,900 175,383,639 489,207,539 786,564,749 11,091,333,733 341,590,114 169,306,598 510,896,712 386,867,020 11,478,200,753 363,730,630 151,373,489 515,104,119 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 2,374,126,611 1,355,506,027 3,729,632,638 2,652,464,389 1,499,602,889 4,152,067,278 3,019,997,133 1,654,056,532 4,674,053,665 3,396,727,837 1,813,450,437 5,210,178,274 3,673,169,259 1,977,163,543 5,650,332,802 3,986,993,159 2,152,547,182 6,139,540,341 4,328,583,273 2,321,853,780 6,650,437,053 4,692,313,903 2,473,227,269 7,165,541,172 240 Weighted Average Interest Rate on Loans 2.270 2.190 2.140 2.170 2.350 1.770 2.147 2.439 Interest Earnings on Investments 241 Annual 242 "Cumulative 124,553,143 1,106,819,681 175,671,889 1,282,491,570 157,351,019 1,439,842,589 157,184,464 1,597,027,053 145,406,772 1,742,433,825 144,621,405 1,887,055,230 130,839,819 2,017,895,049 159,727,374 2,177,622,423 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 5,736,083 75,508,970 7,429,070 82,938,040 7,464,052 90,402,092 5,094,406 95,496,498 3,004,329 98,500,827 5,040,949 103,541,776 8,176,098 111,717,874 14,081,038 125,798,912 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 4.8% 2.9% 7.7% 3.1% 3.4% 2.6% 3.3% 0.6% 3.0% 12.1% 3.1% 1.8% 2.9% 9.0% 3.2% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 0 0 0 0 0 0 3,295,262 3,295,262 8,101,218 11,396,480 3,665,905 15,062,385 987,983 16,050,368 -1,679,897 14,370,471 * Calculated values. Page 48 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 471,243,790 11,949,444,543 341,637,313 146,362,205 487,999,518 641,094,024 12,590,538,567 345,488,384 156,600,770 502,089,154 587,286,807 13,177,825,374 346,401,389 155,744,611 502,146,000 921,210,004 14,099,035,378 360,635,834 155,119,603 515,755,437 856,041,738 14,955,077,116 367,583,676 154,667,048 522,250,724 752,423,256 15,707,500,372 406,261,458 160,585,147 566,846,605 594,833,975 16,302,334,347 391,587,796 163,438,582 555,026,378 665,521,926 16,967,856,273 391,073,858 148,944,183 540,018,041 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 5,033,951,216 2,619,589,474 7,653,540,690 5,379,439,600 2,776,190,244 8,155,629,844 5,725,840,989 2,931,934,855 8,657,775,844 6,086,476,823 3,087,054,458 9,173,531,281 6,454,060,499 3,241,721,506 9,695,782,005 6,860,321,957 3,402,306,653 10,262,628,610 7,251,909,753 3,565,745,235 10,817,654,988 7,642,983,611 3,714,689,418 11,357,673,029 240 Weighted Average Interest Rate on Loans 1.062 1.974 1.673 1.650 0.950 1.520 1.570 1.170 Interest Earnings on Investments 241 Annual 242 "Cumulative 94,009,547 2,271,631,970 96,639,745 2,368,271,715 79,741,196 2,448,012,911 70,420,364 2,518,433,275 81,248,729 2,599,682,004 75,048,901 2,674,730,905 77,583,990 2,752,314,895 72,546,678 2,824,861,573 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 9,857,631 135,656,543 5,894,760 141,551,303 6,189,920 147,741,223 6,158,600 153,899,823 9,502,000 163,401,823 2,449,000 165,850,823 2,512,000 168,362,823 5,197,000 173,559,823 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 818.6% 3.4% 4.0% 3.4% 1.4% 3.2% 2.0% 3.2% 3.4% 1.7% 3.3% 0.7% 3.1% 3.0% 3.1% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 4,472,793 18,843,264 4,202,300 23,045,564 9,036,932 32,082,496 9,551,012 41,633,508 8,879,645 50,513,153 15,869,982 66,383,135 24,337,949 90,721,084 13,029,014 103,750,098 * Calculated values. Page 49 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 2,152,000 0 0 0 0 0 250 State Match Amount 0 107,600 0 0 0 0 0 251 Cumulative Total 0 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 2,259,600 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 2,259,600 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 0 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 256 Number of Projects Receiving Hardship Assistance - Annual 0 1 0 0 0 0 0 257 Cumulative 0 1 1 1 1 1 1 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 259 "Cumulative 0 0 0 0 0 0 0 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 261 Cumulative 0 0 0 0 0 0 0 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 263 Cumulative 0 0 0 0 0 0 0 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 0 0 0 0 0 0 0 * Calculated values. Page 50 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 1 1 1 1 1 1 1 1 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 0 0 0 0 0 0 0 0 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 0 0 0 0 0 0 0 0 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 0 0 0 0 0 0 0 0 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 0 0 0 0 0 0 0 0 * Calculated values. Page 51 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 2,259,600 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 1 1 1 1 1 1 1 1 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 0 0 0 0 0 0 0 0 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 0 0 0 0 0 0 0 0 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 0 0 0 0 0 0 0 0 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 0 0 0 0 0 0 0 0 * Calculated values. Page 52 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 0 267 Annual Dollar Amount 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 0 270 Annual Number of Loans 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 0 273 Annual Dollar Amount 0 0 0 0 0 0 274 Cumulative Dollar Amount 0 0 0 0 0 0 0 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 0 276 Annual Number of Grants 0 0 0 0 0 0 277 "Cumulative Number of Grants 0 0 0 0 0 0 0 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 0 0 0 0 0 0 279 *Dollar Amount of Loans and Grants - Cumulative 0 0 0 0 0 0 0 280 *Number of Loans and Grants - Annual 0 0 0 0 0 0 281 *Number of Loans and Grants - Cumulative 0 0 0 0 0 0 0 * Calculated values. Page 53 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 0 0 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 0 0 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 0 0 0 0 0 0 0 0 274 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 0 0 0 0 0 0 0 0 277 "Cumulative Number of Grants 0 0 0 0 0 0 0 0 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 0 0 0 0 0 0 0 0 279 *Dollar Amount of Loans and Grants - Cumulative 0 0 0 0 0 0 0 0 280 *Number of Loans and Grants - Annual 0 0 0 0 0 0 0 0 281 *Number of Loans and Grants - Cumulative 0 0 0 0 0 0 0 0 * Calculated values. Page 54 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 0 0 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 0 0 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 0 0 4,981,980 19,921,000 56,846,976 79,393,985 119,987,481 53,211,860 274 Cumulative Dollar Amount 0 0 4,981,980 24,902,980 81,749,956 161,143,941 281,131,422 334,343,282 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 0 0 1 11 27 51 64 39 277 "Cumulative Number of Grants 0 0 1 12 39 90 154 193 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 0 0 4,981,980 19,921,000 56,846,976 79,393,985 119,987,481 53,211,860 279 *Dollar Amount of Loans and Grants - Cumulative 0 0 4,981,980 24,902,980 81,749,956 161,143,941 281,131,422 334,343,282 280 *Number of Loans and Grants - Annual 0 0 1 11 27 51 64 39 281 *Number of Loans and Grants - Cumulative 0 0 1 12 39 90 154 193 * Calculated values. Page 55 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Funds Available for Projects 282 *Annual (New Funds) 283 "Cumulative 0 0 0 0 392,057,089 392,057,089 601,352,832 993,409,921 521,860,762 1,515,270,683 38,436,041 1,553,706,724 772,831,475 2,326,538,199 655,566,011 2,982,104,210 442,933,964 3,425,038,173 CWSRF Assistance as a % of Funds Available 284 *Annual 285 "Cumulative - - 42% 42% 79% 65% 90% 74% 225% 77% 120% 91% 70% 87% 129% 92% Outlays as a % of Capitalization Grants 286 *Annual 287 "Cumulative - - 11% 11% 67% 40% 113% 64% 91% 34% 77% 35% 67% 166% 78% Disbursements as a % of Funds Available 288 *Annual 289 "Cumulative - - 11% 11% 53% 37% 95% 57% 482% 67% 108% 81% 54% 75% 114% 80% Construction Starts as a % of Funds Available 290 *Annual 291 "Cumulative - - 56% 56% 103% 84% 117% 96% 251% 100% 142% 114% 99% 110% 173% 119% Initiation of Operations as a % of Funds Available 292 *Annual 293 "Cumulative - - 0% 0% 18% 11% 195% 75% 427% 83% 129% 98% 61% 90% 187% 103% Loan Principal Repayments as a % of Funds Available 294 *Annual 295 "Cumulative - - 0% 0% 1% 0% 2% 1% 84% 3% 6% 4% 15% 6% 14% 7% * Calculated values. Page 56 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Funds Available for Projects 282 *Annual (New Funds) 59,250,790 337,825,919 441,287,522 363,240,501 512,468,456 554,673,440 487,356,173 688,582,902 283 "Cumulative 3,484,288,963 3,822,114,882 4,263,402,404 4,626,642,904 5,139,111,360 5,693,784,800 6,181,140,973 6,869,723,875 CWSRF Assistance as a % of Funds Available 284 *Annual 283% 130% 70% 132% 74% 159% 126% 112% 285 "Cumulative 95% 98% 95% 98% 96% 102% 104% 105% Outlays as a % of Capitalization Grants 286 *Annual - 109% 31% 121% 87% 102% 101% 100% 287 "Cumulative 95% 96% 90% 93% 92% 93% 93% 94% Disbursements as a % of Funds Available 288 *Annual 328% 142% 78% 125% 62% 142% 121% 111 % 289 "Cumulative 84% 89% 88% 91% 88% 93% 96% 97% Construction Starts as a % of Funds Available 290 *Annual 223% 131% 81% 160% 51% 167% 140% 135% 291 "Cumulative 120% 121% 117% 121% 114% 119% 121% 122% Initiation of Operations as a % of Funds Available 292 *Annual 650% 168% 96% 149% 75% 140% 134% 71% 293 "Cumulative 112% 117% 115% 117% 113% 116% 117% 113% Loan Principal Repayments as a % of Funds Available 294 *Annual 219% 41% 59% 81% 49% 47% 51% 43% 295 "Cumulative 11% 14% 18% 23% 26% 28% 30% 31% * Calculated values. Page 57 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Funds Available for Projects 282 *Annual (New Funds) 839,606,906 803,721,820 688,168,117 783,822,827 802,135,500 396,852,993 1,023,618,009 1,091,366,139 283 "Cumulative 7,709,330,781 8,513,052,601 9,201,220,718 9,985,043,545 10,787,179,045 11,184,032,038 12,207,650,047 13,299,016,186 CWSRF Assistance as a % of Funds Available 284 *Annual 89% 88% 90% 69% 59% 267% 50% 35% 285 "Cumulative 103% 102% 101% 98% 95% 101% 97% 92% Outlays as a % of Capitalization Grants 286 *Annual 123% 129% - 61% 16% 322% 70% 140% 287 "Cumulative 95% 96% 100% 97% 86% 89% 87% 89% Disbursements as a % of Funds Available 288 *Annual 95% 93% 96% 58% 62% 118% 77% 35% 289 "Cumulative 97% 97% 97% 94% 91% 92% 91% 86% Construction Starts as a % of Funds Available 290 *Annual 141 % 145% 141 % 84% 3% 198% 5% 23% 291 "Cumulative 124% 126% 127% 124% 115% 118% 108% 101% Initiation of Operations as a % of Funds Available 292 *Annual 142% 114% 175% 159% 34% 49% 7% 3% 293 "Cumulative 116% 116% 120% 123% 116% 114% 105% 97% Loan Principal Repayments as a % of Funds Available 294 *Annual 28% 35% 53% 48% 34% 79% 33% 33% 295 "Cumulative 31% 31% 33% 34% 34% 36% 35% 35% * Calculated values. Page 58 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Funds Available for Projects 282 *Annual (New Funds) 283 "Cumulative 332,325,410 13,631,341,596 638,347,861 14,269,689,457 676,420,924 14,946,110,381 1,039,409,692 15,985,520,073 508,180,703 16,493,700,776 788,283,362 17,281,984,138 870,547,536 18,152,531,674 547,020,200 18,699,551,874 CWSRF Assistance as a % of Funds Available 284 *Annual 285 "Cumulative 62% 91% 145% 94% 106% 94% 131% 97% 144% 98% 91% 98% 36% 95% 101% 95% Outlays as a % of Capitalization Grants 286 *Annual 287 "Cumulative 19153% 94% 185% 98% 35% 92% 53% 89% 93% 106% 93% 63% 91% 121% 92% Disbursements as a % of Funds Available 288 *Annual 289 "Cumulative 142% 88% 100% 88% 87% 88% 89% 88% 168% 91% 95% 91% 68% 90% 122% 91% Construction Starts as a % of Funds Available 290 *Annual 291 "Cumulative 13% 99% 22% 96% 15% 92% 47% 89% 137% 91% 130% 92% 84% 92% 119% 93% Initiation of Operations as a % of Funds Available 292 *Annual 293 "Cumulative 16% 95% 107% 95% 38% 93% 23% 88% 59% 87% 59% 86% 38% 84% 109% 84% Loan Principal Repayments as a % of Funds Available 294 *Annual 295 "Cumulative 103% 37% 54% 38% 51% 38% 35% 38% 72% 39% 52% 40% 45% 40% 71% 41% * Calculated values. Page 59 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Disbursements as a % of CWSRF Assistance 296 *Annual 297 "Cumulative - 26% 26% 68% 57% 105% 77% 214% 87% 90% 88% 78% 86% 89% 87% Construction Starts as a % of CWSRF Assistance 298 *Annual 299 "Cumulative - 131% 131% 130% 130% 130% 130% 112% 129% 119% 124% 142% 127% 134% 129% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 301 "Cumulative - 0% 0% 23% 17% 216% 101% 190% 108% 107% 108% 88% 104% 145% 111 % Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 303 "Cumulative - 0% 0% 1% 1% 2% 1% 37% 4% 5% 4% 21% 7% 11% 8% Initiation of Operations as a % of Construction Starts 304 *Annual 305 "Cumulative - 0% 0% 18% 13% 166% 78% 170% 84% 91% 86% 62% 82% 108% 87% * Calculated values. Page 60 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Disbursements as a % of CWSRF Assistance 296 *Annual 116% 109% 113% 94% 85% 89% 96% 99% 297 "Cumulative 88% 91% 92% 93% 92% 92% 92% 93% Construction Starts as a % of CWSRF Assistance 298 *Annual 79% 101% 116% 121% 69% 105% 111 % 120% 299 "Cumulative 126% 123% 123% 123% 118% 117% 116% 116% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 229% 129% 137% 113% 101% 88% 106% 64% 301 "Cumulative 117% 119% 120% 119% 118% 113% 113% 107% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 77% 32% 85% 61% 66% 30% 41% 38% 303 "Cumulative 12% 14% 19% 24% 27% 27% 29% 30% Initiation of Operations as a % of Construction Starts 304 *Annual 291% 127% 118% 93% 147% 83% 95% 53% 305 "Cumulative 93% 96% 98% 97% 100% 97% 97% 92% * Calculated values. Page 61 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Disbursements as a % of CWSRF Assistance 296 *Annual 107% 106% 106% 84% 105% 44% 154% 101% 297 "Cumulative 94% 95% 96% 95% 96% 91% 94% 94% Construction Starts as a % of CWSRF Assistance 298 *Annual 158% 165% 156% 122% 6% 74% 9% 65% 299 "Cumulative 120% 124% 126% 126% 120% 116% 112% 110% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 159% 130% 193% 230% 58% 18% 15% 9% 301 "Cumulative 112% 114% 119% 125% 122% 112% 108% 105% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 32% 39% 59% 69% 59% 30% 67% 95% 303 "Cumulative 30% 31% 33% 35% 36% 35% 37% 38% Initiation of Operations as a % of Construction Starts 304 *Annual 101% 78% 124% 189% 1021% 25% 164% 14% 305 "Cumulative 93% 92% 94% 99% 101% 97% 97% 96% * Calculated values. Page 62 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Disbursements as a % of CWSRF Assistance 296 *Annual 230% 69% 82% 68% 117% 105% 189% 120% 297 "Cumulative 96% 94% 94% 91% 92% 93% 95% 96% Construction Starts as a % of CWSRF Assistance 298 *Annual 21% 15% 14% 36% 95% 142% 234% 117% 299 "Cumulative 109% 102% 98% 92% 92% 94% 97% 98% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 26% 74% 36% 18% 41% 64% 106% 107% 301 "Cumulative 104% 102% 98% 91% 89% 88% 88% 89% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 167% 37% 48% 27% 50% 57% 125% 71% 303 "Cumulative 40% 40% 41% 39% 40% 41% 42% 43% Initiation of Operations as a % of Construction Starts 304 *Annual 119% 481% 264% 49% 43% 45% 45% 91% 305 "Cumulative 96% 100% 101% 99% 96% 93% 91% 91% * Calculated values. Page 63 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative - 180% 180% 211% 206% 206% 206% 107% 177% 1147% 283% 379% 295% 213% 275% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative - 42% 42% 79% 65% 90% 74% 225% 77% 120% 91% 70% 87% 129% 92% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative - 26% 26% 68% 57% 105% 77% 214% 87% 90% 88% 78% 86% 89% 87% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - -80,514,911 -80,514,911 -32% 210,909,895 130,394,984 25% 211,765,045 342,160,029 44% 32,855,023 375,015,052 45% 687,227,181 1,062,242,233 100% 133,112,558 1,195,354,791 88% 429,439,419 1,624,794,211 106% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 0 0 0 0 1,329,545 1,329,545 0.5% 1,133,645 2,463,190 0.5% 5,540,288 8,003,478 1.0% 10,809,822 18,813,300 2.3% 9,627,275 28,440,575 2.7% 14,149,677 42,590,252 3.1% 13,994,538 56,584,790 3.7% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 64 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 90% 242% 295% 248% 748% 265% 252% 263% 125% 244% 523% 265% 401% 274% 523% 290% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 283% 95% 130% 98% 70% 95% 132% 98% 74% 96% 159% 102% 126% 104% 112% 105% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 116% 88% 109% 91% 113% 92% 94% 93% 85% 92% 89% 92% 96% 92% 99% 93% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 156,452,024 1,781,246,235 116% 272,731,929 2,053,978,164 120% 32,058,470 2,086,036,634 111 % 236,043,212 2,322,079,847 112% -43,444,706 2,278,635,141 94% 622,728,357 2,901,363,498 112% 337,119,062 3,238,482,560 117% 467,333,858 3,705,816,418 126% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 15,359,591 71,944,381 4.7% 22,659,227 94,603,608 5.5% 10,914,808 105,518,416 5.6% 21,938,922 127,457,338 6.2% 33,135,646 160,592,984 6.6% 18,686,965 179,279,949 6.9% 23,905,593 203,185,542 7.3% 14,090,027 217,275,569 7.4% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 65 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 548% 306% 599% 320% 664% 333% 385% 335% 658% 343% 348% 344% 250% 335% 178% 325% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 89% 103% 88% 102% 90% 101% 69% 98% 59% 95% 267% 101% 50% 97% 35% 92% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 107% 94% 106% 95% 106% 96% 84% 95% 105% 96% 44% 91% 154% 94% 101% 94% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 552,244,745 4,258,061,163 138% 497,967,945 4,756,029,108 148% 462,336,669 5,218,365,777 163% 169,936,697 5,388,302,474 157% -12,077,495 5,376,224,979 137% 976,524,728 6,352,749,707 160% -15,679,021 6,337,070,686 142% 79,417,717 6,416,488,403 138% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 16,863,602 234,139,171 7.6% 56,162,340 290,301,511 9.1% 30,021,147 320,322,658 10.0% 24,026,859 344,349,517 10.0% 8,516,191 352,865,708 9.0% 8,496,096 361,361,804 10.2% 5,156,486 366,518,290 9.2% 41,505,771 408,024,061 9.9% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 0 0 0 40,489,821 0 388,457,469 428,947,290 428,947,290 2,000,000 0 22,680,284 24,680,284 453,627,574 11,606,942 0 53,629,058 65,236,000 518,863,574 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 0 0 0 0 0 0 27,888,620 105,200,109 2,593,633 18,933,328 154,615,689 154,615,689 0 17,075,230 0 0 17,075,230 171,690,919 6,047,900 40,482,195 33,000 563,886 47,126,981 218,817,900 * Calculated values. Page 66 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of New York Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Financial Indicators Federal Return on Investment 306 *Annual 204% 236% 380% 581% 540% 486% 269% 313% 307 "Cumulative 318% 312% 315% 324% 332% 337% 334% 333% Executed Loans as a % of Funds Available 308 *Annual 62% 145% 106% 131% 144% 91% 36% 101% 309 Cumulative 91% 94% 94% 97% 98% 98% 95% 95% Disbursements as a % of Executed Loans 310 *Annual 230% 69% 82% 68% 117% 105% 189% 120% 311 Cumulative 96% 94% 94% 91% 92% 93% 95% 96% Additional Loans Made Due to Leveraging 312 *Annual 94,213,396 581,462,064 169,564,825 914,649,928 573,499,530 404,026,928 -196,017,822 219,753,039 313 Cumulative 6,510,701,799 7,092,163,863 7,261,728,688 8,176,378,616 8,749,878,146 9,153,905,074 8,957,887,252 9,177,640,291 314 Cumulative Additional Loans as a % of Contributed Capital 139% 144% 135% 143% 152% 154% 142% 141 % Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 1,682,751 19,088,632 3,783,987 11,352,603 22,485,992 10,582,739 20,617,190 14,112,302 319 Cumulative 409,706,812 428,795,444 432,579,431 443,932,034 466,418,026 477,000,765 497,617,955 511,730,257 320 Cumulative Retained Earnings as a % of Contributed Capital 9.9% 9.9% 9.0% 8.7% 9.3% 9.2% 8.9% 8.9% Subsidy Information from CBR as of Report Date 321 Grant Amount 37,504,195 32,018,533 12,374,376 31,547,955 89,147,827 17,458,940 6,955,360 7,572,532 322 Negative Interest 0 0 0 0 0 0 0 0 323 Principal Forgiven 1,581,011 -2,091,456 -691,315 -954,023 -46,500 0 0 0 324 * Total Annual Subsidy 39,085,206 29,927,077 11,683,061 30,593,932 89,101,327 17,458,940 6,955,360 7,572,532 325 * Total Cumulative Subsidy 557,948,780 587,875,857 599,558,919 630,152,851 719,254,178 736,713,119 743,668,478 751,241,010 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 28,080,883 8,038,211 23,099,518 8,292,492 9,039,446 17,954,624 8,034,193 5,959,518 327 Energy Efficiency 9,583,228 9,227,782 15,880,938 3,057,290 178,810 4,068,449 27,315,180 2,132 328 Water Conservation 0 0 591,000 0 0 0 0 0 329 Green Innovative 402,345 0 0 0 -11,447 0 0 0 330 * Total Annual GPR 38,066,456 17,265,993 39,571,456 11,349,782 9,206,809 22,023,073 35,349,373 5,961,650 331 * Cumulative GPR 256,884,356 274,150,350 313,721,806 325,071,588 334,278,397 356,301,470 391,650,843 397,612,493 * Calculated values. v. 06.11.2020 Page 67 of 67 11/30/2020 ------- |