Clean Water SRF Program Information for the State of Alabama CWSRF Agency Information 1 Lead State Agency Name: Department of Environmental Management (ADEM) 18 Secondary Agency Name: 2 Type of Agency: Environmental 19 Type of Agency: 3 Mailing Address: P.O. Box 301463 20 Mailing Address: 4 City: Montgomery 21 City: 5 Zip Code: 36130-1463 22 Zip Code: 6 Street Address: 1400 Coliseum Blvd. 23 Street Address: 7 City: Montgomery 24 City: 8 Zip Code: 36110-2059 25 Zip Code: 9 Director: Lance R. LeFluer 26 Director: 10 Director's Title: Director 27 Director's Title: 11 Phone Number: (334) 271-7700 28 Phone Number: 12 Fax Number: (334) 279-3043 29 Fax Number: 13 E-mail Address: director@adem. state, al. us 30 E-mail Address: 14 Contact Person: Eric Reidy 31 Contact Person: 15 Phone Number: (334) 271-7805 32 Phone Number: 16 Fax Number: (334) 271-7952 33 Fax Number: 17 E-mail Address: eric. reidy@adem. state, al. us 34 E-mail Address: Other Agency: 35 Other Agency Name: 36 Type of Agency: 37 Mailing Address: 38 City: 39 Zip Code: 40 Street Address: 41 City: 42 Zip Code: 43 Director: 44 Director's Title: 45 Phone Number: 46 Fax Number: 47 E-mail Address: 48 Contact Person: 49 Phone Number: 50 Fax Number: 51 E-mail Address: Page 1 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama For Federal Fiscal Year Ending September 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Federal Grants (Dollars) 52 Date of Last Award in the Year - 04/21/89 05/21/90 06/17/91 04/09/92 04/15/93 07/14/94 03/30/95 09/30/96 53 Title II Funds 0 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 0 10,546,965 10,909,503 22,948,299 21,726,342 21,492,207 13,335,597 13,772,781 22,560,417 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 0 10,546,965 10,909,503 22,948,299 21,726,342 21,492,207 13,335,597 13,772,781 22,560,417 57 Cumulative Federal Grants 0 10,546,965 21,456,468 44,404,767 66,131,109 87,623,316 100,958,913 114,731,694 137,292,111 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 59 Amount of Federal Funds Transferred out of CWSRF 60 *Net Transfer into/(outof) CWSRF 61 Cumulative Net Transfer into/(out of) CWSRF Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 0 961,781 1,135,393 1,176,238 3,683,296 7,304,134 4,515,373 3,136,467 63 Second Quarter Outlays 0 0 1,805,382 1,600,605 1,353,923 3,861,281 5,492,704 5,666,572 3,068,251 64 Third Quarter Outlays 0 0 2,385,530 187,969 1,209,336 6,233,032 6,236,828 5,177,404 2,628,377 65 Fourth Quarter Outlays 0 0 3,961,600 1,288,668 4,361,773 5,737,716 3,170,689 3,998,980 1,477,705 66 *Total Annual Outlays 0 0 9,114,293 4,212,635 8,101,270 19,515,325 22,204,355 19,358,329 10,310,800 67 Cumulative Outlays 0 0 9,114,293 13,326,928 21,428,198 40,943,523 63,147,878 82,506,207 92,817,007 For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Outlays (Dollars) 68 *Annual 0 0 5,152,693 6,885,567 5,028,165 18,139,382 24,771,382 18,530,038 12,832,075 69 "Cumulative 0 0 5,152,693 12,038,260 17,066,425 35,205,807 59,977,189 78,507,227 91,339,302 * Calculated values. Page 2 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama For Federal Fiscal Year Ending September 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Federal Grants (Dollars) 52 Date of Last Award in the Year 09/11/97 09/16/98 07/27/99 09/27/00 05/30/01 05/14/02 05/28/03 04/27/04 53 Title II Funds 130,718 0 90,725 0 0 0 0 0 54 Title VI - Current Year's Appropriation 6,939,330 15,057,108 15,058,395 15,007,311 14,873,958 14,907,024 14,810,202 14,819,112 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 7,070,048 15,057,108 15,149,120 15,007,311 14,873,958 14,907,024 14,810,202 14,819,112 57 Cumulative Federal Grants 144,362,159 159,419,267 174,568,387 189,575,698 204,449,656 219,356,680 234,166,882 248,985,994 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 3,201,846 6,712,359 4,119,977 3,080,205 2,243,624 1,259,250 1,630,090 2,069,658 63 Second Quarter Outlays 3,937,904 3,585,625 4,096,210 5,234,912 10,880,255 2,083,084 273,179 8,741,642 64 Third Quarter Outlays 6,422,872 3,463,626 1,435,031 10,234,035 3,907,694 2,533,541 2,175,448 828,166 65 Fourth Quarter Outlays 4,814,807 3,719,595 967,857 3,485,627 3,047,390 1,275,465 1,789,033 1,496,529 66 *Total Annual Outlays 18,377,429 17,481,205 10,619,075 22,034,779 20,078,963 7,151,340 5,867,750 13,135,995 67 Cumulative Outlays 111,194,436 128,675,641 139,294,716 161,329,495 181,408,458 188,559,798 194,427,548 207,563,543 For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Outlays (Dollars) 68 *Annual 15,040,327 18,576,417 13,370,813 19,517,009 20,517,200 8,923,265 5,354,182 13,428,499 69 "Cumulative 106,379,629 124,956,046 138,326,859 157,843,868 178,361,068 187,284,333 192,638,515 206,067,014 * Calculated values. Page 3 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama For Federal Fiscal Year Ending September 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Federal Grants (Dollars) 52 Date of Last Award in the Year 08/09/05 08/28/06 07/12/07 08/08/08 08/21/09 09/21/10 - 06/12/12 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 12,049,290 9,790,700 11,967,813 7,585,900 7,585,900 22,783,000 0 15,803,000 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 16,511,000 55a ARRA Grant 0 0 0 0 43,821,600 0 0 0 56 *Total Annual Federal Grants 12,049,290 9,790,700 11,967,813 7,585,900 51,407,500 22,783,000 0 32,314,000 57 Cumulative Federal Grants 261,035,284 270,825,984 282,793,797 290,379,697 341,787,197 364,570,197 364,570,197 396,884,197 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 1,487,511 3,607,546 7,246,460 4,741,035 1,805,948 2,610,912 11,891,273 6,493,865 63 Second Quarter Outlays 5,941,755 7,766,274 4,651,367 3,010,259 1,580,632 3,094,285 4,707,540 6,770,792 64 Third Quarter Outlays 6,690,413 6,061,641 3,618,141 0 1,577,269 11,684,511 15,281,834 3,004,905 65 Fourth Quarter Outlays 2,761,662 9,138,485 1,674,873 7,902,047 1,575,935 12,854,924 4,865,995 2,997,440 66 *Total Annual Outlays 16,881,341 26,573,946 17,190,841 15,653,341 6,539,784 30,244,632 36,746,642 19,267,001 67 Cumulative Outlays 224,444,884 251,018,830 268,209,671 283,863,012 290,402,796 320,647,427 357,394,069 376,661,071 For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Outlays (Dollars) 68 *Annual 15,616,208 20,197,123 24,654,453 9,426,167 12,865,896 18,965,643 44,735,571 21,135,557 69 "Cumulative 221,683,222 241,880,345 266,534,798 275,960,965 288,826,861 307,792,503 352,528,074 373,663,631 * Calculated values. Page 4 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama For Federal Fiscal Year Ending September 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Federal Grants (Dollars) 52 Date of Last Award in the Year 08/21/13 08/07/14 09/04/15 09/22/16 09/25/17 09/18/18 09/05/19 09/30/20 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 14,929,000 15,678,000 15,597,000 14,940,000 14,825,000 17,948,000 17,767,000 17,770,000 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 14,929,000 15,678,000 15,597,000 14,940,000 14,825,000 17,948,000 17,767,000 17,770,000 57 Cumulative Federal Grants 411,813,197 427,491,197 443,088,197 458,028,197 472,853,197 490,801,197 508,568,197 526,338,197 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 10,346,857 7,970,482 7,806,064 8,403,094 3,561,036 5,614,058 8,724,270 3,923,287 63 Second Quarter Outlays 7,650,223 6,718,439 0 7,193,906 11,026,843 0 9,030,000 4,473,149 64 Third Quarter Outlays 2,362,489 178,390 7,360,333 0 0 8,686,204 549 9,377,804 65 Fourth Quarter Outlays 0 61,688 511,603 0 0 0 0 352,764 66 *Total Annual Outlays 20,359,568 14,929,000 15,678,000 15,597,000 14,587,879 14,300,262 17,754,818 18,127,004 67 Cumulative Outlays 397,020,639 411,949,639 427,627,639 443,224,639 457,812,518 472,112,780 489,867,598 507,994,602 For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Outlays (Dollars) 68 *Annual 23,357,008 14,867,312 15,228,085 16,108,603 14,587,879 14,300,262 17,754,818 17,774,240 69 "Cumulative 397,020,639 411,887,950 427,116,036 443,224,639 457,812,518 472,112,780 489,867,598 507,641,838 * Calculated values. Page 5 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 0 0 10,546,965 10,546,965 10,909,503 21,456,468 22,948,299 44,404,767 21,726,342 66,131,109 21,492,207 87,623,316 0 87,623,316 27,108,378 114,731,694 0 114,731,694 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 0 0 10,546,965 10,546,965 10,909,503 21,456,468 22,948,299 44,404,767 21,726,342 66,131,109 21,492,207 87,623,316 0 87,623,316 27,108,378 114,731,694 0 114,731,694 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 0 0 2,109,393 2,109,393 2,181,901 4,291,294 2,337,600 6,628,894 3,259,500 9,888,394 4,331,560 14,219,954 4,786,560 19,006,514 2,720,751 21,727,265 3,094,638 24,821,903 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative - 20% 20% 20% 20% 10% 15% 15% 15% 20% 16% 22% 10% 19% 22% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative - - 42% 83% 34% 55% 65% 58% 24% 40% 19% 32% 15% 28% 24% 27% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred * Calculated values. Page 6 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 22,560,417 7,070,048 15,057,108 15,149,120 29,881,269 14,907,024 14,810,202 14,819,112 71 "Cumulative 137,292,111 144,362,159 159,419,267 174,568,387 204,449,656 219,356,680 234,166,882 248,985,994 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 22,560,417 7,070,048 15,057,108 15,149,120 29,881,269 14,907,024 14,810,202 14,819,112 75 Cumulative 137,292,111 144,362,159 159,419,267 174,568,387 204,449,656 219,356,680 234,166,882 248,985,994 Total State Contributions (Dollars) 76 *Annual 5,074,638 1,380,335 3,295,335 3,385,335 3,270,335 33,280,335 31,710,335 568,598 77 Cumulative 29,896,541 31,276,876 34,572,211 37,957,546 41,227,881 74,508,216 106,218,551 106,787,149 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 22% 20% 22% 22% 11% 223% 214% 4% 79 Cumulative 22% 22% 22% 22% 20% 34% 45% 43% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 34% 7% 25% 17% 16% 373% 592% 4% 79a Cumulative 28% 25% 25% 24% 23% 40% 55% 52% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 -12,909,138 0 -5,712,960 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 -12,909,138 0 -5,712,960 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 -12,909,138 -12,909,138 -18,622,098 -18,622,098 * Calculated values. Page 7 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 0 248,985,994 12,049,290 261,035,284 9,790,700 270,825,984 11,967,813 282,793,797 7,585,900 290,379,697 51,407,500 341,787,197 22,783,000 364,570,197 32,314,000 396,884,197 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 0 248,985,994 12,049,290 261,035,284 9,790,700 270,825,984 11,967,813 282,793,797 7,585,900 290,379,697 51,407,500 341,787,197 22,783,000 364,570,197 32,314,000 396,884,197 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 516,849 107,303,998 516,849 107,820,847 516,849 108,337,696 516,849 108,854,545 516,849 109,371,394 418,647 109,790,041 0 109,790,041 0 109,790,041 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative 43% 4% 41% 5% 40% 4% 38% -1% 44% 1% 37% 0% 34% 0% 31% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative 3% 48% 3% 45% 2% 41% 5% 39% 4% 38% 8% 37% 0% 35% 0% 33% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 -5,381,376 -5,381,376 -24,003,474 0 -2,969,208 -2,969,208 -26,972,682 0 0 0 -26,972,682 0 0 0 -26,972,682 0 0 0 -26,972,682 0 0 0 -26,972,682 0 0 0 -26,972,682 0 0 0 -26,972,682 * Calculated values. Page 8 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 0 14,929,000 15,678,000 15,597,000 14,940,000 14,825,000 17,948,000 17,767,000 71 "Cumulative 396,884,197 411,813,197 427,491,197 443,088,197 458,028,197 472,853,197 490,801,197 508,568,197 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 0 14,929,000 15,678,000 15,597,000 14,940,000 14,825,000 17,948,000 17,767,000 75 Cumulative 396,884,197 411,813,197 427,491,197 443,088,197 458,028,197 472,853,197 490,801,197 508,568,197 Total State Contributions (Dollars) 76 *Annual 130,000 805,000 1,025,000 250,000 820,000 0 0 0 77 Cumulative 109,920,041 110,725,041 111,750,041 112,000,041 112,820,041 112,820,041 112,820,041 112,820,041 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual - 5% 7% 2% 5% 0% 0% 0% 79 Cumulative 31% 30% 29% 28% 27% 26% 25% 24% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 1% 5% 7% 2% 6% 0% 0% 0% 79a Cumulative 31% 30% 29% 28% 27% 26% 25% 24% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred -26,972,682 -26,972,682 -26,972,682 -26,972,682 -26,972,682 -26,972,682 -26,972,682 -26,972,682 * Calculated values. Page 9 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 State Match Contributions (Dollars) 84 Cash or Appropriations 0 2,109,393 2,181,901 2,337,600 1,039,500 1,011,560 1,011,560 740,751 799,638 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 2,220,000 3,320,000 3,775,000 1,980,000 2,295,000 88 Pre-existing Loans 0 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 2,109,393 2,181,901 2,337,600 3,259,500 4,331,560 4,786,560 2,720,751 3,094,638 91 Cumulative Match Contribution 0 2,109,393 4,291,294 6,628,894 9,888,394 14,219,954 19,006,514 21,727,265 24,821,903 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 0 * Calculated values. Page 10 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 State Match Contributions (Dollars) 84 Cash or Appropriations 799,638 725,335 725,335 725,335 725,335 725,335 725,335 568,598 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 4,275,000 655,000 2,570,000 2,660,000 2,545,000 32,555,000 30,985,000 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 5,074,638 1,380,335 3,295,335 3,385,335 3,270,335 33,280,335 31,710,335 568,598 91 Cumulative Match Contribution 29,896,541 31,276,876 34,572,211 37,957,546 41,227,881 74,508,216 106,218,551 106,787,149 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 11 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Match Contributions (Dollars) 84 Cash or Appropriations 516,849 516,849 516,849 516,849 516,849 418,647 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 516,849 516,849 516,849 516,849 516,849 418,647 0 0 91 Cumulative Match Contribution 107,303,998 107,820,847 108,337,696 108,854,545 109,371,394 109,790,041 109,790,041 109,790,041 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 12 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Match Contributions (Dollars) 84 Cash or Appropriations 130,000 805,000 1,025,000 250,000 820,000 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 130,000 805,000 1,025,000 250,000 820,000 0 0 0 91 Cumulative Match Contribution 109,920,041 110,725,041 111,750,041 112,000,041 112,820,041 112,820,041 112,820,041 112,820,041 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 13 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Binding Commitments 100 Annual Dollar Amount 0 0 30,730,000 27,075,000 70,495,000 75,799,700 59,830,000 40,890,000 28,095,000 101 "Cumulative Dollar Amount 0 0 30,730,000 57,805,000 128,300,000 204,099,700 263,929,700 304,819,700 332,914,700 102 Annual Number 0 0 23 10 17 8 13 5 4 103 Cumulative Number 0 0 23 33 50 58 71 76 80 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 0 0 30,730,000 27,075,000 70,495,000 75,799,700 59,830,000 40,890,000 28,095,000 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 0 0 30,730,000 27,075,000 70,495,000 75,799,700 59,830,000 40,890,000 28,095,000 110 Cumulative Assistance 0 0 30,730,000 57,805,000 128,300,000 204,099,700 263,929,700 304,819,700 332,914,700 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 0 0 23 10 17 8 13 5 4 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 0 0 23 10 17 8 13 5 4 117 Cumulative Number of Agreements 0 0 23 33 50 58 71 76 80 * Calculated values. Page 14 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Binding Commitments 100 Annual Dollar Amount 48,840,000 48,415,000 57,930,000 94,950,000 68,570,000 26,775,000 52,225,000 16,800,000 101 "Cumulative Dollar Amount 381,754,700 430,169,700 488,099,700 583,049,700 651,619,700 678,394,700 730,619,700 747,419,700 102 Annual Number 17 12 7 12 10 6 10 9 103 Cumulative Number 97 109 116 128 138 144 154 163 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 48,840,000 48,415,000 57,930,000 94,950,000 68,570,000 26,775,000 52,225,000 16,800,000 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 48,840,000 48,415,000 57,930,000 94,950,000 68,570,000 26,775,000 52,225,000 16,800,000 110 Cumulative Assistance 381,754,700 430,169,700 488,099,700 583,049,700 651,619,700 678,394,700 730,619,700 747,419,700 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 17 12 7 12 10 6 10 9 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 17 12 7 12 10 6 10 9 117 Cumulative Number of Agreements 97 109 116 128 138 144 154 163 * Calculated values. Page 15 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Binding Commitments 100 Annual Dollar Amount 25,390,000 36,660,000 19,815,000 39,580,000 25,330,000 71,795,800 25,977,170 12,995,000 101 "Cumulative Dollar Amount 772,809,700 809,469,700 829,284,700 868,864,700 894,194,700 965,990,500 991,967,670 1,004,962,670 102 Annual Number 8 7 2 9 4 11 6 5 103 Cumulative Number 171 178 180 189 193 204 210 215 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 25,390,000 36,660,000 19,815,000 39,580,000 25,330,000 71,795,800 25,977,170 12,995,000 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 25,390,000 36,660,000 19,815,000 39,580,000 25,330,000 71,795,800 25,977,170 12,995,000 110 Cumulative Assistance 772,809,700 809,469,700 829,284,700 868,864,700 894,194,700 965,990,500 991,967,670 1,004,962,670 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 8 7 2 9 4 11 6 5 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 8 7 2 9 4 11 6 5 117 Cumulative Number of Agreements 171 178 180 189 193 204 210 215 * Calculated values. Page 16 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Binding Commitments 100 Annual Dollar Amount 38,610,000 17,638,220 80,695,000 64,815,000 58,120,500 25,420,000 55,365,000 80,256,597 101 "Cumulative Dollar Amount 1,043,572,670 1,061,210,890 1,141,905,890 1,206,720,890 1,264,841,390 1,290,261,390 1,345,626,390 1,425,882,987 102 Annual Number 9 9 14 5 9 6 7 8 103 Cumulative Number 224 233 247 252 261 267 274 282 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 38,610,000 17,638,220 80,695,000 64,815,000 58,120,500 25,420,000 55,365,000 80,256,597 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 38,610,000 17,638,220 80,695,000 64,815,000 58,120,500 25,420,000 55,365,000 80,256,597 110 Cumulative Assistance 1,043,572,670 1,061,210,890 1,141,905,890 1,206,720,890 1,264,841,390 1,290,261,390 1,345,626,390 1,425,882,987 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 9 9 14 5 9 6 7 8 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 9 9 14 5 9 6 7 8 117 Cumulative Number of Agreements 224 233 247 252 261 267 274 282 * Calculated values. Page 17 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Assistance by Population Size (Dollars) 118 Less than 3,500 0 0 1,510,000 1,365,000 2,590,000 2,860,100 4,200,000 0 0 119 3,500 to 9,999 0 0 2,945,000 2,560,000 1,930,000 3,034,600 4,090,000 10,265,000 0 120 10,000 to 99,999 0 0 19,500,000 23,150,000 65,975,000 11,565,000 35,660,000 5,900,000 5,715,000 121 100,000 and Above 0 0 6,775,000 0 0 58,340,000 15,880,000 24,725,000 22,380,000 122 *Total Annual Assistance 0 0 30,730,000 27,075,000 70,495,000 75,799,700 59,830,000 40,890,000 28,095,000 123 Cumulative Assistance 0 0 30,730,000 57,805,000 128,300,000 204,099,700 263,929,700 304,819,700 332,914,700 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 0 0 6 3 6 3 5 0 0 125 3,500 to 9,999 0 0 6 3 4 2 3 2 0 126 10,000 to 99,999 0 0 10 4 7 2 4 2 3 127 100,000 and Above 0 0 1 0 0 1 1 1 1 128 *Total Annual Number of Agreements 0 0 23 10 17 8 13 5 4 129 Cumulative Number of Agreements 0 0 23 33 50 58 71 76 80 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 * Calculated values. Page 18 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Assistance by Population Size (Dollars) 118 Less than 3,500 3,285,000 1,445,000 0 1,415,000 105,000 365,000 1,160,000 5,070,000 119 3,500 to 9,999 1,635,000 12,600,000 14,550,000 1,980,000 2,240,000 3,860,000 15,085,000 980,000 120 10,000 to 99,999 13,305,000 34,370,000 25,945,000 74,795,000 35,345,000 9,505,000 35,980,000 10,750,000 121 100,000 and Above 30,615,000 0 17,435,000 16,760,000 30,880,000 13,045,000 0 0 122 *Total Annual Assistance 48,840,000 48,415,000 57,930,000 94,950,000 68,570,000 26,775,000 52,225,000 16,800,000 123 Cumulative Assistance 381,754,700 430,169,700 488,099,700 583,049,700 651,619,700 678,394,700 730,619,700 747,419,700 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 7 4 0 1 1 1 2 4 125 3,500 to 9,999 1 4 3 1 4 2 4 1 126 10,000 to 99,999 6 4 3 9 3 2 4 4 127 100,000 and Above 3 0 1 1 2 1 0 0 128 *Total Annual Number of Agreements 17 12 7 12 10 6 10 9 129 Cumulative Number of Agreements 97 109 116 128 138 144 154 163 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 19 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Assistance by Population Size (Dollars) 118 Less than 3,500 5,425,000 5,800,000 0 3,030,000 1,525,000 9,994,682 0 0 119 3,500 to 9,999 3,460,000 5,960,000 3,815,000 11,615,000 0 28,011,346 22,355,823 1,460,000 120 10,000 to 99,999 6,195,000 4,435,000 16,000,000 19,935,000 23,805,000 33,789,772 3,621,347 8,485,000 121 100,000 and Above 10,310,000 20,465,000 0 5,000,000 0 0 0 3,050,000 122 *Total Annual Assistance 25,390,000 36,660,000 19,815,000 39,580,000 25,330,000 71,795,800 25,977,170 12,995,000 123 Cumulative Assistance 772,809,700 809,469,700 829,284,700 868,864,700 894,194,700 965,990,500 991,967,670 1,004,962,670 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 3 2 0 3 1 3 0 0 125 3,500 to 9,999 2 2 1 2 0 4 5 2 126 10,000 to 99,999 2 2 1 3 3 4 1 2 127 100,000 and Above 1 1 0 1 0 0 0 1 128 *Total Annual Number of Agreements 8 7 2 9 4 11 6 5 129 Cumulative Number of Agreements 171 178 180 189 193 204 210 215 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 20 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Assistance by Population Size (Dollars) 118 Less than 3,500 0 6,363,220 5,230,000 2,285,000 1,750,000 1,250,000 8,890,000 5,065,000 119 3,500 to 9,999 5,930,000 4,745,000 12,785,000 8,215,000 0 6,975,000 4,460,000 0 120 10,000 to 99,999 10,745,000 6,530,000 62,680,000 54,315,000 14,548,000 17,195,000 1,135,000 32,921,597 121 100,000 and Above 21,935,000 0 0 0 41,822,500 0 40,880,000 42,270,000 122 *Total Annual Assistance 38,610,000 17,638,220 80,695,000 64,815,000 58,120,500 25,420,000 55,365,000 80,256,597 123 Cumulative Assistance 1,043,572,670 1,061,210,890 1,141,905,890 1,206,720,890 1,264,841,390 1,290,261,390 1,345,626,390 1,425,882,987 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 0 6 4 1 3 3 1 3 125 3,500 to 9,999 3 1 3 1 0 1 2 0 126 10,000 to 99,999 4 2 7 3 4 2 2 3 127 100,000 and Above 2 0 0 0 2 0 2 2 128 *Total Annual Number of Agreements 9 9 14 5 9 6 7 8 129 Cumulative Number of Agreements 224 233 247 252 261 267 274 282 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 21 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 0 0 30,730,000 27,075,000 70,495,000 75,799,700 59,830,000 40,890,000 28,095,000 137 "Cumulative Dollar Amount 0 0 30,730,000 57,805,000 128,300,000 204,099,700 263,929,700 304,819,700 332,914,700 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 0 6,013,705 6,675,490 1,572,509 311,395 16,852,515 14,319,368 7,336,960 139 Advanced Treatment 0 0 6,333,570 11,310,000 47,842,523 32,664,688 20,618,124 10,238,812 5,673,613 140 Infiltration/Inflow 0 0 0 0 791,118 0 203,148 0 0 141 Sewer System Rehabilitation 0 0 6,775,000 0 340,111 0 7,081,494 7,041,829 7,474,259 142 New Collector Sewers 0 0 1,459,829 6,414,441 3,581,975 5,715,726 6,681,232 0 0 143 New Interceptors 0 0 10,147,896 2,675,069 16,366,764 37,107,891 8,393,487 9,289,991 7,610,168 144 CSO Correction 0 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 0 0 30,730,000 27,075,000 70,495,000 75,799,700 59,830,000 40,890,000 28,095,000 144.2 Cumulative Dollar Amount 0 0 30,730,000 57,805,000 128,300,000 204,099,700 263,929,700 304,819,700 332,914,700 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 22 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 48,840,000 48,415,000 57,930,000 94,950,000 68,570,000 26,775,000 52,225,000 16,800,000 137 "Cumulative Dollar Amount 381,754,700 430,169,700 488,099,700 583,049,700 651,619,700 678,394,700 730,619,700 747,419,700 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 4,411,780 24,775,776 21,625,000 31,036,814 437,750 1,791,955 12,022,500 3,482,200 139 Advanced Treatment 11,320,000 10,849,101 12,979,705 33,036,860 37,884,180 6,622,000 2,584,800 5,294,400 140 Infiltration/Inflow 0 0 0 1,290,136 0 1,958,000 3,798,750 2,278,800 141 Sewer System Rehabilitation 3,331,710 10,250,899 7,037,928 5,946,639 6,608,550 5,439,765 8,791,250 0 142 New Collector Sewers 944,870 0 2,773,029 1,980,000 3,595,300 7,649,765 12,715,950 4,430,400 143 New Interceptors 28,831,640 2,539,224 13,514,338 21,659,551 20,044,220 3,313,515 12,311,750 1,314,200 144 CSO Correction 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 48,840,000 48,415,000 57,930,000 94,950,000 68,570,000 26,775,000 52,225,000 16,800,000 144.2 Cumulative Dollar Amount 381,754,700 430,169,700 488,099,700 583,049,700 651,619,700 678,394,700 730,619,700 747,419,700 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 23 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 25,390,000 36,660,000 19,815,000 39,580,000 25,330,000 71,795,800 25,977,170 12,995,000 137 "Cumulative Dollar Amount 772,809,700 809,469,700 829,284,700 868,864,700 894,194,700 965,990,500 991,967,670 1,004,962,670 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 887,550 11,640,500 2,590,750 21,367,900 19,642,850 16,300,767 13,648,944 500,000 139 Advanced Treatment 4,660,000 3,922,800 0 1,101,000 0 9,069,647 1,216,000 5,101,450 140 Infiltration/Inflow 5,579,600 11,869,700 3,468,200 3,628,250 4,519,350 13,849,087 5,174,266 7,170,000 141 Sewer System Rehabilitation 11,421,550 6,895,100 4,878,600 10,771,750 862,800 16,880,993 5,032,623 0 142 New Collector Sewers 2,325,800 693,150 4,800,000 1,250,000 0 2,501,231 181,067 223,550 143 New Interceptors 515,500 1,638,750 4,077,450 1,461,100 305,000 13,194,075 724,270 0 144 CSO Correction 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 25,390,000 36,660,000 19,815,000 39,580,000 25,330,000 71,795,800 25,977,170 12,995,000 144.2 Cumulative Dollar Amount 772,809,700 809,469,700 829,284,700 868,864,700 894,194,700 965,990,500 991,967,670 1,004,962,670 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 24 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 38,610,000 17,638,220 80,695,000 64,815,000 58,120,500 25,420,000 55,365,000 80,256,597 137 "Cumulative Dollar Amount 1,043,572,670 1,061,210,890 1,141,905,890 1,206,720,890 1,264,841,390 1,290,261,390 1,345,626,390 1,425,882,987 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 5,760,450 0 13,883,250 1,371,000 0 1,067,500 0 1,572,280 139 Advanced Treatment 26,700,000 5,030,000 35,945,000 52,367,400 13,605,000 17,000,000 2,924,810 23,857,450 140 Infiltration/Inflow 770,950 4,835,000 9,568,500 914,000 9,730,111 7,227,500 2,135,067 16,616,126 141 Sewer System Rehabilitation 0 3,575,000 17,877,750 9,191,000 25,906,751 125,000 19,450,190 1,880,900 142 New Collector Sewers 1,498,600 1,035,000 2,210,500 0 2,041,029 0 0 9,220,580 143 New Interceptors 1,945,000 3,163,220 0 971,600 5,549,609 0 30,389,933 11,535,844 144 CSO Correction 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 36,675,000 17,638,220 79,485,000 64,815,000 56,832,500 25,420,000 54,900,000 64,683,180 144.2 Cumulative Dollar Amount 1,041,637,670 1,059,275,890 1,138,760,890 1,203,575,890 1,260,408,390 1,285,828,390 1,340,728,390 1,405,411,570 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 1,935,000 0 1,210,000 0 1,288,000 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 465,000 15,573,417 145.3 *Total Annual Dollar Amount 1,935,000 0 1,210,000 0 1,288,000 0 465,000 15,573,417 145.4 Cumulative Dollar Amount 1,935,000 1,935,000 3,145,000 3,145,000 4,433,000 4,433,000 4,898,000 20,471,417 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 25 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 26 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 27 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 28 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 29 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 2 4 4 5 2 3 2 1 173 Advanced Treatment 0 0 13 1 7 4 5 3 2 174 Infiltration/Inflow 0 0 0 0 3 0 1 0 0 175 Sewer System Rehabilitation 0 0 1 0 2 0 3 2 3 176 New Collector Sewers 0 0 3 5 5 4 4 0 0 177 New Interceptors 0 0 11 3 6 3 7 2 1 178 CSO Correction 0 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 0 2 32 13 28 13 23 9 7 178.2 Cumulative Number 0 2 34 47 75 88 111 120 127 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 30 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 4 5 2 5 1 1 3 3 173 Advanced Treatment 4 4 3 5 5 1 1 2 174 Infiltration/Inflow 0 0 0 2 0 2 1 4 175 Sewer System Rehabilitation 6 3 2 2 4 1 2 0 176 New Collector Sewers 2 0 1 1 1 2 6 3 177 New Interceptors 6 2 3 6 4 3 4 3 178 CSO Correction 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 22 14 11 21 15 10 17 15 178.2 Cumulative Number 149 163 174 195 210 220 237 252 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 31 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 3 3 2 5 4 6 2 1 173 Advanced Treatment 1 2 0 1 0 3 1 3 174 Infiltration/Inflow 4 1 2 3 1 5 4 1 175 Sewer System Rehabilitation 5 2 2 4 1 5 4 0 176 New Collector Sewers 3 2 1 1 0 2 1 1 177 New Interceptors 1 4 2 2 1 3 1 0 178 CSO Correction 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 17 14 9 16 7 24 13 6 178.2 Cumulative Number 269 283 292 308 315 339 352 358 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 32 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 3 0 5 1 0 3 0 2 173 Advanced Treatment 3 3 5 3 3 1 1 5 174 Infiltration/Inflow 1 2 3 1 3 2 1 4 175 Sewer System Rehabilitation 0 4 2 3 1 4 2 176 New Collector Sewers 1 2 0 1 0 0 2 177 New Interceptors 2 2 0 1 2 0 2 2 178 CSO Correction 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 10 9 19 8 12 7 8 17 178.2 Cumulative Number 368 377 396 404 416 423 431 448 Stormwater (Number in each category)** 179.1 Grey Infrastructure 1 0 0 1 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 1 4 179.3 *Total Annual Number 1 0 1 0 1 0 1 4 179.4 Cumulative Number 1 2 2 3 3 4 8 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 33 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 0 197 Cumulative Number 0 0 0 0 0 0 0 0 0 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 34 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 197 Cumulative Number 0 0 0 0 0 0 0 0 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 35 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 197 Cumulative Number 0 0 0 0 0 0 0 0 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 36 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 197 Cumulative Number 0 0 0 0 0 0 0 0 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 37 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 0 0 30,845,787 27,177,016 70,760,617 76,085,305 60,055,433 41,044,069 28,200,859 201 "Cumulative Dollar Amount 0 0 30,845,787 58,022,803 128,783,420 204,868,725 264,924,158 305,968,227 334,169,086 202 Annual Number of Assistance Agreements 0 0 24 10 17 8 13 5 4 203 Cumulative Number of Agreements 0 0 24 34 51 59 72 77 81 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 0 0 4,974,068 24,547,948 23,218,076 13,834,127 16,223,407 95,243,736 98,583,270 205 Cumulative Dollar Amount 0 0 4,974,068 29,522,016 52,740,092 66,574,219 82,797,626 178,041,362 276,624,632 206 Annual Number of Assistance Agreements 0 0 8 22 14 12 8 6 12 207 Cumulative Number of Agreements 0 0 8 30 44 56 64 70 82 * Calculated values. Page 38 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 49,024,024 48,597,422 58,148,274 95,307,761 68,828,364 26,875,885 52,421,778 16,863,301 201 "Cumulative Dollar Amount 383,193,110 431,790,532 489,938,806 585,246,567 654,074,931 680,950,816 733,372,594 750,235,895 202 Annual Number of Assistance Agreements 17 12 7 13 11 6 11 9 203 Cumulative Number of Agreements 98 110 117 130 141 147 158 167 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 66,269,097 13,425,379 38,975,049 35,705,060 9,176,695 34,766,665 162,186,865 81,910,930 205 Cumulative Dollar Amount 342,893,729 356,319,108 395,294,157 430,999,217 440,175,912 474,942,577 637,129,442 719,040,372 206 Annual Number of Assistance Agreements 9 7 8 10 4 7 16 14 207 Cumulative Number of Agreements 91 98 106 116 120 127 143 157 * Calculated values. Page 39 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 25,485,667 36,798,131 19,889,661 39,729,133 25,425,441 60,006,047 38,135,320 13,003,813 201 "Cumulative Dollar Amount 775,721,562 812,519,693 832,409,354 872,138,487 897,563,928 957,569,975 995,705,295 1,008,709,108 202 Annual Number of Assistance Agreements 8 7 2 9 4 9 8 5 203 Cumulative Number of Agreements 175 182 184 193 197 206 214 219 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 10,587,166 28,474,238 21,024,650 87,322,532 15,187,028 2,119,164 25,061,625 32,918,548 205 Cumulative Dollar Amount 729,627,538 758,101,776 779,126,426 866,448,958 881,635,986 883,755,150 908,816,775 941,735,323 206 Annual Number of Assistance Agreements 3 6 6 13 2 2 4 7 207 Cumulative Number of Agreements 160 166 172 185 187 189 193 200 * Calculated values. Page 40 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 8,020,105 17,166,679 45,480,000 64,815,000 56,647,500 29,330,000 55,365,000 81,546,597 201 "Cumulative Dollar Amount 1,016,729,213 1,033,895,892 1,079,375,892 1,144,190,892 1,200,838,392 1,230,168,392 1,285,533,392 1,367,079,989 202 Annual Number of Assistance Agreements 6 8 9 5 7 6 7 7 203 Cumulative Number of Agreements 225 233 242 247 254 260 267 274 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 35,609,533 17,801,470 42,875,000 14,924,567 8,880,000 27,853,000 11,945,000 17,195,000 205 Cumulative Dollar Amount 977,344,856 995,146,326 1,038,021,326 1,052,945,893 1,061,825,893 1,089,678,893 1,101,623,893 1,118,818,893 206 Annual Number of Assistance Agreements 2 2 8 8 7 7 6 2 207 Cumulative Number of Agreements 202 204 212 220 227 234 240 242 * Calculated values. Page 41 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 35,790,000 37,235,000 75,600,000 83,450,000 61,990,000 49,070,000 42,395,000 209 Net Leveraged Bonds Issued - Annual 0 0 29,153,634 31,740,236 58,965,209 72,640,392 53,597,386 41,692,781 37,916,219 210 Cost of Leveraged Bond Issuance - Annual 0 0 1,439,638 1,281,184 1,945,241 2,132,193 1,306,737 1,213,847 987,649 211 Leveraged Bond Principal Repaid - Annual 0 0 0 75,000 555,000 3,715,000 2,025,000 4,060,000 5,570,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 10,021,200 11,863,800 22,513,500 19,365,900 19,667,150 9,725,850 17,701,600 213 Balance at End of Reporting Period 0 0 10,021,200 21,885,000 44,398,500 63,764,400 83,431,550 93,157,400 110,859,000 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 35,790,000 73,025,000 148,625,000 232,075,000 294,065,000 343,135,000 385,530,000 217 *Net Leveraged Bonds Issued - Cumulative 0 0 29,153,634 60,893,870 119,859,079 192,499,471 246,096,857 287,789,638 325,705,857 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 1,439,638 2,720,822 4,666,063 6,798,256 8,104,993 9,318,840 10,306,489 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 75,000 630,000 4,345,000 6,370,000 10,430,000 16,000,000 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 35,790,000 72,950,000 147,995,000 227,730,000 287,695,000 332,705,000 369,530,000 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 2,220,000 3,320,000 3,775,000 1,980,000 2,295,000 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 805,000 870,000 2,335,000 225 "Match Bonds Issued - Cumulative 0 0 0 0 2,220,000 5,540,000 9,315,000 11,295,000 13,590,000 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 805,000 1,675,000 4,010,000 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 2,220,000 5,540,000 8,510,000 9,620,000 9,580,000 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 1,176,950 2,882,168 7,545,798 11,881,946 15,141,163 17,873,986 21,400,000 229 Interest Paid from Capitalized Interest Account - Annual 0 0 1,063,187 2,455,371 5,625,691 5,759,575 6,115,062 4,812,673 5,011,823 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 113,763 426,797 1,920,107 6,122,371 9,026,101 13,061,313 16,388,177 231 "Cumulative 0 0 113,763 540,560 2,460,667 8,583,038 17,609,139 30,670,452 47,058,629 "Calculated Values Page 42 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 209 Net Leveraged Bonds Issued - Annual 210 Cost of Leveraged Bond Issuance - Annual 211 Leveraged Bond Principal Repaid - Annual 47,700,000 42,266,960 1,191,213 6,800,000 57,890,000 56,874,612 842,038 11,490,000 59,090,000 55,486,294 1,023,384 8,200,000 57,770,000 53,890,274 1,146,586 23,635,000 59,250,000 52,874,160 1,241,981 13,365,000 0 0 0 25,400,000 0 0 0 22,365,000 0 0 0 13,495,000 212 213 Debt Service Reserve for Leveraged Bonds *Annual Change Balance at End of Reporting Period 15,771,458 126,630,458 1,001,942 127,632,400 697,817 128,330,217 16,877,706 145,207,923 280,672 145,488,595 13,627,503 159,116,098 14,104,087 173,220,185 -8,811,578 164,408,607 214 215 Net Change in Gross Bonds Resulting from Refunding - Annual CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 1,570,000 0 0 0 0 0 0 0 -1,345,000 0 -1,560,000 0 -1,230,000 0 216 217 218 219 *Gross Leveraged Bonds Issued - Cumulative *Net Leveraged Bonds Issued - Cumulative *Cost of Leveraged Bond Issuance - Cumulative "Leveraged Bond Principal Repaid - Cumulative 433,230,000 367,972,817 11,497,702 22,800,000 491,120,000 424,847,429 12,339,740 34,290,000 550,210,000 480,333,723 13,363,124 42,490,000 607,980,000 534,223,997 14,509,710 66,125,000 667,230,000 587,098,157 15,751,691 79,490,000 667,230,000 587,098,157 15,751,691 104,890,000 667,230,000 587,098,157 15,751,691 127,255,000 667,230,000 587,098,157 15,751,691 140,750,000 220 221 *Net Change in Gross Bonds Resulting from Refunding - Cumulative *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 1,570,000 0 1,570,000 0 1,570,000 0 1,570,000 0 225,000 0 -1,335,000 0 -2,565,000 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 410,430,000 458,400,000 509,290,000 543,425,000 589,310,000 562,565,000 538,640,000 523,915,000 State Match Bonds to be Repaid by CWSRF 223 *Match Bonds Issued - Annual 224 Match Bond Principal Repaid - Annual 4,275,000 2,590,000 655,000 1,400,000 2,570,000 2,310,000 2,660,000 1,930,000 2,545,000 2,035,000 32,555,000 2,915,000 30,985,000 2,155,000 0 2,945,000 225 226 227 "Match Bonds Issued - Cumulative "Match Bond Principal Repaid - Cumulative "Match Bonds Outstanding - Balance at End of Reporting Period 17,865,000 6,600,000 11,265,000 18,520,000 8,000,000 10,520,000 21,090,000 10,310,000 10,780,000 23,750,000 12,240,000 11,510,000 26,295,000 14,275,000 12,020,000 58,850,000 17,190,000 41,660,000 89,835,000 19,345,000 70,490,000 89,835,000 22,290,000 67,545,000 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 229 Interest Paid from Capitalized Interest Account - Annual 24,200,000 5,427,297 25,008,620 3,854,233 26,300,668 1,742,156 27,418,065 1,973,168 32,098,375 2,484,176 32,228,282 3,259,215 27,802,945 5,229,336 30,879,447 3,026,968 230 231 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds "Annual "Cumulative 18,772,703 65,831,332 21,154,387 86,985,719 24,558,512 111,544,231 25,444,897 136,989,128 29,614,199 166,603,327 28,969,067 195,572,394 22,573,609 218,146,003 27,852,479 245,998,482 "Calculated Values Page 43 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 209 Net Leveraged Bonds Issued - Annual 210 Cost of Leveraged Bond Issuance - Annual 211 Leveraged Bond Principal Repaid - Annual 0 0 0 24,780,000 0 0 0 24,185,000 0 0 0 29,265,000 0 0 0 34,320,000 0 0 0 35,275,000 0 0 0 28,865,000 0 0 0 23,495,000 0 0 0 27,055,000 212 213 Debt Service Reserve for Leveraged Bonds *Annual Change Balance at End of Reporting Period -11,882,268 152,526,339 -8,479,963 144,046,376 -6,421,034 137,625,342 -6,206,356 131,418,986 -18,467,479 112,951,507 -5,089,569 107,861,938 -20,005,383 87,856,555 -23,328,531 64,528,024 214 215 Net Change in Gross Bonds Resulting from Refunding - Annual CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 3,555,000 0 0 0 0 0 0 0 0 0 -30,980,000 0 -18,810,000 0 216 217 218 219 *Gross Leveraged Bonds Issued - Cumulative *Net Leveraged Bonds Issued - Cumulative *Cost of Leveraged Bond Issuance - Cumulative "Leveraged Bond Principal Repaid - Cumulative 667,230,000 587,098,157 15,751,691 165,530,000 667,230,000 587,098,157 15,751,691 189,715,000 667,230,000 587,098,157 15,751,691 218,980,000 667,230,000 587,098,157 15,751,691 253,300,000 667,230,000 587,098,157 15,751,691 288,575,000 667,230,000 587,098,157 15,751,691 317,440,000 667,230,000 587,098,157 15,751,691 340,935,000 667,230,000 587,098,157 15,751,691 367,990,000 220 221 *Net Change in Gross Bonds Resulting from Refunding - Cumulative *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative -2,565,000 0 990,000 0 990,000 0 990,000 0 990,000 0 990,000 0 -29,990,000 0 -48,800,000 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 499,135,000 478,505,000 449,240,000 414,920,000 379,645,000 350,780,000 296,305,000 250,440,000 State Match Bonds to be Repaid by CWSRF 223 *Match Bonds Issued - Annual 224 Match Bond Principal Repaid - Annual 0 3,535,000 0 2,905,000 0 1,230,000 0 1,195,000 0 1,245,000 0 1,280,000 0 1,015,000 0 1,295,000 225 226 227 "Match Bonds Issued - Cumulative "Match Bond Principal Repaid - Cumulative "Match Bonds Outstanding - Balance at End of Reporting Period 89,835,000 25,825,000 64,010,000 89,835,000 28,730,000 61,105,000 89,835,000 29,960,000 59,875,000 89,835,000 31,155,000 58,680,000 89,835,000 32,400,000 57,435,000 89,835,000 33,680,000 56,155,000 89,835,000 34,695,000 55,140,000 89,835,000 35,990,000 53,845,000 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 229 Interest Paid from Capitalized Interest Account - Annual 30,368,768 1,356,772 27,867,620 1,356,772 24,322,461 547,823 23,102,573 0 20,690,589 0 18,733,031 0 17,418,657 0 11,298,076 0 230 231 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds "Annual "Cumulative 29,011,996 275,010,478 26,510,848 301,521,326 23,774,638 325,295,964 23,102,573 348,398,537 20,690,589 369,089,126 18,733,031 387,822,157 17,418,657 405,240,814 11,298,076 416,538,890 "Calculated Values Page 44 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 209 Net Leveraged Bonds Issued - Annual 210 Cost of Leveraged Bond Issuance - Annual 211 Leveraged Bond Principal Repaid - Annual 0 0 0 88,550,000 0 0 0 58,265,000 0 0 0 30,875,000 0 0 0 15,655,000 0 0 0 26,560,000 0 0 0 11,220,000 0 0 0 11,725,000 0 0 0 7,590,000 212 213 Debt Service Reserve for Leveraged Bonds *Annual Change Balance at End of Reporting Period -11,650,499 52,877,525 -20,374,133 32,503,392 -10,308,385 22,195,007 -720,763 21,474,244 -5,411,685 16,062,559 -686,412 15,376,147 -615,882 14,760,265 -173,920 14,586,345 214 215 Net Change in Gross Bonds Resulting from Refunding - Annual CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 216 217 218 219 *Gross Leveraged Bonds Issued - Cumulative *Net Leveraged Bonds Issued - Cumulative *Cost of Leveraged Bond Issuance - Cumulative "Leveraged Bond Principal Repaid - Cumulative 667,230,000 587,098,157 15,751,691 456,540,000 667,230,000 587,098,157 15,751,691 514,805,000 667,230,000 587,098,157 15,751,691 545,680,000 667,230,000 587,098,157 15,751,691 561,335,000 667,230,000 587,098,157 15,751,691 587,895,000 667,230,000 587,098,157 15,751,691 599,115,000 667,230,000 587,098,157 15,751,691 610,840,000 667,230,000 587,098,157 15,751,691 618,430,000 220 221 *Net Change in Gross Bonds Resulting from Refunding - Cumulative *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative -48,800,000 0 -48,800,000 0 -48,800,000 0 -48,800,000 0 -48,800,000 0 -48,800,000 0 -48,800,000 0 -48,800,000 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 161,890,000 103,625,000 72,750,000 57,095,000 30,535,000 19,315,000 7,590,000 0 State Match Bonds to be Repaid by CWSRF 223 *Match Bonds Issued - Annual 224 Match Bond Principal Repaid - Annual 0 1,805,000 0 1,475,000 0 1,525,000 0 1,810,000 0 1,890,000 0 2,000,000 0 2,095,000 0 6,845,000 225 226 227 "Match Bonds Issued - Cumulative "Match Bond Principal Repaid - Cumulative "Match Bonds Outstanding - Balance at End of Reporting Period 89,835,000 37,795,000 52,040,000 89,835,000 39,270,000 50,565,000 89,835,000 40,795,000 49,040,000 89,835,000 42,605,000 47,230,000 89,835,000 44,495,000 45,340,000 89,835,000 46,495,000 43,340,000 89,835,000 48,590,000 41,245,000 89,835,000 55,435,000 34,400,000 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 229 Interest Paid from Capitalized Interest Account - Annual 10,500,636 0 6,578,400 0 1,353,162 0 3,996,994 0 3,315,703 0 2,562,544 0 2,170,644 0 1,756,450 0 230 231 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds "Annual "Cumulative 10,500,636 427,039,526 6,578,400 433,617,926 1,353,162 434,971,088 3,996,994 438,968,082 3,315,703 442,283,785 2,562,544 444,846,329 2,170,644 447,016,973 1,756,450 448,773,423 "Calculated Values Page 45 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Project Assistance Disbursed 232 Annual 0 0 13,372,177 19,700,150 49,655,523 40,898,486 38,762,459 43,229,287 32,217,839 233 "Cumulative 0 0 13,372,177 33,072,327 82,727,850 123,626,336 162,388,795 205,618,082 237,835,921 CWSRF Loan Repayments 234 Principal Repayments - Annual 0 0 0 60,000 515,000 1,475,000 3,165,000 5,178,200 8,282,100 235 Interest Payments - Annual 0 0 16,837 220,945 1,495,837 3,519,684 5,591,063 8,223,978 10,858,536 236 *Principal and Interest - Annual 0 0 16,837 280,945 2,010,837 4,994,684 8,756,063 13,402,178 19,140,636 237 *Principal Repayments - Cumulative 0 0 0 60,000 575,000 2,050,000 5,215,000 10,393,200 18,675,300 238 Interest Payments - Cumulative 0 0 16,837 237,782 1,733,619 5,253,303 10,844,366 19,068,344 29,926,880 239 *Principal and Interest - Cumulative 0 0 16,837 297,782 2,308,619 7,303,303 16,059,366 29,461,544 48,602,180 240 Weighted Average Interest Rate on Loans 0.000 5.000 5.500 4.990 4.100 3.500 4.950 3.650 3.900 Interest Earnings on Investments 241 Annual 0 0 149,091 2,394,196 3,597,032 5,599,056 7,235,205 7,988,075 11,235,000 242 "Cumulative 0 0 149,091 2,543,287 6,140,319 11,739,375 18,974,580 26,962,655 38,197,655 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 0 26,604 113,693 233,480 260,555 289,048 404,721 506,088 391,109 244 "Cumulative 0 26,604 140,297 373,777 634,332 923,380 1,328,101 1,834,189 2,225,298 Expenses as a % of Capitalization Grants 245 *Annual - 0.3% 1.0% 1.0% 1.2% 1.3% - 1.9% - 246 "Cumulative - 0.3% 0.7% 0.8% 1.0% 1.1% 1.5% 1.6% 1.9% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 24,000 74,463 379,269 1,121,369 1,002,174 1,545,439 248 "Cumulative 0 0 0 24,000 98,463 477,732 1,599,101 2,601,275 4,146,714 * Calculated values. Page 46 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 37,245,868 275,081,789 9,771,300 11,344,137 21,115,437 65,964,604 341,046,393 11,575,400 13,229,657 24,805,057 58,024,753 399,071,146 14,540,100 14,205,523 28,745,623 68,706,148 467,777,294 16.124.800 14.260.801 30,385,601 52,695,412 520,472,706 17,234,700 16,407,177 33,641,877 56,036,969 576,509,675 22,599,700 19,506,034 42,105,734 39,265,404 615,775,079 25,335,000 19,873,870 45,208,870 35,773,490 651,548,569 59,565,600 19,510,557 79,076,157 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 28,446,600 41,271,017 69,717,617 40,022,000 54,500,674 94,522,674 54,562,100 68,706,197 123,268,297 70,686,900 82,966,998 153,653,898 87,921,600 99,374,175 187,295,775 110,521,300 118,880,209 229,401,509 135,856,300 138,754,079 274,610,379 195,421,900 158,264,636 353,686,536 240 Weighted Average Interest Rate on Loans 3.950 3.500 3.500 4.140 3.850 3.670 3.353 3.100 Interest Earnings on Investments 241 Annual 242 "Cumulative 12,636,000 50,833,655 13,780,450 64,614,105 14,204,644 78,818,749 14,538,581 93,357,330 16,444,492 109,801,822 17,223,715 127,025,537 14,854,402 141,879,939 12,939,392 154,819,331 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 625,699 2,850,997 704,305 3,555,302 650,633 4,205,935 532,894 4,738,829 429,243 5,168,072 340,062 5,508,134 420,525 5,928,659 477,102 6,405,761 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 2.8% 2.1% 10.0% 2.5% 4.3% 2.6% 3.5% 2.7% 1.4% 2.5% 2.3% 2.5% 2.8% 2.5% 3.2% 2.6% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 1,570,638 5,717,352 1,982,744 7,700,096 2,538,961 10,239,057 2,895,510 13,134,567 2,540,370 15,674,937 2,620,538 18,295,475 3,581,551 21,877,026 2,772,503 24,649,529 * Calculated values. Page 47 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 25,557,263 677,105,832 28,751,300 18,121,304 46,872,604 39,537,485 716,643,317 29,602,200 17,915,402 47,517,602 27,156,311 743,799,628 31,358,500 18,537,963 49,896,463 22,151,924 765,951,552 34,359,900 18,537,452 52,897,352 34,451,883 800,403,435 35,926,700 17,390,445 53,317,145 34,371,753 834,775,188 37,418,600 16,655,210 54,073,810 49,061,410 883,836,598 39,971,000 15,866,787 55,837,787 28,281,907 912,118,505 115,643,500 15,302,517 130,946,017 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 224,173,200 176,385,940 400,559,140 253,775,400 194,301,342 448,076,742 285,133,900 212,839,305 497,973,205 319,493,800 231,376,757 550,870,557 355,420,500 248,767,202 604,187,702 392,839,100 265,422,412 658,261,512 432,810,100 281,289,199 714,099,299 548,453,600 296,591,716 845,045,316 240 Weighted Average Interest Rate on Loans 3.070 3.200 3.500 3.500 3.500 3.500 3.100 3.100 Interest Earnings on Investments 241 Annual 242 "Cumulative 10,662,786 165,482,117 10,475,625 175,957,742 10,550,979 186,508,721 11,722,752 198,231,473 8,791,715 207,023,188 5,636,262 212,659,450 5,552,493 218,211,943 3,294,833 221,506,776 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 368,488 6,774,249 515,195 7,289,444 504,367 7,793,811 724,214 8,518,025 905,195 9,423,220 733,138 10,156,358 745,436 10,901,794 780,139 11,681,933 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 2.7% 4.3% 2.8% 5.2% 2.9% 6.1% 3.0% 11.9% 3.2% 1.4% 3.0% 3.3% 3.0% 2.4% 2.9% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 2,557,819 27,207,348 2,612,178 29,819,526 2,018,242 31,837,768 2,827,381 34,665,149 9,617,618 44,282,767 3,716,091 47,998,858 3,880,781 51,879,639 3,455,592 55,335,231 * Calculated values. Page 48 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 32,383,584 944,502,089 49,411,500 12,542,396 61,953,896 30,591,430 975,093,519 69,934,600 11,956,304 81,890,904 27,039,048 1,002,132,567 35,195,000 10,775,271 45,970,271 27,905,689 1,030,038,256 63,065,000 10,676,391 73,741,391 47,252,299 1,077,290,555 46,270,000 10,386,951 56,656,951 75,446,932 1,152,737,487 61,555,000 9,668,201 71,223,201 42,240,628 1,194,978,115 32,055,000 9,164,151 41,219,151 35,482,760 1,230,460,875 54,515,000 8,963,816 63,478,816 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 597,865,100 309,134,112 906,999,212 667,799,700 321,090,416 988,890,116 702,994,700 331,865,687 1,034,860,387 766,059,700 342,542,078 1,108,601,778 812,329,700 352,929,029 1,165,258,729 873,884,700 362,597,230 1,236,481,930 905,939,700 371,761,381 1,277,701,081 960,454,700 380,725,197 1,341,179,897 240 Weighted Average Interest Rate on Loans 2.750 2.450 2.250 2.200 2.200 2.000 2.200 2.200 Interest Earnings on Investments 241 Annual 242 "Cumulative 3,206,186 224,712,962 3,831,021 228,543,983 3,172,680 231,716,663 2,930,999 234,647,662 2,656,738 237,304,400 2,724,105 240,028,505 3,939,893 243,968,398 4,310,759 248,279,157 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 868,915 12,550,848 662,521 13,213,369 359,226 13,572,595 448,320 14,020,915 0 14,020,915 426,993 14,447,908 396,932 14,844,840 407,786 15,252,626 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 3.2% 4.4% 3.2% 2.3% 3.2% 2.9% 3.2% 0.0% 3.1% 2.9% 3.1% 2.2% 3.0% 2.3% 3.0% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 3,463,050 58,798,281 3,656,069 62,454,350 3,236,258 65,690,608 1,317,643 67,008,251 2,525,798 69,534,049 2,657,341 72,191,390 2,882,176 75,073,566 3,110,486 78,184,052 * Calculated values. Page 49 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 1,455,800 0 0 0 0 0 0 250 State Match Amount 72,790 0 0 0 0 0 0 251 Cumulative Total 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 1,528,590 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 1,528,590 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 256 Number of Projects Receiving Hardship Assistance - Annual 2 0 0 0 0 0 0 257 Cumulative 2 2 2 2 2 2 2 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 2 0 0 0 0 0 0 259 "Cumulative 2 2 2 2 2 2 2 260 Hardship Portion of Combined Assistance - Annual Dollars 1,528,590 0 0 0 0 0 0 261 Cumulative 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 955,000 0 0 0 0 0 0 263 Cumulative 955,000 955,000 955,000 955,000 955,000 955,000 955,000 264 *Total Annual Combined Assistance 2,483,590 0 0 0 0 0 0 265 Cumulative Combined Assistance 2,483,590 2,483,590 2,483,590 2,483,590 2,483,590 2,483,590 2,483,590 * Calculated values. Page 50 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 2 2 2 2 2 2 2 2 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 2 2 2 2 2 2 2 2 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 955,000 955,000 955,000 955,000 955,000 955,000 955,000 955,000 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 2,483,590 2,483,590 2,483,590 2,483,590 2,483,590 2,483,590 2,483,590 2,483,590 * Calculated values. Page 51 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 2 2 2 2 2 2 2 2 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 2 2 2 2 2 2 2 2 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 1,528,590 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 955,000 955,000 955,000 955,000 955,000 955,000 955,000 955,000 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 2,483,590 2,483,590 2,483,590 2,483,590 2,483,590 2,483,590 2,483,590 2,483,590 * Calculated values. Page 52 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 0 267 Annual Dollar Amount 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 0 270 Annual Number of Loans 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 0 273 Annual Dollar Amount 0 0 0 0 0 0 274 Cumulative Dollar Amount 0 0 0 0 0 0 0 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 0 276 Annual Number of Grants 0 0 0 0 0 0 277 "Cumulative Number of Grants 0 0 0 0 0 0 0 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 0 0 0 0 0 0 279 *Dollar Amount of Loans and Grants - Cumulative 0 0 0 0 0 0 0 280 *Number of Loans and Grants - Annual 0 0 0 0 0 0 281 *Number of Loans and Grants - Cumulative 0 0 0 0 0 0 0 * Calculated values. Page 53 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 0 0 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 0 0 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 0 0 0 0 0 0 0 0 274 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 0 0 0 0 0 0 0 0 277 "Cumulative Number of Grants 0 0 0 0 0 0 0 0 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 0 0 0 0 0 0 0 0 279 *Dollar Amount of Loans and Grants - Cumulative 0 0 0 0 0 0 0 0 280 *Number of Loans and Grants - Annual 0 0 0 0 0 0 0 0 281 *Number of Loans and Grants - Cumulative 0 0 0 0 0 0 0 0 * Calculated values. Page 54 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 0 0 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 0 0 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 0 0 0 0 0 0 0 0 274 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 0 0 0 0 0 0 0 0 277 "Cumulative Number of Grants 0 0 0 0 0 0 0 0 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 0 0 0 0 0 0 0 0 279 *Dollar Amount of Loans and Grants - Cumulative 0 0 0 0 0 0 0 0 280 *Number of Loans and Grants - Annual 0 0 0 0 0 0 0 0 281 *Number of Loans and Grants - Cumulative 0 0 0 0 0 0 0 0 * Calculated values. Page 55 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Funds Available for Projects 282 *Annual (New Funds) 283 "Cumulative 0 0 12,234,479 12,234,479 31,839,623 44,074,102 46,417,747 90,491,849 63,701,259 154,193,109 78,994,940 233,188,048 42,851,963 276,040,011 64,110,665 340,150,676 29,391,716 369,542,392 CWSRF Assistance as a % of Funds Available 284 *Annual 285 "Cumulative - 0% 0% 97% 70% 58% 64% 111 % 83% 96% 88% 140% 96% 64% 90% 96% 90% Outlays as a % of Capitalization Grants 286 *Annual 287 "Cumulative - 0% 0% 47% 24% 30% 27% 23% 26% 84% 40% 68% 68% 68% 80% Disbursements as a % of Funds Available 288 *Annual 289 "Cumulative - 0% 0% 42% 30% 42% 37% 78% 54% 52% 53% 90% 59% 67% 60% 110% 64% Construction Starts as a % of Funds Available 290 *Annual 291 "Cumulative - 0% 0% 97% 70% 59% 64% 111 % 84% 96% 88% 140% 96% 64% 90% 96% 90% Initiation of Operations as a % of Funds Available 292 *Annual 293 "Cumulative - 0% 0% 16% 11% 53% 33% 36% 34% 18% 29% 38% 30% 149% 52% 335% 75% Loan Principal Repayments as a % of Funds Available 294 *Annual 295 "Cumulative - 0% 0% 0% 0% 0% 0% 1% 0% 2% 1% 7% 2% 8% 3% 28% 5% * Calculated values. Page 56 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Funds Available for Projects 282 *Annual (New Funds) 58,816,874 68,581,371 80,420,391 48,855,343 76,712,873 36,008,957 39,080,745 71,329,594 283 "Cumulative 428,359,267 496,940,638 577,361,028 626,216,372 702,929,245 738,938,202 778,018,947 849,348,540 CWSRF Assistance as a % of Funds Available 284 *Annual 83% 71% 72% 194% 89% 74% 134% 24% 285 "Cumulative 89% 87% 85% 93% 93% 92% 94% 88% Outlays as a % of Capitalization Grants 286 *Annual 67% 263% 89% 129% 69% 60% 36% 91% 287 "Cumulative 77% 87% 87% 90% 87% 85% 82% 83% Disbursements as a % of Funds Available 288 *Annual 63% 96% 72% 141 % 69% 156% 100% 50% 289 "Cumulative 64% 69% 69% 75% 74% 78% 79% 77% Construction Starts as a % of Funds Available 290 *Annual 83% 71% 72% 195% 90% 75% 134% 24% 291 "Cumulative 89% 87% 85% 93% 93% 92% 94% 88% Initiation of Operations as a % of Funds Available 292 *Annual 113% 20% 48% 73% 12% 97% 415% 115% 293 "Cumulative 80% 72% 68% 69% 63% 64% 82% 85% Loan Principal Repayments as a % of Funds Available 294 *Annual 17% 17% 18% 33% 22% 63% 65% 84% 295 "Cumulative 7% 8% 9% 11% 13% 15% 17% 23% * Calculated values. Page 57 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Funds Available for Projects 282 *Annual (New Funds) 7,226,135 21,987,301 22,514,759 24,214,836 31,165,063 65,691,457 61,338,686 148,942,745 283 "Cumulative 856,574,675 878,561,977 901,076,736 925,291,572 956,456,635 1,022,148,092 1,083,486,778 1,232,429,523 CWSRF Assistance as a % of Funds Available 284 *Annual 351% 167% 88% 163% 81% 109% 42% 9% 285 "Cumulative 90% 92% 92% 94% 93% 95% 92% 82% Outlays as a % of Capitalization Grants 286 *Annual - 168% 252% 79% 170% 37% 196% 65% 287 "Cumulative 89% 93% 98% 98% 99% 90% 97% 94% Disbursements as a % of Funds Available 288 *Annual 354% 180% 121% 91% 111 % 52% 80% 19% 289 "Cumulative 79% 82% 83% 83% 84% 82% 82% 74% Construction Starts as a % of Funds Available 290 *Annual 353% 167% 88% 164% 82% 91% 62% 9% 291 "Cumulative 91% 92% 92% 94% 94% 94% 92% 82% Initiation of Operations as a % of Funds Available 292 *Annual 147% 130% 93% 361% 49% 3% 41% 22% 293 "Cumulative 85% 86% 86% 94% 92% 86% 84% 76% Loan Principal Repayments as a % of Funds Available 294 *Annual 398% 135% 139% 142% 115% 57% 65% 78% 295 "Cumulative 26% 29% 32% 35% 37% 38% 40% 45% * Calculated values. Page 58 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Funds Available for Projects 282 *Annual (New Funds) -23,915,055 54,914,498 41,774,054 71,154,279 48,122,071 73,083,174 47,014,362 68,828,365 283 "Cumulative 1,208,514,468 1,263,428,966 1,305,203,020 1,376,357,299 1,424,479,370 1,497,562,544 1,544,576,906 1,613,405,271 CWSRF Assistance as a % of Funds Available 284 *Annual - 32% 193% 91% 121% 35% 118% 117% 285 "Cumulative 86% 84% 87% 88% 89% 86% 87% 88% Outlays as a % of Capitalization Grants 286 *Annual - 100% 97% 103% 98% 96% 99% 100% 287 "Cumulative 100% 100% 100% 100% 100% 100% 100% 100% Disbursements as a % of Funds Available 288 *Annual -135% 56% 65% 39% 98% 103% 90% 52% 289 "Cumulative 78% 77% 77% 75% 76% 77% 77% 76% Construction Starts as a % of Funds Available 290 *Annual -34% 31% 109% 91% 118% 40% 118% 118% 291 "Cumulative 84% 82% 83% 83% 84% 82% 83% 85% Initiation of Operations as a % of Funds Available 292 *Annual -149% 32% 103% 21% 18% 38% 25% 25% 293 "Cumulative 81% 79% 80% 77% 75% 73% 71% 69% Loan Principal Repayments as a % of Funds Available 294 *Annual -207% 127% 84% 89% 96% 84% 68% 79% 295 "Cumulative 49% 53% 54% 56% 57% 58% 59% 60% * Calculated values. Page 59 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Disbursements as a % of CWSRF Assistance 296 *Annual 297 "Cumulative - 44% 44% 73% 57% 70% 64% 54% 61% 65% 62% 106% 67% 115% 71% Construction Starts as a % of CWSRF Assistance 298 *Annual 299 "Cumulative - 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 301 "Cumulative - 16% 16% 91% 51% 33% 41% 18% 33% 27% 31% 233% 58% 351% 83% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 303 "Cumulative - 0% 0% 0% 0% 1% 0% 2% 1% 5% 2% 13% 3% 29% 6% Initiation of Operations as a % of Construction Starts 304 *Annual 305 "Cumulative - 16% 16% 90% 51% 33% 41% 18% 32% 27% 31% 232% 58% 350% 83% * Calculated values. Page 60 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Disbursements as a % of CWSRF Assistance 296 *Annual 76% 136% 100% 72% 77% 209% 75% 213% 297 "Cumulative 72% 79% 82% 80% 80% 85% 84% 87% Construction Starts as a % of CWSRF Assistance 298 *Annual 100% 100% 100% 100% 100% 100% 100% 100% 299 "Cumulative 100% 100% 100% 100% 100% 100% 100% 100% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 136% 28% 67% 38% 13% 130% 311% 488% 301 "Cumulative 90% 83% 81% 74% 68% 70% 87% 96% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 20% 24% 25% 17% 25% 84% 49% 355% 303 "Cumulative 7% 9% 11% 12% 13% 16% 19% 26% Initiation of Operations as a % of Construction Starts 304 *Annual 135% 28% 67% 37% 13% 129% 309% 486% 305 "Cumulative 89% 83% 81% 74% 67% 70% 87% 96% * Calculated values. Page 61 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Disbursements as a % of CWSRF Assistance 296 *Annual 101% 108% 137% 56% 136% 48% 189% 218% 297 "Cumulative 88% 89% 90% 88% 90% 86% 89% 91% Construction Starts as a % of CWSRF Assistance 298 *Annual 100% 100% 100% 100% 100% 84% 147% 100% 299 "Cumulative 100% 100% 100% 100% 100% 99% 100% 100% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 42% 78% 106% 221% 60% 3% 96% 253% 301 "Cumulative 94% 94% 94% 100% 99% 91% 92% 94% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 113% 81% 158% 87% 142% 52% 154% 890% 303 "Cumulative 29% 31% 34% 37% 40% 41% 44% 55% Initiation of Operations as a % of Construction Starts 304 *Annual 42% 77% 106% 220% 60% 4% 66% 253% 305 "Cumulative 94% 93% 94% 99% 98% 92% 91% 93% * Calculated values. Page 62 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Disbursements as a % of CWSRF Assistance 296 *Annual 84% 173% 34% 43% 81% 297% 76% 44% 297 "Cumulative 91% 92% 88% 85% 85% 89% 89% 86% Construction Starts as a % of CWSRF Assistance 298 *Annual 21% 97% 56% 100% 97% 115% 100% 102% 299 "Cumulative 97% 97% 95% 95% 95% 95% 96% 96% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 92% 101% 53% 23% 15% 110% 22% 21% 301 "Cumulative 94% 94% 91% 87% 84% 84% 82% 78% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 128% 396% 44% 97% 80% 242% 58% 68% 303 "Cumulative 57% 63% 62% 63% 64% 68% 67% 67% Initiation of Operations as a % of Construction Starts 304 *Annual 444% 104% 94% 23% 16% 95% 22% 21% 305 "Cumulative 96% 96% 96% 92% 88% 89% 86% 82% * Calculated values. Page 63 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative - 260% 260% 286% 275% 988% 485% 225% 351% 156% 271% 233% 262% 251% 260% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 0% 0% 97% 70% 58% 64% 111 % 83% 96% 88% 140% 96% 64% 90% 96% 90% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative - 44% 44% 73% 57% 70% 64% 54% 61% 65% 62% 106% 67% 115% 71% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - 18,022,811 5,788,332 22% 533,689 6,322,021 12% 43,245,450 49,567,470 65% 50,079,252 99,646,723 98% 50,908,273 150,554,996 141 % 8,746,266 159,301,262 117% 18,917,903 178,219,165 128% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 0 0 0 0 0.0% 52,165 52,165 0.2% 2,188,344 2,240,509 4.4% 3,172,762 5,413,271 7.1% 2,996,369 8,409,640 8.3% 2,995,167 11,404,807 10.7% 2,280,740 13,685,547 10.0% 3,370,359 17,055,906 12.2% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 64 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 248% 259% 355% 273% 434% 288% 352% 296% 257% 292% 628% 308% 733% 320% 266% 316% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 83% 89% 71% 87% 72% 85% 194% 93% 89% 93% 74% 92% 134% 94% 24% 88% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 76% 72% 136% 79% 100% 82% 72% 80% 77% 80% 209% 85% 75% 84% 213% 87% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 16,518,628 194,737,792 116% 35,706,299 230,444,091 131% 32,298,086 262,742,178 135% 83,107,225 345,849,402 163% 44,450,615 390,300,017 159% -22,861,460 367,438,557 125% -959,832 366,478,725 108% -45,718,016 320,760,710 90% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 2,617,434 19,673,340 11.8% 4,455,720 24,129,060 13.7% 1,541,655 25,670,715 13.2% 1,424,485 27,095,200 12.7% 1,202,470 28,297,670 11.5% 4,845,682 33,143,352 11.3% 9,999,663 43,143,015 12.7% 1,652,470 44,795,485 12.6% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 65 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Financial Indicators Federal Return on Investment 306 *Annual 164% 196% 110% 235% 268% 181% 110% 134% 307 "Cumulative 305% 296% 279% 278% 277% 271% 251% 244% Executed Loans as a % of Funds Available 308 *Annual 351% 167% 88% 163% 81% 109% 42% 9% 309 Cumulative 90% 92% 92% 94% 93% 95% 92% 82% Disbursements as a % of Executed Loans 310 *Annual 101% 108% 137% 56% 136% 48% 189% 218% 311 Cumulative 88% 89% 90% 88% 90% 86% 89% 91% Additional Loans Made Due to Leveraging 312 *Annual 30,046,133 23,152,662 3,721,275 21,571,520 12,632,416 11,193,912 -15,356,133 -112,619,214 313 Cumulative 350,806,843 373,959,504 377,680,779 399,252,299 411,884,715 423,078,627 407,722,494 295,103,280 314 Cumulative Additional Loans as a % of Contributed Capital 98% 101% 100% 102% 103% 94% 86% 58% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual -3,762,906 -1,024,821 4,084,304 5,962,631 4,246,571 2,278,441 2,985,623 6,004,274 319 Cumulative 41,032,579 40,007,758 44,092,062 50,054,693 54,301,264 56,579,705 59,565,328 65,569,602 320 Cumulative Retained Earnings as a % of Contributed Capital 11.5% 10.8% 11.6% 12.8% 13.6% 13.2% 13.3% 13.7% Subsidy Information from CBR as of Report Date 321 Grant Amount 0 0 0 0 322 Negative Interest 0 0 0 0 323 Principal Forgiven 0 21,649,669 3,412,170 2,035,000 324 * Total Annual Subsidy 0 21,649,669 3,412,170 2,035,000 325 * Total Cumulative Subsidy 0 21,649,669 25,061,839 27,096,839 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 0 0 0 0 327 Energy Efficiency 0 4,319,680 2,080,000 2,810,000 328 Water Conservation 0 0 0 1,297,000 329 Green Innovative 0 12,453,689 3,950,000 0 330 * Total Annual GPR 0 16,773,369 6,030,000 4,107,000 331 * Cumulative GPR 0 16,773,369 22,803,369 26,910,369 * Calculated values. Page 66 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Alabama Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 139% 238% 206% 237% 178% 235% 173% 232% 324% 235% 528% 244% 238% 244% 200% 242% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative -161% 86% 32% 84% 193% 87% 91% 88% 121% 89% 35% 86% 118% 87% 117% 88% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 84% 91% 173% 92% 34% 88% 43% 85% 81% 85% 297% 89% 76% 89% 44% 86% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 74,175,554 369,278,834 73% -16,902,145 352,376,689 67% 49,229,331 401,606,020 74% -5,618,516 395,987,504 71% 15,410,114 411,397,618 72% -46,976,762 364,420,856 62% 8,966,520 373,387,376 62% 11,602,152 384,989,528 62% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 3,442,946 69,012,548 14.5% 7,733,925 76,746,473 15.6% 11,069,789 87,816,262 17.3% 7,800,396 95,616,658 18.2% 7,837,986 103,454,644 19.2% 7,829,762 111,284,406 20.1% 8,838,400 120,122,806 21.1% 4,673,125 124,795,931 21.3% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 2,130,000 2,130,000 29,226,839 0 0 428,220 428,220 29,655,059 0 0 1,040,000 1,040,000 30,695,059 0 0 0 0 30,695,059 0 0 1,815,500 1,815,500 32,510,559 0 0 500,000 500,000 33,010,559 0 0 1,475,000 1,475,000 34,485,559 0 0 755,000 755,000 35,240,559 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 1,600,000 3,477,000 0 0 5,077,000 31,987,369 314,000 1,693,220 0 0 2,007,220 33,994,589 3,259,900 975,000 0 0 4,234,900 38,229,489 270,000 1,600,000 0 0 1,870,000 40,099,489 1,288,000 2,060,000 0 0 3,348,000 43,447,489 0 0 0 0 0 43,447,489 361,424 0 0 0 361,424 43,808,913 0 0 0 0 0 43,808,913 * Calculated values. v. 06.11.2020 Page 67 of 67 11/30/2020 ------- |