4/26/2017

FAQs for EPA's Document:

Efficacy Testing Standards for Antimicrobial Product Data Call-In Responses

1.	Should data be submitted/cited on both the basic (required) organisms as well as the
supplemental (additional) organisms?

Yes. Efficacy data should be submitted/cited for all basic (required) and supplemental
(additional) organisms supporting public health efficacy claims. The efficacy data to support
the basic and additional organisms should be consistent with the data requirements identified
in the 810 guidelines.

2.	The Efficacy Testing Standards for Product Data Call-In Responses document
states that the basic formulation should be used for efficacy testing. What if the
basic formulation is not used in commerce and the materials to batch the basic
formula are not readily accessible?

If the basic formulation cannot be tested, a currently marketed alternate formulation may be
used instead. In this situation, however, the Confidential Statements of Formula (CSF)
should be revised to identify the tested alternate as the basic CSF.

3.	This document states that the product needs to have full test material
characterization data. Is a laboratory Certificate of Analysis (COA) sufficient to
provide this information?

Yes. A laboratory Certificate of Analysis which identifies the active ingredient
concentration(s) of the tested product lots is adequate.

4.	If cited studies or existing studies do not contain a COA that was performed at the
time of the original study, can a new COA be generated and provided to support this
data need?

Yes, but only if the product lots tested have not expired and have been maintained under
appropriate storage conditions.

5.	The efficacy data supporting my product for supplemental (additional) bacteria uses
minimum carrier counts of 1x10^ and 10 carriers per each of two lots, however the
studies were performed prior to the Efficacy Testing Standards for Antimicrobial
Product Data Call-in Responses guidance document using a version of the test method in
place when the 2012 guidelines were published. Do I need to generate new data for these
additional/supplemental bacteria?

The Agency recommends submitting previously performed studies that were generated
under the test methods in place when the 2012 guidelines were published. However,
efficacy studies initiated after posting of the Efficacy Testing Standards for Antimicrobial
Product Data Call-in Responses guidance document (7/1/2015) should comply with this
updated guidance.


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6.	Do Staphylococcus aureus or Pseudomonas aeruginosa studies that comply with the
product data call-in (DCI) guidance document but were performed under a pre-2013
AOAC use-dilution method need to be regenerated under the new, 2013 use-dilution
method?

No. Use-dilution data performed prior to the 2013 version of this method may be submitted
in response to a reregi strati on data call-in (DCI) as long as the studies conform to the
updated standards identified in this guidance document.

7.	Can efficacy data performed under the Antimicrobial Testing Program (ATP) be
cited to satisfy the DCI requirement?

Yes. A product lot tested under the ATP may be cited in response to a reregi strati on data
call-in as long as the active ingredient concentration of the lot tested was at or below the
nominal concentration. Registrants should provide available information/details
regarding the ATP testing data.

8.	If a product has multiple active ingredients that are all covered by a single CAS
number or trade name, is a single analytical assessment for that material
adequate?

Yes. Active ingredients with the same CAS number may be combined to determine a total
analytical concentration.

9.	Why are non-food contact sanitizer requirements not addressed in the Efficacy Testing
Standards for Antimicrobial Product Data Call-in Responses guidance document?

This Efficacy Testing Standards for Antimicrobial Product Data Call-in Responses guidance
document is intended to be a supplement that identifies certain updated standards since the
2012, 810 Series Guidelines (810.2000 - 810.2700). As a result, the document does not
repeat all the testing requirements in the current 2012 Guidelines.

10.	Is there an acceptable active ingredient concentration range above the nominal
concentration for previously-performed efficacy data? For instance, if the analytical
method error is +/-2%, will testing on formulas at 2% above nominal be allowed?

No. The product lots tested in previously performed (existing) efficacy data that is
submitted in response to a reregi strati on product data call-in should be performed with
active ingredient concentrations at or below the nominal concentration.

11.	If there is a need to repeat data because the previously performed study batches were
above the active ingredient nominal concentration (but below the upper certified limit),
does the entire efficacy package need to be repeated or can confirmatory data be
performed at the LCL for the basic (required) organisms?

In the situation described above, confirmatory data performed at the LCL may be used to
support the basic (required) test organisms for disinfection claims and/or for food-contact
surface sanitization claims (see 810.2200 and 810.2300). When this approach is used, the
studies performed with concentrations above the nominal should be in cited in the DCI
response along with the confirmatory data performed at the LCL. Note that under the
current guidelines, confirmatory testing is not an option for non-food contact surface
sanitization. Further, any additional organisms under these base claims should be
supported by appropriate, non-confirmatory testing data.


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12.	Clarification is needed as to whether confirmatory data at the lower certified limit
(LCL) can be submitted in support of the DCI. It is not clear if EPA understands that
substantial confirmatory data on alternate formulas, performed at the LCL, can be
submitted.

Confirmatory efficacy data should not be submitted in response to a reregi strati on data call-in
except under the scenario described in question number 11, above. Otherwise, only efficacy
data meeting the standard (non-confirmatory) data requirements are relevant to reregi strati on.

13.	Should claims that are not a part of the 810 guidelines such as non-public health
claims be addressed in the DCI response (e.g., non-OIE list veterinary organisms
[e.g., canine parvovirus])?

Antimicrobial efficacy responses to a reregi strati on product data call-in should address
only public health efficacy data requirements.

14.	Can efficacy data that supports hospital/health care disinfection be used to support
broad-spectrum disinfection as well?

Yes. Acceptable efficacy data that supports claims for hospital/health care disinfection may be
cited in the DCI response to support broad-spectrum disinfection claims.


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