Clean Water SRF Program Information for the State of Arizona CWSRF Agency Information 1 Lead State Agency Name: Water Infrastructure Finance Authority of Arizona 18 Secondary Agency Name: 2 Type of Agency: Financial 19 Type of Agency: 3 Mailing Address: 100 N. 7th Ave Suite 100 20 Mailing Address: 4 City: Phoenix 21 City: 5 Zip Code: 85007 22 Zip Code: 6 Street Address: 100 N. 7th Ave Suite 100 23 Street Address: 7 City: Phoenix 24 City: 8 Zip Code: 85007 25 Zip Code: 9 Director: Daniel Dialessi 26 Director: 10 Director's Title: Executive Director 27 Director's Title: 11 Phone Number: (602) 364-1314 28 Phone Number: 12 Fax Number: (602) 364-1327 29 Fax Number: 13 E-mail Address: ddialessi@azwifa.gov 30 E-mail Address: 14 Contact Person: Lindsey Jones 31 Contact Person: 15 Phone Number: (602) 364-1324 32 Phone Number: 16 Fax Number: (602) 364-1327 33 Fax Number: 17 E-mail Address: ljones@azwifa.gov 34 E-mail Address: Other Agency: 35 Other Agency Name: 36 Type of Agency: 37 Mailing Address: 38 City: 39 Zip Code: 40 Street Address: 41 City: 42 Zip Code: 43 Director: 44 Director's Title: 45 Phone Number: 46 Fax Number: 47 E-mail Address: 48 Contact Person: 49 Phone Number: 50 Fax Number: 51 E-mail Address: Page 1 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona For Federal Fiscal Year Ending September 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Federal Grants (Dollars) 52 Date of Last Award in the Year - - 09/28/90 08/30/91 06/12/92 - 09/27/94 09/30/95 06/12/96 53 Title II Funds 0 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 0 0 6,556,300 13,861,500 13,123,000 0 0 8,303,300 8,730,700 55 Title VI - Prior Year's Appropriation 0 0 6,335,000 0 0 0 12,981,969 8,036,400 0 55a ARRA Grant 0 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 0 0 12,891,300 13,861,500 13,123,000 0 12,981,969 16,339,700 8,730,700 57 Cumulative Federal Grants 0 0 12,891,300 26,752,800 39,875,800 39,875,800 52,857,769 69,197,469 77,928,169 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 59 Amount of Federal Funds Transferred out of CWSRF 60 *Net Transfer into/(outof) CWSRF 61 Cumulative Net Transfer into/(out of) CWSRF Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 0 0 0 428,403 3,819,961 3,226,132 90,000 102,497 63 Second Quarter Outlays 0 0 0 0 987,976 2,702,896 1,835,209 100,000 282,620 64 Third Quarter Outlays 0 0 0 0 2,348,396 2,765,206 865,277 45,000 8,592,599 65 Fourth Quarter Outlays 0 0 0 0 8,188,093 193,080 81,252 13,306,259 1,773,346 66 *Total Annual Outlays 0 0 0 0 11,952,868 9,481,143 6,007,870 13,541,259 10,751,062 67 Cumulative Outlays 0 0 0 0 11,952,868 21,434,011 27,441,881 40,983,140 51,734,202 For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Outlays (Dollars) 68 *Annual 0 0 0 0 3,764,775 17,476,156 6,119,698 316,252 22,283,975 69 "Cumulative 0 0 0 0 3,764,775 21,240,931 27,360,629 27,676,881 49,960,856 * Calculated values. Page 2 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona For Federal Fiscal Year Ending September 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Federal Grants (Dollars) 52 Date of Last Award in the Year 05/02/97 04/28/98 09/30/99 04/28/00 04/02/01 03/13/02 09/22/03 03/24/04 53 Title II Funds 0 0 1,302,434 0 800 0 0 260 54 Title VI - Current Year's Appropriation 4,152,000 9,086,900 7,216,600 9,056,500 8,975,100 8,995,300 8,936,200 8,941,600 55 Title VI - Prior Year's Appropriation 4,896,500 0 0 1,871,500 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 9,048,500 9,086,900 8,519,034 10,928,000 8,975,900 8,995,300 8,936,200 8,941,860 57 Cumulative Federal Grants 86,976,669 96,063,569 104,582,603 115,510,603 124,486,503 133,481,803 142,418,003 151,359,863 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 1,747,559 4,373,619 7,734,963 0 818,284 0 61,871 8,726,961 63 Second Quarter Outlays 964,314 4,502,595 7,881,590 0 8,190,188 0 0 210,439 64 Third Quarter Outlays 1,212,600 7,462,601 6,462,450 5,705,210 785,712 6,502,998 0 8,773,981 65 Fourth Quarter Outlays 6,131,905 4,374,202 0 4,404,507 0 2,430,434 0 102,879 66 *Total Annual Outlays 10,056,378 20,713,017 22,079,003 10,109,717 9,794,184 8,933,432 61,871 17,814,260 67 Cumulative Outlays 61,790,580 82,503,597 104,582,600 114,692,317 124,486,501 133,419,933 133,481,804 151,296,064 For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Outlays (Dollars) 68 *Annual 5,697,819 22,470,720 26,453,205 5,705,210 14,198,691 6,502,998 2,492,305 17,711,381 69 "Cumulative 55,658,675 78,129,395 104,582,600 110,287,810 124,486,501 130,989,499 133,481,804 151,193,185 * Calculated values. Page 3 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona For Federal Fiscal Year Ending September 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Federal Grants (Dollars) 52 Date of Last Award in the Year 04/15/05 06/01/06 07/11/07 05/07/08 09/11/09 08/03/10 09/15/11 09/06/12 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 7,251,700 5,331,200 7,202,000 4,542,500 4,542,500 13,762,000 9,973,000 9,542,000 55 Title VI - Prior Year's Appropriation 0 0 0 497 0 0 0 0 55a ARRA Grant 0 0 0 0 26,469,600 0 0 0 56 *Total Annual Federal Grants 7,251,700 5,331,200 7,202,000 4,542,997 31,012,100 13,762,000 9,973,000 9,542,000 57 Cumulative Federal Grants 158,611,563 163,942,763 171,144,763 175,687,760 206,699,860 220,461,860 230,434,860 239,976,860 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 6,002,697 4,346,268 2,911 0 12,565,805 4,378,093 0 63 Second Quarter Outlays 0 1,137,424 0 0 0 2,395,289 101,994 108,783 64 Third Quarter Outlays 0 0 401,324 229,043 887,248 4,758,300 1,794,551 1,950,167 65 Fourth Quarter Outlays 176,592 904,932 7,055,696 4,585,403 2,471,037 3,902,128 569,862 698,446 66 *Total Annual Outlays 176,592 8,045,053 11,803,288 4,817,357 3,358,285 23,621,522 6,844,500 2,757,397 67 Cumulative Outlays 151,472,656 159,517,709 171,320,997 176,138,354 179,496,639 203,118,161 209,962,661 212,720,057 For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Outlays (Dollars) 68 *Annual 102,879 7,316,713 5,652,524 7,287,650 5,472,651 22,190,431 10,176,766 2,628,812 69 "Cumulative 151,296,064 158,612,777 164,265,301 171,552,951 177,025,602 199,216,033 209,392,799 212,021,611 * Calculated values. Page 4 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona For Federal Fiscal Year Ending September 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Federal Grants (Dollars) 52 Date of Last Award in the Year 09/23/13 09/12/14 09/25/15 09/06/16 09/19/17 09/17/18 07/23/19 07/14/20 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 9,009,000 9,466,000 9,417,000 9,015,000 8,945,000 10,840,000 10,732,000 10,734,000 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 9,009,000 9,466,000 9,417,000 9,015,000 8,945,000 10,840,000 10,732,000 10,734,000 57 Cumulative Federal Grants 248,985,860 258,451,860 267,868,860 276,883,860 285,828,860 296,668,860 307,400,860 318,134,860 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 2,936,356 6,331,858 2,861,833 5,920,946 1,073,827 142,107 97,852 1,408,779 63 Second Quarter Outlays 5,543,193 138,382 4,171,449 965,504 741,600 104,447 2,895,811 2,565,498 64 Third Quarter Outlays 11,748,395 4,789,257 1,529,269 798,842 1,188,281 7,202,800 2,596,815 16,048,817 65 Fourth Quarter Outlays 4,669,881 284,887 1,167,161 345,947 297,408 198,672 1,151,131 1,226,777 66 *Total Annual Outlays 24,897,825 11,544,383 9,729,711 8,031,239 3,301,116 7,648,026 6,741,610 21,249,871 67 Cumulative Outlays 237,617,882 249,162,265 258,891,976 266,923,215 270,224,332 277,872,358 284,613,968 305,863,839 For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Outlays (Dollars) 68 *Annual 20,926,390 15,929,377 8,847,437 8,852,453 3,349,655 7,746,762 5,789,151 21,174,225 69 "Cumulative 232,948,001 248,877,378 257,724,815 266,577,268 269,926,923 277,673,686 283,462,837 304,637,062 * Calculated values. Page 5 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 0 0 0 12,891,300 26,984,500 0 0 21,018,369 17,034,000 71 "Cumulative 0 0 0 12,891,300 39,875,800 39,875,800 39,875,800 60,894,169 77,928,169 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 0 0 0 12,891,300 26,984,500 0 0 21,018,369 17,034,000 75 Cumulative 0 0 0 12,891,300 39,875,800 39,875,800 39,875,800 60,894,169 77,928,169 Total State Contributions (Dollars) 76 *Annual 0 0 0 0 0 0 0 135,000 340,000 77 Cumulative 0 0 0 0 0 0 0 135,000 475,000 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual - - - 0% 0% - - 1% 2% 79 Cumulative - - - 0% 0% 0% 0% 0% 1% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual - - - - 0% 0% 0% 43% 2% 79a Cumulative - - - - 0% 0% 0% 0% 1% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred * Calculated values. Page 6 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 9,048,500 9,086,900 0 19,447,034 8,975,900 8,995,300 0 17,878,060 71 "Cumulative 86,976,669 96,063,569 96,063,569 115,510,603 124,486,503 133,481,803 133,481,803 151,359,863 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 9,048,500 9,086,900 0 19,447,034 8,975,900 8,995,300 0 17,878,060 75 Cumulative 86,976,669 96,063,569 96,063,569 115,510,603 124,486,503 133,481,803 133,481,803 151,359,863 Total State Contributions (Dollars) 76 *Annual 690,000 4,560,000 3,051,500 3,161,900 2,926,900 3,056,900 4,865,400 3,579,600 77 Cumulative 1,165,000 5,725,000 8,776,500 11,938,400 14,865,300 17,922,200 22,787,600 26,367,200 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 8% 50% - 16% 33% 34% - 20% 79 Cumulative 1% 6% 9% 10% 12% 13% 17% 17% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 12% 20% 12% 55% 21% 47% 195% 20% 79a Cumulative 2% 7% 8% 11% 12% 14% 17% 17% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 -121,824 -13,806,538 -983,333 12,421,832 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 -121,824 -13,806,538 -983,333 12,421,832 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 -121,824 -13,928,362 -14,911,695 -2,489,863 * Calculated values. Page 7 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 7,251,700 5,331,200 0 11,744,997 26,469,600 4,542,500 13,762,000 9,973,000 71 "Cumulative 158,611,563 163,942,763 163,942,763 175,687,760 202,157,360 206,699,860 220,461,860 230,434,860 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 7,251,700 5,331,200 0 11,744,997 26,469,600 4,542,500 13,762,000 9,973,000 75 Cumulative 158,611,563 163,942,763 163,942,763 175,687,760 202,157,360 206,699,860 220,461,860 230,434,860 Total State Contributions (Dollars) 76 *Annual 3,626,900 5,296,178 2,934,278 3,867,293 13,923,894 1,595,471 5,967,733 9,908,380 77 Cumulative 29,994,100 35,290,278 38,224,556 42,091,849 56,015,743 57,611,214 63,578,947 73,487,327 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 50% 99% - 33% - 35% 43% 99% 79 Cumulative 19% 22% 23% 24% 32% 32% 33% 36% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 3525% 72% 52% 53% 415% 37% 244% 377% 79a Cumulative 20% 22% 23% 25% 32% 32% 35% 40% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 136,287 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 136,287 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred -2,489,863 -2,353,576 -2,353,576 -2,353,576 -2,353,576 -2,353,576 -2,353,576 -2,353,576 * Calculated values. Page 8 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 9,542,000 239,976,860 9,009,000 248,985,860 9,466,000 258,451,860 9,417,000 267,868,860 9,015,000 276,883,860 8,945,000 285,828,860 10,840,000 296,668,860 10,732,000 307,400,860 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 9,542,000 239,976,860 9,009,000 248,985,860 9,466,000 258,451,860 9,417,000 267,868,860 9,015,000 276,883,860 8,945,000 285,828,860 10,840,000 296,668,860 10,732,000 307,400,860 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 559,573 74,046,900 1,347,342 75,394,242 376,536 75,770,778 160,283 75,931,061 75,179 76,006,240 434,590 76,440,830 3,611,080 80,051,910 106,244 80,158,154 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative 6% 35% 15% 34% 4% 33% 2% 31% 1% 30% 5% 29% 33% 30% 1% 29% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative 3% 36% 8% 34% 4% 33% 2% 32% 2% 31% 6% 30% 62% 31% 1% 29% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 -2,353,576 0 0 0 -2,353,576 0 0 0 -2,353,576 0 0 0 -2,353,576 0 0 0 -2,353,576 0 0 0 -2,353,576 0 0 0 -2,353,576 0 0 0 -2,353,576 * Calculated values. Page 9 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 135,000 340,000 88 Pre-existing Loans 0 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 0 0 0 0 0 0 135,000 340,000 91 Cumulative Match Contribution 0 0 0 0 0 0 0 135,000 475,000 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 0 * Calculated values. Page 10 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 State Match Contributions (Dollars) 84 Cash or Appropriations 0 3,380,000 1,451,500 1,551,900 1,551,900 1,551,900 1,163,900 1,466,100 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 690,000 1,180,000 1,600,000 1,610,000 1,375,000 1,505,000 3,701,500 2,113,500 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 690,000 4,560,000 3,051,500 3,161,900 2,926,900 3,056,900 4,865,400 3,579,600 91 Cumulative Match Contribution 1,165,000 5,725,000 8,776,500 11,938,400 14,865,300 17,922,200 22,787,600 26,367,200 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 11 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Match Contributions (Dollars) 84 Cash or Appropriations 1,551,900 1,551,900 0 1,425,200 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 2,075,000 3,744,278 2,934,278 2,429,375 3,168,750 1,594,549 987,093 941,805 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 12,718 10,755,144 922 4,980,640 8,966,575 90 *Total Annual Match Contribution 3,626,900 5,296,178 2,934,278 3,867,293 13,923,894 1,595,471 5,967,733 9,908,380 91 Cumulative Match Contribution 29,994,100 35,290,278 38,224,556 42,091,849 56,015,743 57,611,214 63,578,947 73,487,327 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 12 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Federal and State Investment For the Reporting Year Ending June 30 of. 2013 2014 2015 2016 2017 2018 2019 2020 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 617,478 642,445 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources -57,905 704,897 376,536 160,283 75,179 434,590 3,611,080 106,244 90 *Total Annual Match Contribution 559,573 1,347,342 376,536 160,283 75,179 434,590 3,611,080 106,244 91 Cumulative Match Contribution 74,046,900 75,394,242 75,770,778 75,931,061 76,006,240 76,440,830 80,051,910 80,158,154 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 13 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Binding Commitments 100 Annual Dollar Amount 0 0 0 0 30,000,000 20,351,329 0 0 48,055,045 101 "Cumulative Dollar Amount 0 0 0 0 30,000,000 50,351,329 50,351,329 50,351,329 98,406,374 102 Annual Number 0 0 0 0 1 3 0 0 6 103 Cumulative Number 0 0 0 0 1 4 4 4 10 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 0 0 0 0 30,000,000 12,851,329 0 0 31,975,740 105 Refinance Short-term Debt 0 0 0 0 0 7,500,000 0 0 16,079,305 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 0 0 0 0 30,000,000 20,351,329 0 0 48,055,045 110 Cumulative Assistance 0 0 0 0 30,000,000 50,351,329 50,351,329 50,351,329 98,406,374 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 0 0 0 0 1 2 0 0 4 112 Refinance Short-term Debt 0 0 0 0 0 1 0 0 2 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 0 0 0 0 1 3 0 0 6 117 Cumulative Number of Agreements 0 0 0 0 1 4 4 4 10 * Calculated values. Page 14 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Binding Commitments 100 Annual Dollar Amount 30,397,776 59,321,528 18,612,320 19,529,100 71,655,432 92,205,200 54,168,010 67,030,737 101 "Cumulative Dollar Amount 128,804,150 188,125,678 206,737,998 226,267,098 297,922,530 390,127,730 444,295,740 511,326,477 102 Annual Number 9 12 3 7 10 9 11 12 103 Cumulative Number 19 31 34 41 51 60 71 83 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 30,397,776 59,321,528 18,612,320 14,029,100 71,655,432 21,852,917 92,405,000 48,970,638 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 5,500,000 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 30,397,776 59,321,528 18,612,320 19,529,100 71,655,432 21,852,917 92,405,000 48,970,638 110 Cumulative Assistance 128,804,150 188,125,678 206,737,998 226,267,098 297,922,530 319,775,447 412,180,447 461,151,085 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 9 12 3 6 10 6 11 9 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 1 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 9 12 3 7 10 6 11 9 117 Cumulative Number of Agreements 19 31 34 41 51 57 68 77 * Calculated values. Page 15 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Binding Commitments 100 Annual Dollar Amount 132,366,532 128,431,047 153,166,000 123,176,180 172,503,424 120,072,643 68,520,290 6,687,080 101 "Cumulative Dollar Amount 643,693,009 772,124,056 925,290,056 1,048,466,236 1,220,969,660 1,341,042,303 1,409,562,593 1,416,249,673 102 Annual Number 11 10 9 14 26 11 5 5 103 Cumulative Number 94 104 113 127 153 164 169 174 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 119,257,436 50,850,911 133,448,342 185,298,867 185,663,316 200,336,982 70,050,290 5,209,592 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 119,257,436 50,850,911 133,448,342 185,298,867 185,663,316 200,336,982 70,050,290 5,209,592 110 Cumulative Assistance 580,408,521 631,259,432 764,707,774 950,006,641 1,135,669,957 1,336,006,939 1,406,057,229 1,411,266,821 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 8 6 9 17 12 29 6 2 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 8 6 9 17 12 29 6 2 117 Cumulative Number of Agreements 85 91 100 117 129 158 164 166 * Calculated values. Page 16 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Binding Commitments 100 Annual Dollar Amount 11,065,474 -27,040,671 64,937,310 4,625,275 19,139,796 9,503,867 11,626,981 20,313,069 101 "Cumulative Dollar Amount 1,427,315,147 1,400,274,476 1,465,211,786 1,469,837,061 1,488,976,857 1,498,480,724 1,510,107,705 1,530,420,774 102 Annual Number 5 1 3 5 2 4 3 6 103 Cumulative Number 179 180 183 188 190 194 197 203 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 8,615,474 -20,787,559 1,967,878 60,394,707 2,039,796 26,699,120 6,945,841 21,202,329 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 2,797,757 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 8,615,474 -20,787,559 1,967,878 60,394,707 2,039,796 29,496,877 6,945,841 21,202,329 110 Cumulative Assistance 1,419,882,295 1,399,094,736 1,401,062,614 1,461,457,321 1,463,497,117 1,492,993,994 1,499,939,835 1,521,142,164 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 5 4 2 4 3 2 4 4 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 1 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 5 4 2 4 3 3 4 4 117 Cumulative Number of Agreements 171 175 177 181 184 187 191 195 * Calculated values. Page 17 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Assistance by Population Size (Dollars) 118 Less than 3,500 0 0 0 0 0 0 0 0 4,500,000 119 3,500 to 9,999 0 0 0 0 0 0 0 0 13,665,955 120 10,000 to 99,999 0 0 0 0 0 20,351,329 0 0 11,405,081 121 100,000 and Above 0 0 0 0 30,000,000 0 0 0 18,484,009 122 *Total Annual Assistance 0 0 0 0 30,000,000 20,351,329 0 0 48,055,045 123 Cumulative Assistance 0 0 0 0 30,000,000 50,351,329 50,351,329 50,351,329 98,406,374 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 0 0 0 0 0 0 0 0 1 125 3,500 to 9,999 0 0 0 0 0 0 0 0 2 126 10,000 to 99,999 0 0 0 0 0 3 0 0 1 127 100,000 and Above 0 0 0 0 1 0 0 0 2 128 *Total Annual Number of Agreements 0 0 0 0 1 3 0 0 6 129 Cumulative Number of Agreements 0 0 0 0 1 4 4 4 10 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 7,500,000 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 7,500,000 7,500,000 7,500,000 7,500,000 132 Annual Number of Assistance Agreements 0 0 0 0 0 1 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 1 1 1 1 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 * Calculated values. Page 18 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Assistance by Population Size (Dollars) 118 Less than 3,500 5,380,000 11,328,754 660,120 1,643,100 14,203,478 12,627,917 5,375,000 1,225,446 119 3,500 to 9,999 9,500,000 3,365,385 17,952,200 5,500,000 17,451,954 3,150,000 13,000,000 5,031,530 120 10,000 to 99,999 15,517,776 44,627,389 0 6,311,000 0 0 74,030,000 21,698,443 121 100,000 and Above 0 0 0 6,075,000 40,000,000 6,075,000 0 21,015,219 122 *Total Annual Assistance 30,397,776 59,321,528 18,612,320 19,529,100 71,655,432 21,852,917 92,405,000 48,970,638 123 Cumulative Assistance 128,804,150 188,125,678 206,737,998 226,267,098 297,922,530 319,775,447 412,180,447 461,151,085 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 5 5 1 3 3 3 3 2 125 3,500 to 9,999 2 3 2 1 6 2 2 2 126 10,000 to 99,999 2 4 0 2 0 0 6 3 127 100,000 and Above 0 0 0 1 1 1 0 2 128 *Total Annual Number of Agreements 9 12 3 7 10 6 11 9 129 Cumulative Number of Agreements 19 31 34 41 51 57 68 77 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 1,567,776 2,538,071 0 0 0 0 24,423 300,000 131 "Cumulative Dollar Amount 9,067,776 11,605,847 11,605,847 11,605,847 11,605,847 11,605,847 11,630,270 11,930,270 132 Annual Number of Assistance Agreements 3 1 0 0 0 0 1 1 133 Cumulative Number of Agreements 4 5 5 5 5 5 6 7 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 15,608,000 0 2,000,000 0 135 Annual Number of Assistance Agreements 0 0 0 0 2 0 1 0 * Calculated values. Page 19 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Assistance by Population Size (Dollars) 118 Less than 3,500 5,131,281 9,750,000 4,500,000 18,263,628 11,317,941 3,935,000 0 5,406,101 119 3,500 to 9,999 46,671,685 1,108,911 11,250,000 39,553,239 68,802,000 3,000,000 2,000,000 -602,929 120 10,000 to 99,999 64,457,470 37,492,000 90,515,000 76,165,206 105,543,375 154,540,814 68,050,290 460,154 121 100,000 and Above 2,997,000 2,500,000 27,183,342 51,316,794 0 38,861,168 0 -53,734 122 *Total Annual Assistance 119,257,436 50,850,911 133,448,342 185,298,867 185,663,316 200,336,982 70,050,290 5,209,592 123 Cumulative Assistance 580,408,521 631,259,432 764,707,774 950,006,641 1,135,669,957 1,336,006,939 1,406,057,229 1,411,266,821 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 3 2 1 3 4 4 0 1 125 3,500 to 9,999 2 1 2 5 3 1 2 0 126 10,000 to 99,999 2 2 5 7 5 16 4 1 127 100,000 and Above 1 1 1 2 0 8 0 0 128 *Total Annual Number of Agreements 8 6 9 17 12 29 6 2 129 Cumulative Number of Agreements 85 91 100 117 129 158 164 166 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 12,671,685 0 0 0 14,155,775 107,249,744 64,344,420 1,187,080 131 "Cumulative Dollar Amount 24,601,955 24,601,955 24,601,955 24,601,955 38,757,730 146,007,474 210,351,894 211,538,974 132 Annual Number of Assistance Agreements 1 0 0 0 5 6 2 1 133 Cumulative Number of Agreements 8 8 8 8 13 19 21 22 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 8,767,067 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 1 0 0 0 0 * Calculated values. Page 20 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Assistance by Population Size (Dollars) 118 Less than 3,500 7,834,373 0 -1,894,563 847,204 0 6,282,933 -790,000 0 119 3,500 to 9,999 -41,507 6,253,112 3,406,363 3,040,188 1,640,000 -34,841 5,100,000 -160,801 120 10,000 to 99,999 822,608 -27,040,671 456,078 56,507,315 399,796 23,248,785 2,635,841 15,075,000 121 100,000 and Above 0 0 0 0 0 0 0 6,288,130 122 *Total Annual Assistance 8,615,474 -20,787,559 1,967,878 60,394,707 2,039,796 29,496,877 6,945,841 21,202,329 123 Cumulative Assistance 1,419,882,295 1,399,094,736 1,4C 11,062,614 1,461,457,321 1,463,497,117 1,492,993,994 1,499,939,835 1,521,142,164 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 3 0 0 1 0 2 1 0 125 3,500 to 9,999 0 3 1 2 2 0 1 0 126 10,000 to 99,999 2 1 1 1 1 1 2 3 127 100,000 and Above 0 0 0 0 0 0 0 1 128 *Total Annual Number of Agreements 5 4 2 4 3 3 4 4 129 Cumulative Number of Agreements 171 175 177 181 184 187 191 195 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 654,493 -29,085,745 4,356,363 928,479 1,039,796 8,748,092 7,860,841 475,000 131 "Cumulative Dollar Amount 212,193,467 183,107,722 187,464,085 188,392,564 189,432,360 198,180,452 206,041,293 206,516,293 132 Annual Number of Assistance Agreements 1 1 2 2 2 2 4 1 133 Cumulative Number of Agreements 23 24 26 28 30 32 36 37 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 -206,478 0 0 0 125,000 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 1 0 * Calculated values. Page 21 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 0 0 0 0 30,000,000 20,351,329 0 0 48,055,045 137 "Cumulative Dollar Amount 0 0 0 0 30,000,000 50,351,329 50,351,329 50,351,329 98,406,374 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 0 0 0 30,000,000 7,175,665 0 0 0 139 Advanced Treatment 0 0 0 0 0 5,925,664 0 0 31,984,386 140 Infiltration/Inflow 0 0 0 0 0 0 0 0 0 141 Sewer System Rehabilitation 0 0 0 0 0 3,750,000 0 0 8,900,000 142 New Collector Sewers 0 0 0 0 0 0 0 0 7,170,659 143 New Interceptors 0 0 0 0 0 3,500,000 0 0 0 144 CSO Correction 0 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 0 0 0 0 30,000,000 20,351,329 0 0 48,055,045 144.2 Cumulative Dollar Amount 0 0 0 0 30,000,000 50,351,329 50,351,329 50,351,329 98,406,374 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 22 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 30,397,776 59,321,528 18,612,320 19,529,100 71,655,432 21,852,917 92,405,000 48,970,638 137 "Cumulative Dollar Amount 128,804,150 188,125,678 206,737,998 226,267,098 297,922,530 319,775,447 412,180,447 461,151,085 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 18,529,145 17,952,200 12,161,000 0 0 19,625,000 0 139 Advanced Treatment 16,985,000 5,025,000 0 0 43,083,484 0 44,000,000 21,153,428 140 Infiltration/Inflow 200,000 3,990,071 0 0 2,368,470 0 0 0 141 Sewer System Rehabilitation 1,187,776 1,187,776 0 0 10,000,000 12,627,917 0 0 142 New Collector Sewers 12,025,000 29,093,536 660,120 6,970,000 15,869,555 9,225,000 28,780,000 22,623,889 143 New Interceptors 0 1,496,000 0 398,100 333,923 0 0 2,193,321 144 CSO Correction 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 30,397,776 59,321,528 18,612,320 19,529,100 71,655,432 21,852,917 92,405,000 45,970,638 144.2 Cumulative Dollar Amount 128,804,150 188,125,678 206,737,998 226,267,098 297,922,530 319,775,447 412,180,447 458,151,085 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 3,000,000 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 3,000,000 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 3,000,000 * Calculated values. Page 23 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 119,257,436 50,850,911 133,448,342 185,298,867 185,663,316 200,336,982 70,050,290 5,209,592 137 "Cumulative Dollar Amount 580,408,521 631,259,432 764,707,774 950,006,641 1,135,669,957 1,336,006,939 1,406,057,229 1,411,266,821 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 1,500,000 12,591,046 43,041,047 88,872,209 31,425,961 16,938,370 4,567,449 139 Advanced Treatment 50,415,173 11,264,760 45,804,069 33,989,147 34,642,941 9,246,105 47,245,253 1,233,298 140 Infiltration/Inflow 12,671,685 0 0 0 0 500,000 0 0 141 Sewer System Rehabilitation 6,274,262 0 0 9,070,169 767,350 40,930,827 2,400,000 -549,141 142 New Collector Sewers 39,757,130 34,477,240 42,709,700 14,710,036 50,711,280 62,197,815 500,000 -93,899 143 New Interceptors 3,395,711 0 19,959,260 61,363,599 8,757,836 48,446,274 0 -14,529 144 CSO Correction 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 112,513,961 47,242,000 121,064,075 162,173,998 183,751,616 192,746,982 67,083,623 5,143,178 144.2 Cumulative Dollar Amount 570,665,046 617,907,046 738,971,121 901,145,119 1,084,896,735 1,277,643,717 1,344,727,340 1,349,870,518 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 876,707 0 90,000 2,966,667 110,000 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 876,707 0 90,000 2,966,667 110,000 145.4 Cumulative Dollar Amount 0 0 0 876,707 876,707 966,707 3,933,374 4,043,374 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 6,743,475 3,608,911 12,384,267 22,248,162 1,911,700 7,500,000 0 -43,586 148 *Total Annual Dollar Amount 6,743,475 3,608,911 12,384,267 22,248,162 1,911,700 7,500,000 0 -43,586 149 Cumulative Dollar Amount 9,743,475 13,352,386 25,736,653 47,984,815 49,896,515 57,396,515 57,396,515 57,352,929 * Calculated values. Page 24 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 8,615,474 -20,787,559 1,967,878 60,394,707 2,039,796 29,496,877 6,945,841 21,202,329 137 "Cumulative Dollar Amount 1,419,882,295 1,399,094,736 1,401,062,614 1,461,457,321 1,463,497,117 1,492,993,994 1,499,939,835 1,521,142,164 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 2,856,144 1,153,040 961,262 -2,676,830 3,000,000 5,956,333 -346,149 -160,801 139 Advanced Treatment -572,636 1,530,648 -186,607 -269,955 -2,600,204 1,150,779 1,116,900 475,000 140 Infiltration/Inflow 139,200 0 0 0 0 -407 0 0 141 Sewer System Rehabilitation 554,346 0 301,654 -431,117 0 19,145,861 1,497,299 0 142 New Collector Sewers 780,872 -14,186,806 1,001,715 63,862,228 640,000 3,956,038 3,507,191 0 143 New Interceptors -12,452 -11,457,870 -82,591 -1,242,158 0 0 -210,450 0 144 CSO Correction 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 3,745,474 -22,960,988 1,995,433 59,242,168 1,039,796 30,208,604 5,564,791 314,199 144.2 Cumulative Dollar Amount 1,353,615,992 1,330,655,004 1,332,650,437 1,391,892,605 1,392,932,401 1,423,141,005 1,428,705,796 1,429,019,995 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 -326,571 -27,555 0 0 0 0 6,288,130 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 -326,571 -27,555 0 0 0 0 6,288,130 145.4 Cumulative Dollar Amount 4,043,374 3,716,803 3,689,248 3,689,248 3,689,248 3,689,248 3,689,248 9,977,378 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 1,500,000 8,600,000 147.2 Water Reuse 4,870,000 2,500,000 0 1,152,539 0 -711,727 -118,950 0 148 *Total Annual Dollar Amount 4,870,000 2,500,000 0 1,152,539 0 -711,727 1,381,050 8,600,000 149 Cumulative Dollar Amount 62,222,929 64,722,929 64,722,929 65,875,468 65,875,468 65,163,741 66,544,791 75,144,791 * Calculated values. Page 25 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 26 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 27 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 28 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 6,000,000 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 1,000,000 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 1,000,000 0 0 6,000,000 165 Cumulative Dollar Amount 0 0 0 0 1,000,000 1,000,000 1,000,000 7,000,000 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 29 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 0 0 0 1 1 0 0 0 173 Advanced Treatment 0 0 0 0 0 1 0 0 4 174 Infiltration/Inflow 0 0 0 0 0 0 0 0 0 175 Sewer System Rehabilitation 0 0 0 0 0 1 0 0 1 176 New Collector Sewers 0 0 0 0 0 0 0 0 1 177 New Interceptors 0 0 0 0 0 1 0 0 0 178 CSO Correction 0 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 0 0 0 0 1 4 0 0 6 178.2 Cumulative Number 0 0 0 0 1 5 5 5 11 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 30 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 8 2 5 0 0 5 0 173 Advanced Treatment 4 1 0 0 6 0 1 4 174 Infiltration/Inflow 1 2 0 0 3 0 0 0 175 Sewer System Rehabilitation 1 1 0 0 1 4 0 0 176 New Collector Sewers 5 6 1 1 4 2 5 4 177 New Interceptors 0 1 0 1 3 0 0 1 178 CSO Correction 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 11 19 3 7 17 6 11 9 178.2 Cumulative Number 22 41 44 51 68 74 85 94 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 1 181 *Total Annual Number 0 0 0 0 0 0 0 1 182 Cumulative Number 0 0 0 0 0 0 0 1 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 31 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 1 2 7 4 9 4 2 173 Advanced Treatment 7 2 6 9 5 8 3 1 174 Infiltration/Inflow 1 0 0 0 0 1 0 0 175 Sewer System Rehabilitation 1 0 0 6 2 9 2 0 176 New Collector Sewers 2 2 3 7 3 5 1 0 177 New Interceptors 2 0 3 6 1 4 0 0 178 CSO Correction 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 13 5 14 35 15 36 10 3 178.2 Cumulative Number 107 112 126 161 176 212 222 225 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 1 0 1 1 1 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 1 0 1 1 1 179.4 Cumulative Number 0 0 0 1 1 2 3 4 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 3 2 4 8 2 2 0 0 181 *Total Annual Number 3 2 4 8 2 2 0 0 182 Cumulative Number 4 6 10 18 20 22 22 22 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 32 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 3 2 2 0 1 2 0 1 173 Advanced Treatment 0 0 1 0 1 1 1 174 Infiltration/Inflow 1 0 0 0 0 0 0 0 175 Sewer System Rehabilitation 1 0 0 0 2 2 0 176 New Collector Sewers 1 4 1 2 3 0 177 New Interceptors 0 0 0 1 0 0 0 0 178 CSO Correction 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 6 4 4 6 2 7 6 2 178.2 Cumulative Number 231 235 239 245 247 254 260 262 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 1 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 1 179.4 Cumulative Number 4 4 4 4 4 4 4 5 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 1 0 181.2 Water Reuse 1 0 0 2 0 1 0 1 181 *Total Annual Number 1 0 0 2 0 1 1 1 182 Cumulative Number 23 23 23 25 25 26 27 28 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 33 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 0 197 Cumulative Number 0 0 0 0 0 0 0 0 0 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 34 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 197 Cumulative Number 0 0 0 0 0 0 0 0 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 35 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 2 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 2 0 0 197 Cumulative Number 0 0 0 0 0 2 2 2 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 36 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 1 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 1 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 1 0 0 1 197 Cumulative Number 2 2 2 2 3 3 3 4 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 37 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 0 0 0 0 30,000,000 20,351,329 0 0 16,171,036 201 "Cumulative Dollar Amount 0 0 0 0 30,000,000 50,351,329 50,351,329 50,351,329 66,522,365 202 Annual Number of Assistance Agreements 0 0 0 0 1 3 0 0 2 203 Cumulative Number of Agreements 0 0 0 0 1 4 4 4 6 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 0 0 0 0 0 7,500,000 42,851,329 0 16,171,036 205 Cumulative Dollar Amount 0 0 0 0 0 7,500,000 50,351,329 50,351,329 66,522,365 206 Annual Number of Assistance Agreements 0 0 0 0 0 1 3 0 2 207 Cumulative Number of Agreements 0 0 0 0 0 1 4 4 6 * Calculated values. Page 38 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 35,836,667 51,015,165 17,952,200 350,000 43,450,478 21,702,917 87,655,000 40,710,638 201 "Cumulative Dollar Amount 102,359,032 153,374,197 171,326,397 171,676,397 215,126,875 236,829,792 324,484,792 365,195,430 202 Annual Number of Assistance Agreements 6 7 2 1 5 5 9 6 203 Cumulative Number of Agreements 12 19 21 22 27 32 41 47 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 11,313,350 8,452,658 10,330,659 7,143,100 2,660,120 6,075,000 9,438,577 631,530 205 Cumulative Dollar Amount 77,835,715 86,288,373 96,619,032 103,762,132 106,422,252 112,497,252 121,935,829 122,567,359 206 Annual Number of Assistance Agreements 1 3 4 4 2 1 3 1 207 Cumulative Number of Agreements 7 10 14 18 20 21 24 25 * Calculated values. Page 39 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 61,704,846 40,589,470 131,479,253 189,397,852 189,134,861 221,579,693 68,254,558 6,784,185 201 "Cumulative Dollar Amount 426,900,276 467,489,746 598,968,999 788,366,851 977,501,712 1,199,081,405 1,267,335,963 1,274,120,148 202 Annual Number of Assistance Agreements 5 2 8 11 12 23 4 3 203 Cumulative Number of Agreements 52 54 62 73 85 108 112 115 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 16,498,889 2,997,000 54,356,486 157,763,905 65,816,794 120,264,045 128,982,166 61,734,345 205 Cumulative Dollar Amount 139,066,248 142,063,248 196,419,734 354,183,639 420,000,433 540,264,478 669,246,644 730,980,989 206 Annual Number of Assistance Agreements 4 1 6 10 5 12 13 11 207 Cumulative Number of Agreements 29 30 36 46 51 63 76 87 * Calculated values. Page 40 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 2,549,474 -17,217,559 3,512,530 61,679,353 -909,850 29,996,877 14,820,841 14,727,329 201 "Cumulative Dollar Amount 1,276,669,622 1,259,452,063 1,262,964,593 1,324,643,946 1,323,734,096 1,353,730,973 1,368,551,814 1,383,279,143 202 Annual Number of Assistance Agreements 2 4 4 4 3 3 4 2 203 Cumulative Number of Agreements 117 121 125 129 132 135 139 141 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 68,008,149 77,071,594 17,491,097 48,024,200 109,331,981 11,615,667 950,000 1,492,311 205 Cumulative Dollar Amount 798,989,138 876,060,732 893,551,829 941,576,029 1,050,908,010 1,062,523,677 1,063,473,677 1,064,965,988 206 Annual Number of Assistance Agreements 2 3 6 9 5 5 1 1 207 Cumulative Number of Agreements 89 92 98 107 112 117 118 119 * Calculated values. Page 41 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 0 26,685,000 18,185,000 0 0 41,290,000 209 Net Leveraged Bonds Issued - Annual 0 0 0 0 26,685,000 18,185,000 0 0 40,840,011 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 0 0 0 0 0 449,989 211 Leveraged Bond Principal Repaid - Annual 0 0 0 0 0 0 195,000 515,000 1,500,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 0 0 2,284,338 16,279,402 8,292,235 0 21,905,428 213 Balance at End of Reporting Period 0 0 0 0 2,284,338 18,563,740 26,855,975 26,855,975 48,761,403 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 0 0 26,685,000 44,870,000 44,870,000 44,870,000 86,160,000 217 *Net Leveraged Bonds Issued - Cumulative 0 0 0 0 26,685,000 44,870,000 44,870,000 44,870,000 85,710,011 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 0 0 0 0 0 0 449,989 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 0 0 0 195,000 710,000 2,210,000 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 26,685,000 44,870,000 44,675,000 44,160,000 83,950,000 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 135,000 340,000 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 135,000 340,000 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 135,000 475,000 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 135,000 475,000 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 0 0 0 2,667,815 3,069,186 3,054,495 3,408,639 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 0 0 0 2,667,815 3,069,186 3,054,495 3,408,639 231 "Cumulative 0 0 0 0 0 2,667,815 5,737,001 8,791,496 12,200,135 "Calculated Values Page 42 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 209 Net Leveraged Bonds Issued - Annual 210 Cost of Leveraged Bond Issuance - Annual 211 Leveraged Bond Principal Repaid - Annual 0 0 0 1,900,000 55,495,000 55,097,119 397,881 2,730,000 0 0 0 3,680,000 0 0 0 3,920,000 0 0 0 2,182,400 53,550,000 53,240,514 309,486 4,230,000 0 0 0 4,820,950 82,703,701 81,957,255 746,446 6,044,650 212 213 Debt Service Reserve for Leveraged Bonds *Annual Change Balance at End of Reporting Period 3,851,779 52,613,182 17,393,351 70,006,533 19,534,470 89,541,003 -41,857,871 47,683,132 -7,266,868 40,416,264 -16,584,183 23,832,081 -5,189,465 18,642,616 8,743,460 27,386,076 214 215 Net Change in Gross Bonds Resulting from Refunding - Annual CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 -4,039,569 0 0 0 0 0 0 0 0 0 216 217 218 219 *Gross Leveraged Bonds Issued - Cumulative *Net Leveraged Bonds Issued - Cumulative *Cost of Leveraged Bond Issuance - Cumulative "Leveraged Bond Principal Repaid - Cumulative 86,160,000 85,710,011 449,989 4,110,000 141,655,000 140,807,130 847,870 6,840,000 141,655,000 140,807,130 847,870 10,520,000 141,655,000 140,807,130 847,870 14,440,000 141,655,000 140,807,130 847,870 16,622,400 195,205,000 194,047,644 1,157,356 20,852,400 195,205,000 194,047,644 1,157,356 25,673,350 277,908,701 276,004,899 1,903,802 31,718,000 220 221 *Net Change in Gross Bonds Resulting from Refunding - Cumulative *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 -4,039,569 0 -4,039,569 0 -4,039,569 0 -4,039,569 0 -4,039,569 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 82,050,000 134,815,000 131,135,000 123,175,431 120,993,031 170,313,031 165,492,081 242,151,132 State Match Bonds to be Repaid by CWSRF 223 *Match Bonds Issued - Annual 224 Match Bond Principal Repaid - Annual 690,000 690,000 1,180,000 1,180,000 1,600,000 1,600,000 1,610,000 1,610,000 1,375,000 1,375,000 1,505,000 1,505,000 3,701,500 3,701,500 2,113,500 2,113,500 225 226 227 "Match Bonds Issued - Cumulative "Match Bond Principal Repaid - Cumulative "Match Bonds Outstanding - Balance at End of Reporting Period 1,165,000 1,165,000 0 2,345,000 2,345,000 0 3,945,000 3,945,000 0 5,555,000 5,555,000 0 6,930,000 6,930,000 0 8,435,000 8,435,000 0 12,136,500 12,136,500 0 14,250,000 14,250,000 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 229 Interest Paid from Capitalized Interest Account - Annual 4,707,265 0 5,794,211 0 6,147,780 0 7,906,806 0 6,692,219 0 8,103,030 0 8,995,401 0 9,509,760 0 230 231 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds "Annual "Cumulative 4,707,265 16,907,400 5,794,211 22,701,611 6,147,780 28,849,391 7,906,806 36,756,197 6,692,219 43,448,416 8,103,030 51,551,446 8,995,401 60,546,847 9,509,760 70,056,607 "Calculated Values Page 43 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 209 Net Leveraged Bonds Issued - Annual 210 Cost of Leveraged Bond Issuance - Annual 211 Leveraged Bond Principal Repaid - Annual 0 0 0 7,888,800 182,937,184 173,563,000 1,131,360 20,390,322 0 0 0 15,473,516 151,510,725 150,455,330 974,875 19,107,781 0 0 0 17,240,555 130,653,701 121,979,400 640,165 19,751,280 129,866,979 119,840,000 413,987 32,829,496 0 0 0 20,926,551 212 213 Debt Service Reserve for Leveraged Bonds *Annual Change Balance at End of Reporting Period 1,134,721 28,520,797 11,241,102 39,761,899 -285,814 39,476,085 27,681,462 67,157,547 10,285,316 77,442,863 6,796,925 84,239,788 8,452,992 92,692,780 400,172 93,092,952 214 215 Net Change in Gross Bonds Resulting from Refunding - Annual CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 0 0 0 0 0 -581,424 0 216 217 218 219 *Gross Leveraged Bonds Issued - Cumulative *Net Leveraged Bonds Issued - Cumulative *Cost of Leveraged Bond Issuance - Cumulative "Leveraged Bond Principal Repaid - Cumulative 277,908,701 276,004,899 1,903,802 39,606,800 460,845,885 449,567,899 3,035,162 59,997,122 460,845,885 449,567,899 3,035,162 75,470,638 612,356,610 600,023,229 4,010,037 94,578,419 612,356,610 600,023,229 4,010,037 111,818,974 743,010,311 722,002,629 4,650,202 131,570,254 872,877,290 841,842,629 5,064,189 164,399,750 872,877,290 841,842,629 5,064,189 185,326,301 220 221 *Net Change in Gross Bonds Resulting from Refunding - Cumulative *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative -4,039,569 0 -4,039,569 0 -4,039,569 0 -4,039,569 0 -4,039,569 0 -4,039,569 0 -4,039,569 0 -4,620,993 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 234,262,332 396,809,194 381,335,678 513,738,622 496,498,067 607,400,488 704,437,971 682,929,996 State Match Bonds to be Repaid by CWSRF 223 *Match Bonds Issued - Annual 224 Match Bond Principal Repaid - Annual 2,075,000 2,075,000 3,744,278 3,744,277 2,934,278 2,934,277 2,429,375 2,429,375 3,168,750 3,168,750 1,594,549 1,594,549 987,093 987,093 941,805 941,805 225 226 227 "Match Bonds Issued - Cumulative "Match Bond Principal Repaid - Cumulative "Match Bonds Outstanding - Balance at End of Reporting Period 16,325,000 16,325,000 0 20,069,278 20,069,277 1 23,003,556 23,003,554 2 25,432,931 25,432,929 2 28,601,681 28,601,679 2 30,196,230 30,196,228 2 31,183,323 31,183,321 2 32,125,128 32,125,126 2 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 229 Interest Paid from Capitalized Interest Account - Annual 12,766,311 0 12,046,318 0 21,494,019 0 19,906,570 0 24,580,888 0 28,256,289 0 30,921,264 0 26,294,911 0 230 231 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds "Annual "Cumulative 12,766,311 82,822,918 12,046,318 94,869,236 21,494,019 116,363,255 19,906,570 136,269,825 24,580,888 160,850,713 28,256,289 189,107,002 30,921,264 220,028,266 26,294,911 246,323,177 "Calculated Values Page 44 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 209 Net Leveraged Bonds Issued - Annual 210 Cost of Leveraged Bond Issuance - Annual 211 Leveraged Bond Principal Repaid - Annual 0 0 0 31,318,257 0 0 3,179,634 31,318,257 0 0 1,901,843 25,219,976 0 0 0 46,700,449 0 0 0 39,649,895 0 0 0 138,400,740 0 0 0 41,355,973 0 0 0 18,989,010 212 213 Debt Service Reserve for Leveraged Bonds *Annual Change Balance at End of Reporting Period 136,737 93,229,689 -37,099,418 56,130,271 -9,919,671 46,210,600 -582,341 45,628,259 14,853,764 60,482,023 -10,761,673 49,720,350 -952,545 48,767,805 -1,369,534 47,398,271 214 215 Net Change in Gross Bonds Resulting from Refunding - Annual CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 216 217 218 219 *Gross Leveraged Bonds Issued - Cumulative *Net Leveraged Bonds Issued - Cumulative *Cost of Leveraged Bond Issuance - Cumulative "Leveraged Bond Principal Repaid - Cumulative 872,877,290 841,842,629 5,064,189 216,644,558 872,877,290 841,842,629 8,243,823 247,962,815 872,877,290 841,842,629 10,145,666 273,182,791 872,877,290 841,842,629 10,145,666 319,883,240 872,877,290 841,842,629 10,145,666 359,533,135 872,877,290 841,842,629 10,145,666 497,933,875 872,877,290 841,842,629 10,145,666 539,289,848 872,877,290 841,842,629 10,145,666 558,278,858 220 221 *Net Change in Gross Bonds Resulting from Refunding - Cumulative *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative -4,620,993 0 -4,620,993 0 -4,620,993 0 -4,620,993 0 -4,620,993 0 -4,620,993 0 -4,620,993 0 -4,620,993 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 651,611,739 620,293,482 595,073,506 548,373,057 508,723,162 370,322,422 328,966,449 309,977,439 State Match Bonds to be Repaid by CWSRF 223 *Match Bonds Issued - Annual 224 Match Bond Principal Repaid - Annual 617,478 617,478 642,445 642,445 0 0 0 0 0 0 0 0 0 0 0 0 225 226 227 "Match Bonds Issued - Cumulative "Match Bond Principal Repaid - Cumulative "Match Bonds Outstanding - Balance at End of Reporting Period 32,742,606 32,742,604 2 33,385,051 33,385,049 2 33,385,051 33,385,049 2 33,385,051 33,385,049 2 33,385,051 33,385,049 2 33,385,051 33,385,049 2 33,385,051 33,385,049 2 33,385,051 33,385,049 2 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 229 Interest Paid from Capitalized Interest Account - Annual 28,038,614 0 29,970,165 0 24,955,564 0 24,375,926 0 23,197,098 0 21,461,789 0 14,654,369 0 13,077,417 0 230 231 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds "Annual "Cumulative 28,038,614 274,361,791 29,970,165 304,331,956 24,955,564 329,287,520 24,375,926 353,663,446 23,197,098 376,860,544 21,461,789 398,322,333 14,654,369 412,976,702 13,077,417 426,054,119 "Calculated Values Page 45 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Project Assistance Disbursed 232 Annual 0 0 0 0 2,284,330 16,279,402 0 0 28,740,582 233 "Cumulative 0 0 0 0 2,284,330 18,563,732 18,563,732 18,563,732 47,304,314 CWSRF Loan Repayments 234 Principal Repayments - Annual 0 0 0 0 0 0 224,312 499,716 1,532,850 235 Interest Payments - Annual 0 0 0 0 0 406,900 1,371,671 1,820,613 1,986,407 236 *Principal and Interest - Annual 0 0 0 0 0 406,900 1,595,983 2,320,329 3,519,257 237 *Principal Repayments - Cumulative 0 0 0 0 0 0 224,312 724,028 2,256,878 238 Interest Payments - Cumulative 0 0 0 0 0 406,900 1,778,571 3,599,184 5,585,591 239 *Principal and Interest - Cumulative 0 0 0 0 0 406,900 2,002,883 4,323,212 7,842,469 240 Weighted Average Interest Rate on Loans 0.000 0.000 0.000 0.000 3.914 3.402 0.000 0.000 3.175 Interest Earnings on Investments 241 Annual 0 0 0 0 0 2,209,325 2,025,350 1,797,923 2,095,527 242 "Cumulative 0 0 0 0 0 2,209,325 4,234,675 6,032,598 8,128,125 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 0 0 0 0 115,000 75,000 244,400 291,252 403,548 244 "Cumulative 0 0 0 0 115,000 190,000 434,400 725,652 1,129,200 Expenses as a % of Capitalization Grants 245 *Annual - 0.0% 0.4% - - 1.4% 2.4% 246 "Cumulative - 0.0% 0.3% 0.5% 1.1% 1.2% 1.4% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 0 0 0 0 0 0 248 "Cumulative 0 0 0 0 0 0 0 0 0 * Calculated values. Page 46 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 7,956,982 55,261,296 2,274,862 2,581,878 4,856,740 31,683,841 86,945,137 3,161,041 2,862,711 6,023,752 34,213,158 121,158,295 4,890,412 3,458,405 8,348,817 8,628,669 129,786,964 5,653,631 4,682,345 10,335,976 28,862,855 158,649,819 8,578,367 4,661,325 13,239,692 40,177,084 198,826,903 21,941,625 6,119,074 28,060,699 39,522,141 238,349,044 11,884,241 5,981,504 17,865,745 85,807,182 324,156,226 23,266,437 4,312,974 27,579,411 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 4,531,740 8,167,469 12,699,209 7,692,781 11,030,180 18,722,961 12,583,193 14,488,585 27,071,778 18,236,824 19,170,930 37,407,754 26,815,191 23,832,255 50,647,446 48,756,816 29,951,329 78,708,145 60,641,057 35,932,833 96,573,890 83,907,494 40,245,807 124,153,301 240 Weighted Average Interest Rate on Loans 3.500 2.870 3.541 3.400 3.800 3.900 3.640 3.080 Interest Earnings on Investments 241 Annual 242 "Cumulative 3,401,000 11,529,125 4,076,259 15,605,384 5,444,860 21,050,244 5,607,006 26,657,250 7,210,794 33,868,044 4,560,752 38,428,796 4,968,912 43,397,708 4,033,357 47,431,065 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 345,000 1,474,200 363,476 1,837,676 290,529 2,128,205 434,801 2,563,006 359,036 2,922,042 361,536 3,283,578 357,448 3,641,026 355,074 3,996,100 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 3.8% 1.7% 4.0% 1.9% 2.2% 2.2% 2.2% 4.0% 2.3% 4.0% 2.5% 2.7% 2.0% 2.6% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 0 0 44,124 44,124 0 44,124 0 44,124 28,271 72,395 131,530 203,925 285,636 489,561 498,643 988,204 * Calculated values. Page 47 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 94,435,992 418,592,218 31,887,712 6,507,810 38,395,522 88,926,533 507,518,751 21,727,972 7,701,330 29,429,302 72,388,739 579,907,490 32,174,549 9,569,638 41,744,187 170,490,302 750,397,792 30,591,594 9,619,537 40,211,131 129,206,361 879,604,153 47,641,119 13,408,061 61,049,180 168,127,519 1,047,731,672 50,133,962 15,493,723 65,627,685 100,173,616 1,147,905,288 86,961,902 16,225,183 103,187,085 63,359,309 1,211,264,597 40,092,260 15,288,825 55,381,085 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 115,795,206 46,753,617 162,548,823 137,523,178 54,454,947 191,978,125 169,697,727 64,024,585 233,722,312 200,289,321 73,644,122 273,933,443 247,930,440 87,052,183 334,982,623 298,064,402 102,545,906 400,610,308 385,026,304 118,771,089 503,797,393 425,118,564 134,059,914 559,178,478 240 Weighted Average Interest Rate on Loans 3.100 2.955 2.999 3.303 3.612 0.000 3.080 3.240 Interest Earnings on Investments 241 Annual 242 "Cumulative 5,983,971 53,415,036 6,642,024 60,057,060 11,529,558 71,586,618 7,150,703 78,737,321 5,441,987 84,179,308 4,761,544 88,940,852 5,136,085 94,076,937 5,515,706 99,592,643 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 292,669 4,288,769 234,972 4,523,741 288,080 4,811,821 928,361 5,740,182 904,632 6,644,814 181,700 6,826,514 550,480 7,376,994 992,805 8,369,799 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 4.0% 2.7% 4.4% 2.8% 2.9% 7.9% 3.3% 3.4% 3.3% 4.0% 3.3% 4.0% 3.3% 10.0% 3.6% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 404,282 1,392,486 569,782 1,962,268 624,765 2,587,033 0 2,587,033 0 2,587,033 783,707 3,370,740 432,136 3,802,876 204,200 4,007,076 * Calculated values. Page 48 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 23,439,621 1,234,704,218 52,219,121 23,648,013 75,867,134 25,920,791 1,260,625,009 47,098,900 24,406,375 71,505,275 22,703,002 1,283,328,011 46,393,366 22,468,273 68,861,639 73,245,405 1,356,573,416 260,539,793 21,390,625 281,930,418 5,854,854 1,362,428,270 71,310,205 16,284,367 87,594,572 8,474,529 1,370,902,799 42,515,682 14,201,116 56,716,798 7,904,581 1,378,807,380 67,253,624 12,957,879 80,211,503 24,661,429 1,403,468,809 49,316,245 10,582,274 59,898,519 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 477,337,685 157,707,927 635,045,612 524,436,585 182,114,302 706,550,887 570,829,951 204,582,575 775,412,526 831,369,744 225,973,200 1,057,342,944 902,679,949 242,257,567 1,144,937,516 945,195,631 256,458,683 1,201,654,314 1,012,449,255 269,416,562 1,281,865,817 1,061,765,500 279,998,836 1,341,764,336 240 Weighted Average Interest Rate on Loans 2.519 2.790 2.040 2.350 1.710 2.270 2.470 1.838 Interest Earnings on Investments 241 Annual 242 "Cumulative 5,609,092 105,201,735 5,747,063 110,948,798 4,895,431 115,844,229 3,605,044 119,449,273 4,481,947 123,931,220 4,326,155 128,257,375 4,525,839 132,783,214 5,109,559 137,892,773 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 559,841 8,929,640 853,961 9,783,601 635,268 10,418,869 376,680 10,795,549 356,018 11,151,567 260,946 11,412,513 421,747 11,834,260 407,928 12,242,188 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 5.9% 3.7% 9.5% 3.9% 6.7% 4.0% 4.0% 4.0% 3.9% 4.0% 2.9% 4.0% 3.9% 4.0% 3.8% 4.0% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 94,280 4,101,356 377,607 4,478,963 14,566 4,493,529 453,847 4,947,376 342,320 5,289,696 267,453 5,557,149 30,911 5,588,060 67,673 5,655,733 * Calculated values. Page 49 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 444,500 0 0 0 0 0 250 State Match Amount 0 22,225 0 0 0 0 0 251 Cumulative Total 0 466,725 466,725 466,725 466,725 466,725 466,725 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 3,713 42,200 3,180 253 Project Assistance from Hardship Funds - Annual Dollars 0 150,000 0 150,000 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 150,000 0 150,000 3,713 42,200 3,180 255 Cumulative EPA Rural Hardship Assistance 0 150,000 150,000 300,000 303,713 345,913 349,093 256 Number of Projects Receiving Hardship Assistance - Annual 0 1 0 1 2 0 2 257 Cumulative 0 1 1 2 4 4 6 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 1 0 1 2 0 0 259 "Cumulative 0 1 1 2 4 4 4 260 Hardship Portion of Combined Assistance - Annual Dollars 0 150,000 0 150,000 3,713 0 82,310 261 Cumulative 0 150,000 150,000 300,000 303,713 303,713 386,023 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 660,120 0 261,555 158,243 0 0 263 Cumulative 0 660,120 660,120 921,675 1,079,918 1,079,918 1,079,918 264 *Total Annual Combined Assistance 0 810,120 0 411,555 161,956 0 82,310 265 Cumulative Combined Assistance 0 810,120 810,120 1,221,675 1,383,631 1,383,631 1,465,941 * Calculated values. Page 50 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 466,725 466,725 466,725 466,725 466,725 466,725 466,725 466,725 252 Technical Assistance from Hardship Funds - Annual Dollars 0 49,320 37,058 0 31,254 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 49,320 37,058 0 31,254 0 0 0 255 Cumulative EPA Rural Hardship Assistance 349,093 398,413 435,471 435,471 466,725 466,725 466,725 466,725 256 Number of Projects Receiving Hardship Assistance - Annual 0 3 2 0 2 0 0 0 257 Cumulative 6 9 11 11 13 13 13 13 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 4 4 4 4 4 4 4 4 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 386,023 386,023 386,023 386,023 386,023 386,023 386,023 386,023 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 1,079,918 1,079,918 1,079,918 1,079,918 1,079,918 1,079,918 1,079,918 1,079,918 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 1,465,941 1,465,941 1,465,941 1,465,941 1,465,941 1,465,941 1,465,941 1,465,941 * Calculated values. Page 51 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 466,725 466,725 466,725 466,725 466,725 466,725 466,725 466,725 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 466,725 466,725 466,725 466,725 466,725 466,725 466,725 466,725 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 13 13 13 13 13 13 13 13 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 4 4 4 4 4 4 4 4 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 386,023 386,023 386,023 386,023 386,023 386,023 386,023 386,023 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 1,079,918 1,079,918 1,079,918 1,079,918 1,079,918 1,079,918 1,079,918 1,079,918 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 1,465,941 1,465,941 1,465,941 1,465,941 1,465,941 1,465,941 1,465,941 1,465,941 * Calculated values. Page 52 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 0 267 Annual Dollar Amount 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 0 270 Annual Number of Loans 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 0 273 Annual Dollar Amount 0 0 263,600 270,085 182,200 211,473 274 Cumulative Dollar Amount 0 0 0 263,600 533,685 715,885 927,358 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 0 276 Annual Number of Grants 0 0 14 12 11 12 277 "Cumulative Number of Grants 0 0 0 14 26 37 49 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 0 0 263,600 270,085 182,200 211,473 279 *Dollar Amount of Loans and Grants - Cumulative 0 0 0 263,600 533,685 715,885 927,358 280 *Number of Loans and Grants - Annual 0 0 14 12 11 12 281 *Number of Loans and Grants - Cumulative 0 0 0 14 26 37 49 * Calculated values. Page 53 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 0 0 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 0 0 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 266,000 255,000 337,756 358,475 303,390 290,000 0 98,741 274 Cumulative Dollar Amount 1,193,358 1,448,358 1,786,114 2,144,589 2,447,979 2,737,979 2,737,979 2,836,720 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 12 9 11 14 14 0 0 11 277 "Cumulative Number of Grants 61 70 81 95 109 109 109 120 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 266,000 255,000 337,756 358,475 303,390 290,000 0 98,741 279 *Dollar Amount of Loans and Grants - Cumulative 1,193,358 1,448,358 1,786,114 2,144,589 2,447,979 2,737,979 2,737,979 2,836,720 280 *Number of Loans and Grants - Annual 12 9 11 14 14 0 0 11 281 *Number of Loans and Grants - Cumulative 61 70 81 95 109 109 109 120 * Calculated values. Page 54 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 79,083 2,915,803 115,424 3,031,227 112,581 3,143,808 138,396 3,282,204 74,983 3,357,187 147,815 3,505,002 146,143 3,651,145 15,445 3,666,590 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 11 131 9 140 7 147 6 153 4 157 7 164 0 164 0 164 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 79,083 2,915,803 115,424 3,031,227 112,581 3,143,808 138,396 3,282,204 74,983 3,357,187 147,815 3,505,002 146,143 3,651,145 15,445 3,666,590 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 11 131 9 140 7 147 6 153 4 157 7 164 0 164 0 164 * Calculated values. Page 55 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Funds Available for Projects 282 *Annual (New Funds) 283 "Cumulative 0 0 0 0 0 0 12,375,648 12,375,648 50,305,782 62,681,430 1,854,008 64,535,438 -7,935,088 56,600,350 20,726,391 77,326,741 35,993,368 113,320,109 CWSRF Assistance as a % of Funds Available 284 *Annual 285 "Cumulative - - - 0% 0% 60% 48% 1098% 78% 89% 0% 65% 134% 87% Outlays as a % of Capitalization Grants 286 *Annual 287 "Cumulative - - - 0% 0% 14% 9% 53% 69% 2% 45% 131% 64% Disbursements as a % of Funds Available 288 *Annual 289 "Cumulative - - - 0% 0% 5% 4% 878% 29% 0% 33% 0% 24% 80% 42% Construction Starts as a % of Funds Available 290 *Annual 291 "Cumulative - - - 0% 0% 60% 48% 1098% 78% 0% 89% 0% 65% 45% 59% Initiation of Operations as a % of Funds Available 292 *Annual 293 "Cumulative - - - 0% 0% 0% 0% 405% 12% -540% 89% 0% 65% 45% 59% Loan Principal Repayments as a % of Funds Available 294 *Annual 295 "Cumulative - - - 0% 0% 0% 0% 0% 0% -3% 0% 2% 1% 4% 2% * Calculated values. Page 56 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Funds Available for Projects 282 *Annual (New Funds) 283 "Cumulative 6,485,256 119,805,365 51,382,992 171,188,357 -14,117,073 157,071,284 66,195,100 223,266,384 28,889,675 252,156,059 86,493,968 338,650,027 14,388,338 353,038,365 120,323,023 473,361,387 CWSRF Assistance as a % of Funds Available 284 *Annual 285 "Cumulative 469% 108% 115% 110% 132% 30% 101% 248% 118% 25% 94% 642% 117% 41% 97% Outlays as a % of Capitalization Grants 286 *Annual 287 "Cumulative 63% 64% 247% 81% 109% 29% 95% 158% 100% 72% 98% 100% 99% 100% Disbursements as a % of Funds Available 288 *Annual 289 "Cumulative 123% 46% 62% 51% -242% 77% 13% 58% 100% 63% 46% 59% 275% 68% 71% 68% Construction Starts as a % of Funds Available 290 *Annual 291 "Cumulative 553% 85% 99% 90% -127% 109% 1% 77% 150% 85% 25% 70% 609% 92% 34% 77% Initiation of Operations as a % of Funds Available 292 *Annual 293 "Cumulative 174% 65% 16% 50% -73% 62% 11% 46% 9% 42% 7% 33% 66% 35% 1% 26% Loan Principal Repayments as a % of Funds Available 294 *Annual 295 "Cumulative 35% 4% 6% 4% -35% 8% 9% 8% 30% 11% 25% 14% 83% 17% 19% 18% * Calculated values. Page 57 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Funds Available for Projects 282 *Annual (New Funds) 31,103,193 172,762,724 16,592,025 143,834,466 50,550,368 141,925,857 174,151,578 31,815,812 283 "Cumulative 504,464,580 677,227,304 693,819,329 837,653,796 888,204,164 1,030,130,021 1,204,281,599 1,236,097,411 CWSRF Assistance as a % of Funds Available 284 *Annual 383% 29% 804% 129% 367% 141 % 40% 16% 285 "Cumulative 115% 93% 110% 113% 128% 130% 117% 114% Outlays as a % of Capitalization Grants 286 *Annual 1% 137% - 62% 21% 489% 74% 26% 287 "Cumulative 95% 97% 100% 98% 88% 96% 95% 92% Disbursements as a % of Funds Available 288 *Annual 304% 51% 436% 119% 256% 118% 58% 199% 289 "Cumulative 83% 75% 84% 90% 99% 102% 95% 98% Construction Starts as a % of Funds Available 290 *Annual 198% 23% 792% 132% 374% 156% 39% 21% 291 "Cumulative 85% 69% 86% 94% 110% 116% 105% 103% Initiation of Operations as a % of Funds Available 292 *Annual 53% 2% 328% 110% 130% 85% 74% 194% 293 "Cumulative 28% 21% 28% 42% 47% 52% 56% 59% Loan Principal Repayments as a % of Funds Available 294 *Annual 103% 13% 194% 21% 94% 35% 50% 126% 295 "Cumulative 23% 20% 24% 24% 28% 29% 32% 34% * Calculated values. Page 58 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Funds Available for Projects 282 *Annual (New Funds) 31,085,033 62,416,871 42,965,097 224,242,031 23,105,341 -79,036,113 43,697,025 44,720,149 283 "Cumulative 1,267,182,444 1,329,599,315 1,372,564,412 1,596,806,443 1,619,911,784 1,540,875,671 1,584,572,696 1,629,292,845 CWSRF Assistance as a % of Funds Available 284 *Annual 28% -33% 5% 27% 9% - 16% 47% 285 "Cumulative 112% 105% 102% 92% 90% 97% 95% 93% Outlays as a % of Capitalization Grants 286 *Annual 219% 177% 93% 94% 37% 87% 53% 197% 287 "Cumulative 97% 100% 100% 100% 97% 97% 96% 99% Disbursements as a % of Funds Available 288 *Annual 75% 42% 53% 33% 25% -11 % 18% 55% 289 "Cumulative 97% 95% 93% 85% 84% 89% 87% 86% Construction Starts as a % of Funds Available 290 *Annual 8% -28% 8% 28% -4% -38% 34% 33% 291 "Cumulative 101% 95% 92% 83% 82% 88% 86% 85% Initiation of Operations as a % of Funds Available 292 *Annual 219% 123% 41% 21% 473% -15% 2% 3% 293 "Cumulative 63% 66% 65% 59% 65% 69% 67% 65% Loan Principal Repayments as a % of Funds Available 294 *Annual 168% 75% 108% 116% 309% -54% 154% 110% 295 "Cumulative 38% 39% 42% 52% 56% 61% 64% 65% * Calculated values. Page 59 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Disbursements as a % of CWSRF Assistance 296 *Annual 297 "Cumulative - - 8% 8% 80% 37% 37% 37% 60% 48% Construction Starts as a % of CWSRF Assistance 298 *Annual 299 "Cumulative - - 100% 100% 100% 100% 100% 100% 34% 68% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 301 "Cumulative - - 0% 0% 37% 15% 100% 100% 34% 68% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 303 "Cumulative - - 0% 0% 0% 0% 0% 1% 3% 2% Initiation of Operations as a % of Construction Starts 304 *Annual 305 "Cumulative - - 0% 0% 37% 15% 100% 100% 100% 100% * Calculated values. Page 60 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Disbursements as a % of CWSRF Assistance 296 *Annual 26% 53% 184% 44% 40% 184% 43% 175% 297 "Cumulative 43% 46% 59% 57% 53% 62% 58% 70% Construction Starts as a % of CWSRF Assistance 298 *Annual 118% 86% 96% 2% 61% 99% 95% 83% 299 "Cumulative 79% 82% 83% 76% 72% 74% 79% 79% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 37% 14% 56% 37% 4% 28% 10% 1% 301 "Cumulative 60% 46% 47% 46% 36% 35% 30% 27% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 7% 5% 26% 29% 12% 100% 13% 48% 303 "Cumulative 4% 4% 6% 8% 9% 15% 15% 18% Initiation of Operations as a % of Construction Starts 304 *Annual 32% 17% 58% 2041 % 6% 28% 11% 2% 305 "Cumulative 76% 56% 56% 60% 49% 48% 38% 34% * Calculated values. Page 61 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Disbursements as a % of CWSRF Assistance 296 *Annual 79% 175% 54% 92% 70% 84% 143% 1216% 297 "Cumulative 72% 80% 76% 79% 77% 78% 82% 86% Construction Starts as a % of CWSRF Assistance 298 *Annual 52% 80% 99% 102% 102% 111 % 97% 130% 299 "Cumulative 74% 74% 78% 83% 86% 90% 90% 90% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 14% 6% 41% 85% 35% 60% 184% 1185% 301 "Cumulative 24% 23% 26% 37% 37% 40% 48% 52% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 27% 43% 24% 17% 26% 25% 124% 770% 303 "Cumulative 20% 22% 22% 21% 22% 22% 27% 30% Initiation of Operations as a % of Construction Starts 304 *Annual 27% 7% 41% 83% 35% 54% 189% 910% 305 "Cumulative 33% 30% 33% 45% 43% 45% 53% 57% * Calculated values. Page 62 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Disbursements as a % of CWSRF Assistance 296 *Annual 272% -125% 1154% 121% 287% 29% 114% 116% 297 "Cumulative 87% 90% 92% 93% 93% 92% 92% 92% Construction Starts as a % of CWSRF Assistance 298 *Annual 30% 83% 178% 102% -45% 102% 213% 69% 299 "Cumulative 90% 90% 90% 91% 90% 91% 91% 91% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 789% -371% 889% 80% 5360% 39% 14% 7% 301 "Cumulative 56% 63% 64% 64% 72% 71% 71% 70% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 606% -227% 2358% 431% 3496% 144% 968% 233% 303 "Cumulative 34% 37% 41% 57% 62% 63% 67% 70% Initiation of Operations as a % of Construction Starts 304 *Annual 2668% -448% 498% 78% -12016% 39% 6% 10% 305 "Cumulative 63% 70% 71% 71% 79% 78% 78% 77% * Calculated values. Page 63 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative - - 61% 61% 93% 87% 0% 68% 0% 67% 129% 95% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative - 0% 0% 60% 48% 1098% 78% 0% 89% 0% 65% 134% 87% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative - - 8% 8% 80% 37% 37% 37% 60% 48% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - - 4,094,880 -8,280,768 -21% 20,402,919 12,122,151 30% -357,147 11,765,004 30% -20,726,391 -8,961,387 -15% 30,996,260 22,034,873 28% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 0 0 0 0 0 0 0 0 0.0% 0 0 0.0% -51,590 -51,590 -0.1% 327,835 276,245 0.7% 429,041 705,286 1.2% 333,295 1,038,581 1.3% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 64 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 140% 99% 141 % 111 % 129% 116% 151% 118% 203% 127% 618% 152% 1586% 179% 484% 214% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 469% 108% 115% 110% -132% 132% 30% 101% 248% 118% 25% 94% 642% 117% 41% 97% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 26% 43% 53% 46% 184% 59% 44% 57% 40% 53% 184% 62% 43% 58% 175% 70% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 20,060,741 42,095,614 48% 45,642,304 87,737,918 86% 13,194,923 100,932,841 96% -4,808,129 96,124,712 75% 50,032,625 146,157,337 105% 5,183,646 151,340,983 100% 83,206,127 234,547,110 150% 1,861,410 236,408,521 133% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 585,613 1,624,194 1.8% -35,241 1,588,953 1.6% 1,155,485 2,744,438 2.6% 772,545 3,516,983 2.8% 3,804,900 7,321,883 5.3% 1,071,796 8,393,679 5.5% -1,746,485 6,647,194 4.3% -3,276,929 3,370,265 1.9% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 65 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 91793% 277% 1215% 320% 1281% 353% 2339% 437% 2361% 497% 758% 526% 984% 548% 2410% 571% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 383% 115% 29% 93% 804% 110% 129% 113% 367% 128% 141 % 130% 40% 117% 16% 114% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 79% 72% 175% 80% 54% 76% 92% 79% 70% 77% 84% 78% 143% 82% 1216% 86% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 87,019,522 323,428,043 171% 40,410,085 363,838,128 183% 117,142,131 480,980,259 238% 164,238,269 645,218,527 296% 124,827,632 770,046,159 298% 173,593,600 943,639,759 357% 7,285,720 950,925,479 335% -27,006,392 923,919,087 304% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital -2,349,530 1,020,735 0.5% -1,447,241 -426,506 -0.2% -3,329,100 -3,755,606 -1.9% -5,565,705 -9,321,311 -4.3% -8,899,590 -18,220,901 -7.1% -9,595,571 -27,816,472 -11.1% -10,547,089 -38,363,561 -14.3% -6,432,185 -44,795,746 -15.5% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 2,000,000 2,000,000 2,000,000 0 0 11,263,338 11,263,338 13,263,338 0 0 2,061,111 2,061,111 15,324,449 0 0 300,000 300,000 15,624,449 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 0 0 0 0 0 0 54,000 2,528,151 9,685,056 0 12,267,207 12,267,207 0 263,203 12,780,144 0 13,043,347 25,310,554 0 1,187,080 -154,612 0 1,032,468 26,343,022 * Calculated values. Page 66 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Arizona Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 112% 530% 163% 507% 257% 498% 827% 509% 175% 505% 109% 494% 137% 486% 116% 461% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 28% 112% -33% 105% 5% 102% 27% 92% 9% 90% -37% 97% 16% 95% 47% 93% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 272% 87% -125% 90% 1154% 92% 121% 93% 287% 93% 29% 92% 114% 92% 116% 92% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital -22,606,296 901,312,791 287% -46,105,012 855,207,779 264% -31,077,548 824,130,231 247% -163,264,983 660,865,248 192% -35,919,309 624,945,939 177% 119,294,663 744,240,602 205% -35,798,639 708,441,963 188% -22,148,286 686,293,677 177% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 601,013 -44,194,733 -14.8% -459,172 -44,653,905 -14.5% 2,408,140 -42,245,765 -13.3% 619,743 -41,626,022 -12.8% -2,430,784 -44,056,806 -13.2% -2,934,518 -46,991,324 -13.7% 2,829,349 -44,161,975 -12.5% 2,614,416 -41,547,559 -11.5% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 300,000 300,000 15,924,449 0 0 800,000 800,000 16,724,449 0 0 953,829 953,829 17,678,278 0 0 250,000 250,000 17,928,278 0 0 1,012,500 1,012,500 18,940,778 0 0 1,000,000 1,000,000 19,940,778 0 0 2,520,495 2,520,495 22,461,273 0 0 2,237,500 2,237,500 24,698,773 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 0 0 4,870,000 0 4,870,000 31,213,022 0 2,829,876 2,500,000 0 5,329,876 36,542,898 0 -35,321 0 0 -35,321 36,507,577 0 0 1,209,432 0 1,209,432 37,717,009 0 0 -730,284 0 -730,284 36,986,725 0 500,000 -696,215 0 -196,215 36,790,510 0 -346,149 3,556,990 0 3,210,841 40,001,351 0 0 475,000 0 475,000 40,476,351 * Calculated values. v. 06.11.2020 Page 67 of 67 11/30/2020 ------- |