Clean Water SRF Program Information for the State of North Carolina CWSRF Agency Information 1 Lead State Agency Name: Department of Environment and Natural Resources 18 Secondary Agency Name: 2 Type of Agency: Environmental 19 Type of Agency: 3 Mailing Address: 1633 Mail Service Center 20 Mailing Address: 4 City: Raleigh 21 City: 5 Zip Code: 27699-1633 22 Zip Code: 6 Street Address: 512 N Salisbury St 23 Street Address: 7 City: Raleigh 24 City: 8 Zip Code: 27604 25 Zip Code: 9 Director: Kim H. Colson 26 Director: 10 Director's Title: Director 27 Director's Title: 11 Phone Number: (919) 707-9177 28 Phone Number: 12 Fax Number: 29 Fax Number: 13 E-mail Address: kim.colson@ncdenr.gov 30 E-mail Address: 14 Contact Person: Kim H. Colson 31 Contact Person: 15 Phone Number: (919) 707-9177 32 Phone Number: 16 Fax Number: 33 Fax Number: 17 E-mail Address: kim.colson@ncdenr.gov 34 E-mail Address: Other Agency: 35 Other Agency Name: 36 Type of Agency: 37 Mailing Address: 38 City: 39 Zip Code: 40 Street Address: 41 City: 42 Zip Code: 43 Director: 44 Director's Title: 45 Phone Number: 46 Fax Number: 47 E-mail Address: 48 Contact Person: 49 Phone Number: 50 Fax Number: 51 E-mail Address: Page 1 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina For Federal Fiscal Year Ending September 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Federal Grants (Dollars) 52 Date of Last Award in the Year - 03/24/89 06/25/90 07/02/91 07/01/92 06/24/93 07/14/94 02/21/95 08/21/96 53 Title II Funds 0 5,654,918 15,411,942 2,000,000 0 0 0 0 0 54 Title VI - Current Year's Appropriation 0 17,022,951 17,608,239 37,039,068 35,066,790 34,688,907 21,523,986 22,229,658 23,126,843 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 0 22,677,869 33,020,181 39,039,068 35,066,790 34,688,907 21,523,986 22,229,658 23,126,843 57 Cumulative Federal Grants 0 22,677,869 55,698,050 94,737,118 129,803,908 164,492,815 186,016,801 208,246,459 231,373,302 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 59 Amount of Federal Funds Transferred out of CWSRF 60 *Net Transfer into/(outof) CWSRF 61 Cumulative Net Transfer into/(out of) CWSRF Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 0 55,818 781,321 2,157,618 10,161,193 8,777,816 7,418,620 4,626,318 63 Second Quarter Outlays 0 0 0 307,651 5,096,213 11,445,557 4,276,295 10,118,858 8,899,255 64 Third Quarter Outlays 0 0 772,692 1,097,085 4,961,644 7,721,142 10,372,007 8,036,973 8,941,570 65 Fourth Quarter Outlays 0 18,572 63,690 2,285,901 15,736,833 7,688,687 9,997,956 6,053,785 4,428,434 66 *Total Annual Outlays 0 18,572 892,200 4,471,958 27,952,308 37,016,579 33,424,074 31,628,236 26,895,577 67 Cumulative Outlays 0 18,572 910,772 5,382,730 33,335,038 70,351,617 103,775,691 135,403,927 162,299,504 For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Outlays (Dollars) 68 *Annual 0 0 847,082 2,249,747 14,501,376 45,064,725 31,114,805 35,572,407 28,520,928 69 "Cumulative 0 0 847,082 3,096,829 17,598,205 62,662,930 93,777,735 129,350,142 157,871,070 * Calculated values. Page 2 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina For Federal Fiscal Year Ending September 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Federal Grants (Dollars) 52 Date of Last Award in the Year 07/21/97 07/01/98 06/08/99 08/04/00 07/02/01 08/14/02 09/04/03 09/20/04 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 11,247,984 24,302,619 24,304,599 24,222,231 24,006,906 24,060,366 23,903,946 23,918,400 55 Title VI - Prior Year's Appropriation 13,286,050 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 24,534,034 24,302,619 24,304,599 24,222,231 24,006,906 24,060,366 23,903,946 23,918,400 57 Cumulative Federal Grants 255,907,336 280,209,955 304,514,554 328,736,785 352,743,691 376,804,057 400,708,003 424,626,403 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 8,429,118 6,812,113 1,356,487 8,427,066 5,805,475 8,035,185 9,414,664 2,192,718 63 Second Quarter Outlays 7,703,693 5,317,765 2,587,597 3,142,767 3,471,889 10,665,944 5,725,600 9,991,904 64 Third Quarter Outlays 10,113,897 3,265,083 7,404,662 4,785,898 9,455,704 13,655,842 3,641,525 7,347,121 65 Fourth Quarter Outlays 11,359,281 4,955,977 5,134,754 3,699,606 11,722,101 9,752,468 5,074,696 8,012,046 66 *Total Annual Outlays 37,605,989 20,350,938 16,483,500 20,055,337 30,455,169 42,109,439 23,856,485 27,543,789 67 Cumulative Outlays 199,905,493 220,256,431 236,739,931 256,795,268 287,250,437 329,359,876 353,216,361 380,760,150 For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Outlays (Dollars) 68 *Annual 30,675,142 26,754,242 16,304,723 21,490,485 22,432,674 44,079,072 28,534,257 24,606,439 69 "Cumulative 188,546,212 215,300,454 231,605,177 253,095,662 275,528,336 319,607,408 348,141,665 372,748,104 * Calculated values. Page 3 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina For Federal Fiscal Year Ending September 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Federal Grants (Dollars) 52 Date of Last Award in the Year 07/01/05 08/04/06 09/03/07 09/30/08 04/03/09 09/28/10 - 12/13/11 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 19,447,857 15,804,261 19,316,385 12,281,247 0 36,773,000 0 0 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 12,281,148 0 26,650,000 55a ARRA Grant 0 0 0 0 70,729,100 0 0 0 56 *Total Annual Federal Grants 19,447,857 15,804,261 19,316,385 12,281,247 70,729,100 49,054,148 0 26,650,000 57 Cumulative Federal Grants 444,074,260 459,878,521 479,194,906 491,476,153 562,205,253 611,259,401 611,259,401 637,909,401 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 3,148,191 1,070,647 7,179,421 4,164,160 3,787,579 10,561,866 13,862,881 2,478,866 63 Second Quarter Outlays 8,910,799 4,350,315 5,665,766 2,522,844 3,002,699 10,912,415 6,476,006 8,757,953 64 Third Quarter Outlays 5,180,814 12,126,463 4,444,059 999,768 6,354,686 15,589,826 7,551,809 14,445,724 65 Fourth Quarter Outlays 4,062,335 11,804,840 3,024,700 3,617,854 3,983,941 14,991,174 1,876,517 13,416,821 66 *Total Annual Outlays 21,302,139 29,352,265 20,313,946 11,304,626 17,128,905 52,055,280 29,767,213 39,099,364 67 Cumulative Outlays 402,062,289 431,414,554 451,728,500 463,033,126 480,162,031 532,217,311 561,984,524 601,083,888 For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Outlays (Dollars) 68 *Annual 25,251,850 21,609,760 29,094,086 10,711,472 16,762,818 41,048,047 42,881,870 27,559,060 69 "Cumulative 397,999,954 419,609,714 448,703,800 459,415,272 476,178,090 517,226,137 560,108,007 587,667,067 * Calculated values. Page 4 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina For Federal Fiscal Year Ending September 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Federal Grants (Dollars) 52 Date of Last Award in the Year 09/11/13 09/16/14 09/16/15 08/11/16 08/02/17 08/22/18 08/27/19 - 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 24,096,000 25,304,000 25,175,000 24,113,000 23,928,000 28,967,000 28,676,000 0 55 Title VI - Prior Year's Appropriation 25,507,000 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 49,603,000 25,304,000 25,175,000 24,113,000 23,928,000 28,967,000 28,676,000 0 57 Cumulative Federal Grants 687,512,401 712,816,401 737,991,401 762,104,401 786,032,401 814,999,401 843,675,401 843,675,401 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 693,214 7,573,718 21,598,838 17,502,689 23,721,516 22,970,880 349,272 28,403,882 63 Second Quarter Outlays 8,374,783 11,091,683 3,799,860 7,672,311 0 266,885 15,242,462 182,118 64 Third Quarter Outlays 4,136,647 25,825,533 0 0 0 501,009 13,375,266 0 65 Fourth Quarter Outlays 9,774,879 6,983,272 0 391,484 0 189,226 0 0 66 *Total Annual Outlays 22,979,523 51,474,206 25,398,698 25,566,484 23,721,516 23,928,000 28,967,000 28,586,000 67 Cumulative Outlays 624,063,411 675,537,616 700,936,314 726,502,798 750,224,314 774,152,314 803,119,314 831,705,314 For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Outlays (Dollars) 68 *Annual 26,621,465 54,265,812 32,381,970 25,175,000 24,113,000 23,738,774 29,156,226 28,586,000 69 "Cumulative 614,288,532 668,554,344 700,936,314 726,111,314 750,224,314 773,963,088 803,119,314 831,705,314 * Calculated values. Page 5 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 0 0 22,677,869 22,677,869 33,020,181 55,698,050 0 55,698,050 39,039,068 94,737,118 69,755,697 164,492,815 0 164,492,815 43,753,644 208,246,459 0 208,246,459 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 0 0 22,677,869 22,677,869 33,020,181 55,698,050 0 55,698,050 39,039,068 94,737,118 69,755,697 164,492,815 0 164,492,815 43,753,644 208,246,459 0 208,246,459 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 0 0 4,535,574 4,535,574 6,604,036 11,139,610 7,807,814 18,947,424 7,013,358 25,960,782 6,937,781 32,898,563 4,304,797 37,203,360 4,445,931 41,649,291 7,235,859 48,885,150 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative - 20% 20% 20% 20% 34% 18% 27% 10% 20% 23% 10% 20% 23% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative - - 780% 1315% 347% 612% 48% 148% 15% 53% 14% 40% 12% 32% 25% 31% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred * Calculated values. Page 6 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 36,412,893 11,247,984 48,607,218 0 24,222,231 24,006,906 24,060,366 23,903,946 71 "Cumulative 244,659,352 255,907,336 304,514,554 304,514,554 328,736,785 352,743,691 376,804,057 400,708,003 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 36,412,893 11,247,984 48,607,218 0 24,222,231 24,006,906 24,060,366 23,903,946 75 Cumulative 244,659,352 255,907,336 304,514,554 304,514,554 328,736,785 352,743,691 376,804,057 400,708,003 Total State Contributions (Dollars) 76 *Annual 2,249,605 4,860,523 4,860,919 4,844,446 4,801,381 4,812,073 4,780,789 4,783,680 77 Cumulative 51,134,755 55,995,278 60,856,197 65,700,643 70,502,024 75,314,097 80,094,886 84,878,566 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 6% 43% 10% - 20% 20% 20% 20% 79 Cumulative 21% 22% 20% 22% 21% 21% 21% 21% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 7% 18% 30% 23% 21% 11% 17% 19% 79a Cumulative 27% 26% 26% 26% 26% 24% 23% 23% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 * Calculated values. Page 7 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 23,918,400 19,447,857 15,804,261 19,316,385 83,010,347 0 49,054,148 26,650,000 71 "Cumulative 424,626,403 444,074,260 459,878,521 479,194,906 562,205,253 562,205,253 611,259,401 637,909,401 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 23,918,400 19,447,857 15,804,261 19,316,385 83,010,347 0 49,054,148 26,650,000 75 Cumulative 424,626,403 444,074,260 459,878,521 479,194,906 562,205,253 562,205,253 611,259,401 637,909,401 Total State Contributions (Dollars) 76 *Annual 3,889,571 3,160,852 3,863,277 2,456,249 0 2,481,000 7,354,600 5,330,000 77 Cumulative 88,768,137 91,928,989 95,792,266 98,248,515 98,248,515 100,729,515 108,084,115 113,414,115 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 16% 16% 24% 13% 0% - 15% 20% 79 Cumulative 21% 21% 21% 21% 20% 20% 20% 20% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 15% 15% 13% 23% 0% 24% 48% 22% 79a Cumulative 22% 22% 21% 21% 21% 21% 22% 22% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 * Calculated values. Page 8 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 25,507,000 24,096,000 25,304,000 25,175,000 24,113,000 23,928,000 28,967,000 28,676,000 71 "Cumulative 663,416,401 687,512,401 712,816,401 737,991,401 762,104,401 786,032,401 814,999,401 843,675,401 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 25,507,000 24,096,000 25,304,000 25,175,000 24,113,000 23,928,000 28,967,000 28,676,000 75 Cumulative 663,416,401 687,512,401 712,816,401 737,991,401 762,104,401 786,032,401 814,999,401 843,675,401 Total State Contributions (Dollars) 76 *Annual 5,101,400 11,430,178 5,060,800 5,035,000 4,822,600 4,785,600 5,793,400 5,735,200 77 Cumulative 118,515,515 129,945,693 135,006,493 140,041,493 144,864,093 149,649,693 155,443,093 161,178,293 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 20% 47% 20% 20% 20% 20% 20% 20% 79 Cumulative 20% 21% 21% 21% 21% 21% 21% 21% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 19% 21% 16% 20% 20% 20% 20% 20% 79a Cumulative 22% 22% 21% 21% 21% 21% 21% 21% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 * Calculated values. Page 9 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 State Match Contributions (Dollars) 84 Cash or Appropriations 0 4,535,574 6,604,036 7,807,814 7,013,358 6,937,781 0 0 7,235,859 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 4,304,797 4,445,931 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 4,535,574 6,604,036 7,807,814 7,013,358 6,937,781 4,304,797 4,445,931 7,235,859 91 Cumulative Match Contribution 0 4,535,574 11,139,610 18,947,424 25,960,782 32,898,563 37,203,360 41,649,291 48,885,150 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 0 * Calculated values. Page 10 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 State Match Contributions (Dollars) 84 Cash or Appropriations 2,249,605 4,860,523 0 0 0 0 0 4,783,680 85 GO Bonds Retired Outside the CWSRF 0 0 4,860,919 4,844,446 4,801,381 4,812,073 4,780,789 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 2,249,605 4,860,523 4,860,919 4,844,446 4,801,381 4,812,073 4,780,789 4,783,680 91 Cumulative Match Contribution 51,134,755 55,995,278 60,856,197 65,700,643 70,502,024 75,314,097 80,094,886 84,878,566 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 11 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Match Contributions (Dollars) 84 Cash or Appropriations 3,889,571 3,160,852 3,863,277 2,456,249 0 2,481,000 7,354,600 5,330,000 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 3,889,571 3,160,852 3,863,277 2,456,249 0 2,481,000 7,354,600 5,330,000 91 Cumulative Match Contribution 88,768,137 91,928,989 95,792,266 98,248,515 98,248,515 100,729,515 108,084,115 113,414,115 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 12 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Match Contributions (Dollars) 84 Cash or Appropriations 5,101,400 11,430,178 5,060,800 5,035,000 4,822,600 4,785,600 5,793,400 5,735,200 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 5,101,400 11,430,178 5,060,800 5,035,000 4,822,600 4,785,600 5,793,400 5,735,200 91 Cumulative Match Contribution 118,515,515 129,945,693 135,006,493 140,041,493 144,864,093 149,649,693 155,443,093 161,178,293 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 13 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Binding Commitments 100 Annual Dollar Amount 0 0 4,833,338 36,660,784 46,900,200 44,806,994 53,517,339 33,640,082 33,436,988 101 "Cumulative Dollar Amount 0 0 4,833,338 41,494,122 88,394,322 133,201,316 186,718,655 220,358,737 253,795,725 102 Annual Number 0 0 3 8 17 15 15 11 12 103 Cumulative Number 0 0 3 11 28 43 58 69 81 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 0 0 4,833,338 36,660,784 46,900,200 44,806,994 53,517,339 33,640,082 33,436,988 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 0 0 4,833,338 36,660,784 46,900,200 44,806,994 53,517,339 33,640,082 33,436,988 110 Cumulative Assistance 0 0 4,833,338 41,494,122 88,394,322 133,201,316 186,718,655 220,358,737 253,795,725 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 0 0 3 8 17 15 15 11 12 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 0 0 3 8 17 15 15 11 12 117 Cumulative Number of Agreements 0 0 3 11 28 43 58 69 81 * Calculated values. Page 14 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Binding Commitments 100 Annual Dollar Amount 23,604,636 30,600,384 56,289,720 83,850,110 50,547,998 36,254,195 73,071,232 80,350,203 101 "Cumulative Dollar Amount 277,400,361 308,000,745 364,290,465 448,140,575 498,688,573 534,942,768 608,014,000 688,364,203 102 Annual Number 10 7 14 12 9 9 12 9 103 Cumulative Number 91 98 112 124 133 142 154 163 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 23,604,636 30,600,384 56,289,720 83,850,110 50,547,998 36,254,195 70,509,865 80,350,203 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 2,561,367 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 23,604,636 30,600,384 56,289,720 83,850,110 50,547,998 36,254,195 73,071,232 80,350,203 110 Cumulative Assistance 277,400,361 308,000,745 364,290,465 448,140,575 498,688,573 534,942,768 608,014,000 688,364,203 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 10 7 14 12 9 9 11 9 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 1 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 10 7 14 12 9 9 12 9 117 Cumulative Number of Agreements 91 98 112 124 133 142 154 163 * Calculated values. Page 15 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Binding Commitments 100 Annual Dollar Amount 84,160,571 46,422,442 68,413,585 67,812,216 112,448,464 81,153,565 171,821,123 91,091,279 101 "Cumulative Dollar Amount 772,524,774 818,947,216 887,360,801 955,173,017 1,067,621,481 1,148,775,046 1,320,596,169 1,411,687,448 102 Annual Number 13 12 13 14 42 31 17 31 103 Cumulative Number 176 188 201 215 257 288 305 336 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 84,160,571 46,422,442 68,413,585 67,812,216 112,448,464 81,153,565 171,821,123 91,091,279 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 84,160,571 46,422,442 68,413,585 67,812,216 112,448,464 81,153,565 171,821,123 91,091,279 110 Cumulative Assistance 772,524,774 818,947,216 887,360,801 955,173,017 1,067,621,481 1,148,775,046 1,320,596,169 1,411,687,448 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 13 12 13 14 42 31 17 31 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 13 12 13 14 42 31 17 31 117 Cumulative Number of Agreements 176 188 201 215 257 288 305 336 * Calculated values. Page 16 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Binding Commitments 100 Annual Dollar Amount 205,156,290 146,095,578 48,327,676 97,283,158 61,704,888 143,426,162 53,844,731 55,403,969 101 "Cumulative Dollar Amount 1,616,843,738 1,762,939,316 1,811,266,992 1,908,550,150 1,970,255,038 2,113,681,200 2,167,525,931 2,222,929,900 102 Annual Number 56 35 15 35 15 17 13 12 103 Cumulative Number 392 427 442 477 492 509 522 534 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 205,156,290 146,095,578 48,327,676 97,283,158 61,704,888 141,592,562 53,844,731 55,403,969 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 205,156,290 146,095,578 48,327,676 97,283,158 61,704,888 141,592,562 53,844,731 55,403,969 110 Cumulative Assistance 1,616,843,738 1,762,939,316 1,811,266,992 1,908,550,150 1,970,255,038 2,111,847,600 2,165,692,331 2,221,096,300 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 56 35 15 35 15 17 13 12 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 56 35 15 35 15 17 13 12 117 Cumulative Number of Agreements 392 427 442 477 492 509 522 534 * Calculated values. Page 17 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Assistance by Population Size (Dollars) 118 Less than 3,500 0 0 0 8,878,049 7,105,598 12,409,419 4,276,498 5,030,082 4,811,200 119 3,500 to 9,999 0 0 4,000,000 2,897,868 15,250,196 6,897,575 10,090,841 7,110,000 2,000,000 120 10,000 to 99,999 0 0 833,338 9,884,867 24,544,406 25,500,000 39,150,000 21,500,000 26,625,788 121 100,000 and Above 0 0 0 15,000,000 0 0 0 0 0 122 *Total Annual Assistance 0 0 4,833,338 36,660,784 46,900,200 44,806,994 53,517,339 33,640,082 33,436,988 123 Cumulative Assistance 0 0 4,833,338 41,494,122 88,394,322 133,201,316 186,718,655 220,358,737 253,795,725 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 0 0 0 3 7 7 4 2 5 125 3,500 to 9,999 0 0 1 1 3 5 4 3 1 126 10,000 to 99,999 0 0 2 3 7 3 7 6 6 127 100,000 and Above 0 0 0 1 0 0 0 0 0 128 *Total Annual Number of Agreements 0 0 3 8 17 15 15 11 12 129 Cumulative Number of Agreements 0 0 3 11 28 43 58 69 81 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 * Calculated values. Page 18 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Assistance by Population Size (Dollars) 118 Less than 3,500 8,886,737 3,723,327 7,061,465 5,905,792 3,796,298 2,253,285 8,061,367 0 119 3,500 to 9,999 200,000 3,524,837 22,350,068 11,975,700 13,173,260 4,491,173 4,845,000 10,920,580 120 10,000 to 99,999 6,317,899 23,352,220 8,863,970 61,765,943 33,578,440 29,509,737 42,722,865 57,460,050 121 100,000 and Above 8,200,000 0 18,014,217 4,202,675 0 0 17,442,000 11,969,573 122 *Total Annual Assistance 23,604,636 30,600,384 56,289,720 83,850,110 50,547,998 36,254,195 73,071,232 80,350,203 123 Cumulative Assistance 277,400,361 308,000,745 364,290,465 448,140,575 498,688,573 534,942,768 608,014,000 688,364,203 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 5 2 5 2 3 2 2 0 125 3,500 to 9,999 2 3 4 3 3 2 1 2 126 10,000 to 99,999 2 2 2 6 3 5 8 6 127 100,000 and Above 1 0 3 1 0 0 1 1 128 *Total Annual Number of Agreements 10 7 14 12 9 9 12 9 129 Cumulative Number of Agreements 91 98 112 124 133 142 154 163 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 19 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Assistance by Population Size (Dollars) 118 Less than 3,500 9,740,500 11,220,640 5,867,694 6,564,508 16,219,553 22,479,321 0 9,954,710 119 3,500 to 9,999 22,971,380 16,246,752 40,190,446 16,905,908 30,982,436 26,648,366 3,306,402 29,069,257 120 10,000 to 99,999 51,448,691 18,955,050 22,355,445 26,841,800 58,580,185 19,046,256 101,807,799 21,592,825 121 100,000 and Above 0 0 0 17,500,000 6,666,290 12,979,622 66,706,922 30,474,487 122 *Total Annual Assistance 84,160,571 46,422,442 68,413,585 67,812,216 112,448,464 81,153,565 171,821,123 91,091,279 123 Cumulative Assistance 772,524,774 818,947,216 887,360,801 955,173,017 1,067,621,481 1,148,775,046 1,320,596,169 1,411,687,448 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 2 5 5 4 15 10 0 7 125 3,500 to 9,999 4 5 6 4 10 8 3 8 126 10,000 to 99,999 7 2 2 4 11 6 8 7 127 100,000 and Above 0 0 0 2 6 7 6 9 128 *Total Annual Number of Agreements 13 12 13 14 42 31 17 31 129 Cumulative Number of Agreements 176 188 201 215 257 288 305 336 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 20 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of 2013 2014 2015 2016 2017 2018 2019 2020 Assistance by Population Size (Dollars) 118 Less than 3,500 14,101,658 11,787,302 3,445,065 4,565,575 5,064,763 508,950 8,020,835 9,172,000 119 3,500 to 9,999 14,476,678 9,593,049 8,615,773 34,085,865 3,741,690 7,861,530 10,521,507 13,356,969 120 10,000 to 99,999 133,292,697 37,785,800 19,081,152 39,247,656 18,118,146 13,413,500 25,196,089 27,335,000 121 100,000 and Above 43,285,257 86,929,427 17,185,686 19,384,062 34,780,289 119,808,582 10,106,300 5,540,000 122 *Total Annual Assistance 205,156,290 146,095,578 48,327,676 97,283,158 61,704,888 141,592,562 53,844,731 55,403,969 123 Cumulative Assistance 1,616,843,738 1,762,939,316 1,8 11,266,992 1,908,550,150 1,970,255,038 2,111,847,600 2,165,692,331 2,221,096,300 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 14 12 3 6 3 2 3 2 125 3,500 to 9,999 6 7 3 13 4 4 4 5 126 10,000 to 99,999 28 11 5 12 4 6 4 4 127 100,000 and Above 8 5 4 4 4 5 2 1 128 *Total Annual Number of Agreements 56 35 15 35 15 17 13 12 129 Cumulative Number of Agreements 392 427 442 477 492 509 522 534 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 21 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 0 0 4,833,338 36,660,784 46,900,200 44,806,994 53,517,339 33,640,082 33,436,988 137 "Cumulative Dollar Amount 0 0 4,833,338 41,494,122 88,394,322 133,201,316 186,718,655 220,358,737 253,795,725 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 0 0 0 32,136,673 195,826 0 315,000 0 139 Advanced Treatment 0 0 4,833,338 35,153,503 14,088,404 33,655,268 51,144,363 31,484,082 32,236,988 140 Infiltration/Inflow 0 0 0 0 350,000 0 1,200,000 0 1,200,000 141 Sewer System Rehabilitation 0 0 0 0 0 0 0 0 0 142 New Collector Sewers 0 0 0 0 0 0 0 511,000 0 143 New Interceptors 0 0 0 1,507,281 325,123 10,955,900 1,172,976 1,330,000 0 144 CSO Correction 0 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 0 0 4,833,338 36,660,784 46,900,200 44,806,994 53,517,339 33,640,082 33,436,988 144.2 Cumulative Dollar Amount 0 0 4,833,338 41,494,122 88,394,322 133,201,316 186,718,655 220,358,737 253,795,725 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 22 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 23,604,636 30,600,384 56,289,720 83,850,110 50,547,998 36,254,195 73,071,232 80,350,203 137 "Cumulative Dollar Amount 277,400,361 308,000,745 364,290,465 448,140,575 498,688,573 534,942,768 608,014,000 688,364,203 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 1,508,400 3,214,940 12,413,970 0 0 2,494,264 5,000,000 0 139 Advanced Treatment 22,096,236 16,619,374 30,164,217 81,241,810 46,628,743 13,143,430 44,908,329 50,969,654 140 Infiltration/Inflow 0 1,566,070 1,814,007 625,000 2,699,255 4,443,173 3,135,025 0 141 Sewer System Rehabilitation 0 0 0 0 0 0 333,543 0 142 New Collector Sewers 0 0 247,458 1,783,500 0 0 1,250,000 250,000 143 New Interceptors 0 9,200,000 11,650,068 199,800 1,220,000 16,173,328 18,444,335 29,130,549 144 CSO Correction 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 23,604,636 30,600,384 56,289,720 83,850,110 50,547,998 36,254,195 73,071,232 80,350,203 144.2 Cumulative Dollar Amount 277,400,361 308,000,745 364,290,465 448,140,575 498,688,573 534,942,768 608,014,000 688,364,203 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 23 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 84,160,571 46,422,442 68,413,585 67,812,216 112,448,464 81,153,565 171,821,123 91,091,279 137 "Cumulative Dollar Amount 772,524,774 818,947,216 887,360,801 955,173,017 1,067,621,481 1,148,775,046 1,320,596,169 1,411,687,448 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 0 5,527,300 25,824,598 23,101,364 7,363,544 1,150,000 12,234,323 139 Advanced Treatment 62,491,376 35,553,050 48,763,339 21,223,810 15,000,000 37,490,692 108,630,230 33,777,623 140 Infiltration/Inflow 0 425,000 2,059,072 2,983,818 12,548,352 6,344,114 15,252,952 3,698,060 141 Sewer System Rehabilitation 0 0 11,206,500 0 12,028,715 594,020 42,062,281 11,924,951 142 New Collector Sewers 0 0 0 0 5,350,000 12,044,116 0 3,500,000 143 New Interceptors 12,500,000 10,444,392 857,374 17,779,990 38,216,843 6,143,600 901,920 17,480,100 144 CSO Correction 0 0 0 0 0 0 0 2,200,000 144.1 *Total Annual Dollar Amount 74,991,376 46,422,442 68,413,585 67,812,216 106,245,274 69,980,086 167,997,383 84,815,057 144.2 Cumulative Dollar Amount 763,355,579 809,778,021 878,191,606 946,003,822 1,052,249,096 1,122,229,182 1,290,226,565 1,375,041,622 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 3,408,290 1,716,357 0 850,910 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 3,408,290 1,716,357 0 850,910 145.4 Cumulative Dollar Amount 0 0 0 0 3,408,290 5,124,647 5,124,647 5,975,557 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 9,169,195 0 0 0 0 1,526,640 3,823,740 300,000 148 *Total Annual Dollar Amount 9,169,195 0 0 0 0 1,526,640 3,823,740 300,000 149 Cumulative Dollar Amount 9,169,195 9,169,195 9,169,195 9,169,195 9,169,195 10,695,835 14,519,575 14,819,575 * Calculated values. Page 24 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 205,156,290 146,095,578 48,327,676 97,283,158 61,704,888 141,592,562 53,844,731 55,403,969 137 "Cumulative Dollar Amount 1,616,843,738 1,762,939,316 1,811,266,992 1,908,550,150 1,970,255,038 2,111,847,600 2,165,692,331 2,221,096,300 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 6,262,360 0 0 10,317,094 1,137,235 10,415,000 10,249,014 12,911,300 139 Advanced Treatment 125,647,506 32,426,503 14,883,058 20,721,858 29,606,289 117,372,525 3,963,089 0 140 Infiltration/Inflow 17,068,724 7,246,448 1,485,917 2,894,339 2,604,696 2,959,000 6,696,493 4,532,200 141 Sewer System Rehabilitation 33,444,179 17,778,016 19,935,793 21,970,308 22,804,162 7,177,830 4,065,000 3,468,000 142 New Collector Sewers 13,168,521 19,172,184 0 4,230,300 0 0 0 0 143 New Interceptors 6,946,000 67,000,000 2,063,600 34,713,809 2,570,022 3,188,007 28,871,135 28,952,469 144 CSO Correction 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 202,537,290 143,623,151 38,368,368 94,847,708 58,722,404 141,112,362 53,844,731 49,863,969 144.2 Cumulative Dollar Amount 1,577,578,912 1,721,202,063 1,759,570,431 1,854,418,139 1,913,140,543 2,054,252,905 2,108,097,636 2,157,961,605 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 2,619,000 2,472,427 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 2,619,000 2,472,427 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 8,594,557 11,066,984 11,066,984 11,066,984 11,066,984 11,066,984 11,066,984 11,066,984 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 5,540,000 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 5,540,000 149 Cumulative Dollar Amount 14,819,575 14,819,575 14,819,575 14,819,575 14,819,575 14,819,575 14,819,575 20,359,575 * Calculated values. Page 25 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 26 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 10,920,580 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 10,920,580 * Calculated values. Page 27 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 3,000,000 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 2,794,900 4,930,482 0 5,125,312 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 2,794,900 7,930,482 0 5,125,312 165 Cumulative Dollar Amount 0 0 0 0 2,794,900 10,725,382 10,725,382 15,850,694 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 7,625,543 11,126,802 47,288,150 29,424,400 25,151,552 4,797,646 41,506,443 32,584,784 171 "Cumulative Dollar Amount 18,546,123 29,672,925 76,961,075 106,385,475 131,537,027 136,334,673 177,841,116 210,425,900 * Calculated values. Page 28 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 2,435,450 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 9,959,308 0 2,982,484 480,200 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 9,959,308 2,435,450 2,982,484 480,200 0 0 165 Cumulative Dollar Amount 15,850,694 15,850,694 25,810,002 28,245,452 31,227,936 31,708,136 31,708,136 31,708,136 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 82,405,646 34,945,581 16,011,062 29,322,983 8,873,078 59,697,087 14,292,582 15,316,200 171 "Cumulative Dollar Amount 292,831,546 327,777,127 343,788,189 373,111,172 381,984,250 441,681,337 455,973,919 471,290,119 * Calculated values. Page 29 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 0 0 0 6 1 0 1 0 173 Advanced Treatment 0 0 3 7 10 10 15 9 11 174 Infiltration/Inflow 0 0 0 0 1 0 1 0 1 175 Sewer System Rehabilitation 0 0 0 0 0 0 0 0 0 176 New Collector Sewers 0 0 0 0 0 0 0 1 0 177 New Interceptors 0 0 0 2 1 5 2 3 0 178 CSO Correction 0 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 0 0 3 9 18 16 18 14 12 178.2 Cumulative Number 0 0 3 12 30 46 64 78 90 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 30 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 1 3 4 0 0 2 1 0 173 Advanced Treatment 9 2 4 9 7 3 8 5 174 Infiltration/Inflow 0 1 2 1 2 2 3 0 175 Sewer System Rehabilitation 0 0 0 0 0 0 1 0 176 New Collector Sewers 0 0 1 1 0 0 1 1 177 New Interceptors 0 1 3 1 1 4 5 5 178 CSO Correction 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 10 7 14 12 10 11 19 11 178.2 Cumulative Number 100 107 121 133 143 154 173 184 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 31 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 0 2 5 3 1 1 4 173 Advanced Treatment 9 6 5 4 1 6 6 5 174 Infiltration/Inflow 0 1 1 2 13 4 1 2 175 Sewer System Rehabilitation 0 0 3 0 11 1 6 12 176 New Collector Sewers 0 0 0 0 3 6 0 1 177 New Interceptors 2 5 2 3 6 3 1 3 178 CSO Correction 0 0 0 0 0 0 0 1 178.1 *Total Annual Number 11 12 13 14 37 21 15 28 178.2 Cumulative Number 195 207 220 234 271 292 307 335 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 4 4 0 1 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 4 4 0 1 179.4 Cumulative Number 0 0 0 0 4 8 8 9 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 2 0 0 0 0 1 2 1 181 *Total Annual Number 2 0 0 0 0 1 2 1 182 Cumulative Number 2 2 2 2 2 3 5 6 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 32 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 3 0 0 7 1 4 4 2 173 Advanced Treatment 9 7 4 4 3 4 1 0 174 Infiltration/Inflow 9 3 2 3 2 1 2 2 175 Sewer System Rehabilitation 22 18 7 12 7 6 3 1 176 New Collector Sewers 9 3 0 1 0 0 0 0 177 New Interceptors 2 2 7 1 1 4 6 178 CSO Correction 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 54 14 34 14 16 14 11 178.2 Cumulative Number 389 422 436 470 484 500 514 525 Stormwater (Number in each category)** 179.1 Grey Infrastructure 2 2 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 2 2 0 0 0 0 0 0 179.4 Cumulative Number 11 13 13 13 13 13 13 13 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 1 181 *Total Annual Number 0 0 0 0 0 0 0 1 182 Cumulative Number 6 6 6 6 6 6 6 7 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 33 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 0 197 Cumulative Number 0 0 0 0 0 0 0 0 0 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 34 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 197 Cumulative Number 0 0 0 0 0 0 0 0 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 35 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 1 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 2 4 0 1 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 2 5 0 1 197 Cumulative Number 0 0 0 0 2 7 7 8 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 36 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 1 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 1 1 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 1 1 1 1 0 0 197 Cumulative Number 8 8 9 10 11 12 12 12 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 37 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 0 0 4,000,000 3,067,159 51,484,365 50,798,751 45,286,909 30,757,609 29,160,976 201 "Cumulative Dollar Amount 0 0 4,000,000 7,067,159 58,551,524 109,350,275 154,637,184 185,394,793 214,555,769 202 Annual Number of Assistance Agreements 0 0 1 2 9 14 7 5 7 203 Cumulative Number of Agreements 0 0 1 3 12 26 33 38 45 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 0 0 0 0 4,119,249 13,430,856 43,499,406 44,377,534 43,265,602 205 Cumulative Dollar Amount 0 0 0 0 4,119,249 17,550,105 61,049,511 105,427,045 148,692,647 206 Annual Number of Assistance Agreements 0 0 0 0 2 5 5 4 8 207 Cumulative Number of Agreements 0 0 0 0 2 7 12 16 24 * Calculated values. Page 38 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 41,532,526 27,284,998 32,567,380 64,689,419 45,457,064 53,430,603 49,671,226 50,063,594 201 "Cumulative Dollar Amount 256,088,295 283,373,293 315,940,673 380,630,092 426,087,156 479,517,759 529,188,985 579,252,579 202 Annual Number of Assistance Agreements 10 5 13 11 9 10 12 6 203 Cumulative Number of Agreements 55 60 73 84 93 103 115 121 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 22,058,829 35,769,506 56,992,656 12,362,854 36,129,432 76,336,574 15,748,198 62,255,472 205 Cumulative Dollar Amount 170,751,476 206,520,982 263,513,638 275,876,492 312,005,924 388,342,498 404,090,696 466,346,168 206 Annual Number of Assistance Agreements 5 0 12 6 9 9 6 11 207 Cumulative Number of Agreements 29 29 41 47 56 65 71 82 * Calculated values. Page 39 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 66,282,209 105,150,030 36,376,491 72,377,044 56,856,080 111,563,246 38,323,740 68,329,045 201 "Cumulative Dollar Amount 645,534,788 750,684,818 787,061,309 859,438,353 916,294,433 1,027,857,679 1,066,181,419 1,134,510,464 202 Annual Number of Assistance Agreements 7 11 8 9 4 61 3 15 203 Cumulative Number of Agreements 128 139 147 156 160 221 224 239 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 23,961,821 5,898,387 38,233,125 24,295,697 55,052,316 11,985,102 56,366,205 58,395,431 205 Cumulative Dollar Amount 490,307,989 496,206,376 534,439,501 558,735,198 613,787,514 625,772,616 682,138,821 740,534,252 206 Annual Number of Assistance Agreements 6 3 7 6 6 11 18 7 207 Cumulative Number of Agreements 88 91 98 104 110 121 139 146 * Calculated values. Page 40 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 79,357,076 121,999,822 154,304,266 70,531,038 74,470,530 50,040,322 61,157,175 14,575,270 201 "Cumulative Dollar Amount 1,213,867,540 1,335,867,362 1,490,171,628 1,560,702,666 1,635,173,196 1,685,213,518 1,746,370,693 1,760,945,963 202 Annual Number of Assistance Agreements 31 32 33 19 32 13 13 5 203 Cumulative Number of Agreements 270 302 335 354 386 399 412 417 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 32,430,148 76,032,007 127,286,517 137,614,891 15,088,659 85,125,704 33,845,164 8,345,756 205 Cumulative Dollar Amount 772,964,400 848,996,407 976,282,924 1,113,897,815 1,128,986,474 1,214,112,178 1,247,957,342 1,256,303,098 206 Annual Number of Assistance Agreements 14 21 36 27 13 20 6 4 207 Cumulative Number of Agreements 160 181 217 244 257 277 283 287 * Calculated values. Page 41 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 0 209 Net Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 0 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 0 0 0 0 0 0 211 Leveraged Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 0 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 0 0 0 0 0 0 0 213 Balance at End of Reporting Period 0 0 0 0 0 0 0 0 0 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 0 217 *Net Leveraged Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 0 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 0 0 0 0 0 0 0 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 0 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 0 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 0 0 0 0 0 0 0 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 0 0 0 0 0 0 0 231 "Cumulative 0 0 0 0 0 0 0 0 0 "Calculated Values Page 42 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 209 Net Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 0 0 0 0 0 211 Leveraged Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 0 0 0 0 0 0 213 Balance at End of Reporting Period 0 0 0 0 0 0 0 0 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 217 *Net Leveraged Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 0 0 0 0 0 0 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 0 0 0 0 0 0 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 0 0 0 0 0 0 231 "Cumulative 0 0 0 0 0 0 0 0 "Calculated Values Page 43 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 209 Net Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 0 0 0 0 0 211 Leveraged Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 0 0 0 0 0 0 213 Balance at End of Reporting Period 0 0 0 0 0 0 0 0 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 217 *Net Leveraged Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 0 0 0 0 0 0 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 0 0 0 0 0 0 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 0 0 0 0 0 0 231 "Cumulative 0 0 0 0 0 0 0 0 "Calculated Values Page 44 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 209 Net Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 0 0 0 0 0 211 Leveraged Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 0 0 0 0 0 0 213 Balance at End of Reporting Period 0 0 0 0 0 0 0 0 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 217 *Net Leveraged Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 0 0 0 0 0 0 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 0 0 0 0 0 0 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 0 0 0 0 0 0 231 "Cumulative 0 0 0 0 0 0 0 0 "Calculated Values Page 45 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Project Assistance Disbursed 232 Annual 0 0 832,959 2,325,135 16,935,791 53,307,895 36,500,242 41,628,927 33,089,280 233 "Cumulative 0 0 832,959 3,158,094 20,093,885 73,401,780 109,902,022 151,530,949 184,620,229 CWSRF Loan Repayments 234 Principal Repayments - Annual 0 0 0 93,098 96,512 312,847 2,031,416 4,751,663 6,640,508 235 Interest Payments - Annual 0 0 0 26,095 57,455 279,547 1,149,187 3,481,087 4,687,320 236 *Principal and Interest - Annual 0 0 0 119,193 153,967 592,394 3,180,603 8,232,750 11,327,828 237 *Principal Repayments - Cumulative 0 0 0 93,098 189,610 502,457 2,533,873 7,285,536 13,926,044 238 Interest Payments - Cumulative 0 0 0 26,095 83,550 363,097 1,512,284 4,993,371 9,680,691 239 *Principal and Interest - Cumulative 0 0 0 119,193 273,160 865,554 4,046,157 12,278,907 23,606,735 240 Weighted Average Interest Rate on Loans 0.000 0.000 4.000 3.700 3.500 3.400 3.000 3.000 2.990 Interest Earnings on Investments 241 Annual 0 0 0 0 2,604 25,906 82,487 334,091 953,958 242 "Cumulative 0 0 0 0 2,604 28,510 110,997 445,088 1,399,046 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 0 0 201,999 428,363 631,067 735,053 815,408 1,078,750 1,428,751 244 "Cumulative 0 0 201,999 630,362 1,261,429 1,996,482 2,811,890 3,890,640 5,319,391 Expenses as a % of Capitalization Grants 245 *Annual - 0.0% 0.6% - 1.6% 1.1% - 2.5% - 246 "Cumulative - 0.0% 0.4% 1.1% 1.3% 1.2% 1.7% 1.9% 2.6% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 0 0 0 0 0 0 248 "Cumulative 0 0 0 0 0 0 0 0 0 * Calculated values. Page 46 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Project Assistance Disbursed 232 Annual 35,858,322 32,646,756 19,434,231 43,995,537 52,275,405 60,898,838 49,986,344 40,675,883 233 "Cumulative 220,478,551 253,125,307 272,559,538 316,555,075 368,830,480 429,729,318 479,715,662 520,391,545 CWSRF Loan Repayments 234 Principal Repayments - Annual 10,694,842 12,266,033 15,416,998 16,091,644 17,073,660 20,133,928 21,082,695 24,881,118 235 Interest Payments - Annual 6,122,694 5,877,291 7,474,609 6,976,287 7,133,702 8,759,606 9,061,238 10,516,594 236 *Principal and Interest - Annual 16,817,536 18,143,324 22,891,607 23,067,931 24,207,362 28,893,534 30,143,933 35,397,712 237 *Principal Repayments - Cumulative 24,620,886 36,886,919 52,303,917 68,395,561 85,469,221 105,603,149 126,685,844 151,566,962 238 Interest Payments - Cumulative 15,803,385 21,680,676 29,155,285 36,131,572 43,265,274 52,024,880 61,086,118 71,602,712 239 *Principal and Interest - Cumulative 40,424,271 58,567,595 81,459,202 104,527,133 128,734,495 157,628,029 187,771,962 223,169,674 240 Weighted Average Interest Rate on Loans 3.000 2.910 2.600 2.870 2.570 2.580 2.600 2.600 Interest Earnings on Investments 241 Annual 1,762,067 2,861,611 3,951,306 5,062,731 5,323,531 5,219,200 5,391,271 4,735,840 242 "Cumulative 3,161,113 6,022,724 9,974,030 15,036,761 20,360,292 25,579,492 30,970,763 35,706,603 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 1,772,360 1,667,740 1,609,647 1,549,377 1,601,947 1,464,268 1,363,979 1,373,264 244 "Cumulative 7,091,751 8,759,491 10,369,138 11,918,515 13,520,462 14,984,730 16,348,709 17,721,973 Expenses as a % of Capitalization Grants 245 *Annual 4.9% 14.8% 3.3% - 6.6% 6.1% 5.7% 5.7% 246 "Cumulative 2.9% 3.4% 3.4% 3.9% 4.1% 4.2% 4.3% 4.4% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 0 0 0 0 0 248 "Cumulative 0 0 0 0 0 0 0 0 * Calculated values. Page 47 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Project Assistance Disbursed 232 Annual 67,022,666 65,232,990 89,612,981 39,030,703 62,821,405 89,278,230 75,822,573 92,326,265 233 "Cumulative 587,414,211 652,647,201 742,260,182 781,290,885 844,112,290 933,390,520 1,009,213,093 1,101,539,358 CWSRF Loan Repayments 234 Principal Repayments - Annual 25,576,460 27,163,010 31,235,426 35,248,991 36,715,791 40,793,762 44,499,092 50,747,102 235 Interest Payments - Annual 10,343,438 10,053,528 11,983,058 12,528,511 12,213,960 13,011,181 13,343,726 13,961,676 236 *Principal and Interest - Annual 35,919,898 37,216,538 43,218,484 47,777,502 48,929,751 53,804,943 57,842,818 64,708,778 237 *Principal Repayments - Cumulative 177,143,422 204,306,432 235,541,858 270,790,849 307,506,640 348,300,402 392,799,494 443,546,596 238 Interest Payments - Cumulative 81,946,150 91,999,678 103,982,736 116,511,247 128,725,207 141,736,388 155,080,114 169,041,790 239 *Principal and Interest - Cumulative 259,089,572 296,306,110 339,524,594 387,302,096 436,231,847 490,036,790 547,879,608 612,588,386 240 Weighted Average Interest Rate on Loans 2.600 2.265 2.222 2.140 2.100 1.747 2.263 2.283 Interest Earnings on Investments 241 Annual 4,811,322 5,552,843 6,959,845 8,866,941 9,365,937 3,737,429 2,544,846 1,997,212 242 "Cumulative 40,517,925 46,070,768 53,030,613 61,897,554 71,263,491 75,000,920 77,545,766 79,542,978 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 1,774,524 1,813,433 1,950,049 1,981,175 1,880,879 2,829,164 1,225,767 0 244 "Cumulative 19,496,497 21,309,930 23,259,979 25,241,154 27,122,033 29,951,197 31,176,964 31,176,964 Expenses as a % of Capitalization Grants 245 *Annual 7.4% 9.3% 12.3% 10.3% 2.3% - 2.5% 0.0% 246 "Cumulative 4.6% 4.8% 5.1% 5.3% 4.8% 5.3% 5.1% 4.9% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 0 0 0 476,278 2,284,793 248 "Cumulative 0 0 0 0 0 0 476,278 2,761,071 * Calculated values. Page 48 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 111,420,255 1,212,959,613 57,103,194 12,641,174 69,744,368 96,624,370 1,309,583,983 52,085,979 14,244,396 66,330,375 125,900,815 1,435,484,798 54,433,833 14,793,448 69,227,281 102,943,029 1,538,427,827 66,280,241 15,049,111 81,329,352 110,022,818 1,648,450,645 63,243,272 14,019,493 77,262,765 65,751,180 1,714,201,825 65,069,666 16,508,602 81,578,268 46,723,236 1,760,925,061 66,676,292 15,430,220 82,106,512 136,456,346 1,897,381,407 76,395,801 14,144,801 90,540,602 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 500,649,790 181,682,964 682,332,754 552,735,769 195,927,360 748,663,129 607,169,602 210,720,808 817,890,410 673,449,843 225,769,919 899,219,762 736,693,115 239,789,412 976,482,527 801,762,781 256,298,014 1,058,060,795 868,439,073 271,728,234 1,140,167,307 944,834,874 285,873,035 1,230,707,909 240 Weighted Average Interest Rate on Loans 1.333 1.270 0.824 1.000 0.470 0.900 1.020 0.660 Interest Earnings on Investments 241 Annual 242 "Cumulative 1,131,131 80,674,109 1,031,247 81,705,356 2,107,019 83,812,375 591,974 84,404,349 6,144,737 90,549,086 5,480,830 96,029,916 8,194,850 104,224,766 9,575,286 113,800,052 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 2,189,477 33,366,441 1,502,219 34,868,660 1,494,060 36,362,720 1,007,000 37,369,720 964,520 38,334,240 957,120 39,291,360 1,158,680 40,450,040 1,057,040 41,507,080 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 8.6% 5.0% 6.2% 5.1% 5.9% 5.1% 4.0% 5.1% o o ^ LO o o ^ LO o o ^ LO 3.7% 4.9% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 814,655 3,575,726 0 3,575,726 881,833 4,457,559 1,481,789 5,939,348 1,266,746 7,206,094 1,356,087 8,562,181 1,185,407 9,747,588 512,473 10,260,061 * Calculated values. Page 49 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 2,692,100 0 0 0 0 0 250 State Match Amount 0 134,605 0 0 0 0 0 251 Cumulative Total 0 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 1,402,265 1,424,440 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 1,402,265 1424,440 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 0 1,402,265 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 256 Number of Projects Receiving Hardship Assistance - Annual 0 1 1 0 0 0 0 257 Cumulative 0 1 2 2 2 2 2 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 1 1 0 0 0 0 259 "Cumulative 0 1 2 2 2 2 2 260 Hardship Portion of Combined Assistance - Annual Dollars 0 1,402,265 1,424,440 0 0 0 0 261 Cumulative 0 1,402,265 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 247,458 251,370 0 0 0 0 263 Cumulative 0 247,458 498,828 498,828 498,828 498,828 498,828 264 *Total Annual Combined Assistance 0 1,649,723 1,675,810 0 0 0 0 265 Cumulative Combined Assistance 0 1,649,723 3,325,533 3,325,533 3,325,533 3,325,533 3,325,533 * Calculated values. Page 50 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 2 2 2 2 2 2 2 2 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 2 2 2 2 2 2 2 2 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 498,828 498,828 498,828 498,828 498,828 498,828 498,828 498,828 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 3,325,533 3,325,533 3,325,533 3,325,533 3,325,533 3,325,533 3,325,533 3,325,533 * Calculated values. Page 51 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 2 2 2 2 2 2 2 2 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 2 2 2 2 2 2 2 2 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 2,826,705 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 498,828 498,828 498,828 498,828 498,828 498,828 498,828 498,828 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 3,325,533 3,325,533 3,325,533 3,325,533 3,325,533 3,325,533 3,325,533 3,325,533 * Calculated values. Page 52 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 37,905,469 37,905,469 1,659,449 39,564,918 1,566,350 41,131,268 1,151,580 42,282,848 7,030,800 49,313,648 5,000,000 54,313,648 3,337,072 57,650,720 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 70 70 5 75 1 76 3 79 9 88 4 92 2 94 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 13,830,965 13,830,965 0 13,830,965 57,244,415 71,075,380 59,607,717 130,683,097 35,380,421 166,063,518 24,495,843 190,559,361 24,266,969 214,826,330 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 43 43 0 43 25 68 25 93 16 109 11 120 10 130 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 51,736,434 1,659,449 53,395,883 58,810,765 112,206,648 60,759,297 172,965,945 42,411,221 215,377,166 29,495,843 244,873,009 27,604,041 272,477,050 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 113 5 118 26 144 28 172 25 197 15 212 12 224 * Calculated values. Page 53 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 5,228,048 62,878,768 1,407,198 64,285,966 12,817,257 77,103,223 941,035 78,044,258 3,000,000 81,044,258 0 81,044,258 0 81,044,258 0 81,044,258 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 7 101 2 103 7 110 1 111 1 112 0 112 0 112 0 112 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 14,057,603 228,883,933 8,833,333 237,717,266 9,000,000 246,717,266 48,367 246,765,633 2,000,000 248,765,633 0 248,765,633 0 248,765,633 0 248,765,633 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 8 138 4 142 3 145 1 146 1 147 0 147 0 147 0 147 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 19,285,651 291,762,701 10,240,531 302,003,232 21,817,257 323,820,489 989,402 324,809,891 5,000,000 329,809,891 0 329,809,891 0 329,809,891 0 329,809,891 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 15 239 6 245 10 255 2 257 2 259 0 259 0 259 0 259 * Calculated values. Page 54 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 0 81,044,258 0 81,044,258 0 81,044,258 0 81,044,258 0 81,044,258 0 81,044,258 0 81,044,258 0 81,044,258 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 0 112 0 112 0 112 0 112 0 112 0 112 0 112 0 112 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 0 248,765,633 0 248,765,633 0 248,765,633 0 248,765,633 0 248,765,633 0 248,765,633 0 248,765,633 0 248,765,633 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 0 147 0 147 0 147 0 147 0 147 0 147 0 147 0 147 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 0 329,809,891 0 329,809,891 0 329,809,891 0 329,809,891 0 329,809,891 0 329,809,891 0 329,809,891 0 329,809,891 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 0 259 0 259 0 259 0 259 0 259 0 259 0 259 0 259 * Calculated values. Page 55 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Funds Available for Projects 282 *Annual (New Funds) 283 "Cumulative 0 0 26,306,328 26,306,328 38,303,410 64,609,738 7,927,007 72,536,745 44,647,434 117,184,179 74,521,550 191,705,729 7,567,887 199,273,616 55,016,270 254,289,887 19,517,645 273,807,532 CWSRF Assistance as a % of Funds Available 284 *Annual 285 "Cumulative - 0% 0% 13% 7% 462% 57% 105% 75% 60% 69% 707% 94% 61% 87% 171% 93% Outlays as a % of Capitalization Grants 286 *Annual 287 "Cumulative - 0% 0% 3% 2% 6% 37% 19% 65% 38% 57% 81% 62% 76% Disbursements as a % of Funds Available 288 *Annual 289 "Cumulative - 0% 0% 2% 1% 29% 4% 38% 17% 72% 38% 482% 55% 76% 60% 170% 67% Construction Starts as a % of Funds Available 290 *Annual 291 "Cumulative - 0% 0% 10% 6% 39% 10% 115% 50% 68% 57% 598% 78% 56% 73% 149% 78% Initiation of Operations as a % of Funds Available 292 *Annual 293 "Cumulative - 0% 0% 0% 0% 0% 0% 9% 4% 18% 9% 575% 31% 81% 41% 222% 54% Loan Principal Repayments as a % of Funds Available 294 *Annual 295 "Cumulative - 0% 0% 0% 0% 1% 0% 0% 0% 0% 0% 27% 1% 9% 3% 34% 5% * Calculated values. Page 56 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Funds Available for Projects 282 *Annual (New Funds) 55,785,585 36,663,523 78,366,761 32,975,108 57,585,616 61,971,437 63,413,944 67,865,020 283 "Cumulative 329,593,117 366,256,640 444,623,401 477,598,509 535,184,125 597,155,561 660,569,506 728,434,526 CWSRF Assistance as a % of Funds Available 284 *Annual 42% 83% 72% 254% 88% 59% 115% 118% 285 "Cumulative 84% 84% 82% 94% 93% 90% 92% 94% Outlays as a % of Capitalization Grants 286 *Annual 84% 238% 34% - 93% 184% 119% 103% 287 "Cumulative 77% 84% 76% 83% 84% 91% 92% 93% Disbursements as a % of Funds Available 288 *Annual 64% 89% 25% 133% 91% 98% 79% 60% 289 "Cumulative 67% 69% 61% 66% 69% 72% 73% 71% Construction Starts as a % of Funds Available 290 *Annual 74% 74% 42% 196% 79% 86% 78% 74% 291 "Cumulative 78% 77% 71% 80% 80% 80% 80% 80% Initiation of Operations as a % of Funds Available 292 *Annual 40% 98% 73% 37% 63% 123% 25% 92% 293 "Cumulative 52% 56% 59% 58% 58% 65% 61% 64% Loan Principal Repayments as a % of Funds Available 294 *Annual 19% 33% 20% 49% 30% 32% 33% 37% 295 "Cumulative 7% 10% 12% 14% 16% 18% 19% 21% * Calculated values. Page 57 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Funds Available for Projects 282 *Annual (New Funds) 67,582,455 64,600,176 69,213,697 77,644,422 137,985,621 60,023,372 114,834,246 97,619,990 283 "Cumulative 796,016,981 860,617,157 929,830,853 1,007,475,275 1,145,460,896 1,205,484,268 1,320,318,514 1,417,938,504 CWSRF Assistance as a % of Funds Available 284 *Annual 125% 72% 99% 87% 81% 135% 150% 93% 285 "Cumulative 97% 95% 95% 95% 93% 95% 100% 100% Outlays as a % of Capitalization Grants 286 *Annual 106% 111 % 184% 55% 20% - 87% 103% 287 "Cumulative 94% 94% 98% 96% 85% 92% 92% 92% Disbursements as a % of Funds Available 288 *Annual 99% 101% 129% 50% 46% 149% 66% 95% 289 "Cumulative 74% 76% 80% 78% 74% 77% 76% 78% Construction Starts as a % of Funds Available 290 *Annual 98% 163% 53% 93% 41% 186% 33% 70% 291 "Cumulative 81% 87% 85% 85% 80% 85% 81% 80% Initiation of Operations as a % of Funds Available 292 *Annual 35% 9% 55% 31% 40% 20% 49% 60% 293 "Cumulative 62% 58% 57% 55% 54% 52% 52% 52% Loan Principal Repayments as a % of Funds Available 294 *Annual 38% 42% 45% 45% 27% 68% 39% 52% 295 "Cumulative 22% 24% 25% 27% 27% 29% 30% 31% * Calculated values. Page 58 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Funds Available for Projects 282 *Annual (New Funds) 283 "Cumulative 100,463,619 1,518,402,123 101,923,960 1,620,326,083 100,686,940 1,721,013,023 111,124,326 1,832,137,349 111,378,582 1,943,515,931 114,815,578 2,058,331,509 123,903,082 2,182,234,591 133,380,048 2,315,614,639 CWSRF Assistance as a % of Funds Available 284 *Annual 285 "Cumulative 204% 106% 143% 109% 48% 105% 88% 104% 55% 101% 123% 103% 43% 99% 42% 96% Outlays as a % of Capitalization Grants 286 *Annual 287 "Cumulative 104% 93% 225% 97% 128% 98% 100% 98% 100% 98% 99% 98% 101% 99% 100% 99% Disbursements as a % of Funds Available 288 *Annual 289 "Cumulative 111 % 80% 95% 81% 125% 83% 93% 84% 99% 85% 57% 83% 38% 81% 102% 82% Construction Starts as a % of Funds Available 290 *Annual 291 "Cumulative 79% 80% 120% 82% 153% 87% 63% 85% 67% 84% 44% 82% 49% 80% 11% 76% Initiation of Operations as a % of Funds Available 292 *Annual 293 "Cumulative 32% 51% 75% 52% 126% 57% 124% 61% 14% 58% 74% 59% 27% 57% 6% 54% Loan Principal Repayments as a % of Funds Available 294 *Annual 295 "Cumulative 57% 33% 51% 34% 54% 35% 60% 37% 57% 38% 57% 39% 54% 40% 57% 41% * Calculated values. Page 59 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Disbursements as a % of CWSRF Assistance 296 *Annual 297 "Cumulative - 17% 17% 6% 8% 36% 23% 119% 55% 68% 59% 124% 69% 99% 73% Construction Starts as a % of CWSRF Assistance 298 *Annual 299 "Cumulative - 83% 83% 8% 17% 110% 66% 113% 82% 85% 83% 91% 84% 87% 85% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 301 "Cumulative - 0% 0% 0% 0% 9% 5% 30% 13% 81% 33% 132% 48% 129% 59% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 303 "Cumulative - 0% 0% 0% 0% 0% 0% 1% 0% 4% 1% 14% 3% 20% 5% Initiation of Operations as a % of Construction Starts 304 *Annual 305 "Cumulative - 0% 0% 0% 0% 8% 7% 26% 16% 96% 39% 144% 57% 148% 69% * Calculated values. Page 60 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Disbursements as a % of CWSRF Assistance 296 *Annual 152% 107% 35% 52% 103% 168% 68% 51% 297 "Cumulative 79% 82% 75% 71% 74% 80% 79% 76% Construction Starts as a % of CWSRF Assistance 298 *Annual 176% 89% 58% 77% 90% 147% 68% 62% 299 "Cumulative 92% 92% 87% 85% 85% 90% 87% 84% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 93% 117% 101% 15% 71% 211% 22% 77% 301 "Cumulative 62% 67% 72% 62% 63% 73% 66% 68% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 45% 40% 27% 19% 34% 56% 29% 31% 303 "Cumulative 9% 12% 14% 15% 17% 20% 21% 22% Initiation of Operations as a % of Construction Starts 304 *Annual 53% 131% 175% 19% 79% 143% 32% 124% 305 "Cumulative 67% 73% 83% 72% 73% 81% 76% 81% * Calculated values. Page 61 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Disbursements as a % of CWSRF Assistance 296 *Annual 80% 141 % 131% 58% 56% 110% 44% 101% 297 "Cumulative 76% 80% 84% 82% 79% 81% 76% 78% Construction Starts as a % of CWSRF Assistance 298 *Annual 79% 227% 53% 107% 51% 137% 22% 75% 299 "Cumulative 84% 92% 89% 90% 86% 89% 81% 80% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 28% 13% 56% 36% 49% 15% 33% 64% 301 "Cumulative 63% 61% 60% 58% 57% 54% 52% 52% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 30% 59% 46% 52% 33% 50% 26% 56% 303 "Cumulative 23% 25% 27% 28% 29% 30% 30% 31% Initiation of Operations as a % of Construction Starts 304 *Annual 36% 6% 105% 34% 97% 11% 147% 85% 305 "Cumulative 76% 66% 68% 65% 67% 61% 64% 65% * Calculated values. Page 62 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Disbursements as a % of CWSRF Assistance 296 *Annual 54% 66% 261% 106% 178% 46% 87% 246% 297 "Cumulative 75% 74% 79% 81% 84% 81% 81% 85% Construction Starts as a % of CWSRF Assistance 298 *Annual 39% 84% 319% 73% 121% 35% 114% 26% 299 "Cumulative 75% 76% 82% 82% 83% 80% 81% 79% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 16% 52% 263% 141 % 24% 60% 63% 15% 301 "Cumulative 48% 48% 54% 58% 57% 57% 58% 57% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 28% 36% 113% 68% 102% 46% 124% 138% 303 "Cumulative 31% 31% 34% 35% 37% 38% 40% 43% Initiation of Operations as a % of Construction Starts 304 *Annual 41% 62% 82% 195% 20% 170% 55% 57% 305 "Cumulative 64% 64% 66% 71% 69% 72% 71% 71% * Calculated values. Page 63 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative - 98% 98% 103% 102% 117% 114% 118% 117% 117% 117% 117% 117% 116% 117% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 0% 0% 13% 7% 462% 57% 105% 75% 60% 69% 707% 94% 61% 87% 171% 93% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative - 17% 17% 6% 8% 36% 23% 119% 55% 68% 59% 24% 69% 99% 73% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - - - - - - - - Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 0 0 0 0 0.0% 0 0 0.0% 26,095 26,095 0.0% 60,059 86,154 0.1% 305,453 391,607 0.2% 1,231,674 1,623,281 0.8% 3,815,178 5,438,459 2.2% 5,641,278 11,079,737 4.3% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 64 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 117% 117% 122% 118% 119% 118% 205% 125% 233% 134% 138% 134% 175% 138% 165% 140% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 42% 84% 83% 84% 72% 82% 254% 94% 88% 93% 59% 90% 115% 92% 118% 94% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 152% 79% 107% 82% 35% 75% 52% 71% 103% 74% 168% 80% 68% 79% 51% 76% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - - - - - - - - Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 7,884,761 18,964,498 6.4% 8,738,902 27,703,400 8.9% 11,425,915 39,129,315 10.7% 12,039,018 51,168,333 13.8% 12,457,233 63,625,566 15.9% 13,978,806 77,604,372 18.1% 14,452,509 92,056,881 20.1% 15,252,434 107,309,315 22.1% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 65 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 265% 148% 302% 156% 308% 165% 364% 170% 375% 177% 217% 180% 177% 180% 335% 187% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 125% 97% 72% 95% 99% 95% 87% 95% 81% 93% 135% 95% 150% 100% 93% 100% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 80% 76% 141 % 80% 131% 84% 58% 82% 56% 79% 110% 81% 44% 76% 101% 78% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - - - - - - - - Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 15,154,760 122,464,075 23.9% 15,606,371 138,070,446 25.8% 18,942,903 157,013,349 28.3% 21,395,452 178,408,801 30.9% 21,579,897 199,988,698 31.1% 16,748,610 216,737,308 34.6% 15,888,572 232,625,880 34.0% 15,958,888 248,584,768 35.0% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 18,324,773 18,324,773 18,324,773 0 0 17,382,172 17,382,172 35,706,945 0 0 -392,895 -392,895 35,314,050 0 0 4,796,306 4,796,306 40,110,356 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 4,382,436 0 0 0 4,382,436 4,382,436 8,663,999 0 1,251,388 3,000,000 12,915,387 17,297,823 0 0 0 0 0 17,297,823 850,910 2,249,818 5,425,312 0 8,526,040 25,823,863 * Calculated values. Page 66 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of North Carolina Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 419% 197% 178% 196% 389% 205% 409% 212% 456% 220% 277% 221% 160% 219% 477% 228% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 204% 106% 143% 109% 48% 105% 88% 104% 55% 101% 123% 103% 43% 99% 42% 96% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 54% 75% 66% 74% 261% 79% 106% 81% 178% 84% 46% 81% 87% 81% 246% 85% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - - - - - - - - Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 13,772,305 262,357,073 36.2% 15,275,643 277,632,716 36.9% 16,900,467 294,533,183 37.7% 15,641,085 310,174,268 38.3% 20,164,230 330,338,498 39.5% 21,989,432 352,327,930 40.8% 23,625,070 375,953,000 42.0% 23,720,087 399,673,087 43.1% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 17,996,589 17,996,589 58,106,945 0 0 6,496,255 6,496,255 64,603,200 0 0 1,469,756 1,469,756 66,072,956 0 0 2,805,794 2,805,794 68,878,750 0 0 1,574,076 1,574,076 70,452,826 0 0 2,576,141 2,576,141 73,028,967 0 0 1,709,000 1,709,000 74,737,967 0 0 2,143,193 2,143,193 76,881,160 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 2,619,000 6,560,000 0 0 9,179,000 35,002,863 1,075,000 3,360,000 0 0 4,435,000 39,437,863 9,690,452 6,586,486 0 0 16,276,938 55,714,801 5,404,878 6,003,772 0 0 11,408,650 67,123,451 515,500 20,914,207 -1,314,838 2,982,484 23,097,353 90,220,804 53,446,129 -1,362,571 0 0 52,083,558 142,304,362 -69,162 -61,246 0 0 -130,408 142,173,954 6,310,475 0 0 0 6,310,475 148,484,429 * Calculated values. v. 06.11.2020 Page 67 of 67 11/30/2020 ------- |