NEJAC Comments to EPA Plan EJ 2014

APRIL 2011

A Report of Advice and Recommendations

of the

National Environmental Justice Advisory Council

A Federal Advisory Committee to the U.S. Environmental Protection Agency


-------
ACKNOWLEDGEMENTS

The National Environmental Justice Advisory Council (NEJAC) acknowledges the efforts of the
Plan EJ 2014 Subgroup in preparing the initial draft of this report. The members of the
Subgroup are listed on page 1 of this letter. The NEJAC also acknowledges the staff of EPA's
Office of Environmental Justice, especially Victoria Robinson, NEJAC Designated Federal
Officer, and APEX Direct, Inc, which provided contractor support.

DISCLAIMER

This Report and recommendations have been written as part of the activities of the National
Environmental Justice Advisory Council, a public advisory committee providing independent
advice and recommendations on the issue of environmental justice to the Administrator and
other officials of the United States Environmental Protection Agency (EPA or the Agency). In
addition, the materials, opinions, findings, recommendations, and conclusions expressed herein,
and in any study or other source referenced herein, should not be construed as adopted or
endorsed by any organization with which any NEJAC member is affiliated.

This report has not been reviewed for approval by EPA, and hence, its contents and
recommendations do not necessarily represent the views and the policies of the Agency, nor of
other agencies in the Executive Branch of the Federal government.

	I

A Federal Advisory Committee to the U.S. Environmental Protection Agency


-------
NATIONAL ENVIRONMENTAL JUSTICE
ADVISORY COUNCIL

Members:

Eliza bethYeampierre,
Chair

John Ridgway, Vice Chair
Don Aragon
Chuck Barlow
Teri Blanton
Sue Briggum
M. Kathryn Brown
Peter Captain, Sr.

Jolene Catron
Wynecta Fisher
Stephanie Hall
Jodena Henneke
Savanala 'Savi' Home
Hilton Kelley
Langdon Marsh
Margaret May
Vernice Miller-Travis
Paul Mohai
Vien T. Nguyen
Edith Pestana
Shankar Prasad
Nia Robinson
Patricia Salkin
Nicholas Targ
Kimberly Wasserman

April 29, 201 I

Lisa P. Jackson
Administrator

U.S. Environmental Protection Agency
1200 Pennsylvania Avenue, N.W.
Washington, D.C. 20460

Dear Administrator Jackson,

On behalf of the National Environmental Justice Advisory Council (NEJAC or Council), this
letter and its recommendations are provided at the request of the U.S. Environmental
Protection Agency (EPA or the Agency) with respect to the Agency's Draft Plan EJ 2014
(Plan). NEJAC was asked to review the Plan, which encompasses five cross-Agency focus
areas, and offer specific comments and recommendations to EPA. The Council's charge is
appended to the end of this letter as Appendix A.

NEJAC would like to recognize the Administrator and the Agency for the priority that has
been given to environmental justice and for the actions taken to advance it. We encourage
the Administration and all other federal agencies to make further progress in adopting
environmental justice into their work. Adopting a plan to move the Administration's
initiatives forward is a positive step. We particularly appreciate the portions of the Plan that
call for action on key elements of EPA's authority.

NEJAC's procedural process for arriving at its response was as follows: A NEJAC Subgroup
(the Subgroup) was set up to quickly assess and initiate the task of providing comments and
recommendations on the Plan in a draft work product, which would be ultimately reviewed
and approved by the full Council. The Subgroup held several conference calls to discuss the
Plan and the framework for formulating a response. There were two public calls regarding
the Plan as well. Once the Subgroup reached consensus, a draft response was shared with
the larger Council and opportunity was provided for comment and consensus among the
Council. The full Council has considered the Plan and herein provides findings, comments,
questions for further reflection and recommendations.

NEJAC's Plan EJ 2014 Subgroup was comprised of a
cross-section of representatives of various stakeholder
perspectives that comprise the NEJAC membership,
including academia, business and industry, community-
based organizations, non-governmental and
environmental groups, state and local governments,
tribal governments, and indigenous organizations. The
recommendations presented herein reflect the
perspectives of those stakeholder groups.

NEJAC Plan EJ 2014 Subgroup
Members

Kimberly Wasserman, Chair
Jolene Catron
Wynecta Fisher
Stephanie Hall
Savonala Home
Langdon Marsh
Nicholas Targ
Elizabeth Yeampierre

A Federal Advisory Committee to the U.S. Environmental Protection Agency


-------
NEJAC Recommendations
Comments to EPA Plan EJ 2014
Page 2

Summary Recommendation

As discussed below, NEJAC's overall recommendation asks EPA to provide more specificity with respect
to its Plan. Having a clear process for implementation with a timeline and expected outcomes is only
meaningful if there is also clarity around what is being implemented. NEJAC makes some
recommendations for improvements below in order to address identified deficiencies in the Plan and
provide a unified approach as discussed in the Plan.

EPA's Plan EJ 2014 should provide explicit criteria and outcome measures by which implementation of
the Plan will be assessed. The goals need to be operationalized and evaluated and people/entities need
to be held accountable for progress toward the goals. Many of the goals will require high-level agency
oversight and coordination of the Plan and its implementation. Environmental justice community
involvement in operationalizing and implementing is critical. That said, the time and effort that this will
take means that it will be essential that clear standard and expectations are laid out and which do not fall
solely to the responsibility of any one stakeholder. The Agency must be accountable for the larger goals.
A lot of the Plan focuses on environmentally-just processes. While this is certainly important, focusing on
process alone is insufficient. An equally, if not more, important goal is to ensure environmentally-just
outcomes.

In developing details under the Plan, EPA and NEJAC should draw upon reports and resources of the
past. Specifically, the NEJAC authored a report in December 2004 titled "Ensuring Risk Reduction in
Communities with Multiple Stressors: Environmental Justice and Cumulative Risks/Impacts" (the "2004
Report"). The 2004 Report, in a broad sense, addresses many concepts implicit in the Plan and
thoughtfully includes the unique concerns of tribal communities. It also provides a series of
recommendations that should be incorporated into the Plan as a matter of confirming that the process is
moving forward as recommended.

ADVICE AND RECOMMENDATIONS

The following recommendations, comments, and concerns provide the substance of the NEJAC's
summary recommendations.

Charge Question I: Are The Cross-Agency Focus Areas The Correct Ones?

All of the cross-Agency focus areas identified in the Plan appear appropriate as a means to further
integration of environmental justice. However there are some limitations and suggested additions as
discussed below.

Incorporating Environmental Justice into Rulemaking. NEJAC recommends that EPA

I. Recognize that the goal for this focus area should not only incorporate environmental justice in the
rulemaking process. Rather, the overarching goal should be to have environmentally just rules. In
order to have environmental rules that are just and reasonable, EPA should evaluate existing rules
and regulations to determine the extent to which they may currently undermine the overarching
goals for achieving environmental justice. NEJAC suggests it would be better to inventory or reassess
what is currently available and effective before adding to the regulatory regime.

	I

A Federal Advisory Committee to the U.S. Environmental Protection Agency


-------
NEJAC Recommendations
Comments to EPA Plan EJ 2014
Page 3

Considering Environmental Justice Concerns in EPA's Permitting Process. NEJAC recommends
EPA:

2.	Rephrase this cross-Agency focus area as "Ensure environmentally just permitting decisions." The
concern is that environmental justice is a standard/obligation, not something simply to consider. As
such, analysis and strategic thinking should include the application of environmental justice in
obtaining permits in communities with the potential for environmental justice concerns. Specifically,
EPA should adequately weigh the pros and cons, ensure timeliness and fairness in the permitting
process to all the relevant stakeholders, including the entity seeking to be permitted. Permits should
protect all people, regardless of race or socio-economic status. Consistent State guidance will be
needed on incorporating environmental justice principals in permit actions. The longer-term focus
around cumulative impacts leads the NEJAC to have follow-up questions: What will this process look
like? How much longer term is it?

3.	NEIAC requests a work plan and timeline be developed for this objective.

Accelerating Compliance and Enforcement Initiatives. NEJAC generally supports this focus area as
an important component of the Agency's overall strategy. To further refine our understanding and guide
EPA in the execution of this concept, NEJAC requests that EPA:

4.	Develop the necessary details to address the following questions and concerns by the November
2010 meeting of the NEJAC:

•	How does EPA assess what actions will yield the most benefit or reduce risk to the greatest
extent?

•	What criteria are used?

•	Once chosen, are there standards by which actions are evaluated?

•	To what extent and in what ways are "environmental justice concerns" identified, defined, and
considered?

•	To what extent are compliance and enforcement actions and resources being targeted at
overburdened communities?

•	What is EPA doing to proactively enforce its regulations under Title VI of the Civil Rights Act
(Title VI)?

•	What is EPA doing to deal with the backlog of Title VI complaints and address new complaints
that may arise?

•	Is every enforcement action expected to have an environmental justice component?

•	In what ways are Office of Enforcement and Compliance (OECA) and Regions pursuing the three
enumerated actions under the Plan?

5.	Ensure environmental justice concerns in selecting national priorities for enforcement and compliance
assurance attention. The Plan does not currently identify areas of non-compliance, but only areas
where EPA feels their limited resources will have the most benefit. EPA should consider whether
this is an appropriate venue to invoke environmental justice.

6.	Target specific compliance strategies and enforcement actions to address problems that affect
overburdened communities. NEJAC recommends that EPA evaluate how "specific compliance
strategies" differ from what is required under current regulations/statute. If an enforcement action
does not involve/affect an "overburdened community," perhaps environmental justice is not a factor.

	I

A Federal Advisory Committee to the U.S. Environmental Protection Agency


-------
NEJAC Recommendations
Comments to EPA Plan EJ 2014
Page 4

7.	Seek remedies in enforcement actions that benefit overburdened communities affected by the non-
compliance. NEJAC recommends that EPA evaluate whether the existing enforcement structure
provides benefits for affected communities and whether there are specific ways in which the SEP
policy can be enhanced to aid the overall goal of environmental justice allowing greater flexibility for
environmental justice projects.

•	How does EPA determine appropriate remedies?

•	To what extent are stakeholders involved in this determination?

•	To what extent do existing enforcement practices prioritize benefits for overburdened
communities?

•	Is this simply a re-branding of Supplemental Environmental Projects (SEP)?

•	Are there specific ways in which the SEP policy can be enhanced to aid the overall goal of
environmental justice?

•	Should SEP policy reform be considered to allow greater flexibility for environmental justice
projects?

Supporting Community-Based Action Programs. Building on past NEJAC recommendations, most
recently in the Report, Reducing Air Emissions Associated With Goods Movement: Working Towards
Environmental Justice, NEJAC requests that EPA"

8.	Work with other Federal agencies. State and tribal governments, businesses, nonprofit organizations,
universities, foundations and others, to provide support for community-based organizations to
participate in community or government convened collaborative processes that afford meaningful and
substantive participation in decision-making on permits, public investments, and other activities
affecting communities. Further, specific attention should be given to indigenous/tribal community-
based and grassroots organizations. That is, EPA should develop a tribal/indigenous community-
based and grassroots organizations environmental network to enhance EPA's coordination and
collaboration with these organizations to ensure the Agency not only effectively communicates its
programs, policies and activities, but also provides a mechanism for the Agency to obtain information
from these stakeholders on their environmental justice issues. Support is most effective if it increases
the knowledge of community based groups, assures them a powerful seat at the table, and offers
neutral convening and facilitation.

Fostering Administration-Wide Action on Environmental Justice. EPA and other federal agencies
invest billions of dollars in transportation, housing and environmental infrastructure and programs that
affect communities suffering from disproportionate impacts. Some of these programs incorporate
environmental justice considerations to some degree, but all these investments should go through an
appropriate process to identify and, if necessary, eliminate or mitigate them. The National Environmental
Policy Act (NEPA) affords one screening tool; other investment screens may be useful as well. The
NEJAC recommends that EPA:

9.	Assure that Clean Water and Safe Drinking Water revolving fund capitalization grants are
accompanied by assurance that State grantees and local borrowers go through a NEPA type process
that adequately avoids disproportionate impacts. In addition, the aforementioned activities should be
conducted in tandem with enforcing Title VI regulations. Furthermore, the NEJAC recommends that
EPA develop effective mechanisms for fostering administration-wide action on environmental justice
in Indian Country and throughout Alaska.

	i

A Federal Advisory Committee to the U.S. Environmental Protection Agency


-------
NEJAC Recommendations
Comments to EPA Plan EJ 2014
Page 5

Proposed Additional Cross-Agency Focus Areas: An important way to assure that progress on
reducing disproportionate impacts is steady is to strengthen the science of identifying these impacts and
measuring their increase or decrease. While science ought to, by default, be inclusive in all areas, sound
science that includes all of the quality of life variables should be a core objective. In other words, a
discussion of science must go beyond environmental justice and look at the full range of potential drivers,
causes, and effects in overburdened or disadvantaged communities. While the language in the Plan
recognizes the work of the Office of Research and Development (ORD) is encouraging, the Plan should
include some specific work to be accomplished to take the sound science of disproportionate impacts to
a level that can drive policy and implementation.

Specifically, in regard to indigenous/tribal people, the Environmental Justice Program needs to recognize
and affirm the importance of climate change and adaption as critical issues facing this group of people.
Information on climate policy and its link to renewable energy, green jobs, and water and food policy
needs to be readily available to tribes, not just at the federal government to tribal government level, but
also at the community level, for the inherent rights of tribal sovereignty reside within its own people.

Therefore, NEJAC recommends EPA:

10. Add a sixth cross-Agency focus area: Ensuring Environmentally lust Investment of Capital and other
funding. The focus would be to assure that investments of federal dollars in infrastructure and local
programs do not create or exacerbate existing disproportionate impacts and where possible
eliminate existing ones. EPA should assure that investments in Superfund, brownfields revitalization,
water, etc., meet the same objective and are made in tandem with the enforcement of Title VI
regulations

I I. Make science a seventh cross-Agency focus area or add an objective that ORD produce by 2014 or
sooner, some robust results that will drive policy and implementation. EPA could convene the
federal, state, tribal, community, business, academic and NGO representatives to develop
scientifically valid, understandable, and practicable outcome measures for populations and geographic
areas disproportionately impacted by government actions, including permitted activities. Drawing on
past NEJAC reports and independent academic and other work, this group could come up with
objectives and priorities for ORD and other national and non-governmental research organizations.

12. Include climate adaptation as an additional cross-Agency focus area-

Charge Question 2: How EPA Can Strengthen Specific Actions Within The Five Cross-Agency
Focus Areas

The Plan is extremely general at this point and thus it is difficult to provide very specific feedback. Given
its status, it is critical that EPA lay out a clear process for implementation with a timeline and expected
outcomes. It will be critical for EPA to focus on explicit criteria/outcome measures by which
implementation of the Plan will be assessed. Too often, these types of plans/efforts lack a coherent
overarching set of goals to which the Agency is held accountable. Instead, implementation efforts end up
becoming a 'hodge-podge' of initiatives and actions of uncertain impact.

It is worth noting that a discussion about improving economic opportunities within the environmental
justice community seems absent from the Plan. Economic opportunity and vitality within the

	£

A Federal Advisory Committee to the U.S. Environmental Protection Agency


-------
NEJAC Recommendations
Comments to EPA Plan EJ 2014
Page 6

environmental justice community is an important contributor to the improvement of quality of life. EPA
should consider how it will balance the goal of improving the quality of life in environmental justice
communities given the reality of the need for access to certain ports, rail, markets and infrastructure for
urban and industry growth. For example, caution should be used to ensure that the competing interest
of Brownfields development and similar programs do not become an "economic death threat" for
environmental justice communities.

Given the complexity of the issues, how will EPA encourage or incentivize its collaborative partners and
industry to voluntarily invest in the community (i.e. go beyond regulatory compliance to tangibly
improving community health and quality of life)? OSHA's Voluntary Protection Program (VPP) is a good
example of such an agency built incentive program.

As part of fleshing out the Plan and evaluating performance, the NEJAC recommends that EPA:

I 3. Evaluate the extent to which current practices and policies actually are contributing to poor

environmental quality and health outcomes in certain communities (e.g. the extent to which EPA is
aiding and abetting overburdening).

14.	Evaluate the extent to which existing legal and regulatory authority that could achieve these goals is
being underutilized. The Plan acknowledges that "federal agencies are responsible for considering
environmental justice issues in NEPA environmental impact assessments and enforcing Title VI of the
Civil Rights Act." Putting aside that these requirements go beyond simply "considering"
environmental justice, what is EPA doing to ensure that it maximizes the potential of these specific
statutes for achieving the environmental justice goals?

15.	EPA should explore in a cross-Agency fashion whether there exist in environmental justice
communities opportunity to remove or reduce impacts of the zoning practices of the past. Finally,
the role of local government and historical zoning practices cannot be ignored. Since states have
primacy, and land use planning is controlled by local governments, communities need a tool to
address these "legal" injustices.

Specific recommendations about how EPA can strengthen specific actions within the cross-Agency focus
areas include:

16.	Considering Environmental Justice Concerns in EPA's Permitting Process: Consistent State guidance will
be needed on incorporating environmental justice principals in permit actions.

I 7. Accelerating Compliance and Enforcement Initiatives: There should be more emphasis on enforcement
and compliance activities being coordinated with each other and with other efforts to reduce
disproportionate impacts in individual communities selected for agency attention through the use of
Environmental Justice Strategic Enforcement Assessment Tool (EJSEAT) and other tools.

18. Supporting Community-Based Action Programs: The programs or policies that EPA will implement to
empower and involve communities are planned, in some instances, to go "beyond the minimum in
regulation." This will require planning, and ultimately, funding. Due consideration should be given to
who should be involved to ensure that the requirements under this focus area are not too onerous,
and that financial responsibility for these programs does not fall exclusively to any one stakeholder.

£

A Federal Advisory Committee to the U.S. Environmental Protection Agency


-------
NEJAC Recommendations
Comments to EPA Plan EJ 2014
Page 7

19.	Fostering Administration-Wide Action on Environmental Justice: The Agency should use its role to
contribute to removing environmental justice concerns. EPA also should recognize through guidance
and legal precedent that not every environmental action, enforcement or otherwise, will have an
environmental justice component. EPA should consider whether there are any tax policy and
incentives that can be utilized for environmental justice purposes. The focus should be on improving
life within the environmental justice communities as opposed to preventing growth and development.

20.	Reconstitute the Indigenous Peoples Subcommittee or create an Indigenous People Work Group for
the NEIAC to ensure the inclusion of a tribal perspective in the cross-Agency focus areas.

Charge Question 3: Setting Priorities Among The Five Cross-Agency Focus Areas

Each area is critical and it is impossible, given the generality of the Plan, to set priorities among them.

Prioritization may be more feasible when specific action items are identified. EPA should recognize that

the focus areas are interdependent; from the perspective of a community, any one or a combination of

the focus areas might have the highest priority. Having said that, NEJAC recommends that EPA:

21.	Raise the level of attention given to focus areas 4 - Supporting Community-Based Action Programs,
and 5 - Fostering Administration-Wide Action on Environmental lustice. to at least the level of
priority given to the first three focus areas.

Once again, thank you for this opportunity to provide comment to the Agency's Plan EJ 2014.

Sincerely,

Elizabeth Yeampiere
Chair

cc: NEJAC Members

Cynthia Giles, EPA Assistant Administrator for Enforcement and Compliance Assurance
Lisa Garcia, EPA Associate Assistant Administrator for Environmental Justice
Charles Lee, EPA Deputy Associate Assistant Administrator for Environmental Justice
Victoria Robinson, NEJAC DFO, OEJ

	I

A Federal Advisory Committee to the U.S. Environmental Protection Agency


-------
NEJAC Recommendations
Comments to EPA Plan EJ 2014
Page 8

This Page Intentionally Left Blank

	£

A Federal Advisory Committee to the U.S. Environmental Protection Agency


-------
APPENDIX A

EPA'S CHARGE TO NEJAC ON PLAN EJ 2014

Background

February 2014 will mark the 20th anniversary of the Clinton Administration's issuance of Executive Order 12898,
Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations. The Order calls on
federal agencies to "make achieving environmental justice part of its mission by identifying and addressing, as
appropriate, disproportionately high and adverse human health or environmental effects of its programs, policies, and
activities ..." EPA has made progress in implementing its Environmental Justice (EJ) program and has been a
government leader in working to incorporate environmental justice into its programs and policies, but EPA also
recognizes that it can do more. To reach this 20th anniversary milestone, EPA has developed Plan EJ 2014. This four-
year plan will help EPA move forward to develop a stronger relationship with communities and increase the Agency's
effort to improve the environmental conditions and public health in overburdened communities.

Expanding the Conversation on Environmentalism and Working for Environmental Justice encourages EPA to identify better
ways to address the issues facing many minority, low-income, and indigenous people with environmental justice
burdens and concerns. To help meet this challenge, EPA has identified three goals in Plan EJ 2014 to shape work on
environmental justice:

Protect the environment and health in overburdened communities,

Empower communities to take action to improve their health and environment, and

Establish partnerships with local, state, tribal, and federal governments and organizations to achieve healthy
and sustainable communities.

Plan EJ 2014 is a roadmap to help EPA integrate environmental justice into its programs. The Plan is divided into three
sections: Cross-Agency Focus Areas, Tools Development, and Program Initiatives. The organization of the Plan and the
work outlined in it reflect many years of experience working with a wide variety of stakeholders to identify and address
environmental justice concerns.

The cross-Agency focus areas address crosscutting issues or functions that require work by all programs or agencies
and serve to advance environmental justice across EPA and the federal government. The Tools Development efforts
focus on developing the scientific, legal, and data and information foundation that support environmental justice
analysis, community work, and communications and stakeholder engagement. Program Initiatives focus on specific EPA
programs, mainly the national programs. Some of the work outlined below is underway and other environmental
justice work is currently in development. EPA will develop an agenda for each of the five cross-Agency focus areas,
with a scope of work, outreach plans, and milestones to advance EPA's environmental justice priority.

Cross-Agency Focus Areas

The Plan outlines five cross-Agency focus areas:

1.	Incorporating Environmental Justice Into Rulemaking,

2.	Considering Environmental Justice Concerns in EPA's Permitting Process,

3.	Accelerating Compliance and Enforcement Initiatives,

4.	Supporting Community-Based Action Programs, and

5.	Fostering Administration-Wide Action on Environmental Justice

For reference, EPA defines "environmental justice" as the fair treatment and meaningful involvement of all people
regardless of race, color, national origin, or income with respect to the development, implementation, and
enforcement of environmental laws, regulations, and policies. EPA has this goal for all communities and persons across
this Nation. It will be achieved when everyone enjoys the same degree of protection from environmental and health
hazards and equal access to the decision-making process to have a healthy environment in which to live, learn, and
work.

Charge Questions

•	Are the five cross-Agency focus areas outlined above the correct ones?

•	What are some ways EPA can strengthen specific actions within the five cross-Agency focus areas?

•	How would you prioritize the five cross-Agency focus areas?

	 9

A Federal Advisory Committee to the U.S. Environmental Protection Agency


-------