Revitalizing Southeastern Communities

, flftr -f

Involving the Community

Community involvement and consensus is one of the most important ingredients for a successful
brownfield project. Education and involvement of a broad range of stakeholders, including community
and neighborhood organizations, is important to the success of local brownfields programs and specific
brownfields projects. It is especially important to involve local neighborhood groups early in the
redevelopment process to ensure that their input is considered in the initial reuse planning stages.

Early involvement helps ensure community support for projects and generally provides greater
certainty to private developers that the projects will proceed according to plan.

In most successful brownfields projects, public outreach and involvement plans were implemented
from the outset. In Minneapolis, Minnesota, community participation was central to the
redevelopment of the Johnson Street Quarry into a discount shopping center. The Minneapolis
Community Development Agency (MCDA) assembled a neighborhood task force, which met monthly
in a televised public forum to discuss project plans. In a written report, the group expressed
numerous concerns about traffic, noise, and public safety and called on the City to implement a series
of traffic control measures and infrastructure improvements before it would support the initiative.
The City and developers agreed to implement the task force's recommendations, so the project
moved forward with strong public support. After the project was completed, the developer stated
that the community's input had actually resulted in a better project that will produce higher financial
returns than expected.

Most good brownfields programs establish advisory groups or other mechanisms to work with the
broad range of brownfields stakeholders including developers, lenders, property owners, community
and citizen leaders, environmental leaders, and local, state, and federal government officials. These
stakeholder groups enable localities to build community support for the program, leverage public and
private sector investment, and overcome barriers to redevelopment. These stakeholder groups are
particularly useful in helping localities conduct effective community involvement processes to ensure
community support for specific redevelopment projects. They are also useful in reaching out to the
private sector and ensuring they are active partners in the local program.

Many communities have also established special work groups or task forces to focus on specific issues
such as brownfields financing, regulatory barriers and community outreach and involvement. For
example:

Chicago Illinois' Brownfields Forum, established in 1994, paved the way for the creation of the

City's nationally recognized brownfields program. The work groups on brownfields financing

and redevelopment barriers continue to meet and recommend improvements to the program.


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Baltimore, Maryland has established an ongoing group of brownfields business leaders who meet
regularly to identify strategies to overcome brownfields regulatory and financing barriers in the
City. One outcome of this group was the publication of a "Guide to Private Financing of
Brownfields Redevelopment," which included a directory of lenders in the area.

Westminster, Colorado established a work group of banking and other financial institutions as a
mechanism to overcome the reluctance of lenders to provide financing for brownfields projects.
This process helped to inform lenders about brownfields and helped give them confidence that
they could profit by financing redevelopment projects.

The small cities of Charles Town and Ranson, West Virginia have formed a multi-stakeholder
"Commerce Corridor Council" to guide and support their joint effort to redevelop a blighted
corridor of brownfield properties into a "Commerce Corridor" of commercial, retail,
institutional and park uses. The Commerce Corridor Council includes municipal officials,

County officials, brownfields property owners, business leaders, high-tech leaders, bankers,
citizen groups, state and federal agencies, and political leaders who convene periodically to guide
the overall project and endorse initiatives.

Stamford, Connecticut worked closely with a private developer and local community
organizations to convert an old oil depot and shipbuilding factory into a mixed income housing
development overlooking Long Island Sound. The neighborhood organizations provided input
on the type and affordability levels of the housing, environmental cleanup, local improvements
and amenities, as well as other neighborhood issues.

Des Moines, Iowa, has established a "Good Neighbor" process under which the City, private
developers and neighborhood organizations meet regularly to discuss plans and issues related to
the development of the Des Moines Agri-mergent Technology Park, a proposed state-of-the-art
technology park on an 1, 100 acre site currently occupied by scrapyards.

East Palo Alto, California has conducted a comprehensive planning process involving community
leaders, local property owners, and potential developers to create the vision for the
redevelopment of the Ravenswood Industrial Area into a mixed use project with commercial
office space, housing and light industry. The process was so successful that the local property
owners have agreed to form a limited liability corporation and tax themselves to help fund
infrastructure and other site improvements.

Community involvement in a brownfields redevelopment must not be approached as "business as
usual." Routine public hearings and comment periods do not suffice. Existing participation mechanisms
may be used, but they will likely need to be expanded and adapted to fit the circumstances, particularly
by bringing people from all stakeholder groups together early and frequently in the process. One good
source of potential resources for community outreach and stakeholder education is EPA's "Technical
Assistance for Brownfields" program, which provides university-based resources and assistance for
brownfields community participation projects.

Officials cannot assume that stakeholder wants and needs are known. Proactive strategies are needed
to bring their concerns and visions to light, and to move the various stakeholders towards consensus.
In practice, effective strategies involve significant leg work. Actively reaching out to the business,
financial and residential communities is essential.


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Websites:

www.nemw.org/Communitylnvolve.pdf - Community Involvement in Brownfields Redevelopment by
Northeast-Midwest Institute (2003)

www.cpeo.org/pubs/comadv.html - Center for Public Environmental Oversight
www.toscprogram.org/tab-overview.html - EPA's Technical Assistance for Brownfields program


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Community Involvement in
Brownfleld Redevelopment

by

Charles Bartsch

Edited by Barbara Wells
March 2003

Northeast-Midwest Institute


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Overview

Community participation and stakeholder involvement play an essential role in successful
brownfield development, as dozens of success stories attest. Yet historically, community participation in
federally influenced redevelopment activities has been adversarial. In many quarters, community
participation has an obstructionist reputation, viewed as a process that will slow down or derail a project
rather than enhance its likelihood of success. In fact, a meaningful, inclusive process of stakeholder
involvement has proven to be an important factor in the successful redevelopment and reuse of
brownfield sites.

Many brownfield projects have benefitted or even been made possible by a substantive
community participation process that has generated neighborhood support. A growing number of projects
has brought more than adequate economic benefits to their developers and critical benefits to their
surrounding neighborhoods, including jobs, tax revenues, spin-off business opportunities, and
community amenities. Early community involvement has been a key to this success. The more
community members know, the more they can contribute.

For many reasons, stakeholder participation is more important to brownfield redevelopment
projects than to the typical greenfield real estate transaction. In addition to complex legal and financing
issues associated with site assessment and cleanup, brownfield sites have complicated histories in their
communities. They may represent the loss of economic vitality and the onslaught of blight and decline,
while at the same time holding out the potential for numerous competing visions of new development and
growth. Brownfield redevelopment can either have a galvanizing effect on a community, or it can drive
wedges of division and disharmony right through them. Community involvement in every step of the
process can make the difference.

A successful information and outreach strategy increases the likelihood that brownfield reuse will
become part of the business of the community. Because the redevelopment process can extend over a
long period of time, maintaining support from stakeholders and the community at large is important not
only for the specific project at hand, but also for familiarizing people and institutions with brownfield
revitalization in general.

This report offers a factual examination of the components of effective and meaningful citizen
participation and describes its benefits for both communities and developers. These observations are
based on meetings, workshops, and discussions with stakeholders who have been involved at more than
100 brownfield sites in nearly as many cities over the past ten years. Their experience shows that as
approaches to brownfield redevelopment evolve, the role of community participation is playing a larger
and larger part.

1. Community Vision

A community vision is a collective understanding of how a neighborhood, city, or town as a
whole should look and function. In the brownfields context, this vision encompasses the challenges of
revitalizing contaminated sites. To develop a vision, all of those with a stake in the site's future require
an awareness both the potential reuse of the site and the basic path being pursued at the municipal and
community level for meeting the site's challenges. Articulating that vision, gathering support for it,

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formalizing it, and relating it to the concrete work of brownfield redevelopment are not just "good things
to do." In fact, they are crucial to successful and sustainable brownfield redevelopment.

Brownfield project leaders have found that a common vision gives developers and investors more
comfort with the reuse process and makes them more likely to participate in redevelopment partnerships.
For managers of the most recent pilot projects sponsored by the U.S. Environmental Protection Agency
(EPA), developing a workable community vision was one of the most difficult and important tests of their
brownfield leadership.

The visioning process must help all involved and affected parties imagine both the possibilities
and the obstacles involved in making a brownfield program successful. It demands a significant
commitment of both resources and skilled management, and usually requires local leaders to convene a
participatory process. It begins by articulating and then building on and improving a vision statement -
working with it until the statement captures the essence of the challenge and the goals that "fit" the
community and its problems, resources, and constituencies. If such a vision can be defined, it can serve
as the foundation on which to build a base of broad support that fosters commitments of the key parties
who are needed to sustain a viable brownfield effort. Thus a vision can be a catalyst for reuse.

Why do communities create a vision?

Achieving a common vision among the full complement of a community's political leaders and
stakeholders provides the cohesion and excitement about a brownfield project that can sustain the effort
through short-term changes in organization, tactics, and focus. Experienced brownfield practitioners
know a vision is essential to sustaining a brownfield program in the midst of political change, particularly
when a key leader is lost. Once the community has endorsed the vision and it has been institutionalized,
it becomes difficult to serendipitously change the widely accepted plan.

The source and breadth of brownfield community visions differ from place to place. They
generally are catalyzed by energetic or charismatic individuals who bring initiatives to life, or by
organized coalitions that embody community interests. Although a vision produces the greatest benefit
when it is developed early in the brownfield project, communities may realize the need to develop one at
various stages of the process in response to project challenges.

Creating a vision mid-stream

Rochester, New York, embarked on a brownfield project with a focused work plan, seeking only
to establish a city-run brownfield revolving loan fund to support site assessment and cleanup. However,
local events dictated that the city's efforts evolve beyond the revolving loan fund, and an astute project
leader drew on a supportive stakeholder network to develop a community vision that encompassed the
expanded initiative. The broad community vision now plays an important role in the life and vitality of
Rochester and its brownfield initiative.

This vision responded to two simultaneous events. First, an emotional intensity and commitment
developed among neighborhood residents when they learned of the errant environmental practices of a
local landowner. Second, the city's mayor established a network of neighborhood action centers to
identify and respond to local concerns more directly. City department heads were instructed to act
quickly on issues that concerned communities, as identified by the neighborhood centers. Thus, the
neighborhood concerns over environmental practices and their impacts were promptly directed to the
city's brownfield pilot staff.

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Adapting a vision to circumstances

The experience of Buffalo, New York, demonstrates the importance of rooting a community
vision in a realistic picture of the constraints as well as the possibilities inherent in successful brownfield
development. Buffalo embarked on a major visioning, planning, and public-involvement initiative even
before receiving an EPA brownfield pilot grant. That vision evolved as a strong, optimistic, and
galvanizing concept in the eyes of a few city officials, who viewed it as a path to recovery from the severe
economic downturn of the 1980s. When Buffalo began to implement this brownfield vision, the city
initially concentrated on revitalizing part of South Buffalo, with the strong support of both the city
administration and extensive public participation.

However, the city's broad vision raised expectations that were challenged by a dearth of
resources. The difficulties encountered in trying to replicate the early brownfield successes in South
Buffalo forced a reexamination of the vision. The city needed a vision that would be applicable to the
entire city and realistic in terms of the pace of economic revitalization in a city with limited economic
opportunities. The vision needed wider public support, a continuing flow of new projects and successes,
and an administrative structure capable of bringing a city-wide vision to fruition.

Expanding on a community vision

In Camden, New Jersey, the vision of community leaders for a single neighborhood provided the
foundation for the city's brownfield vision. The community leaders had identified a future of cleanup and
reuse for specific abandoned properties in a single Camden neighborhood. In this case, the vision was
driven first by the community, then adopted by the leaders of the EPA pilot project, and finally given
strength and resources by a new mayor and his new team of city officials.

It is difficult to produce a vision that is sufficiently concrete to galvanize commitment unless it is
exemplified by one or several redevelopment successes. However, site-specific or neighborhood visions
may not support a sustainable city-wide or regional vision. The challenge lies in using a local or
neighborhood-based vision to inform a broader vision, even when city-wide circumstances differ from
neighborhood conditions. In addition, the coalitions needed to sustain a broad, city-wide, or regional
vision may not exist.

How do communities create a vision?

With the multiple pressures of launching brownfield offices and programs, communities have
different views of the locus and scope of a community vision process. Processes for creating a successful
vision that can sustain brownfield redevelopment generally do the following.

Determine the vision scope. Some communities believe a brownfield vision can get lost if it is
folded into a broader community vision, but others contend that brownfields should be a component of
the overall community vision. Communities need to determine whether the brownfield vision will be
stronger in isolation or integrated into broader "quality of life issues" of great concern to their areas.

Identify who can best articulate the vision. In some cases, the city itself can most effectively
propose a draft vision for the community to work with. In other cases, the initial drafts come from
grassroots sources, with the city helping to keep the vision realistic and achievable.

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Solicit outside help. At some point, many
communities need outside assistance to create some
aspects of their vision. Professional facilitation
services can help develop process and consensus and
later rally community support around a brownfield
vision.

Generate broad-based support. A vision
can be formalized only if it emerges from a process
that assures broad participation among diverse groups
and interests, including respected leaders. Such
participation can be generated through task forces,
panels, and "blue ribbon committees"; community
institutions such as churches, community-
development corporations, or Chambers of
Commerce; reuse charrettes that elicit community
input using maps, models, and information on zoning
and regulations; and cable access television to
disseminate information.

Verify specific support. Local officials
should not assume that diverse support exists in all
parts of a jurisdiction just because there is broad
interest in brownfield revitalization. It is important to verify that the vision is correctly articulated.
Ongoing checks with the community are needed to be sure the vision remains correctly reflected in local
processes.

Link the vision to related goals. It can prove essential to tie the brownfield vision to related
environmental and development goals and actually build data about those other factors into the vision
itself. Many communities find that to sustain a community vision, the brownfield program needs to
demonstrate benefits, such as jobs for local residents.

Institutionalize the vision. A vision statement must be officially embraced by public authorities
and institutionalized through zoning, land-use, and urban-investment policies. In addition, the city's
larger political establishment must commit to accommodating the local vision when promoting
brownfield reuse and marketing sites.

2. Community Involvement

Community involvement takes many varied forms. It evolves in response to a municipality's
culture and regulatory framework, as well as the characteristics of the area's brownfields - such as
project location, site history, and proximity to different types of neighboring land uses. However,
generally successful community involvement requires the carefully-planned execution of four
components.

Stakeholder Identification. Brownfield managers stress that localities need to push themselves
to broaden stakeholder involvement if they hope to overcome old redevelopment patterns that work

Questions for Communities to Address

Although every brownfield project has its own specific
issues, opportunities, and approaches, they all need
to address fundamental questions on process and
practice for effective stakeholder involvement to occur.
These questions include:

How much outreach and public relations should
be carried out and what is the best way to do it?
How will the project cover the costs of
community participation?

How will stakeholder involvement affect project
costs?

Do potential site reusers believe community
involvement causes delays, and if so what does
that mean for the project?

Which party "owns" or "drives" the public-
involvement process, and what are the
implications of that "ownership" for the project?
How should the media be constructively
involved?

Who should carry out the public participation
process?

Who will determine "how clean is clean" for a
specific site, and how will this decision be
reached?

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against brownfield reuse. Community involvement must include both the stakeholders whose
participation is needed to bring about change, and the stakeholders who have a direct interest in the issues
at the site. In all cases, stakeholders should be associated with and affected by redevelopment plans. The
full range of stakeholders who define the community must be identified, selected because of the roles they
play in the community, and invited to participate in an open, inclusive brownfield-revitalization process.
In addition to the immediate municipal staff, these stakeholders may include civic, business, and other
community leaders; representatives of financial and real-estate development institutions; citizens active in
local community-development and betterment organizations; and elected officials.

Typically, local governments can attract the diverse interests needed to come together in a
brownfield transaction. Local agencies oversee planning, zoning, and development activities that involve
interaction with property owners, developers, and community interests.

To help in stakeholder identification, brownfield players must know their communities and their
leadership at all levels. Getting out in the community - even going door-to-door - to find critical
stakeholders and nurture those relationships is an essential part of this process. Interaction among local
officials and state and federal regulatory agencies are critical in conducting work and enhancing
resources. Even in places boasting previous brownfield successes, localities have found they must tend to
the stakeholders and involve them as much as possible to benefit from the contacts, references, and
collaboration that can facilitate brownfield-related redevelopment.

Process Framework. The framework for community involvement governs how the process will
be organized and carried out. It may enlist an in-house brownfield team or "point person" to coordinate
and facilitate the outreach effort. Depending on the scope of the project, the point person may be a full-
time local government brownfield coordinator or another department or project manager with a partial
time commitment to brownfield redevelopment projects. The framework also establishes ground rules for
representatives of stakeholder groups to assume responsibility for continuing maintenance and oversight
of projects; accepting accountability; and supporting the new land use by using the new facility or
promoting whatever land use is established once a brownfield project has been completed.

Communication Mechanisms. The right level of community outreach through communication
and involvement mechanisms must be carefully developed as early in the process as possible. Proper
planning can generate excitement, commitment, and leadership, which is further enhanced by links to the
mayor or other key public officials. Communication takes several forms:

High-level communication: Close communication links with the mayor or other high-ranking
municipal officials are needed to keep political involvement, interest, and support for
sustainable brownfield initiatives and strategies at a high level. Frequent meetings between
the mayor and various stakeholders to share the priorities and action items for each
stakeholder group are invaluable.

Community meetings: Standing meetings typically strengthen these links and clearly
demonstrate political commitment to community involvement. Other mechanisms include
general community meetings; smaller, focused meetings; and walk-throughs of special
neighborhood events.

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Brownfield pilot field studies have shown that several
factors are important in determining the "right"
community involvement mechanism for any area.
They include:

relevance and effectiveness of existing
community-involvement processes and
organizations;

size of municipality or pilot jurisdiction;

levels of organization and knowledge in the

com mu nity;

specific project needs;

complexity of the redevelopment process;

degree of trust between the municipality and

other stakeholders, especially in the affected

neighborhood;

municipal commitment to the program;
demonstrated successes; and
progress toward integrating brownfield
redevelopment into the broader revitalization
program of the municipality.

Factors to Consider in Shaping a
Communication Strategy

Written and broadcast communications'.
Newsletters; articles in local, regional and
national newspapers; radio and television
broadcasts; and informational pamphlets all can
keep stakeholders informed of the progress of
projects, and remind the mayor and other
stakeholders of their respective commitments to
brownfield redevelopment. A constant feed of
such information can stimulate and maintain
interest.

All of these methods can be used to engage
different people in different ways, according to their
interest, skills, and familiarity with brownfield issues
The key is to both educate stakeholders and listen to
their concerns and ideas, establishing a dynamic

relationship from the first contact and creating a basis
for trust. Two-way communication can be especially
helpful in communities with contentious issues and a
history of conflict. For example:

Trenton, New Jersey, designed an extensive community-involvement strategy through an
advisory committee that represented a broad spectrum of stakeholders. The city also
contracted with a well-established and well-respected community organization, known as
Isles, to conduct a neighborhood-outreach program in areas that had especially troublesome
brownfield situations.

Newark, New Jersey, focused on developing communication and outreach efforts in areas
with significant brownfield problems. The city engaged nonprofit organizations important to
each of the area's three predominant ethnic groups to devise a community-involvement plan.

Rochester, New York, slowly built its stakeholder involvement, beginning with a group
focused on the city's brownfield revolving loan fund, and gradually expanding it to include
representatives from key city departments, businesses, and neighborhood interests. Most
recently, Rochester established neighborhood councils to focus on brownfield concerns.

Periodic Review. The composition and framework for community involvement - the role and
functions of the brownfield "team" and point person - should be re-examined periodically for
effectiveness and inclusiveness. Given the rapidly evolving public- and private-sector dynamics of
brownfield redevelopment, both locally and nationally, such re-evaluation may be needed frequently.
Changing situations can require different approaches to and levels of community involvement.

At the local level, an evolving brownfield project may at some point elicit stronger stakeholder
leadership. As stakeholders become familiar with the potential new uses of brownfield sites, they become
both more knowledgeable and less fearful about the uncertainties of redevelopment. In response to
increasing stakeholder confidence and capability, the city and the brownfield pilot staff need to know
when to get out of the way and let the community lead. The best results may come from the bottom up,
not from the top down. Examples of innovations through community leadership include local business

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leaders establishing a "business-improvement district
self tax" to raise funds for targeted improvements, and
residents setting up a network for self-policing their
neighborhoods.

Periodic review also facilitates moving from
one brownfield project to the next, consistent with the
community vision. Extending community
involvement from one successful brownfield
redevelopment project to another enables the
community to accumulate familiarity and experience
with brownfield work, strengthens the community's
acceptance of the brownfield revitalization vision, and
sustains a municipality's commitment to revitalizing
stigmatized land within its jurisdiction.

How does community involvement change in
various project phases?

The components of community involvement
take different forms during the three main phases of
the redevelopment project: planning, pre-
development, and construction and reuse.

Planning Phase. At this stage, developers and landowners determine a project's basic viability,
and the community's support can strongly influence a "go - no go" decision. Savvy brownfield
developers carry out their analysis in cooperation with city and community representatives, making an
effort to identify critical stakeholders and their visions for the area to determine the compatibility of their
interests. Community interactions during the planning phase are influenced by the local government
processes in place for commenting on land use-and development decisions, revising community plans,
spending federal Community Development Block Grants, and other purposes.

Because zoning and land use rules and ordinances may limit redevelopment in certain areas to
specific uses, such as industrial or residential development, the community's ability to affect activity at
some sites may be limited if the proposed use conforms to approved zoning or use stipulations. In these
cases, public participation must go to the core of the zoning and try to effect change at that level. In other
cases, the reuse decision is influenced by economic factors - a developer's determination of development
cost; assessment of risk; and evaluation of prospective uses, their markets, and their potential rates of
return.

More and more developers are finding that community involvement during the planning phase
sets the stage for constructive interaction throughout the project, producing several benefits:

Community residents usually can provide valuable information concerning previous site uses
that will be useful in the Phase I site-assessment process.

Early community input on project design and scope can speed the process and avoid costly
project revisions later on.

Community Transforms BART Project

In the Fruitvale neighborhood of Oakland, California, a
site owned by Bay Area Rapid Transit (BART) was
intended for a multi-level parking garage adjoining a
transit station. The project faced initial community
opposition, raised at a public meeting very early in the
planning process. Thanks to a stakeholder-driven
effort led by the Unity Council, a neighborhood
nonprofit association, the project underwent a
significant change in its ultimate use.

The Unity Council led the community in a two-year
effort to design an alternative "transit village" with
housing, retail services, and a community centerfor
the site. As a result, BART took a more community-
based partnership approach to its plans forthe area,
working with the nonprofit Fruitdale Development
Corporation, created by the Unity Council, to develop
the site. As part of the revised plan, the development
corporation acquired and cleaned up (to parking lot
standards) a nearby property, which was used forthe
parking garage.

SOURCE : Brownfields Redevelopment: Meeting the
Challenges of Community Participation (Pacific
Institute, May 2000).

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Community interest in the end product can save time and effort at the end of the project for
marketing to prospective business tenants or residential occupants.

Certain communication mechanisms may be in place or available that are particularly amenable to
the planning phase. Ongoing entities such as community advisory boards can provide a forum for
stakeholders to work together. Communities such as Cape Charles, Virginia, have created a type of
"storefront" brownfield-information clearinghouse to complement community-planning and participation
activities already in place. They also use innovative outreach methods tailored to the customs of the
community, which build on existing social and cultural institutions such as churches and civic
organizations.

Pre-Development Phase. Once a project is determined to be viable, the nature of stakeholder
involvement changes. During this pre-development phase, site cleanup, permitting, and preparation
activities take place, and community involvement can take many forms. The community may:

Assist in environmental assessments by helping developers identify historic site uses and
potential pathways of exposure associated with them. This information can help the
developer build credibility with the community while providing an important check on a
project's technical consultants.

Review environmental documents to understand which contaminants have been identified at
the site and their associated risks. The extent to which the developer works with the
community to reassure residents about the effectiveness of the cleanup can go a long way
toward resolving any stigma affecting the site.

Help to define acceptable site end-uses and their required cleanup levels, as well as the
institutional controls and long-term monitoring needed to comply with regulatory standards.
This too can help the developer build credibility with the community at large and ameliorate
stigma issues.

Work with the developer to finalize design plans to best meet both developer and community
needs. This collaboration can save the developer technical and consulting fees, while
enhancing the project's overall market appeal.

Help the developer secure additional community benefits compatible with the overall project
- such as commercial leasing, facility maintenance, or development opportunities, especially
for community development corporations or Small Business Administration Section 504
development companies. This can make project marketing easier for the developer at the end.

Savvy, responsible developers work with the community at this stage, seeking their input on
design, aesthetic, and other concerns. They also give community groups credible and understandable
information that lays out the developers' risk margins and rate of return requirements, so that the
community can understand their bottom line for project viability. A community's evaluation of the risks
of a cleanup will determine their level of interest and involvement with a project, especially if the
decision is made to leave some contamination in place and use institutional or engineering controls as part
of the cleanup remedy.

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Construction and Reuse Phase. Following
the brownfield project's planning and onset of pre-
development activities, state and local agencies
govern much of the development process with respect
to zoning, permitting, construction standards, and the
like. Although these formal processes that regulate
brownfield redevelopment rest mainly in the hands of
state and local governments, community members can
participate by doing the following.

Carry out information/education efforts
for the larger community on the meaning
of site certifications obtained through
state voluntary cleanup programs,
covenants or land-use limitations that
accompany the certification, and
alternatives the community has to reopen
the site if those restrictions are violated.

Conduct outreach and monitoring
activities related to construction and help
the community respond to issues such as
dust, noise, and the amount, routing, and
timing of vehicle traffic during
demolition, remediation, and
construction.

Participate in the monitoring of site cleanup and construction, and help to oversee
implementation of institutional controls - especially long-term controls involving deed
restrictions or groundwater monitoring.

Work with the developer to promote community benefits such as targeted-job training and
local "first source" job agreements that require site developers to reserve a percentage of
newly-created jobs for local residents.

What tools and resources does community involvement require?

Municipal size often determines the breadth and abundance of resources that are available for
brownfield redevelopment. Smaller jurisdictions may lack the staff and/or skills to define and sustain a
brownfield reuse strategy, or even to implement a single brownfield project. They must rely on strong,
broad-based support and the volunteer efforts of local residents or people from outside of the area who
have an important stake in brownfield redevelopment there. By contrast, larger municipalities can draw
on more resources and are likely to have the time and expertise to manage the redevelopment project. Yet
any community-involvement strategy demands a variety of resources for every step of brownfield
redevelopment, from visioning to monitoring. Generally they fall into the following categories.

Staff. Community involvement demands staff support to formulate a vision and a plan for
carrying it out. Designating and supporting a full-time brownfield "point person" or "ombudsman" is a
way to coordinate, facilitate, implement, and maintain a jurisdiction's community-involvement strategy.

Questions for the
Construction and Reuse Phase

When will the job start, and how will the

neighborhood be notified?

How long will cleanup take?

Will there be a lot of noise during the cleanup?

Will any of the waste be treated on site? What

process will be used, and will any chemicals be

released during the brownfield cleanup?

Will waste be trucked through the neighborhood?

What happens if some of it spills orfalls off the

truck?

Where is the waste being taken?

Will the brownfield site be dusty during cleanup?
How will the dust be controlled? Is it dangerous?
What kind of signs will be posted while work is
going on? Will they have pictures? WiII ch iId ren
be able to understand them? Will they be posted
in languages that reflect the ethnic composition
of the area?

Will there be guards at the street crossings to
help with truck traffic?

Will there be a night watchman at the brownfield

site to control access during off hours?

Will the site be fenced off?

Who should be informed if neighborhood

residents see something that they think is wrong?

Adapted from: Brownfields: Turning Bad Spaces into
Good Ones - How Communities Can Get involved

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However, the amount of effort required to initiate and maintain proactive and effective stakeholder
involvement is substantial and typically under-estimated. Inadequate staffing can be a significant barrier
to brownfield redevelopment. Brownfield "veterans" have found that staff resources generally run far
short of project needs, even with funds and in-kind commitments from local governments or private
developers.

Information. To understand and comment on brownfield projects, communities require reliable
and usable information on the site itself, cleanup technologies, public- health concerns, economic and
market conditions, and other issues. The content and credibility of this information enhances a
community's ability to maintain interest in an ongoing brownfield-revitalization process. Particularly in
the area of innovative remediation technologies, which can save hundreds of thousands of dollars and be
the deciding factor in making the project numbers work, stakeholders need solid, objective, and clear
information. Brownfield managers need to keep in touch with state and federal environmental agencies
and experts that can link communities with information on new technologies that would be safe and
sufficient for specific sites.

Criteria and Milestones. Developing criteria or indicators for measuring success can help all
stakeholders recognize how the process is working and what progress is being made. These measures
also can help keep tasks focused and assist in determining when to publicize information about the
project.

Closely related to identifying indicators of success is documenting milestones - guideposts along
the revitalization path where the indicators of success are attained. As the milestones are recorded,
brownfield managers can note the commitments made by people and institutions that made them possible,
pinpointing in particular those who fostered the collaboration that resulted in the brownfield success.

This recognition can be very important for sustaining interest and support for an ongoing brownfield
redevelopment process.

3. Results

Countless brownfield projects and their surrounding communities have benefitted from successful
community-involvement efforts. Some of these results were planned or anticipated, but others emanated
from community involvement in unexpected ways.

Overcoming Barriers. Community involvement is one of the best ways to identify workable
strategies to overcome common barriers to brownfield redevelopment. These barriers include:

Disagreements among the involved or affected stakeholders over land-use decisions and
development outcomes.

Fears among current and potential landowners and developers about uncertainties that can
affect future land use.

Reluctance among lenders to assume the increased risk associated with contaminated land.
Lack of interest in mustering the resources needed for revitalization.

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Distrust, hopelessness, and outrage felt by those who live and work inbrownfield areas.

For example, in Minneapolis, Minnesota, community participation was central to the
redevelopment of the Johnson Street Quarry into a neighborhood shopping center. Originally the
community wanted a supermarket, but was skeptical about the additional commercial space that the
developer insisted he needed. To resolve their differences, a neighborhood task force met monthly in a
televised public forum to discuss project plans with the city and developers, track progress, and address
community concerns. This approach enabled those who could not attend the meetings to follow the
process on TV, affording the developer more comfort that there would be no surprises as the project
unfolded. It also allowed city officials to document the process and show latecomers to the process what
issues had already been addressed.

Through this process, neighborhood ideas for access to the center and site configuration were
incorporated into the design. The neighbors also allowed the buildings to be placed closer to the lot line
in exchange for having their walls faced with attractive brick.

Linking to Other Projects. In communities all over the country, brownfield projects have been
creatively coordinated with public-works initiatives, including transportation projects, waterfront
developments, and historic-preservation efforts. In many cases, these linkages emanate from outreach
and public-participation efforts for specific activities that helped promote a vision beyond the individual
project. For example,

In Frankfort, Michigan, brownfield initiatives are being linked to a larger community vision
for the town, which plans to facilitate a transition from an agricultural economic base to a
waterfront resort and tourist community. The town is using municipal and county public-
works spending, as well as economic-development resources available through state and
federal programs, to complement this shift in community-development strategy and vision.

In Lawrence, Massachusetts, cleanup and redevelopment of the old Oxford Paper plant
seemed financially unfeasible until the city thought to "piggyback" the project with a nearby
highway expansion.

In Bridgeport, Connecticut, plans for a minor-league ball park on a site where no other
feasible uses had been identified were incorporated into a number of transportation
improvements already in the planning stages.

In Trenton, New Jersey, the Circle F housing development created at a brownfield site
reflected the city's desire to encourage more residential activity downtown.

Creating a New Decision-Making Process. As brownfield pilot projects mature, they are
demonstrating a new kind of interaction between municipalities (or other grantee jurisdictions such as
counties) and other brownfield stakeholders. Brownfield project leaders suggest that this new interaction
brings communities a "higher level of understanding." City government representatives no longer simply
inform their constituents of developments underway, but rather engage a broad range of stakeholders in
identifying concerns and designing strategies for resolving them. Stakeholders are being asked to give
their voice in the development process - often for the first time.

In several of the most active communities, this new decision-making process takes the form of
shared support of and accountability for brownfield activities, empowering communities and their

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residents. Stakeholders join the municipal representatives in following up on projects and instigating
change themselves. With this new decision-making process in place, they sense that better long-term
results can be achieved for the community, and that the projects will provide benefits for everyone,
including the developer.

4. Lessons from Successful Community Involvement Efforts

Broaden stakeholder involvement. Old patterns of behavior— dealing with people and
organizations that are familiar, giving in to political circumstances, desiring control of the situation,
fearing that old animosities will undermine new projects — all work against the notion of opening up
involvement and broadening decision making. Community involvement must include both the
stakeholders whose participation is needed to bring about change, and the stakeholders who have a direct
interest in the issues at the site.

Know the community and its leadership at all levels. This means getting out, going
door-to-door, searching for the critical stakeholders, and building a network of stakeholder constituencies.
It means actively recruiting representatives, nurturing those relationships, and creating a collaborative
environment that enhances respect for each perspective brought to the table.

Make sure key interactions take place. Interaction among local stakeholders and city officials
with state and federal environmental agencies is critical in conducting brownfield-reuse efforts,
leveraging resources, and shaping policies and practices affecting brownfield redevelopment. Moreover,
these interactions can bring a higher level of community understanding of the brownfield-reuse process
and redevelopment opportunities.

Recognize staffing and resource requirements. The amount of effort needed to initiate and
maintain effective stakeholder involvement is substantial and usually underestimated. Community
leaders in many cities have suggested that a full-time brownfield point person or ombudsman is needed to
coordinate and facilitate the community involvement strategy associated with a project work plan.

Document milestones. Defining indicators of success is a tool for keeping tasks focused, and
can help in determining when to publicize information about the project. This documentation also should
note the commitments made — and kept — by people and institutions, and who was responsible for
various collaborations and achievements. Because the redevelopment process can extend over a long
period of time, it is important to maintain excitement and support from stakeholders and the community at
large.

Promote successes. Applauding successes, even small ones, helps build the image of trust and
comfort in working together that can pay important dividends for future brownfield activity.

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