Clean Water SRF Program Information for the State of Kentucky CWSRF Agency Information 1 Lead State Agency Name: Kentucky Infrastructure Authority 18 Secondary Agency Name: Division of Water, EEC 2 Type of Agency: Financial 19 Type of Agency: State Government 3 Mailing Address: 100 Airport Road, 3rd Floor 20 Mailing Address: 300 Sower Blvd 4 City: Frankfort 21 City: Frankfort 5 Zip Code: KY 40601 22 Zip Code: KY 40601 6 Street Address: 100 Airport Road, 3rd Floor 23 Street Address: 300 Sower Blvd 7 City: Frankfort 24 City: Frankfort 8 Zip Code: KY 40601 25 Zip Code: KY 40601 9 Director: Edith Halbleib 26 Director: Paul Miller 10 Director's Title: Executive Director 27 Director's Title: Director 11 Phone Number: (502) 892-3496 28 Phone Number: (502) 782-4505 12 Fax Number: (502) 696-0676 29 Fax Number: (502) 564-2741 13 E-mail Address: KIA.ExecutiveDirectors@ky.gov 30 E-mail Address: paul.miller@ky.gov 14 Contact Person: Meili Sun 31 Contact Person: Jory Becker 15 Phone Number: (502) 892-3440 32 Phone Number: 502-782-6887 16 Fax Number: (502) 696-0676 33 Fax Number: 17 E-mail Address: meili.sun@ky.gov 34 E-mail Address: jory. becker@ky. gov Other Agency: 35 Other Agency Name: 36 Type of Agency: 37 Mailing Address: 38 City: 39 Zip Code: 40 Street Address: 41 City: 42 Zip Code: 43 Director: 44 Director's Title: 45 Phone Number: 46 Fax Number: 47 E-mail Address: 48 Contact Person: 49 Phone Number: 50 Fax Number: 51 E-mail Address: Page 1 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky For Federal Fiscal Year Ending September 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Federal Grants (Dollars) 52 Date of Last Award in the Year - 09/20/89 09/30/90 09/30/91 09/24/92 09/29/93 09/16/94 03/14/95 06/21/96 53 Title II Funds 0 21,232,741 11,255,174 5,138,320 700,000 0 0 0 0 54 Title VI - Current Year's Appropriation 0 12,004,641 12,417,273 26,119,962 24,729,111 24,462,603 15,178,779 15,676,353 16,473,699 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 0 33,237,382 23,672,447 31,258,282 25,429,111 24,462,603 15,178,779 15,676,353 16,473,699 57 Cumulative Federal Grants 0 33,237,382 56,909,829 88,168,111 113,597,222 138,059,825 153,238,604 168,914,957 185,388,656 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 59 Amount of Federal Funds Transferred out of CWSRF 60 *Net Transfer into/(outof) CWSRF 61 Cumulative Net Transfer into/(out of) CWSRF Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 0 455,544 495,169 4,523,378 10,210,580 5,384,282 3,158,773 11,244,246 63 Second Quarter Outlays 0 0 1,331,856 347,191 1,637,797 6,044,558 1,956,842 3,847,755 7,168,535 64 Third Quarter Outlays 0 0 1,045,818 402,354 2,756,104 4,705,656 1,904,866 6,285,332 6,079,138 65 Fourth Quarter Outlays 0 0 784,472 3,850,416 6,846,786 7,458,087 3,275,158 9,426,882 7,614,278 66 *Total Annual Outlays 0 0 3,617,690 5,095,130 15,764,065 28,418,881 12,521,148 22,718,742 32,106,197 67 Cumulative Outlays 0 0 3,617,690 8,712,820 24,476,885 52,895,766 65,416,914 88,135,656 120,241,853 For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Outlays (Dollars) 68 *Annual 0 0 2,833,218 2,029,186 12,767,695 27,807,580 16,704,077 16,567,018 33,918,801 69 "Cumulative 0 0 2,833,218 4,862,404 17,630,099 45,437,679 62,141,756 78,708,774 112,627,575 * Calculated values. Page 2 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky For Federal Fiscal Year Ending September 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Federal Grants (Dollars) 52 Date of Last Award in the Year 09/10/97 09/03/98 09/21/99 09/21/00 08/31/01 - 08/27/03 09/01/04 53 Title II Funds 92,867 0 0 58,113 0 0 0 0 54 Title VI - Current Year's Appropriation 7,912,230 17,138,187 17,139,573 17,081,460 16,929,594 0 0 0 55 Title VI - Prior Year's Appropriation 9,204,733 0 0 0 0 0 16,967,313 16,857,027 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 17,209,830 17,138,187 17,139,573 17,139,573 16,929,594 0 16,967,313 16,857,027 57 Cumulative Federal Grants 202,598,486 219,736,673 236,876,246 254,015,819 270,945,413 270,945,413 287,912,726 304,769,753 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 7,343,910 5,382,606 7,800,445 3,444,395 2,926,095 2,235,346 4,292,817 1,361,885 63 Second Quarter Outlays 7,819,799 3,391,988 4,486,091 1,671,591 2,000,222 1,801,810 2,901,684 2,660,950 64 Third Quarter Outlays 12,811,431 4,847,313 4,904,028 2,210,123 2,429,210 4,109,375 2,956,187 1,640,877 65 Fourth Quarter Outlays 6,030,515 6,778,698 5,835,687 1,157,104 2,403,963 4,528,271 2,786,122 1,507,240 66 *Total Annual Outlays 34,005,655 20,400,605 23,026,251 8,483,213 9,759,490 12,674,802 12,936,810 7,170,952 67 Cumulative Outlays 154,247,508 174,648,113 197,674,364 206,157,577 215,917,067 228,591,869 241,528,679 248,699,631 For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Outlays (Dollars) 68 *Annual 35,589,418 19,652,422 23,969,262 13,161,796 8,512,631 10,550,494 14,678,959 8,449,834 69 "Cumulative 148,216,993 167,869,415 191,838,677 205,000,473 213,513,104 224,063,598 238,742,557 247,192,391 * Calculated values. Page 3 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky For Federal Fiscal Year Ending September 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Federal Grants (Dollars) 52 Date of Last Award in the Year 08/29/05 08/28/06 07/26/07 08/04/08 09/01/09 - 09/30/11 09/19/12 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 0 0 0 8,648,100 8,648,100 0 18,794,000 17,987,000 55 Title VI - Prior Year's Appropriation 16,867,224 13,714,668 11,145,123 13,621,905 0 0 25,932,000 0 55a ARRA Grant 0 0 0 0 49,878,100 0 0 0 56 *Total Annual Federal Grants 16,867,224 13,714,668 11,145,123 22,270,005 58,526,200 0 44,726,000 17,987,000 57 Cumulative Federal Grants 321,636,977 335,351,645 346,496,768 368,766,773 427,292,973 427,292,973 472,018,973 490,005,973 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 5,262,454 5,804,496 0 1,520,204 0 9,715,556 10,050,011 1,265,410 63 Second Quarter Outlays 4,350,952 4,613,766 0 11,390,000 16,274,940 2,922,304 3,871,051 1,272,419 64 Third Quarter Outlays 7,111,879 3,553,455 9,404,756 3,267,124 0 8,230,605 12,042,550 2,518,712 65 Fourth Quarter Outlays 4,983,365 73,133 23,955,378 3,054,386 12,430,978 11,856,087 15,007,812 6,231,346 66 *Total Annual Outlays 21,708,650 14,044,850 33,360,134 19,231,714 28,705,917 32,724,553 40,971,424 11,287,886 67 Cumulative Outlays 270,408,281 284,453,131 317,813,265 337,044,979 365,750,896 398,475,449 439,446,874 450,734,760 For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Outlays (Dollars) 68 *Annual 18,232,525 18,955,082 9,477,889 40,132,706 19,329,326 33,299,443 37,819,699 20,064,353 69 "Cumulative 265,424,916 284,379,998 293,857,887 333,990,593 353,319,919 386,619,362 424,439,061 444,503,414 * Calculated values. Page 4 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky For Federal Fiscal Year Ending September 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Federal Grants (Dollars) 52 Date of Last Award in the Year 09/11/13 08/25/14 09/29/15 09/22/16 09/19/17 08/14/18 08/27/19 09/30/20 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 16,992,000 17,845,000 17,754,000 17,005,000 16,874,000 20,428,000 20,223,000 20,225,000 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 16,992,000 17,845,000 17,754,000 17,005,000 16,874,000 20,428,000 20,223,000 20,225,000 57 Cumulative Federal Grants 506,997,973 524,842,973 542,596,973 559,601,973 576,475,973 596,903,973 617,126,973 637,351,973 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 17,688,641 16,560,868 8,797,934 225,797 7,681,840 241,219 367,347 11,222,954 63 Second Quarter Outlays 12,043,004 203,494 7,557,973 375,857 6,835,231 6,795,995 17,583,821 8,804,619 64 Third Quarter Outlays 5,202,554 252,959 505,613 17,641,235 204,801 11,966,922 2,596,504 0 65 Fourth Quarter Outlays 204,231 201,927 1,097,122 151,103 0 0 0 0 66 *Total Annual Outlays 35,138,429 17,219,248 17,958,642 18,393,992 14,721,872 19,004,135 20,547,671 20,027,573 67 Cumulative Outlays 485,873,189 503,092,437 521,051,079 539,445,071 554,166,943 573,171,078 593,718,748 613,746,322 For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Outlays (Dollars) 68 *Annual 41,165,544 17,221,551 17,063,447 19,340,011 14,872,975 19,004,135 20,547,671 20,027,573 69 "Cumulative 485,668,958 502,890,509 519,953,957 539,293,968 554,166,943 573,171,078 593,718,748 613,746,322 * Calculated values. Page 5 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 0 0 17,224,160 17,224,160 16,013,222 33,237,382 23,672,447 56,909,829 31,258,282 88,168,111 25,429,111 113,597,222 24,462,603 138,059,825 30,855,132 168,914,957 16,473,699 185,388,656 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 0 0 17,224,160 17,224,160 16,013,222 33,237,382 23,672,447 56,909,829 31,258,282 88,168,111 25,429,111 113,597,222 24,462,603 138,059,825 30,855,132 168,914,957 16,473,699 185,388,656 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 0 0 3,444,832 3,444,832 3,202,644 6,647,476 3,559,690 10,207,166 6,815,000 17,022,166 6,251,656 23,273,822 4,892,520 28,166,342 6,171,026 34,337,368 3,294,740 37,632,108 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative - 20% 20% 20% 20% 15% 18% 22% 19% 25% 20% 20% 20% 20% 20% 20% 20% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative - - 113% 235% 175% 210% 53% 97% 22% 51% 29% 45% 37% 44% 10% 33% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred * Calculated values. Page 6 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 9,297,600 7,912,230 17,138,187 17,139,573 17,139,573 16,929,594 0 16,967,313 71 "Cumulative 194,686,256 202,598,486 219,736,673 236,876,246 254,015,819 270,945,413 270,945,413 287,912,726 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 9,297,600 7,912,230 17,138,187 17,139,573 17,139,573 16,929,594 0 16,967,313 75 Cumulative 194,686,256 202,598,486 219,736,673 236,876,246 254,015,819 270,945,413 270,945,413 287,912,726 Total State Contributions (Dollars) 76 *Annual 1,859,520 1,563,867 0 3,416,292 0 12,251,106 30,534 6,291,531 77 Cumulative 39,491,628 41,055,495 41,055,495 44,471,787 44,471,787 56,722,893 56,753,427 63,044,958 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 20% 20% 0% 20% 0% 72% - 37% 79 Cumulative 20% 20% 19% 19% 18% 21% 21% 22% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 5% 8% 0% 26% 0% 116% 0% 74% 79a Cumulative 27% 24% 21% 22% 21% 25% 24% 26% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 * Calculated values. Page 7 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 16,857,027 16,867,224 13,714,668 11,145,123 72,148,105 8,648,100 25,932,000 18,794,000 71 "Cumulative 304,769,753 321,636,977 335,351,645 346,496,768 418,644,873 427,292,973 453,224,973 472,018,973 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 16,857,027 16,867,224 13,714,668 11,145,123 72,148,105 8,648,100 25,932,000 18,794,000 75 Cumulative 304,769,753 321,636,977 335,351,645 346,496,768 418,644,873 427,292,973 453,224,973 472,018,973 Total State Contributions (Dollars) 76 *Annual 0 2,200,000 4,000,000 0 4,000,000 0 20,000,000 0 77 Cumulative 63,044,958 65,244,958 69,244,958 69,244,958 73,244,958 73,244,958 93,244,958 93,244,958 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 0% 13% 29% 0% 18% 0% 77% 0% 79 Cumulative 21% 20% 21% 20% 20% 19% 23% 22% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 0% 12% 42% 0% 21% 0% 193% 0% 79a Cumulative 24% 23% 24% 21% 21% 20% 24% 23% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 * Calculated values. Page 8 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 17,987,000 16,992,000 17,845,000 17,754,000 17,005,000 16,874,000 20,428,000 20,223,000 71 "Cumulative 490,005,973 506,997,973 524,842,973 542,596,973 559,601,973 576,475,973 596,903,973 617,126,973 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 17,987,000 16,992,000 17,845,000 17,754,000 17,005,000 16,874,000 20,428,000 20,223,000 75 Cumulative 490,005,973 506,997,973 524,842,973 542,596,973 559,601,973 576,475,973 596,903,973 617,126,973 Total State Contributions (Dollars) 76 *Annual 1,500,000 0 0 0 3,750,000 3,750,000 4,085,600 4,044,600 77 Cumulative 94,744,958 94,744,958 94,744,958 94,744,958 98,494,958 102,244,958 106,330,558 110,375,158 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 8% 0% 0% 0% 22% 22% 20% 20% 79 Cumulative 22% 21% 20% 19% 19% 19% 19% 19% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 4% 0% 0% 0% 25% 20% 20% 20% 79a Cumulative 22% 21% 20% 19% 20% 20% 20% 20% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 * Calculated values. Page 9 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 0 89 Other Sources 0 3,444,832 3,202,644 3,559,690 6,815,000 6,251,656 4,892,520 6,171,026 3,294,740 90 *Total Annual Match Contribution 0 3,444,832 3,202,644 3,559,690 6,815,000 6,251,656 4,892,520 6,171,026 3,294,740 91 Cumulative Match Contribution 0 3,444,832 6,647,476 10,207,166 17,022,166 23,273,822 28,166,342 34,337,368 37,632,108 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 0 * Calculated values. Page 10 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 1,859,520 1,563,867 0 3,416,292 0 12,251,106 30,534 6,291,531 90 *Total Annual Match Contribution 1,859,520 1,563,867 0 3,416,292 0 12,251,106 30,534 6,291,531 91 Cumulative Match Contribution 39,491,628 41,055,495 41,055,495 44,471,787 44,471,787 56,722,893 56,753,427 63,044,958 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 11 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Match Contributions (Dollars) 84 Cash or Appropriations 0 2,200,000 4,000,000 0 4,000,000 0 20,000,000 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 2,200,000 4,000,000 0 4,000,000 0 20,000,000 0 91 Cumulative Match Contribution 63,044,958 65,244,958 69,244,958 69,244,958 73,244,958 73,244,958 93,244,958 93,244,958 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 12 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Match Contributions (Dollars) 84 Cash or Appropriations 1,500,000 0 0 0 3,750,000 3,750,000 4,085,600 4,044,600 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 1,500,000 0 0 0 3,750,000 3,750,000 4,085,600 4,044,600 91 Cumulative Match Contribution 94,744,958 94,744,958 9 4,744,958 94,744,958 98,494,958 102,244,958 106,330,558 110,375,158 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 13 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Binding Commitments 100 Annual Dollar Amount 0 6,840,293 9,009,313 34,425,711 29,095,714 26,323,778 37,388,047 53,304,505 1,144,505 101 "Cumulative Dollar Amount 0 6,840,293 15,849,606 50,275,317 79,371,031 105,694,809 143,082,856 196,387,361 197,531,866 102 Annual Number 0 3 5 13 18 10 16 32 3 103 Cumulative Number 0 3 8 21 39 49 65 97 100 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 0 6,840,293 9,009,313 34,425,711 29,095,714 26,323,778 37,388,047 51,901,768 1,144,505 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 1,402,737 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 0 6,840,293 9,009,313 34,425,711 29,095,714 26,323,778 37,388,047 53,304,505 1,144,505 110 Cumulative Assistance 0 6,840,293 15,849,606 50,275,317 79,371,031 105,694,809 143,082,856 196,387,361 197,531,866 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 0 3 5 13 18 10 16 31 3 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 1 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 0 3 5 13 18 10 16 32 3 117 Cumulative Number of Agreements 0 3 8 21 39 49 65 97 100 * Calculated values. Page 14 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Binding Commitments 100 Annual Dollar Amount 27,941,620 23,994,976 16,891,807 29,016,366 30,565,621 33,092,486 14,338,815 21,891,220 101 "Cumulative Dollar Amount 225,473,486 249,468,462 266,360,269 295,376,635 325,942,256 359,034,742 373,373,557 395,264,777 102 Annual Number 17 8 8 4 7 9 4 12 103 Cumulative Number 117 125 133 137 144 153 157 169 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 27,941,620 23,994,976 16,891,807 29,016,366 30,565,621 33,092,486 14,338,815 21,891,220 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 27,941,620 23,994,976 16,891,807 29,016,366 30,565,621 33,092,486 14,338,815 21,891,220 110 Cumulative Assistance 225,473,486 249,468,462 266,360,269 295,376,635 325,942,256 359,034,742 373,373,557 395,264,777 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 17 8 8 4 7 9 4 11 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 17 8 8 4 7 9 4 11 117 Cumulative Number of Agreements 117 125 133 137 144 153 157 168 * Calculated values. Page 15 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Binding Commitments 100 Annual Dollar Amount 67,8 98,411 14,0 88,841 46,285,278 233,847,701 120,225,677 128,842,692 123,912,253 101,331,297 101 "Cumulative Dollar Amount 463,163,188 477,252,029 523,537,307 757,385,008 877,610,685 1,006,453,377 1,130,365,630 1,231,696,927 102 Annual Number 7 10 10 15 12 55 25 37 103 Cumulative Number 176 186 196 211 223 278 303 340 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 67,8 98,411 14,0 38,841 46,285,278 233,847,701 1,123,577 115,713,976 104,122,331 130,890,423 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 67,8 18,411 14,088,841 46,285,278 233,847,701 1,123,577 115,713,976 104,122,331 130,890,423 110 Cumulative Assistance 463,163,188 477,252,029 523,537,307 757,385,008 758,508,585 874,222,561 978,344,892 1,109,235,315 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 7 10 10 15 1 53 13 18 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 7 10 10 15 1 53 13 18 117 Cumulative Number of Agreements 175 185 195 210 211 264 277 295 * Calculated values. Page 16 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Binding Commitments 100 Annual Dollar Amount 79,757,523 42,443,919 127,684,713 47,847,321 159,657,753 95,761,099 128,038,592 109,400,438 101 "Cumulative Dollar Amount 1,311,454,450 1,353,898,369 1,481,583,082 1,529,430,403 1,689,088,156 1,784,849,255 1,912,887,847 2,022,288,285 102 Annual Number 14 11 30 30 47 26 29 35 103 Cumulative Number 354 365 395 425 472 498 527 562 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 61,517,111 50,425,712 53,756,202 46,640,760 92,765,414 80,290,244 43,798,214 93,138,598 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 61,517,111 50,425,712 53,756,202 46,640,760 92,765,414 80,290,244 43,798,214 93,138,598 110 Cumulative Assistance 1,170,752,426 1,221,178,138 1,274,934,340 1,321,575,100 1414,340,514 1,494,630,758 1,538,428,972 1,631,567,570 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 23 12 7 14 29 20 13 21 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 23 12 7 14 29 20 13 21 117 Cumulative Number of Agreements 318 330 337 351 380 400 413 434 * Calculated values. Page 17 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Assistance by Population Size (Dollars) 118 Less than 3,500 0 3,924,332 4,383,691 4,804,950 7,143,745 4,707,778 10,165,083 3,833,061 785,840 119 3,500 to 9,999 0 2,915,961 4,625,622 11,684,000 2,466,000 377,000 11,269,910 12,601,650 358,665 120 10,000 to 99,999 0 0 0 17,936,761 19,485,969 21,239,000 15,953,054 36,869,794 0 121 100,000 and Above 0 0 0 0 0 0 0 0 0 122 *Total Annual Assistance 0 6,840,293 9,009,313 34,425,711 29,095,714 26,323,778 37,388,047 53,304,505 1,144,505 123 Cumulative Assistance 0 6,840,293 15,849,606 50,275,317 79,371,031 105,694,809 143,082,856 196,387,361 197,531,866 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 0 2 3 7 8 7 10 10 2 125 3,500 to 9,999 0 1 2 4 3 1 4 8 1 126 10,000 to 99,999 0 0 0 2 7 2 2 14 0 127 100,000 and Above 0 0 0 0 0 0 0 0 0 128 *Total Annual Number of Agreements 0 3 5 13 18 10 16 32 3 129 Cumulative Number of Agreements 0 3 8 21 39 49 65 97 100 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 1,144,505 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 1,144,505 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 3 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 3 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 * Calculated values. Page 18 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Assistance by Population Size (Dollars) 118 Less than 3,500 10,797,528 8,224,817 4,543,393 1,308,695 3,388,639 3,456,570 1,951,486 1,634,780 119 3,500 to 9,999 10,511,347 15,770,159 6,345,954 629,245 0 29,635,916 10,274,069 228,886 120 10,000 to 99,999 6,632,745 0 6,002,460 27,078,426 27,176,982 0 2,113,260 20,027,554 121 100,000 and Above 0 0 0 0 0 0 0 0 122 *Total Annual Assistance 27,941,620 23,994,976 16,891,807 29,016,366 30,565,621 33,092,486 14,338,815 21,891,220 123 Cumulative Assistance 225,473,486 249,468,462 266,360,269 295,376,635 325,942,256 359,034,742 373,373,557 395,264,777 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 10 5 2 1 5 3 1 4 125 3,500 to 9,999 4 3 3 2 0 6 1 1 126 10,000 to 99,999 3 0 3 1 2 0 2 6 127 100,000 and Above 0 0 0 0 0 0 0 0 128 *Total Annual Number of Agreements 17 8 8 4 7 9 4 11 129 Cumulative Number of Agreements 117 125 133 137 144 153 157 168 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 13,595,007 17,370,675 8,459,957 188,849 8,551,006 28,133,596 13,630,755 21,102,467 131 "Cumulative Dollar Amount 14,739,512 32,110,187 40,570,144 40,758,993 49,309,999 77,443,595 91,074,350 112,176,817 132 Annual Number of Assistance Agreements 10 13 9 1 4 6 3 9 133 Cumulative Number of Agreements 13 26 35 36 40 46 49 58 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 19 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of 2005 2006 2007 2008 2009 2010 2011 2012 Assistance by Population Size (Dollars) 118 Less than 3,500 3,139,252 2,700,253 3,410,804 19,058,400 0 23,375,960 13,500,000 11,911,000 119 3,500 to 9,999 8,408,011 7,291,004 0 191,441 0 9,075,421 1,845,000 706,000 120 10,000 to 99,999 25,744,398 4,097,584 42,874,474 164,597,860 1,123,577 20,636,979 55,409,331 85,639,611 121 100,000 and Above 30,606,750 0 0 50,000,000 0 62,625,616 33,368,000 32,633,812 122 *Total Annual Assistance 67,898,411 14,088,841 46,285,278 233,847,701 1,123,577 115,713,976 104,122,331 130,890,423 123 Cumulative Assistance 463,163,188 477,252,029 523,537,307 757,385,008 758,508,585 874,222,561 978,344,892 1,109,235,315 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 2 3 2 3 0 11 2 4 125 3,500 to 9,999 2 4 0 1 0 9 3 1 126 10,000 to 99,999 2 3 8 10 1 19 4 9 127 100,000 and Above 1 0 0 1 0 14 4 4 128 *Total Annual Number of Agreements 7 10 10 15 1 53 13 18 129 Cumulative Number of Agreements 175 185 195 210 211 264 277 295 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 28,883,650 11,936,641 31,9 38,828 132,247,989 0 57,837,343 50,424,331 92,559,017 131 "Cumulative Dollar Amount 141,060,467 152,997,108 184,985,936 317,233,925 317,233,925 375,071,268 425,495,599 518,054,616 132 Annual Number of Assistance Agreements 4 9 8 8 0 29 7 11 133 Cumulative Number of Agreements 62 71 79 87 87 116 123 134 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 20 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Assistance by Population Size (Dollars) 118 Less than 3,500 17,296,505 1,000,000 665,000 4,429,230 27,743,913 21,348,793 10,355,012 24,617,788 119 3,500 to 9,999 8,403,500 2,000,000 4,371,452 13,020,000 1,800,000 6,456,489 3,445,200 227,000 120 10,000 to 99,999 12,851,606 12,899,349 16,918,750 6,604,273 27,221,501 20,540,774 20,028,417 68,293,810 121 100,000 and Above 22,965,500 34,526,363 31,801,000 22,587,257 36,000,000 31,944,188 9,969,585 0 122 *Total Annual Assistance 61,517,111 50,425,712 53,756,202 46,640,760 92,765,414 80,290,244 43,798,214 93,138,598 123 Cumulative Assistance 1,170,752,426 1,221,178,138 1,274,934,340 1,321,575,100 1414,340,514 1,494,630,758 1,538,428,972 1,631,567,570 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 11 2 1 4 17 14 5 6 125 3,500 to 9,999 4 1 1 4 1 2 2 1 126 10,000 to 99,999 6 5 4 4 10 4 5 14 127 100,000 and Above 2 4 1 2 1 0 1 0 128 *Total Annual Number of Agreements 23 12 7 14 29 20 13 21 129 Cumulative Number of Agreements 318 330 337 351 380 400 413 434 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 37,881,023 11,032,335 9,011,452 23,712,523 16,192,792 18,021,528 23,623,938 44,522,486 131 "Cumulative Dollar Amount 555,935,639 566,967,974 575,979,426 599,691,949 615,884,741 633,906,269 657,530,207 702,052,693 132 Annual Number of Assistance Agreements 20 5 3 11 10 10 7 11 133 Cumulative Number of Agreements 154 159 162 173 183 193 200 211 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 21 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 0 6,840,293 9,009,313 34,425,711 29,095,714 26,323,778 37,388,047 53,304,505 1,144,505 137 "Cumulative Dollar Amount 0 6,840,293 15,849,606 50,275,317 79,371,031 105,694,809 143,082,856 196,387,361 197,531,866 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 2,751,293 3,871,313 2,665,000 6,124,714 1,302,000 17,748,047 12,290,505 0 139 Advanced Treatment 0 3,832,000 3,356,000 19,902,711 3,139,000 18,511,778 7,210,000 8,006,000 338,668 140 Infiltration/Inflow 0 0 464,000 0 8,760,000 100,000 803,000 619,000 20,000 141 Sewer System Rehabilitation 0 0 0 4,218,000 1,641,000 13,000 150,000 1,915,000 435,997 142 New Collector Sewers 0 0 0 7,118,000 4,138,000 563,000 4,184,000 5,767,000 349,840 143 New Interceptors 0 257,000 1,318,000 522,000 5,293,000 5,834,000 6,425,000 24,707,000 0 144 CSO Correction 0 0 0 0 0 0 868,000 0 0 144.1 *Total Annual Dollar Amount 0 6,840,293 9,009,313 34,425,711 29,095,714 26,323,778 37,388,047 53,304,505 1,144,505 144.2 Cumulative Dollar Amount 0 6,840,293 15,849,606 50,275,317 79,371,031 105,694,809 143,082,856 196,387,361 197,531,866 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 22 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 27,941,620 23,994,976 16,891,807 29,016,366 30,565,621 33,092,486 14,338,815 21,891,220 137 "Cumulative Dollar Amount 225,473,486 249,468,462 266,360,269 295,376,635 325,942,256 359,034,742 373,373,557 395,264,777 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 16,502,190 12,314,390 8,775,351 13,580,538 15,490,522 18,552,799 10,181,369 12,302,133 139 Advanced Treatment 1,049,053 14,908 1,436,639 2,550,797 4,684,025 0 0 230,000 140 Infiltration/Inflow 726,000 356,596 0 0 2,897,777 1,266,219 0 2,206,448 141 Sewer System Rehabilitation 604,139 115,711 4,395,462 0 2,329,594 0 708,060 238,688 142 New Collector Sewers 6,695,110 3,719,120 240,150 350,245 2,380,603 5,403,250 164,769 3,746,803 143 New Interceptors 2,491,128 7,474,251 2,044,205 12,534,786 2,783,100 7,870,218 3,284,617 3,167,148 144 CSO Correction -126,000 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 27,941,620 23,994,976 16,891,807 29,016,366 30,565,621 33,092,486 14,338,815 21,891,220 144.2 Cumulative Dollar Amount 225,473,486 249,468,462 266,360,269 295,376,635 325,942,256 359,034,742 373,373,557 395,264,777 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 23 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 67,898,411 14,088,841 46,285,278 233,847,701 1,123,577 115,713,976 104,122,331 130,890,423 137 "Cumulative Dollar Amount 463,163,188 477,252,029 523,537,307 757,385,008 758,508,585 874,222,561 978,344,892 1,109,235,315 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 64,818,546 6,822,295 14,413,745 152,356,323 0 36,737,269 30,634,890 20,547,300 139 Advanced Treatment 0 698,512 6,764,044 21,567,409 0 5,215,241 0 17,039,300 140 Infiltration/Inflow 0 0 1,633,532 1,077,095 0 2,396,757 950,000 1,105,000 141 Sewer System Rehabilitation 142,308 429,715 598,549 333,767 0 1,879,559 895,000 15,931,070 142 New Collector Sewers 2,265,353 3,896,947 3,190,671 2,242,445 0 14,770,427 4,064,366 4,654,640 143 New Interceptors 672,204 2,241,372 13,418,963 33,370,084 1,123,577 34,506,723 49,184,744 41,094,761 144 CSO Correction 0 0 6,265,774 22,900,578 0 18,258,000 18,393,331 30,518,352 144.1 *Total Annual Dollar Amount 67,898,411 14,088,841 46,285,278 233,847,701 1,123,577 113,763,976 104,122,331 130,890,423 144.2 Cumulative Dollar Amount 463,163,188 477,252,029 523,537,307 757,385,008 758,508,585 872,272,561 976,394,892 1,107,285,315 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 24 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 61,517,111 50,425,712 53,756,202 46,640,760 92,765,414 80,290,244 43,798,214 93,138,598 137 "Cumulative Dollar Amount 1,170,752,426 1,221,178,138 1,274,934,340 1,321,575,100 1,414,340,514 1,494,630,758 1,538,428,972 1,631,567,570 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 3,510,850 594,355 566,313 11,451,000 21,621,370 24,285,149 6,008,200 24,442,330 139 Advanced Treatment 0 0 4,706,896 0 7,916,751 0 0 24,926,957 140 Infiltration/Inflow 8,114,890 2,221,239 5,380,073 2,728,000 34,819,254 23,266,561 1,996,231 23,352,606 141 Sewer System Rehabilitation 11,655,288 199,115 0 5,552,000 12,333,589 1,546,366 1,916,080 4,790,775 142 New Collector Sewers 5,319,482 2,669,119 0 2,399,344 3,576,258 6,149,100 9,410,210 4,958,969 143 New Interceptors 5,063,397 30,071,344 37,490,483 24,112,916 6,810,307 19,926,774 9,036,327 5,931,597 144 CSO Correction 27,853,204 10,012,900 5,612,437 397,500 3,600,685 4,470,294 10,063,950 2,925,000 144.1 *Total Annual Dollar Amount 61,517,111 45,768,072 53,756,202 46,640,760 90,678,214 79,644,244 38,430,998 91,328,234 144.2 Cumulative Dollar Amount 1,168,802,426 1,214,570,498 1,268,326,700 1,314,967,460 1,405,645,674 1,485,289,918 1,523,720,916 1,615,049,150 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 4,657,640 0 0 0 0 315,137 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 4,657,640 0 0 0 0 315,137 0 145.4 Cumulative Dollar Amount 0 4,657,640 4,657,640 4,657,640 4,657,640 4,657,640 4,972,777 4,972,777 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 25 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 26 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 27 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 1,950,000 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 1,950,000 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 1,950,000 1,950,000 1,950,000 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 28 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 1,950,000 1,950,000 1,950,000 1,950,000 1,950,000 1,950,000 1,950,000 1,950,000 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 2,087,200 646,000 5,052,079 1,810,364 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 2,087,200 646,000 5,052,079 1,810,364 167 Cumulative Dollar Amount 0 0 0 0 2,087,200 2,733,200 7,785,279 9,595,643 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 29 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 1 5 4 6 3 6 11 0 173 Advanced Treatment 0 2 3 7 4 6 6 7 1 174 Infiltration/Inflow 0 0 1 0 3 1 4 1 1 175 Sewer System Rehabilitation 0 0 0 4 2 1 1 6 1 176 New Collector Sewers 0 0 0 1 5 4 6 13 2 177 New Interceptors 0 1 1 1 9 6 8 20 0 178 CSO Correction 0 0 0 0 0 0 1 0 0 178.1 *Total Annual Number 0 4 10 17 29 21 32 58 5 178.2 Cumulative Number 0 4 14 31 60 81 113 171 176 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 30 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 12 4 6 3 4 5 1 4 173 Advanced Treatment 2 1 3 2 2 0 0 1 174 Infiltration/Inflow 1 2 0 0 1 1 0 1 175 Sewer System Rehabilitation 5 1 2 0 1 0 1 1 176 New Collector Sewers 9 3 1 1 3 4 1 4 177 New Interceptors 8 6 5 3 2 7 2 6 178 CSO Correction 1 0 0 0 0 0 0 0 178.1 *Total Annual Number 38 17 17 9 13 17 5 17 178.2 Cumulative Number 214 231 248 257 270 287 292 309 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 31 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 5 2 4 8 0 10 3 3 173 Advanced Treatment 0 1 2 2 0 4 0 2 174 Infiltration/Inflow 0 0 1 1 0 2 2 1 175 Sewer System Rehabilitation 1 1 1 1 0 4 1 4 176 New Collector Sewers 2 5 4 5 0 22 2 3 177 New Interceptors 1 4 6 4 1 16 8 9 178 CSO Correction 0 0 2 1 0 5 5 4 178.1 *Total Annual Number 9 13 20 22 1 63 21 26 178.2 Cumulative Number 318 331 351 373 374 437 458 484 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 32 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 4 3 4 6 1 5 173 Advanced Treatment 0 0 0 3 0 0 2 174 Infiltration/Inflow 9 2 2 3 8 5 1 6 175 Sewer System Rehabilitation 6 0 5 9 3 2 2 176 New Collector Sewers 6 4 0 3 6 3 3 1 177 New Interceptors 5 4 3 5 6 3 4 1 178 CSO Correction 7 3 3 1 2 2 2 1 178.1 *Total Annual Number 37 15 10 20 38 22 13 18 178.2 Cumulative Number 521 536 546 566 604 626 639 657 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 1 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 1 0 179.4 Cumulative Number 0 1 1 1 1 2 2 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 33 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 0 197 Cumulative Number 0 0 0 0 0 0 0 0 0 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 34 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 197 Cumulative Number 0 0 0 0 0 0 0 0 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 35 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 2 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 2 0 0 197 Cumulative Number 0 0 0 0 0 2 2 2 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 36 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 197 Cumulative Number 2 2 2 2 2 2 2 2 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 2 2 3 5 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 2 2 3 5 199 Cumulative Number 0 0 0 0 2 4 7 12 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 37 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 0 982,797 5,874,556 14,074,505 22,154,062 50,123,979 8,767,009 32,516,827 45,178,923 201 "Cumulative Dollar Amount 0 982,797 6,857,353 20,931,858 43,085,920 93,209,899 101,976,908 134,493,735 179,672,658 202 Annual Number of Assistance Agreements 0 1 3 5 5 17 7 5 17 203 Cumulative Number of Agreements 0 1 4 9 14 31 38 43 60 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 0 0 0 5,325,278 3,593,432 20,612,366 38,666,910 3,456,333 18,311,306 205 Cumulative Dollar Amount 0 0 0 5,325,278 8,918,710 29,531,076 68,197,986 71,654,319 89,965,625 206 Annual Number of Assistance Agreements 0 0 0 4 2 8 15 2 5 207 Cumulative Number of Agreements 0 0 0 4 6 14 29 31 36 * Calculated values. Page 38 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 19,897,787 29,930,156 22,682,392 27,869,051 30,565,621 32,923,418 24,039,144 16,112,699 201 "Cumulative Dollar Amount 199,570,445 229,500,601 252,182,993 280,052,044 310,617,665 343,541,083 367,580,227 383,692,926 202 Annual Number of Assistance Agreements 14 12 9 5 5 7 4 7 203 Cumulative Number of Agreements 74 86 95 100 105 112 116 123 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 49,437,358 48,381,606 12,669,743 21,930,288 13,292,635 9,736,616 35,045,582 52,220,286 205 Cumulative Dollar Amount 139,402,983 187,784,589 200,454,332 222,384,620 235,677,255 245,413,871 280,459,453 332,679,739 206 Annual Number of Assistance Agreements 18 16 6 7 2 6 6 22 207 Cumulative Number of Agreements 54 70 76 83 85 91 97 119 * Calculated values. Page 39 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 51,819,578 29,780,811 51,004,702 83,359,006 141,993,505 88,760,837 133,715,527 82,350,111 201 "Cumulative Dollar Amount 435,512,504 465,293,315 516,298,017 599,657,023 741,650,528 830,411,365 964,126,892 1,046,477,003 202 Annual Number of Assistance Agreements 11 10 10 8 4 37 70 15 203 Cumulative Number of Agreements 134 144 154 162 166 203 273 288 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 15,498,969 19,232,508 14,681,967 59,348,747 47,224,433 26,732,477 39,092,806 96,869,881 205 Cumulative Dollar Amount 348,178,708 367,411,216 382,093,183 441,441,930 488,666,363 515,398,840 554,491,646 651,361,527 206 Annual Number of Assistance Agreements 3 5 6 9 9 12 29 18 207 Cumulative Number of Agreements 122 127 133 142 151 163 192 210 * Calculated values. Page 40 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 75,834,677 72,848,147 18,520,767 82,649,176 92,765,414 79,790,244 45,756,474 93,810,658 201 "Cumulative Dollar Amount 1,122,311,680 1,195,159,827 1,213,680,594 1,296,329,770 1,389,095,184 1,468,885,428 1,514,641,902 1,608,452,560 202 Annual Number of Assistance Agreements 17 14 7 12 29 19 17 22 203 Cumulative Number of Agreements 305 319 326 338 367 386 403 425 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 196,406,968 31,782,647 28,054,718 27,386,258 24,187,436 41,284,194 108,429,253 55,350,209 205 Cumulative Dollar Amount 847,768,495 879,551,142 907,605,860 934,992,118 959,179,554 1,000,463,748 1,108,893,001 1,164,243,210 206 Annual Number of Assistance Agreements 19 7 8 8 16 16 20 18 207 Cumulative Number of Agreements 229 236 244 252 268 284 304 322 * Calculated values. Page 41 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 0 209 Net Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 0 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 0 0 0 0 0 0 211 Leveraged Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 0 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 0 0 0 0 0 0 0 213 Balance at End of Reporting Period 0 0 0 0 0 0 0 0 0 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 0 217 *Net Leveraged Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 0 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 0 0 0 0 0 0 0 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 0 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 0 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 0 0 0 0 0 0 0 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 0 0 0 0 0 0 0 231 "Cumulative 0 0 0 0 0 0 0 0 0 "Calculated Values Page 42 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 209 Net Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 0 0 0 0 0 211 Leveraged Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 0 0 0 0 0 0 213 Balance at End of Reporting Period 0 0 0 0 0 0 0 0 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 217 *Net Leveraged Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 0 0 0 0 0 0 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 0 0 0 0 0 0 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 0 0 0 0 0 0 231 "Cumulative 0 0 0 0 0 0 0 0 "Calculated Values Page 43 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 0 0 181,480,000 0 100,249,608 209 Net Leveraged Bonds Issued - Annual 0 0 0 0 0 200,000,000 0 100,000,000 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 0 0 1,413,589 0 249,608 211 Leveraged Bond Principal Repaid - Annual 0 0 0 0 0 0 3,990,000 6,335,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 0 0 0 0 0 0 213 Balance at End of Reporting Period 0 0 0 0 0 0 0 0 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 0 0 0 181,480,000 181,480,000 281,729,608 217 *Net Leveraged Bonds Issued - Cumulative 0 0 0 0 0 200,000,000 200,000,000 300,000,000 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 0 0 0 1,413,589 1,413,589 1,663,197 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 0 0 0 3,990,000 10,325,000 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 181,480,000 177,490,000 271,404,608 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 0 0 0 0 6,598,279 8,245,676 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 0 0 0 0 6,598,279 8,245,676 231 "Cumulative 0 0 0 0 0 0 6,598,279 14,843,955 "Calculated Values Page 44 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 0 0 35,272,747 0 0 209 Net Leveraged Bonds Issued - Annual 0 0 0 0 0 35,000,000 0 0 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 0 0 272,747 0 0 211 Leveraged Bond Principal Repaid - Annual 11,105,000 14,780,000 16,765,000 19,830,000 15,760,000 18,025,000 15,085,000 15,080,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 0 0 0 0 0 0 213 Balance at End of Reporting Period 0 0 0 0 0 0 0 0 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 281,729,608 281,729,608 281,729,608 281,729,608 281,729,608 317,002,355 317,002,355 317,002,355 217 *Net Leveraged Bonds Issued - Cumulative 300,000,000 300,000,000 300,000,000 300,000,000 300,000,000 335,000,000 335,000,000 335,000,000 218 *Cost of Leveraged Bond Issuance - Cumulative 1,663,197 1,663,197 1,663,197 1,663,197 1,663,197 1,935,944 1,935,944 1,935,944 219 "Leveraged Bond Principal Repaid - Cumulative 21,430,000 36,210,000 52,975,000 72,805,000 88,565,000 106,590,000 121,675,000 136,755,000 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 260,299,608 245,519,608 228,754,608 208,924,608 193,164,608 210,412,355 195,327,355 180,247,355 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 10,995,300 11,395,201 11,036,308 10,647,878 9,488,796 8,717,930 8,414,246 7,798,669 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 10,995,300 11,395,201 11,036,308 10,647,878 9,488,796 8,717,930 8,414,246 7,798,669 231 "Cumulative 25,839,255 37,234,456 48,270,764 58,918,642 68,407,438 77,125,368 85,539,614 93,338,283 "Calculated Values Page 45 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Project Assistance Disbursed 232 Annual 0 0 3,262,400 2,014,100 14,093,039 27,380,390 19,458,945 19,295,197 40,562,602 233 "Cumulative 0 0 3,262,400 5,276,500 19,369,539 46,749,929 66,208,874 85,504,071 126,066,673 CWSRF Loan Repayments 234 Principal Repayments - Annual 0 0 0 0 121,574 626,313 1,577,925 2,798,074 3,451,721 235 Interest Payments - Annual 0 0 32,917 112,614 423,184 1,097,664 1,870,475 1,992,810 2,508,678 236 *Principal and Interest - Annual 0 0 32,917 112,614 544,758 1,723,977 3,448,400 4,790,884 5,960,399 237 *Principal Repayments - Cumulative 0 0 0 0 121,574 747,887 2,325,812 5,123,886 8,575,607 238 Interest Payments - Cumulative 0 0 32,917 145,531 568,715 1,666,379 3,536,854 5,529,664 8,038,342 239 *Principal and Interest - Cumulative 0 0 32,917 145,531 690,289 2,414,266 5,862,666 10,653,550 16,613,949 240 Weighted Average Interest Rate on Loans 0.000 2.000 3.000 2.500 2.600 1.800 1.400 2.200 1.620 Interest Earnings on Investments 241 Annual 0 0 338,236 496,098 401,708 233,945 350,502 581,455 737,032 242 "Cumulative 0 0 338,236 834,334 1,236,042 1,469,987 1,820,489 2,401,944 3,138,976 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 0 0 203,600 357,900 584,961 467,610 609,055 406,794 803,835 244 "Cumulative 0 0 203,600 561,500 1,146,461 1,614,071 2,223,126 2,629,920 3,433,755 Expenses as a % of Capitalization Grants 245 *Annual - 0.0% 1.3% 1.5% 1.9% 1.8% 2.5% 1.3% 4.9% 246 "Cumulative - 0.0% 0.6% 1.0% 1.3% 1.4% 1.6% 1.6% 1.9% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 0 0 0 0 0 0 248 "Cumulative 0 0 0 0 0 0 0 0 0 * Calculated values. Page 46 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Project Assistance Disbursed 232 Annual 41,445,103 22,138,104 27,583,266 15,399,271 28,896,084 11,678,868 30,222,166 18,688,246 233 "Cumulative 167,511,776 189,649,880 217,233,146 232,632,417 261,528,501 273,207,369 303,429,535 322,117,781 CWSRF Loan Repayments 234 Principal Repayments - Annual 4,579,518 6,459,290 8,137,715 8,849,667 9,932,271 12,183,858 11,963,481 18,639,540 235 Interest Payments - Annual 3,135,868 4,039,983 4,468,256 4,891,993 5,252,612 5,709,896 4,951,322 5,716,137 236 *Principal and Interest - Annual 7,715,386 10,499,273 12,605,971 13,741,660 15,184,883 17,893,754 16,914,803 24,355,677 237 *Principal Repayments - Cumulative 13,155,125 19,614,415 27,752,130 36,601,797 46,534,068 58,717,926 70,681,407 89,320,947 238 Interest Payments - Cumulative 11,174,210 15,214,193 19,682,449 24,574,442 29,827,054 35,536,950 40,488,272 46,204,409 239 *Principal and Interest - Cumulative 24,329,335 34,828,608 47,434,579 61,176,239 76,361,122 94,254,876 111,169,679 135,525,356 240 Weighted Average Interest Rate on Loans 2.500 2.310 2.600 2.550 2.100 1.080 1.100 1.100 Interest Earnings on Investments 241 Annual 1,000,083 1,881,174 2,018,988 3,084,327 4,119,979 3,031,479 2,940,358 3,078,670 242 "Cumulative 4,139,059 6,020,233 8,039,221 11,123,548 15,243,527 18,275,006 21,215,364 24,294,034 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 999,501 1,113,250 984,127 1,122,077 1,106,041 1,534,892 152,626 457,546 244 "Cumulative 4,433,256 5,546,506 6,530,633 7,652,710 8,758,751 10,293,643 10,446,269 10,903,815 Expenses as a % of Capitalization Grants 245 *Annual 10.8% 14.1% 5.7% 6.5% 6.5% 9.1% - 2.7% 246 "Cumulative 2.3% 2.7% 3.0% 3.2% 3.4% 3.8% 3.9% 3.8% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 0 15,162 0 0 0 248 "Cumulative 0 0 0 0 15,162 15,162 15,162 15,162 * Calculated values. Page 47 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 22,381,447 344,499,228 13,966,887 5,339,170 19,306,057 26,713,089 371,212,317 15,643,416 5,036,289 20,679,705 51,374,667 422,586,984 18,527,446 5,324,684 23,852,130 34,086,268 456,673,252 21,948,883 5,693,993 27,642,876 37,379,524 494,052,776 21,683,329 5,729,950 27,413,279 87,935,156 581,987,932 23,129,735 5,869,733 28,999,468 149,381,413 731,369,345 27,852,052 6,684,816 34,536,868 125,161,239 856,530,584 24,907,804 8,213,741 33,121,545 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 103,287,834 51,543,579 154,831,413 118,931,250 56,579,868 175,511,118 137,458,696 61,904,552 199,363,248 159,407,579 67,598,545 227,006,124 181,090,908 73,328,495 254,419,403 204,220,643 79,198,228 283,418,871 232,072,695 85,883,044 317,955,739 256,980,499 94,096,785 351,077,284 240 Weighted Average Interest Rate on Loans 2.150 1.140 1.620 1.250 1.930 2.020 1.750 1.350 Interest Earnings on Investments 241 Annual 242 "Cumulative 3,643,461 27,937,495 4,931,216 32,868,711 7,040,009 39,908,720 7,482,762 47,391,482 7,027,766 54,419,248 6,789,028 61,208,276 5,076,846 66,285,122 665,620 66,950,742 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 675,322 11,579,137 172,250 11,751,387 500,779 12,252,166 670,427 12,922,593 704,466 13,627,059 681,289 14,308,348 743,382 15,051,730 812,974 15,864,704 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 4.0% 3.8% 1.0% 3.7% 3.7% 3.7% 6.0% 3.7% 1.0% 3.3% 7.9% 3.3% 2.9% 3.3% 4.3% 3.4% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 0 15,162 0 15,162 0 15,162 0 15,162 0 15,162 152,698 167,860 194,790 362,650 90,713 453,363 * Calculated values. Page 48 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 69,303,913 925,834,497 28,329,486 9,445,004 37,774,490 72,829,811 998,664,308 33,556,502 9,983,802 43,540,304 46,793,109 1,045,457,417 43,351,753 10,192,538 53,544,291 72,771,478 1,118,228,895 38,559,721 10,601,989 49,161,710 96,738,427 1,214,967,322 43,152,015 10,953,323 54,105,338 89,701,302 1,304,668,624 42,710,190 11,679,626 54,389,816 71,301,260 1,375,969,884 45,666,941 11,993,738 57,660,679 40,231,694 1,416,201,578 50,088,881 12,395,892 62,484,773 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 285,309,985 103,541,789 388,851,774 318,866,487 113,525,591 432,392,078 362,218,240 123,718,129 485,936,369 400,777,961 134,320,118 535,098,079 443,929,976 145,273,441 589,203,417 486,640,166 156,953,067 643,593,233 532,307,107 168,946,805 701,253,912 582,395,988 181,342,697 763,738,685 240 Weighted Average Interest Rate on Loans 1.690 1.600 1.560 1.470 1.530 1.510 1.510 1.510 Interest Earnings on Investments 241 Annual 242 "Cumulative 4,173,374 71,124,116 4,235,597 75,359,713 192,828 75,552,541 669,248 76,221,789 1,103,595 77,325,384 2,296,628 79,622,012 3,842,174 83,464,186 3,490,964 86,955,150 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 776,200 16,640,904 806,800 17,447,704 1,025,072 18,472,776 1,215,168 19,687,944 638,627 20,326,571 714,642 21,041,213 936,791 21,978,004 613,493 22,591,497 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 4.3% 3.4% 4.7% 3.4% 5.7% 3.5% 6.8% 3.6% 3.8% 3.6% 4.2% 3.6% 4.6% 3.7% 3.0% 3.7% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 236,647 690,010 458,143 1,148,153 523,394 1,671,547 614,463 2,286,010 481,193 2,767,203 658,265 3,425,468 612,727 4,038,195 703,494 4,741,689 * Calculated values. Page 49 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 1,364,400 68,220 0 0 0 0 250 State Match Amount 0 0 24,561 0 0 0 0 251 Cumulative Total 0 1,364,400 1,457,181 1,457,181 1,457,181 1,457,181 1,457,181 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 515,980 0 229,160 0 458,320 254 *Total Annual EPA Rural Hardship Assistance 0 0 515,980 0 229,160 0 458,320 255 Cumulative EPA Rural Hardship Assistance 0 0 515,980 515,980 745,140 745,140 1,203,460 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 2 0 1 0 1 257 Cumulative 0 0 2 2 3 3 4 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 2 0 0 0 1 259 "Cumulative 0 0 2 2 2 2 3 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 515,980 0 0 0 458,320 261 Cumulative 0 0 515,980 515,980 515,980 515,980 974,300 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 1,601,183 0 0 0 2,087,148 263 Cumulative 0 0 1,601,183 1,601,183 1,601,183 1,601,183 3,688,331 264 *Total Annual Combined Assistance 0 0 2,117,163 0 0 0 2,545,468 265 Cumulative Combined Assistance 0 0 2,117,163 2,117,163 2,117,163 2,117,163 4,662,631 * Calculated values. Page 50 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 10,921 0 0 0 0 0 0 251 Cumulative Total 1,457,181 1,468,102 1,468,102 1,468,102 1,468,102 1,468,102 1,468,102 1,468,102 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 1,203,460 1,203,460 1,203,460 1,203,460 1,203,460 1,203,460 1,203,460 1,203,460 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 4 4 4 4 4 4 4 4 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 3 3 3 3 3 3 3 3 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 974,300 974,300 974,300 974,300 974,300 974,300 974,300 974,300 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 3,688,331 3,688,331 3,688,331 3,688,331 3,688,331 3,688,331 3,688,331 3,688,331 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 4,662,631 4,662,631 4,662,631 4,662,631 4,662,631 4,662,631 4,662,631 4,662,631 * Calculated values. Page 51 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 1,468,102 1,468,102 1,468,102 1,468,102 1,468,102 1,468,102 1,468,102 1,468,102 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 1,203,460 1,203,460 1,203,460 1,203,460 1,203,460 1,203,460 1,203,460 1,203,460 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 4 4 4 4 4 4 4 4 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 3 3 3 3 3 3 3 3 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 974,300 974,300 974,300 974,300 974,300 974,300 974,300 974,300 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 3,688,331 3,688,331 3,688,331 3,688,331 3,688,331 3,688,331 3,688,331 3,688,331 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 4,662,631 4,662,631 4,662,631 4,662,631 4,662,631 4,662,631 4,662,631 4,662,631 * Calculated values. Page 52 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 93,000,000 93,000,000 1,000,000 94,000,000 0 94,000,000 0 94,000,000 0 94,000,000 0 94,000,000 0 94,000,000 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 92 92 1 93 0 93 0 93 0 93 0 93 0 93 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 10,000,000 10,000,000 0 10,000,000 0 10,000,000 0 10,000,000 0 10,000,000 0 10,000,000 26,948,000 36,948,000 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 7 7 0 7 0 7 0 7 0 7 0 7 47 54 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 103,000,000 1,000,000 104,000,000 0 104,000,000 0 104,000,000 0 104,000,000 0 104,000,000 26,948,000 130,948,000 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 99 1 100 0 100 0 100 0 100 0 100 47 147 * Calculated values. Page 53 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 0 94,000,000 0 94,000,000 0 94,000,000 1,615,000 95,615,000 2,617,500 98,232,500 2,523,088 100,755,588 2,847,345 103,602,933 973,900 104,576,833 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 0 93 0 93 0 93 3 96 4 100 4 104 6 110 1 111 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 0 36,948,000 79,268,367 116,216,367 73,991,829 190,208,196 844,650 191,052,846 89,321,221 280,374,067 0 280,374,067 3,339,652 283,713,719 2,340,000 286,053,719 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 0 54 232 286 181 467 4 471 226 697 0 697 18 715 9 724 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 0 130,948,000 79,268,367 210,216,367 73,991,829 284,208,196 2,459,650 286,667,846 91,938,721 378,606,567 2,523,088 381,129,655 6,186,997 387,316,652 3,313,900 390,630,552 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 0 147 232 379 181 560 7 567 230 797 4 801 24 825 10 835 * Calculated values. Page 54 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 2,363,765 106,940,598 6,476,800 113,417,398 2,979,870 116,397,268 1,879,741 118,277,009 3,754,000 122,031,009 3,581,925 125,612,934 132,046 125,744,980 4,022,000 129,766,980 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 13 124 6 130 4 134 6 140 6 146 7 153 1 154 3 157 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 3,875,500 289,929,219 0 289,929,219 1,391,372 291,320,591 107,958 291,428,549 0 291,428,549 2,566,253 293,994,802 1,530,527 295,525,329 1,869,190 297,394,519 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 10 734 0 734 16 750 1 751 0 751 31 782 13 795 9 804 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 6,239,265 396,869,817 6,476,800 403,346,617 4,371,242 407,717,859 1,987,699 409,705,558 3,754,000 413,459,558 6,148,178 419,607,736 1,662,573 421,270,309 5,891,190 427,161,499 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 23 858 6 864 20 884 7 891 6 897 38 935 14 949 12 961 * Calculated values. Page 55 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Funds Available for Projects 282 *Annual (New Funds) 283 "Cumulative 0 0 19,980,026 19,980,026 18,946,490 38,926,516 26,893,951 65,820,467 37,769,417 103,589,884 32,621,525 136,211,408 32,175,521 168,386,929 41,164,292 209,551,221 25,806,922 235,358,143 CWSRF Assistance as a % of Funds Available 284 *Annual 285 "Cumulative - 34% 34% 48% 41% 128% 76% 77% 77% 81% 78% 116% 85% 129% 94% 4% 84% Outlays as a % of Capitalization Grants 286 *Annual 287 "Cumulative - 0% 0% 18% 9% 9% 9% 41% 20% 109% 40% 68% 45% 54% 47% 206% 61% Disbursements as a % of Funds Available 288 *Annual 289 "Cumulative - 0% 0% 17% 8% 7% 8% 37% 19% 84% 34% 60% 39% 47% 41% 157% 54% Construction Starts as a % of Funds Available 290 *Annual 291 "Cumulative - 5% 5% 31% 18% 52% 32% 59% 42% 154% 68% 27% 61% 79% 64% 175% 76% Initiation of Operations as a % of Funds Available 292 *Annual 293 "Cumulative - 0% 0% 0% 0% 20% 8% 10% 9% 63% 22% 120% 41% 8% 34% 71% 38% Loan Principal Repayments as a % of Funds Available 294 *Annual 295 "Cumulative - 0% 0% 0% 0% 0% 0% 0% 0% 2% 1% 5% 1% 7% 2% 13% 4% * Calculated values. Page 56 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Funds Available for Projects 282 *Annual (New Funds) 19,500,685 21,540,055 31,077,619 36,696,269 35,758,852 49,428,749 19,885,695 50,014,498 283 "Cumulative 254,858,828 276,398,883 307,476,501 344,172,770 379,931,622 429,360,371 449,246,066 499,260,565 CWSRF Assistance as a % of Funds Available 284 *Annual 143% 111 % 54% 79% 85% 67% 72% 44% 285 "Cumulative 88% 90% 87% 86% 86% 84% 83% 79% Outlays as a % of Capitalization Grants 286 *Annual 383% 248% 140% 77% 50% 62% - 50% 287 "Cumulative 76% 83% 87% 87% 84% 83% 88% 86% Disbursements as a % of Funds Available 288 *Annual 213% 103% 89% 42% 81% 24% 152% 37% 289 "Cumulative 66% 69% 71% 68% 69% 64% 68% 65% Construction Starts as a % of Funds Available 290 *Annual 102% 139% 73% 76% 85% 67% 121% 32% 291 "Cumulative 78% 83% 82% 81% 82% 80% 82% 77% Initiation of Operations as a % of Funds Available 292 *Annual 254% 225% 41% 60% 37% 20% 176% 104% 293 "Cumulative 55% 68% 65% 65% 62% 57% 62% 67% Loan Principal Repayments as a % of Funds Available 294 *Annual 23% 30% 26% 24% 28% 25% 60% 37% 295 "Cumulative 5% 7% 9% 11% 12% 14% 16% 18% * Calculated values. Page 57 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Funds Available for Projects 282 *Annual (New Funds) 39,132,264 44,003,456 48,058,220 45,824,956 107,703,226 244,090,672 73,920,155 137,248,729 283 "Cumulative 538,392,829 582,396,285 630,454,505 676,279,461 783,982,687 1,028,073,359 1,101,993,514 1,239,242,243 CWSRF Assistance as a % of Funds Available 284 *Annual 174% 32% 96% 510% 1% 47% 141 % 95% 285 "Cumulative 86% 82% 83% 112% 97% 85% 89% 90% Outlays as a % of Capitalization Grants 286 *Annual 108% 112% 69% 360% 27% 385% 146% 107% 287 "Cumulative 87% 88% 88% 96% 84% 90% 94% 94% Disbursements as a % of Funds Available 288 *Annual 57% 61% 107% 74% 35% 36% 202% 91% 289 "Cumulative 64% 64% 67% 68% 63% 57% 66% 69% Construction Starts as a % of Funds Available 290 *Annual 132% 68% 106% 182% 132% 36% 181% 60% 291 "Cumulative 81% 80% 82% 89% 95% 81% 87% 84% Initiation of Operations as a % of Funds Available 292 *Annual 40% 44% 31% 130% 44% 11% 53% 71% 293 "Cumulative 65% 63% 61% 65% 62% 50% 50% 53% Loan Principal Repayments as a % of Funds Available 294 *Annual 36% 36% 39% 48% 20% 9% 38% 18% 295 "Cumulative 19% 20% 22% 24% 23% 20% 21% 21% * Calculated values. Page 58 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Funds Available for Projects 282 *Annual (New Funds) 38,615,084 37,913,020 43,067,011 36,396,920 50,034,937 84,892,554 61,700,087 66,555,748 283 "Cumulative 1,277,857,327 1,315,770,347 1,358,837,358 1,395,234,278 1,445,269,215 1,530,161,769 1,591,861,856 1,658,417,604 CWSRF Assistance as a % of Funds Available 284 *Annual 159% 133% 125% 128% 185% 95% 71% 140% 285 "Cumulative 92% 93% 94% 95% 98% 98% 97% 98% Outlays as a % of Capitalization Grants 286 *Annual 229% 101% 96% 109% 87% 113% 101% 99% 287 "Cumulative 99% 99% 99% 99% 99% 99% 99% 99% Disbursements as a % of Funds Available 288 *Annual 179% 192% 109% 200% 193% 106% 116% 60% 289 "Cumulative 72% 76% 77% 80% 84% 85% 86% 85% Construction Starts as a % of Funds Available 290 *Annual 196% 192% 43% 227% 185% 94% 74% 141 % 291 "Cumulative 88% 91% 89% 93% 96% 96% 95% 97% Initiation of Operations as a % of Funds Available 292 *Annual 509% 84% 65% 75% 48% 49% 176% 83% 293 "Cumulative 66% 67% 67% 67% 66% 65% 70% 70% Loan Principal Repayments as a % of Funds Available 294 *Annual 73% 89% 101% 106% 86% 50% 74% 75% 295 "Cumulative 22% 24% 27% 29% 31% 32% 33% 35% * Calculated values. Page 59 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Disbursements as a % of CWSRF Assistance 296 *Annual 297 "Cumulative 0% 0% 36% 21% 6% 10% 48% 24% 104% 44% 52% 46% 36% 44% 3544% 64% Construction Starts as a % of CWSRF Assistance 298 *Annual 299 "Cumulative 14% 14% 65% 43% 41% 42% 76% 54% 190% 88% 23% 71% 61% 68% 3947% 91% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 301 "Cumulative 0% 0% 0% 0% 15% 11% 12% 11% 78% 28% 103% 48% 6% 36% 1600% 46% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 303 "Cumulative 0% 0% 0% 0% 0% 0% 0% 0% 2% 1% 4% 2% 5% 3% 302% 4% Initiation of Operations as a % of Construction Starts 304 *Annual 305 "Cumulative 0% 0% 0% 0% 38% 25% 16% 21% 41% 32% 441 % 67% 11% 53% 41% 50% * Calculated values. Page 60 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Disbursements as a % of CWSRF Assistance 296 *Annual 148% 92% 163% 53% 95% 35% 211% 85% 297 "Cumulative 74% 76% 82% 79% 80% 76% 81% 81% Construction Starts as a % of CWSRF Assistance 298 *Annual 71% 125% 134% 96% 100% 99% 168% 74% 299 "Cumulative 89% 92% 95% 95% 95% 96% 98% 97% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 177% 202% 75% 76% 43% 29% 244% 239% 301 "Cumulative 62% 75% 75% 75% 72% 68% 75% 84% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 16% 27% 48% 30% 32% 37% 83% 85% 303 "Cumulative 6% 8% 10% 12% 14% 16% 19% 23% Initiation of Operations as a % of Construction Starts 304 *Annual 248% 162% 56% 79% 43% 30% 146% 324% 305 "Cumulative 70% 82% 79% 79% 76% 71% 76% 87% * Calculated values. Page 61 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Disbursements as a % of CWSRF Assistance 296 *Annual 33% 190% 111 % 15% 3327% 76% 143% 96% 297 "Cumulative 74% 78% 81% 60% 65% 67% 75% 77% Construction Starts as a % of CWSRF Assistance 298 *Annual 76% 211% 110% 36% 12638% 77% 128% 63% 299 "Cumulative 94% 97% 99% 79% 98% 95% 99% 94% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 23% 137% 32% 25% 4203% 23% 38% 74% 301 "Cumulative 75% 77% 73% 58% 64% 59% 57% 59% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 21% 111 % 40% 9% 1930% 20% 27% 19% 303 "Cumulative 22% 25% 26% 21% 24% 23% 24% 23% Initiation of Operations as a % of Construction Starts 304 *Annual 30% 65% 29% 71% 33% 30% 29% 118% 305 "Cumulative 80% 79% 74% 74% 66% 62% 58% 62% * Calculated values. Page 62 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Disbursements as a % of CWSRF Assistance 296 *Annual 113% 144% 87% 156% 104% 112% 163% 43% 297 "Cumulative 79% 82% 82% 85% 86% 87% 89% 87% Construction Starts as a % of CWSRF Assistance 298 *Annual 123% 144% 34% 177% 100% 99% 104% 101% 299 "Cumulative 96% 98% 95% 98% 98% 98% 98% 99% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 319% 63% 52% 59% 26% 51% 248% 59% 301 "Cumulative 72% 72% 71% 71% 68% 67% 72% 71% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 46% 67% 81% 83% 47% 53% 104% 54% 303 "Cumulative 24% 26% 28% 30% 31% 33% 35% 36% Initiation of Operations as a % of Construction Starts 304 *Annual 259% 44% 151% 33% 26% 52% 237% 59% 305 "Cumulative 76% 74% 75% 72% 69% 68% 73% 72% * Calculated values. Page 63 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative - - 115% 115% 99% 109% 110% 110% 98% 103% 116% 107% 116% 109% 120% 112% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative - 34% 34% 48% 41% 128% 76% 77% 77% 81% 78% 116% 85% 129% 94% 4% 84% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative - 0% 0% 36% 21% 6% 10% 48% 24% 104% 44% 52% 46% 36% 44% 3544% 64% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - - - - - - - - - Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 0 0 0 0 0.0% 371,153 371,153 0.9% 608,712 979,865 1.5% 824,892 1,804,757 1.7% 1,331,609 3,136,366 2.3% 2,220,977 5,357,343 3.2% 2,574,265 7,931,608 3.9% 3,245,710 11,177,318 5.0% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 64 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 116% 113% 113% 113% 115% 113% 117% 113% 339% 122% 111 % 122% 206% 127% 221% 130% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 143% 88% 111 % 90% 54% 87% 79% 86% 85% 86% 67% 84% 72% 83% 44% 79% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 148% 74% 92% 76% 163% 82% 53% 79% 95% 80% 35% 76% 211% 81% 85% 81% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - - - - - - - - Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 4,135,951 15,313,269 6.5% 5,921,157 21,234,426 8.7% 6,487,244 27,721,670 10.6% 7,976,320 35,697,990 12.7% 9,372,591 45,070,581 15.1% 8,741,375 53,811,956 16.4% 7,891,680 61,703,636 18.8% 8,794,807 70,498,443 20.1% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 65 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 123% 130% 141 % 131% 542% 144% 85% 137% 193% 140% 264% 151% 395% 172% 624% 193% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 174% 86% 32% 82% 96% 83% 510% 112% 1% 97% 47% 85% 141 % 89% 95% 90% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 33% 74% 190% 78% 111 % 81% 15% 60% 3327% 65% 76% 67% 143% 75% 96% 77% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - - - - - 71,623,304 46,149,202 9% 30,202,176 76,351,378 14% 93,641,694 169,993,072 30% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 8,982,631 79,481,074 21.6% 9,967,505 89,448,579 23.1% 12,364,693 101,813,272 25.2% 13,176,755 114,990,027 27.7% 12,757,716 127,747,743 26.0% 12,658,761 140,406,504 29.5% 5,163,383 145,569,887 28.0% 633,685 146,203,572 27.4% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 0 0 0 0 0 24,979,753 24,979,753 24,979,753 0 0 1,164,949 1,164,949 26,144,702 0 0 5,583,735 5,583,735 31,728,438 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 0 0 0 0 0 0 7,911,760 3,394,800 0 0 11,306,560 11,306,560 0 0 0 0 0 11,306,560 1,158,330 7,360,000 15,000 4,215,000 12,748,330 24,054,890 * Calculated values. Page 66 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Kentucky Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Financial Indicators Federal Return on Investment 306 *Annual 168% 423% 274% 376% 650% 472% 347% 201% 307 "Cumulative 191% 199% 201% 207% 219% 228% 232% 231% Executed Loans as a % of Funds Available 308 *Annual 159% 133% 125% 128% 185% 95% 71% 140% 309 Cumulative 92% 93% 94% 95% 98% 98% 97% 98% Disbursements as a % of Executed Loans 310 *Annual 113% 144% 87% 156% 104% 112% 163% 43% 311 Cumulative 79% 82% 82% 85% 86% 87% 89% 87% Additional Loans Made Due to Leveraging 312 *Annual 22,902,027 12,512,692 10,689,191 10,243,840 42,730,477 30,397,690 -17,901,873 26,582,850 313 Cumulative 192,895,099 205,407,791 216,096,982 226,340,822 269,071,299 299,468,989 281,567,116 308,149,966 314 Cumulative Additional Loans as a % of Contributed Capital 33% 34% 35% 36% 41% 44% 40% 42% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 2,623,078 2,824,198 -650,942 623,359 2,568,122 5,258,324 7,421,666 8,088,187 319 Cumulative 148,826,650 151,650,848 150,999,906 151,623,265 154,191,387 159,449,711 166,871,377 174,959,564 320 Cumulative Retained Earnings as a % of Contributed Capital 27.3% 27.0% 26.1% 25.5% 25.2% 25.3% 25.6% 26.1% Subsidy Information from CBR as of Report Date 321 Grant Amount 0 0 0 0 0 0 0 0 322 Negative Interest 0 0 0 0 0 0 0 0 323 Principal Forgiven 8,528,637 600,000 437,145 2,177,500 1,558,059 3,807,275 3,550,482 5,075,025 324 * Total Annual Subsidy 8,528,637 600,000 437,145 2,177,500 1,558,059 3,807,275 3,550,482 5,075,025 325 * Total Cumulative Subsidy 40,257,075 40,857,075 41,294,220 43,471,720 45,029,779 48,837,054 52,387,536 57,462,561 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 2,586,000 0 0 0 0 7,282,500 0 0 327 Energy Efficiency 8,407,000 600,000 3,765,250 0 7,885,000 642,000 0 0 328 Water Conservation 0 0 0 0 0 0 0 0 329 Green Innovative 0 7,400,000 0 0 0 0 0 0 330 * Total Annual GPR 10,993,000 8,000,000 3,765,250 0 7,885,000 7,924,500 0 0 331 * Cumulative GPR 35,047,890 43,047,890 46,813,140 46,813,140 54,698,140 62,622,640 62,622,640 62,622,640 * Calculated values. v. 06.11.2020 Page 67 of 67 11/30/2020 ------- |