Clean Water SRF Program Information for the State of Iowa CWSRF Agency Information 1 Lead State Agency Name: Department of Natural Resources 18 Secondary Agency Name: Iowa Finance Authority 2 Type of Agency: Environmental 19 Type of Agency: Financial 3 Mailing Address: 502 E. 9th Street 20 Mailing Address: 1963 Bell Avenue Suite 200 4 City: Des Moines 21 City: Des Moines 5 Zip Code: 50319-5005 22 Zip Code: 50315 6 Street Address: 502 E. 9th Street 23 Street Address: 1963 Bell Avenue Suite 200 7 City: Des Moines 24 City: Des Moines 8 Zip Code: 50319-5005 25 Zip Code: 50315 9 Director: Kayla Lyon 26 Director: Debi Durham 10 Director's Title: Director 27 Director's Title: Executive Director 11 Phone Number: (515) 725-8282 28 Phone Number: (515) 725-4900 12 Fax Number: (515) 725-8201 29 Fax Number: (515) 725-4901 13 E-mail Address: kay I a. ly o n @d n r. i o wa. g o v 30 E-mail Address: debi.durham@iowafinance.com 14 Contact Person: Theresa Enright 31 Contact Person: Lori Beary 15 Phone Number: (515) 725-0498 32 Phone Number: (515) 725-4965 16 Fax Number: (515) 725-8202 33 Fax Number: (515) 725-4901 17 E-mail Address: theresa.enright@dnr.iowa.gov 34 E-mail Address: lori.beary@iowafinance.com Other Agency: 35 Other Agency Name: 36 Type of Agency: 37 Mailing Address: 38 City: 39 Zip Code: 40 Street Address: 41 City: 42 Zip Code: 43 Director: 44 Director's Title: 45 Phone Number: 46 Fax Number: 47 E-mail Address: 48 Contact Person: 49 Phone Number: 50 Fax Number: 51 E-mail Address: Page 1 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa For Federal Fiscal Year Ending September 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Federal Grants (Dollars) 52 Date of Last Award in the Year - 05/05/89 06/06/90 07/18/91 06/05/92 09/28/93 08/31/94 04/07/95 09/30/96 53 Title II Funds 0 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 0 12,765,654 13,204,422 26,574,138 24,448,401 26,013,339 16,140,960 16,670,100 27,306,080 55 Title VI - Prior Year's Appropriation 0 0 0 0 1,201,599 1,848,375 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 0 12,765,654 13,204,422 26,574,138 25,650,000 27,861,714 16,140,960 16,670,100 27,306,080 57 Cumulative Federal Grants 0 12,765,654 25,970,076 52,544,214 78,194,214 106,055,928 122,196,888 138,866,988 166,173,068 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 59 Amount of Federal Funds Transferred out of CWSRF 60 *Net Transfer into/(outof) CWSRF 61 Cumulative Net Transfer into/(out of) CWSRF Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 0 316,046 708,357 4,943,336 4,704,124 3,781,491 4,147,813 3,883,984 63 Second Quarter Outlays 0 0 853,013 2,118,050 2,044,000 1,908,038 4,973,355 8,369,747 6,432,481 64 Third Quarter Outlays 0 0 1,576,499 1,699,637 2,418,830 3,061,743 5,604,453 5,824,879 4,939,371 65 Fourth Quarter Outlays 0 0 269,559 4,412,464 4,682,871 2,999,949 6,668,839 6,714,123 4,537,202 66 *Total Annual Outlays 0 0 3,015,117 8,938,508 14,089,037 12,673,854 21,028,138 25,056,562 19,793,038 67 Cumulative Outlays 0 0 3,015,117 11,953,625 26,042,662 38,716,516 59,744,654 84,801,216 104,594,254 For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Outlays (Dollars) 68 *Annual 0 0 2,745,558 4,795,603 13,818,630 14,356,776 17,359,248 25,011,278 21,969,959 69 "Cumulative 0 0 2,745,558 7,541,161 21,359,791 35,716,567 53,075,815 78,087,093 100,057,052 * Calculated values. Page 2 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa For Federal Fiscal Year Ending September 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Federal Grants (Dollars) 52 Date of Last Award in the Year 07/30/97 07/01/98 07/16/99 09/11/00 06/20/01 09/25/02 08/27/03 09/08/04 53 Title II Funds 0 156,819 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 8,420,100 18,224,613 18,226,098 18,164,322 18,002,853 0 0 0 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 1,500,000 16,542,948 17,925,732 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 8,420,100 18,381,432 18,226,098 18,164,322 18,002,853 1,500,000 16,542,948 17,925,732 57 Cumulative Federal Grants 174,593,168 192,974,600 211,200,698 229,365,020 247,367,873 248,867,873 265,410,821 283,336,553 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 2,707,824 7,416,385 5,482,559 1,808,766 3,579,165 1,593,018 5,012,048 9,780,087 63 Second Quarter Outlays 5,725,631 3,075,334 1,976,885 4,654,707 1,734,381 7,200,434 9,480,388 5,489,879 64 Third Quarter Outlays 6,276,872 2,734,067 888,269 4,281,044 2,478,140 5,034,741 6,993,974 9,386,123 65 Fourth Quarter Outlays 6,147,193 3,913,883 2,144,979 5,119,298 1,907,173 5,100,159 9,219,895 8,006,961 66 *Total Annual Outlays 20,857,520 17,139,669 10,492,692 15,863,815 9,698,859 18,928,352 30,706,305 32,663,050 67 Cumulative Outlays 125,451,774 142,591,443 153,084,135 168,947,950 178,646,809 197,575,161 228,281,466 260,944,516 For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Outlays (Dollars) 68 *Annual 19,247,529 19,372,979 12,261,596 12,889,496 12,910,984 15,735,366 26,586,569 33,875,984 69 "Cumulative 119,304,581 138,677,560 150,939,156 163,828,652 176,739,636 192,475,002 219,061,571 252,937,555 * Calculated values. Page 3 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa For Federal Fiscal Year Ending September 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Federal Grants (Dollars) 52 Date of Last Award in the Year 08/02/05 10/20/05 03/30/07 04/20/08 07/27/09 - 02/01/11 06/26/12 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 0 0 0 0 9,202,600 0 0 19,103,000 55 Title VI - Prior Year's Appropriation 17,936,500 14,584,086 11,851,686 14,485,482 9,202,600 0 27,528,000 19,936,000 55a ARRA Grant 0 0 0 0 53,040,000 0 0 0 56 *Total Annual Federal Grants 17,936,500 14,584,086 11,851,686 14,485,482 71,445,200 0 27,528,000 39,039,000 57 Cumulative Federal Grants 301,273,053 315,857,139 327,708,825 342,194,307 413,639,507 413,639,507 441,167,507 480,206,507 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 3,369,455 12,212,837 10,403,734 11,516,871 2,521 297,503 6,277,452 6,321,945 63 Second Quarter Outlays 385,641 7,044,186 2,994,511 329,607 9,103,455 12,405,340 13,117,626 19,431,523 64 Third Quarter Outlays 492,519 9,115,506 0 14,248,703 3,605,123 12,984,738 21,940,167 179,240 65 Fourth Quarter Outlays 43,962 8,850,224 0 239,466 0 9,600,785 3,138,940 16,210,118 66 *Total Annual Outlays 4,291,577 37,222,753 13,398,245 26,334,647 12,711,099 35,288,366 44,474,184 42,142,826 67 Cumulative Outlays 265,236,093 302,458,846 315,857,091 342,191,738 354,902,837 390,191,203 434,665,387 476,808,213 For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Outlays (Dollars) 68 *Annual 12,254,576 28,416,491 22,248,469 26,095,181 12,950,565 25,687,580 50,936,030 29,071,648 69 "Cumulative 265,192,131 293,608,622 315,857,091 341,952,272 354,902,837 380,590,417 431,526,447 460,598,096 * Calculated values. Page 4 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa For Federal Fiscal Year Ending September 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Federal Grants (Dollars) 52 Date of Last Award in the Year 09/03/13 09/29/14 04/17/15 09/26/16 08/24/17 09/21/18 09/25/19 05/14/20 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 18,069,000 18,976,000 18,879,000 18,083,000 17,944,000 21,723,000 21,505,000 21,483,000 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 18,069,000 18,976,000 18,879,000 18,083,000 17,944,000 21,723,000 21,505,000 21,483,000 57 Cumulative Federal Grants 498,275,507 517,251,507 536,130,507 554,213,507 572,157,507 593,880,507 615,385,507 636,868,507 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 0 0 10,115,352 14,470,239 9,597,748 19,354,168 21,305,773 63 Second Quarter Outlays 0 0 0 0 3,612,761 0 795,292 370,242 64 Third Quarter Outlays 0 0 14,988,109 0 0 0 565,259 6,001,100 65 Fourth Quarter Outlays 2,925,215 0 8,763,648 0 8,346,252 0 837,266 15,481,900 66 *Total Annual Outlays 2,925,215 0 23,751,757 10,115,352 26,429,252 9,597,748 21,551,985 43,159,015 67 Cumulative Outlays 479,733,428 479,733,428 503,485,185 513,600,537 540,029,789 549,627,537 571,179,522 614,338,537 For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Outlays (Dollars) 68 *Annual 16,210,118 2,925,215 14,988,109 18,879,000 18,083,000 17,944,000 20,714,719 28,514,381 69 "Cumulative 476,808,213 479,733,428 494,721,537 513,600,537 531,683,537 549,627,537 570,342,256 598,856,637 * Calculated values. Page 5 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 0 0 12,765,654 12,765,654 13,204,422 25,970,076 0 25,970,076 52,224,138 78,194,214 0 78,194,214 27,861,714 106,055,928 32,811,060 138,866,988 9,753,300 148,620,288 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 0 0 12,765,654 12,765,654 13,204,422 25,970,076 0 25,970,076 52,224,138 78,194,214 0 78,194,214 27,861,714 106,055,928 32,811,060 138,866,988 9,753,300 148,620,288 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 0 0 2,553,131 2,553,131 2,640,884 5,194,015 0 5,194,015 5,314,828 10,508,843 5,130,000 15,638,843 5,572,343 21,211,186 3,228,192 24,439,378 3,334,020 27,773,398 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative - 20% 20% 20% 20% 20% 10% 13% 20% 20% 20% 10% 18% 34% 19% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative - - 96% 189% 0% 69% 38% 49% 36% 44% 32% 40% 13% 31% 15% 28% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred * Calculated values. Page 6 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 17,552,780 8,420,100 18,381,432 18,226,098 36,167,175 0 1,500,000 16,542,948 71 "Cumulative 166,173,068 174,593,168 192,974,600 211,200,698 247,367,873 247,367,873 248,867,873 265,410,821 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 17,552,780 8,420,100 18,381,432 18,226,098 36,167,175 0 1,500,000 16,542,948 75 Cumulative 166,173,068 174,593,168 192,974,600 211,200,698 247,367,873 247,367,873 248,867,873 265,410,821 Total State Contributions (Dollars) 76 *Annual 5,461,216 1,684,020 3,676,286 0 3,645,220 7,233,435 3,649,990 0 77 Cumulative 33,234,614 34,918,634 38,594,920 38,594,920 42,240,140 49,473,575 53,123,565 53,123,565 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 31% 20% 20% 0% 10% - 243% 0% 79 Cumulative 20% 20% 20% 18% 17% 20% 21% 20% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 28% 9% 30% 0% 28% 46% 14% 0% 79a Cumulative 28% 25% 26% 24% 24% 26% 24% 21% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 -16,800,000 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 -16,800,000 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 -16,800,000 -16,800,000 * Calculated values. Page 7 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 17,925,732 283,336,553 32,520,586 315,857,139 11,851,686 327,708,825 14,485,482 342,194,307 18,405,200 360,599,507 53,040,000 413,639,507 27,528,000 441,167,507 39,039,000 480,206,507 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 17,925,732 283,336,553 32,520,586 315,857,139 11,851,686 327,708,825 14,485,482 342,194,307 18,405,200 360,599,507 53,040,000 413,639,507 27,528,000 441,167,507 39,039,000 480,206,507 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 0 53,123,565 11,090,000 64,213,565 0 64,213,565 5,660,000 69,873,565 2,725,000 72,598,565 6,000,000 78,598,565 4,365,000 82,963,565 2,220,000 85,183,565 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative 0% 19% 34% 20% 0% 20% 39% 20% -8% 24% 11% 22% 16% 21% 6% 20% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative 0% 20% 36% 22% 0% 20% 20% 20% -100% 21% 105% 21% 16% 21% 11% 20% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 -4,849,581 -4,849,581 -21,649,581 0 -10,050,843 -10,050,843 -31,700,424 0 0 0 -31,700,424 0 0 0 -31,700,424 0 0 0 -31,700,424 0 0 0 -31,700,424 0 0 0 -31,700,424 0 0 0 -31,700,424 * Calculated values. Page 8 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 0 480,206,507 18,069,000 498,275,507 37,855,000 536,130,507 0 536,130,507 18,083,000 554,213,507 17,944,000 572,157,507 21,723,000 593,880,507 42,9 636,8 38,000 58,507 72 73 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF *Annual Cumulative 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 74 75 Federal CWSRF Contributions Adjusted for Transfers *Annual Cumulative 0 480,206,507 18,069,000 498,275,507 37,855,000 536,130,507 0 536,130,507 18,083,000 554,213,507 17,944,000 572,157,507 21,723,000 593,880,507 42,9 636,8 38,000 58,507 76 77 Total State Contributions (Dollars) *Annual Cumulative 0 85,183,565 3,600,328 88,783,893 7,432,646 96,216,539 0 96,216,539 7,616,600 103,833,139 3,500,000 107,333,139 9,208,600 116,541,739 10,000,000 126,541,739 78 79 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) *Annual Cumulative 20% 20% 20% 20% 20% 20% 42% 21% 20% 21% 42% 22% 23% 22% 78a 79a State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) *Annual Cumulative 0% 20% 123% 20% 50% 21% 0% 21% 42% 21% 20% 21% 44% 22% 35% 23% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 -31,700,424 0 0 0 -31,700,424 0 0 0 -31,700,424 0 0 0 -31,700,424 0 0 0 -31,700,424 0 0 0 -31,700,424 0 0 0 -31,700,424 0 0 0 -31,700,424 * Calculated values. Page 9 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 2,553,131 2,640,884 0 5,314,828 5,130,000 5,572,343 3,228,192 3,334,020 88 Pre-existing Loans 0 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 2,553,131 2,640,884 0 5,314,828 5,130,000 5,572,343 3,228,192 3,334,020 91 Cumulative Match Contribution 0 2,553,131 5,194,015 5,194,015 10,508,843 15,638,843 21,211,186 24,439,378 27,773,398 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 0 * Calculated values. Page 10 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 300,000 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 5,461,216 1,684,020 3,676,286 0 3,645,220 7,233,435 3,308,580 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 5,461,216 1,684,020 3,676,286 0 3,645,220 7,233,435 3,608,580 0 91 Cumulative Match Contribution 33,234,614 34,918,634 38,594,920 38,594,920 42,240,140 49,473,575 53,082,155 53,082,155 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 41,410 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 41,410 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 41,410 41,410 * Calculated values. Page 11 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 10,089,264 0 5,267,433 2,541,716 6,000,000 4,365,000 2,220,000 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 10,089,264 0 5,267,433 2,541,716 6,000,000 4,365,000 2,220,000 91 Cumulative Match Contribution 53,082,155 63,171,419 63,171,419 68,438,852 70,980,568 76,980,568 81,345,568 83,565,568 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 1,000,736 0 392,567 183,284 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 1,000,736 0 392,567 183,284 0 0 0 99 Cumulative Additional Contribution 41,410 1,042,146 1,042,146 1,434,713 1,617,997 1,617,997 1,617,997 1,617,997 * Calculated values. Page 12 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 3,600,328 7,427,246 0 7,616,600 3,500,000 9,208,600 10,000,000 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 5,400 0 0 0 0 0 90 *Total Annual Match Contribution 0 3,600,328 7,432,646 0 7,616,600 3,500,000 9,208,600 10,000,000 91 Cumulative Match Contribution 83,565,568 87,165,896 U,598,542 94,598,542 102,215,142 105,715,142 114,923,742 124,923,742 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 1,617,997 1,617,997 1,617,997 1,617,997 1,617,997 1,617,997 1,617,997 1,617,997 * Calculated values. Page 13 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Binding Commitments 100 Annual Dollar Amount 0 0 14,184,000 12,052,000 16,351,000 28,131,000 19,528,000 49,577,000 25,838,000 101 "Cumulative Dollar Amount 0 0 14,184,000 26,236,000 42,587,000 70,718,000 90,246,000 139,823,000 165,661,000 102 Annual Number 0 0 5 8 15 14 12 28 13 103 Cumulative Number 0 0 5 13 28 42 54 82 95 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 0 0 14,184,000 12,052,000 16,351,000 28,131,000 19,528,000 49,577,000 25,838,000 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 0 0 14,184,000 12,052,000 16,351,000 28,131,000 19,528,000 49,577,000 25,838,000 110 Cumulative Assistance 0 0 14,184,000 26,236,000 42,587,000 70,718,000 90,246,000 139,823,000 165,661,000 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 0 0 5 8 15 14 12 28 13 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 0 0 5 8 15 14 12 28 13 117 Cumulative Number of Agreements 0 0 5 13 28 42 54 82 95 * Calculated values. Page 14 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Binding Commitments 100 Annual Dollar Amount 32,434,000 17,225,000 14,957,000 39,166,000 16,565,000 30,598,000 44,014,027 37,240,069 101 "Cumulative Dollar Amount 198,095,000 215,320,000 230,277,000 269,443,000 286,008,000 316,606,000 360,620,027 397,860,096 102 Annual Number 15 9 17 21 19 27 108 138 103 Cumulative Number 110 119 136 157 176 203 311 449 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 32,434,000 17,225,000 14,957,000 39,166,000 16,565,000 30,598,000 44,014,027 37,240,069 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 32,434,000 17,225,000 14,957,000 39,166,000 16,565,000 30,598,000 44,014,027 37,240,069 110 Cumulative Assistance 198,095,000 215,320,000 230,277,000 269,443,000 286,008,000 316,606,000 360,620,027 397,860,096 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 15 9 17 21 19 27 108 138 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 15 9 17 21 19 27 108 138 117 Cumulative Number of Agreements 110 119 136 157 176 203 311 449 * Calculated values. Page 15 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Binding Commitments 100 Annual Dollar Amount 42,051,493 64,928,943 55,264,412 139,782,040 181,748,636 207,770,301 269,589,951 141,800,845 101 "Cumulative Dollar Amount 439,911,589 504,840,532 560,104,944 699,8 86,984 881,635,620 1,089,405,921 1,358,995,872 1,500,796,717 102 Annual Number 166 361 539 591 623 689 553 537 103 Cumulative Number 615 976 1,515 2,106 2,729 3,418 3,971 4,508 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 42,051,493 59,818,943 55,264,412 139,782,040 178,907,636 207,770,301 269,589,951 141,800,845 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 5,110,000 0 0 2,841,000 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 42,051,493 64,928,943 55,264,412 139,782,040 181,748,636 207,770,301 269,589,951 141,800,845 110 Cumulative Assistance 439,911,589 504,840,532 560,104,944 699,8 86,984 881,635,620 1,089,405,921 1,358,995,872 1,500,796,717 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 166 360 539 591 622 689 553 537 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 1 0 0 1 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 166 361 539 591 623 689 553 537 117 Cumulative Number of Agreements 615 976 1,515 2,106 2,729 3,418 3,971 4,508 * Calculated values. Page 16 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Binding Commitments 100 Annual Dollar Amount 174,763,637 57,418,007 89,740,344 144,727,957 190,101,300 240,201,675 267,023,066 1,764,441,895 101 "Cumulative Dollar Amount 1,675,560,354 1,732,978,361 1,822,718,705 1,967,446,662 2,157,547,962 2,397,749,637 2,664,772,703 4,429,214,598 102 Annual Number 348 324 296 303 300 315 277 271 103 Cumulative Number 4,856 5,180 5,476 5,779 6,079 6,394 6,671 6,942 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 171,705,637 57,418,007 89,740,344 144,727,957 190,101,300 240,201,675 267,023,066 176,441,895 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 3,058,000 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 174,763,637 57,418,007 89,740,344 144,727,957 190,101,300 240,201,675 267,023,066 176,441,895 110 Cumulative Assistance 1,675,560,354 1,732,978,361 1,822,718,705 1,967,446,662 2,157,547,962 2,397,749,637 2,664,772,703 2,841,214,598 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 347 324 296 303 300 315 277 271 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 1 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 348 324 296 303 300 315 277 271 117 Cumulative Number of Agreements 4,856 5,180 5,476 5,779 6,079 6,394 6,671 6,942 * Calculated values. Page 17 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Assistance by Population Size (Dollars) 118 Less than 3,500 0 0 450,000 1,373,000 3,818,000 1,920,000 5,138,000 5,236,000 1,074,000 119 3,500 to 9,999 0 0 630,000 1,300,000 292,000 10,178,000 5,219,000 8,491,000 18,598,000 120 10,000 to 99,999 0 0 3,820,000 189,000 7,333,000 16,033,000 9,171,000 15,292,000 0 121 100,000 and Above 0 0 9,284,000 9,190,000 4,908,000 0 0 20,558,000 6,166,000 122 *Total Annual Assistance 0 0 14,184,000 12,052,000 16,351,000 28,131,000 19,528,000 49,577,000 25,838,000 123 Cumulative Assistance 0 0 14,184,000 26,236,000 42,587,000 70,718,000 90,246,000 139,823,000 165,661,000 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 0 0 1 4 10 7 6 14 4 125 3,500 to 9,999 0 0 1 2 1 4 2 4 8 126 10,000 to 99,999 0 0 2 1 3 3 4 7 0 127 100,000 and Above 0 0 1 1 1 0 0 3 1 128 *Total Annual Number of Agreements 0 0 5 8 15 14 12 28 13 129 Cumulative Number of Agreements 0 0 5 13 28 42 54 82 95 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 * Calculated values. Page 18 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Assistance by Population Size (Dollars) 118 Less than 3,500 8,807,000 3,167,000 10,715,000 11,535,000 13,415,000 9,069,000 21,169,027 17,515,069 119 3,500 to 9,999 17,483,000 14,058,000 4,242,000 17,245,000 1,332,000 9,937,000 11,515,000 19,025,000 120 10,000 to 99,999 6,144,000 0 0 10,386,000 3,895,000 11,592,000 11,330,000 700,000 121 100,000 and Above 0 0 0 0 -2,077,000 0 0 0 122 *Total Annual Assistance 32,434,000 17,225,000 14,957,000 39,166,000 16,565,000 30,598,000 44,014,027 37,240,069 123 Cumulative Assistance 198,095,000 215,320,000 230,277,000 269,443,000 286,008,000 316,606,000 360,620,027 397,860,096 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 10 6 13 12 16 18 101 133 125 3,500 to 9,999 3 3 4 8 1 6 4 4 126 10,000 to 99,999 2 0 0 1 2 3 3 1 127 100,000 and Above 0 0 0 0 0 0 0 0 128 *Total Annual Number of Agreements 15 9 17 21 19 27 108 138 129 Cumulative Number of Agreements 110 119 136 157 176 203 311 449 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 428,000 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 428,000 428,000 428,000 428,000 132 Annual Number of Assistance Agreements 0 0 0 0 2 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 2 2 2 2 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 19 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Assistance by Population Size (Dollars) 118 Less than 3,500 22,618,493 24,828,943 38,044,841 35,900,420 55,163,231 91,349,925 39,492,277 29,947,170 119 3,500 to 9,999 13,468,000 8,770,000 278,000 10,526,900 9,832,000 15,325,000 15,649,100 23,788,000 120 10,000 to 99,999 0 31,330,000 16,941,571 60,548,000 93,948,405 52,895,376 130,504,574 47,574,395 121 100,000 and Above 5,965,000 0 0 32,806,720 22,805,000 48,200,000 83,944,000 40,491,280 122 *Total Annual Assistance 42,051,493 64,928,943 55,264,412 139,782,040 181,748,636 207,770,301 269,589,951 141,800,845 123 Cumulative Assistance 439,911,589 504,840,532 560,104,944 699,886,984 881,635,620 1,089,405,921 1,358,995,872 1,500,796,717 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 161 355 524 571 602 637 532 518 125 3,500 to 9,999 4 4 3 5 3 19 9 6 126 10,000 to 99,999 0 2 12 10 14 28 8 8 127 100,000 and Above 1 0 0 5 4 5 4 5 128 *Total Annual Number of Agreements 166 361 539 591 623 689 553 537 129 Cumulative Number of Agreements 615 976 1,515 2,106 2,729 3,418 3,971 4,508 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 428,000 428,000 428,000 428,000 428,000 428,000 428,000 428,000 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 2 2 2 2 2 2 2 2 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 20 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Assistance by Population Size (Dollars) 118 Less than 3,500 45,379,167 26,134,751 38,447,013 68,928,140 71,486,191 77,976,863 82,979,871 66,421,120 119 3,500 to 9,999 7,416,598 1,990,531 478,921 16,705,992 11,279,001 63,305,812 49,071,428 22,602,495 120 10,000 to 99,999 65,439,872 16,622,405 33,809,753 49,902,000 67,211,131 54,654,977 69,830,967 55,048,280 121 100,000 and Above 56,528,000 12,670,320 17,004,657 9,191,825 40,124,977 44,264,023 65,140,800 32,370,000 122 *Total Annual Assistance 174,763,637 57,418,007 89,740,344 144,727,957 190,101,300 240,201,675 267,023,066 176,441,895 123 Cumulative Assistance 1,675,560,354 1,732,978,361 1,822,718,705 1,967,446,662 2,157,547,962 2,397,749,637 2,664,772,703 2,841,214,598 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 322 311 276 282 274 283 244 239 125 3,500 to 9,999 7 3 2 7 4 15 15 11 126 10,000 to 99,999 12 7 11 10 17 12 10 12 127 100,000 and Above 7 3 7 4 5 5 8 9 128 *Total Annual Number of Agreements 348 324 296 303 300 315 277 271 129 Cumulative Number of Agreements 4,856 5,180 5,476 5,779 6,079 6,394 6,671 6,942 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 428,000 428,000 428,000 428,000 428,000 428,000 428,000 428,000 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 2 2 2 2 2 2 2 2 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 21 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 0 0 14,184,000 12,052,000 16,351,000 28,131,000 19,528,000 49,577,000 25,838,000 137 "Cumulative Dollar Amount 0 0 14,184,000 26,236,000 42,587,000 70,718,000 90,246,000 139,823,000 165,661,000 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 0 4,418,000 1,650,000 7,283,000 5,756,000 7,346,000 1,616,000 657,000 139 Advanced Treatment 0 0 0 189,000 0 16,033,000 4,862,000 18,733,000 24,309,000 140 Infiltration/Inflow 0 0 302,000 0 0 855,000 0 633,000 616,000 141 Sewer System Rehabilitation 0 0 0 0 0 0 760,000 0 256,000 142 New Collector Sewers 0 0 0 0 77,000 22,000 479,000 5,731,000 0 143 New Interceptors 0 0 9,464,000 10,213,000 8,991,000 5,465,000 6,081,000 22,864,000 0 144 CSO Correction 0 0 0 0 0 0 0 0 0 144.1 *Total Annual Dollar Amount 0 0 14,184,000 12,052,000 16,351,000 28,131,000 19,528,000 49,577,000 25,838,000 144.2 Cumulative Dollar Amount 0 0 14,184,000 26,236,000 42,587,000 70,718,000 90,246,000 139,823,000 165,661,000 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 22 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 32,434,000 17,225,000 14,957,000 39,166,000 16,565,000 30,598,000 44,014,027 37,240,069 137 "Cumulative Dollar Amount 198,095,000 215,320,000 230,277,000 269,443,000 286,008,000 316,606,000 360,620,027 397,860,096 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 13,508,000 7,494,000 2,853,000 2,961,000 1,452,000 4,887,000 4,071,000 747,000 139 Advanced Treatment 14,635,000 7,656,000 11,783,000 30,876,000 13,698,000 12,315,000 29,962,000 35,893,000 140 Infiltration/Inflow 180,000 75,000 0 4,394,000 4,542,000 3,333,000 1,860,000 -622,000 141 Sewer System Rehabilitation 1,167,000 0 0 0 -533,000 0 0 0 142 New Collector Sewers 0 0 321,000 0 -105,000 0 0 0 143 New Interceptors 2,944,000 2,000,000 0 935,000 -2,489,000 10,063,000 7,672,000 -125,000 144 CSO Correction 0 0 0 0 0 0 0 700,000 144.1 *Total Annual Dollar Amount 32,434,000 17,225,000 14,957,000 39,166,000 16,565,000 30,598,000 43,565,000 36,593,000 144.2 Cumulative Dollar Amount 198,095,000 215,320,000 230,277,000 269,443,000 286,008,000 316,606,000 360,171,000 396,764,000 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 23 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 42,051,493 64,928,943 55,264,412 139,782,040 181,748,636 207,770,301 269,589,951 141,800,845 137 "Cumulative Dollar Amount 439,911,589 504,840,532 560,104,944 699,886,984 881,635,620 1,089,405,921 1,358,995,872 1,500,796,717 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 6,332,000 6,121,000 5,667,098 3,856,800 5,832,300 10,573,800 7,243,688 11,098,050 139 Advanced Treatment 20,723,000 45,441,000 21,285,200 56,740,120 98,415,965 74,708,785 143,075,833 61,612,746 140 Infiltration/Inflow 3,555,000 1,018,500 5,101,500 1,204,000 10,449,488 5,958,617 4,129,195 18,390,519 141 Sewer System Rehabilitation 0 45,000 1,210,500 3,072,100 25,959,000 31,958,740 11,017,755 1,133,292 142 New Collector Sewers 674,000 -2,000 0 640,000 131,000 710,784 216,028 2,605,606 143 New Interceptors 4,785,000 3,580,900 1,515,000 34,931,100 13,399,000 39,710,650 39,310,600 30,565,529 144 CSO Correction 4,500,000 330,000 4,223,850 21,043,000 2,300,000 12,865,000 42,537,706 -512,000 144.1 *Total Annual Dollar Amount 40,569,000 56,534,400 39,003,148 121,487,120 156,486,753 176,486,376 247,530,805 124,893,742 144.2 Cumulative Dollar Amount 437,333,000 493,867,400 532,870,548 654,357,668 810,844,421 987,330,797 1,234,861,602 1,359,755,344 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 512,843 4,000,000 8,410,077 3,806,099 4,484,000 9,709,635 -1,040,000 -1,325,000 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 512,843 4,000,000 8,410,077 3,806,099 4,484,000 9,709,635 -1,040,000 -1,325,000 145.4 Cumulative Dollar Amount 512,843 4,512,843 12,922,920 16,729,019 21,213,019 30,922,654 29,882,654 28,557,654 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 24 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 174,763,637 57,418,007 89,740,344 144,727,957 190,101,300 240,201,675 267,023,066 176,441,895 137 "Cumulative Dollar Amount 1,675,560,354 1,732,978,361 1,822,718,705 1,967,446,662 2,157,547,962 2,397,749,637 2,664,772,703 2,841,214,598 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 9,648,651 384,393 1,355,444 14,529,971 9,945,448 41,259,865 68,580,332 41,394,693 139 Advanced Treatment 51,575,191 7,203,005 16,832,566 75,267,525 71,287,074 90,209,263 97,372,741 43,323,488 140 Infiltration/Inflow 4,447,162 2,727,033 7,234,896 13,361,391 7,616,942 15,893,334 14,943,353 18,703,068 141 Sewer System Rehabilitation 10,711,413 8,873,676 1,708,062 12,590,054 372,463 8,845,335 4,131,182 8,510,000 142 New Collector Sewers 179,016 -109,332 3,267,679 8,115,355 2,781,550 1,504,329 1,613,185 19,000,000 143 New Interceptors 67,656,000 11,709,855 12,635,736 -924,525 75,278,226 54,373,523 6,605,024 3,813,189 144 CSO Correction 1,903,306 10,815,840 4,300,000 908,000 1,228,635 1,508,000 26,349,752 15,305,043 144.1 *Total Annual Dollar Amount 146,120,739 41,604,470 47,334,383 123,847,771 168,510,338 213,593,649 219,595,569 150,049,481 144.2 Cumulative Dollar Amount 1,505,876,083 1,547,480,553 1,594,814,936 1,718,662,707 1,887,173,045 2,100,766,694 2,320,362,263 2,470,411,744 Stormwater (Dollars in each category) 145.1 Grey Infrastructure -112,400 494,749 -782,247 0 0 0 9,098,600 0 145.2 Green Infrastructure 0 0 0 0 4,434,000 0 1,356,667 0 145.3 *Total Annual Dollar Amount -112,400 494,749 -782,247 0 4,434,000 0 10,455,267 0 145.4 Cumulative Dollar Amount 28,445,254 28,940,003 28,157,756 28,157,756 32,591,756 32,591,756 43,047,023 43,047,023 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 25 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 26 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 449,027 647,069 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 449,027 647,069 165 Cumulative Dollar Amount 0 0 0 0 0 0 449,027 1,096,096 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 27 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 140,381 1,350,111 1,968,269 2,503,901 3,894,926 4,398,985 4,786,711 4,601,750 152 Agricultural Best Management Practices - Animals 8,500 1,079,539 2,723,796 7,396,626 9,045,829 6,464,573 7,608,380 7,920,004 153 Silviculture 0 0 0 0 6,000 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 1,510,000 3,000,000 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 885,000 4,795,000 -458,355 0 161 Hydromodification/Habitat Restoration 71,593 1,034,076 2,138,387 2,112,520 2,776,517 4,505,830 9,731,701 4,012,799 162 Individual/Decentralized Sewage Treatment 749,176 930,817 1,020,735 965,774 1,169,611 1,409,902 1,430,709 1,697,550 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 969,650 4,394,543 7,851,187 14,488,821 20,777,883 21,574,290 23,099,146 18,232,103 165 Cumulative Dollar Amount 2,065,746 6,460,289 14,311,476 28,800,297 49,578,180 71,152,470 94,251,616 112,483,719 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 28 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 2,709,288 2,232,439 2,010,690 1,463,383 1,374,910 1,351,424 1,747,488 1,249,520 152 Agricultural Best Management Practices - Animals 5,354,917 5,426,596 3,047,121 3,340,508 1,805,882 2,517,174 5,331,462 990,299 153 Silviculture 0 0 0 0 12,983 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 1,807,000 0 -1,487,932 715,000 0 0 161 Hydromodification/Habitat Restoration 19,851,475 6,625,358 35,425,367 15,141,058 14,582,307 3,907,599 17,406,858 8,310,380 162 Individual/Decentralized Sewage Treatment 839,618 1,034,395 898,030 935,237 868,812 1,212,829 915,480 1,089,180 163.1 Land Conservation 0 0 0 0 0 4,734,700 0 5,791,047 164 *Total Annual Dollar Amount 28,755,298 15,318,788 43,188,208 20,880,786 17,156,962 14,438,726 25,401,288 17,430,426 165 Cumulative Dollar Amount 141,239,017 156,557,805 199,746,013 220,626,799 237,783,161 252,221,887 277,623,175 295,053,601 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 12,169,300 11,570,942 8,961,988 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 12,169,300 11,570,942 8,961,988 167 Cumulative Dollar Amount 0 0 0 0 0 12,169,300 23,740,242 32,702,230 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 29 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 0 4 5 8 7 4 5 2 173 Advanced Treatment 0 0 0 1 0 3 3 7 9 174 Infiltration/Inflow 0 0 1 0 0 1 0 2 2 175 Sewer System Rehabilitation 0 0 0 0 0 0 1 0 1 176 New Collector Sewers 0 0 0 0 1 1 2 3 0 177 New Interceptors 0 0 2 3 9 6 4 12 0 178 CSO Correction 0 0 0 0 0 0 0 0 0 178.1 *Total Annual Number 0 0 7 9 18 18 14 29 14 178.2 Cumulative Number 0 0 7 16 34 52 66 95 109 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 30 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 5 5 6 5 4 7 5 3 173 Advanced Treatment 8 4 11 14 12 17 17 19 174 Infiltration/Inflow 3 1 0 4 5 8 4 2 175 Sewer System Rehabilitation 3 0 0 0 0 0 0 0 176 New Collector Sewers 0 0 1 0 0 0 0 0 177 New Interceptors 4 2 0 2 1 8 2 0 178 CSO Correction 0 0 0 0 0 0 0 1 178.1 *Total Annual Number 23 12 18 25 22 40 28 25 178.2 Cumulative Number 132 144 162 187 209 249 277 302 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 31 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 10 10 21 19 20 31 28 15 173 Advanced Treatment 12 19 28 25 28 62 23 19 174 Infiltration/Inflow 5 7 13 10 16 26 23 11 175 Sewer System Rehabilitation 0 1 9 12 23 39 22 6 176 New Collector Sewers 2 0 0 8 3 7 6 3 177 New Interceptors 3 5 5 5 3 15 8 5 178 CSO Correction 1 1 2 6 3 8 4 3 178.1 *Total Annual Number 43 78 85 96 188 114 62 178.2 Cumulative Number 335 378 456 541 637 825 939 1,001 Stormwater (Number in each category)** 179.1 Grey Infrastructure 1 1 5 5 5 17 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 1 1 5 5 5 17 0 0 179.4 Cumulative Number 1 2 7 12 17 34 34 34 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 32 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 12 13 6 13 13 13 18 12 173 Advanced Treatment 19 9 26 35 38 22 26 19 174 Infiltration/Inflow 15 14 12 20 12 11 13 15 175 Sewer System Rehabilitation 16 16 5 5 6 6 6 1 176 New Collector Sewers 1 1 2 3 5 1 4 2 177 New Interceptors 10 5 5 2 9 5 5 3 178 CSO Correction 1 3 2 1 2 1 5 3 178.1 *Total Annual Number 74 61 58 79 85 59 77 55 178.2 Cumulative Number 1,075 1,136 1,194 1,273 1,358 1,417 1,494 1,549 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 1 0 0 0 0 2 0 179.2 Green Infrastructure 0 0 0 0 1 0 1 0 179.3 *Total Annual Number 0 1 0 0 1 0 3 0 179.4 Cumulative Number 34 35 35 35 36 36 39 39 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 33 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 0 197 Cumulative Number 0 0 0 0 0 0 0 0 0 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 34 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 82 113 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 82 113 197 Cumulative Number 0 0 0 0 0 0 82 195 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 35 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 9 95 135 160 201 219 219 192 184 Agricultural Best Management Practices - Animals 1 21 75 99 78 56 57 35 185 Silviculture 0 0 0 0 1 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 1 1 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 1 2 0 0 193 Hydromodification/Habitat Restoration 5 69 124 128 114 82 38 71 194 Individual/Decentralized Sewage Treatment 118 139 140 128 149 169 160 182 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 133 324 474 516 545 528 474 480 197 Cumulative Number 328 652 1,126 1,642 2,187 2,715 3,189 3,669 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 36 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 99 101 93 67 74 69 47 54 184 Agricultural Best Management Practices - Animals 29 28 17 17 12 15 25 17 185 Silviculture 0 0 0 0 1 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 1 0 0 193 Hydromodification/Habitat Restoration 48 43 34 44 46 37 27 32 194 Individual/Decentralized Sewage Treatment 99 105 96 100 87 114 93 88 195.1 Land Conservation 0 0 0 0 0 3 0 5 196 *Total Annual Number 275 277 241 228 220 239 192 196 197 Cumulative Number 3,944 4,221 4,462 4,690 4,910 5,149 5,341 5,537 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 25 32 33 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 25 32 33 199 Cumulative Number 0 0 0 0 0 25 57 90 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 37 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 0 450,000 12,084,000 18,006,000 22,336,000 11,715,000 17,762,000 41,870,000 17,247,000 201 "Cumulative Dollar Amount 0 450,000 12,534,000 30,540,000 52,876,000 64,591,000 82,353,000 124,223,000 141,470,000 202 Annual Number of Assistance Agreements 0 1 4 12 16 8 13 24 14 203 Cumulative Number of Agreements 0 1 5 17 33 41 54 78 92 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 0 0 0 1,960,000 14,951,000 6,167,000 7,694,000 30,755,000 8,025,000 205 Cumulative Dollar Amount 0 0 0 1,960,000 16,911,000 23,078,000 30,772,000 61,527,000 69,552,000 206 Annual Number of Assistance Agreements 0 0 0 4 14 4 7 19 11 207 Cumulative Number of Agreements 0 0 0 4 18 22 29 48 59 * Calculated values. Page 38 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 32,614,000 44,649,000 21,590,000 34,356,000 15,614,000 23,463,000 41,468,027 50,061,069 201 "Cumulative Dollar Amount 174,084,000 218,733,000 240,323,000 274,679,000 290,293,000 313,756,000 355,224,027 405,285,096 202 Annual Number of Assistance Agreements 16 15 19 16 24 24 107 141 203 Cumulative Number of Agreements 108 123 142 158 182 206 313 454 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 23,662,000 44,435,000 19,8 48,000 30,709,000 12,499,000 29,825,000 15,439,027 32,002,069 205 Cumulative Dollar Amount 93,214,000 137,649,000 157,497,000 188,206,000 200,705,000 230,530,000 245,969,027 277,971,096 206 Annual Number of Assistance Agreements 13 19 15 20 14 20 106 135 207 Cumulative Number of Agreements 72 91 106 126 140 160 266 401 * Calculated values. Page 39 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 33,816,493 36,298,543 115,797,743 115,824,920 149,808,883 187,343,539 293,523,146 128,842,051 201 "Cumulative Dollar Amount 439,101,589 475,400,132 591,197,875 707,022,795 856,831,678 1,044,175,217 1,337,698,363 1,466,540,414 202 Annual Number of Assistance Agreements 162 352 511 557 583 640 506 528 203 Cumulative Number of Agreements 616 968 1,479 2,036 2,619 3,259 3,765 4,293 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 35,229,493 56,636,543 59,897,743 40,435,920 44,701,883 83,666,539 139,863,143 103,121,051 205 Cumulative Dollar Amount 313,200,589 369,837,132 429,734,875 470,170,795 514,872,678 598,539,217 738,402,360 841,523,411 206 Annual Number of Assistance Agreements 161 357 508 548 570 563 558 517 207 Cumulative Number of Agreements 562 919 1,427 1,975 2,545 3,108 3,666 4,183 * Calculated values. Page 40 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 142,170,434 98,332,304 103,441,295 111,801,900 167,342,782 211,397,696 263,882,404 174,351,057 201 "Cumulative Dollar Amount 1,608,710,848 1,707,043,152 1,810,484,447 1,922,286,347 2,089,629,129 2,301,026,825 2,564,909,229 2,739,260,286 202 Annual Number of Assistance Agreements 306 317 281 259 237 277 234 230 203 Cumulative Number of Agreements 4,599 4,916 5,197 5,456 5,693 5,970 6,204 6,434 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 244,855,504 140,917,728 185,424,365 61,610,900 123,051,382 42,350,772 230,222,404 98,500,057 205 Cumulative Dollar Amount 1,086,378,915 1,227,296,643 1,412,721,008 1,474,331,908 1,597,383,290 1,639,734,062 1,869,956,466 1,968,456,523 206 Annual Number of Assistance Agreements 324 321 272 241 250 254 228 216 207 Cumulative Number of Agreements 4,507 4,828 5,100 5,341 5,591 5,845 6,073 6,289 * Calculated values. Page 41 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 12,615,000 13,070,000 0 26,830,000 25,545,000 28,525,000 16,070,000 16,665,000 209 Net Leveraged Bonds Issued - Annual 0 12,253,000 12,766,000 0 25,689,167 24,795,000 26,932,990 15,602,928 16,114,430 210 Cost of Leveraged Bond Issuance - Annual 0 365,000 283,893 0 1,044,649 740,068 846,379 455,597 548,675 211 Leveraged Bond Principal Repaid - Annual 0 0 0 0 0 383,333 1,907,686 2,785,886 3,850,714 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 2,625,558 4,595,993 13,560,637 13,822,742 18,880,963 22,650,606 11,141,072 213 Balance at End of Reporting Period 0 0 2,625,558 7,221,551 20,782,188 34,604,930 53,485,893 76,136,499 87,277,571 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 3,030,000 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 12,615,000 25,685,000 25,685,000 52,515,000 78,060,000 106,585,000 122,655,000 139,320,000 217 *Net Leveraged Bonds Issued - Cumulative 0 12,253,000 25,019,000 25,019,000 50,708,167 75,503,167 102,436,157 118,039,085 134,153,515 218 *Cost of Leveraged Bond Issuance - Cumulative 0 365,000 648,893 648,893 1,693,542 2,433,610 3,279,989 3,735,586 4,284,261 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 0 0 383,333 2,291,019 5,076,905 8,927,619 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 3,030,000 3,030,000 3,030,000 3,030,000 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 12,615,000 25,685,000 25,685,000 52,515,000 80,706,667 107,323,981 120,608,095 133,422,381 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 2,553,131 2,640,884 0 5,314,828 5,130,000 5,572,343 3,228,192 3,334,020 224 Match Bond Principal Repaid - Annual 0 0 0 0 440,000 541,667 402,314 604,114 849,286 225 "Match Bonds Issued - Cumulative 0 2,553,131 5,194,015 5,194,015 10,508,843 15,638,843 21,211,186 24,439,378 27,773,398 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 440,000 981,667 1,383,981 1,988,095 2,837,381 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 2,553,131 5,194,015 5,194,015 10,068,843 14,657,176 19,827,205 22,451,283 24,936,017 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 953,281 2,007,544 3,593,552 5,704,505 6,198,384 7,544,836 8,441,324 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 953,281 2,007,544 3,593,552 5,704,505 6,198,384 7,544,836 8,441,324 231 "Cumulative 0 0 953,281 2,960,825 6,554,377 12,258,882 18,457,266 26,002,102 34,443,426 "Calculated Values Page 42 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 209 Net Leveraged Bonds Issued - Annual 210 Cost of Leveraged Bond Issuance - Annual 211 Leveraged Bond Principal Repaid - Annual 27,480,000 26,395,877 1,082,054 4,290,522 8,390,000 8,139,430 250,267 5,227,640 18,085,000 17,768,718 309,554 5,998,911 0 0 0 6,526,481 0 0 0 7,297,719 0 0 0 19,226,107 0 0 0 8,800,000 0 0 0 7,770,000 212 213 Debt Service Reserve for Leveraged Bonds *Annual Change Balance at End of Reporting Period 15,868,614 103,146,185 12,920,418 116,066,603 10,290,765 126,357,368 2,129,497 128,486,865 5,027,980 133,514,845 -80,669,845 52,845,000 -4,606,500 48,238,500 -3,639,000 44,599,500 214 215 Net Change in Gross Bonds Resulting from Refunding - Annual CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 0 0 6,453,373 0 0 0 0 216 217 218 219 *Gross Leveraged Bonds Issued - Cumulative *Net Leveraged Bonds Issued - Cumulative *Cost of Leveraged Bond Issuance - Cumulative "Leveraged Bond Principal Repaid - Cumulative 166,800,000 160,549,392 5,366,315 13,218,141 175,190,000 168,688,822 5,616,582 18,445,781 193,275,000 186,457,540 5,926,136 24,444,692 193,275,000 186,457,540 5,926,136 30,971,173 193,275,000 186,457,540 5,926,136 38,268,892 193,275,000 186,457,540 5,926,136 57,494,999 193,275,000 186,457,540 5,926,136 66,294,999 193,275,000 186,457,540 5,926,136 74,064,999 220 221 *Net Change in Gross Bonds Resulting from Refunding - Cumulative *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 3,030,000 0 3,030,000 0 3,030,000 0 3,030,000 0 3,030,000 0 3,030,000 6,453,373 3,030,000 6,453,373 3,030,000 6,453,373 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 156,611,859 159,774,219 171,860,308 165,333,827 158,036,108 138,810,001 130,010,001 122,240,001 State Match Bonds to be Repaid by CWSRF 223 *Match Bonds Issued - Annual 224 Match Bond Principal Repaid - Annual 5,461,216 949,478 1,684,020 1,162,360 3,676,286 1,336,089 0 1,453,519 3,645,220 1,632,281 7,233,435 2,762,467 3,349,990 6,555,000 0 4,490,000 225 226 227 "Match Bonds Issued - Cumulative "Match Bond Principal Repaid - Cumulative "Match Bonds Outstanding - Balance at End of Reporting Period 33,234,614 3,786,859 29,447,755 34,918,634 4,949,219 29,969,415 38,594,920 6,285,308 32,309,612 38,594,920 7,738,827 30,856,093 42,240,140 9,371,108 32,869,032 49,473,575 12,133,575 37,340,000 52,823,565 18,688,575 34,134,990 52,823,565 23,178,575 29,644,990 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 229 Interest Paid from Capitalized Interest Account - Annual 9,558,405 0 10,361,852 0 11,110,029 0 11,031,415 0 10,660,080 0 9,961,005 0 9,661,321 0 8,140,634 0 230 231 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds "Annual "Cumulative 9,558,405 44,001,831 10,361,852 54,363,683 11,110,029 65,473,712 11,031,415 76,505,127 10,660,080 87,165,207 9,961,005 97,126,212 9,661,321 106,787,533 8,140,634 114,928,167 "Calculated Values Page 43 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 209 Net Leveraged Bonds Issued - Annual 210 Cost of Leveraged Bond Issuance - Annual 211 Leveraged Bond Principal Repaid - Annual 0 0 0 8,265,000 0 0 0 8,850,000 0 0 0 9,960,000 29,700,000 30,776,284 302,784 10,540,000 100,640,000 103,306,582 888,726 11,575,000 98,390,000 107,216,468 824,795 13,210,000 177,800,000 178,794,187 1,314,544 15,500,000 162,560,000 187,504,838 1,075,564 20,320,000 212 213 Debt Service Reserve for Leveraged Bonds *Annual Change Balance at End of Reporting Period -3,747,000 40,852,500 -3,876,000 36,976,500 -4,147,500 32,829,000 -1,290,000 31,539,000 3,887,000 35,426,000 5,719,000 41,145,000 -4,284,429 36,860,571 -4,385,184 32,475,387 214 215 Net Change in Gross Bonds Resulting from Refunding - Annual CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 0 0 0 75,000 0 0 0 216 217 218 219 *Gross Leveraged Bonds Issued - Cumulative *Net Leveraged Bonds Issued - Cumulative *Cost of Leveraged Bond Issuance - Cumulative "Leveraged Bond Principal Repaid - Cumulative 193,275,000 186,457,540 5,926,136 82,329,999 193,275,000 186,457,540 5,926,136 91,179,999 193,275,000 186,457,540 5,926,136 101,139,999 222,975,000 217,233,824 6,228,920 111,679,999 323,615,000 320,540,406 7,117,646 123,254,999 422,005,000 427,756,874 7,942,441 136,464,999 599,805,000 606,551,061 9,256,985 151,964,999 762,365,000 794,055,899 10,332,549 172,284,999 220 221 *Net Change in Gross Bonds Resulting from Refunding - Cumulative *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 3,030,000 6,453,373 3,030,000 6,453,373 3,030,000 6,453,373 3,030,000 6,453,373 3,030,000 6,453,373 3,030,000 6,453,373 3,105,000 6,453,373 3,105,000 6,453,373 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 113,975,001 105,125,001 95,165,001 114,325,001 203,390,001 288,570,001 450,945,001 593,185,001 State Match Bonds to be Repaid by CWSRF 223 *Match Bonds Issued - Annual 224 Match Bond Principal Repaid - Annual 0 4,490,000 11,090,000 4,330,000 0 5,690,000 5,660,000 5,465,000 2,725,000 5,530,000 6,000,000 5,330,000 4,365,000 5,344,990 2,220,000 2,365,000 225 226 227 "Match Bonds Issued - Cumulative "Match Bond Principal Repaid - Cumulative "Match Bonds Outstanding - Balance at End of Reporting Period 52,823,565 27,668,575 25,154,990 63,913,565 31,998,575 31,914,990 63,913,565 37,688,575 26,224,990 69,573,565 43,153,575 26,419,990 72,298,565 48,683,575 23,614,990 78,298,565 54,013,575 24,284,990 82,663,565 59,358,565 23,305,000 84,883,565 61,723,565 23,160,000 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 229 Interest Paid from Capitalized Interest Account - Annual 7,528,152 0 7,041,260 0 6,644,559 0 6,362,023 0 6,671,228 0 11,605,719 0 15,595,146 0 22,754,787 0 230 231 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds "Annual "Cumulative 7,528,152 122,456,319 7,041,260 129,497,579 6,644,559 136,142,138 6,362,023 142,504,161 6,671,228 149,175,389 11,605,719 160,781,108 15,595,146 176,376,254 22,754,787 199,131,041 "Calculated Values Page 44 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 209 Net Leveraged Bonds Issued - Annual 210 Cost of Leveraged Bond Issuance - Annual 211 Leveraged Bond Principal Repaid - Annual 0 0 0 36,425,000 109,780,000 125,003,205 860,017 16,495,000 0 0 0 26,435,000 0 0 0 31,580,000 113,350,000 140,000,000 803,269 33,935,000 94,145,000 110,000,000 560,360 33,860,000 197,635,000 227,124,200 1,134,665 22,233,000 161,290,000 211,087,345 1,079,224 33,115,000 212 213 Debt Service Reserve for Leveraged Bonds *Annual Change Balance at End of Reporting Period -9,305,586 23,169,801 -245,598 22,924,203 -22,924,203 0 0 0 0 0 0 0 0 0 0 0 214 215 Net Change in Gross Bonds Resulting from Refunding - Annual CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 25,545,000 0 0 0 0 0 0 0 0 0 0 0 216 217 218 219 *Gross Leveraged Bonds Issued - Cumulative *Net Leveraged Bonds Issued - Cumulative *Cost of Leveraged Bond Issuance - Cumulative "Leveraged Bond Principal Repaid - Cumulative 762,365,000 794,055,899 10,332,549 208,709,999 872,145,000 919,059,104 11,192,566 225,204,999 872,145,000 919,059,104 11,192,566 251,639,999 872,145,000 919,059,104 11,192,566 283,219,999 985,495,000 1,059,059,104 11,995,835 317,154,999 1,079,640,000 1,169,059,104 12,556,195 351,014,999 1,277,275,000 1,396,183,304 13,690,860 373,247,999 1,438,565,000 1,607,270,649 14,770,084 406,362,999 220 221 *Net Change in Gross Bonds Resulting from Refunding - Cumulative *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 3,105,000 6,453,373 3,105,000 6,453,373 28,650,000 6,453,373 28,650,000 6,453,373 28,650,000 6,453,373 28,650,000 6,453,373 28,650,000 6,453,373 28,650,000 6,453,373 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 556,760,001 650,045,001 649,155,001 617,575,001 696,990,001 757,275,001 932,677,001 1,060,852,001 State Match Bonds to be Repaid by CWSRF 223 *Match Bonds Issued - Annual 224 Match Bond Principal Repaid - Annual 0 3,500,000 3,600,328 2,290,000 7,427,246 11,295,000 0 2,400,000 7,616,600 2,685,000 3,500,000 3,085,000 9,208,600 3,455,000 10,000,000 8,405,000 225 226 227 "Match Bonds Issued - Cumulative "Match Bond Principal Repaid - Cumulative "Match Bonds Outstanding - Balance at End of Reporting Period 84,883,565 65,223,565 19,660,000 88,483,893 67,513,565 20,970,328 95,911,139 78,808,565 17,102,574 95,911,139 81,208,565 14,702,574 103,527,739 83,893,565 19,634,174 107,027,739 86,978,565 20,049,174 116,236,339 90,433,565 25,802,774 126,236,339 98,838,565 27,397,774 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 229 Interest Paid from Capitalized Interest Account - Annual 26,279,826 0 27,274,901 0 29,204,846 0 27,527,636 0 28,851,573 0 31,376,068 0 27,151,834 0 34,391,917 0 230 231 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds "Annual "Cumulative 26,279,826 225,410,867 27,274,901 252,685,768 29,204,846 281,890,614 27,527,636 309,418,250 28,851,573 338,269,823 31,376,068 369,645,891 27,151,834 396,797,725 34,391,917 431,189,642 "Calculated Values Page 45 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Project Assistance Disbursed 232 Annual 0 0 2,771,418 6,016,412 15,787,826 16,724,741 22,910,098 27,853,919 25,967,120 233 "Cumulative 0 0 2,771,418 8,787,830 24,575,656 41,300,397 64,210,495 92,064,414 118,031,534 CWSRF Loan Repayments 234 Principal Repayments - Annual 0 0 15,000 335,000 768,000 1,892,000 1,551,000 2,265,000 5,151,000 235 Interest Payments - Annual 0 0 30,965 213,111 781,674 1,555,147 2,202,083 3,278,929 4,333,139 236 *Principal and Interest - Annual 0 0 45,965 548,111 1,549,674 3,447,147 3,753,083 5,543,929 9,484,139 237 *Principal Repayments - Cumulative 0 0 15,000 350,000 1,118,000 3,010,000 4,561,000 6,826,000 11,977,000 238 Interest Payments - Cumulative 0 0 30,965 244,076 1,025,750 2,580,897 4,782,980 8,061,909 12,395,048 239 *Principal and Interest - Cumulative 0 0 45,965 594,076 2,143,750 5,590,897 9,343,980 14,887,909 24,372,048 240 Weighted Average Interest Rate on Loans 0.000 0.000 5.020 4.860 4.650 4.460 4.330 4.030 4.220 Interest Earnings on Investments 241 Annual 0 385,222 1,630,616 1,859,597 2,723,000 5,218,052 6,110,505 6,913,205 9,685,938 242 "Cumulative 0 385,222 2,015,838 3,875,435 6,598,435 11,816,487 17,926,992 24,840,197 34,526,135 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 0 0 99,252 306,853 287,019 503,390 457,483 554,999 492,883 244 "Cumulative 0 0 99,252 406,105 693,124 1,196,514 1,653,997 2,208,996 2,701,879 Expenses as a % of Capitalization Grants 245 *Annual - 0.0% 0.8% - 0.5% - 1.6% 1.7% 5.1% 246 "Cumulative - 0.0% 0.4% 1.6% 0.9% 1.5% 1.6% 1.6% 1.8% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 0 0 0 0 13,951 31,564 248 "Cumulative 0 0 0 0 0 0 0 13,951 45,515 * Calculated values. Page 46 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 24,042,670 142,074,204 6,059,000 5,072,346 11,131,346 30,954,199 173,028,403 7,906,000 6,069,382 13,975,382 20,692,883 193,721,286 14,493,000 6,790,608 21,283,608 31,593,432 225,314,718 8,930,000 7,195,848 16,125,848 30,748,666 256,063,384 11,678,000 8,285,946 19,963,946 27,629,856 283,693,240 15,214,000 9,001,371 24,215,371 30,757,321 314,450,561 14,617,631 9,150,071 23,767,702 39,243,061 353,693,622 21,684,064 9,303,019 30,987,083 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 18,036,000 17,467,394 35,503,394 25,942,000 23,536,776 49,478,776 40,435,000 30,327,384 70,762,384 49,365,000 37,523,232 86,888,232 61,043,000 45,809,178 106,852,178 76,257,000 54,810,549 131,067,549 90,874,631 63,960,620 154,835,251 112,558,695 73,263,639 185,822,334 240 Weighted Average Interest Rate on Loans 4.381 4.300 4.200 4.266 4.300 4.100 3.990 3.900 Interest Earnings on Investments 241 Annual 242 "Cumulative 10,139,581 44,665,716 10,916,248 55,581,964 12,167,909 67,749,873 11,932,044 79,681,917 11,371,159 91,053,076 8,545,415 99,598,491 5,331,587 104,930,078 4,427,894 109,357,972 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 398,976 3,100,855 484,427 3,585,282 654,161 4,239,443 591,169 4,830,612 999,016 5,829,628 793,468 6,623,096 1,196,398 7,819,494 1,484,820 9,304,314 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 2.3% 1.9% 5.8% 2.1% 3.6% 2.2% 3.2% 2.3% 2.8% 2.4% 2.7% 79.8% 3.1% 9.0% 3.5% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 15,808 61,323 22,145 83,468 28,456 111,924 30,262 142,186 38,372 180,558 22,256 202,814 0 202,814 0 202,814 * Calculated values. Page 47 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 45,836,766 399,530,388 26,770,281 9,605,711 36,375,992 54,136,890 453,667,278 16,795,924 9,784,878 26,580,802 53,965,124 507,632,402 21,410,710 10,136,776 31,547,486 99,143,965 606,776,367 23,348,109 10,822,051 34,170,160 137,509,641 744,286,008 33,836,101 12,739,077 46,575,178 161,647,573 905,933,581 38,637,222 15,469,668 54,106,890 213,776,404 1,119,709,985 48,858,957 18,709,182 67,568,139 206,595,649 1,326,305,634 93,491,419 22,847,567 116,338,986 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 139,328,976 82,869,350 222,198,326 156,124,900 92,654,228 248,779,128 177,535,610 102,791,004 280,326,614 200,883,719 113,613,055 314,496,774 234,719,820 126,352,132 361,071,952 273,357,042 141,821,800 415,178,842 322,215,999 160,530,982 482,746,981 415,707,418 183,378,549 599,085,967 240 Weighted Average Interest Rate on Loans 3.800 3.640 3.440 3.250 3.080 2.920 2.750 2.460 Interest Earnings on Investments 241 Annual 242 "Cumulative 5,743,394 115,101,366 7,409,615 122,510,981 7,761,671 130,272,652 5,355,491 135,628,143 4,768,808 140,396,951 1,640,834 142,037,785 1,343,016 143,380,801 498,504 143,879,305 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 1,359,945 10,664,259 1,124,366 11,788,625 845,658 12,634,283 763,103 13,397,386 798,727 14,196,113 227,865 14,423,978 709,350 15,133,328 1,193,050 16,326,378 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 7.6% 3.8% 3.5% 3.7% 7.1% 3.9% 5.3% 3.9% 4.3% 3.9% 0.4% 3.5% 2.6% 3.4% 3.1% 3.4% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 69,059 271,873 274,424 546,297 824,293 1,370,590 916,735 2,287,325 1,234,942 3,522,267 2,218,423 5,740,690 1,968,752 7,709,442 1,430,448 9,139,890 * Calculated values. Page 48 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Project Assistance Disbursed 232 Annual 184,046,625 132,437,623 82,499,862 130,216,688 127,433,768 167,037,334 233,619,010 225,056,940 233 "Cumulative 1,510,352,259 1,642,789,882 1,725,289,744 1,855,506,432 1,982,940,200 2,149,977,534 2,383,596,544 2,608,653,484 CWSRF Loan Repayments 234 Principal Repayments - Annual 87,918,356 70,073,844 61,179,653 68,512,115 82,358,376 77,601,242 84,588,637 87,437,368 235 Interest Payments - Annual 26,041,622 26,325,101 26,862,850 26,659,168 26,407,588 27,133,024 28,473,565 30,587,606 236 *Principal and Interest - Annual 113,959,978 96,398,945 88,042,503 95,171,283 108,765,964 104,734,266 113,062,202 118,024,974 237 *Principal Repayments - Cumulative 503,625,774 573,699,618 634,879,271 703,391,386 785,749,762 863,351,004 947,939,641 1,035,377,009 238 Interest Payments - Cumulative 209,420,171 235,745,272 262,608,122 289,267,290 315,674,878 342,807,902 371,281,467 401,869,073 239 *Principal and Interest - Cumulative 713,045,945 809,444,890 897,487,393 992,658,676 1,101,424,640 1,206,158,906 1,319,221,108 1,437,246,082 240 Weighted Average Interest Rate on Loans 1.830 1.360 1.360 1.690 1.800 1.900 1.620 1.660 Interest Earnings on Investments 241 Annual 340,724 383,544 819,616 698,548 1,038,929 2,326,231 3,564,265 2,646,303 242 "Cumulative 144,220,029 144,603,573 145,423,189 146,121,737 147,160,666 149,486,897 153,051,162 155,697,465 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 765,120 722,760 730,607 783,593 723,320 717,760 1,982,239 2,081,066 244 "Cumulative 17,091,498 17,814,258 18,544,865 19,328,458 20,051,778 20,769,538 22,751,777 24,832,843 Expenses as a % of Capitalization Grants 245 *Annual - 4.0% 1.9% - 4.0% 4.0% 9.1% 4.8% 246 "Cumulative 3.6% 3.6% 3.5% 3.6% 3.6% 3.6% 3.8% 3.9% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 1,739,635 1,618,909 1,842,407 1,833,752 2,270,500 2,164,393 925,469 1,005,292 248 "Cumulative 10,879,525 12,498,434 14,340,841 16,174,593 18,445,093 20,609,486 21,534,955 22,540,247 * Calculated values. Page 49 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of. 1998 1999 2000 2001 2002 2003 2004 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 837,100 0 0 0 0 0 250 State Match Amount 0 0 0 0 41,855 0 0 251 Cumulative Total 0 837,100 837,100 837,100 878,955 878,955 878,955 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 837,100 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 837,100 0 0 0 255 Cumulative EPA Rural Hardship Assistance 0 0 0 837,100 837,100 837,100 837,100 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 2 0 0 0 257 Cumulative 0 0 0 2 2 2 2 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 2 0 0 0 259 "Cumulative 0 0 0 2 2 2 2 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 837,100 0 0 0 261 Cumulative 0 0 0 837,100 837,100 837,100 837,100 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 428,000 0 0 0 263 Cumulative 0 0 0 428,000 428,000 428,000 428,000 264 *Total Annual Combined Assistance 0 0 0 1,265,100 0 0 0 265 Cumulative Combined Assistance 0 0 0 1,265,100 1,265,100 1,265,100 1,265,100 * Calculated values. Page 50 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 878,955 878,955 878,955 878,955 878,955 878,955 878,955 878,955 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 837,100 837,100 837,100 837,100 837,100 837,100 837,100 837,100 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 2 2 2 2 2 2 2 2 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 2 2 2 2 2 2 2 2 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 837,100 837,100 837,100 837,100 837,100 837,100 837,100 837,100 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 428,000 428,000 428,000 428,000 428,000 428,000 428,000 428,000 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 1,265,100 1,265,100 1,265,100 1,265,100 1,265,100 1,265,100 1,265,100 1,265,100 * Calculated values. Page 51 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 878,955 878,955 878,955 878,955 878,955 878,955 878,955 878,955 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 837,100 837,100 837,100 837,100 837,100 837,100 837,100 837,100 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 2 2 2 2 2 2 2 2 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 2 2 2 2 2 2 2 2 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 837,100 837,100 837,100 837,100 837,100 837,100 837,100 837,100 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 428,000 428,000 428,000 428,000 428,000 428,000 428,000 428,000 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 1,265,100 1,265,100 1,265,100 1,265,100 1,265,100 1,265,100 1,265,100 1,265,100 * Calculated values. Page 52 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 0 267 Annual Dollar Amount 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 0 270 Annual Number of Loans 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 0 273 Annual Dollar Amount 0 0 0 0 0 0 274 Cumulative Dollar Amount 0 0 0 0 0 0 0 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 0 276 Annual Number of Grants 0 0 0 0 0 0 277 "Cumulative Number of Grants 0 0 0 0 0 0 0 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 0 0 0 0 0 0 279 *Dollar Amount of Loans and Grants - Cumulative 0 0 0 0 0 0 0 280 *Number of Loans and Grants - Annual 0 0 0 0 0 0 281 *Number of Loans and Grants - Cumulative 0 0 0 0 0 0 0 * Calculated values. Page 53 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 0 0 0 0 0 0 0 0 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 0 0 0 0 0 0 0 0 271 Cumulative Number of Loans 0 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 0 0 0 7,852,030 2,132,085 12,981,788 8,351,395 5,532,574 274 Cumulative Dollar Amount 0 0 0 7,852,030 9,984,115 22,965,903 31,317,298 36,849,872 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 0 0 0 19 4 3 15 12 277 "Cumulative Number of Grants 0 0 0 19 23 26 41 53 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 0 0 0 7,852,030 2,132,085 12,981,788 8,351,395 5,532,574 279 *Dollar Amount of Loans and Grants - Cumulative 0 0 0 7,852,030 9,984,115 22,965,903 31,317,298 36,849,872 280 *Number of Loans and Grants - Annual 0 0 0 19 4 3 15 12 281 *Number of Loans and Grants - Cumulative 0 0 0 19 23 26 41 53 * Calculated values. Page 54 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 3,138,275 39,988,147 705,000 40,693,147 5,699,329 46,392,476 0 46,392,476 0 46,392,476 0 46,392,476 0 46,392,476 675,000 47,067,476 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 7 60 2 62 5 67 0 67 0 67 0 67 0 67 5 72 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 3,138,275 39,988,147 705,000 40,693,147 5,699,329 46,392,476 0 46,392,476 0 46,392,476 0 46,392,476 0 46,392,476 675,000 47,067,476 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 7 60 2 62 5 67 0 67 0 67 0 67 0 67 5 72 * Calculated values. Page 55 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Funds Available for Projects 282 *Annual (New Funds) 283 "Cumulative 0 0 27,446,381 27,446,381 26,180,871 53,627,252 -4,195,829 49,431,423 67,817,652 117,249,075 18,137,952 135,387,027 41,726,819 177,113,847 29,201,430 206,315,276 23,699,299 230,014,575 CWSRF Assistance as a % of Funds Available 284 *Annual 285 "Cumulative - 0% 0% 54% 26% 53% 24% 36% 155% 52% 47% 51% 170% 68% 109% 72% Outlays as a % of Capitalization Grants 286 *Annual 287 "Cumulative - 0% 0% 21% 11% 29% 26% 27% 46% 62% 50% 76% 56% 225% 67% Disbursements as a % of Funds Available 288 *Annual 289 "Cumulative - 0% 0% 11% 5% -143% 18% 23% 21% 92% 31% 55% 36% 95% 45% 110% 51% Construction Starts as a % of Funds Available 290 *Annual 291 "Cumulative - 2% 2% 46% 23% -429% 62% 33% 45% 65% 48% 43% 46% 143% 60% 73% 62% Initiation of Operations as a % of Funds Available 292 *Annual 293 "Cumulative - 0% 0% 0% 0% -47% 4% 22% 14% 34% 17% 18% 17% 105% 30% 34% 30% Loan Principal Repayments as a % of Funds Available 294 *Annual 295 "Cumulative - 0% 0% 0% 0% -8% 1% 1% 1% 10% 2% 4% 3% 8% 3% 22% 5% * Calculated values. Page 56 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Funds Available for Projects 282 *Annual (New Funds) 39,311,670 13,126,106 43,806,902 24,414,034 45,082,753 82,261,114 -3,020,542 34,534,573 283 "Cumulative 269,326,245 282,452,351 326,259,253 350,673,287 395,756,040 478,017,154 474,996,612 509,531,185 CWSRF Assistance as a % of Funds Available 284 *Annual 83% 131% 34% 160% 37% 37% - 108% 285 "Cumulative 74% 76% 71% 77% 72% 66% 76% 78% Outlays as a % of Capitalization Grants 286 *Annual 110% 230% 67% 71% 36% - 1772% 205% 287 "Cumulative 72% 79% 78% 78% 71% 78% 88% 95% Disbursements as a % of Funds Available 288 *Annual 61% 236% 47% 129% 68% 34% -1018% 114% 289 "Cumulative 53% 61% 59% 64% 65% 59% 66% 69% Construction Starts as a % of Funds Available 290 *Annual 83% 340% 49% 141 % 35% 29% -1373% 145% 291 "Cumulative 65% 77% 74% 78% 73% 66% 75% 80% Initiation of Operations as a % of Funds Available 292 *Annual 60% 339% 45% 126% 28% 36% -511 % 93% 293 "Cumulative 35% 49% 48% 54% 51% 48% 52% 55% Loan Principal Repayments as a % of Funds Available 294 *Annual 15% 60% 33% 37% 26% 18% -484% 63% 295 "Cumulative 7% 9% 12% 14% 15% 16% 19% 22% * Calculated values. Page 57 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Funds Available for Projects 282 *Annual (New Funds) 37,942,356 49,904,077 32,539,717 68,790,975 147,381,332 184,017,873 246,341,515 302,985,165 283 "Cumulative 547,473,541 597,377,617 629,917,334 698,708,309 846,089,641 1,030,107,514 1,276,449,029 1,579,434,194 CWSRF Assistance as a % of Funds Available 284 *Annual 111 % 130% 170% 203% 123% 113% 109% 47% 285 "Cumulative 80% 85% 89% 100% 104% 106% 106% 95% Outlays as a % of Capitalization Grants 286 *Annual 68% 87% 188% 180% 70% 48% 185% 74% 287 "Cumulative 94% 93% 96% 100% 98% 92% 98% 96% Disbursements as a % of Funds Available 288 *Annual 121% 108% 166% 144% 93% 88% 87% 68% 289 "Cumulative 73% 76% 81% 87% 88% 88% 88% 84% Construction Starts as a % of Funds Available 290 *Annual 89% 73% 356% 168% 102% 102% 119% 43% 291 "Cumulative 80% 80% 94% 101% 101% 101% 105% 93% Initiation of Operations as a % of Funds Available 292 *Annual 93% 113% 184% 59% 30% 45% 57% 34% 293 "Cumulative 57% 62% 68% 67% 61% 58% 58% 53% Loan Principal Repayments as a % of Funds Available 294 *Annual 71% 34% 66% 34% 23% 21% 20% 31% 295 "Cumulative 25% 26% 28% 29% 28% 27% 25% 26% * Calculated values. Page 58 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Funds Available for Projects 282 *Annual (New Funds) 57,401,462 196,917,959 8 8,624,922 34,362,195 209,309,600 169,465,669 320,973,513 307,115,185 283 "Cumulative 1,636,835,656 1,833,753,615 1,922,378,537 1,956,740,732 2,166,050,332 2,335,516,001 2,656,489,514 2,963,604,699 CWSRF Assistance as a % of Funds Available 284 *Annual 304% 29% 101% 421% 91% 142% 83% 57% 285 "Cumulative 102% 95% 95% 101% 100% 103% 100% 96% Outlays as a % of Capitalization Grants 286 *Annual - 16% 40% - 100% 100% 95% 66% 287 "Cumulative 99% 96% 92% 96% 96% 96% 96% 94% Disbursements as a % of Funds Available 288 *Annual 321% 67% 93% 379% 61% 99% 73% 73% 289 "Cumulative 92% 90% 90% 95% 92% 92% 90% 88% Construction Starts as a % of Funds Available 290 *Annual 248% 50% 117% 325% 80% 125% 82% 57% 291 "Cumulative 98% 93% 94% 98% 96% 99% 97% 92% Initiation of Operations as a % of Funds Available 292 *Annual 427% 72% 209% 179% 59% 25% 72% 32% 293 "Cumulative 66% 67% 73% 75% 74% 70% 70% 66% Loan Principal Repayments as a % of Funds Available 294 *Annual 153% 36% 69% 199% 39% 46% 26% 28% 295 "Cumulative 31% 31% 33% 36% 36% 37% 36% 35% * Calculated values. Page 59 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Disbursements as a % of CWSRF Assistance 296 *Annual 297 "Cumulative - 20% 20% 50% 33% 97% 58% 59% 58% 117% 71% 56% 66% 100% 71% Construction Starts as a % of CWSRF Assistance 298 *Annual 299 "Cumulative - 85% 88% 149% 116% 137% 124% 42% 91% 91% 91% 84% 89% 67% 85% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 301 "Cumulative - 0% 0% 16% 7% 91% 40% 22% 33% 39% 34% 62% 44% 31% 42% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 303 "Cumulative - 0% 0% 3% 1% 5% 3% 7% 4% 8% 5% 5% 5% 20% 7% Initiation of Operations as a % of Construction Starts 304 *Annual 305 "Cumulative 0% 0% 0% 0% 11% 6% 67% 32% 53% 36% 43% 37% 73% 50% 47% 49% * Calculated values. Page 60 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Disbursements as a % of CWSRF Assistance 296 *Annual 297 "Cumulative 74% 72% 180% 80% 138% 84% 81% 84% 186% 90% 90% 90% 70% 87% 105% 89% Construction Starts as a % of CWSRF Assistance 298 *Annual 299 "Cumulative 101% 88% 259% 102% 144% 104% 88% 102% 94% 101% 77% 99% 94% 99% 134% 102% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 301 "Cumulative 73% 47% 258% 64% 133% 68% 78% 70% 75% 70% 97% 73% 35% 68% 86% 70% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 303 "Cumulative 19% 9% 46% 12% 97% 18% 23% 18% 70% 21% 50% 24% 33% 25% 58% 28% Initiation of Operations as a % of Construction Starts 304 *Annual 305 "Cumulative 73% 54% 100% 63% 92% 66% 89% 69% 80% 69% 127% 73% 37% 69% 64% 69% * Calculated values. Page 61 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Disbursements as a % of CWSRF Assistance 296 *Annual 109% 83% 98% 71% 76% 78% 79% 146% 297 "Cumulative 91% 90% 91% 87% 84% 83% 82% 88% Construction Starts as a % of CWSRF Assistance 298 *Annual 80% 56% 210% 83% 82% 90% 109% 91% 299 "Cumulative 100% 94% 106% 101% 97% 96% 98% 98% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 84% 87% 108% 29% 25% 40% 52% 73% 301 "Cumulative 71% 73% 77% 67% 58% 55% 54% 56% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 64% 26% 39% 17% 19% 19% 18% 66% 303 "Cumulative 32% 31% 32% 29% 27% 25% 24% 28% Initiation of Operations as a % of Construction Starts 304 *Annual 104% 156% 52% 35% 30% 45% 48% 80% 305 "Cumulative 71% 78% 73% 67% 60% 57% 55% 57% * Calculated values. Page 62 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Disbursements as a % of CWSRF Assistance 296 *Annual 105% 231% 92% 90% 67% 70% 87% 128% 297 "Cumulative 90% 95% 95% 94% 92% 90% 89% 92% Construction Starts as a % of CWSRF Assistance 298 *Annual 81% 171% 115% 77% 88% 88% 99% 99% 299 "Cumulative 96% 99% 99% 98% 97% 96% 96% 96% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 140% 245% 207% 43% 65% 18% 86% 56% 301 "Cumulative 65% 71% 78% 75% 74% 68% 70% 69% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 50% 122% 68% 47% 43% 32% 32% 50% 303 "Cumulative 30% 33% 35% 36% 36% 36% 36% 36% Initiation of Operations as a % of Construction Starts 304 *Annual 172% 143% 179% 55% 74% 20% 87% 56% 305 "Cumulative 68% 72% 78% 77% 76% 71% 73% 72% * Calculated values. Page 63 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative - - 101% 101% 125% 117% 114% 115% 116% 116% 132% 121% 111 % 118% 118% 118% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative - 0% 0% 54% 26% -287% 53% 24% 36% 155% 52% 47% 51% 170% 68% 109% 72% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative - - 20% 20% 50% 33% 97% 58% 59% 58% 117% 71% 56% 66% 100% 71% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - -15,193,381 -15,193,381 -99% -1,856,429 -17,049,810 -55% 11,651,836 -5,397,974 -17% -39,338,122 -44,736,096 -50% 20,965,306 -23,770,790 -25% -14,146,792 -37,917,583 -30% 13,327,892 -24,589,690 -15% 7,112,059 -17,477,631 -10% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 0 0 385,222 385,222 2.5% 708,300 1,093,522 3.5% 65,164 1,158,686 3.7% -528,878 629,808 0.7% 527,027 1,156,835 1.2% 1,711,890 2,868,725 2.3% 2,043,184 4,911,909 3.0% 4,728,467 9,640,376 5.5% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 64 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 125% 119% 160% 125% 169% 128% 245% 138% 238% 145% 176% 147% 116% 144% 116% 140% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 83% 74% 131% 76% 34% 71% 160% 77% 37% 72% 37% 66% -1457% 76% 108% 78% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 74% 72% 180% 80% 138% 84% 81% 84% 186% 90% 90% 90% 70% 87% 105% 89% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 3,649,593 -13,828,038 -7% -682,094 -14,510,132 -7% -21,371,949 -35,882,081 -15% 12,622,469 -23,259,612 -9% -33,545,733 -56,805,345 -20% 22,553,358 -34,251,987 -12% 51,641,069 17,389,082 6% 6,344,496 23,733,578 7% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 4,704,044 14,344,420 7.2% 5,461,418 19,805,838 9.5% 6,512,399 26,318,237 11.4% 6,642,958 32,961,195 13.2% 7,364,744 40,325,939 13.9% 4,823,314 45,149,253 15.2% -1,734,663 43,414,590 14.4% 1,100,279 44,514,869 14.0% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 65 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 374% 151% 191% 155% 243% 161% 380% 177% 1062% 210% 629% 238% 420% 259% 711% 288% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 111 % 80% 130% 85% 170% 89% 203% 100% 123% 104% 113% 106% 109% 106% 47% 95% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 109% 91% 83% 90% 98% 91% 71% 87% 76% 84% 78% 83% 79% 82% 146% 88% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 7,856,137 31,589,715 9% 18,900,866 50,490,582 13% 26,872,195 77,362,777 20% 103,057,349 180,420,126 44% 133,786,886 314,207,012 73% 125,249,896 439,456,908 89% 206,327,052 645,783,960 123% 30,705,702 676,489,662 120% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 3,330,953 47,845,822 14.2% 5,823,233 53,669,055 14.1% 5,563,888 59,232,943 15.1% 4,350,519 63,583,462 15.4% 5,306,657 68,890,119 15.9% 174,783 69,064,902 14.8% -887,938 68,176,964 13.7% -1,773,716 66,403,248 12.4% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 0 0 0 0 0 26,800,000 26,800,000 26,800,000 0 0 777,887 777,887 27,577,887 0 0 2,603,397 2,603,397 30,181,284 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 0 0 0 0 0 0 7,043,574 4,773,000 0 1,368,000 13,184,574 13,184,574 1,445,344 0 0 0 1,445,344 14,629,918 2,573,374 64,485 0 0 2,637,859 17,267,777 * Calculated values. Page 66 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Iowa Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 1135% 317% 4527% 342% 550% 349% 690% 361% 705% 373% 931% 391% 1128% 418% 789% 436% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 304% 102% 29% 95% 101% 95% 421% 101% 91% 100% 142% 103% 83% 100% 57% 96% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 105% 90% 231% 95% 92% 95% 90% 94% 67% 92% 70% 90% 87% 89% 128% 92% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 126,667,761 803,157,423 142% -14,251,149 788,906,274 134% 24,039,625 812,945,899 129% 110,365,762 923,311,661 146% 120,791,700 1,044,103,361 159% 180,736,006 1,224,839,367 180% 173,173,753 1,398,013,120 197% 80,414,055 1,478,427,175 194% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital -3,397,480 63,005,768 11.8% -2,856,256 60,149,512 10.8% -12,817,380 47,332,132 8.0% -2,569,920 44,762,212 7.5% -4,090,056 40,672,156 6.6% -5,001,813 35,670,343 5.6% 1,430,996 37,101,339 5.6% -9,563,008 27,538,331 3.8% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 1,282,572 1,282,572 31,463,856 0 0 424,224 424,224 31,888,080 0 0 7,376,757 7,376,757 39,264,837 0 0 -78,955 -78,955 39,185,882 0 0 1,884,300 1,884,300 41,070,182 0 0 1,145,700 1,145,700 42,215,882 0 0 1,000,000 1,000,000 43,215,882 0 0 863,168 863,168 44,079,051 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 17,133,560 3,048,000 0 0 20,181,560 37,449,337 4,959,847 0 0 0 4,959,847 42,409,184 34,092,179 0 0 0 34,092,179 76,501,363 13,964,620 0 0 0 13,964,620 90,465,983 18,177,011 0 0 0 18,177,011 108,642,993 7,557,032 0 0 0 7,557,032 116,200,025 379,000 0 0 0 379,000 116,579,025 13,601,047 0 0 0 13,601,047 130,180,072 * Calculated values. v. 06.11.2020 Page 67 of 67 11/30/2020 ------- |