Pennsylvania Animal Agriculture Program
Assessment Update

Final

Prepared by:

U.S. Environmental Protection Agency
Region III

November 2022

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Pennsylvania Animal Agriculture Program Assessment


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Acknowledgement

EPA acknowledges the Pennsylvania Department of Environmental Protection (PADEP), the
Pennsylvania Department of Agriculture (PDA), the State Conservation Commission (SCC),
PADEP North-Central Regional Office, PADEP South-Central Regional Office, the Lancaster
County Conservation District, Lycoming County Conservation District, Snyder County
Conservation District, and the Franklin County Conservation District for their cooperation and

participation in this program assessment.

This project was conducted by the United States Environmental Protection Agency (EPA) with
technical support from EPA's contractor, PG Environmental.

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Contents

Acronyms and Abbreviations	v

1.0 Executive Summary	1

2.0 Introduction	9

2.1	Program ReviewApproach	9

2.2	Report Organization	11

3.0 Pennsylvania Animal Agriculture Program Overview	12

3.1	Animal Agriculture Industry	12

3.2	Animal Agriculture Program Updates	12

3.3	Pennsylvania Department of Environmental Protection	13

3.4	Pennsylvania Department of Agriculture	14

3.5	Pennsylvania State Conservation Commission	14

3.6	County Conservation Districts	14

4.0 Animal Agriculture Program Resources	16

5.0 Pennsylvania and the Chesapeake Bay TMDL	17

6.0 Pennsylvania's Animal Agriculture WIP BMPs	22

6.1 Pennsylvania's Animal Agriculture WIP BMPs-Observations	26

7.0 Chesapeake Bay Agricultural Inspection Program (CBAIP)	28

7.1	Facility Universe	29

7.2	Resources Allocated	31

7.3	Data Systems	32

7.4	Compliance and Enforcement	32

7.5	WIP Implementation Goals	35

7.6	CBAIP-Observations	37

8.0 Agriculture Erosion and Sediment Control Program	39

8.1	Facility U n ive rse	41

8.2	Resources Allocated	41

8.3	Data Systems	42

8.4	Compliance and Enforcement	42

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8.5	WIP Implementation Goals	44

8.6	Agriculture Erosion and Sediment Control Program - Observations	46

9.0 Manure Management Program	47

9.1	Facility U n ive rse	49

9.2	Resources Allocated	49

9.3	Data Systems	50

9.4	Compliance and Enforcement	50

9.5	WIP Implementation Goals	51

9.6	Manure Management Program - Observations	54

10.0 Pennsylvania Nutrient Management Program	55

10.1	Facility U n ive rse	58

10.2	Resources Allocated	60

10.3	Data Systems	60

10.4	Compliance and Enforcement	60

10.5	WIP Implementation Goals	62

10.6	Nutrient Management Program - Observations	63

11.0 NPDESCAFO Program	65

11.1	Facility U n ive rse	68

11.2	Resources Allocated	68

11.3	Data Systems	68

11.4	Compliance and Enforcement	68

11.5	WIP Implementation Goals	72

11.6	NPDES CAFO Program- Observations	74

12.0 Commercial Manure Hauler and Broker Certification Program	75

12.1	Certified Manure Haulerand Broker Universe	75

12.2	Resources Allocated	77

12.3	Data Systems	77

12.4	Compliance and Enforcement	77

12.5	WIP Implementation Goals	79

12.6	Commercial Manure Haulerand Broker Certification Program - Observations	80

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13.0 Resource Enhancement and Protection Program	81

13.1	Eligibility and Requirements	81

13.2	Funding and Resources	82

13.3	WIP Implementation Goals	84

13.4	REAP Program-Observations	84

14.0	Growing Greener Plus, Community Clean Water Coordinator, and Countywide Action Plan

Implementation Block Grant Programs	86

14.1	Growing Greener	86

14.2	Community Clean Water Coordinator and Countywide Action Plan Implementation Grants
(Block Grants)	88

14.3	Data Tracking	89

14.4	Funding and Resources	89

14.5	WIP Implementation Goals	90

14.6	Growing Greener Plus, Community Clean Water Coordinator, and CAP Implementation Block
Grant Programs - Observations	90

15.0 Pennsylvania Agriculture Conservation Stewardship Program	92

15.1	Inspections and Data Tracking	93

15.2	Funding and Resources	93

15.3	WIP Implementation Goals	94

15.4	Pennsylvania Agriculture Conservation Stewardship Program - Observations	94

16.0 Agriculture Plan Reimbursement Program	95

16.1	Facility U n ive rse	95

16.2	Resources Allocated	95

16.3	WIP Implementation Goals	95

16.4	Agriculture Plan Reimbursement Program-Observations	96

17.0 Conservation Excellence Grant (CEG) Program	97

17.1	Resources Allocated	97

17.2	WIP Implementation Goals	99

17.3	CEG Program-Observations	99

18.0 Pennsylvania Infrastructure Investment Authority (PENNVEST)	101

18.1 Resources Allocated	102

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18.2	WIP Implementation Goals	102

18.3	P EN NVEST-Observations	103

19.0 Other BMP Funding Programs	104

19.1	Nonpoint Source Management Program	104

19.2	Streambank Fencing Program	105

19.2.1	WIP Implementation Goals	105

19.2.2	Streambank Fencing Program-Observations	105

19.3	Nutrient Trading Program	106

19.3.1	WIP Implementation Goals	107

19.3.2	Nutrient Trading Program - Observations	108

19.4	MS4 Program Offsets	109

19.4.1	WIP Implementation Goals	110

19.4.2	MS4 Program Offsets - Observations	110

References	113

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Acronyms and Abbreviations

ACA

Animal Concentration Area

Ag E&S

Agricultural Erosion and



Sediment

BMP

Best Management Practice

CAFO

Concentrated Animal Feeding



Operation

CAO

Concentrated Animal



Operation

CAP

Countywide Action Plan

CAST

Chesapeake Assessment



Scenario Tool

CBAIP

Chesapeake Bay Agricultural



Inspection Program

CBIG

Chesapeake Bay



Implementation Grant

CBNTT

Chesapeake Bay Nutrient



Trading Tool

CBO

Chesapeake Bay Office



(PADEP)

CBP

Chesapeake Bay Program

CBW

Chesapeake Bay Watershed

CCD

County Conservation District

CEG

Conservation Excellence



Grant

CEI

Compliance Evaluation



Inspection

CO

Central Office (PADEP)

CWA

Clean Water Act

CWSRF

Clean Water State Revolving



Fund

eFACTS

Environment Facility



Application Compliance



Tracking System

EPA

U.S. Environmental



Protection Agency

FTE

Full-time Equivalent

MMP

Manure Management Plan

MS4

Municipal Separate Storm



Sewer System

NCRO

North-Central Regional Office



(PADEP)

ND

Not determined

NEIEN

National Environmental



Informational Exchange



Network

NMP

Nutrient Management Plan

NOV

Notice of Violation

NPDES

National Pollutant Discharge



Elimination System

PACS

Pennsylvania Agriculture



Conservation Stewardship

PADEP

Pennsylvania Department of



Environmental Protection

PAG-12

General Permit for



Concentrated Animal Feeding



Operations (PADEP)

PDA

Pennsylvania Department of



Agriculture

PENNVEST

Pennsylvania Infrastructure



Investment Authority

PPC

Preparedness, Prevention,



and Contingency

REAP

Resource Enhancement and



Protection Program

RO

Regional Office (PADEP)

see

State Conservation



Commission

SCRO

South-Central Regional Office



(PADEP)

SFY

State Fiscal Year

TMDL

Total Maximum Daily Load

USDA-NRCS

United States Department of



Agriculture Natural Resources



Conservation Service

VAO

Voluntary Agricultural



Operation

WIP

Watershed Implementation

Plan

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1.0 Executive Summary

The U.S. Environmental Protection Agency (EPA) conducted an assessment of the Commonwealth of
Pennsylvania's animal agriculture programs related to controlling nutrient and sediment impacts on
water quality. This assessment updates EPA's Pennsylvania Animal Agriculture Program Assessment
published in February 2015. This updated assessment focuses on changes in program features and
implementation since 2015 and the impact of those changes on the Chesapeake Bay Program (CBP)
partnership commitments. As part of the CBP partnership, Pennsylvania to have practices and controls
in place by 2025 to achieve applicable water quality standards in the Bay (the 2025 Goal). The CBP
partnership also signed the 2014 Watershed Agreement that includes a water quality outcome
recognizingthe 2025 Goal. The updates and observations discussed throughoutthe report are based on
information gained through questionnaire responses from the Pennsylvania Department of
Environmental Protection (PADEP), the Pennsylvania Department of Agriculture (PDA), and the State
Conservation Commission (SCC); follow-up interviews with PADEP North-Central Regional Office (NCRO),
the PADEP South-Central Regional Office (SCRO), the Lancaster County Conservation District (CCD), the
Lycoming CCD, the Snyder CCD, and the Franklin CCD; and file reviews.

EPA included the following waterquality protection-related animal agriculture activities and programs in
Pennsylvania, as part of this assessment:

•	Chesapeake Bay Agricultural Inspection Program,

•	Agricultural Erosion and Sediment Control Program,

•	Manure Management Program (MMP),

•	Nutrient Management Program(NMP),

•	National Pollutant Discharge Elimination System (NPDES) Concentrated Animal Feeding
Operation (CAFO) Program, and

•	Commercial Manure Hauler and Broker Certification Program.

EPA also assessed the financial incentive and funding programs including the:

•	Resource Enhancement and Protection Program,

•	GrowingGreenerPlus,Community Clean WaterCoordinator,and Countywide Action Plan (CAP)
Implementation Block Grant Programs,

•	Pennsylvania Agriculture Conservation Stewardship Program,

•	Agriculture Plan Reimbursement Program,

•	Conservation Excellence Grant Program,

•	Pennsylvania Instructure Investment Authority (PENNVEST),

•	Nonpoint Source Management Program,

•	Streambank Fencing Program,

•	Nutrient Trading Program, and

•	Municipal Separate Storm Sewer System (MS4) Program Offsets.

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To evaluate whetherthe Commonwealth's animal agriculture programs are aligned with meetingthe
CBP partnership's 2025 Goal, EPA focused this assessment on the six agricultural best management
practices (BMPs) that Pennsylvania prioritized in its final Phase III WIP. These six BMPs are embedded
within the seven priority initiatives in the Phase III WIP and are anticipated to achieve the greatest
nutrient reductions. This assessment report evaluates how Pennsylvania's regulatory and non-regulatory
programs require orfacilitate implementation of these six BMPs:

•	Animal Waste Management Systems

•	Forest Buffers

•	Nutrient Management

•	Cover Crops

•	Soil Conservation and Water Quality Plans

•	Tillage Management

Pennsylvania has made progress since the 2015 assessment in its efforts to reduce nutrient and
sediment loads in the Chesapeake Bay watershed (CBW). Pennsylvania has initiated the Chesapeake Bay
Agricultural Inspection Program to evaluate whether agricultural operations have Agricultural Erosion
and Sediment Control (Ag E&S) Plans and/or Manure Management Plans (MMPs) in place (Phase 1) and
that those plans are being implemented (Phase 2). Pennsylvania has improved its ability to track BMPs
through use of its PracticeKeeper Geodatabase (PracticeKeeper), allowing Pennsylvania to better
account forthe BMPs being implemented at animal agriculture operations. In addition, Pennsylvania has
a numberof funding mechanisms to incentivize implementation of NMPs, Ag E&S Plans, and MMPs,
which, if successful, could increase the numberof BMPs implemented at agricultural operations.
Pennsylvania convened a group of agricultural stakeholders in 2016 to launch the Pennsylvania
Agriculture Conservation Stewardship Program (PACS), a voluntary program "designed to recognize and
provide certain benefits to Pennsylvania farmers who step forward to document their environmental
stewardship." (PADEP, 2021e). However, this program has not been formally launched.

Pennsylvania has responded to 2015 recommendations and made progress towards meeting their 2025
goals. However, there are challenges that impact the pace and scale of program implementation.
Notably, the scale of agriculture in Pennsylvania coupled with the demand for assistance, funds, and
one-on-one support for farmers, impacts the state's ability to meet 2025 goals. PADEP and EPA
acknowledged that COVID-19 pandemic impacted the rate of inspections.

To progress, Pennsylvania could improve reductions in nutrient and sediment loading from regulatory
programs by directly requiring implementation of BMPs or by prioritizing funding to projects that
implement BMPs, accelerate implementation, increase funding and/or increase the numberof
operations that are required to implement BMPs or obtain permits. The implementation of
Pennsylvania's regulatory programs, the Commonwealth's implementation of these BMPs will continue

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to rely on voluntary implementation of BMPs through non-regulatory programs. The non-regulatory
programs include grants, cost-share funding, and other financial and technical assistance to help and
encourage farmers to construct and maintain BMPs to benefit surface water quality. PADEP
recommendsthatthe program would benefit from additional funding for staff dedicated to compliance
and enforcement statewide with a specific focus on the Chesapeake Bay.

Below are observations for each of the programs evaluated.

Chesapeake Bay Agricultural Inspection Program (CBAIP)

•	Since the launch of the program in 2016, PADEP, SCC, CCDs, and other partners have
collaborated to expand agricultural inspections with a goal of inspecting 10% of agricultural
acres peryear. PADEP reportsthat 13,812 farms and 1,573,090 acres have been inspected under
CBAIP but did not specify the distribution between CBAIP Phase 1 and 2.

•	Based on PADEP's CBAIP 2020-2021 Annual Summary report, the annual rate of inspections
(both Phase 1 and Phase 2 included) is declining overtime. For 2016-2019, inspection rates
were over 10%. However, in 2019-2020 and 2020-2021, inspection rates dropped to 8.4 and
8.9% respectively. PADEP acknowledged that COVID-19 pandemic impacted the rate of
inspections.

•	As Pennsylvania shifts from Phase 1 evaluations to Phase 2 inspections an increase in trained
inspectors is essential. PADEP and CCD staff acknowledged that insufficient funding and trained
staff are current challenges towards program implementation. According to PADEP, unless
additional resources are directed to the program, substantial changes in staffing are not
anticipated. Based on the CBAIP Phase 2 Pilot, PADEP found that it takes more time and
resources to conduct Phase 2 inspections. As a result, PADEP modified the CBAIP goals
indicating that as the number of inspections increase, the total annual acres inspected will
continue to decrease.

•	According to PADEP, of the Phase 1 CBAIP site visits performed in the 2019-2020 program year,
39% of inspected operations were non-compliantforMMPsand 38% were non-compliantfor Ag
E&S Plans - meaning that the plans were not administratively complete.

•	During the 2020-2021 program year, out of the 1,948 operations assessed in Phase 1 visits, 36%
were non-compliant for MMPs and 31% were non-compliant for Ag E&S plans - meaning plans
were not administratively complete.

•	According to PADEP, with follow up from PADEP and participating CCDs, the rate of
administratively complete MMPs and Ag E&S plans increased to 98% and 99% by the end of the
state fiscal year (SFY), respectively.

•	For Phase 2 inspections, PADEP reported that 47% were non-compliant with requirements to
maintain and implement a MMP and all associated BMPs on schedule, and 54% were non-
compliant with requirements to maintain and implement an Ag E&S Plan and all associated
BMPs on schedule. Noncompliance identified during Phase 2 inspections included BMPs that
were not implemented according to the schedule outlined in the plans, BMPs that were not
currently functioning, and plans that did not address all resource concerns of the operation or
were otherwise not reflective of the current management of the agricultural operation.

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• According to EPA, with declining state resourcesand staffingchallenges it may be more efficient
for Pennsylvania to streamline Phase 1 and Phase 2 actions conducting more Phase 2
inspectionsthat bettersupport State program requirements needed foroperationsto be able to
support funding programs (e.g., grants, loans and assistance agreements).

Agricultural Erosion and Sediment Control Program (Ag E&S Program)

•	Since the 2015 assessment, the Commonwealth has prioritized Ag E&S Plan implementation in
the CBW. The 2015 assessment report estimated approximately 3,299 operations subject to the
Ag E&S Control Program requirements. Inthisupdate, PADEP identified that 5,684operations in
Pennsylvania (5,357 of which are in the CBW) have Ag E&S Plans.

•	PADEP reportsthat Ag E&S Plans are evaluated during CBAIP inspections, nutrient management
program site visits, and when complaints are received. PADEP ROs evaluate practices as part of
CAFO inspections. This is an improvement overthe 2015 assessment report which reported that
the Commonwealth did not have a consistent approach or sufficient resources to ensure
operations are meeting Ag E&S Control Program requirements.

•	According to PADEP, of the Phase 1 CBAIP site visits performed in the 2019-2020 program year,
38% were non-compliant for Ag E&S Plans - meaning that the plans were not administratively
complete and in the 2020-2021 program year 31% out of the 1,948 operations assessed were
non-compliant.

•	According to PADEP, of the Phase 2 inspections 54% were non-compliant with requirements to
maintain and implement an Ag E&S Plan and all associated BMPs on schedule.

•	Since the 2015 assessment, the Commonwealth has implemented electronic data management
systems to track implementation of Ag E&S Plans and E&S control BMPs at animal agriculture
operations. The Commonwealth now uses environment Facility Application Compliance Tracking
System (eFACTS) and PracticeKeeper to track and manage Ag E&S Program oversight. Data
collected with PracticeKeeper is reported electronically to the Chesapeake Bay Program Office
(CBP) via the National Environmental Informational Exchange Network (NEIEN). Since the 2015
assessment report PracticeKeeper Pennsylvania has improved its ability to track BMPs.

•	PADEP recommended that the program would benefit from additional funding for staff
dedicated to Ag E&S compliance and enforcement statewide with a specific focus on the
Chesapeake Bay.

Manure Management Program

•	The CBAIP evaluates whether operations have the required MMPs (Phase 1) and
implementation of MMPs and required practices (Phase 2). PADEP has a goal of inspecting at
least 10% of acres covered by MMPs as part of the CBAIP annually.

•	According to PADEP, of the Phase 1 CBAIP site visits performed in the 2019-2020 program year,
39% of inspected operations were non-compliant for MMPs - meaning that the plans were not
administratively complete, and 36% were non-compliant out of the 1,948 operations assessed in
the 2020-2021 program year.

•	For Phase 2 inspections, according to PADEP, 47% were non-compliant with requirements to
maintain and implement a MMP and all associated BMPs on schedule.

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•	PADEP recommended that the program would benefit from additional funding for staff
dedicated to MMP compliance and enforcement statewide and with a specific focus on the
Chesapeake Bay.

•	Winter spreading may be tracked in the MMP but during the time period assessed, the SOP for
CBAIP did not require PADEP and CCDs to collect, copy, and/or file plans that are reviewed by
inspectors, which may reduce certainty about winter manure application rates. However, the
CBAIP SOP was updated and revised in May, 2022 and now requires plans to be recorded in
Practice Keeper (PADEP, 2022d).

Nutrient Management Program

•	The Commonwealth uses eFACTS and PracticeKeeperto track and manage Nutrient
Management Program oversight. These software packages were not in use at the time of the
2015 assessment.

•	Based on the files reviewed, Pennsylvania is ensuring that facilities have current NMPs and are
implementingtheir NMPs through annual onsite status reviews at CAOs and through CAFO
inspections every five years.

•	According to the questionnaire, based on Crop Year 10/1/2020-9/30/2021 data, 911 NMPs were
assessed in PAand 17% werefoundtobe non-compliant. Inthe CBW, ~15% offacilities assessed
for NMPs were found to be non-compliant.. According to PADEP, all of those facilities resolved
NMP non-compliance.

•	PADEP's annual summary report indicates that reasons for noncompliance were related to
failure to obtain manure or soil samples, failure to land apply manure in accordance with the
NMP, and failure to maintain adequate records. PADEP indicated that follow-up activities
resulted in most facilities returning to compliance within 6 months following the annual
inspection.

•	Predictable and dedicated funding for CCDs and SCC staff conducting BMP verification,
compliance, and enforcement activities relatedtothe NMP is one challenge that Pennsylvania is
facing in implementing the program.

NPDES CAFO Program

•	According to information provided by PADEP, all facilities meeting the CAFO definition statewide
are covered under NPDES permits.

•	PADEP indicated that the most common types of NPDES CAFO permit noncompliance are
related to failure to submit an annual report, failure to implement reporting and recordkeeping
requirements, and violation of Part C permit conditions, which include, but are not limited to,
Nutrient Management Plans and Manure Management; Erosion and Sediment Control Plans;
Preparedness, Prevention and Contingency Plan; Animal Mortality; Manure Storage Facilities,
and; Other Requirements.

•	Of the 459 agricultural operations with NPDES permits for CAFOs, NPDES CAFO inspections
conducted in SFY 2019-2020 found (in total) 8 incident responses, 27 Administrative Reviews, 5
complaints, 99 compliance evaluations, 9follow up inspections, 7 incident responses, and 7
routine/partial inspections.

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•	Out of 99 compliance inspections conducted in SFY19-20, 52.5% of operations were identified as
non-compliant. Of those 52.5%, 87% of those operations identified resolved the non-
compliance. The majority of inspections, non-compliance, and resolved non-compliance took
place in South-Central, PA. There were no inspections conducted in Northeast, PA.

•	PADEP developed an SOP titled, "Compliance Evaluation Inspection (CEI) and Enforcement of
Concentrated Animal FeedingOperations(CAFOs) (SOP No. CBO-INSP-003). The SOP "describes
the procedures by which DEP will conduct CEIs of CAFOs and the compliance assistance and
enforcement actions that will be considered when violations are found during an inspection."

•	PADEP's permit issuance times are improving. PADEP reported that the average length of time
between permit application submittal and permit issuance is 75 daysforgeneralpermits(versus
104 days in 2015) and 120 days for individual permits (versus 165.5 days in 2015). PADEP and
EPA continue working together on furtherstreamliningthe permit application and reporting
process.

•	NPDES individual permits for CAFOs and their N MPs, Ag E&S Plans, Conservation Plans, and
Preparedness, Prevention and Contingency (PPC)Plans (required plans) assessed by EPA did not
specify how the site-specific BMPs align with the seven agricultural priority initiatives and their
BMPs outlined in the Phase 3WIP. These are NPDES requirements for Special Conditions and
BMPs per40 § CFR 122.2 and forfact sheet and statement of basis per40CFR § 122.42.

•	PAG-12, the template used for individual permits not covered by the general CAFO permit,
statesthat additional site-specific BMPs may be required as a condition of the permit. Based on
PADEP NPDES CAFO permits reviewed by EPA, individual permits are not documenting
information in the fact sheets on how site-specific BMP implementation, including WIP BMPs,
align with 2025 goals at each individual facility. This is an NPDES requirement forfact sheet and
statement of basis per 40 CFR § 122.42.

•	PADEP NPDES CAFO inspections are not documenting information on BMP implementation,
including WIP BMPs, on the PADEP inspection checklist. The mechanism fordocumentingthe
information fortransferto PracticeKeeper is not clear. As noted in the previous review, PADEP
and the CCDs implement a limited timeframe for retaining permit records, which is based on a
6-year retention time. eFACTS is used to retain historic permit, inspection and enforcement data
after paperfiles are removed as part of DEP's record and retention policies. BMPs that are
identified in PK as part of the NMP, which is consistent with the Ag E&S Plan (as part of the
CAFO permit), remain in the Practice Keeper system.

•	PADEP is challenged in implementingthe NPDES CAFO program due to inadequate numbers of
trained local and state technical staff to perform compliance, enforcement, and BMP
verification.

•	Per state regulations, current individual permits for CAFOs do not require WIP-specific BMPs to
be used. Pennsylvania could require these BMPs and allow permittees to substitute BMPs
based on their site conditions in the next permit cycle. In addition, the next CAFO permit could
request that permittees identify baseline nutrient contributions and establish a nutrient
reduction target in the CBW and to address impaired waters.

Commercial Manure Hauler and Broker Certification Program

•	The total number of active manure hauler and broker certifications declined from the 691
certifications reported in 2015 to 590 certifications reported on the 2022 questionnaire. Hauler

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Level 2, persons employed and supervised to haul and apply manure, is the only category where
the number of certifications increased from 2015 through 2022.

•	PDA indicated that staffing levels remain lowerthan desired, notingthatthe program would
benefit from additional staff at both SCC and PDA to enable more spot checks of nutrient
balance sheets and NMPsthat might be referenced during the application process.

•	Based on the number of certifications, 590 across the five certification categories, the 78
compliance evaluations reported on the questionnaire, including re-inspections, appears low.
EPA is uncertain whether this frequency of compliance evaluations of certified manure haulers
and brokers is adequate to determine compliance with program requirements.

Resource Enhancement and Protection (REAP) Program

•	REAP provides farmers with tax credits at levels of 50%, 15%, or 90% of costs incurred in the
implementation of BMPsthat reduce nitrogen, phosphorus, and sediment pollution (PDA, 2022).

•	The 2019 PA Farm Bill increased REAP program funding to $13 million annually. The SCC also
reported that the FY 2019 REAP program "generated more than $30.3 million in private
investments forthe installation of conservation practices and equipment investments. The
projects also leveraged an additional $5.2 million in other public funds for a total investment of
$37.6 million in the local economy..., an almost 50% increase from FY 2018" (SCC, 2020).

•	To be eligible for REAP applicants are required to have an up-to-date Ag E&S Plan that meetsthe
requirements found in Chapter 102.4 of the PA Clean Streams Law and a current NMP (as
required by Chapter 83 of the PA Clean Streams Law and Act 38) or MMP (as required by
Chapter 91 of the PA Clean Streams Law). The REAP guidelines state that the applicant is
required to be on-schedule for full implementation of the plans.

•	According to staff interviews, CCD verification processes vary and it may be difficult to ensure
compliance given the high staff turnover and lack of accountability. The SCC does not enforce
site visits or compliance checks for REAP Eligibility on a routine basis. REAP's Guidelines for
program eligibility and eligibility verification are separate from DEP's SOP for CBAIP.

Growing Greener Plus, Community Clean Water Coordinator, and CAP Implementation Block Grant

Programs

•	The Growing Greener program funds several BMPs selected by EPA for evaluation in this
assessment, including Animal Waste Management Systems, Forest Buffers, Nutrient
Management, CoverCrops, Soil Conservation and WaterQuality Plans, and Tillage Management.

•	According to PADEP, "local capacity as well as state agency staff capacity to apply for,
administer, manage, and oversee the program is limited" and presents a challenge for program
implementation.

Pennsylvania Agriculture Conservation Stewardship (PACS) Program

•	The PACS program, envisioned by a group of agricultural stakeholders at the 2016 Pennsylvania
in the Balance Conference, was included in Pennsylvania's Phase III WIP as a new program in
2019, but has yet to be finalized and formally launched.

Agriculture Plan Reimbursement Program

•	The Agriculture Plan Reimbursement Program ended on June 30, 2021.

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•	In 2021, PADEP awarded a Growing Greenergrant of $500,OOOto the Pennsylvania Association
of Conservation Districts for "PACD Agriculture Plan Reimbursement Program" to help farmers
statewide develop agricultural plans fortheir operations. In the questionnaire response to this
update, PADEP specified that this awarded project will be like PADEP's former Agriculture Plan
Reimbursement Program.

Conservation Excellence Grant (CEG) Program

•	CCDs had awarded a total of $5,108 million to conservation projects in priority counties as of
March 2022. Furthermore, CCDs had processed $1,171 million in payments to farmers for
completing BMPsthat were part of an Ag E&S plan, conservation plan, NMP, or MMP.

•	Priority is given for implementation of practices which include all the BMPs selected by EPA for
evaluation in this assessment. Priority practices for CEG funding include NMPs and MMPs,
conservation plans or Ag E&S plans, cover crops, manure storage facilities, and stream-side
buffers. Funding of these priority practices can allow Pennsylvania to make progress towards its
water quality goals, particularly in the CBW.

Pennsylvania Infrastructure Investment Authority (PENNVEST)

•	PENNVEST is a reliable source of low-cost loans through the Clean Water State Revolving Fund
(CWSRF) for eligible agricultural practices needed to achieve the state WIP BMP targets and
water quality goals.

Other BMP Funding Programs

•	Streambank Fencing Program -The Streambank Fencing Program is no longer in use except in
the Northeast region.

•	Nutrient Trading Program (NTP) -

o The Pennsylvania Nutrient Credit Trading Program (Program) will continueto implement
a 3:1 trading ratio for nonpoint source (NPS) credit generation and trading until
performance-based or another method-based tool (e.g., Chesapeake Bay Nutrient
Trading Tool (CBNTT)) is established,
o The development and implementation of the CBNTT has experienced significant and
continuing delays, which has impacted some credit applications forthe NTP.
Insignificant state program staffing and limited training and experience are also present
factors with the program,
o MS4 Program Offsets - PADEP has not approved any proposed MS4 offsets at
agricultural operations.

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2.0	Introduction

EPA published the Pennsylvania Animal Agriculture Program Assessment document in February 2015
(hereinafter "the 2015 assessment report"). EPA developed the 2015 assessment report to assess the
Commonwealth's animal agriculture programs related to controlling nutrient and sediment impacts on
waterquality. EPA developed this assessment update to document program changes and progress since
the 2015 assessment report and evaluate how those changes have impacted the efficiency and
effectiveness of program implementation and consistency with the 2025 agriculture sector
commitments in the draft amended Phase 111 Wl P.1 The updatesand observations discussed throughout
the report are based on information gained through questionnaire responses from PADEP, PDA, and
SCC, follow-up interviews with PADEP, PDA, SCC, and CCDs, file reviews, and review of publicly available
information. The assessment report also considers EPA'sfirst-hand experience working with a variety of
stakeholders and individuals involved in the daily implementation of the animal agriculture program.

2.1	Program Review Approach

On January 14, 2022, EPA sent a questionnaire to three Pennsylvania agencies, PADEP, PDA, and SCC,
requesting written responses to questions regarding fourteen Pennsylvania programs applicable to
waterquality protection-related animal agriculture activities in Pennsylvania.

1.	Chesapeake Bay Agricultural Inspection Program

2.	Agricultural Erosion and Sediment Control Program

3.	Manure Management Program

4.	Nutrient Management Program

5.	NPDESCAFO Program

6.	Commercial Manure Hauler and Broker Certification Program

7.	Resource Enhancement and Protection Program

8.	Growing Greener Plus, Community Clean Water Coordinator, and CAP Implementation Block
Grant Programs

9.	Pennsylvania Agriculture Conservation Stewardship Program

10.	Agriculture Plan Reimbursement Program

11.	Conservation Excellence Grant Program

12.	PEN NVEST

13.	Streambank Fencing Program

14.	Nutrient Trading Program

15.	MS4 Program Offsets

The intent of the questionnaires was to follow up on the observations identified in the 2015 assessment
reportthat indicated potentialopportunitiesfor improving program alignment with the 2025 agriculture
sector commitments in the Phase III WIP or better consistency with federal CAFO requirements. The

1 PADEP initially submitted its draft Phase III WIP in 2019 and amended the WIP in December 2021 based on
feedback from EPA's evaluation of the draft. EPA completed its evaluation of the amended Phase III WIP on April
18, 2022 and recommended actions to be included in the final amended Phase III WIP. Throughout this document,
references to the Phase III WIP should be understood to refer to the December 2021 draft amended Phase III WIP,
unless otherwise specified.

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questionnaire instructions asked the Commonwealth agencies to provide responses for activities
occurring duringthe July 1, 2019 - June 30, 2020, SFY2019-2020 orto specify an alternate timeframe, if
appropriate.

EPA also reviewed files for certain CAFO facilities as well as non-CAFO CAO facilities. The files included
available information such as permits, permit applications, NMPs, correspondence, inspection reports,
and compliance and enforcement communication, if applicable. Below is a summary of the files
reviewed forthis report, that EPA considered representative of Pennsylvania's current program.

•	PADEP NCRO

o 4 NPDES CAFO Files

•	PADEPSCRO

o 4 NPDES CAFO Files

•	Franklin CCD

o 2 NPDES CAFO files, 2 non-CAFO CAO files

•	Lancaster CCD

o 2 NPDES CAFO files, 2 non-CAFO CAO files

•	Lycoming CCD

o 2 NPDES CAFO files, 2 non-CAFO CAO files

•	Snyder CCD

o 2 NPDES CAFO files, 2 non-CAFO CAO files

The focus of the file review was to evaluate whether on-the-ground program implementation reflects
the policies and procedures described in the program documents and information provided by
Pennsylvania program representatives. EPA logged the review of each file, including the file name and
recorded observations related to program implementation, including best management practices
implemented atthe facility, non-compliance issues identified during inspections, missing documentation
or correspondence, and inconsistencies and differences in inspection approaches between the PADEP
Regional Offices and the CCDs.

EPA also conducted remote interviews with state agency staff via an online video conferencing platform
to follow up on questions related tothe questionnaire responses and file reviews and to further discuss
updatestothe animal agriculture programs since the 2015 assessment. Consistent with the 2015 report,
EPA conducted, and PADEP attended, follow-up interviews with the following agencies:

•	Snyder CCD (March 7, 2022)

•	PDA (March 9, 2022)

•	Lycoming CCD (March 14, 2022)

•	PADEP

o SCRO and Central Office (CO) (March 7, 2022)
o NCRO and CO (March 14, 2022)

•	Lancaster CCD (March 15, 2022)

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• Franklin CCD (March 17, 2022)

As in the 2015 assessment, EPA used information from the Commonwealth's questionnaire responses,
Department of Environmental Protection file reviews, follow-up interviews, and agency and entity
websites and guidance documents to develop observations about Pennsylvania's animal agriculture
programs related to water quality. EPA reviewed all of the material provided and generally limited the
content of this report to information necessary to supportthe observations.

2.2 Report Organization

Sections 3-6 of this report describe the animal agriculture industry and relevant water quality programs
in Pennsylvania, program resources, an overview of the Pennsylvania agencies involved in animal
agriculture program implementation, background on the draft Phase III WIP and the nutrient and
sediment reductions needed to achieve the 2025 commitments forthe agriculture sector, and a
summary of observations regarding the BMPsthat may be required or implemented through each of
Pennsylvania's programs. As stated above, these sections focus on relevant changes since 2015. A
comprehensive description of programs and agencies can be found in the 2015 assessment report.

Sections 7-12 provide information on specific animal agriculture programs. For each program, the
report describes any changes to program implementation since the 2015 assessment report, facility
universe, resource allocation, data systems, compliance and enforcement procedures and data, as well
as progress made toward meeting draft Phase III WIP commitments and TMDL targets forthe agriculture
sector by 2025.

Sections 13-19 detail funding programs and funding available for implementation of agricultural BMPs
to achieve the nutrient and sediment reductions expected from the draft Phase III WIP to meet
Pennsylvania's 2025 commitments forthe agriculture sector. These sections also include observations
related to program implementation, alignment with WIP commitments, and conformance to federal
CAFO regulations, where relevant.

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3.0	Pennsylvania Animal Agriculture Program Overview

In assessingthe nutrient and sediment reductions achieved, reductions needed, and level of BMP
implementation necessary to meet the 2025 agriculture sector commitments in the draft Phase III WIP,
it is helpful to understand the types and populations of livestock and poultry, as well as the statutory
and regulatory framework for controlling pollutants from animal agriculture in Pennsylvania.

3.1	Animal Agriculture Industry

As stated in the questionnaire response, and according to the 2017 U.S. Department of Agriculture
(USDA), National Agricultural Statistics Service Census of Agriculture (Ag Census), Pennsylvania had an
estimated 53,157 farms covering more than 7.27 million acres across the Commonwealth. PADEP noted
that "the majority-68%-of the farms in Pennsylvania range in size from 10 acres to 179 acres. "These
numbers are down from the 59,309 farms covering more than 7.70 million acres from the 2012 Ag
Census (USDA, 2019). PADEP reported that there are 30,193 farms and 3,067,629 acres in agricultural
land use in Pennsylvania's portion of the CBW. PADEP does not differentiate "animal agriculture" from
thosethat are defined as agricultural operations pursuant to 25 Pa Code §102.1—the management and
use of farming resources for production of crops, livestock, or poultry, or for equine activity; and 25 Pa
Code §91.1—the management and use of farming resources forthe production of crops, livestock or
poultry as defined in 3 Pa.C.S. §503."

The animal inventory data shown for various animal sectors in Table 1 indicates a slight decrease in
cattle and sheep/lambs, and an increase in the number of poultry and swine across Pennsylvania.

Table 1. 2012 and 2017 USDA Ag Census Animal Inventories



Cattle

Poultry

Swine

Sheep/Lambs

2012

1,626,374

64,643,674

1,134,957

96,648

2017

1,621,303

73,952,248

1,239,301

94,370

Change

-5,071

9,308,574

104,344

-2,278



(-0.31%)

(+12.59%)

(+8.42%)

(-2.41%)

3.2 Animal Agriculture Program Updates

Water quality impacts from Pennsylvania's animal agriculture operations are regulated and managed
through a suite of regulatory programs (e.g., Chesapeake Bay Agricultural Inspection Program,
Agricultural Erosion and Sediment Control Program, Manure Management Program, Nutrient
Management Program, NPDES CAFO Program, and the Commercial Manure Hauler and Broker
Certification Program) and voluntary programs. These programs, and their enabling statutes, are listed
in the 2015 assessment report. Pennsylvania has not made any changes to the regulations or statutes
relevant to animal agriculture programs since 2015.

The following sections include brief descriptions of the roles and responsibilities of PADEP, PDA, SCC,
and CCDs with respect to animal agriculture in Pennsylvania and any changes to these roles and
responsibilities since the 2015 assessment report.

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3.3 Pennsylvania Department of Environmental Protection

PADEP's role has not changed since the 2015 assessment report, with the exceptions noted in the
paragraphs below. As stated in the 2015 assessment report, PADEP is authorized to administerthe
federal NPDES CAFO program and has its own state laws and that regulate agricultural animal
production operations underthe Pennsylvania Clean Streams Law. PADEP has delegated some oversight
of Chapter 91.36 as it relates to the Manure Management Manual and the Agricultural Erosion and
Sediment Control via Chapter 102 to the CCDs. PADEP Regional Offices work with the CCDs in the review
and implementation of NMPs required for CAFOs, including addressing comments and
recommendations provided by EPA on CAFO permits and NMPs.

PADEP's Southcentral Regional Office manages all permit cove rages under the general permit for CAFOs
(PAG-12) and development and issuance of all the individual permits forthe entire Commonwealth.
PADEP coordinates CAFO permit application reviews for both individual and general permit coverage
with CCDs and, where necessary, coordinates with SCC on issues of statewide applicability.

As described in the questionnaire response, since the 2015 assessment, PADEP has undergone two
reorganizations. In 2016-2017, PADEP merged agricultural and stormwater compliance underthe
Bureau of Clean Water's Nonpoint Source Compliance Section. In September 2020, agricultural
compliance was moved out of the Nonpoint Source Compliance Section and into the Chesapeake Bay
Office (CBO). At the time of this assessment, the Agriculture Compliance Section consists of 3 full-time
equivalents (FTEs) "focused on agricultural compliance and inspection efforts, to include erosion and
sediment control for agriculture." PADEP continues to expand the staff in the Agricultural Compliance
Section and has indicated additional hires are planned, including a new Environmental Engineer. The
CBO consists of five sections: Conservation District Support, Agriculture Compliance, and Watershed
Support sections, Chesapeake Bay Accountability and Chesapeake Bay Partnership, which is devoted to
Chesapeake Bay watershed restoration and Phase III WIP coordination efforts.

Creation of the CBO was recommended through PADEP's 2016 Chesapeake Bay restoration strategy,
which was developed to further increase water quality improvements in the Chesapeake Bay. The
strategy was also used in the development of the Phase III WIP. The CBO has been in place since March
2016. As described in the questionnaire response, the CBO's responsibilities include overseeing
"statewide agriculture compliance, inspection and enforcement efforts as well as nonpoint source
management programs and Chesapeake Bay watershed restoration." CBO develops policies, procedures,
technical guidance, and training modules for PADEP regional offices and CCDs to implement agriculture
inspection programs and regulatory requirements including Ag E&S §102.4(a); manure storage
§91.36(a); land application of manure §91.36(b); and NPDES CAFO §92.a.29.

CBO also oversees funding programs including the CWA Section 319 Nonpoint Source Management
program which providesfundingfor implementation of local Watershed Based Plans, and the statewide
Growing Greener Plus grants program, which provides funding to eligible entities for nonpoint source

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pollution prevention. Through these grant programs, CBO partners with local entities through subaward
grant agreements to implement both regulatory and voluntary initiatives.

In addition, beginning in 2016, PADEP's responsibilities came to include conducting inspections under
the newly created CBAIP (discussed in Section 7.0) and the associated follow-up, part of the Chesapeake
Bay Technician Contract (discussed in more detail in Section 8.2) and PADEP Water Quality Specialist
responsibilities. PADEP administers the Chesapeake Bay Technician and Chesapeake Bay Engineer
contracts with CCDs. CBAIP implementation in counties where the CCDs are not participating is the
responsibility of the PADEP regional offices.

3.4	Pennsylvania Department of Agriculture

The PDA's role has not changed since the 2015 assessment. As stated in the 2015 assessment report,
PDA's mission is defined as one that "encourages, protects, and promotes agriculture and related
industries throughout the Commonwealth while providing consumer protection through inspection
services that impact the health and financial security of Pennsylvania's citizens." The PDA administers
the Commercial Manure Hauler and Broker Certification Program and provides staff and administrative
resourcestothe SCC. Pennsylvania's Nutrient Management Certification Program is underthe authority
of PDA but administered through the SCC. PDA does not have compliance and enforcement
responsibilities underthe Commonwealth's NPDES CAFO Program.

3.5	Pennsylvania State Conservation Commission

The SCC's role has not changed since the 2015 assessment. As stated in the 2015 assessment report, the
SCC administers the Nutrient Management Certification Program and the Nutrient Management
Program. The SCC also consults with PDA on the Commercial Manure Hauler and Broker Certification
Program and provides support and oversight to the Commonwealth's 66 CCDs "forthe implementation
of conservation programs in an efficientand responsible manner."PADEPand SCC jointly administerthe
Nutrient and Manure Management delegation agreement with CCDs.

The SCC administers the REAP program and determines project eligibility. The SCC awards the REAP tax
credits on behalf of the Pennsylvania Department of Revenue after a review to determine that the
applicant is current on all state tax obligations. In addition, the SCC administers the CEG program, and
the SCC works in partnership with participating CCDs to expand and administerthe CEG program.

3.6	County Conservation Districts

The CCDs' role has not changed since the 2015 assessment, with the exceptions noted below. The
Commonwealth government supports the CCDs through contractual agreements, delegation
agreements, and direct grants. CCDs may also receive funds from the local county government and
other public and private sector funding sources.

The PADEP CBO coordinates with the SCC through the Nutrient and Manure Management joint
delegation agreement forthe CCDs. Through the delegation agreement the CCD administers Act 38
(Nutrient Management), Chapter 91 (Manure Management), and Act 49 (Manure Hauler and Broker)
Programs. (SCC, 2021a). As stated in the 2015 assessment re port, the CCDs review NMPs for compliance
with Act 38 Nutrient Management Program, assist PADEP's implementation ofthe manure management
program, conducts E&S control inspections, and conducts annual on-farm status reviews of all CAOs and
CAFOs with approved NMPs. CCDs conduct NMP status reviews of voluntary agricultural operations

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(VAOs) every three years. The CCDs also investigate complaints and instances of nutrient management
non-compliance underdelegation agreements with PADEP and the SCC. In addition, the CCDs work with
PADEPto addresscommentsand recommendations provided by EPAon CAFO permitsand NMPs. In the
time period reviewed, the CCDs that support program implementation through delegation agreements
with PADEP receive $60,000 per FTE which is an increase of $4,000 per FTE since 2015 (PADEP, 2022a).
Beginning FY 22-23, CCDs will have an increase to $70,000 per FTE. This increase was passed during the
July 2022 SCC meeting.

In 2016, PADEP and CCDs launched the CBAIP, which is part of the Chesapeake Bay Technician
Agreement. Since the launch of the program, PADEP, SCC, CCDs, and other partners have collaborated
to expand agricultural inspections in the CBW. The goal is to inspect 10% of agricultural acres per year.
At the time of this assessment, PA had not inspected all agricultural operations in the CBW. As reported
in PADEP's CBAIP 2020-2021 Annual Summary report, based on the 2017 USDA Ag Census, there are
30,193 farms and 3,067,629 agricultural land use acres in Pennsylvania's portion of the CBW. PADEP
reportsthat 13,812 farmsand 1,573,090 acres have been inspected underCBAlP but did not specify the
distribution between CBAIP Phase 1 and 2. Not all CCDs, in the Bay Watershed elected to participate in
the CBAIP. Counties, inside ofthe Chesapeake Bay Watershed, where the CCDs are not participating are
the responsibility ofthe PADEP regional offices. The CBAIP is aimed at ensuringthat agricultural
operations have manure management plans or NMPs and/or Ag E&S plans (depending on the
operation's responsibilities under PA regulations) and that the BMPs in these plans are being
implemented according to the schedule outlined in the plans, that BMPs are being maintained and
functioning as intended, and that all resource concerns on the operation are addressed by BMPs.
Additional discussion ofthe CBAIP, including descriptions and status of Phase I and Phase II, can be
found in Section 7.0.

In addition, as DEP stated in the questionnaire response, the 2017-2022 Delegation Agreement included
spot check review of Act 49 Manure Broker nutrient balance sheets submitted to the conservation
district as an additional job duty and responsibility.

Most of the CCDs interviewed indicated that lack of staff and retention of experienced staff (related to
funding) pose challenges for agriculture program implementation. With additional and more
experienced staff, the CCDs could do additional outreach, conduct more CBAIP inspections, better
evaluate and ensure compliance with Manure Management and Agricultural Erosion and Sediment
Control requirements, and reduce the backlog of updating reports in PracticeKeeper.

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4.0 Animal Agriculture Program Resources

As stated in the 2015 assessment report, PADEP, PDA, SCC, and the CCDs are the primary agencies with
regulatory responsibilities for Pennsylvania's animal agriculture programs. The Penn State Cooperative
Extension is also an integral partner with the Commonwealth's animal agriculture technical and
educational programs, including serving as editor of Pennsylvania's Nutrient Management Act Program
Technical Manual. The scope of this assessment report does not directly address the roles of the Penn
State Cooperative Extension, EPA, USDA-Natural Resources Conservation Service (NRCS), and othernon-
Commonwealth agencies.

The assessment update focused on changesto FTEs since the 2015 assessment as staffing appears to be
an indicator of program function or role in addressingthe Phase III WIP commitmentsforthe agriculture
sector ratherthan funding amounts or budget. Since 2015, there has been an overall increase in FTE
dedicated to agriculture programs. According to the 2015 Animal Agriculture Assessment, ROs (includes
DEP SCRO) and CO FTE has increased from a total of 19 to 25 (31%) and CCDs have increased FTE from
137 to 142 (3.6%). SCC decreased from 8 FTE to 7 FTE. As listed in the draft amended Phase III WIP, the
agencies noted the following staffing resources:

•	PADEP SCRO - 2.5 FTE (Permit Engineers and Env. Eng. Manager)

•	PADEP ROs - 12.5 FTE (inspectors)

•	PADEP ROs - 4.5 FTE (compliance specialists)

•	PADEP ROs-3 FTE (inspector supervisors)

•	PADEP Central Office (CO) - 2.5 FTE (program specialist)

•	PADEPCBO

o 2 FTE (managers in Agriculture Compliance and Conservation District Support
sections)

o 1 FTE - Agriculture Compliance Section
o 2 FTE-Watershed Support Section
o 5 FTE - Conservation District Support Section

•	SCC - 7 FTE (Conservation Program Specialists)

•	CCDs-39 FTE (Nutrient Management Technicians)

•	CCDs-85 FTE (Bay Technicians)

•	CCDs-18 (Bay Engineers)

Animal Agriculture funding programs and BMP implementation are discussed in Sections 13-19.

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5.0 Pennsylvania and the Chesapeake Bay TMDL

As described in the 2015 assessment report, EPA established the Chesapeake Bay TMDL on December
29, 2010. The Chesapeake Bay TMDL identifies and allocates nutrient and sediment loads designed to
meetapplicable tidal Chesapeake Bay waterquality standards. The Bay TMDLalso assumed that the Bay
states would meet the CBP partnership water quality goal to have all practices and controls installed to
achieve the Bay's dissolved oxygen, water clarity/submerged aquatic vegetation and chlorophyll a
standardsas articulated in the Chesapeake Bay TMDL document by 2025. The TMDL is supported by the
CBP partnership's agreed-upon accountability framework in which EPA provides assessments of state
progress to track that state WIP and milestone commitments are met, including short- and long-term
benchmarks as part of a tracking and accountability system, and federal contingency actions where EPA
decides such actions are appropriate (EPA, 2010).

Pennsylvania and the other Chesapeake Bay jurisdictions developed WIPsthat are the road map for how
each jurisdiction will meettheTMDLallocations fornitrogen, phosphorus, and sediment. The Bay TMDL
allocations were based onthe jurisdictions' respective final Phase I WIPs submitted in late 2010. The Bay
jurisdictions finalized their Phase II WIPs in March 2012.

Pennsylvania's initial Phase III WIP is dated August 23, 2019. Like other jurisdictions, Pennsylvania's
Phase III WIP was developed based on a midpoint assessment of progress made through 2017 and the
CBP partnership's adoption of 2025 targets to meet the Chesapeake Bay tidal waterquality standards.
Pennsylvania's 2019 initial Phase III WIP states that "Pennsylvania is committed to having all practices
and controls in place by 2025 to achieve the nutrient and sediment reduction planning targets." PADEP
coordinated with partners across the Commonwealth to amend the Phase III WIP that was provided to
EPA in December 2021 and was in response to EPA's evaluation of the initial 2019 Phase III WIP. EPA
completed its evaluation of the draft amended Phase III WIP on April 18, 2022 and recommended that
Pennsylvania make a numberof enhancements to the final amended Phase III WIP to detail actions and
timelines to implement new state programs, enhance existing state programs, and provide additional
funding and technical assistance levels to increase agricultural BMP implementation to meet the 2025
targets.

Since the 2015 assessment report was published, the Commonwealth, along with the other jurisdictions,
has continued to set two-year milestones, submitting proposed commitmentsto EPA at the start of each
milestone period. At the end of each milestone period, EPA evaluates the progress made toward the
commitments. In EPA's evaluation of the Commonwealth's 2018-2019 and 2020-2021 milestones, EPA's
assessment of the data provided by Pennsylvania noted that Pennsylvania did not achieve its statewide
and state-basin 2019 targets for nitrogen, phosphorus, and sediment. Pennsylvania submitted its draft
2022-2023 Programmatic Milestones and 2022-2023 Numeric Milestones to EPA on January 14, 2022.

EPA's Evaluation of Pennsylvania's Phase III WIP2 (Published in December 2019) indicated that through
the CBP partnership's Phase 6 suite of modeling tools, simulations showed that full implementation of
Pennsylvania's WIP was expected to achieve 99% of the statewide and state-basin Phase III WIP
planning targets for phosphorus, 70% of the nitrogen target, and 93% of the sediment target. EPA's

2 https://www.epa.gov/svstem/files/documents/2022-

04/enclosurel epa evaluation of pennsvlvanias amended phase iii wip final O.pdf

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evaluation noted that Pennsylvania proposesto achieve most of its nutrient reductions by implementing
BMPs in the agricultural sector: 95% for nitrogen and 80% for phosphorus.

Table 2 identifies the loadings (Ibs/yr) of nitrogen, phosphorus, and sediment for 2009, 2017, and 2020
and the target loadings for 2025 ((Pennsylvania's Phase III WIP developed in 2019).). The 2009-2020
percent reductions show changes in loading since the TMDL was established in 2010. According to the
Chesapeake Assessment Scenario Tool (CAST), BMPs put in place between 2009 and 2020 in
Pennsylvania resulted in reduced nitrogen, phosphorus, and sediment loading; however, only
approximately half of the needed phosphorus and sediment reductions have been achieved and only
approximately 17% of the needed nitrogen reduction has been achieved. Based on these observations
and comparing progress made through 2020, Pennsylvania must continue to reduce agricultural
pollutant loading to achieve Pennsylvania's 2025 commitments.

The table below comparesthe progress made since 2009 towards the 2025 TMDL Planning Targets.
Table 2. Simulated Pennsylvania Target Loads by Progress Year

(lbs/year)

2009
Progress

2017 Progress

2020 Progress

Draft
Amended
WIP Goal

2009 2020
Reduction
Achieved
(%)

Reduction Needed
from 2009 Progress
to Meet WIP Goal
(%)

Nitrogen

63,344,977

64,480,337

62,500,135

40,136,333

1%

37%

Phosphorus

1,714,652

1,621,245

1,591,445

917,347

7%

46%

Sediment

969,411,817

788,155,422

731,402,050

404,978,614

25%

58%

Source: CAST3

*2025 goals are from PA's Phase III WIP developed in 2019. This scenario does not meet the 2025 WIP
Planning Targets for nitrogen and sediment for all sources as a whole.

ForTMDL purposes, the most important monitored loadingtrendstotrack in Pennsylvania are those at
Marietta and Conowingo nearthe mouth of the Susquehanna River. The Susquehanna delivers about
half of the freshwater flow to the Chesapeake Bay and these two stations track what mostly affects
living resources in the estuary. Our ability to meet water quality standards is dependent on reducing
loads from the Susquehanna, particularly loads from the agriculture sector. Overthe past decade,
nitrogen loads at Conowingo have been reduced by an average of 370 thousand lbs. per year. According
to the most recent CAST progress assessment, what's needed to meet Susquehanna nitrogen Planning
Targets by 2025 is about 7.2 million lbs. per year.

MonitoringTrends Summary

3 https://cast.chesapeakebav.net/PlanningTargets

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The CBP partnership's Chesapeake Bay Program Nontidal Water Quality Monitoring Network, supported
by EPA, the U.S. Geological Survey (USGS), the Susquehanna River Basin Commission (SRBC), and the Bay
jurisdictions, generates water quality monitoring data in freshwater rivers and streams throughout the
watershed that is analyzed by USGS for nutrient and sediment loads and trends. The most recent USGS
results (https://cbrim.er.usgs.gov/summary.html) overthe long-term period 1985-2018 and short term
2009-2018 for most stations were made available in March 2020. New nutrient and suspended-
sediment load and trend results became available forthe nine River Input Monitoring (RIM) stations for
the long-term period 1985-2020 (https://cbrim.er.usgs.gov/).

While identifying drivers behind individual trends is often complex, the monitoring results are worthy of
Pennsylvania's consideration as it develops the programs and BMPs planned forthe next two years.
EPA's initial summary of howthe monitoring results in Pennsylvania's watersheds can potentially inform
planning are below.

•	Implementing efforts in high loading areas can potentially yield the greatest nutrient reduction
benefits. Trends are improving at the majority of Pennsylvania's highest loading monitored
watersheds for nitrogen. However, for phosphorus, more of Pennsylvan ia's highest loading
monitored watersheds show degrading trends than improving. Most of the highest loading
monitored watersheds for both nitrogen and phosphorus are in the Lower Susquehanna region.
Most of Pennsylvania's highest loading watersheds are agricultural, suggesting agriculture
should continue to be a focus.

•	Within the Susquehanna River basin, the Lower Susquehanna stations are mostly improving for
nitrogen, whereas the Upper Susquehanna and West Branch stations are mostly degrading.
Conversely, for phosphorus, the Lower Susquehanna stations are mostly degrading, whereas
most of the West Branch stations are improving.

•	Additional exploration of these trends can help clarify what may be driving differences between
nitrogen and phosphorustrends regionally and locally, which can in turn help inform adaptation
of programs, policies, or practices.

•	Most monitored watersheds in the Potomac River basin show improving nitrogen trends, while
most show no trend in phosphorus. More exploration on what is occurring in improving
watersheds or areas can potentially reveal successful programs, policies, or practices.

Pennsylvania's Phase III WIP identifies the agriculture sector programs that have reported nutrient and
sediment reductions to the PADEP Chesapeake Bay Office as:

•	SCC Act 38 Nutrient Management Program

•	PADEP Agriculture Inspection Program

•	REAP Program

•	PADEP Stream Bank Fencing Program

•	Natural Resource Conservation Service and Farm Service Agency, Conservation Reserve
Enhancement Program

•	Capital Resource Conservation and Development

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Based on this assessment, EPA finds that for Pennsylvania to achieve the nutrient reductions expected
from its amended Phase III WIP to meet its 2025 commitments forthe agriculture sector, Pennsylvania
needs to expand the potential reductions in nutrient and sediment loading from both regulatory and
voluntary programs (e.g., by directly requiring implementation of WIP BMPs or by prioritizing funding to
projectsthat implement WIP BMPs), accelerate implementation, increase funding and resources and/or
increase the number of operations that are required to implement BMPs or obtain permits.
Pennsylvania's draft Phase III WIP identifies both regulatory programs and non-regulatory programs
(including grants, cost-share funding, and other financial and technical assistance) to help farmers to
construct and maintain BMPs to achieve the nutrient and sediment reductions expected from the Phase
III WIP to meet Pennsylvania's 2025 commitments forthe agriculture sector. For example, the Phase III
WIP mentions REAP, Growing Greener, Agriculture Plan Reimbursement Program, PENNVEST, EPA
Chesapeake Bay Implementation Grant Program, and the CWA Section 319 Nonpoint Source Program
Grant.

As described in the 2015 report, EPA collects data from Pennsylvania regarding BMP implementation
and land use. BMP data are compiled by each jurisdiction and forwarded to the Chesapeake Bay
Program. Each input deck is entered into computer models maintained by the Chesapeake Bay Program
to simulate nitrogen, phosphorus, and sediment loads from all sectors and sources and the acres of each
BMP for any area in the CBW. Model output is used to track progress toward each jurisdiction's 2025
goals.

In evaluating whetherthe Commonwealth's animal agriculture programs are aligned to achieve the
nutrient and sediment reductions expected from the draft amended Phase III WIP to meet
Pennsylvania's 2025 commitments forthe agriculture sector, the BMPs listed below were selected by
EPA for evaluation in this assessment. These BMPs are the agricultural conservation practices in
Pennsylvania's draft amended Phase III WIP that are anticipated to achieve the greatest nutrient
reductions. This assessment report evaluates how Pennsylvania's regulatory and non-regulatory
programs require orfacilitate implementation of these six BMPs:

•	Animal Waste Management Systems

•	Forest Buffers

•	Nutrient Management

•	Cover Crops

•	Soil Conservation and Water Quality Plans

•	Tillage Management

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6.0 Pennsylvania's Animal Agriculture WIP BMPs

Pennsylvania is relyingon both regulatory and voluntary programsto meettheirdraft amended Phase III
WIP commitments forthe agriculture sectorby 2025. Table 3 summarizes EPA'sfindings on which of the
six BMPs selected by EPA for evaluation in this assessment may be required or implemented through
each of Pennsylvania's programs along with an estimated number of animal operations subject to each
program. The BMPs listed as "required" are directly required to be implemented by the specific state
regulatory programs. Forthe programs that list certain BMPs as "may be included/required," these
programs require implementation of a plan that would incorporate that BMP, if appropriate to the
facility. CAFOs are required by the PADEP NPDES CAFO Permit Program and Pennsylvania's Nutrient
Management Program, Erosion and Sediment Controls Program, respectively, to implement animal
waste management systems, nutrient management, and soil conservation and water quality plans to
conform to the nine minimum requirements for an NMP set forth in 40CFR 122.42(e)(1)(i-ix), Forest
Buffers, cover crops, and tillage management may or may not be required as described in Table 3.

As stated in the questionnaire response, the estimated facility universe forthe voluntary programs is
based on the estimate of 53,157 farms covering more than 7.27 million acres across the Commonwealth
(USDA, 2019). PADEP reported that there are 30,193 farms and 3,067,629 acres in agricultural land use
in Pennsylvania's portion of the CBW.

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Table 3. Pennsylvania Programs Contributing to Implementation of Phase III WIP BMPs with the
Greatest Anticipated Nutrient Reductions	



NPDES CAFO
Program

Nutrient
Management
Program

Manure
Management
Program

AgE&S
Program

Commercial Manure
Hauler and Broker
Certification Program

Lead Agency

DEP

see

DEP

DEP

PDA

Estimated Facility

Universe

(PA/CBW)

459/~400

1,286/1,113*

2,932/2,877

5,684/5,357

Hauler Level 1: 155
Hauler Level 2: 230
Hauler Level 3: 90
Broker Level 1: 63
Broker Level 2: 52

Animal Waste

Management

Systems

Required

Required

May be

included/

required





Forest Buffers

May be

included/

required

May be

included/

required

May be

included/

required

May be

included/

Required



Nutrient
Management

Required

Required

Required





Cover Crops

May be

included/

required

May be

included/

required

May be

included/

required

May be

included/

Required



Soil Conservation
and Water Quality
Plans

Required

Required



Ag E&S Plans
meet the Soil
and Water
Conservation
Plan criteria.



Tillage

Management

May be

included/

required

May be

included/

required

May be

included/

required

May be

included/

Required



*Based on approved NMPs for NPDES CAFOs, CAOs, and VAOs.

Table 4 summarizes Pennsylvania's progress toward meeting the 2025 implementation goals, as
reported by Pennsylvaniatothe EPA'sChesapeake Bay Program Office,forthe BMPsselected by EPA for
evaluation in this assessment. Note that the data are not necessarily limited to animal agriculture
operations. These BMPs are expected to account for at least 60% of the nitrogen reductions between
now and 2025.

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Table 4. Pennsylvania's Progress Toward 2025 BMP Implementation Goals

2020 2021

2009 2019 Milestone 2020	2021	2025

BMP

Units

Progress

Progress

Target

Progress

Progress

Target

Animal Waste

Animal

242,678

1,071,174

1,250,000

1,121,378

1,156,393

2,320,984

Management

Units













Systems















Forest Buffers

Acres

33,539

9,788

30,980

9,693

10,822

73,378

Nutrient

Acres

162,567

365,926

929,920

322,606

533,893

2,058,447

Management, Core















Nitrogen Plans















Cover Crops,

Acres

267,279

200,562

189,742

222,177

341,524

227,955

Traditional















Cover Crop -

Acres

None

17,164

175,109

9,906

None

496,470

Traditional with



reported







Reported



Fall Nutrients















Soil Conservation

Acres

446,464

387,085

1,029,616

469,574

534,968

2,314,594

and Water Quality















Plans















High Residue

Acres

None

616,826

681,994

709,437

740,367

850,450

Tillage



reported











Management















Grass Buffers

Acres

3,997

12,365

24,731

16,739

15,842

49,467

Forest Buffer-

Acres

None

9

6,979

420

1,445

20,920

Streamside with



reported











Exclusion Fencing















Source: Evaluation of Pennsylvania's 2018-2019 and 2020-2021 Milestones4

Animal waste management systems are required underthe NPDES CAFO and Nutrient Management
Programs and may be included in an MMP if the Animal Waste Management System is a critical
component of the MMP. Animal waste management systems are not required if the MMP adequately
addresses daily haul or pasture-only operations. As shown in Table 4, as of 2019, animal waste
management systems were in place on farms covering 86% of the 2020-2021 milestone target and 46%
of the 2025 goal. Animal waste management systems are credited as implemented, but because of cut-
offs and credit duration expiration, not all animal waste management systems that have been
implemented are currently credited in the model. In orderto meet the 2025 goal, Pennsylvania will need
to increase the pace of implementation for animal waste management systems on animal agriculture
operations.

Forest orgrass buffers may be included or required through MMPs or Ag E&S Plans. Forest buffers are
included in the Ag E&S manual as a common BMP and may be included in an AgE&S Plan. Forest buffers
are also included in some funding programs such as GrowingGreener. In addition, forest orgrass buffers
may be included in NMPs, MMPs, and CAFO programs to meet the application setback requirements. As

4 https://www.epa.gov/sites/default/files/2020-

07/documents/pa 2018 2019 2020 2021 final milestone evaluation.pdf

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of 2019 (see Table 4), forest buffers (credited as implemented) covered approximately 13% of the 2025
goal acres. Forest and Grass Buffers have been reported but notall buffersthat have been implemented
are currently credited in the model due to cut-off and credit duration expiration. In orderto meet the
2025 goal, Pennsylvania will need to increase the pace of implementation for forest buffers through
implementation of additional Ag E&SorMMPs.

Nutrient management, which includes implementation of both NMPsand MMPs, is required underthe
NPDESCAFO Program, Nutrient Management Program, and Manure Management Program. As shown in
Table 4, as of 2019, NMPs were reported as implemented on 18% of the acres required to meet the
2025 goal. In orderto meet the goal, Pennsylvania will need to increase animal waste management
systems on animal agriculture operations. Pennsylvania must increase the pace for N MP
implementation, possibly through development of NMPs by additional CAOs or VAOs.

Cover crops may be included or required underthe NPDES CAFO Program, Nutrient Management
Program, Ag E&S Program and Manure Management Program. Crop residue management and
permanent vegetative covers are alternative ground covers for manure applications. Cover crops are
also "included in the Ag E&S manual as a non-structural BMP and may be included in an Ag E&S Plan."
As shown in Table 4, as of 2019, traditional cover crops were reported and credited implemented on
88% of the total acres required to meet the 2025 goal and traditional cover crops with fall nutrients
were implemented on 3% of the total acres required to meet the 2025 goal. Pennsylvania must increase
the pace foradditional covercrop implementationthrough incorporation into more NMPs or MMPs and
Ag E&S plans, and/orthrough voluntary incentive programs.

Soil conservation and water quality plans are required underthe NPDES CAFO Program, Nutrient
Management Program, and Ag E&S Program. As shown in Table 4, as of 2019, Soil Conservation and
Water Quality Plans were reported and credited as implemented on 20% of the total acres planned to
meetthe 2025 goal. Pennsylvania must increase coverage of soil conservation and water quality plans in
orderto meetthe 2025goal.

The Phase III WIP also includes goals to improve long-term soil health and stability, including
conservation tillage on 20% of croplands; high residue low disturbance tillage (no-till) on 47% of
croplands; non-harvested cover crops on 33 to 50% of croplands; and prescribed grazing on 50% of
pastures, including exclusion fencing, where appropriate. Tillage management may be required under
the NPDES CAFO Program, Nutrient Management Program, and the Ag E&S Program. Tillage
management may be included or required as part of a MMP if an operator wishes to implement a
reduced application setback. As shown in Table 4, as of 2019, High Residue Tillage management was
reported and credited as implemented on 73% of the total acres required to meetthe 2025 goal.

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6.1 Pennsylvania's Animal Agriculture WIP BMPs - Observations

•	EPA selected six BMPs for evaluation in this assessment: animal waste management systems,
forest buffers, nutrient management,covercrops, soil conservation and waterquality plans, and
tillage management. Thesesix BMPs are expected to account for at least 60% of Pennsylvania's
nitrogen reductions to the Chesapeake Bay when the WIP implementation targets are achieved,
including implementation at animal agriculture operations.

•	Pennsylvania's NPDES CAFO Program and Nutrient Management Program require three of the
six BMPs selected by EPA for evaluation through this assessment: animal waste management
systems; nutrient management; and soil and water conservation plans.

•	Pennsylvania's Manure Management Program and Ag E&S Program each require one of the six
BMPs selected by EPA for evaluation through this assessment. The Nutrient management BMP is
required by the Manure Management Program and the Ag E&S Program requires plans that
meet the Commonwealth's Soil and Water Conservation Plan criteria.

•	Cover crops, forest buffers, and tillage management may be included or required in plans
developed underthe NPDES CAFO, Nutrient Management, Manure Management, and Ag E&S
Programs depending on site specific factors.

•	The Ag E&S Program regulatesthe largest number of facilities in Pennsylvania's portion of the
CBW (5,357 facilities), the NPDES CAFO Program regulatesthe least amount of farms in
Pennsylvania's portion of the CBW (approximately 400 facilities) but these farms have the
largest animal populations.

•	Pennsylvania, as of 2019, was behind the 2020-2021 milestone target for implementation of
WIP BMPs, except fortraditional covercrops (Table 4).

o Recommendation: Pennsylvania will need to increase the pace of implementation for

animal waste management systems on animal agriculture operations,
o Recommendation: Pennsylvania will need to increase the pace of implementation for

forest buffers through implementation of additional Ag E&S, NMPs, and/or MMPs.
o Recommendation: Pennsylvania must increase the pace for N MP implementation,

possibly through development of NMPs by additional CAOs or VAOs.
o Recommendation: Pennsylvania must increase the pace for additional cover crop

implementation through incorporation into more NMPs and/or MMPs.
o Recommendation: Pennsylvania must increase coverage of soil conservation and water
quality plans to meet the 2025 goal.

•	Soil conservation and waterquality plans are required underthe NPDES CAFO Program, Nutrient
Management Program, and Ag E&S Program. As shown in Table 4, as of 2019, Soil Conservation
and Water Quality Plans were reported and credited as implemented on 17% of the total acres
required to meet the 2025 goal. Pennsylvania must increase coverage of soil conservation and
waterquality plans in orderto meet the 2025 goal.

•	Recommendation: The Manure Management Program could also require Ag E&S plans, to meet
existing PA regulations, similar to the NPDES CAFO program and Nutrient Management
Program, where applicable. In response to EPA's inquiry of enabling agency and CD staff to
conjointly conduct assessments and verify the requirements for agricultural producers to
implement BMPs under separate Commonwealth non-CAFO regulatory delegations, PADEP
responded that "the conservation districts and DEP staff are administratively empowered to
conduct assessments of compliance with PA Manure Management and Ag E&S. While they are

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undertwo separate delegations, activities related to both are done concurrently due to the
conservation district personnel (such as Chesapeake Bay Technicians)."

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7.0 Chesapeake Bay Agricultural Inspection Program (CBAIP)

PADEP and CCDs launched the CBAIP in 2016 in response to the EPA's recommended program
improvementfromthe 2015 animal agriculture assessment. The primary goal of the CBAIP is to increase
and expand agricultural inspections in 43 counties within Pennsylvania's portion of the CBW. As stated
in the questionnaire response, "the primary focus of CBAIP is to inspect less intensive, smaller scale
agricultural operations. Through the CBAIP, PADEP and the CCDs inspect agricultural operations in the
CBW to ensure they are meetingthe planning requirements ofthe Pennsylvania Clean Streams Law and
its implementing regulations (i.e., Ag E&S Plan and MMP requirements) (PADEP, 2021a). Since the
launch ofthe program in 2016, PADEP, SCC, CCDs, and other partners have collaborated to expand
agricultural inspections with a goal of inspecting 10% of agricultural acres per year." Within the CBAIP,
there are two phases of assessment:

•	Phase 1 (initial) visits are performed to verify that agricultural operations have Ag E&S plans
and MMPs where applicable. Phase 1 visits are an administrative check to see that plans are
available upon request. Plans may or may not be implemented or fully functional bythe
operation. Operations regulated under Act 38that have approved NMPs receive on-site
compliance reviewsand are not to be inspected usingthe InitialCBAlP Inspection SOP (PADEP,
2021a).

•	Phase 2 inspections are performed to verify that BMPs within these plans are being
implemented according to schedule and that the BMPs are functioning as intended and to
determine whether all resource concerns are addressed by appropriate BMPs. Plans may have
an integrated schedule of implementation overtime, such as Ag E&S Plans which are tied to
multi-year crop rotations with varying soil loss potentials. PADEP reports that the inspection
goals for Phase 2 are 25 inspections per Bay Technician, 75 inspections per DEP Wate r Quality
Specialist.

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7.1 Facility Universe

The CBAIP focuses on agricultural operations that do not meet the definition of a CAO or CAFO. DEP's
2016 Chesapeake Bay Restoration Strategy5 established a goal of inspecting 10% of agricultural acreage
annually. As reported in PADEP'sCBAlP 2020-2021 AnnualSummary report, based on the 2017 USDA Ag
Census, there are 30,193 farms and 3,067,629 agricultural land use acres in Pennsylvania's portion of
the CBW. PADEP's questionnaire response stated that they would "...not know definitively how many
animal agriculture operations meet the criteria for inspection until every operation receives an initial
inspection to assess conditions on the operation." PADEP reports that overthe five years of the CBAIP
program (2016-2021), 13,812 farms and 1,573,090 acres have been inspected, with the majority
representing Phase 1 assessments.

The data provided in the questionnaire response and the publicly available data did not separate the
total acreage of inspections completed into Phase 1 and Phase 2 inspections performed each year;
therefore, it is unclear howthe state is progressing with Phase 2, which includes verification of the plans
and BMP implementation. Without total acreage data separating Phase 1 from Phase 2 inspections, it is
difficult to evaluate current and future progress towards the goalsr

For Phase 2, launched in 2020-2021, 52 operations assessed MMP And Ag E&S Plan Implementation
were performed by Adams, Chester, and Lancaster County Conservation Districts and DEP Southcentral
Regional Office. "Thirty-eight were land applying manure, thus requiring a MMP, and 41 were
performing plowing or tilling activities or managed animal heavy use areas (AHUAs) of at least 5,000
square feet thus requiring an Ag E&S Plan."

It is recommended that PADEP provide EPA quantitative goals regarding the number of Phase 2
inspections planned and conducted, by county each year, to provide insight as to the timeframe for
completion of Phase 2 inspections.

However, PADEP modified the CBAIP goals based on the CBAIP Phase 2 Pilot to reflect the increased
time and resources identified for conducting Phase 2 inspections. Therefore, in the CBAIP 2020-2021
Annual Summary, PADEP stated that due to the resource demands of Phase 2 inspection, they
"expected that as the number of Phase 2 inspections increase, the total annual acres inspected by the
CBAIP will continueto decrease." The CBAIP Phase 2SOP specifiesthe modified output measures. The
SOP requires PADEP ROs and participating CCDs to develop annual inspection strategies for planning
purposes and submit these plans to the PADEP CBO for approval priortothe start of each state fiscal
year. As stated in the combined CBAIP SOP (PADEP, 2022d), the following minimum number of
inspections are required:

• CCDs

o For each full-time PADEP-funded Bay Technician position,

¦	If there are no Initial Inspections remaining, a total of 25 different agricultural
operations should receive a Phase 2 Inspection.

¦	If there are both Initial Inspections and Phase 2 Inspections to be conducted, the
number of Initial Inspections conducted would be subtracted from 50, which is

5 https://files.dep.state, pa. us/Water/ChesapeakeBavOffice/PEP %20Chesapeake%20Bav%20Restoration%20Stra tee
v%20012116.pdf

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the total number of Initial Inspections required per Bay Technician as stated in
the Chesapeake Bay Agricultural Inspection Program SOP (CBO-INSP-OOl). The
remaining number would then be multiplied by 0.5 to determine the total
number of Phase 2 Inspections required,
o Partially funded positions -

¦	If there are no Initial Inspections remaining, the number of Phase 2 Inspections
required is calculated by multiplying the number of partial positions by 25.

¦	If there are both Initial Inspections and Phase 2 Inspections to be conducted, the
number of total inspections is calculated by multiplying the number of partial
positions by 50.

• PADEP Regional Offices

o A minimum of 75 different agricultural operations for each inspector should be
inspected; this includes Initial Inspections, Phase 2 Inspections, and Follow-Up
Inspections. At least 15 of these inspections should be Phase 2 Inspections.

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7.2 Resources Allocated

Underthe CBAIP, CCDs that have chosento participate in the program perform the Phase land 2
inspections, while the PADEP Regional Office (RO) is responsible for CBAIP implementation in counties
that chose not to participate.

As discussed in the questionnaire response, in SFY2019-2020, the number of FTEs at PADEP and the
CCDs committed to implementation of the CBAIP (as well as CAFO inspections, complaint investigations,
and other duties related agriculture compliance, where applicable) were as follows:

•	35 FTE CCD Inspectors

•	5.5 FTE PADEP Inspectors

•	2 FTE PADEP Compliance Specialists

•	1 FTE PADEP Inspector Supervisor

•	1.5 FTE PADEP Program Specialists

PADEP's responsibilities to implement the CBAIP and the associated follow-up are carried out, in part,
through the Chesapeake Bay Technician Contract (discussed in more detail in Section 8.2) and PADEP
Water Quality Specialist responsibilities. PADEP administers the Chesapeake Bay Technician contract
with participating CCDs. As listed in Section 4.0, the draft amended Phase III WIP specified that there are
85 FTE Chesapeake Bay Technicians at the CCDs. During the time period addressed, the CCD Chesapeake
Bay Technicians receive $65,550 per FTE as part of the Chesapeake Bay Technician contracts. This is an
increase of $5,550 per FTE since 2015. In addition, as stated in the questionnaire, Conservation Districts
in Adams, Chester, and Lancaster Counties received $2.5 million in 2019 Environmental Stewardship
Funds and $300,000 in U.S. EPA Most Effective Basin funding to help farmers install BMP projects to
comply with CBAIP Phase 2 inspection requirements.

Pennsylvania reported that planning and technical assistance are of great importance forthe CBAIP,
including having trained professional inspectors. As Pennsylvania shifts from Phase lto Phase 2
inspections, an increase in trained inspectors is essential. PADEP and CCD staff acknowledged that
insufficient funding and staffing are current challenges towards program implementation. Pennsylvania
has experienced a significant reduction in trained professionals to implement CBAIP. PADEP reported
that there was unprecedented staff turnover in inspector positions, which has resulted in staffing
shortagesthatgo beyond COVID-19-related shortages. After a new hire fills a technical position vacancy,
it requires at least a year of rigorous on-the-job, classroom, and web-based training while under
substantial oversight from trained professionsto acquire the necessary skills to fulfill the responsibilities
ofthe position.

Phase 2 Inspections require more time on-site in orderto verify that plans and BMPs are being
implemented according to the proposed schedules, functioning as intended, and address all relevant
resource concerns on the agricultural operation. Phase 2 inspections typically consist of a visual
inspection of each BMP and walk-through ofthe agricultural operation. This was described and
confirmed by the participating CCD and PADEP regional office field staff involved in the Phase 2 Pilot
duringthe program evaluation discussion. Depending on the results ofthe Phase 2 inspection, multiple
follow-up inspections for up to 270 days afterthe Phase 2 inspection could be required to ensure that
the corrective actions identified on the inspection report are satisfied.

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PADEP's questionnaire response stated that "unless additional resources are directed to the program,
substantial changes in staffing levels are not anticipated." Staffing shortages will affect program
operations untilthe individuals in these positions can be adequately trained.

7.3	Data Systems

The CBAIP Phase 2 SOP specifies that "all inspections, plans that have not previously been entered, and
any verified BMPsshould be entered into PracticeKeeper by both CCD and PADEP inspectors within ten
(10) business days of the inspection." PracticeKeeper is used to track and manage Ag E&S Program,
Manure Management Program, and Nutrient Management Program oversight, including inspections,
violations, and plan details (including BMPs and implementation schedule).

PADEP indicated that PracticeKeepertracks non-compliance with requirements to have and implement
Manure Management Plans and Ag. E&S Plans by tracking the conditions of the operation duringthe
time ofthe Initial, Phase 2, and Follow-up inspections. An inspection module was developed to conduct
inspections, when corrective actions are satisfied and when follow-up actions are conducted.
Additionally, ittracks compliance with Act 38 by recordingthe compliance determination of Act 38
Status Reviews.

CCD staff indicated thatthey do not have direct access to some ofthe inspection data conducted by DEP
that is contained within PracticeKeeper and is required to conduct Phase 2 inspections. When PADEP
conducts a CBAIP inspection on an operation, the location of the inspected acres are drawn on a map
within the PK geodatabase that is then shared with the CCD. The CCD staff person can click on the info
button on the map to determine the system identifier, who last modified the inspection, when it was
created, and when it was last modified. They contact the appropriate DEP inspector for more information
when needed. In addition, information in PracticeKeeper may not be complete, especially in counties
that were late to adopt the implementation of PracticeKeeper. Accordingto PADEP, the CCDs have been
required (while incomplete) to enter in the quarterly ROM activities forthe Nutrient and Manure
Management Delegation agreement beginning in January 2019.CCDsthat participate in the CBAIP have
been required to enter in their inspection data into PK since 2017. This data is incomplete because it is
not a full historic record. The CCDs are continuing to build the database as they report their required
output measures associated with their NM/MM delegation agreement and Chesapeake Bay Contracts.

If enforcement action is necessary, the combined Phase land Phase 2 SOP (PADEP, 2022d) specifies
that PADEP should enter all enforcement actions and associated inspections into the eFACTS. PADEP
uses eFACTS to track enforcement across animal agriculture programs. Conservation District staff refer
issues of continued non-compliance to DEP for further action (NOVs). CCD professionals do not have
access to the eFACTS database- DEP's Compliance Tracking System

7.4	Compliance and Enforcement

Inspection Process

Based on the questionnaire response, PADEP and CCDs coordinate on the inspection process and
strategy. Typically, operations are randomly selected for inspection; however, a specific watershed or
municipality may be targeted. Agricultural operations in all counties across Pennsylvania's CBW are to
be inspected.

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In each participating county, the CCD sends out a pre-inspection notice to inform the farm operator
about the inspection, or PADEP may send out the notice at the CCD's request. The CCD or PADEP will
then perform the inspection. If an inspection is completed by PADEP in a participating county, it is
communicated to the CCD. PADEP performs the CBAIP inspections in counties that are not participating
in the program.

Phase 1 visits are used to verify the existence of administratively complete MM P and/or Ag E&S plans on
an operation. As noted above, the intent of a Phase 2 inspection is to verify that BMPs within these
plans are being implemented according to schedule, that the BMPs are functioning as intended, and to
determine whether all resource concerns are addressed by appropriate BMPs. In accordance with the
CBAIP Phase 2 SOP, during a Phase 2 inspection, the inspector should verify that the Ag E&S and/or
MMPonsite is the most recent version, compare the plan with the current conditions onsite, review the
manure application records (if available), and reviewthe BMP implementation schedules in the plan. If
any BMPsare scheduledto be implemented priortothe inspection date, the inspector should verify the
BMPs for proper implementation. The inspector should also document any water quality concerns and
recommend appropriate corrective actions. The CBAIP Phase 1 and Phase 2 SOPs specify PADEP
inspection forms that must be used to document Phase 1 visits and Phase 2 inspections.

Phase 2 Inspections

During the interviews, LancasterCCD indicated that they had conducted 1,692 Phase 1 visits but had not
finished all Phase 1 inspections. LancasterCCD also specified that they had completed approximately 20
Phase 2 inspections.

The CBAIP 2020-2021 Annual Summary Report also specifies that BMP verification can be performed
through the REAP program, administered by the SCC. As discussed in Section 13 below, REAP eligibility
requires the applicant to have a current Ag E&S plan that meets the requirements found in Chapter
102.4 of the PA Clean Streams Law and a current NMP (as required by Chapter83 of the PA Clean
Streams Law and Act 38) or MMP (as required by Chapter 91 of the PA Clean Streams Law). The REAP
guidelines require the applicant to be on-schedule forfull implementation of the plans. The CBAIP
annual summary reports that, "since 2007, REAP has approved over 4,300 applications from almost
3,100 operators" within the Chesapeake Bay Watershed.

Non-compliance and Follow-up

For agricultural operations found to be out of compliance in the 2020-2021 program year, PADEP RO
and participating CCD staff indicated that they provided the necessary follow-up to achieve compliance
fromthe agricultural operation. Because all relevant agricultural operations were within the designated
deadlines to comply or satisfy the corrective actions identified at the time of the inspection, no
enforcement actions were taken for violations found during a Phase 2 inspection as of the end of the
2020-2021 program year.

For phase I, compliance is based on environmental planning requirements for Chapter 102 Ag E&S
regulations and Chapter 91 Manure Management. Inspections evaluate Ag E&S/Conservation Plans as
well as Manure Management Plans. Following an inspection where noncompliance is identified, a
timeframe is given to the farm operatorto achieve compliance. CCD conducts follow-up inspections and
site visits and keeps in touch with the farm operator by phone and written communications to help

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ensure compliance. If the noncompliance is not resolved within the timeframe specified in the CBAIP
SOP (CBO-INSP-OOl) and CBAIP - Phase 2 (CBO-INSP-002), the farming operation is referred to PADEP.

The table below shows the total referrals to the PADEP Bureau of Clean Water and/orthe PADEP
Chesapeake Bay Office (depending on when it was referred) for continued non-compliance for plan
violations, along with further enforcement actions taken on those operations. The data is sourced from
the CBAIP 2020-2021 Annual Summary.



2016 2017

2017 2018

2018 2019

2019 2020

2020 2021

Total

Referrals to
DEP

Chesapeake
Bay Office

21

87

66

66

40

280

Notices of
Violation

21

87

66

64*

39*

277

Field Orders

0

22

47

16

30

115

Consent
Order and
Agreement

0

1

2

3

4

10

Closed Cases

7

42

64

64

44

221

* Corrective actions identified on the inspection report were satisfied for two operations before the Notice of
Violations (NOVs) were drafted.

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7.5 WIP Implementation Goals

•	Phase III WIP Action # 2.5.3A: Implement CBAIP, Phase 1, with an emphasis on meeting state
planning requirement on non-CAFO operations. This includes inspecting 10% of the agricultural
acreage annually.

Based on PADEP'sCBAlP 2020-2021 AnnualSummary report,the annual rate of inspections (both Phase
1 and Phase 2 included) is declining overtime. Overthe five years of the CBAIP program, inspections
(including Act 38 Nutrient Management Program inspections) covered a total of 1,573,090 acres, which
represents an average of 10.2% per year of agricultural land use acres in Pennsylvania's portion of the
CBW, and 13,812 farms, which represents an average of 9.1% per year of farms in Pennsylvania's
portion of the CBW. However, the percentage of acres inspected dropped to 8.4% and 8.9% in 2019-
2020 and 2020-2021, respectively. PADEP acknowledged that COVID-19 pandemic impacted the rate of
inspections.

As discussed in Section 7.1 above, it is recommended that PADEP and CCDs increase inspector
staff to keep up with pace of inspections.

For Phase 1 CBAIP site visits performed at agricultural operations between July 1, 2019, through
June 30, 2020, 61% of agricultural operations needing an MMP had an MMP and 62% of
agricultural operations needing an Ag E&S plan had Ag E&S Plans and NRCS Conservation Plans
that met the Chapter 102 regulatory requirements. This means that of the operations visited
39% were non-compliant for MMPs and 38% were non-compliant for Ag E&S Plans. With
follow-up from the CCDs and after initial inspections, 98% of the agricultural operations visited
had developed MMPs and Ag E&S Plans by the end of the state fiscal year.

The following year, between July 1, 2020, through June 30, 2021, CCDs and PADEP Regional
Office staff visited 1,948 agricultural operations as part of the CBAIP Phase 1 inspections. Of the
operations visited, CCDs performed 1,588 visits, and PADEP Regional Office staff visited 360
operations. For Phase 1 inspections, out of the 1,948 operations assessed, 36% were non-
compliant for MMPs and 31% were non-compliant for Ag E&S plans, meaning the MMP or Ag
E&S Plan was not administratively complete. With follow up from PADEP and participating
CCDs, the compliance rate increased to 99% by the end of the SFY.

During the interviews, CBAIP implementation was discussed with PADEP ROs and CCDs.

o SnyderCCD specified that they were still in Phase 1 and had not conducted any Phase 2
inspections.

o Lycoming CCD has one FTE responsible for conducting CBAIP Phase 1 visits. Lycoming
CCD was still in Phase 1 and indicated that they conducted approximately 260 Phase 1
visits out of approximately 800 farms in the county,
o Franklin CCD chose to not participate in CBAIP; therefore, in Franklin County, the PADEP
SCRO is responsible for CBAIP implementation. PADEP SCRO indicated that they had
conducted 100 to 150 Phase 1 inspections within Franklin County.

•	Phase III WIP Action # 2.5.4A: Implement CBAIP, Phase 2 Pilot, with an emphasis on meeting
both state planning and implementation requirements on non-CAFO operations. In SFY2020-
2021, a Phase 2 pilot was conducted in Adams, Bedford, Chester, Lancaster, and York Counties

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at farms that had previously received a Phase 1 (initial) inspection. As stated in the
questionnaire, PADEP indicated that as program implementation moves forward and, "counties
participating in the CBAIP complete Phase 1 (all agricultural operations in the county have
received an initial inspection), they will transition to Phase 2. For example, in 2021-2022,
Clinton, Columbia, Montour, and Sullivan Counties have begun conducting some Phase 2
inspections."

As stated in PADEP's 2020-2021 CBAIP Annual Summary6, for Phase 2 inspections, roughly one-
half of the operations inspected were not implementingthe required plans on schedule. For
Phase 2 inspections, of the 38 operations inspected to determine compliance with MMP
requirements, 47% were non-compliant with requirements to maintain and implement a MMP
and all associated BMPs on schedule, and of the 41 operations inspected to determine if the
required AgE&S Plans were being implemented on schedule as required by the regulation, 54%
were non-compliant with requirements to maintain and implement an Ag E&S Plan and all
associated BMPs on schedule. Reasons stated for violations found during Phase 2 inspections
included BMPs that were not implemented according to the schedule outlined in the plans,
BMPs that were not currently functioning, and plans that did not address all resource concerns
of the operation or were otherwise not reflective ofthe current management of the agricultural
operation.

Implementation of BMPs atthese agricultural operations through implementation of Ag E&S plansand
MMPsis important for contributing to the agricultural sector nutrientand sediment reduction targets in
the Phase III WIP. Based on the rate of CBAIP inspections occurring in the CCDs interviewed and CBAIP
annual summary reports reviewed, additional staff and resources are necessary to better align CBAIP
progress with the TMDL implementation timeframes. It is recommended that Pennsylvania seek
increased staffing for CBAIP implementation and funding for practice implementation.

6 https://files.dep.state.pa.us/water/ChesapeakeBavOffice/FINAL CBAIP AnnualSummarv 2021.pdf

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7.6 CBAIP - Observations

•	Since the launch of the program in 2016, PADEP, SCC, CCDs, and other partners have
collaborated to expand agricultural inspections and inspect all agricultural operations in the
CBW with a goal of inspecting 10% of agricultural acres per year. PADEP reports that 13,812
farms and 1,573,090 acres have been inspected underCBAlP but did not specify the distribution
of acres between CBAIP Phase 1 and 2.

o Recommendation: PADEP should provide EPA quantitative goals that identify the
number of Phase 2 inspections and acres planned to be conducted, by county, on a
yearly basis to clearly define the timeframe for completion of all Phase 2 inspections.
PADEP should also submitthe number of Phase 2 inspections, including acres, conducted
as part of annual reporting processes to assess if defined program outcomes meet the
targeted yearly goals.

•	Based on PADEP's CBAIP 2020-2021 Annual Summary report, the annual rate of inspections
(both Phase 1 and Phase 2 included) is declining overtime. For 2016-2019, inspection rates
were over 10%. However, in 2019-2020 and 2020-2021, inspection rates dropped to 8.4 and
8.9% respectively.

•	Pennsylvania has experienced a significant reduction in trained professionals to implement
CBAIP. But as Pennsylvania shiftsfrom Phase 1 evaluations to Phase 2 inspections an increase in
trained inspectors is essential. PADEP and CCD staff acknowledged that insufficient funding and
trained staff are current challenges towards program implementation. Beginning in SFYY 22-33
there will be increases in CCD FTE funding.

o Recommendation: Pennsylvania should consider developing a plan to increase long-
term consistent funding sources and technical support for seasoned staff and newly
trained FTEs to fully implement the CBAIP program.

•	For agricultural operations found to be in noncompliance in the 2020-2021 program year,

PADEP RO and participating CCD staff indicated that they provided the necessary follow-up to
achieve compliance from the agricultural operation. No enforcement actions were taken for
violations found during a Phase 2 inspection as of the end of the 2020-2021 program year.

o Recommendation: The Current Phase 2 manual reads, "Additional follow-up should be
handled by DEP CBO or regional offices in accordance with existing policies and
procedures." However, these policies and procedures are not described or referenced in
the SOP. EPA recommends that PADEP outline the "optional" responses and describe the
existing policies and procedures with specificity. Phase II compliance issues and
challenges should be handled formally as was done in Phase I to ensure clarity and
transparency.

•	CBAIP Phase 2 inspections require more time onsite to verify plans and BMP implementation.

•	PADEP modified the CBAIP goals based on the CBAIP Phase 2 Pilot to reflect the increased time
and resources identified for conducting Phase 2 inspections. However, in the CBAIP 2020-2021
Annual Summary, PADEP stated that due to the resource demands of Phase 2 inspections, they
"expected that as the number of Phase 2 inspections increase, the total annual acres in spected
by the CBAIP will continue to decrease."

o Recommendation: PADEP should develop a detailed plan for how inspector staff will be
restored and increased over time to stay on pace with DEP's goal of inspecting 10% of
Phase 1 and 2 operations annually (including number of inspectors and funding for those
positions by county).

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•	Of the Phase 1CBAIP site visits performed in the 2019-2020 program year, 39% of operations
were non-compliant for MMPs and 38% were non-compliant for Ag E&S Plans. Out of the 1,948
operations assessed in Phase 1 visits during the 2020-2021 program year, 36% were non-
compliant for MMPs and 31% were non-compliant for Ag E&S plans (i.e., the MMP or Ag E&S
Plan was not administratively complete). With follow up from PADEP and participating CCDs,
the compliance rate increased to 98% and 99% by the end of the SFY, respectively.

•	For Phase 2 inspections, 47% were non-compliant with requirements to maintain and
implement a MMP and all associated BMPs on schedule, and 54% were non-compliant with
requirements to maintain and implement an Ag E&S Plan and all associated BMPs on schedule.
Noncompliance identified during Phase 2 inspections included BMPsthat were not implemented
according to the schedule outlined in the plans, BMPsthat were not currently functioning, and
plans that did not address all resource concerns of the operation or were otherwise not
reflective of the current management of the agricultural operation.

o Recommendation: PADEP and the CCDs should continue to allocate resources to CBAIP
inspection follow-up for documenting compliance gains resulting from Phase 1 and 2
evaluations.

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8.0 Agriculture Erosion and Sediment Control Program

Pennsylvania's existing Erosion Control Rules and Regulations (25 Pa. Code §102 [Chapter 102]) were
effective October 30,1972, priorto the development of the 1972 Model State Act for Soil Erosion and
Sediment Control by the Council of State Governments. The Chapter 102 regulations were adopted
underthe authority of Pennsylvania's Clean Streams Law to define specific procedures and
requirements of the program. The regulations also reflectthe Declaration of Policy contained in Act 217
(The Conservation District Law):to implementa programthat helps provide forthe conservation of soil,
waterand related resources; forthe control and prevention of soil erosion; and preservation of natural
resources. The Chapter 102 regulations require erosion and sediment control planning for all types of
earthmoving including agricultural plowing and tilling, and animal heavy use areas (AHUAs).

The Pa Code 25 §102.4(a) regulations require a written erosion and sediment control plan (E&S Plan or
Ag E&S Plan) for agricultural plowing or tilling activities and AHUAs that disturb equal to or greater than
5,000 square feet. Specifically, §102.4(a)(4) identifiesthat"The E&S Plan must include cost-effective and
reasonable BMPs designed to minimize the potential for accelerated erosion and sedimentation from
agricultural plowing or tilling activities and animal heavy use areas." Further, "the E&S Plan must, at a
minimum, limit soil loss from accelerated erosion to the soil loss tolerance (T) overthe planned crop
rotation" for agricultural plowing or tilling activities. No-till operations still would be required to have
and implement a written E&S Plan.

Each Ag E&S Plan must include an assessment of agricultural plowing and tilling activities to ensure that
the soil loss from accelerated erosion is limited to the soil loss tolerance "T" overthe planned crop
rotation, as required by Pa Code 25 §102.4(a). Ag E&S Plans may include BMPs such as forest orgrass
buffers, covercrops, and tillage management. PADEP reports in its questionnaire response that "Ag E&S
Plans meet the Soil and Water Conservation Plan criteria." The BMPs identified in each Ag E&S Plan are
specific to each operation's specific conditions.

PADEP administers the Ag E&S Control Program. The CCDs conduct E&S control inspections under
delegation from PADEP. Ag E&S Plans are not approved by any Commonwealth agencies but are
required to be available for review during on-site inspections. When an agricultural operation does not
have an Ag E&S Plan available for review at the time of the on-site inspection, PADEP is authorized to
enforce Pa Code 25 §102.4(a) regulations.

Specific to CAFOs and CAOs, PADEP integrated the Ag E&S Control Program requirements into
Pennsylvania's Nutrient Managementand NPDESCAFO Programsto ensure that operations in those two
programs comply with the Ag E&S Program requirements (an Ag E&S plan is required priorto NMP
approval and as a condition of the CAFO permit; except instances where less than 5,000 square feet of
land is disturbed, in which case BMP implementation is required, but not an E&S plan).

The 2015 assessment report identified four areas where the Ag E&S Control Program could be
improved. A summary of the Commonwealth's response or actions follows each area for potential
improvement from the 2015 assessment report.

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2015 Finding

PA Actions to Address Findings

Commonwealth agencies had not
identified the complete universe
of operations subject to Ag E&S
requirements.

PADEP reported that 5,684facilities (both animal and non-
animal operations) statewide meetthe criteriafordevelopingan
Ag E&S plan; of these facilities 5,357 are located Pennsylvania's
portion of the CBW.

The Commonwealth did not have
a consistent approach or
sufficient resources to ensure
applicable operations are
meeting Ag E&S requirements.

PADEP established the CBAIP in 2016to determine whether
operations had the required Ag E&S Plans, and Phase 2 will
determine whetheroperationsare implementingthe BMPs that
are required by the site-specific Ag E&S Plans. PADEP and CCDs
also evaluate practices as part of nutrient management program
site visits and upon complaint, and PADEP ROs also evaluate
practices as part of CAFO inspections. Section 7.0 provides more
detail on CBAIP inspections.

Ag E&S Plans were not always
consistent with current farm
conditions and activities, or with
current NMPs.

In general, based on the files reviewed forthis update, most Ag
E&S Plans were consistent with NMPs and were evaluated
during PADEP's or CCD's NPDES CAFO inspections or annual
onsite Act 38 status reviews at CAOs and CAFOs. forthis
assessment EPA reviewed Ag E&S Plans prepared for
CAFOs/CAOs and did not review Ag E&S Plans for non-
CAFOs/non-CAOs.

The Commonwealth did not
identify any electronic and/or
comprehensive data systems
used for tracking Ag E&S Plans
and E&S control BMPs
implemented at animal
agriculture operations.

The Commonwealth now uses eFACTS and PracticeKeeperto
track and manage Ag E&S Control Program oversight. PADEP
uses eFACTS to record CAFO inspections and enforcement
actions. The CCDs, SCC, and PADEP use PracticeKeeperto record
inspections and violations and record the details of Ag E&S
Plans, such as required BMPs, implementation schedule, etc.

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8.1 Facility Universe

The table below shows the number of operations, by region, that were reported by PADEP as meeting
the criteria for developing an AgE&S Plan and those having a current, up-to-date Ag E&S Plan. As stated
in the 2020 BMP Summary Report, 469,573 acres are covered by Ag E&S Plans in the CBW.

The report reflects the current level of Phase 1 and Phase 2 CBAIP Ag E&S inspections, for which
additional Phase 1 and 2 inspections are still identified as needing to be completed at the time of this
assessment. In addition, Phase 1 inspections only determine if plans are available and complete at the
time of inspection, but do not determine if they are fully implemented according to the schedule of
implementation, are fully functional, and address all resource needs. Thus, DEP assuming that all deficits
from inspections are addressed by all landowners within 6 months and representing a 100% compliance
rate is unrealistic.

DEP Region

Number of facilities
that meet the
criteria for
developing an Ag
E&S Plan

Number of facilities
with an Ag E&S Plan

Number of up to
date Ag E&S Plans

Number of Reviewed
Ag E&S Plans in
SFY2019 2020

Southeast

178

178

178

23

South-
central

4,091

4,091

4,091

413

Southwest

89

89

89

0

Northeast

574

574

574

140

North-
central

751

751

751

272

Northwest

0

0

0

0

PA Total
(# in CBW)

5,684
(5,357)

5,684
(5,357)

5,684
(5,357)

847
(847)

8.2 Resources Allocated

Funding and program organization have changed since 2015. As described in the questionnaire
response, since the 2015 assessment, PADEP has undergone two reorganizations:

•	2016-2017 - PADEP merged agricultural and stormwater compliance underthe Bureau of Clean
Water's Nonpoint Source Compliance Section.

•	September 2020-Agricultural compliance was moved out of the Nonpoint Source Compliance
Section and now resides within the CBO.

•	June 2021 -The CBO Agriculture Compliance Section retained an Environmental Group
Manager.

•	December 2021 - One additional FTE was added to the Agricultural Compliance Section, with a
total of 3 FTEs focused on agricultural compliance and inspection efforts, including erosion and
sediment control for agriculture. PADEP noted that there is the plan for additional staff to be
added to the CBO focused on agricultural permitting and compliance.

The CCDs that support Ag E&S Control Program implementation through delegation agreements with
PADEP and within the time period assessed, CCDs received $60,000 per FTE as part of the Nutrient and

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Manure Management Program. This is an increase of $4,000 per FTE since 2015. The CCD Chesapeake
Bay Technicians within the time period assessed receive $65,550 per FTE as part of the Chesapeake Bay
Technician contracts. This is an increase of $5,550 per FTE since 2015. Part of the Chesapeake Bay
Technician Contract and PADEP Water Quality Specialist responsibilities include performing inspections
and associated follow-up underthe CBAIP. These inspections improve Ag E&S Program implementation.
The Chesapeake Bay Technician Contract also requires tracking and recording Ag E&S Plan writing and
verification.

The questionnaire response indicatesthatthe program would benefit from "additional funding for staff
dedicated to AgE&S compliance and enforcement statewide, but with a focus on the Chesapeake Bay."
The draft amended Phase III WIP identifies existing state agency and external staff resources allocated
to providing technical and compliance assistance and support to implement the Commonwealth's CBW
priority initiatives, including an additional 12.5 PADEP FTEs, for a total of 25 FTEs, and 60 more CCD and
SCC FTEs, for a total of 149 FTEs. The draft amended Phase III WIP envisions that the 60 new CCD and
State Conservation FTEs will consist of 50 Bay Technicians providing technical assistance, planning, and
inspection support and 10 Bay Engineers in BMP design and engineeringsupport. Seven of the 12.5 new
PADEP FTEs would be agricultural compliance inspectors based in PADEP's Regional Offices.

8.3	Data Systems

The Commonwealth uses eFACTS and Practice Keeper to track and manage Ag E&S Program, Manure
Management Program, and Nutrient Management Program oversight. Enforcement actions are
recorded in eFACTS, while inspections, violations, and plan details (including BMPs and implementation
schedule) are recorded in PracticeKeeper.

PADEP has access to both databases. The SCC and CCDs only have access to PracticeKeeper. Perthe
delegation agreements, CCDs orthe SCC are required to enter data into PracticeKeeper on at least a
quarterly basis. PracticeKeeper uploads data to the BMP Collection & Upload application (BMP
Warehouse). The BMP Warehouse reports data to the EPA-CBPO through the NEIEN. Reports can be
generated from the databases to describe program activities.

8.4	Compliance and Enforcement

Inspections

PADEP and the CCDs use CBAIP inspections, CAFO inspections, nutrient management program site visits,
and complaint follow-up to verify that Ag E&S Plans are implemented on schedule. PADEP's
questionnaire response statesthat "inspections occur on the same operation once every year for CAOs
and CAFOs (Act 38) statewide; once every 10 years for non-CAOs, non-CAFOs (Chapter 91 and 102)
within the CBW; upon complaint for non-CAOs, non-CAFOs (Chapter 91 and 102) outside the CBW."

PADEP reported that all facilities required to have an Ag E&S plan, have an up-to-date plan. PADEP
reported that 1,364 operations, statewide, were assessed for compliance with Ag E&S Plan
requirements in SFY2019-2020.

Compliance and Enforcement

Of the 1,364 operations assessed for compliance with Ag E&S Plan requirements in SFY2019-2020, 519
operations, or 38%, were identified as noncompliant with Ag E&S Plan requirements (see table below).
Failure to develop an Ag E&S Plan, and not implementing BMPs according to the Ag E&S Plan's

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implementation schedule were identified by PADEP as the most common findings of Ag E&S Plan
noncompliance. Other examples of noncompliance provided by PADEP are the potential for pollution
due to unaddressed issues such asAHUA runoff, erosion from concentrated flow areas, implementing a
crop rotation that exceeds "T," failure to maintain implemented BMPs to adequately address
accelerated erosion, and the Ag E&S Plan does not reflect observed conditions at the operation.

DEP Region

Number of facilities
assessed for compliance
with Ag E&S
requirements

Number of facilities
assessed that were
noncompliant with Ag
E&S requirements

Number of facilities that
resolved the Ag E&S
noncompliance

Southeast

20

27

0

South-central

741

331

140

Southwest

0

0

0

Northeast

170

30

0

North-central

403

131

59

Northwest

0

0

0

PA Total

1,364

519

199

PADEP noted in the questionnaire response, that in SFY2019-2020, PADEP CO received 38 referrals from
CCDs or ROs regarding Ag E&S Control Program violations identified during inspections, of which 29
operations met their obligations after enforcement actions were taken for continued non-compliance.
PADEP stated that "the remaining referred operations are making forward progress toward completing
the corrective actions identified on their inspection reports. The remaining non-referred operations are
either making forward progress toward completing the corrective actions identified on their inspection
reports orthe inspectordid not identify the date the plan was received in PracticeKeeper according to
the PracticeKeeper-Agriculture Inspections Module SOP (CESO-DATA-002)."

In SFY2019-2020, PADEP took the following enforcement actions regarding Ag E&S Plans:

•	46 Notices of Violation (NOVs) (43 contain both MMP and Ag E&S Plan violations)

•	3 Field Orders (containing both Ag E&S Plan and MMP violations)

•	2 Consent Order and Agreements (COA) (containing both Ag E&S Plan and MMP violations)

•	1 Consent Assessment of Civil Penalty (CACP) (containing both Ag E&S Plan and MMP violations)

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8.5 WIP Implementation Goals

•	The Phase III WIP includes goals for Pennsylvania to continue the compliance, inspection, and
enforcement programs associated with Pennsylvania's Clean Streams Law and federal
requirements by ensuring farmers are implementing their state required Ag E&S Plan or
conservation plan, MMP, or NMP, and implementing barnyard runoff controls, where required.
Based on the questionnaire responses and interviews, it is understood that Ag E&S Plans are
evaluated during NPDES CAFO compliance evaluation inspections (CEIs), annual onsite NMP
reviews at CAOsand CAFOs, and through CBAIP inspections. Based on the files reviewed, PADEP
and/orthe CCDs are conducting NPDES CAFO CEIs at least every 5 years, are conducting annual
onsite NMP reviews at CAOs and CAFOs and have initiated CBAIP inspections.

•	Phase III WIP Action # 2.3.4A: Develop web-based and in-person training for Manure
Management and Agriculture Erosion and Sediment planning. In October 2019, PADEP
published the Soil Erosion and Sediment Control Manual for Agricultural Operations. As stated in
the 2020 Progress Report Summary, PADEP staff "developed four web-based training modules
forthe Agriculture Erosion and Sediment Control Manual and opened them for public use on
[PAJDEP's Clean Water Academy (CWA)." In addition, "DEP entered into an agreement with
Penn State Extension to create additional in-person curriculum." The PA Phase 3 WIP 2022-2023
Planning and Progress Milestones report states that as of December 30, 2021, Penn State was
developing the curriculum and finalizing the PAOneStop Ag E&S Plan reporting template and
instructions. In addition, "AgE&S Plan and MMP modulescontinueto be provided via [PAJDEP's
Clean Water Academy."

As stated in the questionnaire response and indicated above, a training course that introduces
the Ag E&S manual is available on the PADEP Clean Water Academy.7 In addition, Spring
Agriculture Trainings (three weeks of basic and advanced trainings) are offered annually to
federal and state staff as well as Technical Service Providers. "These trainings are led by NRCS
and SCC and include field exercises and assessments of resource concerns and identification of
BMPs to address those concerns. "Basic" level training is provided to new staff. "Advanced"
leveltraining is split into two groups: agronomy and engineering. The advanced training runs
concurrently, so more advanced staff may attend these trainings in concurrent years. Certified
Nutrient Management Specialists must attend the Stormwater and Soil Loss Workshop, a three-
day workshop which includes a review of the procedures for completing administrative
completeness reviews of Ag. E&S Plans. In 2021-2022, a train-the-trainer series was released to
the Clean Water Academy in June 2022, which will instruct CCD staff of the necessary steps for
holding a workshop instructing agricultural producers of the process of writing an Ag. E&S Plan.
CCD staff have already expressed interest in hosting these Ag. E&S Plan Writing Workshops as
part of their Chapter 102 delegation agreement required output measures. In the medium-term
(within 2 years), a we b-based, direct-learner module will be added to the Penn State PAOneStop
tool which will instruct agricultural operators how to use PAOneStop to write an
administratively complete plan."

7 https://pacleanwateracademv.remote-learner.net/course/view.php7id=23 5

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PADEP stated in the questionnaire responses that, of the BMPs selected by EPA for evaluation in this
assessment, the following may be included or required in Ag E&S Plans depending on site-specific
conditions.

BMP

Required?

Comments*

Animal Waste
Management Systems





Forest Buffers

Maybe

Included in the Ag E&S manual as a common BMP and may
be included in an Ag E&S Plan.

Nutrient Management





Cover Crops

Maybe

Included in the Ag E&S manual as a non-structural BMP and
may be included in an Ag E&S Plan.

Soil Conservation and
Water Quality Plans

Yes

Ag E&S Plans meet the Soil and Water Conservation Plan
criteria.

Tillage Management

Maybe

An assessment of agricultural plowing and tilling activities is
required to be included in the Ag E&S Plan to assure that the
soil loss from accelerated erosion is limited to the soil loss
tolerance "T" over the planned crop rotation per the
requirements of 25 § 102.4(a). Conservation tillage and no-
till is included in the Ag E&S BMP manual as a non-
structural/management BMP and may be included in an Ag
E&S Plan to meetT over the planned crop rotation.

Other BMPs

Maybe

Ag E&S Plans are site-specific to address the identified
resource

* Applicable comments provided in the questionnaire response.

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8.6 Agriculture Erosion and Sediment Control Program - Observations

•	Since the 2015 assessment, the Commonwealth has prioritized Ag E&S Plan implementation in
the CBW. The 2015 assessment report estimated approximately 3,299 operations subject to the
Ag E&S Control Program requirements. I nth is update, PADEP identified that 5,684 operations in
Pennsylvania (5,357 of which are in the CBW) have Ag E&S Plans. Phase 1 and 2CBAIP
inspections have not been fully implemented at the time of this assessment. Phase 1 inspections
do not determine if the plans are being fully implemented and address all concerns.

•	Pennsylvania has addressed many of the areas identified in the 2015 assessment report as
needing improvement.

o PADEP reports that Ag E&S Plans are evaluated during CBAIP inspections, nutrient
management program site visits, and when complaints are received. PADEP ROs
evaluate practices as part of CAFO inspections. This is an improvement overthe 2015
assessment report which reported that the Commonwealth did not have a consistent
approach or sufficient resources to ensure operations are meeting Ag E&S Control
Program requirements,
o Ag E&S Plans reviewed forthis update were consistent with the NMPs. Further, the Ag
E&S Plans had been evaluated during PADEP's or CCD's NPDES CAFO inspections or
annual onsite Act 38 status reviews at CAOs and CAFO's. This is an improvement over
the 2015 assessment report which reported that Ag E&S Plans were not always
consistent with current farm conditions and activities, or with the operation's NMP.
o Since the 2015 assessment, the Commonwealth has implemented electronic data

management systems to track implementation of Ag E&S Plans and E&S control BMPs at
animal agriculture operations. The Commonwealth now uses eFACTS and
PracticeKeeperto track and manage Ag E&S Program oversight. Data collected with
PracticeKeeper is reported electronically to the EPA-CBPOvia NEIEN.

•	PADEP recommended that the program would benefit from additional funding for staff
dedicated to Ag E&S compliance and enforcement statewide, but with a focus on the
Chesapeake Bay.

•	PADEP staff developed four web-based training modules forthe Agriculture Erosion and
Sediment Control Manual and made them available to the public on PADEP's Clean Water
Academy website.

•	Of the 1,364 operations assessed for compliance with Ag E&S Plan requirements in SFY2019-
2020, 519 operations, or 38%, were identified as noncompliant with Ag E&S Plan requirements.

•	Failure to develop an Ag E&S Plan, and not implementing BMPs according to the Ag E&S Plan's
implementation schedule were identified by PADEP as the most common findings of Ag E&S
Plan noncompliance, as well as concerns with AHUA runoff, erosion from concentrated flow
areas, implementinga crop rotation that exceeds "T," failure to maintain implemented BMPs to
adequately address accelerated erosion, and the Ag E&S Plan does not reflect observed
conditions at the operation

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9.0 Manure Management Program

Pennsylvania's Manure Management program was started in 1986. Every farm in Pennsylvania that land
applies and/or generates manure or agricultural process wastewater, regardless of size, is required to
have and implement a written MMP. Land application of manure includes manure and agricultural
process wastewaterapplication by varioustypes of equipment as well as direct application of manure by
animals on pastures and in animal concentration areas (ACAs). Farms that do not mechanically apply
manure and that have pastured animals still need a MMP, including small, pasture-based animal
operations. Pasture based farms may have adverse impact to water quality and are also required to
developand implementa MMP. An example was provided by Snyder CCD of an operation similarto this
that was identified as potentially having an adverse impact to waterquality and was required to develop
an MMP.

As stated in the 2015 assessment report, PADEP oversees the implementation of the Manure
Management Program by providing technical, administrative, and programmatic guidance to farm
operators, program participants, CCDstaffand boards, and other interested parties.The PADEP ROsare
responsible for Manure Management Program compliance and enforcement activities. The CCDs, with
SCC oversight, provide assistance to PADEP in the implementation of the Manure Management Program
through funded delegation agreements. The CCDs engage in Manure Management Program outreach,
education and training, and compliance assistance that includes support with MMP development and
implementation, coordinate Manure Management Program outreach and education efforts, and
complaint response and referral activities.

CCDs have offered MMP workshops to assist operators with writing MMPs. Operators leave the
workshop with a nearly completed MMP. During interviews, CCDs noted that MMP workshops had high
attendance in the past, but that attendance at MMP workshops has declined in recent years. For
example, Lycoming CCD stated that their last formal workshop was in 2018 and only two people
attended. The CCDs indicated that most of the operations that were interested in developing MMPs
have already done so. The CCDs noted that they would help with MMP development if an operator
requested assistance.

The 2015 assessment report identified five areas where the Manure Management Program could be
improved. A summary of the Commonwealth's response or actions follows each area for potential
improvement from the 2015 assessment report

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2015 Finding

PA Actions to Address Findings

MMPs were not collected or submitted
to the Commonwealth or approved by
PADEP.

No changes have been made since the 2015 assessment.
Operators are not required to submit MMPs to PADEP or
the CCDs for approval, but the MMP must be kept on the
farm and made available upon request.

Duringthetime period assessed PADEPSOPforCBAlP did
not require PADEP and CCDs to collect, copy, and/or file
plans that are reviewed by inspectors. This may have
limited the accuracy of tracking, reporting, and
verification of manure transport, which maybe tracked in
MMPs. The SOP was updated and revised in May, 2022
and now requires plans to be recorded in PracticeKeeper
(PADEP, 2022d).

PADEP did not track the number of
operations known to have an MMP and
therefore did not know the universe of
MMP facilities.

The Commonwealth assesses MMP development and
implementation through Pennsylvania's CBAIP and
through implementation responsibilities of the Nutrient
Management and Manure Management Programs.

The Commonwealth did not have a
compliance assurance strategy or
sufficient resources to ensure applicable
operations are meeting MMP
requirements.

As stated in the response to the questionnaire, at least
10% of acres covered by MMPs are inspected as part of
the CBAIP annually.

PADEP, SCC, and the CCDs did not have
an integrated data system or approach
in place for tracking and managing
Manure Management Program
oversight.

The Commonwealth is using eFACTS and PracticeKeeper
to track and manage MMP oversight.

Pennsylvania did not appear to be
conducting inspections where MMP
compliance is the primary focus of the
inspection unless the farm is the subject
of a complaint or part of a Regional
Agriculture Watershed Assessment
Program Initiative.

The CBAIP, in part, evaluates whether operations have
the required MMPs (Phase 1) and evaluates
implementation of MMPs and required practices (Phase
2). As stated in the response to the questionnaire,
through inspections, including CBAIP and complaint-
driven inspections, PADEP or CCDs review MMPs for
administrative completenessand determine whetherthe
operation is on schedule with BMP implementation.

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9.1 Facility Universe

As stated in the 2020 BMP Summary Report, 487,851 acres are covered by MMPs in the CBW, slightly
more than the 469,573 acres reported to be under Ag E&S Plans. In its questionnaire response, PADEP
reported that 2,932 operations statewide (2,877 operations in the CBW) are required to develop an
MM P. The table be low shows the number of operations, by region, that are required and known to have
a current, up to date MMP, as reported by PADEP as part of the Phase 1 and 2 CBAIP inspections, both
of which have not been fully implemented at the time of this assessment. Phase 1 inspections do not
determine ifthe plans are beingfully implemented and addressall concerns. PADEP requires that every
farm in Pennsylvania that land applies and/or generates manure or agricultural process wastewater,
regardless of size, have an MMP.

DEP Region

Number of facilities that
meet the criteria for
developing an MMP

Number of facilities with an
up to date MMP

Southeast

171

171

South-central

1,618

1,618

Southwest

53

53

Northeast

136

136

North-central

929

929

Northwest

25

25

PA Total

2,932

2,932

(# in CBW)

(2,877)

(2,877)

9.2 Resources Allocated

Funding and program organization have changed since 2015. As described above in Section 8.2, since
the 2015 assessment, PADEP has undergone two reorganizations:

•	2016-2017 - DEP merged agricultural and stormwater compliance underthe Bureau of Clean
Water's Nonpoint Source Compliance Section.

•	September 2020-Agricultural compliance was moved out of the Nonpoint Source Compliance
Section and now resides within the CBO.

•	June 2021 -The CBO Agriculture Compliance Section retained an Environmental Group
Manager.

•	December 2021 - One additional FTE was added to the Agricultural Compliance Section, with a
total of 3 FTEs focused on agricultural compliance and inspection efforts, including compliance
with Manure Management regulations. PADEP noted that the re is the plan for additional staff to
be added to the CBO to assist with permitting, compliance, inspection, and enforcement
programs.

The CCDs that support program implementation through delegation agreements with PADEP received
$60,000 per FTE duringthe time period assessed as part of the Nutrient and Manure Management
Program. This is an increase of $4,000 per FTE since 2015. The CCD Chesapeake Bay Technicians receive
$65,550 per FTE as part of the Chesapeake Bay Technician contracts. This is an increase of $5,550 per
FTE since 2015. Part of the Chesapeake Bay Technician Contract and PADEP Water Quality Specialist
responsibilities include performing inspections and associated follow-up underthe CBAIP. These

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inspections improve Ag E&S Program implementation. The Chesapeake Bay Technician Contract also
require tracking and recording Ag E&S Plan writing and verification.

The questionnaire response indicatesthatthe program would benefit from "Additional funding for staff
dedicated to MMP compliance and enforcement statewide." Section 8.2 above summarizes
Pennsylvania's existing and needed agriculture staffing as described in Table 5.3 in the Phase III WIP.

9.3	Data Systems

As discussed in Section 8.3forthe Ag E&S Program, the Commonwealth is using eFACTS and
PracticeKeeperto track and manage Manure Management Program oversight.

9.4	Compliance and Enforcement

Pennsylvaniadeterminescompleteness and on-schedule implementation of MMPs during inspections.
Most inspections are performed through the CBAIP (see Section 7.0 above) or as follow-ups to
complaints. PADEP and CCDs also review records (including self-inspection reports, manure storage
certification, soil and manure test results, manure application records and transfer records) and verify
that land application records are consistent with the MMP during inspections. As stated in the
questionnaire response, "ata minimum, 10% of the acres covered by nutrient balance sheets and MMPs
are inspected as part of the CBAIP annually."

As stated in the questionnaire response, MMP compliance and enforcement within the CBW is
summarized in the Agriculture Inspections Annual Summary.8 CCDs perform follow up on initial
inspections; however, if a facility does not meet a required deadline, the CCD refersthe facility to PADEP
for further compliance and enforcement action.

The table below shows MMP non-compliance, based on State Fiscal Year 2019-2020. PADEP did not
provide the total numberof facilities assessed to estimate the percentage of operations determined to
be following MMP requirements.

DEP Region

Number of facilities
assessed that were
noncompliant with MMP
Requirements

Number of facilities that
resolved the MMP
noncompliance

Southeast

37

1

South-central

349

215

Southwest

2

0

Northeast

39

0

North-central

84

31

Northwest

0

0

PA Total

511

247

8https://files.dep.state.pa.us/Water/BPNPSM/AariculturalOperations/AariculturalCompliance/CBAIP AnnualSummarv
2020.pdf

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According to the questionnaire response, the most common types of non-compliance are not keeping
accurate records, not implementing proposed BMPs, and not adhering to application rates in MMPs.

In SFY2019-2020, the following enforcement actions were taken:

•	59 NOV (43 contained both MMP and Ag E&S violations)

•	3 Field Orders (containing both MMP and Ag E&S violations)

•	2 Consent Order and Agreements (COA; containing both MMP and Ag E&S violations)

•	1 Consent Assessment of Civil Penalty (CACP; containing both MMP and Ag E&S violations)

During the time period assessed PADEP SOP forCBAlP did not require PADEP and CCDs to collect, copy,
and/or file plans that are reviewed by inspectors. Interviews with state conservation district staff
suggested that it has been difficultto evaluate compliance with requirements, such as winter spreading
restrictions, because MMPs were not required to be submitted. This may have limited the accuracy of
tracking, reporting, and verification of manure transport, which may be tracked in MMPs. The SOP was
updated and revised in May, 2022 and now requires plans to be recorded in Practice Keeper (PADEP,
2022d).

9.5 WIP Implementation Goals

•	The Phase III WIP goals include ensuringthat facilitiesare implementingtheirrequired MMPs,

where needed. Based on the questionnaire response and interviews, PADEP and/orthe CCDs
have initiated CBAIP inspections and conduct follow-ups to complaints. MMPs are being
evaluated duringthese assessments but the adequacy of the reviews could not be determined
as part of this assessment. .

•	The Phase III WIP seeks increases in the installation and use of adequate manure storage
facilities. The WIP aims for 90% of swine and poultry operations and 75% of other livestock
operations to have adequate manure storage facilities. As indicated in the table below, animal
waste management systems (which provide adequate manure storage) are a component of
MMPs(exceptfordaily-haulor pasture only). Therefore, adequate manure storage BMPs would
be tracked in PracticeKeeper.

•	Phase III WIP Action # 2.2.1A: Investigate the incorporation of alternative manure treatment
technologies and other potential strategies to address areas of excess manure nutrient
generation and capital investment required for implementation of manure treatment
systems. As discussed in the 2022-2023 Milestone Report,9 PADEP noted that several counties
have identified and prioritized manure transport as a component of their CAPs. In addition, SCC
and PADEP have held discussions with consultants about manure transport from two Tier 2

9https://files.dep.state.pa.us/Water/ChesapeakeBavOffice/TrackProaress/DRAFT PA Phase 3 WIP 2021 Progress and
2022-2023 Planning Milestone Reportina.pdf

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counties and have been in discussions with one Tier 1 county regarding improving tracking of
manure transport.

*	Phase III WIP Action # 2.3.4A seeks for PDA and PADEP, as the lead agencies, to develop web-
based and in-person training for Manure Management and Agriculture Erosion and Sediment
planning. SeediscussionofprogressmadetowardsthesetrainingeffortsinSection 8.5above. In
addition, as stated in the questionnaire response, PADEP's Clean Water Academy hosts a course
titled "Conducting a Farm Plan Writing Workshop" which is aimed to enable CCD staff, Penn
State Extension educators, and industry representatives to plan and conduct M MP Writing
Workshopsforfarmers. Asdiscussed during the interviews, these workshops enable farmers to
leave having nearly complete MMP. PADEP's Clean Water Academy also hosts additional
courses on Manure Management, including "Nutrient Management and Manure Management
Complaint Handling" and "Nutrient Management and Manure Management Compliance
Process."

•	The Phase III WIP seeks the use of precision feed management to reduce nitrogen and
phosphorus in manure, with a goal of 70% of dairy cows fed with precision management.
According to the questionnaire response, PADEP is not currently tracking this information but
has plans in place to capture that information in the future. Pennsylvania State University and
state agencies are undergoing research and analysis to support a Chesapeake Bay Program
recognized process for increased tracking, reporting, and verification of dairy feed management.
Beginning in October 2021, documentation of supplemental Nutrient Management BMPs were
included as part of the Nutrient Management Program Status Reviewform.

PADEP stated in the questionnaire responses that, of the BMPs selected by EPA for evaluation in this
assessment, the following may be included or required in MMPs.

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BMP

Required?

Comments*

Animal Waste
Management Systems

Maybe

Yes, if the Animal Waste Management System is a critical
component of the MMP. Animal Waste Management
Systems are not required if the MMP adequately addresses
daily haul or pasture-only operations.

Forest Buffers

Maybe

Yes, if the operation chooses to implement a Forest Buffer
to meet the application setback requirements, the BMP
must be implemented and maintained.

Nutrient Management

Yes



Cover Crops

Maybe

Yes, included in Manure Management Manual

Soil Conservation and
Water Quality Plans



Not applicable

Tillage Management

Maybe

Yes, if the operator wishes to reduce the 100' application
setback to 50', they must have a soil test done within the
last 3 years showing less than 200 ppm P, use no-till
practices, and if residue is removed, plant a cover crop on
the field.

Other BMPs

Maybe

•	BMPs that address pasture management including
Prescribed Grazing

•	BMPs that address runoff from ACAs including but not
limited to Heavy Use Area Protection, Fence, and
Barnyard Runoff Controls

* Applicable comments provided in the questionnaire response.

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9.6 Manure Management Program - Observations

•	PADEP could consider implementing only Phase 2to conserve staff time and level of effort and
develop toolsthat betterdocumentthe evaluation. PADEP re ports that M MPs cover more acres
in Pennsylvania's portion of the CBW than are covered under Ag E&S Plans. However, it appears
that PADEP and the CCDs are less certain aboutMMP implementation compared to Ag E&S Plan
implementation. PADEP and the CCDs evaluate whetheroperations have MMPsthrough Phase 1
of the CBAIP. Phase 2 evaluates whether operations have implemented MMPs effectively and
on schedule.

•	The Commonwealth assesses MMP development and implementation through the CBAIP and
implementation responsibilities of the Nutrient Management and Manure Management
programs.

•	MMPs are not required to be submitted to PADEP or the CCDs for approval but must be kept on
the farm and made available upon request. This administrative process limits program
evaluation.

•	The CBAIP evaluates whether operations have the required MMPs (Phase 1) and
implementation of MMPs and required practices (Phase 2). At least 10% of acres covered by
MMPs are inspected as part of the CBAIP annually.

•	The questionnaire response indicates that the program would benefit from "Additional funding
for staff dedicated to MMP compliance and enforcement statewide."

•	As noted during interviews with PADEP and CCDs, there is a lack of buy-in from farmers to
implement the MMPs and farmers often are not fully aware of the contents of MMPs written by
consultants.

•	The Commonwealth does not have a compliance assurance strategy or sufficient resources to
ensure applicable operations are meeting MMP requirements.

•	Since the 2015 assessment, the Commonwealth has begun using eFACTS and PracticeKeeperto
track and manage MMP oversight.

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10.0 Pennsylvania Nutrient Management Program

As stated in the 2015 assessment report, Pennsylvania's Nutrient Management Program involves the
SCC, PADEP, PDA, Penn State Cooperative Extension, USDA-NRCS, andthe CCDs; however, PDA, SCC, and
the CCDs have primary responsibility for program administration and implementation.

The Act 38 Nutrient Management Regulations have not changed since the 2015 assessment. Under Act
38, all NMPs must be prepared by a PDA-certified nutrient management specialist usingthe current
version of SCC's standardized plan format, unless an alternative format is approved by SCC. As stated in
the 2015 assessment report, Act 38 sets forth minimum thresholds for animal agriculture operations
required to develop and implement an NMP.

1.	The operation must be high animal density and must have at least 8,000 pounds (lbs.) of animals
on the farm.

2.	High density farms are those that have more than 2,000 lbs. of live animal weight per acre of
land where manure is applied. Land where manure is applied:

o Includes owned and rented cropland, hayland, or pasture where manure is or will be
applied, and

o Includes all livestock, whetherthey are for production or recreation

Pennsylvania refers to these high animal density farms with more than 8,000 lbs. of animals as CAOs.
VAOsare operationsthat voluntarily submit an NMP but are not required to do so by law. VAOs include
agricultural operations applying for financial assistance under 25 Pa. Code § 83.261. VAOs may withdraw
from the Nutrient Management Program at anytime, but they would still be required to have and
implement an MMP.

The 2015 assessment report identified four areas where the Nutrient Management Program could be
improved. A summary of the Commonwealth's response or actions follows each area for potential
improvement from the 2015 assessment report.

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2015 Finding

PA Actions to Address Findings

Transferring information from the 66
CCDs to PADEP headquarters using
paper records appears inefficient—
particularly when the information
appears to be stored electronically at
the CCD level, albeit in a variety of
software packages.

The Commonwealth now uses eFACTS and
PracticeKeeperto track and manage NMP oversight.
PADEP uses eFACTS to record CAFO inspections and
enforcement actions. The CCDs, SCC, and PADEP use
PracticeKeeperto record inspections and violations and
record the details of Ag E&S Plans, such as required
BMPs, implementation schedule, etc. In addition, reports
describing program activities are generated from the
database on a quarterly basis and shared with
stakeholders, as appropriate.

Cost-share and technical assistance
incentives for VAOs do not encourage
continued participation in
Pennsylvania's Nutrient Management
Program after benefits are received.

In its questionnaire response forthis update, PADEP
specified that during SFY2019-2020, DEP offered funds
through the Ag Plan Reimbursement Program to write
Act 38 NMPs. PADEP also noted that the SCC offers REAP
Tax Credits, and recently released funding for CEG and
low interest loans thru Agri-link; however, this funding
was not available during SFY2019-2020.

The "three strikes policy" compliance
approach, which was in draft during the
period of this assessment, is not applied
consistently.

The 2015 reportdescribesthat, according to the Nutrient
Management Program Administrative Manual, following
NMP inspection, the CCD sends the operator a formal
letter within one week noting significant items of
compliance and all items determined to be deficient. A
follow up inspection is then scheduled at an accelerated
frequency for non-compliant operations. If non-
compliance remainsafterthe second inspection, the CCD
Board can referthe operation to the SCC for
enforcement. The timeframe to complete a corrective
action and be re-inspected should not exceed 6 months
exceptforunusual circumstances. This inspection and re-
inspection process for Act 38 non-compliance commonly
referred to as the "three strikes rule" or "three strikes
policy." During interviews, SnyderCCD and Lycoming CCD
both indicated that they followthey "three strikes policy"
outlined in the Nutrient Management Program
Administrative Manual. SnyderCCD noted that they have
not needed to refer a farm to SCC for enforcement.

PDA, SCC, and the CCDs did not describe
a process used to identify and quantify
implementation of non-cost share BMPs
at CAOs.

In its questionnaire response forthis update, PADEP
stated that "Program quarterly reporting requires that all
BMPs identified in Act 38 NMPs are entered into the
PracticeKeeper Database by delegated CCD staff during
the quarter in which the plan was approved. In counties
where the CCD is not delegated, the SCC enters the
information. These BMPs are then recorded as
implemented in the PracticeKeeper Database according

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2015 Finding

PA Actions to Address Findings



to the procedures outlined in the PracticeKeeper - BMP
Module SOP (CBO-DATA-003)." Pennsylvania also
responded that the five BMPs with the highest
implementation rates (by number of acres) at CAOs
include Nutrient Management, Soil Conservation and
Water Quality Plans, Animal Waste Management
Systems, Heavy Use Area Protection, and Fencing.

As part of previous program oversight performed by EPA, EPA observed administrative challenges to
program implementation. Through review of CAFO permits at the SCRO for poultry operations, EPA
observed a lack of manure sampling data cited by CAFO NMPs and instead use of PSU "book value" data.
The PSU data are based on limited historic manure samples analyzed by PSU, the majority of which were
based on PSU research project samplingversuscommercial poultry operations. The reference was made
based on an internalDEP reviewof CAFO permitsfor layer operations completed in 2012-2013 as part of
the development fora CBP partnership AgWG livestock manure subcommittee recommendation report.
In addition, DEP filed a request to EPA-CBPO to equally credit value the use of PSU manure nutrient
book values as compared to manure sample analysis values for NMPs as part of the CBP partnership
Phase 6 NM BMP recommendation report approval process in 2016, which was also documented by
EPA-CBPO in an official response letter. A copy of the response letter is available on file with the EPA-
CBPO. EPA also observed the use of "book value" soils data versus soil sampling.

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10.1 Facility Universe

Act 38 requires, in part, development and implementation ofan NMPfora specific set ofanimal
operations. Any Pennsylvania animal operation may voluntarily develop and implement an NMP.
however, Act 38 requires the following animal operations to develop and implement an NMP:

•	CAOs

•	All NPDES-permitted CAFOs

•	Farms receiving financial assistance for nutrient management under 25 Pa. Code § 83

•	An agricultural operation that violates the Clean Streams Law may be required to develop,
submit, and implement an NMP

As stated in the questionnaire, the table below shows the current numbe r of approved N MPs by region
and regulatory category in Pennsylvania and in Pennsylvania's portion of the CBW, using Crop Year
10/1/2020-9/30/2021 data10. Approved NMPs cover 208,276 acres in the CBW. Based on data provided
in PADEP's questionnaire response, 66% (606 out of 919) of CAOs in Pennsylvania's portion of the CBW
have approved NMPs. The data for number of agricultural operations statewide meeting the CAFO
definition (459) and the number of approved NPDES CAFO NMPs (469) statewide are inconsistent but
appearto indicate that all CAFOs in Pennsylvania have approved NMPs.

DEP Region

Number of Approved
NPDES CAFO NMPs

Number of Approved CAO
NMPs

Number of Approved VAO
NMPs

Southeast

14

29

3

South-central

348

432

56

Southwest

9

9

11

Northeast

16

25

5

North-central

77

165

35

Northwest

5

10

37

PA Total
(# in CBW)

469
(410)

670
(606)

147
(97)

Pennsylvania reported in the Phase III WIP that, "as provided to the Chesapeake Bay Program in 2017, a
comparison of 2012 Ag Census Data to 2017 data provided in NMPs shows that 99% of all chickens, 98%

10 Since the previous assessment was completed, there were more farms with VAO Act 38 Nutrient
Management Plans. Priorto and in the early years of the Manure Management Manual, Conservation
Districts, planners, etc. provided guidance to farmers to have VAO plans, either for "limited liability" or
to participate in financial and technical assistance programs. The VAO NMP served the purpose of the
Manure Management Plan. Sincethetimethe Manure Management Manual was released and used, the
numberof VAO plans decreased, while the numberof Manure Management Plans increased. In
addition, PADEP completed a data cleanup of VAO plans in 2017-2018 to cull the numberof expired
plans to reduce the potential of double-counting acreage while a farmer switched from having a VAO
plan to a Manure Management Plan.

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of all swine, 70% of all turkeys, and 20% of all dairy related cattle are covered by NMPs and the
associated Nutrient Management Program."

The table below shows the number of NMPs submitted for review and how many were reviewed and
approved, based on Crop Year 10/1/2020-9/30/2021 data.

DEP Region

Number of NMPs
Submitted for Review

Number of NMPs Reviewed

Number of NMPs Approved

Southeast

16

16

16

South-central

249

251

251

Southwest

9

13

13

Northeast

17

20

20

North-central

82

100

100

Northwest

1

13

13

PA Total

391

413

413

(# in CBW)

(321)

(344)

(344)

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10.2	Resources Allocated

The SCC employs a Nutrient and Odor Management Program Director with oversight overall Act 38
related activities. Five additional SCC nutrient management staff work with staff from 57 delegated CCDs
to implement and enforce Act 38 nutrient management regulations (SCC, 2022).

Pennsylvania currently has 249 certified nutrient management planners (69 commercial, 26 individual,
and 154 reviewers).

As stated in the questionnaire response, Nutrient and Manure Management Delegated CCDs receive
$60,000 per FTE as part of the Nutrient and Manure Management Program which is an increase of
$4,000 per FTE since 2015. However, the questionnaire response also noted that predictable and
dedicated funding for CCDs and other staff conducting BMP verification, compliance, and enforcement
activities related to the Nutrient Management Program is one challenge that Pennsylvania is facing in
implementingthe program.

10.3	Data Systems

As discussed in Sections 8.3 forthe Ag E&S Program and 9.3 for Manure Management Program, the
Commonwealth is using eFACTS and PracticeKeeperto track and manage NMP oversight.

10.4	Compliance and Enforcement

As described in the questionnaire response, noncompliance with NMPs is determined through annual
CAO NMP status reviews and through CAFO CEIs conducted at least once every five years.

While onsite, Pennsylvania reviews NMPs, self-inspection reports, the PPC Plan, manure storage
certification, soil and manure test results, manure applications records and transfer records to
determine compliance. Based on the questionnaire response, the most common types of NMP non-
compliance are recordkeeping and maintaining current manure samples.

As stated in the FY2020 Nonpoint Source Management Annual Report, Pennsylvania inspected 596
farms underthe Act 38 Nutrient Management Program in FY2020 (PADEP, 2020). The table below shows
NMP non-compliance provided in the questionnaire response, based on Crop Year 10/1/2020-9/30/2021
data.

DEP Region

Number of NMPs
assessed during onsite
inspections

Number of facilities
assessed during onsite
inspections that were
noncompliant with NMP

Number of facilities that
resolved the NMP
noncompliance

Southeast

6

3

3

South-central

675

117

117

Southwest

11

3

3

Northeast

29

7

7

North-central

181

24

24

Northwest

9

1

1

PA Total

911

155

155

(# in CBW)

(813)

(126)

(126)

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The CBAIP annual summary report provides similar data to that shown above, stipulating that, for
agricultural operations inspected between July 1, 2020, through June 30, 2021, compliance with Act 38
NMP development and implementation was 82% atthe time ofthe inspection. PADEP's annual
summary report indicates that reasons for noncompliance were related to failure to obtain manure or
soil samples, failure to land apply manure in accordance withthe NMP,andfailure to maintain adequate
records. PADEP indicated that follow-up activities resulted in most facilities returning to compliance
within 6 months followingthe annual inspection.

Pennsylvania indicated that CCDs and PADEP do not take enforcement actions under Act 38; however,
PADEP and SCC may take joint enforcement action if the non-compliant facility is a CAFO. Based on the
questionnaire response, the SCC took 10 enforcement actions in SFY2019-2020.

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10.5 WIP Implementation Goals

•	The Phase III WIP goals including seeking to ensure that facilities are implementing their
required NMPs, where needed. Based on the files reviewed, Pennsylvania is ensuring that
facilities have current NMPs and are implementingtheir NMPs through annual onsite status
reviews at CAOs orthrough CAFO inspections every five years.

•	The Phase III WIP also mentioned that Pennsylvania has a new data management and tracking
system to ensure consistent documentation, tracking, and reporting of outputs and BMPs
implemented through various programs, including the Nutrient Management Program. As
stated in the questionnaire, Pennsylvania uses eFACTS and PracticeKeeperto track and manage
oversight of NMPs. Practice Keeper is used to record inspections and violations and record the
details of the plan, i.e., animal type, required BMPs, manure generated, etc. CCDs, SCC, and
PADEP have access to PracticeKeeper. eFACTS is used to record enforcement actions.

PADEP stated in the questionnaire responses that, of the Phase III WIP BMPs selected by EPA for
evaluation in this assessment, the following BMPs may be included or required in NMPs depending on
site-specific conditions.

BMP

Required?

Comments*

Animal Waste
Management Systems

Yes



Forest Buffers

Maybe

If it is part of the NMP or Ag E&S Plan or Manure
Management Plan as a requirement (e.g.
setbacks), then it would be required.

Nutrient Management

Yes



Cover Crops

Maybe

Cover crops may be included in required NMPs.
As described in Version 12.0 of the Pennsylvania
Act 38 Nutrient Management Program Technical
Manual, covercrops may be included in required
NMPs forfields where manure will be applied in
winter and fall manure applications.

Soil Conservation and
Water Quality Plans

Yes



Tillage Management

Maybe

Tillage management may be included in required
NMPs. As described in Version 12.0of the
Pennsylvania Act 38 Nutrient Management
Program Technical Manual, tillage management
may be included in required NMPs for fall
manure applications.

Other BMPs

Maybe

BMPs such as Heavy Use Area Protection,
Fencing, etc.

* Applicable comments provided in the questionnaire response.

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PADEP reportedthe BMPs with the highest implementation rates (by number of acres) at CAOs include
Nutrient Management, Soil Conservation and WaterQuality Plans, Animal Waste Management Systems,
Heavy Use Area Protection, and Fencing.

In its Evaluation of Pennsylvania's Draft Amended Phase III WIP (dated 4/18/2022), EPA identified
expected enhancements and recommended actions to be included in the final amended WIP, including:

•	Increasingtechnical assistance forthe review of NMPs.

•	Requiring additional priority agricultural BMPs from the WIP to be incorporated in NMPs for
CAOs.

•	Expandingthe Nutrient Management Programto require NMPs for additional farms beyond the
current CAOs.

10.6 Nutrient Management Program - Observations

•	PADEP stated that cost-share and technical assistance incentives are available for VAOs through
the Ag Plan Reimbursement Programto write MMPs, Ag E&S Plans, and Act 38 NMPs during the
SFY2019-2020 evaluation period. In addition, the SCC offers REAP Tax Credits and has recently
released fund for CEG and low interest loans thru Agri-link.

•	According to the questionnaire, based on Crop Year 10/1/2020-9/30/2021 data, 911 NMPs (813
in CBW) were assessed during onsite inspections. The number of facilities that were assessed
during onsite inspections was 155 (126 in the CBW). All of those facilities resolved NMP non-
compliance.

•	PADEP's annual summary report indicates that reasons for noncompliance were related to
failure to obtain manure or soil samples, failure to land apply manure in accordance with the
NMP, and failure to maintain adequate records. PADEP indicated that follow-up activities
resulted in most facilities returning to compliance within 6 months following the annual
inspection.

•	The Commonwealth uses eFACTS and PracticeKeeperto track and manage Nutrient
Management Program oversight. These software packages were not in use atthe time of the
2015 assessment.

•	As provided forthis update, PADEP stated that all BMPs identified in Act 38 NMPs are entered
into PracticeKeeper by delegated CCD staff during the quarter in which the plan was approved.
In counties where the CCD is not delegated, the SCCentersthe information. BMPs in the NMPs
are recorded as implemented in PracticeKeeperto minimize double counting.

•	Based on the files reviewed, Pennsylvania is ensuring that facilities have current NMPs and are
implementingtheir NMPs through annual onsite status reviews at CAOs and CAFO's orthrough
CAFO inspections every five years.

•	According to PADEP'sNPDES general permit for CAFOs (PAG-12), PADEP may require additional
BMPs and controls to abate pollution. For operations within the Chesapeake Bay Watershed,
this may include additional BMPs listed in the WIP. Because PADEP usesthe PAG-12as template
to develop and issue NPDES individual permits for CAFOs, this boilerplate language is set forth
in both general permit coveragesgranted and individual permits issued. Based on EPA's review
of individual permits, NMPs, Ag E&S Plans, Conservation Plans, and PPC Plans (required plans),
PADEP has neither required nortracked any priority WIP BMPs in such permits and their fact

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sheets. EPA does not know whetherthis finding reflects what has been required in general
permit coverages granted since EPA has not reviewed such coverages yet.

•	Predictable and dedicated funding for CCDs and other staff conducting BMP verification,
compliance, and enforcement activities related to the Nutrient Management Program is one
challenge that Pennsylvania is facing in implementingthe program.

•	Beyond the compliance requirements of Act 38forCAOs, NMPs are voluntary. Therefore,
agricultural operations that use only synthetic fertilizer as a nutrient source and do not fit the
definition of a CAO have no management requirements for nutrient applications.

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11.0 NPDES CAFO Program

As noted in the 2015 assessment report, PADEP's Bureau of Clean Water (BCW) and CBO have primary
responsibilityforadministeringand implementingthe Pennsylvania NPDES CAFO Program. As described
in the questionnaire response, DEP CO's responsibilities include program development and evaluation
specialized assistance for policy regulatory development, and complex permitting issues; enforcement;
and data management, among others. All PADEP ROs are responsible for implementing programs
through inspection, enforcement, and compliance assistance.

The 2015 assessment report identified six areas where the NPDES CAFO Program could be improved.

2015 Finding

PA Actions to Address Findings

Pennsylvania's NPDES CAFO program
lacked cohesion due to separation of
core functions (e.g., permitting,
compliance and enforcement, nutrient
management) in different agencies and
locations.

In 2015, each PADEP regional office was responsible for
reviewing and issuing NPDES CAFO permits and for
compliance and enforcementforCAFOs intheir region. In
addition, permitting responsibilities and compliance and
enforcement responsibilities were performed by separate
departments (bureaus) within each PADEP regional
office.

Since 2015, CAFO permitting has been consolidated in the
SCRO in an effort to administerthe program more
effectively and efficiently. PADEP SCRO manages all the
permit coverages underthe PAG-12and develops and
issuesallthe individual permits for CAFOs in the
Commonwealth. Regional Office staff in the regional
Clean Water program (northwest and southwest regional
offices) or Waterways and Wetlands programs (all other
regions) are responsible for conducting inspections and
enforcement.

While PADEP had provided NPDES
permit coverage for several hundred
CAFOs (nearly 90%), EPA believed some
attention was warranted to continue
timely issuance.

There was no assurance that an NMP
submitted with a CAFO permit
application, which was developed by a
certified planner, would be accurate,
complete, and current—causing PADEP's
permit issuance timeframe to extend.

In 2015, the average timeframe for issuing permit
coverage was 104 days for general permits and 166.5
days for individual permits. Information provided by
PADEP during this update indicates that all of
Pennsylvania's CAFOs are covered under NPDES permits,
with more than 80% of those facilities covered under the
PAG-12, which is also used as a template for individual
permits. In addition, PADEP is issuing permits about one
month faster, on average. DEP's questionnaire response
specified that the current average length of time
between permit application submittal and permit
issuance is 75 days for general permits and 120 days for
individual permits.

PADEP has developed SOPs to assist with program-
specific implementation of the Permit Review Process

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2015 Finding

PA Actions to Address Findings



and Permit Decision Guarantee policy11 to ensure
consistent procedures for reviewing permit applications
across PADEP. The SOPs include:

•	An explanation of how PADEP will generally
undertake the process that leads to the regulatory
action of granting or denying applications.

•	Specific application requirements and review
procedures by permit type and program.

•	Information on the specific statutes and regulations
that require completeness reviewor technical review
procedures otherthan those outlined in the policy.

However, EPA's reviews of individual permits and NMPs
in 2021 and 2022 have revealed inconsistencies in permit
application review, permit development, and
management review and approval of permits, suggesting
that PADEP permittingstaff are not adheringtothe SOPs.

In general, there was inconsistency
between the three main records
management avenues: hardcopy
documents, electronic documents (i.e.,
emails and attachments), and eFACTS.
This inconsistency had the potential to
provide different information to the
permit writing and permit enforcement
staff as well as the public.

The 2015 report stated that this inconsistency in records
management could result in different information being
available to permit writers, enforcement staff, and the
public. Because EPA conducted remote review of
electronic files forthis update, EPA was unable to fully
determine whether inconsistency remained amongthe
records management avenues.

Pennsylvania's reliance on checklists
during on-site compliance inspections
and annual site status reviews instead of
regular and ongoing oversight that
includes reviewing facility-submitted
annual reports may have led to delayed
compliance and the potential for
unidentified water quality concerns,
particularly if one or more years of site
status reviews were missed.

Based on the NPDES CAFO files reviewed duringthis
update, the NCRO is reviewing annual reports, quarterly,
and self-inspection reports following receipt, which
should support more timely identification of potential
compliance issues. It was unclear whetherthe SCRO is
reviewing annual reports routinely because SCRO does
not document its annual report reviews using a review
checklist form or other method of documentation.

PADEP NPDES CAFO inspections were
not collecting detailed information on

In its questionnaire response forthis update, PADEP
stated that "BMPs are evaluated during site inspections

11 PADEP uses the same Permit Review Process and Permit Decision Guarantee policy described in the 2015
assessment, per Executive Order 2012-1111 that was signed into law on July 24, 2012. The SOPs used to assist with
CAFO permitting (SOP No. BPNPSM-PMT-018 [PAG-12], SOP No. BPNPSM-PMT-006 [CAFO Individual Permits],
BPNPSM-PMT-026 [Manure Storage Facilities], and SOP No. BPNPSM-PMT-029 [Permit Amendments and
Transfers]) were most recently updated in 2013.

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2015 Finding

PA Actions to Address Findings

implementation of priority BMPs, or if
the information was collected it was not
memorialized on the PADEP inspection
checklist.

and Act 38 Status Reviews. The BMPs are tracked,
reported, and verified in the PracticeKeepergeodatabase
as part of the Act 38 Nutrient Management Program."
However, based on the file reviews, this BMP information
is not documented on the inspection checklist. The
mechanismfordocumentingthe information fortransfer
to the geodatabase is not clear. Further, as indicated
below in section 11.5, it is not clear whether or howthe
BMPs required to be implemented at CAFOs align with
the 2025 Phase III WIP commitments forthe agriculture
sector.

As part of NPDES CAFO program oversight performed by EPA's CBPO in 2021, EPA observed
administrative challenges to program implementation. EPA observed a limited ability to retain previous
permit data for CAFO operations beyond the five-year permit lifespan which limit the ability to evaluate
the program effectively. As noted in the 2015 review, Pennsylvania implements a standard six-year file
lifespan for files at the state and county levels, which can limit access to previous permits.

Permits are also based on maximum livestock populations versus actual, which can include planned
operation expansions. This can lead to inaccurate operation data based on realistic numbers.

CAFO Permit NMP's also allowthe use of PSU published "book values" for manure nutrient
concentrations for all operations, including well established operations. This can cause underestimated
nutrient concentrations based on limited or outdated PSU test data, and inaccuracies forthe NMP.

According to PADEP's NPDES general permit for CAFOs (PAG-12), PADEP may require additional BMPs
and controls to abate pollution. For operations within the Chesapeake Bay Watershed, this may include
priority agriculture BMPs from the WIP. Because PADEP uses the PAG-12 as template to develop and
issue NPDES individual permits for CAFOs, this boiler plate language is set forth in both general permit
coverages granted, and individual permits issued. Based on EPA's review of individual permits, NMPs,
Ag E&S Plans, Conservation Plans, and PPC Plans (required plans), PADEP has neither required nor
tracked any priority agriculture BMPs from the WIP in such permits and their fact sheets. None of the
required plans assessed by EPA specify howthe site-specific BMPs align with the priority agriculture
BMPs set forth in the WIP. EPA does not know whetherthis finding reflects what has been required in
general permit coverages granted since EPA does not review individual facility coverages authorized by
the general permit.

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11.1 Facility Universe

Based on the data provided in the questionnaire response, the table below shows the number of
facilities meeting the CAFO definition in 25 Pa. Code § 92a.2 as well as the number of CAFOs covered
underthe PAG-12 NPDES General Permit for Operation of CAFOs and the number of CAFOs covered
underan NPDES Individual Permit. No NPDES CAFO permit applications were pending.

DEP Region

Facilities meeting the
CAFO definition

Number of facilities
covered under the General
Permit

Number of facilities
covered under Individual
Permits

Southeast

14

11

3

South-central

342

287

55

Southwest

8

8

0

Northeast

18

11

7

North-central

73

48

25

Northwest

4

2

2

PA Total
(# in CBW)

459
(400)*

367
(ND)**

92
(ND)

* As noted during the interview, approximately 400 CAFOs are located in the CBW.
** ND

Pennsylvania's regulations do not define small and medium CAFOs, the regulations (§ 91.36(c)(2))
prohibit discharges from facilities that meet the federal definitions of small or medium CAFO. The data
in the table above, reflects facilities that meet Pennsylvania's CAFO definition, which does not include
operations that meet the definition of small or medium CAFOs underthe federal regulations.

11.2	Resources Allocated

As stated in the questionnaire response, in June 2021, the Agriculture Compliance Section retained an
Environ mental Group Manager and in December 2021, one additional FTE was added to the Agricultural
Compliance Section in the CBO, with a total of 3 FTEs focused on agricultural compliance and inspection
efforts. There is the potential for additional CBO staff, focused on agriculture permitting, compliance,
inspection, and enforcement efforts.

Pennsylvania noted in its questionnaire response that one challenge they face in implementingthe
NPDES CAFO program is adequate staffing of trained local and state technical staff to perform
compliance, enforcement, and BMP verification.

11.3	Data Systems

As stated above and in the questionnaire response, PADEP utilizes eFACTS to record enforcement
actions as well as CAFO inspections.

11.4	Compliance and Enforcement

As stated in the questionnaire, compliance and enforcement are managed by the appropriate PADEP
Regional Office. The "CO provides the ROs with the list of CAFOs that are due fortheir 5-year CEI and
tracks and reports completion of inspection efforts forthe purposes of the Compliance Monitoring
Strategy (CMS)." In addition, CCDs, SCC, and PADEP staff are encouraged to conduct co-inspections. As
discussed during the interviews with PADEP NCRO and SCRO staff, this frequency is amended if a CAFO

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is having compliance issues - PADEP may conduct more frequent CEI inspections. Based on the files
reviewed, PADEP is performing CAFO CEIs at least once every five years.

The table below shows the types of CAFO inspections conducted in SFY2019-2020 by region, as well as
the number of facilities that were determined to be in noncompliance with NPDES CAFO permit
requirements and those that resolved the noncompliance items.

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NPDES CAFO

Number of CAFOs

Number of

DEP Region

Facilities meeting the

inspections

identified as being

facilities that

CAFO definition

conducted in

noncompliant in

resolved the





SFY2019 2020

SFY2019 2020

noncompliance

Southeast

14

1 Incident Response

1

1

South-

342

25 Administrative

35

32

central



Review

3	Complaint
77 Compliance

Evaluation

4	Follow-up

4 Incident Response
6 Routine/Partial





Southwest

8

2 Administrative
Review
2 Compliance
Evaluation
1 Routine/Partial

0

0

Northeast

18

0

0

0

North-

73

4 Follow-up

16

12

central



2 Complaint
19 Compliance
Evaluation
3 Incident Response





Northwest

4

1 Compliance
Evaluation
1 Follow-up

0

0

PA Total

459

155

52

45

The questionnaire response indicated that the most common types of NPDES CAFO permit
noncompliance are related to failure to submit an annual report, failure to implement reporting and
recordkeeping requirements, and violation of Part C permit conditions. Those conditions include
requirements for NMPs and manure management, including manure export, land application setbacks,
winter application; and stockpiling; E&S plans; Preparedness, Prevention and Contingency (PPC) Plans;
animal mortality; manure storage facilities; and other BMPs, which "may include additional BMPs listed
in Pennsylvania's Watershed Implementation Plan forthe Chesapeake Bay TMDL" [PAG-12, Part C. VI. B]).

PADEP coordinates with other Pennsylvania agencies to ensure appropriate management of manure
generated. The questionnaire response states that "joint Act 38 nutrient management Program Status
Reviews and CAFO CEI inspections are encouraged when they can be coordinated with the age ncy
conducting the Status Review (SCC or CCD), PADEP Regional Office staff, and the operator."

Pennsylvania has developed an SOP forClean Water Program review of CAFO annual reports (SOP No.
BCW-INSP-024).

In May of 2022, PADEP developed an SOP titled, "Compliance Evaluation Inspection (CEI) and
Enforcement of Concentrated Animal Feeding Operations (SOP No. CBO-INSP-003). The SOP "describes

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the procedures by which DEP will conduct CEIs of CAFOs and the compliance assistance and
enforcement actions that will be considered when violations are found during an inspection."

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11.5 WIP Implementation Goals

•	Phase III WIP Action # 2.5.1A: Implement the NPDES CAFO program delegation. This includes
permitting 100% of all CAFOs (more than 350 operations) in the Chesapeake Bay, as well as
reporting inspection metrics and results to EPA and providing permitting and compliance
information for inclusion in EPA's Integrated Compliance Information System.

Information provided by PADEP during this update indicates that all facilities meeting the CAFO
definition statewide, including 400 CAFOs in the CBW, are covered under NPDES permits. In
addition, the Pennsylvania Phase 3 WIP Planning and Progress Milestone Report for 2021
progress (draft dated 1/14/2022) indicates that PADEP and EPA are working together on further
streamliningthe permit application and reporting process and that the PAG-12 is on schedule
for renewal in 2023. Permits are being issued in accordance with the Permit Decision G uarantee
targets. As described above, it was unclear whetherthe SCRO is reviewing annual reports
routinely or how BMP information is documented during inspections fortransferto
Practice Keeper.

•	Phase III WIP Action #2.5.2A: Complete complaint follow-up for CAFO and non-CAFO facilities.

The 2021/2022 Phase 3 WIP Planning and Progress Milestone Report (draft dated 1/14/2022)
reports that PADEP regional offices are regularly following up on complaints. One CAFO file
reviewed as part of this update documented a complaint inspection performed by PADEP. The
PADEP inspector required corrective actions to resolve areas of concern noted during the
inspection.

As stated in Part C. VLB of PADEP's NPDES general permit for CAFOs (PAG-12), for operations within the
Chesapeake Bay Watershed, DEP may require additional BMPs including the priority agricultures BMPs
fromthe WIP. PADEP stated in the questionnaire responses that, of the Phase III WIP BMPs selected by
EPA for evaluation in this assessment, the following may be included or required by NPDES CAFO
permits, as shown in the table below. However, based on EPA's review of permits and NMPs overthe
past 8years, the documents do not clearly identify whether or how the required BMPs align with the
WIP orthe 2025 goal. This update did not specifically evaluate howthe WIP BMPs inform permit
development or whether or how PADEP accounts for BMPs implemented at NPDES-permitted CAFOs
when tracking progress toward WIP implementation goals. As noted above, BMP information is not
documented on CAFO inspection checklists and the mechanism for documenting the information for
transferto PracticeKeeper is not clear. eFACTS is used to retain historic permit, inspection and
enforcement data after paperfiles are removed as part of DEP's record and retention policies. BMPs
that are identified in PK as part of the NMP, which is consistent with the Ag E&S Plan (as part of the
CAFO permit), remain in the Practice Keeper system.

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BMP

Required?

Comments

Animal Waste
Management Systems

Yes



Forest Buffers

Maybe

If it is part of the NMP or Ag E&S Plan or Manure
Management Plan as a requirement (e.g. setbacks),
then it would be required.

Nutrient Management

Yes



Cover Crops

Maybe

Cover crops may be included in required NMPs or E&S
Plans.

Soil Conservation and
Water Quality Plans

Yes



Tillage Management

Maybe

Tillage management may be included in required NMPs or
E&S Plans.

Other BMPs

Maybe

BMPs such as Heavy Use Area Protection, Fencing, etc.
may be included in required NMPs or E&S Plans.

In its Evaluation of Pennsylvania's Draft Amended Phase III WIP (dated 4/18/2022), EPA identified
expected enhancements and recommended actions to be included in the final amended WIP, which
included identification of additional nutrient load reductions through NPDES permits (including CAFO
permits) to meet the 2025 targets, for example:

•	Requiring priority agriculture BMPs from the WIP that will be included in NPDES general permit
coverage and individual permits forCAFOs and their NMPs or alternative BMPs that may be
proposed and approved by the Department to address impaired waters.

•	Determining appropriate conditions and expectations that will be included in the 2023-2028
NPDES general permit forCAFOs to achieve additional nutrient load reductions.

•	Identifyingthetimeframe and numberof NPDES permit writertrainings that will be provided for
state agency staff.

•	Ensuringthat unpermitted CAFOsapply forNPDES permit coverage. As noted above, during this
update PADEP provided information indicating that all facilities meeting the CAFO definition in
Pennsylvania are covered under NPDES permits.

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11.6 NPDES CAFO Program - Observations

•	According to information provided by PADEP, all facilities meetingthe CAFO definition statewide
are covered under NPDES permits.

•	The questionnaire response indicated that the most common types of NPDES CAFO permit
noncompliance are relatedto failure to submit an annual report, failure to implement reporting
and recordkeeping requirements, and violation of Part C permit conditions.

•	Of the 459 facilities meetingthe CAFO definition, NPDES CAFO inspections conducted in SFY
2019-2020 found (in total) 8 incident responses, 27 Administrative Reviews, 5 complaints, 99
compliance evaluations, 9follow up inspections, 7 incident responses, and 7 routine/partial
inspections.

•	There were 52CAFOs identified as being non-compliant in SFY 2019-2020 and 45 of those
facilities resolved non-compliance. The majority of inspections, non-compliance, and resolved
non-compliance took place in South-Central, PA. There were no inspections conducted in
Northeast, PA.

•	PADEP has consolidated CAFO permittingfunctions in the SCRO to administerthe program more
effectively and efficiently.

•	PADEP's permit issuance times are improving. The questionnaire response specified that the
average length of time between permit application submittal and permit issuance is 75 days for
general permits (versus 104days in 2015) and 120 daysfor individual permits (versus 165.5 days
in 2015). PADEP and EPA continue working together on furtherstreamliningthe permit
application and reporting process.

•	Based on the NPDES CAFO files reviewed, the NCRO is reviewing annual reports following
receipt. However, it was unclear whetherthe SCRO is reviewing annual reports routinely due to
a lack of an annual review checklist form.

•	PADEP NPDES CAFO inspections are not documenting information on BMP implementation,
including WIP BMPs, on the PADEP inspection checklist. The mechanism fordocumentingthe
information fortransferto PracticeKeeper is not clear.

•	PADEP is challenged in implementingthe NPDES CAFO program due to inadequate numbers of
trained local and state technical staff to perform compliance, enforcement, and BMP
verification.

•	PADEP NPDES CAFO permitsassessed by EPA are not requiring any additional site-specific BMP,
including WIP BMPs. While site-specific BMPs are required as part of the NMP and Ag E&S
plans, it is unclear what conditions or circumstances would warrant the implementation of
additional site-specific BMPs on a case-by-case basis.

•	PADEP NPDES CAFO permits assessed by EPA are not documenting information on site-specific
BMP implementation in fact sheets, including WIP BMPs.

•	None of the required plans assessed by EPA specify how the site-specific BMPs align with the
priority agriculture BMPs set forth in the WIP.

•	While PA state regulations do capture some facilities considered medium CAFOs under federal
regulations, based on EPA's assessment, it is unclear, because state regulations do not define
small and medium CAFOs, how PADEP is evaluating operations that would be small or medium
CAFOs underthe federal rules to determine if they meet the federal medium CAFO definition
and which of them are CAFOs currently covered under CAFO permits and which ones are not.

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12.0 Commercial Manure Hauler and Broker Certification Program

As stated in the questionnaire response, "PDA has sole authority forthe oversight and enforcement of
the Commercial Manure Hauler and Broker Certification Program."

2015 Finding

PA Actions to Address Findings

The 2015 assessment report identified
compliance assurance challenges
including low staff levels at SCC and
PDA, low PDA funding, and lack of
delegation with other agencies.

PDA indicated, duringthe interview forthis assessment,
that staffing levels remain lower than desired, noting that
the program would benefit from additional staff at both
SCC and PDA to enable more spot checks of nutrient
balance sheets and NMPs that might be referenced
during application process.

During the interview, PDA noted that they are currently evaluating whether adjustments are needed to
the certification process. A regulatory revision is required to adjust to Commercial Manure Hauler and
Broker Certification Program.

12.1 Certified Manure Hauler and Broker Universe

As stated in the 2015 report, a person who is employed in the transport or application of manure must
hold a valid Manure Hauler Level 1, 2 or 3 certificate issued by PDA. A person who purchases manure
and arrangesfortransportorapplication ofthat manure to anotheragricultural operation or for another
use, must hold a valid Manure Broker Level 1 or 2 certificate issued by PDA. Commercial manure haulers
or brokers obtain the necessary certification by completingthe appropriate training program forthe
activity level. SCC and PDA contract with Penn State Extension to provide manure hauler and broker
certification training two times each year.

According to PDA staff during the interview, the certification process for manure haulers and brokers
has remained the same since the 2015 assessment. The total number of active manure hauler and
broker certifications declined from the 691 certifications reported in 2015 to 590 certifications reported
on the 2022 questionnaire. Hauler Level 2, persons employed and supervised to haul and apply manure,
is the only category where the number of certifications increased from 2015 through 2022. The table
below compares the total numbers of certifications, by category, that were reported in the 2022
questionnaire response compared to the reported numbers in the 2015 assessment report.

Certification Category

Reported in
2015 Report

Reported in 2022
Questionnaire

Hauler Level 1 (persons transporting manure only)

200

155

Hauler Level 2 (persons employed and supervised to haul and apply
manure)

212

230

Hauler Level 3 (persons hauling or applying manure without supervision)

150

90

Broker Level 1 (persons arranging for the transport or application of
manure)

73

63

Broker Level 2 (persons arranging for the transport or application of
manure and interested in developing nutrient balance sheets)

56

52

Total No. of Certifications

691

590

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Through review of NMPs and import/export agreements, EPA determined that PADEP does not track
whetherthe importer is a CAFO, CAO, and/or VAO with approved NMPs.

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12.2	Resources Allocated

According to the questionnaire response, there are three PDA FTEs dedicated to administration and
implementation of the Commercial Manure Hauler and Broker Certification program.

Since 2015, the most recent delegation agreement between the SCC and CCDs specified that CCDs will
conduct spot check reviews of Act 49 Manure Broker nutrient balance sheets submitted to the CCD as
an additional job duty and responsibility. As stated in the questionnaire response, Nutrient and Manure
Management Delegated CCDs received an increase of $4,000 per FTE since 2015.

According to PDA during the interview, the program would benefit from additional staff at SCC and PDA
to enable more spot checks of nutrient balance sheets and NMPsthat might be referenced during
application process. In addition to staffing levels, anotheradministrative limitation of the program is the
effective collection of manure transport data fortracking, reporting, and verification of the manure
transport BMP for implementation towardsthe WIP goals. Program improvements have been made, but
adequate data are still lacking.

12.3	Data Systems

According to the questionnaire response, PDA and SCC maintain a database called "PaPlants"that
contains a list of certified manure haulers and brokers. The publicly available database allows
agricultural producers to select a PDA certified manure hauler or broker. In addition, the questionnaire
response indicates that PDA uses "the program website, and an Access database to track applications
and licenses, and to provide information regarding fees, educational courses, program requirements,
and for dissemination of information." According to PDA during the interview, PDA uses an internal
tracking system to track complaints.

Nutrient balance sheets submitted by brokers are maintained in Practice Keeper. The CCDs track, record,
and review nutrient balance sheets and manure transfer records in PracticeKeeper. Data is entered
quarterly.

12.4	Compliance and Enforcement

As stated in the 2015 assessment report, PDA is solely responsible foroversightand enforcement of the
Commercial Manure Hauler and Broker Certification Program. PDA compliance and enforcement
activities include random recordkeeping spot reviews and complaint driven recordkeeping compliance
checks. This oversight is performed to ensure that manure is applied by certified haulers in accordance
with an applicable NMPor nutrient balance sheet. However, through review of N MPs and import/export
agreements, EPA determined that PADEP does not track whetherthe importer is a CAFO, CAO, and/or
VAOwith approved NMPs. Complaints may originate from partneragency investigations, the public, and
through educational outreach. Complaint spot checks are the highest priority for PDA, and random
recordkeepingspotchecksare conducted astime permits. If a person is foundto be operating without a
Commercial Manure Hauler and Broker Certification, they are told to stop all activity until the applicable
requirements are met. PDA notifies CCDs of individuals known to be operating without a license and
CCDs, in turn, let PDA know if they become aware of those individuals conducting any hauling or
brokering activity.

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Manure brokers are required to maintain a copy of the nutrient balance sheet provided to the importing
operation and keep a record of the date the nutrient balance sheet was provided to the importing
operation, in accordance with Act 49. Recordkeeping templates are available on PDA's website.

As mentioned above, during the interview, PDA noted a recent change in the delegation agreement
between the SCC and CCDs. Perthe regulations, certified brokers that use or develop nutrient balance
sheets in manure transport are required to submit those to CCDs. Pennsylvania has initiated a review
process by doing spot checks on recordkeeping. The SCC, at the time of this assessment, has one FTE
who does spot checks of the recordkeeping. PDA also asks CCDs to review a portion of the nutrient
balance sheets to make sure they meet Act 38 regulations. Pennsylvania is working to ensure nutrient
balance sheets are submitted by manure brokers. During the interview, the PDA noted that there is no
standard frequency forspot checks of recordkeepingandthe hauleror brokeris randomly selected fora
spot check.

Regarding complaint follow-up, the questionnaire states "PDA/SCC uses standard complaint forms to
document complaints that are lodged. If a complaint is received from a commonwealth agency or
partner organization, program staff follow up with complainant and address issues with the manure
hauler or broker as appropriate. Complaint follow-up is tracked through an internal data collection
system and documented on hauleror broker certification records."

Compliance

The table below shows the number of complaint-based spot checks, record-keeping spot checks, and
otherfield-based compliance evaluations conducted each yearsince 2016 and the number of certified
manure haulers and brokers found to be in noncompliance with program requirements duringthe spot
checks and evaluations at certified manure haulers and brokers. In the questionnaire response, PDA/SCC
stated that they could not identify the numberof certified manure haulers and brokersthat resolved the
identified noncompliance issues because "PDA/SCC does not identify compliance actions as'resolved'.
However, it should be noted that some manure haulers and brokers in non-compliance have corrected
the issues and others could not comply with certain issues because the operator for which the hauleror
brokeris providing services could not supply a copy ofthe plan summary or map." Based on the number
of certifications, 590 across the five certification categories, the number of compliance evaluations, 78
including reinspections, appears low. EPA is uncertain whetherthisfrequency of compliance evaluations
of certified manure haulers and brokers is adequate to determine compliance with program
requirements.



Certified Manure Haulers

Certified Manure Brokers

SFY

# of Field based
compliance
evaluations

# in

noncompliance

# of Field based
compliance evaluations

# in noncompliance

2016-2017

9

5

9

2

2017-2018

20*

7

7

4

2018-2019

17*

5

7*

3

2019-2020

3*

0

6*

1

Source: PDA questionnaire response
includes re-inspections

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According to the questionnaire, the most common type of noncompliance involves haulers and brokers
working without the required licenses, not maintaining copies of plan summaries and maps as required
by the program requirements, and incomplete records.

Inspections

PDA and SCC use a checklist duringthe inspection to determine if the manure brokeror hauler has the
required records. Inspection activities focus on education and discussion with the hauler or broker on
compliance solutions.

Enforcement

According to the questionnaire, in SFY2019-2020, two enforcement actions were taken. One notice or
letter of violation was issued to a broker level land one administrative fine was issued to a broker level
1.

12.5 WIP Implementation Goals

As stated in the 2015 report, "The Commercial Manure Hauler and Broker Certification Program does
not directly result in activities that count toward any of Pennsylvania's 2025 priority BMP
implementation goals. Commercially hauled manure must be applied according to an NMP or MMP, but
those documents are maintained by the receiving farm, not the certified manure hauler or broker. The
Commonwealth does nottrackthe amount of manure transported underthis program." As noted in the
questionnaire response and discussed duringthe interview, through the most recent delegation
agreement between the SCC and CCDs, CCDs have been asked to review and comment on Act 49
Manure Broker nutrient balance sheets submitted to the CCD to ensure they meet Act 38 regulations.

One of the strategic areas listed in the Phase III WIP is "Integrated Systems for Elimination of Excess
Manure" which is focused on creating integrated (county/regional) programs fortransport and/or
beneficial use of excess manure. Table 2.6 of the WIP lists the counties that should be the first to
document and report manure transport and nutrient management implementation to address excess
nutrients. According to the questionnaire response, the Commercial Manure Haulerand Broker
Certification Program "does not specifically address manure transport from areas of excess manure.
However, the Program supports the propertransport and application of manure from one agricultural
operation to anotherthrough its education and certification requirements." Improved tracking
(including amounts) could better support implementation of the WIP goal.

The full implementation of NMPs and MMPs, and the documentation of manure transport when
required through commercial manure haulers and brokers, is an essential component of the
Commonwealth's Phase 3 WIP goals towards achieving its TMDL commitments. The Commercial Manure
Haulerand Broker Certification Program as currently regulated and administered, appears to limit the
Commonwealth's abilities to effectively access and record data to track, report and verify manure
transportation as required for BMP reporting and crediting by the CBPO. Enabling commercial haulers
and brokers underthe certification program to electronically provide documentation of manure
transport to State and/or county agencies, orthrough an independent contracted organization, could
facilitate improved access to BMP implementation data.

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12.6 Commercial Manure Hauler and Broker Certification Program -
Observations

•	The total number of active manure hauler and broker certifications declined from the 691
certifications reported in 2015 to 590 certifications reported on the 2022 questionnaire. Hauler
Level 2, persons employed and supervised to hauland apply manure, is the only category where
the number of certifications increased from 2015 through 2022.

•	PDA indicated that staffing levels remain lowerthan desired, noting that the program would
benefit from additional staff at both SCC and PDA to enable more spot checks of nutrient
balance sheets and NMPsthat might be referenced during application process.

•	Since 2015, a change was made to the most recent delegation agreement between the SCC and
CCDs which delegated CCDs to conduct spot check reviews of Act 49 Manure Broker nutrient
balance sheets submitted to the CCD as an additional job duty and responsibility.

•	PDA does not have a standard frequency for spot checks of recordkeeping and the hauler or
broker is randomly selected for a spot check.

•	Through reviewof NMPsand import/export agreements, EPA determined that PADEP does not
track whetherthe importer is a CAFO, CAO, and/or VAO with approved NMPs.

•	Improved tracking (including amounts) could better support implementation of the WIPgoal.

•	Based on the number of certifications, 590 across the five certification categories, the 78
compliance evaluations reported on the questionnaire, including reinspections, appears low.
EPA is uncertain whether this frequency of compliance evaluations of certified manure haulers
and brokers is adequate todetermine compliance with program requirements. PDA/SCC stated
that they could not identify the number of certified manure haulers and brokers that resolved
the identified noncompliance issues because "PDA/SCC does not identify compliance actions as
'resolved'."

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13.0	Resource Enhancement and Protection Program

The REAP program's SFY2019 Annual Report describes REAP as "...created by Act 55 of 2007 and
amended in 2019 as part of the PA Farm Bill. REAP allows farmers, businesses and landowners to earn
state tax credits in exchange forthe implementation of conservation BMPs on Pennsylvania farms.
These practices protect natural resources, reduce nutrient and sediment pollution in our waterways,
and enhance farm production. REAP applicants cover up-front costs of installation of the practice or
purchase of eligible equipment. Upon completion of the REAP-e ligible project, tax credits are awarded."

REAP is a first-come, first-served program developed to enhance farm production and protect natural
resources by reducing nutrient and sediment pollution in Pennsylvania's waterways. REAP provides
farmers with tax credits at levels of 50%, 75%, or 90% of costs incurred in the implementation of BMPs
that reduce nitrogen, phosphorus, and sediment pollution (PDA 2022). As noted in the SFY2019 REAP
Annual Report, agricultural operations located in a watershed with a written TMDL (includingthe CBW)
are eligible for a 90% REAP tax credit forthe following conservation BMPs: riparian forested buffers,
multi-species covercrops, exclusion of livestock from streams, and soil health tests. Projects eligible for
75% reimbursement include BMPs that reduce pollutant runoff from ACAs; Nutrient/MMPs; and
Conservation/Ag E&S Plans (PDA 2022). Projects eligible for 50% reimbursement include no-till planting
equipment; precision nutrient application equipment; manure storage structures; covercrops; grazing
practices; and forested riparian buffers (PDA 2022).

The SCC administers the program and determines a project's eligibility. REAP eligibility requires the
applicant to havean up-to-date Ag E&S Plan that meetsthe requirements found in Chapter 102.4 of the
PA Clean Streams Law and a current NMP (as required by Chapter 83 of the PA Clean Streams Law and
Act 38) or MMP (as required by Chapter 91 of the PA Clean Streams Law). The REAP guidelines require
the applicant to be on-scheduleforfull implementation ofthe plans. The CBAIP annual summary reports
that, "since 2007, REAP has approved over 4,300 applications from almost 3,100 operators."

The SCC awards the REAP tax credits on behalf of the Pennsylvania Department of Revenue after a
review to determine that the applicant is current on all state tax obligations. According to the
questionnaire, to encourage participation in REAP, the SCC has established REAP guidelines and
application, develops educational information for CCDs and NRCS consultants, and performs outreach at
Pennsylvania Farm Bureau meetings, and CCD events and farmer meetings.

13.1	Eligibility and Requirements

An agricultural operation must comply with the Clean Streams Law to receive REAP tax credits. PADEP's
questionnaire response statesthat compliance with the Clean Streams Law means the "operation must
have a current AgE&S Plan or Conservation Plan that meetsthe requirements found in Chapter 102.4 of
the PA Clean Streams Law for all acres owned/operated by the applicant. The applicant must be on-
scheduleforfull implementation ofthe plan." If an operation does not have an Ag E&S or Conservation
Plan, the operator may submit a REAP application to support their efforts to develop a plan (SCC,
2021b). To be considered upto date, the Ag E&S or Conservation Plan must have the correct number of
acres, crop rotations, tillage, and ACAs. The operation must be on-schedule for full implementation of
the plan. Lastly, all BMPs to address ACA-related resource concerns must be fully implemented orthe
costs associated with implementing them must be included in the REAP application.

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As described in the REAP 2021-22 Guidelines, the applicant must have a qualified individual verify the
information provided in the application regarding the above plans. Individuals qualified to provide this
verification include:

•	CCD staff with appropriate training and experience in Pennsylvania Clean Streams Law
compliance,

•	USDA NRCS staff certified in conservation planning or working underthe supervision of a
certified individual with appropriate training and experience in Pennsylvania Clean Streams Law
compliance, or

Qualified Technical Service Providers certified to write conservation plans, as well as individuals
with current certification under Act 38 of 2005.

If the applicant indicates that they have the required plans that meet the requirements in the
Pennsylvania Clean Streams Law and that the plans are fully implemented, the individual providing the
verification signature is certifying that this is true. If the applicant indicates that they do not have the
required plans orthat the plans are not fully implemented, the individual providing the verification
signature is certifying that this is true "...and that the applicant is applying for cost associated with plan
writing; does not need the plans in question; orthe applicant's explanations regarding development of
plans and timeline of implementation is true." According to staff interviews, CCD verification processes
vary and it may be difficult to ensure compliance given the high staff turnover and lack of accountability.

The SCC does not enforce site visits or compliance checks for REAP Eligibility on a routine basis. R EAP's
Guidelines for program eligibility and eligibility verification are separate from DEP's SOP forCBAIP. SCC
Guidelines include the possibility of the SCC not accepting verification signatures from individuals who
have been found to be ignoring SCC's eligibility Guidelines when providing REAP verification signatures.
A farmer must get a verification signature each time a REAP application is submitted.

13.2 Funding and Resources

The 2019 PA Farm Bill increased REAP program funding to $13 million annually. Additionally, in 2019,
the REAP credit cap was increased to $250,000 of REAP tax credits per agricultural operation in a 7-year
period. In each program yearsince 2007, the numberof applications for available credits have exceeded
the allocation of credits available forthat year (SCC, 2021).

REAP's allocation typically funds over 300 eligible applicants per year. As reported in the FY2019 Annual
Report, "in FY 2019, the REAP program approved applications from 347 eligible agricultural operations
and 71% of available REAP credits were allocated to operations within the CBW. The SCC also reported
that the FY 2019 REAP program "generated more than $30.3 million in private investments forthe
installation of conservation practices and equipment investments. The projects also leveraged an
additional $5.2 million in other public funds for a total investment of $37.6 million in the local
economy..., an almost 50% increase from FY 2018" (SCC, 2020).

The table below shows the number of animal agriculture operations by region that received REAP
funding in SFY2019-2020, as provided in the questionnaire response.

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DEP Region

Number of operations that received REAP
funding in SFY2019 2020

Southeast

22

South-central

206

Southwest

33

Northeast

20

North-central

74

Northwest

44

PA Total

280

The table below lists the BMPs funded through the REAP program in SFY2019-2020 and the percent of
$13 million allocated to each project.

BMP

% of 13 million allocation in
SFY2019 2020

Field Erosion and Stream BMPs

1%

Plans

2%

Cover Crops

4%

Animal and Manure BMPs (e.g., animal mortality facility,
animal trails and walkways, closure of waste
impoundments, composting facility, fence, heavy use area
protection, manure incineration, poultry/livestock housing
vegetative buffers, sediment basin, silage leachate
management, stream crossing, waste storage facility, waste
transfer, waste treatment, and watering facility)

44%

Conservation Equipment (e.g., composting equipment,
cover crop equipment, manure injection equipment,
manure separation equipment, no-till planting equipment,
and precision nutrient application equipment)

49%

Source: SCC, 2020

According to the questionnaire, one SCC FTE was committed to the REAP program for FY2019, increasing
to 1.25 FTEs in FY2020. The draft amended Phase III WIP provides existing and needed agriculture
staffing, specifying that an additional one SCC FTE is needed for support for REAP and the Pennsylvania
Farm Bill and an additional two SCC FTE are needed for additional support for REAP. Increased FTE may
support additional outreach for CCDS to ensure compliance checks forthe program are standardized.

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13.3	WIP Implementation Goals

The draft amended Phase III WIP includes Actions 2.1.1A, 2.1.2A, and 2.1.3A focused on communication,
outreach, and stewardship programs to increase the use of conservation tillage and no-till practices,
cover crops, and pasture management. As specified in the PA Phase 3 WIP 2022-2023 Planning and
Progress Milestones report, state agencies continue to perform outreach to encourage implementation
of conservation tillage, no-till practices, cover crops, and pasture management, and inform farmers of
funding opportunities. In addition, the REAP program may assist operators implementing these BMPs.
As reported in the Milestones report, in 2021, $3.5 million in REAP tax credits were awarded for no-till
equipment, $210,500 for cover crops and roller/crimpers, and $110,000 for pasture-related BMPs. In
addition, as stated above, through REAP, covercropsare eligible for a 90% tax credit in any area covered
by an agricultural TMDL.

As stated in the FY2019 REAP Annual Report, based on estimatesfrom PADEPand using the Chesapeake
Bay Program Model, reductions credited to the REAP program forSFY2019are 447,000 lbs of nitrogen,
22,000 lbs of phosphorus, and 5,600 tons of sediment. As stated above, approximately 72% of REAP tax
credits are awarded to applicants in the CBW. Therefore, if properly utilized as intended,
implementation of REAP BMPs, including no-till and precision ag equipment, cover crops, and pasture
management BMPs can lead to reductions of nutrients and sediment discharges into surface waters in
Pennsylvania (SCC, 2020).

13.4	REAP Program - Observations

•	REAP provides farmers with tax credits at levels of 50%, 75%, or 90% of costs incurred in the
implementation of BMPsthat reduce nitrogen, phosphorus, and sediment pollution (PDA, 2022).

o Through REAP, cover crops are eligible for 90% tax credit in any area covered by an
agricultural TMDL. In 2021, $210,500 was awarded in tax credits for cover crops and
roller/crimpers through the REAP tax credit program,
o Projects eligible for 75% reimbursement include BMPsthat reduce pollutant runoff from

ACAs; Nutrient/MMPs; and Conservation/Ag E&S Plans (PDA, 2022).
o Projects eligible for 50% reimbursement include no-till planting equipment; precision
nutrient application equipment; manure storage structures; cover crops; grazing
practices; and forested riparian buffers (PDA, 2022).

•	REAP's allocation typically funds over 300 eligible applicants peryear. In each programyear
since 2007, the number of applications for available credits have exceeded the allocation of
credits available forthat year (SCC, 2020).

•	REAP eligibility requires the applicant to have an up-to-date Ag E&S Plan that meets the
requirements found in Chapter 102.4 of the PA Clean Streams Law and a current NMP (as
required by Chapter 83 of the PA Clean Streams Law and Act 38) or MMP (as required by
Chapter 91 of the PA Clean Streams Law). The REAP guidelines require the applicant to be on-
schedule forfull implementation of the plans.

•	2019 PA Farm Bill increased REAP program funding to $13 million annually. The SCC also
reported that the FY 2019 REAP program "generated more than $30.3 million in private
investments forthe installation of conservation practices and equipment investments. The
projects also leveraged an additional $5.2 million in other public funds for a total investment of
$37.6 million in the local economy..., an almost 50% increase from FY 2018" (SCC, 2020).

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o Recommendation: Increased FTE may support additional outreach for CCDs to ensure
compliance checks forthe program are standardized. The Commonwealth should fund
one additional SCC FTE to support REAP and the Pennsylvania Farm Bill and two
additional SCC FTEs to provide additional REAP support, consistent with staffing
recommendation in the draft amended Phase III WIP.

•	In 2021, $3.5 million in REAP tax credits were awarded for no-till equipment, $210,500 for cover
crops and roller/crimpers, and $110,000 for pasture-related BMPs.

•	Pollutant reductions credited to the REAP program for FY 2019 are 447,000 lbs of nitrogen,
22,000 lbs of phosphorus, and 5,600tons of sediment.

•	CCD verification processes vary, and it may be difficult to ensure compliance given the high staff
turnover and lack of accountability.

•	The SCC does not enforce site visits or compliance checks for REAP eligibility on a routine basis.
In addition, REAP'sGuidelinesforprogram eligibility and eligibility verification are separate from
DEP's SOP for CBAIP.

o Recommendation: Develop a REAP SOP to ensure compliance with state laws for
eligibility in the program that is consistent with the CBAIP SOP and/or language
embedded with the CBAIP inspection SOP to improve program efficacy. A SOP may
improve consistency across conservation districts and ensure compliance.

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14.0	Growing Greener Plus, Community Clean Water Coordinator, and
Countywide Action Plan Implementation Block Grant Programs

PADEP'sCBO Watershed Support section administers the Growing Greener Plus grant program, funded
through the Environmental Stewardship Fund. The statewide Growing Greener program was
reorganized to be within the PADEP CBO in FY2020-2021. Growing Greener is one of PADEP's primary
and foundational programs for funding of CCD personnel, technical assistance, and implementation of
BMPs. Beginning in FY2019-2020, Growing Greener funded the Community Clean Water Coordinator
and CAP Implementation Grants (Block Grants) which were awarded to counties within Pennsylvania's
CBW to support implementation of the Phase III WIP (PADEP, 2020) (PADEP, 2022e).

Growing Greener funds a number of project categories including developing or revising watershed
assessment and restoration plans, Ag E&S plans, NMPs, or MMPs; education and outreach; projects
resulting in the design or construction of watershed restoration and protection projects; non-routine
operation, maintenance, and repair/replacement items for existing watershed restoration projects;
technical assistance; and evaluation, assessment, and monitoring tools for watershed management
(PADEP, 2021b).

The new 2022, Growing Greener Plus Guidance has an increased focus on reinvigoratingthe Growing
Greener Watershed Renaissance Initiative (GGWRI) to support "rapid stream delisting" efforts in
Pennsylvania's portion of the Chesapeake Bay watershed, focusing on reducing nutrient and sediment
impairments in agriculturally impaired waterways. Also new is a priority to implement projects in
support of the Pennsylvania 2021 Climate Action Plan. These projects could include agricultural best
management practices (BMPs), stream restoration, bank stabilization to reduce runoff volumes, increase
infiltration, and assist in future flood prevention and climate resiliency (PADEP, 2022c)

14.1	Growing Greener

The primary purpose ofthe Growing Greener program is to restore impaired watersand protect
waterways from nonpoint source pollution within the Commonwealth. As stated in the questionnaire
response, PADEP released the Growing Greener Plus RFP in SFY2019-2020and announced awards in
December2020. TheGrowingGreenerGrantGuidance added preference to agricultural BMPs, riparian
forest buffers, and the Tier categories (1, 2, 3, and 4) within Pennsylvania's CBW. In SFY2019-2020,
PADEP provided $32,725,475 through the Growing Greener Plus program.

GrowingGreenerfunds, the CCD Watershed Specialist Contract, PACD Engineering Assistance Program,
CREP Education and Outreach, CREP Annual Mini-Grant Program, and CREP Outreach Resource
Clearinghouse, as described in the Commonwealth's questionnaire response and included below.

CCD Watershed Specialist (CDWS) Contracts

The CDWS Program was formed in 2000 and provides contracts to CCDs to employ watershed
specialists. The CDWS program provides $45,250 per FTE, and currently 63 ofthe 66 CCDs are
contracted with PADEP through this program. CCD watershed specialists typically work with the CCD
agriculture technicians to develop grant applications for landowners. They also provide guidance directly
to landowners as it relates to available funding programs.

PACD Engineering Assistance (TAG) Program

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The TAG Program is funded through Growing Greene rand USDA-NRCSto provide statewide engineering
and technical assistance to entities developing or implementing a wate rshed assessment, watershed
restoration plan, or watershed protection plan. Since the program's inception in 2001, it has completed
over 1,300 projects (an estimated $60 million) in environmental improvements. Eligible entities, such as
watershed organizations, CCDs, non-profit organizations, counties, municipalities ortheir subdivisions,
and educational institutions can submit a request for assistance.

CREP Education and Outreach

The Pennsylvania Game Commission and Pheasants Forever biologists conducted or participated in 17
outreach events, includingCREP workshops, tours, and presentations, reaching over710 participants. An
additional 245 landowners were reached through targeted mailings. PGC and PF biologists had 1,312
landowner contacts regarding USDA conservation programs from October 1, 2019- September 30,
2020.

CREP Annual Mini-Grant Program

The CREP Mini-Grant Program is a function of the CREP Outreach Program Office, which is managed by
the PACD through a grant from the PADEP. The mini-grant program provides funds for Pennsylvania's
CCDs to implement educational and outreach activities that support and extend the work of PA CREP.
Projects focus on enrollment, re-enrollment, and maintenance and have been approved for workshops,
walkabouts, one-on-one training on maintenance techniques, and other program topics.

In the 2019-20 program year, mini-grants were awarded to 16 CCDs in the CBW. To date, they have
resulted in the following:

•	179 farmers and landowners directly reached

•	98 participants increased their knowledge of CREP

•	103 participants increased their knowledge of CREP maintenance

•	71 participants indicated they will re-enroll in CREP

•	9 participants indicated they plan to enroll

•	17 participants requested further assistance

•	107 one-on-one visits held 8. 5 workshops held

•	2 field days/walkabouts held

CREP Outreach Resource Clearinghouse

The CREP Outreach Resource Clearinghouse is a function of the CREP Outreach Program Office and
provides a central location for CREP materials and works to make new and existing materials both
accessible and user-friendly (PADEP, 2022a).

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14.2 Community Clean Water Coordinator and Countywide Action Plan
Implementation Grants (Block Grants)

PADEP developed two "block grant" programs, the Community Clean Water Coordinator Grant and the
CAP Implementation Grant, initiated in 2019. These grants are funded out of Growing Greener and are
awarded to counties within Pennsylvania's CBWto support implementation of Pennsylvania's Phase III
WIP.

As stated in the Phase III WIP, the Phase III WIP SteeringCommittee grouped Pennsylvania's 43 counties
in the CBW into fourtiers. Tier 1 counties have the most pollution to reduce, and Tier4 counties have
the least. State agencies, led by PADEP, are working with interested parties in these counties to create
CAPs. CAPsare intended to improve local water quality and provide related benefits for those counties.
These CAPs will outline how each county's share of the state's 2025 pollution reduction goals will be
met. The CAPs include priority goals and initiatives, action steps, identification of responsible parties,
and available and needed technical and financial resources (PADEP, 2022a).

The role of Community Clean Water Coordinators is to provide "visionary, adaptive leadership;
coordinate targeted watershed planning and implementation efforts; engage, guide, and support
partner organizations in aligning their work with the CAP; and identify and/or raise funding needed to
sustain and expand the county's efforts to develop and implement the CAP" (PADEP, 2022a). To be
eligible for the Community Clean Water Coordinator Grant, counties needed to voluntarily agree to
develop a CAP.

The Block Grants Program allows for more flexible funding to increase implementation of high-impact
BMPsto meet Phase III WIP goals. Many of the CAP BMPs are built on Phase III WIP priority initiatives,
and therefore the focus is primarily on providing technical and financial assistance to agricultural
operations to implement annual and structural BMPs. All 26 Tier 3 and Tier 4 counties worked to
developtheirplans, submittingtheirfinal CAPsto PADEP in September 2021. Since initiation, PADEP has
provided the following funding:

•	FY2019-2020 - $800,000 toward capacity building through Community Clean Water
Coordinators in each of the eight counties; more than $1 million in federal Chesapeake Bay
Implementation Grant (CBIG) funds toward CAP Implementation in the four pilot counties.

•	FY2020-2021 - Total of $6 million awarded to the Pilot and Tier 2 counties in Pennsylvania's
CBWto implement their CAP priority initiatives.

•	FY2021-2022 -Totalof $17.4 million (of which $15 million is GrowingGreenerand $2.4million
is EPA Chesapeake Bay) awarded to all 34 CBW counties that completed CAPs. Of the awards for
CAP Implementation, approximately 89% was approved for agriculture projects.

The PADEP CBO has also developed numerous tools and resources to support the counties in their CAP
priorities and identification of funding sources, data management tools and processes, and permitting.
These tools include the Community Clean Water Planning Guide and customized PlanningToolboxes for
each county as well as Community Clean Water Implementation Guides (PADEP, 2022a).

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14.3	Data Tracking

Grant recipients must verify BMPs and report to PADEP once every five years "or as stipulated in the
contract documents to satisfy federally approved verification and re porting protocols for specified BMPs
constructed in the Chesapeake Bay watershed" (PADEP, 2022a). PADEP currently does not conduct
onsite verification for every Growing Greener project funded. However, grantees may continue to verify
BMPsafterthe agreementterm hasended. CCDs verifying BMPs would abide by the SOPs and guidance
provided to them through the CBAIP / Chesapeake Bay Technician and Chesapeake Bay Engineer
framework (PADEP, 2022a).

Agricultural inspections, plans, and BMPs are documented and reported through PracticeKeeper. The
Growing Greener Plus grant programs are planned to be added to PracticeKeeper in 2022 (PADEP,
2022a).

14.4	Funding and Resources

Preference of funding will be given to projects proposing to continue countywide or watershed-based
plan implementation. PADEP intends to award up to 50% of available funds to address nutrient and
sediment nonpointsource pollution within the CBW. This funding would be directed toward design and
permitting projects for Adams, Bedford, Centre, Cumberland, Franklin, Lancaster, Lebanon, and York
counties and design, permitting, and construction projects forthe other Chesapeake Bay counties.
Growing Greener grant funds also will support BMP implementation and planning support for MS4and
agricultural areas; flooding restoration/prevention projects/plans; and othertypes of PADEP priority
projects as listed above. The funds will also be used to support nutrient and sediment control BMPs
statewide (PADEP, 2021b).

PADEP does not track the number of animal agricultural operations in receipt of funding. However, the
awards announced in December 2020 focused on agricultural BMP implementation and agricultural
education and outreach programs, totaling $10.27 million. Projects receiving funds included forested
riparian buffers, animal waste management systems and animal heavy use area protection, soil health
practices, equine farm BMPs, and Ag E&S and MMP planning programs. In addition, PADEP awarded
PACD more than $1.5 million forthe statewide CREP Mini-Grant program duringthis program year.

As stated in the questionnaire response, during FY2019-2020, PADEP had approximately 6.5 FTE focused
on the Growing Greener Plus program and also hired three staff to provide support to the Coordinator
and CAP Implementation BlockGrant Program. In FY2021-2022, PADEP CBO hired two additional staff to
assist with Growing Greener Plus and CAP support. PADEP also stated that "local capacity as well as
state agency staff capacity to apply for, administer, manage, and oversee the program is limited" and
presents a challenge for program implementation.

SB52512 and HB202013 legislation, the enabling legislation for Growing Greener III, would provide the
necessary authority for administrative agencies to fund many of the various projects and program needs
identified since the conclusion of Growing Greener II. Funding will come from an infusion of $500 million
appropriated from the recently adopted federal American Rescue Plan Act of 2021. DCNR is slated to

12	https://www.legis.state.pa.us/cfdocs/billinfo/Billlnfo.cfm?svear=2021&sind=0&bodv=S&tvpe=B&bn=525

13	https://www.legis.state.pa.us/cfdocs/billlnfo/billlnfo.cfm?sYear=2021&slnd=0&bodv=H&tvpe=B&bn=2020

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receive 45%, DEP may receive 40%, and PDA may receive 15%. Funding would go towards restoring
streams and waterways and protecting farmland as well as local parks and trail projects, conserving
open space, restoring abandoned mine land, and helping reduce flooding and water pollution through
watershed protection projects and drinking and wastewatertreatment improvements. Both pieces of
legislation have been referred tothe Environmental Resources and Energy Committees as of December
10th, 2022, and February 3rd, 2022, respectively. The budget is due June 30th, 2022 (Swanson, 2022).

14.5	WIP Implementation Goals

The Growing Greener program funds several BMPs selected by EPA for evaluation in this assessment,
including Animal Waste Management Systems, Forest Buffers, Nutrient Management, Cover Crops, Soil
Conservation and Water Quality Plans, and Tillage Management. Funding of additional BMPs through
Growing Greener program could contribute to nutrient and sediment load reductions to the Chesapeake
Bay.

The Growing Greener program also funds a number of other BMPs, listed in Section B.10.2.3 of
Pennsylvania's Chesapeake Bay QAPP, as well as the following CREP BMPs: introduced grasses and
legume planting, native grass planting, hardwood tree planting, permanent wildlife habitat, grassed
waterways, shallow water areas for wildlife, vegetative cover already established (grass), wildlife food
plots, contour grass buffer strips, filter strips, riparian forest buffers (with or without fencing), wetland
restoration, marginal pasture land wildlife habitat buffer, marginal pasture land wetland buffer, and
habitat buffer for upland birds.

Expected changes to project tracking are to occur beginning in FY2021-2022, with the use of revised
project reporting forms and input of completed projects into the Practice Keeper centralized
geodatabase. Through tracking and recording of additional BMPs implemented through the Growing
Greener Plus Program, including Ag E&S plans, NMPs, MMPs, the Commonwealth may receive
additional credit for BMP implementation and reduction of nutrient and sediment loading.

EPA's evaluation of the draft amended Phase III WIP listed the following strengths of the Growing
Greener, Community Clean Water Coordinator, and CAP Implementation Block Grant Programs:

•	Investment of resources intechnicalsupportand analysis of local waterquality issuesto support
CAP development and implementation.

•	Supported the development and implementation of CAPs to provide local reduction targets.

14.6	Growing Greener Plus, Community Clean Water Coordinator, and CAP
Implementation Block Grant Programs - Observations

•	The Growing Greener program funds several BMPs selected by EPA for evaluation in this
assessment, including Animal Waste Management Systems, Forest Buffers, Nutrient
Management, CoverCrops, Soil Conservation and WaterQuality Plans, and Tillage Management.

•	Additional BMPs implemented through the Growing Greener Plus Program, including Ag E&S
plans, NMPs, MMPs will increase BMP implementation and reduction of nutrient and sediment
loading.

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•	According to PADEP, "local capacity as well as state agency staff capacity to apply for,
administer, manage, and oversee the program is limited" and presents a challenge for program
implementation.

•	PADEP anticipates changes to project tracking in FY2021-2022, including revised project

re porting forms and input of completed projects into the PracticeKeepergeodat abase. Tracking
and recording of additional BMPs implemented through the Growing Greener Plus Program,
including Ag E&S plans, NMPs, MMPs, may result in additional credit for BMP implementation
and reduction of nutrient and sediment loading.

•	There is a need and demand foradditional fundingthrough the state programs in orderto meet
WIP commitments.

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15.0 Pennsylvania Agriculture Conservation Stewardship Program

The Pennsylvania Agriculture Conservation Stewardship Program (PACS) is a voluntary program
developed by PDA, PADEP, and SCC afterthe 2015 assessment. The PACS program is a "voluntary
program designed to recognize and provide certain benefits to Pennsylvania farmers who step forward
to document their environmental stewardship. The program focuses on ensuring farmers meet
Pennsylvania environmental regulatory compliance (soil conservation and manure management) along
with the utilization of practices that demonstrate the farmer's conservation stewardship addressing all
resource concerns on the farm" (PADEP, 2021e).

The PACS program will recognize the following BMPs selected by EPA forthis evaluation: animal waste
management systems, forest buffers, nutrient management, and soil conservation and water quality
plans. In addition, the PACS program will recognize manure treatment technologies, prescribed grazing,
barnyard runoff controls and loafing lot management, and grassed buffers (with and without stream
fencing) (PADEP, 2022a).

To be eligible for PACS program participation, farmers must be fully implementing their required Ag E&S
plan or Soil and Water Conservation Plan, as applicable, and their MM P or NMP, as applicable, as well as
all recommended Phase III WIP practices applicable to their operations. Documenting eligibility status is
a four-step process.

1.	The farmer contacts a third-party verifierto perform an initial farm assessment. Third -party
verifiers are private sector agricultural consultants and other agriculture industry professionals
certified underPDA's Nutrient Management Specialist Certification Program and trained in PACS
program requirements.

2.	The third-party verifier and the farmer complete the application/verification form. The form
summarizes implementation of the farm's Ag E&S plan or conservation plan, as applicable, and
their MMP or NMP, as applicable. DEP's questionnaire response envisions requiring participating
farms to demonstrate environmental stewardship above the regulatory requirements when
submitting applications for renewal.

3.	The farmer submits the application/verification form to the participating CCD.

4.	The CCD or authorized entity (authorized by the SCC in counties where the CCD does not
participate in the program) reviews the application for PACS program eligibility based on SCC
application review guidance. The review process verifies the farm has no SCC, PDA or open
compliance issues with the farm priorto approving program participation. The CCD or
authorized entity follow up with the farmer orthe verifierto confirm any questions related to
the application (PADEP, 2021e).

Initial PACS program approval will be valid forfive years afterwhich a renewal application is required for
continued participation. Throughout the five-year program approval, the farmer will be required to
submit an annual self-certification form to the CCD. If the annual self-certification form indicates any
updates to the form, the CCD will update the program database as needed. If necessary, a new
application would be required for any significant changes to the operation, including adding additional
acreage to the operation (DEP, 2021e).

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In FY 2018-19 PDA, in cooperation with a stakeholder workgroup, developed draft criteria forthis
program and piloted the concept on a very limited number of farms. Program development was
interrupted by COVID restrictions FY 2019-20 and FY 2020-21. Based on the outcome of this pilot, the
PACS Program criteria and guidelines will be revised and updated to reflect current operational
conditions.

The Pennsylvania in the Balance Conference14 was a transformative meeting with agricultural
stakeholders that resulted in consensus on several themes and priority initiatives to achieve the
Commonwealth's agricultural pollution reduction goals forthe Chesapeake BayTMDL. One of the
themes was to "Embrace a Culture of Stewardship" and advance programs to recognize and reward
farmers meeting high conservation standards that go beyond regulatory compliance. The Pennsylvania
Agricultural Conservation Assistance program envisioned in 2016 has yet to be formally approved as
part of the state FY22-23 state budget.

15.1	Inspections and Data Tracking

PADEP reports the CCDs supporting the PACS program will inspect at least 10% of the farms submitting
PACS applications. PACS inspections can be counted toward the CCD's CBAIP inspection goal if:

•	the farm has not been previously accounted for in the CBAIP,

•	the farm is not a CAO orCAFO with an approved NMP, and

•	the inspection is performed consistent with the with the CBAIP SOP (No. BCW-INSP-018), which
includes completion of the required inspection report, recordkeeping, and compliance follow
up.

The numberof PACS-related on-farm inspections conducted by the CCDs was not available because the
program is still conceptual.

Farms accepted into the PACS program will be recorded in a PACS program tracking database. DEP's
questionnaire response indicates that, beginning in 2022, BMP verification efforts will tie in to the PACS
program.

15.2	Funding and Resources

Full implementation on funding sources and amounts, and FTEs committed to PACS program
implementation were not available. Starting in FY2018 through FY2021, EPA provided $115,900 through
its Multipurpose Grant Program to the Pennsylvania SCC to support a staff position for program
development and implementation. One challenge to program implementation, noted in the
questionnaire response, was a delay in hiring of the temporary wage position necessary to implement
the PACS program, which was due to operational and financial constraints related to state and federal
COVID 19 restrictions (Multipurpose Grant Progress Report, March 2021). Propertraining and
potentially certification of staff is also important for accurately identifying and verifying BMPs.

14https://files.dep.state.pa.us/Water/ChesapeakeBayOffice/Ag%20page/(2)%20PA%20in%20the%20Balance%20Full%2
0Report.pdf

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15.3	WIP Implementation Goals

The PACS program supports the Phase III WIP agriculture sector commitments as a non-regulatory,
incentives program and through BMP verification. The program requires that agricultural producers
meet required state erosion and sediment and manure management standards. Therefore, participation
of farmers in the PACS program has the potential to increase the implementation of Ag E&S plans and
MMPs, and the tracking of required plans and BMPs may increase the nutrient and sediment reduction
credits reported. However, more information is needed regarding next steps for launching a successful
program.

15.4	Pennsylvania Agriculture Conservation Stewardship Program -
Observations

•	The PACS program, envisioned by a group of agricultural stakeholders at the 2016 Pennsylvania
in the Balance Conference, was included in Pennsylvania's Phase III WIP as a new program in
2019, but has yet to be finalized and formally launched. Key components of the program have
not been finalized including application forms, checklists for application reviews, Standard
Operating Procedures for on-farm verification of applicants, training programs for farm
reviewers, and a recognition program that provides incentives for farmers to participate.

o Recommendation: Pennsylvania should accelerate program development to finalize the
program and consider training 3rd parties to support implementation of the program.

•	Despite EPA funding for program development and implementation in FY2018-2021, the work
was delayed due to a delay in hiring of the temporary wage position, which was due to
operational and financial constraints related to state and federal COVID 19 restrictions.

•	The PACS program has the potential to increase the implementation of Ag E&S plans and MMPs
and provide anotheropportunityforPennsylvaniato accelerate and verify BMP implementation
in the CBW. The Commonwealth will, however, need to implement an effective quality
assurance/quality control program to ensure that BMPs verified by third parties under the PACS
program are not double counted with BMPs verified through DEP and CCD inspections.

o Recommendation: PDA and SCC should ensure that a quality assurance/quality control
program is in place and that staff performing BMP verification are properly trained to
accurately identify and verify BMPs.

•	PACS program administration, application review, and other PACS-related activities may utilize
CCD resources currently allocated to the Nutrient Management Program, CBAIP Phase 1 and 2
inspections, Ag E&S Control Program inspections, responding to MMP-related complaints,
reviewing manure nutrient balance sheets resubmitted underthe Commercial Manure Hauler
and Broker Certification Program, and other responsibilities under Chapter 83 of the
Pennsylvania Clean Streams Law and Act 38.

o Recommendation: PDA and SCC should ensure that a quality assurance/quality control
program consider additional staffing to ensure successful implementation of the PACS
Program.

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16.0	Agriculture Plan Reimbursement Program

The Agriculture Plan Reimbursement Program ended on June 30, 2021. However, from 2017-2021, the
program provided almost $2.4 million to farmers across Pennsylvania's portion of the CBWto cost share
their NMPs, MMPs, and Ag E&S Plans (PADEP, 2022b).

As stated in the questionnaire response, two consultants (Team Ag and Larson Design) were contracted
through a competitive bid process to manage the Ag Plan Reimbursement Program and review plans
submitted for reimbursement to ensure the plans are administratively complete. However, due to no
further extensions allowed on the contracts with these consultants, this program ended.

In 2021, PADEP awarded a Growing Greener grant of $500,000 to the Pennsylvania Association of
Conservation Districts for "PACD Agriculture Plan Reimbursement Program" to help farmers statewide
develop agricultural plans fortheir operations. In the questionnaire response to this update, PADEP
specified that this awarded project will be like PADEP's former Agriculture Plan Reimbursement
Program. Based on this description, it is assumed that these Growing Greener funds will be used to
develop or revise Ag E&S Plans, NMPs, or MMPs and NRCS level Conservation Plans.

16.1	Facility Universe

According to the questionnaire response, a total of 268 farmers applied for reimbursement in SFY2019-
2020. Of those that applied, 214 NMPs, 145 MMPs, and 370 Ag E&S Plans were submitted for review.
The table below identifies the number of plans developed and reimbursed since program inception;
plan-type was not readily available. PADEP noted that "as more plans are entered into the
PracticeKeeper database, this information will become available."

Year

Number of

Number of

Total Reimbursement

Plans

Acres Covered

(S)

SFY2017

750

180,000

$768,550

SFY2018

950

150,000

$576,793

SFY2019

697

88,450

$501,755

SFY2020

825

96,333

$549,459

Total (SFY2017-2020)

3,222

514,783

$2,396,557

16.2	Resources Allocated

During the life of the program one PADEP staff member (approximately 0.25 FTE) supported the
contractors who administered the program.

In 2021, PADEP awarded a Growing Greener grant of $500,000 to the Pennsylvania Association of
Conservation Districts for "PACD Agriculture Plan Reimbursement Program"; however, the certainty of
program funding in future years is not clear.

16.3	WIP Implementation Goals

PADEP's Agricultural Plan Reimbursement Program provided cost-share funding to farmers across
Pennsylvania's portion of the Bay watershed for developing of NMPs, MMPs, and Ag E&S Plans. As
mentioned inthe respective program sections, these plans include BMPs selected by EPA for evaluation

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in this assessment. More than 3,200 plans covering almost 515,000 acres were cost-shared through this
Agriculture Plan Reimbursement Program (PADEP, 2022b).

EPA's Evaluation of Pennsylvania's Draft Amended Phase III WIP (dated 4/18/2022) identified expected
enhancements and recommended actions to be included in the final amended WIP, including details on
why PADEP's successful Agriculture Plan Reimbursement Program was allowed to sunset and was not
renewed.

16.4 Agriculture Plan Reimbursement Program - Observations

•	The Agriculture Plan Reimbursement Program ended on June 30, 2021.

o From 2017-2021, the program was very popular with farmers and provided almost $2.4
million to farmers across Pennsylvania's portion of the Bay watershed to cost share
developing their NMPs, MMPs, and Ag E&S plans. There is no longer funding available
forthis program.

o More than 3,200 plans were developed covering almost 515,000 acres that were cost-
shared through the Agriculture Plan Reimbursement Program.

•	In 2021, PADEP awarded a Growing Greenergrant of $500,OOOto the Pennsylvania Association
of Conservation Districts for "PACD Agriculture Plan Reimbursement Program" to help farmers
statewide develop agricultural plans fortheir operations. In the questionnaire response to this
update, PADEP specified that this awarded project will be like PADEP's former Agriculture Plan
Reimbursement Program. Based on this description, it is assumed that these Growing Greener
funds will be used to develop or revise Ag E&S plans, NMPs, or MMPs.

o Recommendation: To determine whetherthe 2021 Growing Greenergrant is a

substitute forthe Agriculture Plan Reimbursement Program, PADEP should estimate
projected demand forthe plan reimbursement and the level of funding needed annually
to meet that demand. PADEP plans to document successes and challenges of this
program and should document progress of these program assessments in their
workplans.

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17.0	Conservation Excellence Grant (CEG) Program

The SCC, in partnership with CCDs, administers the CEG program (PADEP, 2022a). The CEG Program,
which allocates funding for CCDs, was authorized under Pennsylvania Act 39 of 2019 and provides
financial and technical assistance to farms in priority locations (beginning in Chesapeake Bay Phase III
WIP Tier 1 counties, expanding to Tier 2 and 3 counties, and then to all other counties) within the
Commonwealth to install agricultural BMPs required for compliance with Pennsylvania's laws and to
meet the descriptions provided in the Phase III WIP through grants, loans, and tax credits, or a
combination of the three.

In May 2020, the SCC publishedthe Standardsand Requirementsforthe Conservation Excellence Grant
Program. As the guidelines describe, the application must include verification that an Ag E&S plan,
conservation plan, MMP, or NMP has been developed and is available. The program prioritizes
applications for implementation of priority practices from NMPs and MMPs, conservation plans or Ag
E&S plans, including cover crops, manure storage facilities, livestock exclusion fencing, stream-side
buffers, streambank restoration, barnyard and feedlot runoff abatement, stream crossings, and off-
stream watering. Delegated CCDs review and approve applications based upon the criteria established in
the guidelines, at a minimum, on a quarterly basis.

BMPs in projects receiving funding must be maintained and managed forthe life span of the practice.
Life spans are established by the SCC and can be found in the CEG/REAP BMP list. If the BMP is not
maintained forthe required period, the grantee may be required to return a portion orfull amount of
what was originally granted. As of January 14, 2022, the SCC has conducted six site visits to assess CEG
projects. Projects are tracked using the CEG module in the PracticeKeeper Database.

17.1	Resources Allocated

As of August 2021, since program inception, the SCC had awarded $8.8 million to CCDs for CEG program
administration and grants for eligible projects. As of March 2022, the CCDs had awarded a total of
$5,108 million to conservation projects in priority counties. As of March 2022, CCDs had distributed
$1,171 million in payments to farmers for completing BMPs that were part of an Ag E&S plan,
conservation plan, NMP, or MMP. The number and type of projects awarded during FR2021-2022 has
been provided in the final amended Phase 3 WIP .

CEG funding amounts allocated to Chesapeake Bay CCDs and practices funded since FY2019 are
provided below, where available.

FY2019-2020

•	In SFY2019-2020, $2.5 million in CEG was allocated to both Tier 1 counties: Lancaster and York
Counties.

FY2020-2021

•	In SFY2020-2021, $2.0 million in CEG was allocated to Bedford, Centre, and Lancaster Counties.

•	In FY2020-2021 (the first year of program implementation), 51 applications were approved. Of
the approved projects, Lancaster CCD approved three projects, including grassed waterway,
diversion, and roofed manure stacking/heavy use area, and York CCD approved five projects,
including grassed waterway, and cover crops (EPA Multipurpose Grant Progress Report, March
2021). Of these funded projects, 13 of them also received REAP funding.

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•	Between July 2020 (started accepting applications) and September 2021, the Lancaster CCD
awarded 27 CEG grants totaling $1,252,434.15. The York CCD awarded nine CEG grants totaling
$49,247.50.

•	SCC expanded CEG to additional Tier 2 counties in the first quarter of 2021.

FY2021-2022

•	In FY2021-2022, Lebanon County was added to include all Tier 1 and Tier 2 counties into the CEG
program.

•	In SFY2021-2022, $2.0 million in CEG was awarded to Bedford, Centre, Cumberland, Franklin,
Lancaster, and Lebanon Counties.

o Between January 2021 (started accepting applications) and September 2021, the

Cumberland CCD awarded four CEG grants totaling $427,000. The Franklin CCD awarded
19 CEG grants totaling $949,640.04.
o Between March 2021 (started acceptingapplications) and September2021, the Bedford
CCD awarded 1 CEG grant totaling $250,000. The Centre CCD awarded 5 CEG grants
totaling $735,000.

Nearly 400 acres of cover crops were planted in Fall 2021 utilizing $13,109 of CEG funds.

Program accomplishments:

Between January 1 - December 31st, 2020, SCC accomplished the following:

•	Hired and trained SCC staff position (pre-COVID restrictions) to provide technical and
administrative assistance for CEG.

•	Conducted CEG program development calls with Tier 1 pilot CDs every two weeks.

•	Held topic specific conference calls to develop individual program components (e.g. ranking
criteria, application documents, cover crop requirements, etc.) as needed.

•	Conducted a webinar on July 7th, 2020, in cooperation with York and Lancaster CDs to introduce
CEG Program details and concepts to approximately 60 individuals.

•	Conducted monthly program development and coordination calls with all CEG participating
counties.

•	Held topic specific conference calls held forTier 2 counties to develop individual program
components (e.g. ranking criteria, application documents, cover crop requirements, etc.) as
needed.

•	Provided one-on-onetrainingand assistance to Cumberland and Franklin Counties, to helpthem
prepare for a program kickoff in the first quarter of 2021

•	Commission staff presented CEG Program information on numerous webinars, conference calls
and web-based meetings. (Source: EPA MPG Grant Progress Report)

The questionnaire responses did not indicate that there has been any additional outreach to
landowners.

The hiring of the temporary wage/management staff position underthisMPG work plan was delayed by
the statewide orderto freeze all hiring dueto COVID -19 uncertainties. This included all regular positions
approved to be filled (There was 1 approved position to be filled) and all other positions (e.g. temporary

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wage). There is a process to seek approval of "necessary and critical positions" and the Commission is
seekingtofill the position included in this MPG through that process. The Commission continuesto work
on the MPG deliverables through existing staff positions, with an initial focus on CEG related activities.
(Source: EPA MPG Grant Progress Report 3-31- 21). Lasty, PADEP identified issues related to
construction (increased costs over estimates) as well as available technical assistance are
concerns.

17.2	WIP Implementation Goals

•	Phase III WIP Action # 2.2.1(i): Incentivize implementation of Agriculture BMPs that comprise
60% and/or 10-fold increase of the nitrogen reductions through complementary local, state,
federal, non-profit and private funding programs. As reported in the Pennsylvania Phase III WIP
2022-2023 Planning and Progress Milestones report, in 2021, the SCC had delegation
agreements with seven CCDs for CEG program implementation, including the following Tier 1
counties: Lancaster and York; and the following Tier 2 counties: Cumberland, Franklin, Bedford,
Centre, and Lebanon. The Pennsylvania Phase III WIP 2022-2023 Planning and Progress
Milestones report provides updates on CEG awards, included in Section 7.1 above.

As stated above, priority is given for implementation of practices which include all of the BMPs selected
by EPA for evaluation in this assessment. Priority practices for CEG funding include NMPs and MMPs,
conservation plans or Ag E&S plans, cover crops, manure storage facilities, and stream-side buffers.
Funding of these priority practices can allow Pennsylvania to make progress towards its water quality
goals, particularly in the CBW. As stated in the questionnaire, flexible allocation-based funding in water
quality improvement projects is effectively moving forward Pennsylvania's water quality goals,
particularly in the Chesapeake Bay Watershed.

In its Evaluation of Pennsylvania's Draft Amended Phase III WIP (published April 18, 2022), EPA
recognized initiation of implementation ofthe CEG program as a strength. However, EPA also requested
additional details on the results ofthe CEG program and plans to accelerate implementation in orderto
enhance the final amended WIP.

17.3	CEG Program - Observations

•	CCDs had awarded a total of $5,108 million to conservation projects in priority counties as of
March 2022. Furthermore, CCDs had processed $1,171 million in payments to farmers for
completing BMPs that were part of an Ag E&S plan, conservation plan, NMP, or MMP.

•	By the end of 2021, the SCC had delegation agreements with seven CCDs for CEG program
implementation, including Tier 1: Lancaster and York counties; and Tier 2: Cumberland, Franklin,
Bedford, Centre, and Lebanon counties.

•	Priority is given for implementation of practices which include all the BMPs selected by EPA for
evaluation in this assessment. Priority practices for CEG funding include NMPs and MMPs,
conservation plans or Ag E&S plans, covercrops, manure storage facilities, and stream-side
buffers. Funding of these priority practices can allow Pennsylvania to make progress towards its
water quality goals, particularly in the CBW.

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The hiring of the temporary wage/management staff position underthis MPG work plan was
delayed by the statewide orderto freeze all hiring due to COVID -19 uncertainties.

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18.0 Pennsylvania Infrastructure Investment Authority (PENNVEST)

PADEP and PENNVEST partnerto implement funding and installation of BMPs through multiple funding
programs. PADEP performs technical review of the application, BMP verification, and inspections.
PENNVEST typically performs the outreach, reviews applications, approves applications, provides
funding, assiststhe applicant through the process, and collects repayment of any loan component of the
funding agreement (PADEP, 2022a). PENNVEST staff attend conferences to publicize funding
opportunities and conduct regular one-on-one outreach to landowners, local governments, engineers,
and others interested in project funding or assistance.

PENNVEST provides funding as loans, grants, or a loan/grant combination. Eligible agricultural BMPs
include manure storage facilities, lagoons, riparian buffers, barnyard runoff reduction, as well as other
practices that have a waterquality-related benefit. Accordingtothe questionnaire response, PENNVEST
has funded every project that is technically and administrative ready to go since 2015 in the CWSRF
program and intends to continue to do so.

PENNVEST is currently administering a Small Project Initiative where applicants can request up to
$500,000 for projects not exceeding $1,000,000. The PENNVEST Board allocated $15 million towards
this initiative. The reviews and approvals are performed at the staff level, expediting access to funding,
with a goal of a two-week turnaround time for qualifying projects that are technically and
administratively ready to go (PADEP, 2022a). The Small Project Initiative's fast turnaround time may
incentivize producer participation in PENNVEST programs. The goal of the Small Project Initiative is to
provide a funding offerto the applicant within 2 weeks.

As stated in the questionnaire response, PENNVEST also funds a pilot program titled the Center for
Water Quality Excellence (Center, https://www.cwqe.org/). The Center is a resource for farmers,
landowners, municipalities, conservation districts, and businesses to determine the best technical and
financial assistance available to develop and implement BMPs and othe r nonpoint source pollution
prevention projectsto reduce nitrogen, phosphorus, and sediment discharges intothe Commonwealth's
waterways. The pilot program was initially targeted for 2021-2022 in Lancaster and York Counties and
focuses on water quality benefits through agricultural BMPs and MS4 improvements. The Center
launched its virtual platform July 2021 and opened a physical storefront in Lancaster County in
September 2021 to assist landowners with their nonpoint source needs (PADEP, 2022a).

Projects receiving PENNVESTfunding undergo interim and final inspections by PADEP. The frequency of
interim inspections is based on the type and complexity of the project. The final inspection is completed
to confirm and certify that the project was built in accordance with plans and specifications before a
project is closed out and the final payment is made (PADEP, 2022a).

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18.1	Resources Allocated

PENNVEST usesa proposed budget of $10 million per fiscal year in nonpoint source funding, including
agriculture projects, with the ability to increase funding should demand increase. In SFY2019-2020, nine
applications were received and eight of those projects were approved; seven of the approved projects
were intheCBW. The projects included animal waste storage facilities, streambankfencing, heavy use
areas, grassed waterways, roof gutters, and stormwater controls.

PENNVEST currently has five FTEs/project specialists working on all water quality projects, including
agricultural BMPs. PADEP has one FTE dedicated to PENNVEST nonpoint source project management
(PADEP, 2022a). PENNVEST works closely with agriculture consultants, TeamAg, to provide outreach to
producers.

18.2	WIP Implementation Goals

PENNVESTfundseligible agricultural BMPs, including manure storage facilities, lagoons, riparian buffers,
and barnyard runoff reduction. Since 2015, PENNVEST has funded every CWSRF project that is
technically and administratively ready, and therefore PENNVEST could be used as a reliable source of
funding for eligible agricultural practices needed to achieve the nutrient and sediment reductions
expected from the Phase III WIP to meet Pennsylvania's 2025 commitments forthe agriculture sector.

As stated in the questionnaire response, one challenge PENNVEST faces is that some operations are not
willing to accept a low interest loan to implement BMPs. "To date the agriculture BMP projects that
have moved forward with PENNVEST funding have been primarily grant funded. Smaller size projects
(lessthan $100,000) are typically financed by an operation's existing bankorthrough othergrant funded
programs...PENNVEST is working to partner with local banks to implement a Link Deposit Program for
implementing BMPs. PENNVEST will provide funding through certificates of deposit with local banks. The
local banks then loan funds to the landowners at a subsidized low interest rate to incentivize
implementation of BMPs. Additionally, PENNVEST is working with local governments and planning
agencies to implement a sub state revolving fund lending program that would reduce levels of
complexity and 'red tape' through local implementation utilizing seed money from PENNVEST to focus
on local water quality priorities."

PENNVEST has been successful in partnering with Chester CCD as a municipal sponsor, with support
from TeamAg who performs the survey, design, and quality assurance throughout the project. In one
project on an Amish dairy farm, the landowner received $363,000 in funds to improve concrete manure
storage structures, streambank fencing, stream crossing, and barnyard roof runoff controls.

These additional avenues for getting funding to agricultural operations could result in more projects
being implemented and increased nutrient and sediment reductions. It does not appear that PENNVEST
programs actively prioritize funding for BMPs based on alignment with Phase III WIP agriculture sector
commitments. Such prioritization may not be necessary if sufficient funding is available for all
applicants; however, there may be opportunities for PENNVEST to review projects and consult with
applicants to ensure that funded projects are helping to achieve the Phase III WIP agriculture sector
commitments where appropriate.

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18.3 PENNVEST - Observations

•	PENNVEST appears to have sufficient funds available through CWSRFto be a reliable source of
low-cost loans for eligible agricultural practices needed to achieve the state WIP BMP targets
and water quality goals.

•	PENNVEST is working on solutions to address reluctance on the part of agriculture operators to
use low-cost loans to pay for BMP implementation. These additional avenues forgetting funding
to agricultural operations, such as partnering with local banks, could result in additional projects
being implemented and increased nutrient and sediment reductions.

•	PENNVEST may be able to facilitate achievement of Phase III WIP agriculture sector
commitments through project review and consultation with applicants to ensure that funded
projects include WIP BMPs where appropriate.

•	The Center launched its virtual platform July 2021 and opened a physical storefront in Lancaster
County in September 2021 to assist landowners with their nonpoint source needs.

o Recommendation: PADEP and PENNVEST should evaluate the success of the pilot
program and based on that success, consider expanding the program to additional
counties.

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19.0 Other BMP Funding Programs

19.1 Nonpoint Source Management Program

PADEP implements Pennsylvania's Nonpoint Source Management Program as authorized by section 319
of the Clean Water Act (CWA). Under the CWA Section 319 program, EPA provides funds to states to
address all types of nonpoint source pollution, including pollution resulting from livestock and poultry
production activities. A portion of the funds provided to each state may be used for program
implementation, includingstaffing, monitoring, and outreach. Mostofthe funds, however, are issued as
grants for implementation of nonpoint source BMPs. These grants may be issued for projects in
watersheds with implementation plans15 that meet EPA's watershed planning criteria. Several of the
state staff who participated in the interviewsforthis assessment report update stressed the importance
of CWA Section 319 funding for implementation of BMPs to control pollutants from animal agriculture
operations.

In 2021, EPA Region 3 evaluated PADEP's Nonpoint Source Management Program and generated a
report summarizingthe current state of the program and providing recommendations to help program
staff achieve programmatic and water quality goals (TetraTech, Inc. 2021). While the identified program
strengths and challenges do not relate directly to implementation of BMPs to address animal
agriculture, the general findings and recommendations about program implementation are relevant
given the program's stated significance as a source of funding for an imal agriculture BMPs.

The report identified several strengths, including programmatic improvements that will help PADEP
expand the potential reach of project funding and streamline the application process. The report also
highlighted the PADEP's creative deployment of qualified staff to address staffing shortages in the
Nonpoint Source Management Program as well as collaboration with nonpoint source partners to
advance program implementation. Finally, the report identified nonpoint source load reductions leading
to water quality improvements and delisting as evidence of the strength of the Nonpoint Source
Management Program.

The report also identified several critical challenges, including resource gaps and staffing shortages that
hamper effective administration of CWA Section 319 implementation grants. According to the
evaluation report, "staffing-related issues are the most significant in terms of impact to the efficiency
and effectiveness of the PADEP NPS Management Program." Issues included insufficient and
inconsistent staffing levels, loss of experienced staff and institutional knowledge, and insufficient
training opportunities and reference resources for new program staff. In addition to staffing issues, the
report stated that too few grant applications are received some years which results in less impactful
projects receiving funding or even in unutilized grant funds. The report also identified several factors
contributing to insufficient grant applications, including patterns of repeat awards to WIP sponsors,
funding eligibility for projects in watersheds lacking an approved implementation plan, and landowner
unwillingness to participate, as well as inefficiencies in program workflow processes that may
discourage participation. Significantly, the report recommends better utilization of existing staff
resources dedicated to program outreach as well as improved communication with nonpoint source

15 These WIPs are developed at the local or subwatershed (e.g., HUC12) level; the Phase III WIP covering
Pennsylvania's portion of the Chesapeake Bay watershed is not a qualifying plan for CWA Section 319 funding.

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partners on the importance of reaching a broad range of CWA Section 319 grant applications to improve
the quantity and quality of projects receiving funding.

This animal agriculture program assessment update did not focus on gathering FY2021 data to evaluate
whetherthe nonpoint source program evaluation recommendations are being implemented. However,
this update reiterates the recommendations of that evaluation report, including the need to conduct
follow-on assessments of the efficacy of recently-implemented program changes. Examples of changes
since the evaluation report include, hiring of additional staff to support the NPS Management Program,
developing web-based training modules and virtual outreach to 319 project sponsors (to work toward
better utilization of the program and better/ more consistent WIPs and applications), and utilizing FY19
fundstoward enhancingour reporting structure to bettertrack and report Section 319funded projects.
In addition, the Advanced Restoration Plan (ARP) standards that have been put in place, specifically
focused on ag-impaired waterways. These ARPs serve a dual purpose of a TMDL-like alternative and a
WIP.

19.2 Streambank Fencing Program

During the interview with DEP, CO staff indicated that the Streambank Fencing Program is no longer in
use except in the Northeast region. DEP's questionnaire response reports that the PADEP Northeast
Regional Office assisted three farms with installation of almost 8,000 linear feet of fencing and cattle
watering troughs in 2019-2020 (PADEP, 2021d). These BMPs were tracked in Practice Keeper and were
reported for CBW Model Numeric Progress in 2019-2020.

19.2.1	WIP Implementation Goals

BMPs including exclusion fencing paired with grass or forest buffers are included in the Phase III WIP as
BMPs that result in nutrient and sediment reductions. Installation of streambank fencing enables
farmers to keep livestock out of streams, the re by reducing nutrient and sediment loading to the stream.

The amended Phase III WIP also lists a legislative proposal being considered in the current General
Assembly session that could facilitate implementation of streambankfencing. The proposed bill, HB810,
"would give municipalities the authority to require livestock exclusion fencing along streams, while
allowing for livestock crossings, as needed. Currently, Section 702 of Pennsylvania's Clean Streams Law
(35 P.S. § 691.702) prohibits Commonwealth agencies or political subdivisions from requiring fencing for
the purpose of keeping farm livestock out of the streams, a provision which impedes progress in water
quality improvement."

19.2.2	Streambank Fencing Program - Observations

The Streambank Fencing Program is no longer in use except in the Northeast region. In 2019-2020, the
PADEP Northeast Regional Office (NERO) assisted three farms in installation of almost 8,000 linearfeet
offencingand cattle watering troughsNERO has been successful because it is the only region with the
staff available to provide direct assistance to famers. The Chesapeake Bay Special Project (CBSP) funds
that had been provided by CBIG from EPA are no longer available. Therefore, this project is no longer
considered a "stand-alone" program. Funding is being provided directly through the CAP
Implementation Grant and is being put towards projects that the counties have identified as their

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priorities, which may include streambank fencing. Thus, streambank fencing may be competing with
other priorities forfundingthrough the CAP implementation Grant.

19.3 Nutrient Trading Program

As described in the Phase III WIP, the nutrient trading program was developed to provide a more cost-
efficient way for NPDES permittees in the CBWto meet their wasteload allocations. PADEP initiated a
nutrient water quality trading program in 2005 with issuance of a nutrient trading policy. PADEP
published its nutrient trading program regulations (25 Pa. Code § 96.8) on October 9, 2010. The nutrient
trading program is a voluntary program and follows the following principles as provided in the Phase 2
Watershed Implementation Plan Nutrient Trading Supplement:

•	"A trade must involve comparable credits (for example, nitrogen may only be traded for
nitrogen) that are expressed as mass per unit time (pounds per year);

•	Credits gene rated bytrading cannot be used to comply with existing technology-based effluent
limits except as expressly authorized by regulation;

•	Trading may only occur in a PADEP-defined watershed;

•	Trading may take place between any combination of eligible point sources, nonpoint sources
and third party aggregators; and,

•	Each trading entity must meet applicable eligibility criteria established underthe Nutrient
Trading Program regulations, 25 Pa. Code Section 96.8."

Per 25 Pa. Code Section 96.8(d), to generate credits or offsets, there must be a demonstrated reduction
in the pollutant load beyond the pollutant load allowed under baseline requirements. To be eligible to
generate nonpoint source credits, an agricultural operation must first meet baseline and threshold
requirements. For nonpoint sources, the baseline requirements include compliance with 25 Pa. Code
Chapter 102, Erosion and Sedimentation Control Regulations; 25 Pa. Code Section 91.36; 25 Pa. Code
Section 92a.29; and 25 Pa. Code Chapter 83, Subchapter D, as well as the pollutant load associated with
that location as of January 1, 2005. Threshold eligibility requirements that must be met before an
agricultural operation can generate credits include implementation of one of the following setbacks:

•	Manure not mechanically applied within 100 feet of a perennial or intermittent stream with a
defined bed or bank, a lake or a pond, and commercial fertilizer is applied at or below
appropriate agronomic rates.

•	A minimumof 35 feetof permanentvegetation isestablished and maintained betweenthe field
and any perennial or intermittent stream with a defined bed or bank, a lake, or a pond. No
mechanical application of manure may occur within the 35-foot vegetative buffer.

•	A downward adjustment of at least 20% to the overall amount of pollution reduction generated
by the pollution reduction activity.

In addition,a 3:1 uncertainty ratio is to beappliedtothe numberof credits generated once the defined
baseline compliance and threshold is reached. There are also additional requirements for generation of
credits from hauling of poultry manure and manure destruction and conversion technologies. The
additional Phase II WIP NT Supplement requirements for agricultural nonpoint sources were
implemented as an interim step until PADEP can develop a performance-based or other approved
method-based tool to use to establish baseline eligibility for nonpoint sources (PADEP, 2015).

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The nutrient trading program involves a three-step process: certification, verification, and registration,
after which the credit may be used for compliance with NPDES effluent limitations. The steps are as
follows, as described in the Phase III WIP:

1.	Certification: PADEP has given approval for a pollutant reduction activity to generate credits.
The generated credits must then be verified by PADEP before they may be sold and registered
to an NPDES permit.

2.	Verification: PADEP has given approval that a generator has used their approved verification
plan to demonstrate that a pollutant reduction activity generated credits during the compliance
year. Verified credits may then be sold.

3.	Registration: PADEP has given approval for a sale of credits upon review of an agreement
between a buyerand seller. Registered credits may then be applied to meet NPDES permit cap
load requirements or resold.

Tracking

PADEP has completed the updatestoCBNTT and is in the final testing stages and seeking EPA and USDA
approval to release the tracking tool for use during the 2022 trading compliance year. The amended
Phase III WIP specified that, in October 2021, PADEP published the Nutrient Credit Trading Program
Manure TreatmentTechnology Nutrient Credit Calculation Methodology, which will go into effect upon
finalization of the CBNTT.

According to PADEP, forthe 2021trading compliance year (CY21), 23 nonpoint source credit
certifications/verifications requests were received for review. Of the registration requests reviewed, 3 of
86 requests (trades) involved nonpoint source-generated credits. 17,950 of 376,104 total nitrogen
credits traded were nonpoint source-generated credits. Oof 25,789total phosphorous credits traded
were nonpoint source-generated credits. According to PADEP, fewer agricultural nonpoint source credit
generators are participating in the program. Based on the data provided, nutrient credits have
continued to decrease since 2015, as shown in the data provided by PADEP below.

CY

N Credits

N lbs/year

P Credits

P lbs/year

2021

27,133

97,251 Ibs/yr

0

0

2020

41,534

146,567 Ibs/yr

2,487

19,104 Ibs/yr

2019

54,585

Not provided

4,402

Not provided

2018

77,078

Not provided

6,358

Not provided

2017

90,826

Not provided

6,392

Not provided

2016

114,571

Not provided

7,276

Not provided

2015

289,319

Not provided

19,631

Not provided

19.3.1 WIP Implementation Goals

Pennsylvania's Phase III WIP discusses the nutrient trading program as a program that would have
resulted in additional nutrient reductions, if reported. According to information included in the Phase III
WIP, if the practices installed from the implementation of the nutrient trading program from 2013
through 2018 had been reported, the expected reductions are 9,196 pounds of nitrogen per year,
12,602 pounds of phosphorus per year, and 453,224 pounds of sediment per year.

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As stated in the amended Phase III WIP, during compliance year 2020, Pennsylvania registered 100 sales
of nutrient credits to 49 buyers, for a total of over 261,000 N credits and 28,000 P credits.

According to PADEP, Lycoming CCD participated in Nutrient Credit Trading as the aggregator for 23
farms. The most commonly implemented agricultural BMPs included: continuous no-till, conservation
tillage, cereal cover crop-early or late planting, off-stream watering with/without fencing (pasture),
precision grazing, and riparian forest buffer.

In its Evaluation of Pennsylvania's Draft Amended Phase III WIP (dated 4/18/2022), EPA noted PADEP's
inclusion of additional information about PADEP's Nutrient Credit Trading Program Manure Treatment
Technology Nutrient Credit Calculation Methodology, provided in response to EPA's related suggested
enhancementonthe 2019 Phase III WIP, as a strength of the draft amended WIP. The methodology will
go into effect upon Pennsylvania's finalization of its CBNTT and will be funded by PADEP's CBIG.
Pennsylvania intends to transition to this newtool and the newTMDL-based agriculture baseline
analysis and make updatesto its "Phase 2 WIP NutrientTrading Program Supplement" in the 2022 credit
trading season that ends on November 29, 2022.

In its Evaluation of Pennsylvania's Draft Amended Phase III WIP (dated 4/18/2022), EPA identified
expected enhancements and recommended actions to be included in the final amended WIP, including:

•	EPA's understandingthat Pennsylvania developed the draft amended Phase III WIP addendum,
titled "Phase 2 Watershed Implementation Plan NutrientTrading Program Supplement," and
has begun drafting the Phase 3 WIP supplement to capture revisions to the PADEP's Nutrient
Trading Program made in response to EPA's concerns and that it will be updated as needed as
furtherenhancements described in the Phase III WIP are implemented.

•	An update to Pennsylvania's CBIG funding request to support the transition to the new trading
tool and baseline methodology as well as its continued maintenance. EPA expects that
Pennsylvania will provide EPA an opportunity to review PADEP's newTMDL-based agriculture
baseline analysis priorto its finalization. If there is a change in its 25 Pa. Code 96.8 regulation,
EPA would need to review the regulation as it implements the CWA.

•	Confirmation when this new information is added to its Trading Supplement on the PADEP
NutrientTrading website.

19.3.2 Nutrient Trading Program - Observations

•	The PA Nutrient Credit Trading Program (Program) will continue to implement 3:1 trading ratio
for nonpoint source (NPS) credit generation and trading until performance-based or another
method-based tool (e.g., CBNTT) is established.

•	The Program intends to use RlBITS, the Regulatory In lieu fee and Bank Information Tracking
System developed by the U.S. Army Corps of Engineers with support from EPA, U.S. Fish &
Wildlife Service, Federal Highway Administration, and NOAA Fisheries to track water quality
trading (WQ.T) activities and credits for restoration banks recognized under Natural Resource
Damage Assessment statutes. The WQT portion was sponsored by the USDA Office of
Environmental Markets. Currently, VA is participating as a pilot state and MD also intends to use
Rl BITS. PA's use of Rl BITS will facilitate Program activities and increase consistency and
transparency in trading among Bay states.

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19.4 MS4 Program Offsets

In Pennsylvania, municipalities permitted underthe NPDES General Permit for Stormwater Discharges
from MS4s (PAG-13) may implement and receive pollutant reduction credits (i.e., offsets) for BMPs in
locations that are within the municipal jurisdictional boundary but outside the planning area forthe
MS4's Pollutant Reduction Plan. These municipal offset BMPs can be a source of funding for agricultural
operations within municipal boundaries but outside the MS4 regulated area. According to the
questionnaire response, PADEP has not approved any proposed MS4 offsets at agricultural operations.
However, PADEP indicated that an MS4that wishes to implement agricultural BMPs to receive nutrient
reduction credit on land outside of the area regulated by their MS4 permit must "demonstrate in the
planning document the BMP efficiencies, calculations or modeling, the reductions benefiting surface
waters to which the MS4 discharges and indicate that the MS4 jurisdiction holds sufficient legal rights to
access the property."

As discussed inthe MS4 NPDES Permits Frequently Asked Questions16 document, eligible projects must
be located within the MS4's jurisdictional borders, in the same 12-digit Hydrologic Unit Code (HUC-12)
watershed as the MS4 planning area (generally defined as "the urbanized area (UA) within the
municipality which drains to impaired waters, plus any additional area outside the UA which drains into
the MS4 conveyance system") and be nofartherthan one mile from the planning area boundary. "Non-
structural BMPs that are implemented annually (e.g., cover crops, no-till) outside of the planning area
are not eligible for MS4 permittee sponsorship orfor Pollutant Reduction Plans (PRP)/TMDL Plan credit
toward permit-required pollutant load reductions."

To ensure that BMPs are properly installed and are being maintained, the MS4 permittee is required to
provide "certification and verification of performance at the time of the projects' installation, include
plans for long-term operation and maintenance and annual verification of the BMP(s), and provide for
municipal access to the BMP if needed in the future." The status of any offset BMPs must be reported
annually in the permittee's Annual MS4 Status Report (PADEP, 2021c).

Agricultural lands participating in generating MS4 offsets "must comply with regulations relating to
erosion and sediment control under 25 Pa. Code § 102.4(a) and regulations re latingto manure
management under 25 Pa. Code § 91.36(b) and have achieved the [load allocation] in an approved
TMDL...to be considered as meeting their baseline requirement." The "baseline" is defined as the
pollutant load reduction required to meet the load allocation (LA) in an approved TMDL, or equivalent
allocation as determined by PADEP, after regulatory compliance is confirmed (PADEP, 2021c).

In receiving credit forthe pollutant reductions generated by implementation of BMPs on agricultural
land, the MS4 may receive credit forthe full amount of the pollutant load reduction by the BMP or only
take credit for pollutant load reductions achieved by the BMPs that exceeds the baseline condition. In
both cases, as described below, the parcel where the BMP is located must comply with all applicable
regulations, as confirmed by PADEP.

• "The MS4 permittee may take credit forthe full amount of pollutant load reduction achieved by
the BMP. If this option is selected, the landowner must meet the entire load reductions
expected on the land treated by the BMP (i.e., the baseline load) on the remainder of the

16 https://files.dep.state.pa.us/water/BPNPSM/StormwaterManagement/MunicipalStormwater/MS4 FAQ.pdf

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parcel... [PA]DEP expects that the MS4 permittee and landowner will execute an agreement to
ensurethat boththe MS4 permittee andthe landowner understand their individual obligations;
identify where the MS4 load reductions will be generated; where and how the landowner will
meet baseline; and identify any further reductions that may be required.

•	The MS4 permittee maytake creditonly forthe amount of pollutant load reduction achieved by
the BMP that exceeds the baseline condition. In other words, both the landowner and MS4
permittee receive credit but only afterthe reduction obligation is met (i.e., baseline obligations
are satisfied forthe landowner and the MS4 receives anything extra). PADEP expects that the
MS4 permittee and landowner will execute an agreement to ensure that both the MS4
permittee and the landowner understand their individual obligations and identifies where the
MS4 load reductions can be realized afterthe landowner meets baseline. Records identifying
the pollutant load reduction necessary to achieve baseline and the amount of credit the MS4
received are necessary and will need to clearly distinguish this fortracking purposes" (PADEP,
2021c).

19.4.1	WIP Implementation Goals

Pennsylvania's Phase III WIP indicated that there were over 350 municipalities with MS4 NPDES permits,
and that the Commonwealth would begin allowing and encouraging MS4-regulated communities to
"offset with nonpoint sources, such as neighboring farms, to meet their permitting obligations" through
implementation of BMPs such as stream restoration, riparian forest buffers, legacy sediment removal
and ecosystem restoration. At this time, PADEP has not approved any proposed MS4 offsets at
agricultural operations.

19.4.2	MS4 Program Offsets - Observations

•	PADEP has not approved any proposed MS4 offsets at agricultural operations.

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20.0 Recommendations

1.	Pennsylvania will need to increase the pace of implementation for animal waste management
systems on animal agriculture operations to meet the 2025 goal. (Section 6.1, Pennsylvania's
Animal Agriculture WIP BMPs - Observations)

2.	Pennsylvania will need to increase the pace of implementation for forest buffers through
implementation of additional Ag E&S, NMPs, and/or MMPs to meet the 2025 goal. (Section 6.1,
Pennsylvania's Animal Agriculture WIP BMPs - Observations)

3.	Pennsylvania will need to increase the pace for NMP implementation, possibly through
development of NMPs by additional CAOs or VAOs to meet the 2025 goal. (Section 6.1,
Pennsylvania's Animal Agriculture WIP BMPs - Observations)

4.	Pennsylvania will need to increase the pace for additional cover crop implementation through
incorporation into more NMPsand/orMMPsto meetthe2025 goal. (Section 6.1, Pennsylvania's
Animal Agriculture WIP BMPs - Observations)

5.	Pennsylvania will need to increase coverage of soil conservation and waterquality plansto meet
the 2025 goal. (Section 6.1, Pennsylvania's Animal Agriculture WIP BMPs - Observations)

6.	The Manure Management Program could also require Ag E&S plans, to meet existing PA
regulations, similarto the NPDES CAFO program and Nutrient Management Program, where
applicable. (Section 6.1, Pennsylvania's Animal Agriculture WIP BMPs - Observations)

7.	PADEP should provide EPA quantitative goals that identify the number of Phase 2 inspections
and acres planned to be conducted, by county, on a yearly basis to clearly define the timeframe
for completion of all Phase 2 inspections. PADEP should also submit the number of Phase 2
inspections, including acres, conducted as part of annual reporting processesto assess if defined
program outcomes meet the targeted yearly goals. (Section 7.6, CBAIP - Observations)

8.	Pennsylvania should develop a plan for increasing funding and the number of trained
professionals to stay on pace and/or ramp up efforts. (Section 7.6, CBAIP - Observations)

9.	Phase II compliance issues and challenges should be handled formally as was done in Phase I to
ensure clarity and transparency. (Section 7.6, CBAIP - Observations)

10.	Developa detailed plan for how inspector staff will be restored and increased overtime to stay
on pace with DEP's goal of inspecting 10% of Phase 1 and 2 operations annually (including
number of inspectors and funding forthose positions by county). (Section 7.6, CBAIP-
Observations)

11.	PADEP and the CCDs should continue to allocate resources to CBAIP inspection follow-up for
documenting compliance gains resulting from Phase land 2 evaluations. (Section 7.6, CBAIP-
Observations)

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12.	Increased FTE may support additional outreach for CCDs to ensure compliance checks forthe
program are standardized. The Commonwealth should fund one additional SCC FTE to support
REAP and the Pennsylvania Farm Bill and two additional SCC FTEs to provide additional REAP
support, consistent with staffing recommendation in the draft amended Phase III WIP. (Section
13.4, REAP Program - Observations)

13.	Develop a REAP SOP to ensure compliance with state laws for eligibility in the program that is
consistent with the CBAIP SOP and/or language embedded with the CBAIP inspection SOP to
improve program efficacy. A SOP may improve consistency across conservation districts and
ensure compliance. (Section 13.4, REAP Program - Observations)

14.	Pennsylvania should accelerate program development to finalize the program and consider
training 3rd parties to support implementation of the program. (Section 15.4, Pennsylvania
Agriculture Conservation Stewardship Program - Observations)

15.	PDA and the SCC should ensure that a quality assurance/quality control program is in place and
that staff performing BMP verification are properly trained to accurately identify and verify
BMPs. (Section 15.4, Pennsylvania Agriculture Conservation Stewardship Program -
Observations)

16.	PDA and SCC should ensure that a quality assurance/quality control program consider additional
staffing to ensure successful implementation of the PACS Program. (Section 15.4, Pennsylvania
Agriculture Conservation Stewardship Program - Observations)

17.	To determine whetherthe 2021 Growing Greenergrant is a substitute forthe Agriculture Plan
Reimbursement Program, PADEP should estimate projected demand forthe plan
reimbursement and the level of funding needed annually to meet that demand. (Section 16.4,
Agriculture Plan Reimbursement Program - Observations)

18.	PADEP and PENNVEST should evaluate the success of the pilot program and based on that
success, consider expanding the program to additional counties. (Section 18.3, PENNVEST -
Observations)

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